Planning Guidance for Protection and Recovery Following Radiological Dispersal Device (RDD) and Improvised Nuclear Device (IND) Incidents, 45029-45048 [E8-17645]
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Federal Register / Vol. 73, No. 149 / Friday, August 1, 2008 / Notices
All counties within the State of Nebraska
are eligible to apply for assistance under the
Hazard Mitigation Grant Program.
(The following Catalog of Federal Domestic
Assistance Numbers (CFDA) are to be used
for reporting and drawing funds: 97.030,
Community Disaster Loans; 97.031, Cora
Brown Fund; 97.032, Crisis Counseling;
97.033, Disaster Legal Services; 97.034,
Disaster Unemployment Assistance (DUA);
97.046, Fire Management Assistance Grant;
97.048, Disaster Housing Assistance to
Individuals and Households In Presidential
Declared Disaster Areas; 97.049, Presidential
Declared Disaster Assistance—Disaster
Housing Operations for Individuals and
Households; 97.050 Presidential Declared
Disaster Assistance to Individuals and
Households—Other Needs, 97.036, Disaster
Grants—Public Assistance (Presidentially
Declared Disasters); 97.039, Hazard
Mitigation Grant.)
R. David Paulison,
Administrator, Federal Emergency
Management Agency.
[FR Doc. E8–17688 Filed 7–31–08; 8:45 am]
BILLING CODE 9110–10–P
DEPARTMENT OF HOMELAND
SECURITY
Federal Emergency Management
Agency
[FEMA–1780–DR]
Texas; Major Disaster and Related
Determinations
Federal Emergency
Management Agency, DHS.
ACTION: Notice.
AGENCY:
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SUMMARY: This is a notice of the
Presidential declaration of a major
disaster for the State of Texas (FEMA–
1780–DR), dated July 24, 2008, and
related determinations.
DATES: Effective Date: July 24, 2008.
FOR FURTHER INFORMATION CONTACT:
Peggy Miller, Disaster Assistance
Directorate, Federal Emergency
Management Agency, Washington, DC
20472, (202) 646–2705.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that, in a letter dated July
24, 2008, the President declared a major
disaster under the authority of the
Robert T. Stafford Disaster Relief and
Emergency Assistance Act, 42 U.S.C.
5121–5206 (the Stafford Act), as follows:
I have determined that the damage in
certain areas of the State of Texas resulting
from Hurricane Dolly beginning on July 22,
2008, and continuing, is of sufficient severity
and magnitude to warrant a major disaster
declaration under the Robert T. Stafford
Disaster Relief and Emergency Assistance
Act, 42 U.S.C. 5121–5206 (the Stafford Act).
Therefore, I declare that such a major disaster
exists in the State of Texas.
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In order to provide Federal assistance, you
are hereby authorized to allocate from funds
available for these purposes such amounts as
you find necessary for Federal disaster
assistance and administrative expenses.
You are authorized to provide assistance
for emergency protective measures (Category
B), including direct Federal assistance, under
the Public Assistance program in the
designated areas; Hazard Mitigation
throughout the State; and any other forms of
assistance under the Stafford Act that you
deem appropriate subject to completion of
Preliminary Damage Assessments (PDAs),
unless you determine that the incident is of
such unusual severity and magnitude that
PDAs are not required to determine the need
for supplemental Federal assistance pursuant
to 44 CFR 206.33(d).
Consistent with the requirement that
Federal assistance be supplemental, any
Federal funds provided under the Stafford
Act for Public Assistance and Hazard
Mitigation will be limited to 75 percent of the
total eligible costs, except for any particular
projects that are eligible for a higher Federal
cost-sharing percentage under the FEMA
Public Assistance Pilot Program instituted
pursuant to 6 U.S.C. 777. If Other Needs
Assistance is later warranted, Federal
funding under that program will also be
limited to 75 percent of the total eligible
costs.
Further, you are authorized to make
changes to this declaration to the extent
allowable under the Stafford Act.
The Federal Emergency Management
Agency (FEMA) hereby gives notice that
pursuant to the authority vested in the
Administrator, Department of Homeland
Security, under Executive Order 12148,
as amended, Sandy Coachman, of FEMA
is appointed to act as the Federal
Coordinating Officer for this declared
disaster.
I do hereby determine the following
areas of the State of Texas to have been
affected adversely by this declared
major disaster:
Aransas, Bexar, Brooks, Calhoun, Cameron,
Hidalgo, Jim Wells, Kenedy, Kleberg, Nueces,
Refugio, San Patricio, Starr, Victoria, and
Willacy Counties for Public Assistance
Category B (emergency protective measures),
including direct Federal assistance.
All counties within the State of Texas are
eligible to apply for assistance under the
Hazard Mitigation Grant Program.
(The following Catalog of Federal Domestic
Assistance Numbers (CFDA) are to be used
for reporting and drawing funds: 97.030,
Community Disaster Loans; 97.031, Cora
Brown Fund Program; 97.032, Crisis
Counseling; 97.033, Disaster Legal Services
Program; 97.034, Disaster Unemployment
Assistance (DUA); 97.046, Fire Management
Assistance; 97.048, Individual and
Household Housing; 97.049, Individual and
Household Disaster Housing Operations;
97.050, Individual and Household Program—
Other Needs; 97.036, Public Assistance
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Grants; 97.039, Hazard Mitigation Grant
Program.)
R. David Paulison,
Administrator, Federal Emergency
Management Agency.
[FR Doc. E8–17686 Filed 7–31–08; 8:45 am]
BILLING CODE 9110–10–P
DEPARTMENT OF HOMELAND
SECURITY
Federal Emergency Management
Agency
[Docket ID FEMA–2004–0004]
[Z–RIN 1660–ZA02]
Planning Guidance for Protection and
Recovery Following Radiological
Dispersal Device (RDD) and
Improvised Nuclear Device (IND)
Incidents
Federal Emergency
Management Agency, DHS.
ACTION: Notice of final guidance.
AGENCY:
SUMMARY: The Department of Homeland
Security (DHS) is issuing final guidance
entitled, ‘‘Planning Guidance for
Protection and Recovery Following
Radiological Dispersal Device (RDD)
and Improvised Nuclear Device (IND)
Incidents’’ (the Guidance). This
Guidance is intended for Federal
agencies, State and local governments,
emergency management officials, and
the general public who should find it
useful in developing plans for
responding to an RDD or IND incident.
The Guidance recommends ‘‘protective
action guides’’ (PAGs) to support
decisions about actions that should be
taken to protect the public and
emergency workers when responding to
or recovering from an RDD or IND
incident. The Guidance outlines a
process to implement the
recommendations, discusses existing
operational guidelines that should be
useful in the implementation of the
PAGs and other response actions, and
encourages federal, state and local
emergency response officials to use
these guidelines to develop specific
operational plans and response
protocols for protection of emergency
workers responding to catastrophic
incidents involving high levels of
radiation and/or radioactive
contamination.
DATES:
This notice is effective August 1,
2008.
FOR FURTHER INFORMATION CONTACT:
Craig Conklin, Director Sector Specific
Agency Executive Management Office,
Office of Infrastructure Protection,
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Department of Homeland Security at
703–235–2850 (phone), or
craig.conklin@dhs.gov (e-mail), or, John
MacKinney, Deputy Director, Nuclear/
Radiological/Chemical Threats and
Science and Technology Policy, Office
of Policy, Department of Homeland
Security, at (202) 447–3885 (phone), or
john.mackinney@dhs.gov (e-mail).
SUPPLEMENTARY INFORMATION:
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Table of Contents
Preface
(a) Introduction
(b) Characteristics of RDD and IND
Incidents
(1) Radiological Dispersal Device (RDD)
(2) Improvised Nuclear Device (IND)
(3) Differences Between Acts of Terror and
Accidents
(c) Phases of Response
(1) Early Phase
(2) Intermediate Phase
(3) Late Phase
(d) Guidance for RDD and IND Incidents
(1) Protective Actions
(2) Protective Action Guides (PAGs)
(3) Early and Intermediate Phase Protective
Action Guides for RDD and IND
Incidents
(A) Early Phase PAGs
(B) Intermediate Phase PAGs
(4) Late Phase Guidance
(5) Emergency Worker Guidance
(e) Operational Guidelines for Early and
Intermediate PAGs
(1) Derived Response Levels (DRLs)
(2) Derived Intervention Levels (DILs) for
Food
(3) Radiation Levels for Control of Access
to Radiation Areas
Appendix 1. Planning for Protection of
Emergency Workers Responding to RDD
and IND Incidents
(a) Guidelines for Emergency Workers in
Responding to RDD and IND Incidents
(b) Controlling Occupational Exposures
and Doses to Emergency Workers
(c) Understanding Radiation Risks
(d) Preparedness
Appendix 2. Risk Management Framework
for RDD and IND Incident Planning
(a) The Stages of the Risk Management
Framework for Responding to RDD and
IND Incidents
(1) Define the Problems and Put Them in
Context
(2) Analyze the Risks
(3) Examine the Options
(4) Make a Decision
(5) Take Action To Implement Decision
(6) Evaluate the Results
(b) Technical Advisory Committee
Appendix 3. Federal Cleanup
Implementation Cleanup Activities
Overview
(a) General Management Structure
(1) Technical Working Group
(2) Stakeholder Working Group
(b) Activities
(1) Optimization and Recommendation
(2) Public Review of Decision
(3) Execute Cleanup
Appendix 4. Operational Guidelines for
Implementation of Protective Action
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Guides and Other Activities in RDD or
IND Incidents
(a) Group A: Access Control During
Emergency Response Operations
(b) Group B: Early Phase Protective Action
(Evacuation or Sheltering)
(c) Group C: Relocation and Critical
Infrastructure Utilization in Affected
Areas
(d) Group D: Temporary Access to
Relocation Areas for Essential Activities
(e) Group E: Transportation and Access
Routes
(f) Group F: Release of Property From
Radiologically Controlled Areas
(g) Group G: Food Consumption
(h) Derivation of Operational Guidelines
Appendix 5. References
Appendix 6. Acronyms/Glossary
Background
This Guidance was developed to
address the critical issues of protective
actions and protective action guides
(PAGs) to protect human health and to
mitigate the effects caused by terrorists’
use of a Radiological Dispersal Device
(RDD) or Improvised Nuclear Device
(IND). This document provides
guidance for site cleanup and recovery
following an RDD or IND incident, and
affirms the applicability of existing 1992
EPA PAGs for radiological emergencies.
The development of this Guidance
was directed by the White House, Office
of Science and Technology Policy,
through the National Science and
Technology Council, Committee on
Homeland and National Security,
Subcommittee on Standards (SoS). In
2003, the SoS convened a senior level
Federal working group, chaired by DHS,
to develop guidance for response and
recovery following a radiological
dispersal device (RDD) or improvised
nuclear device (IND) incident. The
working group consisted of senior
subject matter experts in radiological/
nuclear emergency preparedness,
response, recovery, and incident
management. The following Federal
departments and agencies were
represented on the working group: DHS,
EPA, Department of Commerce (DOC),
Department of Energy (DOE),
Department of Defense (DOD),
Department of Labor (DOL), Department
of Health and Human Services (HHS),
and Nuclear Regulatory Commission
(NRC).
On January 3, 2006, DHS issued the
‘‘Preparedness Directorate; Protective
Action Guides for Radiological
Dispersal Device (RDD) and Improvised
Nuclear Device (IND) Incidents; Notice’’
(71 FR 174, Jan. 3, 2006), and requested
public comments on this interim
Guidance. Some changes to the
Guidance were made as a result of these
comments. A summary of the comments
on the interim Guidance document and
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responses are available at Docket ID No.
FEMA–2004–0004 at https://
www.regulations.gov.
In addition to the issuance of this
Guidance, in response to interagency
working group discussions and public
comments, further guidance will be
provided for the consequences that
would be unique to an IND attack. This
Guidance was not written to provide
specific recommendations for a nuclear
detonation (IND), but to consider the
applicability of existing PAGs to RDDs
and INDs. In particular, it does not
consider very high doses or dose rate
zones expected following a nuclear
weapon detonation and other
complicating impacts that can
significantly affect life-saving outcomes,
such as severely damaged infrastructure,
loss of communications, water pressure,
and electricity, and the prevalence of
secondary hazards. Scientifically sound
recommendations for responders are a
critical component of post-incident lifesaving activities, including
implementing protective orders,
evacuation implementation, safe
responder entry and operations, and
urban search and rescue and victim
extraction. In the interim, this Guidance
should be used until the IND guidance
is developed.
The intended audience of this
document are Federal, State, and local
radiological emergency response and
incident management officials. This
Guidance is not intended to impact site
cleanups occurring under other
statutory authorities such as the
Environmental Protection Agency’s
(EPA) Superfund program, the Nuclear
Regulatory Commission’s (NRC)
decommissioning program, or other
Federal and State cleanup programs. In
addition, the scope of this Guidance
does not include situations involving
U.S. nuclear weapons accidents.
In addition to the issuance of this
Guidance, further guidance is being
planned for the devastating
consequences that would be unique to
INDs. In the interim, the present
document will provide general RDD and
IND guidance.
By agreement with the Environmental
Protection Agency (EPA), the Guidance
being published today is final and its
substance will be incorporated without
change into the revision of the 1992
EPA Manual of Protective Actions
Guides and Protective Actions for
Nuclear Incidents (the PAG Manual).
This notice of final guidance will
therefore sunset upon publication of the
new EPA PAG Manual (see, https://
www.epa.gov/radiation/rert/pags.html).
The reader will then be directed to the
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new EPA PAG Manual, where these
provisions may be found.
(a) Introduction
For the early and intermediate phases
of response, this document presents
levels of projected radiation dose at
which the Federal Government
recommends that actions be considered
to avoid or reduce adverse public health
consequences from an RDD or IND
incident. This document incorporates
guidance and regulations published by
the EPA, Food and Drug Administration
(FDA), and the Occupational Safety and
Health Administration (OSHA). For the
late phase of the response, this
Guidance presents a process for
establishing appropriate exposure levels
based on site-specific circumstances.
This Guidance addresses key
radiological protection questions at each
stage of an RDD or IND incident (early,
intermediate, and late) and constitutes
advice by the Federal government to
Federal, State, and local decision
makers.
The objective of the Guidance is to aid
decision makers in protecting the
public, first responders, and other
emergency workers from the effects of
radiation, and cleaning up the affected
area, while balancing the adverse social
and economic impacts following an
RDD or IND incident. Restoring the
normal operation of critical
infrastructure, services, industries,
business, and public activities as soon
as possible can minimize adverse social
and economic impacts.
This Guidance for RDD and IND
incidents is not a set of absolute
standards. The guides are not intended
to define ‘‘safe’’ or ‘‘unsafe’’ levels of
exposure or contamination; rather they
represent the approximate levels at
which the associated protective actions
are justified. The Guidance provides
Federal, State and local decision makers
the flexibility to be more or less
restrictive, as deemed appropriate based
on the unique characteristics of the
incident and local considerations.
This RDD/IND Guidance can be used
to select actions to prepare for, respond
to, and recover from the adverse effects
that may exist during any phase of a
terrorist incident—the early (emergency)
phase, the intermediate phase, or the
late phase. There may be an urgent need
to evacuate people; there may also be an
urgent need to restore the services of
critical infrastructure (e.g., roads, rail
lines, airports, electric power, water,
sewage, medical facilities, and
businesses) in the hours and days
following the incident—thus, some
response decisions must be made
quickly. If the decisions affecting the
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recovery of critical infrastructure are not
made quickly, the disruption and harm
caused by the incident could be
inadvertently and unnecessarily
increased. Failure to restore important
services rapidly could result in
additional adverse public health and
welfare impacts that could be more
significant than the direct radiological
impacts.
(b) Characteristics of RDD and IND
Incidents
A radiological incident is defined as
an event or series of events, deliberate
or accidental, leading to the release, or
potential release, into the environment
of radioactive material in sufficient
quantity to warrant consideration of
protective actions. Use of an RDD or
IND is an act of terror that results in a
radiological incident.
(1) Radiological Dispersal Device (RDD)
An RDD poses a threat to public
health and safety through the malicious
spread of radioactive material by some
means of dispersion. The mode of
dispersal typically conceived as an RDD
is an explosive device coupled with
radioactive material. The explosion
adds an immediate threat to human life
and property. Other means of dispersal,
both passive and active, may be
employed.
There is a wide range of possible
consequences that may result from an
RDD, depending on the type and size of
the device and how dispersal is
achieved. The consequences of an RDD
may range from a small, localized area,
such as a single building or city block,
to large areas, conceivably several
square miles. However, most experts
agree that the likelihood of impacting a
very large area is low. In most plausible
scenarios, the radioactive material
would not result in acutely harmful
radiation doses, and the primary public
health concern from those materials
would be increased risk of cancer to
exposed individuals. Hazards from fire,
smoke, shock (physical, electrical, or
thermal), shrapnel (from an explosion),
hazardous materials, and other chemical
or biological agents may also be present.
(2) Improvised Nuclear Device (IND)
An IND is an illicit nuclear weapon
bought, stolen, or otherwise originating
from a nuclear State, or a weapon
fabricated by a terrorist group from
illegally obtained fissile nuclear
weapons material that produces a
nuclear explosion. The nuclear yield
achieved by an IND produces extreme
heat, powerful shockwaves, and prompt
radiation that would be acutely lethal
for a significant distance. It also
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produces radioactive fallout, which may
spread and deposit over very large areas.
If a nuclear yield is not achieved, the
result would likely resemble an RDD in
which fissile weapons material was
utilized.
(3) Differences Between Acts of Terror
and Accidents
Most radiological emergency planning
has been conducted to respond to
potential nuclear power plant accidents.
RDD and IND incidents differ from a
nuclear power plant accident in several
ways, and response planning should
take these differences into account.
First, the severity of an IND incident
would be dramatically greater than any
nuclear power plant accident. An IND
would have grave consequences for the
human population and create a large
radius of severe damage from blast and
fires, which could not occur in a nuclear
power plant accident.
Second, the radiological release from
an RDD or IND may start without any
advance warning and would likely have
a relatively short duration. In a major
nuclear power plant accident, there is
likely to be several hours or days of
warning before the release starts, and
the release is likely to be drawn out over
many hours. This difference means that
most early phase, and some
intermediate phase, protective action
decisions, which may be made in a
timely fashion during power plant
incidents, must be made much more
quickly (and with less information) in
an RDD or IND incident if they are to
be effective.
Third, an RDD or IND incident is
more likely to occur in a major city
center with a large population. Because
of the rural setting in which many
nuclear facilities are located, the lower
number and density of people affected
by a nuclear plant incident would be
less, making evacuations much more
manageable, and the amount of critical
infrastructure impacted is also likely to
be smaller.
Fourth, large nuclear facilities have
detailed emergency plans developed
over years that are periodically
exercised including specified protective
actions, evacuation routes, and methods
to quickly alert the public of the actions
to take. This would not be the case for
an RDD or IND incident. This level of
radiological emergency planning
typically does not exist in most cities
and towns without nearby nuclear
facilities.
Fifth, the radioactive material releases
from a nuclear power plant incident
would be well known in advance based
on reactor operational characteristics
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whereas releases associated with an
RDD or IND would not.
Sixth, in an act of terrorism, the
incident scene becomes a crime scene.
As such, the crime scene must be
preserved for forensic investigation.
This may impact emergency responders
during the early and intermediate
phases of response. It should be noted
that other personnel responding to the
incident (i.e., law enforcement, security
personnel) will be involved in addition
to emergency responders.
(c) Phases of Response
Typically, the response to an RDD or
IND incident can be divided into three
time phases—the early phase, the
intermediate phase, and the late phase—
that are generally accepted as being
common to all radiological incidents.
The phases represent time periods in
which response officials would be
making public health protection
decisions. Although these phases cannot
be represented by precise time periods,
and may overlap, they provide a useful
framework for the considerations
involved in emergency response
planning.
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(1) Early Phase
The early phase (or emergency phase)
is the period at the beginning of the
incident when immediate decisions for
effective protective actions are required,
and when actual field measurement data
generally are not available. Exposure to
the radioactive plume, short-term
exposure to deposited radioactive
materials, and inhalation of radioactive
material are generally taken into
account when considering protective
actions for the early phase. The
response during the early phase
includes initial emergency response
actions to protect public health and
welfare in the short term, considering a
time period for protective actions of
hours to a few days. Priority should be
given to lifesaving and first-aid actions.
In general, early phase protective
actions should be taken very quickly,
and the protective action decisions can
be modified later as more information
becomes available. If an explosive RDD
is deployed without warning, however,
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there may be no time to take protective
actions to significantly reduce plume
exposure. Also, in the event of a covert
dispersal, discovery or detection may
not occur for days or weeks, allowing
contamination to be dispersed broadly
by foot, vehicular traffic, wind, rain, or
other forces.
If an IND explodes, there may only be
time to make early phase protective
action recommendations (e.g.,
evacuation, or shelter-in-place) many
miles from the explosion to protect
areas against exposure to fallout. Areas
close to the explosion will be
devastated, and communications and
access will be extremely limited.
Assistance will likely not be
forthcoming or even possible for some
hours. Self-guided protective actions are
likely to be the best recourse for most
survivors (e.g., evacuation
perpendicular to the plume movement if
it can be achieved quickly, or sheltering
in a basement or large building for a day
or more after the incident 1). Due to the
lack of communication and access,
outside guidance and assistance to these
areas can be expected to be delayed.
Therefore, response planning and public
outreach programs are critical measures
to meet IND preparedness objectives.
(2) Intermediate Phase
The intermediate phase of the
response may follow the early phase
response within as little as a few hours.
The intermediate phase of the response
is usually assumed to begin after the
incident source and releases have been
brought under control and protective
action decisions can be made based on
measurements of exposure and
radioactive materials that have been
deposited as a result of the incident.
Activities in this phase typically overlap
with early and late phase activities, and
may continue for weeks to many
months, until protective actions can be
terminated.
During the intermediate phase,
decisions must be made on the initial
1 Additional protective action guides and
recommendations are needed for the close-in zones
after an IND. A follow-on Federal effort is underway
to address this critical need.
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actions needed to recover from the
incident, reopen critical infrastructure,
and return to a state of relatively normal
activity. In general, intermediate phase
decisions should consider late phase
response objectives. However, some
intermediate phase decisions will need
to be made quickly (i.e., within hours)
and should not be delayed by
discussions on what the more desirable
permanent decisions will be. Local
officials must weigh public health and
welfare concerns, potential economic
effects, and many other factors when
making decisions. For example, it can
be expected that hospitals and their
access roads will need to remain open
or be reopened quickly. These interim
decisions can often be made with the
acknowledgement that further work may
be needed as time progresses.
(3) Late Phase
The late phase is the period when
recovery and cleanup actions designed
to reduce radiation levels in the
environment to acceptable levels are
commenced. This phase ends when all
the remediation actions have been
completed. With additional time and
increased understanding of the
situation, there will be opportunities to
involve key stakeholders in providing
sound, cost-effective cleanup
recommendations that are protective of
human health and the environment.
Generally, early (or emergency) phase
decisions will be made directly by
elected public officials, or their
designees, with limited stakeholder
involvement due to the need to act
within a short timeframe. Long-term
decisions should be made with
stakeholder involvement, and can also
include incident-specific technical
working groups to provide expert advice
to decision makers on alternatives,
costs, and impacts. The relationship
between typical protective actions and
the phases of the incident response are
outlined in Figure 1. There is overlap
between the phases; this framework
should be used to inform planning and
decision-making.
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(d) Guidance for RDD and IND Incidents
This section defines protective actions
and protective action guides, and
provides guidance for their
implementation in RDD and IND
incidents. In addition, this section
provides guidance for protection of
emergency workers, and a strategy for
devising cleanup plans, criteria, and
options.
(1) Protective Actions
Protective actions are activities that
should be conducted in response to an
RDD or IND incident in order to reduce
or eliminate exposure of the public to
radiation or other hazards. These
actions are generic and are applicable to
RDDs and INDs. The principal
protective action decisions for
consideration in the early and
intermediate phases of an emergency are
whether to shelter-in-place, evacuate, or
relocate affected or potentially affected
populations. Secondary actions include
administration of medical
countermeasures, decontamination
(including decontamination of persons
evacuated from the affected area), use of
access restrictions, and use of
restrictions on food and water. In some
situations, only one protective action
needs to be implemented, while in
others, numerous protective actions
should be implemented. Many factors
should be considered when deciding
whether or not to order a protective
action based on the projected dose to a
population. For example, evacuation of
a population is much more difficult and
costly as the size of the population
increases.
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(2) Protective Action Guides (PAGs)
A PAG is the projected dose to a
reference individual, from an accidental
or deliberate release of radioactive
material, at which a specific protective
action to reduce or avoid that dose is
recommended. Thus, protective actions
are designed to be taken before the
anticipated dose is realized.
The Environmental Protection Agency
(EPA) has published PAGs in the
‘‘Manual of Protective Action Guides
and Protective Actions for Nuclear
Incidents’’ (EPA 400–R–92–001, May
1992), in coordination with the Federal
Radiological Preparedness Coordinating
Committee (FRPCC). The PAGs
presented in this manual, hereafter
referred to as the 1992 EPA PAGs, are
non-regulatory. They are designed to
provide a flexible basis for decisions
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under varying emergency
circumstances. The 1992 EPA PAGs
meet the following principal criteria and
goals: (1) Prevent acute effects, (2)
reduce risk of chronic effects, and (3)
require optimization to balance
protection with other important factors
and ensure that actions taken result in
more benefit than harm.
The 1992 EPA PAG Manual, however,
was not developed to address response
actions following radiological or nuclear
terrorist incidents and does not address
long-term cleanup. The 1992 EPA PAG
Manual was written to address the kinds
of nuclear or radiological incidents
deemed likely to occur. While intended
to be applicable to any radiological
release, the 1992 EPA PAGs were
designed principally to address the
impacts of commercial NPP accidents,
the worst type of incident under
consideration at that time. This is
important for two reasons: Commercial
nuclear power plant accidents are
almost always signaled by preceding
events, giving plant managers time to
make decisions, and giving local
emergency managers time to
communicate with the public and
initiate evacuations if necessary. In
addition, the suite of radionuclides
present at nuclear power plants is wellknown, and is dominated by relatively
short-lived isotopes.
The 1992 EPA PAG Manual provides
a significant part of the basis of this
document and should be referred to for
additional details. In deriving the
recommendations contained in this
Guidance, new types of incidents and
scenarios that could lead to
environmental radiological
contamination were considered. The
interagency working group determined
that the 1992 EPA PAGs for the early
and intermediate phases, including
emergency responder guidelines, are
also appropriate for use in RDD and IND
incidents. This Guidance is intended to
supplement the 1992 EPA PAG Manual
for application to RDD and IND
incidents, including providing new late
phase guidance.
The RDD/IND Guidance provides
generic criteria based on balancing
public health and welfare with the risk
of various protective actions applied in
each of the phases of an RDD or IND
incident. The RDD/IND Guidance is
specific to radiation and radioactive
materials, and must be considered in the
context of other chemical or biological
hazards that may also be present.
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Though the early and intermediate
PAGs in this Guidance are values of
dose to be avoided, published dose
conversion factors and derived response
levels may be utilized in estimating
doses, and for choosing and
implementing protective actions. Other
quantitative measures and derived
concentration values may be useful in
emergency situations; for example, for
the release of goods and property from
contaminated zones, and to control
access into and out of contaminated
areas.
Because of the short time frames
required for emergency response
decisions in the early and intermediate
phases, it is likely there will not be
opportunities for local decision makers
to consult with a variety of stakeholders
before taking actions. Therefore, this
Guidance incorporates the significant
body of work done in the general
context of radiological emergency
response planning from the
development of the 1992 EPA PAGs,
and represents the results of scientific
analysis, public comment, drills,
exercises, and a consensus at the
Federal level for appropriate emergency
action.
In order to use the early and
intermediate phase PAGs to make
decisions about appropriate protective
actions, decision makers will need
information on suspected radionuclides;
projected plume movement, and
radioactive depositions; and/or actual
measurement data or, during the period
initially following the release, expert
advice in the absence of good
information. Sources of such
information include on-scene
responders, as well as monitoring,
assessment, and modeling centers.
(3) Early and Intermediate Phase
Protective Action Guides for RDD and
IND Incidents
The early and intermediate phase
RDD/IND PAGs are generally based on
the following sources: The 1992 EPA
PAGs developed by EPA in coordination
with other Federal agencies through the
Federal Radiological Preparedness
Coordinating Committee; guidance
developed by the FDA for food and food
products and the distribution of
potassium iodide. Table 1 provides a
summary of the early and intermediate
phase PAGs for protection of the general
public in an RDD or IND incident and
key protective actions.
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TABLE 1—PROTECTIVE ACTION GUIDES FOR RDD AND IND INCIDENTS
Phase
Protective action recommendation
Early .........................
Sheltering-in-place or evacuation of the
publica.
Administration of prophylactic drugs—
potassium iodidec,e Administration of
other prophylactic or decorporation
agentsd.
Relocation of the public ........................
Intermediate .............
Food interdiction ....................................
Drinking water interdiction .....................
Protective action guide
1 to 5 rem (0.01–0.05 Sv) projected dose.b
5 rem (0.05 Sv) projected dose to child thyroid.c,e
2 rem (0.02 Sv) projected dose first year. Subsequent years, 0.5 rem/y (0.005
Sv/y) projected dose.b
0.5 rem (0.005 Sv) projected dose, or 5 rem (0.05 Sv) to any individual organ
or tissue in the first year, whichever is limiting.
0.5 rem (0.005 Sv) projected dose in the first year.
a Should
normally begin at 1 rem (0.01 Sv); take whichever action (or combination of actions) that results in the lowest exposure for the majority of the population. Sheltering may begin at lower levels if advantageous.
b Total Effective Dose Equivalent (TEDE)—the sum of the effective dose equivalent from external radiation exposure and the committed effective dose equivalent from inhaled radioactive material.
c Provides thyroid protection from radioactive iodine only.
d For other information on other radiological prophylactics and medical countermeasures, refer to https://www.fda.gov/cder/drugprepare/default.htm, http:/www.bt.cdc.gov/radiation, or https://www.orau.gov/reacts.
e Committed Dose Equivalent (CDE). FDA understands that a KI administration program that sets different projected thyroid radioactive dose
thresholds for treatment of different population groups may be logistically impractical to implement during a radiological emergency. If emergency
planners reach this conclusion, FDA recommends that KI be administered to both children and adults at the lowest intervention threshold (i.e., >5
rem (0.05 Sv) projected internal thyroid dose in children) (FDA 2001).
In the early and intermediate phases
of an RDD or IND incident there may
not be adequate information to
determine radiation levels or make dose
projections because there may be little
or no advance notice of an attack, the
characteristics of the RDD or IND may
not be immediately known, monitoring
equipment may not be available to make
measurements, or there may not be time
to do measurements or projections
before emergency response actions need
to be initiated. Therefore, to use this
guide to determine whether protective
action is needed in a particular
situation, it may be necessary to
compare the PAGs to results of a dose
projection. In general, it should be
emphasized that realistic assumptions,
based on incident-specific information,
should be used when making radiation
dose projections so that the final results
are representative of actual conditions
rather than overly conservative
exposures. It is very important that local
officials responsible for carrying out
emergency response actions conduct
advance planning to ensure that they are
adequately prepared if such an incident
were to occur.
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(A) Early Phase PAGs
For the early phase, the 1992 EPA
PAGs for evacuation and sheltering-inplace are appropriate for RDD and IND
incidents (see Table 1). Early phase
protective action decisions in an RDD or
IND must be made quickly, and with
very little confirmatory data. While
sheltering-in-place should be carried out
at 1 rem (0.01 Sv) sheltering-in-place
can begin at any projected dose level.
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FDA guidance on the administration
of stable iodine is also considered
appropriate (useful primarily for NPP
incident involving radioiodine release).
The administration of other medical
countermeasures should be evaluated
on a case-by-case basis and depend on
the nature of the event and
radionuclides involved.
The initial zone should be established
and controlled around the incident site,
as is the case for other crime scenes and
hazards. This Guidance allows for the
refinement of that area if the radiation
exposure levels warrant such action.
Advance planning by local officials for
messaging, communications, and
actions in the event of an RDD or IND
are strongly encouraged.
(B) Intermediate Phase PAGs
The decisions in the intermediate
phase will focus on the return of key
infrastructure and services, and the
rapid return to normal activities. This
will include decisions on allowing use
of roads, ports, waterways,
transportation systems (including
subways, trains, and airports), hospitals,
businesses, and residences. It will also
include responses to questions about
acceptable use and release of real and
personal property such as cars, clothes,
or equipment that may have been
impacted by the RDD or IND incident.
Many of the activities will be concerned
with materials and areas that were not
affected, but for which members of the
public may have concern. Thus, the
RDD/IND Guidance serves to guide
decisions on returning to impacted
areas, leaving impacted areas, and
providing assurance that an area was
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not impacted. The intermediate phase is
also the period during which planning
for long-term site cleanup and
remediation should be initiated.
For the intermediate phase, relocation
of the population is a protective action
that can be used to reduce dose.
Relocation is the removal or continued
exclusion of people (households) from
contaminated areas in order to avoid
chronic radiation exposure, and it is
meant to protect the general public. For
the intermediate phase, the existing
relocation PAGs of 2 rem (0.02 Sv) in
the first year and 0.5 rem (0.005 Sv) in
any subsequent year are considered
appropriate for RDD and IND incidents.
However, for IND incidents, the area
impacted and the number of people that
might be subject to relocation could
potentially be very large and could
exceed the resources and infrastructure
available. For example, in making
relocation decisions, the availability of
adequate accommodations for relocated
people should be considered. Decision
makers may need to consider limiting
action to those areas most severely
affected, phasing relocation
implementation based on the resources
available.
The relocation PAGs apply
principally to personal residences, but
may impact other locations as well. For
example, these PAGs could impact work
locations, hospitals, and park lands, as
well as the use of highways and other
transportation facilities. For each type of
facility, the individual occupancy time
should be taken into account to
determine the criteria for using a facility
or area. It might be necessary to avoid
continuous use of homes in an area
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because radiation levels are too high;
however, a factory or office building in
the same area could be used because
occupancy times are shorter. Similarly,
a highway could be used at higher
contamination levels because the
exposure time of highway users would
be considerably less than the time spent
by residents in a home.
The intermediate phase PAG for the
interdiction of food is set at 0.5 rem
(0.005 Sv) projected dose in the first
year, and the intermediate phase PAG
for the interdiction of drinking water is
set at 0.5 rem (0.005 Sv) projected dose
for the first year for RDD and IND
incidents. These values are consistent
with those now used or being
considered as PAGs for other types of
nuclear/radiological incidents.
The use of simple dose reduction
techniques is recommended for personal
property and all potentially
contaminated areas that continue to be
occupied. This technique is also
consistent with the 1992 EPA PAGs
developed for other types of nuclear/
radiological incidents. Examples of
simple dose reduction techniques
would be washing all transportation
vehicles (e.g., automobiles, trains, ships,
and aircraft), personal clothing, eating
utensils, food preparation surfaces, and
other personal property before next use,
as practicable and appropriate.
(4) Late Phase Guidance
The late phase involves the final
cleanup of areas and property at which
radioactive material is present. Unlike
the early and intermediate phases of an
RDD or IND incident, decision makers
will have more time and information
during the late phase to allow for better
data collection, stakeholder
involvement, and options analysis. In
this respect, the late phase is no longer
a response to an ‘‘emergency situation,’’
and is better viewed in terms of the
objectives of cleanup and site recovery.
Because of the extremely broad range
of potential impacts that may occur
from RDDs and INDs (e.g., light
contamination of one building to
widespread destruction of a major
metropolitan area), a pre-established
numeric cleanup guideline is not
recommended as best serving the needs
of decision makers in the late phase.
Rather, a process should be used to
determine the societal objectives for
expected land uses and the options and
approaches available, in order to select
the most acceptable criteria. For
example, if the incident is an RDD of
limited size and the impacted area is
small, it might reasonably be expected
that a complete return to normal
conditions can be achieved within a
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short period of time. However, if the
impacted area is large, achieving low
cleanup levels for remediation of the
entire area, and/or maintaining existing
land uses, may not be practicable.
It should be noted that an
intermediate phase PAG is not
equivalent to a starting point for
development of the late phase cleanup
process. However, contamination and
radiation levels existing after an
incident (e.g., concentrations, or dose
rates), as well as actions already taken,
provide practical starting points for
further action and cleanup. The goal of
cleanup is to reduce those levels as low
as is reasonable. It is possible that final
criteria for reoccupation at a given
incident site may be either below or
above the intermediate phase PAG dose
value, since no dose or risk cap for the
late phase is explicitly recommended
under this Guidance.
Late phase cleanup criteria should be
derived through a site-specific
optimization process, which should
include potential future land uses,
technical feasibility, costs, costeffectiveness, and public acceptability.
Optimization is a concept that is
common to many State, Federal, and
international risk management programs
that address radionuclides and
chemicals, although it is not always
referred to as such. The Risk
Management Framework described in
Appendix 2 provides such a process and
helps assure the protection of public
health and welfare. Decisions should
take health, safety, technical, economic,
and public policy factors into account.
Appendix 3 utilizes the framework as a
basis for RDD and IND site cleanup
planning.
Broadly speaking, optimization is a
flexible, multi-attribute decision process
that seeks to weigh many factors.
Optimization analyses are quantitative
and qualitative assessments applied at
each stage of site recovery decisionmaking, from evaluation of remedial
options to implementation of the chosen
alternative. The evaluation of cleanup
alternatives, for example, should factor
in all relevant variables, including areas
impacted (e.g., size and location relative
to population), types of contamination
(chemical, biological, and/or
radioactive), human health, public
welfare, technical feasibility, costs, and
available resources to implement and
maintain remedial options, short-term
effectiveness, long-term effectiveness,
timeliness, public acceptability, and
economic effects (e.g., on residents,
tourism, and business, and industry).
Various Federal, and State agencies,
along with other organizations (e.g.,
national and international advisory
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organizations), already have guidance
and tools that may be used to help
establish cleanup levels. The
optimization process allows local
decision makers to draw on the thought
processes used to develop the dose and/
or risk benchmarks used by these State,
Federal, or other sources. These
benchmarks, though developed within
different contexts, may be useful for
analysis of cleanup options. Decision
makers might reasonably determine that
it is appropriate to move up or down
from these benchmarks, depending on
the site-specific circumstances and
balancing of other relevant factors.
In developing this Guidance, the
Federal Government recognized that
experience from existing programs, such
as the EPA’s Superfund program, the
NRC’s standards for decommissioning
and decontamination to terminate a
plant license, and other national and
international recommendations, may be
useful in planning the cleanup and
recovery efforts following an RDD or
IND incident. This Guidance allows the
consideration and incorporation, as
appropriate, of any or all of the existing
environmental program elements.
The site-specific optimization process
includes quantitative and qualitative
assessments applied at each stage of site
cleanup decision making, from initial
scoping and stakeholder outreach, to
evaluation of cleanup options, to
implementation of the chosen
alternative. The evaluation of options
for the late phase of recovery after an
RDD or IND incident should consider all
of the relevant factors, including:
• Areas impacted (e.g., size, location
relative to population).
• Types of contamination (chemical,
biological, and radiological).
• Other hazards present.
• Human health risk.
• Public welfare.
• Ecological risks.
• Actions already taken during the
early and intermediate phases.
• Projected land uses.
• Preservation or destruction of
places of historical, national, or regional
significance.
• Technical feasibility.
• Wastes generated and disposal
options and costs.
• Costs and available resources to
implement and maintain remedial
options.
• Potential adverse impacts (e.g., to
human health, the environment, and the
economy) of remedial options.
• Short-term effectiveness.
• Long-term effectiveness.
• Timeliness.
• Public acceptability, including local
cultural sensitivities.
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• Economic effects (e.g., on
employment, tourism, and business).
• Intergenerational equity.
The site-specific optimization process
provides the best opportunity for
decision makers to gain public
confidence through the involvement of
stakeholders. This process should begin
during, and proceed independently of,
intermediate phase protective action
activities.
Appendix 3 provides additional
details on a process that may be used to
implement this Guidance, describing
the role of the Federal Government and
how it could integrate its activities with
State and local governments and the
public. For some radiological terror
incidents, States may take the primary
leadership role in cleanup and
contribute significant resources toward
recovery of the site.
As explained in Appendix 3, the
Incident Command or Unified
Command should develop a schedule
with milestones for conducting the
optimization process as soon as
practicable following the incident.
While the goal should be to complete
the initial optimization process as soon
as possible following an incident
(depending on the size of the incident),
the schedule must take into
consideration incident-specific factors
that would affect successful
implementation. This schedule may
need to reflect a phased approach to
cleanup and is subject to change as the
cleanup progresses.
(5) Emergency Worker Guidelines
The response during the early phase
includes initial emergency response
45037
actions to protect public health and
welfare in the short term. Priority
should be given to lifesaving and firstaid actions. Following an IND
detonation in particular, the highest
priority missions should also include
actions such as suppression of fires that
could result in further loss of life.
For the purposes of this Guidance,
‘‘emergency worker’’ is defined as any
worker who performs an early or
intermediate phase work action. Table 2
shows the emergency worker guidelines
for early phase emergency response
actions. In intermediate and late phase
actions (i.e., cleanup and recovery),
standard worker protections, including
the 5 rem (0.05 Sv) occupational dose
limit, apply.
TABLE 2—EMERGENCY WORKER GUIDELINES IN THE EARLY PHASE 2
Total effective dose
equivalent (TEDE) a
guideline
5rem (0.05 Sv) .........
10 rem (0.1 Sv) ........
25 rem (0.25 Sv) b ....
Activity
Condition
All occupational exposures ...................
Protecting valuable property necessary
for public welfare (e.g., a power
plant).
All reasonably achievable actions have been taken to minimize dose.
• All appropriate actions and controls have been implemented; however, exceeding 5 rem (0.05 Sv) is unavoidable.
Lifesaving or protection of large populations. It is highly unlikely that doses
would reach this level in an RDD incident; however, worker doses higher
than 25 rem (0.25 Sv) are conceivable in a catastrophic incident such
as an IND incident.
• Responders have been fully informed of the risks of exposures they may experience.
• Dose >5 rem (0.05 Sv) is on a voluntary basis.
• Appropriate respiratory protection and other personal protection is provided
and used.
• Monitoring available to project or measure dose.
• All appropriate actions and controls have been implemented; however, exceeding 5 rem (0.05 Sv) is unavoidable.
• Responders have been fully informed of the risks of exposures they may experience.
• Dose >5 rem (0.05 Sv) is on a voluntarily basis.
• Appropriate respiratory protection and other personal protection is provided
and used.
• Monitoring available to project or measure dose.
mstockstill on PROD1PC66 with NOTICES
a The projected sum of the effective dose equivalent from external radiation exposure and committed effective dose equivalent from internal radiation exposure.
b EPA’s 1992 PAG Manual states that ‘‘Situations may also rarely occur in which a dose in excess of 25 rem for emergency exposure would
be unavoidable in order to carry out a lifesaving operation or avoid extensive exposure of large populations.’’ Similarly, the NCRP and ICRP
raise the possibility that emergency responders might receive an equivalent dose that approaches or exceeds 50 rem (0.5 Sv) to a large portion
of the body in a short time (Limitation of Exposure to Ionizing Radiation, National Council on Radiation Protection and Measures, NCRP Report
116 (1993a). If lifesaving emergency responder doses approach or exceed 50 rem (0.5 Sv) emergency responders must be made fully aware of
both the acute and the chronic (cancer) risks of such exposure.
This Guidance document and the
emergency worker guidelines were
developed for a wide range of possible
radiological scenarios, from a small RDD
that may impact a single building to an
IND that could potentially impact a
large geographic region. Therefore, the
5, 10 and 25 rem guidelines (Table 2)
should not be viewed as inflexible
limits applicable to the range of early
phase emergency actions covered by
this Guidance. Because of the range of
2 In the intermediate and late phases, standard
worker protections, including the 5 rem
occupational dose limit, would normally apply.
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impacts and case-specific information
needed, it is impossible to develop a
single turn-back dose level for all
responders to use in all events,
especially those that involve lifesaving
operations. Indeed, with proper
preparedness measures (training,
personal protective equipment, etc.)
many radiological emergencies
addressed by this document, even
lifesaving operations, may be
manageable within the 5 rem (0.05 Sv)
occupational limit. Moreover, Incident
Commanders should make every effort
to employ the ‘‘as low as reasonably
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achievable’’ (ALARA) principle after an
incident. Still, in some incidents
medically significant doses above the
annual occupational 5 rem (0.05 Sv)
dose limit may be unavoidable. For
instance, in the case of a catastrophic
incident, such as an IND, Incident
Commanders may need to consider
raising the lifesaving and valuable
property (i.e., necessary for public
welfare) emergency worker guidelines
in order to prevent further loss of life
and prevent the spread of massive
destruction. Ensuring that emergency
workers have full knowledge of the
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associated risks prior to initiating
emergency action and medical
evaluation of emergency workers after
such exposure is essential. (See
Appendix 1 for additional discussion of
ALARA.)
Ideally, the Incident Commanders
should define and enforce the
emergency dose limits in accordance
with the immediate risk situation and
the type of emergency action being
performed (see Table 2). However, in
the case of an attack it may not be
possible to conduct dose measurements
or projections before initiating
emergency response activities.
Therefore, it is crucial that officials
responsible for carrying out emergency
response actions in the early phase
conduct thorough advance planning to
ensure that they are adequately
prepared if such an incident occurs.
Planning should include evaluating data
and information on possible or
anticipated radiation exposures in RDD
or IND incidents, developing procedures
for reducing and controlling emergency
responder exposures to allowable dose
limits (Table 2), obtaining appropriate
personal protective equipment (e.g.,
respirators, clothing) for protecting
emergency responders who enter
contaminated areas, and developing
appropriate decision-making criteria for
responding to catastrophic incidents
that may involve high radiation
exposure levels. Planning should also
include informing and educating
emergency workers about emergency
response procedures and controls as
well as the acute and chronic (cancer)
risks of exposure, particularly at higher
dose levels. Effective advance planning
will help to ensure that the emergency
worker guidelines are correctly applied
and that emergency workers are not
exposed to radiation levels that are
higher than necessary in the specific
emergency action.
In addition, as part of advance
planning, officials should develop a
process for assessing hazards and for
determining appropriate actions in
incidents that may involve high
radiation doses. Decisions regarding
emergency response actions in incidents
involving high radiation exposures
require careful consideration of the
benefits to be achieved by the ‘‘rescue’’
or response action (e.g., the significance
of the outcome to individuals, large
populations, general welfare, or
valuable property necessary for public
welfare), and the potential health
impacts (i.e., acute and chronic) to
emergency workers. The planning for a
potential high radiation exposure
incident should consider how to weigh
the potential for and significance of the
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success of the emergency response/
rescue operation against the potential
for and significance of the health and
safety risks to the emergency workers.
Federal, state and local emergency
response officials should use these
guidelines to develop specific
operational plans and response
protocols for protection of emergency
response workers.
(e) Operational Guidelines for Early and
Intermediate PAGs
Implementation of the early and
intermediate PAGs may be supported by
operational guidelines that can be
readily used by decision makers and
responders in the field. Operational
guidelines are levels of radiation or
concentrations of radionuclides that can
be accurately measured by radiation
detection and monitoring equipment,
and then related or compared to the
PAGs to quickly determine whether
actions need to be implemented. Federal
agencies are continuing development of
operational guidelines to support the
application of this Guidance, and other
site-level decisions; therefore, they are
provided here in overview only.
Some values already exist that could
potentially serve as operational
guidelines for RDD and IND response
and recovery operations, and there are
various tools available to help derive
operational guidelines for response
planning. Appendix 4 presents a
summary of the types of operational
guidelines for RDD and IND response
operations currently under
development.
Additional tools and assessment
methodologies to aid in planning and
development of operational guidelines
for use with PAGs for a wide range of
situations are available from the Federal
Radiological Monitoring and
Assessment Center (FRMAC). These
tools and methods are written to
support FRMAC operations during
radiological and nuclear emergency
responses. The FRMAC manuals
provide detailed methods for computing
Derived Response Levels (DRLs) and
doses based on measurement or
modeling results and suggest input
parameters for various situations.3
Some examples of existing values that
can be used as operational guidelines
for RDD and IND response operations
and tools that could be used to establish
site-specific operational guidelines
include, derived response levels,
derived intervention levels for food, and
3 These materials and additional information on
the FRMAC can be obtained at https://
www.nv.doe.gov/nationalsecurity/
homelandsecurity/frmac.
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radiation levels for control of access to
radiation areas.
(1) Derived Response Levels (DRLs)
The 1992 EPA PAG Manual contains
guidance and Derived Response Levels
(DRLs) for various potential exposure
pathways, including external exposure,
inhalation, submersion, ground shine,
and drinking water, for application in
the early and intermediate phases.
These values serve as, or can be adapted
to serve as, operational guidelines to
readily determine if protective actions
need to be implemented. The summed
ratios of radionuclide concentrations
obtained through field measurements
can be compared to the DRLs to
determine whether the PAGs are likely
to be exceeded. If concentrations of
radionuclides obtained through field
measurements are less than the DRLs,
the PAGs are not likely to be exceeded
and, thus, a protective action may not
need to be taken.
(2) Derived Intervention Levels (DILs)
for Food
The FDA has developed Derived
Intervention Levels (DILs) for
implementation of the early and
intermediate PAGs for food. These DILs
establish levels of contamination that
can exist on crops and in food products
and still maintain dose levels below the
food PAGs, and could therefore be used
as operational guidelines for RDD and
IND incidents. More information on
DILs can be found in ‘‘Accidental
Radioactive Contamination of Human
Food and Animal Feeds:
Recommendations for State and Local
Agencies’’ (U.S. Department of Health
And Human Services, Food and Drug
Administration, August 13, 1998).
(3) Radiation Levels for Control of
Access to Radiation Areas
Additional operational guidelines for
use in the early and intermediate phases
of response are being developed for
issues such as clearance of personal and
real property, land and facility access,
and for response actions. A DOE project
supported by an interagency effort is
developing needed tools and
operational guidelines that address
continued use, or necessary control for
personal property (e.g., vehicles,
equipment, personal items, debris) and
real property (e.g., buildings, roads,
bridges, residential and commercial
areas, national monuments and icons)
that may be impacted by an RDD or IND
incident. The effort includes
consideration of short and long term use
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or access to areas. A DOE report 4 is
available for review, and use as
appropriate. The report includes
proposed operational guidelines and
their technical derivation, and provides
tools such as the computer model
RESRAD–RDD 5 for calculating incidentspecific guidelines and worker stay-time
tables for access control, and dose-based
soil and building contamination levels
to assist in the site-specific optimization
process. The goal of the DOE report is
to provide sufficient information to
assist decision makers and responders
in executing their responsibilities in a
safe way. Appendix 4 of this Guidance
provides a more detailed overview of
the operational guidelines contained in
the DOE draft report and their intended
applications.
Appendix 1—Planning for Protection of
Emergency Workers Responding to
RDD and IND Incidents
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The purpose of this appendix is to provide
Federal, state, and local decision makers with
information on how to prepare for, and
implement emergency worker guidance in
RDD and IND incidents. Because there may
not be adequate information or time for
determining radiation levels or making dose
projections in the early phase of an RDD or
IND incident, it is very important that
emergency management officials conduct
worker health and safety planning and
training in advance to ensure they are
adequately prepared if such an incident
occurs.
Planning should include evaluating data
and information on possible or anticipated
radiation exposures in RDD and IND
incidents and on acute and chronic risks of
radiation exposures, developing procedures
for reducing and controlling emergency
worker exposures, obtaining appropriate
personal protective equipment (e.g.,
respirators, protective clothing) to help
protect emergency workers who enter
exposure areas, and developing appropriate
decisionmaking criteria for responding in
catastrophic incidents, such as an IND, that
may involve high exposure levels. Planning
should also include training and educating
emergency workers about emergency
response procedures in radiological
environments, radiation exposure controls
and the risks of exposure, particularly at
higher levels. Effective planning and training
will help to ensure that exposures to
emergency workers are kept to the lowest
4 Preliminary Report on Operational Guidelines
Developed for Use in Emergency Preparedness and
Response to a Radiological Dispersal Device
Incident, DOE/HS–0001. The report and associated
material will be available at https://
www.ogcms.energy.gov.
5 RESRAD–RDD is derived from RESRAD, which
is a computer model designed to estimate radiation
doses and risks from residual radioactive materials.
The RESRAD model has been applied to determine
the risk to human health posed at over 300 sites in
the United States and abroad that have been
contaminated with radiation.
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radiation levels necessary for the particular
emergency response action.
This appendix provides information to
assist local, State, and Federal authorities,
and emergency workers in planning for
radiological emergencies, in particular those
related to terrorist attacks using RDDs and
INDs. The appendix is not intended to
provide comprehensive training guidance.
Other information useful in the planning
process may be available from the following
organizations:
• The National Council on Radiation
Protection and Measurements,
• the International Commission on
Radiological Protection,
• the International Atomic Energy Agency,
• the American Nuclear Society,
• the Health Physics Society, and
• the Conference of Radiation Control
Program Directors.
(a) Guidelines for Emergency Workers in
Responding to RDD and IND Incidents
Table 2 in Section (d)(5) of the Guidance
shows the emergency worker guidelines for
the early phase. In the intermediate and late
phases, standard OSHA and other worker
health and safety standards apply. The DOE
and NRC also have standards that govern
worker health and safety for normal
operations at their owned or licensed
facilities. OSHA’s occupational radiation
dose limit (1.25 rem (0.0125 Sv) per annual
quarter, or 5 rem (0.05 Sv) total in one year)
minimizes risk to workers consistent with the
Occupational Health and Safety Act (29
U.S.C. 651 et seq.).
In many radiological incidents, particularly
RDD situations, the actual dose to emergency
workers may be controlled to less than 5 rem
(0.05 Sv). However, in other radiological
incidents precautions may not be sufficient
or effective to keep emergency worker doses
at or below 5 rem (0.05 Sv), because of the
magnitude of the incident and because
certain measures typically used to control
exposures in normal operations may not be
applicable. For example, one of the major
radiation protection controls used in normal
radiological operations is containment of the
radioactive material. Another is to keep
people away from the source material. During
emergency response to an RDD or IND
incident use of these controls may not be
possible due to the nature of the incident and
the urgency of response actions. As a result,
high radiation exposures for emergency
responders may be unavoidable and have the
potential to exceed regulatory limits used for
normal operations. Therefore, the 5, 10 and
25 rem guidelines found in Table 2 should
not be viewed as absolute standards
applicable to the full range of incidents
covered by this guidance, but rather serve as
decision points for making worker protection
decisions during emergencies.
Emergency response actions in
catastrophic incidents that involve high
exposure levels require careful consideration
of both the benefits to be achieved by the
‘‘rescue’’ or response action (e.g., the
significance of the benefit to individuals,
populations, valuable property necessary for
general welfare), and the potential for acute
and chronic health impacts to individuals
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conducting the emergency response
operation. That is, in making an emergency
response decision, the potential for the
success of the response/rescue operation and
the significance of its benefits to the
community should be weighed against the
potential for, and significance of, the health
and safety risks to workers.
(b) Controlling Occupational Exposures and
Doses to Emergency Workers
Appropriate measures should be taken to
minimize radiation dose to emergency
workers responding to an RDD or IND
incident. With proper preparedness measures
(e.g., training, personal protective
equipment), many emergencies that this
document addresses, including lifesaving
actions, may be possible to manage within
the 5 rem (0.05 Sv) occupational limit.
Emergency management officials responsible
for an incident should take steps to keep all
doses to emergency workers ‘‘as low as
reasonable achievable’’ (ALARA). Protocols
for maintaining ALARA should include the
following health physics and industrial
hygiene practices:
• Minimizing the time spent in the
contaminated area (e.g., rotation of
emergency responders);
• Maintaining distance from sources of
radiation;
• Shielding of the radiation source;
• Using hazard controls that are applicable
to the work performed;
• Properly selecting and using respirators
and other personal protective equipment
(PPE), to minimize exposure to internally
deposited radioactive materials (e.g., alpha
and beta emitters); and
• Using prophylactic medications, when
appropriate, that either block the uptake or
reduce the retention time of radioactive
material in the body.
To minimize the risks from exposure to
ionizing radiation, all emergency responders
should be trained and instructed to follow
emergency response plans and protocols and
be advised on how to keep exposures as low
as reasonably achievable. Health physics and
industrial hygiene practices should include
the use of dosimetry for monitoring of
individual exposure with real-time readings
(i.e., real-time electronic dosimeters) and
permanent records (e.g., film badges,
optically stimulated luminescent [OSL], or
thermoluminescent dosimeters [TLDs]). Also,
employers should (1) develop procedures
and training that relate measurements to dose
and risk, (2) understand and practice ALARA
procedures with workers, and (3) address
other issues related to performing response in
a radiological environment.
(c) Understanding Radiation Risks
If there is the possibility that emergency
workers would receive a radiation dose
higher than the 5 rem (0.05 Sv) guideline,
emergency workers should be trained to
understand the risk associated with such
doses, including a thorough explanation of
the latent risks associated with receiving
doses greater than 5 rem (0.05 Sv), and acute
risks at higher doses. Emergency workers
should be fully aware of both the projected
acute and chronic risks (cancer) they may
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incur in an emergency response action.
Furthermore, emergency workers cannot be
forced to perform a rescue action involving
radiation doses above regulatory limits, and
they should be given reasonable assurance
that normal controls cannot be utilized to
reduce doses to less than 5 rem (0.05 Sv).
After the event, it is essential that emergency
workers be provided with medical follow up.
The estimated risk of fatal cancer 6 for
healthy workers who receive a dose of 10 rem
(0.10 Sv) is about 0.46 percent over the
worker’s lifetime (i.e., 4–5 fatal cancers per
1000 people, or 0.4–0.5 percent). The risk
scales linearly. For workers who receive a
dose of 25 rem (0.25 Sv), the risk is about 1.1
percent. The risk is believed to be greater for
those who are younger at the time of
exposure. For example, for 20–30 year olds
the estimated risk of fatal cancer at 25 rem
(1.75 percent) is about twice as large as the
risk for 40–50 year olds (0.8 percent).
Above 50 rem (0.5 Sv) acute effects are
possible. Where lifesaving actions may result
in doses that approach or exceed 50 rem
(0.50 Sv), such as in an IND incident,
emergency workers need to have a full
understanding of the potential acute effects
of the expected radiation exposure, in
addition to the risk of chronic effects. The
decision to take these lifesaving actions must
be based on the estimation that the human
health benefits of the action exceed the safety
and health risks to the emergency workers.
It is important to note that the approach
used to translate dose to risk in this
discussion is a simplistic approach for
developing rough estimates of risks for
comparative purposes. Other more realistic
and accurate approaches are often used in
assessing risks for risk management decisions
(other than for emergencies) when more
complete information about the contaminants
and the potential for human exposure is
available. These approaches rely on
radionuclide-specific risk factors (e.g., found
in Federal Guidance Report No. 13 and EPA
Health Effects Assessment Summary Tables),
and are typically used in long-term
assessments, such as environmental cleanup.
(d) Preparedness
To prepare for large radiological disasters,
local officials and Incident Commanders will
need to have a decision-making process
already developed and ready to implement
when they can no longer use standard
occupational dose limits or when there is the
possibility that they may face decisions
involving exposures approaching or
exceeding 25 rem (0.25 Sv) for lifesaving
operations. Preparedness entails investigating
the nature of the RDD and IND incident for
which local officials must be prepared,
having appropriate worker health and safety
plans and protocols for such incidents, and
training and exercises to assure a level of
readiness among officials and responders.
Incident Commanders and emergency
responders should thoroughly understand
6 Risk per dose of a fatal cancer for members of
the general public is assumed to be about 6 × 10¥4
per rem. Cancer incidence is assumed to be about
8 × 10¥4 per rem (see Federal Guidance Report No.
13). Occupational risk coefficients are slightly
higher.
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the emergency worker guidelines for
radiological emergency response, including
specific emergency responder health and
safety procedures and ALARA principles.
The reader is referred to the EPA PAG
Manual (May 1992), the FRMAC Radiological
Emergency Response Health and Safety
Manual (May 2001), and the Hazardous
Waste Operations and Emergency Response
(HAZWOPER) regulations. The EPA has a
Worker Protection (40 CFR part 311) standard
that applies the HAZWOPER standard to
State and local workers in States that do not
have their own occupational safety and
health program.
The HAZWOPER regulations, found in 29
CFR 1910.120 and 1926.65, were
promulgated to protect personnel working at
a hazardous waste site, or a treatment,
storage, or disposal facility, or performing
emergency response. This standard also
covers employers whose employees are
engaged in emergency response without
regard to the location of the hazard (unless
specifically exempted or where a more
protective safety and health standard
applies). If an employer anticipates that their
employees will respond to a potential hazard,
HAZWOPER requires such actions as (1) the
development of an emergency response plan
(including personnel roles, lines of authority,
training, communication, personal protective
equipment, and emergency equipment), (2)
procedures for handling a response, (3)
specific training requirements based on the
anticipated roles of the responder, and (4)
medical surveillance. For specific
interpretations regarding HAZWOPER and/or
other occupational safety and health
standards, employers should consult the
appropriate implementing agency (e.g.,
appropriate Federal agencies, State
Occupational Safety and Health Programs, or
State Radiation Control Programs).
Appendix 2—Risk Management
Framework for RDD and IND Incident
Planning
This appendix contains a description of a
risk management framework for making
decisions to protect public health and
welfare in the context of cleanup and site
recovery following an RDD or IND incident.
The framework is based on the report,
‘‘Framework for Environmental Health Risk
Management,’’ mandated by the 1990 Clean
Air Act Amendments published by the
Commission on Risk Assessment and Risk
Management in 1997. This appendix
provides specific material for RDD and IND
incidents, and reference to the report is
encouraged for the details of the general
framework. A plan for implementing this
framework for RDD and IND incidents is
provided in Appendix 4.
The ‘‘Framework for Environmental Health
Risk Management’’ is considered generally
suitable for addressing the long-term cleanup
issues for RDDs and INDs. Given the time
frames following an RDD or IND incident
there is generally not sufficient time in the
early phase to conduct a full risk assessment
and get stakeholder involvement. In order for
the framework to be most useful it must be
used in planning and preparing for a
radiological or nuclear incident. Many of the
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basic risk management principles were also
used in development of the 1992 EPA PAGs.
The framework is designed to help
decision makers make good risk management
decisions. The level of effort and resources
invested in using the framework should be
commensurate with the significance of the
problem, the potential severity and economic
impact, the level of controversy surrounding
the problem, and resource constraints. The
health and environmental hazards that must
be considered are radiation hazards, and
potentially chemical or biological hazards.
Other factors to be considered include the
continued disruption in normal activities,
loss of, or limited access to critical
infrastructure and health care and general
economic damage.
The framework relies on the three key
principles of (1) broad context, (2)
stakeholder participation, and (3) iteration.
Broad context refers to placing all of the
health and environmental issues in the full
range of impacts and recovery factors
following an RDD or IND incident, and is
intended to assure that all aspects of public
welfare are taken into account. Stakeholder
participation is critical to making and
successfully implementing sound, costeffective, risk-informed decisions. Iteration is
the process of continuing to refine the
analysis base on information available, and
improve the decisions and actions that can be
taken at any point in time. Together these
principles outline a fair, responsive approach
to making the decisions necessary to
effectively respond to the impacts of an RDD
or IND incident.
Risk management is the process of
identifying, evaluating, selecting, and
implementing actions to reduce risk to public
health and the environment. The goal of risk
management is scientifically sound, costeffective, integrated actions that reduce or
prevent public health impacts while taking
into account social, cultural, ethical, public
policy, and legal considerations. In order to
accomplish this goal, information will be
needed on the nature and magnitude of the
hazard present as a result of the incident, the
options for reducing risks, and the
effectiveness and costs of those options.
Decision makers also compare the economic,
social, cultural, ethical, legal, and public
policy implications associated with each
option, as well as the unique safety and
health hazards facing emergency responders
and ecological hazards the cleanup actions
themselves may cause. Often a stakeholder
working group can provide input needed to
consider all of the relevant information.
Stakeholders can provide valuable input to
decision makers during the long-term
cleanup effort, and the key decision makers
should establish a process that provides for
appropriate stakeholder input. Identifying
which stakeholders need to be involved in
the process depends on the situation. In the
case of a site contaminated as a result of an
RDD or IND incident, stakeholders may
include individuals whose health, economic
well-being, and quality of life are currently
affected or would be affected by the cleanup
and the site’s subsequent use, or nonprofit
organizations representing such individuals.
They may also include those who have
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regulatory responsibility, and those who may
speak on behalf the environment generally,
business and economics, or future
generations.
Stakeholder input should be considered
throughout all stages of the framework as
appropriate, including analyzing the risks,
identifying potential cleanup options,
evaluating options, selecting an approach,
and evaluating the effectiveness of the action
afterwards. Their input will assist decision
makers in providing a reasoned basis for
actions to be taken. Further information on
the importance and selection of stakeholders
can be found in the Framework for
Environmental Health Risk Management.
Decision makers can also benefit from the
use of working groups that provide expert
technical advice regarding the decisions that
need to be made during the long-term
recovery process. Further information on
how to incorporate the use of technical
working groups is provided later in this
appendix.
(a) The Stages of the Risk Management
Framework for Responding to RDD and IND
Incidents
The ‘‘Framework for Environmental Health
Risk Management’’ has six stages:
1. Define the problem and put it in context.
2. Analyze the risks associated with the
problem in context.
3. Examine options for addressing the
risks.
4. Make decisions about which options to
implement.
5. Take actions to implement the decisions.
6. Evaluate results of the actions taken.
Risk management decisions under this
framework should do the following:
• Clearly articulate all of the problems in
their public health and ecological contexts,
not just those associated with radiation.
• Emerge from a decision-making process
that elicits the views of those affected by the
decision.
• Be based on the best available scientific,
economic, and other technical evidence.
• Be implemented with stakeholder
support in a manner that is effective,
expeditious, and flexible.
• Be shown to have a significant impact on
the risks of concern.
• Be revised and changed when significant
new information becomes available.
• Account for their multi-source,
multimedia, multi-chemical, and multi-risk
contexts.
• Be feasible, with benefits reasonably
related to their costs.
• Give priority to preventing risks, not just
controlling them.
• Be sensitive to political, social, legal, and
cultural considerations.
(1) Define the Problems and Put Them in
Context
In the case of RDDs, the initial problem is
caused by the dispersal of radioactive
material. The incident may also result in the
release of other types of contaminants
(chemical or biological) or create other types
of public health hazards. Individuals exposed
may include emergency workers and
members of the public, and there may be
different associated assumptions; for
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example, how long the individuals will be
exposed in the future.
The potential for future radiation exposure
of the public from the site must be
considered within the context of the societal
objectives to be achieved, and must examine
cleanup options in the context of other risks
members of the community face. There may
also be broader public health or
environmental issues that local governments
and public health agencies have to confront
and consider.
The goals of the cleanup effort will extend
well beyond the reduction of potential
delayed radiation health effects, and may
include:
• Public health protection goals, including
mitigating acute hazards and long-term
chronic issues, and protecting children and
other sensitive populations.
• Social and economic goals, such as
minimizing disruption to communities and
businesses, maintaining property values, and
protecting historical or cultural landmarks or
resources.
• National security goals, such as
maintaining and normalizing use of critical
highways, airports, or seaports for mass
transit; maintaining energy production; and
providing for critical communications.
• Public welfare goals, including
maintaining hospital capacity, water
treatment works, and sewage systems for
protection of community health; assuring
adequate food, fuel, power, and other
essential resources; and providing for the
protection or recovery of personal property.
(2) Analyze the Risks
To make effective risk management
decisions, decision makers and other
stakeholders need to know what potential
harm a situation poses and how great the
likelihood is that people or the environment
will be harmed. The nature, extent, and focus
of a risk analysis should be guided by the risk
management goals. The results of a risk
analysis—along with information about
public values, statutory requirements, court
decisions, equity considerations, benefits,
and costs—are used to decide whether and
how to manage the risks.
Risk analyses can be controversial,
reflecting the important role that both science
and judgment play in drawing conclusions
about the likelihood of effects on public
health and the environment. It is important
that risk assessors respect both the scientific
foundation of risks and the procedures for
making inferences about risks in the absence
of adequate data. Risk assessors should
provide decision makers and other
stakeholders with plausible conclusions
about risk that can be made on the basis of
the available information. They should also
provide decision makers with evaluations of
the scientific support for their conclusions,
descriptions of major sources of uncertainty,
and alternative views.
Stakeholders’ perception of a risk can vary
substantially depending on such factors as
the extent to which the stakeholders are
directly affected, whether they have
voluntarily assumed the risk or had the risk
imposed on them, and the nature of their
connection with the cause of the risk. For
this reason, risk analyses should characterize
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the scientific aspects of a risk and note its
subjective, cultural, and comparative
dimensions. Stakeholders play an important
role in providing information that should be
used in risk analyses and in identifying
specific health and ecological concerns.
(3) Examine the Options
This stage of the risk management process
involves identifying potential cleanup
options and evaluating their effectiveness,
feasibility, costs, benefits, cultural or social
impacts, and unintended consequences. This
process can begin whenever appropriate,
after defining the problem and considering
the context. It does not have to wait until the
risk analysis is completed, although a risk
analysis often will provide important
information for identifying and evaluating
risk management options. In some cases,
examining risk management options may
help refine a risk analysis. Risk management
goals may be redefined after decision makers
and stakeholders gain some appreciation for
what is feasible, what the costs and benefits
are, and how the process of reducing
exposures and risks can improve human and
ecological health.
Once potential options have been
identified, the effectiveness, feasibility,
benefits, detriments, and costs of each option
must be assessed to provide input into
selecting the best option. Key questions
include determining (1) the expected benefits
and costs, (2) distribution of benefits and
costs across the impacted community, (3) the
feasibility of the option given the available
time, resources, and any legal, political,
statutory, and technology limitations, and (4)
whether the option increases certain risks
while reducing others. Other adverse
consequences may be cultural, political,
social, or economic. Adverse economic
consequences may include impacts on a
community, such as reduced property values
or loss of jobs, environmental justice issues,
and harming the social fabric of a town or
tribe by relocating the people away from an
area.
Many risk management options may be
unfeasible for social, political, cultural, legal,
or economic reasons—or because they do not
reduce risks to the extent necessary. For
example, removing all the soil from an entire
valley that is contaminated with radioactive
material may be infeasible. On the other
hand, the costs of cleaning up an elementary
school may be considered justified by their
benefits: Protecting children and returning to
daily activities and a sense of normalcy. Of
course, the feasibility and cost-effectiveness
of an option may change in the future.
(4) Make a Decision
A productive stakeholder involvement
process can generate important guidance for
decision makers. Thus, decisions may reflect
negotiation and compromise, as long as risk
management goals and intentions are met. In
some cases, win-win solutions that allow
stakeholders with divergent views to achieve
their primary goals are possible. Decision
makers should allow the opportunity for
public comment on proposed decisions.
Decision makers must weigh the value of
obtaining additional information against the
need for a decision, however uncertain the
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decision may be. Sometimes a decision must
be made primarily on a precautionary basis.
When sufficient information is available to
make a risk management decision, or when
additional information or analysis would not
contribute significantly to the quality of the
decision, the decision should not be
postponed.
(5) Take Action To Implement the Decision
When options have been evaluated and
decisions made, a plan for action should be
developed and implemented. The issuance of
protective action recommendations is the
responsibility of local officials to protect the
public and the environment during
emergencies: Long-term cleanup decisions
have the same basic risk management
framework, but entail substantially more
analysis and stakeholder involvement. When
government officials and stakeholders have
agreed on a strategy, cleanup activities
should commence. It may take considerable
time for these actions to be completed, and
additional decisions may often be necessary
as the actions proceed.
(6) Evaluate the Results
Decision makers and other stakeholders
must continue to review what risk
management actions have been implemented
and how effective these actions have been.
Evaluating effectiveness involves monitoring
and measuring, as well as comparing actual
benefits and costs to estimates made in the
decision-making stage. The effectiveness of
the process leading to implementation
should also be evaluated at this stage.
Evaluation provides important information
about the following: Whether the actions
were successful; whether they accomplished
what was intended; whether the predicted
benefits and costs were accurate; whether
any modifications are needed to the risk
management plan to improve success;
whether any critical information gaps
hindered success; whether any new
information has emerged which indicates
that a decision or stage of the framework
should be revisited; whether unintended
consequences have emerged; how
stakeholder involvement contributed to the
outcome; and what lessons can be learned to
guide future risk management decisions, or to
improve the decision-making process.
Evaluation is critical to accountability and
to ensure efficient use of valuable but limited
resources. Tools for evaluation include
environmental and health monitoring,
research, analyses of costs and benefits, and
discussions with stakeholders.
(b) Technical Advisory Committee
Making decisions on the appropriate
cleanup approaches and levels following an
RDD or IND incident will undoubtedly be a
challenging task for decision makers. As
already noted, the technical issues may be
complex. Many potentially competing factors
will need to be carefully weighed and
decision makers should expect public
anxiety in the face of a terrorist act involving
radioactive materials. Different regulatory
authorities and organizations historically
have taken different cleanup approaches for
radioactively contaminated industrial sites.
Given this context, decision makers will need
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to determine how best to obtain the necessary
technical input to support these decisions
and demonstrate to the public that the final
decisions are credible and sound.
There are a variety of ways to approach
this situation, and decision makers will need
to tailor the process to particular site
circumstances. This section describes one
approach that is available to decision makers,
which is based on the ‘‘ad hoc’’ mechanisms
used for coordinating interagency expertise
and assessing the effectiveness in general of
the cleanup in response to the 2001 anthrax
attacks in Washington, DC. For significant
decontamination efforts, the key decision
makers may choose to convene an
independent committee of technical experts
to conduct a deliberative and comprehensive
post-decontamination review. The committee
would evaluate the effectiveness of the
decontamination process and make
recommendations on whether the
decontaminated areas or items may be
reoccupied or reused. It is important to note
that although this review may enhance the
scientific credibility of the final outcome,
final cleanup decisions rest with decision
makers.
The committee may consist of experts from
Federal agencies, State and tribal public
health and environmental agencies,
universities and private industries, the local
health department, and possibly
representatives of local workers and the
community. To maximize objectivity, the
committee should be an independent group
that will provide input to the decision
makers, not be a part of the decision-making
team.
The scientific expertise in the committee
should reflect the needs of the decision
makers in all aspects of the decontamination
process (e.g., environmental sampling,
epidemiology, risk assessment, industrial
hygiene, statistics, health physics, and
engineering). Agencies on the committee may
also have representatives on the technical
working group, but in order to preserve the
objectivity of the committee, it is best to
designate different experts to serve on each
group. The chair and co-chair of the
committee should not be a part of the
decision-making group at the site.
The decision makers should develop a
charter for the committee that specifies the
tasks committee members are intended to
perform, the issues they are to consider, and
the process they will use in arriving at
conclusions and recommendations. The
charter should also specify whether the
individual members are expected to
represent the views of their respective
agencies, or just their own opinions as
independent scientific experts. Consensus
among committee members is desirable, but
may not be possible. If consensus cannot be
achieved, the charter should specify how
decision makers expect the full range of
opinions to be reflected in the final
committee report.
In general, the technical peer review
committee would evaluate pre- and postdecontamination sampling data, the
decontamination plan, and any other
information key to assessing the effectiveness
of the cleanup. Based on this evaluation, the
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committee would make recommendations to
the decision makers on whether cleanup has
reduced contamination to acceptable levels,
or whether further actions are needed before
re-occupancy.
Appendix 3—Federal Cleanup
Implementation
This appendix provides a federallyrecommended approach for environmental
cleanup after an RDD or IND incident to
accompany the risk management principles
outlined in Appendix 2. This approach
describes how State and local governments
may coordinate with Federal agencies, and
the public, consistent with the National
Response Framework (NRF). The approach
does not attempt to provide detailed
descriptions of State and local roles and
expertise. It is assumed those details will be
provided in State and local level planning
documents that address radiological/nuclear
terrorism incidents.
This site cleanup approach is intended to
function under the NRF with Federal
agencies performing work consistent with
their established roles, responsibilities, and
capabilities. Agencies should be tasked to
perform work under the appropriate
Emergency Support Function, as a primary or
support agency, as described in the NRF.
This plan is also designed to be compatible
with the Incident Command/Unified
Command (IC/UC) structure embodied in the
National Incident Management System
(NIMS).
The functional descriptions and processes
in this approach are provided to address the
specific needs and wide range of potential
impacts of an RDD or IND incident. During
the intermediate phase, site cleanup planners
should begin the process described below,
under the direction of the on-site IC/UC, and
in close coordination with Federal, State and
local officials. After early and intermediate
phase activities have come to conclusion and
only long-term cleanup activities are
ongoing, the IC/UC structure may continue to
support planning and decision-making for
the long-term cleanup. The IC/UC may make
personnel changes and structural adaptations
to suit the needs of a lengthy, multifaceted
and highly visible remediation process. For
example, a less formal and structured
command, more focused on technical
analysis and stakeholder involvement, may
be preferable for extended site cleanup than
what is required under emergency
circumstances.
Radiological and nuclear terrorism
incidents cover a broad range of potential
scenarios and impacts. This appendix
assumes that the Federal Government is a
primary funding agent for site cleanup. In
particular, the process described for the late
phase in section (d)(4) of this document
assumes an incident of relatively large size.
For smaller incidents, all of the elements in
this section may not be warranted. The
process should be tailored to the
circumstances of the particular incident.
Decision makers should recognize that for
some radiological/nuclear terrorist incidents,
states will take the primary leadership role
and contribute significant resources toward
cleanup of the site. This section does not
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address such a scenario, but states may
choose to use the process described here.
This implementation plan does not address
law enforcement coordination during
terrorism incident responses, including how
the FBI will manage on-scene activities
immediately following an act of terror.
Agencies’ roles and responsibilities will be
implemented according to the NRF and
supporting documents. Also, victim triage
and other medical response procedures are
beyond the scope of this Guidance. The plan
presented in this appendix is not intended to
impact site cleanups occurring under other
statutory authorities such as EPA’s
Superfund program, the NRC’s
decommissioning program, or Stateadministered cleanup programs.
Cleanup Activities Overview
As described earlier in the document,
radiological/nuclear emergency responses are
often divided roughly into three phases: (1)
The early phase, when the plume is active
and field data are lacking or not reliable; (2)
the intermediate phase, when the plume has
passed and field data are available for
assessment and analysis; and (3) the late
phase, when long-term issues are addressed,
such as cleanup of the site. For purposes of
this appendix, the response to a radiological
or nuclear terrorism incident is divided into
two separate, but interrelated and
overlapping, processes. The first is
comprised of the early and intermediate
phases of response, which consists of the
immediate and near-term on-scene actions of
State, local, and Federal emergency
responders under the IC/UC. On-scene
actions include incident stabilization,
lifesaving activities, dose reduction actions
for members of the public and emergency
responders, access control and security,
emergency decontamination of persons and
property, ‘‘hot spot’’ removal actions, and
resumption of basic infrastructure functions.
The second process pertains to
environmental cleanup, which is initiated
soon after the incident (during the
intermediate phase) and continues into the
late phase. The process starts with convening
stakeholders and technical subject matter
experts to begin identifying and evaluating
options for the cleanup of the site. The
environmental cleanup process overlaps the
intermediate phase activities described above
and should be coordinated with those
activities. This process is interrelated with
the ongoing intermediate phase activities,
and the intermediate phase protective actions
continue to apply through the late phase
until cleanup is complete.
Cleanup planning and discussions should
begin as soon as practicable after an incident
to allow for selection of key stakeholders and
subject matter experts, planning, analyses,
contractual processes, and cleanup activities.
States may choose to pre-select stakeholders
for major incident recovery coordination.
These activities should proceed in parallel
with ongoing intermediate phase activities,
and coordination between these activities
should be maintained. Preliminary
remediation activities during the
intermediate phase—such as emergency
removals, decontamination, resumption of
basic infrastructure function, and some
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return to normalcy in accordance with
intermediate phase PAGs—should not be
delayed for the final site remediation
decision.
A process for addressing environmental
contamination that applies an optimization
process for site cleanup is presented below.
As described in this document, optimization
is a flexible process in which numerous
factors are considered to achieve an end
result that considers local needs and desires,
health risks, costs, technical feasibility, and
other factors. The general process outlined
below provides decision makers with input
from both technical experts and stakeholder
representatives, and also provides an
opportunity for public comment. The extent
and complexity of the process for an actual
incident should be tailored to the needs of
the specific incident; for smaller incidents,
the workgroups discussed below may not be
necessary.
The goals of the process described below
are: (1) Transparency—the basis for cleanup
decisions should be available to stakeholder
representatives, and to the public at large; (2)
inclusiveness—representative stakeholders
should be involved in decision-making
activities; (3) effectiveness—technical subject
matter experts should analyze remediation
options, consider established dose and risk
benchmarks, and assess various technologies
in order to assist in identifying a final
solution that is optimal for the incident; and
(4) shared accountability—the final decision
to proceed will be made jointly by Federal,
State, and local officials.
Under the NRF, FEMA may issue mission
assignments to the involved Federal agencies,
as appropriate, to assist in response and
recovery. Additional funding may be
provided to State/local governments to
perform response/recovery activities through
other mechanisms. The components of the
process are as follows:
(a) General Management Structure
Planning for the long-term cleanup should
begin during the intermediate phase, and at
that time, a traditional NIMS response
structure should still be in place. However,
NIMS was developed specifically for
emergency management and may not be the
most efficient response structure for longterm cleanup. If the cleanup will extend for
years, the IC/UC may decide to transition at
some point to a different long-term project
management structure.
Under the NRF and NIMS, incidents are
managed at the lowest possible jurisdictional
level. In most cases, this will be at the level
of the Incident Command or Unified
Command (IC/UC). The IC/UC directs onscene tactical operations. Responding local,
State, and Federal agencies are represented in
the IC/UC and Incident Command Post in
accordance with NIMS principles regarding
jurisdictional authorities, functional
responsibilities, and resources provided. For
INDs, and large RDDs, multiple Incident
Command Posts (ICPs) may be established to
manage the incident with an Area Command
or Unified Area Command supporting the
ICPs and prioritizing resources and activities
among them. If the RDD/IND incident
happens on a Federal facility or involves
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45043
Federal materials, the representatives in the
UC may change appropriately and the
response will be conducted according to the
applicable Federal procedures.
Issues that cannot be resolved at the IC/UC
or Unified Area Command level may be
raised with the JFO and JFO Unified
Coordination Group for resolution. The JFO
coordinates and prioritizes Federal resources,
and when applicable, issues mission
assignments to Federal agencies under the
Stafford Act. Issues that cannot be resolved
at the JFO level may be raised to the DHS
NOC, senior-level interagency management
groups, and the White House Homeland
Security Council.
Day-to-day tactical management, planning,
and operations for the RDD/IND cleanup
process will be managed at the IC/UC level,
but for large-scale cleanups, it is expected
that the JFO Unified Coordination Group will
review proposed cleanup plans and provide
strategic and policy direction. The agency(s)
with primary responsibility for site cleanup
should be represented in the JFO Unified
Coordination Group. The IC/UC will need to
establish appropriate briefing venues as the
cleanup process proceeds, including the
affected mayor(s) and Governor(s).
The discussion below assumes a traditional
NIMS IC/UC structure; if the IC/UC
transitions later to a different management
structure for a longer-term cleanup, the IC/
UC would need to determine the appropriate
way to incorporate the workgroups described
below into that structure.
Appendix 2 presented the general steps in
the cleanup process: Analyze the risks,
examine the options, make and implement a
decision, evaluate the results. This process
will be managed by the IC/UC, who
ultimately determines the structure and
organization of the Incident Command Post,
but the discussion below provides one
recommended approach for managing the
cleanup process within a NIMS ICS response
structure. The Incident Command Post
Planning Section has the lead for response
planning activities, working in conjunction
with other sections, and would have the lead
for development of the optimization analysis,
working closely with the Operations Section.
The NIMS describes the units that make up
the Planning Section, and allows for
additional units to be added depending on
site-specific needs. NIMS states that for
incidents involving the need to coordinate
and manage large amounts of environmental
sampling and analytical data from multiple
sources, an Environmental Unit may be
established within the Planning Section to
facilitate interagency environmental data
management, monitoring, sampling, analysis,
assessment, and site cleanup and waste
disposal planning. RDD/IND incidents would
involve the collection of not only large
amounts of radiological data, but also data
related to other environmental and health
and safety hazards, and would therefore
likely warrant the establishment of an
Environmental Unit in the Planning Section.
Planning for FRMAC radiological sampling
and monitoring activities will be integrated
into the Planning Section, and coordinated
with other Situation and Environmental Unit
data management activities.
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The IC/UC would assign the responsibility
for coordinating and development of the
optimization analysis to a specific unit. For
incidents in which the contaminated area is
small and the analysis is straightforward, the
IC/UC may choose to assign such
responsibilities to the Environmental Unit.
On the other hand, for large incidents
requiring more complicated tradeoffs or the
evaluation of cleanup goals with broad
implications, the IC/UC may choose to
establish a separate unit in the Planning
Section (for example, a Cleanup Planning
Unit) to coordinate the development of the
optimization analysis. The IC/UC may then
convene a technical working group and a
stakeholder working group, managed by the
Environmental or Cleanup Planning Unit, to
analyze cleanup options and develop
recommendations. The Environmental or
Cleanup Planning Unit would coordinate
working group processes and interactions
and report the results of the optimization
analysis and workgroup efforts to the IC/UC
through the Planning Section Chief.
The development and completion of the
optimization analysis is expected to be an
iterative process, and for large incidents, the
cleanup will likely proceed in phases, most
likely from the ‘‘outside in’’ toward the most
contaminated areas. The extent of the
analysis and process used to develop it
would be tailored to the needs of the specific
incident, but the following working groups
may be convened by the IC/UC to assist
decision makers in the optimization process,
particularly for large or complex cleanups.
(1) Technical Working Group
A technical working group should be
convened as soon as practicable, normally
within days or weeks of the incident. The
technical working group would be managed
by the Planning Section Unit that is assigned
responsibility for the optimization analysis.
The technical working group may or may not
be physically located at the ICP. The group
may review data and documents, provide
input electronically, and meet with incident
management officials. The group may also be
asked to participate in meetings with the JFO
Unified Coordination Group if needed.
Function: The technical working group
provides multi-agency, multi-disciplinary
expert input on the optimization analysis,
including advice on technical issues, analysis
of relevant regulatory requirements and
guidelines, risk analyses, and development of
cleanup options. The technical working
group would provide expert technical input
to the IC/UC; it would not be a decisionmaking body.
Makeup: The technical working group
should include selected Federal, State, local,
and private sector subject matter experts in
such fields as environmental fate and
transport modeling, risk analysis, technical
remediation options analysis, cost, risk and
benefit analysis, health physics/radiation
protection, construction remediation
practices, and relevant regulatory
requirements. The exact selection and
balance of subject matter experts is incidentspecific. The Advisory Team for the
Environment, Food, and Health is comprised
of Federal radiological experts in various
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fields who may warrant representation on the
technical working group.
(2) Stakeholder Working Group
The stakeholder working group should be
convened as soon as practicable, normally
within days or weeks of the incident. The
stakeholder working group would be
managed by the Planning Section Unit that
is assigned responsibility for the
optimization analysis. The IC/UC may direct
the Public Information Officer (who would
coordinate with the JIC) to work with the
group, including establishing a process for
the group to report out its recommendations.
How and where the stakeholder working
group would meet to review information and
provide its input would need to be
determined in conjunction with the group
members. The stakeholder working group
may also be asked to participate in meetings
with the JFO Unified Coordination Group if
needed.
Makeup: The stakeholder working group
should include selected Federal, State, and
local representatives; local non-governmental
representatives; and local/regional business
stakeholders. The exact selection and balance
of stakeholders is incident specific.
Function: The function of the stakeholder
working group is to provide input to the IC/
UC concerning local needs and desires for
site recovery, proposed cleanup options, and
other recommendations. The group should
present local goals for the use of the site,
prioritizing current and future potential land
uses and functions, such as utilities and
infrastructure, light industrial, downtown
business, and residential land uses. The
stakeholder working group would not be a
decision-making body.
(b) Activities
(1) Optimization and Recommendations
The IC/UC directs the management of the
optimization analysis through the Planning
Section. Technical and stakeholder working
groups assist in performing analyses and
developing cleanup options and provide
input to the IC/UC, and may be asked to
participate in meetings with the JFO Unified
Coordination Group if needed. The IC/UC
reviews the options described in the
optimization analysis and selects a proposed
approach for site cleanup, in close
coordination with Federal, State and local
officials. Again, depending on the incident
size, it may be necessary to conduct the
cleanup in phases. Thus, decisions on
cleanup approaches may also be made in
phases. As appropriate for the magnitude of
the cleanup task, the IC/UC would brief
relevant Federal, State, and local government
officials on proposed cleanup plans for
approval. This may involve the office of the
affected mayor and Governor. At the Federal
level, it may involve the JFO Unified
Coordination Group and higher-level
officials.
(2) Public Review of Decision
The IC/UC should work with the POI and
JIC to publish a summary of the process, the
options analyzed, and the recommendations
for public comments. Public meetings should
also be convened at appropriate times. Public
comments should be considered and
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incorporated as appropriate. A reconvening
of the stakeholder and/or technical working
groups may be useful for resolving some
issues.
(3) Execute Cleanup
Cleanup activities should commence as
quickly as practicable, and allow for
incremental reoccupation of areas as cleanup
proceeds. For significant decontamination
efforts, the IC/UC may choose to employ a
technical peer review advisory committee to
conduct a review of the effectiveness of the
cleanup. The technical peer review advisory
committee is discussed in more detail in
Appendix 2.
Appendix 4—Operational Guidelines
for Implementation of Protective Action
Guides and Other Activities in RDD or
IND Incidents
During all phases of an incident, many
decisions will need to be made at the fieldlevel, such as making protective action
decisions, opening critical infrastructure,
limited re-entry of citizens to homes or
businesses, release of personal property, and
others. This appendix presents operational
guidelines being developed to assist decision
makers and emergency responders in
implementing protective actions and making
other on-site decisions.7 Operational
guidelines are levels of radiation or
concentrations of radionuclides that can be
accurately measured by radiation detection
and monitoring equipment that can then be
compared to PAGs, or field-level radiation
dose decision points (such as for the release
of personal property) to quickly determine
what action should be taken. In most
situations, the operational guidelines will be
given in terms of external gamma rates or
media-specific (e.g., surfaces, soil, or water)
radionuclide concentration units. Both
external and internal exposure potential were
considered in the development of the
operational guidelines.
This appendix discusses the operational
guidelines qualitatively and does not provide
actual numeric values. The operational
guidelines are being developed to provide
reasonable assurance that field-level
radiation dose decision points and the PAGs
recommended in this document can be met
under different circumstances. The
operational guidelines also address, to some
extent, the impact of protective actions, such
as controlling wash water after rinsing
vehicles to remove contamination. Actual
conditions may warrant development of
incident-specific guidelines. To support this
need, the RESRAD–RDD 8 software tool was
developed to allow for easy and timely
calculation of site-specific operational
7 For purposes of this appendix, ‘‘relocation area’’
refers to an area that local officials have determined
is not safe for prolonged occupation by the public,
based on the intermediate phase PAGs, and have
recommended that the public be relocated.
8 RESRAD–RDD is a computer modeling tool
developed by the U.S. Department of Energy for
calculating radiation concentrations on different
media, and doses and dose rates following an RDD
incident.
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guidelines that can be tailored to the specific
emergency and the required response.
The operational guidelines are organized
into seven groups that are generally
categorized by the phase of emergency
response in which they would be
implemented or used for planning purposes.
Individual groups are further categorized into
subgroups as appropriate. Table 3
summarizes operational guideline groups and
subgroups. A summary description of these
groups and subgroups is provided below.
Detailed descriptions of the operational
guidelines, to include their technical
45045
derivation, intended application, and tools to
assist in their application, are provided in the
Preliminary Report on Operational
Guidelines Developed for Use in Emergency
Preparedness and Response to a Radiological
Dispersal Device Incidents (DOE/HS–0001,
available at https://www.ogcms.energy.gov).
TABLE 3—OPERATIONAL GUIDELINES: GROUPS AND SUBGROUPS
Groups
Subgroups
A. Access control during emergency response operations ..............................................................
B. Early-phase protective action .......................................................................................................
C. Relocation from different areas and critical infrastructure utilization in relocation areas ............
D. Temporary access to relocation areas for essential activities .....................................................
E. Transportation and access routes ................................................................................................
F. Release of property from radiologically controlled areas .............................................................
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G. Food consumption ........................................................................................................................
(a) Group A: Access Control During
Emergency Response Operations
These operational guidelines are designed
to assist responders in decision making for
worker health and safety in the early to
intermediate phases of response when the
situation has not been fully stabilized or
characterized. They are designed to guide
responders in establishing radiological
control zones or boundaries for the areas
directly impacted by the RDD or IND
incident where first responders and
emergency response personnel are working.
They are not intended to restrict emergency
worker access, but rather to inform workers
of potential radiological hazards that exist in
the area and to provide tools to those
responsible for radiation protection during
response activities. These operational
guidelines may be used to restrict the access
of nonessential personnel and members of
the public to specific areas. Examples of
operational guidelines developed in this
group include life- and property-saving
measures and emergency worker zone
demarcation.
Group A operational guidelines are
expressed as a series of reference ‘‘stay time’’
tables for responders who may have only
limited health physics information and
personal protective equipment at the time of
the response. For example, the health physics
information available to them could include
or be limited to measurements of the external
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exposure rate, gross alpha surface
contamination, beta/gamma surface
contamination, and/or air concentration.
Radionuclide-specific correction factors as
well as radionuclide-specific and respiratory
protection-specific tables are also provided.
Stay times are provided for a range of doses
(i.e., 0.1 rem (.001 Sv), 0.5 rem (.005 Sv), 1
rem (.01 Sv), 2 rem (.02 Sv), 5 rem (.05 Sv),
10 rem (.10 Sv), 25 rem (.25 Sv), 100 rem (1
Sv), many of which correspond to guidelines
used for workers and the public).
(b) Group B: Early-Phase Protective Action
(Evacuation or Sheltering)
Group B operational guidelines are
designed to help decision makers make
timely protective action decisions, such as
whether to evacuate or shelter the general
public in the early phase. These operational
guidelines are similar to values presented in
the FRMAC Assessment Manual for
evacuation and sheltering. Group B
operational guidelines are typically
expressed as limiting concentrations of
radioactivity in surface soil.
(c) Group C: Relocation and Critical
Infrastructure Utilization in Affected Areas
These operational guidelines are intended
for early-to intermediate-phase protective
actions. They are designed for use in
deciding whether to relocate the public from
affected areas for a protracted period of time.
Screening values are provided to delineate
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1.
2.
1.
2.
1.
2.
3.
Life and property-saving measures.
Emergency worker demarcation.
Evacuation.
Sheltering.
Residential areas.
Commercial and industrial areas.
Other areas, such as parks and monuments.
4. Hospitals and other health care facilities.
5. Critical transport facilities.
6. Water and sewer facilities.
7. Power and fuel facilities.
1. Worker access to businesses for essential
actions.
2. Public access to residences for retrieval of
property, pets, records.
1. Bridges.
2. Streets and thoroughfares.
3. Sidewalks and walkways.
1. Personal property, except wastes.
2. Waste.
3. Hazardous waste.
4. Real property, such as lands and buildings.
1. Early-phase food guidelines.
2. Early-phase soil guidelines.
3. Intermediate-phase soil guidelines.
4. Intermediate- to late-phase soil guidelines.
areas that exceed the relocation PAGs. These
areas include residential areas, commercial/
industrial areas, and other areas such as
parks, cemeteries, and monuments. Group C
operational guidelines also assist in efforts to
ensure that facilities critical to the public
welfare can continue to operate, if needed.
These facilities include hospitals, airports,
railroads and ports, water and sewer
facilities, and power and fuel facilities. These
operational guidelines are typically
expressed as soil, building, or street-surface
contamination concentrations (e.g., pCi/m2).
(d) Group D: Temporary Access to Relocation
Areas for Essential Activities
Group D operational guidelines pertain to
intermediate phase protective actions. They
are designed to assist in determining
constraints necessary to allow for temporary
access to restricted (relocation) areas. For
example, the public, or owners/employees of
businesses, may need temporary access to
residences, or commercial, agricultural, or
industrial facilities in order to retrieve
essential records, conduct maintenance to
protect facilities, prevent environmental
damage, attend to animals, or retrieve pets.
These operational guidelines describe the
level and timeframes at which these actions
can be taken without supervision or
radiological protections. The public or
employees may occasionally (e.g., a few days
per month) access areas that do not exceed
these guidelines. Temporary access to
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relocation areas that exceed these levels
should be permitted only under the
supervision, or with the permission of,
radiation protection personnel. The
guidelines are typically expressed in terms of
stay-times during which the public or
employees may access the areas without
receiving a predetermined dose.
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(e) Group E: Transportation and Access
Routes
These operational guidelines apply to
intermediate phase actions. They are
designed to assist in determining whether
transportation routes (e.g., bridges, highways,
streets) or access ways (e.g., sidewalks and
walkways) may be accessed by the public for
general, limited, or restricted use. The
relocation PAGs serve as the basis for these
operational guidelines. For example,
operational guidelines may be defined for
industrial or commercial use of various
roads, bridges, or access ways. These may be
necessary to allow for access between nonrelocation areas via a highway that passes
through a relocation area or for access to
recovery areas in the immediate area of an
incident. These operational guidelines
assume regular or periodic use and are not
appropriate for one-time events, such as
evacuation or relocation actions. They are
typically expressed as surface contamination
concentrations (e.g., pCi/m2).
(f) Group F: Release of Property From
Radiologically Controlled Areas
Group F operational guidelines are
intended for intermediate to long-term
recovery-phase protective actions. During
response and recovery operations, property
and wastes must be cleared from
radiologically controlled areas (relocation
areas). Property includes personal property,
debris and non-radiological wastes,
hazardous waste, and real property (e.g.,
buildings and lands). These operational
guidelines support such actions. Because
subsequent retrieval of cleared, or released,
properties will be difficult, these levels
should be consistent with late-phase cleanup
goals wherever practicable. For this reason,
they should not be applied to property that
will continue to be used within controlled
areas. These operational guidelines should
also be used for screening property that was
located outside the controlled area for
possible contamination. In general, the
operational guidelines in this group provide
reasonable assurance that the cleared
property is acceptable for long-term,
unrestricted use (or appropriate disposition,
in the case of wastes) without further
radiological reassessment or control.
For personal property such as vehicles and
equipment, the operational guideline values
were derived using the ANSI N13.12
standard clearance screening levels.9 These
draft operational guidelines are available for
review and use as appropriate at https://
www.ogcms.energy.gov. The guidelines
9 The American National Standards Institute
(ANSI) produces consensus based national
standards. ANSI standard N13.12, Surface and
Volume Radioactivity Standards for Clearance, can
be found at https://hps.org/hpssc/
N13_12_1999.html.
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establish three property categories: at greater
than 200 times ANSI N13.12 screening levels,
monitored remediation or control is
recommended; at levels between 10 and 200
times the levels, self-remediation
(conventional washing) of the property is
recommended as soon as practical; and
below the self-remediation levels, no control
or protective action is necessary.
Operational guidelines for real property
(buildings and lands) are designed to assist
on-scene decision-making, and in
development of the cleanup options
described in section (d)(4), Late Phase
Guidance, of this document. Section (d)(4) on
long-term cleanup incorporates the principle
of site-specific optimization, and highlights
stakeholder involvement and shared
accountability. The guidelines for real
property are unique in that there is no one
specific, predefined numeric criterion (i.e.,
expressed in terms of concentration, dose, or
risk) on which to base decisions. These
guidelines are intended to be utilized in the
optimization process, which will likely
consider the magnitude and extent of the
contamination and the radionuclide(s)
involved, the proposed long-term land and
building use in the affected areas, the need
for expedited recovery, public welfare issues,
the cost impacts for each proposed cleanup
option, the ecological considerations, and
other factors. Real property operational
guidelines are provided as reference values
(e.g., soil and building-surface concentrations
or risks) that can be used as a starting point
for evaluating options and impacts relative to
a range of dose or risk-based benchmarks
(e.g., 500, 100, 25, or 4 millirem per year;
lifetime risk ranges, and others) that could be
considered as part of cleanup options
analysis. Thus, they are not regulatory dose
limits or criteria, but serve as concentration
values that provide support to the
optimization analyses.
(g) Group G: Food Consumption
Group G operational guidelines apply to
early through long-term recovery phase
protective actions, as needed. They are
designed to aid in decision making about the
need for placing restrictions on consumption
of contaminated foods or on agricultural
products during and following an RDD or
IND incident. Four subgroups were
developed (Subgroups G.1–G.4; see Table
4A), which are intended for use in
conjunction with the operational guidelines
in other groups. Subgroup G.1 guidelines
pertain to food consumption in the early
response phase immediately after an
incident. These guidelines can be used to
screen against measured concentrations taken
from previously harvested food or from
animal products exposed during the incident.
Subgroup G.1 guidelines also can be used to
determine the need for a food embargo, or
restrictions on consumption of contaminated
foods. Subgroup G.2 guidelines, soil
guidelines, also apply to the early phase of
response, but they are intended for use in
evaluating crops or animal products exposed
during the RDD incident (e.g., after the plume
has passed). They serve as a comparison with
measured concentrations taken from surface
soil in which plant foods and fodder had
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Fmt 4703
Sfmt 4703
been growing during the incident. Subgroups
G.3 and G.4 are intended for use of soil in
the intermediate to long-term recovery
phases and can be used for placing land use
restrictions on agricultural activities after an
RDD incident. They can be used to determine
if crops can be grown on residually
contaminated soil to produce a harvest that
would be acceptable for public consumption.
(h) Derivation of Operational Guidelines
Operational guidelines for each group are
being derived through a systematic approach
in which, (1) applicable release/exposure
scenarios for each group were defined, (2)
appropriate human receptors for each
scenario were identified, and (3) the receptor
doses from applicable exposure pathways
were estimated. Operational guidelines
(Groups A–G; see Table 4A), which
correspond to specific PAGs, were derived
for 11 potential RDD radionuclides:10 Am241, Cf-252, Cm-244, Co-60, Cs-137, Ir-192,
Po-210, Pu-238, Pu-239, Ra-226, and Sr-90.
The concepts and overarching methodology
used to derive operational guidelines for
RDD-related radionuclides could also be
generally applied, with modifications, to
radionuclides associated with an IND.
Additional RDD or IND incident scenarios
were analyzed to support the derivation of
the operational guideline groups and
subgroups described above. Two of these
additional scenarios involve the use of water
to flush streets and clean vehicles.
Accordingly, operational guidelines for street
flushing and cleaning contaminated vehicles
are also provided. The operational guidelines
will be submitted in the Federal Register for
comment prior to finalization.
Appendix 5—References and Resources
‘‘Access to Employee and Medical Records.’’
Occupational Safety and Heath Standards.
29 CFR part 1910.1020.
‘‘Accidental Radioactive Contamination of
Human Food and Animal Feeds:
Recommendations for State and Local
Agencies’’, U.S. Department of Health and
Human Services, Food and Drug
Administration, August 13, 1998.
‘‘Developing Radiation Emergency Plans for
Academic, Medical or Industrial
Facilities.’’ National Council on Radiation
Protection and Measurement (NCRP).
NCRP Report No. 111 (1991).
‘‘Framework for Environmental Health Risk
Management.’’ Commission on Risk
Assessment and Risk Management (1997).
‘‘FRMAC Radiological Emergency Response
Health and Safety Manual’’ (May 2001),
see, https://www.nv.doe.gov/
nationalsecurity/homelandsecurity/frmac/
default.htm.
‘‘Guidance: Potassium Iodide as a Thyroid
Blocking Agent in Radiation Emergencies.’’
Food and Drug Administration, 66 FR
64046, Dec. 11, 2001.
‘‘Hazardous Waste Operations and
Emergency Response.’’ Occupational
10 These radionuclides were determined by a joint
DOE and NRC study to be the most likely sources
available for potential terrorist use in an RDD
(Interagency Working Group on Radiological
Dispersal Devices, May 2003) (DOE/NRC 2003).
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Safety and Health Standards. 29 CFR part
1910.120.
‘‘Health Effects Summary Tables,’’
Environmental Protection Agency, https://
www.epa.gov/radiation/heast/.
‘‘Health Risks from Exposure to Low Levels
of Ionizing Radiation: BEIR VII Phase 2.’’
National Research Council of The National
Academies (2006).
‘‘Ionizing Radiation.’’ Occupational Safety
and Health Standards. 29 CFR part
1910.1096.
‘‘Key Elements of Preparing Emergency
Responders for Nuclear and Radiological
Terrorism.’’ National Council on Radiation
Protection and Measurements (NCRP).
NCRP Commentary No. 19 (2005).
‘‘Management of Equipment Contaminated
with Depleted Uranium or Radioactive
Commodities.’’ Army Regulation 700–48
(2002).
‘‘Management Of Terrorist Events Involving
Radioactive Material.’’ National Council on
Radiation Protection and Measurements
(NCRP). NCRP Report No. 138 (2001).
‘‘Manual of Protective Action Guides and
Protective Actions for Nuclear Incidents’’
(1992 EPA PAG Manual). EPA 400–R–92–
001 (1992).
National Response Framework, U.S.
Department of Homeland Security (2008).
National Incident Management System, U.S.
Department of Homeland Security (2007).
‘‘National Oil and Hazardous Substances
Pollution Contingency Plan.’’ 40 CFR part
300.
‘‘Occupational Radiation Protection.’’
Department of Energy. 10 CFR part 835.
‘‘Preliminary Report on Operational
Guidelines Developed for Use in
Emergency Preparedness and Response to
a Radiological Dispersal Device Incident.’’
DOE/HS–0001. https://
www.ogcms.energy.gov.
‘‘Protective Action Guides for Radiological
Dispersal Device (RDD) and Improvised
Nuclear Device (IND) Incidents; Notice.’’
71 FR 174, Jan. 3, 2006.
‘‘Radiation Protection Guidance to Federal
Agencies for Occupational Exposure.’’
Presidential Directive. 52 FR 2822, Jan. 27,
1987.
‘‘Radiological Dispersal Devices: An Initial
Study to Identify Radioactive Materials of
Greatest Concern and Approaches to their
Tracking, Tagging, and Disposition.’’ DOE/
NRC Interagency Working Group on
Radiological Dispersal Devices, Report to
the NRC and the Secretary of Energy
(2003).
‘‘Reporting and Recording Occupational
Injuries and Illnesses.’’ U.S. Department of
Energy Occupational Safety and Health
Standards. 29 CFR part 1904.
‘‘Risks from Low-Level Environmental
Exposure to Radionuclides,’’ Federal
Guidance Report 13, Environmental
Protection Agency, January 1998, EPA
402–R–97–014.
‘‘Standards for Cleanup Of Land and
Buildings Contaminated with Residual
Radioactive Materials from Inactive
Uranium Processing Sites.’’ Health and
Environmental Protection Standards for
Uranium and Thorium Mill Tailings. 40
CFR part 192.10–12.
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‘‘Standards for Protection Against
Radiation.’’ Nuclear Regulatory
Commission. 10 CFR part 20.
‘‘Surface and Volume Radioactivity
Standards for Clearance.’’ American
National Standards Institute (ANSI),
N13.12 (1999).
Appendix 6—Acronyms/Glossary
AMS Aerial Measuring System—A DOE
technical asset consisting of both fixed
wing and helicopter systems for measuring
radiation on the ground; a deployable asset
of the NIRT.
ALARA As low as reasonably achievable—
A process to control or manage radiation
exposure to individuals and releases of
radioactive material to the environment so
that doses are as low as social, technical,
economic, practical, and public welfare
considerations permit.
ANSI American National Standards
Institute.
ARS Acute Radiation Syndrome.
CERCLA Comprehensive Environmental
Response, Compensation, and Liability
Act, commonly known as Superfund. This
legislation was enacted by Congress in
1980 to protect households and
communities from abandoned toxic waste
sites.
CFR Code of Federal Regulations.
CMS Consequence Management Site
Restoration, Cleanup and Decontamination
Subgroup.
DEST Domestic Emergency Support
Team—A technical advisory team designed
to pre-deploy and assist the FBI Special
Agent in Charge. The DEST may deploy
after an incident to assist the FBI.
DHS U.S. Department of Homeland
Security.
DIL Derived Intervention Level—The
concentration of a radionuclide in food
expressed in Becquerel/kg which, if
present throughout the relevant period of
time (with no intervention), could lead to
an individual receiving a radiation dose
equal to the PAG.
DOD U.S. Department of Defense.
DOE U.S. Department of Energy.
DRL Derived Response Level—A level of
radioactivity in an environmental medium
that would be expected to produce a dose
equal to its corresponding PAG.
EMP Electromagnetic Pulse—
Electromagnetic radiation from a nuclear
explosion.
EMS Emergency Medical Service.
EOC Emergency Operations Center—A
response entity’s central command and
control center for carrying out emergency
management functions.
EPA U.S. Environmental Protection
Agency.
ESF Emergency Support Function—The
ESFs provide the structure for coordinating
Federal interagency support for domestic
incident response.
FBI Federal Bureau of Investigation, U.S.
Department of Justice.
FCO Federal Coordinating Officer—
Appointed by the Director of the Federal
Emergency Management Agency, on behalf
of the President, to coordinate federal
assistance to a state affected by a disaster
or emergency.
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45047
FDA Food and Drug Administration, U.S.
Department of Health and Human Services.
FRMAC Federal Radiological Monitoring
and Assessment Center—A coordinating
center for Federal, State, and local field
personnel performing radiological
monitoring and assessment—specifically,
providing data collection, data analysis
and interpretation, and finished products
to decision makers. The FRMAC is a
deployable asset of the NIRT administered
by DOE. For more information, see https://
www.nv.doe.gov/nationalsecurity/
homelandsecurity/frmac/default.htm.
FRN Federal Register Notice.
Gy One gray is equal to an absorbed dose
(mean energy imparted to a unit of matter
mass) of 1 joule/kilogram. 1 gray (Gy) =
10,000 erg/g = 100 rad.
HHS U.S. Department of Health and Human
Services.
HAZWOPER Hazardous Waste Operations
and Emergency Response Standard (29
CFR 1910.120).
HSPD Homeland Security Presidential
Directive—Executive Order issued to the
Federal agencies by the President on
matters pertaining to Homeland Security.
IC/UC Incident Command/Unified
Command—A system to integrate various
necessary functions to respond to
emergencies. The system is widely used by
local responders. Under Unified
Command, multiple jurisdictional
authorities are integrated.
ICP Incident Command Post—The field
location where the primary functions are
performed. The ICP may be co-located with
the incident base or other incident
facilities.
ICRP International Commission on
Radiological Protection.
ICS Incident Command System—A
standardized, on-scene, all-hazard incident
management concept. ICS is based upon a
flexible, scalable response organization
providing a common framework within
which people can work together
effectively.
IND Improvised Nuclear Device—An illicit
nuclear weapon that is bought, stolen, or
otherwise obtained from a nuclear State, or
a weapon fabricated by a terrorist group
from illegally obtained fissile nuclear
weapons material and produces a nuclear
explosion.
JFO Joint Field Office—The operations of
the various Federal entities participating in
a response at the local level should be
collocated in a Joint Field Office whenever
possible, to improve the efficiency and
effectiveness of Federal incident
management activities.
JFO Unified Coordination Group JFO
structure is organized, staffed and managed
in a manner consistent with NIMS
principles and is led by the Unified
Coordination Group. Personnel from
Federal and State departments and
agencies, other jurisdictional entities and
private sector businesses and NGOs may be
requested to staff various levels of the JFO,
depending on the requirements of the
incident.
JIC Joint Information Center—A focal point
for the coordination and provision of
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Federal Register / Vol. 73, No. 149 / Friday, August 1, 2008 / Notices
information to the public and media
concerning the Federal response to the
emergency.
JOC Joint Operations Center—The focal
point for management and coordination of
local, State and Federal investigative/law
enforcement activities.
KI Potassium Iodide.
LNT or LNT model—Linear no-threshold
dose-response for which any dose greater
than zero has a positive probability of
producing an effect (e.g. , mutation or
cancer). The probability is calculated either
from the slope of a linear (L) model or from
the limiting slope, as the dose approaches
zero, of a linear-quadratic (LQ) model.
MERRT Medical Emergency Radiological
Response Team—Provides direct patient
treatment, assists and trains local health
care providers in managing, handling, and
treatment of radiation exposed and
contaminated casualties, assesses the
impact on human health, and provides
consultation and technical advice to local,
State, and Federal authorities.
NCP National Oil and Hazardous
Substances Pollution Contingency Plan (40
CFR part 300)—The Plan provides the
organizational structure and procedures for
preparing for and responding to discharges
of oil and releases of hazardous substances,
pollutants, and contaminants.
NCRP National Council on Radiation
Protection and Measurements.
NIEHS National Institute for Environmental
Health Sciences.
NIMS National Incident Management
System—The Homeland Security Act of
2002 and HPSD–5 directed the DHS to
develop NIMS. The purpose of the NIMS
is to provide a consistent nationwide
approach for Federal, State, and local
governments to work effectively and
efficiently together to prepare for, respond
to, and recover from domestic incidents.
NIRT Nuclear Incident Response Team—
Created by the Homeland Security Act of
2002, the NIRT consists of radiological
emergency response assets of the DOE and
the EPA. When called upon by the
Secretary for Homeland Security for actual
or threatened radiological incidents, these
assets come under the ‘‘authority,
direction, and control’’ of the Secretary.
NOC National Operations Center.
NPP Nuclear Power Plant.
NRC U.S. Nuclear Regulatory Commission.
NRF National Response Framework—The
successor to the National Response Plan.
The Framework presents the doctrine,
principles, and architecture by which our
nation prepares for and responds to allhazard disasters across all levels of
government and all sectors of
communities.
OSHA Occupational Safety and Health
Administration, U.S. Department of Labor.
PAG Protective Action Guide—The
projected dose to a reference individual,
from an accidental or deliberate release of
radioactive material at which a specific
protective action to reduce or avoid that
dose is recommended.
PFO Principal Federal Official—The PFO
will act as the Secretary of Homeland
Security’s local representative, and will
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oversee and coordinate Federal activities
for the incident.
PIO Public Information Officer—The PIO
acts as the communications coordinator or
spokesperson within the Incident
Command System.
PPE Personal protective equipment.
R Roentgen—Measure of exposure in air.
Rad Radiation absorbed dose. One rad is
equal to an absorbed dose of 100 erg/gram
or 0.01 joule/kilogram. 1 rad = 0.01 gray
(Gy).
RAP Radiological Assistance Program—A
DOE emergency response asset that can
rapid deploy at the request of State or local
governments for technical assistance in
radiological incidents. RAP teams are a
deployable asset of the NIRT.
RDD Radiological Dispersal Device—Any
device that causes the purposeful
dissemination of radioactive material,
across an area with the intent to cause
harm, without a nuclear detonation
occurring.
REAC/TS Radiation Emergency Assistance
Center/Training Site—A DOE asset located
in Oak Ridge, TN, with technical expertise
in medical and health assessment
concerning internal and external exposure
to radioactive materials. REAC/TS is a
deployable asset of the NIRT.
Rem Roentgen Equivalent Man; the
conventional unit of radiation dose
equivalent. 1 rem = 0.01 sievert (Sv).
REMM Radiation Event Medical
Management—A Web-based algorithm
providing just-in-time information for
medical responders. It is also useful for
education and training. Developed by the
Office of Assistant Secretary for
Preparedness and Response and the
National Library of Medicine. Available at
https://www.remm.nlm.gov.
RERT Radiological Emergency Response
Team—An EPA team trained to do
environmental sampling and analysis of
radionuclides. RERT provides assistance
during responses and takes over operation
of the FRMAC from DOE at a point in time
after the emergency phase. RERT is a
deployable asset of the NIRT.
Shelter-in-Place The use of a structure for
radiation protection from an airborne
plume and/or deposited radioactive
materials.
SI International System of Units.
Stakeholder A stakeholder is anybody with
an interest (a ‘stake’) in a problem and its
solution. The involvement of stakeholders
(i.e., parties who have interests in and
concern about a situation) is seen as an
important input to the optimization
process. It is a proven means to achieve
incorporation of values into the decisionmaking process, improvement of the
substantive quality of decisions, resolution
of conflicts among competing interests,
building of shared understanding with
both workers and the public, and building
of trust in institutions. Furthermore,
involving all concerned parties reinforces
the safety culture, and introduces the
necessary flexibility in the management of
the radiological risk that is necessary to
achieve more effective and sustainable
decisions.
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Sv Sievert; the SI unit of radiation dose
equivalent. 1 Sv = 100 rem.
TEDE Total effective dose equivalent—The
sum of the effective dose equivalent from
external radiation exposure and the
committed effective dose equivalent from
internal exposure.
Dated: July 18, 2008.
Michael Chertoff,
Secretary, U.S. Department of Homeland
Security.
[FR Doc. E8–17645 Filed 7–31–08; 8:45 am]
BILLING CODE 9110–21–P
DEPARTMENT OF HOMELAND
SECURITY
Transportation Security Administration
Extension of Agency Information
Collection Activity Under OMB Review:
TSA Customer Comment Card
Transportation Security
Administration, DHS.
ACTION: 30 Day Notice.
AGENCY:
SUMMARY: This notice announces that
the Transportation Security
Administration (TSA) has forwarded the
Information Collection Request (ICR)
abstracted below to the Office of
Management and Budget (OMB) for
review and approval of an extension of
the currently approved collection under
the Paperwork Reduction Act. The ICR
describes the nature of the information
collection and its expected burden. TSA
published a Federal Register notice,
with a 60-day comment period soliciting
comments, of the following collection of
information on May 9, 2008, 73 FR
26404. TSA uses a customer comment
card to collect passenger comments
including complaints, compliments, and
suggestions at airports.
DATES: Send your comments by
September 2, 2008. A comment to OMB
is most effective if OMB receives it
within 30 days of publication.
ADDRESSES: Interested persons are
invited to submit written comments on
the proposed information collection to
the Office of Information and Regulatory
Affairs, Office of Management and
Budget. Comments should be addressed
to Nathan Lesser, Desk Officer,
Department of Homeland Security/TSA,
and sent via electronic mail to
oira_submission@omb.eop.gov or faxed
to (202) 395–6974.
FOR FURTHER INFORMATION CONTACT:
Joanna Johnson, Communications
Branch, Business Management Office,
Operational Process and Technology,
TSA–11, Transportation Security
Administration, 601 South 12th Street,
Arlington, VA 22202–4220; telephone
E:\FR\FM\01AUN1.SGM
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Agencies
[Federal Register Volume 73, Number 149 (Friday, August 1, 2008)]
[Notices]
[Pages 45029-45048]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-17645]
-----------------------------------------------------------------------
DEPARTMENT OF HOMELAND SECURITY
Federal Emergency Management Agency
[Docket ID FEMA-2004-0004]
[Z-RIN 1660-ZA02]
Planning Guidance for Protection and Recovery Following
Radiological Dispersal Device (RDD) and Improvised Nuclear Device (IND)
Incidents
AGENCY: Federal Emergency Management Agency, DHS.
ACTION: Notice of final guidance.
-----------------------------------------------------------------------
SUMMARY: The Department of Homeland Security (DHS) is issuing final
guidance entitled, ``Planning Guidance for Protection and Recovery
Following Radiological Dispersal Device (RDD) and Improvised Nuclear
Device (IND) Incidents'' (the Guidance). This Guidance is intended for
Federal agencies, State and local governments, emergency management
officials, and the general public who should find it useful in
developing plans for responding to an RDD or IND incident. The Guidance
recommends ``protective action guides'' (PAGs) to support decisions
about actions that should be taken to protect the public and emergency
workers when responding to or recovering from an RDD or IND incident.
The Guidance outlines a process to implement the recommendations,
discusses existing operational guidelines that should be useful in the
implementation of the PAGs and other response actions, and encourages
federal, state and local emergency response officials to use these
guidelines to develop specific operational plans and response protocols
for protection of emergency workers responding to catastrophic
incidents involving high levels of radiation and/or radioactive
contamination.
DATES: This notice is effective August 1, 2008.
FOR FURTHER INFORMATION CONTACT: Craig Conklin, Director Sector
Specific Agency Executive Management Office, Office of Infrastructure
Protection,
[[Page 45030]]
Department of Homeland Security at 703-235-2850 (phone), or
craig.conklin@dhs.gov (e-mail), or, John MacKinney, Deputy Director,
Nuclear/Radiological/Chemical Threats and Science and Technology
Policy, Office of Policy, Department of Homeland Security, at (202)
447-3885 (phone), or john.mackinney@dhs.gov (e-mail).
SUPPLEMENTARY INFORMATION:
Table of Contents
Preface
(a) Introduction
(b) Characteristics of RDD and IND Incidents
(1) Radiological Dispersal Device (RDD)
(2) Improvised Nuclear Device (IND)
(3) Differences Between Acts of Terror and Accidents
(c) Phases of Response
(1) Early Phase
(2) Intermediate Phase
(3) Late Phase
(d) Guidance for RDD and IND Incidents
(1) Protective Actions
(2) Protective Action Guides (PAGs)
(3) Early and Intermediate Phase Protective Action Guides for
RDD and IND Incidents
(A) Early Phase PAGs
(B) Intermediate Phase PAGs
(4) Late Phase Guidance
(5) Emergency Worker Guidance
(e) Operational Guidelines for Early and Intermediate PAGs
(1) Derived Response Levels (DRLs)
(2) Derived Intervention Levels (DILs) for Food
(3) Radiation Levels for Control of Access to Radiation Areas
Appendix 1. Planning for Protection of Emergency Workers Responding
to RDD and IND Incidents
(a) Guidelines for Emergency Workers in Responding to RDD and
IND Incidents
(b) Controlling Occupational Exposures and Doses to Emergency
Workers
(c) Understanding Radiation Risks
(d) Preparedness
Appendix 2. Risk Management Framework for RDD and IND Incident
Planning
(a) The Stages of the Risk Management Framework for Responding
to RDD and IND Incidents
(1) Define the Problems and Put Them in Context
(2) Analyze the Risks
(3) Examine the Options
(4) Make a Decision
(5) Take Action To Implement Decision
(6) Evaluate the Results
(b) Technical Advisory Committee
Appendix 3. Federal Cleanup Implementation Cleanup Activities
Overview
(a) General Management Structure
(1) Technical Working Group
(2) Stakeholder Working Group
(b) Activities
(1) Optimization and Recommendation
(2) Public Review of Decision
(3) Execute Cleanup
Appendix 4. Operational Guidelines for Implementation of Protective
Action Guides and Other Activities in RDD or IND Incidents
(a) Group A: Access Control During Emergency Response Operations
(b) Group B: Early Phase Protective Action (Evacuation or
Sheltering)
(c) Group C: Relocation and Critical Infrastructure Utilization
in Affected Areas
(d) Group D: Temporary Access to Relocation Areas for Essential
Activities
(e) Group E: Transportation and Access Routes
(f) Group F: Release of Property From Radiologically Controlled
Areas
(g) Group G: Food Consumption
(h) Derivation of Operational Guidelines
Appendix 5. References
Appendix 6. Acronyms/Glossary
Background
This Guidance was developed to address the critical issues of
protective actions and protective action guides (PAGs) to protect human
health and to mitigate the effects caused by terrorists' use of a
Radiological Dispersal Device (RDD) or Improvised Nuclear Device (IND).
This document provides guidance for site cleanup and recovery following
an RDD or IND incident, and affirms the applicability of existing 1992
EPA PAGs for radiological emergencies.
The development of this Guidance was directed by the White House,
Office of Science and Technology Policy, through the National Science
and Technology Council, Committee on Homeland and National Security,
Subcommittee on Standards (SoS). In 2003, the SoS convened a senior
level Federal working group, chaired by DHS, to develop guidance for
response and recovery following a radiological dispersal device (RDD)
or improvised nuclear device (IND) incident. The working group
consisted of senior subject matter experts in radiological/nuclear
emergency preparedness, response, recovery, and incident management.
The following Federal departments and agencies were represented on the
working group: DHS, EPA, Department of Commerce (DOC), Department of
Energy (DOE), Department of Defense (DOD), Department of Labor (DOL),
Department of Health and Human Services (HHS), and Nuclear Regulatory
Commission (NRC).
On January 3, 2006, DHS issued the ``Preparedness Directorate;
Protective Action Guides for Radiological Dispersal Device (RDD) and
Improvised Nuclear Device (IND) Incidents; Notice'' (71 FR 174, Jan. 3,
2006), and requested public comments on this interim Guidance. Some
changes to the Guidance were made as a result of these comments. A
summary of the comments on the interim Guidance document and responses
are available at Docket ID No. FEMA-2004-0004 at https://
www.regulations.gov.
In addition to the issuance of this Guidance, in response to
interagency working group discussions and public comments, further
guidance will be provided for the consequences that would be unique to
an IND attack. This Guidance was not written to provide specific
recommendations for a nuclear detonation (IND), but to consider the
applicability of existing PAGs to RDDs and INDs. In particular, it does
not consider very high doses or dose rate zones expected following a
nuclear weapon detonation and other complicating impacts that can
significantly affect life-saving outcomes, such as severely damaged
infrastructure, loss of communications, water pressure, and
electricity, and the prevalence of secondary hazards. Scientifically
sound recommendations for responders are a critical component of post-
incident life-saving activities, including implementing protective
orders, evacuation implementation, safe responder entry and operations,
and urban search and rescue and victim extraction. In the interim, this
Guidance should be used until the IND guidance is developed.
The intended audience of this document are Federal, State, and
local radiological emergency response and incident management
officials. This Guidance is not intended to impact site cleanups
occurring under other statutory authorities such as the Environmental
Protection Agency's (EPA) Superfund program, the Nuclear Regulatory
Commission's (NRC) decommissioning program, or other Federal and State
cleanup programs. In addition, the scope of this Guidance does not
include situations involving U.S. nuclear weapons accidents.
In addition to the issuance of this Guidance, further guidance is
being planned for the devastating consequences that would be unique to
INDs. In the interim, the present document will provide general RDD and
IND guidance.
By agreement with the Environmental Protection Agency (EPA), the
Guidance being published today is final and its substance will be
incorporated without change into the revision of the 1992 EPA Manual of
Protective Actions Guides and Protective Actions for Nuclear Incidents
(the PAG Manual). This notice of final guidance will therefore sunset
upon publication of the new EPA PAG Manual (see, https://www.epa.gov/
radiation/rert/pags.html). The reader will then be directed to the
[[Page 45031]]
new EPA PAG Manual, where these provisions may be found.
(a) Introduction
For the early and intermediate phases of response, this document
presents levels of projected radiation dose at which the Federal
Government recommends that actions be considered to avoid or reduce
adverse public health consequences from an RDD or IND incident. This
document incorporates guidance and regulations published by the EPA,
Food and Drug Administration (FDA), and the Occupational Safety and
Health Administration (OSHA). For the late phase of the response, this
Guidance presents a process for establishing appropriate exposure
levels based on site-specific circumstances. This Guidance addresses
key radiological protection questions at each stage of an RDD or IND
incident (early, intermediate, and late) and constitutes advice by the
Federal government to Federal, State, and local decision makers.
The objective of the Guidance is to aid decision makers in
protecting the public, first responders, and other emergency workers
from the effects of radiation, and cleaning up the affected area, while
balancing the adverse social and economic impacts following an RDD or
IND incident. Restoring the normal operation of critical
infrastructure, services, industries, business, and public activities
as soon as possible can minimize adverse social and economic impacts.
This Guidance for RDD and IND incidents is not a set of absolute
standards. The guides are not intended to define ``safe'' or ``unsafe''
levels of exposure or contamination; rather they represent the
approximate levels at which the associated protective actions are
justified. The Guidance provides Federal, State and local decision
makers the flexibility to be more or less restrictive, as deemed
appropriate based on the unique characteristics of the incident and
local considerations.
This RDD/IND Guidance can be used to select actions to prepare for,
respond to, and recover from the adverse effects that may exist during
any phase of a terrorist incident--the early (emergency) phase, the
intermediate phase, or the late phase. There may be an urgent need to
evacuate people; there may also be an urgent need to restore the
services of critical infrastructure (e.g., roads, rail lines, airports,
electric power, water, sewage, medical facilities, and businesses) in
the hours and days following the incident--thus, some response
decisions must be made quickly. If the decisions affecting the recovery
of critical infrastructure are not made quickly, the disruption and
harm caused by the incident could be inadvertently and unnecessarily
increased. Failure to restore important services rapidly could result
in additional adverse public health and welfare impacts that could be
more significant than the direct radiological impacts.
(b) Characteristics of RDD and IND Incidents
A radiological incident is defined as an event or series of events,
deliberate or accidental, leading to the release, or potential release,
into the environment of radioactive material in sufficient quantity to
warrant consideration of protective actions. Use of an RDD or IND is an
act of terror that results in a radiological incident.
(1) Radiological Dispersal Device (RDD)
An RDD poses a threat to public health and safety through the
malicious spread of radioactive material by some means of dispersion.
The mode of dispersal typically conceived as an RDD is an explosive
device coupled with radioactive material. The explosion adds an
immediate threat to human life and property. Other means of dispersal,
both passive and active, may be employed.
There is a wide range of possible consequences that may result from
an RDD, depending on the type and size of the device and how dispersal
is achieved. The consequences of an RDD may range from a small,
localized area, such as a single building or city block, to large
areas, conceivably several square miles. However, most experts agree
that the likelihood of impacting a very large area is low. In most
plausible scenarios, the radioactive material would not result in
acutely harmful radiation doses, and the primary public health concern
from those materials would be increased risk of cancer to exposed
individuals. Hazards from fire, smoke, shock (physical, electrical, or
thermal), shrapnel (from an explosion), hazardous materials, and other
chemical or biological agents may also be present.
(2) Improvised Nuclear Device (IND)
An IND is an illicit nuclear weapon bought, stolen, or otherwise
originating from a nuclear State, or a weapon fabricated by a terrorist
group from illegally obtained fissile nuclear weapons material that
produces a nuclear explosion. The nuclear yield achieved by an IND
produces extreme heat, powerful shockwaves, and prompt radiation that
would be acutely lethal for a significant distance. It also produces
radioactive fallout, which may spread and deposit over very large
areas. If a nuclear yield is not achieved, the result would likely
resemble an RDD in which fissile weapons material was utilized.
(3) Differences Between Acts of Terror and Accidents
Most radiological emergency planning has been conducted to respond
to potential nuclear power plant accidents. RDD and IND incidents
differ from a nuclear power plant accident in several ways, and
response planning should take these differences into account. First,
the severity of an IND incident would be dramatically greater than any
nuclear power plant accident. An IND would have grave consequences for
the human population and create a large radius of severe damage from
blast and fires, which could not occur in a nuclear power plant
accident.
Second, the radiological release from an RDD or IND may start
without any advance warning and would likely have a relatively short
duration. In a major nuclear power plant accident, there is likely to
be several hours or days of warning before the release starts, and the
release is likely to be drawn out over many hours. This difference
means that most early phase, and some intermediate phase, protective
action decisions, which may be made in a timely fashion during power
plant incidents, must be made much more quickly (and with less
information) in an RDD or IND incident if they are to be effective.
Third, an RDD or IND incident is more likely to occur in a major
city center with a large population. Because of the rural setting in
which many nuclear facilities are located, the lower number and density
of people affected by a nuclear plant incident would be less, making
evacuations much more manageable, and the amount of critical
infrastructure impacted is also likely to be smaller.
Fourth, large nuclear facilities have detailed emergency plans
developed over years that are periodically exercised including
specified protective actions, evacuation routes, and methods to quickly
alert the public of the actions to take. This would not be the case for
an RDD or IND incident. This level of radiological emergency planning
typically does not exist in most cities and towns without nearby
nuclear facilities.
Fifth, the radioactive material releases from a nuclear power plant
incident would be well known in advance based on reactor operational
characteristics
[[Page 45032]]
whereas releases associated with an RDD or IND would not.
Sixth, in an act of terrorism, the incident scene becomes a crime
scene. As such, the crime scene must be preserved for forensic
investigation. This may impact emergency responders during the early
and intermediate phases of response. It should be noted that other
personnel responding to the incident (i.e., law enforcement, security
personnel) will be involved in addition to emergency responders.
(c) Phases of Response
Typically, the response to an RDD or IND incident can be divided
into three time phases--the early phase, the intermediate phase, and
the late phase--that are generally accepted as being common to all
radiological incidents. The phases represent time periods in which
response officials would be making public health protection decisions.
Although these phases cannot be represented by precise time periods,
and may overlap, they provide a useful framework for the considerations
involved in emergency response planning.
(1) Early Phase
The early phase (or emergency phase) is the period at the beginning
of the incident when immediate decisions for effective protective
actions are required, and when actual field measurement data generally
are not available. Exposure to the radioactive plume, short-term
exposure to deposited radioactive materials, and inhalation of
radioactive material are generally taken into account when considering
protective actions for the early phase. The response during the early
phase includes initial emergency response actions to protect public
health and welfare in the short term, considering a time period for
protective actions of hours to a few days. Priority should be given to
lifesaving and first-aid actions. In general, early phase protective
actions should be taken very quickly, and the protective action
decisions can be modified later as more information becomes available.
If an explosive RDD is deployed without warning, however, there may be
no time to take protective actions to significantly reduce plume
exposure. Also, in the event of a covert dispersal, discovery or
detection may not occur for days or weeks, allowing contamination to be
dispersed broadly by foot, vehicular traffic, wind, rain, or other
forces.
If an IND explodes, there may only be time to make early phase
protective action recommendations (e.g., evacuation, or shelter-in-
place) many miles from the explosion to protect areas against exposure
to fallout. Areas close to the explosion will be devastated, and
communications and access will be extremely limited. Assistance will
likely not be forthcoming or even possible for some hours. Self-guided
protective actions are likely to be the best recourse for most
survivors (e.g., evacuation perpendicular to the plume movement if it
can be achieved quickly, or sheltering in a basement or large building
for a day or more after the incident \1\). Due to the lack of
communication and access, outside guidance and assistance to these
areas can be expected to be delayed. Therefore, response planning and
public outreach programs are critical measures to meet IND preparedness
objectives.
---------------------------------------------------------------------------
\1\ Additional protective action guides and recommendations are
needed for the close-in zones after an IND. A follow-on Federal
effort is underway to address this critical need.
---------------------------------------------------------------------------
(2) Intermediate Phase
The intermediate phase of the response may follow the early phase
response within as little as a few hours. The intermediate phase of the
response is usually assumed to begin after the incident source and
releases have been brought under control and protective action
decisions can be made based on measurements of exposure and radioactive
materials that have been deposited as a result of the incident.
Activities in this phase typically overlap with early and late phase
activities, and may continue for weeks to many months, until protective
actions can be terminated.
During the intermediate phase, decisions must be made on the
initial actions needed to recover from the incident, reopen critical
infrastructure, and return to a state of relatively normal activity. In
general, intermediate phase decisions should consider late phase
response objectives. However, some intermediate phase decisions will
need to be made quickly (i.e., within hours) and should not be delayed
by discussions on what the more desirable permanent decisions will be.
Local officials must weigh public health and welfare concerns,
potential economic effects, and many other factors when making
decisions. For example, it can be expected that hospitals and their
access roads will need to remain open or be reopened quickly. These
interim decisions can often be made with the acknowledgement that
further work may be needed as time progresses.
(3) Late Phase
The late phase is the period when recovery and cleanup actions
designed to reduce radiation levels in the environment to acceptable
levels are commenced. This phase ends when all the remediation actions
have been completed. With additional time and increased understanding
of the situation, there will be opportunities to involve key
stakeholders in providing sound, cost-effective cleanup recommendations
that are protective of human health and the environment. Generally,
early (or emergency) phase decisions will be made directly by elected
public officials, or their designees, with limited stakeholder
involvement due to the need to act within a short timeframe. Long-term
decisions should be made with stakeholder involvement, and can also
include incident-specific technical working groups to provide expert
advice to decision makers on alternatives, costs, and impacts. The
relationship between typical protective actions and the phases of the
incident response are outlined in Figure 1. There is overlap between
the phases; this framework should be used to inform planning and
decision-making.
BILLING CODE 9110-21-I
[[Page 45033]]
[GRAPHIC] [TIFF OMITTED] TN01AU08.003
BILLING CODE 9110-21-C
[[Page 45034]]
(d) Guidance for RDD and IND Incidents
This section defines protective actions and protective action
guides, and provides guidance for their implementation in RDD and IND
incidents. In addition, this section provides guidance for protection
of emergency workers, and a strategy for devising cleanup plans,
criteria, and options.
(1) Protective Actions
Protective actions are activities that should be conducted in
response to an RDD or IND incident in order to reduce or eliminate
exposure of the public to radiation or other hazards. These actions are
generic and are applicable to RDDs and INDs. The principal protective
action decisions for consideration in the early and intermediate phases
of an emergency are whether to shelter-in-place, evacuate, or relocate
affected or potentially affected populations. Secondary actions include
administration of medical countermeasures, decontamination (including
decontamination of persons evacuated from the affected area), use of
access restrictions, and use of restrictions on food and water. In some
situations, only one protective action needs to be implemented, while
in others, numerous protective actions should be implemented. Many
factors should be considered when deciding whether or not to order a
protective action based on the projected dose to a population. For
example, evacuation of a population is much more difficult and costly
as the size of the population increases.
(2) Protective Action Guides (PAGs)
A PAG is the projected dose to a reference individual, from an
accidental or deliberate release of radioactive material, at which a
specific protective action to reduce or avoid that dose is recommended.
Thus, protective actions are designed to be taken before the
anticipated dose is realized.
The Environmental Protection Agency (EPA) has published PAGs in the
``Manual of Protective Action Guides and Protective Actions for Nuclear
Incidents'' (EPA 400-R-92-001, May 1992), in coordination with the
Federal Radiological Preparedness Coordinating Committee (FRPCC). The
PAGs presented in this manual, hereafter referred to as the 1992 EPA
PAGs, are non-regulatory. They are designed to provide a flexible basis
for decisions under varying emergency circumstances. The 1992 EPA PAGs
meet the following principal criteria and goals: (1) Prevent acute
effects, (2) reduce risk of chronic effects, and (3) require
optimization to balance protection with other important factors and
ensure that actions taken result in more benefit than harm.
The 1992 EPA PAG Manual, however, was not developed to address
response actions following radiological or nuclear terrorist incidents
and does not address long-term cleanup. The 1992 EPA PAG Manual was
written to address the kinds of nuclear or radiological incidents
deemed likely to occur. While intended to be applicable to any
radiological release, the 1992 EPA PAGs were designed principally to
address the impacts of commercial NPP accidents, the worst type of
incident under consideration at that time. This is important for two
reasons: Commercial nuclear power plant accidents are almost always
signaled by preceding events, giving plant managers time to make
decisions, and giving local emergency managers time to communicate with
the public and initiate evacuations if necessary. In addition, the
suite of radionuclides present at nuclear power plants is well-known,
and is dominated by relatively short-lived isotopes.
The 1992 EPA PAG Manual provides a significant part of the basis of
this document and should be referred to for additional details. In
deriving the recommendations contained in this Guidance, new types of
incidents and scenarios that could lead to environmental radiological
contamination were considered. The interagency working group determined
that the 1992 EPA PAGs for the early and intermediate phases, including
emergency responder guidelines, are also appropriate for use in RDD and
IND incidents. This Guidance is intended to supplement the 1992 EPA PAG
Manual for application to RDD and IND incidents, including providing
new late phase guidance.
The RDD/IND Guidance provides generic criteria based on balancing
public health and welfare with the risk of various protective actions
applied in each of the phases of an RDD or IND incident. The RDD/IND
Guidance is specific to radiation and radioactive materials, and must
be considered in the context of other chemical or biological hazards
that may also be present. Though the early and intermediate PAGs in
this Guidance are values of dose to be avoided, published dose
conversion factors and derived response levels may be utilized in
estimating doses, and for choosing and implementing protective actions.
Other quantitative measures and derived concentration values may be
useful in emergency situations; for example, for the release of goods
and property from contaminated zones, and to control access into and
out of contaminated areas.
Because of the short time frames required for emergency response
decisions in the early and intermediate phases, it is likely there will
not be opportunities for local decision makers to consult with a
variety of stakeholders before taking actions. Therefore, this Guidance
incorporates the significant body of work done in the general context
of radiological emergency response planning from the development of the
1992 EPA PAGs, and represents the results of scientific analysis,
public comment, drills, exercises, and a consensus at the Federal level
for appropriate emergency action.
In order to use the early and intermediate phase PAGs to make
decisions about appropriate protective actions, decision makers will
need information on suspected radionuclides; projected plume movement,
and radioactive depositions; and/or actual measurement data or, during
the period initially following the release, expert advice in the
absence of good information. Sources of such information include on-
scene responders, as well as monitoring, assessment, and modeling
centers.
(3) Early and Intermediate Phase Protective Action Guides for RDD and
IND Incidents
The early and intermediate phase RDD/IND PAGs are generally based
on the following sources: The 1992 EPA PAGs developed by EPA in
coordination with other Federal agencies through the Federal
Radiological Preparedness Coordinating Committee; guidance developed by
the FDA for food and food products and the distribution of potassium
iodide. Table 1 provides a summary of the early and intermediate phase
PAGs for protection of the general public in an RDD or IND incident and
key protective actions.
[[Page 45035]]
Table 1--Protective Action Guides for RDD and IND Incidents
----------------------------------------------------------------------------------------------------------------
Protective action
Phase recommendation Protective action guide
----------------------------------------------------------------------------------------------------------------
Early.............................. Sheltering-in-place or 1 to 5 rem (0.01-0.05 Sv) projected dose.\b\
evacuation of the
public\a\.
Administration of 5 rem (0.05 Sv) projected dose to child
prophylactic drugs-- thyroid.\c,e\
potassium iodide\c,e\
Administration of other
prophylactic or
decorporation agents\d\.
Intermediate....................... Relocation of the public... 2 rem (0.02 Sv) projected dose first year.
Subsequent years, 0.5 rem/y (0.005 Sv/y)
projected dose.\b\
Food interdiction.......... 0.5 rem (0.005 Sv) projected dose, or 5 rem
(0.05 Sv) to any individual organ or tissue
in the first year, whichever is limiting.
Drinking water interdiction 0.5 rem (0.005 Sv) projected dose in the first
year.
----------------------------------------------------------------------------------------------------------------
\a\ Should normally begin at 1 rem (0.01 Sv); take whichever action (or combination of actions) that results in
the lowest exposure for the majority of the population. Sheltering may begin at lower levels if advantageous.
\b\ Total Effective Dose Equivalent (TEDE)--the sum of the effective dose equivalent from external radiation
exposure and the committed effective dose equivalent from inhaled radioactive material.
\c\ Provides thyroid protection from radioactive iodine only.
\d\ For other information on other radiological prophylactics and medical countermeasures, refer to https://
www.fda.gov/cder/drugprepare/default.htm, http:/www.bt.cdc.gov/radiation, or https://www.orau.gov/reacts.
\e\ Committed Dose Equivalent (CDE). FDA understands that a KI administration program that sets different
projected thyroid radioactive dose thresholds for treatment of different population groups may be logistically
impractical to implement during a radiological emergency. If emergency planners reach this conclusion, FDA
recommends that KI be administered to both children and adults at the lowest intervention threshold (i.e., >5
rem (0.05 Sv) projected internal thyroid dose in children) (FDA 2001).
In the early and intermediate phases of an RDD or IND incident
there may not be adequate information to determine radiation levels or
make dose projections because there may be little or no advance notice
of an attack, the characteristics of the RDD or IND may not be
immediately known, monitoring equipment may not be available to make
measurements, or there may not be time to do measurements or
projections before emergency response actions need to be initiated.
Therefore, to use this guide to determine whether protective action is
needed in a particular situation, it may be necessary to compare the
PAGs to results of a dose projection. In general, it should be
emphasized that realistic assumptions, based on incident-specific
information, should be used when making radiation dose projections so
that the final results are representative of actual conditions rather
than overly conservative exposures. It is very important that local
officials responsible for carrying out emergency response actions
conduct advance planning to ensure that they are adequately prepared if
such an incident were to occur.
(A) Early Phase PAGs
For the early phase, the 1992 EPA PAGs for evacuation and
sheltering-in-place are appropriate for RDD and IND incidents (see
Table 1). Early phase protective action decisions in an RDD or IND must
be made quickly, and with very little confirmatory data. While
sheltering-in-place should be carried out at 1 rem (0.01 Sv)
sheltering-in-place can begin at any projected dose level.
FDA guidance on the administration of stable iodine is also
considered appropriate (useful primarily for NPP incident involving
radioiodine release). The administration of other medical
countermeasures should be evaluated on a case-by-case basis and depend
on the nature of the event and radionuclides involved.
The initial zone should be established and controlled around the
incident site, as is the case for other crime scenes and hazards. This
Guidance allows for the refinement of that area if the radiation
exposure levels warrant such action. Advance planning by local
officials for messaging, communications, and actions in the event of an
RDD or IND are strongly encouraged.
(B) Intermediate Phase PAGs
The decisions in the intermediate phase will focus on the return of
key infrastructure and services, and the rapid return to normal
activities. This will include decisions on allowing use of roads,
ports, waterways, transportation systems (including subways, trains,
and airports), hospitals, businesses, and residences. It will also
include responses to questions about acceptable use and release of real
and personal property such as cars, clothes, or equipment that may have
been impacted by the RDD or IND incident. Many of the activities will
be concerned with materials and areas that were not affected, but for
which members of the public may have concern. Thus, the RDD/IND
Guidance serves to guide decisions on returning to impacted areas,
leaving impacted areas, and providing assurance that an area was not
impacted. The intermediate phase is also the period during which
planning for long-term site cleanup and remediation should be
initiated.
For the intermediate phase, relocation of the population is a
protective action that can be used to reduce dose. Relocation is the
removal or continued exclusion of people (households) from contaminated
areas in order to avoid chronic radiation exposure, and it is meant to
protect the general public. For the intermediate phase, the existing
relocation PAGs of 2 rem (0.02 Sv) in the first year and 0.5 rem (0.005
Sv) in any subsequent year are considered appropriate for RDD and IND
incidents. However, for IND incidents, the area impacted and the number
of people that might be subject to relocation could potentially be very
large and could exceed the resources and infrastructure available. For
example, in making relocation decisions, the availability of adequate
accommodations for relocated people should be considered. Decision
makers may need to consider limiting action to those areas most
severely affected, phasing relocation implementation based on the
resources available.
The relocation PAGs apply principally to personal residences, but
may impact other locations as well. For example, these PAGs could
impact work locations, hospitals, and park lands, as well as the use of
highways and other transportation facilities. For each type of
facility, the individual occupancy time should be taken into account to
determine the criteria for using a facility or area. It might be
necessary to avoid continuous use of homes in an area
[[Page 45036]]
because radiation levels are too high; however, a factory or office
building in the same area could be used because occupancy times are
shorter. Similarly, a highway could be used at higher contamination
levels because the exposure time of highway users would be considerably
less than the time spent by residents in a home.
The intermediate phase PAG for the interdiction of food is set at
0.5 rem (0.005 Sv) projected dose in the first year, and the
intermediate phase PAG for the interdiction of drinking water is set at
0.5 rem (0.005 Sv) projected dose for the first year for RDD and IND
incidents. These values are consistent with those now used or being
considered as PAGs for other types of nuclear/radiological incidents.
The use of simple dose reduction techniques is recommended for
personal property and all potentially contaminated areas that continue
to be occupied. This technique is also consistent with the 1992 EPA
PAGs developed for other types of nuclear/radiological incidents.
Examples of simple dose reduction techniques would be washing all
transportation vehicles (e.g., automobiles, trains, ships, and
aircraft), personal clothing, eating utensils, food preparation
surfaces, and other personal property before next use, as practicable
and appropriate.
(4) Late Phase Guidance
The late phase involves the final cleanup of areas and property at
which radioactive material is present. Unlike the early and
intermediate phases of an RDD or IND incident, decision makers will
have more time and information during the late phase to allow for
better data collection, stakeholder involvement, and options analysis.
In this respect, the late phase is no longer a response to an
``emergency situation,'' and is better viewed in terms of the
objectives of cleanup and site recovery.
Because of the extremely broad range of potential impacts that may
occur from RDDs and INDs (e.g., light contamination of one building to
widespread destruction of a major metropolitan area), a pre-established
numeric cleanup guideline is not recommended as best serving the needs
of decision makers in the late phase. Rather, a process should be used
to determine the societal objectives for expected land uses and the
options and approaches available, in order to select the most
acceptable criteria. For example, if the incident is an RDD of limited
size and the impacted area is small, it might reasonably be expected
that a complete return to normal conditions can be achieved within a
short period of time. However, if the impacted area is large, achieving
low cleanup levels for remediation of the entire area, and/or
maintaining existing land uses, may not be practicable.
It should be noted that an intermediate phase PAG is not equivalent
to a starting point for development of the late phase cleanup process.
However, contamination and radiation levels existing after an incident
(e.g., concentrations, or dose rates), as well as actions already
taken, provide practical starting points for further action and
cleanup. The goal of cleanup is to reduce those levels as low as is
reasonable. It is possible that final criteria for reoccupation at a
given incident site may be either below or above the intermediate phase
PAG dose value, since no dose or risk cap for the late phase is
explicitly recommended under this Guidance.
Late phase cleanup criteria should be derived through a site-
specific optimization process, which should include potential future
land uses, technical feasibility, costs, cost-effectiveness, and public
acceptability. Optimization is a concept that is common to many State,
Federal, and international risk management programs that address
radionuclides and chemicals, although it is not always referred to as
such. The Risk Management Framework described in Appendix 2 provides
such a process and helps assure the protection of public health and
welfare. Decisions should take health, safety, technical, economic, and
public policy factors into account. Appendix 3 utilizes the framework
as a basis for RDD and IND site cleanup planning.
Broadly speaking, optimization is a flexible, multi-attribute
decision process that seeks to weigh many factors. Optimization
analyses are quantitative and qualitative assessments applied at each
stage of site recovery decision-making, from evaluation of remedial
options to implementation of the chosen alternative. The evaluation of
cleanup alternatives, for example, should factor in all relevant
variables, including areas impacted (e.g., size and location relative
to population), types of contamination (chemical, biological, and/or
radioactive), human health, public welfare, technical feasibility,
costs, and available resources to implement and maintain remedial
options, short-term effectiveness, long-term effectiveness, timeliness,
public acceptability, and economic effects (e.g., on residents,
tourism, and business, and industry).
Various Federal, and State agencies, along with other organizations
(e.g., national and international advisory organizations), already have
guidance and tools that may be used to help establish cleanup levels.
The optimization process allows local decision makers to draw on the
thought processes used to develop the dose and/or risk benchmarks used
by these State, Federal, or other sources. These benchmarks, though
developed within different contexts, may be useful for analysis of
cleanup options. Decision makers might reasonably determine that it is
appropriate to move up or down from these benchmarks, depending on the
site-specific circumstances and balancing of other relevant factors.
In developing this Guidance, the Federal Government recognized that
experience from existing programs, such as the EPA's Superfund program,
the NRC's standards for decommissioning and decontamination to
terminate a plant license, and other national and international
recommendations, may be useful in planning the cleanup and recovery
efforts following an RDD or IND incident. This Guidance allows the
consideration and incorporation, as appropriate, of any or all of the
existing environmental program elements.
The site-specific optimization process includes quantitative and
qualitative assessments applied at each stage of site cleanup decision
making, from initial scoping and stakeholder outreach, to evaluation of
cleanup options, to implementation of the chosen alternative. The
evaluation of options for the late phase of recovery after an RDD or
IND incident should consider all of the relevant factors, including:
Areas impacted (e.g., size, location relative to
population).
Types of contamination (chemical, biological, and
radiological).
Other hazards present.
Human health risk.
Public welfare.
Ecological risks.
Actions already taken during the early and intermediate
phases.
Projected land uses.
Preservation or destruction of places of historical,
national, or regional significance.
Technical feasibility.
Wastes generated and disposal options and costs.
Costs and available resources to implement and maintain
remedial options.
Potential adverse impacts (e.g., to human health, the
environment, and the economy) of remedial options.
Short-term effectiveness.
Long-term effectiveness.
Timeliness.
Public acceptability, including local cultural
sensitivities.
[[Page 45037]]
Economic effects (e.g., on employment, tourism, and
business).
Intergenerational equity.
The site-specific optimization process provides the best
opportunity for decision makers to gain public confidence through the
involvement of stakeholders. This process should begin during, and
proceed independently of, intermediate phase protective action
activities.
Appendix 3 provides additional details on a process that may be
used to implement this Guidance, describing the role of the Federal
Government and how it could integrate its activities with State and
local governments and the public. For some radiological terror
incidents, States may take the primary leadership role in cleanup and
contribute significant resources toward recovery of the site.
As explained in Appendix 3, the Incident Command or Unified Command
should develop a schedule with milestones for conducting the
optimization process as soon as practicable following the incident.
While the goal should be to complete the initial optimization process
as soon as possible following an incident (depending on the size of the
incident), the schedule must take into consideration incident-specific
factors that would affect successful implementation. This schedule may
need to reflect a phased approach to cleanup and is subject to change
as the cleanup progresses.
(5) Emergency Worker Guidelines
The response during the early phase includes initial emergency
response actions to protect public health and welfare in the short
term. Priority should be given to lifesaving and first-aid actions.
Following an IND detonation in particular, the highest priority
missions should also include actions such as suppression of fires that
could result in further loss of life.
For the purposes of this Guidance, ``emergency worker'' is defined
as any worker who performs an early or intermediate phase work action.
Table 2 shows the emergency worker guidelines for early phase emergency
response actions. In intermediate and late phase actions (i.e., cleanup
and recovery), standard worker protections, including the 5 rem (0.05
Sv) occupational dose limit, apply.
Table 2--Emergency Worker Guidelines in the Early Phase \2\
----------------------------------------------------------------------------------------------------------------
Total effective dose equivalent
(TEDE) \a\ guideline Activity Condition
----------------------------------------------------------------------------------------------------------------
5 rem (0.05 Sv).................... All occupational exposures. All reasonably achievable actions have been
taken to minimize dose.
10 rem (0.1 Sv).................... Protecting valuable All appropriate actions and controls
property necessary for have been implemented; however, exceeding 5
public welfare (e.g., a rem (0.05 Sv) is unavoidable.
power plant).
Responders have been fully informed
of the risks of exposures they may
experience.
Dose >5 rem (0.05 Sv) is on a
voluntary basis.
Appropriate respiratory protection
and other personal protection is provided and
used.
Monitoring available to project or
measure dose.
25 rem (0.25 Sv) \b\............... Lifesaving or protection of All appropriate actions and controls
large populations. It is have been implemented; however, exceeding 5
highly unlikely that doses rem (0.05 Sv) is unavoidable.
would reach this level in Responders have been fully informed
an RDD incident; however, of the risks of exposures they may
worker doses higher than experience.
25 rem (0.25 Sv) are Dose >5 rem (0.05 Sv) is on a
conceivable in a voluntarily basis.
catastrophic incident such Appropriate respiratory protection
as an IND incident. and other personal protection is provided and
used.
Monitoring available to project or
measure dose.
----------------------------------------------------------------------------------------------------------------
a The projected sum of the effective dose equivalent from external radiation exposure and committed effective
dose equivalent from internal radiation exposure.
b EPA's 1992 PAG Manual states that ``Situations may also rarely occur in which a dose in excess of 25 rem for
emergency exposure would be unavoidable in order to carry out a lifesaving operation or avoid extensive
exposure of large populations.'' Similarly, the NCRP and ICRP raise the possibility that emergency responders
might receive an equivalent dose that approaches or exceeds 50 rem (0.5 Sv) to a large portion of the body in
a short time (Limitation of Exposure to Ionizing Radiation, National Council on Radiation Protection and
Measures, NCRP Report 116 (1993a). If lifesaving emergency responder doses approach or exceed 50 rem (0.5 Sv)
emergency responders must be made fully aware of both the acute and the chronic (cancer) risks of such
exposure.
This Guidance document and the emergency worker guidelines were
developed for a wide range of possible radiological scenarios, from a
small RDD that may impact a single building to an IND that could
potentially impact a large geographic region. Therefore, the 5, 10 and
25 rem guidelines (Table 2) should not be viewed as inflexible limits
applicable to the range of early phase emergency actions covered by
this Guidance. Because of the range of impacts and case-specific
information needed, it is impossible to develop a single turn-back dose
level for all responders to use in all events, especially those that
involve lifesaving operations. Indeed, with proper preparedness
measures (training, personal protective equipment, etc.) many
radiological emergencies addressed by this document, even lifesaving
operations, may be manageable within the 5 rem (0.05 Sv) occupational
limit. Moreover, Incident Commanders should make every effort to employ
the ``as low as reasonably achievable'' (ALARA) principle after an
incident. Still, in some incidents medically significant doses above
the annual occupational 5 rem (0.05 Sv) dose limit may be unavoidable.
For instance, in the case of a catastrophic incident, such as an IND,
Incident Commanders may need to consider raising the lifesaving and
valuable property (i.e., necessary for public welfare) emergency worker
guidelines in order to prevent further loss of life and prevent the
spread of massive destruction. Ensuring that emergency workers have
full knowledge of the
[[Page 45038]]
associated risks prior to initiating emergency action and medical
evaluation of emergency workers after such exposure is essential. (See
Appendix 1 for additional discussion of ALARA.)
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\2\ In the intermediate and late phases, standard worker
protections, including the 5 rem occupational dose limit, would
normally apply.
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Ideally, the Incident Commanders should define and enforce the
emergency dose limits in accordance with the immediate risk situation
and the type of emergency action being performed (see Table 2).
However, in the case of an attack it may not be possible to conduct
dose measurements or projections before initiating emergency response
activities. Therefore, it is crucial that officials responsible for
carrying out emergency response actions in the early phase conduct
thorough advance planning to ensure that they are adequately prepared
if such an incident occurs. Planning should include evaluating data and
information on possible or anticipated radiation exposures in RDD or
IND incidents, developing procedures for reducing and controlling
emergency responder exposures to allowable dose limits (Table 2),
obtaining appropriate personal protective equipment (e.g., respirators,
clothing) for protecting emergency responders who enter contaminated
areas, and developing appropriate decision-making criteria for
responding to catastrophic incidents that may involve high radiation
exposure levels. Planning should also include informing and educating
emergency workers about emergency response procedures and controls as
well as the acute and chronic (cancer) risks of exposure, particularly
at higher dose levels. Effective advance planning will help to ensure
that the emergency worker guidelines are correctly applied and that
emergency workers are not exposed to radiation levels that are higher
than necessary in the specific emergency action.
In addition, as part of advance planning, officials should develop
a process for assessing hazards and for determining appropriate actions
in incidents that may involve high radiation doses. Decisions regarding
emergency response actions in incidents involving high radiation
exposures require careful consideration of the benefits to be achieved
by the ``rescue'' or response action (e.g., the significance of the
outcome to individuals, large populations, general welfare, or valuable
property necessary for public welfare), and the potential health
impacts (i.e., acute and chronic) to emergency workers. The planning
for a potential high radiation exposure incident should consider how to
weigh the potential for and significance of the success of the
emergency response/rescue operation against the potential for and
significance of the health and safety risks to the emergency workers.
Federal, state and local emergency response officials should use these
guidelines to develop specific operational plans and response protocols
for protection of emergency response workers.
(e) Operational Guidelines for Early and Intermediate PAGs
Implementation of the early and intermediate PAGs may be supported
by operational guidelines that can be readily used by decision makers
and responders in the field. Operational guidelines are levels of
radiation or concentrations of radionuclides that can be accurately
measured by radiation detection and monitoring equipment, and then
related or compared to the PAGs to quickly determine whether actions
need to be implemented. Federal agencies are continuing development of
operational guidelines to support the application of this Guidance, and
other site-level decisions; therefore, they are provided here in
overview only.
Some values already exist that could potentially serve as
operational guidelines for RDD and IND response and recovery
operations, and there are various tools available to help derive
operational guidelines for response planning. Appendix 4 presents a
summary of the types of operational guidelines for RDD and IND response
operations currently under development.
Additional tools and assessment methodologies to aid in planning
and development of operational guidelines for use with PAGs for a wide
range of situations are available from the Federal Radiological
Monitoring and Assessment Center (FRMAC). These tools and methods are
written to support FRMAC operations during radiological and nuclear
emergency responses. The FRMAC manuals provide detailed methods for
computing Derived Response Levels (DRLs) and doses based on measurement
or modeling results and suggest input parameters for various
situations.\3\
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\3\ These materials and additional information on the FRMAC can
be obtained at https://www.nv.doe.gov/nationalsecurity/
homelandsecurity/frmac.
---------------------------------------------------------------------------
Some examples of existing values that can be used as operational
guidelines for RDD and IND response operations and tools that could be
used to establish site-specific operational guidelines include, derived
response levels, derived intervention levels for food, and radiation
levels for control of access to radiation areas.
(1) Derived Response Levels (DRLs)
The 1992 EPA PAG Manual contains guidance and Derived Response
Levels (DRLs) for various potential exposure pathways, including
external exposure, inhalation, submersion, ground shine, and drinking
water, for application in the early and intermediate phases. These
values serve as, or can be adapted to serve as, operational guidelines
to readily determine if protective actions need to be implemented. The
summed ratios of radionuclide concentrations obtained through field
measurements can be compared to the DRLs to determine whether the PAGs
are likely to be exceeded. If concentrations of radionuclides obtained
through field measurements are less than the DRLs, the PAGs are not
likely to be exceeded and, thus, a protective action may not need to be
taken.
(2) Derived Intervention Levels (DILs) for Food
The FDA has developed Derived Intervention Levels (DILs) for
implementation of the early and intermediate PAGs for food. These DILs
establish levels of contamination that can exist on crops and in food
products and still maintain dose levels below the food PAGs, and could
therefore be used as operational guidelines for RDD and IND incidents.
More information on DILs can be found in ``Accidental Radioactive
Contamination of Human Food and Animal Feeds: Recommendations for State
and Local Agencies'' (U.S. Department of Health And Human Services,
Food and Drug Administration, August 13, 1998).
(3) Radiation Levels for Control of Access to Radiation Areas
Additional operational guidelines for use in the early and
intermediate phases of response are being developed for issues such as
clearance of personal and real property, land and facility access, and
for response actions. A DOE project supported by an interagency effort
is developing needed tools and operational guidelines that address
continued use, or necessary control for personal property (e.g.,
vehicles, equipment, personal items, debris) and real property (e.g.,
buildings, roads, bridges, residential and commercial areas, national
monuments and icons) that may be impacted by an RDD or IND incident.
The effort includes consideration of short and long term use
[[Page 45039]]
or access to areas. A DOE report \4\ is available for review, and use
as appropriate. The report includes proposed operational guidelines and
their technical derivation, and provides tools such as the computer
model RESRAD-RDD \5\ for calculating incident-specific guidelines and
worker stay-time tables for access control, and dose-based soil and
building contamination levels to assist in the site-specific
optimization process. The goal of the DOE report is to provide
sufficient information to assist decision makers and responders in
executing their responsibilities in a safe way. Appendix 4 of this
Guidance provides a more detailed overview of the operational
guidelines contained in the DOE draft report and their intended
applications.
---------------------------------------------------------------------------
\4\ Preliminary Report on Operational Guidelines Developed for
Use in Emergency Preparedness and Response to a Radiological
Dispersal Device Incident, DOE/HS-0001. The report and associated
material will be available at https://www.ogcms.energy.gov.
\5\ RESRAD-RDD is derived from RESRAD, which is a computer model
designed to estimate radiation doses and risks from residual
radioactive materials. The RESRAD model has been applied to
determine the risk to human health posed at over 300 sites in the
United States and abroad that have been contaminated with radiation.
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Appendix 1--Planning for Protection of Emergency Workers Responding to
RDD and IND Incidents
The purpose of this appendix is to provide Federal, state, and
local decision makers with information on how to prepare for, and
implement emergency worker guidance in RDD and IND incidents.
Because there may not be adequate information or time for
determining radiation levels or making dose projections in the early
phase of an RDD or IND incident, it is very important that emergency
management officials conduct worker health and safety planning and
training in advance to ensure they are adequately prepared if such
an incident occurs.
Planning should include evaluating data and information on
possible or anticipated radiation exposures in RDD and IND incidents
and on acute and chronic risks of radiation exposures, developing
procedures for reducing and controlling emergency worker exposures,
obtaining appropriate personal protective equipment (e.g.,
respirators, protective clothing) to help protect emergency workers
who enter exposure areas, and developing appropriate decisionmaking
criteria for responding in catastrophic incidents, such as an IND,
that may involve high exposure levels. Planning should also include
training and educating emergency workers about emergency response
procedures in radiological environments, radiation exposure controls
and the risks of exposure, particularly at higher levels. Effective
planning and training will help to ensure that exposures to
emergency workers are kept to the lowest radiation levels necessary
for the particular emergency response action.
This appendix provides information to assist local, State, and
Federal authorities, and emergency workers in planning for
radiological emergencies, in particular those related to terrorist
attacks using RDDs and INDs. The appendix is not intended to provide
comprehensive training guidance. Other information useful in the
planning process may be available from the following organizations:
The National Council on Radiation Protection and
Measurements,
the International Commission on Radiological
Protection,
the International Atomic Energy Agency,
the American Nuclear Society,
the He