Extended Operations (ETOPS) of Multi-Engine Airplanes, 33879-33882 [E8-13479]
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Federal Register / Vol. 73, No. 116 / Monday, June 16, 2008 / Rules and Regulations
TABLE 1.—MATERIAL INCORPORATED
BY REFERENCE
(202) 267–7971; e-mail
Bruce.Glendening@faa.gov.
SUPPLEMENTARY INFORMATION:
Agusta Alert Bollettino
Tecnico
No. 109EP–83, No.
109S–18, and No.
119–25.
Date
November 29,
2007.
Issued in Fort Worth, Texas, on June 3,
2008.
Judy I. Carl,
Acting Manager, Rotorcraft Directorate,
Aircraft Certification Service.
[FR Doc. E8–13381 Filed 6–13–08; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 121 and 135
[Docket No. FAA–2002–6717, Amendment
No. 121–339, 135–115]
RIN 2120–AJ26
Extended Operations (ETOPS) of MultiEngine Airplanes
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule; immediately
adopted.
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AGENCY:
SUMMARY: The Federal Aviation
Administration is amending its
regulations governing extended range
operations of turbine powered multiengine airplanes operated by air carriers
and in commuter and on-demand
passenger carrying operations. This
action clarifies the qualifications of
individuals who certify by signature the
ETOPS pre-departure service check for
ETOPS flights.
This change follows current FAA
guidance and clarifies the regulations
for the affected public.
DATES: This action is effective June 16,
2008.
FOR FURTHER INFORMATION CONTACT: For
technical information concerning this
final rule contact Jim Ryan, Flight
Standards Service, Federal Aviation
Administration, 800 Independence
Ave., SW., Washington, DC 20591;
telephone (202) 267–7493; facsimile
(202) 267–5229; e-mail
Jim.Ryan@faa.gov. For legal
information, contact Bruce Glendening,
Office of the Chief Counsel, Division of
Regulations, Federal Aviation
Administration, 800 Independence
Avenue, Washington, DC 20591;
telephone (202) 267–3073; facsimile
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Authority for This Rulemaking
This rulemaking is promulgated
under the authority described in 49
U.S.C. section 44701, ‘‘General
Requirements’’. Under that section,
Congress charges the FAA with
promoting safe flight of civil aircraft in
air commerce by prescribing regulations
for practices, methods, and procedures
the Administrator finds necessary for
safety in air commerce. This regulation
is within the scope of that authority.
Background
The ETOPS final rule, Extended
Operations (ETOPS) of Multi-Engine
Airplanes, published in the Federal
Register on January 16, 2007, (72 FR
1808) applies to part 121 and part 135
turbine powered multi-engine airplanes
used in passenger-carrying, extendedrange operations. All cargo operations in
airplanes with more than two engines of
both part 121 and part 135 were
exempted from the majority of this rule.
The rule established regulations
governing the design, operation, and
maintenance of certain airplanes
operated on flights involving long
distances from an adequate airport. It
codified current FAA policy, industry
best practices and recommendations,
and international standards designed to
ensure long range flights will continue
to operate safely. To ease the transition
for current operators, the rule included
delayed compliance dates for certain
ETOPS requirements. However, as
written, the final rule language does not
accurately reflect the intent of the FAA
to have a qualified mechanic perform
the ETOPS pre-departure service check
(PDSC) even though this intent is clearly
stated in the preamble.
The regulatory evaluation, found in
the docket of the final rule (Docket No.
2002–6717), further substantiates the
FAA’s intent by using the hourly wage
rate of an aircraft mechanic as the basis
for establishing the cost of this
requirement.
Good Cause Justification for Immediate
Final Rule Adoption
We find that notice and public
comment under 5 U.S.C. 553(b) is
impracticable because part 121
regulation, as currently written, would
clearly require the use of mechanics
with airframe and powerplant ratings to
be the only people who could certify by
signature the ETOPS pre-departure
service check for ETOPS flights, even
for flights outside of the United States.
As written, an operator would be
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required to comply with an almost
impossible requirement to have
mechanics with an airframe and
powerplant rating, issued by the FAA,
positioned at numerous maintenance
facilities outside of the United States.
As literally written in the final rule, this
requirement is overly burdensome and
was not (1) The intent of the FAA, (2)
contained in any previous FAA
guidance, and (3) contained in the
notice of proposed rulemaking for this
rule.
We find that notice and public
comment under 5 U.S.C. 553(b) is
unnecessary for the amendment to part
135 regulations because this intent is
clearly stated in the preamble to the
final rule. In response to the comment
‘‘that the check required immediately
before a flight and certified by an
ETOPS qualified maintenance person is
unrealistic for part 135 operators who
do not fly ETOPS routes on a regular
basis’’, the FAA responded, ‘‘The FAA
disagrees that a predeparture service
check is unrealistic for 135 operators.
Part 135 operators are already required
to have procedures in place to ensure
that maintenance is performed by
properly qualified maintenance
personnel. Allowing a pilot to perform
a PDSC degrades the importance of the
check and places a safety critical task
below the level of performance required
to change a tire or replace a light bulb
for reading’’ (72 FR 1858, January 16,
2007).
Discussion of the Final Rule
Clarification of Who May Certify by
Signature That the ETOPS PreDeparture Service Check (PDSC) Has
Been Completed
Following publication of the ETOPS
final rule, the FAA learned that the
qualification requirements for
mechanics certifying by signature the
completion of the ETOPS PDSC did not
codify existing FAA ETOPS guidance
for part 121 operators. Since 1998, FAA
Advisory Circular (AC) 120–42A,
Extended Range Operation with TwoEngine Airplanes (applicable to part 121
operators) has stated, ‘‘This check
should be accomplished and signed off
by an ETOPS qualified maintenance
person, immediately prior to an ETOPS
flight.’’
In the United States, this person is
typically a certificated mechanic with
an airframe and powerplant rating who
received adequate airplane and engine
specific training, as well as ETOPS
specific training focused on the special
nature of ETOPS flights. Outside of the
United States, however, it is extremely
difficult for an operator to ensure that a
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certificated mechanic with an airframe
and powerplant rating performs the predeparture service check. In many cases,
these maintenance technicians do not
possess U.S. Mechanic’s Certificates
with Airframe and Powerplant Ratings.
Instead, they have their country’s Civil
Aviation Authority’s equivalent to an
airframe and powerplant rating. The
FAA does not officially recognize
maintenance technicians’ certificates
from other countries except in the case
of the Canadian equivalent to the U.S.
Airframe and Powerplant Certificate (14
CFR 43.17).
In order for U.S. ETOPS operators to
function overseas, the FAA consistently
allowed part 121 operators to establish
alternative qualification criterion to
ensure an equivalent level of safety for
maintenance technicians who conduct
pre-departure service checks for ETOPS
flights. Outside the U.S., the FAA
always allowed the pre-departure
service check for ETOPS flights for part
121 operators to be accomplished and
signed off by trained maintenance
personnel who work for a repair station
or another part 121 operator.
The final rule did not accurately
convey the FAA’s intent to codify
current practice and apply it to both
part 121 and part 135 operators. This
rule clarifies FAA’s intent and corrects
the regulatory language in
§§ 121.374(b)(3) and Appendix G to Part
135, section G135.2.8(b)(3) and new
(b)(4).
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Continuous Airworthiness Maintenance
Program (CAMP) for Two-Engine ETOPS
in Part 121
The language in current
§ 121.374(b)(3), as written, requires the
use of mechanics with airframe and
powerplant ratings to be the only people
who can certify by signature the ETOPS
pre-departure service check for ETOPS
flights, including flights outside the
United States. As written, an operator is
required to comply with an almost
impossible requirement to have
mechanics with an airframe and
powerplant rating, issued by the FAA,
positioned at numerous maintenance
facilities outside of the United States.
This requirement is (1) overly
burdensome, (2) not the intent of the
FAA, and (3) contrary to FAA guidance.
The FAA has reconsidered the
applicability of this rule in
consideration of existing guidance and
determined that this requirement must
be consistent with existing guidance
and practice.
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ETOPS Pre-Departure Service Check
(PDSC) in Part 135
The language in current Appendix G
to Part 135, section G135.2.8(b)(3), does
not accurately reflect the intent of the
FAA to have a qualified maintenance
person perform the ETOPS PDSC.
The intent is clearly stated in the
preamble of the final rule (72 FR 1808,
January 16, 2007). In response to the
public comment ‘‘* * * that the check
required immediately before a flight and
certified by an ETOPS qualified
maintenance person is unrealistic for
part 135 operators who do not fly
ETOPS routes on a regular basis’’, the
FAA responded, ‘‘The FAA disagrees
that a pre-departure service check is
unrealistic for part 135 operators.’’
Paperwork Reduction Act
There are no new requirements for
information collection associated with
these amendments.
The FAA included a detailed
discussion of the new information
collection requirements of the proposed
rule at 68 FR 64782, November 14, 2003.
No comments were received on these
estimated requirements.
International Compatibility
In keeping with U.S. obligations
under the convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and has identified no differences with
these regulations.
Regulatory Evaluation, Regulatory
Flexibility Determination, International
Trade Impact Assessment, and
Unfunded Mandates Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs
each Federal agency to propose or adopt
a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, this Trade
Act also requires agencies to consider
international standards and, where
appropriate, use them as the basis of
U.S. standards. Fourth, the Unfunded
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Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by private sector, of $100
million or more annually (adjusted for
inflation with base year of 1995). This
portion of the preamble summarizes the
FAA’s analysis of the economic impacts
of this final rule.
Department of Transportation Order
DOT 2100.5 prescribes policies and
procedures for simplification, analysis,
and review of regulations. If the
expected cost impact is so minimal that
a proposed or final rule does not
warrant a full evaluation, this order
permits that a statement to that effect,
and the basis for it, be included in the
preamble if a full regulatory evaluation
of the cost and benefits is not prepared.
Such a determination has been made for
this final rule. The reasoning for this
determination follows:
Since this final rule merely clarifies
FAA regulations covering ETOPS
flights, the expected outcome will be a
minimal impact with positive net
benefits and a regulatory evaluation was
not prepared.
FAA has, therefore, determined that
this final rule is not a ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866 and is not
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and explain the rationale for their
actions to assure such proposals are
given serious consideration. The RFA
covers a wide-range of small entities,
including small businesses, not-forprofit organizations and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA.
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However, if an agency determines that
a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
This final rule merely clarifies FAA
regulations covering ETOPS flights. The
expected outcome will have minimal
impact on any small entity affected by
this rulemaking action.
Therefore, as the Acting FAA
Administrator, I certify that this rule
will not have a significant economic
impact on a substantial number of small
entities.
International Trade Impact Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–039) prohibits Federal
agencies from establishing any
standards or engaging in related
activities that create unnecessary
obstacles to the foreign commerce of the
United States. Legitimate domestic
objectives, such as safety, are not
considered unnecessary obstacles. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards.
The requirements imposed on both
domestic and foreign operators create no
obstacles to the foreign commerce of the
United States. Thus, complies with the
Trade Agreements Act of 1979.
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Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$136.1 million in lieu of $100 million.
This final rule does not contain such
a mandate; therefore, the requirements
of Title II of the Act do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action will not
have a substantial direct effect on the
States, or the relationship between the
national Government and the States, or
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on the distribution of power and
responsibilities among the various
levels of government. Therefore, we
have determined that this final rule does
not have federalism implications.
Availability of Rulemaking Documents
You can get an electronic copy of
rulemaking documents using the
Internet by:
(1) Searching the Federal
eRulemaking Portal at https://
www.regulations.gov;
(2) Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies/; or
(3) Accessing the Government
Printing Office’s Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue,
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the amendment number or
docket number of this rulemaking.
Small Business Regulatory Enforcement
Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction.
Therefore, any small entity that has a
question regarding this document may
contact their local FAA official or the
person listed under FOR FURTHER
INFORMATION CONTACT heading at the
beginning of the preamble. You can find
out more about SBREFA on the Internet
at https://www.faa.gov/
regulations_policies/rulemaking/
sbre_act/.
List of Subjects
14 CFR Part 121
Aircraft, Aviation Safety.
14 CFR Part 135
Aircraft, Airmen, Aviation Safety.
The Amendment
For the reasons discussed in the
preamble, the Federal Aviation
Administration amends Title 14, parts
121 and 135 as follows:
I
PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
1. The authority citation for part 121
continues to read as follows:
I
Authority: 49 U.S.C. 106(g), 40113, 40119,
41706, 44101, 44701–44702, 44705, 44709–
44711, 44713, 44716–44717, 44722, 44901,
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33881
44903–44904, 44912, 45101–45105, 46105,
46301.
2. Amend § 121.374 by revising
paragraph (b)(3) and adding paragraph
(b)(4) to read as follows:
I
§ 121.374 Continuous airworthiness
maintenance program (CAMP) for twoengine ETOPS.
*
*
*
*
*
(b) * * *
(3) An appropriately trained
maintenance person, who is ETOPS
qualified, must accomplish and certify
by signature ETOPS specific tasks.
Before an ETOPS flight may commence,
an ETOPS pre-departure service check
(PDSC) Signatory Person, who has been
authorized by the certificate holder,
must certify by signature, that the
ETOPS PDSC has been completed.
(4) For the purposes of this paragraph
(b) only, the following definitions apply:
(i) ETOPS qualified person: A person
is ETOPS qualified when that person
satisfactorily completes the operator’s
ETOPS training program and is
authorized by the certificate holder.
(ii) ETOPS PDSC Signatory Person: A
person is an ETOPS PDSC Signatory
Person when that person is ETOPS
qualified and that person:
(A) When certifying the completion of
the ETOPS PDSC in the United States:
(1) Works for an operator authorized
to engage in part 121 operation or works
for a part 145 repair station; and
(2) Holds a U.S. Mechanic’s
Certificate with airframe and
powerplant ratings.
(B) When certifying the completion of
the ETOPS PDSC outside of the U.S.
holds a certificate in accordance with
§ 43.17(c)(1) of this chapter; or
(C) When certifying the completion of
the ETOPS PDSC outside the U.S. holds
the certificates needed or has the
requisite experience or training to return
aircraft to service on behalf of an ETOPS
maintenance entity.
(iii) ETOPS maintenance entity: An
entity authorized to perform ETOPS
maintenance and complete ETOPS
PDSC and that entity is:
(A) Certificated to engage in part 121
operations;
(B) Repair station certificated under
part 145 of this chapter; or
(C) Entity authorized pursuant to
§ 43.17(c)(2) of this chapter.
*
*
*
*
*
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PART 135—OPERATING
REQUIREMENTS: COMMUTER AND
ON DEMAND OPERATION AND RULES
GOVERNING PERSONS ON BOARD
SUCH AIRCRAFT
3. The authority citation for part 135
continues to read as follows:
Issued in Washington, DC on June 9, 2008.
Robert A. Sturgell,
Acting Administrator.
[FR Doc. E8–13479 Filed 6–13–08; 8:45 am]
BILLING CODE 4910–13–P
I
DEPARTMENT OF COMMERCE
Authority: 49 U.S.C. 106(g), 41706, 44113,
44701–44702, 44705, 44709, 44711–44713,
44715–44717, 44722.
Bureau of Industry and Security
15 CFR Parts 772 and 774
4. Amend Appendix G to Part 135 by
revising section G135.2.8(b)(3) and
adding paragraph G135.2.8(b)(4) to read
as follows:
I
*
*
*
*
G135.2.8 Maintenance Program
Requirements. * * *
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*
*
*
*
*
*
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*
*
*
16:56 Jun 13, 2008
Jkt 214001
Bureau of Industry and
Security, Commerce.
ACTION: Final rule.
AGENCY:
(b) * * *
(3) An appropriately trained maintenance
person, who is ETOPS qualified must
accomplish and certify by signature ETOPS
specific tasks. Before an ETOPS flight may
commence, an ETOPS pre-departure service
check (PDSC) Signatory Person, who has
been authorized by the certificate holder,
must certify by signature, that the ETOPS
PDSC has been completed.
(4) For the purposes of this paragraph (b)
only, the following definitions apply:
(i) ETOPS qualified person: A person is
ETOPS qualified when that person
satisfactorily completes the operator’s ETOPS
training program and is authorized by the
certificate holder.
(ii) ETOPS PDSC Signatory Person: A
person is an ETOPS PDSC Signatory Person
when that person is ETOPS Qualified and
that person:
(A) When certifying the completion of the
ETOPS PDSC in the United States:
(1) Works for an operator authorized to
engage in part 135 or 121 operation or works
for a part 145 repair station; and
(2) Holds a U.S. Mechanic’s Certificate
with airframe and powerplant ratings.
(B) When certifying the completion of the
ETOPS PDSC outside of the U.S. holds a
certificate in accordance with § 43.17(c)(1) of
this chapter; or
(C) When certifying the completion of the
ETOPS PDSC outside the U.S. holds the
certificates needed or has the requisite
experience or training to return aircraft to
service on behalf of an ETOPS maintenance
entity.
(iii) ETOPS maintenance entity: An entity
authorized to perform ETOPS maintenance
and complete ETOPS pre-departure service
checks and that entity is:
(A) Certificated to engage in part 135 or
121 operations;
(B) Repair station certificated under part
145 of this title; or
(C) Entity authorized pursuant to
§ 43.17(c)(2) of this chapter.
*
RIN 0694–AE23
Revisions to the Export Administration
Regulations Based on the 2007 Missile
Technology Control Regime Plenary
Agreements
Appendix G to Part 135—Extended
(ETOPS)
*
[Docket No. 080208146–8148–01]
SUMMARY: The Bureau of Industry and
Security (BIS) is amending the Export
Administration Regulations (EAR) to
reflect changes to the Missile
Technology Control Regime (MTCR)
Annex that were agreed to by MTCR
member countries at the November 2007
Plenary in Athens, Greece.
DATES: Effective Date: This rule is
effective: June 16, 2008. Although there
is no formal comment period, public
comments on this regulation are
welcome on a continuing basis.
ADDRESSES: You may submit comments,
identified by RIN 0694–AE23, by any of
the following methods:
E-mail: publiccomments@bis.doc.gov.
Include ‘‘RIN 0694–AE23’’ in the subject
line of the message.
Fax: (202) 482–3355. Please alert the
Regulatory Policy Division, by calling
(202) 482–2440, if you are faxing
comments.
Mail or Hand Delivery/Courier:
Timothy Mooney, U.S. Department of
Commerce, Bureau of Industry and
Security, Regulatory Policy Division,
14th St. & Pennsylvania Avenue, NW.,
Room 2705, Washington, DC 20230,
Attn: RIN 0694–AE23.
Send comments regarding the
collection of information associated
with this rule, including suggestions for
reducing the burden, to David Rostker,
Office of Management and Budget
(OMB), by e-mail to
David_Rostker@omb.eop.gov, or by fax
to (202) 395–7285; and to the U.S.
Department of Commerce, Bureau of
Industry and Security, Regulatory Policy
Division, 14th St. & Pennsylvania
Avenue, NW., Room 2705, Washington,
DC 20230. Comments on this collection
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of information should be submitted
separately from comments on the final
rule (i.e. RIN 0694–AE23)—all
comments on the latter should be
submitted by one of the three methods
outlined above.
FOR FURTHER INFORMATION CONTACT:
Dennis L. Krepp, Nuclear and Missile
Technology Controls Division, Bureau
of Industry and Security, Telephone:
(202) 482–1309.
SUPPLEMENTARY INFORMATION:
Background
The Missile Technology Control
Regime (MTCR) is an export control
arrangement among 34 nations,
including most of the world’s advanced
suppliers of ballistic missiles and
missile-related materials and
equipment. The regime establishes a
common export control policy based on
a list of controlled items (the Annex)
and on guidelines (the Guidelines) that
member countries implement in
accordance with their national export
controls. The goal of maintaining the
Annex and the Guidelines is to stem the
flow of missile systems capable of
delivering weapons of mass destruction
to the global marketplace.
While the MTCR was originally
created to prevent the spread of missiles
capable of carrying a nuclear warhead,
it was expanded in January 1993 to also
stem the flow of delivery systems for
chemical and biological weapons.
MTCR members voluntarily pledge to
adopt the regime’s export Guidelines
and to restrict the export of items
contained in the regime’s Annex. The
implementation of the regime’s
Guidelines is effectuated through the
national export control laws and
policies of the regime members.
Amendments to the Export
Administration Regulations
This final rule revises the Export
Administration Regulations (EAR) to
reflect changes to the MTCR Annex
agreed to at the November 2007 Plenary
in Athens, Greece. Specifically, in
section 772.1 (Definitions of Terms as
Used in the Export Administration
Regulations), this rule amends the
technical notes to the definition of the
term ‘‘payload’’ to include munitions
supporting structures and deployment
mechanisms under paragraphs (e)(5)
and (e)(7) (MTCR Annex Change
Definitions: ‘‘Payload’’ Technical Notes
5.e and 5.g). This will clarify under the
paragraph (e) technical notes to the
definition of ‘‘payload’’ that payload for
‘‘other UAVs’’ (Unmanned Aerial
Vehicles) includes munitions
supporting structures and deployment
mechanisms.
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Agencies
[Federal Register Volume 73, Number 116 (Monday, June 16, 2008)]
[Rules and Regulations]
[Pages 33879-33882]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-13479]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 121 and 135
[Docket No. FAA-2002-6717, Amendment No. 121-339, 135-115]
RIN 2120-AJ26
Extended Operations (ETOPS) of Multi-Engine Airplanes
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule; immediately adopted.
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SUMMARY: The Federal Aviation Administration is amending its
regulations governing extended range operations of turbine powered
multi-engine airplanes operated by air carriers and in commuter and on-
demand passenger carrying operations. This action clarifies the
qualifications of individuals who certify by signature the ETOPS pre-
departure service check for ETOPS flights.
This change follows current FAA guidance and clarifies the
regulations for the affected public.
DATES: This action is effective June 16, 2008.
FOR FURTHER INFORMATION CONTACT: For technical information concerning
this final rule contact Jim Ryan, Flight Standards Service, Federal
Aviation Administration, 800 Independence Ave., SW., Washington, DC
20591; telephone (202) 267-7493; facsimile (202) 267-5229; e-mail
Jim.Ryan@faa.gov. For legal information, contact Bruce Glendening,
Office of the Chief Counsel, Division of Regulations, Federal Aviation
Administration, 800 Independence Avenue, Washington, DC 20591;
telephone (202) 267-3073; facsimile (202) 267-7971; e-mail
Bruce.Glendening@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
This rulemaking is promulgated under the authority described in 49
U.S.C. section 44701, ``General Requirements''. Under that section,
Congress charges the FAA with promoting safe flight of civil aircraft
in air commerce by prescribing regulations for practices, methods, and
procedures the Administrator finds necessary for safety in air
commerce. This regulation is within the scope of that authority.
Background
The ETOPS final rule, Extended Operations (ETOPS) of Multi-Engine
Airplanes, published in the Federal Register on January 16, 2007, (72
FR 1808) applies to part 121 and part 135 turbine powered multi-engine
airplanes used in passenger-carrying, extended-range operations. All
cargo operations in airplanes with more than two engines of both part
121 and part 135 were exempted from the majority of this rule. The rule
established regulations governing the design, operation, and
maintenance of certain airplanes operated on flights involving long
distances from an adequate airport. It codified current FAA policy,
industry best practices and recommendations, and international
standards designed to ensure long range flights will continue to
operate safely. To ease the transition for current operators, the rule
included delayed compliance dates for certain ETOPS requirements.
However, as written, the final rule language does not accurately
reflect the intent of the FAA to have a qualified mechanic perform the
ETOPS pre-departure service check (PDSC) even though this intent is
clearly stated in the preamble.
The regulatory evaluation, found in the docket of the final rule
(Docket No. 2002-6717), further substantiates the FAA's intent by using
the hourly wage rate of an aircraft mechanic as the basis for
establishing the cost of this requirement.
Good Cause Justification for Immediate Final Rule Adoption
We find that notice and public comment under 5 U.S.C. 553(b) is
impracticable because part 121 regulation, as currently written, would
clearly require the use of mechanics with airframe and powerplant
ratings to be the only people who could certify by signature the ETOPS
pre-departure service check for ETOPS flights, even for flights outside
of the United States. As written, an operator would be required to
comply with an almost impossible requirement to have mechanics with an
airframe and powerplant rating, issued by the FAA, positioned at
numerous maintenance facilities outside of the United States. As
literally written in the final rule, this requirement is overly
burdensome and was not (1) The intent of the FAA, (2) contained in any
previous FAA guidance, and (3) contained in the notice of proposed
rulemaking for this rule.
We find that notice and public comment under 5 U.S.C. 553(b) is
unnecessary for the amendment to part 135 regulations because this
intent is clearly stated in the preamble to the final rule. In response
to the comment ``that the check required immediately before a flight
and certified by an ETOPS qualified maintenance person is unrealistic
for part 135 operators who do not fly ETOPS routes on a regular
basis'', the FAA responded, ``The FAA disagrees that a predeparture
service check is unrealistic for 135 operators. Part 135 operators are
already required to have procedures in place to ensure that maintenance
is performed by properly qualified maintenance personnel. Allowing a
pilot to perform a PDSC degrades the importance of the check and places
a safety critical task below the level of performance required to
change a tire or replace a light bulb for reading'' (72 FR 1858,
January 16, 2007).
Discussion of the Final Rule
Clarification of Who May Certify by Signature That the ETOPS Pre-
Departure Service Check (PDSC) Has Been Completed
Following publication of the ETOPS final rule, the FAA learned that
the qualification requirements for mechanics certifying by signature
the completion of the ETOPS PDSC did not codify existing FAA ETOPS
guidance for part 121 operators. Since 1998, FAA Advisory Circular (AC)
120-42A, Extended Range Operation with Two-Engine Airplanes (applicable
to part 121 operators) has stated, ``This check should be accomplished
and signed off by an ETOPS qualified maintenance person, immediately
prior to an ETOPS flight.''
In the United States, this person is typically a certificated
mechanic with an airframe and powerplant rating who received adequate
airplane and engine specific training, as well as ETOPS specific
training focused on the special nature of ETOPS flights. Outside of the
United States, however, it is extremely difficult for an operator to
ensure that a
[[Page 33880]]
certificated mechanic with an airframe and powerplant rating performs
the pre-departure service check. In many cases, these maintenance
technicians do not possess U.S. Mechanic's Certificates with Airframe
and Powerplant Ratings. Instead, they have their country's Civil
Aviation Authority's equivalent to an airframe and powerplant rating.
The FAA does not officially recognize maintenance technicians'
certificates from other countries except in the case of the Canadian
equivalent to the U.S. Airframe and Powerplant Certificate (14 CFR
43.17).
In order for U.S. ETOPS operators to function overseas, the FAA
consistently allowed part 121 operators to establish alternative
qualification criterion to ensure an equivalent level of safety for
maintenance technicians who conduct pre-departure service checks for
ETOPS flights. Outside the U.S., the FAA always allowed the pre-
departure service check for ETOPS flights for part 121 operators to be
accomplished and signed off by trained maintenance personnel who work
for a repair station or another part 121 operator.
The final rule did not accurately convey the FAA's intent to codify
current practice and apply it to both part 121 and part 135 operators.
This rule clarifies FAA's intent and corrects the regulatory language
in Sec. Sec. 121.374(b)(3) and Appendix G to Part 135, section
G135.2.8(b)(3) and new (b)(4).
Continuous Airworthiness Maintenance Program (CAMP) for Two-Engine
ETOPS in Part 121
The language in current Sec. 121.374(b)(3), as written, requires
the use of mechanics with airframe and powerplant ratings to be the
only people who can certify by signature the ETOPS pre-departure
service check for ETOPS flights, including flights outside the United
States. As written, an operator is required to comply with an almost
impossible requirement to have mechanics with an airframe and
powerplant rating, issued by the FAA, positioned at numerous
maintenance facilities outside of the United States. This requirement
is (1) overly burdensome, (2) not the intent of the FAA, and (3)
contrary to FAA guidance. The FAA has reconsidered the applicability of
this rule in consideration of existing guidance and determined that
this requirement must be consistent with existing guidance and
practice.
ETOPS Pre-Departure Service Check (PDSC) in Part 135
The language in current Appendix G to Part 135, section
G135.2.8(b)(3), does not accurately reflect the intent of the FAA to
have a qualified maintenance person perform the ETOPS PDSC.
The intent is clearly stated in the preamble of the final rule (72
FR 1808, January 16, 2007). In response to the public comment ``* * *
that the check required immediately before a flight and certified by an
ETOPS qualified maintenance person is unrealistic for part 135
operators who do not fly ETOPS routes on a regular basis'', the FAA
responded, ``The FAA disagrees that a pre-departure service check is
unrealistic for part 135 operators.''
Paperwork Reduction Act
There are no new requirements for information collection associated
with these amendments.
The FAA included a detailed discussion of the new information
collection requirements of the proposed rule at 68 FR 64782, November
14, 2003. No comments were received on these estimated requirements.
International Compatibility
In keeping with U.S. obligations under the convention on
International Civil Aviation, it is FAA policy to comply with
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
reviewed the corresponding ICAO Standards and Recommended Practices and
has identified no differences with these regulations.
Regulatory Evaluation, Regulatory Flexibility Determination,
International Trade Impact Assessment, and Unfunded Mandates Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs each Federal agency to
propose or adopt a regulation only upon a reasoned determination that
the benefits of the intended regulation justify its costs. Second, the
Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires agencies
to analyze the economic impact of regulatory changes on small entities.
Third, the Trade Agreements Act (Pub. L. 96-39) prohibits agencies from
setting standards that create unnecessary obstacles to the foreign
commerce of the United States. In developing U.S. standards, this Trade
Act also requires agencies to consider international standards and,
where appropriate, use them as the basis of U.S. standards. Fourth, the
Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4) requires agencies
to prepare a written assessment of the costs, benefits, and other
effects of proposed or final rules that include a Federal mandate
likely to result in the expenditure by State, local, or tribal
governments, in the aggregate, or by private sector, of $100 million or
more annually (adjusted for inflation with base year of 1995). This
portion of the preamble summarizes the FAA's analysis of the economic
impacts of this final rule.
Department of Transportation Order DOT 2100.5 prescribes policies
and procedures for simplification, analysis, and review of regulations.
If the expected cost impact is so minimal that a proposed or final rule
does not warrant a full evaluation, this order permits that a statement
to that effect, and the basis for it, be included in the preamble if a
full regulatory evaluation of the cost and benefits is not prepared.
Such a determination has been made for this final rule. The reasoning
for this determination follows:
Since this final rule merely clarifies FAA regulations covering
ETOPS flights, the expected outcome will be a minimal impact with
positive net benefits and a regulatory evaluation was not prepared.
FAA has, therefore, determined that this final rule is not a
``significant regulatory action'' as defined in section 3(f) of
Executive Order 12866 and is not ``significant'' as defined in DOT's
Regulatory Policies and Procedures.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objectives of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the businesses, organizations, and governmental jurisdictions
subject to regulation. To achieve this principle, agencies are required
to solicit and consider flexible regulatory proposals and explain the
rationale for their actions to assure such proposals are given serious
consideration. The RFA covers a wide-range of small entities, including
small businesses, not-for-profit organizations and small governmental
jurisdictions.
Agencies must perform a review to determine whether a rule will
have a significant economic impact on a substantial number of small
entities. If the agency determines that it will, the agency must
prepare a regulatory flexibility analysis as described in the RFA.
[[Page 33881]]
However, if an agency determines that a rule is not expected to
have a significant economic impact on a substantial number of small
entities, section 605(b) of the RFA provides that the head of the
agency may so certify and a regulatory flexibility analysis is not
required. The certification must include a statement providing the
factual basis for this determination, and the reasoning should be
clear.
This final rule merely clarifies FAA regulations covering ETOPS
flights. The expected outcome will have minimal impact on any small
entity affected by this rulemaking action.
Therefore, as the Acting FAA Administrator, I certify that this
rule will not have a significant economic impact on a substantial
number of small entities.
International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-039) prohibits Federal
agencies from establishing any standards or engaging in related
activities that create unnecessary obstacles to the foreign commerce of
the United States. Legitimate domestic objectives, such as safety, are
not considered unnecessary obstacles. The statute also requires
consideration of international standards and, where appropriate, that
they be the basis for U.S. standards.
The requirements imposed on both domestic and foreign operators
create no obstacles to the foreign commerce of the United States. Thus,
complies with the Trade Agreements Act of 1979.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $136.1 million in lieu of $100
million.
This final rule does not contain such a mandate; therefore, the
requirements of Title II of the Act do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this final rule under the principles and
criteria of Executive Order 13132, Federalism. We determined that this
action will not have a substantial direct effect on the States, or the
relationship between the national Government and the States, or on the
distribution of power and responsibilities among the various levels of
government. Therefore, we have determined that this final rule does not
have federalism implications.
Availability of Rulemaking Documents
You can get an electronic copy of rulemaking documents using the
Internet by:
(1) Searching the Federal eRulemaking Portal at https://
www.regulations.gov;
(2) Visiting the FAA's Regulations and Policies Web page at https://
www.faa.gov/regulations_policies/; or
(3) Accessing the Government Printing Office's Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue, SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the amendment number or docket number of this
rulemaking.
Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with small entity requests for information
or advice about compliance with statutes and regulations within its
jurisdiction. Therefore, any small entity that has a question regarding
this document may contact their local FAA official or the person listed
under FOR FURTHER INFORMATION CONTACT heading at the beginning of the
preamble. You can find out more about SBREFA on the Internet at https://
www.faa.gov/regulations_policies/rulemaking/sbre_act/.
List of Subjects
14 CFR Part 121
Aircraft, Aviation Safety.
14 CFR Part 135
Aircraft, Airmen, Aviation Safety.
The Amendment
0
For the reasons discussed in the preamble, the Federal Aviation
Administration amends Title 14, parts 121 and 135 as follows:
PART 121--OPERATING REQUIREMENTS: DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
0
1. The authority citation for part 121 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 40119, 41706, 44101, 44701-
44702, 44705, 44709-44711, 44713, 44716-44717, 44722, 44901, 44903-
44904, 44912, 45101-45105, 46105, 46301.
0
2. Amend Sec. 121.374 by revising paragraph (b)(3) and adding
paragraph (b)(4) to read as follows:
Sec. 121.374 Continuous airworthiness maintenance program (CAMP) for
two-engine ETOPS.
* * * * *
(b) * * *
(3) An appropriately trained maintenance person, who is ETOPS
qualified, must accomplish and certify by signature ETOPS specific
tasks. Before an ETOPS flight may commence, an ETOPS pre-departure
service check (PDSC) Signatory Person, who has been authorized by the
certificate holder, must certify by signature, that the ETOPS PDSC has
been completed.
(4) For the purposes of this paragraph (b) only, the following
definitions apply:
(i) ETOPS qualified person: A person is ETOPS qualified when that
person satisfactorily completes the operator's ETOPS training program
and is authorized by the certificate holder.
(ii) ETOPS PDSC Signatory Person: A person is an ETOPS PDSC
Signatory Person when that person is ETOPS qualified and that person:
(A) When certifying the completion of the ETOPS PDSC in the United
States:
(1) Works for an operator authorized to engage in part 121
operation or works for a part 145 repair station; and
(2) Holds a U.S. Mechanic's Certificate with airframe and
powerplant ratings.
(B) When certifying the completion of the ETOPS PDSC outside of the
U.S. holds a certificate in accordance with Sec. 43.17(c)(1) of this
chapter; or
(C) When certifying the completion of the ETOPS PDSC outside the
U.S. holds the certificates needed or has the requisite experience or
training to return aircraft to service on behalf of an ETOPS
maintenance entity.
(iii) ETOPS maintenance entity: An entity authorized to perform
ETOPS maintenance and complete ETOPS PDSC and that entity is:
(A) Certificated to engage in part 121 operations;
(B) Repair station certificated under part 145 of this chapter; or
(C) Entity authorized pursuant to Sec. 43.17(c)(2) of this
chapter.
* * * * *
[[Page 33882]]
PART 135--OPERATING REQUIREMENTS: COMMUTER AND ON DEMAND OPERATION
AND RULES GOVERNING PERSONS ON BOARD SUCH AIRCRAFT
0
3. The authority citation for part 135 continues to read as follows:
Authority: 49 U.S.C. 106(g), 41706, 44113, 44701-44702, 44705,
44709, 44711-44713, 44715-44717, 44722.
0
4. Amend Appendix G to Part 135 by revising section G135.2.8(b)(3) and
adding paragraph G135.2.8(b)(4) to read as follows:
Appendix G to Part 135--Extended (ETOPS)
* * * * *
G135.2.8 Maintenance Program Requirements. * * *
* * * * *
(b) * * *
(3) An appropriately trained maintenance person, who is ETOPS
qualified must accomplish and certify by signature ETOPS specific
tasks. Before an ETOPS flight may commence, an ETOPS pre-departure
service check (PDSC) Signatory Person, who has been authorized by
the certificate holder, must certify by signature, that the ETOPS
PDSC has been completed.
(4) For the purposes of this paragraph (b) only, the following
definitions apply:
(i) ETOPS qualified person: A person is ETOPS qualified when
that person satisfactorily completes the operator's ETOPS training
program and is authorized by the certificate holder.
(ii) ETOPS PDSC Signatory Person: A person is an ETOPS PDSC
Signatory Person when that person is ETOPS Qualified and that
person:
(A) When certifying the completion of the ETOPS PDSC in the
United States:
(1) Works for an operator authorized to engage in part 135 or
121 operation or works for a part 145 repair station; and
(2) Holds a U.S. Mechanic's Certificate with airframe and
powerplant ratings.
(B) When certifying the completion of the ETOPS PDSC outside of
the U.S. holds a certificate in accordance with Sec. 43.17(c)(1) of
this chapter; or
(C) When certifying the completion of the ETOPS PDSC outside the
U.S. holds the certificates needed or has the requisite experience
or training to return aircraft to service on behalf of an ETOPS
maintenance entity.
(iii) ETOPS maintenance entity: An entity authorized to perform
ETOPS maintenance and complete ETOPS pre-departure service checks
and that entity is:
(A) Certificated to engage in part 135 or 121 operations;
(B) Repair station certificated under part 145 of this title; or
(C) Entity authorized pursuant to Sec. 43.17(c)(2) of this
chapter.
* * * * *
Issued in Washington, DC on June 9, 2008.
Robert A. Sturgell,
Acting Administrator.
[FR Doc. E8-13479 Filed 6-13-08; 8:45 am]
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