Sun Pharmaceutical Industries Ltd.; Analysis of Agreement Containing Consent Orders to Aid Public Comment, 49207-49209 [E8-19213]
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Federal Register / Vol. 73, No. 162 / Wednesday, August 20, 2008 / Notices
credit needs of their communities,
including low- and moderate-income
neighborhoods, consistent with safe and
sound banking practices. The Federal
Reserve System uses the information in
the examination process and in
evaluating applications for mergers,
branches, and certain other corporate
activities. Financial institutions
maintain and provide the information to
the Federal Reserve System.
Board of Governors of the Federal Reserve
System, August 14, 2008.
Robert deV. Frieson,
Deputy Secretary of the Board.
[FR Doc. E8–19189 Filed 8–19–08; 8:45 am]
BILLING CODE 6210–01–P
FEDERAL TRADE COMMISSION
[File No. 071 0193]
Sun Pharmaceutical Industries Ltd.;
Analysis of Agreement Containing
Consent Orders to Aid Public
Comment
Federal Trade Commission.
Proposed Consent Agreement.
AGENCY:
ACTION:
SUMMARY: The consent agreement in this
matter settles alleged violations of
federal law prohibiting unfair or
deceptive acts or practices or unfair
methods of competition. The attached
Analysis to Aid Public Comment
describes both the allegations in the
draft complaint and the terms of the
consent order—embodied in the consent
agreement—that would settle these
allegations.
Comments must be received on
or before September 11, 2008.
ADDRESSES: Interested parties are
invited to submit written comments.
Comments should refer to ‘‘Sun
Pharmaceutical, File No. 071 0193,’’ to
facilitate the organization of comments.
A comment filed in paper form should
include this reference both in the text
and on the envelope, and should be
mailed or delivered to the following
address: Federal Trade Commission/
Office of the Secretary, Room 135-H,
600 Pennsylvania Avenue, N.W.,
Washington, D.C. 20580. Comments
containing confidential material must be
filed in paper form, must be clearly
labeled ‘‘Confidential,’’ and must
comply with Commission Rule 4.9(c).
16 CFR 4.9(c) (2005).1 Comments should
dwashington3 on PRODPC61 with NOTICES
DATES:
1 The comment must be accompanied by an
explicit request for confidential treatment,
including the factual and legal basis for the request,
and must identify the specific portions of the
comment to be withheld from the public record.
The request will be granted or denied by the
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15:36 Aug 19, 2008
Jkt 214001
not include any sensitive personal
information, such as an individual’s
Social Security Number; date of birth;
driver’s license number or other state
identification number or foreign country
equivalent; passport number; financial
account number; or credit or debit card
number. Comments also should not
include any sensitive health
information, such as medical records
and other individually identifiable
health information. The FTC is
requesting that any comment filed in
paper form be sent by courier or
overnight service, if possible, because
U.S. postal mail in the Washington area
and at the Commission is subject to
delay due to heightened security
precautions. Comments that do not
contain any nonpublic information may
instead be filed in electronic form by
following the instructions on the webbased form at (https://
secure.commentworks.com/ftcSunPharmaceutical). To ensure that the
Commission considers an electronic
comment, you must file it on that webbased form.
The FTC Act and other laws the
Commission administers permit the
collection of public comments to
consider and use in this proceeding as
appropriate. All timely and responsive
public comments, whether filed in
paper or electronic form, will be
considered by the Commission, and will
be available to the public on the FTC
website, to the extent practicable, at
www.ftc.gov. As a matter of discretion,
the FTC makes every effort to remove
home contact information for
individuals from the public comments it
receives before placing those comments
on the FTC website. More information,
including routine uses permitted by the
Privacy Act, may be found in the FTC’s
privacy policy, at (https://www.ftc.gov/
ftc/privacy.htm).
FOR FURTHER INFORMATION CONTACT:
David L. Inglefield, Bureau of
Competition, 600 Pennsylvania Avenue,
NW, Washington, D.C. 20580, (202) 3262637.
SUPPLEMENTARY INFORMATION: Pursuant
to section 6(f) of the Federal Trade
Commission Act, 38 Stat. 721, 15 U.S.C.
46(f), and § 2.34 of the Commission
Rules of Practice, 16 CFR 2.34, notice is
hereby given that the above-captioned
consent agreement containing a consent
order to cease and desist, having been
filed with and accepted, subject to final
approval, by the Commission, has been
placed on the public record for a period
of thirty (30) days. The following
Commission’s General Counsel, consistent with
applicable law and the public interest. See
Commission Rule 4.9(c), 16 CFR 4.9(c).
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49207
Analysis to Aid Public Comment
describes the terms of the consent
agreement, and the allegations in the
complaint. An electronic copy of the
full text of the consent agreement
package can be obtained from the FTC
Home Page (for August 13, 2008), on the
World Wide Web, at (https://
www.ftc.gov/os/2008/08/index.htm). A
paper copy can be obtained from the
FTC Public Reference Room, Room 130H, 600 Pennsylvania Avenue, NW,
Washington, D.C. 20580, either in
person or by calling (202) 326-2222.
Public comments are invited, and may
be filed with the Commission in either
paper or electronic form. All comments
should be filed as prescribed in the
ADDRESSES section above, and must be
received on or before the date specified
in the DATES section.
Analysis of Agreement Containing
Consent Order to Aid Public Comment
The Federal Trade Commission
(‘‘Commission’’) has accepted, subject to
final approval, an Agreement
Containing Consent Orders (‘‘Consent
Agreement’’) from Sun Pharmaceutical
Industries Ltd. (‘‘Sun’’) which is
designed to remedy the anticompetitive
effects of the acquisition of Taro
Pharmaceutical Industries Ltd. (‘‘Taro’’)
by Sun. Under the terms of the proposed
Consent Agreement, Sun is required to
divest all of Sun’s rights and assets
necessary to manufacture and market:
(1) generic immediate-release
carbamazepine tablets; (2) generic
chewable carbamazepine tablets; and (3)
generic extended-release carbamazepine
tablets to Torrent Pharmaceuticals Ltd.
(‘‘Torrent’’).
The proposed Consent Agreement has
been placed on the public record for
thirty (30) days for receipt of comments
by interested persons. Comments
received during this period will become
part of the public record. After thirty
(30) days, the Commission will again
review the proposed Consent Agreement
and the comments received, and will
decide whether it should withdraw from
the proposed Consent Agreement,
modify it, or make final the Decision
and Order (‘‘Order’’).
Pursuant to an Agreement of Merger
executed on May 18, 2007, Sun
proposed to acquire all of the issued and
outstanding shares of Taro in a
transaction then valued at
approximately $454 million. In the
event that agreement has been properly
terminated, as Taro claims, Sun intends
to acquire controlling interest in Taro
via an Option Agreement executed at
the time of the merger agreement and/
or via a tender offer. The Commission’s
Complaint alleges that the proposed
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49208
Federal Register / Vol. 73, No. 162 / Wednesday, August 20, 2008 / Notices
dwashington3 on PRODPC61 with NOTICES
acquisition, if consummated, would
violate Section 7 of the Clayton Act, as
amended, 15 U.S.C. § 18, and Section 5
of the Federal Trade Commission Act, as
amended, 15 U.S.C. § 45, by lessening
competition in the U.S. markets for the
manufacture and sale of generic
immediate-release carbamazepine
tablets and chewable carbamazepine
tablets, and in the research,
development, manufacture and sale of
extended-release carbamazepine tablets
(collectively, the ‘‘Products’’). The
proposed Consent Agreement will
remedy the alleged violations by
replacing the lost competition that
would result from the acquisition in
each of these markets.
Sun, headquartered in Mumbai, India,
is a leading developer, manufacturer,
marketer, and distributor of niche
pharmaceuticals in its home country
and active pharmaceutical ingredients
(APIs’’) and generic drugs worldwide.
Sun is intent on growing its U.S. generic
drugs business and sells generic
pharmaceuticals in the United States
through wholly-owned Caraco
Pharmaceutical Laboratories Ltd. Taro,
headquartered in Israel, also develops
and manufactures generic
pharmaceutical products, primarily for
sale in the United States.
The Products and Structure of the
Markets
The proposed acquisition of Taro by
Sun would increase Sun’s worldwide
position in generic pharmaceuticals and
augment Sun’s pipeline of future
generic products. Sun and Taro overlap
in a number of generic pharmaceutical
markets, and if consummated, the
transaction likely would lead to
anticompetitive effects in the markets
for three different forms of
carbamazepine. Carbamazepine is an
anticonvulsant that is used primarily as
an anti-epileptic drug. It is taken daily,
either alone or in combination with
other drugs, to prevent and control
seizures.
The transaction would reduce the
number of competing generic suppliers
in the overlap markets. The number of
generic suppliers has a direct and
substantial effect on generic pricing as
each additional generic supplier can
have a competitive impact on the
market. Because there are at least two
generic equivalents for each of the
products at issue, the branded versions
no longer significantly constrain the
price of the generic drugs.
Generic immediate-release
carbamazepine tablets are AB-rated
generic versions of Novartis’s Tegratol.
In this market, Taro is the leading
supplier with half the market. Teva
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15:36 Aug 19, 2008
Jkt 214001
Pharmaceutical Industries Ltd. (‘‘Teva’’)
follows with more than a quarter of the
market, and Sun’s Caraco is the thirdleading supplier with a share of about
18 percent. The only other supplier
currently in the market is Apotex.
Generic chewable carbamazepine
tablets are a chewable form of the
anticonvulsant that carry the same label
and indications as the immediaterelease tablets. They are prescribed in
the same way as the immediate-release
products, but come in a more
convenient dosing form, which makes
them better-suited for pediatric,
geriatric, and other patients who may
have difficulty swallowing pills. With a
market share of 65 percent, Teva is the
leading seller of the generic chewable
carbamazepine tablets in 2007, followed
by Taro with a share of about 31 percent
and Sun, with a share of only 4 percent
in 2007. Cadista, the only other
approved supplier of generic chewable
carbamazepine tablets, is not supplying
the product currently.
Sun and Taro are the only companies
that have applied for Food and Drug
Administration (‘‘FDA’’) approval of
generic versions of Novartis’s TegretolXR extended-release carbamazapine
tablets. This extended-release
formulation of the drug is indicated for
the same uses as the immediate release
products but offers the added
convenience of a less frequent dosing
regimen.
Entry
Entry into the markets for the
manufacture and sale of any of these
three carbamazepine products would
not be timely, likely or sufficient in its
magnitude, character, and scope to deter
or counteract the anticompetitive effects
of the acquisition. Entry would not take
place in a timely manner because the
combination of generic drug
development times and FDA drug
approval requirements takes at least two
years. Entry would not be likely because
the relevant markets are relatively small
and in decline, so the limited sales
opportunities available to a new entrant
are likely insufficient to warrant the
time and investment necessary to enter.
Competitive Effects
The proposed acquisition would
cause significant anticompetitive harm
to consumers in the U.S. markets for the
manufacture and sale of generic
immediate-release carbamazepine
tablets, generic chewable carbamazepine
tablets, and generic extended-release
carbamazepine tablets. In generic
pharmaceutical markets, pricing is
heavily influenced by the number of
competitors that participate in a given
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Fmt 4703
Sfmt 4703
market. Both empirical research and the
Commission’s many investigations into
generic drug competition confirm that
finding. Here, the evidence shows that,
given the small number of suppliers or
prospective suppliers in the relevant
markets, the prices of the generic
pharmaceutical products at issue
decrease with the entry of each
additional competitor.
Among currently-marketed products,
the acquisition would reduce the
number of firms producing generic
chewable carbamazepine tablets from
three to two, with Teva being the only
remaining competitor (at least until
Cadista is able to re-enter the market).
Similarly, the proposed transaction
would reduce from four to three the
number of firms remaining in the
immediate-release carbamazepine tablet
market, leaving Teva as the only other
significant player. In the market for
generic versions of extended-release
carbamazepine tablets, the merging
parties are the only two firms in the
process of entering, so the proposed
transaction likely would eliminate the
generic competition that would
otherwise exist in that market when the
products are introduced.
As the market share information
suggests, the proposed transaction
would eliminate one of a small number
of suppliers in the markets for two
currently-marketed generic
carbamazepine products, with the likely
result that prices would increase above
current levels. For extended-release
generic carbamazepine, the
consolidation would result in a merger
to monopoly, with the likely result that
prices would be higher than they would
be without the transaction and both
companies had entered independently.
The competitive concerns can be
characterized as both unilateral and
coordinated in nature. The homogenous
nature of the products involved, the
minimal incentives to deviate, and the
relatively predictable prospects of
gaining new business all indicate that
the firms in the market will find it
profitable to coordinate their pricing.
The impact that a reduction in the
number of firms would have on pricing
can also be explained in terms of
unilateral effects, as the likelihood that
the merging parties would be the first
and second choices in a significant
number of bidding situations is
enhanced where the number of firms
participating in the market decreases
substantially.
The Consent Agreement
The proposed Consent Agreement
effectively remedies the proposed
acquisition’s anticompetitive effects in
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dwashington3 on PRODPC61 with NOTICES
Federal Register / Vol. 73, No. 162 / Wednesday, August 20, 2008 / Notices
the relevant product markets. Pursuant
to the Consent Agreement, Sun is
required to divest all of its rights and
assets related to the Products to a
Commission-approved acquirer no later
than the earlier of ten (10) days after the
acquisition occurs or ten (10) days after
the Commission’s Order becomes final.
Specifically, the proposed Consent
Agreement requires that Sun divest its
assets in the Products to Torrent
Pharmaceutical Limited (‘‘Torrent’’).
The acquirer of the divested assets
must receive the prior approval of the
Commission. The Commission’s goal in
evaluating a possible purchaser of
divested assets is to maintain the
competitive environment that existed
prior to the acquisition. A proposed
acquirer of divested assets must not
itself present competitive problems.
Torrent, a growing generic
manufacturer, headquartered in India, is
particularly well-positioned to
manufacture and market its acquired
products and compete effectively in
those markets. Currently, Torrent sells
generic pharmaceuticals in the United
States but none of the relevant products,
and therefore its acquisition of the
relevant products would not raise
independent competitive concerns.
Torrent has numerous Abbreviated New
Drug Applications (ANDAs’’) pending
approval at the FDA, and has the
resources, capabilities, reputation, and
experience in marketing generic
products, as well as a central focus on
rapidly growing its U.S. generic drugs
business, necessary to expeditiously
replicate the competition that would be
lost with the proposed acquisition.
If the Commission determines that
Torrent is not an acceptable acquirer of
the assets to be divested, or that the
manner of the divestitures to Torrent is
not acceptable, Sun must unwind the
sale and divest the assets within six (6)
months of the date the Order becomes
final to another Commission-approved
acquirer. If the parties fail to divest
within six (6) months, the Commission
may appoint a trustee to divest the
Products.
The proposed remedy contains
several provisions to ensure that the
divestitures are successful. The Order
requires Sun to provide transitional
services to enable the Commissionapproved acquirer to obtain all of the
necessary approvals from the FDA.
These transitional services include
technology transfer assistance to
manufacture the Products in
substantially the same manner and
quality employed or achieved by Sun.
The purpose of this analysis is to
facilitate public comment on the
proposed Consent Agreement, and it is
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17:24 Aug 19, 2008
Jkt 214001
not intended to constitute an official
interpretation of the proposed Order or
to modify its terms in any way.
By direction of the Commission.
Donald S. Clark
Secretary
[FR Doc. E8–19213 Filed 8–19–08; 8:45 am]
49209
meetings and other committee
management activities for both the
Centers for Disease Control and
Prevention and the Agency for Toxic
Substances and Disease Registry.
BILLING CODE 6750–01–S
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Dated: August 13, 2008.
Elaine L. Baker,
Director, Management Analysis and Services
Office, Centers for Disease Control and
Prevention.
[FR Doc. E8–19240 Filed 8–19–08; 8:45 am]
BILLING CODE 4163–18–P
Centers for Disease Control and
Prevention
Mine Safety and Health Research
Advisory Committee, National Institute
for Occupational Safety and Health
(NIOSH)
In accordance with section 10(a)(2) of
the Federal Advisory Committee Act
(Pub. L. 92–463), the Centers for Disease
Control and Prevention (CDC)
announces the following meeting for the
aforementioned committee:
Time and Date: 8 a.m.—5:30 p.m.,
September 25, 2008.
Place: Hilton Garden Inn, 7830 S. Las
Vegas Boulevard, Las Vegas, Nevada
89123, telephone (702) 453–7830, fax
(702) 453–7850.
Status: Open to public, limited only
by the space available. The meeting
room accommodates approximately 50
people.
Purpose: This committee is charged
with providing advice to the Secretary,
Department of Health and Human
Services; the Director, CDC; and the
Director, NIOSH, on priorities in mine
safety and health research, including
grants and contracts for such research,
30 U.S.C. 812(b)(2), Section 102(b)(2).
Matters To Be Discussed: The meeting
will focus on diesel monitoring and
control research, communications and
tracking developments, training
research, chemical hazards in mining,
and dust monitoring and control
research. The agenda will also include
an update from the Associate Director
for Mining, NIOSH.
Agenda items are subject to change as
priorities dictate.
CONTACT PERSON FOR MORE INFORMATION:
Jeffery L. Kohler, PhD, Executive
Secretary, Mine Safety and Health
Research Advisory Committee, NIOSH,
CDC, 626 Cochrans Mill Road,
Pittsburgh, Pennsylvania 15236,
telephone: (412) 386–5301, Fax (412)
386–5300.
The Director, Management Analysis
and Services Office, has been delegated
the authority to sign Federal Register
notices pertaining to announcements of
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DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Administration for Children and
Families
Submission for OMB Review;
Comment Request
Proposed Project:
Title: Early Head Start Family and
Child Experiences Survey (Baby
FACES).
OMB No. New Collection
Description: The Administration for
Children and Families (ACF), U.S.
Department of Health and Human
Services, is conducting a descriptive
study of Early Head Start Programs
(Early Head Start Family and Child
Experiences Survey, or Baby FACES).
Baby FACES is a longitudinal study of
a nationally representative sample of
programs and children in two cohorts
(perinatal and age 1) that will collect
information about programs, services,
families, and children. Data for Baby
FACES will be annually collected
through interviews with parents,
teachers, home visitors, and program
directors/managers, as well as direct
child assessments, videotaped parent
child interactions, and observations of
the home environment when children
are two and three years old. Data
collection will also include quality
observations of child care center
classrooms and home visits conducted
by program staff.
Data will be collected on a sample of
approximately 2,000 children and
families selected at random from 90
Early Head Start programs. Over the life
of the project, Baby FACES will involve
four waves of data collection, ending
when the second cohort of children
(perinatal cohort) reaches 36 months of
age. This information collection request
covers the first three years of data
collection. All waves of data collection
will acquire program level information
through an hour-long program director
interview. Additionally, staff from all
programs will complete a simple service
E:\FR\FM\20AUN1.SGM
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Agencies
[Federal Register Volume 73, Number 162 (Wednesday, August 20, 2008)]
[Notices]
[Pages 49207-49209]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-19213]
=======================================================================
-----------------------------------------------------------------------
FEDERAL TRADE COMMISSION
[File No. 071 0193]
Sun Pharmaceutical Industries Ltd.; Analysis of Agreement
Containing Consent Orders to Aid Public Comment
AGENCY: Federal Trade Commission.
ACTION: Proposed Consent Agreement.
-----------------------------------------------------------------------
SUMMARY: The consent agreement in this matter settles alleged
violations of federal law prohibiting unfair or deceptive acts or
practices or unfair methods of competition. The attached Analysis to
Aid Public Comment describes both the allegations in the draft
complaint and the terms of the consent order--embodied in the consent
agreement--that would settle these allegations.
DATES: Comments must be received on or before September 11, 2008.
ADDRESSES: Interested parties are invited to submit written comments.
Comments should refer to ``Sun Pharmaceutical, File No. 071 0193,'' to
facilitate the organization of comments. A comment filed in paper form
should include this reference both in the text and on the envelope, and
should be mailed or delivered to the following address: Federal Trade
Commission/Office of the Secretary, Room 135-H, 600 Pennsylvania
Avenue, N.W., Washington, D.C. 20580. Comments containing confidential
material must be filed in paper form, must be clearly labeled
``Confidential,'' and must comply with Commission Rule 4.9(c). 16 CFR
4.9(c) (2005).\1\ Comments should not include any sensitive personal
information, such as an individual's Social Security Number; date of
birth; driver's license number or other state identification number or
foreign country equivalent; passport number; financial account number;
or credit or debit card number. Comments also should not include any
sensitive health information, such as medical records and other
individually identifiable health information. The FTC is requesting
that any comment filed in paper form be sent by courier or overnight
service, if possible, because U.S. postal mail in the Washington area
and at the Commission is subject to delay due to heightened security
precautions. Comments that do not contain any nonpublic information may
instead be filed in electronic form by following the instructions on
the web-based form at (https://secure.commentworks.com/ftc-
SunPharmaceutical). To ensure that the Commission considers an
electronic comment, you must file it on that web-based form.
---------------------------------------------------------------------------
\1\ The comment must be accompanied by an explicit request for
confidential treatment, including the factual and legal basis for
the request, and must identify the specific portions of the comment
to be withheld from the public record. The request will be granted
or denied by the Commission's General Counsel, consistent with
applicable law and the public interest. See Commission Rule 4.9(c),
16 CFR 4.9(c).
---------------------------------------------------------------------------
The FTC Act and other laws the Commission administers permit the
collection of public comments to consider and use in this proceeding as
appropriate. All timely and responsive public comments, whether filed
in paper or electronic form, will be considered by the Commission, and
will be available to the public on the FTC website, to the extent
practicable, at www.ftc.gov. As a matter of discretion, the FTC makes
every effort to remove home contact information for individuals from
the public comments it receives before placing those comments on the
FTC website. More information, including routine uses permitted by the
Privacy Act, may be found in the FTC's privacy policy, at (https://
www.ftc.gov/ftc/privacy.htm).
FOR FURTHER INFORMATION CONTACT: David L. Inglefield, Bureau of
Competition, 600 Pennsylvania Avenue, NW, Washington, D.C. 20580, (202)
326-2637.
SUPPLEMENTARY INFORMATION: Pursuant to section 6(f) of the Federal
Trade Commission Act, 38 Stat. 721, 15 U.S.C. 46(f), and Sec. 2.34 of
the Commission Rules of Practice, 16 CFR 2.34, notice is hereby given
that the above-captioned consent agreement containing a consent order
to cease and desist, having been filed with and accepted, subject to
final approval, by the Commission, has been placed on the public record
for a period of thirty (30) days. The following Analysis to Aid Public
Comment describes the terms of the consent agreement, and the
allegations in the complaint. An electronic copy of the full text of
the consent agreement package can be obtained from the FTC Home Page
(for August 13, 2008), on the World Wide Web, at (https://www.ftc.gov/
os/2008/08/index.htm). A paper copy can be obtained from the FTC Public
Reference Room, Room 130-H, 600 Pennsylvania Avenue, NW, Washington,
D.C. 20580, either in person or by calling (202) 326-2222.
Public comments are invited, and may be filed with the Commission
in either paper or electronic form. All comments should be filed as
prescribed in the ADDRESSES section above, and must be received on or
before the date specified in the DATES section.
Analysis of Agreement Containing Consent Order to Aid Public Comment
The Federal Trade Commission (``Commission'') has accepted, subject
to final approval, an Agreement Containing Consent Orders (``Consent
Agreement'') from Sun Pharmaceutical Industries Ltd. (``Sun'') which is
designed to remedy the anticompetitive effects of the acquisition of
Taro Pharmaceutical Industries Ltd. (``Taro'') by Sun. Under the terms
of the proposed Consent Agreement, Sun is required to divest all of
Sun's rights and assets necessary to manufacture and market: (1)
generic immediate-release carbamazepine tablets; (2) generic chewable
carbamazepine tablets; and (3) generic extended-release carbamazepine
tablets to Torrent Pharmaceuticals Ltd. (``Torrent'').
The proposed Consent Agreement has been placed on the public record
for thirty (30) days for receipt of comments by interested persons.
Comments received during this period will become part of the public
record. After thirty (30) days, the Commission will again review the
proposed Consent Agreement and the comments received, and will decide
whether it should withdraw from the proposed Consent Agreement, modify
it, or make final the Decision and Order (``Order'').
Pursuant to an Agreement of Merger executed on May 18, 2007, Sun
proposed to acquire all of the issued and outstanding shares of Taro in
a transaction then valued at approximately $454 million. In the event
that agreement has been properly terminated, as Taro claims, Sun
intends to acquire controlling interest in Taro via an Option Agreement
executed at the time of the merger agreement and/or via a tender offer.
The Commission's Complaint alleges that the proposed
[[Page 49208]]
acquisition, if consummated, would violate Section 7 of the Clayton
Act, as amended, 15 U.S.C. Sec. 18, and Section 5 of the Federal Trade
Commission Act, as amended, 15 U.S.C. Sec. 45, by lessening
competition in the U.S. markets for the manufacture and sale of generic
immediate-release carbamazepine tablets and chewable carbamazepine
tablets, and in the research, development, manufacture and sale of
extended-release carbamazepine tablets (collectively, the
``Products''). The proposed Consent Agreement will remedy the alleged
violations by replacing the lost competition that would result from the
acquisition in each of these markets.
Sun, headquartered in Mumbai, India, is a leading developer,
manufacturer, marketer, and distributor of niche pharmaceuticals in its
home country and active pharmaceutical ingredients (APIs'') and generic
drugs worldwide. Sun is intent on growing its U.S. generic drugs
business and sells generic pharmaceuticals in the United States through
wholly-owned Caraco Pharmaceutical Laboratories Ltd. Taro,
headquartered in Israel, also develops and manufactures generic
pharmaceutical products, primarily for sale in the United States.
The Products and Structure of the Markets
The proposed acquisition of Taro by Sun would increase Sun's
worldwide position in generic pharmaceuticals and augment Sun's
pipeline of future generic products. Sun and Taro overlap in a number
of generic pharmaceutical markets, and if consummated, the transaction
likely would lead to anticompetitive effects in the markets for three
different forms of carbamazepine. Carbamazepine is an anticonvulsant
that is used primarily as an anti-epileptic drug. It is taken daily,
either alone or in combination with other drugs, to prevent and control
seizures.
The transaction would reduce the number of competing generic
suppliers in the overlap markets. The number of generic suppliers has a
direct and substantial effect on generic pricing as each additional
generic supplier can have a competitive impact on the market. Because
there are at least two generic equivalents for each of the products at
issue, the branded versions no longer significantly constrain the price
of the generic drugs.
Generic immediate-release carbamazepine tablets are AB-rated
generic versions of Novartis's Tegratol[reg]. In this market, Taro is
the leading supplier with half the market. Teva Pharmaceutical
Industries Ltd. (``Teva'') follows with more than a quarter of the
market, and Sun's Caraco is the third-leading supplier with a share of
about 18 percent. The only other supplier currently in the market is
Apotex.
Generic chewable carbamazepine tablets are a chewable form of the
anticonvulsant that carry the same label and indications as the
immediate-release tablets. They are prescribed in the same way as the
immediate-release products, but come in a more convenient dosing form,
which makes them better-suited for pediatric, geriatric, and other
patients who may have difficulty swallowing pills. With a market share
of 65 percent, Teva is the leading seller of the generic chewable
carbamazepine tablets in 2007, followed by Taro with a share of about
31 percent and Sun, with a share of only 4 percent in 2007. Cadista,
the only other approved supplier of generic chewable carbamazepine
tablets, is not supplying the product currently.
Sun and Taro are the only companies that have applied for Food and
Drug Administration (``FDA'') approval of generic versions of
Novartis's Tegretol[reg]-XR extended-release carbamazapine tablets.
This extended-release formulation of the drug is indicated for the same
uses as the immediate release products but offers the added convenience
of a less frequent dosing regimen.
Entry
Entry into the markets for the manufacture and sale of any of these
three carbamazepine products would not be timely, likely or sufficient
in its magnitude, character, and scope to deter or counteract the
anticompetitive effects of the acquisition. Entry would not take place
in a timely manner because the combination of generic drug development
times and FDA drug approval requirements takes at least two years.
Entry would not be likely because the relevant markets are relatively
small and in decline, so the limited sales opportunities available to a
new entrant are likely insufficient to warrant the time and investment
necessary to enter.
Competitive Effects
The proposed acquisition would cause significant anticompetitive
harm to consumers in the U.S. markets for the manufacture and sale of
generic immediate-release carbamazepine tablets, generic chewable
carbamazepine tablets, and generic extended-release carbamazepine
tablets. In generic pharmaceutical markets, pricing is heavily
influenced by the number of competitors that participate in a given
market. Both empirical research and the Commission's many
investigations into generic drug competition confirm that finding.
Here, the evidence shows that, given the small number of suppliers or
prospective suppliers in the relevant markets, the prices of the
generic pharmaceutical products at issue decrease with the entry of
each additional competitor.
Among currently-marketed products, the acquisition would reduce the
number of firms producing generic chewable carbamazepine tablets from
three to two, with Teva being the only remaining competitor (at least
until Cadista is able to re-enter the market). Similarly, the proposed
transaction would reduce from four to three the number of firms
remaining in the immediate-release carbamazepine tablet market, leaving
Teva as the only other significant player. In the market for generic
versions of extended-release carbamazepine tablets, the merging parties
are the only two firms in the process of entering, so the proposed
transaction likely would eliminate the generic competition that would
otherwise exist in that market when the products are introduced.
As the market share information suggests, the proposed transaction
would eliminate one of a small number of suppliers in the markets for
two currently-marketed generic carbamazepine products, with the likely
result that prices would increase above current levels. For extended-
release generic carbamazepine, the consolidation would result in a
merger to monopoly, with the likely result that prices would be higher
than they would be without the transaction and both companies had
entered independently.
The competitive concerns can be characterized as both unilateral
and coordinated in nature. The homogenous nature of the products
involved, the minimal incentives to deviate, and the relatively
predictable prospects of gaining new business all indicate that the
firms in the market will find it profitable to coordinate their
pricing. The impact that a reduction in the number of firms would have
on pricing can also be explained in terms of unilateral effects, as the
likelihood that the merging parties would be the first and second
choices in a significant number of bidding situations is enhanced where
the number of firms participating in the market decreases
substantially.
The Consent Agreement
The proposed Consent Agreement effectively remedies the proposed
acquisition's anticompetitive effects in
[[Page 49209]]
the relevant product markets. Pursuant to the Consent Agreement, Sun is
required to divest all of its rights and assets related to the Products
to a Commission-approved acquirer no later than the earlier of ten (10)
days after the acquisition occurs or ten (10) days after the
Commission's Order becomes final. Specifically, the proposed Consent
Agreement requires that Sun divest its assets in the Products to
Torrent Pharmaceutical Limited (``Torrent'').
The acquirer of the divested assets must receive the prior approval
of the Commission. The Commission's goal in evaluating a possible
purchaser of divested assets is to maintain the competitive environment
that existed prior to the acquisition. A proposed acquirer of divested
assets must not itself present competitive problems.
Torrent, a growing generic manufacturer, headquartered in India, is
particularly well-positioned to manufacture and market its acquired
products and compete effectively in those markets. Currently, Torrent
sells generic pharmaceuticals in the United States but none of the
relevant products, and therefore its acquisition of the relevant
products would not raise independent competitive concerns. Torrent has
numerous Abbreviated New Drug Applications (ANDAs'') pending approval
at the FDA, and has the resources, capabilities, reputation, and
experience in marketing generic products, as well as a central focus on
rapidly growing its U.S. generic drugs business, necessary to
expeditiously replicate the competition that would be lost with the
proposed acquisition.
If the Commission determines that Torrent is not an acceptable
acquirer of the assets to be divested, or that the manner of the
divestitures to Torrent is not acceptable, Sun must unwind the sale and
divest the assets within six (6) months of the date the Order becomes
final to another Commission-approved acquirer. If the parties fail to
divest within six (6) months, the Commission may appoint a trustee to
divest the Products.
The proposed remedy contains several provisions to ensure that the
divestitures are successful. The Order requires Sun to provide
transitional services to enable the Commission-approved acquirer to
obtain all of the necessary approvals from the FDA. These transitional
services include technology transfer assistance to manufacture the
Products in substantially the same manner and quality employed or
achieved by Sun.
The purpose of this analysis is to facilitate public comment on the
proposed Consent Agreement, and it is not intended to constitute an
official interpretation of the proposed Order or to modify its terms in
any way.
By direction of the Commission.
Donald S. Clark
Secretary
[FR Doc. E8-19213 Filed 8-19-08; 8:45 am]
BILLING CODE 6750-01-S