Accrued Benefits; Correction, 61736 [E8-24650]
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61736
Federal Register / Vol. 73, No. 202 / Friday, October 17, 2008 / Rules and Regulations
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analysis showed that the investment
alternatives were of equal value.
Examples:
A plan owns an interest in a limited
partnership that is considering investing
in a company that competes with the
plan sponsor. The fiduciaries may not
replace the limited partnership
investment with another investment
based on this fact unless they prudently
determine that a replacement
investment is economically equal or
superior to the limited partnership
investment and would not adversely
affect the plan’s investment portfolio,
taking into account factors including
diversification, liquidity, risk and
expected return. The competition of the
limited partnership with the plan
sponsor is a factor outside the economic
interests of the plan, and thus cannot be
considered unless an alternative
investment is equal or superior to the
limited partnership.
A multiemployer plan covering
employees in a metropolitan area’s
construction industry wants to invest in
a large loan for a construction project
located in the same area because it will
create local jobs. The plan has taken
steps to ensure that the loan poses no
prohibited transaction issues. The loan
carries a return fully commensurate
with the risk of nonpayment. Moreover,
the loan’s expected return is equal to or
greater than construction loans of
similar quality that are available to the
plan. However, the plan has already
made several other loans for
construction projects in the same
metropolitan area, and this loan could
create a risk of large losses to the plan’s
portfolio due to lack of diversification.
The fiduciaries may not choose this
investment on the basis of the local job
creation factor because, due to lack of
diversification, the investment is not of
equal economic value to the plan.
A plan is considering an investment
in a bond to finance affordable housing
for people in the local community. The
bond provides a return at least as
favorable to the plan as other bonds
with the same risk rating. However, the
bond’s size and lengthy duration raises
a potential risk regarding the plan’s
ability to meet its predicted liquidity
needs. Other available bonds under
consideration by the plan do not pose
this same risk. The return on the bond,
although equal to or greater than the
alternatives, would not be sufficient to
offset the additional risk for the plan
created by the role that this bond would
play in the plan’s portfolio. The plan’s
fiduciaries may not make this
investment based on factors outside the
economic interest of the plan because it
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is not of equal or greater economic value
to other investment alternatives.
A plan sponsor adopts an investment
policy that favors plan investment in
companies meeting certain
environmental criteria (so-called
‘‘green’’ companies). In carrying out the
policy, the plan’s fiduciaries may not
simply consider investments only in
green companies. They must consider
all investments that meet the plan’s
prudent financial criteria. The
fiduciaries may apply the investment
policy to eliminate a company from
consideration only if they appropriately
determine that other available
investments provide equal or better
returns at the same or lower risks, and
would play the same role in the plan’s
portfolio.
A collective investment fund, which
holds assets of several plans, is designed
to invest in commercial real estate
constructed or renovated with union
labor. Fiduciaries of plans that invest in
the fund must determine that the fund’s
overall risk and return characteristics
are as favorable, or more favorable, to
the plans as other available investment
alternatives that would play a similar
role in their plans’ portfolios. The
fund’s managers may select investments
constructed or improved with union
labor, after an economic analysis
indicates that these investment options
are equal or superior to their
alternatives. The managers will best be
able to justify their investment choice
by recording their analysis in writing.
However, if real estate investments that
satisfy both ERISA’s fiduciary
requirements and the union labor
criterion are unavailable, the fund
managers may have to select
investments without regard to the union
labor criterion.
Signed at Washington, DC, this 9th day of
October 2008.
Bradford P. Campbell,
Assistant Secretary, Employee Benefits
Security Administration, Department of
Labor.
[FR Doc. E8–24551 Filed 10–16–08; 8:45 am]
that the Department of Veterans Affairs
(VA) published in 71 FR 78368 on
December 29, 2006. The regulation
relates to the Payment of Benefits to
Survivors of Estates of Deceased
Beneficiaries. No substantive change to
the content of the regulation is being
made by correcting this amendment.
DATES:
FOR FURTHER INFORMATION CONTACT:
Denise Kemp-Nichols, Regulations Staff
(211D), Compensation and Pension
Service, Veterans Benefits
Administration, Department of Veterans
Affairs, 810 Vermont Avenue, NW.,
Washington, DC 20420, (202) 461–9724.
VA
published a final rule in the Federal
Register on December 29, 2006 (See 71
FR 78368) revising its final rule
eliminating the 2-year limitation on
accrued benefits. In that document, VA
failed to amend 38 CFR 3.816(f)(2). This
document corrects that error by
removing the entire first sentence of 38
CFR 3.816(f)(2) and in the second
sentence, by removing the word ‘‘also’’
after words ‘‘accrued benefits.’’
SUPPLEMENTARY INFORMATION:
List of Subjects in 38 CFR Part 3
Administrative, practice and
procedures, Claims, Disability benefits,
Health care, Pensions, Veterans,
Vietnam.
Approved: October 10, 2008.
William F. Russo,
Director of Regulations Management.
For the reason set out in the preamble,
VA is correcting 38 CFR part 3 as
follows.
■
PART 3—ADJUDICATION
1. The authority citation for part 3,
subpart A continues to read as follows:
■
Authority: 38 U.S.C. 501(a), unless
otherwise noted.
§ 3.816
BILLING CODE 4510–29–P
Effective Date: October 17, 2008.
[Corrected]
DEPARTMENT OF VETERANS
AFFAIRS
2. In § 3.816, paragraph (f)(2) is
amended by removing the entire first
sentence and in the second sentence
removing the word ‘‘also’’.
38 CFR Part 3
[FR Doc. E8–24650 Filed 10–16–08; 8:45 am]
RIN 2900–AM28
BILLING CODE 8320–01–P
■
Accrued Benefits; Correction
Department of Veterans Affairs.
Correcting amendment.
AGENCY:
ACTION:
SUMMARY: This document contains a
minor correction to the final regulations
PO 00000
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Agencies
[Federal Register Volume 73, Number 202 (Friday, October 17, 2008)]
[Rules and Regulations]
[Page 61736]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-24650]
=======================================================================
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DEPARTMENT OF VETERANS AFFAIRS
38 CFR Part 3
RIN 2900-AM28
Accrued Benefits; Correction
AGENCY: Department of Veterans Affairs.
ACTION: Correcting amendment.
-----------------------------------------------------------------------
SUMMARY: This document contains a minor correction to the final
regulations that the Department of Veterans Affairs (VA) published in
71 FR 78368 on December 29, 2006. The regulation relates to the Payment
of Benefits to Survivors of Estates of Deceased Beneficiaries. No
substantive change to the content of the regulation is being made by
correcting this amendment.
DATES: Effective Date: October 17, 2008.
FOR FURTHER INFORMATION CONTACT: Denise Kemp-Nichols, Regulations Staff
(211D), Compensation and Pension Service, Veterans Benefits
Administration, Department of Veterans Affairs, 810 Vermont Avenue,
NW., Washington, DC 20420, (202) 461-9724.
SUPPLEMENTARY INFORMATION: VA published a final rule in the Federal
Register on December 29, 2006 (See 71 FR 78368) revising its final rule
eliminating the 2-year limitation on accrued benefits. In that
document, VA failed to amend 38 CFR 3.816(f)(2). This document corrects
that error by removing the entire first sentence of 38 CFR 3.816(f)(2)
and in the second sentence, by removing the word ``also'' after words
``accrued benefits.''
List of Subjects in 38 CFR Part 3
Administrative, practice and procedures, Claims, Disability
benefits, Health care, Pensions, Veterans, Vietnam.
Approved: October 10, 2008.
William F. Russo,
Director of Regulations Management.
0
For the reason set out in the preamble, VA is correcting 38 CFR part 3
as follows.
PART 3--ADJUDICATION
0
1. The authority citation for part 3, subpart A continues to read as
follows:
Authority: 38 U.S.C. 501(a), unless otherwise noted.
Sec. 3.816 [Corrected]
0
2. In Sec. 3.816, paragraph (f)(2) is amended by removing the entire
first sentence and in the second sentence removing the word ``also''.
[FR Doc. E8-24650 Filed 10-16-08; 8:45 am]
BILLING CODE 8320-01-P