Dick’s Sporting Goods, Inc.; Analysis of Proposed Consent Order to Aid Public Comment, 62503-62505 [E8-24931]
Download as PDF
Federal Register / Vol. 73, No. 204 / Tuesday, October 21, 2008 / Notices
FEDERAL TRADE COMMISSION
[File No. 071 0196]
Dick’s Sporting Goods, Inc.; Analysis
of Proposed Consent Order to Aid
Public Comment
Federal Trade Commission.
Proposed Consent Agreement.
AGENCY:
ACTION:
SUMMARY: The consent agreement in this
matter settles alleged violations of
federal law prohibiting unfair or
deceptive acts or practices or unfair
methods of competition. The attached
Analysis to Aid Public Comment
describes both the allegations in the
draft complaint and the terms of the
consent order—embodied in the consent
agreement—that would settle these
allegations.
DATES: Comments must be received on
or before November 7, 2008.
ADDRESSES: Interested parties are
invited to submit written comments.
Comments should refer to ‘‘Dicks
Sporting Goods, File No. 071 0196,’’ to
facilitate the organization of comments.
A comment filed in paper form should
include this reference both in the text
and on the envelope, and should be
mailed or delivered to the following
address: Federal Trade Commission,
Office of the Secretary, Room 135–H,
600 Pennsylvania Avenue, N.W.,
Washington, D.C. 20580. Comments
containing confidential material must be
filed in paper form, must be clearly
labeled ‘‘Confidential,’’ and must
comply with Commission Rule 4.9(c).
16 CFR 4.9(c) (2005).1 The FTC is
requesting that any comment filed in
paper form be sent by courier or
overnight service, if possible, because
U.S. postal mail in the Washington area
and at the Commission is subject to
delay due to heightened security
precautions. Comments that do not
contain any nonpublic information may
instead be filed in electronic form by
following the instructions on the webbased form at (https://
secure.commentworks.com/ftcDicksSportingGoods). To ensure that the
Commission considers an electronic
comment, you must file it on that webbased form.
The Federal Trade Commission Act
(‘‘FTC Act’’) and other laws the
Commission administers permit the
The comment must be accompanied by an
explicit request for confidential treatment,
including the factual and legal basis for the request,
and must identify the specific portions of the
comment to be withheld from the public record.
The request will be granted or denied by the
Commission’s General Counsel, consistent with
applicable law and the public interest. See
Commission Rule 4.9(c), 16 CFR 4.9(c).
mstockstill on PROD1PC66 with NOTICES
1
VerDate Aug<31>2005
17:06 Oct 20, 2008
Jkt 217001
collection of public comments to
consider and use in this proceeding as
appropriate. The Commission will
consider all timely and responsive
public comments that it receives,
whether filed in paper or electronic
form. Comments received will be
available to the public on the FTC
website, to the extent practicable, at
(https://www.ftc.gov/os/
publiccomments.shtm). As a matter of
discretion, the Commission makes every
effort to remove home contact
information for individuals from the
public comments it receives before
placing those comments on the FTC
website. More information, including
routine uses permitted by the Privacy
Act, may be found in the FTC’s privacy
policy, at (https://www.ftc.gov/ftc/
privacy.shtm)
FOR FURTHER INFORMATION CONTACT:
Melissa Westman-Cherry, FTC Bureau
of Competition, 600 Pennsylvania
Avenue, NW., Washington, D.C. 20580,
(202) 326–2338.
SUPPLEMENTARY INFORMATION: Pursuant
to section 6(f) of the Federal Trade
Commission Act, 38 Stat. 721, 15 U.S.C.
46(f), and § 2.34 of the Commission
Rules of Practice, 16 CFR 2.34, notice is
hereby given that the above-captioned
consent agreement containing a consent
order to cease and desist, having been
filed with and accepted, subject to final
approval, by the Commission, has been
placed on the public record for a period
of thirty (30) days. The following
Analysis to Aid Public Comment
describes the terms of the consent
agreement, and the allegations in the
complaint. An electronic copy of the
full text of the consent agreement
package can be obtained from the FTC
Home Page (for October 9, 2008), on the
World Wide Web, at (https://
www.ftc.gov/os/2008/10/index.htm). A
paper copy can be obtained from the
FTC Public Reference Room, Room 130–
H, 600 Pennsylvania Avenue, NW.,
Washington, D.C. 20580, either in
person or by calling (202) 326–2222.
Public comments are invited, and may
be filed with the Commission in either
paper or electronic form. All comments
should be filed as prescribed in the
ADDRESSES section above, and must be
received on or before the date specified
in the DATES section.
Analysis of Agreement Containing
Consent Order to Aid Public Comment
The Federal Trade Commission has
accepted, subject to final approval, an
agreement containing a proposed
consent order with Dick’s Sporting
Goods, Inc. (‘‘Dick’s’’ or ‘‘Respondent’’).
Dick’s, through its wholly-owned
PO 00000
Frm 00043
Fmt 4703
Sfmt 4703
62503
subsidiary Golf Galaxy, operates a chain
of golf superstores in the United States.
The agreement settles charges that
Dick’s violated Section 5 of the Federal
Trade Commission Act, 15 U.S.C. § 45,
by agreeing with a potential competitor
to allocate markets. The proposed
consent order has been placed on the
public record for 30 days to receive
comments from interested persons.
Comments received during this period
will become part of the public record.
After 30 days, the Commission will
review the agreement and the comments
received, and will decide whether it
should withdraw from the agreement or
make the proposed order final.
The purpose of this analysis is to
facilitate comment on the proposed
order. The analysis does not constitute
an official interpretation of the
agreement and proposed order, and does
not modify their terms in any way.
Further, the proposed consent order has
been entered into for settlement
purposes only, and does not constitute
an admission by Respondent that it
violated the law or that the facts alleged
in the complaint (other than
jurisdictional facts) are true.
I. The Complaint
The allegations of the complaint are
summarized below:
Golf Galaxy operates a chain of golf
superstores in the United States. Golf
Galaxy stores offer a broad selection of
golf merchandise and related services,
including golf clubs, equipment,
accessories, clothing, lessons, swing
analysis, and golf club fitting. The
founders of Golf Town Canada Inc.
(‘‘Golf Canada’’) wished to launch a
chain of golf superstores in Canada
similar to the Golf Galaxy stores.
In June 1998, Golf Canada and Golf
Galaxy entered into a consulting
agreement (the ‘‘1998 Agreement’’). Golf
Galaxy agreed therein: (i) to develop and
present an initial training program for
certain Golf Canada employees, (ii) to
provide Golf Canada on an ongoing
basis with useful business documents,
including construction blueprints,
merchandising plans, and sales reports,
and (iii) to provide continuing
consulting support to Golf Canada. In
consideration for these consulting
services, Golf Galaxy received shares of
Golf Canada, a seat on the company’s
board of directors, and cash payments.
Certain provisions of the 1998
Agreement restrained Golf Canada from
competing with Golf Galaxy.
Specifically, Golf Canada was barred: (i)
from operating any retail store in the
United States during the term of the
1998 Agreement and for five years
thereafter, and (ii) from engaging in any
E:\FR\FM\21OCN1.SGM
21OCN1
62504
Federal Register / Vol. 73, No. 204 / Tuesday, October 21, 2008 / Notices
mstockstill on PROD1PC66 with NOTICES
business outside of Canada that
competes with or is similar to the
business of Golf Galaxy during the term
of the 1998 Agreement and for two years
thereafter.
Between 1998 and 2004, with the
assistance of Golf Galaxy, Golf Canada
opened thirteen retail locations in
Canada.
In October 2004, Golf Galaxy sold its
shares of Golf Canada and the parties
terminated all consulting obligations
effective immediately. Golf Galaxy and
Golf Canada entered into a new contract
(the ‘‘2004 Amended Agreement’’) that,
inter alia, extended the duration of the
restraints on competition beyond the
expiration dates contemplated in the
1998 Agreement. The 2004 Amended
Agreement bars Golf Canada: (i) from
operating any retail store in the United
States for nine years (until June 2013),
and (ii) from engaging in any business
outside of Canada that competes with or
is similar to the business of Golf Galaxy
for six years (until June 2010). In
addition, the 2004 Amended Agreement
for the first time prohibits Golf Galaxy
from opening a store in Canada (until
June 2008).
II. Legal Analysis
There are two distinct sets of
restraints in this matter.
One set was agreed upon by Golf
Galaxy and Golf Canada in 1998 when
their consulting relationship was
launched. These restraints appear to
have been reasonably necessary to the
formation and/or efficient operation of
the parties’ collaboration. For example,
Golf Canada’s commitment not to
compete in the United States during the
term of the consulting relationship (and
for five years thereafter) may have been
necessary in order to induce Golf Galaxy
to share with Golf Canada certain
valuable, confidential, and proprietary
information.2 The Commission therefore
does not challenge these 1998
restrictions.
The parties entered into a second set
of restraints in 2004, contemporaneous
with the decision to terminate their
collaboration. The 2004 restraints
provide for a division of markets well
beyond the term contemplated in the
1998 Agreement, and are the subject of
the Commission’s claim in this matter.
Under the 1998 Agreement, Golf
Canada’s undertaking to forgo
competing in the United States would
have expired five years after termination
of the consulting relationship; since the
consulting relationship ended in 2004,
the noncompete would have expired
2 See e.g., Polk Bros. v. Forest City Enters., 776
F.2d 185, 189 (7th Cir. 1985).
VerDate Aug<31>2005
17:06 Oct 20, 2008
Jkt 217001
five years later in 2009. With the 2004
Amended Agreement the noncompete
was extended from 2009 until 2013—
four years longer than what was
contemplated under the original 1998
Agreement.
The 2004 Amended Agreement may
be analyzed under the framework
articulated by the Commission in the
PolyGram case.3 Agreements between
competitors to divide markets are
treated by the courts as presumptively
anticompetitive, or inherently suspect.
E.g., Nynex Corp. v. Discon, Inc., 525
U.S. 128, 134 (1998) (horizontal market
division is unlawful per se); Palmer v.
BRG of Georgia, Inc., 498 U.S. 46 (1990)
(same); Timothy J. Muris, The Rule of
Reason After California Dental, 68
Antitrust L. J. 527, 536 (2000) (‘‘[C]ourts
already consider price fixing and market
division to be inherently suspect.’’).
When an agreement is deemed
inherently suspect, the parties can avoid
summary condemnation under the
antitrust laws by advancing a legitimate
(cognizable and plausible) efficiency
justification for the restraint.4
Here, the Commission found reason to
believe that the 2004 restraints serve no
pro-competitive purpose. This second
set of restraints was not reasonably
necessary for the formation or efficient
operation of the collaboration between
Golf Galaxy and Golf Canada.
Significantly, the 2004 restraints cannot
be said to induce or facilitate
cooperation between Golf Galaxy and
Golf Canada—for the simple reason that,
after 2004, no further cooperation was
contemplated. These restraints served
only to provide Golf Galaxy’s
shareholders with additional protection
from competition, with no advantage to
U.S. consumers. Because there is no
efficiency rationale for the 2004
agreement between Golf Galaxy and
Golf Canada to divide markets, such
agreement constitutes an unreasonable
restraint on trade, and is properly
judged to be illegal.
Application of the ancillary restraints
framework leads to precisely the same
conclusion. The D.C. Circuit has
explained:
To be ancillary, and hence exempt
from the per se rule, an agreement
eliminating competition must be
subordinate and collateral to a
separate, legitimate transaction. The
ancillary restraint is subordinate and
collateral in the sense that it serves to
make the main transaction more
3 Polygram Holding, Inc., 136 F.T.C. 310 (2003),
aff’d, 416 F.3d 29 (D.C. Cir. 2005). See also N. Tex.
Speciality Physicians v. FTC, 528 F.3d 346 (5th Cir.
2008).
4 Polygram Holding, Inc. v. FTC, 416 F.3d 29, 35–
36 (D.C. Cir. 2005).
PO 00000
Frm 00044
Fmt 4703
Sfmt 4703
effective in accomplishing its
purpose. Of course, the restraint
imposed must be related to the
efficiency sought to be achieved. If it
is so broad that part of the restraint
suppresses competition without
creating efficiency, the restraint is, to
that extend, not ancillary.5
The legitimate and competitive
purpose of the consulting arrangement,
in place from 1998 through 2004, was to
enable Golf Canada to benefit from Golf
Galaxy’s experience and expertise.
However, as alleged in the Complaint,
the 2004 restraints did nothing to
encourage, facilitate, or promote this
collaboration. (Again, after 2004, no
ongoing cooperation was contemplated.)
Certainly, the dissolution of a
collaboration does not, of itself, provide
a rationale for the ex-partners to adopt
new and expanded limitations upon
future competition. See Blackburn v.
Sweeney, 53 F.3d 825 (7th Cir. 1995)
(market division agreement adopted by
lawyers following dissolution of their
partnership judged per se unlawful). In
short, the challenged restraints are
naked rather than ancillary.
III. The Proposed Consent Order
Dick’s (the parent of Golf Galaxy) has
signed a consent agreement containing a
proposed consent Order. The proposed
consent Order enjoins the company
from dividing or allocating markets for
the retail sale of golf merchandise. In
addition, the proposed Order will
prevent Golf Galaxy from enforcing any
noncompete provision beyond the date
originally provided for in the 1998
Agreement. More specifically, the
provision of the 2004 Amended
Agreement prohibiting Golf Canada
from operating any retail store in the
United States will no longer be
enforceable as of October 8, 2009, and
thereafter. The prohibition on Golf
Canada’s engaging in any business
outside of Canada that competes with or
is similar to the business of Golf Galaxy
will no longer be enforceable as of thirty
(30) days from the date on which the
Order becomes final and thereafter.
The proposed Order would not
interfere with the company’s ability to
enter into written agreements to allocate
or divide markets, customers, contracts,
lines of commerce, or geographic
territories in connection with the sale of
golf merchandise where such agreement
is reasonably related to a lawful
consulting arrangement or lawful joint
venture agreement; and is reasonably
necessary to achieve such agreement’s
procompetitive benefits.
5 Rothery Storage & Van Co. v. Atlas Van Lines,
Inc., 792 F.2d 210, 224 (D.C. Cir. 1986).
E:\FR\FM\21OCN1.SGM
21OCN1
Federal Register / Vol. 73, No. 204 / Tuesday, October 21, 2008 / Notices
The proposed Order will expire in 20
years.
By direction of the Commission.
Donald S. Clark,
Secretary
[FR Doc. E8–24931 Filed 10–20–08: 8:45 am]
BILLING CODE 6750–01–S
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
mstockstill on PROD1PC66 with NOTICES
SUMMARY: This notice announces the
meeting date for the 25th meeting of the
American Health Information
Community in accordance with the
Federal Advisory Committee Act (Pub.
L. No. 92–463, 5 U.S.C., App.) The
American Health Information
Community will advise the Secretary
and recommend specific actions to
achieve a common interoperability
framework for health information
technology (IT).
Meeting Date: November 12, 2008,
from 8:30 a.m. to 2:45 p.m. (Eastern)
ADDRESSES: Hubert H. Humphrey
building (200 Independence Avenue,
SW., Washington, DC 20201), Room
800.
SUPPLEMENTARY INFORMATION: The
meeting will include updates on the
Healthcare Information Technology
Standards Panel, the Certification
Commission for Healthcare Information
Technology, and hospital health
information technology adoption rates.
Final reports on the Electronic Health
Records, Chronic Care, Consumer
Empowerment, Quality, and
Personalized Healthcare Workgroups
will also be presented. Finally, an
update on the AHIC Successor
organization will be heard.
For further information, visit https://
www.hhs.gov/healthit/ahic.html.
A Web cast of the Community
meeting will be available on the NIH
Web site at: https://
www.videocast.nih.gov/.
If you have special needs for the
meeting, please contact (202) 690–7151.
Dated: October 15, 2008.
Judith Sparrow,
Director, American Health Information
Community, Office of Programs and
Coordination, Office of the National
Coordinator for Health Information
Technology.
[FR Doc. E8–24991 Filed 10–20–08; 8:45 am]
VerDate Aug<31>2005
17:06 Oct 20, 2008
Jkt 217001
National Institutes of Health
(NIH).
Meeting announcement.
BILLING CODE 4150–45–P
National Institute of Environmental
Health Sciences (NIEHS); National
Toxicology Program (NTP); Request
for Information (NOT–ES–09–001):
Ongoing Research and Research
Needs for Biological Effects of
Exposure to Bisphenol A (BPA)
AGENCY:
Office of the National Coordinator for
Health Information Technology;
American Health Information
Community Meeting
ACTION:
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
ACTION:
Request for information.
SUMMARY: The NIEHS Division of
Extramural Research and Training
(DERT) and the NTP are seeking input
on a number of key research areas that
have been identified in recent
evaluations of bisphenol A (BPA).
Information provided will be used to
help focus future research and testing
activities on BPA. This Request for
Information (RFI) is for planning
purposes only and should not be
construed as a funding opportunity or
grant program. The NIEHS and NTP
welcome input from the lay public,
environmental health researchers,
healthcare professionals, educators,
policy makers, industry, and others with
an interest in BPA.
DATES: Please respond online at the
Bisphenol A Request for Information
Web page by December 1, 2008, at
https://ntp.niehs.nih.gov/go/rfibpa.
FOR FURTHER INFORMATION CONTACT:
Other correspondence regarding this RFI
should be directed to either (1) Dr. Jerry
Heindel, DERT Program Administrator,
NIEHS, P.O. Box 12233, MD EC–23,
Research Triangle Park, NC 27709,
(phone) 919–541–0781, (e-mail)
heindelj@niehs.nih.gov or (2) Dr. Paul
Foster, NTP Acting Toxicology Branch
Chief, NIEHS, P.O. Box 12233, MD EC–
34, Research Triangle Park, NC 27709,
(phone) 919–541–2513, (e-mail)
foster2@niehs.nih.gov.
SUPPLEMENTARY INFORMATION:
Background
The NTP is an interagency program
whose mission is to evaluate agents of
public health concern by developing
and applying tools of modern toxicology
and molecular biology. The NTP was
established as a cooperative effort to (1)
Coordinate toxicology testing programs
within the federal government, (2)
strengthen the science base in
toxicology, (3) develop improved testing
methods, and (4) provide information
about potentially toxic chemicals to
health, regulatory, and research
agencies, scientific and medical
communities, and the public. To meet
these goals, NTP designs and conducts
PO 00000
Frm 00045
Fmt 4703
Sfmt 4703
62505
large-scale laboratory animal research
and testing programs and analyzes and
reports its findings to assess potential
hazards to human health from exposure
to environmental agents. The NTP also
carries out formal review and literature
analysis activities.
The NIEHS mission is to understand
the complex relationship between
environmental risk factors and human
biology within affected individuals and
populations and to use this knowledge
to prevent illness, reduce disease, and
promote health. To accomplish this, the
NIEHS supports research and
professional development in
environmental health sciences,
environmental clinical research, and
environmental public health. These
extramural research and development
activities are managed through NIEHS/
DERT.
Recently, both the NTP and NIEHS/
DERT conducted assessments related to
understanding the potential human
health and environmental risks posed
by BPA. The NTP evaluation was
conducted through its Center for the
Evaluation of Risks to Human
Reproduction (CERHR) and focused on
whether current exposures may pose
health risks to human reproduction and
development. The final results of this
evaluation were released on September
3, 2008, as the NTP–CERHR Monograph
on Bisphenol A. The monograph and
details of this evaluation are available at
https://cerhr.niehs.nih.gov/chemicals/
bisphenol/bisphenol.html. The NIEHS
workshop, ‘‘Bisphenol A: An
Examination of the Relevance of
Ecological, In Vitro and Laboratory
Animal Studies for Assessing Risks to
Human Health’’ (for consensus
statement see vom Saal et al.,
Reproductive Toxicol. 2007. 24:131–
138) was co-sponsored with a number of
other organizations and was broader in
scope compared to the NTP–CERHR
evaluation as it included consideration
of ecological effects and human health
effects not directly related to
development or reproduction.
The NTP and NIEHS review activities
resulted in a number of research
recommendations to better characterize
the sources and levels of human
exposures to BPA and to help determine
what, if any, adverse health effects
might result from such exposures.
Similarly, a number of research needs
have been identified by the Food and
Drug Administration in its draft
assessment of BPA in food contact
applications (https://www.fda.gov/
ohrms/dockets/ac/
oc08.html#Scienceboard see ‘‘Science
Board to the Food and Drug
E:\FR\FM\21OCN1.SGM
21OCN1
Agencies
[Federal Register Volume 73, Number 204 (Tuesday, October 21, 2008)]
[Notices]
[Pages 62503-62505]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-24931]
[[Page 62503]]
-----------------------------------------------------------------------
FEDERAL TRADE COMMISSION
[File No. 071 0196]
Dick's Sporting Goods, Inc.; Analysis of Proposed Consent Order
to Aid Public Comment
AGENCY: Federal Trade Commission.
ACTION: Proposed Consent Agreement.
-----------------------------------------------------------------------
SUMMARY: The consent agreement in this matter settles alleged
violations of federal law prohibiting unfair or deceptive acts or
practices or unfair methods of competition. The attached Analysis to
Aid Public Comment describes both the allegations in the draft
complaint and the terms of the consent order--embodied in the consent
agreement--that would settle these allegations.
DATES: Comments must be received on or before November 7, 2008.
ADDRESSES: Interested parties are invited to submit written comments.
Comments should refer to ``Dicks Sporting Goods, File No. 071 0196,''
to facilitate the organization of comments. A comment filed in paper
form should include this reference both in the text and on the
envelope, and should be mailed or delivered to the following address:
Federal Trade Commission, Office of the Secretary, Room 135-H, 600
Pennsylvania Avenue, N.W., Washington, D.C. 20580. Comments containing
confidential material must be filed in paper form, must be clearly
labeled ``Confidential,'' and must comply with Commission Rule 4.9(c).
16 CFR 4.9(c) (2005).\1\ The FTC is requesting that any comment filed
in paper form be sent by courier or overnight service, if possible,
because U.S. postal mail in the Washington area and at the Commission
is subject to delay due to heightened security precautions. Comments
that do not contain any nonpublic information may instead be filed in
electronic form by following the instructions on the web-based form at
(https://secure.commentworks.com/ftc-DicksSportingGoods). To ensure that
the Commission considers an electronic comment, you must file it on
that web-based form.
---------------------------------------------------------------------------
\1\ The comment must be accompanied by an explicit request for
confidential treatment, including the factual and legal basis for
the request, and must identify the specific portions of the comment
to be withheld from the public record. The request will be granted
or denied by the Commission's General Counsel, consistent with
applicable law and the public interest. See Commission Rule 4.9(c),
16 CFR 4.9(c).
---------------------------------------------------------------------------
The Federal Trade Commission Act (``FTC Act'') and other laws the
Commission administers permit the collection of public comments to
consider and use in this proceeding as appropriate. The Commission will
consider all timely and responsive public comments that it receives,
whether filed in paper or electronic form. Comments received will be
available to the public on the FTC website, to the extent practicable,
at (https://www.ftc.gov/os/publiccomments.shtm). As a matter of
discretion, the Commission makes every effort to remove home contact
information for individuals from the public comments it receives before
placing those comments on the FTC website. More information, including
routine uses permitted by the Privacy Act, may be found in the FTC's
privacy policy, at (https://www.ftc.gov/ftc/privacy.shtm)
FOR FURTHER INFORMATION CONTACT: Melissa Westman-Cherry, FTC Bureau of
Competition, 600 Pennsylvania Avenue, NW., Washington, D.C. 20580,
(202) 326-2338.
SUPPLEMENTARY INFORMATION: Pursuant to section 6(f) of the Federal
Trade Commission Act, 38 Stat. 721, 15 U.S.C. 46(f), and Sec. 2.34 of
the Commission Rules of Practice, 16 CFR 2.34, notice is hereby given
that the above-captioned consent agreement containing a consent order
to cease and desist, having been filed with and accepted, subject to
final approval, by the Commission, has been placed on the public record
for a period of thirty (30) days. The following Analysis to Aid Public
Comment describes the terms of the consent agreement, and the
allegations in the complaint. An electronic copy of the full text of
the consent agreement package can be obtained from the FTC Home Page
(for October 9, 2008), on the World Wide Web, at (https://www.ftc.gov/
os/2008/10/index.htm). A paper copy can be obtained from the FTC Public
Reference Room, Room 130-H, 600 Pennsylvania Avenue, NW., Washington,
D.C. 20580, either in person or by calling (202) 326-2222.
Public comments are invited, and may be filed with the Commission
in either paper or electronic form. All comments should be filed as
prescribed in the ADDRESSES section above, and must be received on or
before the date specified in the DATES section.
Analysis of Agreement Containing Consent Order to Aid Public Comment
The Federal Trade Commission has accepted, subject to final
approval, an agreement containing a proposed consent order with Dick's
Sporting Goods, Inc. (``Dick's'' or ``Respondent''). Dick's, through
its wholly-owned subsidiary Golf Galaxy, operates a chain of golf
superstores in the United States. The agreement settles charges that
Dick's violated Section 5 of the Federal Trade Commission Act, 15
U.S.C. Sec. 45, by agreeing with a potential competitor to allocate
markets. The proposed consent order has been placed on the public
record for 30 days to receive comments from interested persons.
Comments received during this period will become part of the public
record. After 30 days, the Commission will review the agreement and the
comments received, and will decide whether it should withdraw from the
agreement or make the proposed order final.
The purpose of this analysis is to facilitate comment on the
proposed order. The analysis does not constitute an official
interpretation of the agreement and proposed order, and does not modify
their terms in any way. Further, the proposed consent order has been
entered into for settlement purposes only, and does not constitute an
admission by Respondent that it violated the law or that the facts
alleged in the complaint (other than jurisdictional facts) are true.
I. The Complaint
The allegations of the complaint are summarized below:
Golf Galaxy operates a chain of golf superstores in the United
States. Golf Galaxy stores offer a broad selection of golf merchandise
and related services, including golf clubs, equipment, accessories,
clothing, lessons, swing analysis, and golf club fitting. The founders
of Golf Town Canada Inc. (``Golf Canada'') wished to launch a chain of
golf superstores in Canada similar to the Golf Galaxy stores.
In June 1998, Golf Canada and Golf Galaxy entered into a consulting
agreement (the ``1998 Agreement''). Golf Galaxy agreed therein: (i) to
develop and present an initial training program for certain Golf Canada
employees, (ii) to provide Golf Canada on an ongoing basis with useful
business documents, including construction blueprints, merchandising
plans, and sales reports, and (iii) to provide continuing consulting
support to Golf Canada. In consideration for these consulting services,
Golf Galaxy received shares of Golf Canada, a seat on the company's
board of directors, and cash payments.
Certain provisions of the 1998 Agreement restrained Golf Canada
from competing with Golf Galaxy. Specifically, Golf Canada was barred:
(i) from operating any retail store in the United States during the
term of the 1998 Agreement and for five years thereafter, and (ii) from
engaging in any
[[Page 62504]]
business outside of Canada that competes with or is similar to the
business of Golf Galaxy during the term of the 1998 Agreement and for
two years thereafter.
Between 1998 and 2004, with the assistance of Golf Galaxy, Golf
Canada opened thirteen retail locations in Canada.
In October 2004, Golf Galaxy sold its shares of Golf Canada and the
parties terminated all consulting obligations effective immediately.
Golf Galaxy and Golf Canada entered into a new contract (the ``2004
Amended Agreement'') that, inter alia, extended the duration of the
restraints on competition beyond the expiration dates contemplated in
the 1998 Agreement. The 2004 Amended Agreement bars Golf Canada: (i)
from operating any retail store in the United States for nine years
(until June 2013), and (ii) from engaging in any business outside of
Canada that competes with or is similar to the business of Golf Galaxy
for six years (until June 2010). In addition, the 2004 Amended
Agreement for the first time prohibits Golf Galaxy from opening a store
in Canada (until June 2008).
II. Legal Analysis
There are two distinct sets of restraints in this matter.
One set was agreed upon by Golf Galaxy and Golf Canada in 1998 when
their consulting relationship was launched. These restraints appear to
have been reasonably necessary to the formation and/or efficient
operation of the parties' collaboration. For example, Golf Canada's
commitment not to compete in the United States during the term of the
consulting relationship (and for five years thereafter) may have been
necessary in order to induce Golf Galaxy to share with Golf Canada
certain valuable, confidential, and proprietary information.\2\ The
Commission therefore does not challenge these 1998 restrictions.
---------------------------------------------------------------------------
\2\ See e.g., Polk Bros. v. Forest City Enters., 776 F.2d 185,
189 (7th Cir. 1985).
---------------------------------------------------------------------------
The parties entered into a second set of restraints in 2004,
contemporaneous with the decision to terminate their collaboration. The
2004 restraints provide for a division of markets well beyond the term
contemplated in the 1998 Agreement, and are the subject of the
Commission's claim in this matter. Under the 1998 Agreement, Golf
Canada's undertaking to forgo competing in the United States would have
expired five years after termination of the consulting relationship;
since the consulting relationship ended in 2004, the noncompete would
have expired five years later in 2009. With the 2004 Amended Agreement
the noncompete was extended from 2009 until 2013--four years longer
than what was contemplated under the original 1998 Agreement.
The 2004 Amended Agreement may be analyzed under the framework
articulated by the Commission in the PolyGram case.\3\ Agreements
between competitors to divide markets are treated by the courts as
presumptively anticompetitive, or inherently suspect. E.g., Nynex Corp.
v. Discon, Inc., 525 U.S. 128, 134 (1998) (horizontal market division
is unlawful per se); Palmer v. BRG of Georgia, Inc., 498 U.S. 46 (1990)
(same); Timothy J. Muris, The Rule of Reason After California Dental,
68 Antitrust L. J. 527, 536 (2000) (``[C]ourts already consider price
fixing and market division to be inherently suspect.''). When an
agreement is deemed inherently suspect, the parties can avoid summary
condemnation under the antitrust laws by advancing a legitimate
(cognizable and plausible) efficiency justification for the
restraint.\4\
---------------------------------------------------------------------------
\3\ Polygram Holding, Inc., 136 F.T.C. 310 (2003), aff'd, 416
F.3d 29 (D.C. Cir. 2005). See also N. Tex. Speciality Physicians v.
FTC, 528 F.3d 346 (5th Cir. 2008).
\4\ Polygram Holding, Inc. v. FTC, 416 F.3d 29, 35-36 (D.C. Cir.
2005).
---------------------------------------------------------------------------
Here, the Commission found reason to believe that the 2004
restraints serve no pro-competitive purpose. This second set of
restraints was not reasonably necessary for the formation or efficient
operation of the collaboration between Golf Galaxy and Golf Canada.
Significantly, the 2004 restraints cannot be said to induce or
facilitate cooperation between Golf Galaxy and Golf Canada--for the
simple reason that, after 2004, no further cooperation was
contemplated. These restraints served only to provide Golf Galaxy's
shareholders with additional protection from competition, with no
advantage to U.S. consumers. Because there is no efficiency rationale
for the 2004 agreement between Golf Galaxy and Golf Canada to divide
markets, such agreement constitutes an unreasonable restraint on trade,
and is properly judged to be illegal.
Application of the ancillary restraints framework leads to
precisely the same conclusion. The D.C. Circuit has explained:
To be ancillary, and hence exempt from the per se rule, an agreement
eliminating competition must be subordinate and collateral to a
separate, legitimate transaction. The ancillary restraint is
subordinate and collateral in the sense that it serves to make the main
transaction more effective in accomplishing its purpose. Of course, the
restraint imposed must be related to the efficiency sought to be
achieved. If it is so broad that part of the restraint suppresses
competition without creating efficiency, the restraint is, to that
extend, not ancillary.\5\
---------------------------------------------------------------------------
\5\ Rothery Storage & Van Co. v. Atlas Van Lines, Inc., 792 F.2d
210, 224 (D.C. Cir. 1986).
---------------------------------------------------------------------------
The legitimate and competitive purpose of the consulting
arrangement, in place from 1998 through 2004, was to enable Golf Canada
to benefit from Golf Galaxy's experience and expertise. However, as
alleged in the Complaint, the 2004 restraints did nothing to encourage,
facilitate, or promote this collaboration. (Again, after 2004, no
ongoing cooperation was contemplated.) Certainly, the dissolution of a
collaboration does not, of itself, provide a rationale for the ex-
partners to adopt new and expanded limitations upon future competition.
See Blackburn v. Sweeney, 53 F.3d 825 (7th Cir. 1995) (market division
agreement adopted by lawyers following dissolution of their partnership
judged per se unlawful). In short, the challenged restraints are naked
rather than ancillary.
III. The Proposed Consent Order
Dick's (the parent of Golf Galaxy) has signed a consent agreement
containing a proposed consent Order. The proposed consent Order enjoins
the company from dividing or allocating markets for the retail sale of
golf merchandise. In addition, the proposed Order will prevent Golf
Galaxy from enforcing any noncompete provision beyond the date
originally provided for in the 1998 Agreement. More specifically, the
provision of the 2004 Amended Agreement prohibiting Golf Canada from
operating any retail store in the United States will no longer be
enforceable as of October 8, 2009, and thereafter. The prohibition on
Golf Canada's engaging in any business outside of Canada that competes
with or is similar to the business of Golf Galaxy will no longer be
enforceable as of thirty (30) days from the date on which the Order
becomes final and thereafter.
The proposed Order would not interfere with the company's ability
to enter into written agreements to allocate or divide markets,
customers, contracts, lines of commerce, or geographic territories in
connection with the sale of golf merchandise where such agreement is
reasonably related to a lawful consulting arrangement or lawful joint
venture agreement; and is reasonably necessary to achieve such
agreement's procompetitive benefits.
[[Page 62505]]
The proposed Order will expire in 20 years.
By direction of the Commission.
Donald S. Clark,
Secretary
[FR Doc. E8-24931 Filed 10-20-08: 8:45 am]
BILLING CODE 6750-01-S