Recruitment, Selection, and Placement (General), 51944-51960 [E8-20657]
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51944
Proposed Rules
Federal Register
Vol. 73, No. 174
Monday, September 8, 2008
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
OFFICE OF PERSONNEL
MANAGEMENT
5 CFR Parts 302, 330, 335, 337, and 410
RIN 3206–AL04
Recruitment, Selection, and Placement
(General)
Office of Personnel
Management.
ACTION: Proposed rule.
sroberts on PROD1PC70 with PROPOSALS
AGENCY:
SUMMARY: The Office of Personnel
Management (OPM) is proposing to
revise the rules on Federal vacancy
announcements, reemployment priority
list requirements, positions restricted to
preference eligibles, time after
competitive appointment, the Career
Transition Assistance Plan (CTAP), and
the Interagency Career Transition
Assistance Plan (ICTAP). The proposed
rules clarify the regulations, incorporate
longstanding OPM policies, revise
placement assistance programs for
consistency and effectiveness, remove
references to two expired interagency
placement assistance programs, and
reorganize information for ease of
reading.
DATES: We will consider comments
received on or before November 7, 2008.
ADDRESSES: Send or deliver comments
to Angela Bailey, Deputy Associate
Director, Center for Talent and Capacity
Policy, Strategic Human Resources
Policy, U.S. Office of Personnel
Management, Room 6551, 1900 E Street,
NW., Washington, DC 20415–9700;
e-mail to employ@opm.gov; or fax to
(202) 606–2329. Comments may also be
sent through the Federal eRulemaking
Portal at https://www.regulations.gov. All
submissions received through the Portal
must include the agency name and
docket number or the Regulation
Identifier Number (RIN) for this
rulemaking. Please specify the subpart
and section number for each comment.
FOR FURTHER INFORMATION CONTACT: For
subparts A, D, and E, contact Linda
Watson by telephone at (202) 606–0830;
TTY at (202) 418–3134; fax at (202) 606–
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0390; or e-mail at
linda.watson@opm.gov. For all other
subparts, contact Pam Galemore by
telephone at (202) 606–0960; TTY at
(202) 418–3134; fax at (202) 606–2329;
or e-mail at pamela.galemore@opm.gov.
SUPPLEMENTARY INFORMATION: The Office
of Personnel Management (OPM) is
proposing to revise the regulations in 5
CFR part 330 governing Federal vacancy
announcements, the Reemployment
Priority List (RPL), positions restricted
to preference eligibles, time after
competitive appointment, the Career
Transition Assistance Plan (CTAP), and
the Interagency Career Transition
Assistance Plan (ICTAP). The proposed
revisions are described below under
each subpart heading.
The proposed regulations also remove
subparts K and L. Subpart K provided
a priority consideration program for
eligible displaced employees of the
District of Columbia Department of
Corrections. The statutory authority for
this program expired on December 31,
2002. Subpart L provided selection
priority to eligible displaced employees
in the Panama Canal Zone. The
statutory authority for this program
expired on December 31, 2000.
Throughout the proposed regulations,
OPM has replaced the verb ‘‘shall’’ with
‘‘must’’ for clarity. OPM intends that
any provisions in this part using the
verb ‘‘must’’ have the same meaning and
effect as previous provisions in this part
using ‘‘shall.’’
These proposed regulations also
include conforming changes in parts
302—Employment in the Excepted
Service, 335—Promotion and Internal
Placement, 337—Examining System,
and 410—Training of OPM’s
regulations, specifically to revise
citations because of the movement of
the rules governing vacancy
announcements from subpart G to
subpart A.
Subpart A
We are proposing to retitle Subpart A
from ‘‘Discretion in Filling Vacancies’’
to ‘‘Filling Vacancies in the Competitive
Service’’ to more accurately reflect the
content of the subpart. The proposed
revised subpart A includes a list of
specific items that must be included in
all vacancy announcements published
on OPM’s USAJOBS Web site (which is
the official job site for the Federal
Government). Subpart A also adds
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requirements mandated by the Veterans
Employment Opportunities Act, which
is codified in part at 5 U.S.C. 3304(f)(4).
These proposed changes will support
the requirement for specific information
in the vacancy announcement and
establish consistency in the information
provided to applicants. OPM’s authority
to require items in a vacancy
announcement is in 5 U.S.C. 3330.
We are proposing to add definitions
in § 330.101 and move the paragraph
about ‘‘agencies covered’’ currently in
§ 330.102 to § 330.101. These revisions
consolidate definitions that are
applicable throughout part 330, and
define vacancy solely for the purposes
of subpart A in accordance with 5
U.S.C. 3327.
Under 5 U.S.C. 3330, OPM is required
to keep a current list of all competitive
service vacancy announcements for
which agencies will accept applications
from outside their respective
workforces. Currently, subpart G of part
330, which covers the Interagency
Career Transition Assistance Plan
(ICTAP), contains OPM’s regulations
prescribing information that agencies
must include in Federal vacancy
announcements (such as title, location,
duties, etc.). We are proposing to move
this information from subpart G,
§ 330.707, to subpart A, § 330.104,
because the reporting requirement
applies to all competitive service
vacancy announcements. Conforming
revisions to other CFR parts with the
reference to § 330.707 are included with
these proposed regulations.
OPM receives inquiries on a regular
basis from agencies concerning how to
add a vacancy announcement to OPM’s
USAJOBS Web site. We propose to add
in § 330.105 that agencies may locate
these instructions on the Web site at
www.usajobs.opm.gov.
Subpart B
Subpart B governs the Reemployment
Priority List (RPL), which is the program
an agency must use to meet its statutory
reemployment priority obligations
under sections 3315 and 8151 of title 5,
United States Code. Agencies establish
an RPL to provide selection priority to
their permanent competitive service
employees who were or will be
involuntarily separated through
reduction in force (RIF) procedures
under part 351, or who have recovered
from a compensable work-related injury
after more than 1 year, as required by 5
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CFR 353.301(b). These employees may
register for, and receive selection
priority over, most other candidates
from outside the agency’s current
permanent competitive service
workforce. Agencies must apply
veterans’ preference when making RPL
placements.
Generally, the proposed revisions to
subpart B clarify who is eligible for the
RPL, delete references to outdated
material (e.g., appointment authorities
that no longer exist), and clarify the
operation of the RPL through use of
plain language and improved
organization of the material.
We are also proposing to define and
rename certain terms (e.g., ‘‘priority
consideration’’ to ‘‘placement priority’’)
to clearly distinguish the RPL program
from other internal agency placement
programs. The proposed regulations also
clarify longstanding OPM policy
concerning employees’ rights, agency
flexibility, and termination of eligibility.
Other proposed revisions to subpart B
include the following:
Section 330.202 adds a ‘‘Definitions’’
section for terms used throughout the
subpart. This section includes a
definition of Qualified for RPL
purposes. The proposed definition
ensures that placement of the RPL
registrant will not detract or hinder
mission accomplishment by requiring
that, for RPL placement priority, the
placement of the RPL registrant in the
position will not cause an undue
interruption to required work. The
undue interruption provision is
currently provided as an exception to
the RPL selection order in § 330.207.
Adding this provision as part of the
Qualified definition makes the
qualifications required for placement
through the RPL consistent with those
required for placement through RIF
procedures. Also for consistency, the
term ‘‘selection placement factors’’ is
revised to ‘‘selective factors’’ to align
with terminology used in OPM’s
‘‘Operating Manual: Qualification
Standards for General Schedule
Positions.’’
Revised § 330.203 combines the
conditions for RPL eligibility based on
recovery from a compensable injury,
currently in § 330.204, with RPL
eligibility based on a notice of or actual
RIF separation. Section 330.203(a)(2)
clarifies that RPL eligibility ends if the
employee receives a written notice of
cancellation, rescission, or modification
to the official notice which established
RPL eligibility (for example, the agency
cancels the employee’s notice of RIF
separation or the agency offers a
position with a representative rate at
least as high as that of the position from
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which the employee will be separated).
In § 330.203(a)(3), we are proposing to
raise the minimum performance rating
of record level required for RIF-based
RPL eligibility from a rating above
unacceptable (Level 1) to at least fully
successful (Level 3) or equivalent. (The
proposed definition of Rating of record
in § 330.202 corresponds to the
definition in part 351 to cover those
cases where an appraisal system does
not have a summary rating level of fully
successful.) The proposed change makes
the rating of record required for RIFbased RPL eligibility consistent with the
minimum performance rating of record
required for selection priority under
both the Career Transition Assistance
Plan (CTAP) in subpart F and the
Interagency Career Transition
Assistance Plan (ICTAP) in subpart G. A
minimum rating of record is not
required for RPL eligibility based on
recovery from a compensable workrelated injury.
Section 330.204(b) adds a requirement
for agencies to provide information
about the agency’s RPL program to each
RPL eligible employee when the
employee accepts a position at a lower
grade or pay level or separates from the
agency because of a compensable workrelated injury. This provision is added
to ensure employees are informed of
their rights under 5 U.S.C. 8151.
Section 330.206(a)(3) revises the
period for an employee with RPL
eligibility because of a RIF to apply for
the agency’s RPL. The current regulation
in § 330.202(a)(1) requires the employee
to apply within 30 calendar days after
the RIF separation date. We propose to
require that RPL eligibles must apply on
or before the RIF separation date. The
proposed change is intended to ease the
administrative burden on agencies
while allowing a RIF-based RPL eligible
at least 60 days (the minimum notice
period under part 351) to apply for
registration. We are not proposing to
change the application period for RPL
eligibles based on recovery from a
compensable work injury.
Section 330.207 clarifies and expands
agency discretion for RPL registration
areas. Specifically, § 330.207(b) allows
an agency the discretion to register an
employee in a local commuting area
other than the local commuting area
from which the employee will be, or has
been, separated if the agency does not,
or will not, have any competitive
service positions remaining in the local
commuting area from which the
employee will be, or has been,
separated. This provision addresses
closure situations that are not currently
covered in the regulations.
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The proposed § 330.207(d) requires an
agency to establish a fair and consistent
policy for expanding the registration
area for an employee whose RPL
eligibility is based on recovery from a
compensable work injury. The current
regulation in § 330.206(b) requires an
agency to determine when and how to
provide for maximum opportunities for
consideration; however, it does not
require an agency to establish a policy
for making such determinations.
The proposed § 330.207(e) deletes
Alaska from the current § 330.206(a)(4),
concerning RPL eligibility for overseas
positions; Alaska does not meet the
definition of ‘‘overseas’’ in part 210 of
this chapter.
Section 330.208 changes the period
and expiration date of RPL eligibility
from the current period in § 330.203(c)
of 2 years from the date of RPL
registration for a tenure group I eligible
and 1 year from the date of RPL
registration for a tenure group II eligible.
To ease the administrative burden on
agencies and to maximize placement
priority under this program, we propose
to change the period and expiration date
for RPL eligibility for both tenure groups
to 2 years from the date of separation by
RIF, or from the date of registration if
eligibility is based on recovery from a
compensable work injury. We also
propose to add a provision that OPM
may extend the eligibility period when
an RPL eligible is not timely registered,
for example, due to an administrative or
procedural error. The current
regulations do not specifically provide
OPM with this authority. Adding this
provision will avoid having to consider
such an extension through a regulatory
variation under Civil Service Rule 5.1 (5
CFR 5.1).
Section 330.209(a)(2) clarifies that an
RPL registrant is removed from the RPL
if the registrant receives a written notice
of cancellation, rescission, or
modification to the official notice which
established RPL eligibility (for example,
the agency cancels the employee’s
notice of RIF separation or the agency
offers a position with a representative
rate at least as high as that of the
position from which the employee will
be separated).
Sections 330.209(a)(5) and (6) clarify
that RPL eligibility ends when the RPL
registrant is actually placed in or
appointed to a different position rather
than when the registrant ‘‘receives’’ an
appointment as currently described in
§ 330.203(d)(2)(ii).
Section 330.210(a) clarifies that RPL
placement priority applies to permanent
and time-limited positions to be filled
by competitive service appointment.
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Section 330.211(a) clarifies that an
agency may fill vacancies with
candidates from within its permanent
competitive service workforce without
regard to the RPL, after the agency meets
its CTAP obligations under subpart F of
part 330.
Paragraphs (d) and (e) of § 330.213
add an alternative rating and selection
procedure (also called category rating)
and an application-based procedure,
respectively, to provide agencies with
additional referral and selection
methods. The category rating procedure
is derived from 5 U.S.C. 3319, as
implemented in 5 CFR part 337 and
OPM’s ‘‘Delegated Examining
Operations Handbook.’’ The
application-based procedure is similar
to the employee-empowerment model
established under CTAP and ICTAP
procedures in subparts F and G of this
part, respectively.
The proposed regulation also deletes
current paragraph (c) of § 330.208
concerning agency consideration of sex
in determining qualifications for the
RPL; this consideration is part of the
qualification requirements.
Subpart C remains reserved.
Subpart D
We are proposing to revise §§ 330.401
through 330.403 to clarify that the
statutory restriction of certain positions
to preference eligibles applies to any
competitive examination, regardless of
whether OPM or an agency, through
delegated authority under 5 U.S.C.
1104(a)(2), performs the examination.
We also specify exceptions to the
restriction and include a staffing
procedure inadvertently omitted during
OPM’s process of deleting references in
the Code of Federal Regulations to the
Federal Personnel Manual (FPM)
because of its sunset. We propose to
retitle § 330.401 as ‘‘Restricted
Positions.’’ This section identifies the
restricted positions covered in 5 U.S.C.
3310. Definitions of these positions are
located in OPM’s Delegated Examining
Operations Handbook at https://
www.opm.gov/deu.
We are proposing to retitle § 330.402
as ‘‘Exceptions to Restriction.’’ Section
330.402 identifies the types of
appointments an agency may use when
filling a restricted position with a
nonpreference eligible. Agencies will be
required to obtain OPM’s approval prior
to making a selection if the type of
appointment is not identified in
§ 330.402.
We are proposing to retitle § 330.403
as ‘‘Positions Brought into the
Competitive Service.’’ This section
includes a staffing procedure formerly
described in the FPM. Under this
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section, agencies will be able to convert
the appointment of a nonpreference
eligible whose restricted position was
brought into the competitive service.
Subpart E
We are proposing to revise this
subpart for readability, to delete a
reference to a part-time direct hire
program that no longer exists, and to
renumber the sections accordingly.
Subparts F and G
Since the 1940s, and in addition to
the statutory RPL, the Federal
Government has had placement
assistance programs to help its
permanent workforce transition to other
positions when employees have been
adversely affected by reorganizations,
reshaping, or contracting-out of work.
These programs support both the
Government as a whole and specific
agency missions by preserving the
investment in high-quality, well-trained,
experienced employees.
In 1994, Congress directed OPM to
study competitive service placement
programs to determine a better
Governmentwide approach than the
centralized, list-based programs in use
at the time. OPM developed CTAP and
ICTAP in 1995 in conjunction with
agencies, labor organizations, Federal
Executive Boards, employees, and other
stakeholders.
The CTAP (which applies in the
employee’s current agency) and the
ICTAP (which applies to agencies other
than the employee’s current or last
agency) established under subparts F
and G, respectively, provide selection
priority to employees displaced from
their jobs through no fault of their own.
Under CTAP and ICTAP, instead of the
centralized listings that were used in the
past, eligible employees apply directly
for agency vacancies and receive
selection priority only if they are
determined to be well-qualified for the
position under the agency’s job-related
evaluation criteria.
Throughout subparts F and G, we are
proposing to delete duplication and
outdated references, to incorporate
longstanding OPM policies and
guidance, to clarify the material by
using plain language, and to reorganize
the subparts for ease of use. The
proposed revisions clarify the difference
between an employee eligible to apply
under CTAP and ICTAP versus an
employee eligible to receive selection
priority under these plans. The
proposed revision also clarifies that
excepted service appointments are
exempt from CTAP and ICTAP selection
priority, which is limited to competitive
service appointments. With this in
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mind, we are proposing to revise the
definition of agency in § 330.101 to
include entities with positions in the
competitive service by statute or
Executive order, which is not clear
under the current definitions in
subparts F and G.
We are also proposing to replace the
term ‘‘directed reassignment’’ with
‘‘directed geographic relocation’’ in both
subparts. This change clarifies that
declination of any management-directed
involuntary movement to a different
commuting area (e.g., reassignment or
change in duty station) establishes
eligibility for CTAP and ICTAP
selection priority.
Through these proposed regulations,
we are also inviting comments
concerning the exceptions to CTAP and
ICTAP selection priority. Currently,
there are numerous exceptions to
applying CTAP and ICTAP selection
priority under subparts F and G,
respectively. We are interested in
stakeholders’ views on the number and
types of exceptions as well as additional
exceptions that may be considered
necessary for efficient and effective use
of agency workforces. When replying to
this invitation, please indicate the
rationale behind proposing to delete or
add specific exceptions.
Subpart F
The following are specific proposed
revisions within subpart F:
Section 330.601(c) is revised to delete
the specific reference to the Department
of Defense exemption from certain
portions of the CTAP regulations. The
revision also provides the same
flexibility for agencies to develop their
own internal placement assistance
programs as is available under the RPL
regulations in subpart B.
Section 330.602 is revised to delete
definitions that have been consolidated
in the proposed subpart A and to add
definitions for CTAP eligible and CTAP
selection priority candidate to clarify
the difference between these two terms.
The definition of Displaced is revised to
add a provision that the employee must
not have declined a RIF offer under part
351, subpart G, to a position with the
same type of work schedule and a
representative rate at least as high as
that of the position from which the
employee will be separated. Adding this
provision makes CTAP eligibility
consistent with RPL eligibility criteria.
In addition, the proposed regulations
move the criteria for agency definitions
of ‘‘well-qualified’’ from the definitions
section to a separate section, § 330.606.
Each agency is responsible for defining
‘‘well-qualified’’ for the purposes of its
CTAP, and the revised § 330.606
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prescribes the minimum requirements
for agency definitions. Because ‘‘wellqualified’’ is an agency-defined term,
the minimum criteria for the agency
definition are more appropriate in the
regulatory text. We have also deleted
from the well-qualified criteria the
statement, ‘‘Selective and quality
ranking factors cannot be so restrictive
that they run counter to the goal of
placing displaced employees’’ as
unnecessary. Selective factors and
quality ranking factors must be
developed through job analysis and be
job-related in accordance with 5 CFR
part 300. OPM provides guidance on
developing these factors in the
‘‘Delegated Examining Operations
Handbook.’’
Section 330.606(c) adds a provision
that an agency may include the results
of a scored structured interview process
to determine whether a CTAP eligible is
well-qualified when such a process is
used to assess the qualified candidates
being considered for the vacancy. Many
agencies now use a scored interview as
an assessment tool in addition to the
initial evaluation of qualified
candidates’ applications against jobrelated criteria for rating and ranking
purposes. Adding this provision
clarifies that the results of this tool can
be used in determining whether
candidates are well-qualified. This
provision is also proposed for addition
to § 330.704(c).
Section 330.607(b) clarifies the
provision in the current regulations at
§ 330.606(a) concerning procuring
temporary help services. The
clarification states that agencies must
make a determination under part 300,
subpart E, that CTAP eligibles are not
available before procuring temporary
help services under that subpart. This
provision is also proposed for addition
to § 330.706(b).
Section 330.608(a) adds an option for
agencies to provide the required CTAP
orientation session in person or through
the agency’s automated training system
or Intranet.
Section 330.609 moves the list of
exceptions to CTAP selection priority
from current § 330.606(d) to a separate
section for easier reference.
Section 330.609(y) (current paragraph
(26) of § 330.606) clarifies an
unintentional difference between CTAP
and ICTAP under subpart G which
allows program exceptions for
extensions of time-limited promotions
and appointments, including OPMapproved extensions. We are clarifying
that OPM-approved exceptions are
covered under subpart G.
Section 330.609(dd) adds an
exception to CTAP selection priority to
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include placements made under 5 CFR
part 412, Senior Executive Service merit
staffing procedures for developmental
programs. This exception is also added
at § 330.707(v).
Section 330.611(a) clarifies that, to
establish selection priority, a CTAP
eligible must submit all required
materials and eligibility documentation
within the timeframe established by the
agency. The wording of the current
regulation in § 330.605(a)(5) implies that
proof of eligibility does not have to be
submitted within agency-established
timeframes, which was not the intent.
This clarification is also proposed for
addition to § 330.709(a).
Subpart G
In addition to the proposed revisions
discussed under ‘‘Subparts F and G’’
above, the following are specific
proposed revisions within subpart G.
Section 330.701 deletes outdated
material and clarifies that ICTAP
selection priority applies only in
agencies other than the employee’s
current or former agency. The CTAP and
RPL programs provide selection and
placement priority, respectively, in the
employee’s current or former agency.
Section 330.702 is revised to delete
definitions that have been consolidated
in the proposed subpart A and to revise
the definition of Displaced. Specifically,
the proposed revision deletes ‘‘A former
career or career-conditional competitive
service employee, in tenure group 1 or
2, at grades GS–15 level or equivalent or
below, who received a RIF separation
notice, and who retired on the effective
date of the RIF or under discontinued
service retirement option.’’ from the
current definition in § 330.703(b)(5).
This provision had the unintentional
result of providing ICTAP selection
priority to employees who left the
employing agency before the agency
effected the RIF action. We are
proposing to delete this provision to
make ICTAP selection priority
consistent with the other placement
assistance programs covered under this
part that provide selection priority to
employees whose agency has taken an
action. Also, employees may receive an
offer of continued employment during a
RIF notice period.
The revised definition of Displaced in
§ 330.702 also adds a provision that the
employee must not have declined a RIF
offer under part 351, subpart G, to a
position with the same type of work
schedule and a representative rate at
least as high as that of the position from
which the employee was, or will be,
separated. Adding this provision makes
ICTAP eligibility consistent with RPL
eligibility criteria.
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We added definitions for ICTAP
eligible and ICTAP selection priority
candidate to clarify the difference
between these two terms.
As discussed under subpart F, we
moved the criteria for agency definitions
of ‘‘well-qualified’’ from the definitions
section to a separate section, § 330.704,
because each agency is responsible for
defining ‘‘well-qualified’’ for the
purposes of its ICTAP, and the revised
§ 330.704 prescribes the minimum
requirements for agency definitions.
Because ‘‘well-qualified’’ is an agencydefined term, the minimum criteria for
the agency definition are more
appropriate in the regulatory text.
Section 330.704(c) adds a provision
that an agency may include the results
of a scored structured interview process
to determine whether an ICTAP eligible
is well-qualified when such a process is
used to assess the qualified candidates
being considered for the vacancy. As
discussed under subpart F above, many
agencies now use a scored interview as
an assessment tool in addition to the
initial evaluation of qualified
candidates’ applications against jobrelated criteria for rating and ranking
purposes. Adding this provision
clarifies that the results of this tool can
be used in determining whether
candidates are well-qualified. This
provision is also proposed for addition
to § 330.606(c).
Section 330.705(d)(2) adds provisions
for an agency to make additional
selections or reissue selection
certificates without re-determining
whether potential ICTAP eligibles are
available within the local commuting
area. Under the current regulations, an
agency must determine if ICTAP
eligibles are available whenever it
makes a selection that is not an
authorized exception to ICTAP. The
proposed § 330.705(d)(2) allows
agencies to make additional selections
or reissue a selection certificate from an
applicant pool previously established by
a vacancy announcement under which
ICTAP eligibles had an opportunity to
apply.
Section 330.705(f) adds a provision
that an agency may deny an ICTAP
eligible future selection priority for a
position previously obtained through
ICTAP if the eligible was terminated or
removed for cause (e.g., for performance
under 5 CFR part 432 or under adverse
actions procedures under 5 CFR part
752) from that position. This could
occur if the ICTAP eligible was placed
in a temporary position.
Section 330.707 moves the list of
exceptions to ICTAP selection priority
from current § 330.705(b) to a separate
section for easier reference. As
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discussed earlier under subpart A, we
are also proposing to revise and move
the information concerning agency
requirements for reporting vacancies to
OPM from the current regulation at
§ 330.707 to subpart A.
Section 330.707(v) adds an exception
to ICTAP to include placements made
under 5 CFR part 412, Senior Executive
Service merit staffing procedures for
developmental programs. This
exception is also added at § 330.609(dd).
Section 330.708 clarifies when ICTAP
eligibility expires, depending on the
basis for the eligibility. This
clarification addresses inconsistencies
in the interpretation of exactly when
ICTAP eligibility expires. For example,
some agencies provide selection priority
for the duration of the selection process,
meaning until a selection is made, even
though the 1-year period of ICTAP
eligibility may have expired during that
process. OPM’s intent was always to
have a definitive eligibility cut-off date,
consistent with the other placement
assistance programs covered by this
part. Agencies retain the option to select
a displaced employee whose ICTAP
eligibility has expired under the
reinstatement authority provided by 5
CFR 315.401.
We also propose to add a provision in
§ 330.708(e) that OPM may extend the
eligibility period when a displaced
employee does not receive timely
information on ICTAP eligibility or
another administrative or procedural
error occurs that adversely impacts the
eligibility period. The current
regulations do not specifically provide
OPM with this authority. Adding this
provision will avoid having to consider
such an extension through a regulatory
variation under Civil Service Rule 5.1 (5
CFR 5.1).
Section 330.709(a) clarifies that, to
establish selection priority, an ICTAP
eligible must submit all required
materials and eligibility documentation
within the timeframe established by the
agency. The wording of the current
regulation in § 330.704(a)(5) implies that
proof of eligibility does not have to be
submitted within agency established
timeframes, which was not the intent.
This clarification is also proposed for
addition to § 330.611(a).
Subparts H and I remain reserved.
Subpart J is unchanged.
Subparts K and L
We are proposing to remove these
subparts, which provided special
selection priority to certain displaced
employees of the District of Columbia
Department of Corrections and Panama
Canal Zone, respectively. As explained
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above, the statutory authority for these
programs has expired.
For the convenience of the reader, the
proposed part 330 is published in its
entirety.
E.O. 12866, Regulatory Review
This rule has been reviewed by the
Office of Management and Budget in
accordance with E.O. 12866.
Regulatory Flexibility Act
I certify that these regulations would
not have a significant economic impact
on a substantial number of small entities
because they would apply only to
Federal agencies and employees.
List of Subjects
5 CFR Parts 302, 335, and 337
Government employees.
5 CFR Part 330
Armed forces reserves, District of
Columbia, Government employees.
5 CFR Part 410
Education, Government employees.
Office of Personnel Management.
Michael W. Hager,
Acting Director.
Accordingly, OPM proposes to amend
5 CFR parts 302, 330, 335, 337, and 410
as follows:
PART 302—EMPLOYMENT IN THE
EXCEPTED SERVICE
1. The authority citation for part 302
continues to read as follows:
Authority: 5 U.S.C. 1302, 3301, 3302, 8151,
E.O. 10577 (3 CFR 1954–1958 Comp., p. 218);
§ 302.105 also issued under 5 U.S.C. 1104,
Pub. L. 95–454, sec. 3(5); § 302.501 also
issued under 5 U.S.C. 7701 et seq.
§ 302.106
[Amended]
2. In § 302.106, remove the phrase
‘‘§ 330.707 of subpart G’’ and add in its
place the phrase, ‘‘part 330, subpart A’’.
3. Revise part 330 to read as follows:
PART 330—RECRUITMENT,
SELECTION, AND PLACEMENT
(GENERAL)
Subpart A—Filling Vacancies in the
Competitive Service
Sec.
330.101 Definitions.
330.102 Methods of filling vacancies.
330.103 Requirement to notify OPM.
330.104 Required items for a vacancy
announcement.
330.105 Instructions on how to add a
vacancy announcement to USAJOBS.
330.106 Funding.
Subpart B—Reemployment Priority List
(RPL)
330.201 Purpose.
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330.202 Definitions.
330.203 RPL eligibility.
330.204 Agency requirements and
responsibilities.
330.205 Agency RPL applications.
330.206 RPL registration timeframe and
positions.
330.207 Registration area.
330.208 Duration of RPL registration.
330.209 Removal from an RPL.
330.210 Applying RPL placement priority.
330.211 Exceptions to RPL placement
priority.
330.212 Agency flexibilities.
330.213 Selection from an RPL.
330.214 Appeal rights.
Subpart C—[Reserved]
Subpart D—Positions Restricted to
Preference Eligibles
330.401 Restricted positions.
330.402 Exceptions to restriction.
330.403 Positions brought into the
competitive service.
330.404 Displacement of preference
eligibles occupying restricted positions
in contracting out situations.
330.405 Agency placement assistance.
330.406 OPM placement assistance.
330.407 Eligibility for the Interagency
Career Transition Assistance Plan.
Subpart E—Restrictions to Protect
Competitive Principles
330.501 Purpose.
330.502 General restriction on movement
after competitive appointment.
330.503 Ensuring agency compliance with
the principles of open competition.
330.504 Exception to the general restriction.
Subpart F—Agency Career Transition
Assistance Plans (CTAP) for Local Surplus
and Displaced Employees
330.601 Purpose.
330.602 Definitions.
330.603 Requirements for agency CTAPs.
330.604 Requirements for agency CTAP
selection priority.
330.605 Agency responsibilities for wellqualified decisions.
330.606 Minimum criteria for agency wellqualified definition.
330.607 Applying CTAP selection priority.
330.608 Other agency CTAP
responsibilities.
330.609 Exceptions to CTAP selection
priority.
330.610 CTAP eligibility period.
330.611 Establishing CTAP selection
priority.
330.612 Proof of eligibility.
330.613 OPM’s role in CTAP.
Subpart G—Interagency Career Transition
Assistance Plan (ICTAP) for Displaced
Employees
330.701 Purpose.
330.702 Definitions.
330.703 Agency responsibilities for wellqualified decisions.
330.704 Minimum criteria for agency wellqualified definition.
330.705 Applying ICTAP selection priority.
330.706 Other agency ICTAP
responsibilities.
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330.707 Exceptions to ICTAP selection
priority.
330.708 ICTAP eligibility period.
330.709 Establishing ICTAP selection
priority.
330.710 Proof of eligibility.
330.711 OPM’s role in ICTAP.
for which an agency is seeking
applications from outside its current
permanent competitive service
workforce.
§ 330.102
Subparts H–I—[Reserved]
Subpart J—Prohibited Practices
330.1001 Withdrawal from competition.
Subparts K–L—[Reserved]
Authority: 5 U.S.C. 105, 1104, 1302, 3301,
3302, 3304, and 3330; E.O. 10577, 3 CFR,
1954–58 Comp., p. 218.
Section 330.102 also issued under 5 U.S.C.
3327. Subpart B also issued under 5 U.S.C.
3315 and 8151. Section 330.401 also issued
under 5 U.S.C. 3310. Subpart G also issued
under 5 U.S.C. 8337(h) and 8456(b).
Subpart A—Filling Vacancies in the
Competitive Service
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§ 330.101
§ 330.103
Definitions.
In this part:
Agency means:
(1) The executive departments listed
at 5 U.S.C. 101;
(2) The military departments listed at
5 U.S.C. 102;
(3) Government owned corporations
in the executive branch as described at
5 U.S.C. 103;
(4) Independent establishments in the
executive branch as described at 5
U.S.C. 104, including the Nuclear
Regulatory Commission; and
(5) Government Printing Office.
Component means the first major
subdivision of an agency, separately
organized, and clearly distinguished in
work function and operation from other
agency subdivisions, e.g., the Internal
Revenue Service under the Department
of the Treasury or the National Park
Service under the Department of the
Interior.
Local commuting area is defined in
part 351 of this chapter.
Permanent competitive service
workforce and permanent competitive
service employees mean agency
employees in career and career
conditional appointments, tenure
groups I and II, respectively.
Position change is defined in part 210
of this chapter.
Rating of record is defined in part 351
of this chapter.
Representative rate is defined in part
351 of this chapter.
Tenure groups are defined in part 351
of this chapter.
In this subpart:
Vacancy means a vacant position in
the competitive service, regardless of
whether the position will be filled by
permanent or time-limited appointment,
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Methods of filling vacancies.
An agency may fill a vacancy in the
competitive service by any method
authorized in this chapter, including
competitive appointment from a list of
eligibles, noncompetitive appointment
under special authority, reinstatement,
transfer, reassignment, change to lower
grade, or promotion. The agency must
exercise discretion in each personnel
action solely on the basis of merit and
fitness, without regard to political or
religious affiliation, marital status, or
race, and veterans’ preference
entitlements.
Requirement to notify OPM.
An agency must notify OPM promptly
when:
(a) Filling a vacancy for more than
120 days from outside the agency’s
current permanent competitive service
workforce, as required by the
Interagency Career Transition
Assistance Plan, subpart G of this part,
unless the action to be taken is listed in
subpart G as an exception to that
subpart;
(b) Filling any vacancy under the
agency’s merit promotion procedures
when the agency will accept
applications from outside its permanent
competitive service workforce; and
(c) Filling a vacancy by open
competitive examination, including
direct hire procedures under part 337 of
this chapter, or in the Senior Executive
Service, as required by 5 U.S.C. 3327.
§ 330.104 Required items for a vacancy
announcement.
(a) The vacancy announcement must
contain the following information:
(1) Name of issuing agency;
(2) Announcement number;
(3) Position title, series, pay plan, and
grade (or pay rate);
(4) Duty location;
(5) Number of vacancies;
(6) Opening date and application
deadline (closing date), plus any other
information dealing with how
application receipt will be controlled,
such as the use of early cut-off dates,
received, or postmarked date;
(7) Qualification requirements,
including knowledge, skills, and
abilities or competencies;
(8) Starting pay;
(9) Brief description of duties;
(10) Basis of rating;
(11) What to file;
(12) Instructions on how to apply;
(13) Information on how to claim
veterans’ preference, if applicable;
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(14) Definition of ‘‘well-qualified,’’ as
required by subparts F and G of this
part;
(15) Information on how candidates
eligible under subparts F and G of this
part may apply, including required
proof of eligibility;
(16) Contact person or contact point;
(17) Equal employment opportunity
statement (OPM recommends using the
following statement: ‘‘The United States
Government does not discriminate in
employment on the basis of race, color,
religion, sex, national origin, political
affiliation, sexual orientation, marital
status, disability, age, membership in an
employee organization, or other nonmerit factor’’); and
(18) Reasonable accommodation
statement.
(b)(1) An agency may use wording of
its choice in its statement that conveys
the availability of reasonable
accommodation required by
§ 330.104(a)(18). In its reasonable
accommodation statement, an agency
may not list types of medical conditions
or impairments appropriate for
accommodation.
(2) OPM recommends using the
following statement:
‘‘This agency provides reasonable
accommodation to applicants with
disabilities where appropriate. If you
need a reasonable accommodation for
any part of the application and hiring
process, please notify the agency.
Determinations on requests for
reasonable accommodation will be
made on a case-by-case basis.’’
§ 330.105 Instructions on how to add a
vacancy announcement to USAJOBS.
An agency can find the instructions to
add a vacancy announcement to
USAJOBS on OPM’s Web site at https://
www.usajobs.opm.gov. An electronic
file of the complete vacancy
announcement must be included.
§ 330.106
Funding.
Each year, OPM will charge a fee for
the agency’s share of the cost of
providing employment information to
the public and to Federal employees as
authorized by 5 U.S.C. 3330(f).
Subpart B—Reemployment Priority
List (RPL)
§ 330.201
Purpose.
(a) The Reemployment Priority List
(RPL) is a required component of agency
placement programs to assist its current
and former competitive service
employees who will be or were
separated by reduction in force (RIF)
under part 351 of this chapter, or who
have recovered from a compensable
work-related injury after more than 1
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year, as required by part 353 of this
chapter. In filling vacancies, an agency
must give its RPL registrants placement
priority for most competitive service
vacancies before hiring someone from
outside its own permanent competitive
service workforce. An agency may
choose to consider RPL placement
priority candidates before other agency
permanent competitive service
employees under its Career Transition
Assistance Plan (CTAP) established
under subpart F of this part, after
fulfilling agency obligations to its CTAP
selection priority candidates.
(b) Agencies must use an RPL to give
placement priority to their:
(1) Current competitive service
employees with a specific notice of RIF
separation or a Certification of Expected
Separation issued under part 351 of this
chapter;
(2) Former competitive service
employees separated by RIF under part
351 of this chapter; and
(3) Former competitive service
employees fully recovered from a
compensable injury (as defined in part
353 of this chapter) after more than 1
year.
(c) All agency components within the
local commuting area use a single RPL
and are responsible for giving placement
priority to the agency’s RPL registrants.
(d) With prior OPM approval, an
agency may operate an alternate
placement program which satisfies the
basic requirements of this subpart,
including veterans’ preference, as an
exception to the RPL regulations under
this subpart. This provision is limited to
reemployment priority because of RIF
separation and allows agencies to adopt
different placement strategies that are
effective for their programs and satisfy
employee entitlements to reemployment
priority.
sroberts on PROD1PC70 with PROPOSALS
§ 330.202
Definitions.
In this subpart:
Competitive area is defined in part
351 of this chapter.
Competitive service appointment
includes new appointments,
reinstatements, reemployment, and
transfers as defined in part 210 of this
chapter, and conversions as defined in
OPM’s ‘‘Guide to Processing Personnel
Actions.’’
Injury, in relation to the RPL, is
defined in part 353 of this chapter.
Overseas is defined in part 210 of this
chapter.
Qualified refers to an RPL registrant
who:
(1) Meets OPM-established or
-approved qualification standards and
requirements for the position, including
minimum educational requirements,
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and agency-established selective factors
(as this term is used in OPM’s
‘‘Operating Manual: Qualification
Standards for General Schedule
Positions’’);
(2) Will not cause an undue
interruption that would prevent the
completion of required work by the
registrant 90 days after the registrant is
placed in the position (This 90-day
standard should be considered within
the allowable limits of time and quality,
taking into account the pressures of
priorities, deadlines, and other
demands.);
(3) Is physically qualified, with or
without reasonable accommodation, to
perform the duties of the position;
(4) Meets any special OPM-approved
qualifying conditions for the position;
and
(5) Meets any other applicable
requirements for competitive service
appointment.
RPL eligible means a current or former
employee of the agency who meets the
conditions in either paragraph (a) or (b)
of § 330.203. As used in this subpart,
‘‘RPL eligible’’ and ‘‘eligible’’ are
synonymous.
RPL placement priority candidate
means an RPL registrant who is
qualified and available for a specific
agency vacancy.
RPL registrant means an RPL eligible
who submitted a timely RPL application
and who is registered on the agency’s
RPL. As used in this subpart, ‘‘RPL
registrant’’ and ‘‘registrant’’ are
synonymous.
Vacancy means any vacant position to
be filled by a competitive service
permanent or time-limited appointment.
§ 330.203
RPL eligibility.
An employee must meet the
conditions in either paragraph (a) or (b)
of this section to be an RPL eligible.
(a) For eligibility based on part 351 of
this chapter, the employee:
(1) Must be serving in an appointment
in the competitive service in tenure
group I or II;
(2) Must have received either a
specific notice of separation or a
Certification of Expected Separation
under part 351 of this chapter that has
not been cancelled, rescinded, or
modified so that the employee is no
longer under notice of separation;
(3) Must have received a rating of
record of at least fully successful (Level
3) or equivalent as the most recent
performance rating of record; and
(4) Must not have declined an offer
under part 351, subpart G, of this
chapter of a position with the same type
of work schedule and with a
representative rate at least as high as
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that of the position from which the
employee will be separated.
(b) For eligibility based on part 353 of
this chapter, the employee or former
employee:
(1) Must be serving in, or separated
from, an appointment in the competitive
service in tenure group I or II;
(2) Must either have accepted a
position at a lower grade or pay level in
lieu of separation or have been
separated because of a compensable
injury or disability (For the purposes of
this subpart, any reference to the
‘‘position from which or will be
separated’’ includes the position from
which the RPL eligible accepted the
lower graded or pay level position
under this paragraph.);
(3) Must have fully recovered more
than 1 year after compensation began;
and
(4) Must have received notification
from the Office of Workers
Compensation Programs, Department of
Labor, that injury compensation benefits
have ceased or will cease.
§ 330.204 Agency requirements and
responsibilities.
(a) An agency must establish policies
and maintain an RPL for each local
commuting area in which the agency
has RPL eligibles.
(b) An agency must give each RPL
eligible information about its RPL
program, including Merit Systems
Protection Board appeal rights under
§ 330.214, when:
(1) The agency issues a RIF separation
notice or a Certification of Expected
Separation under part 351 of this
chapter; or
(2) The employee accepts a position at
a lower grade or pay level or is
separated from the agency because of a
compensable work-related injury.
(c) An agency must register an RPL
eligible on the appropriate RPL no later
than 10 calendar days after receiving the
eligible’s written application.
(d) Agencies must include in their
RPL policies established under this
subpart how they will assist RPL
eligibles who:
(1) Request an RPL application;
(2) Request help in completing the
RPL application; and
(3) Request help in identifying and
listing on the RPL application those
positions within the agency for which
they are qualified and interested.
(e) An agency must give RPL
registrants placement priority for
personnel actions as described in
§ 330.210.
(f) An agency must not remove an
individual from the RPL under
§ 330.209(a)(1), (b)(1), or (b)(2) without
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evidence (such as a Postal Service
return receipt signed by addressee only)
showing that the offer, inquiry, or
scheduled interview was made in
writing. The written offer, inquiry, or
scheduled interview must clearly state
that failure to respond will result in
removal from the RPL for positions at
that grade or pay level and for positions
at lower grades and pay levels for which
registered.
§ 330.205
Agency RPL applications.
Agencies may develop their own
application format which must, at a
minimum:
(a) Allow an RPL eligible to register
for positions at the same representative
rate and work schedule (full-time, parttime, seasonal, or intermittent) as the
position from which the RPL eligible
was, or will be, separated; and
(b) Allow an RPL eligible to specify
the conditions under which he or she
will accept a position, including grades
or pay levels, appointment type
(permanent or time-limited),
occupations (e.g., position classification
series or career groups), and minimum
number of hours of work per week, as
applicable.
sroberts on PROD1PC70 with PROPOSALS
§ 330.206 RPL registration timeframe and
positions.
(a) To register, an RPL eligible must:
(1) Meet the eligibility conditions
under § 330.203(a) or (b);
(2) Complete an RPL application
prescribed by the current or former
agency and keep the agency informed of
any significant changes in the
information provided; and
(3) Submit the RPL application on or
before the RIF separation date or, if an
RPL eligible under § 330.203(b), within
30 calendar days after the:
(i) Date injury compensation benefits
cease; or
(ii) Date the Department of Labor
denies an appeal for continuation of
injury compensation benefits.
(b) RPL eligibles may register and
receive placement priority for positions
for which they are qualified and that:
(1) Have a representative rate no
higher than the position from which
they were, or will be, separated unless
the eligible was demoted as a tenure
group I or II employee in a previous RIF.
If the eligible was so demoted, the
eligible can register for positions with a
representative rate up to the
representative rate of the position held
on a permanent appointment
immediately before the RIF demotion
was effective;
(2) Have no greater promotion
potential than the position from which
they were, or will be, separated; and
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(3) Have the same type of work
schedule as the position from which
they were, or will be, separated.
commuting area within the United
States that is mutually acceptable to the
eligible and the agency.
§ 330.207
§ 330.208
Registration area.
(a) Except as provided in paragraphs
(b) through (e) of this section, RPL
registration is limited to the local
commuting area in which the eligible
was, or will be, separated.
(b) If the agency has, or will have, no
competitive service positions remaining
in the local commuting area from which
the RPL eligible will be separated under
part 351 of this chapter, the agency may
designate a different local commuting
area where there are continuing
positions for the RPL eligible to exercise
placement priority. The agency has sole
discretion to offer this option and over
which local commuting area to
designate.
(c) If the RPL eligible agreed to
transfer with his or her function under
part 351 of this chapter but will be
separated by RIF from the gaining
competitive area, registration is limited
to the RPL covering the gaining
competitive area’s local commuting
area.
(d) If eligible under § 330.203(b),
registration is initially limited to the
RPL covering the local commuting area
of the position from which the
employee was separated. Agencies must
establish a fair and consistent policy
which permits RPL eligibles to expand
their registration to available local
commuting areas mutually acceptable to
the RPL eligible and the agency, up to
agency-wide as required by 5 U.S.C.
8151. In lieu of expanded registration,
the agency policy may provide for the
RPL eligible to elect to receive
placement priority for the next best
available position in the former local
commuting area.
(e) If the RPL eligible was, or will be,
separated from an overseas position (see
part 301 of this chapter), RPL
registration is limited to the local
commuting area in which the eligible
was, or will be, separated, unless:
(1) The agency approves a written
request by the RPL eligible for
registration in the local commuting area
from which employed for overseas
service, or in another area within the
United States that is mutually
acceptable to the eligible and the
agency; or
(2) The agency has a formal program
for rotating employees between overseas
areas and the United States, and the RPL
eligible’s preceding and prospective
overseas service would exceed the
maximum duration of an overseas duty
tour in the rotation program. In this
case, the eligible may register for a local
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Duration of RPL registration.
(a) RPL registration expires 2 years
from the date of separation under part
351 of this chapter, or 2 years from the
date the agency registers the RPL
eligible under § 330.206(a)(3)(i) or (ii),
unless the registrant is removed from
the RPL for a reason specified in
§ 330.209.
(b) OPM may extend the registration
period when an RPL eligible does not
receive a full 2 years of placement
priority, for example, because of
administrative or procedural error.
§ 330.209
Removal from an RPL.
(a) An RPL registrant is removed from
the RPL at all registered grades or pay
levels if the registrant:
(1) Declines or fails to reply to the
agency’s inquiry about an RPL offer of
a career, career-conditional, or excepted
appointment without time limit for a
position having the same type of work
schedule and a representative rate at
least as high as the position from which
the registrant was, or will be, separated;
(2) Receives a written cancellation,
rescission, or modification to:
(i) The RIF separation notice or
Certification of Expected Separation so
that the employee no longer meets the
conditions for RPL eligibility in
§ 330.203(a); or
(ii) The notification of cessation of
injury compensation benefits so that
injury compensation benefits continue;
(3) Separates from the agency for any
other reason (such as retirement,
resignation, or transfer) before the RIF
separation effective date. Registration
continues if the RPL registrant retires on
or after the RIF separation effective date.
This paragraph does not apply to an
RPL registrant under § 330.203(b);
(4) Requests the agency to remove his
or her name from the RPL;
(5) Is placed in a position without
time limit at any grade or pay level
within the agency;
(6) Is placed in a position under a
career, career-conditional, or excepted
appointment without time limit at any
grade or pay level in any agency; or
(7) Leaves the area covered by an
overseas RPL (see 5 CFR part 301) or is
ineligible for continued overseas
employment because of previous service
or residence.
(b) An RPL registrant is removed from
the RPL at registered grades or pay
levels with a representative rate at and
below the representative rate of a
position offered by the agency if the
offered position is below the last grade
or pay level held and the registrant:
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(1) Declines or fails to reply to the
agency’s inquiry about an RPL offer of
a career, career-conditional, or excepted
appointment without time limit for a
position meeting the acceptable
conditions shown on the RPL
registrant’s application; or
(2) Declines or fails to appear for a
scheduled interview.
(c) An RPL registrant removed from
the RPL under paragraph (b) of this
section at lower grade(s) or pay level(s)
than the last grade or pay level held
remains on the RPL for positions with
a representative rate higher than the
offered position up to the grade or pay
level last held, unless registration
expires or otherwise terminates.
(d) Declination of time-limited
employment does not affect RPL
eligibility.
§ 330.210
priority.
Applying RPL placement
(a) RPL placement priority applies to:
(1) Permanent and time-limited
positions to be filled by competitive
service appointment; and
(2) The grade or pay level at which
the agency fills the position. If a
position is available at multiple grades
or pay levels, placement priority applies
at the grade or pay level at which the
position is ultimately filled.
(b) An agency must not effect a
permanent or time-limited competitive
service appointment of another
individual if there is an RPL placement
priority candidate registered for the
vacancy, unless the action is listed as an
exception in § 330.211.
(c) An agency must document that
there are no RPL placement priority
candidates for the vacancy when
requesting a competitive certificate of
eligibles under part 332 of this chapter.
Similarly, an agency must offer the
vacancy to any RPL placement priority
candidate(s) before effecting an
appointment under a noncompetitive
appointing authority, such as under part
315 of this chapter.
(d) Once an agency has ensured there
are no RPL placement priority
candidates for a particular vacancy and
documents in writing an employment
offer that is accepted by another
individual, the agency may fulfill that
employment offer to that individual.
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§ 330.211
priority.
Exceptions to RPL placement
An agency may effect the following
personnel actions as exceptions to
§ 330.210:
(a) Fill a vacancy with an employee of
the agency’s current permanent
competitive service workforce through
detail or position change, subject to the
requirements of subpart F of this part;
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(b) Appoint a 10-point preference
eligible through an appropriate
appointing authority;
(c) Appoint a current or former
employee exercising restoration rights
under part 353 of this chapter based on
return from military service or recovery
from a compensable injury or disability
within 1 year;
(d) Appoint a current or former
employee exercising other statutory or
regulatory reemployment rights;
(e) Fill a specific position when all
RPL placement priority candidates
decline an offer of the position or fail to
respond to a written agency inquiry
about their availability;
(f) Convert an employee serving under
an appointment that provides
noncompetitive conversion eligibility to
a competitive service appointment,
including from:
(1) A Veterans Recruitment
Appointment under part 307 of this
chapter;
(2) An appointment under 5 U.S.C.
3112 and part 316 of this chapter of a
veteran with a compensable serviceconnected disability of 30 percent or
more; and
(3) An excepted service appointment
under part 213 of this chapter, such as
for persons with disabilities or in the
Presidential Management Fellow
Program, the Student Career Experience
Program, or the Federal Career Intern
Program;
(g) Reappoint without a break in
service to the same position currently
held by an employee serving under a
temporary appointment of 1 year or less
(only to another temporary appointment
not to exceed 1 year or less);
(h) Extend an employee’s temporary
or term appointment up to the
maximum permitted by the
appointment authority or as authorized
by OPM; or
(i) Appoint an individual under an
excepted service appointing authority.
§ 330.212
Agency flexibilities.
An agency may provide the following
flexibilities within its written RPL
policies established under this subpart:
(a) Allow RPL eligibles to register
only for certain sub-areas of a local
commuting area when the agency has
components dispersed throughout a
large commuting area. However, an
agency cannot deny registration
throughout the local commuting area if
the RPL eligible requests it.
(b) Suspend an RPL registration for all
positions, permanent and time-limited,
if the agency is unable, through
documented written means, to contact
the RPL registrant; however, the agency
must reactivate an RPL registration
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when the registrant submits an updated
application or otherwise requests
reactivation in writing. Registration
suspension and reactivation do not
change the expiration date of the
original registration period set in
§ 330.208.
(c)(1) Modify the OPM or OPMapproved qualification standard used to
determine if an RPL eligible is qualified
for a position, provided the:
(i) Exception is applied consistently
and equitably in filling a position;
(ii) RPL registrant meets any
minimum educational requirements for
the position; and
(iii) RPL registrant has the capacity,
adaptability, and special skills needed
to satisfactorily perform the duties and
responsibilities of the position, as
determined by the agency.
(2) Any modification to the
qualification standard under paragraph
(c)(1) of this section does not authorize
a waiver of the selection order required
under § 330.210.
(d) Permit RPL eligibles to register for
positions with work schedules different
from the work schedule of the position
from which they were, or will be,
separated.
(e) Permit RPL registrants to update
their qualifications or conditions for
accepting positions during the RPL
registration period. If adopted, the
agency must update the RPL registrant’s
registration information within 10
calendar days of receipt of the
registrant’s written request. The updated
registration information would apply
only to those vacancies becoming
available after the agency updates the
RPL registrant’s registration.
§ 330.213
Selection from an RPL.
(a) Methods. An agency must adopt
one of the selection methods in
paragraphs (b), (c), or (d) of this section
for a single RPL. The agency may adopt
the same method for each RPL it
establishes or may vary the method by
location, but it must adopt a written
policy for each RPL it establishes and
maintains. While an agency may not
vary the method used for an individual
vacancy, it may at any time change the
selection method for all positions
covered by a single RPL.
(b) Retention standing order. For each
vacancy to be filled, the agency places
qualified RPL placement priority
candidates in tenure group and
subgroup order in accordance with part
351 of this chapter. In making a
selection, an agency may not pass over
a candidate in tenure group I to select
from tenure group II and, within a
tenure group, may not pass over a
candidate in a higher subgroup to select
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from a lower subgroup. Within a
subgroup, an agency may select any
candidate without regard to order of
retention standing.
(c)(1) Numerical scoring. For each
vacancy to be filled, the agency rates
RPL placement priority candidates
according to their job experience and
education. The agency must use jobrelated evaluation criteria for the
position to be filled that is capable of
distinguishing differences in
qualifications measured and must apply
the criteria in a fair and consistent
manner. The agency assigns the
candidates a numerical score of at least
70 on a scale of 100, based on the
evaluation criteria developed under this
paragraph. The agency must grant 5
additional points to veterans’ preference
eligibles under 5 U.S.C. 2108(3)(A) and
(B), and 10 additional points to
veterans’ preference eligibles under 5
U.S.C. 2108(3)(C) through (G).
(2) RPL placement priority candidates
with an eligible numerical score are
ranked in the following order:
(i) Veterans’ preference eligibles
having a compensable serviceconnected disability of 10 percent or
more in the order of their augmented
ratings, unless the position to be filled
is a professional or scientific position at
or above the GS–9 level, or equivalent;
and
(ii) All other candidates in the order
of their augmented ratings. At each
score, candidates entitled to 10 point
veterans’ preference will be entered
ahead of all other candidates, and those
entitled to 5 point veterans’ preference
will be entered ahead of those
candidates not entitled to veterans’
preference.
(3) The agency must make its
selection from among the highest three
candidates available and may not pass
over a veterans’ preference eligible to
select a nonpreference eligible.
(d) Alternative rating and selection.
(1) For each vacancy to be filled, the
agency may use alternative rating (also
called category rating) as described in 5
U.S.C. 3319 and part 337 of this chapter.
The agency assesses RPL placement
priority candidates against job-related
evaluation criteria and then places them
into two or more pre-defined quality
categories.
(2) To use this method, the agency
must:
(i) Establish a system for evaluating
RPL placement priority candidates that
provides for two or more quality
categories;
(ii) Define each quality category
through job analysis conducted in
accordance with the ‘‘Uniform
Guidelines on Employee Selection
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Procedures’’ at 29 CFR part 1607 and
part 300 of this chapter. Each quality
category must have a clear definition
that distinguishes it from other quality
categories; and
(iii) Place candidates into the
appropriate quality categories based
upon their job-related competencies,
knowledge, skills, and abilities.
(3) Veterans’ preference must be
applied as prescribed in 5 U.S.C.
3319(b) and (c)(2). Veterans’ preference
points as prescribed in paragraph (c)(1)
of this section are not applied under this
method.
(4) The agency must make its
selection from the highest quality
category.
(e) Application-based procedure. (1)
An agency may adopt an applicationbased procedure which allows RPL
registrants to apply directly for RPL
placement priority under an advertised
vacancy announcement. Before using
this procedure, the agency must
establish policies and procedures for:
(i) Informing RPL registrants of
available vacancies;
(ii) Informing RPL registrants of
acceptable application formats,
including how to permanently change
initial registration information and how
to apply changes only to the specific
vacancy announcement for which the
application is made;
(iii) Determining the method under
which the RPL registrant will be rated
and ranked (paragraph (b), (c), or (d) of
this section); and
(iv) Informing each RPL registrant
who applies under this method whether
he or she was determined to be an RPL
placement priority candidate and the
outcome of the selection process, if the
candidate was referred for selection.
(2) RPL registrants may not be
removed from the RPL for failure to
apply for a vacancy under this
paragraph. Registration continues until
it expires or the registrant is removed
from the RPL under § 330.209.
§ 330.214
Appeal rights.
An RPL registrant who believes the
agency violated his or her
reemployment rights under this subpart
by employing another person who
otherwise could not have been
appointed properly may appeal to the
Merit Systems Protection Board under
the Board’s regulations.
Subpart C—[Reserved]
Subpart D—Positions Restricted to
Preference Eligibles
§ 330.401
Restricted positions.
Under 5 U.S.C. 3310, competitive
examinations for the positions of
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custodian, elevator operator, guard, and
messenger (referred to in this subpart as
restricted positions) are restricted to
preference eligibles as long as a
preference eligible is available. For more
information on these restricted
positions, refer to the OPM Delegated
Examining Operations Handbook.
§ 330.402
Exceptions to restriction.
(a) An agency may fill a restricted
position with a nonpreference eligible
under the following circumstances:
(1) By competitive examination when
no preference eligible applies;
(2) By position change (promotion,
demotion, or reassignment) to a position
in the organizational entity (i.e., the part
of an agency from which selections are
normally made for promotion or
reassignment to the position in
question) in which the nonpreference
eligible is employed;
(3) By reemployment in the agency
where the nonpreference eligible was
formerly employed when he or she is
being appointed from the
Reemployment Priority List under
subpart B of this part;
(4) By reinstatement in the agency
where the nonpreference eligible was
formerly employed when he or she was
last separated because of disability
retirement; or
(5) By reappointment of certain
temporary employees as provided for in
part 316 of this chapter.
(b) Except as indicated in paragraph
(a) of this section, OPM must authorize
any other agency noncompetitive action
(e.g., under an authority specified in
part 315 of this chapter) to fill a
restricted position with a nonpreference
eligible.
§ 330.403 Positions brought into the
competitive service.
An agency may convert the
appointment of a nonpreference eligible
whose restricted position was brought
into the competitive service under part
316 of this chapter, and who meets the
requirements for conversion under part
315 of this chapter, to career or career
conditional appointment.
§ 330.404 Displacement of preference
eligibles occupying restricted positions in
contracting out situations.
An individual agency and OPM both
have additional responsibilities when
the agency decides, in accordance with
the Office of Management and Budget
(OMB) Circular A–76, to contract out
the work of a preference eligible who
holds a restricted position. These
additional responsibilities as described
in §§ 330.405 and 330.406 are
applicable if a preference eligible holds
a competitive service position that is:
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(a) A restricted position as designated
in 5 U.S.C. 3310 and § 330.401; and
(b) In tenure group I or II, as defined
in § 351.501(b)(1) and (2) of this chapter.
(5 CFR 1.3). These restrictions limit an
appointee’s immediate movement to
another position after appointment from
a competitive certificate of eligibles.
§ 330.405
§ 330.502 General restriction on movement
after competitive appointment.
Agency placement assistance.
An agency that separates a preference
eligible from a restricted position by
reduction in force under part 351 of this
chapter because of a contracting out
situation covered in § 330.404 must,
consistent with § 330.603, advise the
employee of the opportunity to
participate in available career transition
programs. The agency is also
responsible for:
(a) Applying OMB’s policy directives
on the preference eligible’s right of first
refusal for positions that are contracted
out to the private sector; and
(b) Cooperating with State units as
designated or created under title I of the
Workforce Investment Act of 1998 to
retrain displaced preference eligibles for
other continuing positions.
§ 330.406
OPM placement assistance.
OPM’s responsibilities include:
(a) Assisting agencies in operating
positive placement programs, such as
the Career Transition Assistance Plan,
which is authorized by subpart F of this
part;
(b) Providing interagency selection
priority through the Interagency Career
Transition Assistance Plan, which is
authorized by subpart G of this part; and
(c) Encouraging cooperation between
local Federal activities to assist these
displaced preference eligibles in
applying for other Federal positions,
including positions with the U.S. Postal
Service.
§ 330.407 Eligibility for the Interagency
Career Transition Assistance Plan.
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(a) A preference eligible who is
separated from a restricted position by
reduction in force under part 351 of this
chapter because of a contracting out
situation covered in § 330.404 has
interagency selection priority under the
Interagency Career Transition
Assistance Plan, which is authorized by
subpart G of this part.
(b) A preference eligible covered by
this subpart is eligible for the
Interagency Career Transition
Assistance Plan for 2 years following
separation by reduction in force from a
restricted position.
Subpart E—Restrictions to Protect
Competitive Principles
§ 330.501
Purpose.
The restrictions in this subpart are
designed to prevent circumvention of
the open competitive examination
system defined in Civil Service Rule 1.3
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(a) An agency must wait at least 90
days since an employee’s latest
nontemporary competitive appointment
before the agency may take the
following actions:
(1) Promote an employee;
(2) Transfer, reinstate, reassign, or
detail an employee to a different
position; or
(3) Transfer, reinstate, reassign, or
detail an employee to a different
geographical area.
(b) Upon written request from an
agency, OPM may waive the restriction
against movement to a different
geographical area when moving such an
employee is consistent with open
competition principles.
§ 330.503 Ensuring agency compliance
with the principles of open competition.
OPM will review appointments made
from competitive examinations and
subsequent position changes to
determine if agencies are complying
with open competition principles. The
fact that an agency waited 90 days to
make the changes, as required under
this subpart, is not an absolute
protection. If OPM finds that an agency
has not complied with these principles,
either in an individual instance or on a
program-wide basis, OPM will order an
agency to correct the situation.
§ 330.504 Exception to the general
restriction.
The restrictions in this subpart do not
apply to a person who is eligible for a
competitive appointment from a
certificate of eligibles under part 332 of
this chapter.
Subpart F—Agency Career Transition
Assistance Plan (CTAP) for Local
Surplus and Displaced Employees
§ 330.601
Purpose.
(a) Agency Career Transition
Assistance Plans (CTAPs) provide intraagency selection priority for its eligible
surplus and displaced employees. This
subpart sets forth minimum
requirements for agency plans and
establishes requirements for CTAP
selection priority.
(b) Consistent with these regulations
and at their discretion, agencies may
supplement these requirements to
expand career transition opportunities
to their surplus and displaced workers.
(c) With prior OPM approval, an
agency may operate an alternate
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placement program which satisfies the
basic requirements of this subpart as an
exception to CTAP selection priority
under this subpart. This provision
allows agencies to adopt different
placement strategies that are effective
for their programs while satisfying
employee entitlements to selection
priority.
§ 330.602
Definitions.
For purposes of this subpart:
CTAP eligible means an agency
surplus or displaced employee who has
a current performance rating of record of
at least fully successful (Level 3) or
equivalent. As used in this subpart,
‘‘CTAP eligible’’ and ‘‘eligible’’ are
synonymous.
CTAP selection priority candidate
means a CTAP eligible who applied for
and was determined to be well-qualified
by the agency and whom the agency
must select over any other applicant for
the vacancy, unless the action to be
taken is listed as an exception under
§ 330.609.
Displaced means an agency employee
in one of the following two categories:
(1) A current career or careerconditional (tenure group I or II)
competitive service employee at grade
GS–15 (or equivalent) or below who:
(i) Received a reduction in force (RIF)
separation notice under part 351 of this
chapter and has not declined an offer
under part 351, subpart G, of this
chapter of a position with the same type
of work schedule and a representative
rate at least as high as that of the
position from which the employee will
be separated; or
(ii) Received a notice of proposed
removal under part 752 of this chapter
for declining a directed geographic
relocation outside of the local
commuting area (e.g., a directed
reassignment or change in duty station).
(2) A current excepted service
employee on an appointment without
time limit at grade level GS–15 (or
equivalent) or below who:
(i) Is covered by a law providing both
noncompetitive appointment eligibility
to, and selection priority for,
competitive service positions; and
(ii) Received a RIF separation notice
under part 351 of this chapter or a
notice of proposed removal under part
752 of this chapter for declining a
directed geographic relocation outside
the local commuting area (e.g., a
directed reassignment or a change in
duty station).
Surplus means an agency employee in
one of the following three categories:
(1) A current career or careerconditional (tenure group I or II)
competitive service employee at grade
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GS–15 (or equivalent) or below who
received a Certification of Expected
Separation under part 351 of this
chapter or other official agency
certification or notification indicating
that the employee’s position is surplus
(for example, a notice of position
abolishment or a notice of eligibility for
discontinued service retirement).
(2) A current excepted service
employee on an appointment without
time limit at grade GS–15 (or
equivalent) or below who:
(i) Is covered by a law providing both
noncompetitive appointment eligibility
to, and selection priority for,
competitive service positions; and
(ii) Received a Certification of
Expected Separation under part 351 of
this chapter or other official agency
certification or notification indicating
that the employee’s position is surplus
(for example, a notice of position
abolishment or a notice of eligibility for
discontinued service retirement).
(3) A current excepted service
employee on a Schedule A or B
appointment without time limit at grade
level GS–15 (or equivalent) or below
who is in an agency offering CTAP
selection priority to its excepted service
employees and who:
(i) Received a Certification of
Expected Separation under part 351 of
this chapter or other official agency
certification indicating that the
employee is surplus (for example, a
notice of position abolishment, or notice
of eligibility for discontinued service
retirement); or
(ii) Received a RIF notice of
separation under part 351 of this
chapter or a notice of proposed removal
under part 752 of this chapter for
declining a directed geographic
relocation outside the local commuting
area (e.g., a directed reassignment or a
change in duty station).
Vacancy means a vacant competitive
service position at grade GS–15 (or
equivalent) or below to be filled for a
total of 121 days or more, including all
extensions, regardless of whether the
agency issues a specific vacancy
announcement.
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§ 330.603
CTAPs.
Requirements for agency
(a) Each agency must establish a
CTAP for their surplus and displaced
employees. Each agency must send its
plan, and any modifications, to OPM’s
Division of Strategic Human Resources
Policy after approval by an authorized
agency official.
(b) Each agency must uniformly and
consistently apply its CTAP and these
regulations to all surplus and displaced
employees.
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(c) In addition to a description of the
agency’s selection priority policies
required by § 330.604, a CTAP must
describe the agency’s policies with
regard to how it will provide career
transition services to all its surplus and
displaced agency employees, including
excepted service and Senior Executive
Service employees. The plan must
describe:
(1) The types of career transition
services the agency will provide;
(2) Policies on employees’ and former
employees’ use of transition services
and facilities, including:
(i) Excused absences for transitionrelated activities;
(ii) Access to services or facilities after
separation;
(iii) Orientation sessions on career
transition services and information as
described in § 330.608(a) and (b),
respectively;
(iv) Retraining policies;
(v) Access to agency CTAP services
and resources by all employees,
including those with disabilities, those
in field offices, and those in remote
sites;
(vi) Access to other Federal, State, and
local resources available to support
career transition for employees with
disabilities; and
(vii) Availability of employee
assistance programs and services.
(d) An agency’s CTAP must also
describe the agency’s policies and
procedures for its Reemployment
Priority List established under subpart B
of this part and the Interagency Career
Transition Placement Plan established
under subpart G of this part.
§ 330.604 Requirements for agency CTAP
selection priority.
In addition to the overall
requirements of § 330.603, an agency’s
CTAP must describe:
(a) How the agency will provide
CTAP selection priority to surplus and
displaced employees for vacancies in
the local commuting area before
selecting any other candidate from
either within or outside the agency;
(b) Procedures for reviewing CTAP
eligibles’ qualifications and resolving
qualification issues or disputes;
(c) Decisions involving discretionary
areas under § 330.607 (such as whether
excepted service employees will receive
CTAP selection priority, priority of
surplus versus displaced employees,
designation of agency components, and
selection priority beyond the local
commuting area); and
(d) When and how the agency will
inform its surplus and displaced
employees about CTAP eligibility
criteria, as required by § 330.608(b),
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how to apply for agency vacancies, and
how to request CTAP selection priority.
§ 330.605 Agency responsibilities for wellqualified decisions.
(a) An agency must define what
constitutes a well-qualified candidate
for its specific vacancies, consistent
with this subpart, and uniformly apply
that definition to all CTAP eligibles
being considered for the vacancy.
(b) An agency must conduct an
independent second review and
document the specific job-related
reasons whenever a CTAP eligible is
determined to be not well-qualified
under the agency’s definition. The
agency must give the CTAP eligible the
written results of this review as required
by § 330.608(e).
§ 330.606 Minimum criteria for agency
well-qualified definition.
(a) At a minimum, the agency must
define ‘‘well-qualified’’ as having
knowledge, skills, abilities, and/or
competencies clearly exceeding the
minimum qualification requirements for
the vacancy. The agency definition may
or may not equate to the highly or best
qualified assessment criteria established
for the vacancy; however, the agency
definition of ‘‘well-qualified’’ must
satisfy the criteria in paragraph (b) of
this section.
(b) Under an agency’s definition of
‘‘well-qualified,’’ the agency must be
able to determine whether a CTAP
eligible:
(1) Meets the basic eligibility
requirements (including employment
suitability requirements under part 731
of this chapter and any medical
qualifications requirements),
qualification standards (including
minimum educational and experience
requirements), and any applicable
selective factors;
(2) Is physically qualified, with or
without reasonable accommodation, to
perform the essential duties of the
position;
(3) Meets any special qualifying
conditions of the position;
(4) Is able to satisfactorily perform the
duties of the position upon entry; and
(5) At agency discretion, either:
(i) Rates at or above specified level(s)
on all quality ranking factors; or
(ii) Rates above minimally qualified in
the agency’s rating and ranking process.
(c) An agency may include the results
of a scored structured interview process
in determining whether a CTAP eligible
is well-qualified.
§ 330.607
priority.
Applying CTAP selection
(a) An agency must not place any
other candidate from within or outside
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the agency into a vacancy if there is an
available CTAP selection priority
candidate, unless the personnel action
to be effected is an exception under
§ 330.609.
(b) In accordance with the conditions
of part 300, subpart E, of this chapter,
an agency may not procure temporary
help services under that subpart until a
determination is made that no CTAP
eligible is available.
(c) CTAP selection priority applies to
a vacancy that:
(1) Is at a grade or pay level with a
representative rate no higher than the
representative rate of the grade or pay
level of the CTAP eligible’s permanent
position of record;
(2) Has no greater promotion potential
than the CTAP eligible’s permanent
position of record;
(3) Is in the same local commuting
area as the CTAP eligible’s permanent
position of record;
(4) Is filled during the CTAP eligible’s
eligibility period; and, if applicable,
(5) Is filled under the same excepted
appointing authority as the CTAP
eligible’s permanent position of record
if the CTAP eligible is an excepted
service employee and the agency CTAP
provides selection priority in the
excepted service.
(d) An agency may take actions under
§ 335.102 of this chapter to place a
permanent competitive service
employee into a vacancy if there are no
CTAP eligible employees in the local
commuting area or if no CTAP eligibles
apply for the vacancy.
(e) An agency component may place
a component employee within the local
commuting area in the vacancy after the
component applies CTAP selection
priority to its employees.
(f) If there are two or more CTAP
selection priority candidates for a
vacancy, the agency may place any of
them. An agency may decide the
specific order of selection among CTAP
selection priority candidates. For
example, an agency may:
(1) Provide a displaced candidate
higher priority than a surplus candidate;
or
(2) Provide an internal component
candidate higher priority than another
component’s candidate.
(g) After an agency makes the vacancy
available to its CTAP eligibles and
meets its obligation to any CTAP
selection priority candidates, the agency
may place into the vacancy any other
permanent competitive service
candidate from within its workforce,
under appropriate staffing procedures.
(h) An agency may provide CTAP
selection priority to eligible employees
from another commuting area after
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fulfilling its obligation to CTAP
selection priority candidates in the local
commuting area.
(i) An agency may deny a CTAP
eligible future selection priority if the
eligible:
(1) Declines an offer of a permanent
appointment at any grade or pay level
in the competitive or excepted service;
or
(2) Fails to respond within a
reasonable period of time, as defined by
the agency, to an offer of a permanent
appointment at any grade or pay level
in the competitive or excepted service.
(j) Before appointing an individual
from outside the agency’s permanent
competitive service workforce, the
agency must follow the requirements of
subparts B and G of this part.
§ 330.608 Other agency CTAP
responsibilities.
(a) An agency must make a career
transition orientation session available
to all agency surplus and displaced
employees with information on
selection priority under this subpart and
subparts B and G. Such orientation
sessions may be in person or web-based
through an agency automated training
system or intranet.
(b) An agency must give each agency
CTAP eligible written information on
selection priority under its plan,
explaining how to locate and apply for
agency vacancies and request selection
priority. The agency may meet this
requirement by providing a copy of its
CTAP established under § 330.603.
(c) An agency must take reasonable
steps to ensure that agency CTAP
eligibles have access to information on
all vacancies, including how CTAP
eligibles can apply, what proof of
eligibility is required, and the agency
definition of ‘‘well-qualified’’ for the
vacancy.
(d) If the agency can document that
there are no CTAP eligibles in a local
commuting area, the agency need not
post the vacancy for CTAP eligibles.
(e) An agency must provide a CTAP
eligible who applied for a specific
vacancy written notice of the final status
of his or her application, including
whether the eligible was determined to
be well-qualified. The agency notice
must include the results of the
independent, second review under
§ 330.605(b), if applicable; whether
another CTAP selection priority
candidate was hired; whether the
position was filled under an exception
listed in § 330.609; and whether the
recruitment was cancelled.
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§ 330.609
priority.
Exceptions to CTAP selection
An agency may effect the following
personnel actions as exceptions to
§ 330.607:
(a) Reemploy a former agency
employee with regulatory or statutory
reemployment rights, including the
reemployment of an injured worker who
either has been restored to earning
capacity by the Office of Workers’
Compensation Programs, Department of
Labor, or has received a notice that his
or her compensation benefits will cease
because of full recovery from the
disabling injury or illness;
(b) Reassign or demote an employee
under part 432 or 752 of this chapter;
(c) Appoint an individual for a period
limited to 120 or fewer days, including
all extensions;
(d) Reassign agency employees
between or among positions in the local
commuting area (sometimes called job
swaps) when there is no change in grade
or promotion potential and no actual
vacancy results;
(e) Convert an employee currently
serving under an appointment providing
noncompetitive conversion eligibility to
a competitive service appointment,
including from:
(1) A Veterans Recruitment
Appointment under part 307 of this
chapter;
(2) An appointment under 5 U.S.C.
3112 and part 316 of this chapter of a
veteran with a compensable serviceconnected disability of 30 percent or
more; and
(3) An excepted service appointment
under part 213 of this chapter, such as
for persons with disabilities or in the
Presidential Management Fellow
Program, the Student Career Experience
Program, or the Federal Career Intern
Program;
(f) A personnel action taken under, or
specifically in lieu of, part 351 of this
chapter;
(g) A position change of an employee
into a different position as a result of a
formal reorganization, as long as the
former position ceases to exist and no
actual vacancy results;
(h) Assign or exchange an employee
under a statutory program, such as
subchapter VI of chapter 33 of title 5,
United States Code (also called the
Intergovernmental Personnel Act), or
the Information Technology Exchange
Program under chapter 37 of title 5,
United States Code;
(i) Appoint an individual under an
excepted service appointing authority;
(j) A position change of an employee
within the excepted service;
(k) Detail an employee within the
agency;
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(l) Promote an employee for a period
limited to 120 or fewer days, including
all extensions;
(m) A position change of a surplus or
displaced employee in the local
commuting area;
(n) A position change of an employee
under 5 U.S.C. 8337 or 8451 to allow
continued employment of an employee
who is unable to provide useful and
efficient service in his or her current
position because of a medical condition;
(o) A position change of an employee
to a position that constitutes a
reasonable offer as defined in 5 U.S.C.
8336(d) and 8414(b);
(p) A position change of an employee
resulting from a reclassification action
(such as accretion of duties or an action
resulting from application of new
position classification standards);
(q) Promote an employee to the next
higher grade or pay level of a designated
career ladder position;
(r) Recall a seasonal or intermittent
employee from nonpay status;
(s) A position change of an injured or
disabled employee to a position in
which he or she can be reasonably
accommodated;
(t) A personnel action for an employee
pursuant to the settlement of a formal
complaint, grievance, appeal, or other
litigation;
(u) Reassign or demote an employee
under § 315.907 of this chapter for
failure to complete a supervisory or
managerial probationary period;
(v) Retain an individual whose
position is brought into the competitive
service under part 316 of this chapter
and convert that individual, when
applicable, under part 315 of this
chapter;
(w) Retain an employee covered by an
OPM-approved variation under Civil
Service Rule 5.1 (5 CFR 5.1);
(x) Reemploy a former agency
employee who retired under a formal
trial retirement and reemployment
program and who requests
reemployment under the program’s
provisions and applicable time limits;
(y) Extend a time-limited promotion
or appointment up to the maximum
period allowed (including any OPMapproved extensions beyond the
regulatory limit on the time-limited
promotion or appointment), if the
original action was made subject to
CTAP selection priority and the original
announcement or notice stated that the
promotion or appointment could be
extended without further
announcement;
(z) Transfer an employee between
agencies under appropriate authority
during an interagency reorganization,
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interagency transfer of function, or
interagency mass transfer;
(aa) Appoint a member from the
Senior Executive Service into the
competitive service under 5 U.S.C.
3594;
(bb) Transfer an employee voluntarily
from one agency to another under a
Memorandum of Understanding or
similar agreement under appropriate
authority resulting from an interagency
reorganization, interagency transfer of
function, or interagency mass transfer,
when both the agencies and the affected
employee agree to the transfer;
(cc) Reassign an employee whose
position description or other written
mobility agreement provides for
reassignment outside the commuting
area as part of a planned agency
rotational program; or
(dd) Transfer or a position change of
an employee under part 412 of this
chapter.
§ 330.610
CTAP eligibility period.
(a) CTAP eligibility begins on the date
the employee meets the definition of
surplus or displaced in § 330.602.
(b) CTAP eligibility ends on the date
that the employee:
(1) Separates from the agency either
voluntarily or involuntarily;
(2) Receives a notice rescinding,
canceling, or modifying the notice
which established CTAP eligibility so
that the employee no longer meets the
definition of surplus or displaced.
(3) Is placed in another position
within the agency at any grade or pay
level, either permanent or time-limited,
before the agency separates the
employee; or
(4) Is appointed to a career, careerconditional, or excepted appointment
without time limit in any agency at any
grade or pay level.
§ 330.611
priority.
Establishing CTAP selection
(a) CTAP selection priority for a
specific agency vacancy begins when a
CTAP eligible:
(1) Submits all required application
materials, including proof of eligibility,
within agency-established timeframes;
and,
(2) The agency determines the eligible
is well-qualified for the vacancy.
(b) An agency may allow CTAP
eligible employees to become CTAP
selection priority candidates for
positions in other local commuting
areas only if there are no CTAP
selection priority candidates within the
local commuting area of the vacancy.
(c) An agency may deny future CTAP
selection priority for agency positions if
the CTAP eligible declines an offer of
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permanent appointment at any grade
level (whether it is a competitive or
excepted appointment).
§ 330.612
Proof of eligibility.
(a) The CTAP eligible must submit a
copy of one of the documents listed
under the definition of displaced or
surplus in § 330.602 to establish
selection priority under § 330.611.
(b) The CTAP eligible may also
submit a copy of a RIF notice with an
offer of another position, accompanied
by the signed declination of the offer.
The RIF notice must state that
declination of the offer will result in
separation under RIF procedures.
§ 330.613
OPM’s role in CTAP.
OPM has oversight of CTAP and may
conduct reviews of agency compliance
and require corrective action at any
time.
Subpart G—Interagency Career
Transition Assistance Plan (ICTAP) for
Displaced Employees
§ 330.701
Purpose.
The Interagency Career Transition
Assistance Program (ICTAP) provides
eligible displaced Federal employees
with interagency selection priority for
vacancies in agencies that are filling
positions from outside their respective
permanent competitive service
workforces. The ICTAP selection
priority does not apply in the ICTAP
eligible’s current or former agency and
it does not prohibit movement of
permanent competitive service
employees within an agency, as
permitted by subpart F of this part. This
subpart establishes requirements for
ICTAP selection priority.
§ 330.702
Definitions.
In this subpart:
Displaced means an individual in one
of the following categories:
(1) A current career or careerconditional (tenure group I or II)
competitive service employee of any
agency at grade GS–15 (or equivalent) or
below whose current performance rating
of record is at least fully successful
(Level 3) or equivalent and who:
(i) Received a reduction in force (RIF)
separation notice under part 351 of this
chapter and has not declined an offer
under part 351, subpart G, of this
chapter of a position with the same type
of work schedule and a representative
rate at least as high as that of the
position from which the employee will
be separated; or
(ii) Received a notice of proposed
removal under part 752 of this chapter
for declining a directed geographic
relocation outside the local commuting
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area (e.g., a directed reassignment or a
change in duty station).
(2) A former career or careerconditional (tenure group I or II)
competitive service employee of any
agency at grade GS–15 (or equivalent) or
below whose last performance rating of
record was at least fully successful
(Level 3) or equivalent who was either:
(i) Separated by RIF under part 351 of
this chapter and did not decline an offer
under part 351, subpart G, of this
chapter of a position with the same type
of work schedule and a representative
rate at least as high as that of the
position from which the employee was
separated; or
(ii) Removed under part 752 of this
chapter for declining a directed
geographic relocation outside the local
commuting area (e.g., a directed
reassignment or a change in duty
station).
(3) A former career or careerconditional employee of any agency
who was separated because of a
compensable work-related injury or
illness as provided under 5 U.S.C.
chapter 81, subchapter I, whose
compensation was terminated and who
has received certification from the
former employing agency that it is
unable to place the employee as
required by part 353 of this chapter.
(4) A former career or careerconditional (tenure group I or II)
competitive service employee of any
agency who retired with a disability
annuity under 5 U.S.C. 8337 or 8451
and who has received notification from
OPM that the disability annuity has
been or will be terminated.
(5) A former Military Reserve
Technician or National Guard
Technician receiving a special disability
retirement annuity under 5 U.S.C.
8337(h) or 8456 and who has
certification of such annuity from the
military department or National Guard
Bureau.
(6) A current or former excepted
service employee on an appointment
without time limit at grade GS–15 (or
equivalent) or below whose current or
last performance rating of record is or
was at least fully successful (Level 3) or
equivalent and who:
(i) Has been provided by law with
both noncompetitive appointment
eligibility and selection priority for
competitive service positions; and
(ii) Has received a RIF separation
notice under part 351 of this chapter or
notice of proposed removal under part
752 of this chapter for declining a
directed geographic relocation outside
the local commuting area (e.g., a
directed reassignment or a change in
duty station) or has been separated by
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RIF procedures or removed for declining
a geographic relocation outside the local
commuting area.
ICTAP eligible means an individual
who meets the definition of displaced.
As used in this subpart, ‘‘ICTAP
eligible’’ and ‘‘eligible’’ are
synonymous.
ICTAP selection priority candidate
means an ICTAP eligible who applied
for a vacancy, was determined by the
agency to be well-qualified for that
vacancy, and who the agency must
select over any other candidate from
outside the agency’s current competitive
service workforce for the vacancy,
unless the action to be taken is listed as
an exception under § 330.707.
Vacancy means a vacant competitive
service position at grade GS–15 (or
equivalent) or below to be filled for 121
days or more, including extensions.
§ 330.703 Agency responsibilities for wellqualified decisions.
(a) Agencies must define ‘‘wellqualified’’ for their specific vacancies,
consistent with this subpart, and
uniformly apply that definition to all
ICTAP eligibles being considered for the
vacancy.
(b) Agencies must conduct an
independent second review and
document the specific job-related
reasons whenever an ICTAP eligible is
determined to be not well-qualified for
the vacancy under the agency’s
definition. An agency must give the
ICTAP eligible the written results of this
review as required by § 330.706(d).
§ 330.704 Minimum criteria for agency
well-qualified definition.
(a) At a minimum, agencies must
define ‘‘well-qualified’’ as having
knowledge, skills, abilities, and/or
competencies clearly exceeding the
minimum qualification requirements for
the vacancy. The agency definition may
or may not equate to the highly or best
qualified assessment criteria established
for the vacancy; however, the agency
definition of ‘‘well-qualified’’ must
satisfy the criteria in paragraph (b) of
this section.
(b) Under an agency’s definition of
‘‘well-qualified,’’ the agency must be
able to determine whether an ICTAP
eligible:
(1) Meets the basic eligibility
requirements (including employment
suitability requirements under part 731
of this chapter and any medical
qualification requirements),
qualification standards (including
minimum educational and experience
requirements), and any applicable
selective factors;
(2) Is physically qualified, with or
without reasonable accommodation, to
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perform the essential duties of the
position;
(3) Meets any special qualifying
conditions of the position;
(4) Is able to satisfactorily perform the
duties of the position upon entry; and
(5) At agency discretion, either:
(i) Rates at or above specified level(s)
on all quality ranking factors; or
(ii) Rates above minimally qualified in
the agency’s rating and ranking process.
(c) An agency may include the results
of a scored structured interview process
in determining whether an ICTAP
eligible is well-qualified.
§ 330.705
priority.
Applying ICTAP selection
(a) An agency must not appoint any
candidate from outside its permanent
competitive service workforce if there is
an ICTAP selection priority candidate
available for the vacancy, unless the
personnel action to be effected is an
exception under § 330.707.
(b) ICTAP selection priority applies to
a vacancy that:
(1) Is at a grade or pay level with a
representative rate no higher than the
representative rate of the grade or pay
level of the ICTAP eligible’s current or
last permanent position of record;
(2) Has no greater promotion potential
than the ICTAP eligible’s current or last
permanent position of record;
(3) Is in the same local commuting
area as the ICTAP eligible’s current or
last permanent position of record; and
(4) Is filled during the ICTAP
eligible’s eligibility period.
(c) An agency may appoint any ICTAP
selection priority candidate for a
vacancy.
(d)(1) After an agency announces the
vacancy and meets its obligation to any
ICTAP selection priority candidates, the
agency may appoint any other candidate
from outside its current permanent
competitive service workforce, under
appropriate staffing procedures.
(2) An agency may make additional
selections or reissue selection
certificates in accordance with its merit
promotion program without
readvertising for ICTAP eligibles only if
the additional selections are made from
the applicant pool established by the
original vacancy announcement,
including readvertisements for the same
vacancy.
(e) An agency may deny an ICTAP
eligible future selection priority for
vacancies in that agency if the ICTAP
eligible:
(1) Declines an offer of a permanent
appointment at any grade or pay level
in the competitive or excepted service;
or
(2) Fails to respond within a
reasonable period of time, as defined by
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the agency, to an offer or official inquiry
of availability for a permanent
appointment at any grade or pay level
in the competitive or excepted service.
(f) An agency may deny an ICTAP
eligible future selection priority for a
position previously obtained through
ICTAP if the eligible was terminated or
removed from that position under part
432 or 752 of this chapter.
§ 330.706 Other agency ICTAP
responsibilities.
(a) Before appointing any other
candidate from outside the agency’s
permanent competitive service
workforce, the agency must first fulfill
its obligation to any employees entitled
to selection priority under subparts B
and F of this part.
(b) In accordance with the conditions
of part 300, subpart E, of this chapter,
an agency may not procure temporary
help services under that subpart until a
determination is made that no ICTAP
eligible is available.
(c) An agency must announce all
vacancies it intends to fill from outside
its permanent competitive service
workforce. Vacancy announcements
must meet the requirements of subpart
A of this part.
(d) An agency must provide an ICTAP
eligible who applied for a specific
vacancy written notice of the final status
of his or her application, including
whether the eligible was determined to
be well-qualified. The agency notice
must include the results of the
independent second review under
§ 330.703(b), if applicable; whether
another ICTAP selection priority
candidate was hired; whether the
position was filled under an exception
listed in § 330.707; and whether the
recruitment was cancelled.
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§ 330.707
priority.
Exceptions to ICTAP selection
An agency may effect the following
personnel actions as exceptions to
§ 330.705:
(a) Place a current or reinstate a
former agency employee with RPL
selection priority under subpart B of
this part;
(b) A position change of a current
permanent competitive service agency
employee;
(c) Appoint a 10-point veteran
preference eligible through an
appropriate appointing authority;
(d) Reemploy a former agency
employee with regulatory or statutory
reemployment rights, including the
reemployment of an injured worker who
either has been restored to earning
capacity by the Office of Workers’
Compensation Programs, Department of
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Labor, or has received a notice that his
or her compensation benefits will cease
because of recovery from disabling
injury or illness;
(e) Appoint an individual for a period
limited to 120 or fewer days, including
all extensions;
(f) A personnel action effected under,
or specifically in lieu of, part 351 of this
chapter;
(g) Appoint an individual under an
excepted service appointing authority;
(h) Convert an employee serving
under an appointment that provides
noncompetitive conversion eligibility to
a competitive service appointment,
including from:
(1) A Veterans Recruitment
Appointment under part 307 of this
chapter;
(2) An appointment under 5 U.S.C.
3112 and part 316 of this chapter of a
veteran with a compensable serviceconnected disability of 30 percent or
more;
(3) An excepted service appointment
under part 213 of this chapter, such as
for persons with disabilities or in the
Presidential Management Fellow
Program, the Student Career Experience
Program, or the Federal Career Intern
Program;
(i) Transfer an employee between
agencies under appropriate authority
during an interagency reorganization,
interagency transfer of function, or
interagency mass transfer;
(j) Reemploy a former agency
employee who retired under a formal
trial retirement and reemployment
program and who requests
reemployment under the program’s
provisions and applicable time limits;
(k) A personnel action for an
employee pursuant to the settlement of
a formal complaint, grievance, appeal,
or other litigation;
(l) Extend a time-limited appointment
up to the maximum period allowed
(including any OPM-approved
extension past the regulatory limit on
the time-limited appointment), if the
original action was made subject to
ICTAP selection priority and the
original vacancy announcement stated
that the appointment could be extended
without further announcement;
(m) Reappoint a former agency
employee into a hard-to-fill position
requiring unique skills and experience
to conduct a formal skills-based agency
training program;
(n) Retain an individual whose
position is brought into the competitive
service under part 316 of this chapter
and convert that individual, when
applicable, under part 315 of this
chapter;
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(o) Retain an employee covered by an
OPM-approved variation under Civil
Service Rule 5.1 (5 CFR 5.1);
(p) Appoint a member from the Senior
Executive Service into the competitive
service under 5 U.S.C. 3594;
(q) Assign or exchange an employee
under a statutory program, such as
subchapter VI of chapter 33 of title 5,
United States Code (also called the
Intergovernmental Personnel Act), or
the Information Technology Exchange
Program under chapter 37 of title 5,
United States Code;
(r) Detail an employee to another
agency;
(s) Transfer employees under an
OPM-approved interagency job swap
plan designed to facilitate the exchange
of employees between agencies to avoid
or minimize involuntary separations;
(t) Transfer or reinstate an ICTAP
eligible who meets the agency’s
definition of ‘‘well-qualified’’;
(u) Transfer an employee voluntarily
from one agency to another under a
Memorandum of Understanding or
similar agreement under appropriate
authority resulting from an interagency
reorganization, interagency transfer of
function, or interagency realignment,
when both the agencies and the affected
employee agree to the transfer; or
(v) Transfer or a position change of an
employee under part 412 of this chapter.
§ 330.708
ICTAP eligibility period.
(a) ICTAP eligibility begins on the
date the employee or former employee
meets the definition of displaced in
§ 330.702.
(b) ICTAP eligibility ends 1 year from
the date of:
(1) Separation by RIF under part 351
of this chapter;
(2) Removal by the agency under part
752 of this chapter for declining a
directed geographic relocation outside
the local commuting area (e.g., a
directed reassignment or a change in
duty station);
(3) Agency certification that it cannot
place the employee under part 353 of
this chapter; or
(4) OPM notification that an
employee’s disability annuity has been,
or will be, terminated.
(c) ICTAP eligibility ends 2 years after
RIF separation if eligible under subpart
D of this part.
(d) ICTAP eligibility also ends on the
date the eligible:
(1) Receives a notice rescinding,
canceling, or modifying the notice
which established ICTAP eligibility so
that the employee no longer meets the
definition of displaced in § 330.702;
(2) Separates from the agency for any
reason before the RIF or removal
effective date; or
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(3) Is appointed to a career, careerconditional, or excepted appointment
without time limit in any agency at any
grade or pay level.
(e) OPM may extend the eligibility
period when an ICTAP eligible does not
receive a full 1 year (or 2 years under
subpart D of this part) of eligibility, for
example, because of administrative or
procedural error.
§ 330.709
priority.
Establishing ICTAP selection
ICTAP selection priority for a specific
vacancy begins when an ICTAP eligible:
(a) Submits all required application
materials, including proof of eligibility,
within agency-established timeframes;
and
(b) The agency determines the eligible
is well-qualified for the vacancy.
§ 330.710
Proof of eligibility.
(a) The ICTAP eligible must submit a
copy of one of the documents listed
under the definition of displaced in
§ 330.702 to establish selection priority
under § 330.709.
(b) The ICTAP eligible may also
submit a copy of the RIF notice with an
offer of another position accompanied
by the signed declination of that offer.
The RIF notice must state that
declination of the offer will result in
separation under RIF procedures.
§ 330.711
OPM’s role in ICTAP.
Subpart K–L—[Reserved]
PART 335—PROMOTION AND
INTERNAL PLACEMENT
4. The authority citation for part 335
continues to read as follows:
Authority: 5 U.S.C. 3301, 3302, 3330; E.O.
10577, 3 CFR 1954–1958 Comp., p. 218; 5
U.S.C. 3304(f), and Pub. L. 106–117.
§ 335.105
[Amended]
5. In § 335.105, remove the phrase
‘‘§ 330.707 of subpart G’’ and add in its
place the phrase, ‘‘part 330, subpart A’’.
PART 337—EXAMINING SYSTEM
6. The authority citation for part 337
continues to read as follows:
Authority: 5 U.S.C. 1104(a), 1302, 2302,
3301, 3302, 3304, 3319, 5364; E.O. 10577, 3
CFR 1954–1958 Comp., p. 218; 33 FR 12423,
Sept. 4, 1968; and 45 FR 18365, Mar. 21,
1980; 116 Stat. 2135, 2290; and 117 Stat
1392, 1665.
§ 337.203
[Amended]
7. In § 337.203, remove the phrase
‘‘subpart G’’ and add in its place the
phrase, ‘‘subpart A’’.
PART 410—TRAINING
8. The authority citation for part 410
continues to read as follows:
Authority: 5 U.S.C. 4101, et seq.; E.O.
11348, 3 CFR, 1967 Comp., p. 275.
§ 410.307
[Amended]
Subpart J—Prohibited Practices
9. In § 410.307:
a. In paragraph (c)(3), remove the
phrase ‘‘5 CFR 330.604(b) and (f)’’ and
add in its place the phrase, ‘‘5 CFR
330.602’’.
b. In paragraph (c)(4), remove the
phrase ‘‘5 CFR 330.602’’ and add in its
place the phrase, ‘‘5 CFR part 330,
subpart F’’.
§ 330.1001
[FR Doc. E8–20657 Filed 9–5–08; 8:45 am]
OPM has oversight of ICTAP and may
conduct reviews of agency compliance
and require corrective action at any
time.
Subparts H–I—[Reserved]
Withdrawal from competition.
sroberts on PROD1PC70 with PROPOSALS
BILLING CODE 6325–39–P
An applicant for competitive
examination, an eligible on a register,
and an officer or employee in the
Executive branch of the Government
may not persuade, induce, or coerce, or
attempt to persuade, induce, or coerce,
directly or indirectly, a prospective
applicant to withhold filing an
application, or an applicant or eligible
to withdraw from competition or
eligibility, for a position in the
competitive service, for the purpose of
improving or injuring the prospects of
an applicant or eligible for appointment.
OPM will cancel the application or
eligibility of an applicant or eligible
who violates this section, and will
impose such other penalty as it
considers appropriate.
VerDate Aug<31>2005
17:57 Sep 05, 2008
Jkt 214001
FEDERAL ELECTION COMMISSION
11 CFR Parts 100 and 104
[Notice 2008–09]
Reporting Contributions Bundled by
Lobbyists, Registrants and the PACs
of Lobbyists and Registrants
bundled contributions provided by
certain lobbyists, registrants and their
PACs.
The hearing will be held on
Wednesday, September 17, 2008 and
will begin at 9:30 a.m.
DATES:
Commission hearings are
held in the Commission’s ninth floor
meeting room, 999 E Street, NW.,
Washington, DC.
ADDRESSES:
Ms.
Amy L. Rothstein, Assistant General
Counsel, or Ms. Cheryl A.F. Hemsley,
Attorney, 999 E Street, NW.,
Washington, DC 20463, (202) 694–1650
or (800) 424–9530.
FOR FURTHER INFORMATION CONTACT:
On
November 6, 2007, the Commission
published a Notice of Proposed
Rulemaking (‘‘NPRM’’) proposing rules
governing the disclosure of information
about bundled contributions provided
by certain lobbyists, registrants and
their PACs. Reporting Contributions
Bundled by Lobbyists, Registrants and
the PACs of Lobbyists and Registrants,
72 FR 62,600 (Nov. 6, 2007). The
deadline for comments on the NPRM
was Nov. 30, 2007. In the NPRM, the
Commission stated that it would
announce the date of a hearing at a later
date.
Accordingly, the hearing will be held
on Wednesday, September 17, 2008 (see
DATES and ADDRESSES, above).
Witnesses will be limited to those
individuals who indicated in their
timely comments on the NPRM that
they wished to testify at the hearing.
Individuals who plan to attend and
require special assistance, such as sign
language interpretation or other
reasonable accommodations, should
contact Mary Dove, Commission
Secretary, at (202) 694–1040, at least 72
hours prior to the hearing date.
SUPPLEMENTARY INFORMATION:
Dated: September 2, 2008.
On behalf of the Commission.
Ellen Weintraub,
Commissioner, Federal Election Commission.
[FR Doc. E8–20810 Filed 9–5–08; 8:45 am]
BILLING CODE 6715–01–P
Federal Election Commission.
Proposed rule; notice of public
hearing.
AGENCY:
ACTION:
SUMMARY: The Federal Election
Commission is announcing a public
hearing on the proposed rules governing
the disclosure of information about
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08SEP1
Agencies
[Federal Register Volume 73, Number 174 (Monday, September 8, 2008)]
[Proposed Rules]
[Pages 51944-51960]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-20657]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 73, No. 174 / Monday, September 8, 2008 /
Proposed Rules
[[Page 51944]]
OFFICE OF PERSONNEL MANAGEMENT
5 CFR Parts 302, 330, 335, 337, and 410
RIN 3206-AL04
Recruitment, Selection, and Placement (General)
AGENCY: Office of Personnel Management.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Office of Personnel Management (OPM) is proposing to
revise the rules on Federal vacancy announcements, reemployment
priority list requirements, positions restricted to preference
eligibles, time after competitive appointment, the Career Transition
Assistance Plan (CTAP), and the Interagency Career Transition
Assistance Plan (ICTAP). The proposed rules clarify the regulations,
incorporate longstanding OPM policies, revise placement assistance
programs for consistency and effectiveness, remove references to two
expired interagency placement assistance programs, and reorganize
information for ease of reading.
DATES: We will consider comments received on or before November 7,
2008.
ADDRESSES: Send or deliver comments to Angela Bailey, Deputy Associate
Director, Center for Talent and Capacity Policy, Strategic Human
Resources Policy, U.S. Office of Personnel Management, Room 6551, 1900
E Street, NW., Washington, DC 20415-9700; e-mail to employ@opm.gov; or
fax to (202) 606-2329. Comments may also be sent through the Federal
eRulemaking Portal at https://www.regulations.gov. All submissions
received through the Portal must include the agency name and docket
number or the Regulation Identifier Number (RIN) for this rulemaking.
Please specify the subpart and section number for each comment.
FOR FURTHER INFORMATION CONTACT: For subparts A, D, and E, contact
Linda Watson by telephone at (202) 606-0830; TTY at (202) 418-3134; fax
at (202) 606-0390; or e-mail at linda.watson@opm.gov. For all other
subparts, contact Pam Galemore by telephone at (202) 606-0960; TTY at
(202) 418-3134; fax at (202) 606-2329; or e-mail at
pamela.galemore@opm.gov.
SUPPLEMENTARY INFORMATION: The Office of Personnel Management (OPM) is
proposing to revise the regulations in 5 CFR part 330 governing Federal
vacancy announcements, the Reemployment Priority List (RPL), positions
restricted to preference eligibles, time after competitive appointment,
the Career Transition Assistance Plan (CTAP), and the Interagency
Career Transition Assistance Plan (ICTAP). The proposed revisions are
described below under each subpart heading.
The proposed regulations also remove subparts K and L. Subpart K
provided a priority consideration program for eligible displaced
employees of the District of Columbia Department of Corrections. The
statutory authority for this program expired on December 31, 2002.
Subpart L provided selection priority to eligible displaced employees
in the Panama Canal Zone. The statutory authority for this program
expired on December 31, 2000.
Throughout the proposed regulations, OPM has replaced the verb
``shall'' with ``must'' for clarity. OPM intends that any provisions in
this part using the verb ``must'' have the same meaning and effect as
previous provisions in this part using ``shall.''
These proposed regulations also include conforming changes in parts
302--Employment in the Excepted Service, 335--Promotion and Internal
Placement, 337--Examining System, and 410--Training of OPM's
regulations, specifically to revise citations because of the movement
of the rules governing vacancy announcements from subpart G to subpart
A.
Subpart A
We are proposing to retitle Subpart A from ``Discretion in Filling
Vacancies'' to ``Filling Vacancies in the Competitive Service'' to more
accurately reflect the content of the subpart. The proposed revised
subpart A includes a list of specific items that must be included in
all vacancy announcements published on OPM's USAJOBS Web site (which is
the official job site for the Federal Government). Subpart A also adds
requirements mandated by the Veterans Employment Opportunities Act,
which is codified in part at 5 U.S.C. 3304(f)(4). These proposed
changes will support the requirement for specific information in the
vacancy announcement and establish consistency in the information
provided to applicants. OPM's authority to require items in a vacancy
announcement is in 5 U.S.C. 3330.
We are proposing to add definitions in Sec. 330.101 and move the
paragraph about ``agencies covered'' currently in Sec. 330.102 to
Sec. 330.101. These revisions consolidate definitions that are
applicable throughout part 330, and define vacancy solely for the
purposes of subpart A in accordance with 5 U.S.C. 3327.
Under 5 U.S.C. 3330, OPM is required to keep a current list of all
competitive service vacancy announcements for which agencies will
accept applications from outside their respective workforces.
Currently, subpart G of part 330, which covers the Interagency Career
Transition Assistance Plan (ICTAP), contains OPM's regulations
prescribing information that agencies must include in Federal vacancy
announcements (such as title, location, duties, etc.). We are proposing
to move this information from subpart G, Sec. 330.707, to subpart A,
Sec. 330.104, because the reporting requirement applies to all
competitive service vacancy announcements. Conforming revisions to
other CFR parts with the reference to Sec. 330.707 are included with
these proposed regulations.
OPM receives inquiries on a regular basis from agencies concerning
how to add a vacancy announcement to OPM's USAJOBS Web site. We propose
to add in Sec. 330.105 that agencies may locate these instructions on
the Web site at www.usajobs.opm.gov.
Subpart B
Subpart B governs the Reemployment Priority List (RPL), which is
the program an agency must use to meet its statutory reemployment
priority obligations under sections 3315 and 8151 of title 5, United
States Code. Agencies establish an RPL to provide selection priority to
their permanent competitive service employees who were or will be
involuntarily separated through reduction in force (RIF) procedures
under part 351, or who have recovered from a compensable work-related
injury after more than 1 year, as required by 5
[[Page 51945]]
CFR 353.301(b). These employees may register for, and receive selection
priority over, most other candidates from outside the agency's current
permanent competitive service workforce. Agencies must apply veterans'
preference when making RPL placements.
Generally, the proposed revisions to subpart B clarify who is
eligible for the RPL, delete references to outdated material (e.g.,
appointment authorities that no longer exist), and clarify the
operation of the RPL through use of plain language and improved
organization of the material.
We are also proposing to define and rename certain terms (e.g.,
``priority consideration'' to ``placement priority'') to clearly
distinguish the RPL program from other internal agency placement
programs. The proposed regulations also clarify longstanding OPM policy
concerning employees' rights, agency flexibility, and termination of
eligibility.
Other proposed revisions to subpart B include the following:
Section 330.202 adds a ``Definitions'' section for terms used
throughout the subpart. This section includes a definition of Qualified
for RPL purposes. The proposed definition ensures that placement of the
RPL registrant will not detract or hinder mission accomplishment by
requiring that, for RPL placement priority, the placement of the RPL
registrant in the position will not cause an undue interruption to
required work. The undue interruption provision is currently provided
as an exception to the RPL selection order in Sec. 330.207. Adding
this provision as part of the Qualified definition makes the
qualifications required for placement through the RPL consistent with
those required for placement through RIF procedures. Also for
consistency, the term ``selection placement factors'' is revised to
``selective factors'' to align with terminology used in OPM's
``Operating Manual: Qualification Standards for General Schedule
Positions.''
Revised Sec. 330.203 combines the conditions for RPL eligibility
based on recovery from a compensable injury, currently in Sec.
330.204, with RPL eligibility based on a notice of or actual RIF
separation. Section 330.203(a)(2) clarifies that RPL eligibility ends
if the employee receives a written notice of cancellation, rescission,
or modification to the official notice which established RPL
eligibility (for example, the agency cancels the employee's notice of
RIF separation or the agency offers a position with a representative
rate at least as high as that of the position from which the employee
will be separated). In Sec. 330.203(a)(3), we are proposing to raise
the minimum performance rating of record level required for RIF-based
RPL eligibility from a rating above unacceptable (Level 1) to at least
fully successful (Level 3) or equivalent. (The proposed definition of
Rating of record in Sec. 330.202 corresponds to the definition in part
351 to cover those cases where an appraisal system does not have a
summary rating level of fully successful.) The proposed change makes
the rating of record required for RIF-based RPL eligibility consistent
with the minimum performance rating of record required for selection
priority under both the Career Transition Assistance Plan (CTAP) in
subpart F and the Interagency Career Transition Assistance Plan (ICTAP)
in subpart G. A minimum rating of record is not required for RPL
eligibility based on recovery from a compensable work-related injury.
Section 330.204(b) adds a requirement for agencies to provide
information about the agency's RPL program to each RPL eligible
employee when the employee accepts a position at a lower grade or pay
level or separates from the agency because of a compensable work-
related injury. This provision is added to ensure employees are
informed of their rights under 5 U.S.C. 8151.
Section 330.206(a)(3) revises the period for an employee with RPL
eligibility because of a RIF to apply for the agency's RPL. The current
regulation in Sec. 330.202(a)(1) requires the employee to apply within
30 calendar days after the RIF separation date. We propose to require
that RPL eligibles must apply on or before the RIF separation date. The
proposed change is intended to ease the administrative burden on
agencies while allowing a RIF-based RPL eligible at least 60 days (the
minimum notice period under part 351) to apply for registration. We are
not proposing to change the application period for RPL eligibles based
on recovery from a compensable work injury.
Section 330.207 clarifies and expands agency discretion for RPL
registration areas. Specifically, Sec. 330.207(b) allows an agency the
discretion to register an employee in a local commuting area other than
the local commuting area from which the employee will be, or has been,
separated if the agency does not, or will not, have any competitive
service positions remaining in the local commuting area from which the
employee will be, or has been, separated. This provision addresses
closure situations that are not currently covered in the regulations.
The proposed Sec. 330.207(d) requires an agency to establish a
fair and consistent policy for expanding the registration area for an
employee whose RPL eligibility is based on recovery from a compensable
work injury. The current regulation in Sec. 330.206(b) requires an
agency to determine when and how to provide for maximum opportunities
for consideration; however, it does not require an agency to establish
a policy for making such determinations.
The proposed Sec. 330.207(e) deletes Alaska from the current Sec.
330.206(a)(4), concerning RPL eligibility for overseas positions;
Alaska does not meet the definition of ``overseas'' in part 210 of this
chapter.
Section 330.208 changes the period and expiration date of RPL
eligibility from the current period in Sec. 330.203(c) of 2 years from
the date of RPL registration for a tenure group I eligible and 1 year
from the date of RPL registration for a tenure group II eligible. To
ease the administrative burden on agencies and to maximize placement
priority under this program, we propose to change the period and
expiration date for RPL eligibility for both tenure groups to 2 years
from the date of separation by RIF, or from the date of registration if
eligibility is based on recovery from a compensable work injury. We
also propose to add a provision that OPM may extend the eligibility
period when an RPL eligible is not timely registered, for example, due
to an administrative or procedural error. The current regulations do
not specifically provide OPM with this authority. Adding this provision
will avoid having to consider such an extension through a regulatory
variation under Civil Service Rule 5.1 (5 CFR 5.1).
Section 330.209(a)(2) clarifies that an RPL registrant is removed
from the RPL if the registrant receives a written notice of
cancellation, rescission, or modification to the official notice which
established RPL eligibility (for example, the agency cancels the
employee's notice of RIF separation or the agency offers a position
with a representative rate at least as high as that of the position
from which the employee will be separated).
Sections 330.209(a)(5) and (6) clarify that RPL eligibility ends
when the RPL registrant is actually placed in or appointed to a
different position rather than when the registrant ``receives'' an
appointment as currently described in Sec. 330.203(d)(2)(ii).
Section 330.210(a) clarifies that RPL placement priority applies to
permanent and time-limited positions to be filled by competitive
service appointment.
[[Page 51946]]
Section 330.211(a) clarifies that an agency may fill vacancies with
candidates from within its permanent competitive service workforce
without regard to the RPL, after the agency meets its CTAP obligations
under subpart F of part 330.
Paragraphs (d) and (e) of Sec. 330.213 add an alternative rating
and selection procedure (also called category rating) and an
application-based procedure, respectively, to provide agencies with
additional referral and selection methods. The category rating
procedure is derived from 5 U.S.C. 3319, as implemented in 5 CFR part
337 and OPM's ``Delegated Examining Operations Handbook.'' The
application-based procedure is similar to the employee-empowerment
model established under CTAP and ICTAP procedures in subparts F and G
of this part, respectively.
The proposed regulation also deletes current paragraph (c) of Sec.
330.208 concerning agency consideration of sex in determining
qualifications for the RPL; this consideration is part of the
qualification requirements.
Subpart C remains reserved.
Subpart D
We are proposing to revise Sec. Sec. 330.401 through 330.403 to
clarify that the statutory restriction of certain positions to
preference eligibles applies to any competitive examination, regardless
of whether OPM or an agency, through delegated authority under 5 U.S.C.
1104(a)(2), performs the examination. We also specify exceptions to the
restriction and include a staffing procedure inadvertently omitted
during OPM's process of deleting references in the Code of Federal
Regulations to the Federal Personnel Manual (FPM) because of its
sunset. We propose to retitle Sec. 330.401 as ``Restricted
Positions.'' This section identifies the restricted positions covered
in 5 U.S.C. 3310. Definitions of these positions are located in OPM's
Delegated Examining Operations Handbook at https://www.opm.gov/deu.
We are proposing to retitle Sec. 330.402 as ``Exceptions to
Restriction.'' Section 330.402 identifies the types of appointments an
agency may use when filling a restricted position with a nonpreference
eligible. Agencies will be required to obtain OPM's approval prior to
making a selection if the type of appointment is not identified in
Sec. 330.402.
We are proposing to retitle Sec. 330.403 as ``Positions Brought
into the Competitive Service.'' This section includes a staffing
procedure formerly described in the FPM. Under this section, agencies
will be able to convert the appointment of a nonpreference eligible
whose restricted position was brought into the competitive service.
Subpart E
We are proposing to revise this subpart for readability, to delete
a reference to a part-time direct hire program that no longer exists,
and to renumber the sections accordingly.
Subparts F and G
Since the 1940s, and in addition to the statutory RPL, the Federal
Government has had placement assistance programs to help its permanent
workforce transition to other positions when employees have been
adversely affected by reorganizations, reshaping, or contracting-out of
work. These programs support both the Government as a whole and
specific agency missions by preserving the investment in high-quality,
well-trained, experienced employees.
In 1994, Congress directed OPM to study competitive service
placement programs to determine a better Governmentwide approach than
the centralized, list-based programs in use at the time. OPM developed
CTAP and ICTAP in 1995 in conjunction with agencies, labor
organizations, Federal Executive Boards, employees, and other
stakeholders.
The CTAP (which applies in the employee's current agency) and the
ICTAP (which applies to agencies other than the employee's current or
last agency) established under subparts F and G, respectively, provide
selection priority to employees displaced from their jobs through no
fault of their own. Under CTAP and ICTAP, instead of the centralized
listings that were used in the past, eligible employees apply directly
for agency vacancies and receive selection priority only if they are
determined to be well-qualified for the position under the agency's
job-related evaluation criteria.
Throughout subparts F and G, we are proposing to delete duplication
and outdated references, to incorporate longstanding OPM policies and
guidance, to clarify the material by using plain language, and to
reorganize the subparts for ease of use. The proposed revisions clarify
the difference between an employee eligible to apply under CTAP and
ICTAP versus an employee eligible to receive selection priority under
these plans. The proposed revision also clarifies that excepted service
appointments are exempt from CTAP and ICTAP selection priority, which
is limited to competitive service appointments. With this in mind, we
are proposing to revise the definition of agency in Sec. 330.101 to
include entities with positions in the competitive service by statute
or Executive order, which is not clear under the current definitions in
subparts F and G.
We are also proposing to replace the term ``directed reassignment''
with ``directed geographic relocation'' in both subparts. This change
clarifies that declination of any management-directed involuntary
movement to a different commuting area (e.g., reassignment or change in
duty station) establishes eligibility for CTAP and ICTAP selection
priority.
Through these proposed regulations, we are also inviting comments
concerning the exceptions to CTAP and ICTAP selection priority.
Currently, there are numerous exceptions to applying CTAP and ICTAP
selection priority under subparts F and G, respectively. We are
interested in stakeholders' views on the number and types of exceptions
as well as additional exceptions that may be considered necessary for
efficient and effective use of agency workforces. When replying to this
invitation, please indicate the rationale behind proposing to delete or
add specific exceptions.
Subpart F
The following are specific proposed revisions within subpart F:
Section 330.601(c) is revised to delete the specific reference to
the Department of Defense exemption from certain portions of the CTAP
regulations. The revision also provides the same flexibility for
agencies to develop their own internal placement assistance programs as
is available under the RPL regulations in subpart B.
Section 330.602 is revised to delete definitions that have been
consolidated in the proposed subpart A and to add definitions for CTAP
eligible and CTAP selection priority candidate to clarify the
difference between these two terms. The definition of Displaced is
revised to add a provision that the employee must not have declined a
RIF offer under part 351, subpart G, to a position with the same type
of work schedule and a representative rate at least as high as that of
the position from which the employee will be separated. Adding this
provision makes CTAP eligibility consistent with RPL eligibility
criteria. In addition, the proposed regulations move the criteria for
agency definitions of ``well-qualified'' from the definitions section
to a separate section, Sec. 330.606. Each agency is responsible for
defining ``well-qualified'' for the purposes of its CTAP, and the
revised Sec. 330.606
[[Page 51947]]
prescribes the minimum requirements for agency definitions. Because
``well-qualified'' is an agency-defined term, the minimum criteria for
the agency definition are more appropriate in the regulatory text. We
have also deleted from the well-qualified criteria the statement,
``Selective and quality ranking factors cannot be so restrictive that
they run counter to the goal of placing displaced employees'' as
unnecessary. Selective factors and quality ranking factors must be
developed through job analysis and be job-related in accordance with 5
CFR part 300. OPM provides guidance on developing these factors in the
``Delegated Examining Operations Handbook.''
Section 330.606(c) adds a provision that an agency may include the
results of a scored structured interview process to determine whether a
CTAP eligible is well-qualified when such a process is used to assess
the qualified candidates being considered for the vacancy. Many
agencies now use a scored interview as an assessment tool in addition
to the initial evaluation of qualified candidates' applications against
job-related criteria for rating and ranking purposes. Adding this
provision clarifies that the results of this tool can be used in
determining whether candidates are well-qualified. This provision is
also proposed for addition to Sec. 330.704(c).
Section 330.607(b) clarifies the provision in the current
regulations at Sec. 330.606(a) concerning procuring temporary help
services. The clarification states that agencies must make a
determination under part 300, subpart E, that CTAP eligibles are not
available before procuring temporary help services under that subpart.
This provision is also proposed for addition to Sec. 330.706(b).
Section 330.608(a) adds an option for agencies to provide the
required CTAP orientation session in person or through the agency's
automated training system or Intranet.
Section 330.609 moves the list of exceptions to CTAP selection
priority from current Sec. 330.606(d) to a separate section for easier
reference.
Section 330.609(y) (current paragraph (26) of Sec. 330.606)
clarifies an unintentional difference between CTAP and ICTAP under
subpart G which allows program exceptions for extensions of time-
limited promotions and appointments, including OPM-approved extensions.
We are clarifying that OPM-approved exceptions are covered under
subpart G.
Section 330.609(dd) adds an exception to CTAP selection priority to
include placements made under 5 CFR part 412, Senior Executive Service
merit staffing procedures for developmental programs. This exception is
also added at Sec. 330.707(v).
Section 330.611(a) clarifies that, to establish selection priority,
a CTAP eligible must submit all required materials and eligibility
documentation within the timeframe established by the agency. The
wording of the current regulation in Sec. 330.605(a)(5) implies that
proof of eligibility does not have to be submitted within agency-
established timeframes, which was not the intent. This clarification is
also proposed for addition to Sec. 330.709(a).
Subpart G
In addition to the proposed revisions discussed under ``Subparts F
and G'' above, the following are specific proposed revisions within
subpart G.
Section 330.701 deletes outdated material and clarifies that ICTAP
selection priority applies only in agencies other than the employee's
current or former agency. The CTAP and RPL programs provide selection
and placement priority, respectively, in the employee's current or
former agency.
Section 330.702 is revised to delete definitions that have been
consolidated in the proposed subpart A and to revise the definition of
Displaced. Specifically, the proposed revision deletes ``A former
career or career-conditional competitive service employee, in tenure
group 1 or 2, at grades GS-15 level or equivalent or below, who
received a RIF separation notice, and who retired on the effective date
of the RIF or under discontinued service retirement option.'' from the
current definition in Sec. 330.703(b)(5). This provision had the
unintentional result of providing ICTAP selection priority to employees
who left the employing agency before the agency effected the RIF
action. We are proposing to delete this provision to make ICTAP
selection priority consistent with the other placement assistance
programs covered under this part that provide selection priority to
employees whose agency has taken an action. Also, employees may receive
an offer of continued employment during a RIF notice period.
The revised definition of Displaced in Sec. 330.702 also adds a
provision that the employee must not have declined a RIF offer under
part 351, subpart G, to a position with the same type of work schedule
and a representative rate at least as high as that of the position from
which the employee was, or will be, separated. Adding this provision
makes ICTAP eligibility consistent with RPL eligibility criteria.
We added definitions for ICTAP eligible and ICTAP selection
priority candidate to clarify the difference between these two terms.
As discussed under subpart F, we moved the criteria for agency
definitions of ``well-qualified'' from the definitions section to a
separate section, Sec. 330.704, because each agency is responsible for
defining ``well-qualified'' for the purposes of its ICTAP, and the
revised Sec. 330.704 prescribes the minimum requirements for agency
definitions. Because ``well-qualified'' is an agency-defined term, the
minimum criteria for the agency definition are more appropriate in the
regulatory text.
Section 330.704(c) adds a provision that an agency may include the
results of a scored structured interview process to determine whether
an ICTAP eligible is well-qualified when such a process is used to
assess the qualified candidates being considered for the vacancy. As
discussed under subpart F above, many agencies now use a scored
interview as an assessment tool in addition to the initial evaluation
of qualified candidates' applications against job-related criteria for
rating and ranking purposes. Adding this provision clarifies that the
results of this tool can be used in determining whether candidates are
well-qualified. This provision is also proposed for addition to Sec.
330.606(c).
Section 330.705(d)(2) adds provisions for an agency to make
additional selections or reissue selection certificates without re-
determining whether potential ICTAP eligibles are available within the
local commuting area. Under the current regulations, an agency must
determine if ICTAP eligibles are available whenever it makes a
selection that is not an authorized exception to ICTAP. The proposed
Sec. 330.705(d)(2) allows agencies to make additional selections or
reissue a selection certificate from an applicant pool previously
established by a vacancy announcement under which ICTAP eligibles had
an opportunity to apply.
Section 330.705(f) adds a provision that an agency may deny an
ICTAP eligible future selection priority for a position previously
obtained through ICTAP if the eligible was terminated or removed for
cause (e.g., for performance under 5 CFR part 432 or under adverse
actions procedures under 5 CFR part 752) from that position. This could
occur if the ICTAP eligible was placed in a temporary position.
Section 330.707 moves the list of exceptions to ICTAP selection
priority from current Sec. 330.705(b) to a separate section for easier
reference. As
[[Page 51948]]
discussed earlier under subpart A, we are also proposing to revise and
move the information concerning agency requirements for reporting
vacancies to OPM from the current regulation at Sec. 330.707 to
subpart A.
Section 330.707(v) adds an exception to ICTAP to include placements
made under 5 CFR part 412, Senior Executive Service merit staffing
procedures for developmental programs. This exception is also added at
Sec. 330.609(dd).
Section 330.708 clarifies when ICTAP eligibility expires, depending
on the basis for the eligibility. This clarification addresses
inconsistencies in the interpretation of exactly when ICTAP eligibility
expires. For example, some agencies provide selection priority for the
duration of the selection process, meaning until a selection is made,
even though the 1-year period of ICTAP eligibility may have expired
during that process. OPM's intent was always to have a definitive
eligibility cut-off date, consistent with the other placement
assistance programs covered by this part. Agencies retain the option to
select a displaced employee whose ICTAP eligibility has expired under
the reinstatement authority provided by 5 CFR 315.401.
We also propose to add a provision in Sec. 330.708(e) that OPM may
extend the eligibility period when a displaced employee does not
receive timely information on ICTAP eligibility or another
administrative or procedural error occurs that adversely impacts the
eligibility period. The current regulations do not specifically provide
OPM with this authority. Adding this provision will avoid having to
consider such an extension through a regulatory variation under Civil
Service Rule 5.1 (5 CFR 5.1).
Section 330.709(a) clarifies that, to establish selection priority,
an ICTAP eligible must submit all required materials and eligibility
documentation within the timeframe established by the agency. The
wording of the current regulation in Sec. 330.704(a)(5) implies that
proof of eligibility does not have to be submitted within agency
established timeframes, which was not the intent. This clarification is
also proposed for addition to Sec. 330.611(a).
Subparts H and I remain reserved.
Subpart J is unchanged.
Subparts K and L
We are proposing to remove these subparts, which provided special
selection priority to certain displaced employees of the District of
Columbia Department of Corrections and Panama Canal Zone, respectively.
As explained above, the statutory authority for these programs has
expired.
For the convenience of the reader, the proposed part 330 is
published in its entirety.
E.O. 12866, Regulatory Review
This rule has been reviewed by the Office of Management and Budget
in accordance with E.O. 12866.
Regulatory Flexibility Act
I certify that these regulations would not have a significant
economic impact on a substantial number of small entities because they
would apply only to Federal agencies and employees.
List of Subjects
5 CFR Parts 302, 335, and 337
Government employees.
5 CFR Part 330
Armed forces reserves, District of Columbia, Government employees.
5 CFR Part 410
Education, Government employees.
Office of Personnel Management.
Michael W. Hager,
Acting Director.
Accordingly, OPM proposes to amend 5 CFR parts 302, 330, 335, 337,
and 410 as follows:
PART 302--EMPLOYMENT IN THE EXCEPTED SERVICE
1. The authority citation for part 302 continues to read as
follows:
Authority: 5 U.S.C. 1302, 3301, 3302, 8151, E.O. 10577 (3 CFR
1954-1958 Comp., p. 218); Sec. 302.105 also issued under 5 U.S.C.
1104, Pub. L. 95-454, sec. 3(5); Sec. 302.501 also issued under 5
U.S.C. 7701 et seq.
Sec. 302.106 [Amended]
2. In Sec. 302.106, remove the phrase ``Sec. 330.707 of subpart
G'' and add in its place the phrase, ``part 330, subpart A''.
3. Revise part 330 to read as follows:
PART 330--RECRUITMENT, SELECTION, AND PLACEMENT (GENERAL)
Subpart A--Filling Vacancies in the Competitive Service
Sec.
330.101 Definitions.
330.102 Methods of filling vacancies.
330.103 Requirement to notify OPM.
330.104 Required items for a vacancy announcement.
330.105 Instructions on how to add a vacancy announcement to
USAJOBS.
330.106 Funding.
Subpart B--Reemployment Priority List (RPL)
330.201 Purpose.
330.202 Definitions.
330.203 RPL eligibility.
330.204 Agency requirements and responsibilities.
330.205 Agency RPL applications.
330.206 RPL registration timeframe and positions.
330.207 Registration area.
330.208 Duration of RPL registration.
330.209 Removal from an RPL.
330.210 Applying RPL placement priority.
330.211 Exceptions to RPL placement priority.
330.212 Agency flexibilities.
330.213 Selection from an RPL.
330.214 Appeal rights.
Subpart C--[Reserved]
Subpart D--Positions Restricted to Preference Eligibles
330.401 Restricted positions.
330.402 Exceptions to restriction.
330.403 Positions brought into the competitive service.
330.404 Displacement of preference eligibles occupying restricted
positions in contracting out situations.
330.405 Agency placement assistance.
330.406 OPM placement assistance.
330.407 Eligibility for the Interagency Career Transition Assistance
Plan.
Subpart E--Restrictions to Protect Competitive Principles
330.501 Purpose.
330.502 General restriction on movement after competitive
appointment.
330.503 Ensuring agency compliance with the principles of open
competition.
330.504 Exception to the general restriction.
Subpart F--Agency Career Transition Assistance Plans (CTAP) for Local
Surplus and Displaced Employees
330.601 Purpose.
330.602 Definitions.
330.603 Requirements for agency CTAPs.
330.604 Requirements for agency CTAP selection priority.
330.605 Agency responsibilities for well-qualified decisions.
330.606 Minimum criteria for agency well-qualified definition.
330.607 Applying CTAP selection priority.
330.608 Other agency CTAP responsibilities.
330.609 Exceptions to CTAP selection priority.
330.610 CTAP eligibility period.
330.611 Establishing CTAP selection priority.
330.612 Proof of eligibility.
330.613 OPM's role in CTAP.
Subpart G--Interagency Career Transition Assistance Plan (ICTAP) for
Displaced Employees
330.701 Purpose.
330.702 Definitions.
330.703 Agency responsibilities for well-qualified decisions.
330.704 Minimum criteria for agency well-qualified definition.
330.705 Applying ICTAP selection priority.
330.706 Other agency ICTAP responsibilities.
[[Page 51949]]
330.707 Exceptions to ICTAP selection priority.
330.708 ICTAP eligibility period.
330.709 Establishing ICTAP selection priority.
330.710 Proof of eligibility.
330.711 OPM's role in ICTAP.
Subparts H-I--[Reserved]
Subpart J--Prohibited Practices
330.1001 Withdrawal from competition.
Subparts K-L--[Reserved]
Authority: 5 U.S.C. 105, 1104, 1302, 3301, 3302, 3304, and 3330;
E.O. 10577, 3 CFR, 1954-58 Comp., p. 218.
Section 330.102 also issued under 5 U.S.C. 3327. Subpart B also
issued under 5 U.S.C. 3315 and 8151. Section 330.401 also issued
under 5 U.S.C. 3310. Subpart G also issued under 5 U.S.C. 8337(h)
and 8456(b).
Subpart A--Filling Vacancies in the Competitive Service
Sec. 330.101 Definitions.
In this part:
Agency means:
(1) The executive departments listed at 5 U.S.C. 101;
(2) The military departments listed at 5 U.S.C. 102;
(3) Government owned corporations in the executive branch as
described at 5 U.S.C. 103;
(4) Independent establishments in the executive branch as described
at 5 U.S.C. 104, including the Nuclear Regulatory Commission; and
(5) Government Printing Office.
Component means the first major subdivision of an agency,
separately organized, and clearly distinguished in work function and
operation from other agency subdivisions, e.g., the Internal Revenue
Service under the Department of the Treasury or the National Park
Service under the Department of the Interior.
Local commuting area is defined in part 351 of this chapter.
Permanent competitive service workforce and permanent competitive
service employees mean agency employees in career and career
conditional appointments, tenure groups I and II, respectively.
Position change is defined in part 210 of this chapter.
Rating of record is defined in part 351 of this chapter.
Representative rate is defined in part 351 of this chapter.
Tenure groups are defined in part 351 of this chapter.
In this subpart:
Vacancy means a vacant position in the competitive service,
regardless of whether the position will be filled by permanent or time-
limited appointment, for which an agency is seeking applications from
outside its current permanent competitive service workforce.
Sec. 330.102 Methods of filling vacancies.
An agency may fill a vacancy in the competitive service by any
method authorized in this chapter, including competitive appointment
from a list of eligibles, noncompetitive appointment under special
authority, reinstatement, transfer, reassignment, change to lower
grade, or promotion. The agency must exercise discretion in each
personnel action solely on the basis of merit and fitness, without
regard to political or religious affiliation, marital status, or race,
and veterans' preference entitlements.
Sec. 330.103 Requirement to notify OPM.
An agency must notify OPM promptly when:
(a) Filling a vacancy for more than 120 days from outside the
agency's current permanent competitive service workforce, as required
by the Interagency Career Transition Assistance Plan, subpart G of this
part, unless the action to be taken is listed in subpart G as an
exception to that subpart;
(b) Filling any vacancy under the agency's merit promotion
procedures when the agency will accept applications from outside its
permanent competitive service workforce; and
(c) Filling a vacancy by open competitive examination, including
direct hire procedures under part 337 of this chapter, or in the Senior
Executive Service, as required by 5 U.S.C. 3327.
Sec. 330.104 Required items for a vacancy announcement.
(a) The vacancy announcement must contain the following
information:
(1) Name of issuing agency;
(2) Announcement number;
(3) Position title, series, pay plan, and grade (or pay rate);
(4) Duty location;
(5) Number of vacancies;
(6) Opening date and application deadline (closing date), plus any
other information dealing with how application receipt will be
controlled, such as the use of early cut-off dates, received, or
postmarked date;
(7) Qualification requirements, including knowledge, skills, and
abilities or competencies;
(8) Starting pay;
(9) Brief description of duties;
(10) Basis of rating;
(11) What to file;
(12) Instructions on how to apply;
(13) Information on how to claim veterans' preference, if
applicable;
(14) Definition of ``well-qualified,'' as required by subparts F
and G of this part;
(15) Information on how candidates eligible under subparts F and G
of this part may apply, including required proof of eligibility;
(16) Contact person or contact point;
(17) Equal employment opportunity statement (OPM recommends using
the following statement: ``The United States Government does not
discriminate in employment on the basis of race, color, religion, sex,
national origin, political affiliation, sexual orientation, marital
status, disability, age, membership in an employee organization, or
other non-merit factor''); and
(18) Reasonable accommodation statement.
(b)(1) An agency may use wording of its choice in its statement
that conveys the availability of reasonable accommodation required by
Sec. 330.104(a)(18). In its reasonable accommodation statement, an
agency may not list types of medical conditions or impairments
appropriate for accommodation.
(2) OPM recommends using the following statement:
``This agency provides reasonable accommodation to applicants with
disabilities where appropriate. If you need a reasonable accommodation
for any part of the application and hiring process, please notify the
agency. Determinations on requests for reasonable accommodation will be
made on a case-by-case basis.''
Sec. 330.105 Instructions on how to add a vacancy announcement to
USAJOBS.
An agency can find the instructions to add a vacancy announcement
to USAJOBS on OPM's Web site at https://www.usajobs.opm.gov. An
electronic file of the complete vacancy announcement must be included.
Sec. 330.106 Funding.
Each year, OPM will charge a fee for the agency's share of the cost
of providing employment information to the public and to Federal
employees as authorized by 5 U.S.C. 3330(f).
Subpart B--Reemployment Priority List (RPL)
Sec. 330.201 Purpose.
(a) The Reemployment Priority List (RPL) is a required component of
agency placement programs to assist its current and former competitive
service employees who will be or were separated by reduction in force
(RIF) under part 351 of this chapter, or who have recovered from a
compensable work-related injury after more than 1
[[Page 51950]]
year, as required by part 353 of this chapter. In filling vacancies, an
agency must give its RPL registrants placement priority for most
competitive service vacancies before hiring someone from outside its
own permanent competitive service workforce. An agency may choose to
consider RPL placement priority candidates before other agency
permanent competitive service employees under its Career Transition
Assistance Plan (CTAP) established under subpart F of this part, after
fulfilling agency obligations to its CTAP selection priority
candidates.
(b) Agencies must use an RPL to give placement priority to their:
(1) Current competitive service employees with a specific notice of
RIF separation or a Certification of Expected Separation issued under
part 351 of this chapter;
(2) Former competitive service employees separated by RIF under
part 351 of this chapter; and
(3) Former competitive service employees fully recovered from a
compensable injury (as defined in part 353 of this chapter) after more
than 1 year.
(c) All agency components within the local commuting area use a
single RPL and are responsible for giving placement priority to the
agency's RPL registrants.
(d) With prior OPM approval, an agency may operate an alternate
placement program which satisfies the basic requirements of this
subpart, including veterans' preference, as an exception to the RPL
regulations under this subpart. This provision is limited to
reemployment priority because of RIF separation and allows agencies to
adopt different placement strategies that are effective for their
programs and satisfy employee entitlements to reemployment priority.
Sec. 330.202 Definitions.
In this subpart:
Competitive area is defined in part 351 of this chapter.
Competitive service appointment includes new appointments,
reinstatements, reemployment, and transfers as defined in part 210 of
this chapter, and conversions as defined in OPM's ``Guide to Processing
Personnel Actions.''
Injury, in relation to the RPL, is defined in part 353 of this
chapter.
Overseas is defined in part 210 of this chapter.
Qualified refers to an RPL registrant who:
(1) Meets OPM-established or -approved qualification standards and
requirements for the position, including minimum educational
requirements, and agency-established selective factors (as this term is
used in OPM's ``Operating Manual: Qualification Standards for General
Schedule Positions'');
(2) Will not cause an undue interruption that would prevent the
completion of required work by the registrant 90 days after the
registrant is placed in the position (This 90-day standard should be
considered within the allowable limits of time and quality, taking into
account the pressures of priorities, deadlines, and other demands.);
(3) Is physically qualified, with or without reasonable
accommodation, to perform the duties of the position;
(4) Meets any special OPM-approved qualifying conditions for the
position; and
(5) Meets any other applicable requirements for competitive service
appointment.
RPL eligible means a current or former employee of the agency who
meets the conditions in either paragraph (a) or (b) of Sec. 330.203.
As used in this subpart, ``RPL eligible'' and ``eligible'' are
synonymous.
RPL placement priority candidate means an RPL registrant who is
qualified and available for a specific agency vacancy.
RPL registrant means an RPL eligible who submitted a timely RPL
application and who is registered on the agency's RPL. As used in this
subpart, ``RPL registrant'' and ``registrant'' are synonymous.
Vacancy means any vacant position to be filled by a competitive
service permanent or time-limited appointment.
Sec. 330.203 RPL eligibility.
An employee must meet the conditions in either paragraph (a) or (b)
of this section to be an RPL eligible.
(a) For eligibility based on part 351 of this chapter, the
employee:
(1) Must be serving in an appointment in the competitive service in
tenure group I or II;
(2) Must have received either a specific notice of separation or a
Certification of Expected Separation under part 351 of this chapter
that has not been cancelled, rescinded, or modified so that the
employee is no longer under notice of separation;
(3) Must have received a rating of record of at least fully
successful (Level 3) or equivalent as the most recent performance
rating of record; and
(4) Must not have declined an offer under part 351, subpart G, of
this chapter of a position with the same type of work schedule and with
a representative rate at least as high as that of the position from
which the employee will be separated.
(b) For eligibility based on part 353 of this chapter, the employee
or former employee:
(1) Must be serving in, or separated from, an appointment in the
competitive service in tenure group I or II;
(2) Must either have accepted a position at a lower grade or pay
level in lieu of separation or have been separated because of a
compensable injury or disability (For the purposes of this subpart, any
reference to the ``position from which or will be separated'' includes
the position from which the RPL eligible accepted the lower graded or
pay level position under this paragraph.);
(3) Must have fully recovered more than 1 year after compensation
began; and
(4) Must have received notification from the Office of Workers
Compensation Programs, Department of Labor, that injury compensation
benefits have ceased or will cease.
Sec. 330.204 Agency requirements and responsibilities.
(a) An agency must establish policies and maintain an RPL for each
local commuting area in which the agency has RPL eligibles.
(b) An agency must give each RPL eligible information about its RPL
program, including Merit Systems Protection Board appeal rights under
Sec. 330.214, when:
(1) The agency issues a RIF separation notice or a Certification of
Expected Separation under part 351 of this chapter; or
(2) The employee accepts a position at a lower grade or pay level
or is separated from the agency because of a compensable work-related
injury.
(c) An agency must register an RPL eligible on the appropriate RPL
no later than 10 calendar days after receiving the eligible's written
application.
(d) Agencies must include in their RPL policies established under
this subpart how they will assist RPL eligibles who:
(1) Request an RPL application;
(2) Request help in completing the RPL application; and
(3) Request help in identifying and listing on the RPL application
those positions within the agency for which they are qualified and
interested.
(e) An agency must give RPL registrants placement priority for
personnel actions as described in Sec. 330.210.
(f) An agency must not remove an individual from the RPL under
Sec. 330.209(a)(1), (b)(1), or (b)(2) without
[[Page 51951]]
evidence (such as a Postal Service return receipt signed by addressee
only) showing that the offer, inquiry, or scheduled interview was made
in writing. The written offer, inquiry, or scheduled interview must
clearly state that failure to respond will result in removal from the
RPL for positions at that grade or pay level and for positions at lower
grades and pay levels for which registered.
Sec. 330.205 Agency RPL applications.
Agencies may develop their own application format which must, at a
minimum:
(a) Allow an RPL eligible to register for positions at the same
representative rate and work schedule (full-time, part-time, seasonal,
or intermittent) as the position from which the RPL eligible was, or
will be, separated; and
(b) Allow an RPL eligible to specify the conditions under which he
or she will accept a position, including grades or pay levels,
appointment type (permanent or time-limited), occupations (e.g.,
position classification series or career groups), and minimum number of
hours of work per week, as applicable.
Sec. 330.206 RPL registration timeframe and positions.
(a) To register, an RPL eligible must:
(1) Meet the eligibility conditions under Sec. 330.203(a) or (b);
(2) Complete an RPL application prescribed by the current or former
agency and keep the agency informed of any significant changes in the
information provided; and
(3) Submit the RPL application on or before the RIF separation date
or, if an RPL eligible under Sec. 330.203(b), within 30 calendar days
after the:
(i) Date injury compensation benefits cease; or
(ii) Date the Department of Labor denies an appeal for continuation
of injury compensation benefits.
(b) RPL eligibles may register and receive placement priority for
positions for which they are qualified and that:
(1) Have a representative rate no higher than the position from
which they were, or will be, separated unless the eligible was demoted
as a tenure group I or II employee in a previous RIF. If the eligible
was so demoted, the eligible can register for positions with a
representative rate up to the representative rate of the position held
on a permanent appointment immediately before the RIF demotion was
effective;
(2) Have no greater promotion potential than the position from
which they were, or will be, separated; and
(3) Have the same type of work schedule as the position from which
they were, or will be, separated.
Sec. 330.207 Registration area.
(a) Except as provided in paragraphs (b) through (e) of this
section, RPL registration is limited to the local commuting area in
which the eligible was, or will be, separated.
(b) If the agency has, or will have, no competitive service
positions remaining in the local commuting area from which the RPL
eligible will be separated under part 351 of this chapter, the agency
may designate a different local commuting area where there are
continuing positions for the RPL eligible to exercise placement
priority. The agency has sole discretion to offer this option and over
which local commuting area to designate.
(c) If the RPL eligible agreed to transfer with his or her function
under part 351 of this chapter but will be separated by RIF from the
gaining competitive area, registration is limited to the RPL covering
the gaining competitive area's local commuting area.
(d) If eligible under Sec. 330.203(b), registration is initially
limited to the RPL covering the local commuting area of the position
from which the employee was separated. Agencies must establish a fair
and consistent policy which permits RPL eligibles to expand their
registration to available local commuting areas mutually acceptable to
the RPL eligible and the agency, up to agency-wide as required by 5
U.S.C. 8151. In lieu of expanded registration, the agency policy may
provide for the RPL eligible to elect to receive placement priority for
the next best available position in the former local commuting area.
(e) If the RPL eligible was, or will be, separated from an overseas
position (see part 301 of this chapter), RPL registration is limited to
the local commuting area in which the eligible was, or will be,
separated, unless:
(1) The agency approves a written request by the RPL eligible for
registration in the local commuting area from which employed for
overseas service, or in another area within the United States that is
mutually acceptable to the eligible and the agency; or
(2) The agency has a formal program for rotating employees between
overseas areas and the United States, and the RPL eligible's preceding
and prospective overseas service would exceed the maximum duration of
an overseas duty tour in the rotation program. In this case, the
eligible may register for a local commuting area within the United
States that is mutually acceptable to the eligible and the agency.
Sec. 330.208 Duration of RPL registration.
(a) RPL registration expires 2 years from the date of separation
under part 351 of this chapter, or 2 years from the date the agency
registers the RPL eligible under Sec. 330.206(a)(3)(i) or (ii), unless
the registrant is removed from the RPL for a reason specified in Sec.
330.209.
(b) OPM may extend the registration period when an RPL eligible
does not receive a full 2 years of placement priority, for example,
because of administrative or procedural error.
Sec. 330.209 Removal from an RPL.
(a) An RPL registrant is removed from the RPL at all registered
grades or pay levels if the registrant:
(1) Declines or fails to reply to the agency's inquiry about an RPL
offer of a career, career-conditional, or excepted appointment without
time limit for a position having the same type of work schedule and a
representative rate at least as high as the position from which the
registrant was, or will be, separated;
(2) Receives a written cancellation, rescission, or modification
to:
(i) The RIF separation notice or Certification of Expected
Separation so that the employee no longer meets the conditions for RPL
eligibility in Sec. 330.203(a); or
(ii) The notification of cessation of injury compensation benefits
so that injury compensation benefits continue;
(3) Separates from the agency for any other reason (such as
retirement, resignation, or transfer) before the RIF separation
effective date. Registration continues if the RPL registrant retires on
or after the RIF separation effective date. This paragraph does not
apply to an RPL registrant under Sec. 330.203(b);
(4) Requests the agency to remove his or her name from the RPL;
(5) Is placed in a position without time limit at any grade or pay
level within the agency;
(6) Is placed in a position under a career, career-conditional, or
excepted appointment without time limit at any grade or pay level in
any agency; or
(7) Leaves the area covered by an overseas RPL (see 5 CFR part 301)
or is ineligible for continued overseas employment because of previous
service or residence.
(b) An RPL registrant is removed from the RPL at registered grades
or pay levels with a representative rate at and below the
representative rate of a position offered by the agency if the offered
position is below the last grade or pay level held and the registrant:
[[Page 51952]]
(1) Declines or fails to reply to the agency's inquiry about an RPL
offer of a career, career-conditional, or excepted appointment without
time limit for a position meeting the acceptable conditions shown on
the RPL registrant's application; or
(2) Declines or fails to appear for a scheduled interview.
(c) An RPL registrant removed from the RPL under paragraph (b) of
this section at lower grade(s) or pay level(s) than the last grade or
pay level held remains on the RPL for positions with a representative
rate higher than the offered position up to the grade or pay level last
held, unless registration expires or otherwise terminates.
(d) Declination of time-limited employment does not affect RPL
eligibility.
Sec. 330.210 Applying RPL placement priority.
(a) RPL placement priority applies to:
(1) Permanent and time-limited positions to be filled by
competitive service appointment; and
(2) The grade or pay level at which the agency fills the position.
If a position is available at multiple grades or pay levels, placement
priority applies at the grade or pay level at which the position is
ultimately filled.
(b) An agency must not effect a permanent or time-limited
competitive service appointment of another individual if there is an
RPL placement priority candidate registered for the vacancy, unless the
action is listed as an exception in Sec. 330.211.
(c) An agency must document that there are no RPL placement
priority candidates for the vacancy when requesting a competitive
certificate of eligibles under part 332 of this chapter. Similarly, an
agency must offer the vacancy to any RPL placement priority
candidate(s) before effecting an appointment under a noncompetitive
appointing authority, such as under part 315 of this chapter.
(d) Once an agency has ensured there are no RPL placement priority
candidates for a particular vacancy and documents in writing an
employment offer that is accepted by another individual, the agency may
fulfill that employment offer to that individual.
Sec. 330.211 Exceptions to RPL placement priority.
An agency may effect the following personnel actions as exceptions
to Sec. 330.210:
(a) Fill a vacancy with an employee of the agency's current
permanent competitive service workforce through detail or position
change, subject to the requirements of subpart F of this part;
(b) Appoint a 10-point preference eligible through an appropriate
appointing authority;
(c) Appoint a current or former employee exercising restoration
rights under part 353 of this chapter based on return from military
service or recovery from a compensable injury or disability within 1
year;
(d) Appoint a current or former employee exercising other statutory
or regulatory reemployment rights;
(e) Fill a specific position when all RPL placement priority
candidates decline an offer of the position or fail to respond to a
written agency inquiry about their availability;
(f) Convert an employee serving under an appointment that provides
noncompetitive conversion eligibility to a competitive service
appointment, including from:
(1) A Veterans Recruitment Appointment under part 307 of this
chapter;
(2) An appointment under 5 U.S.C. 3112 and part 316 of this chapter
of a veteran with a compensable service-connected disability of 30
percent or more; and
(3) An excepted service appointment under part 213 of this chapter,
such as for persons with disabilities or in the Presidential Management
Fellow Program, the Student Career Experience Program, or the Federal
Career Intern Program;
(g) Reappoint without a break in service to the same position
currently held by an employee serving under a temporary appointment of
1 year or less (only to another temporary appointment not to exceed 1
year or less);
(h) Extend an employee's temporary or term appointment up to the
maximum permitted by the appointment authority or as authorized by OPM;
or
(i) Appoint an individual under an excepted service appointing
authority.
Sec. 330.212 Agency flexibilities.
An agency may provide the following flexibilities within its
written RPL policies established under this subpart:
(a) Allow RPL eligibles to register only for certain sub-areas of a
local commuting area when the agency has components dispersed
throughout a large commuting area. However, an agency cannot deny
registration throughout the local commuting area if the RPL eligible
requests it.
(b) Suspend an RPL registration for all positions, permanent and
time-limited, if the agency is unable, through documented written
means, to contact the RPL registrant; however, the agency must
reactivate an RPL registration when the registrant submits an updated
application or otherwise requests reactivation in writing. Registration
suspension and reactivation do not change the expiration date of the
original registration period set in Sec. 330.208.
(c)(1) Modify the OPM or OPM-approved qualification standard used
to determine if an RPL eligible is qualified for a position, provided
the:
(i) Exception is applied consistently and equitably in filling a
position;
(ii) RPL registrant meets any minimum educational requirements for
the position; and
(iii) RPL registrant has the capacity, adaptability, and special
skills needed to satisfactorily perform the duties and responsibilities
of the position, as determined by the agency.
(2) Any modification to the qualification standard under paragraph
(c)(1) of this section does not authorize a waiver of the selection
order required under Sec. 330.210.
(d) Permit RPL eligibles to register for positions with work
schedules different from the work schedule of the position from which
they were, or will be, separated.
(e) Permit RPL registrants to update their qualifications or
conditions for accepting positions during the RPL registration period.
If adopted, the agency must update the RPL registrant's registration
information within 10 calendar days of receipt of the registrant's
written request. The updated registration information would apply only
to those vacancies becoming available after the agency updates the RPL
registrant's registration.
Sec. 330.213 Selection from an RPL.
(a) Methods. An agency must adopt one of the selection methods in
paragraphs (b), (c), or (d) of this section for a single RPL. The
agency may adopt the same method for each RPL it establishes or may
vary the method by location, but it must adopt a written policy for
each RPL it establishes and maintains. While an agency may not vary the
method used for an individual vacancy, it may at any time change the
selection method for all positions covered by a single RPL.
(b) Retention standing order. For each vacancy to be filled, the
agency places qualified RPL placement priority candidates in tenure
group and subgroup order in accordance with part 351 of this chapter.
In making a selection, an agency may not pass over a candidate in
tenure group I to select from tenure group II and, within a tenure
group, may not pass over a candidate in a higher subgroup to select
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from a lower subgroup. Within a subgroup, an agency may select any
candidate without regard to order of retention standing.
(c)(1) Numerical scoring. For each vacancy to be filled, the age