Fiscal Year 2009 Changes to Patent Cooperation Treaty Transmittal and Search Fees, 34672-34676 [E8-13730]
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34672
Federal Register / Vol. 73, No. 118 / Wednesday, June 18, 2008 / Proposed Rules
the agenda will be available free of
charge at the hearing.
Drafting Information
The principal author of these
proposed regulations is Vishal R. Amin,
Office of the Chief Counsel
(Passthroughs and Special Industries).
List of Subjects in 26 CFR Part 1
Income taxes, Reporting and
recordkeeping requirements.
Proposed Amendments to the
Regulations
Accordingly, 26 CFR part 1 is
proposed to be amended as follows:
PART 1—INCOME TAXES
Paragraph 1. The authority citation
for part 1 continues to read in part as
follows:
Authority: 26 U.S.C. 7805 * * *
Par. 2. Section 1.642(c)–3 is amended
by:
1. Revising the paragraph heading of
paragraph (b) and add a heading to
paragraph (b)(1).
2. Revising paragraph (b)(2).
3. Adding a heading to paragraph
(b)(3).
4. Removing paragraph (b)(4).
The revisions and additions read as
follows:
§ 1.642(c)–3 Adjustments and other
special rules for determining unlimited
charitable contributions deduction.
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*
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Example. A charitable lead annuity trust
has the calendar year as its taxable year, and
is to pay an annuity of $10,000 annually to
an organization described in section 170(c).
A provision in the trust governing instrument
provides that the $10,000 annuity should be
deemed to come first from ordinary income,
second from short-term capital gain, third
from fifty percent of the unrelated business
taxable income, fourth from long-term capital
gain, fifth from the balance of unrelated
business taxable income, sixth from taxexempt income, and seventh from principal.
This provision in the governing instrument
does not have economic effect independent
of tax consequences because the amount to
be paid to charity is not dependent upon the
type of income from which it is to be paid.
Accordingly, the amount to which section
642(c) applies is deemed to consist of the
same proportion of each class of the items of
income of the trust as the total of each class
bears to the total of all classes.
(3) Other examples. * * *
*
*
*
*
Par. 3. Section 1.643(a)–5 is amended
by revising the text of paragraph (b) to
read as follows:
*
§ 1.643(a)–5
*
*
*
*
(b) Determination of amounts
deductible under section 642(c) and the
character of such amounts—(1)
Reduction of charitable contributions
deduction by amounts not included in
gross income. * * *
(2) Determination of the character of
an amount deductible under section
642(c). In determining whether the
amounts of income so paid,
permanently set aside, or used for a
purpose specified in section 642(c)(1),
(2), or (3) include particular items of
income of an estate or trust, whether or
not included in gross income, a
provision in the governing instrument
or in local law that specifically provides
the source out of which amounts are to
be paid, permanently set aside, or used
for such a purpose controls for Federal
tax purposes to the extent such
provision has economic effect
independent of income tax
consequences. See § 1.652(b)–2(b). In
the absence of such specific provisions
in the governing instrument or in local
law, the amount to which section 642(c)
applies is deemed to consist of the same
proportion of each class of the items of
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income of the estate or trust as the total
of each class bears to the total of all
classes. See § 1.643(a)–5(b) for the
method of determining the allocable
portion of exempt income and foreign
income. This paragraph (b)(2) is
illustrated by the following example:
Tax-exempt interest.
*
*
*
*
*
(b) If the estate or trust is allowed a
charitable contributions deduction
under section 642(c), the amounts
specified in paragraph (a) of this section
and § 1.643(a)–6 are reduced by the
portion deemed to be included in
income paid, permanently set aside, or
to be used for the purposes specified in
section 642(c). If the governing
instrument or local law specifically
provides as to the source out of which
amounts are paid, permanently set
aside, or to be used for such charitable
purposes, the specific provision controls
for Federal tax purposes to the extent
such provision has economic effect
independent of income tax
consequences. See § 1.652(b)–2(b). In
the absence of specific provisions in the
governing instrument, an amount to
which section 642(c) applies is deemed
to consist of the same proportion of each
class of the items of income of the estate
or trust as the total of each class bears
to the total of all classes. For
illustrations showing the determination
of the character of an amount deductible
under section 642(c), see Examples 1
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and 2 of § 1.662(b)–2 and § 1.662(c)–
4(e).
Linda E. Stiff,
Deputy Commissioner for Services and
Enforcement.
[FR Doc. E8–13611 Filed 6–17–08; 8:45 am]
BILLING CODE 4830–01–P
DEPARTMENT OF COMMERCE
Patent and Trademark Office
37 CFR Part 1
[Docket No.: PTO–P–2008–0023]
RIN 0651–AC28
Fiscal Year 2009 Changes to Patent
Cooperation Treaty Transmittal and
Search Fees
United States Patent and
Trademark Office, Commerce.
ACTION: Notice of proposed rulemaking.
AGENCY:
SUMMARY: The United States Patent and
Trademark Office (Office) is proposing
to revise the rules of practice to adjust
the transmittal and search fees for
international applications filed under
the Patent Cooperation Treaty (PCT).
The Office is proposing to adjust the
PCT transmittal and search fees to
recover the estimated average cost to the
Office of processing PCT international
applications and preparing international
search reports and written opinions for
PCT international applications.
DATES: Written comments must be
received on or before August 18, 2008.
No public hearing will be held.
ADDRESSES: Comments should be sent
by electronic mail message over the
Internet addressed to
AC28.comments@uspto.gov. Comments
may also be submitted by mail
addressed to: Mail Stop Comments—
Patents, Commissioner for Patents, P.O.
Box 1450, Alexandria, VA 22313–1450,
or by facsimile to (571) 273–0459,
marked to the attention of Boris Milef,
Office of the Deputy Commissioner for
Patent Examination Policy. Although
comments may be submitted by mail or
facsimile, the Office prefers to receive
comments via the Internet.
Comments may also be sent by
electronic mail message over the
Internet via the Federal eRulemaking
Portal. See the Federal eRulemaking
Portal Web site (https://
www.regulations.gov) for additional
instructions on providing comments via
the Federal eRulemaking Portal.
The comments will be available for
public inspection at the Office of the
Commissioner for Patents, located in
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Madison East, Tenth Floor, 600 Dulany
Street, Alexandria, Virginia, and will be
available through anonymous file
transfer protocol (ftp) via the Internet
(https://www.uspto.gov). Because
comments will be made available for
public inspection, information that the
submitter does not desire to make
public, such as an address or phone
number, should not be included in the
comments.
FOR FURTHER INFORMATION CONTACT:
Boris Milef, Legal Examiner, Office of
PCT Legal Administration, Office of the
Deputy Commissioner for Patent
Examination Policy, by telephone at
(571) 272–3288; or by mail addressed to:
Box Comments Patents, Commissioner
for Patents, P.O. Box 1450, Alexandria,
VA 22313–1450.
SUPPLEMENTARY INFORMATION: The PCT
enables United States applicants to file
one application (an international or PCT
application) in a standardized format in
English in a Receiving Office (either the
United States Patent and Trademark
Office or the International Bureau of the
World Intellectual Property
Organization (WIPO)) and have that
application acknowledged as a regular
national or regional filing by PCT
member countries. See Manual of Patent
Examining Procedure (MPEP) § 1801
(8th ed. 2001) (Rev. 6, Sept. 2007). The
primary benefit of the PCT system is the
ability to delay the expense of
submitting papers and fees to the PCT
national offices. See MPEP 1893.
The Office acts as a Receiving Office
(RO) for United States residents and
nationals. See 35 U.S.C. 361(a), 37 CFR
1.412(a), and MPEP 1801. An RO
functions as the filing and formalities
review organization for international
applications. See MPEP 1801. The
Office, in its capacity as a PCT
Receiving Office, received over 50,000
international applications in each of
fiscal years 2006 and 2007. The Office
also acts as an International Searching
Authority (ISA). See 35 U.S.C. 362(a), 37
CFR 1.413(a), and MPEP 1840. The
primary functions of an ISA are to
establish: (1) International search
reports, and (2) written opinions of the
ISA. See MPEP 1840.
The transmittal and search fees for an
international application are provided
for in 35 U.S.C. 376. See 35 U.S.C. 376
(the Office ‘‘may also charge’’ a
‘‘transmittal fee,’’ ‘‘search fee,’’
‘‘supplemental search fee,’’ and ‘‘any
additional fees’’ (35 U.S.C. 376(a)), and
the ‘‘amounts of [these] fees * * * shall
be prescribed by the Director’’ (35
U.S.C. 376(b)). In addition, 35 U.S.C.
41(d) provides that fee amounts set by
the Office ‘‘recover the estimated
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average cost to the Office of such
processing, services, or materials.’’ See
35 U.S.C. 41(d). The Office has no basis
for maintaining the PCT transmittal,
search, and supplemental search fees at
amounts less than that necessary to
recover the estimated average cost to the
Office of performing these functions for
PCT international applications.
Therefore, the Office is proposing to
adjust the PCT transmittal fee and
search fees to recover the estimated
average cost to the Office of processing
PCT international applications and
preparing international search reports
and written opinions for PCT
international applications. The Office’s
cost analysis for these activities reveals
that the average cost of the initial
processing of PCT international
applications is slightly over $415.00 and
the average cost of search and
preparation of ISA search reports or
written opinions for international
applications and for a supplemental
search is slightly over $2,225.00 for each
invention.
Discussion of Specific Rules
Title 37 of the Code of Federal
Regulations, part 1, is proposed to be
amended as follows:
Section 1.445: Section 1.445(a)(1) is
proposed to be amended to change the
transmittal fee from $300.00 to $415.00.
Section 1.445(a)(2) is proposed to be
amended to change the search fee from
$1,800.00 to $2,225.00. Section
1.445(a)(3) is proposed to be amended to
change the supplemental search fee
from $1,800.00 to $2,225.00.
Rule Making Considerations
A. Initial Regulatory Flexibility Analysis
1. Description of the reasons that
action by the agency is being
considered: The Office is proposing to
revise the rules of practice to adjust the
transmittal and search fees for
international applications filed under
the PCT. The Office is proposing to
adjust the PCT transmittal and search
fees to recover the estimated average
cost to the Office of processing PCT
international applications and preparing
international search reports and written
opinions for PCT international
applications.
2. Succinct statement of the objectives
of, and legal basis for, the proposed
rules: The Office is proposing to adjust
the PCT transmittal and search fees to
recover the estimated average cost to the
Office of processing PCT international
applications and preparing international
search reports and written opinions for
PCT international applications. The
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changes proposed in this notice are
authorized by 35 U.S.C. 41(d) and 376.
3. Description and estimate of the
number of affected small entities: The
Small Business Administration (SBA)
small business size standards applicable
to most analyses conducted to comply
with the Regulatory Flexibility Act are
set forth in 13 CFR 121.201. These
regulations generally define small
businesses as those with fewer than a
maximum number of employees or less
than a specified level of annual receipts
for the entity’s industrial sector or North
American Industry Classification
System code. The Office, however, has
formally adopted an alternate size
standard as the size standard for the
purpose of conducting an analysis or
making a certification under the
Regulatory Flexibility Act for patentrelated regulations. See Business Size
Standard for Purposes of United States
Patent and Trademark Office Regulatory
Flexibility Analysis for Patent-Related
Regulations, 71 FR 67109 (Nov. 20,
2006), 1313 Off. Gaz. Pat. Office 60
(Dec. 12, 2006). This alternate small
business size standard is the previously
established size standard that identifies
the criteria entities must meet to be
entitled to pay reduced patent fees. See
13 CFR 121.802. If patent applicants
identify themselves on the patent
application as qualifying for reduced
patent fees, the Office captures this data
in the Patent Application Location and
Monitoring (PALM) database system,
which tracks information on each patent
application submitted to the Office.
Unlike the SBA small business size
standards set forth in 13 CFR 121.201,
this size standard is not industryspecific. Specifically, the Office’s
definition of small business concern for
Regulatory Flexibility Act purposes is a
business or other concern that: (1) Meets
the SBA’s definition of a ‘‘business
concern or concern’’ set forth in 13 CFR
121.105; and (2) meets the size
standards set forth in 13 CFR 121.802
for the purpose of paying reduced
patent fees, namely an entity: (a) Whose
number of employees, including
affiliates, does not exceed 500 persons;
and (b) which has not assigned, granted,
conveyed, or licensed (and is under no
obligation to do so) any rights in the
invention to any person who made it
and could not be classified as an
independent inventor, or to any concern
which would not qualify as a non-profit
organization or a small business concern
under this definition. See Business Size
Standard for Purposes of United States
Patent and Trademark Office Regulatory
Flexibility Analysis for Patent-Related
Regulations, 71 FR at 67112, 1313 Off.
Gaz. Pat. Office at 63.
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Federal Register / Vol. 73, No. 118 / Wednesday, June 18, 2008 / Proposed Rules
The changes in this proposed rule
will apply to any small entity who files
a PCT international application in the
United States Receiving Office and who
requests a search by the United States
International Searching Authority. The
Office received between 52,000 and
53,000 PCT international applications in
each of fiscal years 2006 and 2007.
There is no provision in 35 U.S.C. 376
(or elsewhere) for a small entity
reduction for the transmittal or search
fees for an international application.
Thus, PCT applicants do not indicate
and the Office does not record whether
a PCT application is by a small entity
or a non-small entity. The Office’s
PALM and Revenue Accounting and
Management (RAM) systems indicate
that 12,043 of the PCT international
applications in fiscal year 2006 claim
priority to a prior application
(nonprovisional or provisional) that has
small entity status, and that 2,559 of the
PCT international applications in fiscal
year 2006 do not claim priority to any
prior nonprovisional application or
provisional application. The Office’s
PALM and RAM systems indicate that
12,716 of the PCT international
applications in fiscal year 2007 claim
priority to a prior application
(nonprovisional or provisional) that has
small entity status, and that 4,016 of the
PCT international applications in fiscal
year 2007 do not claim priority to any
prior nonprovisional application or
provisional application.
4. Description of the projected
reporting, recordkeeping and other
compliance requirements of the
proposed rules, including an estimate of
the classes of small entities which will
be subject to the requirement and the
type of professional skills necessary for
preparation of the report or record: This
notice does not propose any reporting,
recordkeeping and other compliance
requirements. This notice proposes only
to adjust the PCT transmittal and search
fees. As discussed previously, there is
no provision in 35 U.S.C. 376 (or
elsewhere) for a small entity reduction
for the search fees for an international
application. The following table (Table
1) indicates the PCT international stage
fee, the number of payments of the fee
received by the Office in fiscal year
2007 (number of entities who paid the
applicable fee in fiscal year 2007), the
current fee amount, the proposed fee
amount, and the net amount of the fee
adjustment.
TABLE 1
Fiscal year 2007
payments
Fee
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Transmittal Fee ........................................................................
Search Fee ..............................................................................
Supplemental Search Fee .......................................................
The PCT international search fee and
supplemental search fee were adjusted
from $1,000.00 to $1,800.00 in
November of 2007. See April 2007
Revision of Patent Cooperation Treaty
Procedures, 72 FR 51559 (Sept. 10,
2007), 1323 Off. Gaz. Pat. Office 26 (Oct.
2, 2007) (final rule). Thus, the change to
the search and supplemental search fee
proposed in this notice is a $425.00
increase over the current search fee and
supplemental search fee set in
November of 2007, and a $1,225.00
increase over the search fee and
supplemental search fee that was in
effect prior to November of 2007.
The PCT does not preclude United
States applicants from filing patent
applications directly in the patent
offices of those countries which are
Contracting States of the PCT (with or
without previously having filed a
regular national application under 35
U.S.C. 111(a) or 111(b) in the United
States) and taking advantage of the
priority rights and other advantages
provided under the Paris Convention
and the World Trade Organization
(WTO) administered Agreement on
Trade-Related Aspects of Intellectual
Property (TRIPs Agreement). See MPEP
1801. That is, the PCT is not the
exclusive mechanism for seeking patent
protection in foreign countries, but is
instead simply an optional alternative
route available to United States patent
applicants for seeking patent protection
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$54,335
30,965
941
Current fee
amount
$300.00
1,800.00
1,800.00
in those countries that are Contracting
States of the PCT. See id.
In addition, an applicant filing an
international application under the PCT
in the United States Receiving Office
(the United States Patent and Trademark
Office) is not required to use the United
States Patent and Trademark Office as
the International Searching Authority.
The European Patent Office (except for
applications containing business
method claims) or the Korean
Intellectual Property Office may be
selected as the International Searching
Authority for international applications
filed in the United States Receiving
Office. The applicable search fee if the
European Patent Office is selected as the
International Searching Authority
European is currently $2,496.00 (set by
the European Patent Office), and the
applicable search fee if the Korean
Intellectual Property Office is selected
as the International Searching Authority
is currently $244.00 (set by the Korean
Intellectual Property Office).
5. Description of any significant
alternatives to the proposed rules which
accomplish the stated objectives of
applicable statutes and which minimize
any significant economic impact of the
proposed rules on small entities: The
alternative of not adjusting the PCT
transmittal and search fees would have
a lesser economic impact on small
entities, but would not accomplish the
stated objectives of applicable statutes.
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Proposed fee
amount
$415.00
2,225.00
2,225.00
Fee adjustment
$115.00
425.00
425.00
See 35 U.S.C. 41(d) (requires that fees
set by the Office recover the estimated
average cost to the Office of the
processing, services, or materials).
6. Identification, to the extent
practicable, of all relevant Federal rules
which may duplicate, overlap or conflict
with the proposed rules: The Office is
the sole agency of the United States
Government responsible for
administering the provisions of title 35,
United States Code, pertaining to
examination and granting patents.
Therefore, no other federal, state, or
local entity shares jurisdiction over the
examination and granting of patents.
The Office previously proposed
changes to adjust the patent fees set by
statute to reflect fluctuations in the
Consumer Price Index (CPI). See
Revision of Patent Fees for Fiscal Year
2009, 73 FR 31655 (June 3, 2008)
(proposed rule). The changes proposed
in that rule making do not duplicate,
overlap, or conflict with the changes
proposed in this notice.
Other countries, however, have their
own patent laws, and an entity desiring
a patent in a particular country must
make an application for patent in that
country, in accordance with the
applicable law. Although the potential
for overlap exists internationally, this
cannot be avoided except by treaty
(such as the Paris Convention for the
Protection of Industrial Property, or the
PCT). Nevertheless, the Office believes
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that there are no other duplicative or
overlapping rules.
B. Executive Order 13132
(Federalism): This rule making does not
contain policies with federalism
implications sufficient to warrant
preparation of a Federalism Assessment
under Executive Order 13132 (Aug. 4,
1999).
C. Executive Order 12866 (Regulatory
Planning and Review): This rule making
has been determined to be significant
for purposes of Executive Order 12866
(Sept. 30, 1993), as amended by
Executive Order 13258 (Feb. 26, 2002)
and Executive Order 13422 (Jan. 18,
2007).
D. Executive Order 13175 (Tribal
Consultation): This rule making will
not: (1) Have substantial direct effects
on one or more Indian tribes; (2) impose
substantial direct compliance costs on
Indian tribal governments; or (3)
preempt tribal law. Therefore, a tribal
summary impact statement is not
required under Executive Order 13175
(Nov. 6, 2000).
E. Executive Order 13211 (Energy
Effects): This rule making is not a
significant energy action under
Executive Order 13211 because this rule
making is not likely to have a significant
adverse effect on the supply,
distribution, or use of energy. Therefore,
a Statement of Energy Effects is not
required under Executive Order 13211
(May 18, 2001).
F. Executive Order 12988 (Civil Justice
Reform): This rule making meets
applicable standards to minimize
litigation, eliminate ambiguity, and
reduce burden as set forth in sections
3(a) and 3(b)(2) of Executive Order
12988 (Feb. 5, 1996).
G. Executive Order 13045 (Protection
of Children): This rule making is not an
economically significant rule and does
not concern an environmental risk to
health or safety that may
disproportionately affect children under
Executive Order 13045 (Apr, 21, 1997).
H. Executive Order 12630 (Taking of
Private Property): This rule making will
not effect a taking of private property or
otherwise have taking implications
under Executive Order 12630 (Mar. 15,
1988).
I. Congressional Review Act: Under
the Congressional Review Act
provisions of the Small Business
Regulatory Enforcement Fairness Act of
1996 (5 U.S.C. 801 et seq. ), prior to
issuing any final rule, the United States
Patent and Trademark Office will
submit a report containing the final rule
and other required information to the
U.S. Senate, the U.S. House of
Representatives and the Comptroller
General of the Government
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Accountability Office. The changes
proposed in this notice are not expected
to result in an annual effect on the
economy of 100 million dollars or more,
a major increase in costs or prices, or
significant adverse effects on
competition, employment, investment,
productivity, innovation, or the ability
of United States-based enterprises to
compete with foreign-based enterprises
in domestic and export markets.
Therefore, this rule making is not likely
to result in a ‘‘major rule’’ as defined in
5 U.S.C. 804(2).
J. Unfunded Mandates Reform Act of
1995: The changes proposed in this
notice do not involve a Federal
intergovernmental mandate that will
result in the expenditure by State, local,
and tribal governments, in the aggregate,
of 100 million dollars (as adjusted) or
more in any one year, or a Federal
private sector mandate that will result
in the expenditure by the private sector
of 100 million dollars (as adjusted) or
more in any one year, and will not
significantly or uniquely affect small
governments. Therefore, no actions are
necessary under the provisions of the
Unfunded Mandates Reform Act of
1995. See 2 U.S.C. 1501 et seq.
K. National Environmental Policy Act:
This rule making will not have any
effect on the quality of environment and
is thus categorically excluded from
review under the National
Environmental Policy Act of 1969. See
42 U.S.C. 4321 et seq.
L. National Technology Transfer and
Advancement Act: The requirements of
section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) are
inapplicable because this rule making
does not contain provisions which
involve the use of technical standards.
M. Paperwork Reduction Act: The
changes proposed in this notice involve
information collection requirements
which are subject to review by the
Office of Management and Budget
(OMB) under the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq. ).
The collection of information involved
in this notice has been reviewed and
approved by OMB under OMB control
number 0651–0021. The Office is not
resubmitting an information collection
package to OMB for its review and
approval because the changes proposed
in this notice concern revised fees for
existing information collection
requirements associated with the
information collection under OMB
control number 0651–0021. The Office
will submit fee revision changes to the
inventory of the information collection
under OMB control number 0651–0021
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34675
if the changes proposed in this notice
are adopted.
Comments are invited on: (1) Whether
the collection of information is
necessary for proper performance of the
functions of the agency; (2) the accuracy
of the agency’s estimate of the burden;
(3) ways to enhance the quality, utility,
and clarity of the information to be
collected; and (4) ways to minimize the
burden of the collection of information
to respondents.
Interested persons are requested to
send comments regarding these
information collections, including
suggestions for reducing this burden, to:
(1) The Office of Information and
Regulatory Affairs, Office of
Management and Budget, New
Executive Office Building, Room 10202,
725 17th Street, NW., Washington, DC
20503, Attention: Desk Officer for the
Patent and Trademark Office; and (2)
Robert A. Clarke, Director, Office of
Patent Legal Administration,
Commissioner for Patents, P.O. Box
1450, Alexandria, VA 22313–1450.
Notwithstanding any other provision
of law, no person is required to respond
to nor shall a person be subject to a
penalty for failure to comply with a
collection of information subject to the
requirements of the Paperwork
Reduction Act unless that collection of
information displays a currently valid
OMB control number.
List of Subjects in 37 CFR Part 1
Administrative practice and
procedure, Courts, Freedom of
Information, Inventions and patents,
Reporting and record keeping
requirements, Small Businesses.
Accordingly, the Office proposes to
amend 37 CFR part 1 as follows:
PART 1—RULES OF PRACTICE IN
PATENT CASES
1. The authority citation for 37 CFR
part 1 continues to read as follows:
Authority: 35 U.S.C. 2(b)(2).
2. Subpart C of 37 CFR part 1 is
amended immediately before the
undesignated center heading ‘‘General
Information’’ to include the following
authority citation:
Authority: Sections 1.401 through 1.499
also issued under 35 U.S.C. 351 through 376.
3. Section 1.445 is amended by
revising paragraphs (a)(1), (a)(2) and
(a)(3) to read as follows:
§ 1.445 International application filing,
processing and search fees.
(a) * * *
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Federal Register / Vol. 73, No. 118 / Wednesday, June 18, 2008 / Proposed Rules
is requested, the record for this action
will remain open until August 4, 2008
$415.00 to accommodate submittal of
information related to the public
2,225.00 hearing. For additional information on
the public hearing, see the
SUPPLEMENTARY INFORMATION section of
$,225.00 this document.
*
*
*
*
*
ADDRESSES: Submit your comments,
identified by Docket ID No EPA–HQ–
Dated: June 12, 2008.
OAR–2008–0231, by mail to
Jon W. Dudas,
Environmental Protection Agency,
Under Secretary of Commerce for Intellectual
Mailcode 6102T, EPA Docket Center
Property and Director of the United States
(EPA/DC), 1200 Pennsylvania Avenue,
Patent and Trademark Office.
NW., Washington, DC 20460. Comments
[FR Doc. E8–13730 Filed 6–17–08; 8:45 am]
may also be submitted electronically or
BILLING CODE 3510–16–P
through hand delivery/courier by
following the detailed instructions in
the ADDRESSES section of the direct final
ENVIRONMENTAL PROTECTION
rule located in the rules section of this
AGENCY
Federal Register.
FOR FURTHER INFORMATION CONTACT:
40 CFR Part 82
Karen Thundiyil, Stratospheric
[EPA–HQ–OAR–2008–0231; FRL–8582–7]
Protection Division, Office of
Atmospheric Programs (MC 6205J),
RIN 2060–AP18
Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington,
Protection of Stratospheric Ozone:
Revision of Refrigerant Recovery Only DC 20460; telephone number: (202)
343–9464; fax number (202) 343–2363;
Equipment Standards
e-mail address:
AGENCY: Environmental Protection
thundiyil.karen@epa.gov.
Agency (EPA).
SUPPLEMENTARY INFORMATION: In the
ACTION: Proposed rule.
‘‘Rules and Regulations’’ section of this
Federal Register, we are updating the
SUMMARY: The Environmental Protection
existing motor vehicle refrigerant
Agency (EPA) is proposing to update
recovery only equipment standards, as a
motor vehicle refrigerant recovery only
direct final rule without a prior
equipment standards. Under Clean Air
proposed rule. If we receive no adverse
Act Section 609, motor vehicle aircomment, we will not take further
conditioning (MVAC) refrigerant
action on this proposed rule. If a public
handling equipment must be certified
hearing is held, it will be at EPA
by the Administrator or an independent
Headquarters in Washington, DC.
organization approved by the
Administrator and, at a minimum, must I. Why Is EPA Issuing This Proposed
Rule?
be as stringent as the standards of the
Society of Automotive Engineers (SAE)
This document proposes to take
in effect as of the date of the enactment
action on motor vehicle air-conditioning
of the Clean Air Act Amendments of
refrigerant recovery only equipment
1990. In 1997, EPA promulgated
standards. We have published a direct
regulations that required the use of SAE final rule updating EPA’s motor vehicle
Standard J1732, HFC–134a Recycling
refrigerant recovery only equipment
Equipment for Mobile Air Conditioning standards in the ‘‘Rules and
Systems for certification of MVAC
Regulations’’ section of this Federal
refrigerant handling equipment. SAE
Register because we view this as a
has replaced Standard J1732 with J2810, noncontroversial action and anticipate
HFC–134a Refrigerant Recovery
no adverse comment. We have
Equipment for Mobile Air Conditioning explained our reasons for this action in
Systems. EPA is updating its reference
the preamble to the direct final rule and
to the new SAE standard for MVAC
are not repeating those here.
refrigerant recovery equipment used for
If we receive no adverse comment, we
MVAC servicing and MVAC disposal.
will not take further action on this
This action reflects a change in industry proposed rule. If we receive adverse
standard practice.
comment, we will withdraw the direct
final rule and it will not take effect. We
DATES: Written comments must be
would address all public comments in
received by July 18, 2008. If anyone
any subsequent final rule based on this
contacts us requesting a public hearing
proposed rule. We do not intend to
by June 30, 2008, the hearing will be
institute a second comment period on
held on July 3, 2008. If a public hearing
mstockstill on PROD1PC66 with PROPOSALS
(1) A transmittal fee (see 35
U.S.C. 361(d) and PCT Rule
14) ...........................................
(2) A search fee (see 35 U.S.C.
361(d) and PCT Rule 16) .......
(3) A supplemental search fee
when required, per additional invention .....................
VerDate Aug<31>2005
16:59 Jun 17, 2008
Jkt 214001
PO 00000
Frm 00023
Fmt 4702
Sfmt 4702
this action. Any parties interested in
commenting must do so at this time. For
further information, please see the
information provided in the ADDRESSES
section of this document.
II. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
This action is not a ‘‘significant
regulatory action’’ under the terms of
Executive Order (EO) 12866 (58 FR
51735, October 4, 1993) and is therefore
not subject to review under the EO.
B. Paperwork Reduction Act
This action does not impose any new
information collection burden. The
recordkeeping and reporting
requirements included in this action are
already included in an existing
information collection burden. This
action does not make any changes that
would affect burden. However, the
Office of Management and Budget
(OMB) has previously approved the
information collection requirements
contained in the existing regulations, 40
CFR part 82, under the provisions of the
Paperwork Reduction Act, 44 U.S.C.
3501 et seq. and has assigned OMB
control number 2060–0247. The OMB
control numbers for EPA’s regulations
in 40 CFR are listed in 40 CFR part 9.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
For purposes of assessing the impacts
of this proposed rule on small entities,
small entity is defined as: (1) A small
business as defined by the Small
Business Administration’s (SBA)
regulations at 13 CFR 121.201; (2) a
small governmental jurisdiction that is a
government of a city, county, town,
school district or special district with a
population of less than 50,000; and (3)
a small organization that is any not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of this proposed rule on small
entities, we certify that this action will
not have a significant economic impact
E:\FR\FM\18JNP1.SGM
18JNP1
Agencies
[Federal Register Volume 73, Number 118 (Wednesday, June 18, 2008)]
[Proposed Rules]
[Pages 34672-34676]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-13730]
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DEPARTMENT OF COMMERCE
Patent and Trademark Office
37 CFR Part 1
[Docket No.: PTO-P-2008-0023]
RIN 0651-AC28
Fiscal Year 2009 Changes to Patent Cooperation Treaty Transmittal
and Search Fees
AGENCY: United States Patent and Trademark Office, Commerce.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The United States Patent and Trademark Office (Office) is
proposing to revise the rules of practice to adjust the transmittal and
search fees for international applications filed under the Patent
Cooperation Treaty (PCT). The Office is proposing to adjust the PCT
transmittal and search fees to recover the estimated average cost to
the Office of processing PCT international applications and preparing
international search reports and written opinions for PCT international
applications.
DATES: Written comments must be received on or before August 18, 2008.
No public hearing will be held.
ADDRESSES: Comments should be sent by electronic mail message over the
Internet addressed to AC28.comments@uspto.gov. Comments may also be
submitted by mail addressed to: Mail Stop Comments--Patents,
Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450, or
by facsimile to (571) 273-0459, marked to the attention of Boris Milef,
Office of the Deputy Commissioner for Patent Examination Policy.
Although comments may be submitted by mail or facsimile, the Office
prefers to receive comments via the Internet.
Comments may also be sent by electronic mail message over the
Internet via the Federal eRulemaking Portal. See the Federal
eRulemaking Portal Web site (https://www.regulations.gov) for additional
instructions on providing comments via the Federal eRulemaking Portal.
The comments will be available for public inspection at the Office
of the Commissioner for Patents, located in
[[Page 34673]]
Madison East, Tenth Floor, 600 Dulany Street, Alexandria, Virginia, and
will be available through anonymous file transfer protocol (ftp) via
the Internet (https://www.uspto.gov). Because comments will be made
available for public inspection, information that the submitter does
not desire to make public, such as an address or phone number, should
not be included in the comments.
FOR FURTHER INFORMATION CONTACT: Boris Milef, Legal Examiner, Office of
PCT Legal Administration, Office of the Deputy Commissioner for Patent
Examination Policy, by telephone at (571) 272-3288; or by mail
addressed to: Box Comments Patents, Commissioner for Patents, P.O. Box
1450, Alexandria, VA 22313-1450.
SUPPLEMENTARY INFORMATION: The PCT enables United States applicants to
file one application (an international or PCT application) in a
standardized format in English in a Receiving Office (either the United
States Patent and Trademark Office or the International Bureau of the
World Intellectual Property Organization (WIPO)) and have that
application acknowledged as a regular national or regional filing by
PCT member countries. See Manual of Patent Examining Procedure (MPEP)
Sec. 1801 (8th ed. 2001) (Rev. 6, Sept. 2007). The primary benefit of
the PCT system is the ability to delay the expense of submitting papers
and fees to the PCT national offices. See MPEP 1893.
The Office acts as a Receiving Office (RO) for United States
residents and nationals. See 35 U.S.C. 361(a), 37 CFR 1.412(a), and
MPEP 1801. An RO functions as the filing and formalities review
organization for international applications. See MPEP 1801. The Office,
in its capacity as a PCT Receiving Office, received over 50,000
international applications in each of fiscal years 2006 and 2007. The
Office also acts as an International Searching Authority (ISA). See 35
U.S.C. 362(a), 37 CFR 1.413(a), and MPEP 1840. The primary functions of
an ISA are to establish: (1) International search reports, and (2)
written opinions of the ISA. See MPEP 1840.
The transmittal and search fees for an international application
are provided for in 35 U.S.C. 376. See 35 U.S.C. 376 (the Office ``may
also charge'' a ``transmittal fee,'' ``search fee,'' ``supplemental
search fee,'' and ``any additional fees'' (35 U.S.C. 376(a)), and the
``amounts of [these] fees * * * shall be prescribed by the Director''
(35 U.S.C. 376(b)). In addition, 35 U.S.C. 41(d) provides that fee
amounts set by the Office ``recover the estimated average cost to the
Office of such processing, services, or materials.'' See 35 U.S.C.
41(d). The Office has no basis for maintaining the PCT transmittal,
search, and supplemental search fees at amounts less than that
necessary to recover the estimated average cost to the Office of
performing these functions for PCT international applications.
Therefore, the Office is proposing to adjust the PCT transmittal fee
and search fees to recover the estimated average cost to the Office of
processing PCT international applications and preparing international
search reports and written opinions for PCT international applications.
The Office's cost analysis for these activities reveals that the
average cost of the initial processing of PCT international
applications is slightly over $415.00 and the average cost of search
and preparation of ISA search reports or written opinions for
international applications and for a supplemental search is slightly
over $2,225.00 for each invention.
Discussion of Specific Rules
Title 37 of the Code of Federal Regulations, part 1, is proposed to
be amended as follows:
Section 1.445: Section 1.445(a)(1) is proposed to be amended to
change the transmittal fee from $300.00 to $415.00. Section 1.445(a)(2)
is proposed to be amended to change the search fee from $1,800.00 to
$2,225.00. Section 1.445(a)(3) is proposed to be amended to change the
supplemental search fee from $1,800.00 to $2,225.00.
Rule Making Considerations
A. Initial Regulatory Flexibility Analysis
1. Description of the reasons that action by the agency is being
considered: The Office is proposing to revise the rules of practice to
adjust the transmittal and search fees for international applications
filed under the PCT. The Office is proposing to adjust the PCT
transmittal and search fees to recover the estimated average cost to
the Office of processing PCT international applications and preparing
international search reports and written opinions for PCT international
applications.
2. Succinct statement of the objectives of, and legal basis for,
the proposed rules: The Office is proposing to adjust the PCT
transmittal and search fees to recover the estimated average cost to
the Office of processing PCT international applications and preparing
international search reports and written opinions for PCT international
applications. The changes proposed in this notice are authorized by 35
U.S.C. 41(d) and 376.
3. Description and estimate of the number of affected small
entities: The Small Business Administration (SBA) small business size
standards applicable to most analyses conducted to comply with the
Regulatory Flexibility Act are set forth in 13 CFR 121.201. These
regulations generally define small businesses as those with fewer than
a maximum number of employees or less than a specified level of annual
receipts for the entity's industrial sector or North American Industry
Classification System code. The Office, however, has formally adopted
an alternate size standard as the size standard for the purpose of
conducting an analysis or making a certification under the Regulatory
Flexibility Act for patent-related regulations. See Business Size
Standard for Purposes of United States Patent and Trademark Office
Regulatory Flexibility Analysis for Patent-Related Regulations, 71 FR
67109 (Nov. 20, 2006), 1313 Off. Gaz. Pat. Office 60 (Dec. 12, 2006).
This alternate small business size standard is the previously
established size standard that identifies the criteria entities must
meet to be entitled to pay reduced patent fees. See 13 CFR 121.802. If
patent applicants identify themselves on the patent application as
qualifying for reduced patent fees, the Office captures this data in
the Patent Application Location and Monitoring (PALM) database system,
which tracks information on each patent application submitted to the
Office.
Unlike the SBA small business size standards set forth in 13 CFR
121.201, this size standard is not industry-specific. Specifically, the
Office's definition of small business concern for Regulatory
Flexibility Act purposes is a business or other concern that: (1) Meets
the SBA's definition of a ``business concern or concern'' set forth in
13 CFR 121.105; and (2) meets the size standards set forth in 13 CFR
121.802 for the purpose of paying reduced patent fees, namely an
entity: (a) Whose number of employees, including affiliates, does not
exceed 500 persons; and (b) which has not assigned, granted, conveyed,
or licensed (and is under no obligation to do so) any rights in the
invention to any person who made it and could not be classified as an
independent inventor, or to any concern which would not qualify as a
non-profit organization or a small business concern under this
definition. See Business Size Standard for Purposes of United States
Patent and Trademark Office Regulatory Flexibility Analysis for Patent-
Related Regulations, 71 FR at 67112, 1313 Off. Gaz. Pat. Office at 63.
[[Page 34674]]
The changes in this proposed rule will apply to any small entity
who files a PCT international application in the United States
Receiving Office and who requests a search by the United States
International Searching Authority. The Office received between 52,000
and 53,000 PCT international applications in each of fiscal years 2006
and 2007. There is no provision in 35 U.S.C. 376 (or elsewhere) for a
small entity reduction for the transmittal or search fees for an
international application. Thus, PCT applicants do not indicate and the
Office does not record whether a PCT application is by a small entity
or a non-small entity. The Office's PALM and Revenue Accounting and
Management (RAM) systems indicate that 12,043 of the PCT international
applications in fiscal year 2006 claim priority to a prior application
(nonprovisional or provisional) that has small entity status, and that
2,559 of the PCT international applications in fiscal year 2006 do not
claim priority to any prior nonprovisional application or provisional
application. The Office's PALM and RAM systems indicate that 12,716 of
the PCT international applications in fiscal year 2007 claim priority
to a prior application (nonprovisional or provisional) that has small
entity status, and that 4,016 of the PCT international applications in
fiscal year 2007 do not claim priority to any prior nonprovisional
application or provisional application.
4. Description of the projected reporting, recordkeeping and other
compliance requirements of the proposed rules, including an estimate of
the classes of small entities which will be subject to the requirement
and the type of professional skills necessary for preparation of the
report or record: This notice does not propose any reporting,
recordkeeping and other compliance requirements. This notice proposes
only to adjust the PCT transmittal and search fees. As discussed
previously, there is no provision in 35 U.S.C. 376 (or elsewhere) for a
small entity reduction for the search fees for an international
application. The following table (Table 1) indicates the PCT
international stage fee, the number of payments of the fee received by
the Office in fiscal year 2007 (number of entities who paid the
applicable fee in fiscal year 2007), the current fee amount, the
proposed fee amount, and the net amount of the fee adjustment.
Table 1
----------------------------------------------------------------------------------------------------------------
Fiscal year 2007 Current fee Proposed fee
Fee payments amount amount Fee adjustment
----------------------------------------------------------------------------------------------------------------
Transmittal Fee..................... $54,335 $300.00 $415.00 $115.00
Search Fee.......................... 30,965 1,800.00 2,225.00 425.00
Supplemental Search Fee............. 941 1,800.00 2,225.00 425.00
----------------------------------------------------------------------------------------------------------------
The PCT international search fee and supplemental search fee were
adjusted from $1,000.00 to $1,800.00 in November of 2007. See April
2007 Revision of Patent Cooperation Treaty Procedures, 72 FR 51559
(Sept. 10, 2007), 1323 Off. Gaz. Pat. Office 26 (Oct. 2, 2007) (final
rule). Thus, the change to the search and supplemental search fee
proposed in this notice is a $425.00 increase over the current search
fee and supplemental search fee set in November of 2007, and a
$1,225.00 increase over the search fee and supplemental search fee that
was in effect prior to November of 2007.
The PCT does not preclude United States applicants from filing
patent applications directly in the patent offices of those countries
which are Contracting States of the PCT (with or without previously
having filed a regular national application under 35 U.S.C. 111(a) or
111(b) in the United States) and taking advantage of the priority
rights and other advantages provided under the Paris Convention and the
World Trade Organization (WTO) administered Agreement on Trade-Related
Aspects of Intellectual Property (TRIPs Agreement). See MPEP 1801. That
is, the PCT is not the exclusive mechanism for seeking patent
protection in foreign countries, but is instead simply an optional
alternative route available to United States patent applicants for
seeking patent protection in those countries that are Contracting
States of the PCT. See id.
In addition, an applicant filing an international application under
the PCT in the United States Receiving Office (the United States Patent
and Trademark Office) is not required to use the United States Patent
and Trademark Office as the International Searching Authority. The
European Patent Office (except for applications containing business
method claims) or the Korean Intellectual Property Office may be
selected as the International Searching Authority for international
applications filed in the United States Receiving Office. The
applicable search fee if the European Patent Office is selected as the
International Searching Authority European is currently $2,496.00 (set
by the European Patent Office), and the applicable search fee if the
Korean Intellectual Property Office is selected as the International
Searching Authority is currently $244.00 (set by the Korean
Intellectual Property Office).
5. Description of any significant alternatives to the proposed
rules which accomplish the stated objectives of applicable statutes and
which minimize any significant economic impact of the proposed rules on
small entities: The alternative of not adjusting the PCT transmittal
and search fees would have a lesser economic impact on small entities,
but would not accomplish the stated objectives of applicable statutes.
See 35 U.S.C. 41(d) (requires that fees set by the Office recover the
estimated average cost to the Office of the processing, services, or
materials).
6. Identification, to the extent practicable, of all relevant
Federal rules which may duplicate, overlap or conflict with the
proposed rules: The Office is the sole agency of the United States
Government responsible for administering the provisions of title 35,
United States Code, pertaining to examination and granting patents.
Therefore, no other federal, state, or local entity shares jurisdiction
over the examination and granting of patents.
The Office previously proposed changes to adjust the patent fees
set by statute to reflect fluctuations in the Consumer Price Index
(CPI). See Revision of Patent Fees for Fiscal Year 2009, 73 FR 31655
(June 3, 2008) (proposed rule). The changes proposed in that rule
making do not duplicate, overlap, or conflict with the changes proposed
in this notice.
Other countries, however, have their own patent laws, and an entity
desiring a patent in a particular country must make an application for
patent in that country, in accordance with the applicable law. Although
the potential for overlap exists internationally, this cannot be
avoided except by treaty (such as the Paris Convention for the
Protection of Industrial Property, or the PCT). Nevertheless, the
Office believes
[[Page 34675]]
that there are no other duplicative or overlapping rules.
B. Executive Order 13132 (Federalism): This rule making does not
contain policies with federalism implications sufficient to warrant
preparation of a Federalism Assessment under Executive Order 13132
(Aug. 4, 1999).
C. Executive Order 12866 (Regulatory Planning and Review): This
rule making has been determined to be significant for purposes of
Executive Order 12866 (Sept. 30, 1993), as amended by Executive Order
13258 (Feb. 26, 2002) and Executive Order 13422 (Jan. 18, 2007).
D. Executive Order 13175 (Tribal Consultation): This rule making
will not: (1) Have substantial direct effects on one or more Indian
tribes; (2) impose substantial direct compliance costs on Indian tribal
governments; or (3) preempt tribal law. Therefore, a tribal summary
impact statement is not required under Executive Order 13175 (Nov. 6,
2000).
E. Executive Order 13211 (Energy Effects): This rule making is not
a significant energy action under Executive Order 13211 because this
rule making is not likely to have a significant adverse effect on the
supply, distribution, or use of energy. Therefore, a Statement of
Energy Effects is not required under Executive Order 13211 (May 18,
2001).
F. Executive Order 12988 (Civil Justice Reform): This rule making
meets applicable standards to minimize litigation, eliminate ambiguity,
and reduce burden as set forth in sections 3(a) and 3(b)(2) of
Executive Order 12988 (Feb. 5, 1996).
G. Executive Order 13045 (Protection of Children): This rule making
is not an economically significant rule and does not concern an
environmental risk to health or safety that may disproportionately
affect children under Executive Order 13045 (Apr, 21, 1997).
H. Executive Order 12630 (Taking of Private Property): This rule
making will not effect a taking of private property or otherwise have
taking implications under Executive Order 12630 (Mar. 15, 1988).
I. Congressional Review Act: Under the Congressional Review Act
provisions of the Small Business Regulatory Enforcement Fairness Act of
1996 (5 U.S.C. 801 et seq. ), prior to issuing any final rule, the
United States Patent and Trademark Office will submit a report
containing the final rule and other required information to the U.S.
Senate, the U.S. House of Representatives and the Comptroller General
of the Government Accountability Office. The changes proposed in this
notice are not expected to result in an annual effect on the economy of
100 million dollars or more, a major increase in costs or prices, or
significant adverse effects on competition, employment, investment,
productivity, innovation, or the ability of United States-based
enterprises to compete with foreign-based enterprises in domestic and
export markets. Therefore, this rule making is not likely to result in
a ``major rule'' as defined in 5 U.S.C. 804(2).
J. Unfunded Mandates Reform Act of 1995: The changes proposed in
this notice do not involve a Federal intergovernmental mandate that
will result in the expenditure by State, local, and tribal governments,
in the aggregate, of 100 million dollars (as adjusted) or more in any
one year, or a Federal private sector mandate that will result in the
expenditure by the private sector of 100 million dollars (as adjusted)
or more in any one year, and will not significantly or uniquely affect
small governments. Therefore, no actions are necessary under the
provisions of the Unfunded Mandates Reform Act of 1995. See 2 U.S.C.
1501 et seq.
K. National Environmental Policy Act: This rule making will not
have any effect on the quality of environment and is thus categorically
excluded from review under the National Environmental Policy Act of
1969. See 42 U.S.C. 4321 et seq.
L. National Technology Transfer and Advancement Act: The
requirements of section 12(d) of the National Technology Transfer and
Advancement Act of 1995 (15 U.S.C. 272 note) are inapplicable because
this rule making does not contain provisions which involve the use of
technical standards.
M. Paperwork Reduction Act: The changes proposed in this notice
involve information collection requirements which are subject to review
by the Office of Management and Budget (OMB) under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501 et seq. ). The collection of
information involved in this notice has been reviewed and approved by
OMB under OMB control number 0651-0021. The Office is not resubmitting
an information collection package to OMB for its review and approval
because the changes proposed in this notice concern revised fees for
existing information collection requirements associated with the
information collection under OMB control number 0651-0021. The Office
will submit fee revision changes to the inventory of the information
collection under OMB control number 0651-0021 if the changes proposed
in this notice are adopted.
Comments are invited on: (1) Whether the collection of information
is necessary for proper performance of the functions of the agency; (2)
the accuracy of the agency's estimate of the burden; (3) ways to
enhance the quality, utility, and clarity of the information to be
collected; and (4) ways to minimize the burden of the collection of
information to respondents.
Interested persons are requested to send comments regarding these
information collections, including suggestions for reducing this
burden, to: (1) The Office of Information and Regulatory Affairs,
Office of Management and Budget, New Executive Office Building, Room
10202, 725 17th Street, NW., Washington, DC 20503, Attention: Desk
Officer for the Patent and Trademark Office; and (2) Robert A. Clarke,
Director, Office of Patent Legal Administration, Commissioner for
Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
Notwithstanding any other provision of law, no person is required
to respond to nor shall a person be subject to a penalty for failure to
comply with a collection of information subject to the requirements of
the Paperwork Reduction Act unless that collection of information
displays a currently valid OMB control number.
List of Subjects in 37 CFR Part 1
Administrative practice and procedure, Courts, Freedom of
Information, Inventions and patents, Reporting and record keeping
requirements, Small Businesses.
Accordingly, the Office proposes to amend 37 CFR part 1 as follows:
PART 1--RULES OF PRACTICE IN PATENT CASES
1. The authority citation for 37 CFR part 1 continues to read as
follows:
Authority: 35 U.S.C. 2(b)(2).
2. Subpart C of 37 CFR part 1 is amended immediately before the
undesignated center heading ``General Information'' to include the
following authority citation:
Authority: Sections 1.401 through 1.499 also issued under 35
U.S.C. 351 through 376.
3. Section 1.445 is amended by revising paragraphs (a)(1), (a)(2)
and (a)(3) to read as follows:
Sec. 1.445 International application filing, processing and search
fees.
(a) * * *
[[Page 34676]]
(1) A transmittal fee (see 35 U.S.C. 361(d) and PCT Rule 14) $415.00
(2) A search fee (see 35 U.S.C. 361(d) and PCT Rule 16)..... 2,225.00
(3) A supplemental search fee when required, per additional $,225.00
invention..................................................
* * * * *
Dated: June 12, 2008.
Jon W. Dudas,
Under Secretary of Commerce for Intellectual Property and Director of
the United States Patent and Trademark Office.
[FR Doc. E8-13730 Filed 6-17-08; 8:45 am]
BILLING CODE 3510-16-P