Notice of Action Subject to Intergovernmental Review Under Executive Order 12372, 40903-40904 [E8-16188]
Download as PDF
Federal Register / Vol. 73, No. 137 / Wednesday, July 16, 2008 / Notices
NSCC expects that the proposed rule
change will remove the operational
obstacles to adding mutual funds to
managed account offerings, allow
investment managers one entry point for
mutual fund transactions, and automate
the reconciliation of managed account
platforms direct to Fund/SERV. The
type of arrangement proposed by this
rule change is analogous to that of a
Third Party Administration (‘‘TPA’’)
Member under NSCC’s Defined
Contribution Clearance & Settlement
(DCC&S) mutual fund services.
2. Statutory Basis
NSCC believes that the proposed rule
change is consistent with the
requirements of Section 17A of the Act 4
and the rules and regulations
thereunder applicable to NSCC because
the proposed rule change should
promote processing efficiencies between
investment managers in a managed
account program, the sponsors of the
program, and the fund companies in
which the program assets are invested,
thereby facilitating the prompt and
accurate processing of securities
transactions.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
NSCC does not believe that the
proposed rule change will impose any
burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments relating to the
proposed rule change have been
solicited or received. NSCC will notify
the Commission of any written
comments received by NSCC.
mstockstill on PROD1PC66 with NOTICES
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective upon filing pursuant to Section
19(b)(3)(A)(iii) of the Act 5 and Rule
19b–4(f)(6) 6 thereunder in that it (1)
does not significantly affect the
protection of investors or the public
interest; (ii) does not impose any
significant burden on competition; (iii)
by its terms, does not become operative
for 30 days after the date from which it
was filed (June 24, 2008), or such
shorter time as the Commission may
designate if consistent with the
4 15
U.S.C. 78q–1.
U.S.C. 78s(b)(3)(A)(iii).
6 17 CFR 240.19b–4(f)(6).
5 15
VerDate Aug<31>2005
17:00 Jul 15, 2008
Jkt 214001
protection of investors and the public
interest. At any time within sixty days
of the filing of such rule change, the
Commission may summarily abrogate
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml) or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–NSCC–2008–04 on the
subject line.
40903
you wish to make available publicly. All
submissions should refer to File
Number SR–NSCC–2008–04 and should
be submitted on or before August 6,
2008.
For the Commission by the Division of
Trading and Markets, pursuant to delegated
authority.7
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8–16229 Filed 7–15–08; 8:45 am]
BILLING CODE 8010–01–P
SMALL BUSINESS ADMINISTRATION
Notice of Action Subject to
Intergovernmental Review Under
Executive Order 12372
U.S. Small Business
Administration.
ACTION: Notice of Action Subject to
Intergovernmental Review.
AGENCY:
SUMMARY: The Small Business
Administration (SBA) is notifying the
public that it intends to grant the
pending applications of 39 existing
Paper Comments
Small Business Development Centers
• Send paper comments in triplicate
(SBDCs) for refunding on January 1,
to Secretary, Securities and Exchange
2009, subject to the availability of funds.
Commission, 100 F Street, NE.,
Nineteen states do not participate in the
Washington, DC 20549–1090.
EO 12372 process therefore, their
All submissions should refer to File
addresses are not included. A short
Number SR–NSCC–2008–04. This file
description of the SBDC program
number should be included on the
subject line if e-mail is used. To help the follows in the SUPPLEMENTARY
INFORMATION below.
Commission process and review your
The SBA is publishing this notice at
comments more efficiently, please use
only one method. The Commission will least 90 days before the expected
post all comments on the Commission’s refunding date. The SBDCs and their
mailing addresses are listed below in
Internet Web site (https://www.sec.gov/
the ADDRESSES section. A copy of this
rules/sro.shtml). Copies of the
notice also is being furnished to the
submission, all subsequent
respective State single points of contact
amendments, all written statements
designated under the Executive Order.
with respect to the proposed rule
Each SBDC application must be
change that are filed with the
consistent with any area-wide small
Commission, and all written
business assistance plan adopted by a
communications relating to the
State-authorized agency.
proposed rule change between the
Commission and any person, other than DATES: A State single point of contact
and other interested State or local
those that may be withheld from the
entities may submit written comments
public in accordance with the
regarding an SBDC refunding within 30
provisions of 5 U.S.C. 552, will be
days from the date of publication of this
available for inspection and copying in
notice to the SBDC.
the Commission’s Public Reference
Room, 100 F Street, NE., Washington,
ADDRESSES:
DC 20549, on official business days
between the hours of 10 a.m. and 3 p.m. Addresses of Relevant SBDC State
Directors
Copies of such filings also will be
available for inspection and copying at
Mr. Greg Panichello, State Director, Salt
the principal office of NSCC and on
Lake Community College, 9750 South
NSCC’s Web site, https://www.nscc.com/
300 West, Sandy, UT 84070, (801)
legal/. All comments received will be
957–3493;
posted without change; the Commission Mr. Herbert Thweatt, Director,
does not edit personal identifying
American Samoa Community College,
information from submissions. You
7 17 CFR 200.30–3(a)(12).
should submit only information that
PO 00000
Frm 00074
Fmt 4703
Sfmt 4703
E:\FR\FM\16JYN1.SGM
16JYN1
mstockstill on PROD1PC66 with NOTICES
40904
Federal Register / Vol. 73, No. 137 / Wednesday, July 16, 2008 / Notices
P.O. Box 2609, Pago Pago, American
Samoa 96799, 011–684–699–4830;
Mr. John Lenti, State Director,
University of South Carolina, 1710
College Street, Columbia, SC 29208,
(803) 777–4907;
Ms. Kelly Manning, State Director,
Office of Business Development, 1625
Broadway, Suite 1710, Denver, CO
80202, (303) 892–3864;
Mr. Jerry Cartwright, State Director,
University of West Florida, 401 East
Chase Street, Suite 100, Pensacola, FL
32502, (850) 473–7800;
Mr. Kurt Clark, Interim Regional
Director, University of California,
Merced, 550 East Shaw, Suite 105A,
Fresno, CA 93710, (209) 288–4368;
Mr. Allan Adams, State Director,
University of Georgia, 1180 East
Broad Street, Athens, GA 30602, (706)
542–6762;
Mr. Bill Carter, State Director,
University of Hawaii/Hilo, 308
Kamehameha Avenue, Suite 201,
Hilo, HI 96720, (808) 974–7515;
Mr. Sam Males, State Director,
University of Nevada/Reno, College of
Business Administration, Room 411,
Reno, NV 89557–0100, (775) 784–
1717;
Mr. Jeffrey Heinzmann, State Director,
Economic Development Council, One
North Capitol, Suite 900,
Indianapolis, IN 46204, (317) 234–
2086;
Mr. Mark DeLisle, State Director,
University of Southern Maine, 96
Falmouth Street, Portland, ME 04103,
(207) 780–4420;
Mr. Brett Rogers, State Director,
Washington State University, 534 East
Trent Avenue, Spokane, WA 99210–
1495, (509) 358–7765;
Mr. Casey Jeszenka, SBDC Director,
University of Guam, P.O. Box 5061—
U.O.G. Station, Mangilao, GU 96923,
(671) 735–2590;
Ms. Sheneui Sloan, Acting Regional
Director, Long Beach Community
College, 3950 Paramount Blvd., Suite
101, Lakewood, CA 90712, (562) 938–
5004;
Mr. John Hemmingstad, State Director,
University of South Dakota, 414 East
Clark Street, Patterson Hall,
Vermillion, SD 57069, (605) 677–
6256;
Ms. Gayle Kugler, State Director,
University of Wisconsin, 432 North
Lake Street, Room 423, Madison, WI
53706, (608) 263–8860;
Mr. Dan Ripke, Regional Director,
California State University, Chico,
Chico, CA 95929, (530) 898–4598;
Ms. Kristin Johnson, Regional Director,
Humboldt State University, Office of
Economic & Community Dev., 1
Harpst Street, 2006A, Siemens Hall,
VerDate Aug<31>2005
17:00 Jul 15, 2008
Jkt 214001
Arcata, CA 95521, (707) 445–9720
x317;
Ms. Vi Pham, Regional Director,
California State University, Fullerton,
800 North State College Blvd.,
Fullerton, CA 92834, (714) 278–2719;
Ms. Debbie Trujillo, Regional Director,
Southwestern Community College
District, 900 Otey Lakes Road, Chula
Vista, CA 91910, (619) 482–6388.
FOR FURTHER INFORMATION CONTACT:
Antonio Doss, Associate Administrator
for SBDCs, U.S. Small Business
Administration, 409 Third Street, SW.,
Sixth Floor, Washington, DC 20416.
SUPPLEMENTARY INFORMATION:
Description of the SBDC Program
A partnership exists between SBA
and an SBDC. SBDCs offer training,
counseling and other business
development assistance to small
businesses. Each SBDC provides
services under a negotiated Cooperative
Agreement with the SBA. SBDCs
operate on the basis of a state plan to
provide assistance within a state or
geographic area. The initial plan must
have the written approval of the
Governor. Non-Federal funds must
match Federal funds. An SBDC must
operate according to law, the
Cooperative Agreement, SBA’s
regulations, the annual Program
Announcement, and program guidance.
Program Objectives
The SBDC program uses Federal
funds to leverage the resources of states,
academic institutions and the private
sector to:
(a) Strengthen the small business
community;
(b) Increase economic growth;
(c) Assist more small businesses; and
(d) Broaden the delivery system to
more small businesses.
SBDC Program Organization
The lead SBDC operates a statewide
or regional network of SBDC service
centers. An SBDC must have a full-time
Director. SBDCs must use at least 80
percent of the Federal funds to provide
services to small businesses. SBDCs use
volunteers and other low cost resources
as much as possible.
SBDC Services
An SBDC must have a full range of
business development and technical
assistance services in its area of
operations, depending upon local needs,
SBA priorities and SBDC program
objectives. Services include training and
counseling to existing and prospective
small business owners in management,
marketing, finance, operations,
planning, taxes, and any other general
PO 00000
Frm 00075
Fmt 4703
Sfmt 4703
or technical area of assistance that
supports small business growth.
The SBA district office and the SBDC
must agree upon the specific mix of
services. They should give particular
attention to SBA’s priority and special
emphasis groups, including veterans,
women, exporters, the disabled, and
minorities.
SBDC Program Requirements
An SBDC must meet programmatic
and financial requirements imposed by
statute, regulations or its Cooperative
Agreement. The SBDC must:
(a) Locate service centers so that they
are as accessible as possible to small
businesses;
(b) Open all service centers at least 40
hours per week, or during the normal
business hours of its state or academic
Host Organization, throughout the year;
(c) Develop working relationships
with financial institutions, the
investment community, professional
associations, private consultants and
small business groups; and
(d) Maintain lists of private
consultants at each service center.
Dated: July 10, 2008.
Antonio Doss,
Associate Administrator for Small Business
Development Centers.
[FR Doc. E8–16188 Filed 7–15–08; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
Reporting and Recordkeeping
Requirements Under OMB Review
Small Business Administration.
Notice of Reporting
Requirements Submitted for OMB
Review.
AGENCY:
ACTION:
SUMMARY: Under the provisions of the
Paperwork Reduction Act (44 U.S.C.
Chapter 35), agencies are required to
submit proposed reporting and
recordkeeping requirements to OMB for
review and approval, and to publish a
notice in the Federal Register notifying
the public that the agency has made
such a submission.
DATES: Submit comments on or before
August 15, 2008. If you intend to
comment but cannot prepare comments
promptly, please advise the OMB
Reviewer and the Agency Clearance
Officer before the deadline.
Copies: Request for clearance (OMB
83–1), supporting statement, and other
documents submitted to OMB for
review may be obtained from the
Agency Clearance Officer.
ADDRESSES: Address all comments
concerning this notice to: Agency
E:\FR\FM\16JYN1.SGM
16JYN1
Agencies
[Federal Register Volume 73, Number 137 (Wednesday, July 16, 2008)]
[Notices]
[Pages 40903-40904]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-16188]
=======================================================================
-----------------------------------------------------------------------
SMALL BUSINESS ADMINISTRATION
Notice of Action Subject to Intergovernmental Review Under
Executive Order 12372
AGENCY: U.S. Small Business Administration.
ACTION: Notice of Action Subject to Intergovernmental Review.
-----------------------------------------------------------------------
SUMMARY: The Small Business Administration (SBA) is notifying the
public that it intends to grant the pending applications of 39 existing
Small Business Development Centers (SBDCs) for refunding on January 1,
2009, subject to the availability of funds. Nineteen states do not
participate in the EO 12372 process therefore, their addresses are not
included. A short description of the SBDC program follows in the
supplementary information below.
The SBA is publishing this notice at least 90 days before the
expected refunding date. The SBDCs and their mailing addresses are
listed below in the ADDRESSES section. A copy of this notice also is
being furnished to the respective State single points of contact
designated under the Executive Order. Each SBDC application must be
consistent with any area-wide small business assistance plan adopted by
a State-authorized agency.
DATES: A State single point of contact and other interested State or
local entities may submit written comments regarding an SBDC refunding
within 30 days from the date of publication of this notice to the SBDC.
ADDRESSES:
Addresses of Relevant SBDC State Directors
Mr. Greg Panichello, State Director, Salt Lake Community College, 9750
South 300 West, Sandy, UT 84070, (801) 957-3493;
Mr. Herbert Thweatt, Director, American Samoa Community College,
[[Page 40904]]
P.O. Box 2609, Pago Pago, American Samoa 96799, 011-684-699-4830;
Mr. John Lenti, State Director, University of South Carolina, 1710
College Street, Columbia, SC 29208, (803) 777-4907;
Ms. Kelly Manning, State Director, Office of Business Development, 1625
Broadway, Suite 1710, Denver, CO 80202, (303) 892-3864;
Mr. Jerry Cartwright, State Director, University of West Florida, 401
East Chase Street, Suite 100, Pensacola, FL 32502, (850) 473-7800;
Mr. Kurt Clark, Interim Regional Director, University of California,
Merced, 550 East Shaw, Suite 105A, Fresno, CA 93710, (209) 288-4368;
Mr. Allan Adams, State Director, University of Georgia, 1180 East Broad
Street, Athens, GA 30602, (706) 542-6762;
Mr. Bill Carter, State Director, University of Hawaii/Hilo, 308
Kamehameha Avenue, Suite 201, Hilo, HI 96720, (808) 974-7515;
Mr. Sam Males, State Director, University of Nevada/Reno, College of
Business Administration, Room 411, Reno, NV 89557-0100, (775) 784-1717;
Mr. Jeffrey Heinzmann, State Director, Economic Development Council,
One North Capitol, Suite 900, Indianapolis, IN 46204, (317) 234-2086;
Mr. Mark DeLisle, State Director, University of Southern Maine, 96
Falmouth Street, Portland, ME 04103, (207) 780-4420;
Mr. Brett Rogers, State Director, Washington State University, 534 East
Trent Avenue, Spokane, WA 99210-1495, (509) 358-7765;
Mr. Casey Jeszenka, SBDC Director, University of Guam, P.O. Box 5061--
U.O.G. Station, Mangilao, GU 96923, (671) 735-2590;
Ms. Sheneui Sloan, Acting Regional Director, Long Beach Community
College, 3950 Paramount Blvd., Suite 101, Lakewood, CA 90712, (562)
938-5004;
Mr. John Hemmingstad, State Director, University of South Dakota, 414
East Clark Street, Patterson Hall, Vermillion, SD 57069, (605) 677-
6256;
Ms. Gayle Kugler, State Director, University of Wisconsin, 432 North
Lake Street, Room 423, Madison, WI 53706, (608) 263-8860;
Mr. Dan Ripke, Regional Director, California State University, Chico,
Chico, CA 95929, (530) 898-4598;
Ms. Kristin Johnson, Regional Director, Humboldt State University,
Office of Economic & Community Dev., 1 Harpst Street, 2006A, Siemens
Hall, Arcata, CA 95521, (707) 445-9720 x317;
Ms. Vi Pham, Regional Director, California State University, Fullerton,
800 North State College Blvd., Fullerton, CA 92834, (714) 278-2719;
Ms. Debbie Trujillo, Regional Director, Southwestern Community College
District, 900 Otey Lakes Road, Chula Vista, CA 91910, (619) 482-6388.
FOR FURTHER INFORMATION CONTACT: Antonio Doss, Associate Administrator
for SBDCs, U.S. Small Business Administration, 409 Third Street, SW.,
Sixth Floor, Washington, DC 20416.
SUPPLEMENTARY INFORMATION:
Description of the SBDC Program
A partnership exists between SBA and an SBDC. SBDCs offer training,
counseling and other business development assistance to small
businesses. Each SBDC provides services under a negotiated Cooperative
Agreement with the SBA. SBDCs operate on the basis of a state plan to
provide assistance within a state or geographic area. The initial plan
must have the written approval of the Governor. Non-Federal funds must
match Federal funds. An SBDC must operate according to law, the
Cooperative Agreement, SBA's regulations, the annual Program
Announcement, and program guidance.
Program Objectives
The SBDC program uses Federal funds to leverage the resources of
states, academic institutions and the private sector to:
(a) Strengthen the small business community;
(b) Increase economic growth;
(c) Assist more small businesses; and
(d) Broaden the delivery system to more small businesses.
SBDC Program Organization
The lead SBDC operates a statewide or regional network of SBDC
service centers. An SBDC must have a full-time Director. SBDCs must use
at least 80 percent of the Federal funds to provide services to small
businesses. SBDCs use volunteers and other low cost resources as much
as possible.
SBDC Services
An SBDC must have a full range of business development and
technical assistance services in its area of operations, depending upon
local needs, SBA priorities and SBDC program objectives. Services
include training and counseling to existing and prospective small
business owners in management, marketing, finance, operations,
planning, taxes, and any other general or technical area of assistance
that supports small business growth.
The SBA district office and the SBDC must agree upon the specific
mix of services. They should give particular attention to SBA's
priority and special emphasis groups, including veterans, women,
exporters, the disabled, and minorities.
SBDC Program Requirements
An SBDC must meet programmatic and financial requirements imposed
by statute, regulations or its Cooperative Agreement. The SBDC must:
(a) Locate service centers so that they are as accessible as
possible to small businesses;
(b) Open all service centers at least 40 hours per week, or during
the normal business hours of its state or academic Host Organization,
throughout the year;
(c) Develop working relationships with financial institutions, the
investment community, professional associations, private consultants
and small business groups; and
(d) Maintain lists of private consultants at each service center.
Dated: July 10, 2008.
Antonio Doss,
Associate Administrator for Small Business Development Centers.
[FR Doc. E8-16188 Filed 7-15-08; 8:45 am]
BILLING CODE 8025-01-P