Security Related Considerations in the Design and Operation of Transport Category Airplanes, 63867-63880 [E8-25476]
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Federal Register / Vol. 73, No. 209 / Tuesday, October 28, 2008 / Rules and Regulations
H. Paperwork Reduction Act
Under the Paperwork Reduction Act
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■ Accordingly, for the reasons stated in
the preamble to this supplemental final
rule, the Department of Homeland
Security reaffirms the text of the final
rule issued on August 15, 2007, 72 FR
45611, and makes one typographical
correction as set forth below:
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EMPLOYMENT OF ALIENS
1. The authority citation for part 274a
continues to read as follows:
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Authority: 8 U.S.C. 1101, 1103, 1324a; 8
CFR part 2.
§ 274a.1
2. In § 274a.1(l)(2)(iii) remove the
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Michael Chertoff,
Secretary.
[FR Doc. E8–25544 Filed 10–27–08; 8:45 am]
BILLING CODE 9111–28–P
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection
Service
9 CFR Parts 71, 83, and 93
[Docket No. APHIS–2007–0038]
RIN 0579–AC74
Viral Hemorrhagic Septicemia;
Interstate Movement and Import
Restrictions on Certain Live Fish
Animal and Plant Health
Inspection Service, USDA.
ACTION: Interim rule; delay of effective
date.
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AGENCY:
SUMMARY: On September 9, 2008, we
published an interim rule in the Federal
Register (73 FR 52173–52189) to restrict
the interstate movement and
14:54 Oct 27, 2008
Jkt 217001
The effective date for the interim
rule amending 9 CFR parts 71, 83, and
93, published at 73 FR 52173–52189 on
September 9, 2008, is delayed until
January 9, 2009.
DATES:
Dr.
P. Gary Egrie, Senior Staff Veterinary
Medical Officer, National Center for
Animal Health Programs, VS, APHIS,
4700 River Road Unit 46, Riverdale, MD
20737–1231; (301) 734–0695; or Dr.
Peter L. Merrill, Senior Staff
Veterinarian, National Center for Import
and Export, VS, APHIS, 4700 River
Road Unit 39, Riverdale, MD 20737–
1231; (301) 734–8364.
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
Viral hemorrhagic septicemia (VHS) is
a highly contagious disease of certain
freshwater and saltwater fish, caused by
a rhabdovirus. It is listed as a notifiable
disease by the World Organization for
Animal Health. The pathogen produces
variable clinical signs in fish including
lethargy, skin darkening, exophthalmia,
pale gills, a distended abdomen, and
external and internal hemorrhaging. The
development of the disease in infected
fish can result in substantial mortality.
Other infected fish may not show any
clinical signs or die, but may be lifelong
carriers and shed the virus.
On September 9, 2008, we published
an interim rule in the Federal Register
(73 FR 52173–52189, Docket No.
APHIS–2007–0038) to amend 9 CFR
parts 71, 83, and 93 by establishing
regulations to restrict the interstate
movement and the importation into the
United States of certain live fish species
that are susceptible to VHS. We
announced that the provisions of the
interim rule would become effective
November 10, 2008, and that we would
consider all comments on the interim
rule received on or before November 10,
2008, and all comments on the
environmental assessment for the
interim rule received on or before
October 9, 2008.
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Delay of Effective Date
Since publication of the interim rule,
we have received comments that
address a variety of issues. These issues
include the feasibility of the
requirement in the interim rule for a
visual inspection of regulated fish 72
hours prior to shipment, the provision
that Interstate Certificates of Inspection
allowing interstate movement of live
fish will be valid for 30 days from the
date of issuance, and the provision that
laboratory testing is valid for 30 days
from the date of sample collection for
fish held in a water source that is not
a secure water source.
Based on our review of the comments
received to date, we consider it
advisable to delay the effective date of
the interim rule from November 10,
2008, until January 9, 2009, while
retaining November 10, 2008, as the
close of the comment period for the
interim rule and October 9, 2008, as the
close of the comment period for the
environmental assessment. This
additional time will allow APHIS to
consider all comments and make some
adjustments to the interim rule that may
be necessary in order to successfully
implement it.
Authority: 7 U.S.C. 1622 and 8301–8317;
21 U.S.C. 136 and 136a; 31 U.S.C. 9701; 7
CFR 2.22, 2.80, and 371.4.
Background
[Amended]
VerDate Aug<31>2005
importation into the United States of
live fish that are susceptible to viral
hemorrhagic septicemia, a highly
contagious disease of certain freshwater
and saltwater fish. That interim rule was
scheduled to become effective on
November 10, 2008. We are delaying the
effective date of the interim rule until
January 9, 2009. This delay will provide
APHIS with time to consider all
comments and make some adjustments
to the interim rule that may be
necessary in order to successfully
implement it.
63867
Done in Washington, DC, this 22nd day of
October 2008.
Kevin Shea,
Acting Administrator, Animal and Plant
Health Inspection Service.
[FR Doc. E8–25663 Filed 10–27–08; 8:45 am]
BILLING CODE 3410–34–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 25 and 121
[Docket No. FAA–2006–26722; Amendment
Nos. 25–127, 121–341]
RIN 2120–AI66
Security Related Considerations in the
Design and Operation of Transport
Category Airplanes
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
AGENCY:
SUMMARY: The rule adopts several
standards of the International Civil
Aviation Organization (ICAO) and
requires manufacturers to incorporate
certain security features in the design of
new transport category airplanes.
Specifically, manufacturers of affected
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airplanes must design flightdecks that
are protected from penetration by
projectiles and intrusion by
unauthorized persons. The flightdeck,
passenger cabin, and cargo
compartments of these aircraft must be
protected from the effects of detonation
of an explosive or incendiary device.
The rule also requires that
manufacturers of new transport category
airplanes design a ‘‘least risk bomb
location’’ and that operators of certain
existing airplanes designate such a
location.
DATES: These amendments become
effective November 28, 2008. The
Director of the Federal Register
approved the incorporation by reference
of certain publications listed in this rule
as of the November 28, 2008 effective
date of this rule.
FOR FURTHER INFORMATION CONTACT: For
technical questions concerning this final
rule, contact: Jeff Gardlin, FAA Airframe
and Cabin Safety Branch, ANM–115,
Transport Airplane Directorate, Aircraft
Certification Service, 1601 Lind Avenue
SW., Renton, Washington 98055;
telephone (425) 227–2136; facsimile
(425) 227–1149; e-mail:
jeff.gardlin@faa.gov. For legal questions
concerning this final rule, contact: Gary
Michel, Regulations Division, AGC–200,
FAA Office of the Chief Counsel, 800
Independence Avenue, SW.,
Washington DC, 20591; telephone (202)
267–3148; e-mail: gary.michel@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is found in Title 49 of the
United States Code. Subtitle I, Section
106, describes the authority of the FAA
Administrator. Subtitle VII, Aviation
Programs, describes in more detail the
scope of the agency’s authority.
This rulemaking is promulgated
under the authority described in
Subtitle VII, Part A, Subpart III, Section
44701, ‘‘General requirements.’’ Under
that section, the FAA is charged with
promoting safe flight of civil aircraft in
air commerce by prescribing minimum
standards required in the interest of
safety for the design and performance of
aircraft. This regulation is within the
scope of that authority because it
prescribes new safety standards for the
design of transport category airplanes.
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I. Background
A. Summary of the NPRM
On January 5, 2007, the FAA
published a notice of proposed
rulemaking (NPRM) entitled ‘‘Security
Related Considerations in the Design
and Operation of Transport Category
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Airplanes.’’ 1 The FAA proposed to
amend part 25 to specify design
standards for new transport category
airplanes in order to increase security
for passengers and flightcrew.
For airplanes required by operating
rules to have a flightdeck door, the FAA
proposed standards to protect the
flightdeck from forcible intrusion by
unauthorized persons or penetration by
small arms fire or fragmentation
devices. The NPRM also proposed that
airplanes with a certificated passenger
seating capacity of more than 60 persons
or a maximum certificated gross takeoff
weight of over 100,000 pounds must be
designed to limit the effects of an
explosive or incendiary device by:
1. Providing means to protect the
flightdeck and the passenger
compartment from smoke, fumes, and
noxious gases.
2. Requiring fire suppression systems
for cargo compartments be designed to
withstand certain impacts or loads—
unless they are either redundant and
separated from one another by a
specified distance or installed remotely
from the cargo compartment.
3. Designating a ‘‘least risk bomb
location’’ (LRBL) where a bomb or other
explosive device discovered in-flight
could be placed, so if it were to
detonate, flight-critical structures and
systems would be protected from
damage as much as possible.
4. Ensuring redundant airplane
systems necessary for continued safe
flight and landing are either physically
separated by a certain distance or
otherwise designed to permit continued
safe flight and landing in the aftermath
of some event.
5. Creating interior features of the
cabin that make it more difficult to
conceal weapons, explosives, or other
such objects and easier to find such
items by a simple search.
The FAA also proposed to amend part
121 to require operators of existing
airplanes with a passenger seating
capacity of more than 60 persons
designate a least risk bomb location. The
public comment period on the NPRM
closed on April 5, 2007.
The NPRM noted the requirements of
this rule are not intended to be applied
to airplanes operated for private use.
Though the FAA specifically sought
input, we received no comments on this
subject. Since publication of the NPRM,
we have also published NPRM 07–13 2,
proposing certain alternative
requirements for private use airplanes.
We further intend to exclude § 25.795
from the final rule that results from the
1 72
2 72
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FR 630.
FR 38732, (July 13, 2007).
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‘‘private use’’ NPRM. This action is
consistent with our previously stated
intentions.
B. Summary of the Final Rule
This rule amends part 25 to require
manufacturers design certain new
transport category airplanes to increase
security for passengers and the
flightcrew. The rule specifies design
standards to protect the flightdeck from
forcible intrusion by persons or from
penetration by small arms fire or
fragmentation devices. It also requires
the design provide means to limit the
effects of detonation of an explosive or
incendiary device by (1) limiting entry
of smoke, fumes, and noxious gases into
the flightdeck or the passenger cabin; (2)
meeting specified standards for all
components of fire suppression systems
in cargo compartments; (3) establishing
an LRBL; (4) physically separating
certain redundant airplane systems or
otherwise designing them to continue to
function in the event of a detonation;
and (5) providing interior features that
make it harder to conceal weapons,
explosives, or other objects and easier to
detect such objects by a simple search
of the airplane cabin.
This rule also amends part 121 to
require operators of certain existing
airplanes designate a least risk bomb
location.
C. Summary of Comments
The FAA received 31 comments on
the proposed rule. Commenters
included airplane manufacturers,
airlines, aviation associations, and
individuals, including students and
commercial pilots. Most of the
comments supported the proposed rule;
several commenters also had
suggestions for change.
As provided in the original tasking
statement to the Aviation Rulemaking
Advisory Committee (ARAC), certain
comments we received were referred to
the Design for Security Harmonization
Working Group. Those comments
pertained to the following proposed
sections in the NPRM:
1. In § 25.795(b)(3)(iii), delete the
requirement to withstand ‘‘a 6-inch
displacement from a single point source
applied anywhere along the distribution
system because of support structure
displacements or adjacent materials
displacing against the distribution
system.’’
2. In § 25.795(b)(2), clarify those flight
and dispatch regimes under which
smoke protection is not required.
3. In § 25.795(c)(2), further explain the
relation of system separation to several
existing regulations.
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4. In § 25.795(c)(2), explain how
measurement of the separation distance
is accomplished.
5. In § 25.795(c)(3), define an object
size to facilitate interior searches.
Comments received on these and
other sections of the NPRM are
considered in detail in the following
discussion of this final rule.
II. Discussion of Final Rule
A. Overview
For more than 50 years, terrorist
acts—including hijackings and
detonation of explosive devices—have
targeted airplanes.
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1. ICAO Design Standards To Increase
Security
In response to a number of airplane
bombings and hijackings that occurred
in the 1960s, 1970s, and early 1980s, the
International Federation of Airline
Pilots Association developed proposals
regarding design standards for increased
security in airplanes. The association
submitted the proposals to the
International Civil Aviation
Organization (ICAO), a specialized
agency of the United Nations charged
with development of international
standards for safety and security of civil
aviation. ICAO airworthiness standards
affecting airplane design are contained
in Annex 8 of the Convention on
International Civil Aviation. ICAO in
turn, solicited comments on the
proposals from its member countries
and aviation organizations.
On December 21, 1988, a terrorist’s
bomb exploded in mid-air on Pan
American World Airways Flight 103
from London to New York City. The
explosion in the forward cargo hold of
the Boeing Model 747 airplane occurred
over Lockerbie, Scotland, killing all 259
people onboard and 11 people on the
ground.
As a result of this catastrophic event,
the effort to establish design standards
for increased security gained impetus.
Within several months of the explosion
on Flight 103, ICAO formed a study
group called Incorporation of Security
into Aircraft Design (ISAD). The study
group included representatives of the
airworthiness authorities of the United
States, the United Kingdom, France,
Germany, Brazil, and Russia. Also
included were representatives of the
International Federation of Airline
Pilots Association, the International
Coordinating Council of Aerospace
Industries Associations, and the
International Air Transport Association.
The task of ISAD was to consider the
existing proposals and recommend
design standards that were to be
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incorporated into Annex 8. Ultimately,
ISAD recommended design standards
pertaining to the following:
1. Survivability of systems.
2. Suppression of fire in cargo
compartments.
3. Protection from smoke and fumes
in the flightdeck and the passenger
cabin.
4. Design of an LRBL.
5. Protection of the flightdeck from
penetration by small arms fire or
shrapnel.
6. Design of interior features to deter
concealment of weapons, explosives, or
other objects and facilitate searching for
them.
On March 12, 1997, ICAO adopted the
recommended standards as Amendment
97 to Annex 8, and the member
countries subsequently approved those
standards. All but one of the standards
became effective 3 years after their
adoption. The exception was the
standard requiring identification of an
LRBL, which became effective
immediately. The identification of an
LRBL was already common practice in
the aviation industry and had been
applied as an operational standard
rather than a design standard.
Generally, Annex 8 standards do not
apply directly to the design of an
airplane, but are implemented by
adoption into the airworthiness
regulations of ICAO’s member countries.
As a signatory to the Convention which
established ICAO, the United States is
required to implement the Annex 8
rules into our national airworthiness
regulations to the extent practicable.3
2. ARAC’s Recommendations Pertaining
to Design for Security 4
In addition to participating in the
development of international standards
through ICAO, a high priority for the
FAA is maintaining harmonized
standards between the United States
and Europe. This harmonization is
achieved through the Aviation
Rulemaking Advisory Committee
(ARAC) composed of 66 member
organizations providing extensive
knowledge and expertise on a wide
range of aviation matters.
In 1999, the FAA tasked ARAC to
propose regulations incorporating
3 Because we have not yet incorporated these
ICAO standards into our regulations, the United
States (like all other states of manufacture) has filed
‘‘differences’’ with ICAO regarding the design for
security provisions of Annex 8. Adoption of this
final rule removes these differences with the ICAO
standards.
4 The FAA formally established the Aviation
Rulemaking Advisory Committee on January 22,
1991, to provide advice and recommendations
about FAA’s safety-related rulemaking (56 FR
2190).
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63869
security measures into airplane design.5
The proposed regulations were to be
based on Amendment 97 to Annex 8.
The task was assigned to the Design for
Security Harmonization Working Group,
incorporating members from the
aviation industry and the governments
of Europe, the United States, Brazil, and
Canada.
In April 2001, after several airlines
reported incidents of flightdeck
intrusion by aggressive passengers, the
FAA tasked ARAC to propose
harmonized regulations to improve the
intrusion resistance of the flightdeck.6
This task was also assigned to the
Design for Security Harmonization
Working Group.
The working group proposed
harmonized regulations for
implementing security safeguards into
the design of new transport category
airplanes. The working group submitted
its recommendations to ARAC which
voted in favor of submitting the
recommendations to the FAA.
3. Legislation and Rulemaking After the
Terrorist Attacks of 9/11
Several months after the terrorist
attacks on September 11, 2001, Congress
passed the Aviation and Transportation
Security Act. Among other provisions,
the Act directed that—for airplanes
required to have a door between the
flightdeck and the passenger
compartment—the FAA issue an order
requiring strengthening of the door so
that it could not be forced open from the
passenger side.
On January 15, 2002, the FAA
published Amendment No. 25–106.7
The rule amended 14 CFR 25 to add
new § 25.795, Security considerations.
Paragraph (a) Protection of flightdeck
specified that, if a flightdeck door were
required by operating rules, the door
installation must resist forcible
intrusion by unauthorized persons and
penetration by small arms and
fragmentation devices. The rule also
amended 14 CFR 121 to specify a date
the required flightdeck door was to be
installed. Thus, the amendment
addressed only the ICAO standard
regarding protection of the flightdeck.
B. Withdraw or Defer Rule
Two commenters, Boeing and the Air
Transport Association of America
(ATA), argued that this rulemaking was
premature and recommended it be
withdrawn or deferred for the reasons
stated below. Because of the nature of
the comments, the FAA consulted with
5 64
FR 57921, (October 27, 1999).
FR 31273, (June 11, 2001).
7 67 FR 2118.
6 66
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Federal Register / Vol. 73, No. 209 / Tuesday, October 28, 2008 / Rules and Regulations
the Transportation Security
Administration (TSA). The following
discussion represents consensus of the
FAA and TSA regarding
recommendation to withdraw or defer
the proposed rule.
1. Coordination With Other Agencies
Boeing and ATA contend the
proposed rule was not properly
coordinated with agencies that regulate
aviation security issues. As was noted in
the preamble to the NPRM, in October
1999 the FAA formed a Design for
Security Harmonization Working Group
under the auspices of ARAC. The task
of the new working group was to
propose harmonized regulations
incorporating security measures into
airplane design. The proposed
regulations were to be based on ICAO’s
Amendment 97 to Annex 8. At that
time, the TSA had not yet been formed.
However, its predecessor organization
within the FAA was a part of ARAC.
Subsequently, when TSA was
established as a separate agency, it
continued to participate in ARAC.
After the FAA accepted ARAC’s
recommendations regarding harmonized
regulations, we coordinated with TSA
throughout the process of drafting the
NPRM. This close coordination
continued during the extensive
governmental review prior to
publication of the NPRM. In fact,
Homeland Security Presidential
Directives (HSPD), the Aviation
Transportation System Security Plan
(ATSS), and the National Strategy for
Aviation Security all stress that aviation
security measures should be fully
coordinated among the relevant
governmental agencies, and
coordination of this rule was consistent
with that approach.
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2. Compliance With Certain HSPDs or
With the National Strategy for Aviation
Security
Boeing and ATA stated that another
reason to withdraw or defer the rule is
it does not comply with Homeland
Security Presidential Directive 16
(Directive 16) or with the National
Strategy for Aviation Security.
This is a more complex issue.
Directive 16, issued in June 2006,
mandates creation of a National Strategy
for Aviation Security (the Strategy),
which in turn is implemented through
several security plans. The Strategy was
issued on March 26, 2007, more than
two months after publication of the
FAA’s proposed rule. Subsequently, the
FAA and TSA reviewed the Strategy
and its corresponding plans and
concluded that this rule does not
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14:54 Oct 27, 2008
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conflict with those documents. The
ATSS notes:
The FAA also has specific
responsibilities and authorities relating
to safety and security of critical National
Airspace System infrastructure, as well
as responsibility for providing technical
advice and regulatory certification for
aircraft-based attack countermeasures.
The Strategy identifies terrorism and
attacks directed at aircraft and their
occupants as the number one threat to
aviation security. This rule is consistent
with the role of the FAA, as
contemplated by the ATSS, because it
regulates the design and manufacture of
certain airplane countermeasures to
protect the airplane and its occupants.
3. Risk Analysis of the Proposed
Approach and Alternatives
In their comments, ATA and Boeing
also recommended the NPRM be subject
to a formal risk analysis to assess its
merits compared to alternative aviation
security measures. In particular, they
urged that TSA’s Risk Management
Analysis Tool (RMAT), which is part of
the Risk Management Analysis Process
(RMAP), be used to assess the proposal.
The commenters suggested that because
the NPRM was not based on a risk
assessment it may duplicate or
needlessly overlap other security
measures.
A formal risk analysis tool, such as
RMAT, was not available when the
NPRM was developed. The ARAC
supported the measures proposed in the
NPRM, based on a real threat to
aviation, and concluded the proposed
measures would reduce the risk
associated with future attacks. The
principles that underlie the proposed
security measures have their origins in
work done by the international aviation
community dating back to the 1980s and
are based on the concept of layered
security. This is an integrated approach
which relies on multiple layers of
security measures, including pre-travel
measures, checkpoint measures, and
aircraft design measures to provide
increased protection from terrorists and
weapons.
Further, RMAT is a tool which is still
under development and requires further
testing. Given the continuing threat of
attacks by terrorists, the FAA cannot
justify delays in issuing this rule to
analyze it with a tool that has not yet
been validated. New tools for risk
analysis are developed constantly, and
if we wait for the next best tool, no
regulatory improvements would occur.
Based on discussion with TSA, we
considered whether to use something
other than the RMAT to address the
comments from Boeing and ATA. FAA
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and TSA concluded that this wasn’t
feasible or necessary. First, there is
really no other suitable risk model
available to address this type of rule.
Second, risk methodologies utilized by
TSA and other agencies whose purview
is security provided the outside
intelligence on which FAA relied
(beginning with ICAO standards) to
determine that the threat of terrorist acts
was significant and mitigation through
airplane design was prudent and
appropriate. All of the data available,
including some that is classified, clearly
show this rule would provide benefit.
Regulatory decisions are based on the
best information available at the time.
Therefore, the FAA is amending parts
25 and 121, as proposed, with the
modifications discussed below.
C. Applicability
As proposed, § 25.795(a) would apply
to new transport category airplanes
which are required by operating rules to
have a flightdeck door. Sections 25.795
(b) and (c) would apply to new transport
category airplanes with a maximum
certificated passenger seating capacity
of more than 60 persons or a maximum
certificated takeoff gross weight of over
100,000 pounds. Section 121.295 would
apply to existing transport category
airplanes with a passenger seating
capacity of more than 60 persons.
1. Rule Should Apply to All Transport
Category Airplanes
Four commenters, including the Air
Line Pilots Association, Coalition of
Airline Pilots Associations, PassengerCargo Security Group, and an individual
suggested the proposed rule apply to all
transport category airplanes and not be
limited, based on passenger capacity or
maximum takeoff gross weight. The
commenters cited the large number of
airplanes in the fleet that are below the
proposed thresholds, sizable passenger
and cargo loads carried, threat the
airplanes would present if
commandeered and used as weapons,
and the desire to apply aviation security
measures uniformly.
As we discussed in the preamble to
the NPRM, the intent of the proposed
rule was to adopt security provisions in
design that will be effective and at the
same time practicable. Limiting the rule
to the appropriate aircraft was a key task
of the Design for Security
Harmonization Working Group. In fact,
as a result of the ARAC
recommendation and the position of its
member states, ICAO amended the
applicability section of its standards to
specify a similar applicability. We
discussed this matter with the TSA and
concluded that applying the proposed
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rule to all transport category airplanes
would add considerable complexity to
the design and certification of smaller
airplanes without measurably
improving security.
In addition, if operating rules require
an airplane to have a flightdeck door,
then—regardless of that airplane’s
size—the requirements for the
flightdeck bulkhead will apply. This
aspect of the proposal most directly
addresses use of the airplane as a
weapon, which was presented as the
major concern of the commenters.
The applicability of the majority of
the provisions of § 25.795 is governed
by passenger capacity and gross weight.
In the NPRM, we stated both criteria are
necessary to address airplanes of
significant size that could carry both
passengers and cargo, but be below the
passenger threshold alone. Clearly, the
intent was to capture airplane types of
a certain size, whether or not they were
carrying large numbers of passengers.
In reviewing the language in the rule,
we noted the terminology used to define
passenger capacity limits (‘‘certificated
passenger seating capacity’’) might not
be sufficiently clear. The word
‘‘capacity’’ suggests the limit of the
airplane’s capability. However, there
could be some confusion whether this
applies to each individual airplane or to
the airplane type. As discussed above,
we clearly intended to affect the
airplane type. Therefore, to clarify the
intent, the word ‘‘maximum’’ has been
added to paragraphs (b) and (c) of
§ 25.795 as well as § 121.295. This is
also consistent with the language used
to characterize the gross weight limits.
2. Rule Should Also Apply to Airplanes
Which Carry Only Cargo
Several commenters, including the
Airline Professionals Association (APA),
Air Line Pilots Association (ALPA), and
Coalition of Airline Pilots Associations
(CAPA) recommended the proposed
requirements should also apply to allcargo airplanes. The commenters
specifically cited the physical
protection of the flightdeck as
something that should be required on
all-cargo airplanes as well as on
passenger airplanes. Their concern is
cargo airplanes frequently operate from
airports that do not have passenger
screening facilities and can be used as
weapons as effectively as airplanes
which carry passengers.
Existing requirements for reinforced
flightdeck doors address all transport
category airplanes required by operating
rules to have a flightdeck door. This rule
extends those same requirements to the
rest of the flightdeck bulkhead and other
barriers, but does not change the
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applicability of those requirements from
a security standpoint. The need to
reinforce the flightdeck door or, in fact,
the need to have a flightdeck door
depends on restrictions on access to the
airplane. We have discussed this issue
with TSA and concluded that a suitable
screening program to restrict access to
the airplane is as effective as physical
protection of the flightdeck without a
rigorous screening program. This subject
was discussed in detail in Amendments
121–287 and 129–37, Flightdeck
Security on Large Cargo Airplanes,8 and
the rationale in those rules continues to
be applicable.
3. Rule Should Apply to Existing As
Well As New Airplanes
Several individual commenters
recommended the proposed
requirements be applied to existing
airplane models, rather than only new
type designs.
As discussed in the NPRM, existing
airplanes are already equipped with
reinforced flightdeck doors and LRBLs
that were established voluntarily. The
remainder of the proposed changes
involve design changes that are
significant for an existing airplane type.
The costs of making these design
changes would be very significant, and
the benefits would not balance the cost.
When developing the proposal, we
considered various methods of
implementation and concluded that
introduction of these requirements on
new type designs would be the only
approach where benefits outweigh the
costs. We have no plan to extend any of
these requirements to the existing fleet
or existing type designs. An airplane’s
certification basis is established in
accordance with 14 CFR 21, and that
will continue to apply in this case. With
the exception of the change to § 121.295,
only airplanes with this amendment in
their certification basis will be covered
by this final rule.
D. Secondary Barriers To Protect
Flightdeck
Several commenters, including the
CAPA, ALPA, Passenger-Cargo Security
Group, and several individuals
recommended the FAA require
secondary barriers to provide enhanced
security of the flightdeck. ALPA cited
operational advantages of a secondary
barrier when the flightdeck door must
be opened during flight. The PassengerCargo Security Group argued that while
the reinforced flightdeck door is an
effective deterrent when it is closed and
locked, its effectiveness is compromised
with the number of times it is opened
8 68
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63871
during flight. Therefore, the Group
recommended that aircraft have a
complementary security system and
corresponding procedures.
Adding a requirement for secondary
flightdeck barriers to this rule would be
beyond the scope of the notice, since we
did not propose or even discuss this
issue in the NPRM. Therefore, if we
were to conclude that secondary barriers
should be required, we would have to
issue another proposal and provide for
public comment before adopting such a
requirement. In any case, we would
need the input of TSA and other
agencies to determine whether security
concerns warrant such a requirement.
Presently, we do not anticipate any
rulemaking that will require installation
of secondary flightdeck barriers.
Finally, installation of secondary
flightdeck barriers is currently
permitted provided all airworthiness
requirements are met and associated
operational procedures are approved. As
mentioned in the comment from ALPA,
at least one major domestic carrier has
developed, acquired approval for, and
installed secondary barriers on a portion
of its fleet. In addition, operators have
established procedures to permit
opening of the flightdeck door, and
these are working well.
E. Protection of Flightcrew
Compartment
As proposed, § 25.795(a) would
specify standards for the design of the
bulkhead, flightdeck door, and ‘‘any
other accessible barrier separating the
flightcrew compartment from occupied
areas.’’
1. Use of terms ‘‘Barrier’’ and
‘‘Boundary’’
The International Coordinating
Council of Aerospace Industries
Associations (ICCAIA) pointed out that
the proposed rule refers to ‘‘the
bulkhead, door, and any other
accessible barrier separating the
flightdeck compartment from occupied
areas,’’ whereas the proposed Advisory
Circular uses the term ‘‘boundary.’’ In
the context of the NPRM, we used the
term ‘‘barrier’’ to indicate the function
required. In the context of the Advisory
Circular, we used the term ‘‘boundary’’
to help define those items that must
serve as barriers. However, we agree the
distinction is subtle and the term
‘‘boundary’’ is more general. Therefore,
this final rule uses the term ‘‘boundary’’
rather than ‘‘barrier’’ to refer to
structures which separate the flightdeck
from the passenger compartment.
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2. Meaning of Term ‘‘Accessible’’
Barrier or Boundary
Boeing, Bombardier, and the ICCAIA
requested clarification of the term
‘‘accessible’’ barrier (now accessible
boundary).
In the context of resistance to
intrusion into the flightdeck, a boundary
is accessible if it could be exposed to
loads from attempts at forcible
intrusion. If the flightdeck bulkhead is
either composed or installed forward of
other interior structures, such as a galley
or closet, the contribution of those
interior structures to intrusion
resistance may be included when
assessing the acceptability of the
boundary.
Boundaries on a multi-deck airplane
could include the floor or ceiling,
although the ceiling might not be
accessible if it is high off the floor.
Generally, physical intrusion through
the cabin ceiling (from below the
flightdeck) would not be feasible
because of the flightdeck floor structural
requirements that must already be met.
When the cabin is above the flightdeck,
the cabin floor is clearly accessible.
However, it is also likely the existing
structural requirements for the floor will
not permit intrusion through the
flightdeck ceiling.
In terms of the ballistic protection
provided by a barrier, accessibility has
a slightly different definition. Barriers
are accessible, if they are on a hazardous
trajectory (as defined in proposed AC
25.795–2) from a location accessible to
a passenger. Interior structures installed
aft of a bulkhead would probably not
provide much ballistic protection.
Floors and ceilings on multi-deck
airplanes will very likely require
protection.
When establishing a hazardous
trajectory, an applicant for a new type
certificate should consider trajectories
originating in areas beyond the main
cabin seating zones if a passenger has
access to them. Such areas would
include any compartment that is not
locked. Crew rest compartments
accessible from the cabin should be
evaluated if they are not locked or do
not have some other means of
physically preventing unwanted access.
This applies even though they are
intended only for crew use.
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3. Placards To Restrict Entry
An individual commented that
placards on the compartment stating
‘‘crew use only’’ would be sufficient.
We do not agree. While a placard might
discourage inadvertent entry by a
person, it would not prevent entry by a
person deliberately trying to gain access.
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Therefore, an area of the cabin,
including a compartment not on the
main deck, is ‘‘accessible’’ unless there
is a physical impediment, such as a
lock, to entry.
F. Flightdeck Smoke Protection
As proposed, § 25.795(b)(1) would
require that means be provided to limit
entry of smoke, fumes, and noxious
gases from any other area of the airplane
into the flightdeck.
1. Applicability of §§ 25.831 and 25.855
Boeing commented that the preamble
to the NPRM says that § 25.831
addresses removal of smoke from the
flightdeck but does not directly address
penetration of smoke into the flightdeck,
other than smoke originating in a cargo
compartment. According to the
commenter, this statement incorrectly
implies that § 25.831 contains a
requirement pertaining to smoke
penetration, and it does not.
We agree that the preamble was
misleading on this point. Section 25.831
addresses removal of smoke from the
flightdeck but does not address
penetration of smoke from cargo
compartments. It is § 25.857 that
addresses excluding hazardous
quantities of smoke from a fire in a
cargo compartment from the flightdeck
or passenger compartment. This matter
is clearly addressed in the background
section of proposed AC 25.795–3,
therefore no change is needed to this
final rule or the Advisory Circular.
2. Clarification of References to
Advisory Circular 25–9A
Boeing and Transport Canada cited
several places in the preamble of the
NPRM where reference to AC 25–9A 9
could be misinterpreted and might not
be sufficiently precise.
We agree that the preamble did not
completely characterize the criteria
provided in AC 25–9A and the
relationship of that AC to these
requirements. Advisory Circular 25–9A
covers guidance for testing of smoke
penetration and removal as well as
recommended methods of compliance
with §§ 25.854, 25.855, 25.857, 25.858,
and 25.869. Clearly, AC 25–9A does not
explicitly address the requirements of
§ 25.795, since they did not exist at the
time the Advisory Circular was issued.
Therefore, any use of the guidance in
AC 25–9A in the context of § 25.795 will
require adaptation appropriate for the
specific requirements of this final rule.
Nonetheless, some of the recommended
9 Advisory Circular 25–9A, Smoke Detection,
Penetration, and Evacuation Tests and Related
Flight Manual Emergency Procedures; January 6,
1994.
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procedures described in AC 25–9A are
directly applicable to procedures that
could be used to show compliance with
§ 25.795.
3. Airflow Settings and Dispatch
Conditions
As discussed earlier, the FAA
requested in the original tasking
statement for ARAC that certain
comments be addressed by the Design
for Security Harmonization Working
Group. Among them were comments
regarding protection of the flightdeck
from smoke penetration. In particular,
Boeing and Transport Canada proposed
opposite approaches to addressing the
portions of a flight and the dispatch
conditions when the capability to resist
smoke penetration into the flightdeck
should be required. Since both
organizations were part of the working
group, we referred the matter to the
working group for a recommendation.
The intent of the requirement is that
the airplane be capable of limiting
smoke penetration into the flightdeck
when an explosive or incendiary device
has been discharged elsewhere on the
airplane. We recognize that, at any given
moment, the airplane may not be
making use of that capability. However,
once the crew becomes aware of the
need to prevent smoke penetration, they
should be able to take action in a fairly
short time. This is discussed further in
proposed AC 25.795–3. With regard to
dispatch conditions, the conclusion of
ARAC is that manufacturers should
consider the systems that will be
permitted to be inoperative for dispatch
when showing compliance with this
requirement. This also is noted in the
Advisory Circular.
Transport Canada commented that the
method of compliance discussed in the
preamble and the Advisory Circularproviding small differential pressure
between the flightdeck and other areasmight not be reliable without tests. The
commenter concluded that analysis
alone would not be acceptable to show
compliance.
The FAA agrees that testing is
necessary as part of the certification
process, assuming that the differential
pressures are very small. As noted in
proposed AC 25.795–3, small
differential pressures are difficult to
predict analytically and often cannot be
measured directly. Once an applicant
for a new type certificate conducts tests,
the FAA may agree that subsequent
changes to the design could be
substantiated by analysis alone if the
prior test data remain valid. But we
agree that in order to establish whether
a small differential pressure actually
exists, a simple test will most likely be
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2. Use of Term ‘‘Fresh Air’’
needed. Proposed Advisory Circular
25.795–3 provides one method of
compliance using testing.
4. Allowable Flightdeck Smoke
Boeing also proposed language that
would state explicitly that the rule does
not prohibit penetration of any smoke
into the flightdeck in the immediate
aftermath of an event.
The FAA does not believe that any
further clarification is required outside
this discussion. Both the NPRM and this
final rule use the term ‘‘limit’’ rather
than ‘‘prevent’’ when discussing
penetration of smoke into the flightdeck.
Additionally, proposed AC 25.795–3
clearly states that smoke resulting from
detonation of an explosive or incendiary
device ‘‘may initially enter the
flightdeck, until the flightcrew initiates
action to prevent further entry of
smoke.’’
G. Passenger Cabin Smoke Protection
As proposed, § 25.795(b)(2) would
require that means be provided to
prevent incapacitation of persons in the
passenger cabin resulting from smoke,
fumes, and noxious gases.
ebenthall on PROD1PC60 with RULES
1. Airflow Settings and Dispatch
Conditions
Boeing and Transport Canada
addressed the proposed requirements
pertaining to protection of the passenger
cabin from smoke. As with protection of
the flightdeck from smoke, the
comments addressed airflow settings
and dispatch conditions related to
passenger cabin smoke protection.
These comments were also referred to
ARAC for a recommendation.
The purpose of this requirement is
that the airplane have the capability of
coping with a quantity of smoke and
other toxic gases in the passenger cabin,
such that the passengers are not
incapacitated. A straightforward method
of compliance is to change cabin air
rapidly with outside air. This rapid air
change may not be possible in all
configurations of the environmental
control system or all flight regimes. In
fact, the need to rapidly evacuate smoke
from the passenger cabin is an
emergency procedure for which a
change in the ventilation rate may be
required. Thus, the crew may need to
initiate some procedures to enable the
airplane to meet the required air change
rate. This is discussed in more depth in
proposed AC 25.795–4. No change is
made to this final rule since the rule
simply requires ‘‘means’’ to protect the
passengers.
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The NPRM discusses rapid air change
using fresh air as one way to comply
with this requirement under
§ 25.795(b)(2). Boeing and Transport
Canada questioned whether using the
term ‘‘fresh air’’ was strictly accurate.
Boeing suggested using the term
‘‘outside air’’ which is more descriptive
of our intent.
The FAA agrees that the word ‘‘fresh’’
can have implications about air quality
and that the quality of outside air is
beyond the control of the applicant for
a new type certificate. Using the term
‘‘outside air,’’ does not have the same
implications about air quality. When
showing compliance with this
requirement by using rapid air changes,
the key factor is that the air is not recirculated and originates from the
outside. Therefore, in the preamble of
this final rule, the discussion of rapid
air change refers to ‘‘outside air.’’
We also noted that the proposed rule
language could be interpreted as
requiring consideration of constant gas
concentrations, rather than initial gas
concentrations. While the preamble
discussion of acceptable methods of
compliance, as well as the
characterization of the hazard, are clear
that the initial concentrations of specific
gases must be addressed, there is a
potential for confusion. To make sure
there is no misunderstanding, the word
‘‘initial’’ is added in paragraph b(2), as
follows: ‘‘Means must be provided to
prevent passenger incapacitation in the
cabin resulting from smoke, fumes, and
noxious gases as represented by the
initial combined volumetric
concentrations of 0.59% carbon
monoxide and 1.23% carbon dioxide.’’
H. Cargo Compartment Fire Suppression
As proposed, § 25.795(b)(3) would
require all components of fire
suppression systems for cargo
compartments be designed to withstand
certain conditions, unless the systems
are either redundant and separated in
accordance with proposed § 25.795(c)(2)
or installed remotely from the cargo
compartment.
1. Protection From Chemical and
Biological Hazards
The CAPA recommended that the
requirements address chemical and
biological hazards in addition to the
effects of an explosive or incendiary
device.
While there are no doubt valid
security concerns associated with these
potential hazards, they go beyond the
scope and intent of this final rule. The
rule, as proposed, addressed mitigating
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63873
effects of explosive and incendiary
devices from an engineering standpoint.
Chemical or biological threats introduce
entirely different issues and potential
consequences. Should such threats
warrant consideration in the airplane
design, further rulemaking would be
necessary. Accordingly, the FAA has
made no change to this final rule.
2. Six-Inch Displacement of
Components
Boeing and Bombardier questioned
the requirement that all components of
the cargo compartment’s fire
suppression system be able to withstand
‘‘A 6-inch displacement in any direction
from a single point force applied
anywhere along the distribution system
because of support structure
displacements or adjacent materials
displacing against the distribution
system.’’ Bombardier noted that this
would seem to require a sphere with a
diameter of 12-inches of space around
each point along the distribution
system. Boeing stated that certain parts
of the airplane structure cannot displace
6 inches without failure or the
distribution system would move with
the structure, so that there would be no
relative displacement.
These comments were referred to
ARAC for consideration, and the
committee’s recommendations form the
basis of this discussion. The 6-inch
displacement criterion is not intended
to require free space surrounding the
distribution system. The intent of
§ 25.795(b)(3)(iii) is to provide sufficient
flexibility that 6-inch displacements can
be tolerated without failure.
The space available for displacement
will obviously change in the event of an
explosion. Similarly, the fact that
certain structures cannot deform 6
inches without failure does not
eliminate the potential for a relative
displacement between the system and
its supporting structure. Relative
displacement can occur due to direct
loading or secondary contact with
adjacent materials or a combination of
the two. This can occur irrespective of
any structural failure and is a transient
condition that is not readily analyzed.
The intent of the criterion was to
provide a straightforward standard that
did not require extensive analysis or
knowledge of a particular device.
Nonetheless, the FAA agrees that the
proposed criterion could require
consideration of unrealistic situations
and would not contribute to safety.
Therefore, this final rule addresses those
situations as follows:
1. We considered the installation of
systems near the fuselage contour, for
example, in the crown of the airplane
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for a main deck cargo compartment. In
this area, a system could not be
displaced beyond the contour of the
fuselage, since the fuselage skin itself
will not significantly deflect without
failure. In those cases, the maximum
displacement in the direction of the
fuselage skin can be limited to that
which would result in displacement
outside the fuselage contour.
2. Similarly, the direction of potential
displacement may be constrained
somewhat since the explosive or
incendiary device is assumed to be
within the cargo compartment. The
proposed criterion would have resulted
in consideration of a displacement in
any direction. However, considering the
direction of loading that would result
from an explosion within the
compartment, there are some directions
of displacement that are very unlikely.
Therefore, we have deleted the words
‘‘any direction’’ from this final rule,
giving the applicant for a new type
certificate the ability to propose how the
system could be displaced. We expect
the envelope of displacement to be no
less than a hemispherical shape of a 6inch radius in the direction away from
the cargo compartment (except where
limited by the fuselage contour, as noted
above.)
3. Finally, there may be installations
where the potential for relative
displacement between the distribution
system and the structure to which it is
attached is eliminated. This would not
apply to attachments involving
standoffs or hanging brackets but could
apply to more substantial structure. An
example of such structure is a
continuous attachment to a floor beam,
such that the floor beam would have to
fail in order to create a relative
displacement with the distribution
system. In that case, the locations where
a relative displacement could occur
would be more limited, and the
necessary flexibility could be focused
into those areas.
This approach does not address all
possible scenarios but is in keeping with
the intent of the requirement to enhance
survivability of the system through
reasonable and practicable measures.
Advisory Circular 25.795–5 has also
been updated to reflect the change in
rule language and the discussion above.
3. All-Cargo Airplanes
The APA, ATA, and CAPA all
questioned how the proposed
requirement would apply to all-cargo
airplanes that do not have an active fire
suppression system installed. They
expressed concern that the rule might
eliminate the current approach to fire
protection for all-cargo airplanes and
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require the installation of a fire
suppression system. Such a system
would have to be quite large and
contain a large amount of extinguishing
agent. ATA noted that the cost of
certification, installation, and
maintenance of a fire suppression
system on all-cargo airplanes is not
accounted for in the initial regulatory
evaluation.
This final rule refers to ‘‘an
extinguishing agent’’ but does not
require installation of an active fire
suppression system for all-cargo
airplanes, assuming the existing method
of fire suppression is available. In most
cases, fire suppression on all-cargo
airplanes involves oxygen starvation,
rather than application of an
extinguishing agent. Depressurization at
altitude will reduce the available
oxygen and cause the fire to be
suppressed. Since this method should
continue to be available if an explosive
or incendiary device were to detonate,
an additional fire suppression system
would not be necessary.
This approach is in contrast to that
used in Class B cargo compartments
sometimes used on combination
passenger-and-cargo airplanes that
require a person to enter the
compartment to combat the fire. After
an explosion in the cargo compartment,
having a person enter the compartment
would be neither an acceptable nor a
reliable method of fire suppression. The
fire detection system in the cargo
compartment of an all-cargo airplane is
effectively the same as the fire detection
system in the cargo compartment of a
passenger airplane. Therefore, this rule
should have little effect on most allcargo airplanes.
4. Eliminate Class B Cargo Compartment
on Affected Airplanes
With respect to Class B cargo
compartments, Embraer suggested that it
would be more clear and direct to
simply eliminate them from airplanes
covered by this proposal. This
suggestion has merit; however, there is
other rulemaking activity that
specifically addresses standards for
Class B cargo compartments. The FAA
believes that the effects of this final rule
and the results of that rulemaking need
to be considered together. A future Class
B cargo compartment might not require
entry into the compartment to fight a
fire. In that case, the regulations would
have to be amended to permit the use
of Class B compartments. Therefore, we
have not changed the requirements or
modified the cargo compartment
classifications in this final rule.
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5. Remove First Sentence of
§ 25.795(b)(3)
Embraer also commented that the first
sentence of § 25.795(b)(3) (‘‘An
extinguishing agent must be capable of
suppressing a fire.’’) should be removed
because it is redundant to requirements
specified in § 25.857(c)(2). In addition,
in proposed AC 25.795–5, there is a
stated ‘‘assumption’’ that ‘‘the system
will extinguish the fire.’’
We agree; however, the requirements
of § 25.795(b) pertain specifically to the
effects of explosive and incendiary
devices which are not covered in
§ 25.857 and, in fact, are addressed only
in § 25.795(b)(3). Since the assumption
in proposed AC 25.795–5 is based on
the regulatory requirement
(§ 25.795(b)(3)), lacking the benefit of a
supporting requirement in the rule, the
assumption in the Advisory Circular
may not be valid. Therefore, we have
made no change to this final rule.
6. Protecting Pressure Vessels and
Certain Other Equipment
The APA and CAPA questioned the
impact criteria for protection of pressure
vessels and other equipment vulnerable
to fragment damage. They believe that
the fragment velocities are much too
low and should be on the order of the
measured blast wave velocity of an
explosive itself.
There may be some confusion as to
what the requirements represent in
terms of the threat. The purpose of the
proposed requirement to protect against
a half inch aluminum sphere traveling
at 430 feet per second is to account for
objects that fragment and are dispersed
as a result of an explosive or incendiary
device. While the fragment velocities of
the explosive or incendiary device itself
may reach very high levels, these are not
a hazard to the airplane systems. Much
of the work done to establish these
criteria involves sensitive information
and may not be released to the public.
The impact criteria were discussed and
agreed upon within ARAC, but security
considerations preclude further detailed
discussion in this rule. The FAA has
considered the issues presented by the
commenters and concluded that the
criteria remain valid.
I. Least Risk Bomb Location
As proposed, § 25.795(c)(1) would
require that an airplane be designed
with a designated location where a
bomb or other explosive device could be
moved to protect flight-critical
structures and systems as much as
possible from damage in the case of
detonation.
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1. Language of § 25.795(c)(1)
Boeing suggested § 25.795(c)(1) be reworded to read, ‘‘An airplane should be
designed with a designated location or
other mitigation for a bomb * * *.’’
Boeing argued that the wording in the
NPRM goes beyond the intent of the
ARAC recommendation and that its own
suggested wording provides more
flexibility.
Section 25.795(c)(1) is consistent with
the ARAC’s recommendation.
Additionally, the FAA believes that use
of the word ‘‘should’’ is inappropriate in
this context, as it conveys a
recommendation rather than a
requirement. Finally, the rule is flexible
to the extent that a ‘‘location’’ is very
general and permits a number of
different approaches within the
airplane. Approaches that do not fall
under the definition of a ‘‘location’’ may
be approvable, using the equivalent
level of safety provisions of
§ 21.21(b)(1).
2. The Fuel System Is a Critical System
Transport Canada noted that one of
the critical systems that should be kept
away from the LRBL is the fuel system.
The FAA agrees that fuel systems are
critical systems, as intended by this
final rule. We will add fuel systems to
the discussion in proposed AC 25.795–
6.
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J. Survivability of Systems
As proposed, § 25.795(c)(2) would
require that redundant airplane systems
necessary for continued safe flight and
landing either be designed to maximize
their ability to survive an event or be
physically separated by a certain
distance, except where that is
impracticable. The NPRM proposed that
redundant systems be separated by the
diameter of a sphere and specified a
formula for calculating that diameter.
1. Clarification of System Separation
Requirement
Boeing and Airbus requested
clarification on the portions of the
airplane to which the system separation
requirement applies: when must an
applicant consider the entire spherical
volume defined in the regulation and
when is some lesser volume acceptable.
In particular, Airbus proposed that the
floor and ceiling of the passenger cabin
be treated like the cargo compartment
liner with only half the sphere applied
to those areas.
The requirement applies to the entire
fuselage, except where impracticable
and where limited by the boundary of
the bulkheads in the passenger and
cargo compartments. As recommended
by ARAC, the separation requirement is
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to be applied in full above the passenger
ceiling, which is an area often used to
route critical systems. Significant
discussion of the rationale for this
requirement in the final rule is
contained in both the preamble to the
NPRM and in proposed AC 25.795–7.
2. Purpose of System Separation
Boeing and Embraer addressed the
purpose of system separation. Boeing
suggested that the final rule explicitly
state that the purpose of the requirement
is to address an explosive or incendiary
device. Conversely, Embraer suggested
that the rule clarify that an explosive or
incendiary device is only an example of
something that system separation will
help to mitigate.
While the impetus for the system
separation requirement is related to
security, the requirement will have
benefits that extend beyond security.
We do not believe a revision to
regulatory language is needed; there is
no implication that the requirement is
contingent on a specific threat. The
extent to which the requirement caters
to security issues is addressed by the
‘‘impracticable’’ provisions and the
limits on application of the sphere
beyond the bulkheads in the passenger
and cargo compartments.
3. Possible Conflict With Other
Applicable Regulations
Boeing and Airbus commented that
there are other regulations, such as
§§ 25.729(f) and 25.903(d), that also
require system separation, and
promulgation of § 25.795(c)(2) could
create conflict.
This is another subject addressed by
the ARAC. The current requirements for
system protection against high energy
rotor failure or tire bursts are often met
by system separation or shielding. In
some cases, the traditional approach of
system isolation to address a tire burst,
for example, could result in both parts
of a redundant system running within
the required sphere size for compliance
with § 25.795(c)(2).
However, after consultation with
ARAC, we cannot envision a scenario in
which compliance with either
§§ 25.729(f) or 25.903(d) would
preclude compliance with
§ 25.795(c)(2). Nonetheless, if such a
situation were to arise, the provision in
the regulation regarding impracticability
would apply, and the applicant for a
type certificate would show compliance
with the regulation producing the
conflict.
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4. Combination of Systems Assumed To
Be Inoperative
Boeing objected to the discussion of
the combination of systems assumed to
be inoperative within the sphere. The
NPRM advised a manufacturer to
consider the effect on continued safe
flight and landing and whether primary
and backup controls for particular
systems should be separated relative to
another system’s primary and backup
controls, essentially so that not only
backup controls were available.
The intent of this discussion was to
include an assessment of the effects of
the system separation approach in
addition to the literal geometric
compliance of the system locations.
That is, each system taken individually
is sufficiently redundant to permit
continued safe flight and landing, if
there is a failure.
However, assuming a failure renders a
combination of systems inoperative,
with the proper separation, there should
be sufficient control to permit continued
safe flight and landing. Assuming
entirely redundant systems, the
separation alone will address the
concern. Even if the systems are not
100% redundant, the capabilities of the
backup system may be such that there
is no concern with continued safe flight
and landing. Nonetheless, the
manufacturer should consider the
ramifications of the inoperative systems
and the capability of the systems that
remain when complying with this
requirement.
5. Other Mitigation Measures
Airbus commented that the rule
should make it clear that other
mitigation measures are required if
system separation is impracticable.
They note that the phrase ‘‘or otherwise
designed to maximize their
survivability’’ is intended to address
this but believe that the wording could
be more explicit. They suggested
dividing paragraph (c)(2) into two
paragraphs, to read as follows:
‘‘i. Except where impracticable,
redundant airplane systems necessary
for continued safe flight and landing
must be physically separated, at a
minimum, by an amount equal to a
sphere * * *. The sphere is applied
everywhere within the fuselage limited
by the forward bulkhead, the aft
bulkhead, and the liner of the passenger
cabin and cargo compartment, beyond
which only one-half the sphere is
applied.
‘‘ii. Where compliance with paragraph
(i) above is impracticable, other design
precautions must be taken to maximize
the survivability of those systems.’’
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We agree with the comment,
inasmuch as it makes the requirement
clearer. Accordingly, the language has
been changed in this final rule.
6. Clarification Regarding Reliability
and Redundancy
Airbus also commented that it would
like the preamble to state more
definitively that this requirement does
not change the reliability requirements
of any system or require systems that are
not currently redundant to become
redundant.
Both of these statements are correct,
although there is no change needed to
the rule language. This final rule adds
a requirement to the system architecture
(i.e., separation) but does not change the
functional requirements of the systems
affected. Proposed AC 25.795–7 will
reflect this intent.
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7. Clarification of How To Measure
Separation of Systems
Boeing also asked for a more specific
definition of how the separation
distance was to be measured. Since the
affected systems themselves have
physical dimensions, the separation
between them may not be a simple
distance between points.
Due to the variety of possibilities and
the number of different system types,
we asked ARAC to address this
comment as well. The ARAC concluded
and we agree that the distance should be
determined so that the sphere derived
from the equation in § 25.795(c)(2) can
pass between any part of the systems.
Proposed AC 25.795–7 has been revised
to reflect this same approach.
K. Clarification of § 25.795(c)(3)
As proposed, § 25.795(c)(3) would
require that certain parts of the cabin be
designed to make it more difficult to
hide weapons, explosives, or other
objects and easier to search for them.
The specific parts of the cabin are the
areas above the overhead bins, the
toilets, and the life preservers or the
areas where they are stored.
The ICCAIA, Bombardier, and Airbus
all requested clarification on the degree
to which the area above stowage
compartments must prevent
concealment of an object. In particular,
they asked about the size of the object
to be considered and how the
acceptability of the design would be
assessed. This is a subject that had
initially been discussed in ARAC’s
Design for Security Harmonization
Working Group but was not resolved.
However, because of the evident need
for a standard, we referred this comment
to the working group for its
recommendation.
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The working group reached consensus
on an approach for the interior design
that should simplify the compliance
findings. Although Boeing provided a
dissenting opinion, the Transport
Airplane and Engine Issues Group
concurred with the working group and
forwarded the recommendation to the
FAA. In summary, the working group
recommended an approach using
objects of varying shapes that have a
volume of 20 cubic inches or larger. A
designer that elects to use this approach
would have a straightforward way of
showing compliance. This method is
described more fully in AC 25.795–8.
Nevertheless, since the commenters
requested additional clarification, we
have decided to add a provision
defining a method of compliance that
will always be found compliant, for
designs that prevent concealment of 20
cubic inch objects. The rule also permits
other methods acceptable to the
Administrator. This would include
other approaches using standard objects,
as well as design features to eliminate
the space above the overhead bins.
Designs that prevent concealment of
objects smaller than 20 cubic inches
would, of course, also be acceptable.
The requirements of § 25.795(c)(3) are
intended to facilitate searching and are
a way to improve the design to that end.
The actual search process and the types
of things for which a search is
conducted are not changed by this
requirement. By improving the design
and making it easier to search, the
search is more effective and more
efficient. This requirement should not
affect operators when an airplane is
searched, other than making the search
more effective and efficient as noted
above. It is simply a way to gauge the
effectiveness of the design in improving
the searchability of the airplane.
Qantas Airways and the ATA
commented that improved interior
design to facilitate searches was highly
desirable and that any efforts in this
area need to be coordinated with the
Transportation Security Administration.
Qantas commented that the regulatory
requirements (that involve the design)
imposed on the operator by TSA should
be requirements on the airframe
manufacturer as well.
We agree that good coordination with
TSA is needed and have coordinated
this rulemaking extensively with TSA.
In terms of regulatory compliance,
regulations are specific in their
applicability. To the extent that these
requirements apply only to persons
subject to the rule, good cooperation
between the regulators, manufacturers,
and operators is the key to improving
security.
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L. Operational Requirement To
Designate an LRBL
As proposed, § 121.295 would require
that existing airplanes which seat more
than 60 passengers have a location
where a suspected explosive or
incendiary device discovered in flight
can be placed to minimize the risk to
the airplane.
The ATA and AirTran Airways
(AirTran) commented on the operational
requirement to designate an LRBL and,
in particular, how important it was for
the airframe manufacturer to provide
assistance to operators in identifying the
LRBL. They noted that an operator does
not have all the design information
necessary to make this determination
and would need the airframe
manufacturer’s help in complying with
proposed § 121.295. AirTran also noted
that the proposal does not address the
procedures required to make proper use
of the LRBL.
As discussed in the NPRM, operators
have voluntarily designated an LRBL for
many years. The FAA and later TSA
have worked with airframe
manufacturers and operators to
implement identification and use of the
LRBL without a regulatory requirement
in place. This final rule requires the
designation of an LRBL but does not
require design changes for existing
airplanes. Proposed Advisory Circular
25.795–6 addresses procedural issues
and provides instruction for operators to
obtain the information that the ATA and
AirTran are seeking. We agree that close
coordination between the operator and
manufacturer is vital; however, at
present the information needed to
identify and carry out the necessary
procedures for the LRBL is held by the
TSA and is available to operators.
M. Other Measures To Increase Airplane
Security
Section 107 (b) of the Aviation and
Transportation Security Act states:
b. Implementation of other methods—
As soon as possible after such date of
enactment, the Administrator of the
Federal Aviation Administration may
develop and implement methods to—
1. Use video monitors or other devices
to alert pilots in the flight deck to
activity in the cabin, except that the use
of such monitors or devices shall be
subject to nondisclosure requirements
applicable to cockpit video recordings
under section 111.4(c);
2. Ensure continuous operation of an
aircraft transponder in the event of an
emergency; and
3. Revise the procedures by which
cabin crews of aircraft can notify flight
deck crews of security breaches and
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Federal Register / Vol. 73, No. 209 / Tuesday, October 28, 2008 / Rules and Regulations
other emergencies, including providing
for the installation of switches or other
devices or methods in an aircraft cabin
to enable flight crews to discreetly
notify the pilots in the case of a security
breach occurring in the cabin.
Aerospace Services International
proposed that closed circuit television
be added to airplanes and submitted
detailed suggestions for how these
systems should operate.
The concept of video monitoring has
been discussed at aviation safety and
security forums for some years.
However, there are numerous concerns
(especially as to violation of privacy)
associated with use of such systems,
and at this point the potential benefits
of requiring video monitoring do not
outweigh the concerns. This subject was
also discussed at some length in the
rulemaking on Flightdeck Door
Monitoring and Crew Discreet Alerting
Systems.10 Any requirements for use of
closed circuit television are beyond the
scope of the NPRM and thus would
require separate rulemaking. Currently,
we do not anticipate rulemaking in that
area.
ebenthall on PROD1PC60 with RULES
N. Existing Regulations Address
Incendiary Devices
Boeing inferred that the FAA equates
explosive devices and incendiary
devices because of implications that
they produce the same effects. Boeing
does not agree that these two types of
devices produce the same effect.
Further, Boeing maintains that existing
regulations and airplane design practice
already address the effects of an
incendiary device.
We agree that different devices may
produce different effects and did not
intend to equate them in the proposal.
Most aircraft fires originating from, for
example, mechanical or electrical faults
are fairly slow-developing and
localized, whereas an incendiary device
can produce a fire that is widespread
and formed very quickly. For the most
part, Halon 1211 can be used to
suppress the extensive fire that an
incendiary device can cause. However,
as discussed in the NPRM, Halon will
not be available indefinitely.
In addition, no explicit requirement
in the current regulations addresses fire
caused by an incendiary device.
Therefore, this final rule specifically
requires that new airplanes be designed
to protect against detonation of such
devices. Proposed AC 25.795–5
discusses the subject more fully.
10 Amendment
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O. Destructive Capability of Explosive or
Incendiary Devices
Boeing and Bombardier commented
that the NPRM does not specify the
destructive capability of the devices that
the proposed regulations are intended to
mitigate.
The commenters are correct. In fact,
with this rule we intend to improve an
airplane’s survivability from security
threats, including explosive and
incendiary devices, regardless of the
energy of the device. The degree of
improvement will vary, depending on
the airplane design and the specific
device. However, when coupled with
other security measures, the effect will
be a significant improvement in safety
for the public.
Since this final rule and the
associated advisory circulars taken
together provide clear performance
measures, design objectives, and
guidance, there is no need to discuss
specific device capabilities. In addition,
this is sensitive security information
and cannot be publicly disclosed. We
can be more specific with an applicant
for a new type certificate should a
particular proposed method of
compliance require it. Accordingly, we
have made no change to the rule.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. We
have determined that there is no current
or new requirement for information
collection associated with this
amendment.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with ICAO Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and has identified no differences with
these regulations.
III. Regulatory Evaluation, Regulatory
Flexibility Determination, International
Trade Impact Assessment, and
Unfunded Mandates Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
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63877
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, this Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
In conducting these analyses, FAA
has determined this rule has benefits
that justify its costs, and is a ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866 because it
raises novel policy issues contemplated
under that executive order. The rule is
also ‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures.
Accordingly, OMB has reviewed this
final rule.
The rule will not have a significant
economic impact on a substantial
number of small entities, will not create
unnecessary obstacles to international
trade, and will not impose an unfunded
mandate on state, local, or tribal
governments, or on the private sector.
These analyses, are discussed below.
Summary of Costs and Benefits
The cost of a fatal aircraft accident
involving terrorist bombing and
hijacking can exceed one billion dollars.
In addition to the direct costs of such an
accident are associated costs of
Congressional hearings, bankruptcy
proceedings, and other litigation
following such an accident. Finally, the
psychological costs of such an accident
are incalculable.
The total estimated costs of this rule
are $1.4 billion ($360.0 million present
value). This total includes the costs of
certification and manufacturing as well
as the incremental fuel burn. We
estimate larger transport category
aircraft costs at $1.3 billion ($326.7
million present value). Smaller
transport category airplane costs are
$88.8 million ($33.2 million present
value).
We estimate the total benefits of this
rule at $2.7 billion ($587.7 million
present value). The operational benefits
alone justify the costs of the rule.
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Federal Register / Vol. 73, No. 209 / Tuesday, October 28, 2008 / Rules and Regulations
Who Is Potentially Affected by This
Rulemaking
Manufacturers and operators of new
part 25 transport category airplanes.
Assumptions and Sources of
Information
• Period of analysis: 2008 through
2061—While the period of analysis is
driven by the estimated number of
certifications and corresponding
production period, this final rule
would still be cost beneficial if
analyzed over a 20-year period.
• Discount rate: 7%
• Terrorist Acts: Transportation
Security Administration
• Civil Aviation Crimes: 2000 Crime
Acts Report, Federal Aviation
Administration
• Terrorist Acts: 9–11 Commission
Report, July 22, 2004
• Costs of Terrorist Acts: ‘‘September
11, 2001: Then and Now,’’ John R.
Jameson
• Costs of Terrorist Acts: ‘‘The
Economic Cost of Terrorism,’’ Brian S.
Wesbury, September 2002
• BACK Aviation Solutions: Fleet PC TM
• Wong, Jinn-Tsai and Yeh, Wen-Chien
‘‘Impact of Flight Accident on
Passenger Traffic Volume of the
Airlines in Taiwan,’’ Journal of the
Eastern Asia Society for
Transportation Studies, vol. 5,
October, 2003
• NASA 2004 Cost Estimating
Handbook
ebenthall on PROD1PC60 with RULES
Alternatives We Considered
The FAA considered reducing the size
of transport category airplanes that
would be subject to the requirements
contained in this proposal because we
believe that smaller airplanes—whether
carrying passengers or cargo—are less
likely to be the target of terrorists.
However, given the importance of
maintaining cabin security, this final
rule will require protection of the
flightcrew compartment for all transport
category airplanes required by operating
rules to have a flightdeck door.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
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given serious consideration.’’ The RFA
covers a wide-range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA.
However, if an agency determines that
a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify,
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
In the Initial Regulatory Flexibility
Determination, we found that there
would not be a significant economic
impact on a substantial number of small
entities. Entities potentially affected by
this final rule include manufacturers
and operators of part 25 transport
category airplanes. We estimate direct
cost and not secondary impacts or
indirect cost, as measuring indirect
costs is speculative and subject to
double counting.
We received no comments regarding
our initial determination, and our final
regulatory flexibility determination is
that this final rule will not have a
significant economic impact on a
substantial number of small entities.
In our classification, we use the size
standards from the Small Business
Administration. According to those
standards, companies with fewer than
1,500 employees (in aircraft
manufacturing) are small entities. All
U.S. manufacturers of transport category
airplanes have more than 1,500
employees; thus none are considered
small entities.
A substantial number of operators
which purchase larger affected aircraft
might be classified as small entities and
thus incur cost due to increased fuel
consumption. Although a substantial
number of small entities will be
affected, operational cost savings alone
are greater than the additional cost of
fuel consumption. In addition, a
substantial number of operators which
purchase smaller affected aircraft will
incur fuel cost due to the incremental
weight increase. We estimate that the
requirements contained in this final rule
will add $2,600 in cost per smaller
aircraft annually. This cost equates to
roughly $200 per month per aircraft. We
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do not believe that this cost will be
significant in the purchase and
operation of a new airplane.
Therefore as the acting FAA
Administrator, I certify that this rule
will not have a significant economic
impact on a substantial number of small
entities.
International Trade Impact Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–30) prohibits Federal
agencies from engaging in any standards
or engaging related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Legitimate domestic objectives, such as
safety, are not considered unnecessary
obstacles. The statute also requires
consideration of international standards
and, where appropriate, that they be the
basis for U.S. standards.
The FAA has assessed the potential
effect of this rule and determined that
it would promote international trade by
standardizing security-related design
features of part 25 airplanes and thereby
comply with ICAO’s international
design standards.
In accordance with the Trade
Agreements Act, the FAA used
international aircraft safety standards as
the basis for this rule and, therefore, is
in compliance with the Act.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more
(adjusted annually for inflation with the
base year 1995) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The value equivalent
of $100 million in CY 1995, adjusted for
inflation to CY 2007 levels by Consumer
Price Index for all Urban Consumers
(CPI–U) as published by the Bureau of
Labor Statistics, is $136.1 million.
Executive Order 13132, Federalism
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action will not
have a substantial direct effect on the
States, on the relationship between the
Federal Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, and, therefore
would not have federalism implications.
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Regulations Affecting Intrastate
Aviation in Alaska
Section 1205 of the FAA
Reauthorization Act of 1996 (110 Stat.
3213) requires the FAA, when
modifying its regulations in a manner
affecting intrastate aviation in Alaska, to
consider the extent to which Alaska is
not served by transportation modes
other than aviation, and to establish
appropriate regulatory distinctions. In
the NPRM, we requested comments on
whether the proposed rule should apply
differently to intrastate operations in
Alaska. We did not receive any
comments, and we have determined,
based on the administrative record of
this rulemaking, that there is no need to
make any regulatory distinctions
applicable to intrastate aviation in
Alaska.
Environmental Analysis
Order 1050.1E defines FAA actions
that are categorically excluded from
preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 3f and involves no
extraordinary circumstances.
by calling (202) 267–9680. Make sure to
identify the amendment number or
docket number of this rulemaking.
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit or you may visit https://
DocketsInfo.dot.gov.
Small Business Regulatory Enforcement
Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction. If
you are a small entity and you have a
question regarding this document, you
may contact your local FAA official, or
the person listed under the FOR FURTHER
INFORMATION CONTACT heading at the
beginning of the preamble. You can find
out more about SBREFA on the Internet
at https://www.faa.gov/
regulations_policies/rulemaking/
sbre_act/.
ebenthall on PROD1PC60 with RULES
Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this
rulemaking under Executive Order
13211, Actions Concerning Regulations
that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
have determined that it is a ‘‘significant
regulatory action’’ as defined in both
Executive Order 12866, and DOT’s
Regulatory Policies and Procedures, the
final rule is not a ‘‘Significant Energy
Action’’ because it is not likely to have
a significant adverse effect on the
supply, distribution, or use of energy.
List of Subjects
Availability of Rulemaking Documents
You may obtain an electronic copy of
rulemaking documents using the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies/; or
3. Accessing the Government Printing
Office’s Web page at https://
www.gpoaccess.gov/fr/.
You may also obtain a copy by
sending a request to the Federal
Aviation Administration, Office of
Rulemaking, ARM–1, 800 Independence
Avenue, SW., Washington, DC 20591, or
PART 25—AIRWORTHINESS
STANDARDS: TRANSPORT
CATEGORY AIRPLANES
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14 CFR Part 25
Aircraft, Aviation safety,
Incorporation by reference
14 CFR Part 121
Aircraft, Aviation safety, Safety,
Transportation.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration (FAA)
amends parts 25 and 121 of Title 14,
Code of Federal Regulations, as follows:
■
1. The authority citation for part 25
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 44701,
44702, 4794.
■
2. Revise § 25.795 to read as follows:
§ 25.795
Security considerations.
(a) Protection of flightcrew
compartment. If a flightdeck door is
required by operating rules:
(1) The bulkhead, door, and any other
accessible boundary separating the
flightcrew compartment from occupied
PO 00000
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Fmt 4700
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63879
areas must be designed to resist forcible
intrusion by unauthorized persons and
be capable of withstanding impacts of
300 joules (221.3 foot pounds).
(2) The bulkhead, door, and any other
accessible boundary separating the
flightcrew compartment from occupied
areas must be designed to resist a
constant 250 pound (1,113 Newtons)
tensile load on accessible handholds,
including the doorknob or handle.
(3) The bulkhead, door, and any other
boundary separating the flightcrew
compartment from any occupied areas
must be designed to resist penetration
by small arms fire and fragmentation
devices to a level equivalent to level IIIa
of the National Institute of Justice (NIJ)
Standard 0101.04.
(b) Airplanes with a maximum
certificated passenger seating capacity
of more than 60 persons or a maximum
certificated takeoff gross weight of over
100,000 pounds (45,359 Kilograms)
must be designed to limit the effects of
an explosive or incendiary device as
follows:
(1) Flightdeck smoke protection.
Means must be provided to limit entry
of smoke, fumes, and noxious gases into
the flightdeck.
(2) Passenger cabin smoke protection.
Means must be provided to prevent
passenger incapacitation in the cabin
resulting from smoke, fumes, and
noxious gases as represented by the
initial combined volumetric
concentrations of 0.59% carbon
monoxide and 1.23% carbon dioxide.
(3) Cargo compartment fire
suppression. An extinguishing agent
must be capable of suppressing a fire.
All cargo-compartment fire suppression
systems must be designed to withstand
the following effects, including support
structure displacements or adjacent
materials displacing against the
distribution system:
(i) Impact or damage from a 0.5-inch
diameter aluminum sphere traveling at
430 feet per second (131.1 meters per
second);
(ii) A 15-pound per square-inch (103.4
kPa) pressure load if the projected
surface area of the component is greater
than 4 square feet. Any single
dimension greater than 4 feet (1.22
meters) may be assumed to be 4 feet
(1.22 meters) in length; and
(iii) A 6-inch (0.152 meters)
displacement, except where limited by
the fuselage contour, from a single point
force applied anywhere along the
distribution system where relative
movement between the system and its
attachment can occur.
(iv) Paragraphs (b)(3)(i) through (iii) of
this section do not apply to components
that are redundant and separated in
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accordance with paragraph (c)(2) of this
section or are installed remotely from
the cargo compartment.
(c) An airplane with a maximum
certificated passenger seating capacity
of more than 60 persons or a maximum
certificated takeoff gross weight of over
100,000 pounds (45,359 Kilograms)
must comply with the following:
(1) Least risk bomb location. An
airplane must be designed with a
designated location where a bomb or
other explosive device could be placed
to best protect flight-critical structures
and systems from damage in the case of
detonation.
(2) Survivability of systems.
(i) Except where impracticable,
redundant airplane systems necessary
for continued safe flight and landing
must be physically separated, at a
minimum, by an amount equal to a
sphere of diameter
ebenthall on PROD1PC60 with RULES
D=2
( H 0 /π )
(where H0 is defined under
§ 25.365(e)(2) of this part and D need
not exceed 5.05 feet (1.54 meters)). The
sphere is applied everywhere within the
fuselage—limited by the forward
bulkhead and the aft bulkhead of the
passenger cabin and cargo compartment
beyond which only one-half the sphere
is applied.
(ii) Where compliance with paragraph
(c)(2)(i) of this section is impracticable,
other design precautions must be taken
to maximize the survivability of those
systems.
(3) Interior design to facilitate
searches. Design features must be
incorporated that will deter
concealment or promote discovery of
weapons, explosives, or other objects
from a simple inspection in the
following areas of the airplane cabin:
(i) Areas above the overhead bins
must be designed to prevent objects
from being hidden from view in a
simple search from the aisle. Designs
that prevent concealment of objects with
volumes 20 cubic inches and greater
satisfy this requirement.
(ii) Toilets must be designed to
prevent the passage of solid objects
greater than 2.0 inches in diameter.
(iii) Life preservers or their storage
locations must be designed so that
tampering is evident.
(d) Exceptions. Airplanes used solely
to transport cargo only need to meet the
requirements of paragraphs (b)(1), (b)(3),
and (c)(2) of this section.
(e) Material Incorporated by
Reference. You must use National
Institute of Justice (NIJ) Standard
0101.04, Ballistic Resistance of Personal
VerDate Aug<31>2005
14:54 Oct 27, 2008
Jkt 217001
Body Armor, June 2001, Revision A, to
establish ballistic resistance as required
by paragraph (b)(3) of this section.
(1) The Director of the Federal
Register approved the incorporation by
reference of this document under 5
U.S.C. 552(a) and 1 CFR part 51.
(2) You may review copies of NIJ
Standard 0101.04 at the:
(i) FAA Transport Airplane
Directorate, 1601 Lind Avenue, SW.,
Renton, Washington 98055;
(ii) National Institute of Justice (NIJ),
https://www.ojp.usdoj.gov/nij, telephone
(202) 307–2942; or
(iii) National Archives and Records
Administration (NARA). For
information on the availability of this
material at NARA go to https://
www.archives.gov/federal_register/
code_of_federal_regulations/
ibr_locations.html or call (202) 741–
6030.
(3) You may obtain copies of NIJ
Standard 0101.04 from the National
Criminal Justice Reference Service, P.O.
Box 6000, Rockville, MD 20849–6000,
telephone (800) 851–3420.
PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
3. The authority citation for part 121
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 40119,
44101, 44701–44702, 44705, 44709–44711,
44713, 44716–44717, 44722, 44901, 44903–
44904, 44912, 46105.
■
4. Add § 121.295 to read as follows:
§ 121.295
Location for a suspect device.
After November 28, 2009, all
airplanes with a maximum certificated
passenger seating capacity of more than
60 persons must have a location where
a suspected explosive or incendiary
device found in flight can be placed to
minimize the risk to the airplane.
Issued in Washington, DC on October 17,
2008.
Robert A. Sturgell,
Acting Administrator.
[FR Doc. E8–25476 Filed 10–27–08; 8:45 am]
BILLING CODE 4910–13–P
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No. FAA–2006–25250; Amdt. No.
91–303]
RIN 2120–AI63
Special Awareness Training for the
Washington, DC Metropolitan Area;
OMB Approval of Information
Collection
Federal Aviation
Administration, DOT.
ACTION: Final rule; Notice of Office of
Management and Budget approval for
information collection.
AGENCY:
SUMMARY: This notice announces the
Office of Management and Budget’s
(OMB’s) approval of the information
collection requirement contained in the
FAA’s final rule, ‘‘Special Awareness
Training for the Washington, DC
Metropolitan Area,’’ which was
published on August 12, 2008.
DATES: The FAA received OMB
approval for the information collection
requirements in § 91.161 on October 2,
2008. The rule will become effective on
February 9, 2009.
FOR FURTHER INFORMATION CONTACT: John
D. Lynch, Certification and General
Aviation Operations Branch, AFS–810,
General Aviation and Commercial
Division, Federal Aviation
Administration, 800 Independence
Avenue, SW., Washington, DC 20591;
telephone (202) 267–3844.
SUPPLEMENTARY INFORMATION: On August
12, 2008, the FAA published the final
rule, ‘‘Special Awareness Training for
the Washington, DC Metropolitan Area’’
(73 FR 46797). The rule requires
‘‘special awareness’’ training for any
pilot who flies under visual flight rules
(VFR) within a 60-nautical-mile (NM)
radius of the Washington, DC VHF
omni-directional range/distance
measuring equipment (DCA VOR/DME).
The rule contains information collection
requirements that had not yet been
approved by the Office of Management
and Budget at the time of publication.
In the DATES section of the rule, the FAA
noted that affected parties did not need
to comply with the information
collection requirements until OMB
approved the FAA’s request to collect
the information.
In accordance with the Paperwork
Reduction Act, OMB approved that
request on October 2, 2008, and
assigned the information collection
OMB Control Number 2120–0734. The
FAA request was approved by OMB
E:\FR\FM\28OCR1.SGM
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ER28OC08.003
63880
Agencies
[Federal Register Volume 73, Number 209 (Tuesday, October 28, 2008)]
[Rules and Regulations]
[Pages 63867-63880]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-25476]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 25 and 121
[Docket No. FAA-2006-26722; Amendment Nos. 25-127, 121-341]
RIN 2120-AI66
Security Related Considerations in the Design and Operation of
Transport Category Airplanes
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The rule adopts several standards of the International Civil
Aviation Organization (ICAO) and requires manufacturers to incorporate
certain security features in the design of new transport category
airplanes. Specifically, manufacturers of affected
[[Page 63868]]
airplanes must design flightdecks that are protected from penetration
by projectiles and intrusion by unauthorized persons. The flightdeck,
passenger cabin, and cargo compartments of these aircraft must be
protected from the effects of detonation of an explosive or incendiary
device. The rule also requires that manufacturers of new transport
category airplanes design a ``least risk bomb location'' and that
operators of certain existing airplanes designate such a location.
DATES: These amendments become effective November 28, 2008. The
Director of the Federal Register approved the incorporation by
reference of certain publications listed in this rule as of the
November 28, 2008 effective date of this rule.
FOR FURTHER INFORMATION CONTACT: For technical questions concerning
this final rule, contact: Jeff Gardlin, FAA Airframe and Cabin Safety
Branch, ANM-115, Transport Airplane Directorate, Aircraft Certification
Service, 1601 Lind Avenue SW., Renton, Washington 98055; telephone
(425) 227-2136; facsimile (425) 227-1149; e-mail: jeff.gardlin@faa.gov.
For legal questions concerning this final rule, contact: Gary Michel,
Regulations Division, AGC-200, FAA Office of the Chief Counsel, 800
Independence Avenue, SW., Washington DC, 20591; telephone (202) 267-
3148; e-mail: gary.michel@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is found in
Title 49 of the United States Code. Subtitle I, Section 106, describes
the authority of the FAA Administrator. Subtitle VII, Aviation
Programs, describes in more detail the scope of the agency's authority.
This rulemaking is promulgated under the authority described in
Subtitle VII, Part A, Subpart III, Section 44701, ``General
requirements.'' Under that section, the FAA is charged with promoting
safe flight of civil aircraft in air commerce by prescribing minimum
standards required in the interest of safety for the design and
performance of aircraft. This regulation is within the scope of that
authority because it prescribes new safety standards for the design of
transport category airplanes.
I. Background
A. Summary of the NPRM
On January 5, 2007, the FAA published a notice of proposed
rulemaking (NPRM) entitled ``Security Related Considerations in the
Design and Operation of Transport Category Airplanes.'' \1\ The FAA
proposed to amend part 25 to specify design standards for new transport
category airplanes in order to increase security for passengers and
flightcrew.
---------------------------------------------------------------------------
\1\ 72 FR 630.
---------------------------------------------------------------------------
For airplanes required by operating rules to have a flightdeck
door, the FAA proposed standards to protect the flightdeck from
forcible intrusion by unauthorized persons or penetration by small arms
fire or fragmentation devices. The NPRM also proposed that airplanes
with a certificated passenger seating capacity of more than 60 persons
or a maximum certificated gross takeoff weight of over 100,000 pounds
must be designed to limit the effects of an explosive or incendiary
device by:
1. Providing means to protect the flightdeck and the passenger
compartment from smoke, fumes, and noxious gases.
2. Requiring fire suppression systems for cargo compartments be
designed to withstand certain impacts or loads--unless they are either
redundant and separated from one another by a specified distance or
installed remotely from the cargo compartment.
3. Designating a ``least risk bomb location'' (LRBL) where a bomb
or other explosive device discovered in-flight could be placed, so if
it were to detonate, flight-critical structures and systems would be
protected from damage as much as possible.
4. Ensuring redundant airplane systems necessary for continued safe
flight and landing are either physically separated by a certain
distance or otherwise designed to permit continued safe flight and
landing in the aftermath of some event.
5. Creating interior features of the cabin that make it more
difficult to conceal weapons, explosives, or other such objects and
easier to find such items by a simple search.
The FAA also proposed to amend part 121 to require operators of
existing airplanes with a passenger seating capacity of more than 60
persons designate a least risk bomb location. The public comment period
on the NPRM closed on April 5, 2007.
The NPRM noted the requirements of this rule are not intended to be
applied to airplanes operated for private use. Though the FAA
specifically sought input, we received no comments on this subject.
Since publication of the NPRM, we have also published NPRM 07-13 \2\,
proposing certain alternative requirements for private use airplanes.
We further intend to exclude Sec. 25.795 from the final rule that
results from the ``private use'' NPRM. This action is consistent with
our previously stated intentions.
---------------------------------------------------------------------------
\2\ 72 FR 38732, (July 13, 2007).
---------------------------------------------------------------------------
B. Summary of the Final Rule
This rule amends part 25 to require manufacturers design certain
new transport category airplanes to increase security for passengers
and the flightcrew. The rule specifies design standards to protect the
flightdeck from forcible intrusion by persons or from penetration by
small arms fire or fragmentation devices. It also requires the design
provide means to limit the effects of detonation of an explosive or
incendiary device by (1) limiting entry of smoke, fumes, and noxious
gases into the flightdeck or the passenger cabin; (2) meeting specified
standards for all components of fire suppression systems in cargo
compartments; (3) establishing an LRBL; (4) physically separating
certain redundant airplane systems or otherwise designing them to
continue to function in the event of a detonation; and (5) providing
interior features that make it harder to conceal weapons, explosives,
or other objects and easier to detect such objects by a simple search
of the airplane cabin.
This rule also amends part 121 to require operators of certain
existing airplanes designate a least risk bomb location.
C. Summary of Comments
The FAA received 31 comments on the proposed rule. Commenters
included airplane manufacturers, airlines, aviation associations, and
individuals, including students and commercial pilots. Most of the
comments supported the proposed rule; several commenters also had
suggestions for change.
As provided in the original tasking statement to the Aviation
Rulemaking Advisory Committee (ARAC), certain comments we received were
referred to the Design for Security Harmonization Working Group. Those
comments pertained to the following proposed sections in the NPRM:
1. In Sec. 25.795(b)(3)(iii), delete the requirement to withstand
``a 6-inch displacement from a single point source applied anywhere
along the distribution system because of support structure
displacements or adjacent materials displacing against the distribution
system.''
2. In Sec. 25.795(b)(2), clarify those flight and dispatch regimes
under which smoke protection is not required.
3. In Sec. 25.795(c)(2), further explain the relation of system
separation to several existing regulations.
[[Page 63869]]
4. In Sec. 25.795(c)(2), explain how measurement of the separation
distance is accomplished.
5. In Sec. 25.795(c)(3), define an object size to facilitate
interior searches.
Comments received on these and other sections of the NPRM are
considered in detail in the following discussion of this final rule.
II. Discussion of Final Rule
A. Overview
For more than 50 years, terrorist acts--including hijackings and
detonation of explosive devices--have targeted airplanes.
1. ICAO Design Standards To Increase Security
In response to a number of airplane bombings and hijackings that
occurred in the 1960s, 1970s, and early 1980s, the International
Federation of Airline Pilots Association developed proposals regarding
design standards for increased security in airplanes. The association
submitted the proposals to the International Civil Aviation
Organization (ICAO), a specialized agency of the United Nations charged
with development of international standards for safety and security of
civil aviation. ICAO airworthiness standards affecting airplane design
are contained in Annex 8 of the Convention on International Civil
Aviation. ICAO in turn, solicited comments on the proposals from its
member countries and aviation organizations.
On December 21, 1988, a terrorist's bomb exploded in mid-air on Pan
American World Airways Flight 103 from London to New York City. The
explosion in the forward cargo hold of the Boeing Model 747 airplane
occurred over Lockerbie, Scotland, killing all 259 people onboard and
11 people on the ground.
As a result of this catastrophic event, the effort to establish
design standards for increased security gained impetus. Within several
months of the explosion on Flight 103, ICAO formed a study group called
Incorporation of Security into Aircraft Design (ISAD). The study group
included representatives of the airworthiness authorities of the United
States, the United Kingdom, France, Germany, Brazil, and Russia. Also
included were representatives of the International Federation of
Airline Pilots Association, the International Coordinating Council of
Aerospace Industries Associations, and the International Air Transport
Association.
The task of ISAD was to consider the existing proposals and
recommend design standards that were to be incorporated into Annex 8.
Ultimately, ISAD recommended design standards pertaining to the
following:
1. Survivability of systems.
2. Suppression of fire in cargo compartments.
3. Protection from smoke and fumes in the flightdeck and the
passenger cabin.
4. Design of an LRBL.
5. Protection of the flightdeck from penetration by small arms fire
or shrapnel.
6. Design of interior features to deter concealment of weapons,
explosives, or other objects and facilitate searching for them.
On March 12, 1997, ICAO adopted the recommended standards as
Amendment 97 to Annex 8, and the member countries subsequently approved
those standards. All but one of the standards became effective 3 years
after their adoption. The exception was the standard requiring
identification of an LRBL, which became effective immediately. The
identification of an LRBL was already common practice in the aviation
industry and had been applied as an operational standard rather than a
design standard.
Generally, Annex 8 standards do not apply directly to the design of
an airplane, but are implemented by adoption into the airworthiness
regulations of ICAO's member countries. As a signatory to the
Convention which established ICAO, the United States is required to
implement the Annex 8 rules into our national airworthiness regulations
to the extent practicable.\3\
---------------------------------------------------------------------------
\3\ Because we have not yet incorporated these ICAO standards
into our regulations, the United States (like all other states of
manufacture) has filed ``differences'' with ICAO regarding the
design for security provisions of Annex 8. Adoption of this final
rule removes these differences with the ICAO standards.
---------------------------------------------------------------------------
2. ARAC's Recommendations Pertaining to Design for Security \4\
---------------------------------------------------------------------------
\4\ The FAA formally established the Aviation Rulemaking
Advisory Committee on January 22, 1991, to provide advice and
recommendations about FAA's safety-related rulemaking (56 FR 2190).
---------------------------------------------------------------------------
In addition to participating in the development of international
standards through ICAO, a high priority for the FAA is maintaining
harmonized standards between the United States and Europe. This
harmonization is achieved through the Aviation Rulemaking Advisory
Committee (ARAC) composed of 66 member organizations providing
extensive knowledge and expertise on a wide range of aviation matters.
In 1999, the FAA tasked ARAC to propose regulations incorporating
security measures into airplane design.\5\ The proposed regulations
were to be based on Amendment 97 to Annex 8. The task was assigned to
the Design for Security Harmonization Working Group, incorporating
members from the aviation industry and the governments of Europe, the
United States, Brazil, and Canada.
---------------------------------------------------------------------------
\5\ 64 FR 57921, (October 27, 1999).
---------------------------------------------------------------------------
In April 2001, after several airlines reported incidents of
flightdeck intrusion by aggressive passengers, the FAA tasked ARAC to
propose harmonized regulations to improve the intrusion resistance of
the flightdeck.\6\ This task was also assigned to the Design for
Security Harmonization Working Group.
---------------------------------------------------------------------------
\6\ 66 FR 31273, (June 11, 2001).
---------------------------------------------------------------------------
The working group proposed harmonized regulations for implementing
security safeguards into the design of new transport category
airplanes. The working group submitted its recommendations to ARAC
which voted in favor of submitting the recommendations to the FAA.
3. Legislation and Rulemaking After the Terrorist Attacks of 9/11
Several months after the terrorist attacks on September 11, 2001,
Congress passed the Aviation and Transportation Security Act. Among
other provisions, the Act directed that--for airplanes required to have
a door between the flightdeck and the passenger compartment--the FAA
issue an order requiring strengthening of the door so that it could not
be forced open from the passenger side.
On January 15, 2002, the FAA published Amendment No. 25-106.\7\ The
rule amended 14 CFR 25 to add new Sec. 25.795, Security
considerations. Paragraph (a) Protection of flightdeck specified that,
if a flightdeck door were required by operating rules, the door
installation must resist forcible intrusion by unauthorized persons and
penetration by small arms and fragmentation devices. The rule also
amended 14 CFR 121 to specify a date the required flightdeck door was
to be installed. Thus, the amendment addressed only the ICAO standard
regarding protection of the flightdeck.
---------------------------------------------------------------------------
\7\ 67 FR 2118.
---------------------------------------------------------------------------
B. Withdraw or Defer Rule
Two commenters, Boeing and the Air Transport Association of America
(ATA), argued that this rulemaking was premature and recommended it be
withdrawn or deferred for the reasons stated below. Because of the
nature of the comments, the FAA consulted with
[[Page 63870]]
the Transportation Security Administration (TSA). The following
discussion represents consensus of the FAA and TSA regarding
recommendation to withdraw or defer the proposed rule.
1. Coordination With Other Agencies
Boeing and ATA contend the proposed rule was not properly
coordinated with agencies that regulate aviation security issues. As
was noted in the preamble to the NPRM, in October 1999 the FAA formed a
Design for Security Harmonization Working Group under the auspices of
ARAC. The task of the new working group was to propose harmonized
regulations incorporating security measures into airplane design. The
proposed regulations were to be based on ICAO's Amendment 97 to Annex
8. At that time, the TSA had not yet been formed. However, its
predecessor organization within the FAA was a part of ARAC.
Subsequently, when TSA was established as a separate agency, it
continued to participate in ARAC.
After the FAA accepted ARAC's recommendations regarding harmonized
regulations, we coordinated with TSA throughout the process of drafting
the NPRM. This close coordination continued during the extensive
governmental review prior to publication of the NPRM. In fact, Homeland
Security Presidential Directives (HSPD), the Aviation Transportation
System Security Plan (ATSS), and the National Strategy for Aviation
Security all stress that aviation security measures should be fully
coordinated among the relevant governmental agencies, and coordination
of this rule was consistent with that approach.
2. Compliance With Certain HSPDs or With the National Strategy for
Aviation Security
Boeing and ATA stated that another reason to withdraw or defer the
rule is it does not comply with Homeland Security Presidential
Directive 16 (Directive 16) or with the National Strategy for Aviation
Security.
This is a more complex issue. Directive 16, issued in June 2006,
mandates creation of a National Strategy for Aviation Security (the
Strategy), which in turn is implemented through several security plans.
The Strategy was issued on March 26, 2007, more than two months after
publication of the FAA's proposed rule. Subsequently, the FAA and TSA
reviewed the Strategy and its corresponding plans and concluded that
this rule does not conflict with those documents. The ATSS notes:
The FAA also has specific responsibilities and authorities relating
to safety and security of critical National Airspace System
infrastructure, as well as responsibility for providing technical
advice and regulatory certification for aircraft-based attack
countermeasures.
The Strategy identifies terrorism and attacks directed at aircraft
and their occupants as the number one threat to aviation security. This
rule is consistent with the role of the FAA, as contemplated by the
ATSS, because it regulates the design and manufacture of certain
airplane countermeasures to protect the airplane and its occupants.
3. Risk Analysis of the Proposed Approach and Alternatives
In their comments, ATA and Boeing also recommended the NPRM be
subject to a formal risk analysis to assess its merits compared to
alternative aviation security measures. In particular, they urged that
TSA's Risk Management Analysis Tool (RMAT), which is part of the Risk
Management Analysis Process (RMAP), be used to assess the proposal. The
commenters suggested that because the NPRM was not based on a risk
assessment it may duplicate or needlessly overlap other security
measures.
A formal risk analysis tool, such as RMAT, was not available when
the NPRM was developed. The ARAC supported the measures proposed in the
NPRM, based on a real threat to aviation, and concluded the proposed
measures would reduce the risk associated with future attacks. The
principles that underlie the proposed security measures have their
origins in work done by the international aviation community dating
back to the 1980s and are based on the concept of layered security.
This is an integrated approach which relies on multiple layers of
security measures, including pre-travel measures, checkpoint measures,
and aircraft design measures to provide increased protection from
terrorists and weapons.
Further, RMAT is a tool which is still under development and
requires further testing. Given the continuing threat of attacks by
terrorists, the FAA cannot justify delays in issuing this rule to
analyze it with a tool that has not yet been validated. New tools for
risk analysis are developed constantly, and if we wait for the next
best tool, no regulatory improvements would occur. Based on discussion
with TSA, we considered whether to use something other than the RMAT to
address the comments from Boeing and ATA. FAA and TSA concluded that
this wasn't feasible or necessary. First, there is really no other
suitable risk model available to address this type of rule. Second,
risk methodologies utilized by TSA and other agencies whose purview is
security provided the outside intelligence on which FAA relied
(beginning with ICAO standards) to determine that the threat of
terrorist acts was significant and mitigation through airplane design
was prudent and appropriate. All of the data available, including some
that is classified, clearly show this rule would provide benefit.
Regulatory decisions are based on the best information available at the
time. Therefore, the FAA is amending parts 25 and 121, as proposed,
with the modifications discussed below.
C. Applicability
As proposed, Sec. 25.795(a) would apply to new transport category
airplanes which are required by operating rules to have a flightdeck
door. Sections 25.795 (b) and (c) would apply to new transport category
airplanes with a maximum certificated passenger seating capacity of
more than 60 persons or a maximum certificated takeoff gross weight of
over 100,000 pounds. Section 121.295 would apply to existing transport
category airplanes with a passenger seating capacity of more than 60
persons.
1. Rule Should Apply to All Transport Category Airplanes
Four commenters, including the Air Line Pilots Association,
Coalition of Airline Pilots Associations, Passenger-Cargo Security
Group, and an individual suggested the proposed rule apply to all
transport category airplanes and not be limited, based on passenger
capacity or maximum takeoff gross weight. The commenters cited the
large number of airplanes in the fleet that are below the proposed
thresholds, sizable passenger and cargo loads carried, threat the
airplanes would present if commandeered and used as weapons, and the
desire to apply aviation security measures uniformly.
As we discussed in the preamble to the NPRM, the intent of the
proposed rule was to adopt security provisions in design that will be
effective and at the same time practicable. Limiting the rule to the
appropriate aircraft was a key task of the Design for Security
Harmonization Working Group. In fact, as a result of the ARAC
recommendation and the position of its member states, ICAO amended the
applicability section of its standards to specify a similar
applicability. We discussed this matter with the TSA and concluded that
applying the proposed
[[Page 63871]]
rule to all transport category airplanes would add considerable
complexity to the design and certification of smaller airplanes without
measurably improving security.
In addition, if operating rules require an airplane to have a
flightdeck door, then--regardless of that airplane's size--the
requirements for the flightdeck bulkhead will apply. This aspect of the
proposal most directly addresses use of the airplane as a weapon, which
was presented as the major concern of the commenters.
The applicability of the majority of the provisions of Sec. 25.795
is governed by passenger capacity and gross weight. In the NPRM, we
stated both criteria are necessary to address airplanes of significant
size that could carry both passengers and cargo, but be below the
passenger threshold alone. Clearly, the intent was to capture airplane
types of a certain size, whether or not they were carrying large
numbers of passengers.
In reviewing the language in the rule, we noted the terminology
used to define passenger capacity limits (``certificated passenger
seating capacity'') might not be sufficiently clear. The word
``capacity'' suggests the limit of the airplane's capability. However,
there could be some confusion whether this applies to each individual
airplane or to the airplane type. As discussed above, we clearly
intended to affect the airplane type. Therefore, to clarify the intent,
the word ``maximum'' has been added to paragraphs (b) and (c) of Sec.
25.795 as well as Sec. 121.295. This is also consistent with the
language used to characterize the gross weight limits.
2. Rule Should Also Apply to Airplanes Which Carry Only Cargo
Several commenters, including the Airline Professionals Association
(APA), Air Line Pilots Association (ALPA), and Coalition of Airline
Pilots Associations (CAPA) recommended the proposed requirements should
also apply to all-cargo airplanes. The commenters specifically cited
the physical protection of the flightdeck as something that should be
required on all-cargo airplanes as well as on passenger airplanes.
Their concern is cargo airplanes frequently operate from airports that
do not have passenger screening facilities and can be used as weapons
as effectively as airplanes which carry passengers.
Existing requirements for reinforced flightdeck doors address all
transport category airplanes required by operating rules to have a
flightdeck door. This rule extends those same requirements to the rest
of the flightdeck bulkhead and other barriers, but does not change the
applicability of those requirements from a security standpoint. The
need to reinforce the flightdeck door or, in fact, the need to have a
flightdeck door depends on restrictions on access to the airplane. We
have discussed this issue with TSA and concluded that a suitable
screening program to restrict access to the airplane is as effective as
physical protection of the flightdeck without a rigorous screening
program. This subject was discussed in detail in Amendments 121-287 and
129-37, Flightdeck Security on Large Cargo Airplanes,\8\ and the
rationale in those rules continues to be applicable.
---------------------------------------------------------------------------
\8\ 68 FR 42874.
---------------------------------------------------------------------------
3. Rule Should Apply to Existing As Well As New Airplanes
Several individual commenters recommended the proposed requirements
be applied to existing airplane models, rather than only new type
designs.
As discussed in the NPRM, existing airplanes are already equipped
with reinforced flightdeck doors and LRBLs that were established
voluntarily. The remainder of the proposed changes involve design
changes that are significant for an existing airplane type. The costs
of making these design changes would be very significant, and the
benefits would not balance the cost. When developing the proposal, we
considered various methods of implementation and concluded that
introduction of these requirements on new type designs would be the
only approach where benefits outweigh the costs. We have no plan to
extend any of these requirements to the existing fleet or existing type
designs. An airplane's certification basis is established in accordance
with 14 CFR 21, and that will continue to apply in this case. With the
exception of the change to Sec. 121.295, only airplanes with this
amendment in their certification basis will be covered by this final
rule.
D. Secondary Barriers To Protect Flightdeck
Several commenters, including the CAPA, ALPA, Passenger-Cargo
Security Group, and several individuals recommended the FAA require
secondary barriers to provide enhanced security of the flightdeck. ALPA
cited operational advantages of a secondary barrier when the flightdeck
door must be opened during flight. The Passenger-Cargo Security Group
argued that while the reinforced flightdeck door is an effective
deterrent when it is closed and locked, its effectiveness is
compromised with the number of times it is opened during flight.
Therefore, the Group recommended that aircraft have a complementary
security system and corresponding procedures.
Adding a requirement for secondary flightdeck barriers to this rule
would be beyond the scope of the notice, since we did not propose or
even discuss this issue in the NPRM. Therefore, if we were to conclude
that secondary barriers should be required, we would have to issue
another proposal and provide for public comment before adopting such a
requirement. In any case, we would need the input of TSA and other
agencies to determine whether security concerns warrant such a
requirement. Presently, we do not anticipate any rulemaking that will
require installation of secondary flightdeck barriers.
Finally, installation of secondary flightdeck barriers is currently
permitted provided all airworthiness requirements are met and
associated operational procedures are approved. As mentioned in the
comment from ALPA, at least one major domestic carrier has developed,
acquired approval for, and installed secondary barriers on a portion of
its fleet. In addition, operators have established procedures to permit
opening of the flightdeck door, and these are working well.
E. Protection of Flightcrew Compartment
As proposed, Sec. 25.795(a) would specify standards for the design
of the bulkhead, flightdeck door, and ``any other accessible barrier
separating the flightcrew compartment from occupied areas.''
1. Use of terms ``Barrier'' and ``Boundary''
The International Coordinating Council of Aerospace Industries
Associations (ICCAIA) pointed out that the proposed rule refers to
``the bulkhead, door, and any other accessible barrier separating the
flightdeck compartment from occupied areas,'' whereas the proposed
Advisory Circular uses the term ``boundary.'' In the context of the
NPRM, we used the term ``barrier'' to indicate the function required.
In the context of the Advisory Circular, we used the term ``boundary''
to help define those items that must serve as barriers. However, we
agree the distinction is subtle and the term ``boundary'' is more
general. Therefore, this final rule uses the term ``boundary'' rather
than ``barrier'' to refer to structures which separate the flightdeck
from the passenger compartment.
[[Page 63872]]
2. Meaning of Term ``Accessible'' Barrier or Boundary
Boeing, Bombardier, and the ICCAIA requested clarification of the
term ``accessible'' barrier (now accessible boundary).
In the context of resistance to intrusion into the flightdeck, a
boundary is accessible if it could be exposed to loads from attempts at
forcible intrusion. If the flightdeck bulkhead is either composed or
installed forward of other interior structures, such as a galley or
closet, the contribution of those interior structures to intrusion
resistance may be included when assessing the acceptability of the
boundary.
Boundaries on a multi-deck airplane could include the floor or
ceiling, although the ceiling might not be accessible if it is high off
the floor. Generally, physical intrusion through the cabin ceiling
(from below the flightdeck) would not be feasible because of the
flightdeck floor structural requirements that must already be met. When
the cabin is above the flightdeck, the cabin floor is clearly
accessible. However, it is also likely the existing structural
requirements for the floor will not permit intrusion through the
flightdeck ceiling.
In terms of the ballistic protection provided by a barrier,
accessibility has a slightly different definition. Barriers are
accessible, if they are on a hazardous trajectory (as defined in
proposed AC 25.795-2) from a location accessible to a passenger.
Interior structures installed aft of a bulkhead would probably not
provide much ballistic protection. Floors and ceilings on multi-deck
airplanes will very likely require protection.
When establishing a hazardous trajectory, an applicant for a new
type certificate should consider trajectories originating in areas
beyond the main cabin seating zones if a passenger has access to them.
Such areas would include any compartment that is not locked. Crew rest
compartments accessible from the cabin should be evaluated if they are
not locked or do not have some other means of physically preventing
unwanted access. This applies even though they are intended only for
crew use.
3. Placards To Restrict Entry
An individual commented that placards on the compartment stating
``crew use only'' would be sufficient. We do not agree. While a placard
might discourage inadvertent entry by a person, it would not prevent
entry by a person deliberately trying to gain access. Therefore, an
area of the cabin, including a compartment not on the main deck, is
``accessible'' unless there is a physical impediment, such as a lock,
to entry.
F. Flightdeck Smoke Protection
As proposed, Sec. 25.795(b)(1) would require that means be
provided to limit entry of smoke, fumes, and noxious gases from any
other area of the airplane into the flightdeck.
1. Applicability of Sec. Sec. 25.831 and 25.855
Boeing commented that the preamble to the NPRM says that Sec.
25.831 addresses removal of smoke from the flightdeck but does not
directly address penetration of smoke into the flightdeck, other than
smoke originating in a cargo compartment. According to the commenter,
this statement incorrectly implies that Sec. 25.831 contains a
requirement pertaining to smoke penetration, and it does not.
We agree that the preamble was misleading on this point. Section
25.831 addresses removal of smoke from the flightdeck but does not
address penetration of smoke from cargo compartments. It is Sec.
25.857 that addresses excluding hazardous quantities of smoke from a
fire in a cargo compartment from the flightdeck or passenger
compartment. This matter is clearly addressed in the background section
of proposed AC 25.795-3, therefore no change is needed to this final
rule or the Advisory Circular.
2. Clarification of References to Advisory Circular 25-9A
Boeing and Transport Canada cited several places in the preamble of
the NPRM where reference to AC 25-9A \9\ could be misinterpreted and
might not be sufficiently precise.
---------------------------------------------------------------------------
\9\ Advisory Circular 25-9A, Smoke Detection, Penetration, and
Evacuation Tests and Related Flight Manual Emergency Procedures;
January 6, 1994.
---------------------------------------------------------------------------
We agree that the preamble did not completely characterize the
criteria provided in AC 25-9A and the relationship of that AC to these
requirements. Advisory Circular 25-9A covers guidance for testing of
smoke penetration and removal as well as recommended methods of
compliance with Sec. Sec. 25.854, 25.855, 25.857, 25.858, and 25.869.
Clearly, AC 25-9A does not explicitly address the requirements of Sec.
25.795, since they did not exist at the time the Advisory Circular was
issued. Therefore, any use of the guidance in AC 25-9A in the context
of Sec. 25.795 will require adaptation appropriate for the specific
requirements of this final rule. Nonetheless, some of the recommended
procedures described in AC 25-9A are directly applicable to procedures
that could be used to show compliance with Sec. 25.795.
3. Airflow Settings and Dispatch Conditions
As discussed earlier, the FAA requested in the original tasking
statement for ARAC that certain comments be addressed by the Design for
Security Harmonization Working Group. Among them were comments
regarding protection of the flightdeck from smoke penetration. In
particular, Boeing and Transport Canada proposed opposite approaches to
addressing the portions of a flight and the dispatch conditions when
the capability to resist smoke penetration into the flightdeck should
be required. Since both organizations were part of the working group,
we referred the matter to the working group for a recommendation.
The intent of the requirement is that the airplane be capable of
limiting smoke penetration into the flightdeck when an explosive or
incendiary device has been discharged elsewhere on the airplane. We
recognize that, at any given moment, the airplane may not be making use
of that capability. However, once the crew becomes aware of the need to
prevent smoke penetration, they should be able to take action in a
fairly short time. This is discussed further in proposed AC 25.795-3.
With regard to dispatch conditions, the conclusion of ARAC is that
manufacturers should consider the systems that will be permitted to be
inoperative for dispatch when showing compliance with this requirement.
This also is noted in the Advisory Circular.
Transport Canada commented that the method of compliance discussed
in the preamble and the Advisory Circular-providing small differential
pressure between the flightdeck and other areas-might not be reliable
without tests. The commenter concluded that analysis alone would not be
acceptable to show compliance.
The FAA agrees that testing is necessary as part of the
certification process, assuming that the differential pressures are
very small. As noted in proposed AC 25.795-3, small differential
pressures are difficult to predict analytically and often cannot be
measured directly. Once an applicant for a new type certificate
conducts tests, the FAA may agree that subsequent changes to the design
could be substantiated by analysis alone if the prior test data remain
valid. But we agree that in order to establish whether a small
differential pressure actually exists, a simple test will most likely
be
[[Page 63873]]
needed. Proposed Advisory Circular 25.795-3 provides one method of
compliance using testing.
4. Allowable Flightdeck Smoke
Boeing also proposed language that would state explicitly that the
rule does not prohibit penetration of any smoke into the flightdeck in
the immediate aftermath of an event.
The FAA does not believe that any further clarification is required
outside this discussion. Both the NPRM and this final rule use the term
``limit'' rather than ``prevent'' when discussing penetration of smoke
into the flightdeck. Additionally, proposed AC 25.795-3 clearly states
that smoke resulting from detonation of an explosive or incendiary
device ``may initially enter the flightdeck, until the flightcrew
initiates action to prevent further entry of smoke.''
G. Passenger Cabin Smoke Protection
As proposed, Sec. 25.795(b)(2) would require that means be
provided to prevent incapacitation of persons in the passenger cabin
resulting from smoke, fumes, and noxious gases.
1. Airflow Settings and Dispatch Conditions
Boeing and Transport Canada addressed the proposed requirements
pertaining to protection of the passenger cabin from smoke. As with
protection of the flightdeck from smoke, the comments addressed airflow
settings and dispatch conditions related to passenger cabin smoke
protection. These comments were also referred to ARAC for a
recommendation.
The purpose of this requirement is that the airplane have the
capability of coping with a quantity of smoke and other toxic gases in
the passenger cabin, such that the passengers are not incapacitated. A
straightforward method of compliance is to change cabin air rapidly
with outside air. This rapid air change may not be possible in all
configurations of the environmental control system or all flight
regimes. In fact, the need to rapidly evacuate smoke from the passenger
cabin is an emergency procedure for which a change in the ventilation
rate may be required. Thus, the crew may need to initiate some
procedures to enable the airplane to meet the required air change rate.
This is discussed in more depth in proposed AC 25.795-4. No change is
made to this final rule since the rule simply requires ``means'' to
protect the passengers.
2. Use of Term ``Fresh Air''
The NPRM discusses rapid air change using fresh air as one way to
comply with this requirement under Sec. 25.795(b)(2). Boeing and
Transport Canada questioned whether using the term ``fresh air'' was
strictly accurate. Boeing suggested using the term ``outside air''
which is more descriptive of our intent.
The FAA agrees that the word ``fresh'' can have implications about
air quality and that the quality of outside air is beyond the control
of the applicant for a new type certificate. Using the term ``outside
air,'' does not have the same implications about air quality. When
showing compliance with this requirement by using rapid air changes,
the key factor is that the air is not re-circulated and originates from
the outside. Therefore, in the preamble of this final rule, the
discussion of rapid air change refers to ``outside air.''
We also noted that the proposed rule language could be interpreted
as requiring consideration of constant gas concentrations, rather than
initial gas concentrations. While the preamble discussion of acceptable
methods of compliance, as well as the characterization of the hazard,
are clear that the initial concentrations of specific gases must be
addressed, there is a potential for confusion. To make sure there is no
misunderstanding, the word ``initial'' is added in paragraph b(2), as
follows: ``Means must be provided to prevent passenger incapacitation
in the cabin resulting from smoke, fumes, and noxious gases as
represented by the initial combined volumetric concentrations of 0.59%
carbon monoxide and 1.23% carbon dioxide.''
H. Cargo Compartment Fire Suppression
As proposed, Sec. 25.795(b)(3) would require all components of
fire suppression systems for cargo compartments be designed to
withstand certain conditions, unless the systems are either redundant
and separated in accordance with proposed Sec. 25.795(c)(2) or
installed remotely from the cargo compartment.
1. Protection From Chemical and Biological Hazards
The CAPA recommended that the requirements address chemical and
biological hazards in addition to the effects of an explosive or
incendiary device.
While there are no doubt valid security concerns associated with
these potential hazards, they go beyond the scope and intent of this
final rule. The rule, as proposed, addressed mitigating effects of
explosive and incendiary devices from an engineering standpoint.
Chemical or biological threats introduce entirely different issues and
potential consequences. Should such threats warrant consideration in
the airplane design, further rulemaking would be necessary.
Accordingly, the FAA has made no change to this final rule.
2. Six-Inch Displacement of Components
Boeing and Bombardier questioned the requirement that all
components of the cargo compartment's fire suppression system be able
to withstand ``A 6-inch displacement in any direction from a single
point force applied anywhere along the distribution system because of
support structure displacements or adjacent materials displacing
against the distribution system.'' Bombardier noted that this would
seem to require a sphere with a diameter of 12-inches of space around
each point along the distribution system. Boeing stated that certain
parts of the airplane structure cannot displace 6 inches without
failure or the distribution system would move with the structure, so
that there would be no relative displacement.
These comments were referred to ARAC for consideration, and the
committee's recommendations form the basis of this discussion. The 6-
inch displacement criterion is not intended to require free space
surrounding the distribution system. The intent of Sec.
25.795(b)(3)(iii) is to provide sufficient flexibility that 6-inch
displacements can be tolerated without failure.
The space available for displacement will obviously change in the
event of an explosion. Similarly, the fact that certain structures
cannot deform 6 inches without failure does not eliminate the potential
for a relative displacement between the system and its supporting
structure. Relative displacement can occur due to direct loading or
secondary contact with adjacent materials or a combination of the two.
This can occur irrespective of any structural failure and is a
transient condition that is not readily analyzed. The intent of the
criterion was to provide a straightforward standard that did not
require extensive analysis or knowledge of a particular device.
Nonetheless, the FAA agrees that the proposed criterion could
require consideration of unrealistic situations and would not
contribute to safety. Therefore, this final rule addresses those
situations as follows:
1. We considered the installation of systems near the fuselage
contour, for example, in the crown of the airplane
[[Page 63874]]
for a main deck cargo compartment. In this area, a system could not be
displaced beyond the contour of the fuselage, since the fuselage skin
itself will not significantly deflect without failure. In those cases,
the maximum displacement in the direction of the fuselage skin can be
limited to that which would result in displacement outside the fuselage
contour.
2. Similarly, the direction of potential displacement may be
constrained somewhat since the explosive or incendiary device is
assumed to be within the cargo compartment. The proposed criterion
would have resulted in consideration of a displacement in any
direction. However, considering the direction of loading that would
result from an explosion within the compartment, there are some
directions of displacement that are very unlikely.
Therefore, we have deleted the words ``any direction'' from this
final rule, giving the applicant for a new type certificate the ability
to propose how the system could be displaced. We expect the envelope of
displacement to be no less than a hemispherical shape of a 6-inch
radius in the direction away from the cargo compartment (except where
limited by the fuselage contour, as noted above.)
3. Finally, there may be installations where the potential for
relative displacement between the distribution system and the structure
to which it is attached is eliminated. This would not apply to
attachments involving standoffs or hanging brackets but could apply to
more substantial structure. An example of such structure is a
continuous attachment to a floor beam, such that the floor beam would
have to fail in order to create a relative displacement with the
distribution system. In that case, the locations where a relative
displacement could occur would be more limited, and the necessary
flexibility could be focused into those areas.
This approach does not address all possible scenarios but is in
keeping with the intent of the requirement to enhance survivability of
the system through reasonable and practicable measures. Advisory
Circular 25.795-5 has also been updated to reflect the change in rule
language and the discussion above.
3. All-Cargo Airplanes
The APA, ATA, and CAPA all questioned how the proposed requirement
would apply to all-cargo airplanes that do not have an active fire
suppression system installed. They expressed concern that the rule
might eliminate the current approach to fire protection for all-cargo
airplanes and require the installation of a fire suppression system.
Such a system would have to be quite large and contain a large amount
of extinguishing agent. ATA noted that the cost of certification,
installation, and maintenance of a fire suppression system on all-cargo
airplanes is not accounted for in the initial regulatory evaluation.
This final rule refers to ``an extinguishing agent'' but does not
require installation of an active fire suppression system for all-cargo
airplanes, assuming the existing method of fire suppression is
available. In most cases, fire suppression on all-cargo airplanes
involves oxygen starvation, rather than application of an extinguishing
agent. Depressurization at altitude will reduce the available oxygen
and cause the fire to be suppressed. Since this method should continue
to be available if an explosive or incendiary device were to detonate,
an additional fire suppression system would not be necessary.
This approach is in contrast to that used in Class B cargo
compartments sometimes used on combination passenger-and-cargo
airplanes that require a person to enter the compartment to combat the
fire. After an explosion in the cargo compartment, having a person
enter the compartment would be neither an acceptable nor a reliable
method of fire suppression. The fire detection system in the cargo
compartment of an all-cargo airplane is effectively the same as the
fire detection system in the cargo compartment of a passenger airplane.
Therefore, this rule should have little effect on most all-cargo
airplanes.
4. Eliminate Class B Cargo Compartment on Affected Airplanes
With respect to Class B cargo compartments, Embraer suggested that
it would be more clear and direct to simply eliminate them from
airplanes covered by this proposal. This suggestion has merit; however,
there is other rulemaking activity that specifically addresses
standards for Class B cargo compartments. The FAA believes that the
effects of this final rule and the results of that rulemaking need to
be considered together. A future Class B cargo compartment might not
require entry into the compartment to fight a fire. In that case, the
regulations would have to be amended to permit the use of Class B
compartments. Therefore, we have not changed the requirements or
modified the cargo compartment classifications in this final rule.
5. Remove First Sentence of Sec. 25.795(b)(3)
Embraer also commented that the first sentence of Sec.
25.795(b)(3) (``An extinguishing agent must be capable of suppressing a
fire.'') should be removed because it is redundant to requirements
specified in Sec. 25.857(c)(2). In addition, in proposed AC 25.795-5,
there is a stated ``assumption'' that ``the system will extinguish the
fire.''
We agree; however, the requirements of Sec. 25.795(b) pertain
specifically to the effects of explosive and incendiary devices which
are not covered in Sec. 25.857 and, in fact, are addressed only in
Sec. 25.795(b)(3). Since the assumption in proposed AC 25.795-5 is
based on the regulatory requirement (Sec. 25.795(b)(3)), lacking the
benefit of a supporting requirement in the rule, the assumption in the
Advisory Circular may not be valid. Therefore, we have made no change
to this final rule.
6. Protecting Pressure Vessels and Certain Other Equipment
The APA and CAPA questioned the impact criteria for protection of
pressure vessels and other equipment vulnerable to fragment damage.
They believe that the fragment velocities are much too low and should
be on the order of the measured blast wave velocity of an explosive
itself.
There may be some confusion as to what the requirements represent
in terms of the threat. The purpose of the proposed requirement to
protect against a half inch aluminum sphere traveling at 430 feet per
second is to account for objects that fragment and are dispersed as a
result of an explosive or incendiary device. While the fragment
velocities of the explosive or incendiary device itself may reach very
high levels, these are not a hazard to the airplane systems. Much of
the work done to establish these criteria involves sensitive
information and may not be released to the public. The impact criteria
were discussed and agreed upon within ARAC, but security considerations
preclude further detailed discussion in this rule. The FAA has
considered the issues presented by the commenters and concluded that
the criteria remain valid.
I. Least Risk Bomb Location
As proposed, Sec. 25.795(c)(1) would require that an airplane be
designed with a designated location where a bomb or other explosive
device could be moved to protect flight-critical structures and systems
as much as possible from damage in the case of detonation.
[[Page 63875]]
1. Language of Sec. 25.795(c)(1)
Boeing suggested Sec. 25.795(c)(1) be re-worded to read, ``An
airplane should be designed with a designated location or other
mitigation for a bomb * * *.'' Boeing argued that the wording in the
NPRM goes beyond the intent of the ARAC recommendation and that its own
suggested wording provides more flexibility.
Section 25.795(c)(1) is consistent with the ARAC's recommendation.
Additionally, the FAA believes that use of the word ``should'' is
inappropriate in this context, as it conveys a recommendation rather
than a requirement. Finally, the rule is flexible to the extent that a
``location'' is very general and permits a number of different
approaches within the airplane. Approaches that do not fall under the
definition of a ``location'' may be approvable, using the equivalent
level of safety provisions of Sec. 21.21(b)(1).
2. The Fuel System Is a Critical System
Transport Canada noted that one of the critical systems that should
be kept away from the LRBL is the fuel system.
The FAA agrees that fuel systems are critical systems, as intended
by this final rule. We will add fuel systems to the discussion in
proposed AC 25.795-6.
J. Survivability of Systems
As proposed, Sec. 25.795(c)(2) would require that redundant
airplane systems necessary for continued safe flight and landing either
be designed to maximize their ability to survive an event or be
physically separated by a certain distance, except where that is
impracticable. The NPRM proposed that redundant systems be separated by
the diameter of a sphere and specified a formula for calculating that
diameter.
1. Clarification of System Separation Requirement
Boeing and Airbus requested clarification on the portions of the
airplane to which the system separation requirement applies: when must
an applicant consider the entire spherical volume defined in the
regulation and when is some lesser volume acceptable. In particular,
Airbus proposed that the floor and ceiling of the passenger cabin be
treated like the cargo compartment liner with only half the sphere
applied to those areas.
The requirement applies to the entire fuselage, except where
impracticable and where limited by the boundary of the bulkheads in the
passenger and cargo compartments. As recommended by ARAC, the
separation requirement is to be applied in full above the passenger
ceiling, which is an area often used to route critical systems.
Significant discussion of the rationale for this requirement in the
final rule is contained in both the preamble to the NPRM and in
proposed AC 25.795-7.
2. Purpose of System Separation
Boeing and Embraer addressed the purpose of system separation.
Boeing suggested that the final rule explicitly state that the purpose
of the requirement is to address an explosive or incendiary device.
Conversely, Embraer suggested that the rule clarify that an explosive
or incendiary device is only an example of something that system
separation will help to mitigate.
While the impetus for the system separation requirement is related
to security, the requirement will have benefits that extend beyond
security. We do not believe a revision to regulatory language is
needed; there is no implication that the requirement is contingent on a
specific threat. The extent to which the requirement caters to security
issues is addressed by the ``impracticable'' provisions and the limits
on application of the sphere beyond the bulkheads in the passenger and
cargo compartments.
3. Possible Conflict With Other Applicable Regulations
Boeing and Airbus commented that there are other regulations, such
as Sec. Sec. 25.729(f) and 25.903(d), that also require system
separation, and promulgation of Sec. 25.795(c)(2) could create
conflict.
This is another subject addressed by the ARAC. The current
requirements for system protection against high energy rotor failure or
tire bursts are often met by system separation or shielding. In some
cases, the traditional approach of system isolation to address a tire
burst, for example, could result in both parts of a redundant system
running within the required sphere size for compliance with Sec.
25.795(c)(2).
However, after consultation with ARAC, we cannot envision a
scenario in which compliance with either Sec. Sec. 25.729(f) or
25.903(d) would preclude compliance with Sec. 25.795(c)(2).
Nonetheless, if such a situation were to arise, the provision in the
regulation regarding impracticability would apply, and the applicant
for a type certificate would show compliance with the regulation
producing the conflict.
4. Combination of Systems Assumed To Be Inoperative
Boeing objected to the discussion of the combination of systems
assumed to be inoperative within the sphere. The NPRM advised a
manufacturer to consider the effect on continued safe flight and
landing and whether primary and backup controls for particular systems
should be separated relative to another system's primary and backup
controls, essentially so that not only backup controls were available.
The intent of this discussion was to include an assessment of the
effects of the system separation approach in addition to the literal
geometric compliance of the system locations. That is, each system
taken individually is sufficiently redundant to permit continued safe
flight and landing, if there is a failure.
However, assuming a failure renders a combination of systems
inoperative, with the proper separation, there should be sufficient
control to permit continued safe flight and landing. Assuming entirely
redundant systems, the separation alone will address the concern. Even
if the systems are not 100% redundant, the capabilities of the backup
system may be such that there is no concern with continued safe flight
and landing. Nonetheless, the manufacturer should consider the
ramifications of the inoperative systems and the capability of the
systems that remain when complying with this requirement.
5. Other Mitigation Measures
Airbus commented that the rule should make it clear that other
mitigation measures are required if system separation is impracticable.
They note that the phrase ``or otherwise designed to maximize their
survivability'' is intended to address this but believe that the
wording could be more explicit. They suggested dividing paragraph
(c)(2) into two paragraphs, to read as follows:
``i. Except where impracticable, redundant airplane systems
necessary for continued safe flight and landing must be physically
separated, at a minimum, by an amount equal to a sphere * * *. The
sphere is applied everywhere within the fuselage limited by the forward
bulkhead, the aft bulkhead, and the liner of the passenger cabin and
cargo compartment, beyond which only one-half the sphere is applied.
``ii. Where compliance with paragraph (i) above is impracticable,
other design precautions must be taken to maximize the survivability of
those systems.''
[[Page 63876]]
We agree with the comment, inasmuch as it makes the requirement
clearer. Accordingly, the language has been changed in this final rule.
6. Clarification Regarding Reliability and Redundancy
Airbus also commented that it would like the preamble to state more
definitively that this requirement does not change the reliability
requirements of any system or require systems that are not currently
redundant to become redundant.
Both of these statements are correct, although there is no change
needed to the rule language. This final rule adds a requirement to the
system architecture (i.e., separation) but does not change the
functional requirements of the systems affected. Proposed AC 25.795-7
will reflect this intent.
7. Clarification of How To Measure Separation of Systems
Boeing also asked for a more specific definition of how the
separation distance was to be measured. Since the affected systems
themselves have physical dimensions, the separation between them may
not be a simple distance between points.
Due to the variety of possibilities and the number of different
system types, we asked ARAC to address this comment as well. The ARAC
concluded and we agree that the distance should be determined so that
the sphere derived from the equation in Sec. 25.795(c)(2) can pass
between any part of the systems. Proposed AC 25.795-7 has been revised
to reflect this same approach.
K. Clarification of Sec. 25.795(c)(3)
As proposed, Sec. 25.795(c)(3) would require that certain parts of
the cabin be designed to make it more difficult to hide weapons,
explosives, or other objects and easier to search for them. The
specific parts of the cabin are the areas above the overhead bins, the
toilets, and the life preservers or the areas where they are stored.
The ICCAIA, Bombardier, and Airbus all requested clarification on
the degree to which the area above stowage compartments must prevent
concealment of an object. In particular, they asked about the size of
the object to be considered and how the acceptability of the design
would be assessed. This is a subject that had initially been discussed
in ARAC's Design for Security Harmonization Working Group but was not
resolved. However, because of the evident need for a standard, we
referred this comment to the working group for its recommendation.
The working group reached consensus on an approach for the interior
design that should simplify the compliance findings. Although Boeing
provided a dissenting opinion, the Transport Airplane and Engine Issues
Group concurred with the working group and forwarded the recommendation
to the FAA. In summary, the working group recommended an approach using
objects of varying shapes that have a volume of 20 cubic inches or
larger. A designer that elects to use this approach would have a
straightforward way of showing compliance. This method is described
more fully in AC 25.795-8. Nevertheless, since the commenters requested
additional clarification, we have decided to add a provision defining a
method of compliance that will always be found compliant, for designs
that prevent concealment of 20 cubic inch objects. The rule also
permits other methods acceptable to the Administrator. This would
include other approaches using standard objects, as well as design
features to eliminate the space above the overhead bins. Designs that
prevent concealment of objects smaller than 20 cubic inches would, of
course, also be acceptable.
The requirements of Sec. 25.795(c)(3) are intended to facilitate
searching and are a way to improve the design to that end. The actual
search process and the types of things for which a search is conducted
are not changed by this requirement. By improving the design and making
it easier to search, the search is more effective and more efficient.
This requirement should not affect operators when an airplane is
searched, other than making the search more effective and efficient as
noted above. It is simply a way to gauge the effectiveness of the
design in improving the searchability of the airplane.
Qantas Airways and the ATA commented that improved interior design
to facilitate searches was highly desirable and that any efforts in
this area need to be coordinated with the Transportation Security
Administration. Qantas commented that the regulatory requirements (that
involve the design) imposed on the operator by TSA should be
requirements on the airframe manufacturer as well.
We agree that good coordination with TSA is needed and have
coordinated this rulemaking extensively with TSA. In terms of
regulatory compliance, regulations are specific in their applicability.
To the extent that these requirements apply only to persons subject to
the rule, good cooperation between the regulators, manufacturers, and
operators is the key to impr