In the Matter of; Certain Panoramic and Underwater Irradiators Authorized To Possess Greater Than 370 Terabecquerels 10,000 Curies Byproduct Material in the Form of Sealed Sources, 33859-33865 [E8-13326]
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Federal Register / Vol. 73, No. 115 / Friday, June 13, 2008 / Notices
LRA and the achievement of certain
milestones ‘‘represent a clear indication
that the Pilgrim LRA would be
ultimately approved.’’ Therefore, the
Commission should waive the
requirement for a preliminary cost
estimate, according to Entergy. Entergy
further argues that ‘‘approximately four
years prior to the expiration date of the
current operating license * * * is
within interpretation of the regulation’’
requiring a preliminary cost estimate at
or about 5 years prior to the projected
end of operations.
The NRC does not agree that the
review, thus far, of the LRA and
milestones achieved constitute ‘‘a clear
indication’’ that the LRA will be
granted. Moreover, the NRC does not
agree that submitting a preliminary cost
estimate less than 4 years prior to
license expiration is within
interpretation of the requirements of 10
CFR 50.75(f)(3).1 Therefore, based on
the arguments presented by Entergy, an
exemption is not warranted.
However, the NRC has considered the
current funding levels of Pilgrim’s
decommissioning trust and the
underlying purpose of 10 CFR
50.75(f)(3). Moreover, the NRC staff is
not aware of any information indicating
that the preliminary decommissioning
cost estimate for Pilgrim is likely to be
higher than the current minimum
formula amount to such a degree that a
problematic underfunding situation will
exist that would require a full 5-year
period to rectify.
Authorized by Law
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This exemption would allow Entergy
to submit the Pilgrim site-specific
preliminary cost estimate by August 1,
2008, which is less than 4 years from
the date of the expiration of the
operating license. As stated in Section
3.0 above, 10 CFR 50.12 allows the NRC
to grant exemptions from the
requirements of 10 CFR Part 50. The
NRC staff has determined that granting
of the licensee’s proposed exemption
will not result in a violation of the
Atomic Energy Act of 1954, as amended,
or the Commission’s regulations.
Therefore, the exemption is authorized
by law.
1 If Entergy believes that submitting a preliminary
cost estimate less than 4 years prior to the date of
license expiration is ‘‘within interpretation of the
regulation,’’ then it is not clear why Entergy has
filed this exemption request. The NRC staff notes
that Entergy has not claimed that the ‘‘projected end
of operations’’ unexpectedly moved to an earlier
date as a result in change of circumstance (for
example, early permanent shutdown), thus
resulting in a period of time spent to submit a
preliminary cost estimate well short of the 5 years.
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No Undue Risk To Public Health And
Safety
The underlying purpose of 10 CFR
50.75(f)(3), is to ensure that all power
reactor licensees maintain minimum
decommissioning funding assurance
that a facility will be able to
decontaminate to NRC standards before
a license is terminated. The exemption
request applies to the timing of the
submission of the preliminary cost
estimate and did not request an
exemption from any of the information
requirements of the regulation.
Based on the above, no new accident
precursors are created by allowing
Entergy to submit the Pilgrim sitespecific preliminary cost estimate by
August 1, 2008, which is less than 4
years from the date of the expiration of
the operating license. Similarly, the
probability of postulated accidents is
not increased. Therefore, there is no
undue risk (since risk is probability
multiplied by consequences) to public
health and safety.
Consistent With Common Defense And
Security
The proposed exemption would allow
Entergy to submit the Pilgrim sitespecific preliminary cost estimate by
August 1, 2008, which is less than 4
years from the date of the expiration of
the operating license. This change to the
plant requirements for the preliminary
decommissioning cost estimate
submittal has no relation to security
issues. Therefore, the common defense
and security is not impacted by this
exemption.
Special Circumstances
One of the special circumstances,
described in 10 CFR 50.12(a)(2)(ii), is
that the application of the regulation is
not necessary to achieve the underlying
purpose of the rule. The underlying
purpose of 10 CFR 50.75(f)(3), is to
ensure that all power reactor licensees
maintain minimum decommissioning
funding assurance that a facility will be
able to decontaminate to NRC standards
before a license is terminated. The NRC
staff finds that the preliminary
decommissioning cost estimate for
Pilgrim is not likely to be higher than
the current minimum formula amount
to such a degree that a problematic
underfunding situation will exist that
would require a full 5-year period to
rectify.
Based upon consideration of the
information in the licensee’s submittal,
the NRC staff concludes that this
exemption meets the underlying
purpose of the rule.
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4.0 Conclusion
Accordingly, the Commission has
determined that, pursuant to 10 CFR
50.12(a), the exemption is authorized by
law, will not present an undue risk to
the public health and safety, and is
consistent with the common defense
and security. In addition, a special
circumstance is present such that the
application of the regulation in these
particular circumstances is not
necessary to achieve the underlying
purpose of the rule. Therefore, the
Commission hereby grants Entergy a
schedule exemption from the
requirement of 10 CFR 50.75(f)(3) to
submit the Pilgrim site-specific
preliminary cost estimate by August 1,
2008.
Pursuant to 10 CFR 51.32, the
Commission has determined that the
granting of this exemption will not have
a significant effect on the quality of the
human environment (73 FR32607).
This exemption is effective upon
issuance.
Dated at Rockville, Maryland, this 9th day
of June 2008.
For the Nuclear Regulatory Commission.
Timothy McGinty,
Acting Director, Division of Operating Reactor
Licensing, Office of Nuclear Reactor
Regulation.
[FR Doc. E8–13321 Filed 6–12–08; 8:45 am]
BILLING CODE 7590–01–P
NUCLEAR REGULATORY
COMMISSION
[EA–08–033]
In the Matter of; Certain Panoramic and
Underwater Irradiators Authorized To
Possess Greater Than 370
Terabecquerels 10,000 Curies
Byproduct Material in the Form of
Sealed Sources
Order Imposing Compensatory
Measures (Effective Immediately)
I
The Licensees identified in
Attachment 1 to this Order hold licenses
issued in accordance with the Atomic
Energy Act of 1954 and 10 CFR Part 36
or comparable Agreement State
regulations by the U.S. Nuclear
Regulatory Commission (NRC or
Commission) or an Agreement State
authorizing possession of greater than
370 terabecquerels (10,000 curies) of
byproduct material in the form of sealed
sources either in panoramic irradiators
that have dry or wet storage of the
sealed sources or in underwater
irradiators in which both the source and
the product being irradiated are under
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water. Commission regulations at 10
CFR 20.1801 or equivalent Agreement
State regulations, require Licensees to
secure, from unauthorized removal or
access, licensed materials that are stored
in controlled or unrestricted areas.
Commission regulations at 10 CFR
20.1802 or equivalent Agreement States
regulations, require Licensees to control
and maintain constant surveillance of
licensed material that is in a controlled
or unrestricted area and that is not in
storage.
II
On September 11, 2001, terrorists
simultaneously attacked targets in New
York, N.Y., and Washington, DC,
utilizing large commercial aircraft as
weapons. In response to the attacks and
intelligence information subsequently
obtained, the Commission issued a
number of Safeguards and Threat
Advisories to its Licensees in order to
strengthen Licensees’ capabilities and
readiness to respond to a potential
attack on a nuclear facility. The
Commission has also communicated
with other Federal, State and local
government agencies and industry
representatives to discuss and evaluate
the current threat environment in order
to assess the adequacy of security
measures at licensed facilities. In
addition, the Commission has been
conducting a review of its safeguards
and security programs and
requirements.
As a result of its consideration of
current safeguards and license
requirements, as well as a review of
information provided by the intelligence
community, the Commission has
determined that certain compensatory
measures are required to be
implemented by Licensees as prudent
measures to address the current threat
environment. Therefore, the
Commission is imposing the
requirements, as set forth in Attachment
2 1 on all Licensees identified in
Attachment 1 2 of this Order who
currently possess, or have near term
plans to possess, greater than 370
terabecquerels (10,000 curies) of
byproduct material in the form of sealed
sources. These requirements, which
supplement existing regulatory
requirements, will provide the
Commission with reasonable assurance
that the public health and safety and
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1 Attachment
2 contains some requirements that
are SAFEGUARDS INFORMATION, and cannot be
released to the public. The remainder of the
requirements contained in Attachment 2 that are
not SAFEGUARDS INFORMATION are being
released to the public.
2 Attachment 1 contains sensitive information
and will not be released to the public.
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common defense and security continue
to be adequately protected in the current
threat environment. Attachment 3 of
this Order contains the requirements for
fingerprinting and criminal history
record checks for individuals when the
licensee’s reviewing official is
determining access to Safeguards
Information or unescorted access to the
panoramic or underwater irradiator
sealed sources. These requirements will
remain in effect until the Commission
determines otherwise.
The Commission concludes that the
security measures must be embodied in
an Order consistent with the established
regulatory framework. Some of the
security measures contained in
Attachment 2 of this Order contain
Safeguards Information and will not be
released to the public. The Commission
has broad statutory authority to protect
and prohibit the unauthorized
disclosure of Safeguards Information.
Section 147 of the Atomic Energy Act of
1954, as amended, grants the
Commission explicit authority to ‘‘issue
such orders, as necessary to prohibit the
unauthorized disclosure of safeguards
information.* * *’’ This authority
extends to information concerning
special nuclear material, source
material, and byproduct material, as
well as production and utilization
facilities. Licensees must ensure proper
handling and protection of Safeguards
Information to avoid unauthorized
disclosure in accordance with the
specific requirements for the protection
of Safeguards Information contained in
Attachment 2 to the NRC’s ‘‘Order
Imposing Requirements for the
Protection of Certain Safeguards
Information’’ (EA–07–050). The
Commission hereby provides notice that
it intends to treat all violations of the
requirements contained in Attachment 2
to the NRC’s ‘‘Order Imposing
Requirements for the Protection of
Certain Safeguards Information’’ (EA–
07–050), applicable to the handling and
unauthorized disclosure of Safeguards
Information as serious breaches of
adequate protection of the public health
and safety and the common defense and
security of the United States. Access to
Safeguards Information is limited to
those persons who have established a
need-to-know the information, are
considered to be trustworthy and
reliable, have been fingerprinted and
undergone a Federal Bureau of
Investigation (FBI) identification and
criminal history records check in
accordance with the NRC’s ‘‘Order
Imposing Fingerprinting and Criminal
History Records Check Requirements for
Access to Safeguards Information’’ (EA–
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07–051). A need-to-know means a
determination by a person having
responsibility for protecting Safeguards
Information that a proposed recipient’s
access to Safeguards Information is
necessary in the performance of official,
contractual, or licensee duties of
employment. Individuals who have
been fingerprinted and granted access to
Safeguards Information by the reviewing
official under the NRC’s ‘‘Order
Imposing Fingerprinting and Criminal
History Records Check Requirements for
Access to Safeguards Information’’ (EA–
07–051) do not need to be fingerprinted
again for purposes of being considered
for unescorted access.
This Order also requires that a
reviewing official must consider the
results of the Federal Bureau of
Investigations criminal history records
check in conjunctions with other
applicable requirements to determine
whether an individual may be granted
or allowed continued unescorted access.
The reviewing official may be one that
has previously been approved by NRC
in accordance with the ‘‘Order Imposing
Fingerprinting and Criminal History
Records Check Requirements for Access
to Safeguards Information’’ (EA–07–051)
dated March 8, 2007. Licensees may
nominate additional reviewing officials
for making unescorted access
determinations in accordance with NRC
Orders EA–07–051. The nominated
reviewing officials must have access to
Safeguards Information or require
unescorted access to the radioactive
material as part of their job duties.
In order to provide assurance that the
Licensees are implementing prudent
measures to achieve a consistent level of
protection to address the current threat
environment, all Licensees who hold
licenses issued by the U.S. Nuclear
Regulatory Commission or an
Agreement State authorizing possession
greater than 370 terabecquerels (10,000
curies) of byproduct material in the
form of sealed sources in a panoramic
or underwater irradiator shall
implement the requirements identified
in Attachments 2 and 3 to this Order. In
addition, pursuant to 10 CFR 2.202, I
find that in light of the common defense
and security matters identified above,
which warrant the issuance of this
Order, the public health, safety and
interest require that this Order be
effective immediately.
III
Accordingly, pursuant to Sections 81,
147, 149, 161b, 161i, 161o, 182 and 186
of the Atomic Energy Act of 1954, as
amended, and the Commission’s
regulations in 10 CFR 2.202, 10 CFR
Part 30, Part 36, and Part 73, it is hereby
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ordered, effective immediately, that all
licensees identified in attachment 1 to
this order shall comply with the
requirements of this order as follows:
A. The Licensee shall,
notwithstanding the provisions of any
Commission or Agreement State
regulation or license to the contrary,
comply with the requirements described
in Attachments 2 and 3 to this Order.
The licensee shall immediately start
implementation of the requirements in
Attachments 2 and 3 to the Order and
shall complete implementation by
December 3, 2008, or the first day that
greater than 370 terabecquerels (10,000
curies) of byproduct material in the
form of sealed sources is possessed,
whichever is later.
B. 1. The Licensee shall, within
twenty (20) days of the date of this
Order, notify the Commission, (1) if it is
unable to comply with any of the
requirements described in Attachments
2 or 3, (2) if compliance with any of the
requirements is unnecessary in its
specific circumstances, or (3) if
implementation of any of the
requirements would cause the Licensee
to be in violation of the provisions of
any Commission or Agreement State
regulation or its license. The
notification shall provide the Licensee’s
justification for seeking relief from or
variation of any specific requirement.
2. If the Licensee considers that
implementation of any of the
requirements described in Attachments
2 or 3 to this Order would adversely
impact safe operation of the facility, the
Licensee must notify the Commission,
within twenty (20) days of this Order, of
the adverse safety impact, the basis for
its determination that the requirement
has an adverse safety impact, and either
a proposal for achieving the same
objectives specified in the Attachments
2 or 3 requirement in question, or a
schedule for modifying the facility to
address the adverse safety condition. If
neither approach is appropriate, the
Licensee must supplement its response
to Condition B.1 of this Order to
identify the condition as a requirement
with which it cannot comply, with
attendant justifications as required in
Condition B.1.
C. 1. In accordance with the NRC’s
‘‘Order Imposing Fingerprinting and
Criminal History Records Check
Requirements for Access to Safeguards
Information’’ (EA–07–051) issued on
March 8, 2007, only the NRC-approved
reviewing official shall review results
from an FBI criminal history records
check. The licensee may use a reviewing
official previously approved by the NRC
as its reviewing official for determining
access to Safeguards Information or the
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licensee may nominate another
individual specifically for making
unescorted access to radioactive
material determinations, using the
process described in EA–07–051. The
reviewing official must have access to
Safeguards Information or require
unescorted access to the radioactive
material as part of their job duties. The
reviewing official shall determine
whether an individual may have, or
continue to have, unescorted access to
the panoramic or underwater irradiator
sealed sources that equal or exceed 370
Terabecquerels (10,000 curies).
Fingerprinting and the FBI
identification and criminal history
records check are not required for
individuals exempted from
fingerprinting requirements under 10
CFR 73.61 [72 FR 4945 (February 2,
2007)]. In addition, individuals who
have a favorably decided U.S.
Government criminal history records
check within the last five (5) years, or
have an active federal security clearance
(provided in each case that the
appropriate documentation is made
available to the Licensee’s reviewing
official), have satisfied the Energy
Policy of 2005 fingerprinting
requirement and need not be
fingerprinted again for purposes of
being considered for unescorted access.
2. No person may have access to
Safeguards Information or unescorted
access to the panoramic or underwater
irradiator sealed sources if the NRC has
determined, in accordance with its
administrative review process based on
fingerprinting and an FBI identification
and criminal history records check,
either that the person may not have
access to Safeguards Information or that
the person may not have unescorted
access to a utilization facility or
radioactive material subject to
regulation by the NRC.
D. Fingerprints shall be submitted and
reviewed in accordance with the
procedures described in Attachment 3
to this Order. Individuals who have
been fingerprinted and granted access to
Safeguards Information by the reviewing
official under Order EA–07–051 do not
need to be fingerprinted again for
purposes of being considered for
unescorted access.
E. The Licensee may allow any
individual who currently has
unescorted access to the panoramic or
underwater irradiator sealed sources, in
accordance with this Order, to continue
to have unescorted access during the
pendency of a decision by the reviewing
official (based on fingerprinting, an FBI
criminal history records check and a
trustworthiness and reliability
determination) that the individual may
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33861
continue to have unescorted access to
the panoramic or underwater irradiator
sealed sources. The licensee shall
complete implementation of the
requirements of Attachments 2 and 3 to
this Order by December 3, 2008.
F. 1. The Licensee shall, within
twenty (20) days of the date of this
Order, submit to the Commission a
schedule for completion of each
requirement described in Attachments 2
and 3.
2. The Licensee shall report to the
Commission when they have achieved
full compliance with the requirements
described in Attachments 2 and 3.
G. Notwithstanding any provisions of
the Commission’s or Agreement State’s
regulations to the contrary, all measures
implemented or actions taken in
response to this Order shall be
maintained until the Commission
determines otherwise.
Licensee response to Conditions B.1,
B.2, F.1, and F.2 above shall be
submitted to the Director, Office of
Federal and State Materials and
Environmental Management Programs,
U.S. Nuclear Regulatory Commission,
Washington, DC 20555. In addition,
Licensee submittals that contain specific
physical protection or security
information considered to be Safeguards
Information shall be put in a separate
enclosure or attachment and, marked as
‘‘SAFEGUARDS INFORMATION—
MODIFIED HANDLING’’ and mailed (no
electronic transmittals i.e., no e-mail or
FAX) to the NRC in accordance with
Attachment 2 to the NRC’s ‘‘Order
Imposing Requirements for the
Protection of Certain Safeguards
Information’’ (EA–07–050).
The Director, Office of Federal and
State Materials and Environmental
Management Programs, may, in writing,
relax or rescind any of the above
conditions upon demonstration by the
Licensee of good cause.
IV
In accordance with 10 CFR 2.202, the
Licensee must, and any other person
adversely affected by this Order may,
submit an answer to this Order within
twenty (20) days of the date of this
Order. In addition, the Licensee and any
other person adversely affected by this
Order may request a hearing of this
Order within twenty (20) days of the
date of the Order. Where good cause is
shown, consideration will be given to
extending the time to request a hearing.
A request for extension of time must be
made, in writing, to the Director, Office
of Federal and State Materials and
Environmental Management Programs,
U.S. Nuclear Regulatory Commission,
Washington, DC 20555, and include a
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statement of good cause for the
extension.
The answer may consent to this
Order. If the answer includes a request
for a hearing, it shall, under oath or
affirmation, specifically set forth the
matters of fact and law on which the
Licensee relies and the reasons as to
why the Order should not have been
issued. If a person other than the
Licensee requests a hearing, that person
shall set forth with particularity the
manner in which his interest is
adversely affected by this Order and
shall address the criteria set forth in 10
CFR 2.309(d).
All documents filed in NRC
adjudicatory proceedings, including a
request for hearing, a petition for leave
to intervene, any motion or other
document filed in the proceeding prior
to the submission of a request for
hearing or petition to intervene, and
documents filed by interested
governmental entities participating
under 10 CFR 2.315(c), must be filed in
accordance with the NRC E-Filing rule,
which the NRC promulgated in August
2007, 72 FR 49139 (Aug. 28, 2007) and
codified in pertinent part at 10 CFR Part
2, Subpart B. The E-Filing process
requires participants to submit and
serve all adjudicatory documents over
the internet, or in some cases to mail
copies on electronic storage media.
Participants may not submit paper
copies of their filings unless they seek
a waiver in accordance with the
procedures described below.
To comply with the procedural
requirements associated with E-Filing,
at least ten (10) days prior to the filing
deadline the requestor must contact the
Office of the Secretary by e-mail at
HEARINGDOCKET@NRC.GOV, or by
calling (301) 415–1677, to request (1) a
digital ID certificate, which allows the
participant (or its counsel or
representative) to digitally sign
documents and access the E-Submittal
server for any NRC proceeding in which
it is participating; and/or (2) creation of
an electronic docket for the proceeding
(even in instances when the requestor
(or its counsel or representative) already
holds an NRC-issued digital ID
certificate). Each requestor will need to
download the Workplace Forms
Viewer(TM) to access the Electronic
Information Exchange (EIE), a
component of the E-Filing system. The
Workplace Forms Viewer(TM) is free and
is available at https://www.nrc.gov/sitehelp/e-submittals/install-viewer.html.
Information about applying for a digital
ID certificate also is available on NRC’s
public Web site at https://www.nrc.gov/
site-help/e-submittals/applycertificates.html.
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Once a requestor has obtained a
digital ID certificate, had a docket
created, and downloaded the EIE
viewer, it can then submit a request for
a hearing through EIE. Submissions
should be in Portable Document Format
(PDF) in accordance with NRC guidance
available on the NRC public Web site at
https://www.nrc.gov/site-help/esubmittals.html. A filing is considered
complete at the time the filer submits its
document through EIE. To be timely,
electronic filings must be submitted to
the EIE system no later than 11:59 p.m.
Eastern Time on the due date. Upon
receipt of a transmission, the E-Filing
system time-stamps the document and
sends the submitter an e-mail notice
confirming receipt of the document. The
EIE system also distributes an e-mail
notice that provides access to the
document to the NRC Office of the
General Counsel and any others who
have advised the Office of the Secretary
that they wish to participate in the
proceeding, so that the filer need not
serve the document on those
participants separately. Therefore, any
others who wish to participate in the
proceeding (or their counsel or
representative) must apply for and
receive a digital ID certificate before a
hearing request is filed so that they may
obtain access to the document via the EFiling system.
A person filing electronically may
seek assistance through the ‘‘Contact
Us’’ link located on the NRC Web site
at https://www.nrc.gov/site-help/esubmittals.html or by calling the NRC
technical help line, which is available
between 8:30 a.m. and 4:15 p.m.,
Eastern Time, Monday through Friday.
The help line number is (800) 397–4209
or locally, (301) 415–4737.
Participants who believe that they
have good cause for not submitting
documents electronically must file a
motion, in accordance with 10 CFR
2.302(g), with their initial paper filing
requesting authorization to continue to
submit documents in paper format.
Such filings must be submitted by (1)
first class mail addressed to the Office
of the Secretary of the Commission, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, Attention:
Rulemaking and Adjudications Staff; or
(2) courier, express mail, or expedited
delivery service to the Office of the
Secretary, Sixteenth Floor, One White
Flint North, 11555 Rockville, Pike,
Rockville, Maryland 20852, Attention:
Rulemaking and Adjudications Staff.
Participants filing a document in this
manner are responsible for serving the
document on all other participants.
Filing is considered complete by firstclass mail as of the time of deposit in
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the mail, or by courier, express mail, or
expedited delivery service upon
depositing the document with the
provider of the service.
Documents submitted in adjudicatory
proceedings will appear in NRC’s
electronic hearing docket which is
available to the public at https://
ehd.nrc.gov/EHD_Proceeding/home.asp,
unless excluded pursuant to an order of
the Commission, an Atomic Safety and
Licensing Board, or a Presiding Officer.
Participants are requested not to include
personal privacy information, such as
social security numbers, home
addresses, or home phone numbers in
their filings. With respect to copyrighted
works, except for limited excerpts that
serve the purpose of the adjudicatory
filings and would constitute a Fair Use
application, Participants are requested
not to include copyrighted materials in
their works.
If a hearing is requested by the
Licensee or a person whose interest is
adversely affected, the Commission will
issue an Order designating the time and
place of any hearing. If a hearing is held
the issue to be considered at such
hearing shall be whether this Order
should be sustained.
Pursuant to 10 CFR 2.202(c)(2)(i), the
Licensee may, in addition to requesting
a hearing, at the time the answer is filed
or sooner, move the presiding officer to
set aside the immediate effectiveness of
the Order on the ground that the Order,
including the need for immediate
effectiveness, is not based on adequate
evidence but on mere suspicion,
unfounded allegations, or error.
In the absence of any request for
hearing, or written approval of an
extension of time in which to request a
hearing, the provisions specified in
Section III above shall be final twenty
(20) days from the date of this Order
without further order or proceedings. If
an extension of time for requesting a
hearing has been approved, the
provisions specified in Section III shall
be final when the extension expires if a
hearing request has not been received.
An answer or a request for hearing shall
not stay the immediate effectiveness of
this order.
Dated this 5th day of June 2008.
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For The Nuclear Regulatory Commission.
Charles L. Miller,
Director, Office of Federal and State Materials
and Environmental Management Programs.
Attachment 1: List of Licensees—
Redacted
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Attachment 2: Compensatory Measures
for Panoramic and Underwater
Irradiator Licensees Revision 2
These compensatory measures (CMs)
are established to delineate licensee
responsibility in response to the current
threat environment in the aftermath of
the terrorist attacks of September 11,
2001. The following security measures
apply to Licensees who, now and in the
future, possess greater than 370
TeraBecquerels (TBq) [10,000 Ci] of
byproduct material in the form of sealed
sources in panoramic irradiators that
have dry or wet storage of the sealed
sources, or in underwater irradiators in
which both the source and the product
being irradiated are underwater.
1. Use and store the radioactive
material only within a security zone that
isolates the material from unauthorized
access and facilitates detection if such
access occurs.
The security zone is an area, defined
by the licensee, that provides for both
isolation of radioactive material and
access control. The licensee must
demonstrate for this area a means to
detect any attempt of unauthorized
access to licensed material. ‘‘Isolation’’
means to deter persons, materials, or
vehicles from entering or leaving
through other than established access
control points. ‘‘Access control’’ means
to allow only approved individuals into
the security zone. Thus, isolation and
access control aid in the detection of
unauthorized access or activities
deemed by the licensee to be indicative
of, or contributory to, the loss, theft, or
release of material. The security zone
does not have to be the same as the
restricted area or controlled area, as
defined in 10 CFR Part 20.
Security zones can be permanent or
temporary to meet transitory or
intermittent business activities (such as
during periods of maintenance, source
delivery and source replacement).
Different isolation/access control
measures may be used for periods
during which the security zone is
occupied versus unoccupied.
2. Continuously control access to the
security zone and limit admittance to
those individuals who are approved and
require access to perform their duties.
A. For individuals granted access to
safeguards information or unescorted
access to the security zone, Licensees
must provide reasonable assurance that
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individuals are trustworthy and reliable,
and do not constitute an unreasonable
risk to the common defense and
security. ‘‘Access’’ means that an
individual could exercise some physical
control over the material or device
containing radioactive material.
i. The trustworthiness and reliability
of individuals shall be determined
based on a background investigation.
The background investigation shall
address at least the past 3 years and, as
a minimum, include fingerprinting and
a Federal Bureau of Investigation (FBI)
criminal history check, verification of
work or education references as
appropriate to the length of
employment, and confirmation of
eligibility for employment in the United
States.
ii. Fingerprints shall be submitted and
reviewed in accordance with the
procedures described in Attachment 3
to this Order.
iii. A reviewing official that the
licensee nominated and has been
approved by the NRC, in accordance
with NRC ‘‘Order Imposing
Fingerprinting and Criminal History
Records Check Requirements for Access
to Safeguards Information,’’ may
continue to make trustworthiness and
reliability determinations. The licensee
may also nominate another individual
specifically for making unescorted
access determinations using the process
identified in the NRC ‘‘Order Imposing
Fingerprinting and Criminal History
Records Check Requirements for Access
to Safeguards Information.’’
B. [This paragraph contains
SAFEGUARDS INFORMATION and
will not be publicly disclosed.]
3. Implement a system (i.e., devices
and/or trained individuals) to monitor,
detect, assess and respond to
unauthorized entries into or activities in
the security zone.
A. [This paragraph contains
SAFEGUARDS INFORMATION and
will not be publicly disclosed.]
B. Provide enhanced security
measures when temporary security
zones are established, during periods of
maintenance, source delivery and
shipment, and source replacement, that
will provide additional assurance for
enhanced detection and assessment of
and response to unauthorized
individuals or activities involving the
radioactive material. Such security
measures shall include, but not be
limited to:
i. Advanced notification to the local
law enforcement agency (LLEA) for
radioactive source exchanges,
deliveries, and shipments.
ii. For shipments of sources, establish
a positive means of transferring the
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Fmt 4703
Sfmt 4703
33863
security responsibility, between the
shipper/carrier and the consignee
(receiver), for communicating with the
LLEA.
C. Provide a positive measure to
validate that there has been no
unauthorized removal of the radioactive
material from the security zone.
D. Maintain continuous
communications capability among the
various components for intrusion
detection and assessment to bring about
a timely response.
E. [This paragraph contains
SAFEGUARDS INFORMATION and
will not be publicly disclosed.]
4. [This paragraph contains
SAFEGUARDS INFORMATION and
will not be publicly disclosed.]
Attachment 3: Requirements for
Fingerprinting and Criminal History
Checks of Individuals When Licensee’s
Reviewing Official is Determining
Access to Safeguards Information or
Unescorted Access to the Panoramic or
Underwater Irradiator Sealed Sources
General Requirements
Licensees shall comply with the
following requirements of this
attachment.
1. Each Licensee subject to the
provisions of this attachment shall
fingerprint each individual who is
seeking or permitted access to
safeguards information (SGI) or
unescorted access to the panoramic or
underwater irradiator sealed sources.
The Licensee shall review and use the
information received from the Federal
Bureau of Investigation (FBI) and ensure
that the provisions contained in the
subject Order and this attachment are
satisfied.
2. The Licensee shall notify each
affected individual that the fingerprints
will be used to secure a review of his/
her criminal history record and inform
the individual of the procedures for
revising the record or including an
explanation in the record, as specified
in the ‘‘Right to Correct and Complete
Information’’ section of this attachment.
3. Fingerprints for access to SGI or
unescorted access need not be taken if
an employed individual (e.g., a Licensee
employee, contractor, manufacturer, or
supplier) is relieved from the
fingerprinting requirement by 10 CFR
73.59 for access to SGI or 10 CFR 73.61
for unescorted access, has a favorablydecided U.S. Government criminal
history check (e.g. National Agency
Check), Transportation Worker
Identification Credentials in accordance
with 49 CFR Part 1572, Bureau of
Alcohol Tobacco Firearms and
Explosives background checks and
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Federal Register / Vol. 73, No. 115 / Friday, June 13, 2008 / Notices
clearances in accordance with 27 CFR
Part 555, Health and Human Services
security risk assessments for possession
and use of select agents and toxins in
accordance with 27 CFR Part 555,
Hazardous Material security threat
assessments for hazardous material
endorsement to commercial drivers
license in accordance with 49 CFR Part
1572, Customs and Border Patrol’s Free
and Secure Trace Program 1 within the
last five (5) years, or has an active
federal security clearance. Written
confirmation from the Agency/employer
which granted the federal security
clearance or reviewed the criminal
history check must be provided for
either of the latter two cases. The
Licensee must retain this
documentation for a period of three (3)
years from the date the individual no
longer requires access to SGI or
unescorted access to radioactive
materials associated with the Licensee’s
activities.
4. All fingerprints obtained by the
Licensee pursuant to this Order must be
submitted to the Commission for
transmission to the FBI.
5. The Licensee shall review the
information received from the FBI and
consider it, in conjunction with the
trustworthy and reliability requirements
of this Order, in making a determination
whether to grant, or continue to allow,
access to SGI or unescorted access to the
panoramic or underwater irradiator
sealed sources.
6. The Licensee shall use any
information obtained as part of a
criminal history records check solely for
the purpose of determining an
individual’s suitability for access to SGI
or unescorted access to the panoramic
or underwater irradiator sealed sources.
7. The Licensee shall document the
basis for its determination whether to
grant, or continue to allow, access to
SGI or unescorted access to the
panoramic or underwater irradiator
sealed sources.
rwilkins on PROD1PC63 with NOTICES
Prohibitions
A Licensee shall not base a final
determination to deny an individual
access to radioactive materials solely on
the basis of information received from
the FBI involving: an arrest more than
one (1) year old for which there is no
information of the disposition of the
1 The FAST program is a cooperative effort
between the Bureau of Customs and Border Patrol
and the governments of Canada and Mexico to
coordinate processes for the clearance of
commercial shipments at the U.S.-Canada and U.S.Mexico borders. Participants in the FAST program,
which requires successful completion of a
background records check, may receive expedited
entrance privileges at the northern and southern
borders.
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16:18 Jun 12, 2008
Jkt 214001
case, or an arrest that resulted in
dismissal of the charge or an acquittal.
A Licensee shall not use information
received from a criminal history check
obtained pursuant to this Order in a
manner that would infringe upon the
rights of any individual under the First
Amendment to the Constitution of the
United States, nor shall the Licensee use
the information in any way which
would discriminate among individuals
on the basis of race, religion, national
origin, sex, or age.
Procedures for Processing Fingerprint
Checks
For the purpose of complying with
this Order, Licensees shall, using an
appropriate method listed in 10 CFR
73.4, submit to the NRC’s Division of
Facilities and Security, Mail Stop T–
6E46, one completed, legible standard
fingerprint card (Form FD–258,
ORIMDNRCOOOZ) or, where
practicable, other fingerprint records for
each individual seeking access to SGI or
unescorted access to the panoramic or
underwater irradiator sealed sources, to
the Director of the Division of Facilities
and Security, marked for the attention of
the Division’s Criminal History Check
Section. Copies of these forms may be
obtained by writing the Office of
Information Services, U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001, by calling (301) 415–
7232, or by e-mail to forms@nrc.gov.
Practicable alternative formats are set
forth in 10 CFR 73.4. The Licensee shall
establish procedures to ensure that the
quality of the fingerprints taken results
in minimizing the rejection rate of
fingerprint cards due to illegible or
incomplete cards.
The NRC will review submitted
fingerprint cards for completeness. Any
Form FD–258 fingerprint record
containing omissions or evident errors
will be returned to the Licensee for
corrections. The fee for processing
fingerprint checks includes one resubmission if the initial submission is
returned by the FBI because the
fingerprint impressions cannot be
classified. The one free re-submission
must have the FBI Transaction Control
Number reflected on the re-submission.
If additional submissions are necessary,
they will be treated as initial submittals
and will require a second payment of
the processing fee.
Fees for processing fingerprint checks
are due upon application (Note: other
fees may apply to obtain fingerprints
from your local law enforcement
agency). Licensees should submit
payments electronically via https://
www.pay.gov. Payments through
Pay.gov can be made directly from the
PO 00000
Frm 00064
Fmt 4703
Sfmt 4703
Licensee’s credit/debit card. Licensees
will need to establish a password and
user ID before they can access Pay.gov.
To establish an account, Licensee
requests must be sent to paygo@nrc.gov.
The request must include the Licensee’s
name, address, point of contact, e-mail
address, and phone number. The NRC
will forward each request to Pay.gov and
someone from Pay.gov will contact the
Licensee with all of the necessary
account information.
Licensees shall make payments for
processing before submitting
applications to the NRC. Combined
payment for multiple applications is
acceptable. Licensees shall include the
Pay.gov payment receipt(s) along with
the application(s). For additional
guidance on making electronic
payments, contact the Facilities Security
Branch, Division of Facilities and
Security, at (301) 415–7404. The
application fee (currently $36) is the
sum of the user fee charged by the FBI
for each fingerprint card or other
fingerprint record submitted by the NRC
on behalf of a Licensee, and an NRC
processing fee, which covers
administrative costs associated with
NRC handling of Licensee fingerprint
submissions. The Commission will
directly notify Licensees subject to this
regulation of any fee changes.
The Commission will forward to the
submitting Licensee all data received
from the FBI as a result of the Licensee’s
application(s) for criminal history
checks, including the FBI fingerprint
record.
Right to Correct and Complete
Information
Prior to any final adverse
determination, the Licensee shall make
available to the individual the contents
of any criminal records obtained from
the FBI for the purpose of assuring
correct and complete information.
Written confirmation by the individual
of receipt of this notification must be
maintained by the Licensee for a period
of one (1) year from the date of the
notification.
If, after reviewing the record, an
individual believes that it is incorrect or
incomplete in any respect and wishes to
change, correct, or update the alleged
deficiency, or to explain any matter in
the record, the individual may initiate
challenge procedures. These procedures
include either direct application by the
individual challenging the record to the
agency (i.e., law enforcement agency)
that contributed the questioned
information, or direct challenge as to the
accuracy or completeness of any entry
on the criminal history record to the
Assistant Director, Federal Bureau of
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Federal Register / Vol. 73, No. 115 / Friday, June 13, 2008 / Notices
33865
rwilkins on PROD1PC63 with NOTICES
Investigation Identification Division,
Washington, DC 20537–9700 (as set
forth in 28 CFR 16.30 through 16.34). In
the latter case, the FBI forwards the
challenge to the agency that submitted
the data and requests that agency to
verify or correct the challenged entry.
Upon receipt of an official
communication directly from the agency
that contributed the original
information, the FBI Identification
Division makes any changes necessary
in accordance with the information
supplied by that agency. The Licensee
must provide at least ten (10) days for
an individual to initiate an action
challenging the results of an FBI
criminal history records check after the
record is made available for his/her
review. The Licensee may make a final
determination on access to SGI or
unescorted access to the panoramic or
underwater irradiator sealed sources
based upon the criminal history record
only upon receipt of the FBI’s ultimate
confirmation or correction of the record.
Upon a final adverse determination on
access to SGI or unescorted access to the
panoramic or underwater irradiator
sealed sources, the Licensee shall
provide the individual its documented
basis for denial. Access to SGI or
unescorted access to the panoramic or
underwater irradiator sealed sources
shall not be granted to an individual
during the review process.
security number, sex, and other
applicable physical characteristics for
identification purposes.
4. The Licensee shall make criminal
history records, obtained under this
section, available for examination by an
authorized representative of the NRC to
determine compliance with the
regulations and laws.
5. The Licensee shall retain all
fingerprint and criminal history records
received from the FBI, or a copy if the
individual’s file has been transferred,
for three (3) years after termination of
employment or denial to access SGI or
unescorted access to the panoramic or
underwater irradiator sealed sources.
After the required three (3) year period,
these documents shall be destroyed by
a method that will prevent
reconstruction of the information in
whole or in part.
• Cynthia G. Pierre, PhD,
Enforcement Director, U.S. Department
of Education, Office for Civil Rights; and
• Janice H. Brambilla, Director of
Management Planning, Broadcasting
Board of Governors.
FOR FURTHER INFORMATION CONTACT:
Debra A. Hall, Deputy Director of
Administration, U.S. Occupational
Safety and Health Review Commission,
1120–20th Street, NW., Washington, DC
20036, (202) 606–5397.
[FR Doc. E8–13326 Filed 6–12–08; 8:45 am]
[Release No. 34–57937; File No. SR–CBOE–
2008–58]
Protection of Information
1. Each Licensee who obtains a
criminal history record on an individual
pursuant to this Order shall establish
and maintain a system of files and
procedures for protecting the record and
the personal information from
unauthorized disclosure.
2. The Licensee may not disclose the
record or personal information collected
and maintained to persons other than
the subject individual, his/her
representative, or to those who have a
need to access the information in
performing assigned duties in the
process of determining access to SGI or
unescorted access to the panoramic or
underwater irradiator sealed sources. No
individual authorized to have access to
the information may re-disseminate the
information to any other individual who
does not have a need-to-know.
3. The personal information obtained
on an individual from a criminal history
record check may be transferred to
another Licensee if the Licensee holding
the criminal history record receives the
individual’s written request to redisseminate the information contained
in his/her file, and the gaining Licensee
verifies information such as the
individual’s name, date of birth, social
Notice is given under 5 U.S.C.
4314(c)(4) of the appointment of
members to the Performance Review
Board (PRB) of the Occupational Safety
and Health Review Commission.
DATE: Membership is effective on June
13, 2008.
SUPPLEMENTARY INFORMATION: The
Review Commission, as required by 5
U.S.C. 4314(c)(1) through (5), has
established a Senior Executive Service
PRB. The PRB reviews and evaluates the
initial appraisal of a senior executive’s
performance by the supervisor, and
makes recommendations to the
Chairman of the Review Commission
regarding performance ratings,
performance awards, and pay-forperformance adjustments. In the case of
an appraisal of a career appointee, more
than half of the members shall consist
of career appointees, pursuant to 5
U.S.C. 4314(c)(5). The names and titles
of the PRB members are as follows:
• Terry T. Shelton, Associate
Administrator, U.S. Department of
Transportation, Federal Motor Carrier
Safety Administration;
• Fran L. Leonard, Chief Financial
Officer, Federal Mediation and
Conciliation Service, Office of the
Director;
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16:18 Jun 12, 2008
Jkt 214001
BILLING CODE 7590–01–P
OCCUPATIONAL SAFETY AND
HEALTH REVIEW COMMISSION
Senior Executive Service Performance
Review Board Membership
Occupational Safety and Health
Review Commission.
ACTION: Notice.
AGENCY:
SUMMARY:
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Frm 00065
Fmt 4703
Sfmt 4703
Dated: June 9, 2008.
Horace A. Thompson, III,
Chairman.
[FR Doc. E8–13331 Filed 6–12–08; 8:45 am]
BILLING CODE 7600–01–P
SECURITIES AND EXCHANGE
COMMISSION
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Allow the Exchange
To Determine To Permit Electronic
Exposure of SAL, HAL, and/or COA
Orders to All CBOE Market-Makers
June 6, 2008.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on June 3,
2008, the Chicago Board Options
Exchange, Incorporated (‘‘CBOE’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
substantially prepared by CBOE. The
Exchange filed the proposal as a ‘‘noncontroversial’’ proposed rule change
pursuant to Section 19(b)(3)(A)(iii) of
the Act 3 and Rule 19b–4(f)(6)
thereunder.4 The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to modify
Rules 6.13A, Simple Auction Liaison
(‘‘SAL’’), 6.14, Hybrid Agency Liaison
(‘‘HAL’’), and 6.53C(d), Process for
Complex Order RFR Auction (‘‘COA’’),
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(iii).
4 17 CFR 240.19b–4(f)(6).
2 17
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Agencies
[Federal Register Volume 73, Number 115 (Friday, June 13, 2008)]
[Notices]
[Pages 33859-33865]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-13326]
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
[EA-08-033]
In the Matter of; Certain Panoramic and Underwater Irradiators
Authorized To Possess Greater Than 370 Terabecquerels 10,000 Curies
Byproduct Material in the Form of Sealed Sources
Order Imposing Compensatory Measures (Effective Immediately)
I
The Licensees identified in Attachment 1 to this Order hold
licenses issued in accordance with the Atomic Energy Act of 1954 and 10
CFR Part 36 or comparable Agreement State regulations by the U.S.
Nuclear Regulatory Commission (NRC or Commission) or an Agreement State
authorizing possession of greater than 370 terabecquerels (10,000
curies) of byproduct material in the form of sealed sources either in
panoramic irradiators that have dry or wet storage of the sealed
sources or in underwater irradiators in which both the source and the
product being irradiated are under
[[Page 33860]]
water. Commission regulations at 10 CFR 20.1801 or equivalent Agreement
State regulations, require Licensees to secure, from unauthorized
removal or access, licensed materials that are stored in controlled or
unrestricted areas. Commission regulations at 10 CFR 20.1802 or
equivalent Agreement States regulations, require Licensees to control
and maintain constant surveillance of licensed material that is in a
controlled or unrestricted area and that is not in storage.
II
On September 11, 2001, terrorists simultaneously attacked targets
in New York, N.Y., and Washington, DC, utilizing large commercial
aircraft as weapons. In response to the attacks and intelligence
information subsequently obtained, the Commission issued a number of
Safeguards and Threat Advisories to its Licensees in order to
strengthen Licensees' capabilities and readiness to respond to a
potential attack on a nuclear facility. The Commission has also
communicated with other Federal, State and local government agencies
and industry representatives to discuss and evaluate the current threat
environment in order to assess the adequacy of security measures at
licensed facilities. In addition, the Commission has been conducting a
review of its safeguards and security programs and requirements.
As a result of its consideration of current safeguards and license
requirements, as well as a review of information provided by the
intelligence community, the Commission has determined that certain
compensatory measures are required to be implemented by Licensees as
prudent measures to address the current threat environment. Therefore,
the Commission is imposing the requirements, as set forth in Attachment
2 \1\ on all Licensees identified in Attachment 1 \2\ of this Order who
currently possess, or have near term plans to possess, greater than 370
terabecquerels (10,000 curies) of byproduct material in the form of
sealed sources. These requirements, which supplement existing
regulatory requirements, will provide the Commission with reasonable
assurance that the public health and safety and common defense and
security continue to be adequately protected in the current threat
environment. Attachment 3 of this Order contains the requirements for
fingerprinting and criminal history record checks for individuals when
the licensee's reviewing official is determining access to Safeguards
Information or unescorted access to the panoramic or underwater
irradiator sealed sources. These requirements will remain in effect
until the Commission determines otherwise.
---------------------------------------------------------------------------
\1\ Attachment 2 contains some requirements that are SAFEGUARDS
INFORMATION, and cannot be released to the public. The remainder of
the requirements contained in Attachment 2 that are not SAFEGUARDS
INFORMATION are being released to the public.
\2\ Attachment 1 contains sensitive information and will not be
released to the public.
---------------------------------------------------------------------------
The Commission concludes that the security measures must be
embodied in an Order consistent with the established regulatory
framework. Some of the security measures contained in Attachment 2 of
this Order contain Safeguards Information and will not be released to
the public. The Commission has broad statutory authority to protect and
prohibit the unauthorized disclosure of Safeguards Information. Section
147 of the Atomic Energy Act of 1954, as amended, grants the Commission
explicit authority to ``issue such orders, as necessary to prohibit the
unauthorized disclosure of safeguards information.* * *'' This
authority extends to information concerning special nuclear material,
source material, and byproduct material, as well as production and
utilization facilities. Licensees must ensure proper handling and
protection of Safeguards Information to avoid unauthorized disclosure
in accordance with the specific requirements for the protection of
Safeguards Information contained in Attachment 2 to the NRC's ``Order
Imposing Requirements for the Protection of Certain Safeguards
Information'' (EA-07-050). The Commission hereby provides notice that
it intends to treat all violations of the requirements contained in
Attachment 2 to the NRC's ``Order Imposing Requirements for the
Protection of Certain Safeguards Information'' (EA-07-050), applicable
to the handling and unauthorized disclosure of Safeguards Information
as serious breaches of adequate protection of the public health and
safety and the common defense and security of the United States. Access
to Safeguards Information is limited to those persons who have
established a need-to-know the information, are considered to be
trustworthy and reliable, have been fingerprinted and undergone a
Federal Bureau of Investigation (FBI) identification and criminal
history records check in accordance with the NRC's ``Order Imposing
Fingerprinting and Criminal History Records Check Requirements for
Access to Safeguards Information'' (EA-07-051). A need-to-know means a
determination by a person having responsibility for protecting
Safeguards Information that a proposed recipient's access to Safeguards
Information is necessary in the performance of official, contractual,
or licensee duties of employment. Individuals who have been
fingerprinted and granted access to Safeguards Information by the
reviewing official under the NRC's ``Order Imposing Fingerprinting and
Criminal History Records Check Requirements for Access to Safeguards
Information'' (EA-07-051) do not need to be fingerprinted again for
purposes of being considered for unescorted access.
This Order also requires that a reviewing official must consider
the results of the Federal Bureau of Investigations criminal history
records check in conjunctions with other applicable requirements to
determine whether an individual may be granted or allowed continued
unescorted access. The reviewing official may be one that has
previously been approved by NRC in accordance with the ``Order Imposing
Fingerprinting and Criminal History Records Check Requirements for
Access to Safeguards Information'' (EA-07-051) dated March 8, 2007.
Licensees may nominate additional reviewing officials for making
unescorted access determinations in accordance with NRC Orders EA-07-
051. The nominated reviewing officials must have access to Safeguards
Information or require unescorted access to the radioactive material as
part of their job duties.
In order to provide assurance that the Licensees are implementing
prudent measures to achieve a consistent level of protection to address
the current threat environment, all Licensees who hold licenses issued
by the U.S. Nuclear Regulatory Commission or an Agreement State
authorizing possession greater than 370 terabecquerels (10,000 curies)
of byproduct material in the form of sealed sources in a panoramic or
underwater irradiator shall implement the requirements identified in
Attachments 2 and 3 to this Order. In addition, pursuant to 10 CFR
2.202, I find that in light of the common defense and security matters
identified above, which warrant the issuance of this Order, the public
health, safety and interest require that this Order be effective
immediately.
III
Accordingly, pursuant to Sections 81, 147, 149, 161b, 161i, 161o,
182 and 186 of the Atomic Energy Act of 1954, as amended, and the
Commission's regulations in 10 CFR 2.202, 10 CFR Part 30, Part 36, and
Part 73, it is hereby
[[Page 33861]]
ordered, effective immediately, that all licensees identified in
attachment 1 to this order shall comply with the requirements of this
order as follows:
A. The Licensee shall, notwithstanding the provisions of any
Commission or Agreement State regulation or license to the contrary,
comply with the requirements described in Attachments 2 and 3 to this
Order. The licensee shall immediately start implementation of the
requirements in Attachments 2 and 3 to the Order and shall complete
implementation by December 3, 2008, or the first day that greater than
370 terabecquerels (10,000 curies) of byproduct material in the form of
sealed sources is possessed, whichever is later.
B. 1. The Licensee shall, within twenty (20) days of the date of
this Order, notify the Commission, (1) if it is unable to comply with
any of the requirements described in Attachments 2 or 3, (2) if
compliance with any of the requirements is unnecessary in its specific
circumstances, or (3) if implementation of any of the requirements
would cause the Licensee to be in violation of the provisions of any
Commission or Agreement State regulation or its license. The
notification shall provide the Licensee's justification for seeking
relief from or variation of any specific requirement.
2. If the Licensee considers that implementation of any of the
requirements described in Attachments 2 or 3 to this Order would
adversely impact safe operation of the facility, the Licensee must
notify the Commission, within twenty (20) days of this Order, of the
adverse safety impact, the basis for its determination that the
requirement has an adverse safety impact, and either a proposal for
achieving the same objectives specified in the Attachments 2 or 3
requirement in question, or a schedule for modifying the facility to
address the adverse safety condition. If neither approach is
appropriate, the Licensee must supplement its response to Condition B.1
of this Order to identify the condition as a requirement with which it
cannot comply, with attendant justifications as required in Condition
B.1.
C. 1. In accordance with the NRC's ``Order Imposing Fingerprinting
and Criminal History Records Check Requirements for Access to
Safeguards Information'' (EA-07-051) issued on March 8, 2007, only the
NRC-approved reviewing official shall review results from an FBI
criminal history records check. The licensee may use a reviewing
official previously approved by the NRC as its reviewing official for
determining access to Safeguards Information or the licensee may
nominate another individual specifically for making unescorted access
to radioactive material determinations, using the process described in
EA-07-051. The reviewing official must have access to Safeguards
Information or require unescorted access to the radioactive material as
part of their job duties. The reviewing official shall determine
whether an individual may have, or continue to have, unescorted access
to the panoramic or underwater irradiator sealed sources that equal or
exceed 370 Terabecquerels (10,000 curies). Fingerprinting and the FBI
identification and criminal history records check are not required for
individuals exempted from fingerprinting requirements under 10 CFR
73.61 [72 FR 4945 (February 2, 2007)]. In addition, individuals who
have a favorably decided U.S. Government criminal history records check
within the last five (5) years, or have an active federal security
clearance (provided in each case that the appropriate documentation is
made available to the Licensee's reviewing official), have satisfied
the Energy Policy of 2005 fingerprinting requirement and need not be
fingerprinted again for purposes of being considered for unescorted
access.
2. No person may have access to Safeguards Information or
unescorted access to the panoramic or underwater irradiator sealed
sources if the NRC has determined, in accordance with its
administrative review process based on fingerprinting and an FBI
identification and criminal history records check, either that the
person may not have access to Safeguards Information or that the person
may not have unescorted access to a utilization facility or radioactive
material subject to regulation by the NRC.
D. Fingerprints shall be submitted and reviewed in accordance with
the procedures described in Attachment 3 to this Order. Individuals who
have been fingerprinted and granted access to Safeguards Information by
the reviewing official under Order EA-07-051 do not need to be
fingerprinted again for purposes of being considered for unescorted
access.
E. The Licensee may allow any individual who currently has
unescorted access to the panoramic or underwater irradiator sealed
sources, in accordance with this Order, to continue to have unescorted
access during the pendency of a decision by the reviewing official
(based on fingerprinting, an FBI criminal history records check and a
trustworthiness and reliability determination) that the individual may
continue to have unescorted access to the panoramic or underwater
irradiator sealed sources. The licensee shall complete implementation
of the requirements of Attachments 2 and 3 to this Order by December 3,
2008.
F. 1. The Licensee shall, within twenty (20) days of the date of
this Order, submit to the Commission a schedule for completion of each
requirement described in Attachments 2 and 3.
2. The Licensee shall report to the Commission when they have
achieved full compliance with the requirements described in Attachments
2 and 3.
G. Notwithstanding any provisions of the Commission's or Agreement
State's regulations to the contrary, all measures implemented or
actions taken in response to this Order shall be maintained until the
Commission determines otherwise.
Licensee response to Conditions B.1, B.2, F.1, and F.2 above shall be
submitted to the Director, Office of Federal and State Materials and
Environmental Management Programs, U.S. Nuclear Regulatory Commission,
Washington, DC 20555. In addition, Licensee submittals that contain
specific physical protection or security information considered to be
Safeguards Information shall be put in a separate enclosure or
attachment and, marked as ``SAFEGUARDS INFORMATION--MODIFIED HANDLING''
and mailed (no electronic transmittals i.e., no e-mail or FAX) to the
NRC in accordance with Attachment 2 to the NRC's ``Order Imposing
Requirements for the Protection of Certain Safeguards Information''
(EA-07-050).
The Director, Office of Federal and State Materials and
Environmental Management Programs, may, in writing, relax or rescind
any of the above conditions upon demonstration by the Licensee of good
cause.
IV
In accordance with 10 CFR 2.202, the Licensee must, and any other
person adversely affected by this Order may, submit an answer to this
Order within twenty (20) days of the date of this Order. In addition,
the Licensee and any other person adversely affected by this Order may
request a hearing of this Order within twenty (20) days of the date of
the Order. Where good cause is shown, consideration will be given to
extending the time to request a hearing. A request for extension of
time must be made, in writing, to the Director, Office of Federal and
State Materials and Environmental Management Programs, U.S. Nuclear
Regulatory Commission, Washington, DC 20555, and include a
[[Page 33862]]
statement of good cause for the extension.
The answer may consent to this Order. If the answer includes a
request for a hearing, it shall, under oath or affirmation,
specifically set forth the matters of fact and law on which the
Licensee relies and the reasons as to why the Order should not have
been issued. If a person other than the Licensee requests a hearing,
that person shall set forth with particularity the manner in which his
interest is adversely affected by this Order and shall address the
criteria set forth in 10 CFR 2.309(d).
All documents filed in NRC adjudicatory proceedings, including a
request for hearing, a petition for leave to intervene, any motion or
other document filed in the proceeding prior to the submission of a
request for hearing or petition to intervene, and documents filed by
interested governmental entities participating under 10 CFR 2.315(c),
must be filed in accordance with the NRC E-Filing rule, which the NRC
promulgated in August 2007, 72 FR 49139 (Aug. 28, 2007) and codified in
pertinent part at 10 CFR Part 2, Subpart B. The E-Filing process
requires participants to submit and serve all adjudicatory documents
over the internet, or in some cases to mail copies on electronic
storage media. Participants may not submit paper copies of their
filings unless they seek a waiver in accordance with the procedures
described below.
To comply with the procedural requirements associated with E-
Filing, at least ten (10) days prior to the filing deadline the
requestor must contact the Office of the Secretary by e-mail at
HEARINGDOCKET@NRC.GOV, or by calling (301) 415-1677, to request (1) a
digital ID certificate, which allows the participant (or its counsel or
representative) to digitally sign documents and access the E-Submittal
server for any NRC proceeding in which it is participating; and/or (2)
creation of an electronic docket for the proceeding (even in instances
when the requestor (or its counsel or representative) already holds an
NRC-issued digital ID certificate). Each requestor will need to
download the Workplace Forms Viewer(TM) to access the
Electronic Information Exchange (EIE), a component of the E-Filing
system. The Workplace Forms Viewer(TM) is free and is
available at https://www.nrc.gov/site-help/e-submittals/install-
viewer.html. Information about applying for a digital ID certificate
also is available on NRC's public Web site at https://www.nrc.gov/site-
help/e-submittals/apply-certificates.html.
Once a requestor has obtained a digital ID certificate, had a
docket created, and downloaded the EIE viewer, it can then submit a
request for a hearing through EIE. Submissions should be in Portable
Document Format (PDF) in accordance with NRC guidance available on the
NRC public Web site at https://www.nrc.gov/site-help/e-submittals.html.
A filing is considered complete at the time the filer submits its
document through EIE. To be timely, electronic filings must be
submitted to the EIE system no later than 11:59 p.m. Eastern Time on
the due date. Upon receipt of a transmission, the E-Filing system time-
stamps the document and sends the submitter an e-mail notice confirming
receipt of the document. The EIE system also distributes an e-mail
notice that provides access to the document to the NRC Office of the
General Counsel and any others who have advised the Office of the
Secretary that they wish to participate in the proceeding, so that the
filer need not serve the document on those participants separately.
Therefore, any others who wish to participate in the proceeding (or
their counsel or representative) must apply for and receive a digital
ID certificate before a hearing request is filed so that they may
obtain access to the document via the E-Filing system.
A person filing electronically may seek assistance through the
``Contact Us'' link located on the NRC Web site at https://www.nrc.gov/
site-help/e-submittals.html or by calling the NRC technical help line,
which is available between 8:30 a.m. and 4:15 p.m., Eastern Time,
Monday through Friday. The help line number is (800) 397-4209 or
locally, (301) 415-4737.
Participants who believe that they have good cause for not
submitting documents electronically must file a motion, in accordance
with 10 CFR 2.302(g), with their initial paper filing requesting
authorization to continue to submit documents in paper format. Such
filings must be submitted by (1) first class mail addressed to the
Office of the Secretary of the Commission, U.S. Nuclear Regulatory
Commission, Washington, DC 20555-0001, Attention: Rulemaking and
Adjudications Staff; or (2) courier, express mail, or expedited
delivery service to the Office of the Secretary, Sixteenth Floor, One
White Flint North, 11555 Rockville, Pike, Rockville, Maryland 20852,
Attention: Rulemaking and Adjudications Staff. Participants filing a
document in this manner are responsible for serving the document on all
other participants. Filing is considered complete by first-class mail
as of the time of deposit in the mail, or by courier, express mail, or
expedited delivery service upon depositing the document with the
provider of the service.
Documents submitted in adjudicatory proceedings will appear in
NRC's electronic hearing docket which is available to the public at
https://ehd.nrc.gov/EHD_Proceeding/home.asp, unless excluded pursuant
to an order of the Commission, an Atomic Safety and Licensing Board, or
a Presiding Officer. Participants are requested not to include personal
privacy information, such as social security numbers, home addresses,
or home phone numbers in their filings. With respect to copyrighted
works, except for limited excerpts that serve the purpose of the
adjudicatory filings and would constitute a Fair Use application,
Participants are requested not to include copyrighted materials in
their works.
If a hearing is requested by the Licensee or a person whose
interest is adversely affected, the Commission will issue an Order
designating the time and place of any hearing. If a hearing is held the
issue to be considered at such hearing shall be whether this Order
should be sustained.
Pursuant to 10 CFR 2.202(c)(2)(i), the Licensee may, in addition to
requesting a hearing, at the time the answer is filed or sooner, move
the presiding officer to set aside the immediate effectiveness of the
Order on the ground that the Order, including the need for immediate
effectiveness, is not based on adequate evidence but on mere suspicion,
unfounded allegations, or error.
In the absence of any request for hearing, or written approval of
an extension of time in which to request a hearing, the provisions
specified in Section III above shall be final twenty (20) days from the
date of this Order without further order or proceedings. If an
extension of time for requesting a hearing has been approved, the
provisions specified in Section III shall be final when the extension
expires if a hearing request has not been received. An answer or a
request for hearing shall not stay the immediate effectiveness of this
order.
Dated this 5th day of June 2008.
[[Page 33863]]
For The Nuclear Regulatory Commission.
Charles L. Miller,
Director, Office of Federal and State Materials and Environmental
Management Programs.
Attachment 1: List of Licensees--Redacted
Attachment 2: Compensatory Measures for Panoramic and Underwater
Irradiator Licensees Revision 2
These compensatory measures (CMs) are established to delineate
licensee responsibility in response to the current threat environment
in the aftermath of the terrorist attacks of September 11, 2001. The
following security measures apply to Licensees who, now and in the
future, possess greater than 370 TeraBecquerels (TBq) [10,000 Ci] of
byproduct material in the form of sealed sources in panoramic
irradiators that have dry or wet storage of the sealed sources, or in
underwater irradiators in which both the source and the product being
irradiated are underwater.
1. Use and store the radioactive material only within a security
zone that isolates the material from unauthorized access and
facilitates detection if such access occurs.
The security zone is an area, defined by the licensee, that
provides for both isolation of radioactive material and access control.
The licensee must demonstrate for this area a means to detect any
attempt of unauthorized access to licensed material. ``Isolation''
means to deter persons, materials, or vehicles from entering or leaving
through other than established access control points. ``Access
control'' means to allow only approved individuals into the security
zone. Thus, isolation and access control aid in the detection of
unauthorized access or activities deemed by the licensee to be
indicative of, or contributory to, the loss, theft, or release of
material. The security zone does not have to be the same as the
restricted area or controlled area, as defined in 10 CFR Part 20.
Security zones can be permanent or temporary to meet transitory or
intermittent business activities (such as during periods of
maintenance, source delivery and source replacement). Different
isolation/access control measures may be used for periods during which
the security zone is occupied versus unoccupied.
2. Continuously control access to the security zone and limit
admittance to those individuals who are approved and require access to
perform their duties.
A. For individuals granted access to safeguards information or
unescorted access to the security zone, Licensees must provide
reasonable assurance that individuals are trustworthy and reliable, and
do not constitute an unreasonable risk to the common defense and
security. ``Access'' means that an individual could exercise some
physical control over the material or device containing radioactive
material.
i. The trustworthiness and reliability of individuals shall be
determined based on a background investigation. The background
investigation shall address at least the past 3 years and, as a
minimum, include fingerprinting and a Federal Bureau of Investigation
(FBI) criminal history check, verification of work or education
references as appropriate to the length of employment, and confirmation
of eligibility for employment in the United States.
ii. Fingerprints shall be submitted and reviewed in accordance with
the procedures described in Attachment 3 to this Order.
iii. A reviewing official that the licensee nominated and has been
approved by the NRC, in accordance with NRC ``Order Imposing
Fingerprinting and Criminal History Records Check Requirements for
Access to Safeguards Information,'' may continue to make
trustworthiness and reliability determinations. The licensee may also
nominate another individual specifically for making unescorted access
determinations using the process identified in the NRC ``Order Imposing
Fingerprinting and Criminal History Records Check Requirements for
Access to Safeguards Information.''
B. [This paragraph contains SAFEGUARDS INFORMATION and will not be
publicly disclosed.]
3. Implement a system (i.e., devices and/or trained individuals) to
monitor, detect, assess and respond to unauthorized entries into or
activities in the security zone.
A. [This paragraph contains SAFEGUARDS INFORMATION and will not be
publicly disclosed.]
B. Provide enhanced security measures when temporary security zones
are established, during periods of maintenance, source delivery and
shipment, and source replacement, that will provide additional
assurance for enhanced detection and assessment of and response to
unauthorized individuals or activities involving the radioactive
material. Such security measures shall include, but not be limited to:
i. Advanced notification to the local law enforcement agency (LLEA)
for radioactive source exchanges, deliveries, and shipments.
ii. For shipments of sources, establish a positive means of
transferring the security responsibility, between the shipper/carrier
and the consignee (receiver), for communicating with the LLEA.
C. Provide a positive measure to validate that there has been no
unauthorized removal of the radioactive material from the security
zone.
D. Maintain continuous communications capability among the various
components for intrusion detection and assessment to bring about a
timely response.
E. [This paragraph contains SAFEGUARDS INFORMATION and will not be
publicly disclosed.]
4. [This paragraph contains SAFEGUARDS INFORMATION and will not be
publicly disclosed.]
Attachment 3: Requirements for Fingerprinting and Criminal History
Checks of Individuals When Licensee's Reviewing Official is Determining
Access to Safeguards Information or Unescorted Access to the Panoramic
or Underwater Irradiator Sealed Sources
General Requirements
Licensees shall comply with the following requirements of this
attachment.
1. Each Licensee subject to the provisions of this attachment shall
fingerprint each individual who is seeking or permitted access to
safeguards information (SGI) or unescorted access to the panoramic or
underwater irradiator sealed sources. The Licensee shall review and use
the information received from the Federal Bureau of Investigation (FBI)
and ensure that the provisions contained in the subject Order and this
attachment are satisfied.
2. The Licensee shall notify each affected individual that the
fingerprints will be used to secure a review of his/her criminal
history record and inform the individual of the procedures for revising
the record or including an explanation in the record, as specified in
the ``Right to Correct and Complete Information'' section of this
attachment.
3. Fingerprints for access to SGI or unescorted access need not be
taken if an employed individual (e.g., a Licensee employee, contractor,
manufacturer, or supplier) is relieved from the fingerprinting
requirement by 10 CFR 73.59 for access to SGI or 10 CFR 73.61 for
unescorted access, has a favorably-decided U.S. Government criminal
history check (e.g. National Agency Check), Transportation Worker
Identification Credentials in accordance with 49 CFR Part 1572, Bureau
of Alcohol Tobacco Firearms and Explosives background checks and
[[Page 33864]]
clearances in accordance with 27 CFR Part 555, Health and Human
Services security risk assessments for possession and use of select
agents and toxins in accordance with 27 CFR Part 555, Hazardous
Material security threat assessments for hazardous material endorsement
to commercial drivers license in accordance with 49 CFR Part 1572,
Customs and Border Patrol's Free and Secure Trace Program \1\ within
the last five (5) years, or has an active federal security clearance.
Written confirmation from the Agency/employer which granted the federal
security clearance or reviewed the criminal history check must be
provided for either of the latter two cases. The Licensee must retain
this documentation for a period of three (3) years from the date the
individual no longer requires access to SGI or unescorted access to
radioactive materials associated with the Licensee's activities.
---------------------------------------------------------------------------
\1\ The FAST program is a cooperative effort between the Bureau
of Customs and Border Patrol and the governments of Canada and
Mexico to coordinate processes for the clearance of commercial
shipments at the U.S.-Canada and U.S.-Mexico borders. Participants
in the FAST program, which requires successful completion of a
background records check, may receive expedited entrance privileges
at the northern and southern borders.
---------------------------------------------------------------------------
4. All fingerprints obtained by the Licensee pursuant to this Order
must be submitted to the Commission for transmission to the FBI.
5. The Licensee shall review the information received from the FBI
and consider it, in conjunction with the trustworthy and reliability
requirements of this Order, in making a determination whether to grant,
or continue to allow, access to SGI or unescorted access to the
panoramic or underwater irradiator sealed sources.
6. The Licensee shall use any information obtained as part of a
criminal history records check solely for the purpose of determining an
individual's suitability for access to SGI or unescorted access to the
panoramic or underwater irradiator sealed sources.
7. The Licensee shall document the basis for its determination
whether to grant, or continue to allow, access to SGI or unescorted
access to the panoramic or underwater irradiator sealed sources.
Prohibitions
A Licensee shall not base a final determination to deny an
individual access to radioactive materials solely on the basis of
information received from the FBI involving: an arrest more than one
(1) year old for which there is no information of the disposition of
the case, or an arrest that resulted in dismissal of the charge or an
acquittal.
A Licensee shall not use information received from a criminal
history check obtained pursuant to this Order in a manner that would
infringe upon the rights of any individual under the First Amendment to
the Constitution of the United States, nor shall the Licensee use the
information in any way which would discriminate among individuals on
the basis of race, religion, national origin, sex, or age.
Procedures for Processing Fingerprint Checks
For the purpose of complying with this Order, Licensees shall,
using an appropriate method listed in 10 CFR 73.4, submit to the NRC's
Division of Facilities and Security, Mail Stop T-6E46, one completed,
legible standard fingerprint card (Form FD-258, ORIMDNRCOOOZ) or, where
practicable, other fingerprint records for each individual seeking
access to SGI or unescorted access to the panoramic or underwater
irradiator sealed sources, to the Director of the Division of
Facilities and Security, marked for the attention of the Division's
Criminal History Check Section. Copies of these forms may be obtained
by writing the Office of Information Services, U.S. Nuclear Regulatory
Commission, Washington, DC 20555-0001, by calling (301) 415-7232, or by
e-mail to forms@nrc.gov. Practicable alternative formats are set forth
in 10 CFR 73.4. The Licensee shall establish procedures to ensure that
the quality of the fingerprints taken results in minimizing the
rejection rate of fingerprint cards due to illegible or incomplete
cards.
The NRC will review submitted fingerprint cards for completeness.
Any Form FD-258 fingerprint record containing omissions or evident
errors will be returned to the Licensee for corrections. The fee for
processing fingerprint checks includes one re-submission if the initial
submission is returned by the FBI because the fingerprint impressions
cannot be classified. The one free re-submission must have the FBI
Transaction Control Number reflected on the re-submission. If
additional submissions are necessary, they will be treated as initial
submittals and will require a second payment of the processing fee.
Fees for processing fingerprint checks are due upon application
(Note: other fees may apply to obtain fingerprints from your local law
enforcement agency). Licensees should submit payments electronically
via https://www.pay.gov. Payments through Pay.gov can be made directly
from the Licensee's credit/debit card. Licensees will need to establish
a password and user ID before they can access Pay.gov. To establish an
account, Licensee requests must be sent to paygo@nrc.gov. The request
must include the Licensee's name, address, point of contact, e-mail
address, and phone number. The NRC will forward each request to Pay.gov
and someone from Pay.gov will contact the Licensee with all of the
necessary account information.
Licensees shall make payments for processing before submitting
applications to the NRC. Combined payment for multiple applications is
acceptable. Licensees shall include the Pay.gov payment receipt(s)
along with the application(s). For additional guidance on making
electronic payments, contact the Facilities Security Branch, Division
of Facilities and Security, at (301) 415-7404. The application fee
(currently $36) is the sum of the user fee charged by the FBI for each
fingerprint card or other fingerprint record submitted by the NRC on
behalf of a Licensee, and an NRC processing fee, which covers
administrative costs associated with NRC handling of Licensee
fingerprint submissions. The Commission will directly notify Licensees
subject to this regulation of any fee changes.
The Commission will forward to the submitting Licensee all data
received from the FBI as a result of the Licensee's application(s) for
criminal history checks, including the FBI fingerprint record.
Right to Correct and Complete Information
Prior to any final adverse determination, the Licensee shall make
available to the individual the contents of any criminal records
obtained from the FBI for the purpose of assuring correct and complete
information. Written confirmation by the individual of receipt of this
notification must be maintained by the Licensee for a period of one (1)
year from the date of the notification.
If, after reviewing the record, an individual believes that it is
incorrect or incomplete in any respect and wishes to change, correct,
or update the alleged deficiency, or to explain any matter in the
record, the individual may initiate challenge procedures. These
procedures include either direct application by the individual
challenging the record to the agency (i.e., law enforcement agency)
that contributed the questioned information, or direct challenge as to
the accuracy or completeness of any entry on the criminal history
record to the Assistant Director, Federal Bureau of
[[Page 33865]]
Investigation Identification Division, Washington, DC 20537-9700 (as
set forth in 28 CFR 16.30 through 16.34). In the latter case, the FBI
forwards the challenge to the agency that submitted the data and
requests that agency to verify or correct the challenged entry. Upon
receipt of an official communication directly from the agency that
contributed the original information, the FBI Identification Division
makes any changes necessary in accordance with the information supplied
by that agency. The Licensee must provide at least ten (10) days for an
individual to initiate an action challenging the results of an FBI
criminal history records check after the record is made available for
his/her review. The Licensee may make a final determination on access
to SGI or unescorted access to the panoramic or underwater irradiator
sealed sources based upon the criminal history record only upon receipt
of the FBI's ultimate confirmation or correction of the record. Upon a
final adverse determination on access to SGI or unescorted access to
the panoramic or underwater irradiator sealed sources, the Licensee
shall provide the individual its documented basis for denial. Access to
SGI or unescorted access to the panoramic or underwater irradiator
sealed sources shall not be granted to an individual during the review
process.
Protection of Information
1. Each Licensee who obtains a criminal history record on an
individual pursuant to this Order shall establish and maintain a system
of files and procedures for protecting the record and the personal
information from unauthorized disclosure.
2. The Licensee may not disclose the record or personal information
collected and maintained to persons other than the subject individual,
his/her representative, or to those who have a need to access the
information in performing assigned duties in the process of determining
access to SGI or unescorted access to the panoramic or underwater
irradiator sealed sources. No individual authorized to have access to
the information may re-disseminate the information to any other
individual who does not have a need-to-know.
3. The personal information obtained on an individual from a
criminal history record check may be transferred to another Licensee if
the Licensee holding the criminal history record receives the
individual's written request to re-disseminate the information
contained in his/her file, and the gaining Licensee verifies
information such as the individual's name, date of birth, social
security number, sex, and other applicable physical characteristics for
identification purposes.
4. The Licensee shall make criminal history records, obtained under
this section, available for examination by an authorized representative
of the NRC to determine compliance with the regulations and laws.
5. The Licensee shall retain all fingerprint and criminal history
records received from the FBI, or a copy if the individual's file has
been transferred, for three (3) years after termination of employment
or denial to access SGI or unescorted access to the panoramic or
underwater irradiator sealed sources. After the required three (3) year
period, these documents shall be destroyed by a method that will
prevent reconstruction of the information in whole or in part.
[FR Doc. E8-13326 Filed 6-12-08; 8:45 am]
BILLING CODE 7590-01-P