Louisiana Disaster Number LA-00019, 54653-54654 [E8-22024]
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Federal Register / Vol. 73, No. 184 / Monday, September 22, 2008 / Notices
several amendments to the Incorporated
NYSE Rules.
In some instances, FINRA proposes to
harmonize inconsistencies between the
Incorporated NYSE Rules and the NASD
Rules. For example, FINRA proposes to
delete the term ‘‘allied member’’ from
the Incorporated NYSE Rules, as that
concept has no direct FINRA analogue.5
Similarly, FINRA proposes to reposition the Incorporated NYSE Rules
governing the closing-out of securities
contracts (‘‘Buy-In Rules’’), combining
NYSE Rules 283, 285, 286, 287, 288,
289, and 290 in NYSE Rule 282. This
proposed change would consolidate the
NYSE Buy-In Rules into one rule, and
would make NYSE Rule 282 more
similar in format to the corresponding
NASD rule.
In other instances, FINRA proposes to
rescind provisions of the Incorporated
NYSE Rules that are substantively
addressed by NASD Rules. For example,
FINRA proposes to rescind NYSE Rule
404, which regulates the carrying of
accounts for customers by members, as
that rule is duplicative of the FINRA
Letter of Approval. Similarly, FINRA
proposes to rescind NYSE Rule 446,
which relates to business continuity and
contingency plans, as that rule is nearly
identical to NASD Rules 3510 and 3520.
FINRA also proposes to delete certain
NYSE Rules that are outdated, and that
have no equivalent NASD rules. For
example, FINRA proposes to rescind
NYSE Rule 311(h), which prescribes the
number of partners a member
organization must have in order for that
member to conduct business. There is
no comparable NASD rule, and,
according to FINRA, this rule no longer
applies to members’ current business
models.
III. Summary of Comments
The Commission received one
comment letter in response to the
proposed rule change.6 That commenter
supported the proposed rule change,
and urged that the Commission approve
it as expeditiously as possible.7
However, that commenter also
requested that the Commission, upon
approving the proposed rule change,
take steps to ensure that NYSE adopts
conforming changes to its rulebook.8
According to the commenter, until the
NYSE rulebook is conformed to the
Incorporated NYSE Rules, Dual
Members will be subject to the
Incorporated NYSE Rules, the legacy
NASD rules that currently form part of
the FINRA rulebook, and the NYSE
rules.9 The commenter stated that this
would be ‘‘entirely inconsistent with
one of the key benefits in the creation
of FINRA.’’ 10
IV. Discussion and Commission
Findings
The Commission has reviewed the
proposed rule change and finds that the
proposed rule change is consistent with
the requirements of the Act and the
rules and regulations thereunder
applicable to a national securities
association 11 and, in particular, Section
15A(b)(6) of the Act,12 which requires
that FINRA have rules designed to
prevent fraudulent and manipulative
acts and practices, to promote just and
equitable principles of trade, and, in
general, to protect investors and the
public interest.
FINRA’s proposal provides greater
harmonization between the
Incorporated NYSE Rules and the NASD
Rules. The amendments to the
Incorporated NYSE Rules will reduce
regulatory disparities, and will lessen
the regulatory burden on Dual Members.
Additionally, the concern articulated by
the commenter has been effectively
addressed by a recent NYSE filing.13 In
SR–NYSE–2008–80, NYSE proposes to
amend its rulebook to conform its rules
to the Incorporated NYSE Rules.14
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act, that the
proposed rule change (SR–FINRA–
2008–036) be, and it hereby is,
approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.15
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8–22012 Filed 9–19–08; 8:45 am]
BILLING CODE 8010–01–P
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VerDate Aug<31>2005
19:11 Sep 19, 2008
Jkt 214001
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #11418 and #11419]
Louisiana Disaster Number LA–00019
U.S. Small Business
Administration.
ACTION: Amendment 3.
AGENCY:
SUMMARY: This is an amendment of the
Presidential declaration of a major
disaster for the State of Louisiana
(FEMA–1786–DR), dated 09/02/2008.
Incident: Hurricane Gustav.
Incident Period: 09/01/2008 and
continuing.
Effective Date: 09/11/2008.
Physical Loan Application Deadline
Date: 11/03/2008.
EIDL Loan Application Deadline Date:
06/02/2009.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice
of the Presidential disaster declaration
for the State of Louisiana, dated 09/02/
2008 is hereby amended to include the
following areas as adversely affected by
the disaster:
Primary Parishes: (Physical Damage and
Economic Injury Loans): Calcasieu.
All other parishes contiguous to the
above named primary parish have
previously been declared.
All other information in the original
declaration remains unchanged.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
Herbert L. Mitchell,
Associate Administrator for Disaster
Assistance.
[FR Doc. E8–22023 Filed 9–19–08; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
Disaster Declaration #11418 and
#11419
9 Id.
Louisiana Disaster Number LA–00019
10 Id.
11 In
5 Where the use of the term ‘‘allied member’’ in
the Incorporated NYSE Rules denotes an
individual’s status as a ‘‘control person’’ of a
member organization, FINRA proposes to substitute
‘‘allied member’’ with the newly-created category of
‘‘principal executive.’’
6 Supra note 4.
7 Id. at 1.
8 Id. at 2.
54653
approving this proposed rule change, the
Commission has considered the proposed rule’s
impact on efficiency, competition, and capital
formation. 15 U.S.C. 78c(f).
12 15 U.S.C. 78o–3(b)(6).
13 See SR–NYSE–2008–80 (filed September 5,
2008).
14 Id.
15 17 CFR 200.30–3(a)(12).
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Frm 00100
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Sfmt 4703
U.S. Small Business
Administration.
ACTION: Amendment 4.
AGENCY:
SUMMARY: This is an amendment of the
Presidential declaration of a major
disaster for the State of Louisiana
(FEMA–1786–DR), dated 09/02/2008.
E:\FR\FM\22SEN1.SGM
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54654
Federal Register / Vol. 73, No. 184 / Monday, September 22, 2008 / Notices
Incident: Hurricane Gustav.
Incident Period: 09/01/2008 and
continuing through 09/11/2008.
Effective Date: 09/11/2008.
Physical Loan Application Deadline
Date: 11/03/2008.
EIDL Loan Application Deadline Date:
06/02/2009.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice
of the President’s major disaster
declaration for the State of Louisiana,
dated 09/02/2008 is hereby amended to
establish the incident period for this
disaster as beginning 09/01/2008 and
continuing through 09/11/2008.
All other information in the original
declaration remains unchanged.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
Herbert L. Mitchell,
Associate Administrator for Disaster
Assistance.
[FR Doc. E8–22024 Filed 9–19–08; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #11432 and #11433]
Louisiana Disaster #LA–00021
U.S. Small Business
Administration.
ACTION: Notice.
sroberts on PROD1PC70 with NOTICES
AGENCY:
SUMMARY: This is a Notice of the
Presidential declaration of a major
disaster for the State of Louisiana
(FEMA–1792–DR), dated 09/13/2008.
Incident: Hurricane Ike.
Incident Period: 09/11/2008 and
continuing.
Effective Date: 09/13/2008.
Physical Loan Application Deadline
Date: 11/12/2008.
Economic Injury (EIDL) Loan
Application Deadline Date: 06/15/2009.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
VerDate Aug<31>2005
19:11 Sep 19, 2008
Jkt 214001
Notice is
hereby given that as a result of the
President’s major disaster declaration on
09/13/2008, applications for disaster
loans may be filed at the address listed
above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Parishes (Physical Damage and
Economic Injury Loans):
Acadia, Beauregard, Calcasieu,
Cameron, Iberia, Jefferson, Jefferson
Davis, Lafourche, Plaquemines,
Sabine, Saint Mary, Terrebonne,
Vermilion, Vernon.
Contiguous Parishes/Counties
(Economic Injury Loans Only):
Louisiana: Allen, Assumption, De
Soto, Evangeline, Iberville,
Lafayette, Natchitoches, Orleans,
Rapides, Saint Bernard, Saint
Charles, Saint James, Saint Landry,
Saint Martin, Saint Tammany, St.
John the Baptist, Tangipahoa.
Texas: Jefferson, Newton, Orange,
Sabine, Shelby.
The Interest Rates are:
SUPPLEMENTARY INFORMATION:
For Physical Damage:
Homeowners With Credit Available Elsewhere ......................
Homeowners Without Credit
Available Elsewhere ..............
Businesses With Credit Available Elsewhere ......................
Other (Including Non-Profit Organizations)
With
Credit
Available Elsewhere ..............
Businesses and Non-Profit Organizations Without Credit
Available Elsewhere ..............
For Economic Injury:
Businesses & Small Agricultural
Cooperatives Without Credit
Available Elsewhere ..............
ACTION:
Amendment 2.
SUMMARY: This is an amendment of the
Presidential declaration of a major
disaster for the State of Louisiana
(FEMA–1786–DR), dated 09/02/2008.
Incident: Hurricane Gustav.
Incident Period: 09/01/2008 and
continuing.
Effective Date: 09/10/2008.
Physical Loan Application Deadline
Date: 11/03/2008.
EIDL Loan Application Deadline Date:
06/02/2009.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice
of the Presidential disaster declaration
for the State of Louisiana, dated 09/02/
2008 is hereby amended to include the
following areas as adversely affected by
the disaster:
Primary Parishes: (Physical Damage and
Percent
Economic Injury Loans):
Catahoula, Franklin, Grant, La Salle,
Saint Helena, Washington.
5.750
Contiguous Parishes/Counties:
(Economic Injury Loans Only):
2.875
Louisiana: Caldwell, Madison,
Richland, Tensas, Winn.
8.000
Mississippi: Marion, Walthall.
All other information in the original
5.250 declaration remains unchanged.
4.000
4.000
The number assigned to this disaster
for physical damage is 114328 and for
economic injury is 114330.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
Herbert L. Mitchell,
Associate Administrator for Disaster
Assistance.
[FR Doc. E8–22027 Filed 9–19–08; 8:45 am]
BILLING CODE 8025–01–P
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
SMALL BUSINESS ADMINISTRATION
Herbert L. Mitchell,
Associate Administrator for Disaster
Assistance.
[FR Doc. E8–22026 Filed 9–19–08; 8:45 am]
Texas Disaster #TX–00308
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #11418 and #11419]
Louisiana Disaster Number LA–00019
U.S. Small Business
Administration.
AGENCY:
PO 00000
Frm 00101
Fmt 4703
Sfmt 4703
[Disaster Declaration #11430 and #11431]
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
SUMMARY: This is a Notice of the
Presidential declaration of a major
disaster for the State of Texas (FEMA–
1791–DR), dated 09/13/2008.
Incident: Hurricane Ike.
Incident Period: 09/07/2008 and
continuing.
Effective Date: 09/13/2008.
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22SEN1
Agencies
[Federal Register Volume 73, Number 184 (Monday, September 22, 2008)]
[Notices]
[Pages 54653-54654]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-22024]
-----------------------------------------------------------------------
SMALL BUSINESS ADMINISTRATION
Disaster Declaration 11418 and 11419
Louisiana Disaster Number LA-00019
AGENCY: U.S. Small Business Administration.
ACTION: Amendment 4.
-----------------------------------------------------------------------
SUMMARY: This is an amendment of the Presidential declaration of a
major disaster for the State of Louisiana (FEMA-1786-DR), dated 09/02/
2008.
[[Page 54654]]
Incident: Hurricane Gustav.
Incident Period: 09/01/2008 and continuing through 09/11/2008.
Effective Date: 09/11/2008.
Physical Loan Application Deadline Date: 11/03/2008.
EIDL Loan Application Deadline Date: 06/02/2009.
ADDRESSES: Submit completed loan applications to: U.S. Small Business
Administration, Processing and Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster
Assistance, U.S. Small Business Administration, 409 3rd Street, SW.,
Suite 6050, Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice of the President's major disaster
declaration for the State of Louisiana, dated 09/02/2008 is hereby
amended to establish the incident period for this disaster as beginning
09/01/2008 and continuing through 09/11/2008.
All other information in the original declaration remains
unchanged.
(Catalog of Federal Domestic Assistance Numbers 59002 and 59008)
Herbert L. Mitchell,
Associate Administrator for Disaster Assistance.
[FR Doc. E8-22024 Filed 9-19-08; 8:45 am]
BILLING CODE 8025-01-P