Agency Forms Submitted for OMB Review, Request for Comments, 55554-55556 [E8-22593]
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Federal Register / Vol. 73, No. 187 / Thursday, September 25, 2008 / Notices
Section 213.3314
Commerce
Department of
DCGS00500 Public Affairs Specialist
to the Director of Public Affairs.
Effective July 03, 2008.
DCGS00506 Public Affairs Specialist
to the Director of Public Affairs.
Effective July 03, 2008.
DCGS00576 Deputy Director of
Advance to the Director of Advance.
Effective July 03, 2008.
DCGS60392 Confidential Assistant to
the Assistant Secretary and Director
General of United States/For
Commercial Services. Effective July
03, 2008.
DCGS00358 Chief of Staff for
International Trade Administration to
the Under Secretary for International
Trade. Effective July 18, 2008.
DCGS00424 Director, Office of
Legislative Affairs to the Under
Secretary Oceans and Atmosphere
(Administrator National Oceanic and
Atmospheric Administration).
Effective July 24, 2008.
DCGS00472 Confidential Assistant to
the Executive Director for Trade
Promotion and Outreach. Effective
July 24, 2008.
DCGS00570 Senior Advisor to the
Coordinator to the Coordinator for
International Intellectual Property
Enforcement. Effective July 24, 2008.
DCGS00520 Special Assistant to the
Assistant Secretary for Market Access
and Compliance. Effective July 25,
2008.
DCGS00608 Confidential Assistant to
the Director, Office of Legislative
Affairs. Effective July 25, 2008.
DCGS00619 Confidential Assistant to
the Assistant Secretary for Economic
Development. Effective July 25, 2008.
DCGS00546 Special Assistant to the
Deputy Secretary. Effective July 29,
2008.
DCGS00628 Confidential Assistant to
the Director of Advance. Effective July
29, 2008.
mstockstill on PROD1PC66 with NOTICES
Section 213.3315
Department of Labor
DLGS60251 Deputy Director of
Scheduling to the Chief of Staff.
Effective July 03, 2008.
DLGS60245 Staff Assistant to the
Associate Deputy Secretary. Effective
July 22, 2008.
DLGS60267 Staff Assistant to the
Director of Planning, Scheduling, and
Advance. Effective July 29, 2008.
Section 213.3316 Department of
Health and Human Services
DHGS60082 Health Attache to the
Director, Office of Global Health
Affairs. Effective July 18, 2008.
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17:50 Sep 24, 2008
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DHGS60080 Special Assistant to the
Deputy General Counsel. Effective
July 22, 2008.
DHGS60550 Senior Advisor to the
Assistant Secretary, Health. Effective
July 25, 2008.
Section 213.3317
Education
Department of
DBGS00250 Confidential Assistant
(Faith Based and Community
Initiatives) to the Director, FaithBased and Community Initiatives
Center. Effective July 03, 2008.
DBGS00276 Confidential Assistant to
the Chief of Staff. Effective July 10,
2008.
DBGS00506 Confidential Assistant to
the Assistant Deputy Secretary for
Safe and Drug-Free Schools. Effective
July 15, 2008.
Section 213.3318 Environmental
Protection Agency
EPGS08009 Executive Producer to the
Deputy Chief of Staff (Operations).
Effective July 09, 2008.
Section 213.3327
Veterans Affairs
Department of
DVGS60076 Special Assistant (White
House Liaison) to the Secretary of
Veterans Affairs. Effective July 10,
2008.
Section 213.3331
Energy
Department of
DEGS00668 Deputy Director, Public
Affairs to the Director, Public Affairs.
Effective July 03, 2008.
DEGS00669 Senior Policy Advisor to
the Under Secretary for Science.
Effective July 15, 2008.
DEGS00672 Policy Advisor to the
Assistant Secretary of Energy (Nuclear
Energy). Effective July 22, 2008.
DEGS00670 Special Assistant to the
Assistant Secretary for Congressional
and Intergovernmental Affairs.
Effective July 29, 2008.
DEGS00671 Special Assistant to the
Assistant Secretary for Congressional
and Intergovernmental Affairs.
Effective July 29, 2008.
Section 213.3332
Administration
Small Business
SBGS00667 Senior Speechwriter to the
Assistant Administrator for
Communications and Public Liaison.
Effective July 24, 2008.
Section 213.3337
Administration
General Services
GSGS00180 Special Assistant to the
Associate Administrator for
Congressional and Intergovernmental
Affairs. Effective July 28, 2008.
PO 00000
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Section 213.3344 Occupational Safety
and Health Review Commission
SHGS00002 Confidential Assistant to
the Commission Member (Chairman).
Effective July 25, 2008.
Section 213.3384 Department of
Housing and Urban Development
DUGS60212 Staff Assistant to the
General Deputy Assistant Secretary
for Congressional and
Intergovernmental Relations. Effective
July 11, 2008.
DUGS60065 Special Assistant to the
Secretary, Housing and Urban
Development. Effective July 22, 2008.
Section 213.3394
Transportation
Department of
DTGS60258 Associate Director for
Governmental Affairs to the Assistant
Secretary for Governmental Affairs.
Effective July 11, 2008.
DTGS60358 Special Assistant for
Scheduling and Advance to the
Director for Scheduling and Advance.
Effective July 11, 2008.
DTGS60384 Assistant to the Secretary
for Policy to the Chief of Staff.
Effective July 11, 2008.
DTGS60291 Associate Director for
Governmental Affairs to the Assistant
Secretary for Governmental Affairs.
Effective July 17, 2008.
DTGS60450 Deputy Director for
Scheduling and Advance to the
Director for Scheduling and Advance.
Effective July 18, 2008.
Authority: 5 U.S.C. 3301 and 3302; E.O.
10577, 3 CFR 1954–1958 Comp., p. 218.
U.S. Office of Personnel Management.
Howard Weizmann,
Deputy Director.
[FR Doc. E8–22519 Filed 9–24–08; 8:45 am]
BILLING CODE 6325–39–P
RAILROAD RETIREMENT BOARD
Agency Forms Submitted for OMB
Review, Request for Comments
SUMMARY: In accordance with the
Paperwork Reduction Act of 1995 (44
U.S.C. Chapter 35), the Railroad
Retirement Board (RRB) is forwarding
an Information Collection Request (ICR)
to the Office of Information and
Regulatory Affairs (OIRA), Office of
Management and Budget (OMB) to
request an extension without change of
a currently approved collection of
information: 3220–0171, RUIA Claims
Notification System. Our ICR describes
the information we seek to collect from
the public. Review and approval by
OIRA ensures that we impose
appropriate paperwork burdens.
E:\FR\FM\25SEN1.SGM
25SEN1
55555
Federal Register / Vol. 73, No. 187 / Thursday, September 25, 2008 / Notices
The RRB invites comments on the
proposed collection of information to
determine (1) The practical utility of the
collection; (2) the accuracy of the
estimated burden of the collection; (3)
ways to enhance the quality, utility and
clarity of the information that is the
subject of collection; and (4) ways to
minimize the burden of collections on
respondents, including the use of
automated collection techniques or
other forms of information technology.
Comments to RRB or OIRA must contain
the OMB control number of the ICR. For
proper consideration of your comments,
it is best if RRB and OIRA receive them
within 30 days of publication date.
Section 5(b) of the Railroad
Unemployment Insurance Act (RUIA),
requires that effective January 1, 1990,
‘‘when a claim for benefits is filed with
the Railroad Retirement Board (RRB),
the RRB shall provide notice of such
claim to the claimant’s base year
employer or employers and afford such
employer or employers an opportunity
to submit information relevant to the
claim before making an initial
determination on the claim. When the
RRB initially determines to pay benefits
to a claimant under the RUIA, the RRB
shall provide notice of such
determination to the claimant’s baseyear employer or employers.’’
The purpose of the RUIA Claims
Notification System is to provide to
unemployment and sickness claimant’s
base year employer or current employer,
notice of each application and claim for
benefits under the RUIA and to provide
an opportunity for employers to convey
information relevant to the proper
adjudication of the claim. Railroad
employers receive notice of applications
and claims by one of three options. The
first option, Form Letter ID–4K, is a
computer generated form letter notice of
all unemployment applications,
unemployment claims and sickness
claims received from employees of a
railroad company on a particular day.
Form Letters ID–4K are mailed on a
daily basis to officials designated by
railroad employers. The second option
is an Electronic Data Interchange (EDI)
version of the Form Letter ID–4K notice.
EDI notices of applications are
transmitted to participating railroads on
a daily basis, generally on the same day
that applications are received. The third
option, an Internet equivalent ID–4K,
provides the required notification by the
RRB through the RRB’s Internet-based
Employer Reporting System (ERS).
Completion is voluntary.
Railroad employers can respond to
RRB notices of applications and claims
manually by mailing a completed ID–4K
back to the RRB or electronically via EDI
or the ERS. No changes are being
proposed to any of the ID–4K options.
Upon receipt of notice that the RRB
has allowed a claim either in whole, or
in part, the claimant’s base-year
employer(s) may request a review of the
determination to pay benefits, if the
employers believe the determination is
incorrect. The RRB utilizes Form Letter
ID–4DE, Notice of RUIA Claim
Determinations, an Electronic Data
Interchange (EDI) version of the Form
Letter ID–4K notice and an Internet
equivalent ID–4E to notify base-year
employers that the RRB has made a
determination to pay benefits and to
allow them to request the RRB to review
the determination. Form Letter ID–4E is
mailed on a daily basis, generally on the
same day that the claims are approved
for payment. The EDI and Internetequivalent ID–4E’s are also sent to
participating railroads on a daily basis,
generally on the same day that the
claims are approved for payment.
Information Collection Request (ICR)
Title: RUIA Claims Notification
System.
OMB Control Number: OMB 3220–
0171.
Form(s) submitted: ID–4K, ID–4K
(INTERNET), ID–4E, ID–4E
(INTERNET).
Type of request: Extension without
change of a currently approved
collection of information.
Affected public: Private Sector;
Business-or-other for profits.
Abstract: Section 5(b) of the RUIA
requires that effective January 1, 1990,
when a claim for benefits is filed with
the Railroad Retirement Board (RRB),
the RRB shall provide notice of such
claim to the claimant’s base-year
employer(s) and afford such employer(s)
an opportunity to submit information
relevant to the claim before making an
initial determination on the claim.
When the RRB determines to pay
benefits to a claimant under the RUIA,
the RRB shall provide notice of such
determination to the claimant(s) baseyear employer.
Changes Proposed: The RRB proposes
no changes to the forms in the
collection.
The burden estimate for the ICR is as
follows:
The estimated annual respondent
burden is as follows:
Annual
responses
Form Number
ID–4K
ID–4K
ID–4K
ID–4E
ID–4E
Railroad employers can then request
that the RRB review the determination
either by filing a completed ID–4E by
mail, EDI, or via the Internet. No
changes are being proposed to any of the
ID–4E options. Completion is voluntary.
Previous Requests for Comments: The
RRB has already published the initial
60-day notice (73 FR 43480 on July 25,
2008) required by 44 U.S.C. 3506(c)(2).
That request elicited no comments.
Time (min)
Burden hours
(Manual) ............................................................................................................................
(EDI) .................................................................................................................................
(Internet) ...........................................................................................................................
(Manual) ............................................................................................................................
(Internet) ...........................................................................................................................
1,250
14,850
2,500
75
25
2
**
2
2
2
42
210
83
3
1
Total ......................................................................................................................................
18,700
........................
339
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** The burden for the 5 participating employers who transmit EDI responses is calculated at 10 minutes each per day, 251 workdays a year or
210 total hours of burden.
Additional Information or Comments:
Copies of the form and supporting
documents can be obtained from
Charles Mierzwa, the agency clearance
officer at (312–751–3363) or
Charles.Mierzwa@rrb.gov.
VerDate Aug<31>2005
17:50 Sep 24, 2008
Jkt 214001
Comments regarding the information
collection should be addressed to
Ronald J. Hodapp, Railroad Retirement
Board, 844 North Rush Street, Chicago,
Illinois, 60611–2092 or
Ronald.Hodapp@rrb.gov and to the
OMB Desk Officer for the RRB, at the
PO 00000
Frm 00060
Fmt 4703
Sfmt 4703
Office of Management and Budget,
E:\FR\FM\25SEN1.SGM
25SEN1
55556
Federal Register / Vol. 73, No. 187 / Thursday, September 25, 2008 / Notices
Room 10230, New Executive Office
Building, Washington, DC 20503.
Charles Mierzwa,
Clearance Officer.
[FR Doc. E8–22593 Filed 9–24–08; 8:45 am]
BILLING CODE 7905–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 58611]
Securities Exchange Act of 1934
Amendment to Emergency Order
Pursuant to Section 12(k)(2) of the
Securities Exchange Act of 1934
Taking Temporary Action To Respond
to Market Developments
September 21, 2008.
mstockstill on PROD1PC66 with NOTICES
Pursuant to Section 12(k)(2) of the
Securities Exchange Act of 1934,1 on
September 18, 2008, the Securities and
Exchange Commission (‘‘Commission’’)
issued an Emergency Order (the
‘‘Order’’) related to short selling the
publicly traded securities of certain
financial firms.2 The Order was effective
immediately. The Commission is
issuing this amendment to address
current and anticipated technical and
operational concerns resulting from the
requirements of the Order.
A. Included Financial Firms
The Order applies to the publicly
traded securities of certain financial
firms, which entities are identified in
Appendix A to the Order (‘‘Included
Financial Firms’’). We are amending the
Order to modify the list of Included
Financial Firms. As we stated in the
Order, recent market conditions have
raised concerns that short selling in the
securities of a wide range of financial
institutions may be causing sudden and
excessive fluctuations of the prices of
such securities in such a manner to
threaten fair and orderly markets.
Difficulties with the classification
criteria led to the omission of financial
institutions falling within these
categories. In light of the familiarity of
the exchanges listing financial
institutions with the nature of their
respective businesses, the Commission
has determined to amend this Order to
provide that the listing markets shall
select the individual financial
institutions with securities covered by
the Order. The Commission expects
each national securities exchange listing
financial institutions to immediately
publish a list, on its Internet Web site,
1 15
U.S.C. 78l(k)(2).
Securities Exchange Act Release No. 58592
(Sept. 18, 2008).
2 See
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17:50 Sep 24, 2008
Jkt 214001
of individual listed companies with
common equity that will be covered by
the Order’s prohibition on short sales.
The Commission expects these lists to
cover banks, savings associations,
broker-dealers, investment advisers, and
insurance companies, whether domestic
or foreign, and the owners of any of
these entities.
To the extent an issuer chooses not to
be covered by the Order’s prohibition on
short sales, we have authorized the
applicable national securities exchange
to exclude that issuer from its list of
covered financial firms.
It is therefore ordered that, pursuant
to our Section 12(k)(2) powers, the
Order applies to the publicly traded
common equity securities of any issuer
identified by any national securities
exchange listing such securities as being
a financial institution (each a ‘‘Covered
Security’’ and collectively, ‘‘Covered
Securities’’).
B. Options and Futures Contract
Expiration
The Order includes an exception from
its requirements to allow short sales that
occur as a result of automatic exercise
or assignment of an equity option held
prior to effectiveness of the Order due
to expiration of the option. We are
amending the Order to also allow short
sales that occur as a result of the
expiration of futures contracts held
prior to effectiveness of the Order.
It is therefore ordered that, pursuant
to our Section 12(k)(2) powers, the
requirements of the Order shall not
apply to any person that effects a short
sale in any Covered Security as a result
of automatic exercise or assignment of
an equity option, or in connection with
settlement of a futures contract, that is
held prior to effectiveness of the Order
due to expiration of the option or
futures contract.
C. Options Assignments
To allow for creation of long call
options, we are amending the Order to
except from its requirements, short sales
that occur as a result of assignment to
call writers upon exercise.
It is therefore ordered that, pursuant
to our Section 12(k)(2) powers, the
requirements of the Order shall not
apply to the writer of a call option that
effects a short sale in any Covered
Security as a result of assignment
following exercise by the holder of the
call.
D. Market Making and Derivatives
In the Order we included an
exception until 11:59 p.m. on
September 19, 2008 for any person that
is a market maker that effects a short
PO 00000
Frm 00061
Fmt 4703
Sfmt 4703
sale as part of bona fide market making
and hedging activity related directly to
bona fide market making in derivatives
on the publicly traded securities of any
Included Financial Firm. We are
amending the exception so that it
continues for the duration of the Order.
In addition, we are clarifying that the
exception applies to all market makers,
including over-the-counter market
makers, and that it applies to bona fide
market making and hedging activity
related directly to bona fide market
making in exchange traded funds and
exchange traded notes of which Covered
Securities are a component. The
purpose of this accommodation is to
permit market makers to continue to
provide liquidity to the markets.
To help ensure that this hedging
exception does not result in increased
short exposure in Covered Securities,
we are limiting the exception so that if
a customer or counterparty position in
a derivative security based on a Covered
Security is established after 12:01 a.m.
E.D.T on September 22, 2008, a market
maker may not effect a short sale in the
Covered Security if the market maker
knows that the customer’s or
counterparty’s transaction will result in
the customer or counterparty
establishing or increasing an economic
net short position (i.e., through actual
positions, derivatives, or otherwise) in
the issued share capital of a firm
covered by this Order.
It is therefore ordered that, pursuant
to our Section 12(k)(2) powers, the
requirements of this Order shall not
apply to any person that is a market
maker, including an over-the-counter
market maker, that effects a short sale as
part of a bona fide market making and
hedging activity related directly to bona
fide market making in (a) derivative
securities based on Covered Securities,
or (b) exchange traded funds and
exchange traded notes of which Covered
Securities are a component. Provided,
however, if a customer or counterparty
position in a derivative security based
on a Covered Security is established
after 12:01 a.m. E.D.T on September 22,
2008, a market maker may not effect a
short sale in the Covered Security if the
market maker knows that the customer’s
or counterparty’s transaction will result
in the customer or counterparty
establishing or increasing an economic
net short position (i.e., through actual
positions, derivatives, or otherwise) in
the issued share capital of a firm
covered by this Order.
All market makers relying on this
exception to the limitation on short
selling shall, as soon as operationally
practicable, publish a notice on their
Internet Web site that, pursuant to this
E:\FR\FM\25SEN1.SGM
25SEN1
]]>Agencies
[Federal Register Volume 73, Number 187 (Thursday, September 25, 2008)]
[Notices]
[Pages 55554-55556]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-22593]
=======================================================================
-----------------------------------------------------------------------
RAILROAD RETIREMENT BOARD
Agency Forms Submitted for OMB Review, Request for Comments
SUMMARY: In accordance with the Paperwork Reduction Act of 1995 (44
U.S.C. Chapter 35), the Railroad Retirement Board (RRB) is forwarding
an Information Collection Request (ICR) to the Office of Information
and Regulatory Affairs (OIRA), Office of Management and Budget (OMB) to
request an extension without change of a currently approved collection
of information: 3220-0171, RUIA Claims Notification System. Our ICR
describes the information we seek to collect from the public. Review
and approval by OIRA ensures that we impose appropriate paperwork
burdens.
[[Page 55555]]
The RRB invites comments on the proposed collection of information
to determine (1) The practical utility of the collection; (2) the
accuracy of the estimated burden of the collection; (3) ways to enhance
the quality, utility and clarity of the information that is the subject
of collection; and (4) ways to minimize the burden of collections on
respondents, including the use of automated collection techniques or
other forms of information technology. Comments to RRB or OIRA must
contain the OMB control number of the ICR. For proper consideration of
your comments, it is best if RRB and OIRA receive them within 30 days
of publication date.
Section 5(b) of the Railroad Unemployment Insurance Act (RUIA),
requires that effective January 1, 1990, ``when a claim for benefits is
filed with the Railroad Retirement Board (RRB), the RRB shall provide
notice of such claim to the claimant's base year employer or employers
and afford such employer or employers an opportunity to submit
information relevant to the claim before making an initial
determination on the claim. When the RRB initially determines to pay
benefits to a claimant under the RUIA, the RRB shall provide notice of
such determination to the claimant's base-year employer or employers.''
The purpose of the RUIA Claims Notification System is to provide to
unemployment and sickness claimant's base year employer or current
employer, notice of each application and claim for benefits under the
RUIA and to provide an opportunity for employers to convey information
relevant to the proper adjudication of the claim. Railroad employers
receive notice of applications and claims by one of three options. The
first option, Form Letter ID-4K, is a computer generated form letter
notice of all unemployment applications, unemployment claims and
sickness claims received from employees of a railroad company on a
particular day. Form Letters ID-4K are mailed on a daily basis to
officials designated by railroad employers. The second option is an
Electronic Data Interchange (EDI) version of the Form Letter ID-4K
notice. EDI notices of applications are transmitted to participating
railroads on a daily basis, generally on the same day that applications
are received. The third option, an Internet equivalent ID-4K, provides
the required notification by the RRB through the RRB's Internet-based
Employer Reporting System (ERS). Completion is voluntary.
Railroad employers can respond to RRB notices of applications and
claims manually by mailing a completed ID-4K back to the RRB or
electronically via EDI or the ERS. No changes are being proposed to any
of the ID-4K options.
Upon receipt of notice that the RRB has allowed a claim either in
whole, or in part, the claimant's base-year employer(s) may request a
review of the determination to pay benefits, if the employers believe
the determination is incorrect. The RRB utilizes Form Letter ID-4DE,
Notice of RUIA Claim Determinations, an Electronic Data Interchange
(EDI) version of the Form Letter ID-4K notice and an Internet
equivalent ID-4E to notify base-year employers that the RRB has made a
determination to pay benefits and to allow them to request the RRB to
review the determination. Form Letter ID-4E is mailed on a daily basis,
generally on the same day that the claims are approved for payment. The
EDI and Internet-equivalent ID-4E's are also sent to participating
railroads on a daily basis, generally on the same day that the claims
are approved for payment. Railroad employers can then request that the
RRB review the determination either by filing a completed ID-4E by
mail, EDI, or via the Internet. No changes are being proposed to any of
the ID-4E options. Completion is voluntary.
Previous Requests for Comments: The RRB has already published the
initial 60-day notice (73 FR 43480 on July 25, 2008) required by 44
U.S.C. 3506(c)(2). That request elicited no comments.
Information Collection Request (ICR)
Title: RUIA Claims Notification System.
OMB Control Number: OMB 3220-0171.
Form(s) submitted: ID-4K, ID-4K (INTERNET), ID-4E, ID-4E
(INTERNET).
Type of request: Extension without change of a currently approved
collection of information.
Affected public: Private Sector; Business-or-other for profits.
Abstract: Section 5(b) of the RUIA requires that effective January
1, 1990, when a claim for benefits is filed with the Railroad
Retirement Board (RRB), the RRB shall provide notice of such claim to
the claimant's base-year employer(s) and afford such employer(s) an
opportunity to submit information relevant to the claim before making
an initial determination on the claim. When the RRB determines to pay
benefits to a claimant under the RUIA, the RRB shall provide notice of
such determination to the claimant(s) base-year employer.
Changes Proposed: The RRB proposes no changes to the forms in the
collection.
The burden estimate for the ICR is as follows:
The estimated annual respondent burden is as follows:
----------------------------------------------------------------------------------------------------------------
Annual
Form Number responses Time (min) Burden hours
----------------------------------------------------------------------------------------------------------------
ID-4K (Manual).................................................. 1,250 2 42
ID-4K (EDI)..................................................... 14,850 ** 210
ID-4K (Internet)................................................ 2,500 2 83
ID-4E (Manual).................................................. 75 2 3
ID-4E (Internet)................................................ 25 2 1
-----------------------------------------------
Total....................................................... 18,700 .............. 339
----------------------------------------------------------------------------------------------------------------
** The burden for the 5 participating employers who transmit EDI responses is calculated at 10 minutes each per
day, 251 workdays a year or 210 total hours of burden.
Additional Information or Comments: Copies of the form and
supporting documents can be obtained from Charles Mierzwa, the agency
clearance officer at (312-751-3363) or Charles.Mierzwa@rrb.gov.
Comments regarding the information collection should be addressed
to Ronald J. Hodapp, Railroad Retirement Board, 844 North Rush Street,
Chicago, Illinois, 60611-2092 or Ronald.Hodapp@rrb.gov and to the OMB
Desk Officer for the RRB, at the Office of Management and Budget,
[[Page 55556]]
Room 10230, New Executive Office Building, Washington, DC 20503.
Charles Mierzwa,
Clearance Officer.
[FR Doc. E8-22593 Filed 9-24-08; 8:45 am]
BILLING CODE 7905-01-P
