Endangered and Threatened Species; Proposed Critical Habitat for the Gulf of Maine Distinct Population Segment of Atlantic Salmon, 51747-51781 [E8-20603]
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Federal Register / Vol. 73, No. 173 / Friday, September 5, 2008 / Proposed Rules
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List of Subjects in 18 CFR Part 35
Electric power rates, Electric utilities,
Reporting and recordkeeping
requirements.
By the Commission.
Kimberly D. Bose,
Secretary.
[FR Doc. E8–20546 Filed 9–4–08; 8:45 am]
Background
The notice of proposed rulemaking by
cross-reference to temporary regulations
(REG–161695–04) that is the subject of
this correction is under section 1301 of
the Internal Revenue Code.
Need for Correction
As published, REG–161695–04
contains an error that may prove to be
misleading and is in need of
clarification.
Correction of Publication
Accordingly, the publication of the
proposed rulemaking by cross-reference
to temporary regulations (REG–161695–
04), which was the subject of FR Doc.
E8–16664, is corrected as follows:
On page 42538, column 2, in the
preamble, under the caption ‘‘For
Further Information Contact’’, line 2, the
language ‘‘Amy Pfalzgraf, (202) 622–
4950 (not a‘‘ is corrected to read ‘‘Amy
Pfalzgraf (202) 622–4960 (not a‘‘.
LaNita Van Dyke,
Chief, Publications and Regulations Branch,
Legal Processing Division, Associate Chief
Counsel, (Procedure and Administration).
[FR Doc. E8–20552 Filed 9–4–08; 8:45 am]
BILLING CODE 4830–01–P
BILLING CODE 6717–01–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
DEPARTMENT OF THE TREASURY
50 CFR Part 226
Internal Revenue Service
[Docket No. 0808061060–81062–01]
26 CFR Part 1
RIN 0648–AW77
[REG–161695–04]
Endangered and Threatened Species;
Proposed Critical Habitat for the Gulf
of Maine Distinct Population Segment
of Atlantic Salmon
RIN 1545–BE23
Farmer and Fisherman Income
Averaging; Correction
Internal Revenue Service (IRS),
Treasury.
ACTION: Correction to notice of proposed
rulemaking by cross-reference to
temporary regulations.
AGENCY:
This document corrects a
notice of proposed rulemaking by crossreference to temporary regulations
(REG–161695–04) that was published in
the Federal Register on Tuesday, July
22, 2008 (73 FR 42538) relating to the
averaging of farm and fishing income in
computing income tax liability.
FOR FURTHER INFORMATION CONTACT:
Amy Pfalzgraf, (202) 622–4960 (not a
toll-free number).
SUPPLEMENTARY INFORMATION:
jlentini on PROD1PC65 with PROPOSALS
SUMMARY:
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National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
SUMMARY: We, the National Marine
Fisheries Service (NMFS), propose to
designate critical habitat for the Gulf of
Maine Distinct Population Segment
(GOM DPS) of Atlantic salmon (Salmo
salar). We previously determined that
naturally spawned and several hatchery
populations of Atlantic salmon which
constituted the GOM DPS warrant
listing as endangered under the
Endangered Species Act of 1973, as
amended (ESA). We are required to
designate critical habitat for the GOM
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DPS as a result of this listing. We
propose to designate as critical habitat
45 specific areas occupied by Atlantic
salmon at the time of listing that
comprise approximately 203,781 km of
perennial river, stream, and estuary
habitat and 868 square km of lake
habitat within the range of the GOM
DPS and on which are found those
physical and biological features
essential to the conservation of the
species. The entire occupied range of
the GOM DPS in which critical habitat
is being proposed is within the State of
Maine. We propose to exclude
approximately 1,463 km of river, stream,
and estuary habitat and 115 square km
of lake habitat from critical habitat
pursuant to section 4(b)(2) of the ESA.
DATES: Comments on this proposal must
be received by November 4, 2008. Two
public hearings on the proposed rule
will be held in conjunction with the
Atlantic salmon proposed listing rule
(See the notice, Proposed Endangered
Status for the Gulf of Maine Distinct
Population Segment of Atlantic Salmon,
published in the Proposed Rules section
of the September 3, 2008, issue of the
Federal Register) and we will alert the
public of the locations and dates of
those hearings in a subsequent Federal
Register notice.
ADDRESSES: You may submit comments,
identified by RIN 0648–AW77, by any of
the following methods:
• Electronic Submission: Submit all
electronic public comments via the
Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Mail: Assistant Regional
Administrator, Protected Resources
Division, NMFS, Northeast Regional
Office, Protected Resources Division,
One Blackburn Drive, Gloucester, MA
01930.
• Facsimile (fax) to: 207–866–7342,
Attention: Dan Kircheis.
Instructions: All comments received
are a part of the public record and will
generally be posted to https://
www.regulations.gov without change.
All personal identifying information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
information or otherwise sensitive or
protected information. NMFS will
accept anonymous comments (enter
N/A in the required fields, if you wish
to remain anonymous). Attachments to
electronic comments will be accepted in
Microsoft Word, Excel, Word Perfect, or
Adobe PDF file formats only.
The proposed rule, list of references
and supporting documents, including
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the Biological Valuation, Economic
Analysis, IRFA Analysis, and 4(b)(2)
Report, are also available electronically
at the NMFS Web site https://
www.nero.noaa.gov/prot_res/
altsalmon/.
FOR FURTHER INFORMATION CONTACT: Dan
Kircheis, NMFS, at 207–866–7320,
dan.kircheis@noaa.gov; Mary Colligan,
NMFS, at 978–281–9116; or Marta
Nammack, 301–713–1401.
SUPPLEMENTARY INFORMATION:
jlentini on PROD1PC65 with PROPOSALS
Background
NMFS and the U.S. Fish and Wildlife
Service (USFWS; collectively ‘‘the
Services’’) issued a final rule listing the
GOM DPS of Atlantic salmon as
endangered on November 17, 2000 (65
FR 69459). The GOM DPS was defined
in the 2000 rule as all naturally
reproducing wild populations and those
river-specific hatchery populations of
Atlantic salmon, having historical riverspecific characteristics found north of
and including tributaries of the lower
Kennebec River to, but not including,
the mouth of the St. Croix River at the
U.S.-Canada border and the Penobscot
River above the site of the former
Bangor Dam.
In September of 2006, a new Status
Review for Atlantic salmon in the
United States (Status Review report)
was made available to the public
(https://www.nmfs.noaa.gov/pr/pdfs/
statusreviews/atlanticsalmon.pdf). The
2006 Status Review report identified the
GOM DPS of Atlantic salmon as being
comprised of all anadromous Atlantic
salmon whose freshwater range occurs
in the watersheds of the Androscoggin
River northward along the Maine coast
to the Dennys River, including all
associated conservation hatchery
populations used to supplement natural
populations; currently, such
populations are maintained at Green
Lake and Craig Brook National Fish
Hatcheries. The most substantial
difference between the 2000 GOM DPS
and the GOM DPS described in the 2006
Status Review report is the inclusion of
the Androscoggin, Kennebec, and
Penobscot River basins. Subsequent to
the 2006 Status Review report, the
Services proposed to list Atlantic
salmon in the GOM DPS as endangered
(See the notice, Proposed Endangered
Status for the Gulf of Maine Distinct
Population Segment of Atlantic Salmon,
published in the Proposed Rules section
of the September 3, 2008, issue of the
Federal Register).
This proposed rule would designate
critical habitat for the GOM DPS
pursuant to section 4(b)(2) of the ESA.
Critical habitat is defined by section 3
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of the ESA as ‘‘(i) the specific areas
within the geographical area occupied
by the species, at the time it is listed
* * * on which are found those
physical and biological features (I)
essential to the conservation of the
species and (II) which may require
special management considerations or
protections; and (ii) specific areas
outside the geographical area occupied
by the species at the time it is listed
* * * upon a determination by the
Secretary that such areas are essential
for the conservation of the species.’’
Section 3 of the ESA (16 U.S.C. 15332)
defines the terms ‘‘conserve,’’
‘‘conserving,’’ and ‘‘conservation’’ as ‘‘to
use, and the use of, all methods and
procedures which are necessary to bring
any endangered species or threatened
species to the point at which the
measures provided pursuant to this
chapter are no longer necessary.’’
Section 4(b)(2) of the ESA (16 U.S.C.
1533) requires that, before designating
critical habitat, we consider the
economic impacts, impacts on national
security, and other relevant impacts of
specifying any particular area as critical
habitat. Further, the Secretary may
exclude any area from critical habitat
upon a determination that the benefits
of exclusion outweigh the benefits of
inclusion, unless excluding an area from
critical habitat will result in the
extinction of the species concerned.
Once critical habitat for Atlantic
salmon in the GOM DPS is designated,
section 7(a)(2) of the ESA (16 U.S.C.
1536) requires that each Federal agency
in consultation with and with the
assistance of NMFS, ensure that any
action it authorizes, funds, or carries out
is not likely to result in the destruction
or adverse modification of critical
habitat.
This proposed rule summarizes the
information gathered and the analyses
conducted in support of the proposed
designation, and announces our
proposal to designate critical habitat for
Atlantic salmon in the GOM DPS
proposed for listing under ESA.
Atlantic Salmon Life History
Atlantic salmon have a complex life
history that includes territorial rearing
in rivers to extensive feeding migrations
on the high seas. During their life cycle,
Atlantic salmon go through several
distinct phases that are identified by
specific changes in behavior,
physiology, morphology, and habitat
requirements.
Adult Atlantic salmon return to rivers
from the sea and migrate to their natal
stream to spawn. Adults ascend the
rivers of New England beginning in the
spring. The ascent of adult salmon
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continues into the fall. Although
spawning does not occur until late fall,
the majority of Atlantic salmon in
Maine enter freshwater between May
and mid-July (Meister, 1958; Baum,
1997). Early migration is an adaptive
trait that ensures adults have sufficient
time to effectively reach spawning areas
despite the occurrence of temporarily
unfavorable conditions that occur
naturally (Bjornn and Reiser, 1991).
Salmon that return in early spring spend
nearly 5 months in the river before
spawning; often seeking cool water
refuge (e.g., deep pools, springs, and
mouths of smaller tributaries) during the
summer months.
In the fall, female Atlantic salmon
select sites for spawning. Spawning
sites are positioned within flowing
water, particularly where upwelling of
groundwater occurs to allow for
percolation of water through the gravel
(Danie et al., 1984). These sites are most
often positioned at the head of a riffle
(Beland et al., 1982b), the tail of a pool,
or the upstream edge of a gravel bar
where water depth is decreasing, water
velocity is increasing (McLaughlin and
Knight, 1987; White, 1942), and
hydraulic head allows for permeation of
water through the redd (a gravel
depression where eggs are deposited).
Female salmon use their caudal fin to
scour or dig redds. The digging behavior
also serves to clean the substrate of fine
sediments that can embed the cobble/
gravel substrate needed for spawning
and reduce egg survival (Gibson, 1993).
As the female deposits eggs in the redd,
one or more males fertilize the eggs
(Jordan and Beland, 1981). The female
then continues digging upstream of the
last deposition site, burying the
fertilized eggs with clean gravel. A
single female may create several redds
before depositing all of her eggs. Female
anadromous Atlantic salmon produce a
total of 1,500 to 1,800 eggs per kilogram
of body weight, yielding an average of
7,500 eggs per 2 sea-winter (SW) female
(an adult female that has spent two
winters at sea before returning to
spawn) (Baum and Meister, 1971). After
spawning, Atlantic salmon may either
return to sea immediately or remain in
freshwater until the following spring
before returning to the sea (Fay et al.,
2006). From 1967 to 2003,
approximately 3 percent of the wild and
naturally reared adults that returned to
rivers where adult returns are
monitored—mainly the Penobscot
River—were repeat spawners (USASAC,
2004).
Embryos develop in the redd for a
period of 175 to 195 days, hatching in
late March or April (Danie et al., 1983).
Newly hatched salmon, referred to as
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larval fry, alevin, or sac fry, remain in
the redd for approximately 6 weeks after
hatching and are nourished by their
yolk sac (Gustafson-Greenwood and
Moring, 1991). Survival from the egg to
fry stage in Maine is estimated to range
from 15 to 35 percent (Jordan and
Beland, 1981). Survival rates of eggs and
larvae are a function of stream gradient,
overwinter temperatures, interstitial
flow, predation, disease, and
competition (Bley and Moring, 1988).
Once larval fry emerge from the gravel
and begin active feeding they are
referred to as fry. The majority of fry
(> 95 percent) emerge from redds at
night (Gustafson-Marjanen and Dowse,
1983).
When fry reach approximately 4 cm
in length, the young salmon are termed
parr (Danie et al., 1984). Parr have eight
to eleven pigmented vertical bands on
their sides that are believed to serve as
camouflage (Baum, 1997). A territorial
behavior, first apparent during the fry
stage, grows more pronounced during
the parr stage as the parr actively defend
territories (Allen, 1940; Kalleberg, 1958;
Danie et al., 1984). Most parr remain in
the river for 2 to 3 years before
undergoing smoltification, the process
in which parr go through physiological
changes in order to transition from a
freshwater environment to a saltwater
marine environment. Some male parr
may not go through smoltification and
will become sexually mature and
participate in spawning with sea-run
adult females. These males are referred
to as ‘‘precocious parr.’’
First year parr are often characterized
as being small parr or 0+ parr (4 to 7 cm
long), whereas second and third year
parr are characterized as large parr
(greater than 7 cm long) (Haines, 1992).
Parr growth is a function of water
temperature (Elliott, 1991), parr density
(Randall, 1982), photoperiod
(Lundqvist, 1980), interaction with
other fish, birds, and mammals (Bjornn
and Resier, 1991), and food supply
(Swansburg et al., 2002). Parr movement
may be quite limited in the winter
(Cunjak, 1988; Heggenes, 1990);
however, movement in the winter does
occur (Hiscock et al., 2002) and is often
necessary, as ice formation reduces total
habitat availability (Whalen et al.,
1999a). Parr have been documented
using riverine, lake, and estuarine
habitats; incorporating opportunistic
and active feeding strategies; defending
territories from competitors including
other parr; and working together in
small schools to actively pursue prey
(Gibson, 1993; Marschall et al., 1998;
Pepper, 1976; Pepper et al., 1984;
Hutchings, 1986; Erkinaro et al., 1998;
Halvorsen and Svenning, 2000;
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Hutchings, 1986; O’Connell and Ash,
1993; Erkinaro et al., 1998; Dempson et
al., 1996; Halvorsen and Svenning,
2000; Klemetsen et al., 2003).
In a parr’s second or third spring (age
1 or age 2, respectively), when it has
grown to 12.5 to 15 cm in length, a
series of physiological, morphological,
and behavioral changes occur (Schaffer
and Elson, 1975). This process, called
‘‘smoltification,’’ prepares the parr for
migration to the ocean and life in salt
water. In Maine, the vast majority of
naturally reared parr remain in
freshwater for 2 years (90 percent or
more) with the balance remaining for
either 1 or 3 years (USASAC, 2005). In
order for parr to undergo smoltification,
they must reach a critical size of 10 cm
total length at the end of the previous
growing season (Hoar, 1988). During the
smoltification process, parr markings
fade and the body becomes streamlined
and silvery with a pronounced fork in
the tail. Naturally reared smolts in
Maine range in size from 13 to 17 cm,
and most smolts enter the sea during
May to begin their first ocean migration
(USASAC, 2004). During this migration,
smolts must contend with changes in
salinity, water temperature, pH,
dissolved oxygen, pollution levels, and
predator assemblages. The physiological
changes that occur during smoltification
prepare the fish for the dramatic change
in osmoregulatory needs that come with
the transition from a fresh to a salt water
habitat (Ruggles, 1980; Bley, 1987;
McCormick and Saunders, 1987;
McCormick et al., 1998). Smolts’
transition into seawater is usually
gradual as they pass through a zone of
fresh and saltwater mixing that typically
occurs in a river’s estuary. Given that
smolts undergo smoltification while
they are still in the river, they are preadapted to make a direct entry into
seawater with minimal acclimation
(McCormick et al., 1998). This preadaptation to seawater is necessary
under some circumstances where there
is very little transition zone between
freshwater and the marine environment.
The spring migration of post-smolts
out of the coastal environment is
generally rapid, within several tidal
cycles, and follows a direct route
(Hyvarinen et al., 2006; Lacroix and
McCurdy, 1996; Lacroix et al., 2004,
2005). Post-smolts generally travel out
of coastal systems on the ebb tide, and
may be delayed by flood tides
(Hyvarinen et al., 2006; Lacroix and
McCurdy, 1996; Lacroix et al., 2004,
2005); although Lacroix and McCurdy
(1996) found that post-smolts exhibit
active, directed swimming in areas with
strong tidal currents. Studies in the Bay
of Fundy and Passamaquoddy Bay
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51749
suggest that post-smolts aggregate
together and move near the coast in
‘‘common corridors’’ and that postsmolt movement is closely related to
surface currents in the bay (Hyvarinen
et al., 2006; Lacroix and McCurdy, 1996;
Lacroix et al., 2004). European postsmolts tend to use the open ocean for a
nursery zone, while North American
post-smolts appear to have a more nearshore distribution (Friedland et al.,
2003). Post-smolt distribution may
reflect water temperatures (Reddin and
Shearer, 1987) and/or the major surfacecurrent vectors (Lacroix and Knox,
2005). Post-smolts live mainly on the
surface of the water column and form
shoals, possibly of fish from the same
river (Shelton et al., 1997).
During the late summer/autumn of the
first year, North American post-smolts
are concentrated in the Labrador Sea
and off of the west coast of Greenland,
with the highest concentrations between
56 °N. and 58 °N. (Reddin, 1985; Reddin
and Short, 1991; Reddin and Friedland,
1993). The salmon located off Greenland
are composed of both 1SW fish and fish
that have spent multiple years at sea
(multi-sea winter fish, or MSW)
immature salmon from both North
American and European stocks (Reddin,
1988; Reddin et al., 1988). The first
winter at sea regulates annual
recruitment, and the distribution of
winter habitat in the Labrador Sea and
Denmark Strait may be critical for North
American populations (Friedland et al.,
1993). In the spring, North American
post-smolts are generally located in the
Gulf of St. Lawrence, off the coast of
Newfoundland, and on the east coast of
the Grand Banks (Reddin, 1985; Dutil
and Coutu, 1988; Ritter, 1989; Reddin
and Friedland, 1993; and Friedland et
al., 1999).
Some salmon may remain at sea for
another year or more before maturing.
After their second winter at sea, the
salmon over-winter in the area of the
Grand Banks before returning to their
natal rivers to spawn (Reddin and
Shearer, 1987). Reddin and Friedland
(1993) found non-maturing adults
located along the coasts of
Newfoundland, Labrador, and
Greenland, and in the Labrador and
Irminger Sea in the later summer/
autumn.
Critical Habitat
Methods and Criteria Used To Identify
Proposed Critical Habitat
Critical habitat is defined by section
3 of the ESA (and 50 CFR 424.02(d)) as
‘‘(i) the specific areas within the
geographic area occupied by the species,
at the time it is listed in accordance
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with the provisions of [section 4 of this
Act], on which are found those physical
or biological features (I) essential to the
conservation of the species and (II)
which may require special management
considerations or protection; and (ii)
specific areas outside the geographical
area occupied by the species at the time
it is listed in accordance with the
provisions of [section 4 of this Act],
upon a determination by the Secretary
that such areas are essential for the
conservation of the species.’’ The
Department of the Interior and the
Department of Commerce provide
further regulatory guidance under 50
CFR 424.12(b), stating that the
Secretaries shall ‘‘focus on the principal
biological or physical constituent
elements within the defined area that
are essential to the conservation of the
species * * * Primary constituent
elements may include, but are not
limited to, the following: roost sites,
nesting grounds, spawning sites, feeding
sites, seasonal wetland or dry land,
water quality or quantity, host species
or plant pollinator[s], geological
formation, vegetation type, tide, and
specific soil types.’’
Identifying the Geographical Area
Occupied by the Species and Specific
Areas Within the Geographical Area
To designate critical habitat for
Atlantic salmon, as defined under
Section 3(5)(A) of the ESA, we must
identify specific areas within the
geographical area occupied by the
species at the time it is listed.
The geographic range occupied by the
GOM DPS of Atlantic salmon includes
freshwater habitat ranging from the
Androscoggin River watershed in the
south to the Dennys River watershed in
the north (Fay et al., 2006), as well as
the adjacent estuaries and bays through
which smolts and adults migrate.
The geographic range occupied by the
species extends out to the waters off
Canada and Greenland, where postsmolts complete their marine migration.
However, critical habitat may not be
designated within foreign countries or
in other areas outside of the jurisdiction
of the United States (50 CFR 424.12(h)).
Therefore, for the purposes of critical
habitat designation, the geographic area
occupied by the species will be
restricted to areas within the
jurisdiction of the United States. This
does not diminish the importance of
habitat outside of the jurisdiction of the
United States for the GOM DPS. In fact,
a very significant factor limiting
recovery for the species is marine
survival. Marine migration routes and
feeding habitat off Canada and
Greenland are critical to the survival
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and recovery of Atlantic salmon, but the
regulations prohibit designation of these
areas as critical habitat.
Because Atlantic salmon are
anadromous, spending a portion of life
in freshwater and the remaining portion
in the marine environment, it is
conceivable that some freshwater
habitat may be vacant for up to 3 years
under circumstances where populations
are extremely low. While there may be
no documented spawning in these areas
for that period of time, they would still
be considered occupied because salmon
at sea would return to these areas to
spawn.
Current stock management and
assessment efforts also need to be
considered in deciding which areas are
occupied. In addition to the stocking
program managed by USFWS and the
Maine Department of Marine Resources
(MDMR), there are small-scale stocking
efforts carried out by non profit
organizations. Furthermore, in addition
to stocking programs, straying from
natural populations can result in the
occupation of habitat.
Hydrologic Unit Code (HUC) 10
(Level 5 watersheds) described by
Seaber et al. (1994) are proposed as the
appropriate ‘‘specific areas’’ within the
geographic area occupied by Atlantic
salmon to be examined for the presence
of physical or biological features and for
the potential need for special
management considerations or
protections for these features.
The HUC system was developed by
the United States Geological Survey
(USGS) Office of Water Data
Coordination in conjunction with the
Water Resources Council (Seaber et al.,
1994) and provides (1) a nationally
accessible, coherent system of water-use
data exchange; (2) a means of grouping
hydrographical data; and (3) a
standardized, scientifically grounded
reference system (Laitta et al., 2004).
The HUC system currently includes six
nationally consistent, hierarchical levels
of divisions, with HUC 2 (Level 1)
‘‘Regions’’ being the largest (avg.
459,878 sq. km.), and HUC 12 (Level 6)
‘‘sub-watersheds’’ being the smallest
(avg. 41–163 sq. km.).
The HUC 10 (Level 5) watersheds
were used to identify ‘‘specific areas’’
because this scale accommodates the
local adaptation and homing tendencies
of Atlantic salmon, and provides a
framework in which we can reasonably
aggregate occupied river, stream, lake,
and estuary habitats that contain the
physical and biological features
essential to the conservation of the
species. Furthermore, many Atlantic
salmon populations within the GOM
DPS are currently managed at the HUC
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10 watershed scale. Therefore, we have
a better understanding of the population
status and the biology of salmon at the
HUC 10 level, whereas less is known at
the smaller HUC 12 sub-watershed
scale.
Specific areas delineated at the HUC
10 watershed level correspond well to
the biology and life history
characteristics of Atlantic salmon.
Atlantic salmon, like many other
anadromous salmonids, exhibit strong
homing tendencies (Stabell, 1984).
Strong homing tendencies enhance a
given individual’s chance of spawning
with individuals having similar life
history characteristics (Dittman and
Quinn, 1996) that lead to the evolution
and maintenance of local adaptations,
and may also enhance their progeny’s
ability to exploit a given set of resources
(Gharrett and Smoker, 1993). Local
adaptations allow local populations to
survive and reproduce at higher rates
than exogenous populations
(Reisenbichler, 1988; Tallman and
Healey, 1994). Strong homing
tendencies have been observed in many
Atlantic salmon populations. Stabell
(1984) reported that fewer than 3 of
every 100 salmon in North America and
Europe stray from their natal river. In
Maine, Baum and Spencer (1990)
reported that 98 percent of hatcheryreared smolts returned to the watershed
where they were stocked. Given the
strong homing tendencies and life
history characteristics of Atlantic
salmon (Riddell and Leggett, 1981), we
believe that the HUC 10 watershed level
accommodates these local adaptations
and the biological needs of the species
and, therefore, is the most appropriate
unit of habitat to delineate ‘‘specific
areas’’ for consideration as part of the
critical habitat designation process.
Within the United States, the
freshwater geographic range that the
GOM DPS of Atlantic salmon occupy
includes perennial river, lake, stream
and estuary habitat connected to the
marine environment ranging from the
Androscoggin River watershed to the
Dennys River watershed. Within this
range, HUC 10 watersheds were
considered occupied if they contained
either of the primary constituent
elements (PCEs) (e.g., sites for spawning
and rearing or sites for migration,
described in more detail below) along
with the features necessary to support
spawning, rearing and/or migration.
Additionally, the HUC 10 watershed
must meet either of the following
criteria:
(a) Naturally spawned and reared
Atlantic salmon have been documented
in the HUC 10 watershed or the
watershed is believed to be occupied
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based on the biological valuation of
HUC 10 watershed (See Biological
Valuation of Atlantic Salmon Habitat in
the Gulf of Maine Distinct Population
Segment (2008)) and best professional
judgment of state and Federal biologists;
(b) The area is currently managed by
the MDMR and the USFWS through an
active stocking program in an effort to
enhance or restore Atlantic salmon
populations, or the area has been
stocked within the last 6 years through
other stocking programs, including
those efforts by the ‘‘Fish Friends’’
program, where juvenile salmon could
reasonably be expected to migrate to the
marine environment and return to that
area as an adult and spawn.
Within the range of the GOM DPS,
105 HUC 10 watersheds were examined
for occupancy based on the above
criteria. Based on our analysis, we
considered 48 of these HUC 10
watersheds within the geographic range
to be occupied. Estuaries and bays
within the occupied HUC 10s in the
GOM DPS are also included in the
geographic range occupied by the
species.
Occupied areas also extend outside
the estuary and bays of the GOM DPS
as adults return from the marine
environment to spawn and smolts
migrate towards Greenland for feeding.
We are not able at this time to identify
the specific features characteristic of
marine migration and feeding habitat
within U.S. jurisdictional waters
essential to the conservation of Atlantic
salmon and are, therefore, unable to
identify the specific areas where such
features exist. Therefore, specific areas
of marine habitat were not proposed as
critical habitat.
Physical and Biological Features in
Freshwater and Estuary Specific Areas
Essential to the Conservation of the
Species
We identify the physical and
biological features essential for the
conservation of Atlantic salmon that are
found within the specific occupied
areas identified in the previous section.
To determine which features are
essential to the conservation of the GOM
DPS of Atlantic salmon, we first define
what conservation means for this
species. Conservation is defined in the
ESA as using all methods and
procedures which are necessary to bring
any endangered or threatened species to
the point at which the measures
provided by the ESA are no longer
necessary. Conservation, therefore,
describes those activities and efforts
undertaken to achieve recovery. For the
GOM DPS, we have determined that the
successful return of adult salmon to
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spawning habitat, spawning, egg
incubation and hatching, juvenile
survival during the rearing time in
freshwater, and smolt migration out of
the rivers to the ocean are all essential
to the conservation of Atlantic salmon.
Therefore, we identify features essential
to successful completion of these life
cycle activities. Although successful
marine migration is also essential to the
conservation of the species, we are not
able to identify the essential features of
marine migration and feeding habitat at
this time. Therefore, as noted above,
marine habitat areas are not proposed
for designation as critical habitat.
Within the occupied range of the Gulf
of Maine DPS, Atlantic salmon PCEs
include sites for spawning and
incubation, sites for juvenile rearing,
and sites for migration. The physical
and biological features of the PCEs that
allow these sites to be used successfully
for spawning, incubation, rearing and
migration are the features of habitat
within the GOM DPS that are essential
to the conservation of the species. A
detailed review of the physical and
biological features required by Atlantic
salmon is provided in Kircheis and
Liebich (2007). As stated above, Atlantic
salmon also use marine sites for growth
and migration; however, we did not
identify critical habitat within the
marine environment because the
specific physical and biological features
of marine habitat that are essential for
the conservation of the GOM DPS (and
the specific areas on which these
features might be found) cannot be
identified. Unlike Pacific salmonids,
some of which use nearshore marine
environments for juvenile feeding and
growth, Atlantic salmon migrate
through the nearshore marine areas
quickly during the month of May and
early June. Though we have some
limited knowledge of the physical and
biological features that the species uses
in the marine environment, we have
very little information on the specifics
of these physical and biological features
and how they may require special
management considerations or
protection. Therefore, we cannot
accurately identify the specific areas
where these features exist or what types
of management considerations or
protections may be necessary to protect
these physical and biological features
during the migration period.
Detailed habitat surveys have been
conducted in some areas within the
range of the GOM DPS of Atlantic
salmon, providing clear estimates of and
distinctions between those sites most
suited for spawning and incubation and
those sites most used for juvenile
rearing. These surveys are most
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complete for seven coastal watersheds:
Dennys, East Machias, Machias,
Pleasant, Narraguagus, Ducktrap, and
Sheepscot watersheds; and portions of
the Penobscot Basin, including portions
of the East Branch Penobscot, portions
of the Piscataquis and Mattawamkeag,
Kenduskeag Stream, Marsh Stream and
Cove Brook; and portions of the
Kennebec Basin, including a portion of
the lower mainstem around the site of
the old Edwards Dam and portions of
the Sandy River. Throughout most of
the range of the GOM DPS, however,
this level of survey has not been
conducted, and, therefore, this level of
detail is not available. Therefore, to
determine habitat quantity for each HUC
10 we relied on a GIS-based habitat
prediction model (See appendix C of the
Biological Valuation of Atlantic Salmon
Habitat within the Gulf of Maine
Distinct Population Segment (2008)).
The model was developed using data
from existing habitat surveys conducted
in the Machias, Sheepscot, Dennys,
Sandy, Piscataquis, Mattawamkeag, and
Souadabscook Rivers. A combination of
reach slope derived from contour and
digital elevation model (DEM) datasets,
cumulative drainage area, and
physiographic province were used to
predict the total amount of rearing
habitat within a reach. These features
help to reveal stream segments with
gradients that would likely represent
areas of riffles or fast moving water,
habitat most frequently used for
spawning and rearing of Atlantic
salmon. The variables included in the
model accurately predict the presence of
rearing habitat approximately 73
percent of the time. We relied on the
model to generate the habitat quantity
present within each HUC 10 to provide
consistent data across the entire DPS
and on existing habitat surveys to
validate the output of the model.
Although we have found the model to
be nearly 75 percent accurate in
predicting the presence of sites for
spawning and rearing within specific
areas, and we have an abundance of
institutional knowledge on the physical
and biological features that distinguish
sites for spawning and sites for rearing,
the model cannot be used to distinguish
between sites for spawning and sites for
rearing across the entire geographic
range. This is because: (1) Sites used for
spawning are also used for rearing; and
(2) the model is unable to identify
substrate features most frequently used
for spawning activity, but rather uses
landscape features to identify where
stream gradient conducive to both
spawning and rearing activity exists. As
such, we have chosen to group sites for
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spawning and sites for rearing into one
PCE. Therefore, sites for spawning and
sites for rearing are discussed together
throughout this analysis as sites for
spawning and rearing.
In the section below, we identify the
essential physical and biological
features of spawning and rearing sites
and migration sites found in the
occupied areas described in the
previous section.
(A). Physical and Biological Features of
the Spawning and Rearing PCE
1. Deep, oxygenated pools and cover
(e.g., boulders, woody debris, vegetation,
etc.), near freshwater spawning sites,
necessary to support adult migrants
during the summer while they await
spawning in the fall. Adult salmon can
arrive at spawning grounds several
months in advance of spawning activity.
Adults that arrive early require holding
areas in freshwater and estuarine areas
that provide shade, protection from
predators, and protection from other
environmental variables such as high
flows, high temperatures, and
sedimentation. Early migration is an
adaptive trait that ensures adults
sufficient time to reach spawning areas
despite the occurrence of temporarily
unfavorable conditions that occur
naturally (Bjornn and Reiser, 1991).
Salmon that return in early spring spend
nearly 5 months in the river before
spawning, often seeking cool water
refuge (e.g., deep pools, springs, and
mouths of smaller tributaries) during the
summer months. Large boulders or
rocks, overhanging trees, logs, woody
debris, submerged vegetation and
undercut banks provide shade, reduce
velocities needed for resting, and offer
protection from predators (Giger, 1973).
These features are essential to the
conservation of the species to help
ensure the survival and successful
spawning of adult salmon.
2. Freshwater spawning sites that
contain clean, permeable gravel and
cobble substrate with oxygenated water
and cool water temperatures to support
spawning activity, egg incubation, and
larval development. Spawning activity
in the Gulf of Maine DPS of Atlantic
salmon typically occurs between midOctober and mid-November (Baum,
1997) and is believed to be triggered by
a combination of water temperature and
photoperiod (Bjornn and Reiser, 1991).
Water quantity and quality, as well as
substrate type, are important for
successful Atlantic salmon spawning.
Water quantity can determine habitat
availability, and water quality may
influence spawning success. Substrate
often determines where spawning
occurs, and cover can influence survival
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rates of both adults and newly hatched
salmon.
Preferred spawning habitat contains
gravel substrate with adequate water
circulation to keep buried eggs well
oxygenated (Peterson, 1978). Eggs in a
redd are entirely dependent upon subsurface movement of water to provide
adequate oxygen for survival and
growth (Decola, 1970). Water velocity
and permeability of substrate allow for
adequate transport of well-oxygenated
water for egg respiration (Wickett, 1954)
and removal of metabolic waste that
may accumulate in the redd during egg
development (Decola, 1970; Jordan and
Beland, 1981). Substrate permeability as
deep as the egg pit throughout the
incubation period is important because
eggs are typically deposited at the
bottom of the egg pit.
Dissolved oxygen (DO) content is
important for proper embryonic
development and hatching. Embryos
can survive when DO concentrations are
below saturation levels, but their
development is often subnormal due to
delayed growth and maturation,
performance, or delayed hatching
(Doudoroff and Warren, 1965). In
addition, embryos consume more
oxygen (i.e., the metabolism of the
embryo increases) when temperature
increases (Decola, 1970). An increase in
water temperature, however, decreases
the amount of oxygen that the water can
hold. During the embryonic stage when
tissue and organs are developing and
the demand for oxygen is quite high,
embryos can only tolerate a narrow
range of temperatures.
These sites are essential for the
conservation of the species because
without them embryo development
would not be successful.
3. Freshwater spawning and rearing
sites with clean, permeable gravel and
cobble substrate with oxygenated water
and cool water temperatures to support
emergence, territorial development and
feeding activities of Atlantic salmon fry.
The period of emergence and the
establishment of feeding territories is a
critical period in the salmon life cycle
since at this time mortality can be very
high. When fry leave the redd, they
emerge through the interstitial spaces in
the gravel to reach the surface. When
the interstitial spaces become embedded
with fine organic material or fine sand,
emergence can be significantly impeded
or prevented. Newly emerged fry prefer
shallow, low velocity, riffle habitat with
a clean gravel substrate. Territories are
quickly established by seeking out areas
of low velocities that occur in eddies in
front of or behind larger particles that
are embedded in areas of higher
velocities to maximize drift of prey
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sources (Armstrong et al., 2002). Once a
territory has been established, fry use a
sit-and-wait strategy, feeding
opportunistically on invertebrate drift.
This strategy enables the fish to
minimize energy expenditure while
maximizing energy intake (Bachman,
1984).
These sites are essential for the
conservation of the species because
without them fry emergence would not
be successful.
4. Freshwater rearing sites with space
to accommodate growth and survival of
Atlantic salmon parr. When fry reach
approximately 4 cm in length, the young
salmon are termed parr (Danie et al.,
1984). The habitat in Maine rivers
currently supports on average between
five and ten large parr (age one or older)
per 100 square meters of habitat, or one
habitat unit (Elson, 1975; Baum, 1997).
The amount of space available for
juvenile salmon occupancy is a function
of biotic and abiotic habitat features,
including stream morphology, substrate,
gradient, and cover; the availability and
abundance of food; and the makeup of
predators and competitors (Bjornn and
Reiser, 1991). Further limiting the
amount of space available to parr is
their strong territorial instinct. Parr
actively defend territories against other
fish, including other parr, to maximize
their opportunity to capture prey items.
The size of the territory that a parr will
defend is a function of the size and
density of parr, food availability, the
size and roughness of the substrate, and
current velocity (Kalleberg, 1958; Grant
et al., 1998). The amount of space
needed by an individual increases with
age and size (Bjornn and Reiser, 1991).
Cover, including undercut banks,
overhanging trees and vegetation,
diverse substrates and depths, and some
types of aquatic vegetation, can make
habitat suitable for occupancy (Bjornn
and Reiser, 1991). Cover can provide a
buffer against extreme temperatures;
protection from predators; increased
food abundance; and protection from
environmental variables such as high
flow events and sedimentation.
These features are essential to the
conservation of the species because
without them, juvenile salmon would
have limited areas for foraging and
protection from predators.
5. Freshwater rearing sites with a
combination of river, stream, and lake
habitats that accommodate parr’s ability
to occupy many niches and maximize
parr production. Parr prefer, but are not
limited to, riffle habitat associated with
diverse rough gravel substrate. The
preference for these habitats by parr that
use river and stream habitats supports a
sit-and-wait feeding strategy intended to
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minimize energy expenditure while
maximizing growth. Overall, large
Atlantic salmon parr using river and
stream habitats select for diverse
substrates that predominately consist of
boulder and cobble (Symons and
Heland, 1978; Heggenes, 1990; Heggenes
et al., 1999).
Parr can also move great distances
into or out of tributaries and mainstems
to seek out habitat that is more
conducive to growth and survival
(McCormick et al., 1998). This occurs
most frequently as parr grow and they
move from their natal spawning grounds
to areas that have much rougher
substrate, providing more suitable overwintering habitat and more food
organisms (McCormick et al., 1998). In
the fall, large parr that are likely to
become smolts the following spring
have been documented leaving summer
rearing areas in some headwater
tributaries and migrating downstream,
though not necessarily entering the
estuary or marine environment
(McCormick et al., 1998).
Though parr are typically stream
dwellers, they also use pools within
rivers and streams, dead-waters
(sections of river or stream with very
little to no gradient), and lakes within
a river system as a secondary nursery
area after emergence (Cunjak, 1996;
Morantz et al., 1987; Erkinaro et al.,
1998). It is known that parr will use
pool habitats during periods of low
water, most likely as refuge from high
temperatures (McCormick et al., 1998)
and during the winter months to
minimize energy expenditure and avoid
areas that are prone to freezing or dewatering (Rimmer et al., 1984). Salmon
parr may also spend weeks or months in
the estuary during the summer (Cunjak
et al., 1989, 1990; Power and Shooner,
1966).
These areas are essential to the
conservation of the species to ensure
survival and species persistence when
particular habitats become less suitable
or unsuitable for survival during periods
of extreme conditions such as extreme
high temperatures, extreme low
temperatures, and droughts.
6. Freshwater rearing sites with cool,
oxygenated water to support growth and
survival of Atlantic salmon parr.
Atlantic salmon are cold water fish and
have a thermal tolerance zone where
activity and growth is optimal (Decola,
1970). Small parr and large parr have
similar temperature tolerances (Elliott,
1991). Water temperature influences
growth, survival, and behavior of
juvenile Atlantic salmon. Juvenile
salmon can be exposed to very warm
temperatures (> 20 °C) in the summer
and near-freezing temperatures in the
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winter, and have evolved with a series
of physiological and behavioral
strategies that enable them to adapt to
the wide range of thermal conditions
that they may encounter. Parr’s optimal
temperature for feeding and growth
ranges from 15 to 19 °C (Decola, 1970).
When water temperatures surpass 19 °C,
feeding and behavioral activities are
directed towards maintenance and
survival. During the winter when
temperatures approach freezing, parr
reduce energy expenditures by spending
less time defending territories, feeding
less, and moving into slower velocity
microhabitats (Cunjak, 1996).
Oxygen consumption by parr is a
function of temperature. As temperature
increases, the demand for oxygen
increases (Decola, 1970). Parr require
highly oxygenated waters to support
their active feeding strategy. Though
salmon parr can tolerate oxygen levels
below 6mg/l, both swimming activity
and growth rates are restricted.
These features are essential to the
conservation of the species because high
and low water temperatures and low
oxygen concentrations can result in the
cessation of feeding activities necessary
for juvenile growth and survival and can
result in direct mortality.
7. Freshwater rearing sites with
diverse food resources to support growth
and survival of Atlantic salmon parr.
Atlantic salmon require sufficient
energy to meet their basic metabolic
needs for growth and reproduction
(Spence et al., 1996). Parr largely
depend on invertebrate drift for
foraging, and actively defend territories
to assure adequate food resources
needed for growth. Parr feed on larvae
of mayflies, stoneflies, chironomids,
caddisflies, blackflies, aquatic annelids,
and mollusks, as well as numerous
terrestrial invertebrates that fall into the
river (Scott and Crossman, 1973; Nislow
et al., 1999). As parr grow, they will
occasionally eat small fishes, such as
alewives, dace, or minnows (Baum,
1997).
Atlantic salmon attain energy from
food sources that originate from both
allochthonous (outside the stream) and
autochthonous (within the stream)
sources. What food is available to parr
and how food is obtained is a function
of a river’s hydrology, geomorphology,
biology, water quality, and connectivity
(Annear et al., 2004). The riparian zone
is a fundamental component to both
watershed and ecosystem function, as it
provides critical physical and biological
linkages between terrestrial and aquatic
environments (Gregory et al., 1991).
Flooding of the riparian zone is an
important mechanism needed to
support the lateral transport of nutrients
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from the floodplain back to the river
(Annear et al., 2004). Lateral transport
of nutrients and organic matter from the
riparian zone to the river supports the
growth of plant, plankton, and
invertebrate communities. Stream
invertebrates are the principal linkage
between the primary producers and
higher trophic levels, including salmon
parr.
These features are essential to the
conservation of the species, as parr
require these food items for growth and
survival.
(B). Physical and Biological Features of
the Migration PCE
1. Freshwater and estuary migratory
sites free from physical and biological
barriers that delay or prevent access of
adult salmon seeking spawning grounds
needed to support recovered
populations. Adult Atlantic salmon
returning to their natal rivers or streams
require migration sites free from barriers
that obstruct or delay passage to reach
their spawning grounds at the proper
time for effective spawning (Bjornn and
Reiser, 1991). Physical and biological
barriers within migration sites can
prevent adult salmon from effectively
spawning either by preventing access to
spawning habitat or impairing a fish’s
ability to spawn effectively by delaying
migration or impairing the health of the
fish. Migration sites free from physical
and biological barriers are essential to
the conservation of the species because
without them, adult Atlantic salmon
would not be able to access spawning
grounds needed for egg deposition and
embryo development.
2. Freshwater and estuary migration
sites with pool, lake, and instream
habitat that provide cool, oxygenated
water and cover items (e.g., boulders,
woody debris, and vegetation) to serve
as temporary holding and resting areas
during upstream migration of adult
salmon. Atlantic salmon may travel as
far as 965 km upstream to spawn (New
England Fisheries Management Council,
1998). During migration, adult salmon
require holding and resting areas that
provide the necessary cover,
temperature, flow, and water quality
conditions needed to survive. Holding
areas can include areas in rivers and
streams, lakes, ponds, and even the
ocean (Bjornn and Reiser, 1991).
Holding areas are necessary below
temporary seasonal migration barriers
such as those created by flow,
temperature, turbidity, and temporary
obstructions such as debris jams and
beaver dams, and adjacent to spawning
areas. Adult salmon can become
fatigued when ascending high velocity
riffles or falls and require resting areas
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within and around high velocity waters
where they can recover until they are
able to continue their migration.
Holding areas near spawning areas are
necessary when upstream migration is
not delayed and adults reach spawning
areas before they are ready to spawn.
These features are essential to the
conservation of the species because
without them, adult Atlantic salmon
would be subject to fatigue, predation,
and mortality from exposure to
unfavorable conditions, significantly
reducing spawning success.
3. Freshwater and estuary migration
sites with abundant, diverse native fish
communities to serve as a protective
buffer against predation. Adult Atlantic
salmon and Atlantic salmon smolts
interact with other diadromous species
indirectly. Adult and smolt migration
through the estuary often coincides with
the presence of alewives (Alosa spp.),
American shad (Alosa sapidissima),
blueback herring (Alosa aestivalis), and
striped bass (Morone saxatilis). The
abundance of diadromous species
present during adult migration may
serve as an alternative prey source for
seals, porpoises and otters (Saunders et
al., 2006). As an example, pre-spawned
adults enter rivers and begin their
upstream spawning migration at
approximately the same time as early
migrating adult salmon (Fay et al.,
2006). Historically, shad runs were
considerably larger than salmon runs
(Atkins and Foster, 1869; Stevenson,
1898). Thus, native predators of
medium to large size fish in the
estuarine and lower river zones could
have preyed on these 1.5 to 2.5 kg size
fish readily (Fay et al., 2006; Saunders
et al., 2006). In the absence or reduced
abundance of these diadromous fish
communities, it would be expected that
Atlantic salmon will likely become
increasingly targeted as forage by large
predators (Saunders et al., 2006).
As Atlantic salmon smolts pass
through the estuary during migration
from their freshwater rearing sites to the
marine environment, they experience
high levels of predation. Predation rates
through the estuary often result in up to
50 percent mortality during this
transition period between freshwater to
the marine environment (Larsson, 1985).
There is, however, large annual
variation in estuarine mortality, which
is believed to be dependent upon the
abundance and availability of other prey
items including alewives, blueback
herring, and American shad, as well as
the spatial and temporal distribution
and abundance of predators (Anthony,
1994).
The presence and absence of coevolutionary diadromous species such
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as alewives, blueback herring, and
American shad likely play an important
role in mitigating the magnitude of
predation on smolts from predators such
as striped bass, double-crested
cormorants (Phalacrocorax auritus), and
ospreys (Pandion haliaetus). The
migration time of pre-spawned adult
alewives overlaps in time and space
with the migration of Atlantic salmon
smolts (Saunders et al., 2006). Given
that when alewife populations are
robust, alewife numbers not only likely
greatly exceed densities of Atlantic
salmon smolts, making them more
available to predators, but the caloric
content per individual alewife is greater
than that of an Atlantic salmon smolt
(Schulze, 1996), likely making the
alewife a more desirable prey species
(Saunders et al., 2006).
These features are essential to the
conservation of the species because
without highly prolific abundant
alternate prey species such as alewives
and shad, the less prolific Atlantic
salmon will likely become a preferred
prey species.
4. Freshwater and estuary migration
sites free from physical and biological
barriers that delay or prevent emigration
of smolts to the marine environment.
Atlantic salmon smolts require an open
migration corridor from their juvenile
rearing habitat to the marine
environment. Seaward migration of
smolts is initiated by increases in river
flow and temperature in the early spring
(McCleave, 1978; Thorpe and Morgan,
1978). Migration through the estuary is
believed to be the most challenging
period for smolts (Lacroix and
McCurdy, 1996). Although it is difficult
to generalize migration trends because
of the variety of estuaries, Atlantic
salmon post-smolts tend to move
quickly through the estuary and enter
the ocean within a few days or less
(Lacroix et al., 2004; Hyvarinen et al.,
2006; McCleave, 1978). In the upper
estuary, where river flow is strong,
Atlantic salmon smolts use passive drift
to travel (Moore et al., 1995; Fried et al.,
1978; LaBar et al., 1978). In the lower
estuary smolts display active swimming,
although their movement is influenced
by currents and tides (Lacroix and
McCurdy 1996; Moore et al., 1995;
Holm et al., 1982; Fried et al., 1978). In
addition, although some individuals
seem to utilize a period of saltwater
acclimation, some fish have no apparent
period of acclimation (Lacroix et al.,
2004). Stefansson et al., (2003) found
that post-smolts adapt to seawater
without any long-term physiological
impairment. Several studies also suggest
that there is a ‘‘survival window’’ which
is open for several weeks in the spring,
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and gradually closes through the
summer, during which time salmon can
migrate more successfully (Larsson,
1977; Hansen and Jonsson, 1989;
Hansen and Quinn, 1998).
These features are essential to the
conservation of the species because a
delay in migration of smolts can result
in the loss of the smolts’ ability to
osmoregulate in the marine
environment which is necessary for
smolt survival.
5. Freshwater and estuary migration
sites with sufficiently cool water
temperatures and water flows that
coincide with diurnal cues to stimulate
smolt migration. The process of
smoltification is triggered in response to
environmental cues. Photoperiod and
temperature have the greatest influence
on regulating the smolting process.
Increase in day length is necessary for
smolting to occur (Duston and
Saunders, 1990). McCormick et al.
(1999) noted that in spite of wide
temperature variations among rivers
throughout New England, almost all
smolt migrations begin around the first
of May and are nearly complete by the
first week in June. However, the time
that it takes for the smoltification
process to be completed appears to be
closely related to water temperature.
When water temperatures increase, the
smolting process is advanced, evident
by increases in Na+, K+-ATPase
activity—the rate of exchange of sodium
(Na+) and potassium (K+) ions across
the gill membrane or the regulation of
salts that allow smolts to survive in the
marine environment (Johnston and
Saunders, 1981; McCormick et al., 1998;
McCormick et al., 2002). In addition to
playing a role in regulating the
smoltification process, high
temperatures also are responsible for the
cessation of Na+, K+-ATPase activity of
smolts limiting their ability to excrete
excess salts when they enter the marine
environment. McCormick et al., (1999)
found significant decreases in Na+,
K+-ATPase activity in smolts at the end
of the migration period, but also found
that smolts in warmer rivers had
reductions in Na+, K+-ATPase activity
earlier then smolts found in colder
rivers. Hence any delay of migration has
the potential to reduce survival of outmigrating smolts because as water
temperatures rise over the spring
migration period, smolts experience a
reduction in Na+, K+-ATPase reducing
their ability to regulate salts as they
enter the marine environment. Though
flow does not appear to play a role in
the smoltification process, flow does
appear to play an important role in
stimulating a migration response
(Whalen et al., 1999b).
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These features are essential to the
conservation of the species because
elevated water temperatures that occur
in advance of a smolts diurnal cues to
migrate can result in a decreased
migration window in which smolts are
capable of transitioning into the marine
environment. A decrease in the
migration window has the potential to
reduce survival of smolts especially for
fish with greater migration distances.
6. Freshwater migration sites with
water chemistry needed to support sea
water adaptation of smolts. The effects
of acidity on Atlantic salmon have been
well documented. The effects of acidity
cause ionoregulatory failure in Atlantic
salmon smolts while in freshwater
(Rosseland and Skogheim, 1984; Farmer
et al., 1989; Staurnes et al., 1996;
Staurnes et al., 1993). This inhibition of
gill Na+, K+-ATPase activity can cause
the loss of plasma ions and may result
in reduced seawater tolerance
(Rosseland and Skogheim, 1984; Farmer
et al., 1989; Staurnes et al., 1996;
Staurnes et al., 1993) and increased
cardiovascular disturbances (Milligan
and Wood 1982; Brodeur et al., 1999).
Parr undergoing parr/smolt
transformation become more sensitive to
acidic water, hence water chemistry that
is not normally regarded as toxic to
other salmonids may be toxic to smolts
(Staurnes et al., 1993, 1995). This is true
even in rivers that are not chronically
acidic and not normally considered as
being in danger of acidification
(Staurnes et al., 1993, 1995). Atlantic
salmon smolts are most vulnerable to
low pH in combination with elevated
levels of monomeric labile species of
aluminum (aluminum capable of being
absorbed across the gill membrane) and
low calcium (Rosseland and Skogheim,
1984; Rosseland et al., 1990; Kroglund
and Staurnes, 1999).
These features are essential to the
conservation of the species because
Atlantic salmon smolts exposed to
acidic waters can lose sea water
tolerance, which can result in direct
mortality or indirect mortality from
altered behavior and fitness.
Special Management Considerations or
Protections
Specific areas within the geographic
area occupied by a species may be
designated as critical habitat only if they
contain physical or biological features
essential to the conservation of the
species that ‘‘may require special
management considerations or
protection.’’ It is the features and not the
specific areas that are the focus of the
‘‘may require’’ provision. Use of the
disjunctive ‘‘or’’ also suggests the need
to give distinct meaning to the terms
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‘‘special management considerations’’
and ‘‘protection’’. ‘‘Protection’’ suggests
actions to address a negative impact.
‘‘Management’’ seems broader than
protection, and could include active
manipulation of the feature or aspects of
the environment. The ESA regulations
at 50 CFR 424.02(j) further define
special management considerations as
‘‘any methods or procedures useful in
protecting physical and biological
features of the environment for the
conservation of listed species’’. The
term ‘‘may’’ was the focus of two
Federal district courts that ruled that
features can meet this provision because
of either a present requirement for
special management considerations or
protection or possible future
requirements (see Center for Biol.
Diversity v. Norton, 240 F. Supp. 2d
1090 (D. Ariz. 2003); Cape Hatteras
Access Preservation Alliance v. DOI,
344 F. Supp. 108 (D.D.C. 2004)). The
Arizona district court ruled that the
provision cannot be interpreted to mean
that features already covered by an
existing management plan must be
determined to require additional special
management, because the term
additional is not in the statute. Rather,
the court ruled that the existence of
management plans may be evidence that
the features in fact require special
management (Center for Biol. Diversity
v. Norton, 1096–1100).
The primary impacts of critical
habitat designation result from the
consultation requirements of ESA
section 7(a)(2). Federal agencies must
consult with NMFS to ensure that their
actions are not likely to result in the
destruction or adverse modification of
critical habitat (or jeopardize the
species’ continued existence). These
impacts are attributed only to the
designation (i.e., are incremental
impacts of the designation) if Federal
agencies modify their proposed actions
to ensure they are not likely to destroy
or adversely modify the critical habitat
beyond any modifications they would
make because of listing and the
requirement to avoid jeopardy.
Incremental impacts of designation
include state and local protections that
may be triggered as a result of
designation, and education of the public
about to the importance of an area for
species conservation. When a
modification is required due to impacts
both to the species and critical habitat,
the impact of the designation is
considered to be co-extensive with ESA
listing of the species.
The draft ESA 4(b)(2) (NMFS, 2008)
Report and Economic Analysis (IEc,
2008a) describe the impacts in detail.
These reports identify and describe
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potential future Federal activities that
would trigger section 7 consultation
requirements because they may affect
the essential physical and biological
features.
We identified a number of activities
and associated threats that may affect
the PCEs and associated physical and
biological features essential to the
conservation of Atlantic salmon within
the occupied range of the GOM DPS.
These activities, which include
agriculture, forestry, changing land-use
and development, hatcheries and
stocking, roads and road crossings,
mining, dams, dredging, and
aquaculture have the potential to reduce
the quality and quantity of the PCEs and
their associated physical and biological
features. There are other threats to
Atlantic salmon habitat including
acidification of surface waters.
However, we are not able to clearly
separate out the specific activities
responsible for acidification, and
therefore are unable to specifically
identify a federal nexus.
Specific activities that may affect the
PCEs and associated physical and
biological features are evaluated below
based on whether the spawning and
rearing PCE and/or the migration PCE
may require special management
considerations or protection. Specific
areas where these activities occur are
represented in a table following the
evaluation of activities. Further
evaluation of the activities listed below
is presented in detail in section 5 of
Kircheis and Liebich (2007).
(a). Agriculture
Agricultural practices influence all
specific areas proposed for designation
and negatively impact PCE sites for
spawning and rearing and migration.
Physical disturbances caused by
livestock and equipment associated
with agricultural practices can directly
impact the habitat of aquatic species
(USEPA, 2003). Traditional agricultural
practices require repeated mechanical
mixing, aeration, and application of
fertilizers and pesticides to soils. These
activities alter physical soil
characteristics and microorganisms.
Tilling aerates the upper soil, but causes
compaction of finely textured soils
below the surface, which alters water
infiltration. Use of heavy farm
equipment and construction of roads
also compact soils, decrease water
infiltration, and increase surface runoff
(Spence et al., 1996). Agricultural
grazing and clearing of riparian
vegetation can expose soils and increase
soil erosion and sediment inputs into
rivers.
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Agricultural practices may also
reduce habitat complexity and channel
stability through physical stream
alterations such as: Channelization,
bank armoring, and removal of large
woody debris (LWD) and riparian
vegetation (Spence et al., 1996). These
effects often result in streams with
higher width to depth ratios which
exhibit more rapid temperature
fluctuations and may also be subject to
increased embeddedness as a function
of decreased water velocity affecting
habitat use in sites for spawning,
juvenile rearing, and migration (Fay et
al., 2006).
Clearing of land for agricultural
practices such as livestock grazing and
crop cultivation typically loosens and
smoothes land surfaces, increasing soil
mobility and vulnerability to surface
erosion, thereby increasing
sedimentation rates in affected streams
(Waters, 1995; Spence et al., 1996).
Increased sedimentation can have
significant effects on Atlantic salmon
habitat by embedding substrates and
increasing turbidity in spawning and
rearing sites. Increased turbidity can
reduce light penetration and result in a
reduction of aquatic plant communities
used for cover and foraging in juvenile
rearing sites. Sedimentation from
agricultural practices can also increase
the inputs of nutrients such as
phosphorus and ammonia as well as
contaminants such as pesticides and
herbicides throughout a watershed. An
increase in nutrients can lead to
eutrophication and potential oxygen
depletion in surface waters. Exposure of
contaminated sediments to anaerobic
environments (lacking oxygen) often
results in the release of organically
bound chemicals (EPA, 2003), possibly
creating a toxic environment for biotic
communities downstream of these
agricultural areas.
Agricultural practices can affect
stream hydrology through removal of
vegetative cover, soil compaction, and
irrigation. Removal of vegetation and
soil compaction can increase runoff
which can increase the frequency and
intensity of flooding (Hornbeck et al.,
1970). Increases in frequency and
intensity of flood events can increase
erosion, increase sedimentation and
scour affecting sites for spawning and
rearing. Direct water withdrawals and
ground-water withdrawals for crop
irrigation can directly impact Atlantic
salmon habitat by depleting stream-flow
(MASTF, 1997; Dudley and Stewart
2006; Fay et al., 2006). Currently, the
cumulative effects of individual
irrigation impacts on Maine rivers is
poorly understood; however, it is
known that adequate water supply and
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quality are essential to all life stages of
Atlantic salmon and life history
behaviors including adult migration,
spawning, fry emergence, and smolt
emigration (Fay et al., 2006).
Fertilizer runoff can increase nutrient
loading in aquatic systems, thereby
stimulating the growth of aquatic algae.
If nutrient loading due to fertilizer runoff is significant, resulting algal blooms
may have numerous detrimental
impacts on multiple processes occurring
within the affected aquatic ecosystem.
Surface algal blooms that block sunlight
can kill submerged aquatic vegetation
important for juvenile rearing. Loss of
submerged vegetation can lead to a loss
of habitat for invertebrates and juveniles
fishes and the decomposition of dead
algae consumes large quantities of
oxygen, an impact which, at times, can
result in significant oxygen depletion
(NMFS and FWS, 2005). A reduction in
submerged aquatic vegetation and
dissolved oxygen (DO) can cause both
direct and indirect harm to salmon by
affecting not only the physiological
function of salmon (e.g., oxygen
deprivation) but by impacting prey
species and other necessary ecological
functions sites for rearing. We conclude
that the spawning and rearing and
migration PCEs in each HUC 10 are and
will likely continue to be negatively
affected by agricultural practices well
into the future, and, therefore, may
require special management or
protections which may include
increasing the riparian buffer between
agriculture lands and aquatic
ecosystems that contain salmon habitat
to prevent erosion and the runoff or
leaching of contaminants and nutrients.
(b). Forestry
Forestry practices influence all
specific areas proposed for designation
and negatively impact PCE sites for
spawning and rearing and migration.
Timber harvest can significantly affect
hydrologic processes. In general, timber
removal increases the amount of water
that infiltrates the soil and reaches the
stream by reducing water losses from
evapotranspiration (Spence et al., 1996).
Soil compaction can decrease
infiltration and increase runoff, and
roads created for logging can divert and
alter water flow. Logging can also
influence snow distribution on the
ground, and consequently alter the
melting rates of the snowpack
(Chamberlin et al., 1991). Through a
combination of these effects, logging can
change annual water yield and the
magnitude and timing of peak and low
flows (Spence et al., 1996). Alteration of
hydrologic regimes may impact sites for
spawning, migration and rearing.
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The increased erosion and runoff
caused by forestry practices and road
building can increase sedimentation
affecting sites for spawning and rearing
and may impact migration. Compared to
other forestry activities, roads are the
greatest contributor of sediment on a per
area basis (Furniss et al., 1991).
Contribution of sediments by roads most
frequently occurs from mass failure of
road beds (Furniss et al., 1991). Other
forestry practices generally cause
surface erosion, creating chronic
sediment inputs. The combined effect of
chronic and mass erosion can cause
elevated sediment levels even when a
small percentage of a watershed is
developed by roads (Montgomery and
Buffington, 1993), which can embed
cobble and gravel substrates used for
spawning and juvenile rearing.
The most direct effect of logging on
stream temperature is the reduction in
shade provided by riparian vegetation.
Alterations in water temperature can
affect egg development and alter
foraging behaviors of juvenile salmon in
both spawning and rearing sites.
Removal of riparian vegetation also
affects evaporation, convection and
advection of water by altering wind
speed and the temperature of
surrounding land areas (Beschta et al.,
1987, 1995). In general, greater effects
on stream temperatures are more
apparent in smaller streams; however,
the magnitude of these effects is
dependent on stream size and channel
morphology in relation to the quantity
of riparian vegetation harvested
(Beschta et al., 1995). Removal of
riparian vegetation can also lead to
increased maximum temperatures and
increased daily fluctuations in stream
temperatures (Beschta et al., 1987,
1995).
Timber harvest and preparation of soil
for forestry practices can decrease LWD
as well as increase erosion. Removal of
LWD and increased erosion can have
many harmful effects in sites for rearing,
spawning and migration by reducing
channel complexity, reducing in-stream
cover and riffle/pool frequency,
decreasing sediment retention and
channel stability and reducing
availability of microhabitats (Spence et
al., 1996). Loss of riparian vegetation
can also reduce the presence of
overhanging banks that are frequently
used for cover by salmon (Spence et al.,
1996). We conclude that the spawning,
rearing and migration PCEs in each
specific area are and will likely
continue to be negatively affected by
forestry practices, and, therefore, may
require special management
considerations or protections which
may include the use of best management
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practices that reduce erosion, support
contributions of LWD, and limit thermal
impacts.
(c). Changing Land-Use and
Development
Changing land-use and development
affects all specific areas proposed for
designation and negatively impact PCE
sites for spawning, rearing and
migration. Changing land-use patterns
include a shift from forestry and
agriculture to construction of housing,
commercial shopping and business
centers, and industrial facilities.
Increased development and population
growth can cause declines in water and
habitat quality caused by increases in
erosion, reduction of riparian
vegetation, increases in sediment
deposition, homogenizing of habitat
features, and an overall reduction in
water quality resulting from point and
non-point source pollution.
Development can affect sites for
spawning, rearing and migration by
reducing soil infiltration rates and
increasing erosion. Construction of
impervious surfaces can indirectly
influence habitat by increasing surface
water runoff while concurrently
reducing groundwater recharge. Surface
runoff from developed areas can
increase erosion rates, carry pollutants
from developed areas, and increase
flooding (Morse and Kahl, 2003),
whereas a reduction in groundwater
recharge can lead to reduced summer
baseflows, potentially reducing
available aquatic habitat (Morse and
Kahl, 2003).
Development practices can redirect,
channelize, and/or armor stream banks
to accommodate and protect the
development. Certain development
practices can clear riparian areas,
decreasing shade and altering thermal
regimes and nutrient inputs. These
practices can also remove vegetation
that would otherwise intercept rainfall
and therefore reduce runoff. As more
water is carried downstream during rain
events or when stream channels are
altered, streambed widening or scouring
may increase. Streambed widening or
scouring can directly reduce the quality
and quantity of habitat available to
Atlantic salmon. As a result,
development can lead to alterations in
physical habitat within sites for
spawning, rearing and migration. We
conclude that the spawning, rearing and
migration PCEs in each HUC 10 are and
will likely continue to be negatively
affected by contaminants into the future,
and, therefore, may require special
management considerations or
protections which may include
improvements in the handling of waste
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water discharge to limit inputs of
contaminants and assuring sufficient
riparian buffers between development
sites and aquatic ecosystems that
support salmon habitats.
(d). Hatcheries and Stocking
Hatcheries and stocking occur in all
specific areas proposed for designation
and can negatively affect PCE sites for
spawning and rearing. Use of hatcheries
may be essential for rebuilding Atlantic
salmon populations; however, without
proper adherence to genetic,
evolutionary, and ecological principles,
the use of hatcheries could have adverse
consequences for naturally reproducing
fish that may undermine other
rehabilitation efforts. Stocking of
juvenile Atlantic salmon that are river
specific, non-river specific, or a
combination of both, is taking place in
many rivers within the range of the
GOM DPS. Captive-reared adult brood
stock are also being stocked back into
their natal rivers in small numbers in
most rivers within this range (NRC,
2004). Smallmouth bass (Micropterus
dolomieui) and chain pickerel (Esox
niger), important non-native predators
of juvenile salmon, have also been
introduced throughout a large portion of
the range of the GOM DPS (Fay et al.,
2006). These species, along with a host
of other native and non-native fish, may
compete for food and space with
Atlantic salmon in freshwater, affecting
sites for juvenile rearing and spawning.
We conclude that the spawning and
rearing PCEs in each specific area are
and will likely continue to be negatively
affected by hatcheries and stocking, and,
therefore, may require special
management considerations or
protections. Management considerations
or protections may include efforts that
employ genetic and stock management
of Atlantic salmon such that stocked
fish do not present a genetic or
competitive risk to natural populations,
and stocking of other species that do not
introduce threats of predation,
competition, genetics or disease.
(e). Roads and Road Crossings and Other
In-Stream Activities
Roads and road crossings occur in all
specific areas proposed for designation
and negatively affect sites for spawning
and rearing, and sites for migration.
Roads, which are typically built in
association with logging, agriculture,
and development, are often negatively
correlated with the ecological health of
an area (Trombulak and Frissell, 2000).
Road networks modify the hydrologic
and sediment transport regimes of
watersheds by accelerating erosion and
sediment loading, altering channel
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morphology and accelerating runoff
(Furniss et al., 1991), all of which can
affect sites for spawning and rearing.
The construction of roads near streams
can prevent natural channel
adjustments, and urban roads may
increase runoff of pollutants (Spence et
al., 1996).
The use of culverts and bridges can
impair habitat connectivity, limiting
accessibility of habitat to juvenile and
adult salmon, as well as other fish and
aquatic organisms (Furniss et al., 1991).
Culverts, if not properly installed or
maintained, can fragment a watershed
and make reaches inaccessible to
migratory fish while simultaneously
preventing upstream movement of
resident fish and invertebrates.
Conditions induced by culverts that
block fish passage include high water
velocities through the culvert over
extended distances without adequate
resting areas; water depth within the
culvert that is too shallow for fish to
swim; and culverts that are perched or
hanging and exclude fish from entering
the culvert (Furniss et al., 1991).
Bridges, while preferred to culverts
(Furniss et al., 1991), may also induce
negative ecological impacts. Poorly
designed bridges, like culverts, can alter
sediment transport, natural alluvial
adjustments, and downstream transport
of organic material, particularly large
woody debris. This alteration can affect
sites for spawning, rearing and
migration.
Other in-stream activities, such as
alternative energy projects, may also
affect the PCEs. Because the two
projects analyzed by NMFS (only one of
which has received a preliminary
permit from FERC) are in the early
planning stages, NMFS has yet to make
specific recommendations regarding the
protection of Atlantic salmon habitat.
Until specific plans for the projects are
made available, the potential impact on
the critical habitat for Atlantic salmon
will remain uncertain, as will any
modifications that might be requested to
mitigate adverse impacts. We seek
comment on the potential impact of
critical habitat on these activities, and
also whether additional alternative
energy projects should be considered in
our analysis.
We conclude that the migration PCE
and the spawning and rearing PCE in
each specific area are and will likely
continue to be negatively affected by
roads and road crossings into the future,
and, therefore, may require special
management considerations or
protection that may include applying
best management practices that reduce
sedimentation and pollution, and allow
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for unobstructed passage of juvenile and
adult Atlantic salmon at road crossings.
(f). Mining
Sand, gravel, cement, and some
varieties of stone (e.g., slate and granite)
and clay are mined extensively
throughout Maine and this activity can
negatively affect PCE sites,
predominately those for spawning and
rearing. Mining is known to occur
within 36 specific areas proposed for
designation. Mining of these materials
in Maine occurs to the extent that Maine
is largely self-sufficient with respect to
these commodities (Lepage et al., 1991).
Sand and gravel mining can occur in the
form of gravel pits and in some cases
can involve dredging of streambeds.
Sand and gravel mining in or adjacent
to streams can affect sites for spawning
and rearing by increasing fine and
coarse particle deposition and elevating
turbidity from suspended sediments
(Waters, 1995).
We conclude that the spawning and
rearing PCE is and will likely continue
to be affected by sand and gravel mining
into the future, and, therefore, may
require special management or
protections through increased riparian
buffers that protect streams from
sedimentation. Direct mining of gravel
from streambeds does not currently
occur in any of the specific areas,
though such mining has been proposed
in the past and may be proposed in the
future. Therefore, spawning and rearing
sites affected by streambed mining may
require special management or
protections, which may include
relocation of streambed mining
operations.
Maine’s crystalline rocks are potential
hosts to an array of metals including
copper, zinc, lead, nickel, molybdenum,
tin, tungsten, cobalt, beryllium,
uranium, manganese, iron, gold and
silver (Lepage et al., 1991) and mining
of these metals can negatively affect
sites for spawning and rearing and sites
for migration. Many metals occur
naturally in rivers and streams and in
trace concentrations are considered
essential for proper physiological
development of fish (Nelson et al.,
1991). The process of mining for metals
can introduce toxic metals into streams
as acid stimulation mobilizes metal ions
from metalliferous minerals (Nelson et
al., 1991) and therefore may alter water
chemistry in sites for spawning, rearing
and migration. The most frequent metals
that are released into streams and may
be toxic to salmon depending on their
concentration include arsenic,
cadmium, chromium, cobalt, copper,
iron, lead, manganese, mercury, nickel,
and zinc (Nelson et al., 1991). Dissolved
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copper is known to affect a variety of
biological endpoints in fish (e.g.,
survival, growth, behavior,
osmoregulation, sensory system, and
others (reviewed in Eisler, 1998)).
Laboratory exposure of 2.4 micrograms/
L dissolved copper in water with
hardness 20 mg/L resulted in avoidance
behavior by juvenile Atlantic salmon
and 20 micrograms/L dissolved copper
in water with a hardness of 20 mg/L
resulted in interrupted spawning
migrations in the wild (Sprague et al.,
1965). A combined effect of copper-zinc
may result in a complete block of
migration at 0.8 toxic units (Sprague et
al., 1965). Currently metal mining does
not occur within any of the specific
areas, though recent mining exploration
within the state suggests that metal
mining may occur in the future. We
conclude that spawning, rearing and
migration PCEs in each specific area
may, in the future, be negatively
affected by metals mining and,
therefore, may require special
management considerations or
protections, possibly through
implementation of best management
practices (BMPs) that protect rivers and
streams from pollutants.
There are only two active, though
limited, peat mining operations in
Maine, both of which are located in
Washington County (USGS, 2006) in the
Narraguagus River HUC 10 (HUC code
105000209). Although there is currently
no direct evidence that peat mining in
other countries (i.e., Ireland, Norway)
has affected Atlantic salmon, studies
have shown that peat mining can affect
water quality, wetlands, aquatic
resources and sediment load (MASTF,
1997). One potential effect of peat
mining on Atlantic salmon habitat is
from runoff that may have historically
exacerbated depressed pH in DPS rivers
(NMFS and FWS, 1999). Low pH levels
are known to impair smolt migrations as
they transfer from the freshwater
environment to the marine environment
(Staurnes et al., 1995; Brodeur et al.,
2001). We conclude that peat mining
may negatively affect PCE sites in the
Narraguagus River HUC 10, particularly
for migration, as depressed pH levels are
known to adversely affect migration
smolts, and, therefore, may require
special management considerations or
protections through measures that
protect rivers and streams from acid
discharge of waste water or runoff.
(g). Dams
Dams occur in 40 specific areas
proposed for critical habitat designation
and negatively affect sites for spawning
and rearing and sites for migration
PCEs. Dams obstruct migration of
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Atlantic salmon which can delay or
preclude adult salmon access to
spawning sites and smolts from access
to the marine environment. Dams also
preclude or diminish access of coevolved diadromous fish communities
that likely serve as buffers from
predators of migrating salmon (Saunders
et al., 2006). They can also degrade
spawning and rearing sites through
alterations of natural hydrologic,
geomorphic and thermal regimes
(American Rivers et al., 1999; Heinz
Center, 2002; NRC, 2004; Fay et al.,
2006). Dams are also the most
significant contributing factor to the loss
of salmon habitat connectivity within
the range of the DPS (Fay et al., 2006)
and have been identified as the greatest
impediment to self-sustaining Atlantic
salmon populations in Maine (NRC,
2004).
As discussed in the economic analysis
prepared in support of this designation,
we recognize that impacts to
hydropower operations may occur as a
result of this designation. We solicit
information on these impacts to inform
our final designation.
We conclude that the migration,
spawning and rearing PCEs are and will
likely continue to be negatively affected
by dams into the future, and, therefore,
may require special management
considerations or protection through
dam removal or improved fish passage
devices.
(h). Dredging
Dredging frequently occurs within
bays and estuaries along the coast of
Maine and can negatively affect the
migration PCEs. Dredging may occur
within 25 specific areas proposed for
designation in the GOM DPS and is
often a temporary activity depending on
the size and duration of the dredging
project. Dredging is the practice of
removing sediment from an aquatic
system and commonly occurs in
freshwater, estuarine, and marine
environments. Nightingale and
Simenstad (2001a) place dredging
practices into one of two categories: the
creation of new projects and waterway
deepening, or maintenance dredging for
the purpose of preserving already
existing channels. Nightingale and
Simenstad (2001a) list some examples of
why dredging might be used and
include activities such as maintaining
water depths, creating or expanding
marinas, mining gravel or sand for
shoreline armoring, opening channels
for passage of flood flows, retrieving
cement mixture ingredients, and
removing contaminated sediments.
Dredging can cause a range of
negative impacts to water quality in the
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Federal Register / Vol. 73, No. 173 / Friday, September 5, 2008 / Proposed Rules
affected area, particularly in sites for
migration where dredging is most likely
to occur. Of greatest concern is the
associated temporary increase in the
water’s turbidity (the measure of
suspended solids in the water column).
Increased turbidity can have adverse
effects upon the impacted area’s fish
community that include a range of
impacts from difficulty absorbing
oxygen from the water, altered feeding
behavior, and changes in predator-prey
relationships (Nightingale and
Simenstad, 2001a). In addition,
increased turbidity causes reductions in
the light’s ability to penetrate the water
column. Light penetration plays a
central role in the level of productivity
of aquatic environments, predator-prey
relationships, schooling behavior, and
fish migration (Nightingale and
Simenstad, 2001a).
Juvenile salmonids migrating through
and residing in estuaries are naturally
capable of coping with high levels of
turbidity; however, suspended solids
introduced via dredging can produce
material that is of the right size and
shape to adversely affect the young
salmon by inhibiting their ability to
diffuse oxygen through their gills
(Nightingale and Simenstad, 2001a).
According to Nightingale and Simenstad
(2001b), suspended solids in
concentrations of ≥ 4,000 mg/L have
been shown to cause erosion to the
terminal ends of fish gills. In addition
to impacting juvenile salmon,
suspended solids at levels of 20 mg/L
and 10 mg/L have been shown to result
in avoidance behaviors from rainbow
smelt, and Atlantic herring, respectively
(Wildish and Power, 1985). We
conclude that the migration PCE is and
will likely continue to be negatively
affected by dredging into the future,
and, therefore, may require special
management considerations or
protections which may include time of
year restrictions and employment of
sediment control measures.
(i). Aquaculture
Aquaculture occurs in four specific
areas proposed for designation within
the range of the GOM DPS and can
negatively affect PCE sites for spawning
and rearing, and migration. The
influence of aquaculture on Atlantic
salmon is most frequently related to the
interactions between wild fish and fish
that have escaped from aquaculture
facilities. Most escapes of farm salmon
occur in the marine environment and
involve smolts, post-smolts and adults.
Escaped farmed salmon generally
migrate up the nearest rivers. Large
escapes of aquaculture fish have
occurred in Maine and Canada and
escaped farm salmon are known to
return to Maine rivers. Escapes have
been caused by storms, cage failure,
anchor failure, human error, vandalism,
and predator attacks (e.g., seals; NMFS/
FWS, 2005). Although there is little
direct information about the effects of
net-pen salmon aquaculture on wild
Maine salmon (NRC, 2004), potentially
harmful interactions between wild and
farmed salmon can be divided into
ecological and genetic interactions.
Ecological interactions can occur in
sites for migration, resulting in
alterations in disease transmission and
changes to competition and predation
pressures, whereas genetic interactions
occur in spawning sites, which can
modify the timing of important life
history events and thereby alter
selection pressures and fitness. These
interactions are not mutually exclusive,
and the effects of each may compound
and influence the effects of the other.
We conclude that the spawning and
rearing PCE and the migration PCE in
each affected HUC 10 is, and will likely
continue to be, negatively affected by
aquaculture into the future, and,
therefore, may require special
management considerations or
protections which may include better
containment of aquaculture fish to
prevent escapement and enhanced
disease and parasite control procedures.
TABLE 1—SPECIFIC AREAS WITHIN THE GEOGRAPHIC AREA OCCUPIED BY A SPECIES AND THE ASSOCIATED SPECIAL
MANAGEMENT CONSIDERATIONS OR PROTECTIONS THAT MAY BE REQUIRED
jlentini on PROD1PC65 with PROPOSALS
HUC code
105000205
105000204
105000208
105000201
105000207
105000209
105000213
105000203
105000206
105000210
105000212
102000202
102000203
102000204
102000205
102000301
102000302
102000303
102000305
102000306
102000307
102000401
102000402
102000404
102000405
102000406
102000501
102000502
102000503
102000505
102000506
Watershed name
........
........
........
........
........
........
........
........
........
........
........
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........
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Special management considerations*
Machias River ...............................................................
East Machias River .......................................................
Pleasant River ...............................................................
Dennys River ................................................................
Chandler River ..............................................................
Narraguagus River ........................................................
Union River Bay ............................................................
Grand Manan Channel .................................................
Roque Bluffs Coastal ....................................................
Tunk Stream .................................................................
Graham Lake ................................................................
Grand Lake Matagamon ...............................................
East Branch Penobscot River .......................................
Seboeis River ................................................................
East Branch Penobscot River .......................................
West Branch Mattawamkeag River ..............................
East Branch Mattawamkeag River ...............................
Mattawamkeag River ....................................................
Mattawamkeag River ....................................................
Molunkus Stream ..........................................................
Mattawamkeag River ....................................................
Piscataquis River ..........................................................
Piscataquis River ..........................................................
Pleasant River ...............................................................
Seboeis Stream ............................................................
Piscataquis River ..........................................................
Penobscot River at Mattawamkeag ..............................
Penobscot River at West Enfield ..................................
Passadumkeag River ....................................................
Sunkhaze Stream .........................................................
Penobscot River at Orson Island ..................................
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A
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C/L
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H/S
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R
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R
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R
R
05SEP1
M
M
M
M
M
M
M
M
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M
M
M
M
M
M
M
M
M
M
M
Da
Da
Da
Da
Da
Da
Da
Da
Da
Da
Da
Da
Da
Da
Da
Da
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Da
Da
Da
Da
Da
Da
Da
Dr
Dr
Dr
Dr
Dr
Dr
Dr Q
Dr Q
Dr
Dr
51760
Federal Register / Vol. 73, No. 173 / Friday, September 5, 2008 / Proposed Rules
TABLE 1—SPECIFIC AREAS WITHIN THE GEOGRAPHIC AREA OCCUPIED BY A SPECIES AND THE ASSOCIATED SPECIAL
MANAGEMENT CONSIDERATIONS OR PROTECTIONS THAT MAY BE REQUIRED—Continued
HUC Code
102000507
102000509
102000510
102000511
102000512
102000513
105000218
105000219
105000301
105000302
105000305
103000306
103000305
103000312
105000306
105000307
104000210
Watershed Name
........
........
........
........
........
........
........
........
........
........
........
........
........
........
........
........
........
Special Management Considerations*
Birch Stream .................................................................
Penobscot River at Veazie Dam ..................................
Kenduskeag Stream .....................................................
Souadabscook Stream ..................................................
Marsh River ...................................................................
Penobscot River ............................................................
Belfast Bay ....................................................................
Ducktrap River ..............................................................
St. George River ...........................................................
Medomak River .............................................................
Sheepscot River ............................................................
Kennebec River at Waterville Dam ..............................
Sandy River ..................................................................
Kennebec at Merrymeeting Bay ...................................
Sheepscot Bay ..............................................................
Kennebec River Estuary ...............................................
Little Androscoggin River ..............................................
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
F
F
F
F
F
F
F
F
F
F
F
F
F
F
F
F
F
C/L
C/L
C/L
C/L
C/L
C/L
C/L
C/L
C/L
C/L
C/L
C/L
C/L
C/L
C/L
C/L
C/L
H/S
H/S
H/S
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H/S
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H/S
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H/S
R
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R
R
R
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R
R
R
R
R
R
R
M
M
M
M
M
M
M
M
M
M
M
M
M
M
M
M
Da
Da
Da
Da
Da
Da
Da
Da
Da
Da
Da
Da
Da
Da
Da
Da
Dr
Dr
Dr
Dr
Dr
Dr Q
Dr
Dr
Dr
Dr
Dr
Dr Q
Dr
Dr
Dr
* A = Agriculture; F = Forestry, C/L = Changing Land Use; H/S = Hatcheries and Stocking; R = Roads and Road Crossings; M = Mining; Da =
Dams; Dr = Dredging; Q = Aquaculture.
jlentini on PROD1PC65 with PROPOSALS
‘‘Specific Areas Outside the
Geographical Area Occupied by the
Species * * * Essential to the
Conservation of the Species’’
The ESA 3(5)(A)(ii) further defines
‘‘critical habitat’’ as ‘‘specific areas
outside the geographical area occupied
by the species at the time it is listed in
accordance with the provisions of
[section 4 of this Act], upon a
determination by the Secretary that such
areas are essential for the conservation
of the species’’. For the reasons stated
above in the discussion of specific
occupied areas, we delineated the
specific areas outside the geographic
area occupied by the species using HUC
10 (level 5) watersheds. To determine
whether these unoccupied areas are
essential for the conservation of the
species, we: (1) Established recovery
criteria to determine when the species
no longer warrants the protections of the
ESA (See Appendix A of Biological
valuation of Atlantic salmon habitat
within the range of the GOM DPS) and
the amount of habitat needed to support
the recovered population; and (2)
determined the amount of habitat
currently occupied by the species
relative to the amount of habitat
necessary to achieve recovery.
To establish recovery criteria, we
determined the characteristics of a
recovered GOM DPS. We first
established a geographic framework
represented by three Salmon Habitat
Recovery Units, or SHRUs, within the
DPS (see appendix A of the Biological
valuation of Atlantic Salmon Habitat
within the range of the GOM DPS,
2008). The SHRU delineations were
established to aid in developing criteria
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for recovery to ensure that Atlantic
salmon are widely distributed across the
DPS such that recovery of the species is
not limited to one river or one
geographic location within the GOM
DPS. As explained in more detail in the
Biological valuation of Atlantic salmon
habitat within the range of the GOM
DPS, Appendix A, we determined that
all three SHRUs must fulfill the criteria
described below for the overall species,
the GOM DPS, to be considered
recovered. The three SHRUs will
provide protection from genetic and
demographic stochasticity as well as
depensatory effects whereby a decrease
in the population can lead to reduced
survival and production of eggs and
offspring. Recovery of the GOM DPS,
whereby each of the three SHRUs meet
the criteria described below, also
assures diversity across the geographic
range such that fish from one SHRU
may be particularly well adapted to one
environment or set of conditions (e.g.,
long migration corridors, high gradient
reaches, warm temperatures, etc.) to
which fish from another SHRU may not
be well adapted.
Criteria
As explained further in the Biological
valuation of Atlantic Salmon Habitat
within the range of the GOM DPS,
Appendix A, we determined that if the
census population (N) of adult spawners
within any of the three SHRUs were to
fall below 500, the GOM DPS should be
evaluated as threatened pursuant to the
factors set forth in the ESA. A census
population of 500 adult spawners
within all three SHRUs also serves as
the starting point in which to make a
determination of recovery for the entire
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GOM DPS. Franklin (1980) introduced
500 as the approximate effective
population size necessary to retain
sufficient genetic variation and long
term persistence of a population.
Though there has been much debate in
the literature regarding the application
of assigning a general number to
represent when populations are
sufficiently large enough to maintain
genetic variation (Allendorf and Luikart,
2007), the ‘‘500 rule’’ introduced by
Franklin (1980) has not been superseded
by any other rule and does serve as
useful guidance for indicating when a
population may be at risk of losing
genetic variability (Allendorf and
Luikart, 2007).
We have chosen to use 500 adult
spawners (1 or 2 sea-winter salmon) in
each SHRU as the indicator of when the
populations in each of the three SHRUs
may be at risk of losing genetic
variability. We used the census number
rather than an effective population size
(Ne) primarily because determining an
effective population size for natural
populations with highly complex life
histories can be extremely difficult and
highly variable from one year to the next
(Waples and Yokota, 2007; Reiman and
Allendorf, 2001). In Atlantic salmon
populations, where cross-generational
breeding, iteroparity, and precocious
parr all contribute to the breeding
population, computing an effective
population size of the natural
population would most likely generate
values with substantial error
surrounding the data, and therefore not
be particularly useful in determining
when the population is at risk of
becoming endangered.
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jlentini on PROD1PC65 with PROPOSALS
Additionally, an N of 500 per SHRU
provides only a starting point from
which to establish criteria for delisting
and will not necessarily be the actual
number at which the DPS warrants
delisting. Geographic distribution,
population trends, and the results of
Population Viability Analyses (PVAs)
are other factors that will be used in
determining extinction risks to the GOM
DPS (see appendix A of Biological
valuation of Atlantic salmon habitat
within the GOM DPS (2008)) and the
determination of when the GOM DPS
warrants delisting. Furthermore,
objective, measurable criteria as
required under ESA § 4(f)(1)(B)(ii) will
further establish thresholds for recovery
and will be determined in a final
recovery plan for the expanded GOM
DPS. As a result, the actual number of
fish needed to warrant a delisting
decision will likely be greater than 500
for each SHRU based upon the
demographics of the population leading
up to the point at which a decision is
made.
Given a population size of 500 adult
spawners in any SHRU as a threshold in
which the GOM DPS should be
evaluated for listing as a threatened
species, we determined that a recovered
GOM DPS would be one that is not
likely to become threatened, because a
recovered GOM DPS should not be a
population that teeters on the line
between a GOM DPS that is recovered,
and a GOM DPS that is threatened.
Therefore, for the GOM DPS to be
considered recovered, each SHRU must
have a less than 50-percent chance of
the adult spawner population falling
below 500 over the next 15 years (see
Appendix A of Biological valuation of
Atlantic salmon habitat within the GOM
DPS). Additionally, the entire GOM DPS
must reflect sustainable positive
population growth for a period of 10
years (or two generations) to ensure that
population trends are substantive (see
Appendix A of Biological valuation of
Atlantic Salmon Habitat within the
GOM DPS, 2008). The criteria described
above were then applied to aid in
determining whether designating any
specific unoccupied habitat areas are
essential for the conservation of the
species by estimating the amount of
habitat needed to support a recovered
GOM DPS.
Using demographic data for the
period between 1991–2006, a period
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considered to have had exceptionally
low survival, we applied the criteria
described above in conjunction with a
Population Viability Analysis (PVA) to
determine how many adults would be
required in each SHRU to weather a
similar downturn in survival while
having a greater than 50-percent chance
of remaining above 500 adults (see
Appendix B of Biological valuation of
Atlantic salmon habitat within the GOM
DPS, 2008). This analysis projected that
a census population of 2,000 spawners
(1000 male and 1000 female) would be
needed in each of the three SHRUs for
the GOM DPS to weather a downturn in
survival such as experienced over the
time period from 1991–2006. Based on
this analysis, enough habitat is needed
in each of the three SHRUs to support
the offspring of 2,000 spawners. Using
an average fecundity per female of 7,200
eggs (Legault, 2004), and male to female
ratio of 1:1, or 1000 females, and a target
number of eggs per one unit of habitat
(100 m2) of 240 (Baum, 1997) we
determined that 30,000 units of habitat
is needed across each SHRU (7,200 eggs
× 1000 females/240 eggs = 30,000) to
support the offspring of 2,000 spawners,
which represents the quantity of habitat
in each SHRU essential to the
conservation of the species (Appendix B
of Biological valuation of Atlantic
Salmon Habitat within the GOM DPS,
2008).
To calculate the existing quantity of
habitat across the DPS both within the
currently occupied range and outside
the occupied range, we considered the
measured quantity of habitat within
each HUC 10 as well as the habitat’s
quality to generate the habitat’s
functional equivalent. The functional
equivalent values are a measure of the
quantity of habitat (expressed in units
where 1 unit of habitat is equivalent to
100 m2 of habitat) within a HUC 10
based on qualitative factors that limit
survivorship of juvenile salmon
utilizing the habitat for spawning,
rearing and migration. The functional
equivalent also accounts for dams
within or below the HUC 10 that would
further reduce survivorship of juvenile
salmon within the HUC 10 as they
migrate towards the marine
environment. In HUC 10s that are not
believed to be limited by qualitative
factors or dams, the functional
equivalent would be identical to the
measured quantity of habitat within the
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51761
HUC 10. In HUCs where quality and
dams are believed to be limiting, the
functional equivalent would be less
than the measured habitat within the
HUC 10. The functional equivalent
value is used in the critical habitat
evaluation process to determine the
quantity of functioning habitat within
each HUC 10. It also determines the
quantity of functioning habitat within
the currently occupied range relative to
the amount needed to support the
offspring of 2000 adult spawners.
The functional equivalent was
generated by multiplying the units of
habitat within each HUC 10 by the
habitat quality score divided by 3 (e.g.
1 = 0.33, 2 = 0.66, and 3 = 1; discussed
below under application of ESA section
4(b)(2)). This value was then multiplied
by the passage efficiency of FERC dams
with turbines raised to the power of the
number of dams both within and
downstream of the HUC 10. Habitat
quality scores were divided by 3 to
represent their relative values in terms
of percentages such that a ‘‘1’’ habitat
quality score has a qualitative value
roughly 33 percent of habitat that is not
limiting, ‘‘2’’ habitat quality score is
roughly 66 percent, and a ‘‘3’’ score
equals 100-percent habitat quality. We
consider 0.85 to represent a coarse
estimate of passage efficiency for FERC
dams with turbines based on the
findings of several studies (GNP, 1995;
GNP, 1997; Holbrook, 2007; Shepard,
1991c; Spicer et al. 1995) and therefore
roughly equivalent to a 15 percent
reduction in functional equivalent. The
number of dams present both within
and downstream of the HUC 10 was
used as an exponent to account for
cumulative effects of dams. A full
review of how habitat quantities and
habitat qualities were computed is
provided in the Biological Valuation of
Atlantic Salmon Habitat within the
GOM DPS, 2008.
Table 2 represents the total amount of
measured habitat within the occupied
areas of each SHRU; the habitats
functional equivalent for each SHRU;
amount of habitat proposed for
exclusion; the amount of functional
habitat (represented as functional
equivalent) after exclusion; and the
amount of habitat still needed to
support the offspring of 2,000 adult
spawners within each SHRU.
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Federal Register / Vol. 73, No. 173 / Friday, September 5, 2008 / Proposed Rules
TABLE 2—TOTAL HABITAT AND FUNCTIONAL HABITAT FOR OCCUPIED AREAS
Among the Three SHRUs in the GOM DPS
Total habitat
units
SHRU
jlentini on PROD1PC65 with PROPOSALS
Merrymeeting Bay ................................................................
Penobscot Bay .....................................................................
Downeast Coastal ................................................................
In both the Penobscot and
Merrymeeting Bay SHRUs there are
more than 30,000 units of functional
habitat within the currently occupied
area to support the offspring of adult
spawners. In the Downeast SHRU, the
amount of functional habitat available to
the species is estimated to be 889 units
short of what is needed to support 2000
adult spawners. Nonetheless, we
determined that no areas outside the
occupied geographical area within the
Downeast SHRU are essential to the
conservation of the species. This is
because of the 61,395 total habitat units
in Downeast Maine, the habitat is
predicted to be functioning at the
equivalent of only 29,111 units because
of the presence of dams or because of
degraded habitat features that reduce
the habitats functional value. Through
restoration efforts, including enhanced
fish passage and habitat improvement of
anthropogenically degraded features, a
substantial portion of the approximate
32,000 units of non-functioning habitat
may be restored to a functioning state.
The Union River, for instance, has over
12,000 units of habitat, though its
functional potential is estimated to be
equivalent to approximately 4,000 units
of habitat. This is largely because of
dams without fish passage that preclude
Atlantic salmon access to portions of the
Union River watershed. Dam removal or
improved fish passage has the potential
to restore a significant amount of the
8,000 units within the Union River
declared to be non-functioning habitat.
Throughout Maine, there has been
substantial effort on behalf of state and
Federal agencies and non-profit
organizations in partnership with
landowners and dam owners to restore
habitat through a combination of land
and riparian protection efforts, and fish
passage enhancement projects. Project
SHARE, the Downeast Salmon
Federation, watershed councils, Trout
Unlimited, and the Atlantic Salmon
Federation, for example, have
conducted a number of projects
designed to protect, restore and enhance
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Jkt 214001
Functional
equivalent
372,639
323,740
61,395
40,001
66,263
29,111
habitat for Atlantic salmon ranging from
the Kennebec River in south central
Maine to the Dennys River in Eastern
Maine. Projects include (though are not
limited to) dam removals along the
Kennebec, St. George, Penobscot, and
East Machias Rivers, land protection of
riparian corridors along the Machias,
Narraguagus, Dennys, Pleasant, East
Machias, Sheescot, Ducktrap rivers and
Cove Brook; surveying and repair of
culverts that impair fish passage; and
outreach and education efforts on the
benefits of such projects. The Penobscot
River Restoration Project is another
example of cooperative efforts on behalf
of Federal and state agencies, non-profit
organizations and dam owners. The
PRRP goal is to enhance runs of
diadromous fish through the planned
removal of two mainstem dams and
enhanced fish passage around several
other dams along the Penobscot River.
These cooperative efforts can increase
the functional potential of Atlantic
salmon habitat by both increasing
habitat availability as well as increasing
habitat quality. Therefore, we do not
believe that it is essential to designate
critical habitat outside of the currently
occupied range.
Activities That May Be Affected (Section
4(b)(8))
Section 4(b)(8) of the ESA requires
that we describe briefly and evaluate in
any proposed or final regulation to
designate critical habitat, those
activities that may destroy or adversely
modify such habitat or that may be
affected by such designation. A wide
variety of activities may affect critical
habitat and, when carried out, funded,
or authorized by a Federal agency, will
require an ESA section 7 consultation.
Such activities (detailed in the
economic analysis) include, but are not
limited to agriculture, transportation,
development and hydropower.
We believe this proposed critical
habitat designation will provide Federal
agencies, private entities, and the public
with clear notification of critical habitat
for Atlantic salmon and the boundaries
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Proposed
exclusion
0
3,205
0
Functional
habitat after
exclusions
40,001
63,058
29,111
Additional
habitat needed
to support the
offspring of
2,000 adult
spawners (i.e.,
30,000 units)
0
0
889
of such habitat. This designation will
allow Federal agencies and others to
evaluate the potential effects of their
activities on critical habitat to determine
if ESA section 7 consultation with
NMFS is needed given the specific
definition of physical and biological
features.
Application of ESA Section 4(a)(3)(B)(1)
The Sikes Act Improvement Act of
1997 (16 U.S.C. 670a–670f, as
amended), enacted on November 18,
1997, required that military installations
with significant natural resources
prepare and implement an integrated
natural resource management plan
(INRMP) in cooperation with the
USFWS and state fish and wildlife
agencies, by November 18, 2001. The
purpose of the INRMP is to provide the
basis for carrying out programs and
implementing management strategies to
conserve and protect biological
resources on military lands. Because
military lands are often protected from
public access, they can include some of
the nation’s most significant tracts of
natural resources. INRMPs are to
provide for the management of natural
resources, including fish, wildlife, and
plants; allow multipurpose uses of
resources; and provide public access
where appropriate for those uses,
without any net loss in the capability of
an installation to support its military
mission.
In 2003, the National Defense
Authorization Act (Pub. L. 108–136)
amended the ESA to limit areas eligible
for designation as critical habitat.
Specifically, section 4(a)(3)(B)(i) of the
ESA (16 U.S.C. 1533(a)(B)(i)) states:
‘‘The Secretary shall not designate as
critical habitat any lands or other
geographical areas owned or controlled
by the Department of Defense, or
designated for its use, that are subject to
an integrated natural resources
management plan prepared under
section 101 of the Sikes Act (16 U.S.C.
67a), if the Secretary determines in
writing that such plan provides a benefit
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to the species for which critical habitat
is proposed for designation.’’
Within the specific areas identified as
critical habitat for the Gulf of Maine
DPS, there are three military sites, one
of which has been decommissioned and
recently transitioned to civilian
ownership. The two active military sites
within the occupied range of the DPS
include: (1) The 3,094 acre Brunswick
Naval Air Station in Brunswick, Maine,
of which 435 acres are within Little
Androscoggin HUC 10 watershed in the
Merrymeeting Bay SHRU; and (2) the
Brunswick Naval Air Stations cold
weather survival, evasion, resistance
and escape school which occupies
12,000 acres near Rangeley, Maine and
occupies 5,328 acres of the Sandy River
HUC 10 watershed in the Merrymeeting
Bay SHRU. We have contacted the
Department of Defense and requested
information on the existence of INRMPs
and the benefits any INRMPs would
provide to Atlantic salmon. If any
INRMPs covering these sites are
determined, in writing, to provide a
benefit to Atlantic salmon, we would be
precluded from designating the Atlantic
salmon habitat within these sites, which
is comprised of 9.56 km of river and
streams containing physical and
biological features in the Sandy River
HUC, and 0.81 km of river and streams
containing physical and biological
features in the Lower Androscoggin
HUC.
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Application of ESA Section 4(b)(2)
The foregoing discussion described
the specific areas within U.S.
jurisdiction that meet the ESA
definition of critical habitat because
they contain the physical and biological
features essential to the conservation of
Atlantic salmon that may require special
management considerations or
protection. Before including areas in a
designation, section 4(b)(2) of the ESA
requires the Secretary to consider the
economic impact, impact on national
security, and any other relevant impacts
of designation of any particular area.
The Secretary has the discretion to
exclude any area from designation if he
determines that the benefits of exclusion
(that is, avoiding some or all of the
impacts that would result from
designation) outweigh the benefits of
designation based upon the best
scientific and commercial data
available. The Secretary may not
exclude an area from designation if
exclusion will result in the extinction of
the species. Because the authority to
exclude is discretionary, exclusion is
not required for any particular area
under any circumstances.
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The 4(b)(2) exclusion process is
conducted for a ‘‘particular area,’’ not
for the critical habitat as a whole. This
analysis is therefore conducted at a
geographic scale that divides the area
under consideration into smaller subareas. The statute does not specify the
exact geographic scale of these
‘‘particular areas.’’ For the purposes of
the analysis of economic impacts, a
‘‘particular area’’ is equivalent to a
‘‘specific area’’, defined as a HUC 10
(level 5) standard watershed. There are
48 ‘‘specific areas’’ (HUC 10s) occupied
by the species on which are found those
physical and biological features
essential to the conservation of the
species and which may require special
management considerations or
protection.
Where we considered impacts on
Indian Tribes, we delineated particular
areas based on land ownership. Where
we consider impacts on national
security particular areas will be
delineated based on lands identified by
the military as areas where critical
habitat will have an impact on national
security. These areas may only account
for a small fraction of a HUC 10
watershed or, in some circumstances,
may span across several HUC 10
watersheds. Factors that were
considered in determining whether or
not the benefits of exclusion outweighed
the benefits of designating the particular
areas as critical habitat:
(1) The quantity of functional habitat
proposed for exclusion relative to the
quantity of habitat needed to support a
recovered population;
(2) The relative biological value of a
particular area to the conservation of the
species, measured by the quantity and
quality of the physical and biological
features with the particular area;
(3) The anticipated conservation loss
that would be accrued through not
designating a particular area based upon
the conservation value of that particular
area; and
(4) Whether exclusion of habitat
within the particular area, based upon
the best scientific and commercial data,
would result in the extinction of the
species concerned.
Assigning Biological Value
To determine the benefits of including
an area as critical habitat, we assigned
a Final Biological Value to each HUC 10
watershed based on the quantity and
quality of Atlantic salmon spawning
and rearing habitat and the migratory
needs of the species (see Biological
valuation of Atlantic salmon habitat in
the GOM DPS (2008)). The Final
Biological Value indicates each areas
current value to Atlantic salmon
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51763
spawning, rearing and migration
activities and is applied in the 4(b)(2)
exclusion analysis, where it is weighed
against the economic, national security,
and other relevant impacts to consider
whether specific areas may be excluded
from designation. (The final biological
value also aided in determining those
areas currently occupied by the species
described earlier in the proposed rule
under ‘‘Identifying the Geographical
Area Occupied by the Species and
Specific Areas within the Geographical
Area’’).
The variables used to develop the
Final Biological Value include a
combination of habitat units, habitat
quantity, habitat quality, and the value
of the HUC 10 to migration of smolts
and adults.
A habitat unit represents 100 m2 of
spawning and rearing habitat. A
‘‘habitat unit’’ is used in North America
and Europe to quantify habitat features
most frequently used for spawning and
juvenile rearing (e.g., riffles and runs).
Habitat units for each HUC 10 were
calculated using the GIS based habitat
prediction model described earlier in
the proposed rule under Physical and
Biological Features in Freshwater and
Estuary Specific Areas Essential to the
Conservation of the Species.
Habitat quantity is the estimate of
habitat units generated by the model
and was calculated separately for each
HUC 10. The units of habitat were then
binned into four categories for each of
the three SHRUs. A HUC 10 with no
habitat was assigned a score of ‘‘0’’ and
was considered unoccupied. HUC10’s
with the lowest 25 percent of total units
of habitat across the entire SHRU
received a ‘‘1’’ score, the middle 50
percent received a ‘‘2’’ score, and the
upper 25 percent received a ‘‘3’’ score.
A ‘‘3’’ score represents the highest
relative habitat quantity score. This
method resulted in the majority of the
habitat receiving a score of ‘‘2’’
representing an average habitat quantity.
Habitat scores outside the middle 50
percent were considered to have above
average habitat quantity or below
average habitat quantity.
Habitat quality scores were assigned
to HUC 10s based on information and
input from fisheries biologists working
with the Maine Department of Inland
Fisheries and Wildlife, the MDMR,
NMFS, and Kleinschmidt Energy and
Water Resource Consultants who
possess specific knowledge and
expertise about the geographic region.
For each of the three SHRUs, a
minimum of three biologist with
knowledge of and expertise in the
geographic area were asked to
independently assign habitat scores,
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using a set of scoring criteria developed
by Fisheries Biologists from NMFS, to
HUC 10s based on the presence and
quality of the physical and biological
features essential to the conservation of
the species (see Biological valuation of
Atlantic salmon habitat within the GOM
DPS (2008)). The scoring criteria ranked
qualitative features including
temperature, biological communities,
water quality, and substrate and cover,
as being highly suitable (‘‘3’’), suitable
(‘‘2’’), marginally suitable (‘‘1’’) or not
suitable (‘‘0’’) for supporting Atlantic
salmon spawning, rearing and migration
activities. A habitat value of ‘‘0’’
indicates that one or more factors is
limiting to the point that Atlantic
salmon could not reasonably be
expected to survive in those areas; a
score of ‘‘1’’, ‘‘2’’ or ‘‘3’’ indicates the
extent to which physical and biological
features are limiting, with a ‘‘1’’ being
most limiting and a ‘‘3’’ being not
limiting. In HUC 10s that are and have
always been inaccessible due to natural
barriers, the entire HUC 10 was
automatically scored as ‘‘0’’ and
considered not occupied by the species.
During the scoring process, biologists
were given the option to consider all the
HUC 12 sub-watersheds present within
each HUC 10 watershed to aid in
reaching a final HUC 10 watershed
score. Emphasis was placed on
identifying whether or not the physical
and biological features needed for
Atlantic salmon spawning and rearing
are present and of what quality the
features are. The overall habitat quality
score for each HUC 10 was typically an
average determined by the compilation
of scores and comments provided from
the biologists.
Final Habitat Values were generated
for each HUC 10 by combining habitat
quantity and habitat quality scores
within each HUC 10. HUC 10s with zero
scores for either habitat quantity or
quality received a zero score for Final
Habitat Value. Combined scores were
then binned on a scale of one to three
with the lowest 25 percent receiving a
‘‘1’’ score, the middle 50 percent
receiving a ‘‘2’’ score, and the upper 25
percent receiving a ‘‘3’’ score. A ‘‘3’’
score represents the highest relative
Final Habitat Value.
A final migration score was generated
based on the final habitat values and the
migratory requirements of adults to
reach spawning areas and smolts to
reach the marine environment. We
determined the final migration score of
a HUC 10 to be equal to the highest final
habitat value upstream from the HUC 10
as we concluded that access to
spawning and rearing habitat was
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equally as important as the spawning
and rearing habitat itself.
The final biological value for each
HUC 10, which is the value used in
weighing economic cost against the
biological value of habitat to salmon,
was determined by selecting the higher
of the final habitat score and the final
migration score of each HUC10. This
approach assures the preservation of
spawning and rearing habitat as well as
migration habitat (see Biological
valuation of Atlantic salmon habitat
within the range of the GOM DPS,
2008).
Consideration of Economic Impacts,
Impacts to National Security and Any
Other Relevant Impacts
The impact of specifying any
particular area as critical habitat occurs
primarily through section 7 of the ESA.
Once critical habitat is designated,
section 7(a)(2) requires that Federal
agencies ensure any action they
authorize, fund or carry out (this action
is called the ‘‘Federal nexus’’) is not
likely to result in the destruction or
adverse modification of critical habitat
(16 U.S.C. 1536(a)(2)). Parties involved
in section 7 consultations include
NMFS or the USFWS, a Federal action
agency, and in some cases, a private
entity involved in the project or land
use activity. The Federal action agency
serves as the liaison with NMFS. Under
Section 7(a)(2), when a Federal agency
proposes an action that may affect a
listed species or its critical habitat, it
must initiate formal consultation with
NMFS (or the USFWS, as applicable) or
seek written concurrence from the
Services that the action is not likely to
adversely affect listed species or its
designated critical habitat. Formal
consultation is a process between the
Services and a Federal agency designed
to determine whether a proposed
Federal action is likely to jeopardize the
continued existence of a species or
destroy or adversely modify critical
habitat, an action prohibited by the
ESA. If the action is likely to destroy or
adversely modify critical habitat, then
the Federal agency may be required to
implement a reasonable and prudent
alternative (RPA) to the proposed action
to avoid the destruction or adverse
modification of critical habitat. In
addition, conservation benefits to the
listed species would result when the
consultation process avoids destruction
or adverse modification of its critical
habitat through inclusion of RPAs, or
avoids lesser adverse effects to critical
habitat that may not rise to the level of
adverse modification through inclusion
of harm avoidance measures.
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Outside of the Federal agencies’
obligation to critical habitat and project
modifications that may be required to
avoid destruction or adverse
modification, the ESA imposes no
requirements or limitations on entities
or individuals as result of a critical
habitat designation.
Economic Impacts
As discussed above, economic
impacts of the critical habitat
designation result from implementation
of section 7 of the ESA. Section 7(a)(2)
requires Federal agencies to consult
with NMFS to ensure their proposed
actions are not likely to destroy or
adversely modify critical habitat. These
economic impacts may include both
administrative and project modification
costs. Economic impacts may also be
associated with the conservation
benefits of the designation.
Economic impacts were assessed for
each specific HUC 10 area proposed for
designation, as well as for unoccupied
areas within the range of the GOM DPS.
While we are not proposing to designate
unoccupied areas, we evaluated the
economic impacts in the event that we
determined in the biological valuation
process, or determine as a result of
public comment or subsequently
available information, that some or all of
the unoccupied areas were found to be
to be essential to the conservation of the
species. For the entire range of the GOM
DPS, the present value of estimated
economic impacts ranges from
approximately $222 million to $259
million, with most of the economic
impact resulting from impacts to
hydropower and development (IEc,
2008a). The estimated economic impact
of designation of the occupied areas
before economic exclusions ranges from
approximately $165 million to $190
million. We solicit comment on the
economic impacts to activities that may
be affected as a result of this
designation, particularly hydropower
activities and alternative energy
projects. Information received will be
considered in the development of the
final designation.
For the designation of critical habitat
for the GOM DPS, economic exclusions
within the 48 occupied HUC 10s
throughout the DPS were considered by
weighing biological value determined in
the biological valuation and the
economic cost determined in the
economic analysis. As described earlier,
the Biological Values were assigned a
score of 1, 2, or 3, with a ‘‘1’’ being of
lowest biological value and a ‘‘3’’ being
of highest biological value. Areas could
also be assigned a biological value of
‘‘0’’ if the physical and biological
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features in those areas were so degraded
that they were not considered essential
to the conservation of salmon. Areas
assigned a ‘‘0’’ score were not included
in the economic exclusion analysis. As
stated above, we consider these areas to
be unoccupied, and we determined that
no unoccupied areas were essential to
the conservation of the GOM DPS.
To compare economic cost with
biological value, we ranked the range
often monetized categories provided in
the economic analysis (IEc, 2008a) as
being high (‘‘3’’), medium (‘‘2’’) or low
(‘‘1’’) economic impact. These categories
illustrate economic costs over the range
of the GOM DPS. The high, medium and
low scores assigned to economic costs
were then used to weigh economic cost
against the corresponding biological
value (also scored as high, medium or
low) of each HUC 10. When developing
criteria for comparing economic costs
the use of a dollar value was chosen. A
score of ‘‘1’’ (low economic costs)
represents a cost ranging from $24,000
to $432,000; a score of ‘‘2’’ represents a
medium economic cost ranging form
$432,001 to $2,810,000; and a score of
‘‘3’’ represents a high economic cost
ranging from $2,810,001 to $26,300,000.
These dollar thresholds do not represent
an objective judgment that low-value
areas are worth no more than $432,000,
medium-value areas are worth no more
than $2,810,000, or high value areas are
worth no more than $26,300,000. Under
the ESA, we are to weigh dissimilar
impacts given limited time and
information. The statute emphasizes
that the decision to exclude is
discretionary. Thus, the economic
impact level at which the economic
benefits of exclusion outweigh the
conservation benefits of designation is a
matter of discretion and depends on the
policy context. For critical habitat, the
ESA directs us to consider exclusions to
avoid high economic impacts, but also
requires that the areas designated as
critical habitat are sufficient to support
the conservation of the species and to
avoid extinction. In this policy context,
we selected dollar thresholds
representing the levels at which we
believe the economic impact associated
with a specific area would outweigh the
conservation benefits of designating that
area.
Given the low abundance and
endangered status of Atlantic salmon,
we exercise our discretion to consider
exclusion of specific areas based on
three decision rules: (1) specific areas
with a biological value of medium (‘‘2’’)
or high (‘‘3’’) score were not eligible for
exclusion regardless of the level of
economic impact, because of the
endangered status of Atlantic salmon;
(2) specific areas with a low biological
value (‘‘1’’) were excluded if the
economic costs were greater than
$432,000 (economic score of ‘‘2’’ or
‘‘3’’); (3) specific areas were not
considered for exclusion, including
those areas having a low biological
value (‘‘1’’), if the area had no dams
both within it or below it given that
these areas are not subject to the
deleterious effects that dams have on
migration of adults and smolts (GNP
1995; GNP 1997; Holbrook 2007;
Shepard 1991c; Spicer et al. 1995).
These dollar thresholds and decision
rules provided a relatively simple
process to identify, in a limited amount
of time, specific areas warranting
consideration for exclusion.
We propose to exclude three
particular areas (HUC 10s) in the
Penobscot Bay SHRU due to economic
impact, out of a total of 48 occupied
HUC 10s within the range of the GOM
DPS. Areas proposed for exclusion
include 1,243 km of river, stream and
estuary habitat and 97 sq. km of lakes
in all of Belfast Bay (HUC 105000218),
Passadumkeag River (HUC 102000503),
and Molunkus Stream (HUC
102000306). The combined economic
impact of the designation in those
particular areas was estimated to be
$8,391,000 to $9,412,000 before they
were considered for exclusion. The
estimated economic impact for the
proposed critical habitat following
exclusions ranges from approximately
$97 million to $120 million. The
estimated economic impact of the
proposed critical habitat designation for
each SHRU are in Table 3.
TABLE 3—SUMMARY OF ECONOMIC IMPACT FOR OCCUPIED HUC 10 BY SHRU IN THE GOM DPS
SHRU
Low estimate
High estimate
Downeast Coastal ....................................................................................................................................................
Penobscot Bay .........................................................................................................................................................
Merrymeeting Bay ....................................................................................................................................................
$7,473,000
17,393,100
72,520,000
$10,488,000
22,346,900
87,310,000
Total ..................................................................................................................................................................
97,386,100
120,144,900
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National Security
As stated above, within the areas
identified as critical habitat for the GOM
DPS, there are three military sites, one
of which has been decommissioned and
recently transitioned to civilian
ownership. The two active military sites
within the occupied range of the DPS
include: (1) The 3,094 acre Brunswick
Naval Air Station in Brunswick, Maine,
of which 435 acres are within Little
Androscoggin HUC 10 watershed in the
Merrymeeting Bay SHRU; and (2) the
Brunswick Naval Air Stations cold
weather survival, evasion, resistance
and escape school which occupies
12,000 acres near Rangeley, Maine and
occupies 5,328 acres of the Sandy River
HUC 10 watershed in the Merrymeeting
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Bay SHRU. We have contacted these
installations concerning the national
security impacts of designation of these
areas as critical habitat. If these areas are
eligible for designation (i.e., not covered
by INRMPs that provide a benefit to the
GOM DPS) and any identified national
security impacts are determined to
outweigh the benefits of designation, we
would exclude from the designation the
Atlantic salmon habitat within these
military sites, which is comprised of
9.56 km of river and streams containing
physical and biological features in the
Sandy River HUC, and 0.81 km of river
and streams containing physical and
biological features in the Lower
Androscoggin HUC.
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Other Relevant Impacts: Tribal Lands
The Penobscot Indian Nation and the
Passamaquoddy Tribe own and conduct
activities on lands within the Gulf of
Maine DPS. Activities may include
agriculture; residential, commercial, or
industrial development; in-stream
construction projects; silviculture; water
quality monitoring; hunting and fishing;
and other uses. Some of these activities
may be affected by the designation of
critical habitat for the Gulf of Maine
DPS of Atlantic salmon.
Secretarial Order 3206 recognizes that
Tribes have governmental authority and
the desire to protect and manage their
resources in the manner that is most
beneficial to them. Pursuant to the
Secretarial Order, and consistent with
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the Federal government’s trust
responsibilities, the Services must
consult with the affected Indian Tribes
when considering the designation of
critical habitat in areas that may impact
tribal trust resources, tribally-owned fee
lands, or the exercise of tribal rights.
Critical habitat in such areas, unless
determined to be essential to conserve a
species, may not be designated.
The Indian lands specifically
proposed for exclusion are those
defined in Secretarial Order 3206 and
include: (1) Lands held in trust by the
United States for the benefit of any
Indian tribe; (2) lands held in trust by
the United States for any Indian Tribe
or individual subject to restrictions by
the United States against alienation; (3)
fee lands, either within or outside the
reservation boundaries, owned by the
tribal government; and, (4) fee lands
within the reservation boundaries
owned by individual Indians.
The Penobscot Indian Nation and the
Passamaquoddy Tribe own and conduct
activities on approximately 182,000
acres of land throughout the entire GOM
DPS. Both tribes that own lands within
the GOM DPS have actively pursued or
participated in activities to further
promote the health and continued
existence of Atlantic salmon and their
habitats. The Penobscot tribe has
developed and maintained its own
water quality standards that state ‘‘it is
the official policy of the Penobscot
Nation that all waters of the Tribe shall
be of sufficient quality to support the
ancient and historical traditional and
customary uses of such tribal waters by
members of the Penobscot Nation.’’ The
Tribe is also currently participating in
the Penobscot River Restoration Project
that has the intended goal of restoring
11 species of diadromous fish, including
Atlantic salmon. The Passamaquoddy
Tribe has continued to maintain efforts
to balance agricultural practices with
natural resources. In a tract of Tribal
land in Township 19, which accounts
for approximately 12 km of the 27.8 km
of rivers and streams on Passamaquoddy
land that contain physical and
biological features essential to salmon,
the tribe has established an ordinance to
govern its water withdrawals for these
lands. This ordinance states ‘‘it is
important to the Tribe that its water
withdrawals at T. 19 do not adversely
affect the Atlantic salmon in any of its
life stages, or its habitat,’’ and restricts
water withdrawals to avoid adverse
impact on the Atlantic salmon.
Within the occupied range proposed
for designation, the Tribes own
approximately 84,058 acres of land
within 16 HUC 10 watersheds. NMFS
proposes that the rivers, streams, lakes
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and estuaries of all 84,058 acres of tribal
land within the areas occupied by the
GOM DPS also be excluded from critical
habitat designation based on the
principles of the Secretarial Order
discussed above. Of the 84,058 acres,
26,401 acres overlap with particular
areas being proposed for exclusion
based on economic impacts.
Determine Whether Exclusion Will
Result in Extinction of the Species
Section 4(b)2 states that particular
areas shall not be excluded from critical
habitat if the exclusion will result in
extinction of the species. Our decision
to only propose for exclusion particular
areas based on economic impacts that
had low biological value, unless dams
were absent from the particular area, led
to proposed exclusions only in the
Penobscot SHRU. No economic
exclusions were proposed in the
Downeast or Merrymeeting Bay SHRUs.
Given that exclusions based on
economic impacts within the Penobscot
SHRU were only made in areas
considered to have little biological value
to Atlantic salmon, those exclusions are
not considered to jeopardize the species’
continued existence because those areas
do not diminish the functional
equivalent below what is needed to
support a recovered GOM DPS.
We do not believe that exclusions of
tribal lands will reduce the conservation
value or functional equivalent of
Atlantic salmon habitat within those
particular areas given the ongoing
cooperative efforts between the Tribes
and the agencies. The combined habitat
within the two military installations
that contain critical habitat includes a
total of 10 km of river and stream
habitat out of roughly 4,394 km of river
and stream habitat within the
Merrymeeting Bay SHRU. These areas
do not further reduce the amount of
functional habitat within the
Merrymeeting Bay SHRU below the
amount needed to support the offspring
of 2,000 adult spawners, and exclusion
of these areas would therefore not likely
result in the extinction of the species.
Further evaluation of the impacts of
excluding these military sites based on
national security will be completed
upon receipt of information requested
from the Department of Defense.
Public Comments Solicited
We solicit comments or suggestions
from the public, other concerned
governments and agencies, the scientific
community, industry, or any other
interested party concerning the
proposed designation and exclusions,
the biological valuation, the economic
analysis, and the 4(b)(2) report. You
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may submit your comments and
materials concerning this proposal by
any one of several methods (see
ADDRESSES). Copies of the proposed rule
and supporting documentation,
including the biological valuation,
economic analysis, and 4(b)(2) report,
can be found on the NMFS Northeast
Region Web site at https://
www.nero.noaa.gov/prot_res/
altsalmon/. We will consider all
comments pertaining to this designation
received during the comment period in
preparing the final rule.
Classification
This proposed rule has been
determined to be significant for
purposes of Executive Order (E.O.)
12866. We have integrated the
regulatory principles of the E.O. into the
development of this proposed rule to
the extent consistent with the
mandatory duty to designate critical
habitat, as defined in the ESA.
We have determined that this action
is consistent to the maximum extent
practicable with the enforceable policies
of the approved coastal management
program of the State of Maine. The
determination has been submitted for
review by the responsible State agency
under section 307 of the Coastal Zone
Management Act (16 U.S.C. 1451 et
seq.).
An environmental analysis as
provided for under the National
Environmental Policy Act for critical
habitat designations made pursuant to
the ESA is not required. See Douglas
County v. Babbitt, 48 F.3d 1495 (9th Cir.
1995), cert. Denied, 116 S.Ct. 698
(1996).
We prepared an initial regulatory
flexibility analysis (IRFA) pursuant to
section 603 of the Regulatory Flexibility
Act (RFA) (5 U.S.C. 601, et seq.)(IEc,
2008b). This IRFA only analyzes the
impacts to those areas where critical
habitat is proposed and is available at
the location identified in the ADDRESSES
section. The IRFA is summarized below,
as required by section 603 of the RFA.
The IRFA describes the economic
impact this proposed rule, if adopted,
would have on small entities. A
summary of the IRFA follows:
A description of the action, why it is
being considered, and the objectives of
and legal basis for this action are
contained in the preamble of this rule
and are not repeated here.
After reviewing the land use activities
evaluated in the economic analysis
conducted for this action, the types of
small entities that may be impacted if
this rule were adopted include those
entities involved in hydropower,
agriculture, and development activities.
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The total number of affected small
entities includes up to 12 dam owners
and 65 farms. There are an unknown
number of small entities involved in
development projects. Because impacts
are calculated on a per acre basis and
not for specific projects, it is not
possible to identify specific landowners.
We seek public comment on this topic.
This action does not contain any new
collection-of-information, reporting,
recordkeeping, or other compliance
requirements beyond the potential
economic impacts described below and
any reporting requirements associated
with reporting on the progress and
success of implementing project
modifications, which do not require
special skills to satisfy. Third party
applicants or permittees may also incur
costs associated with participating in
the administrative process of
consultation along with the permitting
Federal agency.
No Federal laws or regulations
duplicate or conflict with the proposed
rule. Existing Federal laws and
regulations overlap with the proposed
rule only to the extent that they provide
protection to marine natural resources
generally. However, no existing laws or
regulations specifically prohibit
destruction or adverse modification of
critical habitat for, and focus on the
recovery of, Atlantic salmon.
The IRFA estimates that
approximately 65 small farms (average
annual receipts of less than $750,000),
or roughly nine percent of the farms
across the DPS, may be affected by
critical habitat designation (IEc, 2008b).
The average annual revenue of these
farms was estimated at $76,000 (USDA
2002 Census of Agriculture). The
estimated average losses per small farm
are estimated at $6,100 (IEc, 2008b).
Impacts to development are based on
impacts to landowners associated with
constraints on development within a 30meter buffer of streams within the study
area. The present value of impacts to all
development projects is estimated at
$94.6 million to $127 million. Section 3
of the Small Business Act defines small
business as any firm that is
independently owned and operated and
is not dominant in its field of operation.
The U.S. Small Business Administration
(SBA) has developed size standards to
carry out the purposes of the Small
Business Act, and those size standards
can be found in 13 CFR 121.201. Size
standards are expressed either in
number of employees or annual receipts
in millions of dollars depending on the
specific type of business. Because
impacts to development projects are
determined on a per acre basis and not
by the specific type of development
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project, we were unable to determine
who the specific affected landowners
are. In some cases, some portion of these
landowners are likely individuals and
not business, and therefore not relevant
to the small business analysis, while it
is also likely that some of these
landowners are businesses, including
small businesses, that may be impacted
by constraints.
Land developers and subdividers are
one type of small business that may be
affected by constraints stemming from
the proposed critical habitat designation
(IEc, 2008b). The available data suggests
that 188 small land developers operate
in counties that overlap the 48 HUCs
containing proposed critical habitat,
accounting for 97 percent of the
subdividers in the region (IEc, 2008b).
The information available, however, is
insufficient to estimate the impacts on
these entities or to identify other
potentially affected landowners (IEc,
2008b).
Impacts to hydropower were
estimated for small hydropower
producers identified by the Small
Business Administration as those
producing less than four billion
kilowatt-hours annually and are likely
to experience impacts associated with
the critical habitat designation. The
IRFA analysis (IEc, 2008b) estimates 12
hydropower producers within the 48
HUCs where critical habitat is proposed
may be affected with an estimated costs
accrued by these dam owners between
$17 annually to $507,000 annually (IEc,
2008b).
We considered and rejected the
alternative of not designating critical
habitat for any of the specific areas
because such an action does not meet
the legal requirements of the ESA. We
also considered not excluding any
specific areas within the occupied range
for reasons of economic impact given
the critically low abundance of the
species. We concluded, however, that
the quantity of habitat is less of a factor
limiting the abundance of the species
than are the accessibility to the habitat
through barriers to migration and
marine survival issues. Therefore,
allowing for exclusion of some specific
areas that have low biological value
would not likely further reduce recovery
efforts. We also considered a more
straightforward comparison of economic
cost and biological value such that any
areas for which the costs of designation
were greater than the biological value of
the area to the species would qualify for
exclusion. We chose, however, to
exclude only those areas that have a
biological value score of ‘‘1’’ (unless the
area is without dams) because excluding
all of specific areas for which the costs
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of designation were greater than the
biological value of the area to the
species would reduce the quantity of
habitat below what is needed to achieve
conservation of the species.
Critical habitat designation may
encourage landowners to develop
Habitat Conservation Plans (HCPs).
Under section 10 of the ESA,
landowners seeking an incidental take
permit must develop an HCP to
counterbalance the potential harmful
effects that an otherwise lawful activity
may have on a species. The purpose of
the habitat conservation planning
process is to ensure that the effects of
incidental take are adequately
minimized and mitigated. Thus, HCPs
are developed to ensure compliance
with section 9 of the ESA and to meet
the requirements of section 10 of the
ESA. Neither the IRFA nor the
Economic Analysis of Critical Habitat
Designation for the Gulf of Maine
Distinct Population Segment of Atlantic
Salmon forecasts effects associated with
the development of HCPs. We solicit
comment on such impacts, particularly
with respect to the development of
HCPs by small entities.
Pursuant to the Executive Order on
Federalism, E.O. 13132, the Assistant
Secretary for Legislative and
Intergovernmental Affairs will provide
notice of the proposed action and
request comments from the appropriate
officials in Maine where Atlantic
salmon occur.
The data and analyses supporting this
proposed action have undergone a predissemination review and have been
determined to be in compliance with
applicable information quality
guidelines implementing the
Information Quality Act (IQA) (Section
515 of Pub. L. 106–554).
In December 2004, the Office of
Management and Budget (OMB) issued
a Final Information Quality Bulletin for
Peer Review pursuant to the IQA. The
Bulletin established minimum peer
review standards, a transparent process
for public disclosure of peer review
planning, and opportunities for public
participation with regard to certain
types of information disseminated by
the Federal government. The peer
review requirements of the OMB
Bulletin apply to influential or highly
influential scientific information
disseminated on or after June 16, 2005.
To satisfy our requirements under the
OMB Bulletin, we obtained independent
peer review of the scientific information
that supports the proposal to designate
critical habitat for the GOM DPS of
Atlantic salmon and incorporated the
peer review comments prior to
dissemination of this proposed
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rulemaking. A Draft 4(b)(2) Report
(NMFS, 2008) that supports the
proposal to designate critical habitat for
the GOM DPS of Atlantic salmon was
also peer reviewed pursuant to the
requirements of the Bulletin and is
available on our Web site (see
ADDRESSES).
This action does not contain a
collection-of-information requirement
for purposes of the Paperwork
Reduction Act.
References Cited
A complete list of all references cited
in this rule making can be found on our
Web site at https://www.nero.noaa.gov/
prot_res/altsalmon/, and is available
upon request from the NMFS Northeast
Regional Office in Gloucester,
Massachusetts (see ADDRESSES).
List of Subjects in 50 CFR Part 226
Endangered and threatened species.
Dated: August 29, 2008.
John Oliver,
Deputy Assistant Administrator for
Operations, National Marine Fisheries
Service.
For the reasons set out in the
preamble, we propose to amend 50 CFR
part 226 as set forth below:
PART 226—DESIGNATED CRITICAL
HABITAT
1. The authority citation for part 226
continues to read as follows:
Authority: 16 U.S.C. 1533.
2. Add § 226.217, to read as follows:
§ 226.217 Critical habitat for the Gulf of
Maine Distinct Population Segment of
Atlantic Salmon (Salmo salar).
Critical habitat is designated to
include all perennial rivers, streams,
and estuaries and lakes connected to the
marine environment within the range of
the Gulf of Maine Distinct Population
Segment of Atlantic Salmon (GOM DPS)
except for those particular areas within
the range which are specifically
excluded. Within the GOM DPS, the
primary constituent elements (PCEs) for
Atlantic salmon include sites for
spawning and incubation, sites for
juvenile rearing, and sites for migration.
The physical and biological features of
habitat are those features that allow
Atlantic salmon to successfully use sites
for spawning and rearing and sites for
migration. These features include
substrate of suitable size and quality;
rivers and streams of adequate flow,
depth, water temperature and water
quality; rivers, streams, lakes and ponds
with sufficient space and diverse,
abundant food resources to support
growth and survival; waterways that
allow for free migration of both adult
and juvenile Atlantic salmon; and
diverse habitat and native fish
communities in which salmon interact
with while feeding, migrating,
spawning, and resting.
(a) The GOM DPS is divided into
three salmon habitat recovery units
(SHRUs) within the range of the GOM
DPS: These are the Downeast Coastal
SHRU, the Penobscot Bay SHRU and the
Merrymeeting Bay SHRU. Critical
habitat is only being considered in
specific areas currently occupied by the
species. Critical habitat specific areas
are identified by hydrological unit codes
(HUC) and counties within the States of
Maine. Hydrological units are those
defined by the Department of Interior
(DOI), U.S. Geological Survey (USGS)
publication, ‘‘Hydrologic Unit Maps’’
Water Supply Paper (Seaber et al., 1994)
and the following DOI, USGS 1:500,000
scale hydrologic unit map: State of
Maine: these documents are
incorporated by reference. The
incorporation by reference was
approved by the Director of the Federal
Register in accordance with 5 U.S.C.
552(a) and 1 CFR part 51. Copies of the
USGS publication and the maps may be
obtained from the USGS, Map Sales,
Box 25286, Denver, CO 80225. Copies
may be inspected at NMFS, Protected
Resources Division, Office of Protected
Resources, 1315 East-West Highway,
Silver Spring, MD 20910, or at the
National Archives and Records
Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
or go to: https://www.archives.gov/
Federal_register/code_of_Federal_
regulations/ibr_locations.html.
(b) Critical habitat is designated in the
Maine counties and towns for the three
SHRUs described in paragraphs (b)(1)
through (b)(2) of this section. The
textual descriptions of critical habitat
for each SHRU are included in
paragraphs (b)(3) through (b)(6) of this
section, and these descriptions are the
definitive source for determining the
critical habitat boundaries. General
location maps are provided at the end
of each SHRU description (paragraph
(b)(2) of this section) and are for general
guidance purposes only, and not as a
definitive source for determining critical
habitat boundaries.
(1). Maine counties and towns
affected. Critical habitat is designated
for the following SHRUs in the
following counties and towns.
(i) COUNTIES AND TOWNS PARTIALLY OR ENTIRELY WITHIN AREAS CONTAINING CRITICAL HABITAT
in the Downeast Coastal SHRU
Sub-basin
Coastal Washington Hancock.
County
Town
Penobscot ..........................
Clifton, Eddington, Grand Falls Twp, Greenfield Twp, Summit Twp.
Hancock .............................
Waltham, Bucksport, Dedham, Eastbrook, Ellsworth, Fletchers Landing Twp, Franklin, Great Pond, Hancock, Lamoine, Mariaville, Oqiton Twp, Orland, Osborn,
Trenton Otis, Sullivan, Surry, T10 SD, T16 MD, T22 MD, T28 MD, T32 MD, T34
MD, T35 MD, T39 MD, T40 MD, T41 MD, T7 SD, T9 SD.
Addison, Alexander, Baileyville, Baring Plt, Beddington, Centerville Twp, Charlotte,
Cherryfield, Columbia, Columbia Falls, Cooper, Crawford, Cutler, Deblois,
Dennysville, Devereaux Twp, East Machias, Edmunds Twp, Harrington,
Jonesboro, Jonesport, Lubec, Machias, Machiasport, Marion Twp, Marshfield,
Meddybemps, Milbridge, No 14 Twp, No 21 Twp, Northfield, Princeton, Roque
Bluffs, Sakom Twp, Steuben, Trescott Twp, Whiting, Whitneyville, Wesley T18
ED BPP, T18 MD BPP, T19 ED BPP, T19 MD BPP, T24 MD BPP, T25 MD
BPP, T26 ED BPP, T27 ED BPP, T30 MD BPP, T31 MD BPP, T36 MD BPP,
T37 MD BPP, T42 MD BPP, T43 MD BPP.
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Washington ........................
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51769
(ii) COUNTIES AND TOWNS PARTIALLY OR ENTIRELY WITHIN AREAS CONTAINING CRITICAL HABITAT IN THE
Penobscot Bay SHRU
Sub-basin
County
Town
Piscataquis ...........................
Penobscot ..........................
T4 Indian Purchase Twp, Long A Twp, Seboeis Plt, Mattamiscontis Twp, Maxfield,
Lagrange, Charleston, Howland, T3 R9 NWP, Edinburg, Hopkins Academy Grant
Twp, Garland.
Shawtown Twp, TA R11 WELS, TA R10 WELS, TB R10 WELS, Greenville, T7 R9
NWP, Bowdoin College Grant West Twp, T4 R9 NWP, Ebeemee Twp,
Moosehead Junction Twp, Lake View Plt, Brownville, Milo, Blanchard Twp,
Sebec, Dover-Foxcroft, Abbot, Kingsbury Plt, Parkman, Wellington, Frenchtown
Twp, Medford, Sangerville, TB R11 WELS, Katahdin Iron Works Twp, Elliottsville
Twp, Shirley, Guilford, Atkinson, Beaver Cove, Williamsburg Twp, Bowdoin College Grant East Twp, Barnard Twp, Monson, Orneville Twp.
Squaretown Twp, Mayfield Twp, Brighton Plt, East Moxie Twp, Bald Mountain Twp
T2 R3.
Moro Plt, T7 R5 WELS.
Mount Chase, East Millinocket, Grindstone Twp, Herseytown Twp, Medway, Patten,
Soldiertown Twp T2 R7 WELS, Stacyville, T1 R6 WELS, T2 R8 WELS, T3 R7
WELS, T3 R8 WELS, T4 R7 WELS, T4 R8 WELS, T5 R7 WELS, T5 R8 WELS,
T6 R6 WELS, T6 R7 WELS, T6 R8 WELS, T7 R6 WELS, T7 R7 WELS, T7 R8
WELS, T8 R6 WELS, T8 R7 WELS, T8 R8 WELS.
Mount Katahdin Twp, Nesourdnahunk Twp, Trout Brook Twp, T3 R10 WELS, T4
R10 WELS, T4 R9 WELS, T5 R11 WELS, T5 R9 WELS, T6 R10 WELS, T6 R11
WELS, T7 R10 WELS, T7 R11 WELS, T7 R12 WELS, T7 R9 WELS.
Amity, Bancroft, Benedicta Twp, Crystal, Dudley Twp, Dyer Brook, Forkstown Twp,
Moro Plt, North Yarmouth Academy Grant Twp, Oakfield, Orient, Reed Plt, Sherman, Silver Ridge Twp, Smyrna, Upper Molunkus Twp, Webbertown Twp, Weston, T1 R5 WELS, T2 R4 WELS, T3 R3 WELS, T3 R4 WELS, T4 R3 WELS, T7
R5 WELS, TA R2 WELS.
Carroll Plt, Drew Plt, Herseytown Plt, Kingman Twp, Lee, Lincoln, Mattawamkeag,
Mount Chase, Patten, Prentiss Twp T7 R3 NBPP, Springfield, Stacyville, Webster Plt, Winn, T1 R6 WELS, T4 R7 WELS, T6 R6 WELS.
T8 R3 NBPP, T8 R4 NBPP.
Benedicta TWP, Molunkus Twp, Sherman, T1 R5 WELS.
Amherst, Blue Hill, Bucksport, Castine, Dedham, Great Pond, Oqiton Twp, Orland,
Penobscot, Surry, Verona Island, T3 ND, T32 MD, T34 MD, T35 MD, T39 MD,
T40 MD, T41 MD.
Alton, Argyle Twp, Bangor, Brewer, Burlington, Carmel, Charleston, Chester, Clifton, Corinna, Corinth, Dexter, Dixmont, Eddington, Edinburg, Enfield, Etna, Exeter, Garland, Glenburn, Grand Falls Twp, Hampden, Hermon, Herseytown Twp,
Holden, Howland, Hudson, Indian Island, Kenduskeag, Lagrange, Lakeville, Lee,
Levant, Lincoln, Lowell, Mattamiscontis Twp, Mattawamkeag, Maxfield, Medway,
Milford, Newburgh, Newport, Old Town, Orono, Orrington, Passadumkeag, Plymouth, Seboeis Plt, Springfield, Stacyville, Stetson, Summit Twp, Veazie, Winn,
Woodville T1 R6 WELS, T2 R8 NWP, T2 R9 NWP, T3 R1 NBPP, T3 R9 NWP,
TA R7 WELS.
Medford.
Brooks, Frankfort, Jackson, Knox, Monroe, Montville, Prospect, Searsport, Stockton
Springs, Swanville, Thorndike, Waldo, Winterport.
Belfast, Belmont, Brooks, Frankfort, Knox, Lincolnville, Monroe, Montville, Morrill,
Northport, Searsmont, Searsport, Swanville, Waldo.
Piscataquis .........................
Somerset ............................
East Branch .........................
Aroostook ...........................
Penobscot ..........................
Piscataquis .........................
Mattawamkeag .....................
Aroostook ...........................
Penobscot ..........................
Penobscot ............................
Washington ........................
Aroostook ...........................
Hancock .............................
Penobscot ..........................
Piscataquis .........................
Waldo .................................
Penobscot Bay .....................
Waldo .................................
(iii) COUNTIES AND TOWNS PARTIALLY OR ENTIRELY WITHIN AREAS CONTAINING CRITICAL HABITAT IN THE
MERRYMEETING BAY SHRU
Sub-basin
County
Town
Lower Androscoggin ............
Androscoggin .....................
Cumberland ........................
Kennebec ...........................
Sagadahoc .........................
Androscoggin .....................
Franklin ...............................
Auburn, Durham, Greene, Leeds, Lewiston, Lisbon, Sabattus, Wales.
Brunswick, Freeport.
Litchfield, Monmouth.
Bath, Bowdoin, Bowdoinham, Richmond, Topsham.
Livermore Falls.
Avon, Carthage, Chesterville, Farmington, Freeman Twp, Industry, Jay, Madrid
Twp, Mount Abram Twp, New Sharon, New Vineyard, Perkins TWP, Phillips,
Redington Twp, Salem Twp, Sandy River Plt, Strong, Temple, Township 6 North
of Weld, Township E, Washington Twp, Weld, Wilton.
Augusta, Benton, Chelsea, China, Clinton, Farmingdale, Fayette, Gardiner,
Hallowell, Manchester, Oakland, Pittston, Randolph, Rome, Sidney, Vassalboro,
Vienna, Waterville, West Gardiner, Windsor, Winslow.
Alna, Dresden, Whitefield, Wiscasset.
Bowdoinham, Perkins Twp Swan Island, Richmond, Woolwich.
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Merrymeeting Bay ................
Kennebec ...........................
Lincoln ................................
Sagadahoc .........................
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(iii) COUNTIES AND TOWNS PARTIALLY OR ENTIRELY WITHIN AREAS CONTAINING CRITICAL HABITAT IN THE
MERRYMEETING BAY SHRU—Continued
Sub-basin
Town
Somerset ............................
Coastal Drainages East of
Small Point.
County
Anson, Athens, Bingham, Brighton Plt, Canaan, Cornville, Fairfield, Hartland, Madison, Mayfield Twp, Mercer, Norridgewock, Pittsfield, Skowhegan, Smithfield,
Solon, Starks.
Brunswick.
Cumberland ........................
Kennebec ...........................
Knox ...................................
Lincoln ................................
Sagadahoc .........................
Waldo .................................
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(2). Critical habitat boundaries.
Critical habitat includes the stream
channels within the designated stream
reaches, and includes a lateral extent as
defined by the ordinary high-water line
(33 CFR 329.11). In areas where the
ordinary high-water line has not been
defined, the lateral extent will be
defined by the bankfull elevation.
Bankfull elevation is the level at which
water begins to leave the channel and
move into the floodplain and is reached
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Albion, Pittston, Windsor.
Appleton, Camdem, Cushing, Friendship, Hope, Rockland, Rockport, Saint George,
South Thomaston, Thomaston, Union, Warren, Washington.
Alna, Boothbay, Boothbay Harbor, Bremen, Briston, Dresden, Edgecomb, Hibberts
Gore, Jefferson, Newcastle, Nobleboro, Somerville, Southport, Waldoboro, Westport Island, Whitefield, Wiscasset.
Arrowsic, Bath, Bowdoinham, Georgetown, Phippsburg, West Bath, Woolwich.
Belmont, Freedom, Liberty, Lincolnville, Montville, Morrill, Palermo, Searsmont.
at a discharge which generally has a
recurrence interval of 1 to 2 years on an
annual flood series. Critical habitat in
estuaries is defined by the perimeter of
the water body as displayed on standard
1:24,000 scale topographic maps or the
elevation of extreme high water,
whichever is greater.
(i) Downeast Coastal SHRU. The
Downeast Coastal SHRU encompasses
fourteen HUC 10 watersheds covering
approximately 1,847,698 acres within
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Washington and Hancock Counties in
Eastern Maine that contain
approximately 6,039 km of perennial
rivers, streams, and estuary and
approximately 365 square km of lakes
connected to the marine environment.
Within this basin 11 HUC 10s are
considered to be currently occupied
(Figure 1) and contain critical habitat
(Figure 2).
BILLING CODE 3510–22–P
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(ii) Penobscot Bay SHRU. The
Penobscot Bay Salmon Habitat Recovery
Unit (SHRU) includes the entire
Penobscot Basin and extends west as far
as, and including the Ducktrap
watershed, and east as far as, and
including the Bagaduce watershed. The
Penobscot Bay SHRU drains 54,942,705
acres containing approximately 17,443
km of perennial rivers, streams, and
estuary and 1,115 sq. km of lakes
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connected to the marine environment
and occupies sections of Aroostook,
Hancock, Penobscot, Piscataquis,
Somerset, Waldo, and Washington
counties (Baum, 1983). The Penobscot
SHRU encompasses forty-six HUC 10
watersheds embedded within six major
sub-basins; the West Branch, East
Branch, Piscataquis, Mattawamkeag,
Penobscot River and Penobscot Bay.
Within the Penobscot SHRU, there are
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51773
twenty-nine HUC 10 watersheds
containing a combination of perennial
rivers, lakes, streams and/or estuaries
connected to the marine environment
that have been identified as critical
habitat (Figure 3 and Figure 4). The
waters in the remaining fifteen HUC 10
watersheds are currently unoccupied
habitat and therefore not designated as
critical habitat.
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(iii) Merrymeeting Bay SHRU. The
Merrymeeting Bay SHRU extends west
as far as, and including the
Androscoggin and east as far as, and
including the St. George watershed. The
Merrymeeting Bay SHRU contains
approximately 21,002 km of perennial
rivers, streams and estuary and 1,372 sq.
km of lakes that drain a land area of
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6,651,620 acres. The Merrymeeting Bay
SHRU contains forty-five HUC 10
watersheds embedded within six major
sub-basin which include the Upper
Androscoggin, Lower Androscoggin,
Kennebec River above Forks, Dead
River, Kennebec at Merrymeeting Bay,
and coastal drainages east of small
point. Of the forty-five HUC 10
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watersheds, nine are considered
occupied and contain rivers, lakes,
streams and estuary considered to be
critical habitat (Figure 5 and Figure 6).
The remaining thirty-six HUC 10’s are
not occupied and do not contain critical
habitat.
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(3) Primary constituent elements.
Within the GOM DPS, the primary
constituent elements (PCEs) for the
conservation of Atlantic salmon include
sites for spawning and incubation, sites
for juvenile rearing, and sites for
migration. The physical and biological
features of the habitat that are essential
to the conservation of Atlantic salmon
are those features that allow Atlantic
salmon to successfully use sites for
spawning and rearing and sites for
migration. These features include:
(i) Deep, oxygenated pools and cover
(e.g. boulders, woody debris, vegetation,
etc.), near freshwater spawning sites,
necessary to support adult migrants
during the summer while they await
spawning in the fall;
(ii) Freshwater spawning sites that
contain clean, permeable gravel and
cobble substrate with oxygenated water
and cool water temperatures to support
spawning activity, egg incubation and
larval development;
(iii) Freshwater spawning and rearing
sites with clean gravel in the presence
of cool, oxygenated water and diverse
substrate to support emergence,
territorial development and feeding
activities of Atlantic salmon fry;
(iv) Freshwater rearing sites with
space to accommodate growth and
survival of Atlantic salmon parr, and
population densities needed to support
sustainable populations;
(v) Freshwater rearing sites with a
combination of river, stream, and lake
habitats, that accommodate parr’s ability
to occupy many niches and to maximize
parr production;
(vi) Freshwater rearing sites with cool,
oxygenated water to support growth and
survival of Atlantic salmon parr;
(vii) Freshwater rearing sites with
diverse food resources to support
growth and survival of Atlantic salmon
parr;
(viii) Freshwater and estuary
migratory sites free from physical and
biological barriers that delay or prevent
access to spawning grounds needed to
support a recovered population;
(ix) Freshwater and estuary migration
sites with abundant, diverse native fish
communities to serve as a protective
buffer against predation;
(x) Freshwater and estuary migration
sites free from physical and biological
barriers that delay or prevent emigration
of smolts to the marine environment;
(xi) Freshwater and estuary migration
sites with sufficiently cool water
temperatures and water flows that
coincide with diurnal cues to stimulate
smolt migration;
(xii) Freshwater migration sites with
water chemistry needed to support sea
water adaptation of smolts; and
(xiii) Freshwater and marine sites
with diverse, abundant assemblages of
native fish communities to enhance
survivorship as Atlantic salmon smolts
emigrating through the estuary.
(4) Exclusion of Indian lands. Critical
habitat does not include occupied
habitat areas on Indian lands. The
Indian lands specifically excluded from
critical habitat are those defined in the
Secretarial Order 3206, including:
(i) Lands held in trust by the United
States for the benefit of any Indian
Tribe;
(ii) Lands held in trust by the United
States for the benefit of any Indian Tribe
51779
or individual subject to restrictions by
the United States against alienation;
(iii) Fee lands, either within or
outside the reservation boundaries,
owned by the tribal government; and
(iv) Fee lands within the reservation
boundaries owned by individual
Indians. Within the GOM DPS,
approximately 79,000 acres of tribal
lands in the Penobscot SHRU and 5,000
acres in the Downeast Coastal SHRU
have been identified as particular areas
that contain sites for spawning and
rearing and sites for migration and are
proposed for exclusion from critical
habitat.
(5) Lands owned or controlled by the
Department of Defense. Additionally,
critical habitat does not include the
following areas owned or controlled by
the Department of Defense, or
designated for its use, that are subject to
an integrated natural resources
management plan prepared under
section 101 of the Sikes Act (16 U.S.C.
670a). Excluded from designation are:
(i) The 435 acres of the Brunswick
Naval Air Station in Brunswick, Maine
within the Little Androscoggin HUC 10
watershed in the Merrymeeting Bay
SHRU.
(ii) The 5,328 acres of the Brunswick
Naval Air Station’s cold weather
survival, evasion, resistance and escape
school within the Sandy River HUC 10
watershed in the Merrymeeting Bay
SHRU.
(6). Description of critical habitat.
Critical habitat is designated to include
the areas defined in the following
hydrological units in the three SHRUs
with the exception of those particular
areas specifically identified:
(i) DOWNEAST COASTAL SHRU. CRITICAL HABITAT, EXCLUSIONS AND EXCLUSION TYPE BY HUC 10 WATERSHEDS
Excluded areas [type] 1
Critical habitat
HUC 10 code
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Coastal Washington Hancock sub-basin.
0105000201
0105000203
0105000204
0105000205
0105000206
0105000207
0105000208
0105000209
0105000210
0105000212
0105000213
0105000211
0105000214
0105000215
HUC 10 watershed name
River, stream
and estuary
(km)
Dennys River .......................
Grand Manan Channel ........
East Machias River .............
Machias River ......................
Roque Bluffs Coastal ...........
Chandler River .....................
Pleasant River .....................
Narraguagus River ..............
Tunk Stream ........................
Graham Lake .......................
Union River Bay ..................
Bois Bubert Coastal .............
Lamoine Coastal ..................
Mt. Desert Coastal ...............
Lake (sq. km)
River, stream
and estuary
(km)
Lake (sq. km)
45
15.5
70
58
1
0.1
6.5
15.5
14
121
18
—
—
—
........................
........................
16 [T]
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
0.1 [T]
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
218
641
575
991
321
154
325
573
117
976
303
—
—
—
1 Exclusion types: [E] = Economic, [M] = Military, and [T] = Tribal.
— considered unoccupied at the time of listing.
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(ii) PENOBSCOT BAY SHRU. CRITICAL HABITAT, EXCLUSIONS AND EXCLUSION TYPE BY HUC 10 WATERSHEDS
Excluded areas [type] 1
Critical habitat
Sub-basin
HUC 10 code
East Branch Penobscot
sub-basin.
HUC 10 watershed name
River, stream
and estuary
(km)
River, stream
and estuary
(km)
Lake
(sq. km)
Lake
(sq. km)
0102000202
Grand Lake Matagamon ...
320
25.5
6 [T]
0.5 [T]
0102000203
East Branch Penobscot
River (2).
Seboeis River ....................
East Branch Penobscot
River (3).
Webster Brook ...................
178
3
1 [T]
........................
418
585
31
5
........................
3 [T]
........................
........................
—
—
........................
........................
North Branch Penobscot
River.
Seeboomook Lake ............
W. Br. Penobscot R. at
Chesuncook.
Caucomgomok Lake .........
Chesuncook Lake ..............
Nesowadnehunk Stream ...
Nahamakanta Stream .......
Jo-Mary Lake .....................
West Branch Penobscot
River (3).
West Branch Penobscot
River (4).
—
—
........................
........................
—
—
—
—
........................
........................
........................
........................
—
—
—
—
—
—
—
—
—
—
—
—
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
—
—
........................
........................
657
22
........................
........................
315
12
........................
........................
0102000303
0102000305
0102000307
0102000306
0102000304
West Branch
Mattawamkeag River.
East Branch
Mattawamkeag River.
Mattawamkeag River (1) ...
Mattawamkeag River (2) ...
Mattawamkeag River (3) ...
Molunkus Stream ..............
Baskahegan Stream ..........
192
451
226
0
—
0.5
8
3
0
—
........................
........................
........................
438 [E]
........................
........................
........................
........................
11 [E]
........................
Piscataquis River sub-basin
0102000401
0102000402
0102000404
0102000405
0102000406
0102000403
Piscataquis River (1) .........
Piscataquis River (3) .........
Pleasant River ...................
Seboeis Stream .................
Piscataquis River (4) .........
Sebec River .......................
762
382
812
308
328
—
15
6
17
31
30
—
........................
........................
16 [T]
12.2 [T]
........................
........................
........................
........................
........................
5 [T]
........................
........................
Penobscot River sub-basin
0102000501
Penobscot River (1) at
Mattawamkeag.
Penobscot River (2) at
West Enfield.
Passadumkeag River ........
Sunkhaze Stream ..............
Penobscot River (3) at
Orson Island.
Birch Stream ......................
Penobscot River (4) at
Veazie Dam.
Kenduskeag Stream ..........
Souadabscook Stream ......
Marsh River .......................
Penobscot River (6) ..........
Olamon Stream .................
Pushaw Stream .................
287
4.5
5 [T]
2.5 [T]
474
23.5
80 [T]
5.5 [T]
0
117
205
0
0.5
0.5
583 [E]
........................
6 [T]
79 [E]
........................
........................
Belfast Bay ........................
Ducktrap River ...................
Bagaduce River .................
Stonington Coastal ............
West Penobscot Bay
Coastal.
0102000204
0102000205
0102000201
West Branch Penobscot
sub-basin.
0102000101
0102000102
0102000103
0102000104
0102000105
0102000106
0102000107
0102000108
0102000109
0102000110
Mattawamkeag River subbasin.
0102000301
0102000302
0102000502
0102000503
0102000505
0102000506
0102000507
0102000509
0102000510
0102000511
0102000512
0102000513
0102000504
0102000508
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1 Exclusion
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0105000218
0105000219
0105000216
0105000217
0105000220
105
225
1
10
15 [T]
........................
........................
........................
420
341
319
514
—
—
1.5
5.5
3
29
—
—
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
177
76
—
—
—
9
4
—
—
—
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
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51781
(iii) MERRYMEETING BAY SHRU. CRITICAL HABITAT, EXCLUSIONS, AND EXCLUSION TYPE BY HUC 10 WATERSHED
Excluded areas [type] 1
Critical habitat
Sub-basin
HUC 10 code
HUC 10 watershed name
River, stream
and estuary
(km)
0103000101
South Branch Moose River
—
0103000102
Moose River (2) above
Attean Pond.
Moose River (3) at Long
Pond.
Brassua Lake ....................
Moosehead Lake ...............
Kennebec River (2) above
The Forks.
Kennebec River above the
Forks sub-basin.
0103000103
0103000104
0103000105
0103000106
River, stream
and estuary
(km)
Lake
(sq. km)
—
........................
........................
—
—
........................
........................
—
—
........................
........................
—
—
—
—
—
—
........................
........................
........................
........................
........................
........................
—
—
—
—
........................
........................
........................
........................
........................
........................
........................
........................
12 [M]
0.2 [M]
Lake
(sq. km)
Dead River sub-basin ........
0103000201
0103000202
0103000203
0103000204
North Branch Dead River ..
South Branch Dead River
Flagstaff Lake ....................
Dead River ........................
—
—
—
—
Merrymeeting Bay subbasin.
0103000305
Sandy River .......................
1215
0103000306
794
14
........................
........................
621
22
........................
........................
—
—
—
—
........................
........................
........................
........................
—
—
—
—
—
—
—
—
........................
........................
........................
........................
........................
........................
........................
........................
—
—
........................
........................
—
—
........................
........................
0103000311
Kennebec River at
Waterville Dam.
Kennebec River at
Merrymeeting Bay.
Messalonskee Stream .......
Kennebec River (4) at
Wyman Dam.
Austin Stream ....................
Kennebec River (6) ...........
Carrabassett River ............
Sebasticook River at Pittsfield.
Sebasticook River (3) at
Burnham.
Sebasticook River (4) at
Winslow.
Cobbosseecontee Stream
—
—
........................
........................
0104000101
Mooselookmeguntic Lake ..
—
—
........................
........................
0104000102
0104000103
0104000104
0104000105
0104000106
Umbagog Lake Drainage ..
Aziscohos Lake Drainage
Magalloway River ..............
Clear Stream .....................
Middle Androscoggin River
—
—
—
—
—
—
—
—
—
—
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
0104000210
Little Androscoggin River ..
549
10.5
1 [M]
........................
0104000201
Gorham-Shelburne Tributaries.
Androscoggin River at
Rumford Point.
Ellis River ..........................
Ellis River ..........................
Androscoggin River above
Webb River.
Androscoggin River at
Riley Dam.
Androscoggin River at
Nezinscot River.
Nezinscot River .................
Androscoggin R. above L.
Andro. R.
—
—
........................
........................
—
—
........................
........................
—
—
—
—
—
—
........................
........................
........................
........................
........................
........................
—
—
........................
........................
—
—
........................
........................
—
—
—
—
........................
........................
........................
........................
0105000301
St. George River ...............
624
32
........................
........................
0105000302
0105000305
0105000306
0105000307
0105000303
0105000304
Medomak River .................
Sheepscot River ................
Sheepscot Bay ..................
Kennebec River Estuary ...
Johns Bay ..........................
Damariscotta River ............
318
553
220
276
—
—
6
19
2
3.5
—
—
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
........................
0103000312
0103000310
0103000301
0103000302
0103000303
0103000304
0103000307
0103000308
0103000309
Upper Androscoggin subbasin.
Lower Androscoggin subbasin.
0104000202
0104000203
0104000204
0104000205
0104000206
0104000207
0104000208
0104000209
jlentini on PROD1PC65 with PROPOSALS
Coastal Drainages East of
Small Point sub-basin.
1 Exclusion
15.8
types: [E] = Economic, [M] = Military, and [T] = Tribal—considered unoccupied at the time of listing.
[FR Doc. E8–20603 Filed 9–2–08; 4:15 pm]
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Agencies
[Federal Register Volume 73, Number 173 (Friday, September 5, 2008)]
[Proposed Rules]
[Pages 51747-51781]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-20603]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 226
[Docket No. 0808061060-81062-01]
RIN 0648-AW77
Endangered and Threatened Species; Proposed Critical Habitat for
the Gulf of Maine Distinct Population Segment of Atlantic Salmon
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: We, the National Marine Fisheries Service (NMFS), propose to
designate critical habitat for the Gulf of Maine Distinct Population
Segment (GOM DPS) of Atlantic salmon (Salmo salar). We previously
determined that naturally spawned and several hatchery populations of
Atlantic salmon which constituted the GOM DPS warrant listing as
endangered under the Endangered Species Act of 1973, as amended (ESA).
We are required to designate critical habitat for the GOM DPS as a
result of this listing. We propose to designate as critical habitat 45
specific areas occupied by Atlantic salmon at the time of listing that
comprise approximately 203,781 km of perennial river, stream, and
estuary habitat and 868 square km of lake habitat within the range of
the GOM DPS and on which are found those physical and biological
features essential to the conservation of the species. The entire
occupied range of the GOM DPS in which critical habitat is being
proposed is within the State of Maine. We propose to exclude
approximately 1,463 km of river, stream, and estuary habitat and 115
square km of lake habitat from critical habitat pursuant to section
4(b)(2) of the ESA.
DATES: Comments on this proposal must be received by November 4, 2008.
Two public hearings on the proposed rule will be held in conjunction
with the Atlantic salmon proposed listing rule (See the notice,
Proposed Endangered Status for the Gulf of Maine Distinct Population
Segment of Atlantic Salmon, published in the Proposed Rules section of
the September 3, 2008, issue of the Federal Register) and we will alert
the public of the locations and dates of those hearings in a subsequent
Federal Register notice.
ADDRESSES: You may submit comments, identified by RIN 0648-AW77, by any
of the following methods:
Electronic Submission: Submit all electronic public
comments via the Federal eRulemaking Portal: https://
www.regulations.gov. Follow the instructions for submitting comments.
Mail: Assistant Regional Administrator, Protected
Resources Division, NMFS, Northeast Regional Office, Protected
Resources Division, One Blackburn Drive, Gloucester, MA 01930.
Facsimile (fax) to: 207-866-7342, Attention: Dan Kircheis.
Instructions: All comments received are a part of the public record
and will generally be posted to https://www.regulations.gov without
change. All personal identifying information (for example, name,
address, etc.) voluntarily submitted by the commenter may be publicly
accessible. Do not submit confidential business information or
otherwise sensitive or protected information. NMFS will accept
anonymous comments (enter N/A in the required fields, if you wish to
remain anonymous). Attachments to electronic comments will be accepted
in Microsoft Word, Excel, Word Perfect, or Adobe PDF file formats only.
The proposed rule, list of references and supporting documents,
including
[[Page 51748]]
the Biological Valuation, Economic Analysis, IRFA Analysis, and 4(b)(2)
Report, are also available electronically at the NMFS Web site https://
www.nero.noaa.gov/prot_res/ altsalmon/.
FOR FURTHER INFORMATION CONTACT: Dan Kircheis, NMFS, at 207-866-7320,
dan.kircheis@noaa.gov; Mary Colligan, NMFS, at 978-281-9116; or Marta
Nammack, 301-713-1401.
SUPPLEMENTARY INFORMATION:
Background
NMFS and the U.S. Fish and Wildlife Service (USFWS; collectively
``the Services'') issued a final rule listing the GOM DPS of Atlantic
salmon as endangered on November 17, 2000 (65 FR 69459). The GOM DPS
was defined in the 2000 rule as all naturally reproducing wild
populations and those river-specific hatchery populations of Atlantic
salmon, having historical river-specific characteristics found north of
and including tributaries of the lower Kennebec River to, but not
including, the mouth of the St. Croix River at the U.S.-Canada border
and the Penobscot River above the site of the former Bangor Dam.
In September of 2006, a new Status Review for Atlantic salmon in
the United States (Status Review report) was made available to the
public (https://www.nmfs.noaa.gov/pr/pdfs/statusreviews/
atlanticsalmon.pdf). The 2006 Status Review report identified the GOM
DPS of Atlantic salmon as being comprised of all anadromous Atlantic
salmon whose freshwater range occurs in the watersheds of the
Androscoggin River northward along the Maine coast to the Dennys River,
including all associated conservation hatchery populations used to
supplement natural populations; currently, such populations are
maintained at Green Lake and Craig Brook National Fish Hatcheries. The
most substantial difference between the 2000 GOM DPS and the GOM DPS
described in the 2006 Status Review report is the inclusion of the
Androscoggin, Kennebec, and Penobscot River basins. Subsequent to the
2006 Status Review report, the Services proposed to list Atlantic
salmon in the GOM DPS as endangered (See the notice, Proposed
Endangered Status for the Gulf of Maine Distinct Population Segment of
Atlantic Salmon, published in the Proposed Rules section of the
September 3, 2008, issue of the Federal Register).
This proposed rule would designate critical habitat for the GOM DPS
pursuant to section 4(b)(2) of the ESA. Critical habitat is defined by
section 3 of the ESA as ``(i) the specific areas within the
geographical area occupied by the species, at the time it is listed * *
* on which are found those physical and biological features (I)
essential to the conservation of the species and (II) which may require
special management considerations or protections; and (ii) specific
areas outside the geographical area occupied by the species at the time
it is listed * * * upon a determination by the Secretary that such
areas are essential for the conservation of the species.'' Section 3 of
the ESA (16 U.S.C. 15332) defines the terms ``conserve,''
``conserving,'' and ``conservation'' as ``to use, and the use of, all
methods and procedures which are necessary to bring any endangered
species or threatened species to the point at which the measures
provided pursuant to this chapter are no longer necessary.''
Section 4(b)(2) of the ESA (16 U.S.C. 1533) requires that, before
designating critical habitat, we consider the economic impacts, impacts
on national security, and other relevant impacts of specifying any
particular area as critical habitat. Further, the Secretary may exclude
any area from critical habitat upon a determination that the benefits
of exclusion outweigh the benefits of inclusion, unless excluding an
area from critical habitat will result in the extinction of the species
concerned.
Once critical habitat for Atlantic salmon in the GOM DPS is
designated, section 7(a)(2) of the ESA (16 U.S.C. 1536) requires that
each Federal agency in consultation with and with the assistance of
NMFS, ensure that any action it authorizes, funds, or carries out is
not likely to result in the destruction or adverse modification of
critical habitat.
This proposed rule summarizes the information gathered and the
analyses conducted in support of the proposed designation, and
announces our proposal to designate critical habitat for Atlantic
salmon in the GOM DPS proposed for listing under ESA.
Atlantic Salmon Life History
Atlantic salmon have a complex life history that includes
territorial rearing in rivers to extensive feeding migrations on the
high seas. During their life cycle, Atlantic salmon go through several
distinct phases that are identified by specific changes in behavior,
physiology, morphology, and habitat requirements.
Adult Atlantic salmon return to rivers from the sea and migrate to
their natal stream to spawn. Adults ascend the rivers of New England
beginning in the spring. The ascent of adult salmon continues into the
fall. Although spawning does not occur until late fall, the majority of
Atlantic salmon in Maine enter freshwater between May and mid-July
(Meister, 1958; Baum, 1997). Early migration is an adaptive trait that
ensures adults have sufficient time to effectively reach spawning areas
despite the occurrence of temporarily unfavorable conditions that occur
naturally (Bjornn and Reiser, 1991). Salmon that return in early spring
spend nearly 5 months in the river before spawning; often seeking cool
water refuge (e.g., deep pools, springs, and mouths of smaller
tributaries) during the summer months.
In the fall, female Atlantic salmon select sites for spawning.
Spawning sites are positioned within flowing water, particularly where
upwelling of groundwater occurs to allow for percolation of water
through the gravel (Danie et al., 1984). These sites are most often
positioned at the head of a riffle (Beland et al., 1982b), the tail of
a pool, or the upstream edge of a gravel bar where water depth is
decreasing, water velocity is increasing (McLaughlin and Knight, 1987;
White, 1942), and hydraulic head allows for permeation of water through
the redd (a gravel depression where eggs are deposited). Female salmon
use their caudal fin to scour or dig redds. The digging behavior also
serves to clean the substrate of fine sediments that can embed the
cobble/gravel substrate needed for spawning and reduce egg survival
(Gibson, 1993). As the female deposits eggs in the redd, one or more
males fertilize the eggs (Jordan and Beland, 1981). The female then
continues digging upstream of the last deposition site, burying the
fertilized eggs with clean gravel. A single female may create several
redds before depositing all of her eggs. Female anadromous Atlantic
salmon produce a total of 1,500 to 1,800 eggs per kilogram of body
weight, yielding an average of 7,500 eggs per 2 sea-winter (SW) female
(an adult female that has spent two winters at sea before returning to
spawn) (Baum and Meister, 1971). After spawning, Atlantic salmon may
either return to sea immediately or remain in freshwater until the
following spring before returning to the sea (Fay et al., 2006). From
1967 to 2003, approximately 3 percent of the wild and naturally reared
adults that returned to rivers where adult returns are monitored--
mainly the Penobscot River--were repeat spawners (USASAC, 2004).
Embryos develop in the redd for a period of 175 to 195 days,
hatching in late March or April (Danie et al., 1983). Newly hatched
salmon, referred to as
[[Page 51749]]
larval fry, alevin, or sac fry, remain in the redd for approximately 6
weeks after hatching and are nourished by their yolk sac (Gustafson-
Greenwood and Moring, 1991). Survival from the egg to fry stage in
Maine is estimated to range from 15 to 35 percent (Jordan and Beland,
1981). Survival rates of eggs and larvae are a function of stream
gradient, overwinter temperatures, interstitial flow, predation,
disease, and competition (Bley and Moring, 1988). Once larval fry
emerge from the gravel and begin active feeding they are referred to as
fry. The majority of fry (> 95 percent) emerge from redds at night
(Gustafson-Marjanen and Dowse, 1983).
When fry reach approximately 4 cm in length, the young salmon are
termed parr (Danie et al., 1984). Parr have eight to eleven pigmented
vertical bands on their sides that are believed to serve as camouflage
(Baum, 1997). A territorial behavior, first apparent during the fry
stage, grows more pronounced during the parr stage as the parr actively
defend territories (Allen, 1940; Kalleberg, 1958; Danie et al., 1984).
Most parr remain in the river for 2 to 3 years before undergoing
smoltification, the process in which parr go through physiological
changes in order to transition from a freshwater environment to a
saltwater marine environment. Some male parr may not go through
smoltification and will become sexually mature and participate in
spawning with sea-run adult females. These males are referred to as
``precocious parr.''
First year parr are often characterized as being small parr or 0+
parr (4 to 7 cm long), whereas second and third year parr are
characterized as large parr (greater than 7 cm long) (Haines, 1992).
Parr growth is a function of water temperature (Elliott, 1991), parr
density (Randall, 1982), photoperiod (Lundqvist, 1980), interaction
with other fish, birds, and mammals (Bjornn and Resier, 1991), and food
supply (Swansburg et al., 2002). Parr movement may be quite limited in
the winter (Cunjak, 1988; Heggenes, 1990); however, movement in the
winter does occur (Hiscock et al., 2002) and is often necessary, as ice
formation reduces total habitat availability (Whalen et al., 1999a).
Parr have been documented using riverine, lake, and estuarine habitats;
incorporating opportunistic and active feeding strategies; defending
territories from competitors including other parr; and working together
in small schools to actively pursue prey (Gibson, 1993; Marschall et
al., 1998; Pepper, 1976; Pepper et al., 1984; Hutchings, 1986; Erkinaro
et al., 1998; Halvorsen and Svenning, 2000; Hutchings, 1986; O'Connell
and Ash, 1993; Erkinaro et al., 1998; Dempson et al., 1996; Halvorsen
and Svenning, 2000; Klemetsen et al., 2003).
In a parr's second or third spring (age 1 or age 2, respectively),
when it has grown to 12.5 to 15 cm in length, a series of
physiological, morphological, and behavioral changes occur (Schaffer
and Elson, 1975). This process, called ``smoltification,'' prepares the
parr for migration to the ocean and life in salt water. In Maine, the
vast majority of naturally reared parr remain in freshwater for 2 years
(90 percent or more) with the balance remaining for either 1 or 3 years
(USASAC, 2005). In order for parr to undergo smoltification, they must
reach a critical size of 10 cm total length at the end of the previous
growing season (Hoar, 1988). During the smoltification process, parr
markings fade and the body becomes streamlined and silvery with a
pronounced fork in the tail. Naturally reared smolts in Maine range in
size from 13 to 17 cm, and most smolts enter the sea during May to
begin their first ocean migration (USASAC, 2004). During this
migration, smolts must contend with changes in salinity, water
temperature, pH, dissolved oxygen, pollution levels, and predator
assemblages. The physiological changes that occur during smoltification
prepare the fish for the dramatic change in osmoregulatory needs that
come with the transition from a fresh to a salt water habitat (Ruggles,
1980; Bley, 1987; McCormick and Saunders, 1987; McCormick et al.,
1998). Smolts' transition into seawater is usually gradual as they pass
through a zone of fresh and saltwater mixing that typically occurs in a
river's estuary. Given that smolts undergo smoltification while they
are still in the river, they are pre-adapted to make a direct entry
into seawater with minimal acclimation (McCormick et al., 1998). This
pre-adaptation to seawater is necessary under some circumstances where
there is very little transition zone between freshwater and the marine
environment.
The spring migration of post-smolts out of the coastal environment
is generally rapid, within several tidal cycles, and follows a direct
route (Hyvarinen et al., 2006; Lacroix and McCurdy, 1996; Lacroix et
al., 2004, 2005). Post-smolts generally travel out of coastal systems
on the ebb tide, and may be delayed by flood tides (Hyvarinen et al.,
2006; Lacroix and McCurdy, 1996; Lacroix et al., 2004, 2005); although
Lacroix and McCurdy (1996) found that post-smolts exhibit active,
directed swimming in areas with strong tidal currents. Studies in the
Bay of Fundy and Passamaquoddy Bay suggest that post-smolts aggregate
together and move near the coast in ``common corridors'' and that post-
smolt movement is closely related to surface currents in the bay
(Hyvarinen et al., 2006; Lacroix and McCurdy, 1996; Lacroix et al.,
2004). European post-smolts tend to use the open ocean for a nursery
zone, while North American post-smolts appear to have a more near-shore
distribution (Friedland et al., 2003). Post-smolt distribution may
reflect water temperatures (Reddin and Shearer, 1987) and/or the major
surface-current vectors (Lacroix and Knox, 2005). Post-smolts live
mainly on the surface of the water column and form shoals, possibly of
fish from the same river (Shelton et al., 1997).
During the late summer/autumn of the first year, North American
post-smolts are concentrated in the Labrador Sea and off of the west
coast of Greenland, with the highest concentrations between 56 [deg]N.
and 58 [deg]N. (Reddin, 1985; Reddin and Short, 1991; Reddin and
Friedland, 1993). The salmon located off Greenland are composed of both
1SW fish and fish that have spent multiple years at sea (multi-sea
winter fish, or MSW) immature salmon from both North American and
European stocks (Reddin, 1988; Reddin et al., 1988). The first winter
at sea regulates annual recruitment, and the distribution of winter
habitat in the Labrador Sea and Denmark Strait may be critical for
North American populations (Friedland et al., 1993). In the spring,
North American post-smolts are generally located in the Gulf of St.
Lawrence, off the coast of Newfoundland, and on the east coast of the
Grand Banks (Reddin, 1985; Dutil and Coutu, 1988; Ritter, 1989; Reddin
and Friedland, 1993; and Friedland et al., 1999).
Some salmon may remain at sea for another year or more before
maturing. After their second winter at sea, the salmon over-winter in
the area of the Grand Banks before returning to their natal rivers to
spawn (Reddin and Shearer, 1987). Reddin and Friedland (1993) found
non-maturing adults located along the coasts of Newfoundland, Labrador,
and Greenland, and in the Labrador and Irminger Sea in the later
summer/autumn.
Critical Habitat
Methods and Criteria Used To Identify Proposed Critical Habitat
Critical habitat is defined by section 3 of the ESA (and 50 CFR
424.02(d)) as ``(i) the specific areas within the geographic area
occupied by the species, at the time it is listed in accordance
[[Page 51750]]
with the provisions of [section 4 of this Act], on which are found
those physical or biological features (I) essential to the conservation
of the species and (II) which may require special management
considerations or protection; and (ii) specific areas outside the
geographical area occupied by the species at the time it is listed in
accordance with the provisions of [section 4 of this Act], upon a
determination by the Secretary that such areas are essential for the
conservation of the species.'' The Department of the Interior and the
Department of Commerce provide further regulatory guidance under 50 CFR
424.12(b), stating that the Secretaries shall ``focus on the principal
biological or physical constituent elements within the defined area
that are essential to the conservation of the species * * * Primary
constituent elements may include, but are not limited to, the
following: roost sites, nesting grounds, spawning sites, feeding sites,
seasonal wetland or dry land, water quality or quantity, host species
or plant pollinator[s], geological formation, vegetation type, tide,
and specific soil types.''
Identifying the Geographical Area Occupied by the Species and Specific
Areas Within the Geographical Area
To designate critical habitat for Atlantic salmon, as defined under
Section 3(5)(A) of the ESA, we must identify specific areas within the
geographical area occupied by the species at the time it is listed.
The geographic range occupied by the GOM DPS of Atlantic salmon
includes freshwater habitat ranging from the Androscoggin River
watershed in the south to the Dennys River watershed in the north (Fay
et al., 2006), as well as the adjacent estuaries and bays through which
smolts and adults migrate.
The geographic range occupied by the species extends out to the
waters off Canada and Greenland, where post-smolts complete their
marine migration. However, critical habitat may not be designated
within foreign countries or in other areas outside of the jurisdiction
of the United States (50 CFR 424.12(h)). Therefore, for the purposes of
critical habitat designation, the geographic area occupied by the
species will be restricted to areas within the jurisdiction of the
United States. This does not diminish the importance of habitat outside
of the jurisdiction of the United States for the GOM DPS. In fact, a
very significant factor limiting recovery for the species is marine
survival. Marine migration routes and feeding habitat off Canada and
Greenland are critical to the survival and recovery of Atlantic salmon,
but the regulations prohibit designation of these areas as critical
habitat.
Because Atlantic salmon are anadromous, spending a portion of life
in freshwater and the remaining portion in the marine environment, it
is conceivable that some freshwater habitat may be vacant for up to 3
years under circumstances where populations are extremely low. While
there may be no documented spawning in these areas for that period of
time, they would still be considered occupied because salmon at sea
would return to these areas to spawn.
Current stock management and assessment efforts also need to be
considered in deciding which areas are occupied. In addition to the
stocking program managed by USFWS and the Maine Department of Marine
Resources (MDMR), there are small-scale stocking efforts carried out by
non profit organizations. Furthermore, in addition to stocking
programs, straying from natural populations can result in the
occupation of habitat.
Hydrologic Unit Code (HUC) 10 (Level 5 watersheds) described by
Seaber et al. (1994) are proposed as the appropriate ``specific areas''
within the geographic area occupied by Atlantic salmon to be examined
for the presence of physical or biological features and for the
potential need for special management considerations or protections for
these features.
The HUC system was developed by the United States Geological Survey
(USGS) Office of Water Data Coordination in conjunction with the Water
Resources Council (Seaber et al., 1994) and provides (1) a nationally
accessible, coherent system of water-use data exchange; (2) a means of
grouping hydrographical data; and (3) a standardized, scientifically
grounded reference system (Laitta et al., 2004). The HUC system
currently includes six nationally consistent, hierarchical levels of
divisions, with HUC 2 (Level 1) ``Regions'' being the largest (avg.
459,878 sq. km.), and HUC 12 (Level 6) ``sub-watersheds'' being the
smallest (avg. 41-163 sq. km.).
The HUC 10 (Level 5) watersheds were used to identify ``specific
areas'' because this scale accommodates the local adaptation and homing
tendencies of Atlantic salmon, and provides a framework in which we can
reasonably aggregate occupied river, stream, lake, and estuary habitats
that contain the physical and biological features essential to the
conservation of the species. Furthermore, many Atlantic salmon
populations within the GOM DPS are currently managed at the HUC 10
watershed scale. Therefore, we have a better understanding of the
population status and the biology of salmon at the HUC 10 level,
whereas less is known at the smaller HUC 12 sub-watershed scale.
Specific areas delineated at the HUC 10 watershed level correspond
well to the biology and life history characteristics of Atlantic
salmon. Atlantic salmon, like many other anadromous salmonids, exhibit
strong homing tendencies (Stabell, 1984). Strong homing tendencies
enhance a given individual's chance of spawning with individuals having
similar life history characteristics (Dittman and Quinn, 1996) that
lead to the evolution and maintenance of local adaptations, and may
also enhance their progeny's ability to exploit a given set of
resources (Gharrett and Smoker, 1993). Local adaptations allow local
populations to survive and reproduce at higher rates than exogenous
populations (Reisenbichler, 1988; Tallman and Healey, 1994). Strong
homing tendencies have been observed in many Atlantic salmon
populations. Stabell (1984) reported that fewer than 3 of every 100
salmon in North America and Europe stray from their natal river. In
Maine, Baum and Spencer (1990) reported that 98 percent of hatchery-
reared smolts returned to the watershed where they were stocked. Given
the strong homing tendencies and life history characteristics of
Atlantic salmon (Riddell and Leggett, 1981), we believe that the HUC 10
watershed level accommodates these local adaptations and the biological
needs of the species and, therefore, is the most appropriate unit of
habitat to delineate ``specific areas'' for consideration as part of
the critical habitat designation process.
Within the United States, the freshwater geographic range that the
GOM DPS of Atlantic salmon occupy includes perennial river, lake,
stream and estuary habitat connected to the marine environment ranging
from the Androscoggin River watershed to the Dennys River watershed.
Within this range, HUC 10 watersheds were considered occupied if they
contained either of the primary constituent elements (PCEs) (e.g.,
sites for spawning and rearing or sites for migration, described in
more detail below) along with the features necessary to support
spawning, rearing and/or migration. Additionally, the HUC 10 watershed
must meet either of the following criteria:
(a) Naturally spawned and reared Atlantic salmon have been
documented in the HUC 10 watershed or the watershed is believed to be
occupied
[[Page 51751]]
based on the biological valuation of HUC 10 watershed (See Biological
Valuation of Atlantic Salmon Habitat in the Gulf of Maine Distinct
Population Segment (2008)) and best professional judgment of state and
Federal biologists;
(b) The area is currently managed by the MDMR and the USFWS through
an active stocking program in an effort to enhance or restore Atlantic
salmon populations, or the area has been stocked within the last 6
years through other stocking programs, including those efforts by the
``Fish Friends'' program, where juvenile salmon could reasonably be
expected to migrate to the marine environment and return to that area
as an adult and spawn.
Within the range of the GOM DPS, 105 HUC 10 watersheds were
examined for occupancy based on the above criteria. Based on our
analysis, we considered 48 of these HUC 10 watersheds within the
geographic range to be occupied. Estuaries and bays within the occupied
HUC 10s in the GOM DPS are also included in the geographic range
occupied by the species.
Occupied areas also extend outside the estuary and bays of the GOM
DPS as adults return from the marine environment to spawn and smolts
migrate towards Greenland for feeding. We are not able at this time to
identify the specific features characteristic of marine migration and
feeding habitat within U.S. jurisdictional waters essential to the
conservation of Atlantic salmon and are, therefore, unable to identify
the specific areas where such features exist. Therefore, specific areas
of marine habitat were not proposed as critical habitat.
Physical and Biological Features in Freshwater and Estuary Specific
Areas Essential to the Conservation of the Species
We identify the physical and biological features essential for the
conservation of Atlantic salmon that are found within the specific
occupied areas identified in the previous section. To determine which
features are essential to the conservation of the GOM DPS of Atlantic
salmon, we first define what conservation means for this species.
Conservation is defined in the ESA as using all methods and procedures
which are necessary to bring any endangered or threatened species to
the point at which the measures provided by the ESA are no longer
necessary. Conservation, therefore, describes those activities and
efforts undertaken to achieve recovery. For the GOM DPS, we have
determined that the successful return of adult salmon to spawning
habitat, spawning, egg incubation and hatching, juvenile survival
during the rearing time in freshwater, and smolt migration out of the
rivers to the ocean are all essential to the conservation of Atlantic
salmon. Therefore, we identify features essential to successful
completion of these life cycle activities. Although successful marine
migration is also essential to the conservation of the species, we are
not able to identify the essential features of marine migration and
feeding habitat at this time. Therefore, as noted above, marine habitat
areas are not proposed for designation as critical habitat.
Within the occupied range of the Gulf of Maine DPS, Atlantic salmon
PCEs include sites for spawning and incubation, sites for juvenile
rearing, and sites for migration. The physical and biological features
of the PCEs that allow these sites to be used successfully for
spawning, incubation, rearing and migration are the features of habitat
within the GOM DPS that are essential to the conservation of the
species. A detailed review of the physical and biological features
required by Atlantic salmon is provided in Kircheis and Liebich (2007).
As stated above, Atlantic salmon also use marine sites for growth and
migration; however, we did not identify critical habitat within the
marine environment because the specific physical and biological
features of marine habitat that are essential for the conservation of
the GOM DPS (and the specific areas on which these features might be
found) cannot be identified. Unlike Pacific salmonids, some of which
use nearshore marine environments for juvenile feeding and growth,
Atlantic salmon migrate through the nearshore marine areas quickly
during the month of May and early June. Though we have some limited
knowledge of the physical and biological features that the species uses
in the marine environment, we have very little information on the
specifics of these physical and biological features and how they may
require special management considerations or protection. Therefore, we
cannot accurately identify the specific areas where these features
exist or what types of management considerations or protections may be
necessary to protect these physical and biological features during the
migration period.
Detailed habitat surveys have been conducted in some areas within
the range of the GOM DPS of Atlantic salmon, providing clear estimates
of and distinctions between those sites most suited for spawning and
incubation and those sites most used for juvenile rearing. These
surveys are most complete for seven coastal watersheds: Dennys, East
Machias, Machias, Pleasant, Narraguagus, Ducktrap, and Sheepscot
watersheds; and portions of the Penobscot Basin, including portions of
the East Branch Penobscot, portions of the Piscataquis and
Mattawamkeag, Kenduskeag Stream, Marsh Stream and Cove Brook; and
portions of the Kennebec Basin, including a portion of the lower
mainstem around the site of the old Edwards Dam and portions of the
Sandy River. Throughout most of the range of the GOM DPS, however, this
level of survey has not been conducted, and, therefore, this level of
detail is not available. Therefore, to determine habitat quantity for
each HUC 10 we relied on a GIS-based habitat prediction model (See
appendix C of the Biological Valuation of Atlantic Salmon Habitat
within the Gulf of Maine Distinct Population Segment (2008)). The model
was developed using data from existing habitat surveys conducted in the
Machias, Sheepscot, Dennys, Sandy, Piscataquis, Mattawamkeag, and
Souadabscook Rivers. A combination of reach slope derived from contour
and digital elevation model (DEM) datasets, cumulative drainage area,
and physiographic province were used to predict the total amount of
rearing habitat within a reach. These features help to reveal stream
segments with gradients that would likely represent areas of riffles or
fast moving water, habitat most frequently used for spawning and
rearing of Atlantic salmon. The variables included in the model
accurately predict the presence of rearing habitat approximately 73
percent of the time. We relied on the model to generate the habitat
quantity present within each HUC 10 to provide consistent data across
the entire DPS and on existing habitat surveys to validate the output
of the model.
Although we have found the model to be nearly 75 percent accurate
in predicting the presence of sites for spawning and rearing within
specific areas, and we have an abundance of institutional knowledge on
the physical and biological features that distinguish sites for
spawning and sites for rearing, the model cannot be used to distinguish
between sites for spawning and sites for rearing across the entire
geographic range. This is because: (1) Sites used for spawning are also
used for rearing; and (2) the model is unable to identify substrate
features most frequently used for spawning activity, but rather uses
landscape features to identify where stream gradient conducive to both
spawning and rearing activity exists. As such, we have chosen to group
sites for
[[Page 51752]]
spawning and sites for rearing into one PCE. Therefore, sites for
spawning and sites for rearing are discussed together throughout this
analysis as sites for spawning and rearing.
In the section below, we identify the essential physical and
biological features of spawning and rearing sites and migration sites
found in the occupied areas described in the previous section.
(A). Physical and Biological Features of the Spawning and Rearing PCE
1. Deep, oxygenated pools and cover (e.g., boulders, woody debris,
vegetation, etc.), near freshwater spawning sites, necessary to support
adult migrants during the summer while they await spawning in the fall.
Adult salmon can arrive at spawning grounds several months in advance
of spawning activity. Adults that arrive early require holding areas in
freshwater and estuarine areas that provide shade, protection from
predators, and protection from other environmental variables such as
high flows, high temperatures, and sedimentation. Early migration is an
adaptive trait that ensures adults sufficient time to reach spawning
areas despite the occurrence of temporarily unfavorable conditions that
occur naturally (Bjornn and Reiser, 1991). Salmon that return in early
spring spend nearly 5 months in the river before spawning, often
seeking cool water refuge (e.g., deep pools, springs, and mouths of
smaller tributaries) during the summer months. Large boulders or rocks,
overhanging trees, logs, woody debris, submerged vegetation and
undercut banks provide shade, reduce velocities needed for resting, and
offer protection from predators (Giger, 1973). These features are
essential to the conservation of the species to help ensure the
survival and successful spawning of adult salmon.
2. Freshwater spawning sites that contain clean, permeable gravel
and cobble substrate with oxygenated water and cool water temperatures
to support spawning activity, egg incubation, and larval development.
Spawning activity in the Gulf of Maine DPS of Atlantic salmon typically
occurs between mid-October and mid-November (Baum, 1997) and is
believed to be triggered by a combination of water temperature and
photoperiod (Bjornn and Reiser, 1991). Water quantity and quality, as
well as substrate type, are important for successful Atlantic salmon
spawning. Water quantity can determine habitat availability, and water
quality may influence spawning success. Substrate often determines
where spawning occurs, and cover can influence survival rates of both
adults and newly hatched salmon.
Preferred spawning habitat contains gravel substrate with adequate
water circulation to keep buried eggs well oxygenated (Peterson, 1978).
Eggs in a redd are entirely dependent upon sub-surface movement of
water to provide adequate oxygen for survival and growth (Decola,
1970). Water velocity and permeability of substrate allow for adequate
transport of well-oxygenated water for egg respiration (Wickett, 1954)
and removal of metabolic waste that may accumulate in the redd during
egg development (Decola, 1970; Jordan and Beland, 1981). Substrate
permeability as deep as the egg pit throughout the incubation period is
important because eggs are typically deposited at the bottom of the egg
pit.
Dissolved oxygen (DO) content is important for proper embryonic
development and hatching. Embryos can survive when DO concentrations
are below saturation levels, but their development is often subnormal
due to delayed growth and maturation, performance, or delayed hatching
(Doudoroff and Warren, 1965). In addition, embryos consume more oxygen
(i.e., the metabolism of the embryo increases) when temperature
increases (Decola, 1970). An increase in water temperature, however,
decreases the amount of oxygen that the water can hold. During the
embryonic stage when tissue and organs are developing and the demand
for oxygen is quite high, embryos can only tolerate a narrow range of
temperatures.
These sites are essential for the conservation of the species
because without them embryo development would not be successful.
3. Freshwater spawning and rearing sites with clean, permeable
gravel and cobble substrate with oxygenated water and cool water
temperatures to support emergence, territorial development and feeding
activities of Atlantic salmon fry. The period of emergence and the
establishment of feeding territories is a critical period in the salmon
life cycle since at this time mortality can be very high. When fry
leave the redd, they emerge through the interstitial spaces in the
gravel to reach the surface. When the interstitial spaces become
embedded with fine organic material or fine sand, emergence can be
significantly impeded or prevented. Newly emerged fry prefer shallow,
low velocity, riffle habitat with a clean gravel substrate. Territories
are quickly established by seeking out areas of low velocities that
occur in eddies in front of or behind larger particles that are
embedded in areas of higher velocities to maximize drift of prey
sources (Armstrong et al., 2002). Once a territory has been
established, fry use a sit-and-wait strategy, feeding opportunistically
on invertebrate drift. This strategy enables the fish to minimize
energy expenditure while maximizing energy intake (Bachman, 1984).
These sites are essential for the conservation of the species
because without them fry emergence would not be successful.
4. Freshwater rearing sites with space to accommodate growth and
survival of Atlantic salmon parr. When fry reach approximately 4 cm in
length, the young salmon are termed parr (Danie et al., 1984). The
habitat in Maine rivers currently supports on average between five and
ten large parr (age one or older) per 100 square meters of habitat, or
one habitat unit (Elson, 1975; Baum, 1997). The amount of space
available for juvenile salmon occupancy is a function of biotic and
abiotic habitat features, including stream morphology, substrate,
gradient, and cover; the availability and abundance of food; and the
makeup of predators and competitors (Bjornn and Reiser, 1991). Further
limiting the amount of space available to parr is their strong
territorial instinct. Parr actively defend territories against other
fish, including other parr, to maximize their opportunity to capture
prey items. The size of the territory that a parr will defend is a
function of the size and density of parr, food availability, the size
and roughness of the substrate, and current velocity (Kalleberg, 1958;
Grant et al., 1998). The amount of space needed by an individual
increases with age and size (Bjornn and Reiser, 1991). Cover, including
undercut banks, overhanging trees and vegetation, diverse substrates
and depths, and some types of aquatic vegetation, can make habitat
suitable for occupancy (Bjornn and Reiser, 1991). Cover can provide a
buffer against extreme temperatures; protection from predators;
increased food abundance; and protection from environmental variables
such as high flow events and sedimentation.
These features are essential to the conservation of the species
because without them, juvenile salmon would have limited areas for
foraging and protection from predators.
5. Freshwater rearing sites with a combination of river, stream,
and lake habitats that accommodate parr's ability to occupy many niches
and maximize parr production. Parr prefer, but are not limited to,
riffle habitat associated with diverse rough gravel substrate. The
preference for these habitats by parr that use river and stream
habitats supports a sit-and-wait feeding strategy intended to
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minimize energy expenditure while maximizing growth. Overall, large
Atlantic salmon parr using river and stream habitats select for diverse
substrates that predominately consist of boulder and cobble (Symons and
Heland, 1978; Heggenes, 1990; Heggenes et al., 1999).
Parr can also move great distances into or out of tributaries and
mainstems to seek out habitat that is more conducive to growth and
survival (McCormick et al., 1998). This occurs most frequently as parr
grow and they move from their natal spawning grounds to areas that have
much rougher substrate, providing more suitable over-wintering habitat
and more food organisms (McCormick et al., 1998). In the fall, large
parr that are likely to become smolts the following spring have been
documented leaving summer rearing areas in some headwater tributaries
and migrating downstream, though not necessarily entering the estuary
or marine environment (McCormick et al., 1998).
Though parr are typically stream dwellers, they also use pools
within rivers and streams, dead-waters (sections of river or stream
with very little to no gradient), and lakes within a river system as a
secondary nursery area after emergence (Cunjak, 1996; Morantz et al.,
1987; Erkinaro et al., 1998). It is known that parr will use pool
habitats during periods of low water, most likely as refuge from high
temperatures (McCormick et al., 1998) and during the winter months to
minimize energy expenditure and avoid areas that are prone to freezing
or de-watering (Rimmer et al., 1984). Salmon parr may also spend weeks
or months in the estuary during the summer (Cunjak et al., 1989, 1990;
Power and Shooner, 1966).
These areas are essential to the conservation of the species to
ensure survival and species persistence when particular habitats become
less suitable or unsuitable for survival during periods of extreme
conditions such as extreme high temperatures, extreme low temperatures,
and droughts.
6. Freshwater rearing sites with cool, oxygenated water to support
growth and survival of Atlantic salmon parr. Atlantic salmon are cold
water fish and have a thermal tolerance zone where activity and growth
is optimal (Decola, 1970). Small parr and large parr have similar
temperature tolerances (Elliott, 1991). Water temperature influences
growth, survival, and behavior of juvenile Atlantic salmon. Juvenile
salmon can be exposed to very warm temperatures (> 20 [deg]C) in the
summer and near-freezing temperatures in the winter, and have evolved
with a series of physiological and behavioral strategies that enable
them to adapt to the wide range of thermal conditions that they may
encounter. Parr's optimal temperature for feeding and growth ranges
from 15 to 19 [deg]C (Decola, 1970). When water temperatures surpass 19
[deg]C, feeding and behavioral activities are directed towards
maintenance and survival. During the winter when temperatures approach
freezing, parr reduce energy expenditures by spending less time
defending territories, feeding less, and moving into slower velocity
microhabitats (Cunjak, 1996).
Oxygen consumption by parr is a function of temperature. As
temperature increases, the demand for oxygen increases (Decola, 1970).
Parr require highly oxygenated waters to support their active feeding
strategy. Though salmon parr can tolerate oxygen levels below 6mg/l,
both swimming activity and growth rates are restricted.
These features are essential to the conservation of the species
because high and low water temperatures and low oxygen concentrations
can result in the cessation of feeding activities necessary for
juvenile growth and survival and can result in direct mortality.
7. Freshwater rearing sites with diverse food resources to support
growth and survival of Atlantic salmon parr. Atlantic salmon require
sufficient energy to meet their basic metabolic needs for growth and
reproduction (Spence et al., 1996). Parr largely depend on invertebrate
drift for foraging, and actively defend territories to assure adequate
food resources needed for growth. Parr feed on larvae of mayflies,
stoneflies, chironomids, caddisflies, blackflies, aquatic annelids, and
mollusks, as well as numerous terrestrial invertebrates that fall into
the river (Scott and Crossman, 1973; Nislow et al., 1999). As parr
grow, they will occasionally eat small fishes, such as alewives, dace,
or minnows (Baum, 1997).
Atlantic salmon attain energy from food sources that originate from
both allochthonous (outside the stream) and autochthonous (within the
stream) sources. What food is available to parr and how food is
obtained is a function of a river's hydrology, geomorphology, biology,
water quality, and connectivity (Annear et al., 2004). The riparian
zone is a fundamental component to both watershed and ecosystem
function, as it provides critical physical and biological linkages
between terrestrial and aquatic environments (Gregory et al., 1991).
Flooding of the riparian zone is an important mechanism needed to
support the lateral transport of nutrients from the floodplain back to
the river (Annear et al., 2004). Lateral transport of nutrients and
organic matter from the riparian zone to the river supports the growth
of plant, plankton, and invertebrate communities. Stream invertebrates
are the principal linkage between the primary producers and higher
trophic levels, including salmon parr.
These features are essential to the conservation of the species, as
parr require these food items for growth and survival.
(B). Physical and Biological Features of the Migration PCE
1. Freshwater and estuary migratory sites free from physical and
biological barriers that delay or prevent access of adult salmon
seeking spawning grounds needed to support recovered populations. Adult
Atlantic salmon returning to their natal rivers or streams require
migration sites free from barriers that obstruct or delay passage to
reach their spawning grounds at the proper time for effective spawning
(Bjornn and Reiser, 1991). Physical and biological barriers within
migration sites can prevent adult salmon from effectively spawning
either by preventing access to spawning habitat or impairing a fish's
ability to spawn effectively by delaying migration or impairing the
health of the fish. Migration sites free from physical and biological
barriers are essential to the conservation of the species because
without them, adult Atlantic salmon would not be able to access
spawning grounds needed for egg deposition and embryo development.
2. Freshwater and estuary migration sites with pool, lake, and
instream habitat that provide cool, oxygenated water and cover items
(e.g., boulders, woody debris, and vegetation) to serve as temporary
holding and resting areas during upstream migration of adult salmon.
Atlantic salmon may travel as far as 965 km upstream to spawn (New
England Fisheries Management Council, 1998). During migration, adult
salmon require holding and resting areas that provide the necessary
cover, temperature, flow, and water quality conditions needed to
survive. Holding areas can include areas in rivers and streams, lakes,
ponds, and even the ocean (Bjornn and Reiser, 1991). Holding areas are
necessary below temporary seasonal migration barriers such as those
created by flow, temperature, turbidity, and temporary obstructions
such as debris jams and beaver dams, and adjacent to spawning areas.
Adult salmon can become fatigued when ascending high velocity riffles
or falls and require resting areas
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within and around high velocity waters where they can recover until
they are able to continue their migration. Holding areas near spawning
areas are necessary when upstream migration is not delayed and adults
reach spawning areas before they are ready to spawn.
These features are essential to the conservation of the species
because without them, adult Atlantic salmon would be subject to
fatigue, predation, and mortality from exposure to unfavorable
conditions, significantly reducing spawning success.
3. Freshwater and estuary migration sites with abundant, diverse
native fish communities to serve as a protective buffer against
predation. Adult Atlantic salmon and Atlantic salmon smolts interact
with other diadromous species indirectly. Adult and smolt migration
through the estuary often coincides with the presence of alewives
(Alosa spp.), American shad (Alosa sapidissima), blueback herring
(Alosa aestivalis), and striped bass (Morone saxatilis). The abundance
of diadromous species present during adult migration may serve as an
alternative prey source for seals, porpoises and otters (Saunders et
al., 2006). As an example, pre-spawned adults enter rivers and begin
their upstream spawning migration at approximately the same time as
early migrating adult salmon (Fay et al., 2006). Historically, shad
runs were considerably larger than salmon runs (Atkins and Foster,
1869; Stevenson, 1898). Thus, native predators of medium to large size
fish in the estuarine and lower river zones could have preyed on these
1.5 to 2.5 kg size fish readily (Fay et al., 2006; Saunders et al.,
2006). In the absence or reduced abundance of these diadromous fish
communities, it would be expected that Atlantic salmon will likely
become increasingly targeted as forage by large predators (Saunders et
al., 2006).
As Atlantic salmon smolts pass through the estuary during migration
from their freshwater rearing sites to the marine environment, they
experience high levels of predation. Predation rates through the
estuary often result in up to 50 percent mortality during this
transition period between freshwater to the marine environment
(Larsson, 1985). There is, however, large annual variation in estuarine
mortality, which is believed to be dependent upon the abundance and
availability of other prey items including alewives, blueback herring,
and American shad, as well as the spatial and temporal distribution and
abundance of predators (Anthony, 1994).
The presence and absence of co-evolutionary diadromous species such
as alewives, blueback herring, and American shad likely play an
important role in mitigating the magnitude of predation on smolts from
predators such as striped bass, double-crested cormorants
(Phalacrocorax auritus), and ospreys (Pandion haliaetus). The migration
time of pre-spawned adult alewives overlaps in time and space with the
migration of Atlantic salmon smolts (Saunders et al., 2006). Given that
when alewife populations are robust, alewife numbers not only likely
greatly exceed densities of Atlantic salmon smolts, making them more
available to predators, but the caloric content per individual alewife
is greater than that of an Atlantic salmon smolt (Schulze, 1996),
likely making the alewife a more desirable prey species (Saunders et
al., 2006).
These features are essential to the conservation of the species
because without highly prolific abundant alternate prey species such as
alewives and shad, the less prolific Atlantic salmon will likely become
a preferred prey species.
4. Freshwater and estuary migration sites free from physical and
biological barriers that delay or prevent emigration of smolts to the
marine environment. Atlantic salmon smolts require an open migration
corridor from their juvenile rearing habitat to the marine environment.
Seaward migration of smolts is initiated by increases in river flow and
temperature in the early spring (McCleave, 1978; Thorpe and Morgan,
1978). Migration through the estuary is believed to be the most
challenging period for smolts (Lacroix and McCurdy, 1996). Although it
is difficult to generalize migration trends because of the variety of
estuaries, Atlantic salmon post-smolts tend to move quickly through the
estuary and enter the ocean within a few days or less (Lacroix et al.,
2004; Hyvarinen et al., 2006; McCleave, 1978). In the upper estuary,
where river flow is strong, Atlantic salmon smolts use passive drift to
travel (Moore et al., 1995; Fried et al., 1978; LaBar et al., 1978). In
the lower estuary smolts display active swimming, although their
movement is influenced by currents and tides (Lacroix and McCurdy 1996;
Moore et al., 1995; Holm et al., 1982; Fried et al., 1978). In
addition, although some individuals seem to utilize a period of
saltwater acclimation, some fish have no apparent period of acclimation
(Lacroix et al., 2004). Stefansson et al., (2003) found that post-
smolts adapt to seawater without any long-term physiological
impairment. Several studies also suggest that there is a ``survival
window'' which is open for several weeks in the spring, and gradually
closes through the summer, during which time salmon can migrate more
successfully (Larsson, 1977; Hansen and Jonsson, 1989; Hansen and
Quinn, 1998).
These features are essential to the conservation of the species
because a delay in migration of smolts can result in the loss of the
smolts' ability to osmoregulate in the marine environment which is
necessary for smolt survival.
5. Freshwater and estuary migration sites with sufficiently cool
water temperatures and water flows that coincide with diurnal cues to
stimulate smolt migration. The process of smoltification is triggered
in response to environmental cues. Photoperiod and temperature have the
greatest influence on regulating the smolting process. Increase in day
length is necessary for smolting to occur (Duston and Saunders, 1990).
McCormick et al. (1999) noted that in spite of wide temperature
variations among rivers throughout New England, almost all smolt
migrations begin around the first of May and are nearly complete by the
first week in June. However, the time that it takes for the
smoltification process to be completed appears to be closely related to
water temperature. When water temperatures increase, the smolting
process is advanced, evident by increases in Na+, K+-ATPase activity--
the rate of exchange of sodium (Na+) and potassium (K+) ions across the
gill membrane or the regulation of salts that allow smolts to survive
in the marine environment (Johnston and Saunders, 1981; McCormick et
al., 1998; McCormick et al., 2002). In addition to playing a role in
regulating the smoltification process, high temperatures also are
responsible for the cessation of Na+, K+-ATPase activity of smolts
limiting their ability to excrete excess salts when they enter the
marine environment. McCormick et al., (1999) found significant
decreases in Na+, K+-ATPase activity in smolts at the end of the
migration period, but also found that smolts in warmer rivers had
reductions in Na+, K+-ATPase activity earlier then smolts found in
colder rivers. Hence any delay of migration has the potential to reduce
survival of out-migrating smolts because as water temperatures rise
over the spring migration period, smolts experience a reduction in Na+,
K+-ATPase reducing their ability to regulate salts as they enter the
marine environment. Though flow does not appear to play a role in the
smoltification process, flow does appear to play an important role in
stimulating a migration response (Whalen et al., 1999b).
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These features are essential to the conservation of the species
because elevated water temperatures that occur in advance of a smolts
diurnal cues to migrate can result in a decreased migration window in
which smolts are capable of transitioning into the marine environment.
A decrease in the migration window has the potential to reduce survival
of smolts especially for fish with greater migration distances.
6. Freshwater migration sites with water chemistry needed to
support sea water adaptation of smolts. The effects of acidity on
Atlantic salmon have been well documented. The effects of acidity cause
ionoregulatory failure in Atlantic salmon smolts while in freshwater
(Rosseland and Skogheim, 1984; Farmer et al., 1989; Staurnes et al.,
1996; Staurnes et al., 1993). This inhibition of gill Na+, K+-ATPase
activity can cause the loss of plasma ions and may result in reduced
seawater tolerance (Rosseland and Skogheim, 1984; Farmer et al., 1989;
Staurnes et al., 1996; Staurnes et al., 1993) and increased
cardiovascular disturbances (Milligan and Wood 1982; Brodeur et al.,
1999). Parr undergoing parr/smolt transformation become more sensitive
to acidic water, hence water chemistry that is not normally regarded as
toxic to other salmonids may be toxic to smolts (Staurnes et al., 1993,
1995). This is true even in rivers that are not chronically acidic and
not normally considered as being in danger of acidification (Staurnes
et al., 1993, 1995). Atlantic salmon smolts are most vulnerable to low
pH in combination with elevated levels of monomeric labile species of
aluminum (aluminum capable of being absorbed across the gill membrane)
and low calcium (Rosseland and Skogheim, 1984; Rosseland et al., 1990;
Kroglund and Staurnes, 1999).
These features are essential to the conservation of the species
because Atlantic salmon smolts exposed to acidic waters can lose sea
water tolerance, which can result in direct mortality or indirect
mortality from altered behavior and fitness.
Special Management Considerations or Protections
Specific areas within the geographic area occupied by a species may
be designated as critical habitat only if they contain physical or
biological features essential to the conservation of the species that
``may require special management considerations or protection.'' It is
the features and not the specific areas that are the focus of the ``may
require'' provision. Use of the disjunctive ``or'' also suggests the
need to give distinct meaning to the terms ``special management
considerations'' and ``protection''. ``Protection'' suggests actions to
address a negative impact. ``Management'' seems broader than
protection, and could include active manipulation of the feature or
aspects of the environment. The ESA regulations at 50 CFR 424.02(j)
further define special management considerations as ``any methods or
procedures useful in protecting physical and biological features of the
environment for the conservation of listed species''. The term ``may''
was the focus of two Federal district courts that ruled that features
can meet this provision because of either a present requirement for
special management considerations or protection or possible future
requirements (see Center for Biol. Diversity v. Norton, 240 F. Supp. 2d
1090 (D. Ariz. 2003); Cape Hatteras Access Preservation Alliance v.
DOI, 344 F. Supp. 108 (D.D.C. 2004)). The Arizona district court ruled
that the provision cannot be interpreted to mean that features already
covered by an existing management plan must be determined to require
additional special management, because the term additional is not in
the statute. Rather, the court ruled that the existence of management
plans may be evidence that the features in fact require special
management (Center for Biol. Diversity v. Norton, 1096-1100).
The primary impacts of critical habitat designation result from the
consultation requirements of ESA section 7(a)(2). Federal agencies must
consult with NMFS to ensure that their actions are not likely to result
in the destruction or adverse modification of critical habitat (or
jeopardize the species' continued existence). These impacts are
attributed only to the designation (i.e., are incremental impacts of
the designation) if Federal agencies modify their proposed actions to
ensure they are not likely to destroy or adversely modify the critical
habitat beyond any modifications they would make because of listing and
the requirement to avoid jeopardy. Incremental impacts of designation
include state and local protections that may be triggered as a result
of designation, and education of the public about to the importance of
an area for species conservation. When a modification is required due
to impacts both to the species and critical habitat, the impact of the
designation is considered to be co-extensive with ESA listing of the
species.
The draft ESA 4(b)(2) (NMFS, 2008) Report and Economic Analysis
(IEc, 2008a) describe the impacts in detail. These reports identify and
describe potential future Federal activities that would trigger section
7 consultation requirements because they may affect the essential
physical and biological features.
We identified a number of activities and associated threats that
may affect the PCEs and associated physical and biological features
essential to the conservation of Atlantic salmon within the occupied
range of the GOM DPS. These activities, which include agriculture,
forestry, changing land-use and development, hatcheries and stocking,
roads and road crossings, mining, dams, dredging, and aquaculture have
the potential to reduce the quality and quantity of the PCEs and their
associated physical and biological features. There are other threats to
Atlantic salmon habitat including acidification of surface waters.
However, we are not able to clearly separate out the specific
activities responsible for acidification, and therefore are unable to
specifically identify a federal nexus.
Specific activities that may affect the PCEs and associated
physical and biological features are evaluated below based on whether
the spawning and rearing PCE and/or the migration PCE may require
special management considerations or protection. Specific areas where
these activities occur are represented in a table following the
evaluation of activities. Further evaluation of the activities listed
below is presented in detail in section 5 of Kircheis and Liebich
(2007).
(a). Agriculture
Agricultural practices influence all specific areas proposed for
designation and negatively impact PCE sites for spawning and rearing
and migration. Physical disturbances caused by livestock and equipment
associated with agricultural practices can directly impact the habitat
of aquatic species (USEPA, 2003). Traditional agricultural practices
require repeated mechanical mixing, aeration, and application of
fertilizers and pesticides to soils. These activities alter physical
soil characteristics and microorganisms. Tilling aerates the upper
soil, but causes compaction of finely textured soils below the surface,
which alters water infiltration. Use of heavy farm equipment and
construction of roads also compact soils, decrease water infiltration,
and increase surface runoff (Spence et al., 1996). Agricultural grazing
and clearing of riparian vegetation can expose soils and increase soil
erosion and sediment inputs into rivers.
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Agricultural practices m