Policy Statement on the Regulation of Advanced Reactors, 60612-60616 [E8-24268]
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[FR Doc. E8–24227 Filed 10–10–08; 8:45 am]
BILLING CODE 6325–39–P
NUCLEAR REGULATORY
COMMISSION
10 CFR Part 50
[NRC–2008–0237]
Policy Statement on the Regulation of
Advanced Reactors
Nuclear Regulatory
Commission.
ACTION: Final policy statement.
AGENCY:
SUMMARY: On May 9, 2008 (73 FR
26349), the Nuclear Regulatory
Commission (NRC; Commission) issued,
for public comment, a draft policy
statement on the regulation of advanced
reactors. This final policy statement
reinforces the Commission’s current
policy regarding advanced reactors and
includes new items to be considered
during the design of these reactors,
including security, emergency
preparedness, threat of theft, and
international safeguards.
DATE: The effective date is November 13,
2008.
FOR FURTHER INFORMATION CONTACT: Mr.
Wesley W. Held, Rulemaking, Guidance,
and Advanced Reactor Branch, Division
of New Reactor Licensing, Office of New
Reactors, U.S. Nuclear Regulatory
Commission, Mail Stop: T–6 C34,
Washington, DC 20555–0001;
Telephone: (301) 415–1583; fax number:
(301) 415–5399; e-mail:
Wesley.Held@nrc.gov.
SUPPLEMENTARY INFORMATION:
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I. Background
Letter No.
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II. Summary of Public Comments and
Responses to Comments
A. General Comments
B. Attributes To Be Considered During
Design
C. Security of Advanced Reactors
D. Relationship to General Design Criteria
(GDC)
E. Other Comments
III. Final Policy Statement
I. Background
On July 8, 1986 (51 FR 24643), the
Commission published a policy
statement on the regulation of advanced
reactors. The Commission had the
following three primary objectives in
issuing the advanced reactor policy
statement (ARPS):
• To maintain the earliest possible
interaction of applicants, vendors, and
government agencies with the NRC.
• To provide all interested parties,
including the public, with the
Commission’s views concerning the
desired characteristics of advanced
reactor designs.
• To express the Commission’s intent
to issue timely comment on the
implications of such designs for safety
and the regulatory process.
On July 12, 1994 (59 FR 35461), the
Commission revised the 1986 ARPS by
addressing the Commission’s policy on
metrication (57 FR 46202; October 7,
1992; as revised June 19, 1996 (61 FR
31169)).
Since the events of September 11,
2001, the NRC has assessed potential
threats and their possible impacts on the
Nation’s fleet of operating nuclear
power reactors and has required
upgrades of physical security measures
and mitigative strategies through the
issuance of a series of security orders
and license conditions. For new nuclear
power reactors, the Commission
considers it prudent to provide
expectations and guidance on security
matters to prospective applicants so that
they can use this information early in
the design stage of new reactors to
identify potential mitigative measures
and/or design features that provide a
more robust and effective security
posture. Therefore, the Commission
decided to revise the ARPS to integrate
these expectations for security and
emergency preparedness with the
current expectations for safety.
The Commission’s expectation for
advanced reactor designers to consider
the effects of a large, commercial
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airplane impact is currently being
addressed through rulemaking
(Consideration of Aircraft Impacts for
New Nuclear Power Reactor Designs—
RIN AI19—Docket ID NRC–2007–0009).
The Commission believes that reactors
designed with potential aircraft impact
considerations resulting from this rule
would be more robust than if they were
designed in the absence of this rule.
The proposed policy statement,
‘‘Policy Statement on the Regulation of
Advanced Reactors,’’ was published in
the Federal Register on May 9, 2008 (73
FR 26349). The public comment period
expired on July 8, 2008. This final
policy statement reflects the pertinent
comments received on the published
draft policy statement.
II. Summary of Public Comments and
Responses to Comments
Eight organizations and individuals
submitted written comments on the
draft policy statement. The commenters
represented a variety of interests
addressing a wide range of issues, and
included individuals; reactor vendors;
and citizen, environmental, and
industry groups. Most commenters
agreed with the general principle of the
policy statement, but no commenter
supported the policy statement exactly
as proposed. Several commenters
wanted changes made to the list of
design attributes to be considered.
Others suggested linking the design
attributes to the general design criteria
(GDC). Another commented on the
security of nuclear power plants, and
one commenter described a thorium
reactor design.
Comments on this proposed rule are
available electronically at https://
www.regulations.gov. From this page,
the public can find all the comments
received by inputting NRC–2008–0237
into the search field. Comments are also
available electronically at the NRC’s
Electronic Reading Room at https://
www.nrc.gov/reading-rm/adams.html.
From this page, the public can gain
access to the Agencywide Documents
Access and Management System
(ADAMS), which provides text and
image files of NRC’s public documents.
The public can search for comments
using the ADAMS accession numbers
listed in the table below, which
includes the commenters’ names and
affiliations.
Commenter affiliation
Commenter name
Private citizen ....................................................
University of California—Berkeley .....................
Toshiba ..............................................................
Thorium ElectroNuclear AB ...............................
Paul Sund ...........................................
Per Peterson ......................................
Koichiro Oshima .................................
Elling Disen ........................................
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Abbreviation
Sund
UCB
Toshiba
TEN AB
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Letter No.
ADAMS accession No.
Commenter affiliation
Commenter name
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John D. Runkle ...................................
NC WARN
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North Carolina Waste Awareness and Reduction Network.
Nuclear Energy Institute ....................................
Union of Concerned Scientists ..........................
Private citizen ....................................................
Adrian Heymer ...................................
Edwin Lyman ......................................
Ray Van De Walker ...........................
NEI
UCS
Walker
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This document places each public
comment into one of the following
categories:
A. General Comments
B. Attributes To Be Considered
During Design
C. Security of Advanced Reactors
D. Relationship to GDC
E. Other Comments
Within each category, the NRC has
either repeated comments as written by
the commenter or summarized the
comments for conciseness and clarity.
At the end of the comment or comment
summary, the NRC references the
specific public comments and the letters
by which they were provided to the
NRC using the NRC-assigned sequential
comment numbers listed in Table 1. For
example, specific comments are
referenced as [XXX]–[YYY], where
[XXX] represents the commenter’s
abbreviation and [YYY] represents the
NRC-assigned sequential comment
number.
A. General Comments
Comment: The commenter believes
that a fast fuel reactor can help reduce
the volume of radioactive waste
currently in storage at reactor sites in
the United States and hopes that the
NRC has considered or will consider
those designs. (Sund-1)
NRC Response: The NRC neither
develops nor promotes reactor designs,
but rather reviews the safety and
security aspects of designs proposed by
reactor vendors and designers. The NRC
has the ability to develop the capability
to evaluate innovative and advanced
designs that are presented for NRC
review (e.g., Toshiba’s 4S reactor
design). No changes were made to the
policy statement as a result of this
comment.
Comment: The commenter suggests
that the term ‘‘current generation’’ in the
first paragraph of the policy statement
could be misinterpreted because it was
written in 1986 and does not take into
consideration plants currently in the
licensing process. The commenter
suggests that the term ‘‘current
generation light-water reactors’’ be
replaced with ‘‘plants licensed before
1997.’’ (NEI–2)
NRC Response: The NRC agrees that
the term ‘‘current generation’’ may
cause confusion because it is subjective
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and time-dependent. During previous
interactions with the industry, the staff
indicated that ‘‘current generation lightwater reactors’’ refers to those reactors
that were licensed before 1997.
Accordingly, a footnote has been added
to section III, ‘‘Final Policy Statement,’’
providing this definition.
Comment: The commenter suggests
that the discussion of the pending
rulemaking on Consideration of Aircraft
Impacts for New Nuclear Plant Designs
(Rulemaking Docket NRC–2007–0009) is
more akin to background information
than a lasting statement of Commission
policy and recommends deleting this
paragraph or relocating it to the
Background section. (NEI–3)
NRC Response: The NRC agrees with
the comment and has moved the
discussion to the Background section in
order to alleviate the need to revise the
statement again as that rulemaking
progresses.
Comment: The commenter states that
the NRC licensing review is a famously
difficult hurdle for advanced reactors
and wants the Commission to consider
a pilot program where commercial
bureaus would use NRC policies to
review, license, and inspect new reactor
designs. (Walker-1)
NRC Response: The Atomic Energy
Act of 1974, as amended, describes the
NRC’s responsibilities. These
responsibilities include the licensing of
nuclear reactors; therefore, the NRC
cannot transfer this responsibility to
another entity. No changes were made
to the policy statement as a result of this
comment.
Comment: The commenter encourages
‘‘type-licensing’’ of reactor designs and
‘‘fast-track combined operating
licenses.’’ (Walker-2)
NRC Response: The NRC generally
agrees with the comment. As the
commenter noted, the NRC has
regulations in place that allow these
regulatory approval processes. In 10
CFR Part 52, ‘‘Licenses, Certifications,
and Approvals for Nuclear Power
Plants,’’ the NRC uses the term ‘‘design
certification’’ to describe the process of
approving by rulemaking a reactor
design that may be referenced by
combined license (COL) applicants. A
COL is a licensing process that results
in the granting of a combined
construction permit and operating
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Abbreviation
license with conditions. This process is
different from the two-step process in 10
CFR Part 50, ‘‘Domestic Licensing of
Production and Utilization Facilities,’’
which provides for construction permits
and operating licenses. In addition to
the benefits gained by using the COL
process, the NRC has also developed a
design-centered approach for COL
reviews that implements a ‘‘one issue,
one review, and one decision
philosophy.’’ No changes were made to
the policy statement as a result of this
comment.
Comment: The commenter believes
that the overall effectiveness of the
policy will be strengthened if the fourth
listed attribute (and perhaps to a lesser
degree, the eighth), emphasizes or
prioritizes the potential for minimizing
severe accidents over minimizing the
consequences of such an accident. This
may be a small distinction, but the
commenter believes there is a benefit to
initially focusing on features to prevent
an accident although reactor designers
should not overlook mitigation features.
(Toshiba-1)
NRC Response: The NRC agrees that
accident prevention is preferable to
accident mitigation and believes that the
fourth attribute expresses this emphasis
because the attribute lists design
features that enhance prevention
specifically. However, the attribute has
been modified to place additional
emphasis on accident prevention.
Comment: The commenter notes that
the policy statement makes no mention
of the use of probabilistic risk
assessment (PRA) in assessing the
design of advanced reactors and feels
that it would be helpful to describe how
PRA might be used to confirm the
favorable design attributes suggested.
The commenter feels that it may be
helpful to provide advanced reactor
designers with interim guidance
regarding NRC efforts for a risk
informed, technology neutral licensing
framework to permit designers to
approach licensing with less uncertainty
regarding if and/or how PRA should be
utilized. (Toshiba-3)
NRC Response: The NRC has
established specific requirements
related to the use of PRA in licensing
new nuclear power plants, which would
be applicable to advanced reactors. For
example, in accordance with 10 CFR
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52.47, ‘‘Contents of Applications—
Technical Information,’’ applicants for a
design certification must include in
their application a description of the
design-specific PRA and its results. In
addition, 10 CFR 50.71(h) requires each
holder of a COL to develop and
maintain a PRA for their facility and to
periodically update the PRA to reflect
plant changes and any NRC-endorsed
consensus standards on PRA. In
addition to adopting these regulatory
requirements, the Commission has also
issued policy statements on the use of
PRA in regulatory activities (60 FR
42622; August 16, 1995), and severe
accidents regarding future designs and
existing plants (50 FR 32138; August 8,
1985). The use of PRA as a design tool
is implied by the policy statement on
the use of PRA and the NRC believes
that the current regulations and policy
statements provide sufficient guidance
to designers. No changes were made to
the policy statement as a result of this
comment.
B. Attributes To Be Considered During
Design
Comment: The commenter
recommends that the policy statement
explicitly discuss the threat of theft, in
addition to the current focus on threat
of sabotage of facilities, and encourage
designers to consider requirements for
implementing international safeguards
monitoring early in the design process,
particularly for reactors that will be colocated with reprocessing facilities. The
commenter suggested a possible
addition to the list of design attributes
included in the policy statement that
relates to theft and international
safeguards. (UCB–1)
NRC Response: The NRC agrees with
the comment and has added
expectations that reactor designers
consider the threat of theft and
requirements for implementing
international safeguards monitoring
early in the design phase. An attribute
has been added to the list of design
attributes to be considered during the
design of advanced reactors to address
these topics.
Comment: The commenter suggests
that the following attributes in the
current ARPS are not statements of
design philosophy and are solely a
restatement of existing regulations and
should be deleted.
• Designs with features to prevent a
simultaneous loss of containment
integrity (including situations where the
containment is bypassed), and the
ability to maintain core cooling as a
result of an aircraft impact, or
identification of system designs that
would provide inherent delay in
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radiological releases (if prevention of
release is not possible).
• Designs with features to prevent
loss of spent fuel pool integrity as a
result of an aircraft impact. (NEI–1)
NRC Response: The NRC agrees that
these attributes are restatements of
current requirements, but it believes
that these aspects should be highlighted
in the policy statement to ensure that
they are considered early in the design
phase in order to identify design
features that could be included to
prevent or mitigate problems rather than
relying on operational programs. No
changes were made to the policy
statement as a result of this comment.
C. Security of Advanced Reactors
Comment: The commenter agrees that
advanced reactor designers should
consider potential mitigative measures
and/or design features that provide a
more robust and effective security
posture, which should include the
possible threat of terrorist attacks and
aviation attacks at any reactor.
(NCWARN–1)
NRC Response: As stated in the
background section, the Commission’s
expectation for advanced reactor
designers to consider the effects of a
large, commercial airplane impact is
currently being addressed through
rulemaking (Consideration of Aircraft
Impacts for New Nuclear Power Reactor
Designs—RIN AI19–ID Docket NRC–
2007–0009). The Commission believes
that reactors designed with potential
aircraft impact considerations resulting
from this proposed rule would be more
robust than currently-licensed reactors.
However, if the NRC adopts the aircraft
impact rule in final form, it will be
applicable to future reactor designs and
need not be addressed in this policy
statement. Regarding terrorist attacks, as
with operating and proposed reactors,
all licensees—including those using
advanced reactor designs must be able
to defend against the design basis threat
(DBT), which considers terrorist attacks.
No changes were made to the policy
statement as a result of this comment.
Comment: The commenter states that
it can be concluded from the wording of
the ARPS that existing reactors and
reactors currently being proposed
(AP1000, ESBWR, etc.) do not address
possible threats of terrorist attacks and
aviation attacks in any meaningful way.
(NCWARN–2)
NRC Response: The NRC disagrees
with the comment. All operating
reactors must be able to defend against
the DBT, which considers terrorist
attacks. The NRC conducts both routine
security inspections and force-on-force
exercises to ensure that the security
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plans at each plant are sufficient enough
to successfully defend against the DBT.
In addition, the NRC issued orders in
2002 to all operating reactors requiring
them to implement measures to mitigate
the effects of the loss of large areas of
a plant caused by large fires and
explosions. Those orders are currently
being codified and once finalized will
be requirements for new reactors as
well. No changes were made to the
policy statement as a result of this
comment.
Comment: The commenter states that
it seems an untenable position by the
Commission to recognize that ‘‘advance
reactors’’ need to be made safer, more
robust and effective, yet ignore the clear
message it is sending the public on the
lack of safety at the current reactors and
proposed reactors. The commenter
provided a list of attributes that he feels
should be required for current reactors
and proposed reactors that includes
many of the items listed in the policy
statement as appropriate for
consideration for advanced reactors.
(NCWARN–3)
NRC Response: The NRC disagrees
with the comment. The policy statement
does not state that advanced reactor
designs must be safer than the current
generation of reactors, but rather that
they must provide the same degree of
protection of the environment and
public health and safety and the
common defense and security that is
required for current-generation lightwater reactors. The goal of the policy
statement update is to encourage
advanced reactor designers to consider
safety and security in the early stages of
design in order to identify potential
design features and/or mitigative
measures that provide a more robust
and effective security posture with less
reliance on operational programs. No
changes were made to the policy
statement as a result of this comment.
Comment: The commenter believes
that current reactors and proposed
reactors need to have attributes similar
to those noted in the policy statement
for advanced reactors. In addition, the
commenter believes that the
Commission needs to guarantee that all
current reactors meet these minimal
safety requirements as a top priority,
and then ensure that the designs for the
proposed reactors meet these
requirements prior to the issuance of
any new reactor license. (NCWARN–4)
NRC Response: The attributes listed
in the policy statement are ones that the
NRC believes should be considered
during the design stage of advanced
reactors. Although some of the attributes
reflect those found in current
requirements, not all of them are
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requirements. The NRC believes that it
would be impractical to force existing
reactors to modify their designs to
include all of the design attributes in the
Advanced Reactor Policy Statement.
Such changes would essentially result
in those plants being completely
redesigned. There is no need for such a
drastic step, given that the NRC
continues to believe that all currently
operating reactors provide reasonable
assurance of adequate protection. No
changes were made to the policy
statement as a result of this comment.
Comment: The commenter states that
none of the existing reactors are safe and
secure and that advanced reactors can
wait until present deficiencies are fixed
and proposed reactors are made safe and
secure. (NCWARN–5)
NRC Response: The NRC believes that
the existing fleet of nuclear power
plants is safe and secure. The NRC also
believes that advanced reactor designers
should consider the expectations in the
policy statement to ensure that security
and emergency response are considered
alongside safety during the early stages
of plant design. The fact that such
actions might reduce the need for
operator actions or improve the overall
risk profile for future plants does not
mean that the existing operating plants
are unsafe. No changes were made to the
policy statement as a result of this
comment.
D. Relationship to General Design
Criteria (GDC)
Comment: The commenter wants the
agency to incorporate the ‘expectations’
in the policy statement into the
regulations as additional GDC. (UCS–1)
NRC Response: The GDC establish
minimum requirements for the principal
design criteria for nuclear power plants.
The goal of the policy statement is not
to raise these minimum requirements,
but rather to encourage advanced
reactor designers to consider safety and
security matters during the development
of future reactor designs. No changes
were made to the policy statement as a
result of this comment.
Comment: The commenter believes
that the utility of the policy could be
enhanced if the relationship of the
attributes listed in the policy to the GDC
of 10 CFR Part 50, Appendix A is
provided. (Toshiba-2)
NRC Response: The NRC believes that
the attributes identified in the policy
statement should be used in conjunction
with the GDC, other NRC regulations,
and sound design practices to ensure
that safety and security are
appropriately considered in the design.
The attributes do not necessarily
correspond to any particular GDC or set
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of GDCs, and it is not clear what benefit
would be obtained if the NRC were to
now identify ‘‘relationships’’ between
the design attributes and the GDC. No
changes were made to the policy
statement as a result of this comment.
E. Other Comments
Comment: The commenter did not
submit comments on the draft revision
to the ARPS, but instead submitted
information on a thorium reactor design.
(TEN AB–1)
NRC Response: The commenter did
not address any topic of the draft
revision to the policy statement, nor did
the comment explain why it should
include design information on a specific
design concept. No changes were made
to the policy statement as a result of this
comment.
III. Final Policy Statement
Consistent with its legislative
mandate, the Commission’s policy with
respect to regulating nuclear power
reactors is to ensure adequate protection
of the environment and public health
and safety and the common defense and
security. Regarding advanced reactors,
the Commission expects, as a minimum,
at least the same degree of protection of
the environment and public health and
safety and the common defense and
security that is required for current
generation light-water reactors (LWRs).1
Furthermore, the Commission expects
that advanced reactors will provide
enhanced margins of safety and/or use
simplified, inherent, passive, or other
innovative means to accomplish their
safety and security functions.
Among the attributes that could assist
in establishing the acceptability or
licensability of a proposed advanced
reactor design, and therefore should be
considered in advanced designs, are:
• Highly reliable and less complex
shutdown and decay heat removal
systems. The use of inherent or passive
means to accomplish this objective is
encouraged (negative temperature
coefficient, natural circulation, etc.).
• Longer time constants and
sufficient instrumentation to allow for
more diagnosis and management before
reaching safety systems challenge and/
or exposure of vital equipment to
adverse conditions.
• Simplified safety systems that,
where possible, reduce required
operator actions, equipment subjected to
severe environmental conditions, and
components needed for maintaining safe
shutdown conditions. Such simplified
systems should facilitate operator
1 Current generation LWRs are those nuclear
power plants licensed before 1997.
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comprehension, reliable system
function, and more straightforward
engineering analysis.
• Designs that minimize the potential
for severe accidents and their
consequences by providing sufficient
inherent safety, reliability, redundancy,
diversity, and independence in safety
systems, with an emphasis on
minimizing the potential for accidents
over minimizing the consequences of
such accidents.
• Designs that provide reliable
equipment in the balance of plant (BOP)
(or safety-system independence from
BOP) to reduce the number of
challenges to safety systems.
• Designs that provide easily
maintainable equipment and
components.
• Designs that reduce potential
radiation exposures to plant personnel.
• Designs that incorporate the
defense-in-depth philosophy by
maintaining multiple barriers against
radiation release, and by reducing the
potential for, and consequences of,
severe accidents.
• Design features that can be proven
by citation of existing technology, or
that can be satisfactorily established by
commitment to a suitable technology
development program.
• Designs that include considerations
for safety and security requirements
together in the design process such that
security issues (e.g., newly identified
threats of terrorist attacks) can be
effectively resolved through facility
design and engineered security features,
and formulation of mitigation measures,
with reduced reliance on human
actions.
• Designs with features to prevent a
simultaneous loss of containment
integrity (including situations where the
containment is by-passed), and the
ability to maintain core cooling as a
result of an aircraft impact, or
identification of system designs that
would provide inherent delay in
radiological releases (if prevention of
release is not possible).
• Designs with features to prevent
loss of spent fuel pool integrity as a
result of an aircraft impact.
• Designs with features to eliminate
or reduce the potential theft of nuclear
materials.
• Designs that emphasize passive
barriers to potential theft of nuclear
materials.
If specific advanced reactor designs
with some or all of the previously
mentioned attributes are brought to the
NRC for comment and/or evaluation, the
Commission can develop preliminary
design safety evaluation and licensing
criteria for their safety-related and
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security-related aspects. Incorporating
the above attributes may promote more
efficient and effective design reviews.
However, the listing of a particular
attribute does not necessarily mean that
specific licensing criteria will attach to
that attribute. Designs with some or all
of these attributes are also likely to be
more readily understood by the general
public. Indeed, the number and nature
of the regulatory requirements may
depend on the extent to which an
individual advanced reactor design
incorporates general attributes such as
those listed previously.
In addition, the Commission expects
that the safety features of these
advanced reactor designs will be
complemented by the operational
program for Emergency Planning (EP).
This EP operational program, in turn,
must be demonstrated by inspections,
tests, analyses, and acceptance criteria
to ensure effective implementation of
established measures. The Commission
also expects that advanced reactor
designs will comply with the
Commission’s safety goal policy
statement (51 FR 28044; August 4, 1986,
as corrected and republished at 51 FR
30028; August 21, 1986), and the policy
statement on conversion to the metric
measurement system (61 FR 31169; June
19, 1996).
To provide for more timely and
effective regulation of advanced
reactors, the Commission encourages
the earliest possible interaction of
applicants, vendors, other government
agencies, and the NRC to provide for
early identification of regulatory
requirements for advanced reactors and
to provide all interested parties,
including the public, with a timely,
independent assessment of the safety
and security characteristics of advanced
reactor designs. Such licensing
interaction and guidance early in the
design process will contribute towards
minimizing complexity and adding
stability and predictability in the
licensing and regulation of advanced
reactors.
While the NRC does not develop new
reactor designs, the Commission intends
to develop the capability, when
appropriate, for timely assessment and
response to innovative and advanced
reactor designs that might be presented
for NRC review. Prior experience has
shown that new reactor designs—even
variations of established designs—may
involve technical problems that must be
solved to ensure adequate protection of
the public health and safety. The earlier
these design problems are identified, the
earlier satisfactory resolution can be
achieved. Prospective applicants are
reminded that, while the NRC will
VerDate Aug<31>2005
15:35 Oct 10, 2008
Jkt 217001
undertake to review and comment on
new design concepts, the applicants are
responsible for documentation and
research necessary to support a specific
application. Research activities would
include testing of new safety or security
features that differ from existing designs
for operating reactors, or that use
simplified, inherent, passive means to
accomplish their safety or security
function. The testing shall ensure that
these new features will perform as
predicted, will provide for the
collection of sufficient data to validate
computer codes, and will show that the
effects of system interactions are
acceptable.
During the initial phase of advanced
reactor development, the Commission
particularly encourages design
innovations that enhance safety,
reliability, and security (such as those
described previously) and that generally
depend on technology that is either
proven or can be demonstrated by a
straightforward technology development
program. In the absence of a significant
history of operating experience on an
advanced concept reactor, plans for the
innovative use of proven technology
and/or new technology development
programs should be presented to the
NRC for review as early as possible, so
that the NRC can assess how the
proposed program might influence
regulatory requirements.
Finally, the NRC also believes that it
will be in the interest of the public as
well as the design vendors and the
prospective license applicants to
address security issues early in the
design stage to achieve a more robust
and effective security posture for future
nuclear power reactors.
Dated at Rockville, Maryland, this 7th day
of October 2008.
For the Nuclear Regulatory Commission.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. E8–24268 Filed 10–10–08; 8:45 am]
BILLING CODE 7590–01–P
NATIONAL CREDIT UNION
ADMINISTRATION
12 CFR Part 745
RIN 3133–AD54
Share Insurance for Revocable Trust
Accounts
National Credit Union
Administration (NCUA).
ACTION: Interim final rule with request
for comments.
AGENCY:
PO 00000
Frm 00008
Fmt 4700
Sfmt 4700
SUMMARY: NCUA is amending its share
insurance rules to simplify coverage for
revocable trust accounts. The
amendments will make the rules easier
to understand and apply without
decreasing coverage, result in faster
share insurance determinations in the
event of a credit union closing, and help
improve public confidence in the credit
union system. The amendments
eliminate the concept of ‘‘qualifying
beneficiaries.’’ Also, for members with
revocable trust accounts totaling no
more than $500,000, coverage will be
determined without regard to the
proportional beneficial interest of each
beneficiary in the trust.
Under the amended rules, a trust
account owner with up to five different
beneficiaries named in all of his or her
revocable trust accounts at one NCUAinsured institution will be insured up to
$100,000 per beneficiary. Revocable
trust account owners with more than
$500,000 and more than five different
beneficiaries named in the trust(s) will
be insured for the greater of either:
$500,000 or the aggregate amount of all
the beneficiaries’ interests in the
trust(s), limited to $100,000 per
beneficiary.
DATES: This rule is effective on October
14, 2008. Written comments must be
received on or before December 15,
2008.
ADDRESSES: You may submit comments
by any of the following methods (Please
send comments by one method only):
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• NCUA Web Site: https://
www.ncua.gov/
RegulationsOpinionsLaws/
proposed_regs/proposed_regs.html.
Follow the instructions for submitting
comments.
• E-mail: Address to
regcomments@ncua.gov. Include ‘‘[Your
name] Comments on Share Insurance for
Revocable Trust Accounts’’ in the e-mail
subject line.
• Fax: (703) 518–6319. Use the
subject line described above for e-mail.
• Mail: Address to Mary Rupp,
Secretary of the Board, National Credit
Union Administration, 1775 Duke
Street, Alexandria, Virginia 22314–
3428.
• Hand Delivery/Courier: Same as
mail address.
Public Inspection: All public
comments are available on the agency’s
Web site at https://www.ncua.gov/
RegulationsOpinionsLaws/comments as
submitted, except as may not be
possible for technical reasons. Public
comments will not be edited to remove
E:\FR\FM\14OCR1.SGM
14OCR1
Agencies
[Federal Register Volume 73, Number 199 (Tuesday, October 14, 2008)]
[Rules and Regulations]
[Pages 60612-60616]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-24268]
=======================================================================
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
10 CFR Part 50
[NRC-2008-0237]
Policy Statement on the Regulation of Advanced Reactors
AGENCY: Nuclear Regulatory Commission.
ACTION: Final policy statement.
-----------------------------------------------------------------------
SUMMARY: On May 9, 2008 (73 FR 26349), the Nuclear Regulatory
Commission (NRC; Commission) issued, for public comment, a draft policy
statement on the regulation of advanced reactors. This final policy
statement reinforces the Commission's current policy regarding advanced
reactors and includes new items to be considered during the design of
these reactors, including security, emergency preparedness, threat of
theft, and international safeguards.
DATE: The effective date is November 13, 2008.
FOR FURTHER INFORMATION CONTACT: Mr. Wesley W. Held, Rulemaking,
Guidance, and Advanced Reactor Branch, Division of New Reactor
Licensing, Office of New Reactors, U.S. Nuclear Regulatory Commission,
Mail Stop: T-6 C34, Washington, DC 20555-0001; Telephone: (301) 415-
1583; fax number: (301) 415-5399; e-mail: Wesley.Held@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Background
II. Summary of Public Comments and Responses to Comments
A. General Comments
B. Attributes To Be Considered During Design
C. Security of Advanced Reactors
D. Relationship to General Design Criteria (GDC)
E. Other Comments
III. Final Policy Statement
I. Background
On July 8, 1986 (51 FR 24643), the Commission published a policy
statement on the regulation of advanced reactors. The Commission had
the following three primary objectives in issuing the advanced reactor
policy statement (ARPS):
To maintain the earliest possible interaction of
applicants, vendors, and government agencies with the NRC.
To provide all interested parties, including the public,
with the Commission's views concerning the desired characteristics of
advanced reactor designs.
To express the Commission's intent to issue timely comment
on the implications of such designs for safety and the regulatory
process.
On July 12, 1994 (59 FR 35461), the Commission revised the 1986
ARPS by addressing the Commission's policy on metrication (57 FR 46202;
October 7, 1992; as revised June 19, 1996 (61 FR 31169)).
Since the events of September 11, 2001, the NRC has assessed
potential threats and their possible impacts on the Nation's fleet of
operating nuclear power reactors and has required upgrades of physical
security measures and mitigative strategies through the issuance of a
series of security orders and license conditions. For new nuclear power
reactors, the Commission considers it prudent to provide expectations
and guidance on security matters to prospective applicants so that they
can use this information early in the design stage of new reactors to
identify potential mitigative measures and/or design features that
provide a more robust and effective security posture. Therefore, the
Commission decided to revise the ARPS to integrate these expectations
for security and emergency preparedness with the current expectations
for safety.
The Commission's expectation for advanced reactor designers to
consider the effects of a large, commercial airplane impact is
currently being addressed through rulemaking (Consideration of Aircraft
Impacts for New Nuclear Power Reactor Designs--RIN AI19--Docket ID NRC-
2007-0009). The Commission believes that reactors designed with
potential aircraft impact considerations resulting from this rule would
be more robust than if they were designed in the absence of this rule.
The proposed policy statement, ``Policy Statement on the Regulation
of Advanced Reactors,'' was published in the Federal Register on May 9,
2008 (73 FR 26349). The public comment period expired on July 8, 2008.
This final policy statement reflects the pertinent comments received on
the published draft policy statement.
II. Summary of Public Comments and Responses to Comments
Eight organizations and individuals submitted written comments on
the draft policy statement. The commenters represented a variety of
interests addressing a wide range of issues, and included individuals;
reactor vendors; and citizen, environmental, and industry groups. Most
commenters agreed with the general principle of the policy statement,
but no commenter supported the policy statement exactly as proposed.
Several commenters wanted changes made to the list of design attributes
to be considered. Others suggested linking the design attributes to the
general design criteria (GDC). Another commented on the security of
nuclear power plants, and one commenter described a thorium reactor
design.
Comments on this proposed rule are available electronically at
https://www.regulations.gov. From this page, the public can find all the
comments received by inputting NRC-2008-0237 into the search field.
Comments are also available electronically at the NRC's Electronic
Reading Room at https://www.nrc.gov/reading-rm/adams.html. From this
page, the public can gain access to the Agencywide Documents Access and
Management System (ADAMS), which provides text and image files of NRC's
public documents. The public can search for comments using the ADAMS
accession numbers listed in the table below, which includes the
commenters' names and affiliations.
----------------------------------------------------------------------------------------------------------------
Letter No. ADAMS accession No. Commenter affiliation Commenter name Abbreviation
----------------------------------------------------------------------------------------------------------------
1................. ML081420201......... Private citizen.......... Paul Sund............ Sund
2................. ML081420208......... University of California-- Per Peterson......... UCB
Berkeley.
3................. ML081770159......... Toshiba.................. Koichiro Oshima...... Toshiba
4................. ML081900560......... Thorium ElectroNuclear AB Elling Disen......... TEN AB
[[Page 60613]]
5................. ML081900562......... North Carolina Waste John D. Runkle....... NC WARN
Awareness and Reduction
Network.
6................. ML081910787......... Nuclear Energy Institute. Adrian Heymer........ NEI
7................. ML081910796......... Union of Concerned Edwin Lyman.......... UCS
Scientists.
8................. ML081970378......... Private citizen.......... Ray Van De Walker.... Walker
----------------------------------------------------------------------------------------------------------------
This document places each public comment into one of the following
categories:
A. General Comments
B. Attributes To Be Considered During Design
C. Security of Advanced Reactors
D. Relationship to GDC
E. Other Comments
Within each category, the NRC has either repeated comments as
written by the commenter or summarized the comments for conciseness and
clarity. At the end of the comment or comment summary, the NRC
references the specific public comments and the letters by which they
were provided to the NRC using the NRC-assigned sequential comment
numbers listed in Table 1. For example, specific comments are
referenced as [XXX]-[YYY], where [XXX] represents the commenter's
abbreviation and [YYY] represents the NRC-assigned sequential comment
number.
A. General Comments
Comment: The commenter believes that a fast fuel reactor can help
reduce the volume of radioactive waste currently in storage at reactor
sites in the United States and hopes that the NRC has considered or
will consider those designs. (Sund-1)
NRC Response: The NRC neither develops nor promotes reactor
designs, but rather reviews the safety and security aspects of designs
proposed by reactor vendors and designers. The NRC has the ability to
develop the capability to evaluate innovative and advanced designs that
are presented for NRC review (e.g., Toshiba's 4S reactor design). No
changes were made to the policy statement as a result of this comment.
Comment: The commenter suggests that the term ``current
generation'' in the first paragraph of the policy statement could be
misinterpreted because it was written in 1986 and does not take into
consideration plants currently in the licensing process. The commenter
suggests that the term ``current generation light-water reactors'' be
replaced with ``plants licensed before 1997.'' (NEI-2)
NRC Response: The NRC agrees that the term ``current generation''
may cause confusion because it is subjective and time-dependent. During
previous interactions with the industry, the staff indicated that
``current generation light-water reactors'' refers to those reactors
that were licensed before 1997. Accordingly, a footnote has been added
to section III, ``Final Policy Statement,'' providing this definition.
Comment: The commenter suggests that the discussion of the pending
rulemaking on Consideration of Aircraft Impacts for New Nuclear Plant
Designs (Rulemaking Docket NRC-2007-0009) is more akin to background
information than a lasting statement of Commission policy and
recommends deleting this paragraph or relocating it to the Background
section. (NEI-3)
NRC Response: The NRC agrees with the comment and has moved the
discussion to the Background section in order to alleviate the need to
revise the statement again as that rulemaking progresses.
Comment: The commenter states that the NRC licensing review is a
famously difficult hurdle for advanced reactors and wants the
Commission to consider a pilot program where commercial bureaus would
use NRC policies to review, license, and inspect new reactor designs.
(Walker-1)
NRC Response: The Atomic Energy Act of 1974, as amended, describes
the NRC's responsibilities. These responsibilities include the
licensing of nuclear reactors; therefore, the NRC cannot transfer this
responsibility to another entity. No changes were made to the policy
statement as a result of this comment.
Comment: The commenter encourages ``type-licensing'' of reactor
designs and ``fast-track combined operating licenses.'' (Walker-2)
NRC Response: The NRC generally agrees with the comment. As the
commenter noted, the NRC has regulations in place that allow these
regulatory approval processes. In 10 CFR Part 52, ``Licenses,
Certifications, and Approvals for Nuclear Power Plants,'' the NRC uses
the term ``design certification'' to describe the process of approving
by rulemaking a reactor design that may be referenced by combined
license (COL) applicants. A COL is a licensing process that results in
the granting of a combined construction permit and operating license
with conditions. This process is different from the two-step process in
10 CFR Part 50, ``Domestic Licensing of Production and Utilization
Facilities,'' which provides for construction permits and operating
licenses. In addition to the benefits gained by using the COL process,
the NRC has also developed a design-centered approach for COL reviews
that implements a ``one issue, one review, and one decision
philosophy.'' No changes were made to the policy statement as a result
of this comment.
Comment: The commenter believes that the overall effectiveness of
the policy will be strengthened if the fourth listed attribute (and
perhaps to a lesser degree, the eighth), emphasizes or prioritizes the
potential for minimizing severe accidents over minimizing the
consequences of such an accident. This may be a small distinction, but
the commenter believes there is a benefit to initially focusing on
features to prevent an accident although reactor designers should not
overlook mitigation features. (Toshiba-1)
NRC Response: The NRC agrees that accident prevention is preferable
to accident mitigation and believes that the fourth attribute expresses
this emphasis because the attribute lists design features that enhance
prevention specifically. However, the attribute has been modified to
place additional emphasis on accident prevention.
Comment: The commenter notes that the policy statement makes no
mention of the use of probabilistic risk assessment (PRA) in assessing
the design of advanced reactors and feels that it would be helpful to
describe how PRA might be used to confirm the favorable design
attributes suggested. The commenter feels that it may be helpful to
provide advanced reactor designers with interim guidance regarding NRC
efforts for a risk informed, technology neutral licensing framework to
permit designers to approach licensing with less uncertainty regarding
if and/or how PRA should be utilized. (Toshiba-3)
NRC Response: The NRC has established specific requirements related
to the use of PRA in licensing new nuclear power plants, which would be
applicable to advanced reactors. For example, in accordance with 10 CFR
[[Page 60614]]
52.47, ``Contents of Applications--Technical Information,'' applicants
for a design certification must include in their application a
description of the design-specific PRA and its results. In addition, 10
CFR 50.71(h) requires each holder of a COL to develop and maintain a
PRA for their facility and to periodically update the PRA to reflect
plant changes and any NRC-endorsed consensus standards on PRA. In
addition to adopting these regulatory requirements, the Commission has
also issued policy statements on the use of PRA in regulatory
activities (60 FR 42622; August 16, 1995), and severe accidents
regarding future designs and existing plants (50 FR 32138; August 8,
1985). The use of PRA as a design tool is implied by the policy
statement on the use of PRA and the NRC believes that the current
regulations and policy statements provide sufficient guidance to
designers. No changes were made to the policy statement as a result of
this comment.
B. Attributes To Be Considered During Design
Comment: The commenter recommends that the policy statement
explicitly discuss the threat of theft, in addition to the current
focus on threat of sabotage of facilities, and encourage designers to
consider requirements for implementing international safeguards
monitoring early in the design process, particularly for reactors that
will be co-located with reprocessing facilities. The commenter
suggested a possible addition to the list of design attributes included
in the policy statement that relates to theft and international
safeguards. (UCB-1)
NRC Response: The NRC agrees with the comment and has added
expectations that reactor designers consider the threat of theft and
requirements for implementing international safeguards monitoring early
in the design phase. An attribute has been added to the list of design
attributes to be considered during the design of advanced reactors to
address these topics.
Comment: The commenter suggests that the following attributes in
the current ARPS are not statements of design philosophy and are solely
a restatement of existing regulations and should be deleted.
Designs with features to prevent a simultaneous loss of
containment integrity (including situations where the containment is
bypassed), and the ability to maintain core cooling as a result of an
aircraft impact, or identification of system designs that would provide
inherent delay in radiological releases (if prevention of release is
not possible).
Designs with features to prevent loss of spent fuel pool
integrity as a result of an aircraft impact. (NEI-1)
NRC Response: The NRC agrees that these attributes are restatements
of current requirements, but it believes that these aspects should be
highlighted in the policy statement to ensure that they are considered
early in the design phase in order to identify design features that
could be included to prevent or mitigate problems rather than relying
on operational programs. No changes were made to the policy statement
as a result of this comment.
C. Security of Advanced Reactors
Comment: The commenter agrees that advanced reactor designers
should consider potential mitigative measures and/or design features
that provide a more robust and effective security posture, which should
include the possible threat of terrorist attacks and aviation attacks
at any reactor. (NCWARN-1)
NRC Response: As stated in the background section, the Commission's
expectation for advanced reactor designers to consider the effects of a
large, commercial airplane impact is currently being addressed through
rulemaking (Consideration of Aircraft Impacts for New Nuclear Power
Reactor Designs--RIN AI19-ID Docket NRC-2007-0009). The Commission
believes that reactors designed with potential aircraft impact
considerations resulting from this proposed rule would be more robust
than currently-licensed reactors. However, if the NRC adopts the
aircraft impact rule in final form, it will be applicable to future
reactor designs and need not be addressed in this policy statement.
Regarding terrorist attacks, as with operating and proposed reactors,
all licensees--including those using advanced reactor designs must be
able to defend against the design basis threat (DBT), which considers
terrorist attacks. No changes were made to the policy statement as a
result of this comment.
Comment: The commenter states that it can be concluded from the
wording of the ARPS that existing reactors and reactors currently being
proposed (AP1000, ESBWR, etc.) do not address possible threats of
terrorist attacks and aviation attacks in any meaningful way. (NCWARN-
2)
NRC Response: The NRC disagrees with the comment. All operating
reactors must be able to defend against the DBT, which considers
terrorist attacks. The NRC conducts both routine security inspections
and force-on-force exercises to ensure that the security plans at each
plant are sufficient enough to successfully defend against the DBT. In
addition, the NRC issued orders in 2002 to all operating reactors
requiring them to implement measures to mitigate the effects of the
loss of large areas of a plant caused by large fires and explosions.
Those orders are currently being codified and once finalized will be
requirements for new reactors as well. No changes were made to the
policy statement as a result of this comment.
Comment: The commenter states that it seems an untenable position
by the Commission to recognize that ``advance reactors'' need to be
made safer, more robust and effective, yet ignore the clear message it
is sending the public on the lack of safety at the current reactors and
proposed reactors. The commenter provided a list of attributes that he
feels should be required for current reactors and proposed reactors
that includes many of the items listed in the policy statement as
appropriate for consideration for advanced reactors. (NCWARN-3)
NRC Response: The NRC disagrees with the comment. The policy
statement does not state that advanced reactor designs must be safer
than the current generation of reactors, but rather that they must
provide the same degree of protection of the environment and public
health and safety and the common defense and security that is required
for current-generation light-water reactors. The goal of the policy
statement update is to encourage advanced reactor designers to consider
safety and security in the early stages of design in order to identify
potential design features and/or mitigative measures that provide a
more robust and effective security posture with less reliance on
operational programs. No changes were made to the policy statement as a
result of this comment.
Comment: The commenter believes that current reactors and proposed
reactors need to have attributes similar to those noted in the policy
statement for advanced reactors. In addition, the commenter believes
that the Commission needs to guarantee that all current reactors meet
these minimal safety requirements as a top priority, and then ensure
that the designs for the proposed reactors meet these requirements
prior to the issuance of any new reactor license. (NCWARN-4)
NRC Response: The attributes listed in the policy statement are
ones that the NRC believes should be considered during the design stage
of advanced reactors. Although some of the attributes reflect those
found in current requirements, not all of them are
[[Page 60615]]
requirements. The NRC believes that it would be impractical to force
existing reactors to modify their designs to include all of the design
attributes in the Advanced Reactor Policy Statement. Such changes would
essentially result in those plants being completely redesigned. There
is no need for such a drastic step, given that the NRC continues to
believe that all currently operating reactors provide reasonable
assurance of adequate protection. No changes were made to the policy
statement as a result of this comment.
Comment: The commenter states that none of the existing reactors
are safe and secure and that advanced reactors can wait until present
deficiencies are fixed and proposed reactors are made safe and secure.
(NCWARN-5)
NRC Response: The NRC believes that the existing fleet of nuclear
power plants is safe and secure. The NRC also believes that advanced
reactor designers should consider the expectations in the policy
statement to ensure that security and emergency response are considered
alongside safety during the early stages of plant design. The fact that
such actions might reduce the need for operator actions or improve the
overall risk profile for future plants does not mean that the existing
operating plants are unsafe. No changes were made to the policy
statement as a result of this comment.
D. Relationship to General Design Criteria (GDC)
Comment: The commenter wants the agency to incorporate the
`expectations' in the policy statement into the regulations as
additional GDC. (UCS-1)
NRC Response: The GDC establish minimum requirements for the
principal design criteria for nuclear power plants. The goal of the
policy statement is not to raise these minimum requirements, but rather
to encourage advanced reactor designers to consider safety and security
matters during the development of future reactor designs. No changes
were made to the policy statement as a result of this comment.
Comment: The commenter believes that the utility of the policy
could be enhanced if the relationship of the attributes listed in the
policy to the GDC of 10 CFR Part 50, Appendix A is provided. (Toshiba-
2)
NRC Response: The NRC believes that the attributes identified in
the policy statement should be used in conjunction with the GDC, other
NRC regulations, and sound design practices to ensure that safety and
security are appropriately considered in the design. The attributes do
not necessarily correspond to any particular GDC or set of GDCs, and it
is not clear what benefit would be obtained if the NRC were to now
identify ``relationships'' between the design attributes and the GDC.
No changes were made to the policy statement as a result of this
comment.
E. Other Comments
Comment: The commenter did not submit comments on the draft
revision to the ARPS, but instead submitted information on a thorium
reactor design. (TEN AB-1)
NRC Response: The commenter did not address any topic of the draft
revision to the policy statement, nor did the comment explain why it
should include design information on a specific design concept. No
changes were made to the policy statement as a result of this comment.
III. Final Policy Statement
Consistent with its legislative mandate, the Commission's policy
with respect to regulating nuclear power reactors is to ensure adequate
protection of the environment and public health and safety and the
common defense and security. Regarding advanced reactors, the
Commission expects, as a minimum, at least the same degree of
protection of the environment and public health and safety and the
common defense and security that is required for current generation
light-water reactors (LWRs).\1\ Furthermore, the Commission expects
that advanced reactors will provide enhanced margins of safety and/or
use simplified, inherent, passive, or other innovative means to
accomplish their safety and security functions.
---------------------------------------------------------------------------
\1\ Current generation LWRs are those nuclear power plants
licensed before 1997.
---------------------------------------------------------------------------
Among the attributes that could assist in establishing the
acceptability or licensability of a proposed advanced reactor design,
and therefore should be considered in advanced designs, are:
Highly reliable and less complex shutdown and decay heat
removal systems. The use of inherent or passive means to accomplish
this objective is encouraged (negative temperature coefficient, natural
circulation, etc.).
Longer time constants and sufficient instrumentation to
allow for more diagnosis and management before reaching safety systems
challenge and/or exposure of vital equipment to adverse conditions.
Simplified safety systems that, where possible, reduce
required operator actions, equipment subjected to severe environmental
conditions, and components needed for maintaining safe shutdown
conditions. Such simplified systems should facilitate operator
comprehension, reliable system function, and more straightforward
engineering analysis.
Designs that minimize the potential for severe accidents
and their consequences by providing sufficient inherent safety,
reliability, redundancy, diversity, and independence in safety systems,
with an emphasis on minimizing the potential for accidents over
minimizing the consequences of such accidents.
Designs that provide reliable equipment in the balance of
plant (BOP) (or safety-system independence from BOP) to reduce the
number of challenges to safety systems.
Designs that provide easily maintainable equipment and
components.
Designs that reduce potential radiation exposures to plant
personnel.
Designs that incorporate the defense-in-depth philosophy
by maintaining multiple barriers against radiation release, and by
reducing the potential for, and consequences of, severe accidents.
Design features that can be proven by citation of existing
technology, or that can be satisfactorily established by commitment to
a suitable technology development program.
Designs that include considerations for safety and
security requirements together in the design process such that security
issues (e.g., newly identified threats of terrorist attacks) can be
effectively resolved through facility design and engineered security
features, and formulation of mitigation measures, with reduced reliance
on human actions.
Designs with features to prevent a simultaneous loss of
containment integrity (including situations where the containment is
by-passed), and the ability to maintain core cooling as a result of an
aircraft impact, or identification of system designs that would provide
inherent delay in radiological releases (if prevention of release is
not possible).
Designs with features to prevent loss of spent fuel pool
integrity as a result of an aircraft impact.
Designs with features to eliminate or reduce the potential
theft of nuclear materials.
Designs that emphasize passive barriers to potential theft
of nuclear materials.
If specific advanced reactor designs with some or all of the
previously mentioned attributes are brought to the NRC for comment and/
or evaluation, the Commission can develop preliminary design safety
evaluation and licensing criteria for their safety-related and
[[Page 60616]]
security-related aspects. Incorporating the above attributes may
promote more efficient and effective design reviews. However, the
listing of a particular attribute does not necessarily mean that
specific licensing criteria will attach to that attribute. Designs with
some or all of these attributes are also likely to be more readily
understood by the general public. Indeed, the number and nature of the
regulatory requirements may depend on the extent to which an individual
advanced reactor design incorporates general attributes such as those
listed previously.
In addition, the Commission expects that the safety features of
these advanced reactor designs will be complemented by the operational
program for Emergency Planning (EP). This EP operational program, in
turn, must be demonstrated by inspections, tests, analyses, and
acceptance criteria to ensure effective implementation of established
measures. The Commission also expects that advanced reactor designs
will comply with the Commission's safety goal policy statement (51 FR
28044; August 4, 1986, as corrected and republished at 51 FR 30028;
August 21, 1986), and the policy statement on conversion to the metric
measurement system (61 FR 31169; June 19, 1996).
To provide for more timely and effective regulation of advanced
reactors, the Commission encourages the earliest possible interaction
of applicants, vendors, other government agencies, and the NRC to
provide for early identification of regulatory requirements for
advanced reactors and to provide all interested parties, including the
public, with a timely, independent assessment of the safety and
security characteristics of advanced reactor designs. Such licensing
interaction and guidance early in the design process will contribute
towards minimizing complexity and adding stability and predictability
in the licensing and regulation of advanced reactors.
While the NRC does not develop new reactor designs, the Commission
intends to develop the capability, when appropriate, for timely
assessment and response to innovative and advanced reactor designs that
might be presented for NRC review. Prior experience has shown that new
reactor designs--even variations of established designs--may involve
technical problems that must be solved to ensure adequate protection of
the public health and safety. The earlier these design problems are
identified, the earlier satisfactory resolution can be achieved.
Prospective applicants are reminded that, while the NRC will undertake
to review and comment on new design concepts, the applicants are
responsible for documentation and research necessary to support a
specific application. Research activities would include testing of new
safety or security features that differ from existing designs for
operating reactors, or that use simplified, inherent, passive means to
accomplish their safety or security function. The testing shall ensure
that these new features will perform as predicted, will provide for the
collection of sufficient data to validate computer codes, and will show
that the effects of system interactions are acceptable.
During the initial phase of advanced reactor development, the
Commission particularly encourages design innovations that enhance
safety, reliability, and security (such as those described previously)
and that generally depend on technology that is either proven or can be
demonstrated by a straightforward technology development program. In
the absence of a significant history of operating experience on an
advanced concept reactor, plans for the innovative use of proven
technology and/or new technology development programs should be
presented to the NRC for review as early as possible, so that the NRC
can assess how the proposed program might influence regulatory
requirements.
Finally, the NRC also believes that it will be in the interest of
the public as well as the design vendors and the prospective license
applicants to address security issues early in the design stage to
achieve a more robust and effective security posture for future nuclear
power reactors.
Dated at Rockville, Maryland, this 7th day of October 2008.
For the Nuclear Regulatory Commission.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. E8-24268 Filed 10-10-08; 8:45 am]
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