Kentucky Disaster # KY-00017, 63225-63226 [E8-25326]
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Federal Register / Vol. 73, No. 206 / Thursday, October 23, 2008 / Notices
dwashington3 on PRODPC61 with NOTICES
Trinity Place, New York, New York, to
the NYSE trading systems and facilities
located at 11 Wall Street, New York,
New York (the ‘‘NYSE Alternext
Trading Systems’’), which will be
operated by the NYSE on behalf of
NYSE Alternext (the ‘‘Equities
Relocation’’).
NYSE Rule 18 establishes a
compensation fund and provides a
procedure for compensating NYSE
member claimants in the event of an
Exchange system failure.6 The
Commission recently approved Amex’s
proposal to adopt a rule substantially
similar to NYSE Rule 18.7 This rule,
NYSE Alternext Equities Rule 18,
provides a procedure for compensating
NYSE Alternext member claimants in
the event of an NYSE Alternext systems
failure. Specifically, under NYSE
Alternext Equities Rule 18, NYSE
Alternext members and member
organizations affected by a failure of the
NYSE Alternext Trading Systems would
have the right to submit claims for
compensation to NYSE Alternext. NYSE
Alternext’s Compensation Review Panel
would then decide the validity of NYSE
Alternext claims.
Because NYSE Alternext will operate
on the Exchange’s trading systems after
the Equities Relocation, NYSE proposes
to amend NYSE Rule 18 to provide a
mechanism for NYSE Alternext itself to
seek reimbursement from NYSE for the
amounts that NYSE Alternext
undertakes to pay out to NYSE
Alternext members under NYSE
Alternext Equities Rule 18 as a result of
an Exchange system malfunction.8
Thus, after the NYSE Alternext
Compensation Review Panel has
determined the number and amount of
claims that NYSE Alternext deems
valid, NYSE Alternext would submit to
the NYSE a separate claim for each valid
claim made by NYSE Alternext
members or member organizations,
subject to the same requirements under
NYSE Rule 18 as any other NYSE
claimant. NYSE Alternext will not,
however, be required to provide verbal
notice of its claims to the Exchange’s
Division of Floor Operations.
In the event that the total amount of
valid claims by NYSE members and
6 See Securities Exchange Act Release Nos. 56085
(July 17, 2007), 72 FR 40348 (July 24, 2007) (SR–
NYSE–2007–09) (adopting NYSE Rule 18); 56718
(October 29, 2007), 72 FR 62506 (November 5, 2007)
(SR–NYSE–2007–95) (approving certain
amendments to NYSE Rule 18). For a complete
discussion of Rule 18, see the Notice, supra note 4.
7 See Securities Exchange Act Release No. 34–
58705 (October 1, 2008) 73 FR 58995 (October 8,
2008) (SR–Amex–2008–63).
8 NYSE Alternext members and member
organizations would not be able to submit their
claims directly to the NYSE.
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14:58 Oct 22, 2008
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NYSE Alternext exceeds the available
funds in the NYSE Rule 18
compensation fund, NYSE Alternext
would receive a partial payment of
claims pursuant to NYSE Rule 18(c),
and NYSE Alternext’s obligation to
compensate its members for valid
claims would be reduced by a like
percentage.9 In the event that a
reduction is required, in calculating any
such reduction, NYSE officials would
consider each claim submitted by NYSE
Alternext as a separate claim, so that all
claimants from both the Exchange and
NYSE Alternext will share equitably
from the compensation fund.
NYSE also proposes technical changes
to NYSE Rule 18, including corrections
to the numbering of certain
subparagraphs of the Rule.
III. Discussion and Commission
Findings
The Commission has carefully
reviewed the proposed rule change and
finds that it is consistent with the
requirements of the Act and the rules
and regulations thereunder applicable to
a national securities exchange.10 In
particular, the Commission finds that
the proposed rule change is consistent
with Section 6(b)(5) of the Act,11 which,
among other things, requires that the
rules of a national securities exchange
be designed to promote just and
equitable principles of trade, to foster
cooperation and coordination with
persons engaged in regulating
transactions in securities, to remove
impediments to and perfect the
mechanism of a free and open market
and a national market system, and, in
general, to protect investors and the
public interest. The Commission
believes that the proposed amendments
to NYSE Rule 18 provide for a fair and
reasonable process by which NYSE
Alternext may participate in the
compensation fund established by the
Exchange to reimburse claimants for
losses suffered due to a malfunction of
systems operated by the Exchange.
9 In the Notice, NYSE stated that it does not
anticipate that the additional claims by NYSE
Alternext would create a substantial burden on the
fund in the event of a system malfunction in view
of: (i) The probable volume of trading on NYSE
Alternext; (ii) the fact that to date, the existing
compensation fund has been sufficient to pay all
valid claims in full; and (iii) the current amount
available in the supplemental fund. Notice at
52440.
10 In approving this proposed rule change, the
Commission has considered the proposed rule’s
impact on efficiency, competition, and capital
formation. See 15 U.S.C. 78c(f).
11 15 U.S.C. 78f(b)(5).
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63225
IV. Conclusion
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,12 that the
proposed rule change (SR–NYSE–2008–
78) be, and it hereby is, approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.13
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8–25319 Filed 10–22–08; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration # 11479]
Kentucky Disaster # KY–00017
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
SUMMARY: This is a Notice of the
Presidential declaration of a major
disaster for Public Assistance Only for
the Commonwealth of Kentucky
(FEMA–1802–DR), dated 10/09/2008.
Incident: Severe Wind Storm
associated with Tropical Depression Ike
Incident Period: 09/14/2008 through
09/15/2008.
EFFECTIVE DATE: 10/09/2008.
Physical Loan Application Deadline
Date: 12/08/2008.
Economic Injury (EIDL) Loan
Application Deadline Date: 07/09/2009.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
President’s major disaster declaration on
10/09/2008, Private Non-Profit
organizations that provide essential
services of governmental nature may file
disaster loan applications at the address
listed above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties: Ballard, Boone,
Breckinridge, Bullitt, Caldwell,
Calloway, Campbell, Carlisle,
Carroll, Crittenden, Daviess, Fulton,
Gallatin, Graves, Hancock,
12 15
13 17
E:\FR\FM\23OCN1.SGM
U.S.C. 78s(b)(2).
CFR 200.30–3(a)(12).
23OCN1
63226
Federal Register / Vol. 73, No. 206 / Thursday, October 23, 2008 / Notices
Henderson, Hickman, Hopkins,
Jefferson, Livingston, Lyon,
Marshall, Mccracken, Mclean,
Meade, Muhlenberg, Ohio, Oldham,
Shelby, Trigg, Trimble, Union,
Webster.
The Interest Rates are:
listed above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties: Beaufort, Brunswick,
Person.
The Interest Rates are:
Percent
Percent
Other (Including Non-Profit Organizations) with Credit Available
Elsewhere .................................
Businesses and Non-Profit Organizations without Credit Available Elsewhere .........................
5.250
4.000
The number assigned to this disaster
for physical damage and economic
injury is 11479.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
Herbert L. Mitchell,
Associate Administrator for Disaster
Assistance.
[FR Doc. E8–25326 Filed 10–22–08; 8:45 am]
BILLING CODE 8025–01–P
Other (Including Non-Profit Organizations) with Credit Available
Elsewhere .................................
Businesses and Non-Profit Organizations without Credit Available Elsewhere .........................
Percent
5.250
4.000
The number assigned to this disaster
for physical damage and for economic
injury is 11478.
Other (Including Non-Profit Organizations) with Credit Available
Elsewhere: ................................
Businesses and Non-Profit Organizations without Credit Available Elsewhere: ........................
5.250
4.000
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
Herbert L. Mitchell,
Associate Administrator for Disaster
Assistance.
[FR Doc. E8–25328 Filed 10–22–08; 8:45 am]
The number assigned to this disaster
for physical damage and economic
injury is 11480.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration # 11478]
services of governmental nature may file
disaster loan applications at the address
listed above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties: Alfalfa, Cimarron,
Dewey, Ellis, Grant, Harper, Kay,
Major, Woods, Woodward.
The Interest Rates are:
Herbert L. Mitchell,
Associate Administrator for Disaster
Assistance.
[FR Doc. E8–25325 Filed 10–22–08; 8:45 am]
BILLING CODE 8025–01–P
[Disaster Declaration # 11480]
North Carolina Disaster # NC–00016
Oklahoma Disaster # OK–00025
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
This is a Notice of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of North Carolina (FEMA–
1801–DR), dated 10/08/2008.
Incident: Tropical Storm Hanna.
Incident Period: 09/04/2008 through
09/15/2008.
EFFECTIVE DATE: 10/08/2008
Physical Loan Application Deadline
Date: 12/08/2008.
Economic Injury (EIDL) Loan
Application Deadline Date: 07/08/2009.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
President’s major disaster declaration on
10/08/2008, Private Non-Profit
organizations that provide essential
services of governmental nature may file
disaster loan applications at the address
dwashington3 on PRODPC61 with NOTICES
SUMMARY:
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14:58 Oct 22, 2008
Jkt 217001
DEPARTMENT OF STATE
U.S. Small Business
Administration.
ACTION: Notice.
[Public Notice: 6414]
AGENCY:
SUMMARY: This is a Notice of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of Oklahoma (FEMA–1803–
DR), dated 10/09/2008.
Incident: Severe Storms, Tornadoes,
and Flooding.
Incident Period: 09/12/2008 through
09/19/2008.
EFFECTIVE DATE: 10/09/2008.
Physical Loan Application Deadline
Date: 12/08/2008.
Economic Injury (EIDL) Loan
Application Deadline Date: 07/09/2009.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
Notice is
hereby given that as a result of the
President’s major disaster declaration on
10/09/2008, Private Non-Profit
organizations that provide essential
SUPPLEMENTARY INFORMATION:
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Bureau of Verification, Compliance and
Implementation: Imposition of
Measures Against Foreign Persons,
Including a Ban on U.S. Government
Procurement
Department of State.
Notice.
AGENCY:
ACTION:
SUMMARY: A determination has been
made that thirteen foreign persons have
engaged in activities that warrant the
imposition of measures pursuant to
Section 3 of the Iran, North Korea, and
Syria Nonproliferation Act, which
provides for penalties on entities and
individuals for the transfer to or
acquisition from Iran since January 1,
1999, the transfer to or the acquisition
from Syria since January 1, 2005, or the
transfer to or acquisition from North
Korea since January 1, 2006, of
equipment and technology controlled
under multilateral control lists (Missile
Technology Control Regime, Australia
Group, Chemical Weapons Convention,
Nuclear Suppliers Group, Wassenaar
Arrangement) or otherwise having the
potential to make a material
contribution to the development of
weapons of mass destruction (WMD) or
cruise or ballistic missile systems. The
E:\FR\FM\23OCN1.SGM
23OCN1
]]>Agencies
[Federal Register Volume 73, Number 206 (Thursday, October 23, 2008)]
[Notices]
[Pages 63225-63226]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-25326]
=======================================================================
-----------------------------------------------------------------------
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration 11479]
Kentucky Disaster KY-00017
AGENCY: U.S. Small Business Administration.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: This is a Notice of the Presidential declaration of a major
disaster for Public Assistance Only for the Commonwealth of Kentucky
(FEMA-1802-DR), dated 10/09/2008.
Incident: Severe Wind Storm associated with Tropical Depression Ike
Incident Period: 09/14/2008 through 09/15/2008.
EFFECTIVE DATE: 10/09/2008.
Physical Loan Application Deadline Date: 12/08/2008.
Economic Injury (EIDL) Loan Application Deadline Date: 07/09/2009.
ADDRESSES: Submit completed loan applications to: U.S. Small Business
Administration, Processing and Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster
Assistance, U.S. Small Business Administration, 409 3rd Street, SW.,
Suite 6050, Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of
the President's major disaster declaration on 10/09/2008, Private Non-
Profit organizations that provide essential services of governmental
nature may file disaster loan applications at the address listed above
or other locally announced locations.
The following areas have been determined to be adversely affected
by the disaster:
Primary Counties: Ballard, Boone, Breckinridge, Bullitt, Caldwell,
Calloway, Campbell, Carlisle, Carroll, Crittenden, Daviess, Fulton,
Gallatin, Graves, Hancock,
[[Page 63226]]
Henderson, Hickman, Hopkins, Jefferson, Livingston, Lyon, Marshall,
Mccracken, Mclean, Meade, Muhlenberg, Ohio, Oldham, Shelby, Trigg,
Trimble, Union, Webster.
The Interest Rates are:
------------------------------------------------------------------------
Percent
------------------------------------------------------------------------
Other (Including Non-Profit Organizations) with Credit 5.250
Available Elsewhere.........................................
Businesses and Non-Profit Organizations without Credit 4.000
Available Elsewhere.........................................
------------------------------------------------------------------------
The number assigned to this disaster for physical damage and
economic injury is 11479.
(Catalog of Federal Domestic Assistance Numbers 59002 and 59008)
Herbert L. Mitchell,
Associate Administrator for Disaster Assistance.
[FR Doc. E8-25326 Filed 10-22-08; 8:45 am]
BILLING CODE 8025-01-P
