Final National Pollutant Discharge Elimination System (NPDES) General Permit for Stormwater Discharges From Construction Activities, 40338-40343 [E8-15829]
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40338
Federal Register / Vol. 73, No. 135 / Monday, July 14, 2008 / Notices
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the reviews, and the overall
effectiveness of the program.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
Burden Statement: The annual public
reporting and recordkeeping burden for
this collection of information is
estimated to average 376.5 hours per
response. Burden means the total time,
effort, or financial resources expended
by persons to generate, maintain, retain,
or disclose or provide information to or
for a Federal agency. This includes the
time needed to review instructions;
develop, acquire, install, and utilize
technology and systems for the purposes
of collecting, validating, and verifying
information, processing and
maintaining information, and disclosing
and providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements which have subsequently
changed; train personnel to be able to
respond to a collection of information;
search data sources; complete and
review the collection of information;
and transmit or otherwise disclose the
information.
The ICR provides a detailed
explanation of the Agency’s estimate,
which is only briefly summarized here:
Estimated total number of potential
respondents: 94.
Frequency of response: Once every
four years.
Estimated total average number of
responses for each respondent: one.
Estimated total annual burden hours:
20,331 hours.
Estimated total annual costs:
$679,597.02. This includes an estimated
burden cost of $ 0 for capital investment
or maintenance and operational costs.
Are There Changes in the Estimates
From the Last Approval?
There is an increase of 3,851.8 hours
in the total estimated respondent
burden compared with that identified in
the ICR currently approved by OMB.
This increase reflects EPA’s recent
experience with administering the SRF
program, an estimated increase in the
number of respondents during the next
SRF cycle, and its work with the states
to try to improve the value and
utilization of the elements and metrics
by which state environmental programs
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are measured. Based upon revised
estimates, the annual public reporting
and recordkeeping burden for the
collection of information under the SRF
program has decreased from 384 to
376.5 hours. Additional numbers for
these estimates are still being collected
and confirmed, so these estimates may
change in the final ICR.
What Is the Next Step in the Process for
This ICR?
EPA will consider the comments
received and amend the ICR as
appropriate. The final ICR package will
then be submitted to OMB for review
and approval pursuant to 5 CFR
1320.12. At that time, EPA will issue
another Federal Register notice
pursuant to 5 CFR 1320.5(a)(1)(iv) to
announce the submission of the ICR to
OMB and the opportunity to submit
additional comments to OMB. If you
have any questions about this ICR or the
approval process, please contact the
technical person listed under FOR
FURTHER INFORMATION CONTACT.
Dated: July 7, 2008.
Lisa Lund,
Office Director, Office of Compliance, OECA.
[FR Doc. E8–16015 Filed 7–11–08; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
[FRL–8690–8; EPA–HQ–OW–2008–0238]
Final National Pollutant Discharge
Elimination System (NPDES) General
Permit for Stormwater Discharges
From Construction Activities
Environmental Protection
Agency (EPA).
ACTION: Notice of final permit issuance.
AGENCY:
SUMMARY: EPA Regions 1, 3, 6, 7, 8, 9,
and 10 today are issuing their 2008
National Pollutant Discharge
Elimination System general permits for
stormwater discharges from new
dischargers engaged in large and small
construction activities. Hereinafter,
these NPDES general permits will be
referred to as ‘‘permit’’ or ‘‘2008
construction general permit’’ or ‘‘2008
CGP.’’ ‘‘New dischargers’’ are those who
did not file a notice of intent (‘‘NOI’’) to
be covered under the 2003 construction
general permit (‘‘2003 CGP’’) before it
expired. Existing dischargers who
properly filed an NOI to be covered
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under the 2003 CGP continue to be
authorized to discharge under that
permit according to its terms. The 2008
CGP contains the same limits and
conditions as the Agency’s 2003 CGP
with the exception of a few minor
modifications which are detailed below.
EPA is issuing this CGP for a period not
to exceed two (2) years and will make
the permit available to new construction
activities and unpermitted ongoing
activities only.
This permit shall be effective on
June 30, 2008. This effective date is
necessary to provide dischargers with
the immediate opportunity to comply
with Clean Water Act requirements in
light of the expiration of the 2003 CGP
on July 1, 2008. In accordance with 40
CFR Part 23, this permit shall be
considered issued for the purpose of
judicial review on July 28, 2008. Under
section 509(b) of the Clean Water Act,
judicial review of this general permit
can be had by filing a petition for review
in the United States Court of Appeals
within 120 days after the permit is
considered issued for purposes of
judicial review. Under section 509(b)(2)
of the Clean Water Act, the
requirements in this permit may not be
challenged later in civil or criminal
proceedings to enforce these
requirements. In addition, this permit
may not be challenged in other agency
proceedings. Deadlines for submittal of
notices of intent are provided in Part 2.3
of the permit. This permit also provides
additional dates for compliance with the
terms of these permits.
DATES:
Greg
Schaner, Water Permits Division, Office
of Wastewater Management (Mail Code:
4203M), Environmental Protection
Agency, 1200 Pennsylvania Avenue,
NW., EPA East, Washington, DC 20460;
telephone number: (202) 564–0721; fax
number: (202) 564–6431; e-mail address:
schaner.greg@epa.gov.
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
If a discharger chooses to apply to be
authorized to discharge under the 2008
construction general permit (‘‘2008
CGP’’), the permit provides specific
requirements for preventing
contamination of stormwater discharges
from the following construction
activities:
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Category
North
American Industry Classification System (NAICS)
code
Examples of affected Entities
Industry .....................................................
40339
Construction site operators disturbing 1 or more acres of land, or less than 1 acre but part of a larger common plan of development or sale if the larger common plan will ultimately disturb 1 acre
or more, and performing the following activities:
Building, Developing and General Contracting ............................................................
Heavy Construction ......................................................................................................
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EPA does not intend the preceding
table to be exhaustive, but provides it as
a guide for readers regarding entities
likely to be regulated by this action.
This table lists the types of activities
that EPA is now aware of that could
potentially be affected by this action.
Other types of entities not listed in the
table could also be affected. To
determine whether your facility is
affected by this action, you should
carefully examine the definition of
‘‘construction activity’’ and ‘‘small
construction activity’’ in existing EPA
regulations at 40 CFR 122.26(b)(14)(x)
and 122.26(b)(15), respectively. If you
have questions regarding the
applicability of this action to a
particular entity, consult the person
listed for technical information in the
preceding FOR FURTHER INFORMATION
CONTACT section.
Eligibility for coverage under the 2008
CGP is limited to operators of ‘‘new
projects’’ or ‘‘unpermitted ongoing
projects.’’ A ‘‘new project’’ is one that
commences after the effective date of
the 2008 CGP. An ‘‘unpermitted ongoing
project’’ is one that commenced prior to
the effective date of the 2008 CGP, yet
never received authorization to
discharge under the 2003 CGP or any
other NPDES permit covering its
construction-related stormwater
discharges. This permit is effective only
in those areas where EPA is the
permitting authority. A list of eligible
areas is included in Appendix B of the
2008 CGP.
B. How Can I Get Copies of This
Document and Other Related
Information?
1. Docket. EPA has established an
official public docket for this action
under Docket ID No. EPA–HQ–OW–
2008–0238. Publicly available docket
materials are available either
electronically through https://
www.regulations.gov or in hard copy at
the Water Docket in the EPA Docket
Center, (EPA/DC) EPA West, Room
3334, 1301 Constitution Ave., NW.,
Washington, DC 20460. Publicly
available docket materials are available
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in hard copy at the EPA Docket Center
Public Reading Room, open from 8:30
a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The
telephone number for the Public
Reading Room is (202) 566–1744, and
the telephone number for the Water
Docket is (202) 566–2426.
2. Electronic Access. You may access
this Federal Register document
electronically through the EPA Internet
under the ‘‘Federal Register’’ listings at
https://www.epa.gov/fedrgstr/. Electronic
versions of the final permit and fact
sheet are available at EPA’s stormwater
Web site https://www.epa.gov/npdes/
stormwater.
An electronic version of the public
docket is available through EPA’s
electronic public docket and comment
system, EPA Dockets. You may use EPA
Dockets at https://www.regulations.gov/
fdmspublic/component/main to view
public comments, access the index
listing of the contents of the official
public docket, and to access those
documents in the public docket that are
available electronically. Once in the
system, select ‘‘search’’, then key in the
appropriate docket identification
number.
Certain types of information will not
be placed in the EPA Dockets.
Information claimed as CBI and other
information whose disclosure is
restricted by statute, which is not
included in the official public docket,
will not be available for public viewing
in EPA’s electronic public docket. EPA
policy is that copyrighted material will
not be placed in EPA’s electronic public
docket but will be available only in
printed, paper form in the official public
docket. Although not all docket
materials may be available
electronically, you may still access any
of the publicly available docket
materials through the docket facility
identified in Section I.B.1.
Response to public comments. EPA
received 9 comments on the proposed
permit from industry (7), state
government (1), and the public (1). EPA
has responded to all significant
comments received and has included
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234
these responses in a separate document
in the public docket for this permit. See
the document titled Proposed 2008 CGP:
EPA’s Response to Public Comments.
C. Who Are The EPA Regional Contacts
for This Permit?
For EPA Region 1, contact Thelma
Murphy at tel.: (617) 918–1615 or e-mail
at murphy.thelma@epa.gov.
For EPA Region 2, contact Stephen
Venezia at tel.: (212) 637–3856 or e-mail
at venezia.stephen@epa.gov, or for
Puerto Rico, contact Sergio Bosques at
tel.: (787) 977–5838 or e-mail at
bosques.sergio@epa.gov.
For EPA Region 3, contact Garrison
Miller at tel.: (215) 814–5745 or e-mail
at miller.garrison@epa.gov.
For EPA Region 5, contact Brian Bell
at tel.: (312) 886–0981 or e-mail at
bell.brianc@epa.gov.
For EPA Region 6, contact Brent
Larsen at tel.: (214) 665–7523 or e-mail
at: larsen.brent@epa.gov.
For EPA Region 7, contact Mark
Matthews at tel.: (913) 551–7635 or email at: matthews.mark@epa.gov.
For EPA Region 8, contact Greg Davis
at tel.: (303) 312–6314 or e-mail at:
davis.gregory@epa.gov.
For EPA Region 9, contact Eugene
Bromley at tel.: (415) 972–3510 or email at bromley.eugene@epa.gov.
For EPA Region 10, contact Misha
Vakoc at tel.: (206) 553–6650 or e-mail
at vakoc.misha@epa.gov.
II. Background of Permit
A. Statutory and Regulatory History.
The Clean Water Act (‘‘CWA’’)
establishes a comprehensive program
‘‘to restore and maintain the chemical,
physical, and biological integrity of the
Nation’s waters.’’ 33 U.S.C. 1251(a). The
CWA also includes the objective of
attaining ‘‘water quality which provides
for the protection and propagation of
fish, shellfish and wildlife.’’ 33 U.S.C.
1251(a)(2)). To achieve these goals, the
CWA requires EPA to control discharges
through the issuance of National
Pollutant Discharge Elimination System
(‘‘NPDES’’) permits.
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Section 405 of the Water Quality Act
of 1987 (WQA) added section 402(p) of
the Clean Water Act (CWA), which
directed EPA to develop a phased
approach to regulate stormwater
discharges under the NPDES program.
EPA published a final regulation in the
Federal Register on the first phase of
this program on November 16, 1990,
establishing permit application
requirements for ‘‘storm water
discharges associated with industrial
activity.’’ See 55 FR 47990. EPA defined
the term ‘‘storm water discharge
associated with industrial activity’’ in a
comprehensive manner to cover a wide
variety of facilities. Construction
activities, including activities that are
part of a larger common plan of
development or sale, that ultimately
disturb at least five acres of land and
have point source discharges to waters
of the U.S. were included in the
definition of ‘‘industrial activity’’
pursuant to 40 CFR 122.26(b)(14)(x).
Phase II of the stormwater program was
published in the Federal Register on
December 8, 1999, and required NPDES
permits for discharges from construction
sites disturbing at least one acre, but
less than five acres, including sites that
are part of a larger common plan of
development or sale that will ultimately
disturb at least one acre but less than
five acres, pursuant to 40 CFR
122.26(b)(15)(i). See 64 FR 68722. EPA
is issuing the 2008 CGP under the
statutory and regulatory authority cited
above.
NPDES permits issued for
construction stormwater discharges are
required under Section 402(a)(1) of the
CWA to include conditions for meeting
technology-based effluent limits
established under Section 301 and,
where applicable, Section 306. Once an
effluent limitations guideline or new
source performance standard is
promulgated in accordance with these
sections, NPDES permits are required to
incorporate limits based on such
limitations and standards. See 40 CFR
122.44(a)(1). Prior to the promulgation
of national effluent limitations and
standards, permitting authorities
incorporate technology-based effluent
limitations on a best professional
judgment basis. CWA section
402(a)(1)(B); 40 CFR 125.3(a)(2)(ii)(B).
B. Summary of Permit
Construction operators choosing to be
covered by the 2008 CGP must certify in
their notice of intent (NOI) that they
meet the requisite eligibility
requirements, described in Part 1.3 of
the permit. If eligible, operators are
authorized to discharge under this
permit in accordance with Part 2.
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Permittees must install and implement
control measures to meet the effluent
limits applicable to all dischargers in
Part 3, and must inspect such
stormwater controls and repair or
modify them in accordance with Part 4.
The permit in Part 5 requires all
construction operators to prepare a
stormwater pollution prevention plan
(SWPPP) that identifies all sources of
pollution, and describes control
measures used to minimize pollutants
discharged from the construction site.
Part 6 details the requirements for
terminating coverage under the permit.
The 2008 CGP is effective for a period
of not to exceed two years. The 2008
CGP includes conditions and limits that
are nearly identical to the 2003 CGP,
with the exception that the 2008 CGP
only applies to new and unpermitted
ongoing construction projects.
Discharges from ongoing projects (or
‘‘existing dischargers’’) will continue to
be covered under the existing 2003 CGP.
(However, EPA clarifies that if an
operator of a permitted ongoing project
transfers ownership of the project, or a
portion thereof, to a different operator,
that subsequent operator is required to
submit a complete and accurate NOI for
a new project under the 2008 CGP.)
Although the existing permit expired on
July 1, 2008, dischargers who filed
notices of intent (NOIs) to be authorized
under that permit prior to the expiration
date will continue to be authorized to
discharge in accordance with EPA’s
regulations at 40 CFR 122.6. The 2008
CGP only applies to dischargers who
were not authorized under the 2003
CGP, which includes both ‘‘new
projects’’ and ‘‘unpermitted ongoing
projects.’’ Operators of new projects or
unpermitted ongoing projects seeking
coverage under the 2008 CGP would be
expected to use the same electronic
Notice of Intent (eNOI) system that is
currently in place for the 2003 CGP.
The other significant difference
between the 2003 and 2008 CGPs is that
this permit has been reorganized so that
it is clearer which requirements are
effluent limitations, which are
inspection requirements, and which are
SWPPP documentation requirements.
As a result, the 2008 CGP now includes
new sections (Part 3—Effluent Limits,
Part 4—Inspections, and Part 5—
Stormwater Pollution Prevention Plans)
reflecting this reorganization. However,
EPA emphasizes that although the
requirements in the 2008 CGP have been
placed in different sections, the
requirements are substantially the same
as they were in the 2003 CGP. The
reorganized permit will be discussed
further in Section III.B, Summary of
Significant Changes from the 2003 CGP.
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C. What Is EPA’s Rationale for the TwoYear Duration of the 2008 CGP?
As stated, EPA is issuing the 2008
CGP for a period not to exceed two
years. As a result of recent litigation
brought against EPA concerning the
promulgation of effluent limitations
guidelines and standards for the
construction and development (‘‘C&D’’)
industry, EPA is required by court order
to propose effluent limitations
guidelines and new source performance
standards (hereinafter, ‘‘effluent
guidelines’’) for the C&D industry by
December 2008, and promulgate those
effluent guidelines by December 2009.
See Natural Resources Defense Council,
et al. v. U.S. Environmental Protection
Agency, No. CV–0408307–GH (C.D. Cal.)
(Permanent Injunction and Judgment,
December 5, 2006). EPA projects that
the Agency may publish a proposed rule
ahead of the court-ordered deadlines. If
EPA publishes the proposed rule ahead
of schedule, this may allow the Agency
to promulgate a final rule ahead of
schedule as well. The Agency currently
hopes to promulgate a final rule as early
as the end of this calendar year.
However, completion of the tasks
necessary to do so is dependent on the
timing of numerous future activities and
factors associated with the effluent
guidelines rulemaking process.
EPA believes it will be appropriate to
propose a revised CGP once EPA has
issued C&D effluent guidelines. The
maximum two-year duration for this
permit is intended to coincide with the
court-ordered deadlines for the C&D
rule. EPA intends to propose and
finalize a new, revised CGP sooner, if
the C&D rule is promulgated earlier than
the date directed by the court.
D. Why Is EPA Using Requirements That
Are Nearly Identical to the 2003 CGP?
The expiration of the 2003 CGP on
July 1, 2008, made it incumbent upon
EPA to make available a similar general
permit that provided coverage for the
estimated 4,000 new dischargers per
year commencing construction in the
areas where EPA is the permitting
authority. Without such a permit
vehicle, the only other available option
for construction site operators is to
obtain coverage under an individual
permit. As has been described in the
past, issuance of individual permits for
every construction activity disturbing
one acre or more is infeasible given the
resources required for the Agency to
issue individual permits. EPA is issuing
a CGP that adopts the same limits and
conditions as the previous permit (the
2003 CGP) for a limited period of time.
This action is appropriate for several
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reasons. First, as discussed above, EPA
is working on the development of a new
effluent guideline that will address
stormwater discharges from the same
industrial activities (i.e., construction
activities disturbing one or more acres)
as the CGP. Because the development of
the C&D rule and the issuance of the
CGP are on relatively similar schedules,
and the C&D rule will establish national
technology-based effluent limitations
and standards for construction
activities, EPA believes that it is more
appropriate to proceed along two tracks
to permit construction discharges. The
first track entails issuing the 2008 CGP
for a limited period of time, not to
exceed 2 years, that contains the 2003
CGP limits and conditions, but for only
operators of new and unpermitted
ongoing projects, so that such entities
can obtain valid permit coverage for
their discharges. The second track
involves proposing and issuing a
revised 5-year CGP that incorporates the
requirements of the new C&D rule
shortly after the rule is promulgated.
Second, EPA believes that issuing a
substantially revised CGP by July 1,
2008, would have been impracticable
given the number of unknowns
concerning the outcome of the C&D rule.
EPA does not believe that it would be
appropriate to issue a permit containing
technology-based limitations that would
be outdated so quickly, given the fact
that the C&D rule may be promulgated
only a few months after permit issuance.
For similar reasons, if EPA had
attempted to approximate the
requirements of the new C&D rule and
incorporate such limits into a new CGP,
such a permit would presuppose the
outcome of the C&D rule and potentially
conflict with the scope and content of
the effluent limitation guideline prior to
full consideration of public comments.
Instead, the Agency believes it is a
much better use of Agency resources to
wait the short time until after the C&D
rule promulgation to issue a revised
CGP that is fully reflective of the new
effluent limitation guideline. In the
meantime, during this relatively short
period of time prior to the C&D rule’s
promulgation and prior to the issuance
of the revised CGP that incorporates
those standards, EPA is using the permit
limits and conditions from the 2003
CGP as an effective vehicle to control
new discharges. EPA notes that it has
minimized the amount of time during
which the 2008 CGP will remain
effective in order to underscore the
Agency’s intention to issue a revised
CGP once the C&D rule is finalized.
Third, EPA found the alternative of
allowing the 2003 CGP to expire
without a replacement, relying instead
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on an enforcement discretion approach
prior to the issuance of the next permit
(similar to the practice used for the
NPDES Multi-Sector General Permit
(MSGP) for stormwater discharges from
industrial activities), to be an
unacceptable option for stormwater
discharges from construction activities.
The CGP potentially has an estimated
4,000 new dischargers per year that seek
coverage. EPA has made progress with
the regulated community in terms of
compliance assistance that would be
compromised if a permit is not in place
during the interim period prior to the
promulgation of the C&D rule. For
instance, EPA Regional offices have led
substantial efforts to boost compliance
with the CGP, resulting in an increased
rate of compliance among construction
operators. EPA anticipated that such
efforts would have been undermined,
and the compliance rate would have
declined, if a new permit were not
issued by July 1, 2008. Additionally, the
enforcement discretion approach would
leave construction operators without a
reasonable way to obtain authorization
to discharge and would expose them to
liability from third party lawsuits for
violating the Clean Water Act for
unpermitted discharges. A short-term
permit that mirrors the existing 2003
CGP addresses these concerns by
providing a Federal permit with
provisions that have already been
reviewed in the previous permit
issuance process, and by avoiding any
period of time during which dischargers
are not able to obtain permit coverage.
III. Scope and Availability of the 2008
CGP
A. Geographic Coverage
This permit provides coverage for
discharges from construction sites that
occur in areas not covered by an
approved State NPDES program. EPA
Regions 1, 3, 6, 7, 8, 9, and 10 are
issuing the 2008 CGP to replace the
expiring 2003 CGP for operators of new
and unpermitted ongoing construction
projects. The geographic coverage and
scope of the 2008 CGP is listed in
Appendix B of the permit. The only
change from the scope of coverage in the
2003 CGP is that the State of Maine is
now the permitting authority for all
discharges in the state, including
operators in Tribal Lands, and as such,
discharges in the State of Maine are no
longer eligible for coverage under EPA’s
CGP. In addition, because certifications
required by section 401 of the Clean
Water Act, and for a few states,
certifications required by the Coastal
Zone Management Act, were not
received in time, new and unpermitted
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40341
ongoing construction projects in the
following areas are not yet eligible for
coverage under this permit:
• The State of New Hampshire;
• Indian country within the State of
New York;
• The Commonwealth of Puerto Rico;
• Indian country within the State of
Michigan;
• Indian country within the State of
Minnesota;
• Indian country within the State of
Wisconsin, except the Sokaogon
Chippewa (Mole Lake) Community;
• Indian country within the State of
Oklahoma;
• Indian country within the State of
New Mexico;
• Oil and gas, or geothermal energy,
operations in Texas;
• Oil and gas operations, or certain
point source discharges associated with
agriculture and silviculture in
Oklahoma;
• Federal Facilities in the State of
Colorado, except those located on
Indian country;
• Indian country within the State of
Colorado, as well as the portion of the
Ute Mountain Reservation located in
New Mexico; and
• Indian country within the State of
Montana.
EPA will announce the availability of
coverage under the CGP for these areas
in separate Federal Register notice(s) as
soon as possible after the certifications
are completed. In the meantime, EPA
has decided to make administrative or
civil enforcement for lack of permit
coverage against dischargers in the
above areas a low priority because the
2008 CGP will not yet apply to those
areas. The Agency’s position is outlined
in a memorandum from EPA’s Office of
Enforcement and Compliance
Assurance, available in the docket for
this permit. This low enforcement
priority does not apply to criminal
violations or to situations where there
are egregious circumstances, such as
those resulting in serious actual harm or
which may present an imminent and
substantial endangerment to public or
the environment, or where no control
measures are in place to protect public
health or the environment. The Office of
Enforcement and Compliance Assurance
also reserves the right, at any time, to
initiate an appropriate enforcement
response with respect to a specific
discharger should circumstances
warrant. Under this low enforcement
priority approach, EPA will not pursue
actions against dischargers that lack a
permit but are meeting the obligations
that would have been imposed by the
expired 2003 CGP. These obligations
include, but are not limited to,
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complying with the required effluent
limitations, Stormwater Pollution
Prevention Plan development and
implementation, inspections, and
proper installation and maintenance of
storm water control measures.
B. Summary of Significant Changes
From the 2003 CGP.
As discussed above, EPA is issuing
the 2008 CGP for a period not to exceed
two years. This permit includes the
same limits and conditions as the 2003
CGP with the following differences:
• Type of Construction Projects That
Can Be Covered: Eligibility for coverage
under the 2008 CGP is limited to
operators of new and unpermitted
ongoing construction projects. However,
dischargers from existing dischargers,
otherwise referred to as ongoing
permitted construction projects, are not
eligible for coverage under the 2008
CGP.
• Distinction Between Effluent Limits
and SWPPP Documentation
Requirements: In response to comments,
the permit was clarified to clearly
distinguish between the effluent limits
from the documentation requirements
relating to the development of the
SWPPP. The effluent limitations (in Part
3) are permit requirements to which all
permittees are subject in order to
minimize the discharge of pollutants
from the site, while the SWPPP (in Part
5) is a planning document that must be
prepared by all construction operators
that describes the site and the pollutants
discharged, and documents the control
measures selected, installed, and
maintained to meet the effluent
limitations in Part 3. Additionally, the
inspection requirements, which were
previously included in the SWPPP
section, have been moved to a separate
section (Part 4) to highlight their
importance. EPA emphasizes that
though the permit has been reorganized,
the requirements themselves have not
been substantially changed. However, in
response to recommendations received
by two commenters, EPA included the
following two new requirements: (1) A
requirement to educate employees or
subcontractors as necessary so that they
understand their role in implementing
stormwater controls (Part 3.6), and (2) a
requirement to remove sediment from
silt fences before the deposit reaches
fifty percent of the above-ground fence
height.
• Eligibility for Tribal Lands in
Maine: Because the State of Maine now
has permit authority over Tribal Lands
in its state, EPA removed eligibility for
operators in Tribal Lands in Maine from
the list of areas in Appendix B where
this permit is effective.
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These changes are discussed in greater
detail in the 2008 CGP fact sheet.
C. Permit Appeal Procedures
In accordance with 40 CFR part 23,
this permit shall be considered issued
for the purpose of judicial review on
July 28, 2008. Under section 509(b) of
the Clean Water Act, judicial review of
this general permit can be had by filing
a petition for review in the United
States Court of Appeals with 120 days
after the permit is considered issued for
purposes of judicial review. Under
section 509(b)(2) of the Clean Water Act,
the requirements in this permit may not
be challenged later in civil or criminal
proceedings to enforce these
requirements. In addition, this permit
may not be challenged in other agency
proceedings. In addition, rather than
submitting an NOI to be covered under
this permit, persons may apply for an
individual permit as specified at 40 CFR
122.21 (and authorized at 40 CFR
122.28), and then petition the
Environmental Appeals Board to review
any conditions of the individual permit
(40 CFR 124.19 as modified on May 15,
2000, 65 FR 30886).
IV. Qualified Local Programs
EPA requested comments in the
proposal on a draft set of criteria to use
in determining which local erosion and
sediment control requirements satisfy
the 40 CFR 122.44(s) requirements for
incorporating qualified local programs
(QLPs) into future CGPs. The Agency
received several comments relating to
the draft QLP criteria. EPA appreciates
the feedback provided by these
comments. EPA’s responses are
included in the response to comment
document associated with this Federal
Register notice. EPA clarifies that the
draft criteria were not intended to be
promulgated as changes to the NPDES
regulations. The purpose of the proposal
was to share with the public the
Agency’s current thinking with regard to
factors that would be taken into account
when proposing to incorporate a QLP
into future CGPs. In addition, should
the Agency propose to incorporate a
QLP into the CGP, it will first need to
propose such a modification for public
comment as a permit modification.
V. Compliance With the Regulatory
Flexibility Act
A. EPA’s Approach to Compliance With
the Regulatory Flexibility Act for
General Permits
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
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Sfmt 4703
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
The legal question of whether a
general permit (as opposed to an
individual permit) qualifies as a ‘‘rule’’
or as an ‘‘adjudication’’ under the
Administrative Procedure Act (APA)
has been the subject of periodic
litigation. In a recent case, the court
held that the CWA Section 404
Nationwide general permit before the
court did qualify as a ‘‘rule’’ and
therefore that the issuance of that
general permit needed to comply with
the applicable legal requirements for the
issuance of a ‘‘rule.’’ National Ass’n of
Home Builders v. U.S. Army Corps of
Engineers, 417 F.3d 1272, 1284–85 (DC
Cir. 2005) (Army Corps general permits
under Section 404 of the Clean Water
Act are rules under the APA and the
Regulatory Flexibility Act; ‘‘Each NWP
[nationwide permit] easily fits within
the APA’s definition ‘rule’.* * * As
such, each NWP constitutes a rule
* * *’’).
As EPA stated in 1998, ‘‘the Agency
recognizes that the question of the
applicability of the APA, and thus the
RFA, to the issuance of a general permit
is a difficult one, given the fact that a
large number of dischargers may choose
to use the general permit.’’ 63 FR 36489,
36497 (July 6, 1998). At that time, EPA
‘‘reviewed its previous NPDES general
permitting actions and related
statements in the Federal Register or
elsewhere,’’ and stated that ‘‘[t]his
review suggests that the Agency has
generally treated NPDES general permits
effectively as rules, though at times it
has given contrary indications as to
whether these actions are rules or
permits.’’ Id. at 36496. Based on EPA’s
further legal analysis of the issue, the
Agency ‘‘concluded, as set forth in the
proposal, that NPDES general permits
are permits [i.e., adjudications] under
the APA and thus not subject to APA
rulemaking requirements or the RFA.’’
Id. Accordingly, the Agency stated that
‘‘the APA’s rulemaking requirements are
inapplicable to issuance of such
permits,’’ and thus ‘‘NPDES permitting
is not subject to the requirement to
publish a general notice of proposed
rulemaking under the APA or any other
law * * * [and] it is not subject to the
RFA.’’ Id. at 36497.
However, the Agency went on to
explain that, even though EPA had
concluded that it was not legally
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required to do so, the Agency would
voluntarily perform the RFA’s smallentity impact analysis. Id. EPA
explained the strong public interest in
the Agency following the RFA’s
requirements on a voluntary basis:
‘‘[The notice and comment] process also
provides an opportunity for EPA to
consider the potential impact of general
permit terms on small entities and how
to craft the permit to avoid any undue
burden on small entities.’’ Id.
Accordingly, with respect to the NPDES
permit that EPA was addressing in that
Federal Register notice, EPA stated that
‘‘the Agency has considered and
addressed the potential impact of the
general permit on small entities in a
manner that would meet the
requirements of the RFA if it applied.’’
Id.
Subsequent to EPA’s conclusion in
1998 that general permits are
adjudications rather than rules, as noted
above, the DC Circuit recently held that
Nationwide general permits under
section 404 are ‘‘rules’’ rather than
‘‘adjudications.’’ Thus, this legal
question remains ‘‘a difficult one’’
(supra). However, EPA continues to
believe that there is a strong public
policy interest in EPA applying the
RFA’s framework and requirements to
the Agency’s evaluation and
consideration of the nature and extent of
any economic impacts that a CWA
general permit could have on small
entities (e.g., small businesses). In this
regard, EPA believes that the Agency’s
evaluation of the potential economic
impact that a general permit would have
on small entities, consistent with the
RFA framework discussed below, is
relevant to, and an essential component
of, the Agency’s assessment of whether
a CWA general permit would place
requirements on dischargers that are
appropriate and reasonable.
Furthermore, EPA believes that the
RFA’s framework and requirements
provide the Agency with the best
approach for the Agency’s evaluation of
the economic impact of general permits
on small entities. While using the RFA
framework to inform its assessment of
whether permit requirements are
appropriate and reasonable, EPA will
also continue to ensure that all permits
satisfy the requirements of the Clean
Water Act.
Accordingly, EPA has committed to
operating in accordance with the RFA’s
framework and requirements during the
Agency’s issuance of CWA general
permits (in other words, the Agency has
committed that it will apply the RFA in
its issuance of general permits as if
those permits do qualify as ‘‘rules’’ that
are subject to the RFA). In satisfaction
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17:08 Jul 11, 2008
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of this commitment, during the course
of this CGP proceeding, the Agency
conducted the analysis and made the
appropriate determinations that are
called for by the RFA. In addition, and
in satisfaction of the Agency’s
commitment, EPA will apply the RFA’s
framework and requirements in any
future issuance of other NPDES general
permits. EPA anticipates that for most
general permits the Agency will be able
to conclude that there is not a
significant economic impact on a
substantial number of small entities. In
such cases, the requirements of the RFA
framework are fulfilled by including a
statement to this effect in the permit fact
sheet, along with a statement providing
the factual basis for the conclusion. A
quantitative analysis of impacts would
only be required for permits that may
affect a substantial number of small
entities, consistent with EPA guidance
regarding RFA certification.1
B. Application of RFA Framework to
Issuance of 2008 CGP
EPA has concluded, consistent with
the discussion in Section IV.A above,
that the issuance of the 2008 CGP could
affect a substantial number of small
entities. In the areas where the CGP is
effective (see Section III.A), an
estimated 4,000 construction projects
per year were authorized under the 2003
CGP, a substantial number of which
could be operated by small entities.
However, EPA has concluded that the
issuance of the 2008 CGP is unlikely to
have an adverse economic impact on
small entities. The 2008 CGP includes
substantially the same requirements as
those of the 2003 CGP. EPA intends to
include an updated economic screening
analysis with the issuance of the next
CGP. EPA concludes that this action
will not have a significant economic
impact on a substantial number of small
entities.
Authority: Clean Water Act, 33 U.S.C. 1251
et seq.
1 EPA’s current guidance, entitled Final Guidance
for EPA Rulewriters: Regulatory Flexibility Act as
Amended by the Small Business Regulatory
Enforcement and Fairness Act, was issued in
November 2006 and is available on EPA’s Web site:
https://www.epa.gov/sbrefa/documents/
rfafinalguidance06.pdf. After considering the
Guidance and the purpose of CWA general permits,
EPA concludes that general permits affecting less
than 100 small entities do not have a significant
economic impact on a substantial number of small
entities.
PO 00000
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40343
Dated: June 30, 2008.
Robert W. Varney,
Regional Administrator, EPA Region 1.
Dated: June 30, 2008.
Jon M. Capacasa,
Director, Water Protection Division, EPA
Region 3.
Dated: June 30, 2008.
Miguel I. Flores,
Director, Water Quality Protection Division,
EPA Region 6.
Dated: June 30, 2008.
William A. Spratlin,
Director, Wetlands and Pesticides Division,
EPA Region 7.
Dated: June 30, 2008.
Stephen S. Tuber,
Assistant Regional Administrator, Office of
Partnerships & Regulatory Assistance, EPA
Region 8.
Dated: June 30, 2008.
Nancy Woo,
Acting Director, Water Division, EPA Region
9.
Dated: June 30, 2008.
Michael F. Gearheard,
Director, Office of Water and Watersheds,
EPA Region 10.
[FR Doc. E8–15829 Filed 7–11–08; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL COMMUNICATIONS
COMMISSION
Notice of Public Information
Collection(s) Approved by the Office of
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July 8, 2008.
SUMMARY: The Federal Communications
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approval for the following public
information collection(s) pursuant to the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501–3520). An agency may not
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currently valid OMB control number,
and no person is required to respond to
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displays a currently valid OMB control
number. Comments concerning the
accuracy of the burden estimate(s) and
any suggestions for reducing the burden
should be directed to the person listed
in the FOR FURTHER INFORMATION
CONTACT section below.
FOR FURTHER INFORMATION CONTACT: For
additional information contact Cathy
Williams, Performance and Evaluation
Records Management Division, Office of
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SUPPLEMENTARY INFORMATION:
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E:\FR\FM\14JYN1.SGM
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Agencies
[Federal Register Volume 73, Number 135 (Monday, July 14, 2008)]
[Notices]
[Pages 40338-40343]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-15829]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
[FRL-8690-8; EPA-HQ-OW-2008-0238]
Final National Pollutant Discharge Elimination System (NPDES)
General Permit for Stormwater Discharges From Construction Activities
AGENCY: Environmental Protection Agency (EPA).
ACTION: Notice of final permit issuance.
-----------------------------------------------------------------------
SUMMARY: EPA Regions 1, 3, 6, 7, 8, 9, and 10 today are issuing their
2008 National Pollutant Discharge Elimination System general permits
for stormwater discharges from new dischargers engaged in large and
small construction activities. Hereinafter, these NPDES general permits
will be referred to as ``permit'' or ``2008 construction general
permit'' or ``2008 CGP.'' ``New dischargers'' are those who did not
file a notice of intent (``NOI'') to be covered under the 2003
construction general permit (``2003 CGP'') before it expired. Existing
dischargers who properly filed an NOI to be covered under the 2003 CGP
continue to be authorized to discharge under that permit according to
its terms. The 2008 CGP contains the same limits and conditions as the
Agency's 2003 CGP with the exception of a few minor modifications which
are detailed below. EPA is issuing this CGP for a period not to exceed
two (2) years and will make the permit available to new construction
activities and unpermitted ongoing activities only.
DATES: This permit shall be effective on June 30, 2008. This effective
date is necessary to provide dischargers with the immediate opportunity
to comply with Clean Water Act requirements in light of the expiration
of the 2003 CGP on July 1, 2008. In accordance with 40 CFR Part 23,
this permit shall be considered issued for the purpose of judicial
review on July 28, 2008. Under section 509(b) of the Clean Water Act,
judicial review of this general permit can be had by filing a petition
for review in the United States Court of Appeals within 120 days after
the permit is considered issued for purposes of judicial review. Under
section 509(b)(2) of the Clean Water Act, the requirements in this
permit may not be challenged later in civil or criminal proceedings to
enforce these requirements. In addition, this permit may not be
challenged in other agency proceedings. Deadlines for submittal of
notices of intent are provided in Part 2.3 of the permit. This permit
also provides additional dates for compliance with the terms of these
permits.
FOR FURTHER INFORMATION CONTACT: Greg Schaner, Water Permits Division,
Office of Wastewater Management (Mail Code: 4203M), Environmental
Protection Agency, 1200 Pennsylvania Avenue, NW., EPA East, Washington,
DC 20460; telephone number: (202) 564-0721; fax number: (202) 564-6431;
e-mail address: schaner.greg@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
If a discharger chooses to apply to be authorized to discharge
under the 2008 construction general permit (``2008 CGP''), the permit
provides specific requirements for preventing contamination of
stormwater discharges from the following construction activities:
[[Page 40339]]
------------------------------------------------------------------------
North
American
Examples of affected Industry
Category Entities Classification
System (NAICS)
code
------------------------------------------------------------------------
Industry....................... Construction site operators disturbing
1 or more acres of land, or less than
1 acre but part of a larger common
plan of development or sale if the
larger common plan will ultimately
disturb 1 acre or more, and performing
the following activities:
----------------------------------------
Building, Developing 233
and General
Contracting.
Heavy Construction..... 234
------------------------------------------------------------------------
EPA does not intend the preceding table to be exhaustive, but
provides it as a guide for readers regarding entities likely to be
regulated by this action. This table lists the types of activities that
EPA is now aware of that could potentially be affected by this action.
Other types of entities not listed in the table could also be affected.
To determine whether your facility is affected by this action, you
should carefully examine the definition of ``construction activity''
and ``small construction activity'' in existing EPA regulations at 40
CFR 122.26(b)(14)(x) and 122.26(b)(15), respectively. If you have
questions regarding the applicability of this action to a particular
entity, consult the person listed for technical information in the
preceding FOR FURTHER INFORMATION CONTACT section.
Eligibility for coverage under the 2008 CGP is limited to operators
of ``new projects'' or ``unpermitted ongoing projects.'' A ``new
project'' is one that commences after the effective date of the 2008
CGP. An ``unpermitted ongoing project'' is one that commenced prior to
the effective date of the 2008 CGP, yet never received authorization to
discharge under the 2003 CGP or any other NPDES permit covering its
construction-related stormwater discharges. This permit is effective
only in those areas where EPA is the permitting authority. A list of
eligible areas is included in Appendix B of the 2008 CGP.
B. How Can I Get Copies of This Document and Other Related Information?
1. Docket. EPA has established an official public docket for this
action under Docket ID No. EPA-HQ-OW-2008-0238. Publicly available
docket materials are available either electronically through https://
www.regulations.gov or in hard copy at the Water Docket in the EPA
Docket Center, (EPA/DC) EPA West, Room 3334, 1301 Constitution Ave.,
NW., Washington, DC 20460. Publicly available docket materials are
available in hard copy at the EPA Docket Center Public Reading Room,
open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding
legal holidays. The telephone number for the Public Reading Room is
(202) 566-1744, and the telephone number for the Water Docket is (202)
566-2426.
2. Electronic Access. You may access this Federal Register document
electronically through the EPA Internet under the ``Federal Register''
listings at https://www.epa.gov/fedrgstr/. Electronic versions of the
final permit and fact sheet are available at EPA's stormwater Web site
https://www.epa.gov/npdes/stormwater.
An electronic version of the public docket is available through
EPA's electronic public docket and comment system, EPA Dockets. You may
use EPA Dockets at https://www.regulations.gov/fdmspublic/component/main
to view public comments, access the index listing of the contents of
the official public docket, and to access those documents in the public
docket that are available electronically. Once in the system, select
``search'', then key in the appropriate docket identification number.
Certain types of information will not be placed in the EPA Dockets.
Information claimed as CBI and other information whose disclosure is
restricted by statute, which is not included in the official public
docket, will not be available for public viewing in EPA's electronic
public docket. EPA policy is that copyrighted material will not be
placed in EPA's electronic public docket but will be available only in
printed, paper form in the official public docket. Although not all
docket materials may be available electronically, you may still access
any of the publicly available docket materials through the docket
facility identified in Section I.B.1.
Response to public comments. EPA received 9 comments on the
proposed permit from industry (7), state government (1), and the public
(1). EPA has responded to all significant comments received and has
included these responses in a separate document in the public docket
for this permit. See the document titled Proposed 2008 CGP: EPA's
Response to Public Comments.
C. Who Are The EPA Regional Contacts for This Permit?
For EPA Region 1, contact Thelma Murphy at tel.: (617) 918-1615 or
e-mail at murphy.thelma@epa.gov.
For EPA Region 2, contact Stephen Venezia at tel.: (212) 637-3856
or e-mail at venezia.stephen@epa.gov, or for Puerto Rico, contact
Sergio Bosques at tel.: (787) 977-5838 or e-mail at
bosques.sergio@epa.gov.
For EPA Region 3, contact Garrison Miller at tel.: (215) 814-5745
or e-mail at miller.garrison@epa.gov.
For EPA Region 5, contact Brian Bell at tel.: (312) 886-0981 or e-
mail at bell.brianc@epa.gov.
For EPA Region 6, contact Brent Larsen at tel.: (214) 665-7523 or
e-mail at: larsen.brent@epa.gov.
For EPA Region 7, contact Mark Matthews at tel.: (913) 551-7635 or
e-mail at: matthews.mark@epa.gov.
For EPA Region 8, contact Greg Davis at tel.: (303) 312-6314 or e-
mail at: davis.gregory@epa.gov.
For EPA Region 9, contact Eugene Bromley at tel.: (415) 972-3510 or
e-mail at bromley.eugene@epa.gov.
For EPA Region 10, contact Misha Vakoc at tel.: (206) 553-6650 or
e-mail at vakoc.misha@epa.gov.
II. Background of Permit
A. Statutory and Regulatory History.
The Clean Water Act (``CWA'') establishes a comprehensive program
``to restore and maintain the chemical, physical, and biological
integrity of the Nation's waters.'' 33 U.S.C. 1251(a). The CWA also
includes the objective of attaining ``water quality which provides for
the protection and propagation of fish, shellfish and wildlife.'' 33
U.S.C. 1251(a)(2)). To achieve these goals, the CWA requires EPA to
control discharges through the issuance of National Pollutant Discharge
Elimination System (``NPDES'') permits.
[[Page 40340]]
Section 405 of the Water Quality Act of 1987 (WQA) added section
402(p) of the Clean Water Act (CWA), which directed EPA to develop a
phased approach to regulate stormwater discharges under the NPDES
program. EPA published a final regulation in the Federal Register on
the first phase of this program on November 16, 1990, establishing
permit application requirements for ``storm water discharges associated
with industrial activity.'' See 55 FR 47990. EPA defined the term
``storm water discharge associated with industrial activity'' in a
comprehensive manner to cover a wide variety of facilities.
Construction activities, including activities that are part of a larger
common plan of development or sale, that ultimately disturb at least
five acres of land and have point source discharges to waters of the
U.S. were included in the definition of ``industrial activity''
pursuant to 40 CFR 122.26(b)(14)(x). Phase II of the stormwater program
was published in the Federal Register on December 8, 1999, and required
NPDES permits for discharges from construction sites disturbing at
least one acre, but less than five acres, including sites that are part
of a larger common plan of development or sale that will ultimately
disturb at least one acre but less than five acres, pursuant to 40 CFR
122.26(b)(15)(i). See 64 FR 68722. EPA is issuing the 2008 CGP under
the statutory and regulatory authority cited above.
NPDES permits issued for construction stormwater discharges are
required under Section 402(a)(1) of the CWA to include conditions for
meeting technology-based effluent limits established under Section 301
and, where applicable, Section 306. Once an effluent limitations
guideline or new source performance standard is promulgated in
accordance with these sections, NPDES permits are required to
incorporate limits based on such limitations and standards. See 40 CFR
122.44(a)(1). Prior to the promulgation of national effluent
limitations and standards, permitting authorities incorporate
technology-based effluent limitations on a best professional judgment
basis. CWA section 402(a)(1)(B); 40 CFR 125.3(a)(2)(ii)(B).
B. Summary of Permit
Construction operators choosing to be covered by the 2008 CGP must
certify in their notice of intent (NOI) that they meet the requisite
eligibility requirements, described in Part 1.3 of the permit. If
eligible, operators are authorized to discharge under this permit in
accordance with Part 2. Permittees must install and implement control
measures to meet the effluent limits applicable to all dischargers in
Part 3, and must inspect such stormwater controls and repair or modify
them in accordance with Part 4. The permit in Part 5 requires all
construction operators to prepare a stormwater pollution prevention
plan (SWPPP) that identifies all sources of pollution, and describes
control measures used to minimize pollutants discharged from the
construction site. Part 6 details the requirements for terminating
coverage under the permit.
The 2008 CGP is effective for a period of not to exceed two years.
The 2008 CGP includes conditions and limits that are nearly identical
to the 2003 CGP, with the exception that the 2008 CGP only applies to
new and unpermitted ongoing construction projects. Discharges from
ongoing projects (or ``existing dischargers'') will continue to be
covered under the existing 2003 CGP. (However, EPA clarifies that if an
operator of a permitted ongoing project transfers ownership of the
project, or a portion thereof, to a different operator, that subsequent
operator is required to submit a complete and accurate NOI for a new
project under the 2008 CGP.) Although the existing permit expired on
July 1, 2008, dischargers who filed notices of intent (NOIs) to be
authorized under that permit prior to the expiration date will continue
to be authorized to discharge in accordance with EPA's regulations at
40 CFR 122.6. The 2008 CGP only applies to dischargers who were not
authorized under the 2003 CGP, which includes both ``new projects'' and
``unpermitted ongoing projects.'' Operators of new projects or
unpermitted ongoing projects seeking coverage under the 2008 CGP would
be expected to use the same electronic Notice of Intent (eNOI) system
that is currently in place for the 2003 CGP.
The other significant difference between the 2003 and 2008 CGPs is
that this permit has been reorganized so that it is clearer which
requirements are effluent limitations, which are inspection
requirements, and which are SWPPP documentation requirements. As a
result, the 2008 CGP now includes new sections (Part 3--Effluent
Limits, Part 4--Inspections, and Part 5--Stormwater Pollution
Prevention Plans) reflecting this reorganization. However, EPA
emphasizes that although the requirements in the 2008 CGP have been
placed in different sections, the requirements are substantially the
same as they were in the 2003 CGP. The reorganized permit will be
discussed further in Section III.B, Summary of Significant Changes from
the 2003 CGP.
C. What Is EPA's Rationale for the Two-Year Duration of the 2008 CGP?
As stated, EPA is issuing the 2008 CGP for a period not to exceed
two years. As a result of recent litigation brought against EPA
concerning the promulgation of effluent limitations guidelines and
standards for the construction and development (``C&D'') industry, EPA
is required by court order to propose effluent limitations guidelines
and new source performance standards (hereinafter, ``effluent
guidelines'') for the C&D industry by December 2008, and promulgate
those effluent guidelines by December 2009. See Natural Resources
Defense Council, et al. v. U.S. Environmental Protection Agency, No.
CV-0408307-GH (C.D. Cal.) (Permanent Injunction and Judgment, December
5, 2006). EPA projects that the Agency may publish a proposed rule
ahead of the court-ordered deadlines. If EPA publishes the proposed
rule ahead of schedule, this may allow the Agency to promulgate a final
rule ahead of schedule as well. The Agency currently hopes to
promulgate a final rule as early as the end of this calendar year.
However, completion of the tasks necessary to do so is dependent on the
timing of numerous future activities and factors associated with the
effluent guidelines rulemaking process.
EPA believes it will be appropriate to propose a revised CGP once
EPA has issued C&D effluent guidelines. The maximum two-year duration
for this permit is intended to coincide with the court-ordered
deadlines for the C&D rule. EPA intends to propose and finalize a new,
revised CGP sooner, if the C&D rule is promulgated earlier than the
date directed by the court.
D. Why Is EPA Using Requirements That Are Nearly Identical to the 2003
CGP?
The expiration of the 2003 CGP on July 1, 2008, made it incumbent
upon EPA to make available a similar general permit that provided
coverage for the estimated 4,000 new dischargers per year commencing
construction in the areas where EPA is the permitting authority.
Without such a permit vehicle, the only other available option for
construction site operators is to obtain coverage under an individual
permit. As has been described in the past, issuance of individual
permits for every construction activity disturbing one acre or more is
infeasible given the resources required for the Agency to issue
individual permits. EPA is issuing a CGP that adopts the same limits
and conditions as the previous permit (the 2003 CGP) for a limited
period of time. This action is appropriate for several
[[Page 40341]]
reasons. First, as discussed above, EPA is working on the development
of a new effluent guideline that will address stormwater discharges
from the same industrial activities (i.e., construction activities
disturbing one or more acres) as the CGP. Because the development of
the C&D rule and the issuance of the CGP are on relatively similar
schedules, and the C&D rule will establish national technology-based
effluent limitations and standards for construction activities, EPA
believes that it is more appropriate to proceed along two tracks to
permit construction discharges. The first track entails issuing the
2008 CGP for a limited period of time, not to exceed 2 years, that
contains the 2003 CGP limits and conditions, but for only operators of
new and unpermitted ongoing projects, so that such entities can obtain
valid permit coverage for their discharges. The second track involves
proposing and issuing a revised 5-year CGP that incorporates the
requirements of the new C&D rule shortly after the rule is promulgated.
Second, EPA believes that issuing a substantially revised CGP by
July 1, 2008, would have been impracticable given the number of
unknowns concerning the outcome of the C&D rule. EPA does not believe
that it would be appropriate to issue a permit containing technology-
based limitations that would be outdated so quickly, given the fact
that the C&D rule may be promulgated only a few months after permit
issuance. For similar reasons, if EPA had attempted to approximate the
requirements of the new C&D rule and incorporate such limits into a new
CGP, such a permit would presuppose the outcome of the C&D rule and
potentially conflict with the scope and content of the effluent
limitation guideline prior to full consideration of public comments.
Instead, the Agency believes it is a much better use of Agency
resources to wait the short time until after the C&D rule promulgation
to issue a revised CGP that is fully reflective of the new effluent
limitation guideline. In the meantime, during this relatively short
period of time prior to the C&D rule's promulgation and prior to the
issuance of the revised CGP that incorporates those standards, EPA is
using the permit limits and conditions from the 2003 CGP as an
effective vehicle to control new discharges. EPA notes that it has
minimized the amount of time during which the 2008 CGP will remain
effective in order to underscore the Agency's intention to issue a
revised CGP once the C&D rule is finalized.
Third, EPA found the alternative of allowing the 2003 CGP to expire
without a replacement, relying instead on an enforcement discretion
approach prior to the issuance of the next permit (similar to the
practice used for the NPDES Multi-Sector General Permit (MSGP) for
stormwater discharges from industrial activities), to be an
unacceptable option for stormwater discharges from construction
activities. The CGP potentially has an estimated 4,000 new dischargers
per year that seek coverage. EPA has made progress with the regulated
community in terms of compliance assistance that would be compromised
if a permit is not in place during the interim period prior to the
promulgation of the C&D rule. For instance, EPA Regional offices have
led substantial efforts to boost compliance with the CGP, resulting in
an increased rate of compliance among construction operators. EPA
anticipated that such efforts would have been undermined, and the
compliance rate would have declined, if a new permit were not issued by
July 1, 2008. Additionally, the enforcement discretion approach would
leave construction operators without a reasonable way to obtain
authorization to discharge and would expose them to liability from
third party lawsuits for violating the Clean Water Act for unpermitted
discharges. A short-term permit that mirrors the existing 2003 CGP
addresses these concerns by providing a Federal permit with provisions
that have already been reviewed in the previous permit issuance
process, and by avoiding any period of time during which dischargers
are not able to obtain permit coverage.
III. Scope and Availability of the 2008 CGP
A. Geographic Coverage
This permit provides coverage for discharges from construction
sites that occur in areas not covered by an approved State NPDES
program. EPA Regions 1, 3, 6, 7, 8, 9, and 10 are issuing the 2008 CGP
to replace the expiring 2003 CGP for operators of new and unpermitted
ongoing construction projects. The geographic coverage and scope of the
2008 CGP is listed in Appendix B of the permit. The only change from
the scope of coverage in the 2003 CGP is that the State of Maine is now
the permitting authority for all discharges in the state, including
operators in Tribal Lands, and as such, discharges in the State of
Maine are no longer eligible for coverage under EPA's CGP. In addition,
because certifications required by section 401 of the Clean Water Act,
and for a few states, certifications required by the Coastal Zone
Management Act, were not received in time, new and unpermitted ongoing
construction projects in the following areas are not yet eligible for
coverage under this permit:
The State of New Hampshire;
Indian country within the State of New York;
The Commonwealth of Puerto Rico;
Indian country within the State of Michigan;
Indian country within the State of Minnesota;
Indian country within the State of Wisconsin, except the
Sokaogon Chippewa (Mole Lake) Community;
Indian country within the State of Oklahoma;
Indian country within the State of New Mexico;
Oil and gas, or geothermal energy, operations in Texas;
Oil and gas operations, or certain point source discharges
associated with agriculture and silviculture in Oklahoma;
Federal Facilities in the State of Colorado, except those
located on Indian country;
Indian country within the State of Colorado, as well as
the portion of the Ute Mountain Reservation located in New Mexico; and
Indian country within the State of Montana.
EPA will announce the availability of coverage under the CGP for
these areas in separate Federal Register notice(s) as soon as possible
after the certifications are completed. In the meantime, EPA has
decided to make administrative or civil enforcement for lack of permit
coverage against dischargers in the above areas a low priority because
the 2008 CGP will not yet apply to those areas. The Agency's position
is outlined in a memorandum from EPA's Office of Enforcement and
Compliance Assurance, available in the docket for this permit. This low
enforcement priority does not apply to criminal violations or to
situations where there are egregious circumstances, such as those
resulting in serious actual harm or which may present an imminent and
substantial endangerment to public or the environment, or where no
control measures are in place to protect public health or the
environment. The Office of Enforcement and Compliance Assurance also
reserves the right, at any time, to initiate an appropriate enforcement
response with respect to a specific discharger should circumstances
warrant. Under this low enforcement priority approach, EPA will not
pursue actions against dischargers that lack a permit but are meeting
the obligations that would have been imposed by the expired 2003 CGP.
These obligations include, but are not limited to,
[[Page 40342]]
complying with the required effluent limitations, Stormwater Pollution
Prevention Plan development and implementation, inspections, and proper
installation and maintenance of storm water control measures.
B. Summary of Significant Changes From the 2003 CGP.
As discussed above, EPA is issuing the 2008 CGP for a period not to
exceed two years. This permit includes the same limits and conditions
as the 2003 CGP with the following differences:
Type of Construction Projects That Can Be Covered:
Eligibility for coverage under the 2008 CGP is limited to operators of
new and unpermitted ongoing construction projects. However, dischargers
from existing dischargers, otherwise referred to as ongoing permitted
construction projects, are not eligible for coverage under the 2008
CGP.
Distinction Between Effluent Limits and SWPPP
Documentation Requirements: In response to comments, the permit was
clarified to clearly distinguish between the effluent limits from the
documentation requirements relating to the development of the SWPPP.
The effluent limitations (in Part 3) are permit requirements to which
all permittees are subject in order to minimize the discharge of
pollutants from the site, while the SWPPP (in Part 5) is a planning
document that must be prepared by all construction operators that
describes the site and the pollutants discharged, and documents the
control measures selected, installed, and maintained to meet the
effluent limitations in Part 3. Additionally, the inspection
requirements, which were previously included in the SWPPP section, have
been moved to a separate section (Part 4) to highlight their
importance. EPA emphasizes that though the permit has been reorganized,
the requirements themselves have not been substantially changed.
However, in response to recommendations received by two commenters, EPA
included the following two new requirements: (1) A requirement to
educate employees or subcontractors as necessary so that they
understand their role in implementing stormwater controls (Part 3.6),
and (2) a requirement to remove sediment from silt fences before the
deposit reaches fifty percent of the above-ground fence height.
Eligibility for Tribal Lands in Maine: Because the State
of Maine now has permit authority over Tribal Lands in its state, EPA
removed eligibility for operators in Tribal Lands in Maine from the
list of areas in Appendix B where this permit is effective.
These changes are discussed in greater detail in the 2008 CGP fact
sheet.
C. Permit Appeal Procedures
In accordance with 40 CFR part 23, this permit shall be considered
issued for the purpose of judicial review on July 28, 2008. Under
section 509(b) of the Clean Water Act, judicial review of this general
permit can be had by filing a petition for review in the United States
Court of Appeals with 120 days after the permit is considered issued
for purposes of judicial review. Under section 509(b)(2) of the Clean
Water Act, the requirements in this permit may not be challenged later
in civil or criminal proceedings to enforce these requirements. In
addition, this permit may not be challenged in other agency
proceedings. In addition, rather than submitting an NOI to be covered
under this permit, persons may apply for an individual permit as
specified at 40 CFR 122.21 (and authorized at 40 CFR 122.28), and then
petition the Environmental Appeals Board to review any conditions of
the individual permit (40 CFR 124.19 as modified on May 15, 2000, 65 FR
30886).
IV. Qualified Local Programs
EPA requested comments in the proposal on a draft set of criteria
to use in determining which local erosion and sediment control
requirements satisfy the 40 CFR 122.44(s) requirements for
incorporating qualified local programs (QLPs) into future CGPs. The
Agency received several comments relating to the draft QLP criteria.
EPA appreciates the feedback provided by these comments. EPA's
responses are included in the response to comment document associated
with this Federal Register notice. EPA clarifies that the draft
criteria were not intended to be promulgated as changes to the NPDES
regulations. The purpose of the proposal was to share with the public
the Agency's current thinking with regard to factors that would be
taken into account when proposing to incorporate a QLP into future
CGPs. In addition, should the Agency propose to incorporate a QLP into
the CGP, it will first need to propose such a modification for public
comment as a permit modification.
V. Compliance With the Regulatory Flexibility Act
A. EPA's Approach to Compliance With the Regulatory Flexibility Act for
General Permits
The Regulatory Flexibility Act (RFA) generally requires an agency
to prepare a regulatory flexibility analysis of any rule subject to
notice and comment rulemaking requirements under the Administrative
Procedure Act or any other statute unless the agency certifies that the
rule will not have a significant economic impact on a substantial
number of small entities. Small entities include small businesses,
small organizations, and small governmental jurisdictions.
The legal question of whether a general permit (as opposed to an
individual permit) qualifies as a ``rule'' or as an ``adjudication''
under the Administrative Procedure Act (APA) has been the subject of
periodic litigation. In a recent case, the court held that the CWA
Section 404 Nationwide general permit before the court did qualify as a
``rule'' and therefore that the issuance of that general permit needed
to comply with the applicable legal requirements for the issuance of a
``rule.'' National Ass'n of Home Builders v. U.S. Army Corps of
Engineers, 417 F.3d 1272, 1284-85 (DC Cir. 2005) (Army Corps general
permits under Section 404 of the Clean Water Act are rules under the
APA and the Regulatory Flexibility Act; ``Each NWP [nationwide permit]
easily fits within the APA's definition `rule'.* * * As such, each NWP
constitutes a rule * * *'').
As EPA stated in 1998, ``the Agency recognizes that the question of
the applicability of the APA, and thus the RFA, to the issuance of a
general permit is a difficult one, given the fact that a large number
of dischargers may choose to use the general permit.'' 63 FR 36489,
36497 (July 6, 1998). At that time, EPA ``reviewed its previous NPDES
general permitting actions and related statements in the Federal
Register or elsewhere,'' and stated that ``[t]his review suggests that
the Agency has generally treated NPDES general permits effectively as
rules, though at times it has given contrary indications as to whether
these actions are rules or permits.'' Id. at 36496. Based on EPA's
further legal analysis of the issue, the Agency ``concluded, as set
forth in the proposal, that NPDES general permits are permits [i.e.,
adjudications] under the APA and thus not subject to APA rulemaking
requirements or the RFA.'' Id. Accordingly, the Agency stated that
``the APA's rulemaking requirements are inapplicable to issuance of
such permits,'' and thus ``NPDES permitting is not subject to the
requirement to publish a general notice of proposed rulemaking under
the APA or any other law * * * [and] it is not subject to the RFA.''
Id. at 36497.
However, the Agency went on to explain that, even though EPA had
concluded that it was not legally
[[Page 40343]]
required to do so, the Agency would voluntarily perform the RFA's
small-entity impact analysis. Id. EPA explained the strong public
interest in the Agency following the RFA's requirements on a voluntary
basis: ``[The notice and comment] process also provides an opportunity
for EPA to consider the potential impact of general permit terms on
small entities and how to craft the permit to avoid any undue burden on
small entities.'' Id. Accordingly, with respect to the NPDES permit
that EPA was addressing in that Federal Register notice, EPA stated
that ``the Agency has considered and addressed the potential impact of
the general permit on small entities in a manner that would meet the
requirements of the RFA if it applied.'' Id.
Subsequent to EPA's conclusion in 1998 that general permits are
adjudications rather than rules, as noted above, the DC Circuit
recently held that Nationwide general permits under section 404 are
``rules'' rather than ``adjudications.'' Thus, this legal question
remains ``a difficult one'' (supra). However, EPA continues to believe
that there is a strong public policy interest in EPA applying the RFA's
framework and requirements to the Agency's evaluation and consideration
of the nature and extent of any economic impacts that a CWA general
permit could have on small entities (e.g., small businesses). In this
regard, EPA believes that the Agency's evaluation of the potential
economic impact that a general permit would have on small entities,
consistent with the RFA framework discussed below, is relevant to, and
an essential component of, the Agency's assessment of whether a CWA
general permit would place requirements on dischargers that are
appropriate and reasonable. Furthermore, EPA believes that the RFA's
framework and requirements provide the Agency with the best approach
for the Agency's evaluation of the economic impact of general permits
on small entities. While using the RFA framework to inform its
assessment of whether permit requirements are appropriate and
reasonable, EPA will also continue to ensure that all permits satisfy
the requirements of the Clean Water Act.
Accordingly, EPA has committed to operating in accordance with the
RFA's framework and requirements during the Agency's issuance of CWA
general permits (in other words, the Agency has committed that it will
apply the RFA in its issuance of general permits as if those permits do
qualify as ``rules'' that are subject to the RFA). In satisfaction of
this commitment, during the course of this CGP proceeding, the Agency
conducted the analysis and made the appropriate determinations that are
called for by the RFA. In addition, and in satisfaction of the Agency's
commitment, EPA will apply the RFA's framework and requirements in any
future issuance of other NPDES general permits. EPA anticipates that
for most general permits the Agency will be able to conclude that there
is not a significant economic impact on a substantial number of small
entities. In such cases, the requirements of the RFA framework are
fulfilled by including a statement to this effect in the permit fact
sheet, along with a statement providing the factual basis for the
conclusion. A quantitative analysis of impacts would only be required
for permits that may affect a substantial number of small entities,
consistent with EPA guidance regarding RFA certification.\1\
B. Application of RFA Framework to Issuance of 2008 CGP
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\1\ EPA's current guidance, entitled Final Guidance for EPA
Rulewriters: Regulatory Flexibility Act as Amended by the Small
Business Regulatory Enforcement and Fairness Act, was issued in
November 2006 and is available on EPA's Web site: https://
www.epa.gov/sbrefa/documents/rfafinalguidance06.pdf. After
considering the Guidance and the purpose of CWA general permits, EPA
concludes that general permits affecting less than 100 small
entities do not have a significant economic impact on a substantial
number of small entities.
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EPA has concluded, consistent with the discussion in Section IV.A
above, that the issuance of the 2008 CGP could affect a substantial
number of small entities. In the areas where the CGP is effective (see
Section III.A), an estimated 4,000 construction projects per year were
authorized under the 2003 CGP, a substantial number of which could be
operated by small entities. However, EPA has concluded that the
issuance of the 2008 CGP is unlikely to have an adverse economic impact
on small entities. The 2008 CGP includes substantially the same
requirements as those of the 2003 CGP. EPA intends to include an
updated economic screening analysis with the issuance of the next CGP.
EPA concludes that this action will not have a significant economic
impact on a substantial number of small entities.
Authority: Clean Water Act, 33 U.S.C. 1251 et seq.
Dated: June 30, 2008.
Robert W. Varney,
Regional Administrator, EPA Region 1.
Dated: June 30, 2008.
Jon M. Capacasa,
Director, Water Protection Division, EPA Region 3.
Dated: June 30, 2008.
Miguel I. Flores,
Director, Water Quality Protection Division, EPA Region 6.
Dated: June 30, 2008.
William A. Spratlin,
Director, Wetlands and Pesticides Division, EPA Region 7.
Dated: June 30, 2008.
Stephen S. Tuber,
Assistant Regional Administrator, Office of Partnerships & Regulatory
Assistance, EPA Region 8.
Dated: June 30, 2008.
Nancy Woo,
Acting Director, Water Division, EPA Region 9.
Dated: June 30, 2008.
Michael F. Gearheard,
Director, Office of Water and Watersheds, EPA Region 10.
[FR Doc. E8-15829 Filed 7-11-08; 8:45 am]
BILLING CODE 6560-50-P