Incidental Takes of Marine Mammals During Specified Activities; Low-Energy Marine Seismic Surveys in the Santa Barbara Channel, November 2008, 50760-50778 [E8-20014]
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50760
Federal Register / Vol. 73, No. 168 / Thursday, August 28, 2008 / Notices
Dated in Washington, DC, August 25, 2008.
Christopher Byrnes,
Chief, Regional Programs Coordination Unit.
[FR Doc. E8–19995 Filed 8–27–08; 8:45 am]
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DEPARTMENT OF COMMERCE
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Notice of Petitions by Firms for
Determination of Eligibility To Apply
for Trade Adjustment Assistance
Economic Development
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ACTION: Notice and opportunity for
public comment.
AGENCY:
Pursuant to section 251 of the Trade
Act of 1974 (19 U.S.C. 2341 et seq.), the
Economic Development Administration
(EDA) has received petitions for
certification of eligibility to apply for
Trade Adjustment Assistance from the
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petitioning firm.
LIST OF PETITIONS RECEIVED BY EDA FOR CERTIFICATION OF ELIGIBILITY TO APPLY FOR TRADE ADJUSTMENT JUNE 24,
2008–AUGUST 7, 2008
Date accepted
for filing
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Address
Metalworks Worldwide Inc. ......................
Driv-Lok, Inc. ...........................................
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Washington Marble Works, Inc. ..............
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Dated: August 19, 2008.
William P. Kittredge,
Program Officer for TAA.
[FR Doc. E8–19615 Filed 8–27–08; 8:45 am]
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6/30/2008
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XJ24
Incidental Takes of Marine Mammals
During Specified Activities; LowEnergy Marine Seismic Surveys in the
Santa Barbara Channel, November
2008
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental take
authorization; request for comments.
AGENCY:
SUMMARY: NMFS has received an
application from the Scripps Institute of
Oceanography (SIO) for an Incidental
Harassment Authorization (IHA) to take
small numbers of marine mammals, by
harassment, incidental to conducting a
seismic survey within the Santa Barbara
Channel, California. Pursuant to the
Marine Mammal Protection Act
(MMPA), NMFS requests comments on
its proposal to authorize SIO to take, by
Level B harassment only, small numbers
of marine mammals incidental to
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Products
Stamped parts of steel and aluminum.
Metal fabricated press fit fasteners including pins, studs and dowels.
Granite countertops as well as fireplaces
and other custom products made from
tile, limestone, and travertine.
Titanium and steel bicycles, and bicycle
accessories. Paint and repaint services.
Compression and plastic injection molds.
Unit bearing, cast iron electric motors.
Standard and custom analog function
modules.
conducting a marine seismic survey in
November, 2008.
Comments and information must
be received no later than September 29,
2008.
DATES:
Comments on the
application should be addressed to
Michael Payne, Chief, Permits,
Conservation and Education Division,
Office of Protected Resources, National
Marine Fisheries Service, 1315 EastWest Highway, Silver Spring, MD
20910–3225. The mailbox address for
providing e-mail comments is PR1.0648XJ24@noaa.gov. Comments sent via email, including all attachments, must
not exceed a 10-megabyte file size.
A copy of the application containing
a list of the references used in this
document may be obtained by writing to
the address specified above, telephoning
the contact listed below (see FOR
FURTHER INFORMATION CONTACT), or
visiting the Internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm.
Documents cited in this notice may be
viewed, by appointment, during regular
business hours, at the aforementioned
address.
ADDRESSES:
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Summary of Request
FOR FURTHER INFORMATION CONTACT:
Jaclyn Daly or Howard Goldstein, Office
of Protected Resources, NMFS, (301)
713–2289.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce to allow,
upon request, the incidental, but not
intentional, taking of marine mammals
by United States citizens who engage in
a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
authorization is provided to the public
for review.
Authorization for incidental taking
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s), will not have an
unmitigable adverse impact on the
availability of the species or stock(s) for
subsistence uses, and if the permissible
methods of taking and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth. NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as ‘‘. . . an
impact resulting from the specified
activity that cannot be reasonably
expected to, and is not reasonably likely
to, adversely affect the species or stock
through effects on annual rates of
recruitment or survival.’’
Section 101(a)(5)(D) of the MMPA
established an expedited process by
which citizens of the United States can
apply for an authorization to
incidentally take small numbers of
marine mammals by harassment. Except
with respect to certain activities not
pertinent here, the MMPA defines
‘‘harassment’’ as:
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any act of pursuit, torment, or annoyance
which (i) has the potential to injure a marine
mammal or marine mammal stock in the wild
[‘‘Level A harassment’’]; or (ii) has the
potential to disturb a marine mammal or
marine mammal stock in the wild by causing
disruption of behavioral patterns, including,
but not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
[‘‘Level B harassment’’’].
Section 101(a)(5)(D) establishes a 45day time limit for NMFS’ review of an
application followed by a 30-day public
notice and comment period on any
proposed authorizations for the
incidental harassment of small numbers
of marine mammals. Within 45 days of
the close of the comment period, NMFS
must either issue or deny issuance of
the authorization.
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On June 27, 2008, NMFS received an
application from SIO for the taking, by
Level B harassment only, of small
numbers of 16 species of marine
mammals incidental to conducting a
twelve-day, low-energy marine seismic
survey within the Santa Barbara
Channel, CA, in November 2008. The
funding for this research survey is
provided by the National Science
Foundation (NSF).
The purpose of the proposed study is
to test the feasibility of extending the
paleoclimate record from Santa Barbara
Basin established in 1992 and 2005 from
∼700,000 years ago back to ∼1.2 million
years using detailed 3D modeling of the
structure and outcrop stratigraphy of the
northern shelf, to locate optimal core
sites, and high-resolution multichannel
seismic (MCS) reflection site surveys,
test coring, and core analyses in the
northern shelf and mid-channel areas.
The planned seismic survey (including
turns) will consist of approximately 600
km of survey lines using a standard 45in 3 GI airgun and approximately 500
km of survey lines using a mini-sparker
or boomer. The seismic surveys will
identify subsequent optimal and safe
coring strategies suitable for recovering
a continuous paleoclimate record from
the shallow marine sediments in Santa
Barbara Basin in the future as part of the
Integrated Ocean Drilling Program
(IODP).
Description of the Specified Activity
The planned survey will involve one
source vessel, the seismic ship R/V
Melville, owned by the U.S. Navy and
operated by SIO. The Melville is
expected to depart San Diego and spend
approximately 12 days conducting the
survey and piston coring activities in
November 2008. Seismic operations will
be conducted during daylight hours
only for 1–2 days at each of five sites
encompassing the small area
approximately 34–34.5° N, 119.5–120°
W, north and northwest of Santa Cruz
Island in the Santa Barbara Channel off
southern California (see Figure 1 in
SIO’s application). The seismic program
will consist of grids of closely-spaced
lines in each of 5 survey areas. Line
spacing will be 100–400 m. There will
be additional operations associated with
equipment testing, startup, line changes,
and repeat coverage of any areas where
initial data quality is sub-standard.
Water depths in the survey area range
from <50 m to ∼580 m. The seismic
survey will be conducted in the
territorial waters of the U.S., partly in
California state waters.
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At three deeper-water sites outside
state waters, a small 45-in3 GI airgun
will be used, but will likely be reduced
to 25- or 35-in3. At two shallow-water
sites that cross into California state
waters, a 1.5-kJ electromechanical
boomer or a 2-kJ electric sparker system
will be used, depending on water depth
and seafloor conditions, and depending
on which source provides the highest
resolution and best sub-seafloor signal
penetration. The two systems will not
operate concurrently and, in general, the
boomer source likely will be preferred.
As the boomer, sparker, or GI airgun are
towed along the survey lines, a towed
72-channel, 450 m hydrophone streamer
will receive the returning acoustic
signals and transfer the data to the onboard processing system. Given the
relatively short streamer length behind
the vessel, the turning rate of the vessel
while the gear is deployed is much
higher than the limit of five degrees per
minute for a seismic vessel towing a
streamer of more typical length (>1 km).
Thus, the maneuverability of the vessel
is not limited much during operations.
In addition to the GI airgun, sparker,
and boomer, a towed chirp system, a
multibeam echosounder (MBES), and a
sub-bottom profiler (SBP) will be used
at various times during the cruise. The
chirp system will be used in tandem
with the seismic sources, or will be used
separately to locate optimal piston core
sites, up to 4 hours at a time to a
maximum of 8–10 hours per day. A 3.5kHz SBP will be used to help verify
seafloor conditions at possible coring
sites, and will also be used in tandem
with a MBES during transit to and from
the Santa Barbara Channel area to
collect additional seafloor bathymetric
data.
Vessel Specifications
The Melville has a length of 85 m, a
beam of 14.0 m, a maximum draft of 5.0
m, and can accommodate 23 crew and
86 scientists. Its gross tonnage is 2516
and is powered by two 1385-hp
Propulsion General Electric motors and
a 900-hp retracting Azimuthing bow
thruster. The vessel will operate at a
speed of ∼7.4–8 km/h (4–4.3 knots)
during seismic acquisition. When not
towing seismic survey gear, the Melville
cruises at 21.7 km/h (11.7 knots) and
has a maximum speed of 25.9 km/h (14
knots). It has a normal operating range
of approximately 18,630 km. The
Melville will also serve as the platform
from which vessel-based marine
mammal observers will watch for
marine mammals and sea turtles before
and during airgun operations.
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Acoustic Source Specifications
Seismic Airguns
The Melville will operate one small
45-in3 GI airgun but will likely reduce
the chamber size to 25–35-in3. However,
in case that is not possible, the
specifications provided below are for a
45-in3 GI airgun (Table 1). Seismic
pulses will be emitted at intervals of 3
seconds. At a vessel speed of
approximately 4 knots (7.4 km/h), the
3-s spacing corresponds to a shot
interval of approximately 6 m.
If possible, the generator chamber of
the GI airgun, the one responsible for
introducing the sound pulse into the
ocean, will be set to 25 in3. The injector
chamber also will be set to the same
25-in3 size and will inject air into the
previously generated bubble to maintain
its shape. This does not introduce more
sound into the water. The airgun will be
towed 21 m behind the Melville at a
depth of 2 m. The variation of the sound
pressure field of that GI-gun set to its
original 45-in3 size and towed at a depth
of 2.5 m has been modeled by L–DEO
in relation to distance and direction
from the GI airgun. At its reduced
chamber size of 25 in3, these numbers
will be further reduced. For comparison,
the peak source sound level of the
45-in3 gun is 225.3 dB re 1 µ Pa,
whereas the peak source sound level of
a USGS GI airgun with chamber sizes
reduced to 25 in3 is approximately 218
dB re 1 µPa·m. More information on
characteristics of airgun sounds can be
found in Appendix A in the SIO’s EA.
TABLE 1—SPECIFICATIONS OF GI-AIRGUN PROPOSED TO BE USED DURING THE SIO SEISMIC SURVEY, NOVEMBER 2008
GI-airgun specifications
Energy source
GI airgun of 45 in3 or GI airgun of 25 in3
Source output (downward) (45 in3) ..........................................................
0-pk is 1.8 bar-m (225.3 dB re 1 µPa·mp); pk-pk is 3.4 bar-m (230.7
dB re 1 µPa·mp-p).
approx. 218 dB re 1 µPa·mp.
2 meters.
approx. 45 in3 or 25 in3.
0–188 Hz (45 in3) or <500 Hz (25 in3).
Source output (downward) (25 in3) ..........................................................
Towing depth of energy source ................................................................
Air discharge volume ................................................................................
Dominant frequency components .............................................................
Electric Sparker
The Melville will use a minisparker
system similar to the SQUID 2000TM
sparker system manufactured by
Applied Acoustic Engineering, Inc. This
minisparker includes electrodes
mounted on a small pontoon sled that
simultaneously discharge electric
current through the seawater to an
electrical ground, creating an electrical
arc that momentarily vaporizes water
between positive and negative leads.
The collapsing bubbles produce an
omnidirectional pulse. The pontoon
sled that supports the minisparker is
towed on the sea surface, approximately
5 m behind the ship.
Source characteristics of the SQUID
2000TM provided by the manufacturer
show a source level of 209 dB re 1
µParms. This is at the full power level of
2 kJ. The power level of this source may
be reduced to provide more consistent,
reliable output signals if necessary. The
amplitude spectrum of this pulse
indicates that most of the sound energy
lies between 150 Hz and 1700 Hz, and
the peak amplitude is at 900 Hz. The
output sound pulse of the minisparker
has a duration of about 0.8 ms. When
operated at sea for the proposed MCSreflection survey, the minisparker will
be discharged every 0.5–3 seconds.
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Electromechanical Boomer
A boomer is a broad-band sound
source operating in the 100–2500 Hz
range. By sending electrical energy from
the power supply through wire coils,
spring-loaded plates in the boomer
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transducer are electrically charged
causing the plates to repel, thus
generating an acoustic pulse. The
boomer planned for this cruise has three
plates with a power input of 500 J per
plate. The source level 219 dB re 1 µ
Papeak; 209 dB re 1 µParms and the
boomer will be towed on the surface.
When operated at sea for the proposed
MCS-reflection survey, the boomer will
be discharged every 0.5–2 seconds.
Multibeam Echosounders and SubBottom Profilers
Along with the seismic operations,
two additional acoustical data
acquisition systems will be operated
during part of the R/V Melville’s cruise
but only in transit, not during airgun
use. The ocean floor will be mapped
with the 12-kHz Simrad EM120 multibeam echosounder (MBES) in transit to
the survey area, and a 3.5-kHz subbottom profiler (SBP) will also be
operated along with the MBES and also
to help verify sea floor conditions at
possible coring sites.
The Melville will operate a KongsbergSimrad EM120 Multi Beam Echo
Sounder (MBES). The KongsbergSimrad EM120 operates at 11.25–12.6
kHz, and is mounted in the hull of the
Melville. It operates in several modes,
depending on water depth. In the
proposed survey, it will be used in
automatic mode, changing from
‘‘Shallow’’ to ‘‘Medium’’ mode at 450 m
and from ‘‘Medium’’ to ‘‘Deep’’ mode at
1000 m. In ‘‘Shallow’’ mode, the
beamwidth is 2° fore-aft and the
estimated maximum source level is 232
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dB re 1 µParms. Each ‘‘ping’’ consists of
three successive fan-shaped
transmissions, each 2 ms in duration
with a delay of 3 ms between pulses for
successive sectors. In ‘‘Medium’’ mode,
the beamwidth is 1° or 2° fore-aft and
the estimated maximum source levels
are 232 or 226 dB re 1 µParms. Each
‘‘ping’’ consists of three successive fanshaped transmissions, each 5 ms in
duration with a delay of 6 ms between
pulses for successive sectors. In ‘‘Deep’’
mode, the beamwidth is 1° or 2° fore-aft
and the estimated maximum source
levels are 239 or 233 dB re 1 µParms.
Each ‘‘ping’’ consists of nine successive
fan-shaped transmissions, each 15 ms in
duration with a delay of 16 ms between
pulses for successive sectors. The MBES
will be used during transit to and from
the Santa Barbara Channel area to
collect additional sea floor bathymetric
data.
In addition, an Edgetech 512i Chirp
sub-bottom profiler (SBP) will also be a
high resolution system that provides
full-spectrum (‘‘chirp’’) imaging. The
system is towed either at the water
surface or slightly submerged,
depending on the application and water
depth. The 512i has a source level of
198 dB re 1 µParms. It has a frequency
range of 500 Hz–12 kHz with pulse
widths from 5 ms to 50 ms depending
on the application. The chirp system
will be used in tandem with the seismic
sources, or will be used separately to
locate optimal piston core sites, up to 4
hours at a time to a maximum of 8–10
hours per day.
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Safety Radii
To aid in estimating the number of
marine mammals that are likely to be
taken, pursuant to the MMPA, and in
developing effective mitigation
measures, NMFS applies certain
acoustic thresholds that indicate the
received level at which Level A or Level
B harassment would occur in marine
mammals where exposed.
The distance from the sound source at
which an animal would be exposed to
these different received sound levels
may be estimated and is typically
referred to as safety radii. These safety
radii are specifically used to help NMFS
estimate the number of marine
mammals likely to be harassed by the
proposed activity and in deciding how
close a marine mammal may approach
an operating sound source before the
applicant will be required to powerdown or shut down the sound source.
GI-Airguns
NMFS has established a 160 dB re 1
µParms behavioral harassment (Level B)
threshold for both cetaceans and
pinnipeds and a 190 dB and 180 dB re
1 µParms threshold for the potential
onset of injury (Level A) for pinnipeds
and cetaceans, respectively. Received
sound levels have been modeled by
Lamont-Doherty Earth Observatory of
Columbia University (L–DEO) for a
number of airgun configurations,
including one 45-in3 GI airgun, in
relation to distance and direction from
the GI airgun. The model does not allow
for bottom interactions, and is most
directly applicable to deep water. Based
on the modeling, estimates of the
maximum distances from the GI airgun
where sound levels of 190, 180, 160 dB
re 1 µParms are predicted to be received
in deep (>1000-m) water are shown in
Table 2. Because the model results are
for a 2.5-m tow depth, which is deeper
than the proposed 2-m tow depth, the
distances in Table 2 slightly
overestimate safety and harassment
isopleth distances.
Empirical data concerning the 180and 160-dB distances were acquired
based on measurements during the
acoustic verification study conducted by
L–DEO in the northern Gulf of Mexico
from 27 May to 3 June 2003 (Tolstoy et
al. , 2004). Although the results are
limited, the data show that radii around
the airguns where the received level
would be 180 dB re 1 µParms, the safety
thresholds applicable to cetaceans
(NMFS 2000), vary with water depth.
Similar depth-related variation is likely
in the 190-dB distances applicable to
pinnipeds. Correction factors were
developed for water depths 100–1000 m
and <100 m. The empirical data indicate
that, for deep water (>1000 m), the L–
DEO model tends to overestimate the
received sound levels at a given
distance (Tolstoy et al. , 2004).
However, to be precautionary pending
acquisition of additional empirical data,
it is proposed that safety radii during GI
airgun operations in deep water will be
the values predicted by L–DEO’s model.
Therefore, the assumed 190- and 180 dB
re 1 µ Pa radii are 8 m and 23 m,
respectively, and the 160 dB radius for
this depth is 330 m (Table 2).
Empirical measurements were not
conducted for intermediate depths
(100–1000m). On the expectation that
results will be intermediate between
those from shallow and deep water, a
1.5x correction factor is applied to the
estimates provided by the model for
deep water situations. This is the same
factor that was applied to the model
estimates during L–DEO cruises in 2003.
The assumed 190 and 180 dB re 1 µ Pa
radii in intermediate-depth water are
12m and 35m, respectively, and the 160
dB radius for this depth is 220m (Table
2). Additional information regarding
how the safety radii were calculated and
how the empirical measurements were
used to correct the modeled numbers
may be found in the SIO application
and EA. The proposed survey using the
GI airgun will occur only in depths
approximately 150–580m; therefore the
12m, 35m, and 330m radii are
applicable.
TABLE 2—DISTANCES TO WHICH SOUND LEVELS ≥190, 180, AND 160 DB RE 1 µPArms COULD BE RECEIVED FROM THE
45-IN3 GI AIRGUN THAT WILL BE USED DURING THE SEISMIC SURVEYS IN THE SANTA BARBARA CHANNEL IN NOVEMBER 2008. DISTANCES ARE BASED ON MODEL RESULTS PROVIDED BY L–DEO
Estimated distances (m) at received levels
Water depth
190 dB
>1000m ....................................................................................................................................................
100–1000m ..............................................................................................................................................
Boomer/Sparker
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Either the boomer or the mini sparker
will be used in State waters. The
boomer likely will be used and its
source level is higher than that of the
mini sparker; therefore, the propagation
distances for the boomer will be used.
Received sound levels from the boomer
proposed for use in shallow water have
not been modeled or measured.
However, Burgess and Lawson (2001)
measured received sound levels from a
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boomer with a source level of 203 dB re
1 µParms in water depths 12–14m, and
Greene (2006) measured received sound
levels from a boomer with a source level
of 188.8 dB re 1 µParms in water depths
37–48m, both in the Alaskan Beaufort
Sea. The distances at which sound
levels 190-, 180-, and 160-dB re 1 µParms
were received are given in Table 3
together with the distances predicted
using a spherical spreading model. In
each case, more so for the larger source
level, the modeled distance exceeded
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180 dB
8
12
160 dB
23
35
220
330
the measured distance. As a
conservative (i.e., precautionary)
measure, the modeled distances will be
used to calculation take estimates. The
source level of the boomer is p,
corresponding roughly to 209 dB re 1
µPa·mrms. Based on the spherical
spreading model, distances to which
sound levels ≥190, 180, 170, and 160 dB
re 1 µParms could be received from the
boomer are 9, 28, 90, and 280,
respectively (Table 3).
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TABLE 3—DISTANCES TO WHICH RECEIVED SOUND LEVELS ≥190, 180, AND 160 DB RE 1 µPArms WERE MEASURED FOR
TWO BOOMERS IN THE ALASKAN BEAUFORT SEA, AND DISTANCES PREDICTED BY A SPHERICAL SPREADING MODEL
FOR THOSE SOURCES AND FOR THE BOOMER TO BE USED IN THE PROPOSED SURVEYS
Estimated distances (m) at received levels
Boomer source level (dB re 1 µPa·mrms) and distance
190 dB
203, measured ...................................................................................................................................
203, modeled .....................................................................................................................................
188.8, measured ................................................................................................................................
188.8, modeled ..................................................................................................................................
209 (this study), modeled ..................................................................................................................
Description of Marine Mammals in the
Activity Area
Thirty-two species of marine
mammals, including 17 odontocetes, 8
mysticetes, 6 pinnipeds, and the
southern sea otter (Enhydra lutris) could
occur in the Santa Barbara Channel
(SBC). In the U.S., sea otters are
managed by the U.S. Fish and Wildlife
Service (USFWS). The SIO is in the
process of requesting consultation from
the USFWS for impacts on sea otters;
therefore, they will not be discussed
further in this document. Of the 32
species, 20 are considered residents or
regular visitors to the Channel Islands
(CINMS), 14 of which are at least
seasonally common to abundant in the
SBC. The other 12 species are rare to
extremely rare. Table 4 indicated
relative abundance, density, habitat,
status, and requested take for each
species. Seven of the marine mammal
species which could in the action area
are endangered or threatened under the
U.S. Endangered Species Act (ESA),
including the North Pacific right whale
(Eubalaena japonica), humpback whale
(Megaptera novaeangliae), sei whale
(Balaenoptera borealis), fin whale
(Balaenoptera physalus), blue whale
(Balenoptera musculus), sperm whale
(Physeter macrocephalus), and southern
resident killer whales (Orcinus orca).
However, not all these species are
expected to be harassed from the
proposed seismic survey due to rarity in
<1
4.5
0.9
1
9
180 dB
160 dB
2
16
2.3
2.7
28
22
140
14.6
27.5
280
the area and the small harassment
isopleth distances. Table 4 below
outlines the species by the requested
number of takes by both instances and
individuals. Number of exposed
individuals and number of exposures
are listed with respect to the 160dB re
1 µPa threshold. Cetaceans and
pinnipeds would not be exposed to
sound levels at or above 180 and 190
dB, respectively, due to implementation
of mitigation measures (see Proposed
Mitigation section). For more
information on the status, distribution,
and seasonal distribution of species or
stocks of marine mammals which could
be in the action area, please refer to
SIO’s application, section IV.
TABLE 4—THE OCCURRENCE, HABITAT, REGIONAL ABUNDANCE, CONSERVATION STATUS, BEST AND MAXIMUM DENSITY
ESTIMATES, NUMBER OF MARINE MAMMALS THAT COULD BE EXPOSED TO SOUND LEVEL AT OR ABOVE 160DB RE
1µPA, BEST ESTIMATE OF NUMBER OF INDIVIDUALS EXPOSED, AND BEST ESTIMATE OF NUMBER OF EXPOSURES PER
MARINE MAMMAL IN OR NEAR THE PROPOSED SEISMIC SURVEY AREA IN THE SANTA BARBARA CHANNEL (SBC). SEE
TABLES 3–5 IN SIO’S APPLICATION FOR FURTHER DETAIL
Species
Occurrence in
SBC
Habitat
North Pacific right
whale.
Bryde’s whale .....
Extremely rare;
winter–spring
vagrant.
Common when
migrating; rare
Oct–Nov.
All year, common
May–Jun,
Sep–Dec.
All year, common
spring–fall.
Rare ...................
Sei whale ...........
Very rare ............
Offshore, occasionally
inshore.
Coastal except
near Channel
Islands.
Mainly nearshore
waters and
banks.
Pelagic and
coastal.
Pelagic and
coastal.
Mostly pelagic ....
Fin whale ............
Uncommon all
year.
All year, common
Jun-–ct.
Uncommon all
year.
Uncommon all
year.
Very rare ............
Gray whale .........
Humpback whale
Minke whale .......
Blue whale .........
jlentini on PROD1PC65 with NOTICES
Sperm whale ......
Pygmy sperm
whale.
Dwarf sperm
whale.
Cuvier’s beaked
whale.
VerDate Aug<31>2005
Rare all year ......
17:36 Aug 27, 2008
Abundance
Slope, mostly pelagic.
Pelagic and
coastal.
Usually deep pelagic.
Deep waters off
shelf.
Deep waters off
shelf.
Slope and pelagic.
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ESA 1
Density/
1000km2
(best)
Density/
1000km2
(max)
Number of
individuals
exposed
Number of
exposures
100–200
EN
0
0
0
0
18,813
NL
0
0
0
0
>6000
EN
0.22
0.33
0
0
9000
NL
0.36
0.54
0
0
13,000
NL
0
0
0
0
7260–
12,620
13,620–
18,680
1186
EN
0
0
0
0
EN
0.55
0.82
0
0
EN
5.45
8.15
2
4
24,000
EN
0.31
0.47
0
0
N.A.
NL
21.78
32.68
6
15
11,200
NL
0
0
0
0
20,000
NL
1.44
2.16
1
1
Fmt 4703
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TABLE 4—THE OCCURRENCE, HABITAT, REGIONAL ABUNDANCE, CONSERVATION STATUS, BEST AND MAXIMUM DENSITY
ESTIMATES, NUMBER OF MARINE MAMMALS THAT COULD BE EXPOSED TO SOUND LEVEL AT OR ABOVE 160DB RE
1µPA, BEST ESTIMATE OF NUMBER OF INDIVIDUALS EXPOSED, AND BEST ESTIMATE OF NUMBER OF EXPOSURES PER
MARINE MAMMAL IN OR NEAR THE PROPOSED SEISMIC SURVEY AREA IN THE SANTA BARBARA CHANNEL (SBC). SEE
TABLES 3–5 IN SIO’S APPLICATION FOR FURTHER DETAIL—Continued
Species
Occurrence in
SBC
Baird’s beaked
whale.
Mesoplodon spp.
beaked whale.
Offshore
bottlenose dolphin.
Coastal
bottlenose dolphin.
Striped dolphin ...
Rare all year ......
Short-beaked
common dolphin.
Long-beaked
common dolphin.
Pacific whitesided dolphin.
Northern right
whale dolphin.
Risso’s dolphin ...
Killer whale .........
Uncommon all
year.
Rare all year ......
Short-finned pilot
whale.
Dall’s porpoise ...
Harbor porpoise
Guadalupe fur
seal.
Northern fur seal
California sea
lion.
Steller sea lion ...
Harbor seal ........
Northern elephant seal.
Habitat
Abundance
Density/
1000km2
(best)
ESA 1
Number of
individuals
exposed
Density/
1000km2
(max)
Number of
exposures
Slope and pelagic.
Slope and pelagic.
Offshore, slope,
shelf.
6000
NL
0
0
0
0
1024
NL
0
0
0
0
3257
NL
6.12
9.18
2
4
Common all year
Within 1 km of
shore.
323
NL
6.12
9.18
2
2
Rare ...................
1,824,000
NL
3.37
5.05
1
2
Common all year
Off continental
shelf.
Shelf, pelagic,
high relief.
487,622
NL
1364.41
2046.61
394
942
Common all year
Coastal, high relief.
1893
NL
174.69
262.04
50
121
All year, common
fall–winter.
Common only
winter, spring.
Common all year
Offshore, slope ..
931,000
NL
33
49.5
10
23
Slope, offshore
waters.
Shelf, slope,
seamounts.
Widely distributed.
Mostly pelagic,
high-relief.
Shelf, slope, offshore.
Coastal ...............
Coastal ...............
15,305
NL
16.8
25.2
5
12
12,093
NL
18.35
27.53
5
13
8500
NL
0
0
0
0
160,200
NL
0
0
0
0
57,549
NL
9.17
3
0
202,988
7408
NL
T
0
N/A
0
N/A
0
0
0
0
Uncommon all
year.
Common all year
Pelagic, offshore
721,935
NL
N/A
N/A
0
0
Coastal, shelf .....
238,000
NL
100
300
29
69
Rare all year ......
Common all year
All year, common
Dec–Mar peak.
Coastal, shelf .....
Coastal ...............
Coastal, pelagic
when migrating.
44,584
34,233
124,000
T
NL
NL
N/A
N/A
N/A
N/A
N/A
N/A
0
0
0
0
0
0
Rare all year ......
Common all year
Uncommon all
year.
Rare ...................
Extremely rare ...
ESA 1
Number of
individuals
exposed 3
Number of
exposures 2
Requested
take 4
Species
Occurrence in SBC
Habitat
North Pacific right
whale.
Gray whale ..............
Extremely rare; winter–spring vagrant.
Common when migrating; rare Oct–
Nov.
All year, common
May–Jun, Sep–
Dec.
All year, common
spring–fall.
Rare ........................
Very rare .................
Uncommon all year
Offshore, occasionally inshore.
Coastal except near
Channel Islands.
100–200
EN
0
0
0
18,813
NL
0
0
0
Mainly nearshore
waters and banks.
>6000
EN
0
0
2
Pelagic and coastal
9000
NL
0
0
0
Pelagic and coastal
Mostly pelagic .........
Slope, mostly pelagic.
Pelagic and coastal
13,000
7260–12,620
13,620–18,680
NL
EN
EN
0
0
0
0
0
0
0
0
2
1186
EN
4
2
2
Usually deep pelagic
Deep waters off
shelf.
24,000
N.A.
EN
NL
0
15
0
6
8
9
Humpback whale .....
Minke whale ............
jlentini on PROD1PC65 with NOTICES
Bryde’s whale ..........
Sei whale .................
Fin whale .................
Blue whale ...............
Sperm whale ...........
Pygmy sperm whale
VerDate Aug<31>2005
All year, common
Jun–Oct.
Uncommon all year
Uncommon all year
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Abundance
13.76
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Species
ESA 1
Number of
individuals
exposed 3
Requested
take 4
Habitat
Dwarf sperm whale
Very rare .................
11,200
NL
0
0
0
Cuvier’s beaked
whale.
Baird’s beaked
whale.
Mesoplodont beaked
whale.
Offshore bottlenose
dolphin.
Coastal bottlenose
dolphin.
Striped dolphin ........
Short-beaked common dolphin.
Long-beaked common dolphin.
Pacific white-sided
dolphin.
Northern right whale
dolphin.
Risso’s dolphin ........
Rare all year ...........
Deep waters off
shelf.
Slope and pelagic ...
20,000
NL
1
1
1
Rare all year ...........
Slope and pelagic ...
6000
NL
0
0
0
Rare all year ...........
Slope and pelagic ...
1024
NL
0
0
0
Common all year .....
Offshore, slope,
shelf.
Within 1 km of shore
3257
NL
4
2
3
323
NL
4
2
3
Off continental shelf
Shelf, pelagic, high
relief.
Coastal, high relief ..
1,824,000
487,622
NL
NL
2
942
1
394
1
591
1893
NL
121
50
76
Offshore, slope ........
931,000
NL
23
10
14
15,305
NL
12
5
7
12,093
NL
13
5
8
Killer whale ..............
Short-finned pilot
whale.
Dall’s porpoise .........
Uncommon all year
Rare all year ...........
8500
160,200
NL
NL
0
0
0
0
0
0
57,549
NL
0
3
4
Harbor porpoise ......
Guadalupe fur seal ..
Northern fur seal .....
California sea lion ...
Steller sea lion ........
Harbor seal ..............
Northern elephant
seal.
Rare ........................
Extremely rare .........
Uncommon all year
Common all year .....
Rare all year ...........
Common all year .....
All year, common
Dec–Mar peak.
Slope, offshore waters.
Shelf, slope,
seamounts.
Widely distributed ....
Mostly pelagic, highrelief.
Shelf, slope, offshore.
Coastal ....................
Coastal ....................
Pelagic, offshore .....
Coastal, shelf ..........
Coastal, shelf ..........
Coastal ....................
Coastal, pelagic
when migrating.
202,988
7408
721,935
238,000
44,584
34,233
124,000
NL
T
NL
NL
T
NL
NL
0
0
0
69
0
0
0
0
0
0
29
0
0
0
0
0
0
87
0
20
0
Common all year .....
Rare ........................
Common all year .....
Common all year .....
All year, common
fall–winter.
Common only winter, spring.
Common all year .....
Uncommon all year
Abundance
Number of
exposures 2
Occurrence in SBC
1 U.S.
Endangered Species Act: EN = Endangered, T = Threatened, NL = Not listed
estimate as listed in Table 5 of the application
estimate as listed in Table 5 of the application
4 Requested number of takes as listed in Table 5 of application
2 Best
3 Best
Potential Effects of the Proposed
Activity on Marine Mammals
jlentini on PROD1PC65 with NOTICES
Potential Effects of Airgun Sounds on
Marine Mammals
The effects of sounds from airguns
might include one or more of the
following: tolerance, masking of natural
sounds, behavioral disturbance,
temporary or permanent hearing
impairment, or non-auditory physical or
physiological effects (Richardson et al.,
1995; Gordon et al., 2004; Nowacek et
al., 2007; Southall et al., 2007). Given
the small size of the GI gun planned for
the present project, effects are
anticipated to be considerably less than
would be the case with a large array of
airguns. It is very unlikely that there
would be any cases of temporary or,
especially, permanent hearing
impairment or any significant nonauditory physical or physiological
effects. Also, behavioral disturbance is
expected to be limited to relatively short
distances. Permanent hearing
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17:36 Aug 27, 2008
Jkt 214001
impairment, in the unlikely event that it
occurred, would constitute injury, but
temporary threshold shift (TTS) is not
an injury (Southall et al., 2007). With
the possible exception of some cases of
temporary threshold shift in harbor
seals and perhaps some other seals, it is
unlikely that the project would result in
any cases of temporary or especially
permanent hearing impairment, or any
significant non-auditory physical or
physiological effects. Some behavioral
disturbance is expected, but is expected
to be localized and short-term.
Tolerance
Numerous studies have shown that
pulsed sounds from airguns are often
readily detectable in the water at
distances of many kilometers. A
summary of the characteristics of airgun
pulses, is provided in Appendix A of
NSF’s EA prepared for this survey.
Several studies have also shown that
marine mammals at distances more than
a few kilometers from operating seismic
PO 00000
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Sfmt 4703
vessels often show no apparent response
(tolerance) (see Appendix A of NSF’s
EA). That is often true even in cases
when the pulsed sounds must be readily
audible to the animals based on
measured received levels and the
hearing sensitivity of that mammal
group. Although various baleen whales,
toothed whales, and (less frequently)
pinnipeds have been shown to react
behaviorally to airgun pulses under
some conditions, at other times
mammals of all three types have shown
no overt reactions. In general, pinnipeds
usually seem to be more tolerant of
exposure to airgun pulses than
cetaceans, with the relative
responsiveness of baleen and toothed
whales being variable.
Masking
Introduced underwater sound may,
through masking, reduce the effective
communication distance of a marine
mammal species if the frequency of the
source is close to that used as a signal
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jlentini on PROD1PC65 with NOTICES
by the marine mammal, and if the
anthropogenic sound is present for a
significant fraction of the time
(Richardson et al., 1995).
Masking effects of pulsed sounds
(even from large arrays of airguns) on
marine mammal calls and other natural
sounds are expected to be limited,
although there are very few specific data
on this. Because of the intermittent
nature (one pulse every 105 or 210
seconds) and low duty cycle of seismic
pulses, animals can emit and receive
sounds in the relatively quiet intervals
between pulses. However, in
exceptional situations, reverberation
occurs for much or all of the interval
between pulses (e.g., Simard et al.,
2005; Clark and Gagnon, 2006) which
could mask calls. Some baleen and
toothed whales are known to continue
calling in the presence of seismic
pulses, and their calls can usually be
heard between the seismic pulses (e.g.,
Richardson et al., 1986; McDonald et al.,
1995; Greene et al., 1999; Nieukirk et
al., 2004; Smultea et al., 2004; Holst et
al., 2005a,b, 2006). In the northeastern
Pacific Ocean, blue whale calls have
been recorded during a seismic survey
off Oregon (McDonald et al., 1995).
Among odontocetes, there has been one
report that sperm whales ceased calling
when exposed to pulses from a very
distant seismic ship (Bowles et al.,
1994), but more recent studies found
that they continued calling in the
presence of seismic pulses (Madsen et
al., 2002c; Tyack et al., 2003; Smultea
et al., 2004; Holst et al., 2006; Jochens
et al., 2006). Dolphins and porpoises
commonly are heard calling while
airguns are operating (e.g., Gordon et al.,
2004; Smultea et al., 2004; Holst et al.,
2005a,b; Potter et al., 2007). The sounds
important to small odontocetes are
predominantly at much higher
frequencies than are the dominant
components of airgun sounds, thus
limiting the potential for masking. In
general, masking effects of seismic
pulses are expected to be minor, given
the normally intermittent nature of
seismic pulses and the Melville being
the only seismic vessel operating in the
area for a limited time. Masking effects
on marine mammals are discussed
further in Appendix A of NSF’s EA.
Disturbance Reactions
Disturbance includes a variety of
effects, including subtle to conspicuous
changes in behavior, movement, and
displacement. Based on NMFS (2001, p.
9293), NRC (2005), and Southall et al.
(2007), it is assumed that simple
exposure to sound, or brief reactions
that do not disrupt behavioral patterns
in a potentially significant manner, do
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17:36 Aug 27, 2008
Jkt 214001
not constitute harassment or ‘‘taking,’’
with ‘‘potentially significant’’ meaning
‘‘in a manner that might have
deleterious effects to the well-being of
individual marine mammals or their
populations’’.
Reactions to sound, if any, depend on
species, state of maturity, experience,
current activity, reproductive state, time
of day, and many other factors
(Richardson et al., 1995; Wartzok et al.,
2004; Southall et al., 2007). If a marine
mammal does react briefly to an
underwater sound by changing its
behavior or moving a small distance, the
impacts of the change are unlikely to be
significant to the individual, let alone
the stock or population. However, if a
sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on individuals and populations
could be significant. Given the many
uncertainties in predicting the quantity
and types of impacts of noise on marine
mammals, it is common practice to
estimate how many mammals would be
present within a particular distance of
industrial activities and exposed to a
particular level of industrial sound. In
most cases, this approach likely
overestimates the numbers of marine
mammals that would be affected in
some biologically-important manner.
The sound criteria used to estimate
how many marine mammals might be
disturbed to some biologicallyimportant degree by a seismic program
are based primarily on behavioral
observations of a few species. Detailed
studies have been done on humpback,
gray, bowhead (Balaena mysticetus),
and sperm whales, and on ringed seals
(Pusa hispida). Less detailed data are
available for some other species of
baleen whales, small toothed whales,
and sea otters, but for many species
there are no data on responses to marine
seismic surveys.
Baleen Whales
Baleen whales generally tend to avoid
operating airguns, but avoidance radii
are quite variable. Whales are often
reported to show no overt reactions to
pulses from large arrays of airguns at
distances beyond a few kilometers, even
though the airgun pulses remain well
above ambient noise levels out to much
longer distances. However, as reviewed
in SIO’s application and Appendix A of
NSF’s EA, baleen whales exposed to
strong noise pulses from airguns often
react by deviating from their normal
migration route and/or interrupting
their feeding and moving away. In the
cases of migrating gray and bowhead
whales, the observed changes in
behavior appeared to be of little or no
PO 00000
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Fmt 4703
Sfmt 4703
50767
biological consequence to the animals.
They simply avoided the sound source
by displacing their migration route to
varying degrees, but within the natural
boundaries of the migration corridors.
Studies of gray, bowhead, and
humpback whales have shown that
seismic pulses with received levels of
160–170 dB re 1 µPa (rms) seem to cause
obvious avoidance behavior in a
substantial fraction of the animals
exposed (Richardson et al., 1995). In
many areas, seismic pulses from large
arrays of airguns diminish to those
levels at distances ranging from 4–15
km (2.5–9.3 mi) from the source. A
substantial proportion of the baleen
whales within those distances may
show avoidance or other strong
behavioral reactions to the airgun array.
Subtle behavioral changes sometimes
become evident at somewhat lower
received levels, and studies,
summarized in Appendix A(5) of SIO’s
EA, have shown that some species of
baleen whales, notably bowhead and
humpback whales, at times show strong
avoidance at received levels lower than
160–170 dB re 1 µPa (rms).
Responses of humpback whales to
seismic surveys have been studied
during migration, on summer feeding
grounds, and on Angolan winter
breeding grounds; there has also been
discussion of effects on the Brazilian
wintering grounds. McCauley et al.
(1998, 2000a) studied the responses of
humpback whales off Western Australia
to a full-scale seismic survey with a 16airgun, 2678-in3 array, and to a single
20-in3 airgun with source level 227 dB
re 1 µPa · m (peak to peak). McCauley
et al. (1998) documented that avoidance
reactions began at 5–8 km (3–5 mi) from
the array, and that those reactions kept
most pods approximately 3–4 km (1.8–
2.5 mi) from the operating seismic boat.
McCauley et al. (2000a) noted localized
displacement during migration of 4–5
km (2.5–3.1 mi) by traveling pods and
7–12 km (4.3–7.5 mi) by more sensitive
resting pods of cow-calf pairs.
Avoidance distances with respect to the
single airgun were smaller but
consistent with the results from the full
array in terms of the received sound
levels. The mean received level for
initial avoidance of an approaching
airgun was 140 dB re 1 µPa (rms) for
humpback pods containing females, and
at the mean closest point of approach
distance the received level was 143 dB
re 1 µPa (rms). The initial avoidance
response generally occurred at distances
of 5–8 km (3.1–4.9 mi) from the airgun
array and 2 km (1.2 mi) from the single
airgun. However, some individual
humpback whales, especially males,
approached within distances of 100–400
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m (328–1312 ft), where the maximum
received level was 179 dB re 1 µPa
(rms).
Humpback whales on their summer
feeding grounds in southeast Alaska did
not exhibit persistent avoidance when
exposed to seismic pulses from a 1.64L (100-in3) airgun (Malme et al., 1985).
Malme et al. reported that some of the
humpbacks seemed startled at received
levels of 150–169 dB re 1 µPa and
concluded that there was no clear
evidence of avoidance, despite the
possibility of subtle effects, at received
levels up to 172 re 1 µPa on an
approximate rms basis. It has been
suggested that South Atlantic humpback
whales wintering off Brazil may be
displaced or even strand upon exposure
to seismic surveys (Engel et al., 2004).
The evidence for this was circumstantial
and subject to alternative explanations
(IAGC, 2004). Also, the evidence was
not consistent with subsequent results
from the same area of Brazil (Parente et
al., 2006), or with direct studies of
humpbacks exposed to seismic surveys
in other areas and seasons. After
allowance for data from subsequent
years, there was ‘‘no observable direct
correlation’’ between strandings and
seismic surveys (IWC, 2007:236).
There are no data on reactions of right
whales to seismic surveys, but results
from the closely-related bowhead whale
show that their responsiveness can be
quite variable depending on their
activity (migrating versus feeding).
Bowhead whales migrating west across
the Alaskan Beaufort Sea in autumn, in
particular, are unusually responsive,
with substantial avoidance occurring
out to distances of 20–30 km from a
medium-sized airgun source at received
sound levels of around 120–130 dB re
1 µPa (rms) (Miller et al., 1999;
Richardson et al., 1999). However, more
recent research on bowhead whales
(Miller et al., 2005; Harris et al., 2007)
corroborates earlier evidence that,
during the summer feeding season,
bowheads are not as sensitive to seismic
sources. Nonetheless, subtle but
statistically significant changes in
surfacing-respiration-dive cycles were
evident upon statistical analysis
(Richardson et al., 1986). In summer,
bowheads typically begin to show
avoidance reactions at received levels of
about 152–178 dB re 1 µPa (rms)
(Richardson et al., 1986, 1995;
Ljungblad et al., 1988; Miller et al.,
2005).
Reactions of migrating and feeding
(but not wintering) gray whales to
seismic surveys have been studied.
Malme et al. (1986, 1988) studied the
responses of feeding eastern Pacific gray
whales to pulses from a single 100-in3
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17:36 Aug 27, 2008
Jkt 214001
airgun off St. Lawrence Island in the
northern Bering Sea. They estimated,
based on small sample sizes, that 50
percent of feeding gray whales stopped
feeding at an average received pressure
level of 173 dB re 1 µPa on an
(approximate) rms basis, and that 10
percent of feeding whales interrupted
feeding at received levels of 163 dB re
1 µPa (rms). Those findings were
generally consistent with the results of
experiments conducted on larger
numbers of gray whales that were
migrating along the California coast
(Malme et al., 1984; Malme and Miles,
1985), and western Pacific gray whales
feeding off Sakhalin Island, Russia
(Wursig et al., 1999; Gailey et al., 2007;
Johnson et al., 2007; Yazvenko et al.,
2007a, b), along with data on gray
whales off British Columbia (Bain and
Williams, 2006).
Various species of Balaenoptera (blue,
sei, fin, and minke whales) have
occasionally been reported in areas
ensonified by airgun pulses (Stone,
2003; MacLean and Haley, 2004; Stone
and Tasker, 2006). Sightings by
observers on seismic vessels off the
United Kingdom from 1997 to 2000
suggest that, during times of good
sightability, sighting rates for mysticetes
(mainly fin and sei whales) were similar
when large arrays of airguns were
shooting vs. silent (Stone, 2003; Stone
and Tasker, 2006). However, these
whales tended to exhibit localized
avoidance, remaining significantly
further (on average) from the airgun
array during seismic operations
compared with non-seismic periods
(Stone and Tasker, 2006). In a study off
Nova Scotia, Moulton and Miller (2005)
found little difference in sighting rates
(after accounting for water depth) and
initial sighting distances of
balaenopterid whales when airguns
were operating versus silent. However,
there were indications that these whales
were more likely to be moving away
when seen during airgun operations.
Similarly, ship-based monitoring
studies of blue, fin, sei and minke
whales offshore of Newfoundland
(Orphan Basin and Laurentian Subbasin) found no more than small
differences in sighting rates and swim
directions during seismic vs. nonseismic periods Moulton et al., 2005,
2006a,b).
Data on short-term reactions by
cetaceans to impulsive noises are not
necessarily indicative of long-term or
biologically significant effects. It is not
known whether impulsive sounds affect
reproductive rate or distribution and
habitat use in subsequent days or years.
However, gray whales have continued to
migrate annually along the west coast of
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North America with substantial
increases in the population over recent
years, despite intermittent seismic
exploration (and much ship traffic) in
that area for decades (Appendix A in
Malme et al., 1984; Richardson et al.,
1995; Angliss and Outlaw, 2008). The
western Pacific gray whale population
did not seem affected by a seismic
survey in its feeding ground during a
previous year (Johnson et al., 2007).
Similarly, bowhead whales have
continued to travel to the eastern
Beaufort Sea each summer, and their
numbers have increased notably,
despite seismic exploration in their
summer and autumn range for many
years (Richardson et al., 1987; Angliss
and Outlaw, 2008).
Toothed Whales
Little systematic information is
available about reactions of toothed
whales to noise pulses. Few studies
similar to the more extensive baleen
whale/seismic pulse work summarized
above and (in more detail) in Appendix
A of SIO’s application have been
reported for toothed whales. However,
there are recent systematic studies on
sperm whales (Jochens et al., 2006;
Miller et al., 2006), and there is an
increasing amount of information about
responses of various odontocetes to
seismic surveys based on monitoring
studies (e.g., Stone, 2003; Smultea et al.,
2004; Moulton and Miller, 2005; Bain
and Williams, 2006; Holst et al., 2006;
Stone and Tasker, 2006; Potter et al.,
2007; Weir, 2008).
Seismic operators and marine
mammal observers on seismic vessels
regularly see dolphins and other small
toothed whales near operating airgun
arrays, but in general there is a tendency
for most delphinids to show some
avoidance of operating seismic vessels
(e.g., Goold, 1996a,b,c; Calambokidis
and Osmek, 1998; Stone, 2003; Moulton
and Miller, 2005; Holst et al., 2006;
Stone and Tasker, 2006; Weir, 2008).
Some dolphins seem to be attracted to
the seismic vessel and floats, and some
ride the bow wave of the seismic vessel
even when large arrays of airguns are
firing (e.g., Moulton and Miller, 2005).
Nonetheless, small toothed whales more
often tend to head away, or to maintain
a somewhat greater distance from the
vessel, when a large array of airguns is
operating than when it is silent (e.g.,
Stone and Tasker, 2006; Weir, 2008). In
most cases the avoidance radii for
delphinids appear to be small, on the
order of 1 km less, and some individuals
show no apparent avoidance. The
beluga (Delphinapterus leucas) is a
species that (at least at times) shows
long-distance avoidance of seismic
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vessels. Aerial surveys conducted in the
southeastern Beaufort Sea during
summer found that sighting rates of
beluga whales were significantly lower
at distances 10–20 km (6.2–12.4 mi)
compared with 20–30 km (12.4–18.6 mi)
from an operating airgun array, and
observers on seismic boats in that area
rarely see belugas (Miller et al., 2005;
Harris et al., 2007).
Captive bottlenose dolphins and
beluga whales exhibited changes in
behavior when exposed to strong pulsed
sounds similar in duration to those
typically used in seismic surveys
(Finneran et al., 2000, 2002, 2005).
However, the animals tolerated high
received levels of sound before
exhibiting aversive behaviors.
Results for porpoises depend on
species. The limited available data
suggest that harbor porpoises show
stronger avoidance of seismic operations
than do Dall’s porpoises (Stone, 2003;
MacLean and Koski, 2005; Bain and
Williams, 2006; Stone and Tasker,
2006). Dall’s porpoises seem relatively
tolerant of airgun operations (MacLean
and Koski, 2005; Bain and Williams,
2006), although they too have been
observed to avoid large arrays of
operating airguns (Calambokidis and
Osmek, 1998; Bain and Williams, 2006).
This apparent difference in
responsiveness of these two porpoise
species is consistent with their relative
responsiveness to boat traffic and some
other acoustic sources (Richardson et
al., 1995; Southall et al., 2007).
Most studies of sperm whales exposed
to airgun sounds indicate that the sperm
whale shows considerable tolerance of
airgun pulses (e.g., Stone, 2003;
Moulton et al., 2005, 2006a; Stone and
Tasker, 2006; Weir, 2008). In most cases
the whales do not show strong
avoidance, and they continue to call
(see Appendix A of NSF’s EA for
review). However, controlled exposure
experiments in the Gulf of Mexico
indicate that foraging behavior was
altered upon exposure to airgun sound
(Jochens et al., 2006).
There are almost no specific data on
the behavioral reactions of beaked
whales to seismic surveys. However,
northern bottlenose whales
(Hyperoodon ampullatus) continued to
produce high-frequency clicks when
exposed to sound pulses from distant
seismic surveys (Laurinolli and
Cochrane, 2005; Simard et al., 2005).
Most beaked whales tend to avoid
approaching vessels of other types (e.g.,
Wursig et al., 1998). They may also dive
for an extended period when
approached by a vessel (e.g., Kasuya,
1986). Thus, it is likely that beaked
whales would also show strong
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avoidance of an approaching seismic
vessel, although this has not been
documented explicitly.
There are increasing indications that
some beaked whales tend to strand
when naval exercises involving midfrequency sonar operation are ongoing
nearby (e.g., Simmonds and LopezJurado, 1991; Frantzis, 1998; NOAA and
USN, 2001; Jepson et al., 2003;
Hildebrand, 2005; Barlow and Gisiner,
2006; see also the ‘‘Strandings and
Mortality’’ subsection, later). These
strandings are apparently at least in part
a disturbance response, although
auditory or other injuries or other
physiological effects may also be a
involved. Whether beaked whales
would ever react similarly to seismic
surveys is unknown (see ‘‘Strandings
and Mortality’’, below). Seismic survey
sounds are quite different from those of
the sonar in operation during the abovecited incidents.
Odontocete reactions to large arrays of
airguns are variable and, at least for
delphinids and Dall’s porpoises, seem to
be confined to a smaller radius than has
been observed for the more responsive
of the mysticetes, belugas, and harbor
porpoises (refer to Appendix A in NSF’s
EA). NMFS has established a 160 dB re
1 µPa disturbance threshold. Animals
exposed to received sound levels at or
above this threshold (but below
injurious threshold) shall be considered
‘‘taken’’ by behavioral harassment
(Level B).
Pinnipeds
Pinnipeds are not likely to show a
strong avoidance reaction to the airgun
array. Visual monitoring from seismic
vessels has shown only slight (if any)
avoidance of airguns by pinnipeds, and
only slight (if any) changes in behavior
(Appendix A in NSF’s EA). In the
Beaufort Sea, some ringed seals avoided
an area of 100 m (328 ft) to (at most) a
few hundred meters around seismic
vessels, but many seals remained within
100–200 m (328–656 ft) of the trackline
as the operating airgun array passed by
(e.g., Harris et al., 2001; Moulton and
Lawson, 2002; Miller et al., 2005).
Ringed seal sightings averaged
somewhat farther away from the seismic
vessel when the airguns were operating
than when they were not, but the
difference was small (Moulton and
Lawson, 2002). Similarly, in Puget
Sound, sighting distances for harbor
seals and California sea lions tended to
be larger when airguns were operating
(Calambokidis and Osmek, 1998).
Previous telemetry work suggests that
avoidance and other behavioral
reactions may be stronger than evident
to date from visual studies (Thompson
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50769
et al., 1998). Even if reactions of any
pinnipeds that might be encountered in
the present study area are as strong as
those evident in the telemetry study,
reactions are expected to be confined to
relatively small distances and durations,
with no long-term effects on pinniped
individuals or populations. As for
cetaceans, the 160 dB or above
disturbance threshold, but below
injurious levels (190 dB), is considered
appropriate for pinnipeds.
Hearing Impairment and Other Physical
Effects
Temporary or permanent hearing
impairment is a possibility when marine
mammals are exposed to very strong
sounds, and temporary threshold shift
(TTS) has been demonstrated and
studied in certain captive odontocetes
and pinnipeds exposed to strong sounds
(reviewed in Southall et al., 2007).
However, there has been no specific
documentation of TTS let alone
permanent hearing damage, i.e.,
permanent threshold shift (PTS), in freeranging marine mammals exposed to
sequences of airgun pulses during
realistic field conditions. Current NMFS
policy regarding exposure of marine
mammals to high-level sounds is that
cetaceans and pinnipeds should not be
exposed to impulsive sounds with
received levels of 180 and 190 dB re 1
µParms or above, respectively, are
considered to have been taken
incidentally taken by Level A
harassment. (NMFS, 2000). These levels
are precautionary and were used in
establishing the exclusion (i.e., shutdown) zones planned for the proposed
seismic survey.
Several aspects of the planned
monitoring and mitigation measures for
this project are designed to detect
marine mammals occurring near the
airgun array, and to avoid exposing
them to sound pulses that might, at least
in theory, cause hearing impairment. In
addition, many cetaceans and (to a
limited degree) pinnipeds and sea
turtles are likely to show some
avoidance or the area with high received
levels of airgun sound. In those cases,
the avoidance responses of the animals
themselves will reduce or (most likely)
avoid any possibility of hearing
impairment.
Non-auditory physical effects might
also occur in marine mammals exposed
to strong underwater pulsed sound.
Possible types of non-auditory
physiological effects or injuries that
might (in theory) occur in mammals
close to a strong sound source include
stress, neurological effects, bubble
formation, and other types of organ or
tissue damage. It is possible that some
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marine mammal species (i.e., beaked
whales) may be especially susceptible to
injury and/or stranding when exposed
to strong pulsed sounds. However, as
discussed below, there is no definitive
evidence that any of these effects occur
even for marine mammals in close
proximity to large arrays of airguns. It is
unlikely that any effects of these types
would occur during the proposed
project given the brief duration of
exposure of any given mammal, the
deep water in the survey area, and the
planned monitoring and mitigation
measures (see below). The following
subsections discuss in somewhat more
detail the possibilities of TTS, PTS, and
non-auditory physical effects.
Temporary Threshold Shift (TTS)
TTS is the mildest form of hearing
impairment that can occur during
exposure to a strong sound (Kryter,
1985). While experiencing TTS, the
hearing threshold rises and a sound
must be stronger in order to be heard.
At least in terrestrial mammals, TTS can
last from minutes or hours to (in cases
of strong TTS) days. For sound
exposures at or somewhat above the
TTS threshold, hearing sensitivity in
both terrestrial and marine mammals
recovers rapidly after exposure to the
noise ends. Few data on sound levels
and durations necessary to elicit mild
TTS have been obtained for marine
mammals, and none of the published
data concern TTS elicited by exposure
to multiple pulses of sound. Available
data on TTS in marine mammals are
summarized in Southall et al. (2007).
For toothed whales exposed to single
short pulses, the TTS threshold appears
to be, to a first approximation, a
function of the energy content of the
pulse (Finneran et al., 2002, 2005).
Sound exposure level (SEL), which
takes into account the duration of the
sound, is the metric used to measure
energy and uses the units dB re 1
µPa2 · s, as opposed to sound pressure
level (SPL), which is the pressure metric
used in the rest of this document
(units—dB re 1 µPa). Given the available
data, the received energy level of a
single seismic pulse (with no frequency
weighting) might need to be
approximately 186 dB re 1 µPa2 · s, (i.e.,
186 dB SEL or approximately 196–201
dB re 1 µParms) in order to produce brief,
mild TTS. Exposure to several strong
seismic pulses that each have received
levels near 190 dB re 1 µParms might
result in cumulative exposure of
approximately 186 dB SEL and thus
slight TTS in a small odontocete,
assuming the TTS threshold is (to a first
approximation) a function of the total
received pulse energy. The distances
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17:36 Aug 27, 2008
Jkt 214001
from the Melville’s single airgun at
which the received energy level (per
pulse, flat-weighted) would be expected
to be 190 dB re 1 µParms or above, are
shown in Table 2. Levels 190 dB re 1
µParms or above are expected to be
restricted to radii no more than 12m (39
ft) (Table 2) from the airgun at full
chamber size (45 in3). Again, this is a
conservative safety zone since the
applicant has indicated the airgun will
likely be operated at 25–35 in3. For an
odontocete closer to the surface, the
maximum radius with 190 dB re 1
µParms or above, would be smaller.
The above TTS information for
odontocetes is derived from studies on
the bottlenose dolphin and beluga.
There is no published TTS information
for other types of cetaceans. However,
preliminary evidence from a harbor
porpoise exposed to airgun sound
suggests that its TTS threshold may
have been lower (Lucke et al., 2007).
For baleen whales, there are no data,
direct or indirect, on levels or properties
of sound that are required to induce
TTS. The frequencies to which baleen
whales are most sensitive are assumed
to be lower than those to which
odontocetes are most sensitive, and
natural background noise levels at those
low frequencies tend to be higher. As a
result, auditory thresholds of baleen
whales within their frequency band of
best hearing are believed to be higher
(less sensitive) than are those of
odontocetes at their best frequencies
(Clark and Ellison, 2004). From this, it
is suspected that received levels causing
TTS onset may also be higher in baleen
whales (Southall et al., 2007). In any
event, no cases of TTS are expected
given three considerations: (1) The low
abundance of baleen whales in most
parts of the planned study area; (2) the
strong likelihood that baleen whales
would avoid the approaching airgun (or
vessel) before being exposed to levels
high enough for TTS to occur; and (3)
the mitigation measures that are
planned.
In pinnipeds, TTS thresholds
associated with exposure to brief pulses
(single or multiple) of underwater sound
have not been measured. Initial
evidence from more prolonged (nonpulse) exposures suggested that some
pinnipeds (harbor seals in particular)
incur TTS at somewhat lower received
levels than do small odontocetes
exposed for similar durations (Kastak et
al., 1999, 2005; Ketten et al., 2001). The
pinniped TTS threshold for pulsed
sounds has been indirectly estimated as
being a SEL of approximately 171 dB re
1 µPa2 · s, (Southall et al., 2007), which
would be equivalent to a single pulse
with received level of approximately
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Sfmt 4703
181–186 dB re 1 µParms, or a series of
pulses for which the highest rms values
are a few dB lower.
Permanent Threshold Shift (PTS)
When PTS occurs, there is physical
damage to the sound receptors in the
ear. In severe cases, there can be total or
partial deafness, while in other cases,
the animal has an impaired ability to
hear sounds in specific frequency ranges
(Kryter, 1985). There is no specific
evidence that exposure to pulses of
airgun sound can cause PTS in any
marine mammal, even with large arrays
of airguns. However, given the
possibility that mammals close to an
airgun array might incur at least mild
TTS, there has been further speculation
about the possibility that some
individuals occurring very close to
airguns might incur PTS (Richardson et
al., 1995, p. 372ff). Single or occasional
occurrences of mild TTS are not
indicative of permanent auditory
damage. Relationships between TTS and
PTS thresholds have not been studied in
marine mammals, but are assumed to be
similar to those in humans and other
terrestrial mammals. PTS might occur at
a received sound level at least several
decibels above that inducing mild TTS
if the animal were exposed to strong
sound pulses with rapid rise time—see
Appendix A of NSF’s EA. Based on data
from terrestrial mammals, a
precautionary assumption is that the
PTS threshold for impulse sounds (such
as airgun pulses as received close to the
source) is at least 6 dB higher than the
TTS threshold on a peak-pressure basis,
and probably greater than 6 dB (Southall
et al., 2007). On an SEL basis, Southall
et al. (2007:441–4) estimated that
received levels would need to exceed
the TTS threshold by at least 15 dB for
there to be risk of PTS. Thus, for
cetaceans, they estimate that the PTS
threshold might be an mammalweighted (M-weighted) SEL (for the
sequence of received pulses) of
approximately 198 dB re 1 µPa2 · s, (15
dB higher than the TTS threshold for an
impulse), where the SEL value is
accumulated over the sequence of
pulses. Additional assumptions had to
be made to derive a corresponding
estimate for pinnipeds, as the only
available data on TTS-thresholds in
pinnipeds pertain to non-impulse
sound. Southall et al. (2007) estimate
that the PTS threshold could be a
cumulative Mpw-weighted SEL of
approximately 186 dB re 1 µPa2 · s, in
the harbor seal exposed to impulse
sound. The PTS threshold for the
California sea lion and northern
elephant seal, the PTS threshold would
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probably be higher, given the higher
TTS thresholds in those species.
Southall et al. (2007) also note that,
regardless of the SEL, there is concern
about the possibility of PTS if a cetacean
or pinniped received one or more pulses
with peak pressure exceeding 230 or
218 dB re 1µPa (peak), respectively. A
peak pressure of 230 dB re 1µPa (3.2 bar
· m, 0-peak) would only be found within
a few meters of the largest (360 in3)
airgun in the planned airgun array
(Caldwell and Dragoset, 2000). A peak
pressure of 218 dB re 1 µPa could be
received somewhat farther away; to
estimate that specific distance, one
would need to apply a model that
accurately calculates peak pressures in
the nearfield around an array of airguns.
Given the higher level of sound
necessary to cause PTS as compared
with TTS, it is considerably less likely
that PTS would occur. Baleen whales
generally avoid the immediate area
around operating seismic vessels, as do
some other marine mammals and sea
turtles. The planned monitoring and
mitigation measures, including visual
monitoring, PAM, power downs, and
shut downs of the airguns when
mammals are seen within or
approaching the exclusion zones, will
further reduce the probability of
exposure of marine mammals to sounds
strong enough to induce PTS.
Non-Auditory Physiological Effects
Non-auditory physiological effects or
injuries that theoretically might occur in
marine mammals exposed to strong
underwater sound include stress,
neurological effects, bubble formation,
resonance, and other types of organ or
tissue damage (Cox et al., 2006; Southall
et al., 2007). Studies examining such
effects are limited. However, resonance
(Gentry, 2002) and direct noise-induced
bubble formation (Crum et al., 2005) are
not expected in the case of an impulsive
source like an airgun array. If seismic
surveys disrupt diving patterns of deepdiving species, this might perhaps result
in bubble formation and a form of the
bends, as speculated to occur in beaked
whales exposed to sonar. However,
there is no specific evidence of this
upon exposure to airgun pulses.
In general, very little is known about
the potential for seismic survey sounds
(or other types of strong underwater
sounds) to cause non-auditory physical
effects in marine mammals. Such
effects, if they occur at all, would
presumably be limited to short distances
and to activities that extend over a
prolonged period. The available data do
not allow identification of a specific
exposure level above which nonauditory effects can be expected
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Jkt 214001
(Southall et al., 2007), or any
meaningful quantitative predictions of
the numbers (if any) of marine mammals
that might be affected in those ways.
Marine mammals that show behavioral
avoidance of seismic vessels, including
most baleen whales, some odontocetes,
and some pinnipeds, are especially
unlikely to incur non-auditory physical
effects. Also, the planned mitigation
measures, including shut downs of the
airguns, will reduce any such effects
that might otherwise occur.
Strandings and Mortality
Marine mammals close to underwater
detonations of high explosives can be
killed or severely injured, and the
auditory organs are especially
susceptible to injury (Ketten et al., 1993;
Ketten, 1995). However, explosives are
no longer used for marine seismic
research or commercial seismic surveys,
and have been replaced entirely by
airguns or related non-explosive pulse
generators. Airgun pulses are less
energetic and have slower rise times,
and there is no specific evidence that
they can cause serious injury, death, or
stranding even in the case of large
airgun arrays. However, the association
of mass strandings of beaked whales
with naval exercises and, in one case, an
L–DEO seismic survey (Malakoff, 2002;
Cox et al., 2006), has raised the
possibility that beaked whales exposed
to strong pulsed sounds may be
especially susceptible to injury and/or
behavioral reactions that can lead to
stranding (e.g., Hildebrand, 2005;
Southall et al., 2007).
Specific sound-related processes that
lead to strandings and mortality are not
well documented, but may include: (1)
Swimming in avoidance of a sound into
shallow water; (2) a change in behavior
(such as a change in diving behavior)
that might contribute to tissue damage,
gas bubble formation, hypoxia, cardiac
arrhythmia, hypertensive hemorrhage or
other forms of trauma; (3) a
physiological change such as a
vestibular response leading to a
behavioral change or stress-induced
hemorrhagic diathesis, leading in turn
to tissue damage; and (4) tissue damage
directly from sound exposure, such as
through acoustically mediated bubble
formation and growth or acoustic
resonance of tissues. There are
increasing indications that gas-bubble
disease (analogous to the bends),
induced in supersaturated tissue by a
behavioral response to acoustic
exposure, could be a pathologic
mechanism for the strandings and
mortality of some deep-diving cetaceans
exposed to sonar. However, the
evidence for this remains circumstantial
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50771
and associated with exposure to naval
mid-frequency sonar, not seismic
surveys (Cox et al., 2006; Southall et al.,
2007).
Seismic pulses and mid-frequency
sonar signals are quite different, and
some mechanisms by which sonar
sounds have been hypothesized to affect
beaked whales are unlikely to apply to
airgun pulses. Sounds produced by
airgun arrays are broadband impulses
with most of the energy below 1 kHz.
Typical military mid-frequency sonars
emit non-impulse sounds at frequencies
of 2–10 kHz, generally with a relatively
narrow bandwidth at any one time. A
further difference between seismic
surveys and naval exercises is that naval
exercises can involve sound sources on
more than one vessel. Thus, it is not
appropriate to assume that there is a
direct connection between the effects of
military sonar and seismic surveys on
marine mammals. However, evidence
that sonar signals can, in special
circumstances, lead (at least indirectly)
to physical damage and mortality (e.g.,
Balcomb and Claridge, 2001; NOAA and
USN, 2001; Jepson et al., 2003;
Fernandez et al., 2004, 2005;
Hildebrand, 2005; Cox et al., 2006)
suggests that caution is warranted when
dealing with exposure of marine
mammals to any high-intensity pulsed
sound.
There is no conclusive evidence of
cetacean strandings or deaths at sea as
a result of exposure to seismic surveys,
but a few cases of strandings in the
general area where a seismic survey was
ongoing have led to speculation
concerning a possible link between
seismic surveys and strandings.
Suggestions that there was a link
between seismic surveys and strandings
of humpback whales in Brazil (Engel et
al., 2004) were not well founded (IAGC,
2004; IWC, 2007). In September 2002,
there was a stranding of two Cuvier’s
beaked whales (Ziphius cavirostris ) in
the Gulf of California, Mexico, when the
L–DEO vessel R/V Maurice Ewing was
operating a 20-airgun, 8490-in3 airgun
array in the general area. The link
between the stranding and the seismic
surveys was inconclusive and not based
on any physical evidence (Hogarth,
2002; Yoder, 2002). Nonetheless, the
Gulf of California incident plus the
beaked whale strandings near naval
exercises involving use of midfrequency sonar suggests a need for
caution in conducting seismic surveys
in areas occupied by beaked whales
until more is known about effects of
seismic surveys on those species
(Hildebrand, 2005). No injuries of
beaked whales are anticipated during
the proposed study because of: (1) The
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high likelihood that any beaked whales
nearby would avoid the approaching
vessel before being exposed to high
sound levels; (2) the proposed
monitoring and mitigation measures; (3)
the use of a single, low-energy airgun;
and (4) differences between the sound
sources operated by SIO and those
involved in the naval exercises
associated with strandings.
jlentini on PROD1PC65 with NOTICES
Potential Effects of Other Acoustic
Devices
Multibeam Echosounder (MBES) Signals
The Simrad EM120 12-kHz MBES will
be operated from the source vessel at
some times during the planned study.
Sounds from the MBES are very short
pulses, occurring for 2–15 ms once
every 5–20 s, depending on water depth.
Most of the energy in the sound pulses
emitted by this MBES is at frequencies
near 12 kHz, and the maximum source
level is 242 dB re 1 µParms. The beam
is very narrow (1 degree) in fore-aft
extent and wide (150 degrees) in the
cross-track extent. Each ping consists of
nine successive fan-shaped
transmissions (segments) at different
cross-track angles. Any given mammal
at depth near the trackline would be in
the main beam for only one or two of
the nine segments. Also, marine
mammals that encounter the Simrad
EM120 are unlikely to be subjected to
repeated pulses because of the narrow
fore-aft width of the beam and will
receive only limited amounts of pulse
energy because of the short pulses.
Animals close to the ship (where the
beam is narrowest) are especially
unlikely to be ensonified for more than
one 2–15 ms pulse (or two pulses if in
the overlap area). Similarly, Kremser et
al. (2005) noted that the probability of
a cetacean swimming through the area
of exposure when an MBES emits a
pulse is small. The animal would have
to pass the transducer at close range and
be swimming at speeds similar to the
vessel in order to receive the multiple
pulses that might result in sufficient
exposure to cause TTS.
Navy sonars that have been linked to
avoidance reactions and stranding of
cetaceans (1) generally have a longer
pulse duration than the Simrad EM120,
and (2) are often directed close to
omnidirectionally versus more
downward for the Simrad EM120. The
area of possible influence of the MBES
is much smaller—a narrow band below
the source vessel. The duration of
exposure for a given marine mammal
can be much longer for naval sonar.
During SIO’s operations, the individual
pulses will be very short, and a given
mammal would not receive many of the
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downward-directed pulses as the vessel
passes by. Possible effects of an MBES
on marine mammals are outlined below.
Masking
Marine mammal communications will
not be masked appreciably by the MBES
signals given the low duty cycle of the
echosounder and the brief period when
an individual mammal is likely to be
within its beam. Furthermore, in the
case of baleen whales, the MBES signals
(12 kHz) do not overlap with the
predominant frequencies in the calls,
which would avoid any significant
masking.
Behavioral Responses
Behavioral reactions of free-ranging
marine mammals to sonar,
echosounders, and other sound sources
appear to vary by species and
circumstance. Observed reactions have
included silencing and dispersal by
sperm whales (Watkins et al., 1985),
increased vocalizations and no dispersal
by pilot whales (Rendell and Gordon,
1999), and the previously-mentioned
beachings by beaked whales. During
exposure to a 21–25 kHz sonar with a
source level of 215 dB re 1µPa, gray
whales reacted by orienting slightly
away from the source and being
deflected from their course by
approximately 200 m (Frankel, 2005).
When a 38-kHz echosounder and a 150kHz acoustic Doppler current profiler
were transmitting during studies in the
Eastern Tropical Pacific, baleen whales
showed no significant responses, while
spotted and spinner dolphins were
detected slightly more often and beaked
whales less often during visual surveys
(Gerrodette and Pettis, 2005).
Captive bottlenose dolphins and a
white whale exhibited changes in
behavior when exposed to 1-s tonal
signals at frequencies similar to those
that will be emitted by the MBES used
by SIO, and to shorter broadband pulsed
signals. Behavioral changes typically
involved what appeared to be deliberate
attempts to avoid the sound exposure
(Schlundt et al., 2000; Finneran et al.,
2002; Finneran and Schlundt 2004). The
relevance of those data to free-ranging
odontocetes is uncertain, and in any
case, the test sounds were quite
different in duration as compared with
those from an MBES.
Very few data are available on the
reactions of pinnipeds to sonar sounds
at frequencies similar to those used
during seismic operations. Hastie and
Janik (2007) conducted a series of
behavioral response tests on two captive
gray seals to determine their reactions to
underwater operation of a 375-kHz
multibeam imaging sonar that included
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significant signal components down to 6
kHz. Results indicated that the two seals
reacted to the sonar signal by
significantly increasing their dive
durations. Because of the likely brevity
of exposure to the MBES sounds,
pinniped reactions are expected to be
limited to startle or otherwise brief
responses of no lasting consequence to
the animals.
Hearing Impairments and Other
Physical Effects
Given recent stranding events that
have been associated with the operation
of naval sonar, there is concern that
mid-frequency sonar sounds can cause
serious impacts to marine mammals (see
above). However, the MBES proposed
for use by SIO is quite different than
sonar used for navy operations. Pulse
duration of the MBES is very short
relative to the naval sonar. Also, at any
given location, an individual marine
mammal would be in the beam of the
MBES for much less time given the
generally downward orientation of the
beam and its narrow fore-aft beamwidth;
navy sonars often use near-horizontallydirected sound. Those factors would all
reduce the sound energy received from
the MBES rather drastically relative to
that from the sonar used by the navy.
Given the maximum source level of
242 dB re 1 µParms (see § I), the received
level for an animal within the MBES
beam 100 m below the ship would be
approximately 202 dB re 1 µParms,
assuming 40 dB of spreading loss over
100 m (circular spreading). Given the
narrow beam, only one pulse is likely to
be received by a given animal as the
ship passes overhead. The received
energy level from a single pulse of
duration 15 ms would be about 184 dB
re 1 µPa2 · s, i.e., 202 dB + 10 log (0.015
s). That is below the TTS threshold for
a cetacean receiving a single nonimpulse sound (195 dB re 1 µPa2 · s) and
even further below the anticipated PTS
threshold (215 dB re 1 µPa2 · s)
(Southall et al., 2007). In contrast, an
animal that was only 10 m below the
MBES when a ping is emitted would be
expected to receive a level ∼20 dB
higher, i.e., 204 dB re 1 µPa2 · s in the
case of the EM120. That animal might
incur some TTS (which would be fully
recoverable), but the exposure would
still be below the anticipated PTS
threshold for cetaceans. As noted by
Burkhardt et al. (2007, 2008), cetaceans
are very unlikely to incur PTS from
operation of scientific sonars on a ship
that is underway.
In the harbor seal, the TTS threshold
for non-impulse sounds is about 183 dB
re 1 µPa2 · s, as compared with ∼195 dB
re 1 µPa2 · s in odontocetes (Kastak et
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al., 2005; Southall et al., 2007). TTS
onset occurs at higher received energy
levels in the California sea lion and
northern elephant seal than in the
harbor seal. A harbor seal as much as
100 m below the Melville could receive
a single MBES pulse with received
energy level of ≥184 dB re 1 µPa2 · s (as
calculated in the toothed whale
subsection above) and thus could incur
slight TTS. Species of pinnipeds with
higher TTS thresholds would not incur
TTS unless they were closer to the
transducers when a sonar ping was
emitted. However, the SEL threshold for
PTS in pinnipeds (203 dB re 1 µPa2 · s)
might be exceeded for a ping received
within a few meters of the transducers,
although the risk of PTS is higher for
certain species (e.g., harbor seal). Given
the intermittent nature of the signals
and the narrow MBES beam, only a
small fraction of the pinnipeds below
(and close to) the ship would receive a
pulse as the ship passed overhead.
Sub-Bottom Profiler Signals
An SBP may be operated from the
source vessel at times during the
planned study. Sounds from the subbottom profiler are very short pulses,
occurring for 1–4 ms once every second.
Most of the energy in the sound pulses
emitted by the SBP is at 3.5 kHz, and
the beam is directed downward in a
narrow beam with a spacing of up to 15
degrees and a fan width up to 30
degrees. The Edgetech 512i Chirp and
Knudsen 320BR sub-bottom profilers on
the Melville have a maximum source
level of 198 and 211 dB re 1 µPa · m,
respectively. Kremser et al. (2005) noted
that the probability of a cetacean
swimming through the area of exposure
when a bottom profiler emits a pulse is
small—even for an SBP more powerful
than that on the Melville if the animal
was in the area, it would have to pass
the transducer at close range in order to
be subjected to sound levels that could
cause TTS.
jlentini on PROD1PC65 with NOTICES
Masking
Marine mammal communications will
not be masked appreciably by the subbottom profiler signals given their
directionality and the brief period when
an individual mammal is likely to be
within its beam. Furthermore, in the
case of most baleen whales, the SBP
signals do not overlap with the
predominant frequencies in the calls,
which would avoid significant masking.
Behavioral Reactions
Marine mammal behavioral reactions
to other pulsed sound sources are
discussed above, and responses to the
SBP are likely to be similar to those for
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other pulsed sources if received at the
same levels. However, the pulsed
signals from the SBP are considerably
weaker than those from the MBES.
Therefore, behavioral responses would
not be expected unless marine mammals
were to approach very close to the
source.
Hearing Impairment and Other Physical
Effects
It is unlikely that the SBP produces
pulse levels strong enough to cause
hearing impairment or other physical
injuries even in an animal that is
(briefly) in a position near the source.
The SBP is usually operated
simultaneously with other higher-power
acoustic sources. Many marine
mammals will move away in response
to the approaching higher-power
sources or the vessel itself before the
mammals would be close enough for
there to be any possibility of effects
from the less intense sounds from the
SBP. In the case of mammals that do not
avoid the approaching vessel and its
various sound sources, mitigation
measures that would be applied to
minimize effects of other sources would
further reduce or eliminate any minor
effects of the SBP.
Estimated Take by Incidental
Harassment
All anticipated takes would be ‘‘takes
by harassment’’, involving temporary
changes in behavior. The proposed
mitigation measures are expected to
minimize the possibility of injurious
takes. (However, as noted earlier, there
is no specific information demonstrating
that injurious ‘‘takes’’ would occur even
in the absence of the planned mitigation
measures.) The sections below describe
methods to estimate ‘‘take by
harassment’’, and present estimates of
the numbers of marine mammals that
might be affected during the proposed
SBC seismic program. The estimates of
‘‘take by harassment’’ are based on
consideration of the number of marine
mammals that might be disturbed
appreciably by approximately 600 km of
trackline, including turns, using the
airgun and approximately 500 km of
trackline using the sparker or boomer.
The main sources of distributional and
numerical data used in deriving the
estimates are described below.
The anticipated radii of influence of
the MBES and the SBP are less than
those for the airgun array. It is assumed
that, during simultaneous operations of
the airgun array and echosounders,
marine mammals close enough to be
affected by the echosounders would
already be affected by the airguns.
However, whether or not the airguns are
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50773
operating simultaneously with the
echosounders, marine mammals are
expected to exhibit no more than shortterm and inconsequential responses to
the echosounders given their
characteristics (e.g., narrow downwarddirected beam) and other considerations
described above. NMFS believes that
such reactions are not considered to
constitute ‘‘taking.’’ Therefore, no
additional allowance is included for
animals that might be affected by sound
sources other than airguns, boomer, and
sparker.
Extensive systematic aircraft- and
ship-based surveys have been
conducted for marine mammals off the
U.S. west coast; the most
comprehensive and recent density data
available for cetacean species in shelf,
slope, and offshore waters of California
are from the 1991, 1993, 1996, 2001, and
2005 NMFS/SWFSC shipboard surveys
as synthesized by Barlow and Forney
(2007). The surveys were conducted up
to approximately 550 km offshore from
June or July to November or December.
Densities are available for all of
California in each of the five years, and
for southern California (south of the
latitude of Point Conception) for all
years combined (Barlow and Forney,
2007), but not for southern California in
each year except 2005 (Forney, 2007).
Another set of surveys that included
southern California was conducted by
NMFS in the ETP during summer and
fall 1986–1996, as summarized by
Ferguson and Barlow (2001). Densities
were calculated for 5° x 5° blocks; the
partial block that includes the waters off
southern California (Block 58) has its
northern boundary at 35°N, just north of
Point Conception. It extends off the
coast as a wedge with a maximum
distance of ∼375 km offshore, and
included 2925 km of survey effort in
Beaufort sea states 0–5 and 600 km of
survey effort in Beaufort sea states 0–2.
We decided to use those density
estimates because a smaller proportion
of the waters surveyed were offshore.
For two species expected to be common
in the SBC but for which there were no
sightings in Ferguson and Barlow
(2001)—humpback whales and Dall’s
porpoise—the applicant estimated take
using the 2005 densities for southern
California in Forney (2007).
Systematic at-sea survey data for
pinnipeds are more limited. The only
densities to our knowledge are for
California sea lions, and are based on
∼31,000 km of aerial surveys of the SCB
during 1975–1978, as summarized by
Bonnell and Ford (1987). There are no
density data, to our knowledge, for sea
otters in the study area.
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Federal Register / Vol. 73, No. 168 / Thursday, August 28, 2008 / Notices
Oceanographic conditions, including
˜
˜
occasional El Nino and La Nina events,
influence the distribution and numbers
of marine mammals present in the
NEPO, including California, resulting in
considerable year-to-year variation in
the distribution and abundance of many
marine mammal species (Forney and
Barlow 1998; Buchanan et al. 2001;
˜
Escorza-Trevino 2002; Ferrero et al.
2002; Philbrick et al. 2003; Becker
2007). Thus, for some species the
densities derived from recent surveys
may not be representative of the
densities that will be encountered
during the proposed seismic survey.
The estimated numbers of individuals
potentially exposed are presented below
based on the 160-dB re 1 µParms
threshold for all cetaceans and
pinnipeds. It is assumed that marine
mammals exposed to seismic sounds
this strong might change their behavior
sufficiently to be considered ‘‘taken by
harassment’’. It should be noted that the
following estimates of exposures to
various sound levels assume that the
surveys will be fully completed; in fact,
the planned number of line-kilometers
has been increased by 25% to
accommodate lines that may need to be
repeated, equipment testing, etc. As is
typical during ship surveys, inclement
weather and equipment malfunctions
are likely to cause delays and may limit
the number of useful line-kilometers of
seismic operations that can be
undertaken. Furthermore, any marine
mammal sightings within or near the
designated exclusion zone will result in
the shutdown of seismic operations as a
mitigation measure. Thus, the following
estimates of the numbers of marine
mammals potentially expose to 160 dB
re 1 µParms sounds are precautionary,
and probably overestimate the actual
numbers of marine mammals that might
be involved. These estimates assume
that there will be no weather,
equipment, or mitigation delays, which
is highly unlikely.
The number of different individuals
that could be exposed to GI-gun or
boomer sounds with received levels 160
dB re 1 µParms on one or more occasions
can be estimated by considering the
total marine area that would be within
the 160-dB radius around the operating
seismic sources on at least one occasion
along with the expected density of
animals in the area. The proposed
seismic lines run parallel to each other
in close proximity; thus, an individual
mammal may be exposed numerous
times during the survey. The number of
possible exposures to GI-gun and
boomer sounds with received levels
≥160 dB re 1 µParms (including repeated
exposures of the same individuals) can
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18:51 Aug 27, 2008
Jkt 214001
be estimated by considering the total
marine area that would be within the
160-dB radius around the operating
seismic sources, including areas of
overlap. However, it is unlikely that a
particular animal would stay in the area
during the entire survey. The number of
potential exposures and the number of
different individuals potentially
exposed to ≥160 dB re 1 µParms were
calculated by multiplying: (1) The
expected species density, either ‘‘mean’’
(i.e., best estimate) or ‘‘maximum’’,
times; (2) the anticipated area to be
ensonified to that level during seismic
operations including overlap
(exposures), or; (3) the anticipated area
to be ensonified to that level during
seismic operations excluding overlap
(individuals).
The area expected to be ensonified
was determined by entering the planned
survey lines into a MapInfo Geographic
Information System (GIS), using the GIS
to identify the relevant areas by
‘‘drawing’’ the applicable 160-dB buffer
around each seismic line, and then
calculating the total area within the
buffers. Areas where overlap occurred
(because of closely-spaced lines) were
included when estimating the number
of exposures, whereas the areas of
overlap were included only once when
estimating the number of individuals
exposed.
Applying the approach described
above, approximately 289 km2 would be
within the 160-dB isopleth on one or
more occasions during the survey,
whereas approximately 690 km2 is the
area ensonified to ≥160 dB when
overlap is included. Thus, it is possible
that an average individual marine
mammal could be exposed up to two or
three times during the survey. Because
this approach does not allow for
turnover in the mammal populations in
the study area during the course of the
survey, the actual number of individuals
exposed may be underestimated,
although the conservative (i.e., probably
overestimated) line-kilometer distances
used to calculate the area may offset
this. Also, the approach assumes that no
cetaceans will move away or toward the
trackline as the Melville approaches in
response to increasing sound levels
prior to the time the levels reach 160
dB.
The best estimate of the number of
individual marine mammals that could
be exposed to seismic sounds with
received levels ≥160 dB re 1 µParms (but
below Level A harassment thresholds)
during the survey is 508 (Table 4).
These estimates were derived from the
best density estimates calculated for
these species in the area (see Table 4 of
SIO’s application). However, SIO is
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requesting takes of marine mammals
based on the maximum density
estimates (see Table 4 in SIO’s
application) given that density data is
not always precise, hence best and
maximum estimates, and that these
animals may be in the area. Requested
number of marine mammals taken is
listed in Table 4 below. In addition, the
number of exposures those animals
could be subjected to is also outlined.
These numbers are based on trackline
length, harassment isopleth distances,
and density of animals. More
information on how number of
individuals and number of exposures
were calculated can be found in SIO’s
application. Because the single 45 in3
airgun will likely be operated at a
reduced chamber size but exposures are
based on maximum chamber size,
NMFS believes that the ‘‘best’’ estimate
of exposures is the most appropriate
number to use. The best estimate of the
total number of exposures of marine
mammals to seismic sounds with
received levels ≥160 dB re 1 µParms
during the survey is 1212, including
four blue whale exposures, and one
Cuvier’s beaked whale exposure. The
short-beaked common dolphin is
estimated to be exposed most
frequently, with a best estimate of 942
exposures.
Two of the six pinniped species listed
in Table 4, the Guadalupe fur seal
(Arctocephalus townsendi) and the
Steller sea lion (Eumetopias jubatus),
are rare in the SBC, and another two, the
northern fur seal (Callorhinus ursinus)
and northern elephant seal (Mirounga
angustirostris), are not expected to occur
there at the time of the proposed survey
(November) because they are feeding
offshore at that time. Densities are
available for the California sea lion, the
most abundant pinniped in the Channel
Islands, but not for the harbor seal,
which could be encountered during the
survey. Therefore, allowances have been
made in Table 4 for the exposure of a
small number (20) of harbor seals to
received sound levels ≥160 dB re 1
µParms.
Potential Effects on Marine Mammal
Habitat
The proposed seismic surveys will
not result in any permanent impact on
habitats used by marine mammals, or to
the food sources they use. The main
impact issue associated with the
proposed activity will be temporarily
elevated noise levels and the associated
direct effects on marine mammals, as
described above. The following sections
briefly review effects of airguns on fish
and invertebrates, and more details are
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included in Appendices C and D,
respectively, of NSF’s EA, respectively.
One reason for the adoption of airguns
as the standard energy source for marine
seismic surveys is that, unlike
explosives, they have not been
associated with large-scale fish kills.
However, existing information on the
impacts of seismic surveys on marine
fish populations is very limited (see
Appendix C of NSF’s EA). There are
three types of potential effects of
exposure to seismic surveys: (1)
Pathological, (2) physiological, and (3)
behavioral. Pathological effects involve
lethal and temporary or permanent sublethal injury. Physiological effects
involve temporary and permanent
primary and secondary stress responses,
such as changes in levels of enzymes
and proteins. Behavioral effects refer to
temporary and (if they occur) permanent
changes in exhibited behavior (e.g.,
startle and avoidance behavior). The
three categories are interrelated in
complex ways. For example, it is
possible that certain physiological and
behavioral changes potentially could
lead to an ultimate pathological effect
on individuals (i.e., mortality).
The specific received sound levels at
which permanent adverse effects to fish
potentially could occur are little studied
and largely unknown. Furthermore, the
available information on the impacts of
seismic surveys on marine fish is from
studies of individuals or portions of a
population; there have been no studies
at the population scale. Thus, available
information provides limited insight on
possible real-world effects at the ocean
or population scale. This makes drawing
conclusions about impacts on fish
problematic because ultimately, the
most important aspect of potential
impacts relates to how exposure to
seismic survey sound affects marine fish
populations and their viability,
including their availability to fisheries.
The following sections provide a
general synopsis of available
information on the effects of exposure to
seismic and other anthropogenic sound
as relevant to fish. The information
comprises results from scientific studies
of varying degrees of rigor plus some
anecdotal information. Some of the data
sources may have serious shortcomings
in methods, analysis, interpretation, and
reproducibility that must be considered
when interpreting their results (see
Hastings and Popper, 2005). Potential
adverse effects of the program’s sound
sources on marine fish are then noted.
Pathological Effects—Wardle et al.
(2001) suggested that in water, acute
injury and death of organisms exposed
to seismic energy depends primarily on
two features of the sound source: (1)
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The received peak pressure and (2) the
time required for the pressure to rise
and decay. Generally, as received
pressure increases, the period for the
pressure to rise and decay decreases,
and the chance of acute pathological
effects increases. According to
Buchanan et al. (2004), for the types of
seismic airguns and arrays involved
with the proposed program, the
pathological (mortality) zone for fish
and invertebrates would be expected to
be within a few meters of the seismic
source. Numerous other studies provide
examples of no fish mortality upon
exposure to seismic sources (Falk and
Lawrence, 1973; Holliday et al., 1987;
La Bella et al., 1996; Santulli et al.,
1999; McCauley et al., 2000a,b, 2003;
Bjarti, 2002; Hassel et al., 2003; Popper
et al., 2005).
The potential for pathological damage
to hearing structures in fish depends on
the energy level of the received sound
and the physiology and hearing
capability of the species in question (see
Appendix C of NSF’s EA). For a given
sound to result in hearing loss, the
sound must exceed, by some specific
amount, the hearing threshold of the
fish for that sound (Popper 2005). The
consequences of temporary or
permanent hearing loss in individual
fish on a fish population is unknown;
however, it likely depends on the
number of individuals affected and
whether critical behaviors involving
sound (e.g., predator avoidance, prey
capture, orientation and navigation,
reproduction, etc.) are adversely
affected.
Little is known about the mechanisms
and characteristics of damage to fish
that may be inflicted by exposure to
seismic survey sounds. Few data have
been presented in the peer-reviewed
scientific literature. As far as we know,
there are only two valid papers with
proper experimental methods, controls,
and careful pathological investigation
implicating sounds produced by actual
seismic survey airguns with adverse
anatomical effects. One such study
indicated anatomical damage and the
second indicated TTS in fish hearing.
The anatomical case is McCauley et al.
(2003), who found that exposure to
airgun sound caused observable
anatomical damage to the auditory
maculae of ‘‘pink snapper’’ (Pagrus
auratus). This damage in the ears had
not been repaired in fish sacrificed and
examined almost two months after
exposure. On the other hand, Popper et
al. (2005) documented only TTS (as
determined by auditory brainstem
response) in two of three fishes from the
Mackenzie River Delta. This study
found that broad whitefish (Coreogonus
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50775
nasus) that received a sound exposure
level of 177 dB re 1 µPa2 · s showed no
hearing loss. During both studies, the
repetitive exposure to sound was greater
than would have occurred during a
typical seismic survey. However, the
substantial low-frequency energy
produced by the airgun arrays [less than
approximately 400 Hz in the study by
McCauley et al. (2003) and less than
approximately 200 Hz in Popper et al.
(2005)] likely did not propagate to the
fish because the water in the study areas
was very shallow (approximately 9 m in
the former case and <2 m in the latter).
Water depth sets a lower limit on the
lowest sound frequency that will
propagate (the ‘‘cutoff frequency’’) at
about one-quarter wavelength (Urick,
1983; Rogers and Cox, 1988). Except for
these two studies, at least with airgungenerated sound treatments, most
contributions rely on rather subjective
assays such as fish ‘‘alarm’’ or ‘‘startle
response’’ or changes in catch rates by
fishers. These observations are
important in that they attempt to use the
levels of exposures that are likely to be
encountered by most free-ranging fish in
actual survey areas. However, the
associated sound stimuli are often
poorly described, and the biological
assays are varied (Hastings and Popper,
2005).
Some studies have reported, some
equivocally, that mortality of fish, fish
eggs, or larvae can occur close to
seismic sources (Kostyuchenko, 1973;
Dalen and Knutsen, 1986; Booman et
al., 1996; Dalen et al., 1996). Some of
the reports claimed seismic effects from
treatments quite different from actual
seismic survey sounds or even
reasonable surrogates. Saetre and Ona
(1996) applied a ‘‘worst-case scenario’’
mathematical model to investigate the
effects of seismic energy on fish eggs
and larvae. They concluded that
mortality rates caused by exposure to
seismic surveys are so low, as compared
to natural mortality rates, that the
impact of seismic surveying on
recruitment to a fish stock must be
regarded as insignificant.
Physiological Effects—Physiological
effects refer to cellular and/or
biochemical responses of fish to
acoustic stress. Such stress potentially
could affect fish populations by
increasing mortality or reducing
reproductive success. Primary and
secondary stress responses of fish after
exposure to seismic survey sound
appear to be temporary in all studies
done to date (Sverdrup et al., 1994;
McCauley et al., 2000a, 2000b). The
periods necessary for the biochemical
changes to return to normal are variable,
and depend on numerous aspects of the
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biology of the species and of the sound
stimulus (see Appendix C of NSF’s EA).
Summary of Physical (Pathological
and Physiological) Effects—As indicated
in the preceding general discussion,
there is a relative lack of knowledge
about the potential physical
(pathological and physiological) effects
of seismic energy on marine fish and
invertebrates. Available data suggest
that there may be physical impacts on
egg, larval, juvenile, and adult stages at
very close range. Considering typical
source levels associated with
commercial seismic arrays, close
proximity to the source would result in
exposure to very high energy levels.
Whereas egg and larval stages are not
able to escape such exposures, juveniles
and adults most likely would avoid it.
In the case of eggs and larvae, it is likely
that the numbers adversely affected by
such exposure would not be that
different from those succumbing to
natural mortality. Limited data
regarding physiological impacts on fish
and invertebrates indicate that these
impacts are short term and are most
apparent after exposure at close range.
The SIO’s proposed seismic survey is
predicted to have negligible to low
physical effects on the various life
stages of fish and invertebrates for its
short duration (approximately 25 days
each in the Pacific Ocean and Caribbean
Sea) and approximately 2,149-km of
unique survey lines extent. Therefore,
physical effects of the proposed program
on fish and invertebrates would not be
significant.
Behavioral Effects—Behavioral effects
include changes in the distribution,
migration, mating, and catchability of
fish populations. Studies investigating
the possible effects of sound (including
seismic survey sound) on fish behavior
have been conducted on both uncaged
and caged individuals (Chapman and
Hawkins, 1969; Pearson et al., 1992;
Santulli et al., 1999; Wardle et al., 2001;
Hassel et al., 2003). Typically, in these
studies fish exhibited a sharp ‘‘startle’’
response at the onset of a sound
followed by habituation and a return to
normal behavior after the sound ceased.
There is general concern about
potential adverse effects of seismic
operations on fisheries, namely a
potential reduction in the ‘‘catchability’’
of fish involved in fisheries. Although
reduced catch rates have been observed
in some marine fisheries during seismic
testing, in a number of cases the
findings are confounded by other
sources of disturbance (Dalen and
Raknes, 1985; Dalen and Knutsen, 1986;
L2005
17:36 Aug 27, 2008
Jkt 214001
catch per unit effort (CPUE) of fish
when airgun pulses were emitted,
particularly in the immediate vicinity of
the seismic survey (Pickett et al., 1994;
La Bella et al., 1996). For some species,
reductions in catch may have resulted
from a change in behavior of the fish,
e.g., a change in vertical or horizontal
distribution, as reported in Slotte et al.,
(2004).
In general, any adverse effects on fish
behavior or fisheries attributable to
seismic testing may depend on the
species in question and the nature of the
fishery (season, duration, fishing
method). They may also depend on the
age of the fish, its motivational state, its
size, and numerous other factors that are
difficult, if not impossible, to quantify at
this point, given such limited data on
effects of airguns on fish, particularly
under realistic at-sea conditions.
For marine invertebrates, behavioral
changes could potentially affect such
aspects as reproductive success,
distribution, susceptibility to predation,
and catchability by fisheries. Studies of
squid indicated startle responses
(McCauley et al., 2000a,b). In other
cases, no behavioral impacts were noted
(e.g., crustaceans in Christian et al.,
2003, 2004; DFO, 2004). There have
been anecdotal reports of reduced catch
rates of shrimp shortly after exposure to
seismic surveys; however, other studies
have not observed any significant
changes in shrimp catch rate
(Andriguetto-Filho et al., 2005). Parry
and Gason (2006) reported no changes
in rock lobster CPUE during or after
seismic surveys off western Victoria,
Australia, from 1978–2004. Any adverse
effects on crustacean and cephalopod
behavior or fisheries attributable to
seismic survey sound depend on the
species in question and the nature of the
fishery (season, duration, fishing
method). Additional information
regarding the behavioral effects of
seismic on invertebrates is contained in
Appendix D in NSF’s EA.
Summary of Behavioral Effects—As is
the case with pathological and
physiological effects of seismic on fish
and invertebrates, available information
is relatively scant and often
contradictory. There have been welldocumented observations of fish and
invertebrates exhibiting behaviors that
appeared to be responses to exposure to
seismic energy (i.e., startle response,
change in swimming direction and
speed, and change in vertical
distribution), but the ultimate
importance of those behaviors is
unclear. Some studies indicate that such
behavioral changes are very temporary,
whereas others imply that fish might not
resume pre-seismic behaviors or
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distributions for a number of days.
There appears to be a great deal of interand intra-specific variability. In the case
of finfish, three general types of
behavioral responses have been
identified: Startle, alarm, and
avoidance. The type of behavioral
reaction appears to depend on many
factors, including the type of behavior
being exhibited before exposure, and
proximity and energy level of sound
source.
During the proposed study, only a
small fraction of the available habitat
would be ensonified at any given time,
and fish species would return to their
pre-disturbance behavior once the
seismic activity ceased. The proposed
seismic program is predicted to have
negligible to low behavioral effects on
the various life stages of the fish and
invertebrates during its relatively short
duration and extent.
Because of the reasons noted above
and the nature of the proposed
activities, the proposed operations are
not expected to have any habitat-related
effects that could cause significant or
long-term consequences for individual
marine mammals or their populations or
stocks. Similarly, any effects to food
sources are expected to be negligible.
Proposed Monitoring
SIO proposes to sponsor marine
mammal monitoring during the present
project, in order to implement the
proposed mitigation measures that
require real-time monitoring, and to
satisfy the anticipated monitoring
requirements of the Incidental
Harassment Authorization. Vessel-based
marine mammal visual observers
(MMVOs) will be based on board the
seismic source vessel, and they will
watch for marine mammals and turtles
near the vessel during seismic
operations. MMVOs will also watch for
marine mammals and turtles near the
seismic vessel for at least 30 minutes
prior to the start of seismic operations
after an extended shutdown. When
feasible, MMVOs will also make
observations during daytime periods
when the seismic system is not
operating for comparison of animal
abundance and behavior. Based on
MMVO observations, the seismic source
will be shut down when marine
mammals are observed within or about
to enter a designated exclusion zone
(EZ). The EZ is a region in which a
possibility exists of adverse effects on
animal hearing or other physical effects.
MMVOs will be appointed by the
academic institution conducting the
research cruise, with NMFS Office of
Protected Resources concurrence. At
least one MMVO will monitor the EZ
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during seismic operations. MMVOs will
normally work in shifts of 4-hour
duration or less. The vessel crew will
also be instructed to assist in detecting
marine mammals and turtles.
Standard equipment for marine
mammal observers will be 7 × 50
reticule binoculars and optical range
finders. At night, night-vision
equipment will be available, although
seismic activity will be restricted to
daylight hours. The observers will be in
wireless communication with ship’s
officers on the bridge and scientists in
the vessel’s operations laboratory, so
they can advise promptly of the need for
avoidance maneuvers or seismic source
shut down.
Proposed Mitigation During Operations
Mitigation measures that will be
adopted will include (1) Vessel speed or
course alteration, provided that doing so
will not compromise operational safety
requirements, (2) GI-gun or boomer shut
down within calculated exclusion
zones, and (3) shut down at any range
in the unlikely event that a North
Pacific right whale or a concentration of
sea otters is sighted. Two other standard
mitigation measures—airgun array
power down and airgun array ramp
up—are not possible because only one,
low-volume GI airgun, boomer, or
sparker will be used for the surveys. In
addition, avoidance of airgun operations
over or near steep slopes or submarine
canyons has become a standard
mitigation measure, as these are places
where beaked whales tend to
concentrate. However, no such
bathymetric features exist in the study
area; therefore, this mitigation measure
is not applicable to these surveys.
jlentini on PROD1PC65 with NOTICES
Speed or Course Alteration
If a marine mammal or turtle is
detected outside the EZ but is likely to
enter it based on relative movement of
the vessel and the animal, then if safety
and scientific objectives allow, the
vessel speed and/or course will be
adjusted to minimize the likelihood of
the animal entering the EZ. Major
course and speed adjustments are often
impractical when towing long seismic
streamers and large source arrays, but
are possible in this case because only
one small source and a short (450-m)
streamer will be used.
Shut-Down Requirements and
Procedures
If a marine mammal is detected
outside the exclusion zones but is likely
to enter the exclusion zone, and if the
vessel’s speed and/or course cannot be
changed to avoid having the animal
enter the exclusion zone, the seismic
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17:36 Aug 27, 2008
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source will be shut down before the
animal is within the exclusion zone.
Likewise, if a mammal is already within
the safety zone when first detected, the
seismic source will be shut down
immediately.
Following a shut down, seismic
activity will not resume until the marine
mammal or turtle has cleared the
exclusion zone. The animal will be
considered to have cleared the
exclusion zone if it is visually observed
to have left the exclusion zone; has not
been seen within the zone for 10 min in
the case of small odontocetes and
pinnipeds; or has not been seen within
the zone for 15 min in the case of
mysticetes and large odontocetes,
including sperm, pygmy sperm, dwarf
sperm, and beaked whales.
In the unanticipated event that any
cases of marine mammal injury or
mortality are judged to result from these
activities, SIO will cease operating
seismic airgun operation and report the
incident to the Office of Protected
Resources, NMFS, and the Southwest
Regional Administrator, NMFS,
immediately.
Proposed Reporting
MMVOs will record data to estimate
the numbers of marine mammals and
turtles exposed to various received
sound levels and to document apparent
disturbance reactions or lack thereof.
Data will be used to estimate numbers
of animals potentially ‘‘taken’’ by
harassment (as defined in the MMPA).
They will also provide information
needed to order a shutdown of the
seismic source when a marine mammal
or sea turtles is within or near the EZ.
When a sighting is made, the
following information about the sighting
will be recorded: Species, group size,
and age/size/sex categories (if
determinable); behavior when first
sighted and after initial sighting;
heading (if consistent), bearing, and
distance from seismic vessel; sighting
cue; apparent reaction to the seismic
source or vessel (e.g., none, avoidance,
approach, paralleling, etc.); and
behavioral pace. In addition, time,
location, heading, speed, activity of the
vessel, sea state, visibility, and sun glare
will also be recorded. This data (time,
location, etc.) will also be recorded at
the start and end of each observation
watch, and during a watch whenever
there is a change in one or more of the
variables.
All observations, as well as
information regarding seismic source
shutdown, will be recorded in a
standardized format. Data accuracy will
be verified by the MMVOs at sea, and
preliminary reports will be prepared
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50777
during the field program and summaries
forwarded to the operating institution’s
shore facility and to NSF weekly or
more frequently. MMVO observations
will provide the following information:
1. The basis for decisions about
shutting down the seismic source.
2. Information needed to estimate the
number of marine mammals potentially
‘‘taken by harassment’’. These data will
be reported to NMFS and/or USFWS per
terms of MMPA authorizations or
regulations.
3. Data on the occurrence,
distribution, and activities of marine
mammals and turtles in the area where
the seismic study is conducted.
4. Data on the behavior and
movement patterns of marine mammals
and turtles seen at times with and
without seismic activity.
A report will be submitted to NMFS
within 90 days after the end of the
cruise. The report will describe the
operations that were conducted and
sightings of marine mammals and
turtles near the operations. The report
will be submitted to NMFS, providing
full documentation of methods, results,
and interpretation pertaining to all
monitoring. The 90-day report will
summarize the dates and locations of
seismic operations, and all marine
mammal and turtle sightings (dates,
times, locations, activities, associated
seismic survey activities). The report
will also include estimates of the
amount and nature of potential ‘‘take’’
of marine mammals by harassment or in
other ways.
All injured or dead marine mammals
(regardless of cause) must be reported to
NMFS as soon as practicable. Report
should include species or description of
animal, condition of animal, location,
time first found, observed behaviors (if
alive) and photo or video, if available.
Endangered Species Act (ESA)
Under section 7 of the ESA, NSF has
begun consultation with the NMFS,
Office of Protected Resources,
Endangered Species Division on this
proposed seismic survey. NMFS will
also consult on the issuance of an IHA
under section 101(a)(5)(D) of the MMPA
for this activity. Consultation will be
concluded prior to a determination on
the issuance of the IHA.
National Environmental Policy Act
(NEPA)
NSF prepared an Environmental
Assessment (EA) of a Marine
Geophysical Survey by the R/V Melville
in the Santa Barbara Channel, November
2008. NMFS will either adopt NSF’s EA
or conduct a separate NEPA analysis, as
necessary, prior to making a
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determination of the issuance of the
IHA.
Preliminary Determinations
NMFS has preliminarily determined
that the impact of conducting the
seismic survey in the SBC may result, at
worst, in a temporary modification in
behavior (Level B Harassment) of small
numbers of 26 species of marine
mammals. This activity is expected to
result in a negligible impact on the
affected species or stocks. There are no
subsistence uses of affected marine
mammals in this area.
For reasons stated previously in this
document, this determination is
supported by: (1) The likelihood that,
given sufficient notice through
relatively slow ship speed, marine
mammals are expected to move away
from a noise source that is annoying
prior to its becoming potentially
injurious; (2) the fact that marine
mammals would have to be closer than
35 m (114 ft) in water less than 1,000
m to be exposed to levels of sound
which could result in Level A
harassment (injury); (3) the 35 m
distance is conservative as it is for the
airgun opening at full chamber size (45
in3) and the airgun will likely be
operating at reduced chamber size; and
(4) the marine mammal detection ability
by trained observers is high at that very
short distance from the vessel. As a
result, no take by injury or death is
anticipated, and the potential for
temporary or permanent hearing
impairment is very low and will be
avoided through the incorporation of
the proposed mitigation measures.
While the number of marine
mammals potentially harassed will
depend on the distribution and
abundance of marine mammals in the
vicinity of the survey activity, the
number of potential harassment takings
is estimated to be small, less than a few
percent of any of the estimated
population sizes, and has been
mitigated to the lowest level practicable
through incorporation of the measures
mentioned previously in this document.
jlentini on PROD1PC65 with NOTICES
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
an IHA to SIO for conducting a marine
geophysical survey in the Santa Barbara
Channel, November 2008, provided the
previously mentioned mitigation,
monitoring, and reporting requirements
are incorporated.
VerDate Aug<31>2005
17:36 Aug 27, 2008
Jkt 214001
Dated: August 22, 2008.
Helen M. Golde,
Deputy Director, Office of Protected
Resources, National Marine Fisheries Service.
[FR Doc. E8–20014 Filed 8–27–08; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XI06
Marine Mammal Authorization Program
Integration of Registration for Selected
West Coast Fisheries
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; expansion of integrated
registration program.
AGENCY:
SUMMARY: NMFS is providing notice that
it is increasing the number of fisheries
for which the Marine Mammal
Authorization Program (MMAP)
registration is integrated with existing
state and Federal fishery licensing and
permitting programs, beginning with the
2009 List of Fisheries (LOF). NMFS is
integrating MMAP registration at this
time only for specific Category I or II
fisheries regulated under fishery
management plans (FMPs) administered
by the Southwest Regional Office, or
fisheries under permits issued by the
state of California. Fishermen who
participate in a Category I or II fishery
for which registration is not integrated
with existing state or Federal permitting
programs must continue to register
directly with NMFS through the MMAP.
ADDRESSES: For West Coast fisheries,
registration information and marine
mammal injury/mortality reporting
forms may be obtained from the
following regional office: NMFS,
Southwest Region, Sustainable Fisheries
Division, Attn: Lyle Enriquez, 501 West
Ocean Blvd., Suite 4200, Long Beach,
CA 90802.
FOR FURTHER INFORMATION CONTACT:
Patricia Lawson, Office of Protected
Resources, 301–713–2322; or Lyle
Enriquez, Southwest Regional Office,
562–980–4025.
SUPPLEMENTARY INFORMATION: According
to the Marine Mammal Protection Act
(MMPA), all fishermen who participate
in a Category I or II fishery listed in the
annual LOF must be registered with a
MMAP (section 118(c)(2)(A)). A fishery
is classified on the LOF based on
whether it has frequent (Category I),
occasional (Category II), or remote
PO 00000
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(Category III) likelihood of incidental
mortality and serious injury (or bycatch)
of marine mammals. The MMAP
provides an authorization for
commercial fishermen which allows the
incidental (i.e., non-intentional) taking
of marine mammals pursuant to the
MMPA during the course of commercial
fishing operations. Participants in
Category III fisheries are not required to
register with the MMAP. Fishermen
participating in any commercial fishery,
regardless of category, are required to
report all incidental injuries and
mortalities of marine mammals to
NMFS within 48 hours of returning
from a fishing trip. For a complete
description of requirements for
fishermen participating in Category I, II,
and III fisheries, please consult 50 CFR
part 229, subpart A.
Rather than requiring all participants
in Category I and II fisheries to register
individually, the MMPA directs NMFS
to integrate registration with existing
state or Federal fishery permitting or
licensing programs (section
118(c)(5)(A)). NMFS’ goals for the
integrated registration program include
ensuring consistency in registration
procedures across a greater number of
fisheries, increasing the number of
registrants to better reflect the level of
participation in the fisheries, and
conducting outreach to the fishing
industry with regard to MMPA
requirements. Using data from existing
fishery licensing programs, the MMAP
integration will reduce the registration
burden on the fishing industry while
facilitating the protection and
conservation of marine mammals
through increased outreach efforts. In a
licensing system that is integrated with
the MMAP, fishermen are not required
to submit an MMAP registration/
renewal form or the $25 processing fee
to NMFS in order to receive or renew
their MMAP Authorization Certificates.
NMFS will integrate the following
fisheries that are managed under the
Magnuson-Stevens Fishery
Conservation and Management Act, 16
U.S.C. 1801 et seq.: the Coastal Pelagics
FMP (California anchovy, mackerel, and
sardine purse seine fishery) fisheries,
and the Highly Migratory Species FMP
(California pelagic longline, California
tuna purse seine, and California/Oregon
drift gillnet fisheries) fisheries. In order
to integrate state-managed fisheries,
NMFS is obtaining fishery licenseholder information from the State of
California. Category I and II state
managed fisheries that NMFS will
integrate include the California angel
shark/halibut and other species set
gillnet; and California squid purse seine
fisheries. NMFS will make an annual
E:\FR\FM\28AUN1.SGM
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Agencies
[Federal Register Volume 73, Number 168 (Thursday, August 28, 2008)]
[Notices]
[Pages 50760-50778]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-20014]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XJ24
Incidental Takes of Marine Mammals During Specified Activities;
Low-Energy Marine Seismic Surveys in the Santa Barbara Channel,
November 2008
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental take authorization; request for
comments.
-----------------------------------------------------------------------
SUMMARY: NMFS has received an application from the Scripps Institute of
Oceanography (SIO) for an Incidental Harassment Authorization (IHA) to
take small numbers of marine mammals, by harassment, incidental to
conducting a seismic survey within the Santa Barbara Channel,
California. Pursuant to the Marine Mammal Protection Act (MMPA), NMFS
requests comments on its proposal to authorize SIO to take, by Level B
harassment only, small numbers of marine mammals incidental to
conducting a marine seismic survey in November, 2008.
DATES: Comments and information must be received no later than
September 29, 2008.
ADDRESSES: Comments on the application should be addressed to Michael
Payne, Chief, Permits, Conservation and Education Division, Office of
Protected Resources, National Marine Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910-3225. The mailbox address for
providing e-mail comments is PR1.0648-XJ24@noaa.gov. Comments sent via
e-mail, including all attachments, must not exceed a 10-megabyte file
size.
A copy of the application containing a list of the references used
in this document may be obtained by writing to the address specified
above, telephoning the contact listed below (see FOR FURTHER
INFORMATION CONTACT), or visiting the Internet at: https://
www.nmfs.noaa.gov/pr/permits/incidental.htm.
Documents cited in this notice may be viewed, by appointment,
during regular business hours, at the aforementioned address.
[[Page 50761]]
FOR FURTHER INFORMATION CONTACT: Jaclyn Daly or Howard Goldstein,
Office of Protected Resources, NMFS, (301) 713-2289.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce to allow, upon request, the
incidental, but not intentional, taking of marine mammals by United
States citizens who engage in a specified activity (other than
commercial fishing) within a specified geographical region if certain
findings are made and either regulations are issued or, if the taking
is limited to harassment, a notice of a proposed authorization is
provided to the public for review.
Authorization for incidental taking shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses, and if
the permissible methods of taking and requirements pertaining to the
mitigation, monitoring and reporting of such takings are set forth.
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as ``. . . an
impact resulting from the specified activity that cannot be reasonably
expected to, and is not reasonably likely to, adversely affect the
species or stock through effects on annual rates of recruitment or
survival.''
Section 101(a)(5)(D) of the MMPA established an expedited process
by which citizens of the United States can apply for an authorization
to incidentally take small numbers of marine mammals by harassment.
Except with respect to certain activities not pertinent here, the MMPA
defines ``harassment'' as:
any act of pursuit, torment, or annoyance which (i) has the
potential to injure a marine mammal or marine mammal stock in the
wild [``Level A harassment'']; or (ii) has the potential to disturb
a marine mammal or marine mammal stock in the wild by causing
disruption of behavioral patterns, including, but not limited to,
migration, breathing, nursing, breeding, feeding, or sheltering
[``Level B harassment'''].
Section 101(a)(5)(D) establishes a 45-day time limit for NMFS'
review of an application followed by a 30-day public notice and comment
period on any proposed authorizations for the incidental harassment of
small numbers of marine mammals. Within 45 days of the close of the
comment period, NMFS must either issue or deny issuance of the
authorization.
Summary of Request
On June 27, 2008, NMFS received an application from SIO for the
taking, by Level B harassment only, of small numbers of 16 species of
marine mammals incidental to conducting a twelve-day, low-energy marine
seismic survey within the Santa Barbara Channel, CA, in November 2008.
The funding for this research survey is provided by the National
Science Foundation (NSF).
The purpose of the proposed study is to test the feasibility of
extending the paleoclimate record from Santa Barbara Basin established
in 1992 and 2005 from ~700,000 years ago back to ~1.2 million years
using detailed 3D modeling of the structure and outcrop stratigraphy of
the northern shelf, to locate optimal core sites, and high-resolution
multichannel seismic (MCS) reflection site surveys, test coring, and
core analyses in the northern shelf and mid-channel areas. The planned
seismic survey (including turns) will consist of approximately 600 km
of survey lines using a standard 45-in \3\ GI airgun and approximately
500 km of survey lines using a mini-sparker or boomer. The seismic
surveys will identify subsequent optimal and safe coring strategies
suitable for recovering a continuous paleoclimate record from the
shallow marine sediments in Santa Barbara Basin in the future as part
of the Integrated Ocean Drilling Program (IODP).
Description of the Specified Activity
The planned survey will involve one source vessel, the seismic ship
R/V Melville, owned by the U.S. Navy and operated by SIO. The Melville
is expected to depart San Diego and spend approximately 12 days
conducting the survey and piston coring activities in November 2008.
Seismic operations will be conducted during daylight hours only for 1-2
days at each of five sites encompassing the small area approximately
34-34.5[deg] N, 119.5-120[deg] W, north and northwest of Santa Cruz
Island in the Santa Barbara Channel off southern California (see Figure
1 in SIO's application). The seismic program will consist of grids of
closely-spaced lines in each of 5 survey areas. Line spacing will be
100-400 m. There will be additional operations associated with
equipment testing, startup, line changes, and repeat coverage of any
areas where initial data quality is sub-standard. Water depths in the
survey area range from <50 m to ~580 m. The seismic survey will be
conducted in the territorial waters of the U.S., partly in California
state waters.
At three deeper-water sites outside state waters, a small 45-in\3\
GI airgun will be used, but will likely be reduced to 25- or 35-in\3\.
At two shallow-water sites that cross into California state waters, a
1.5-kJ electromechanical boomer or a 2-kJ electric sparker system will
be used, depending on water depth and seafloor conditions, and
depending on which source provides the highest resolution and best sub-
seafloor signal penetration. The two systems will not operate
concurrently and, in general, the boomer source likely will be
preferred. As the boomer, sparker, or GI airgun are towed along the
survey lines, a towed 72-channel, 450 m hydrophone streamer will
receive the returning acoustic signals and transfer the data to the on-
board processing system. Given the relatively short streamer length
behind the vessel, the turning rate of the vessel while the gear is
deployed is much higher than the limit of five degrees per minute for a
seismic vessel towing a streamer of more typical length (>1 km). Thus,
the maneuverability of the vessel is not limited much during
operations.
In addition to the GI airgun, sparker, and boomer, a towed chirp
system, a multibeam echosounder (MBES), and a sub-bottom profiler (SBP)
will be used at various times during the cruise. The chirp system will
be used in tandem with the seismic sources, or will be used separately
to locate optimal piston core sites, up to 4 hours at a time to a
maximum of 8-10 hours per day. A 3.5-kHz SBP will be used to help
verify seafloor conditions at possible coring sites, and will also be
used in tandem with a MBES during transit to and from the Santa Barbara
Channel area to collect additional seafloor bathymetric data.
Vessel Specifications
The Melville has a length of 85 m, a beam of 14.0 m, a maximum
draft of 5.0 m, and can accommodate 23 crew and 86 scientists. Its
gross tonnage is 2516 and is powered by two 1385-hp Propulsion General
Electric motors and a 900-hp retracting Azimuthing bow thruster. The
vessel will operate at a speed of ~7.4-8 km/h (4-4.3 knots) during
seismic acquisition. When not towing seismic survey gear, the Melville
cruises at 21.7 km/h (11.7 knots) and has a maximum speed of 25.9 km/h
(14 knots). It has a normal operating range of approximately 18,630 km.
The Melville will also serve as the platform from which vessel-based
marine mammal observers will watch for marine mammals and sea turtles
before and during airgun operations.
[[Page 50762]]
Acoustic Source Specifications
Seismic Airguns
The Melville will operate one small 45-in\3\ GI airgun but will
likely reduce the chamber size to 25-35-in\3\. However, in case that is
not possible, the specifications provided below are for a 45-in\3\ GI
airgun (Table 1). Seismic pulses will be emitted at intervals of 3
seconds. At a vessel speed of approximately 4 knots (7.4 km/h), the 3-s
spacing corresponds to a shot interval of approximately 6 m.
If possible, the generator chamber of the GI airgun, the one
responsible for introducing the sound pulse into the ocean, will be set
to 25 in\3\. The injector chamber also will be set to the same 25-in\3\
size and will inject air into the previously generated bubble to
maintain its shape. This does not introduce more sound into the water.
The airgun will be towed 21 m behind the Melville at a depth of 2 m.
The variation of the sound pressure field of that GI-gun set to its
original 45-in\3\ size and towed at a depth of 2.5 m has been modeled
by L-DEO in relation to distance and direction from the GI airgun. At
its reduced chamber size of 25 in\3\, these numbers will be further
reduced. For comparison, the peak source sound level of the 45-in\3\
gun is 225.3 dB re 1 [mu] Pa, whereas the peak source sound level of a
USGS GI airgun with chamber sizes reduced to 25 in\3\ is approximately
218 dB re 1 [mu]Pa[middot]m. More information on characteristics of
airgun sounds can be found in Appendix A in the SIO's EA.
Table 1--Specifications of GI-Airgun Proposed To Be Used During the SIO
Seismic Survey, November 2008
------------------------------------------------------------------------
GI-airgun specifications
-------------------------------------------------------------------------
GI airgun of 45 in\3\ or GI
Energy source airgun of 25 in\3\
------------------------------------------------------------------------
Source output (downward) (45 in\3\).... 0-pk is 1.8 bar-m (225.3 dB re
1 [mu]Pa[middot]mp); pk-pk is
3.4 bar-m (230.7 dB re 1
[mu]Pa[middot]mp-p).
Source output (downward) (25 in\3\).... approx. 218 dB re 1
[mu]Pa[middot]mp.
Towing depth of energy source.......... 2 meters.
Air discharge volume................... approx. 45 in\3\ or 25 in\3\.
Dominant frequency components.......... 0-188 Hz (45 in\3\) or <500 Hz
(25 in\3\).
------------------------------------------------------------------------
Electric Sparker
The Melville will use a minisparker system similar to the SQUID
2000\TM\ sparker system manufactured by Applied Acoustic Engineering,
Inc. This minisparker includes electrodes mounted on a small pontoon
sled that simultaneously discharge electric current through the
seawater to an electrical ground, creating an electrical arc that
momentarily vaporizes water between positive and negative leads. The
collapsing bubbles produce an omnidirectional pulse. The pontoon sled
that supports the minisparker is towed on the sea surface,
approximately 5 m behind the ship.
Source characteristics of the SQUID 2000\TM\ provided by the
manufacturer show a source level of 209 dB re 1 [mu]Parms. This is at
the full power level of 2 kJ. The power level of this source may be
reduced to provide more consistent, reliable output signals if
necessary. The amplitude spectrum of this pulse indicates that most of
the sound energy lies between 150 Hz and 1700 Hz, and the peak
amplitude is at 900 Hz. The output sound pulse of the minisparker has a
duration of about 0.8 ms. When operated at sea for the proposed MCS-
reflection survey, the minisparker will be discharged every 0.5-3
seconds.
Electromechanical Boomer
A boomer is a broad-band sound source operating in the 100-2500 Hz
range. By sending electrical energy from the power supply through wire
coils, spring-loaded plates in the boomer transducer are electrically
charged causing the plates to repel, thus generating an acoustic pulse.
The boomer planned for this cruise has three plates with a power input
of 500 J per plate. The source level 219 dB re 1 [mu] Papeak; 209 dB re
1 [mu]Parms and the boomer will be towed on the surface. When operated
at sea for the proposed MCS-reflection survey, the boomer will be
discharged every 0.5-2 seconds.
Multibeam Echosounders and Sub-Bottom Profilers
Along with the seismic operations, two additional acoustical data
acquisition systems will be operated during part of the R/V Melville's
cruise but only in transit, not during airgun use. The ocean floor will
be mapped with the 12-kHz Simrad EM120 multi-beam echosounder (MBES) in
transit to the survey area, and a 3.5-kHz sub-bottom profiler (SBP)
will also be operated along with the MBES and also to help verify sea
floor conditions at possible coring sites.
The Melville will operate a Kongsberg-Simrad EM120 Multi Beam Echo
Sounder (MBES). The Kongsberg-Simrad EM120 operates at 11.25-12.6 kHz,
and is mounted in the hull of the Melville. It operates in several
modes, depending on water depth. In the proposed survey, it will be
used in automatic mode, changing from ``Shallow'' to ``Medium'' mode at
450 m and from ``Medium'' to ``Deep'' mode at 1000 m. In ``Shallow''
mode, the beamwidth is 2[deg] fore-aft and the estimated maximum source
level is 232 dB re 1 [mu]Parms. Each ``ping'' consists of three
successive fan-shaped transmissions, each 2 ms in duration with a delay
of 3 ms between pulses for successive sectors. In ``Medium'' mode, the
beamwidth is 1[deg] or 2[deg] fore-aft and the estimated maximum source
levels are 232 or 226 dB re 1 [mu]Parms. Each ``ping'' consists of
three successive fan-shaped transmissions, each 5 ms in duration with a
delay of 6 ms between pulses for successive sectors. In ``Deep'' mode,
the beamwidth is 1[deg] or 2[deg] fore-aft and the estimated maximum
source levels are 239 or 233 dB re 1 [mu]Parms. Each ``ping'' consists
of nine successive fan-shaped transmissions, each 15 ms in duration
with a delay of 16 ms between pulses for successive sectors. The MBES
will be used during transit to and from the Santa Barbara Channel area
to collect additional sea floor bathymetric data.
In addition, an Edgetech 512i Chirp sub-bottom profiler (SBP) will
also be a high resolution system that provides full-spectrum
(``chirp'') imaging. The system is towed either at the water surface or
slightly submerged, depending on the application and water depth. The
512i has a source level of 198 dB re 1 [mu]Parms. It has a frequency
range of 500 Hz-12 kHz with pulse widths from 5 ms to 50 ms depending
on the application. The chirp system will be used in tandem with the
seismic sources, or will be used separately to locate optimal piston
core sites, up to 4 hours at a time to a maximum of 8-10 hours per day.
[[Page 50763]]
Safety Radii
To aid in estimating the number of marine mammals that are likely
to be taken, pursuant to the MMPA, and in developing effective
mitigation measures, NMFS applies certain acoustic thresholds that
indicate the received level at which Level A or Level B harassment
would occur in marine mammals where exposed.
The distance from the sound source at which an animal would be
exposed to these different received sound levels may be estimated and
is typically referred to as safety radii. These safety radii are
specifically used to help NMFS estimate the number of marine mammals
likely to be harassed by the proposed activity and in deciding how
close a marine mammal may approach an operating sound source before the
applicant will be required to power-down or shut down the sound source.
GI-Airguns
NMFS has established a 160 dB re 1 [mu]Parms behavioral harassment
(Level B) threshold for both cetaceans and pinnipeds and a 190 dB and
180 dB re 1 [mu]Parms threshold for the potential onset of injury
(Level A) for pinnipeds and cetaceans, respectively. Received sound
levels have been modeled by Lamont-Doherty Earth Observatory of
Columbia University (L-DEO) for a number of airgun configurations,
including one 45-in\3\ GI airgun, in relation to distance and direction
from the GI airgun. The model does not allow for bottom interactions,
and is most directly applicable to deep water. Based on the modeling,
estimates of the maximum distances from the GI airgun where sound
levels of 190, 180, 160 dB re 1 [mu]Parms are predicted to be received
in deep (>1000-m) water are shown in Table 2. Because the model results
are for a 2.5-m tow depth, which is deeper than the proposed 2-m tow
depth, the distances in Table 2 slightly overestimate safety and
harassment isopleth distances.
Empirical data concerning the 180- and 160-dB distances were
acquired based on measurements during the acoustic verification study
conducted by L-DEO in the northern Gulf of Mexico from 27 May to 3 June
2003 (Tolstoy et al. , 2004). Although the results are limited, the
data show that radii around the airguns where the received level would
be 180 dB re 1 [mu]Parms, the safety thresholds applicable to cetaceans
(NMFS 2000), vary with water depth. Similar depth-related variation is
likely in the 190-dB distances applicable to pinnipeds. Correction
factors were developed for water depths 100-1000 m and <100 m. The
empirical data indicate that, for deep water (>1000 m), the L-DEO model
tends to overestimate the received sound levels at a given distance
(Tolstoy et al. , 2004). However, to be precautionary pending
acquisition of additional empirical data, it is proposed that safety
radii during GI airgun operations in deep water will be the values
predicted by L-DEO's model. Therefore, the assumed 190- and 180 dB re 1
[mu] Pa radii are 8 m and 23 m, respectively, and the 160 dB radius for
this depth is 330 m (Table 2).
Empirical measurements were not conducted for intermediate depths
(100-1000m). On the expectation that results will be intermediate
between those from shallow and deep water, a 1.5x correction factor is
applied to the estimates provided by the model for deep water
situations. This is the same factor that was applied to the model
estimates during L-DEO cruises in 2003. The assumed 190 and 180 dB re 1
[mu] Pa radii in intermediate-depth water are 12m and 35m,
respectively, and the 160 dB radius for this depth is 220m (Table 2).
Additional information regarding how the safety radii were calculated
and how the empirical measurements were used to correct the modeled
numbers may be found in the SIO application and EA. The proposed survey
using the GI airgun will occur only in depths approximately 150-580m;
therefore the 12m, 35m, and 330m radii are applicable.
Table 2--Distances To Which Sound Levels >=190, 180, and 160 dB re 1
[mu]Parms Could Be Received From the 45-in\3\ GI Airgun That Will Be
Used During the Seismic Surveys in the Santa Barbara Channel in November
2008. Distances are Based on Model Results Provided by L-DEO
------------------------------------------------------------------------
Estimated distances (m) at received
levels
Water depth --------------------------------------
190 dB 180 dB 160 dB
------------------------------------------------------------------------
>1000m........................... 8 23 220
100-1000m........................ 12 35 330
------------------------------------------------------------------------
Boomer/Sparker
Either the boomer or the mini sparker will be used in State waters.
The boomer likely will be used and its source level is higher than that
of the mini sparker; therefore, the propagation distances for the
boomer will be used. Received sound levels from the boomer proposed for
use in shallow water have not been modeled or measured. However,
Burgess and Lawson (2001) measured received sound levels from a boomer
with a source level of 203 dB re 1 [mu]Parms in water depths 12-14m,
and Greene (2006) measured received sound levels from a boomer with a
source level of 188.8 dB re 1 [mu]Parms in water depths 37-48m, both in
the Alaskan Beaufort Sea. The distances at which sound levels 190-,
180-, and 160-dB re 1 [mu]Parms were received are given in Table 3
together with the distances predicted using a spherical spreading
model. In each case, more so for the larger source level, the modeled
distance exceeded the measured distance. As a conservative (i.e.,
precautionary) measure, the modeled distances will be used to
calculation take estimates. The source level of the boomer is p,
corresponding roughly to 209 dB re 1 [mu]Pa[middot]mrms. Based on the
spherical spreading model, distances to which sound levels >=190, 180,
170, and 160 dB re 1 [mu]Parms could be received from the boomer are 9,
28, 90, and 280, respectively (Table 3).
[[Page 50764]]
Table 3--Distances To Which Received Sound Levels >=190, 180, and 160 dB
re 1 [mu]Parms Were Measured for Two Boomers in the Alaskan Beaufort
Sea, and Distances Predicted by a Spherical Spreading Model for Those
Sources and for the Boomer To Be Used in the Proposed Surveys
------------------------------------------------------------------------
Estimated distances (m) at received
Boomer source level (dB re 1 levels
[mu]Pa[middot]mrms) and -----------------------------------------
distance 190 dB 180 dB 160 dB
------------------------------------------------------------------------
203, measured................. <1 2 22
203, modeled.................. 4.5 16 140
188.8, measured............... 0.9 2.3 14.6
188.8, modeled................ 1 2.7 27.5
209 (this study), modeled..... 9 28 280
------------------------------------------------------------------------
Description of Marine Mammals in the Activity Area
Thirty-two species of marine mammals, including 17 odontocetes, 8
mysticetes, 6 pinnipeds, and the southern sea otter (Enhydra lutris)
could occur in the Santa Barbara Channel (SBC). In the U.S., sea otters
are managed by the U.S. Fish and Wildlife Service (USFWS). The SIO is
in the process of requesting consultation from the USFWS for impacts on
sea otters; therefore, they will not be discussed further in this
document. Of the 32 species, 20 are considered residents or regular
visitors to the Channel Islands (CINMS), 14 of which are at least
seasonally common to abundant in the SBC. The other 12 species are rare
to extremely rare. Table 4 indicated relative abundance, density,
habitat, status, and requested take for each species. Seven of the
marine mammal species which could in the action area are endangered or
threatened under the U.S. Endangered Species Act (ESA), including the
North Pacific right whale (Eubalaena japonica), humpback whale
(Megaptera novaeangliae), sei whale (Balaenoptera borealis), fin whale
(Balaenoptera physalus), blue whale (Balenoptera musculus), sperm whale
(Physeter macrocephalus), and southern resident killer whales (Orcinus
orca). However, not all these species are expected to be harassed from
the proposed seismic survey due to rarity in the area and the small
harassment isopleth distances. Table 4 below outlines the species by
the requested number of takes by both instances and individuals. Number
of exposed individuals and number of exposures are listed with respect
to the 160dB re 1 [mu]Pa threshold. Cetaceans and pinnipeds would not
be exposed to sound levels at or above 180 and 190 dB, respectively,
due to implementation of mitigation measures (see Proposed Mitigation
section). For more information on the status, distribution, and
seasonal distribution of species or stocks of marine mammals which
could be in the action area, please refer to SIO's application, section
IV.
Table 4--The Occurrence, Habitat, Regional Abundance, Conservation Status, Best and Maximum Density Estimates, Number of Marine Mammals That Could be
Exposed to Sound Level at or Above 160dB re 1[mu]Pa, Best Estimate of Number of Individuals Exposed, and Best Estimate of Number of Exposures per Marine
Mammal in or Near the Proposed Seismic Survey Area in the Santa Barbara Channel (SBC). See Tables 3-5 in SIO's Application for Further Detail
--------------------------------------------------------------------------------------------------------------------------------------------------------
Density/ Density/ Number of
Species Occurrence in SBC Habitat Abundance ESA \1\ 1000km\2\ 1000km\2\ individuals Number of
(best) (max) exposed exposures
--------------------------------------------------------------------------------------------------------------------------------------------------------
North Pacific right whale...... Extremely rare; Offshore, 100-200 EN 0 0 0 0
winter-spring occasionally
vagrant. inshore.
Gray whale..................... Common when Coastal except 18,813 NL 0 0 0 0
migrating; rare near Channel
Oct-Nov. Islands.
Humpback whale................. All year, common Mainly nearshore >6000 EN 0.22 0.33 0 0
May-Jun, Sep-Dec. waters and banks.
Minke whale.................... All year, common Pelagic and 9000 NL 0.36 0.54 0 0
spring-fall. coastal.
Bryde's whale.................. Rare.............. Pelagic and 13,000 NL 0 0 0 0
coastal.
Sei whale...................... Very rare......... Mostly pelagic.... 7260-12,620 EN 0 0 0 0
Fin whale...................... Uncommon all year. Slope, mostly 13,620-18,6 EN 0.55 0.82 0 0
pelagic. 80
Blue whale..................... All year, common Pelagic and 1186 EN 5.45 8.15 2 4
Jun--ct. coastal.
Sperm whale.................... Uncommon all year. Usually deep 24,000 EN 0.31 0.47 0 0
pelagic.
Pygmy sperm whale.............. Uncommon all year. Deep waters off N.A. NL 21.78 32.68 6 15
shelf.
Dwarf sperm whale.............. Very rare......... Deep waters off 11,200 NL 0 0 0 0
shelf.
Cuvier's beaked whale.......... Rare all year..... Slope and pelagic. 20,000 NL 1.44 2.16 1 1
[[Page 50765]]
Baird's beaked whale........... Rare all year..... Slope and pelagic. 6000 NL 0 0 0 0
Mesoplodon spp. beaked whale... Rare all year..... Slope and pelagic. 1024 NL 0 0 0 0
Offshore bottlenose dolphin.... Common all year... Offshore, slope, 3257 NL 6.12 9.18 2 4
shelf.
Coastal bottlenose dolphin..... Common all year... Within 1 km of 323 NL 6.12 9.18 2 2
shore.
Striped dolphin................ Rare.............. Off continental 1,824,000 NL 3.37 5.05 1 2
shelf.
Short-beaked common dolphin.... Common all year... Shelf, pelagic, 487,622 NL 1364.41 2046.61 394 942
high relief.
Long-beaked common dolphin..... Common all year... Coastal, high 1893 NL 174.69 262.04 50 121
relief.
Pacific white-sided dolphin.... All year, common Offshore, slope... 931,000 NL 33 49.5 10 23
fall-winter.
Northern right whale dolphin... Common only Slope, offshore 15,305 NL 16.8 25.2 5 12
winter, spring. waters.
Risso's dolphin................ Common all year... Shelf, slope, 12,093 NL 18.35 27.53 5 13
seamounts.
Killer whale................... Uncommon all year. Widely distributed 8500 NL 0 0 0 0
Short-finned pilot whale....... Rare all year..... Mostly pelagic, 160,200 NL 0 0 0 0
high-relief.
Dall's porpoise................ Uncommon all year. Shelf, slope, 57,549 NL 9.17 13.76 3 0
offshore.
Harbor porpoise................ Rare.............. Coastal........... 202,988 NL 0 0 0 0
Guadalupe fur seal............. Extremely rare.... Coastal........... 7408 T N/A N/A 0 0
Northern fur seal.............. Uncommon all year. Pelagic, offshore. 721,935 NL N/A N/A 0 0
California sea lion............ Common all year... Coastal, shelf.... 238,000 NL 100 300 29 69
Steller sea lion............... Rare all year..... Coastal, shelf.... 44,584 T N/A N/A 0 0
Harbor seal.................... Common all year... Coastal........... 34,233 NL N/A N/A 0 0
Northern elephant seal......... All year, common Coastal, pelagic 124,000 NL N/A N/A 0 0
Dec-Mar peak. when migrating.
--------------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------------
Number of
Species Occurrence in SBC Habitat Abundance ESA \1\ Number of individuals Requested take
exposures \2\ exposed \3\ \4\
--------------------------------------------------------------------------------------------------------------------------------------------------------
North Pacific right whale........ Extremely rare; Offshore, 100-200 EN 0 0 0
winter-spring occasionally
vagrant. inshore.
Gray whale....................... Common when Coastal except near 18,813 NL 0 0 0
migrating; rare Oct- Channel Islands.
Nov.
Humpback whale................... All year, common May- Mainly nearshore >6000 EN 0 0 2
Jun, Sep-Dec. waters and banks.
Minke whale...................... All year, common Pelagic and coastal 9000 NL 0 0 0
spring-fall.
Bryde's whale.................... Rare................ Pelagic and coastal 13,000 NL 0 0 0
Sei whale........................ Very rare........... Mostly pelagic..... 7260-12,620 EN 0 0 0
Fin whale........................ Uncommon all year... Slope, mostly 13,620-18,680 EN 0 0 2
pelagic.
Blue whale....................... All year, common Jun- Pelagic and coastal 1186 EN 4 2 2
Oct.
Sperm whale...................... Uncommon all year... Usually deep 24,000 EN 0 0 8
pelagic.
Pygmy sperm whale................ Uncommon all year... Deep waters off N.A. NL 15 6 9
shelf.
[[Page 50766]]
Dwarf sperm whale................ Very rare........... Deep waters off 11,200 NL 0 0 0
shelf.
Cuvier's beaked whale............ Rare all year....... Slope and pelagic.. 20,000 NL 1 1 1
Baird's beaked whale............. Rare all year....... Slope and pelagic.. 6000 NL 0 0 0
Mesoplodont beaked whale......... Rare all year....... Slope and pelagic.. 1024 NL 0 0 0
Offshore bottlenose dolphin...... Common all year..... Offshore, slope, 3257 NL 4 2 3
shelf.
Coastal bottlenose dolphin....... Common all year..... Within 1 km of 323 NL 4 2 3
shore.
Striped dolphin.................. Rare................ Off continental 1,824,000 NL 2 1 1
shelf.
Short-beaked common dolphin...... Common all year..... Shelf, pelagic, 487,622 NL 942 394 591
high relief.
Long-beaked common dolphin....... Common all year..... Coastal, high 1893 NL 121 50 76
relief.
Pacific white-sided dolphin...... All year, common Offshore, slope.... 931,000 NL 23 10 14
fall-winter.
Northern right whale dolphin..... Common only winter, Slope, offshore 15,305 NL 12 5 7
spring. waters.
Risso's dolphin.................. Common all year..... Shelf, slope, 12,093 NL 13 5 8
seamounts.
Killer whale..................... Uncommon all year... Widely distributed. 8500 NL 0 0 0
Short-finned pilot whale......... Rare all year....... Mostly pelagic, 160,200 NL 0 0 0
high-relief.
Dall's porpoise.................. Uncommon all year... Shelf, slope, 57,549 NL 0 3 4
offshore.
Harbor porpoise.................. Rare................ Coastal............ 202,988 NL 0 0 0
Guadalupe fur seal............... Extremely rare...... Coastal............ 7408 T 0 0 0
Northern fur seal................ Uncommon all year... Pelagic, offshore.. 721,935 NL 0 0 0
California sea lion.............. Common all year..... Coastal, shelf..... 238,000 NL 69 29 87
Steller sea lion................. Rare all year....... Coastal, shelf..... 44,584 T 0 0 0
Harbor seal...................... Common all year..... Coastal............ 34,233 NL 0 0 20
Northern elephant seal........... All year, common Dec- Coastal, pelagic 124,000 NL 0 0 0
Mar peak. when migrating.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ U.S. Endangered Species Act: EN = Endangered, T = Threatened, NL = Not listed
\2\ Best estimate as listed in Table 5 of the application
\3\ Best estimate as listed in Table 5 of the application
\4\ Requested number of takes as listed in Table 5 of application
Potential Effects of the Proposed Activity on Marine Mammals
Potential Effects of Airgun Sounds on Marine Mammals
The effects of sounds from airguns might include one or more of the
following: tolerance, masking of natural sounds, behavioral
disturbance, temporary or permanent hearing impairment, or non-auditory
physical or physiological effects (Richardson et al., 1995; Gordon et
al., 2004; Nowacek et al., 2007; Southall et al., 2007). Given the
small size of the GI gun planned for the present project, effects are
anticipated to be considerably less than would be the case with a large
array of airguns. It is very unlikely that there would be any cases of
temporary or, especially, permanent hearing impairment or any
significant non-auditory physical or physiological effects. Also,
behavioral disturbance is expected to be limited to relatively short
distances. Permanent hearing impairment, in the unlikely event that it
occurred, would constitute injury, but temporary threshold shift (TTS)
is not an injury (Southall et al., 2007). With the possible exception
of some cases of temporary threshold shift in harbor seals and perhaps
some other seals, it is unlikely that the project would result in any
cases of temporary or especially permanent hearing impairment, or any
significant non-auditory physical or physiological effects. Some
behavioral disturbance is expected, but is expected to be localized and
short-term.
Tolerance
Numerous studies have shown that pulsed sounds from airguns are
often readily detectable in the water at distances of many kilometers.
A summary of the characteristics of airgun pulses, is provided in
Appendix A of NSF's EA prepared for this survey. Several studies have
also shown that marine mammals at distances more than a few kilometers
from operating seismic vessels often show no apparent response
(tolerance) (see Appendix A of NSF's EA). That is often true even in
cases when the pulsed sounds must be readily audible to the animals
based on measured received levels and the hearing sensitivity of that
mammal group. Although various baleen whales, toothed whales, and (less
frequently) pinnipeds have been shown to react behaviorally to airgun
pulses under some conditions, at other times mammals of all three types
have shown no overt reactions. In general, pinnipeds usually seem to be
more tolerant of exposure to airgun pulses than cetaceans, with the
relative responsiveness of baleen and toothed whales being variable.
Masking
Introduced underwater sound may, through masking, reduce the
effective communication distance of a marine mammal species if the
frequency of the source is close to that used as a signal
[[Page 50767]]
by the marine mammal, and if the anthropogenic sound is present for a
significant fraction of the time (Richardson et al., 1995).
Masking effects of pulsed sounds (even from large arrays of
airguns) on marine mammal calls and other natural sounds are expected
to be limited, although there are very few specific data on this.
Because of the intermittent nature (one pulse every 105 or 210 seconds)
and low duty cycle of seismic pulses, animals can emit and receive
sounds in the relatively quiet intervals between pulses. However, in
exceptional situations, reverberation occurs for much or all of the
interval between pulses (e.g., Simard et al., 2005; Clark and Gagnon,
2006) which could mask calls. Some baleen and toothed whales are known
to continue calling in the presence of seismic pulses, and their calls
can usually be heard between the seismic pulses (e.g., Richardson et
al., 1986; McDonald et al., 1995; Greene et al., 1999; Nieukirk et al.,
2004; Smultea et al., 2004; Holst et al., 2005a,b, 2006). In the
northeastern Pacific Ocean, blue whale calls have been recorded during
a seismic survey off Oregon (McDonald et al., 1995). Among odontocetes,
there has been one report that sperm whales ceased calling when exposed
to pulses from a very distant seismic ship (Bowles et al., 1994), but
more recent studies found that they continued calling in the presence
of seismic pulses (Madsen et al., 2002c; Tyack et al., 2003; Smultea et
al., 2004; Holst et al., 2006; Jochens et al., 2006). Dolphins and
porpoises commonly are heard calling while airguns are operating (e.g.,
Gordon et al., 2004; Smultea et al., 2004; Holst et al., 2005a,b;
Potter et al., 2007). The sounds important to small odontocetes are
predominantly at much higher frequencies than are the dominant
components of airgun sounds, thus limiting the potential for masking.
In general, masking effects of seismic pulses are expected to be minor,
given the normally intermittent nature of seismic pulses and the
Melville being the only seismic vessel operating in the area for a
limited time. Masking effects on marine mammals are discussed further
in Appendix A of NSF's EA.
Disturbance Reactions
Disturbance includes a variety of effects, including subtle to
conspicuous changes in behavior, movement, and displacement. Based on
NMFS (2001, p. 9293), NRC (2005), and Southall et al. (2007), it is
assumed that simple exposure to sound, or brief reactions that do not
disrupt behavioral patterns in a potentially significant manner, do not
constitute harassment or ``taking,'' with ``potentially significant''
meaning ``in a manner that might have deleterious effects to the well-
being of individual marine mammals or their populations''.
Reactions to sound, if any, depend on species, state of maturity,
experience, current activity, reproductive state, time of day, and many
other factors (Richardson et al., 1995; Wartzok et al., 2004; Southall
et al., 2007). If a marine mammal does react briefly to an underwater
sound by changing its behavior or moving a small distance, the impacts
of the change are unlikely to be significant to the individual, let
alone the stock or population. However, if a sound source displaces
marine mammals from an important feeding or breeding area for a
prolonged period, impacts on individuals and populations could be
significant. Given the many uncertainties in predicting the quantity
and types of impacts of noise on marine mammals, it is common practice
to estimate how many mammals would be present within a particular
distance of industrial activities and exposed to a particular level of
industrial sound. In most cases, this approach likely overestimates the
numbers of marine mammals that would be affected in some biologically-
important manner.
The sound criteria used to estimate how many marine mammals might
be disturbed to some biologically-important degree by a seismic program
are based primarily on behavioral observations of a few species.
Detailed studies have been done on humpback, gray, bowhead (Balaena
mysticetus), and sperm whales, and on ringed seals (Pusa hispida). Less
detailed data are available for some other species of baleen whales,
small toothed whales, and sea otters, but for many species there are no
data on responses to marine seismic surveys.
Baleen Whales
Baleen whales generally tend to avoid operating airguns, but
avoidance radii are quite variable. Whales are often reported to show
no overt reactions to pulses from large arrays of airguns at distances
beyond a few kilometers, even though the airgun pulses remain well
above ambient noise levels out to much longer distances. However, as
reviewed in SIO's application and Appendix A of NSF's EA, baleen whales
exposed to strong noise pulses from airguns often react by deviating
from their normal migration route and/or interrupting their feeding and
moving away. In the cases of migrating gray and bowhead whales, the
observed changes in behavior appeared to be of little or no biological
consequence to the animals. They simply avoided the sound source by
displacing their migration route to varying degrees, but within the
natural boundaries of the migration corridors.
Studies of gray, bowhead, and humpback whales have shown that
seismic pulses with received levels of 160-170 dB re 1 [mu]Pa (rms)
seem to cause obvious avoidance behavior in a substantial fraction of
the animals exposed (Richardson et al., 1995). In many areas, seismic
pulses from large arrays of airguns diminish to those levels at
distances ranging from 4-15 km (2.5-9.3 mi) from the source. A
substantial proportion of the baleen whales within those distances may
show avoidance or other strong behavioral reactions to the airgun
array. Subtle behavioral changes sometimes become evident at somewhat
lower received levels, and studies, summarized in Appendix A(5) of
SIO's EA, have shown that some species of baleen whales, notably
bowhead and humpback whales, at times show strong avoidance at received
levels lower than 160-170 dB re 1 [mu]Pa (rms).
Responses of humpback whales to seismic surveys have been studied
during migration, on summer feeding grounds, and on Angolan winter
breeding grounds; there has also been discussion of effects on the
Brazilian wintering grounds. McCauley et al. (1998, 2000a) studied the
responses of humpback whales off Western Australia to a full-scale
seismic survey with a 16-airgun, 2678-in\3\ array, and to a single 20-
in\3\ airgun with source level 227 dB re 1 [mu]Pa [middot] m (peak to
peak). McCauley et al. (1998) documented that avoidance reactions began
at 5-8 km (3-5 mi) from the array, and that those reactions kept most
pods approximately 3-4 km (1.8-2.5 mi) from the operating seismic boat.
McCauley et al. (2000a) noted localized displacement during migration
of 4-5 km (2.5-3.1 mi) by traveling pods and 7-12 km (4.3-7.5 mi) by
more sensitive resting pods of cow-calf pairs. Avoidance distances with
respect to the single airgun were smaller but consistent with the
results from the full array in terms of the received sound levels. The
mean received level for initial avoidance of an approaching airgun was
140 dB re 1 [mu]Pa (rms) for humpback pods containing females, and at
the mean closest point of approach distance the received level was 143
dB re 1 [mu]Pa (rms). The initial avoidance response generally occurred
at distances of 5-8 km (3.1-4.9 mi) from the airgun array and 2 km (1.2
mi) from the single airgun. However, some individual humpback whales,
especially males, approached within distances of 100-400
[[Page 50768]]
m (328-1312 ft), where the maximum received level was 179 dB re 1
[mu]Pa (rms).
Humpback whales on their summer feeding grounds in southeast Alaska
did not exhibit persistent avoidance when exposed to seismic pulses
from a 1.64-L (100-in\3\) airgun (Malme et al., 1985). Malme et al.
reported that some of the humpbacks seemed startled at received levels
of 150-169 dB re 1 [mu]Pa and concluded that there was no clear
evidence of avoidance, despite the possibility of subtle effects, at
received levels up to 172 re 1 [mu]Pa on an approximate rms basis. It
has been suggested that South Atlantic humpback whales wintering off
Brazil may be displaced or even strand upon exposure to seismic surveys
(Engel et al., 2004). The evidence for this was circumstantial and
subject to alternative explanations (IAGC, 2004). Also, the evidence
was not consistent with subsequent results from the same area of Brazil
(Parente et al., 2006), or with direct studies of humpbacks exposed to
seismic surveys in other areas and seasons. After allowance for data
from subsequent years, there was ``no observable direct correlation''
between strandings and seismic surveys (IWC, 2007:236).
There are no data on reactions of right whales to seismic surveys,
but results from the closely-related bowhead whale show that their
responsiveness can be quite variable depending on their activity
(migrating versus feeding). Bowhead whales migrating west across the
Alaskan Beaufort Sea in autumn, in particular, are unusually
responsive, with substantial avoidance occurring out to distances of
20-30 km from a medium-sized airgun source at received sound levels of
around 120-130 dB re 1 [mu]Pa (rms) (Miller et al., 1999; Richardson et
al., 1999). However, more recent research on bowhead whales (Miller et
al., 2005; Harris et al., 2007) corroborates earlier evidence that,
during the summer feeding season, bowheads are not as sensitive to
seismic sources. Nonetheless, subtle but statistically significant
changes in surfacing-respiration-dive cycles were evident upon
statistical analysis (Richardson et al., 1986). In summer, bowheads
typically begin to show avoidance reactions at received levels of about
152-178 dB re 1 [mu]Pa (rms) (Richardson et al., 1986, 1995; Ljungblad
et al., 1988; Miller et al., 2005).
Reactions of migrating and feeding (but not wintering) gray whales
to seismic surveys have been studied. Malme et al. (1986, 1988) studied
the responses of feeding eastern Pacific gray whales to pulses from a
single 100-in\3\ airgun off St. Lawrence Island in the northern Bering
Sea. They estimated, based on small sample sizes, that 50 percent of
feeding gray whales stopped feeding at an average received pressure
level of 173 dB re 1 [mu]Pa on an (approximate) rms basis, and that 10
percent of feeding whales interrupted feeding at received levels of 163
dB re 1 [mu]Pa (rms). Those findings were generally consistent with the
results of experiments conducted on larger numbers of gray whales that
were migrating along the California coast (Malme et al., 1984; Malme
and Miles, 1985), and western Pacific gray whales feeding off Sakhalin
Island, Russia (Wursig et al., 1999; Gailey et al., 2007; Johnson et
al., 2007; Yazvenko et al., 2007a, b), along with data on gray whales
off British Columbia (Bain and Williams, 2006).
Various species of Balaenoptera (blue, sei, fin, and minke whales)
have occasionally been reported in areas ensonified by airgun pulses
(Stone, 2003; MacLean and Haley, 2004; Stone and Tasker, 2006).
Sightings by observers on seismic vessels off the United Kingdom from
1997 to 2000 suggest that, during times of good sightability, sighting
rates for mysticetes (mainly fin and sei whales) were similar when
large arrays of airguns were shooting vs. silent (Stone, 2003; Stone
and Tasker, 2006). However, these whales tended to exhibit localized
avoidance, remaining significantly further (on average) from the airgun
array during seismic operations compared with non-seismic periods
(Stone and Tasker, 2006). In a study off Nova Scotia, Moulton and
Miller (2005) found little difference in sighting rates (after
accounting for water depth) and initial sighting distances of
balaenopterid whales when airguns were operating versus silent.
However, there were indications that these whales were more likely to
be moving away when seen during airgun operations. Similarly, ship-
based monitoring studies of blue, fin, sei and minke whales offshore of
Newfoundland (Orphan Basin and Laurentian Sub-basin) found no more than
small differences in sighting rates and swim directions during seismic
vs. non-seismic periods Moulton et al., 2005, 2006a,b).
Data on short-term reactions by cetaceans to impulsive noises are
not necessarily indicative of long-term or biologically significant
effects. It is not known whether impulsive sounds affect reproductive
rate or distribution and habitat use in subsequent days or years.
However, gray whales have continued to migrate annually along the west
coast of North America with substantial increases in the population
over recent years, despite intermittent seismic exploration (and much
ship traffic) in that area for decades (Appendix A in Malme et al.,
1984; Richardson et al., 1995; Angliss and Outlaw, 2008). The western
Pacific gray whale population did not seem affected by a seismic survey
in its feeding ground during a previous year (Johnson et al., 2007).
Similarly, bowhead whales have continued to travel to the eastern
Beaufort Sea each summer, and their numbers have increased notably,
despite seismic exploration in their summer and autumn range for many
years (Richardson et al., 1987; Angliss and Outlaw, 2008).
Toothed Whales
Little systematic information is available about reactions of
toothed whales to noise pulses. Few studies similar to the more
extensive baleen whale/seismic pulse work summarized above and (in more
detail) in Appendix A of SIO's application have been reported for
toothed whales. However, there are recent systematic studies on sperm
whales (Jochens et al., 2006; Miller et al., 2006), and there is an
increasing amount of information about responses of various odontocetes
to seismic surveys based on monitoring studies (e.g., Stone, 2003;
Smultea et al., 2004; Moulton and Miller, 2005; Bain and Williams,
2006; Holst et al., 2006; Stone and Tasker, 2006; Potter et al., 2007;
Weir, 2008).
Seismic operators and marine mammal observers on seismic vessels
regularly see dolphins and other small toothed whales near operating
airgun arrays, but in general there is a tendency for most delphinids
to show some avoidance of operating seismic vessels (e.g., Goold,
1996a,b,c; Calambokidis and Osmek, 1998; Stone, 2003; Moulton and
Miller, 2005; Holst et al., 2006; Stone and Tasker, 2006; Weir, 2008).
Some dolphins seem to be attracted to the seismic vessel and floats,
and some ride the bow wave of the seismic vessel even when large arrays
of airguns are firing (e.g., Moulton and Miller, 2005). Nonetheless,
small toothed whales more often tend to head away, or to maintain a
somewhat greater distance from the vessel, when a large array of
airguns is operating than when it is silent (e.g., Stone and Tasker,
2006; Weir, 2008). In most cases the avoidance radii for delphinids
appear to be small, on the order of 1 km less, and some individuals
show no apparent avoidance. The beluga (Delphinapterus leucas) is a
species that (at least at times) shows long-distance avoidance of
seismic
[[Page 50769]]
vessels. Aerial surveys conducted in the southeastern Beaufort Sea
during summer found that sighting rates of beluga whales were
significantly lower at distances 10-20 km (6.2-12.4 mi) compared with
20-30 km (12.4-18.6 mi) from an operating airgun array, and observers
on seismic boats in that area rarely see belugas (Miller et al., 2005;
Harris et al., 2007).
Captive bottlenose dolphins and beluga whales exhibited changes in
behavior when exposed to strong pulsed sounds similar in duration to
those typically used in seismic surveys (Finneran et al., 2000, 2002,
2005). However, the animals tolerated high received levels of sound
before exhibiting aversive behaviors.
Results for porpoises depend on species. The limited available data
suggest that harbor porpoises show stronger avoidance of seismic
operations than do Dall's porpoises (Stone, 2003; MacLean and Koski,
2005; Bain and Williams, 2006; Stone and Tasker, 2006). Dall's
porpoises seem relatively tolerant of airgun operations (MacLean and
Koski, 2005; Bain and Williams, 2006), although they too have been
observed to avoid large arrays of operating airguns (Calambokidis and
Osmek, 1998; Bain and Williams, 2006). This apparent difference in
responsiveness of these two porpoise species is consistent with their
relative responsiveness to boat traffic and some other acoustic sources
(Richardson et al., 1995; Southall et al., 2007).
Most studies of sperm whales exposed to airgun sounds indicate that
the sperm whale shows considerable tolerance of airgun pulses (e.g.,
Stone, 2003; Moulton et al., 2005, 2006a; Stone and Tasker, 2006; Weir,
2008). In most cases the whales do not show strong avoidance, and they
continue to call (see Appendix A of NSF's EA for review). However,
controlled exposure experiments in the Gulf of Mexico indicate that
foraging behavior was altered upon exposure to airgun sound (Jochens et
al., 2006).
There are almost no specific data on the behavioral reactions of
beaked whales to seismic surveys. However, northern bottlenose whales
(Hyperoodon ampullatus) continued to produce high-frequency clicks when
exposed to sound pulses from distant seismic surveys (Laurinolli and
Cochrane, 2005; Simard et al., 2005). Most beaked whales tend to avoid
approaching vessels of other types (e.g., Wursig et al., 1998). They
may also dive for an extended period when approached by a vessel (e.g.,
Kasuya, 1986). Thus, it is likely that beaked whales would also show
strong avoidance of an approaching seismic vessel, although this has
not been documented explicitly.
There are increasing indications that some beaked whales tend to
strand when naval exercises involving mid-frequency sonar operation are
ongoing nearby (e.g., Simmonds and Lopez-Jurado, 1991; Frantzis, 1998;
NOAA and USN, 2001; Jepson et al., 2003; Hildebrand, 2005; Barlow and
Gisiner, 2006; see also the ``Strandings and Mortality'' subsection,
later). These strandings are apparently at least in part a disturbance
response, although auditory or other injuries or other physiological
effects may also be a involved. Whether beaked whales would ever react
similarly to seismic surveys is unknown (see ``Strandings and
Mortality'', below). Seismic survey sounds are quite different from
those of the sonar in operation during the above-cited incidents.
Odontocete reactions to large arrays of airguns are variable and,
at least for delphinids and Dall's porpoises, seem to be confined to a
smaller radius than has been observed for the more responsive of the
mysticetes, belugas, and harbor porpoises (refer to Appendix A in NSF's
EA). NMFS has established a 160 dB re 1 [mu]Pa disturbance threshold.
Animals exposed to received sound levels at or above this threshold
(but below injurious threshold) shall be considered ``taken'' by
behavioral harassment (Level B).
Pinnipeds
Pinnipeds are not likely to show a strong avoidance reaction to the
airgun array. Visual monitoring from seismic vessels has shown only
slight (if any) avoidance of airguns by pinnipeds, and only slight (if
any) changes in behavior (Appendix A in NSF's EA). In the Beaufort Sea,
some ringed seals avoided an area of 100 m (328 ft) to (at most) a few
hundred meters around seismic vessels, but many seals remained within
100-200 m (328-656 ft) of the trackline as the operating airgun array
passed by (e.g., Harris et al., 2001; Moulton and Lawson, 2002; Miller
et al., 2005). Ringed seal sightings averaged somewhat farther away
from the seismic vessel when the airguns were operating than when they
were not, but the difference was small (Moulton and Lawson, 2002).
Similarly, in Puget Sound, sighting distances for harbor seals and
California sea lions tended to be larger when airguns were operating
(Calambokidis and Osmek, 1998). Previous telemetry work suggests that
avoidance and other behavioral reactions may be stronger than evident
to date from visual studies (Thompson et al., 1998). Even if reactions
of any pinnipeds that might be encountered in the present study area
are as strong as those evident in the telemetry study, reactions are
expected to be confined to relatively small distances and durations,
with no long-term effects on pinniped individuals or populations. As
for cetaceans, the 160 dB or above disturbance threshold, but below
injurious levels (190 dB), is considered appropriate for pinnipeds.
Hearing Impairment and Other Physical Effects
Temporary or permanent hearing impairment is a possibility when
marine mammals are exposed to very strong sounds, and temporary
threshold shift (TTS) has bee