Rules and Regulations Implementing the Telephone Consumer Protection Act of 1991, 40183-40186 [E8-15994]
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Federal Register / Vol. 73, No. 135 / Monday, July 14, 2008 / Rules and Regulations
(Catalog of Federal Domestic Assistance No.
97.022, ‘‘Flood Insurance.’’)
Dated: July 3, 2008.
Michael K. Buckley,
Deputy Assistant Administrator for
Mitigation, Department of Homeland
Security, Federal Emergency Management
Agency.
[FR Doc. E8–15980 Filed 7–11–08; 8:45 am]
BILLING CODE 9110–12–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 64
[CG Docket No. 02–278; FCC 08–147]
Rules and Regulations Implementing
the Telephone Consumer Protection
Act of 1991
Federal Communications
Commission.
ACTION: Final rule.
rfrederick on PROD1PC67 with RULES
AGENCY:
SUMMARY: In this document, the
Commission amends its rules under the
Telephone Consumer Protection Act
(TCPA) to require telemarketers to
honor registrations with the National
Do-Not-Call Registry indefinitely. This
action is consistent with Congress’s
mandate in the Do-Not-Call
Improvement Act of 2007, which
prohibits the removal of numbers from
the Registry unless the consumer
cancels the registration or the number
has been disconnected and reassigned
or is otherwise invalid. The Commission
also will continue to coordinate with
the FTC on additional ways to improve
the Registry’s accuracy.
DATES: 47 CFR 64.1200 (c)(2) contains
information collection requirements that
have not been approved by the Office of
Management and Budget (OMB). The
Commission will publish a separate
document in the Federal Register
announcing the effective date for the
amendment and information collection
requirements. Interested parties
(including the general public, OMB, and
other Federal agencies) that wish to
submit written comments on the PRA
information collection requirements
must do so on or before September 12,
2008.
ADDRESSES: Interested parties may
submit PRA comments identified by
OMB Control Number 3060–0519, by
any of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Federal Communications
Commission’s Web Site: https://
www.fcc.gov/cgb/ecfs/. Follow the
instructions for submitting comments.
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• E-mail: Parties who choose to file
by e-mail should submit their comments
to PRA@fcc.gov. Please include CG
Docket Number 02–278 and OMB
Control Number 3060–0519 in the
subject line of the message.
• Mail: Parties who choose to file by
paper should submit their comments to
Cathy Williams, Federal
Communications Commission, Room 1–
C823, 445 12th Street, SW., Washington,
DC 20554.
40183
Paperwork Reduction Act of 1995
Analysis
FCC 08–147 contains modified
information collection requirements
subject to the PRA of 1995. It will be
submitted to OMB for review under
section 3507 of the PRA. OMB, the
general public, and other Federal
agencies are invited to comment on the
modified information collection
requirements contained in this
proceeding. Public and agency
comments are due September 12, 2008.
FOR FURTHER INFORMATION CONTACT:
In addition, pursuant to the Small
Erica McMahon, Consumer &
Business Paperwork Review Act of
Governmental Affairs Bureau at (202)
2002, Public Law 107–198, see 44 U.S.C.
418–0346 (voice), or e-mail
3506(c)(4), the Commission has assessed
Erica.McMahon@fcc.gov.
the effect of rule changes and find that
there likely will be an increased
SUPPLEMENTARY INFORMATION: This is a
administrative burden on businesses
summary of the Commission’s
with fewer than 25 employees. The
document Rules and Regulations
Commission has taken steps, however,
Implementing the Telephone Consumer to minimize the information collection
Protection Act (TCPA) of 1991, Do-Notburden for small business concerns,
Call Registry, Report and Order (DNC
including those with fewer than 25
Report and Order), FCC 08–147,
employees. In this present document,
adopted on June 11, 2008, and released
we have assessed the effect of these rule
on June 17, 2008. FCC 08–147 addresses changes and find that there likely will
issues arising from the Commission’s
be an increased administrative burden
Rules and Regulations Implementing the on businesses with fewer than 25
TCPA of 1991, Do-Not-Call Registry,
employees. However, the amended rules
do not require the maintenance of any
Notice of Proposed Rulemaking, (DNC
additional records or require entities to
NPRM), FCC 07–203, released on
alter their current practices to comply
December 4, 2007, published at 72 FR
71099, December 14, 2007, in which the with the National Do-Not-Call Registry.
These measures should substantially
Commission sought comment on its
alleviate any burdens on businesses
tentative conclusion that registrations
with fewer than 25 employees.
with the National Do-Not-Call Registry
should be honored indefinitely. The full Synopsis
text of document FCC 08–147 and
In the DNC Report and Order, the
copies of any subsequently filed
Commission amends its rules under the
documents in this matter will be
TCPA to require sellers and/or
available for public inspection and
telemarketers to honor registrations with
copying during regular business hours
the National Do-Not-Call Registry so
at the FCC Reference Information
that registrations will not automatically
Center, Portals II, 445 12th Street, SW.,
expire based on the current five year
Room CY–A257, Washington, DC 20554. registration period. Consistent with the
Document FCC 08–147 and any
Do Not Call Improvement Act of 2007
subsequently filed documents in this
(DNC Act), the Commission extends this
matter may also be purchased from the
requirement indefinitely to minimize
Commission’s duplicating contractor at
the inconvenience to consumers of
Portals II, 445 12th Street, SW., Room
having to re-register their preferences
CY–B402, Washington, DC 20554.
not to receive telemarketing calls and to
Customers may contact the
further the underlying goal of the
Commission’s duplicating contractor at
National Registry to protect consumer
their Web site: https://www.bcpiweb.com privacy rights. The Commission
or call 1–800–378–3160. To request
recognizes the importance of
materials in accessible formats for
maintaining an accurate Do-Not-Call
people with disabilities (Braille, large
Registry. The DNC Act provides that the
print, electronic files, audio format),
FTC shall periodically check the
send an e-mail to fcc504@fcc.gov or call numbers in the Registry and purge those
the Consumer & Governmental Affairs
numbers that have been disconnected
Bureau at (202) 418–0530 (voice) or
and reassigned. Currently, the database
(202) 418–0432 (TTY). FCC 08–147 can
administrator checks all telephone
also be downloaded in Word and
numbers in the Registry once a month
Portable Document Format (PDF) at:
against national databases to remove
any disconnected and reassigned
https://www.fcc.gov/cgb/policy.
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40184
Federal Register / Vol. 73, No. 135 / Monday, July 14, 2008 / Rules and Regulations
numbers. The Commission intends to
work closely with the FTC to consider
options to enhance the Registry’s
accuracy, including whether scrubbing
the database more frequently is possible
and might improve the overall accuracy
of the database. The Commission also
encourages local exchange carriers
(LECs) to report information on
disconnected and reassigned numbers to
the FTC subcontractor as timely as
possible so that such numbers might be
purged more than once per month. The
Commission does not believe that the
amended rules will be burdensome for
sellers and/or telemarketers, including
small businesses. Small businesses can
continue to access the Registry on an
area-code-by-area-code basis and need
only purchase those area codes in which
the seller intends to telemarket. In
addition, the national database provides
a single number feature whereby a small
number of telephone numbers can be
entered on a web page to determine
whether any of those numbers are
included on the Registry.
The Commission concludes that
eliminating the need for consumers to
re-register their numbers will enhance
consumer privacy protections and
benefit the federal government in
administering the National Registry.
Making registrations permanent
adequately balances the need to
maintain a high level of accuracy in the
National Registry with the desire to
have a simple and effective means to
limit unwanted telemarketing calls.
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Regulatory Flexibility Analysis
As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA), an Initial Regulatory Flexibility
Analysis (IRFA) was incorporated in
DNC NPRM, released by the
Commission on December 4, 2007. The
Commission sought written public
comment on the proposals contained in
the Notice, including comment on the
IRFA. Comments filed in this
proceeding that address the impact of
the proposed rules and policies on small
entities are discussed below.
unwanted telemarketing calls. The
National Do-Not-Call Registry
supplements long-standing companyspecific rules which require companies
to maintain lists of consumers who have
directed the company not to contact
them by phone. The 2003 TCPA Order
required telemarketers to honor do-notcall registrations on the National
Registry for five years. It also revised the
company-specific do-not-call rules to
reduce the retention period for such donot-call requests from ten to five years.
On December 4, 2007, the
Commission released the DNC NPRM
seeking comment on its tentative
conclusion that registrations with the
Registry should be honored indefinitely,
unless a number is disconnected or
reassigned or the consumer cancels his
registration. Subsequently, on February
15, 2007, Congress enacted the Do-NotCall Improvement Act of 2007 (DNC
Act), which prohibits the automatic
removal of registered numbers, unless a
number has been disconnected,
reassigned, or is otherwise invalid. The
DNC Report and Order amends the
Commission’s rules so that registrations
with the National Do-Not-Call Registry
will not expire after a period of five
years, consistent with the DNC Act and
FTC policy. This action will benefit
consumers, who will no longer be
required to re-register every five years,
thereby reducing any burdens on
consumers in terms of the time and
effort required to register and the need
to remember when to re-register.
Summary of Significant Issues Raised by
Public Comments in Response to the
IRFA
No comments were filed in response
to the IRFA directly. However, in
response to the DNC NPRM, some
commenters raised concerns about the
impact of the Commission’s proposed
rule changes on small businesses. The
National Association of Realtors (NAR)
argued that requiring telemarketers to
honor registrations indefinitely will
result in increased economic burdens
for small businesses. The American
Need for, and Objectives of, the
Teleservices Association contended that
Adopted Rules
the rule change will lead to a larger
In 2003, the Commission released the Registry, and consequently larger
Rules and Regulations Implementing the Registry file sizes, which will adversely
impact small businesses due to their
TCPA of 1991, Do-Not-Call Registry,
limited resources. Others argued that
Report and Order, (2003 TCPA Order),
published at 68 FR 44144, July 25, 2003, the rule change would have a negligible
effect on small businesses. NASUCA
revising the TCPA rules to respond to
and the Nebraska Public Services
changes in the marketplace for
Commission pointed out, for example,
telemarketing. Specifically, the
Commission established, in conjunction that small businesses will be required to
access the Registry and avoid calling
with the Federal Trade Commission
numbers in the Registry just as they do
(FTC), a National Do-Not-Call Registry
today.
for consumers who wish to avoid
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Description and Estimate of the Number
of Small Entities to Which the Adopted
Rules Apply
The RFA directs agencies to provide
a description of and, where feasible, an
estimate of the number of small entities
that may be affected by the proposed
rules, if adopted. 5 U.S.C. 603(b)(3). The
RFA generally defines the term ‘‘small
entity’’ as having the same meaning as
the terms ‘‘small business,’’ ‘‘small
organization,’’ and ‘‘small governmental
jurisdiction.’’ 5 U.S.C. 601(6). In
addition, the term ‘‘small business’’ has
the same meaning as the term ‘‘small
business concern’’ under the Small
Business Act. 5 U.S.C. 601(3). A small
business concern is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the SBA. Small Business
Act, 15 U.S.C. 632 (1996).
The modifications to the regulations
adopted in this item apply to a wide
range of entities, including all entities
that use the telephone to advertise. That
is, the rule changes affect the myriad of
businesses throughout the nation that
telemarket and, therefore, must access
the National Registry to avoid calling
registered numbers, including the
following:
Interexchange Carriers. Neither the
Commission nor the SBA has developed
a specific size standard for small entities
specifically applicable to providers of
interexchange services. The closest
applicable size standard under the SBA
rules is for Wired Telecommunications
Carriers. Under that standard, such a
business is small if it has 1,500 or fewer
employees. 13 CFR 121.201, NAICS
code 517110. According to the FCC’s
Telephone Trends Report data, 281
carriers reported that their primary
telecommunications service activity was
the provision of interexchange services.
Of these 281 carriers, an estimated 254
have 1,500 or fewer employees, and 27
have more than 1,500 employees.
Consequently, the Commission
estimates that a majority of
interexchange carriers may be affected
by the rules.
Incumbent Local Exchange Carriers.
Neither the Commission nor the SBA
has developed a small business size
standard for providers of incumbent
local exchange services. The closest
applicable size standard under the SBA
rules is for Wired Telecommunications
Carriers. Under that standard, such a
business is small if it has 1,500 or fewer
employees. 13 CFR 121.201, NAICS
code 517110. According to the FCC’s
Telephone Trends Report data, 1,310
incumbent local exchange carriers
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Federal Register / Vol. 73, No. 135 / Monday, July 14, 2008 / Rules and Regulations
reported that they were engaged in the
provision of local exchange services. Of
these 1,310 carriers, an estimated 1,025
have 1,500 or fewer employees and 285
have more than 1,500 employees.
Consequently, the Commission
estimates that the majority of providers
of local exchange service are small
entities that may be affected by the rules
and policies adopted herein.
Wireless Service Providers. In
November of 2007, the SBA developed
a small business size standard for small
businesses in the category ‘‘Wireless
Telecommunications Carriers (except
satellite).’’ 13 CFR 121.201, NAICS code
517210. Under that SBA category, a
business is small if it has 1,500 or fewer
employees. Thus, under this category
and the associated small business size
standard, the great majority of firms can
be considered small. For a census
category that existed for a prior version
of the NAICS codes, namely ‘‘Cellular
and Other Wireless
Telecommunications,’’ Census Bureau
data for 2002 show that there were 1,397
firms in this category that operated for
the entire year. Of this total, 1,378 firms
had employment of 999 or fewer
employees, and 19 firms had
employment of 1,000 employees or
more. Thus, under this category and size
standard, the majority of firms can be
considered small.
rfrederick on PROD1PC67 with RULES
Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
The DNC Report and Order amends
the Commission’s rules to require sellers
and/or telemarketers to honor
registrations on the National Do-NotCall Registry until the registration is
either cancelled by the consumer or the
number is removed by the database
administrator. This rule change will
affect compliance requirements, as
numbers currently registered will not be
automatically removed from the
Registry five years after they were
registered. However, the Commission
expects that sellers and/or telemarketers
will continue to access the Registry and
avoid calling numbers on the Registry as
they do today. There are no new or
additional reporting or recordkeeping
requirements associated with the
amended rules.
Steps Taken To Minimize Significant
Impact on Small Entities and
Significant Alternatives Considered
The RFA requires an agency to
describe any significant alternatives that
it has considered in reaching its
proposed approach, which may include
the following four alternatives (among
others): (1) The establishment of
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differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance or reporting requirements
under the rule for small entities; (3) the
use of performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities. See 5 U.S.C. 603(c).
In the DNC Report and Order, the
Commission amends its rules to require
sellers and/or telemarketers to honor
national do-not-call registrations
indefinitely. The alternative would be to
not modify the rules and leave the
period for honoring registrations at 5
years for sellers and/or telemarketers
subject to our rules. This would result
in the Commission’s rules being
inconsistent with FTC policy and
Congress’s mandate in the DNC
Improvement Act to not remove
numbers after 5 years.
The Commission considered the
burdens to small businesses of having to
comply with these amended rules. The
record revealed that some commenters
suspected that the Commission’s
proposed rule change would negatively
impact small businesses. They argued
that small businesses would have to
purchase additional storage space and
experience lengthier download times to
accommodate the increased size of the
Registry. Commenters also feared that
numbers that had been disconnected or
reassigned would not be purged from
the Registry in a timely manner. The
Commission considered these concerns
and concluded that the rule change will
not be overly burdensome for small
entities. Such entities will be required
to continue to access the Registry as
they do today. Small businesses can
obtain the data on an area-code-by-areacode basis and need only purchase
those area codes in which they intend
to telemarket. In addition, the
Commission found that the rule
change’s benefits to the public and to
consumer privacy interests outweighed
the potential negative effect on small
businesses of eliminating the 5-year
registration period. Consumers will no
longer be required to re-register every 5
years or need to remember when and
how to re-register. In response to
concerns about the accuracy of the
Registry, the Commission notes that
Congress requires the FTC to check the
database and remove disconnected and
reassigned numbers. In addition, the
Commission encourages LECs to
provide information to the database
administrator timely and accurately to
enhance the FTC’s ability to remove
disconnected and reassigned numbers,
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40185
thereby improving the overall accuracy
of the Registry. The Commission also
encourages parties to submit additional
proposals directly to the FTC for
consideration.
Congressional Review Act
The Commission will send a copy of
the DNC Report and Order in a report
to be sent to Congress and the
Government Accountability Office
pursuant to the Congressional Review
Act, see 5 U.S.C. 801(a)(1)(A).
Ordering Clauses
Pursuant to sections 1–4, 227 and
303(r) of the Communications Act of
1934, as amended, 47 U.S.C. 151–154,
227 and 303(r); and § 64.1200 of the
Commission’s rules, 47 CFR 64.1200,
the DNC Report and Order in CG Docket
No. 02–278 is adopted, and Part 64 of
the Commission’s rules, 47 CFR
64.1200, is amended.
The DNC Report and Order shall be
effective July 14, 2008, except
§ 64.1200(c)(2) of the Commission’s
rules, which contains information
collection requirements that are not
effective until approval by OMB. The
Commission will publish a document in
the Federal Register announcing the
effective date of the amended rule.
The Commission’s Consumer &
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
this Report and Order, including the
Final Regulatory Flexibility Analysis
(FRFA), to the Chief Counsel for
Advocacy of the Small Business
Administration.
List of Subjects in 47 CFR Part 64
Telecommunications, Telephone.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Rule Changes
For the reasons discussed in the
preamble, the Federal Communications
Commission amends 47 CFR part 64 as
follows:
I
PART 64—MISCELLANEOUS RULES
RELATING TO COMMON CARRIERS
1. The authority citation for part 64
continues to read as follows:
I
Authority: 47 U.S.C. 154, 254(k); secs.
403(b)(2)(B), (c), Pub. L. 104–104, 110 Stat.
56. Interpret or apply 47 U.S.C. 201, 218, 222,
225, 226, 228, and 254 (k) unless otherwise
noted.
2. Section 64.1200 is amended by
revising paragraph (c)(2) introductory
text to read as follows:
I
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§ 64.1200
Federal Register / Vol. 73, No. 135 / Monday, July 14, 2008 / Rules and Regulations
Delivery restrictions.
*
*
*
*
*
(c) * * *
(2) A residential telephone subscriber
who has registered his or her telephone
number on the national do-not-call
registry of persons who do not wish to
receive telephone solicitations that is
maintained by the Federal Government.
Such do-not-call registrations must be
honored indefinitely, or until the
registration is cancelled by the
consumer or the telephone number is
removed by the database administrator.
Any person or entity making telephone
solicitations (or on whose behalf
telephone solicitations are made) will
not be liable for violating this
requirement if:
*
*
*
*
*
[FR Doc. E8–15994 Filed 7–11–08; 8:45 am]
BILLING CODE 6712–01–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 73
[MM Docket No. 99–25; FCC 07–204]
Creation of a Low Power Radio Service
Federal Communications
Commission.
ACTION: Final rule; announcement of
effective date.
rfrederick on PROD1PC67 with RULES
AGENCY:
Synopsis
SUMMARY: In this document, the
Commission announces that the Office
of Management and Budget (OMB) has
approved, for a period of three years, the
revised information collections
associated with the Creation of a Low
Power Radio Service. This notice is
consistent and satisfies the Ordering
Clause of the Report and Order
published at 73 FR 3202–02, on January
17, 2008, which stated that changes to
FCC Form 314, Application for Consent
to Assignment of Broadcast Station
Construction Permit or License and FCC
Form 315, Application for Consent to
Transfer Control of Entity Holding
Broadcast Station Construction Permit
or License, OMB Control Number 3060–
0031, will become effective 60 days after
a notice is published in the Federal
Register announcing OMB approval of
the forms.
DATES: FCC Forms 314 and 315 are
effective September 12, 2008.
FOR FURTHER INFORMATION CONTACT:
Peter Doyle or Kelly Donohue, Audio
Division, Media Bureau at (202) 418–
2700.
SUPPLEMENTARY INFORMATION: This
document announces that, on June 23,
2008, OMB approved, for a period of
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three years, the revised information
collection requirements resulting in
changes to FCC Forms 314 and 315
contained in the Commission’s Report
and Order concerning the Creation of a
Low Power Radio Service, FCC 07–204,
published at 73 FR 3202–02, January 17,
2008. The OMB Control Number is
3060–0031 for both FCC Forms 314 and
315. The Commission publishes this
notice as an announcement of the
effective date of the forms and
announcement of OMB approval for the
information collections. If you have any
comments on the burden estimates
listed below, or how the Commission
can improve the collections and reduce
any burdens caused thereby, please
write to Cathy Williams, Federal
Communications Commission, Room 1–
C823, 445 12th Street, SW., Washington,
DC 20554. Please include the OMB
Control Number 3060–0031 in your
correspondence. The Commission will
also accept your comments via the
Internet if you send them to
PRA@fcc.gov. To request materials in
accessible formats for people with
disabilities (Braille, large print,
electronic files, audio format), send an
e-mail to fcc504@fcc.gov or call the
Consumer & Governmental Affairs
Bureau at (202) 418–0530 (voice), (202)
418–0432 (TTY).
As required by the Paperwork
Reduction Act of 1995 (44 U.S.C. 3507),
the FCC is notifying the public that it
received OMB approval on June 23,
2008, for the revised information
collection requirements resulting in
changes to FCC Forms 314 and 315. The
OMB Control Number assigned to the
information collections is 3060–0031.
For revisions to Forms 314 and 315 the
total annual reporting burden for
respondents for these collections of
information, including the time for
gathering and maintaining the collection
of information, is estimated to be: 4,510
respondents, total annual burden hours
of 18,790 hours, and $33,989,570 in
total annual costs.
Under 5 CFR 1320, an agency may not
conduct or sponsor a collection of
information unless it displays a current,
valid OMB Control Number.
No person shall be subject to any
penalty for failing to comply with a
collection of information subject to the
Paperwork Reduction Act that does not
display a valid OMB Control Number.
The foregoing notice is required by the
Paperwork Reduction Act of 1995,
Public Law 104–13, October 1, 1995, 44
U.S.C. 3507.
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Federal Communications Commission.
Marlene H. Dortch,
Secretary.
[FR Doc. E8–15845 Filed 7–11–08; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
[Docket No. 080306389–8810–02]
RIN 0648–AW53
Fisheries of the Northeastern United
States; Northeast Multispecies
Fishery; Allowance of New Gear
(Haddock Rope Trawl, Previously
Referred to as the Eliminator Trawl) in
Specific Special Management
Programs
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
SUMMARY: NMFS approves the use of an
additional type of trawl gear known as
the ‘‘haddock rope trawl’’ (formerly
called the ‘‘eliminator trawl’’) in the
Regular B Days-at-Sea (DAS) Program
and the Eastern U.S./Canada Haddock
Special Access Program (SAP). Vessels
fishing in the Regular B DAS Program or
the Eastern U.S./Canada Haddock SAP
must use approved trawl gear in order
to reduce the catch of Northeast (NE)
multispecies (groundfish) stocks of
concern. The NE Regional
Administrator, NMFS, may approve
additional gears for use in these
programs if research demonstrates that
the gear meets specific standards for the
reduction of catch of stocks of concern.
The intent of this action is to reduce
catch of stocks of concern in the NE
multispecies fishery and to provide for
the conservation and management of
stocks managed by the NE Multispecies
Fishery Management Plan (FMP).
DATES: This rule is effective August 13,
2008.
ADDRESSES: Copies of the Technical
Report ‘‘Bycatch Reduction in the
Directed Haddock Bottom Trawl
Fishery’’ and a diagram of the haddock
rope trawl may be obtained from NMFS
at the following address: National
Marine Fisheries Service, One
Blackburn Drive, Gloucester, MA 01930;
telephone (978) 281–9315. NMFS
prepared a Final Regulatory Flexiblity
Analysis (FRFA), which is contained in
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14JYR1
Agencies
[Federal Register Volume 73, Number 135 (Monday, July 14, 2008)]
[Rules and Regulations]
[Pages 40183-40186]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-15994]
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FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 64
[CG Docket No. 02-278; FCC 08-147]
Rules and Regulations Implementing the Telephone Consumer
Protection Act of 1991
AGENCY: Federal Communications Commission.
ACTION: Final rule.
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SUMMARY: In this document, the Commission amends its rules under the
Telephone Consumer Protection Act (TCPA) to require telemarketers to
honor registrations with the National Do-Not-Call Registry
indefinitely. This action is consistent with Congress's mandate in the
Do-Not-Call Improvement Act of 2007, which prohibits the removal of
numbers from the Registry unless the consumer cancels the registration
or the number has been disconnected and reassigned or is otherwise
invalid. The Commission also will continue to coordinate with the FTC
on additional ways to improve the Registry's accuracy.
DATES: 47 CFR 64.1200 (c)(2) contains information collection
requirements that have not been approved by the Office of Management
and Budget (OMB). The Commission will publish a separate document in
the Federal Register announcing the effective date for the amendment
and information collection requirements. Interested parties (including
the general public, OMB, and other Federal agencies) that wish to
submit written comments on the PRA information collection requirements
must do so on or before September 12, 2008.
ADDRESSES: Interested parties may submit PRA comments identified by OMB
Control Number 3060-0519, by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Federal Communications Commission's Web Site: https://
www.fcc.gov/cgb/ecfs/. Follow the instructions for submitting comments.
E-mail: Parties who choose to file by e-mail should submit
their comments to PRA@fcc.gov. Please include CG Docket Number 02-278
and OMB Control Number 3060-0519 in the subject line of the message.
Mail: Parties who choose to file by paper should submit
their comments to Cathy Williams, Federal Communications Commission,
Room 1-C823, 445 12th Street, SW., Washington, DC 20554.
FOR FURTHER INFORMATION CONTACT: Erica McMahon, Consumer & Governmental
Affairs Bureau at (202) 418-0346 (voice), or e-mail
Erica.McMahon@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's
document Rules and Regulations Implementing the Telephone Consumer
Protection Act (TCPA) of 1991, Do-Not-Call Registry, Report and Order
(DNC Report and Order), FCC 08-147, adopted on June 11, 2008, and
released on June 17, 2008. FCC 08-147 addresses issues arising from the
Commission's Rules and Regulations Implementing the TCPA of 1991, Do-
Not-Call Registry, Notice of Proposed Rulemaking, (DNC NPRM), FCC 07-
203, released on December 4, 2007, published at 72 FR 71099, December
14, 2007, in which the Commission sought comment on its tentative
conclusion that registrations with the National Do-Not-Call Registry
should be honored indefinitely. The full text of document FCC 08-147
and copies of any subsequently filed documents in this matter will be
available for public inspection and copying during regular business
hours at the FCC Reference Information Center, Portals II, 445 12th
Street, SW., Room CY-A257, Washington, DC 20554. Document FCC 08-147
and any subsequently filed documents in this matter may also be
purchased from the Commission's duplicating contractor at Portals II,
445 12th Street, SW., Room CY-B402, Washington, DC 20554. Customers may
contact the Commission's duplicating contractor at their Web site:
https://www.bcpiweb.com or call 1-800-378-3160. To request materials in
accessible formats for people with disabilities (Braille, large print,
electronic files, audio format), send an e-mail to fcc504@fcc.gov or
call the Consumer & Governmental Affairs Bureau at (202) 418-0530
(voice) or (202) 418-0432 (TTY). FCC 08-147 can also be downloaded in
Word and Portable Document Format (PDF) at: https://www.fcc.gov/cgb/
policy.
Paperwork Reduction Act of 1995 Analysis
FCC 08-147 contains modified information collection requirements
subject to the PRA of 1995. It will be submitted to OMB for review
under section 3507 of the PRA. OMB, the general public, and other
Federal agencies are invited to comment on the modified information
collection requirements contained in this proceeding. Public and agency
comments are due September 12, 2008.
In addition, pursuant to the Small Business Paperwork Review Act of
2002, Public Law 107-198, see 44 U.S.C. 3506(c)(4), the Commission has
assessed the effect of rule changes and find that there likely will be
an increased administrative burden on businesses with fewer than 25
employees. The Commission has taken steps, however, to minimize the
information collection burden for small business concerns, including
those with fewer than 25 employees. In this present document, we have
assessed the effect of these rule changes and find that there likely
will be an increased administrative burden on businesses with fewer
than 25 employees. However, the amended rules do not require the
maintenance of any additional records or require entities to alter
their current practices to comply with the National Do-Not-Call
Registry. These measures should substantially alleviate any burdens on
businesses with fewer than 25 employees.
Synopsis
In the DNC Report and Order, the Commission amends its rules under
the TCPA to require sellers and/or telemarketers to honor registrations
with the National Do-Not-Call Registry so that registrations will not
automatically expire based on the current five year registration
period. Consistent with the Do Not Call Improvement Act of 2007 (DNC
Act), the Commission extends this requirement indefinitely to minimize
the inconvenience to consumers of having to re-register their
preferences not to receive telemarketing calls and to further the
underlying goal of the National Registry to protect consumer privacy
rights. The Commission recognizes the importance of maintaining an
accurate Do-Not-Call Registry. The DNC Act provides that the FTC shall
periodically check the numbers in the Registry and purge those numbers
that have been disconnected and reassigned. Currently, the database
administrator checks all telephone numbers in the Registry once a month
against national databases to remove any disconnected and reassigned
[[Page 40184]]
numbers. The Commission intends to work closely with the FTC to
consider options to enhance the Registry's accuracy, including whether
scrubbing the database more frequently is possible and might improve
the overall accuracy of the database. The Commission also encourages
local exchange carriers (LECs) to report information on disconnected
and reassigned numbers to the FTC subcontractor as timely as possible
so that such numbers might be purged more than once per month. The
Commission does not believe that the amended rules will be burdensome
for sellers and/or telemarketers, including small businesses. Small
businesses can continue to access the Registry on an area-code-by-area-
code basis and need only purchase those area codes in which the seller
intends to telemarket. In addition, the national database provides a
single number feature whereby a small number of telephone numbers can
be entered on a web page to determine whether any of those numbers are
included on the Registry.
The Commission concludes that eliminating the need for consumers to
re-register their numbers will enhance consumer privacy protections and
benefit the federal government in administering the National Registry.
Making registrations permanent adequately balances the need to maintain
a high level of accuracy in the National Registry with the desire to
have a simple and effective means to limit unwanted telemarketing
calls.
Regulatory Flexibility Analysis
As required by the Regulatory Flexibility Act of 1980, as amended
(RFA), an Initial Regulatory Flexibility Analysis (IRFA) was
incorporated in DNC NPRM, released by the Commission on December 4,
2007. The Commission sought written public comment on the proposals
contained in the Notice, including comment on the IRFA. Comments filed
in this proceeding that address the impact of the proposed rules and
policies on small entities are discussed below.
Need for, and Objectives of, the Adopted Rules
In 2003, the Commission released the Rules and Regulations
Implementing the TCPA of 1991, Do-Not-Call Registry, Report and Order,
(2003 TCPA Order), published at 68 FR 44144, July 25, 2003, revising
the TCPA rules to respond to changes in the marketplace for
telemarketing. Specifically, the Commission established, in conjunction
with the Federal Trade Commission (FTC), a National Do-Not-Call
Registry for consumers who wish to avoid unwanted telemarketing calls.
The National Do-Not-Call Registry supplements long-standing company-
specific rules which require companies to maintain lists of consumers
who have directed the company not to contact them by phone. The 2003
TCPA Order required telemarketers to honor do-not-call registrations on
the National Registry for five years. It also revised the company-
specific do-not-call rules to reduce the retention period for such do-
not-call requests from ten to five years.
On December 4, 2007, the Commission released the DNC NPRM seeking
comment on its tentative conclusion that registrations with the
Registry should be honored indefinitely, unless a number is
disconnected or reassigned or the consumer cancels his registration.
Subsequently, on February 15, 2007, Congress enacted the Do-Not-Call
Improvement Act of 2007 (DNC Act), which prohibits the automatic
removal of registered numbers, unless a number has been disconnected,
reassigned, or is otherwise invalid. The DNC Report and Order amends
the Commission's rules so that registrations with the National Do-Not-
Call Registry will not expire after a period of five years, consistent
with the DNC Act and FTC policy. This action will benefit consumers,
who will no longer be required to re-register every five years, thereby
reducing any burdens on consumers in terms of the time and effort
required to register and the need to remember when to re-register.
Summary of Significant Issues Raised by Public Comments in Response to
the IRFA
No comments were filed in response to the IRFA directly. However,
in response to the DNC NPRM, some commenters raised concerns about the
impact of the Commission's proposed rule changes on small businesses.
The National Association of Realtors (NAR) argued that requiring
telemarketers to honor registrations indefinitely will result in
increased economic burdens for small businesses. The American
Teleservices Association contended that the rule change will lead to a
larger Registry, and consequently larger Registry file sizes, which
will adversely impact small businesses due to their limited resources.
Others argued that the rule change would have a negligible effect on
small businesses. NASUCA and the Nebraska Public Services Commission
pointed out, for example, that small businesses will be required to
access the Registry and avoid calling numbers in the Registry just as
they do today.
Description and Estimate of the Number of Small Entities to Which the
Adopted Rules Apply
The RFA directs agencies to provide a description of and, where
feasible, an estimate of the number of small entities that may be
affected by the proposed rules, if adopted. 5 U.S.C. 603(b)(3). The RFA
generally defines the term ``small entity'' as having the same meaning
as the terms ``small business,'' ``small organization,'' and ``small
governmental jurisdiction.'' 5 U.S.C. 601(6). In addition, the term
``small business'' has the same meaning as the term ``small business
concern'' under the Small Business Act. 5 U.S.C. 601(3). A small
business concern is one which: (1) Is independently owned and operated;
(2) is not dominant in its field of operation; and (3) satisfies any
additional criteria established by the SBA. Small Business Act, 15
U.S.C. 632 (1996).
The modifications to the regulations adopted in this item apply to
a wide range of entities, including all entities that use the telephone
to advertise. That is, the rule changes affect the myriad of businesses
throughout the nation that telemarket and, therefore, must access the
National Registry to avoid calling registered numbers, including the
following:
Interexchange Carriers. Neither the Commission nor the SBA has
developed a specific size standard for small entities specifically
applicable to providers of interexchange services. The closest
applicable size standard under the SBA rules is for Wired
Telecommunications Carriers. Under that standard, such a business is
small if it has 1,500 or fewer employees. 13 CFR 121.201, NAICS code
517110. According to the FCC's Telephone Trends Report data, 281
carriers reported that their primary telecommunications service
activity was the provision of interexchange services. Of these 281
carriers, an estimated 254 have 1,500 or fewer employees, and 27 have
more than 1,500 employees. Consequently, the Commission estimates that
a majority of interexchange carriers may be affected by the rules.
Incumbent Local Exchange Carriers. Neither the Commission nor the
SBA has developed a small business size standard for providers of
incumbent local exchange services. The closest applicable size standard
under the SBA rules is for Wired Telecommunications Carriers. Under
that standard, such a business is small if it has 1,500 or fewer
employees. 13 CFR 121.201, NAICS code 517110. According to the FCC's
Telephone Trends Report data, 1,310 incumbent local exchange carriers
[[Page 40185]]
reported that they were engaged in the provision of local exchange
services. Of these 1,310 carriers, an estimated 1,025 have 1,500 or
fewer employees and 285 have more than 1,500 employees. Consequently,
the Commission estimates that the majority of providers of local
exchange service are small entities that may be affected by the rules
and policies adopted herein.
Wireless Service Providers. In November of 2007, the SBA developed
a small business size standard for small businesses in the category
``Wireless Telecommunications Carriers (except satellite).'' 13 CFR
121.201, NAICS code 517210. Under that SBA category, a business is
small if it has 1,500 or fewer employees. Thus, under this category and
the associated small business size standard, the great majority of
firms can be considered small. For a census category that existed for a
prior version of the NAICS codes, namely ``Cellular and Other Wireless
Telecommunications,'' Census Bureau data for 2002 show that there were
1,397 firms in this category that operated for the entire year. Of this
total, 1,378 firms had employment of 999 or fewer employees, and 19
firms had employment of 1,000 employees or more. Thus, under this
category and size standard, the majority of firms can be considered
small.
Description of Projected Reporting, Recordkeeping, and Other Compliance
Requirements for Small Entities
The DNC Report and Order amends the Commission's rules to require
sellers and/or telemarketers to honor registrations on the National Do-
Not-Call Registry until the registration is either cancelled by the
consumer or the number is removed by the database administrator. This
rule change will affect compliance requirements, as numbers currently
registered will not be automatically removed from the Registry five
years after they were registered. However, the Commission expects that
sellers and/or telemarketers will continue to access the Registry and
avoid calling numbers on the Registry as they do today. There are no
new or additional reporting or recordkeeping requirements associated
with the amended rules.
Steps Taken To Minimize Significant Impact on Small Entities and
Significant Alternatives Considered
The RFA requires an agency to describe any significant alternatives
that it has considered in reaching its proposed approach, which may
include the following four alternatives (among others): (1) The
establishment of differing compliance or reporting requirements or
timetables that take into account the resources available to small
entities; (2) the clarification, consolidation, or simplification of
compliance or reporting requirements under the rule for small entities;
(3) the use of performance, rather than design, standards; and (4) an
exemption from coverage of the rule, or any part thereof, for small
entities. See 5 U.S.C. 603(c).
In the DNC Report and Order, the Commission amends its rules to
require sellers and/or telemarketers to honor national do-not-call
registrations indefinitely. The alternative would be to not modify the
rules and leave the period for honoring registrations at 5 years for
sellers and/or telemarketers subject to our rules. This would result in
the Commission's rules being inconsistent with FTC policy and
Congress's mandate in the DNC Improvement Act to not remove numbers
after 5 years.
The Commission considered the burdens to small businesses of having
to comply with these amended rules. The record revealed that some
commenters suspected that the Commission's proposed rule change would
negatively impact small businesses. They argued that small businesses
would have to purchase additional storage space and experience
lengthier download times to accommodate the increased size of the
Registry. Commenters also feared that numbers that had been
disconnected or reassigned would not be purged from the Registry in a
timely manner. The Commission considered these concerns and concluded
that the rule change will not be overly burdensome for small entities.
Such entities will be required to continue to access the Registry as
they do today. Small businesses can obtain the data on an area-code-by-
area-code basis and need only purchase those area codes in which they
intend to telemarket. In addition, the Commission found that the rule
change's benefits to the public and to consumer privacy interests
outweighed the potential negative effect on small businesses of
eliminating the 5-year registration period. Consumers will no longer be
required to re-register every 5 years or need to remember when and how
to re-register. In response to concerns about the accuracy of the
Registry, the Commission notes that Congress requires the FTC to check
the database and remove disconnected and reassigned numbers. In
addition, the Commission encourages LECs to provide information to the
database administrator timely and accurately to enhance the FTC's
ability to remove disconnected and reassigned numbers, thereby
improving the overall accuracy of the Registry. The Commission also
encourages parties to submit additional proposals directly to the FTC
for consideration.
Congressional Review Act
The Commission will send a copy of the DNC Report and Order in a
report to be sent to Congress and the Government Accountability Office
pursuant to the Congressional Review Act, see 5 U.S.C. 801(a)(1)(A).
Ordering Clauses
Pursuant to sections 1-4, 227 and 303(r) of the Communications Act
of 1934, as amended, 47 U.S.C. 151-154, 227 and 303(r); and Sec.
64.1200 of the Commission's rules, 47 CFR 64.1200, the DNC Report and
Order in CG Docket No. 02-278 is adopted, and Part 64 of the
Commission's rules, 47 CFR 64.1200, is amended.
The DNC Report and Order shall be effective July 14, 2008, except
Sec. 64.1200(c)(2) of the Commission's rules, which contains
information collection requirements that are not effective until
approval by OMB. The Commission will publish a document in the Federal
Register announcing the effective date of the amended rule.
The Commission's Consumer & Governmental Affairs Bureau, Reference
Information Center, shall send a copy of this Report and Order,
including the Final Regulatory Flexibility Analysis (FRFA), to the
Chief Counsel for Advocacy of the Small Business Administration.
List of Subjects in 47 CFR Part 64
Telecommunications, Telephone.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Rule Changes
0
For the reasons discussed in the preamble, the Federal Communications
Commission amends 47 CFR part 64 as follows:
PART 64--MISCELLANEOUS RULES RELATING TO COMMON CARRIERS
0
1. The authority citation for part 64 continues to read as follows:
Authority: 47 U.S.C. 154, 254(k); secs. 403(b)(2)(B), (c), Pub.
L. 104-104, 110 Stat. 56. Interpret or apply 47 U.S.C. 201, 218,
222, 225, 226, 228, and 254 (k) unless otherwise noted.
0
2. Section 64.1200 is amended by revising paragraph (c)(2) introductory
text to read as follows:
[[Page 40186]]
Sec. 64.1200 Delivery restrictions.
* * * * *
(c) * * *
(2) A residential telephone subscriber who has registered his or
her telephone number on the national do-not-call registry of persons
who do not wish to receive telephone solicitations that is maintained
by the Federal Government. Such do-not-call registrations must be
honored indefinitely, or until the registration is cancelled by the
consumer or the telephone number is removed by the database
administrator. Any person or entity making telephone solicitations (or
on whose behalf telephone solicitations are made) will not be liable
for violating this requirement if:
* * * * *
[FR Doc. E8-15994 Filed 7-11-08; 8:45 am]
BILLING CODE 6712-01-P