Endangered and Threatened Wildlife and Plants; Special Rule for the Polar Bear, 28306-28318 [E8-11144]
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Federal Register / Vol. 73, No. 95 / Thursday, May 15, 2008 / Rules and Regulations
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[FWS-R7-ES-2008-0027; 1111 FY07 MO—B2]
RIN 1018-AV79
Endangered and Threatened Wildlife
and Plants; Special Rule for the Polar
Bear
Fish and Wildlife Service,
Interior.
ACTION: Interim final rule.
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AGENCY:
SUMMARY: We, the Fish and Wildlife
Service (Service), amend the regulations
at 50 CFR part 17, which implement the
Endangered Species Act, as amended
(ESA), to create a special rule under
authority of section 4(d) of the ESA that
provides measures that are necessary
and advisable for the conservation of the
polar bear (Ursus maritimus). Elsewhere
in today’s Federal Register, we have
published a final rule listing the polar
bear as a threatened species under the
ESA. The special rule would adopt
existing conservation regulatory
requirements under the Marine Mammal
Protection Act of 1972, as amended
(MMPA), and the Convention on
International Trade in Endangered
Species of Wild Fauna and Flora
(CITES) as the appropriate regulatory
provisions for this threatened species. If
an activity is not authorized or
exempted under the MMPA or CITES
and would result in an act that would
be otherwise prohibited under the
general prohibitions for threatened
species (50 CFR 17.31), then the § 17.31
prohibitions apply and we would
require authorization under 50 CFR
17.32 of our regulations.
DATES: This rule becomes effective on
May 15, 2008. We will accept comments
from all interested parties until July 14,
2008. The reasons for this accelerated
implementation and for making this rule
effective less than 30 days after
publication in the Federal Register are
described below in the section titled
‘‘Need for Interim Final Rule.’’
ADDRESSES: You may submit comments
by one of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• U.S. mail or hand-delivery: Public
Comments Processing, Attn: 1018-AV79;
Division of Policy and Directives
Management; U.S. Fish and Wildlife
Service; 4401 N. Fairfax Drive, Suite
222; Arlington, VA 22203.
We will not accept e-mail or faxes. We
will post all comments on https://
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www.regulations.gov. This generally
means that we will post any personal
information you provide us (see the
Public Comments Solicited section
below for more information).
FOR FURTHER INFORMATION CONTACT: Kurt
Johnson, Division of Conservation and
Classification, U.S. Fish and Wildlife
Service, 4401 North Fairfax Drive, Room
420, Arlington, VA 22203, telephone
703–358–2171. Persons who use a
telecommunications device for the deaf
(TDD) may call the Federal Information
Relay Service (FIRS) at 1–800–877–
8339, 24 hours a day, 7 days a week.
SUPPLEMENTARY INFORMATION:
Background
In the Rules and Regulations section
of today’s Federal Register, we
published a final rule to list the polar
bear as a threatened species throughout
its range under the Endangered Species
Act, as amended (ESA) (16 U.S.C. 1531
et seq.). Section 4(d) of the ESA
specifies that for threatened species, the
Secretary shall issue such regulations as
he deems necessary and advisable to
provide for the conservation of the
species. Under this authority, the
Service has promulgated certain
regulations in Title 50 of the Code of
Federal Regulations (CFR). Specifically,
50 CFR 17.31 provides that the
prohibitions for endangered wildlife
under 50 CFR 17.21, with the exception
of 17.21(c)(5), also apply to threatened
wildlife unless a special rule has been
developed under section 4(d) of the
ESA. The prohibitions of 50 CFR 17.31
include, among others, take, import,
export, and shipment in interstate or
foreign commerce in the course of a
commercial activity of a threatened
species. The general provisions for
issuing a permit for any activity
otherwise prohibited with regard to
threatened species are found at 50 CFR
17.32. The Service may, however, also
develop a special rule under section
4(d) of the ESA for a threatened species
that specifies prohibitions and
authorizations that are tailored to the
specific conservation needs of the
species, and are deemed necessary and
advisable to provide for the
conservation of the species. In such
cases, some of the prohibitions and
authorizations under 50 CFR 17.31 and
17.32 may be appropriate for the species
and incorporated into the special rule
under section 4(d) of the ESA, but the
special rule will also include provisions
tailored to the specific conservation
needs of the listed species.
With this rule, the Service has found
that a special rule under section 4(d) of
the ESA that is tailored to the
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conservation needs of the polar bear is
necessary and advisable. The polar bear
is a marine mammal and therefore is
protected under the Marine Mammal
Protection Act of 1972, as amended
(MMPA) (16 U.S.C. 1361 et seq.). In
addition, the polar bear is protected
under the Convention on International
Trade in Endangered Species of Wild
Fauna and Flora (CITES) (March 3,
1973; 27 U.S.T. 1087) as an AppendixII species. We assessed the conservation
needs of the species in light of the
extensive protections already provided
to the polar bear under the MMPA and
CITES.
Under this rule, if an activity is
authorized or exempted under the
MMPA or CITES, we would not require
any additional authorization under our
regulations to conduct the activity.
However, if the activity is not
authorized or exempted under the
MMPA or CITES and the activity would
result in an act that would be otherwise
prohibited under 50 CFR 17.31, the
prohibitions of section 17.31 apply and
we would require authorization under
50 CFR 17.32 of our regulations. In
addition, otherwise lawful activities
within the United States (except for
Alaska) that cause incidental take of
polar bears are exempt from the
provisions of section 17.31.
Subsistence Handicraft Trade and
Cultural Exchanges
Section 10(e) of the ESA provides an
exemption for Alaska Natives for the
taking and importation of listed species
if such taking is primarily for
subsistence purposes. Nonedible byproducts of species taken in accordance
with the exemption, when made into
authentic native articles of handicraft
and clothing, may be transported,
exchanged, or sold in interstate
commerce. The ESA defines authentic
native articles of handicraft and clothing
as items composed wholly or in some
significant respect of natural materials,
and which are produced, decorated or
fashioned in the exercise of traditional
native handicrafts without the use of
pantographs, multiple carvers, or other
mass copying devices (16 U.S.C.
1539(e)(3)(ii)). That definition also
provides that traditional native
handicrafts include, but are not limited
to, weaving, carving, stitching, sewing,
lacing, beading, drawing, and painting.
Authentic native articles of handicrafts
and clothing are further defined at 50
CFR 17.3. This exemption is similar to
one in section 101(b) of the MMPA,
which provides an exemption from the
moratorium on take for subsistence
harvest and the creation and sale of
authentic native articles of handicrafts
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or clothing by Alaska Natives. The
definition of authentic native articles of
handicrafts and clothing in the MMPA
is identical to the ESA definition, and
our MMPA definition in our regulations
at 50 CFR 18.3 is identical to the ESA
definition at 50 CFR 17.3. Both statutes
require that the taking may not be
accomplished in a wasteful manner.
Under this special rule under section
4(d) of the ESA, any exempt activities
under the MMPA associated with
handicrafts or clothing or cultural
exchange using subsistence-taken polar
bears will not require additional
authorization under the ESA. The
limited, noncommercial import and
export of authentic native articles of
handicrafts and clothing that are created
from polar bears taken by Alaska
Natives will also continue. Under this
rule, all such imports and exports
involving polar bears will need to
conform to what is currently allowed
under the MMPA, comply with our
import and export regulations found at
50 CFR part 14, and be noncommercial
in nature. Service regulations at 50 CFR
14.4 define commercial as related to the
offering for sale or resale, purchase,
trade, barter, or the actual or intended
transfer in the pursuit of gain or profit,
of any item of wildlife and includes the
use of any wildlife article as an exhibit
for the purpose of soliciting sales,
without regard to the quantity or weight.
There is a presumption that eight or
more similar unused items are for
commercial use. The Service or the
importer, exporter, or owner may rebut
this presumption based upon the
particular facts and circumstances of
each case (see 50 CFR 14.4). Another
activity covered by the special rule is
cultural exchange between Alaska
Natives and Native inhabitants of
Russia, Canada, and Greenland with
whom Alaska Natives share a common
heritage. The MMPA allows the import
and export of marine mammal parts and
products that are components of a
cultural exchange, which is defined
under the MMPA as the sharing or
exchange of ideas, information, gifts,
clothing, or handicrafts. Cultural
exchange has been an important
exemption for Alaska Natives under the
MMPA, and this special rule ensures
that such exchanges will not be
interrupted.
This rule also adopts the registered
agent and tannery process from the
current MMPA regulations. In order to
assist Alaska Natives in the creation of
authentic native articles of handicrafts
and clothing, the Service’s MMPA
implementing regulations at 50 CFR
18.23(b) and (d) allow persons who are
not Alaska Natives to register as an
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agent or tannery. Once registered, agents
are authorized to receive or acquire
marine mammal parts or products from
Alaskan Natives or other registered
agents. They are also authorized to
transfer (not sell) hides to registered
tanners for further processing. A
registered tannery may receive
untanned hides from Alaska Natives or
registered agents for tanning and return.
The tanned skins may then be made into
authentic articles of clothing or
handicrafts. Registered agents and
tanneries must maintain strict inventory
control and accounting methods for any
marine mammal part, including skins;
they provide accountings of such
activities and inventories to the Service.
These restrictions and requirements for
agents and tanners allow the Service to
monitor the processing of such items
while ensuring that Alaska Natives can
exercise their rights under the
exemption. Adopting the registered
agent and tannery process aligns ESA
provisions relating to the creation of
handicrafts and clothing by Alaska
Natives with the current process under
the MMPA.
The provisions in this special rule
under section 4(d) of the ESA regarding
creation, shipment, and sale of
authentic native articles of handicrafts
and clothing apply only to items to
which the subsistence harvest
exemption applies under the MMPA.
The exemption for Alaska Natives in
section 10(e)(1) of the ESA applies to
‘‘any Indian, Aleut, or Eskimo who is an
Alaskan Native who resides in Alaska’’
and also applies to ‘‘any non-native
permanent resident of an Alaskan native
village.’’ However, the Alaska Native
exemption under section 101 of the
MMPA is limited to only an ‘‘Indian,
Aleut, or Eskimo who resides in Alaska
and who dwells on the coast of the
North Pacific Ocean or the Arctic
Ocean.’’ Because the MMPA is more
restrictive, only a person who qualifies
under the MMPA Alaska Native
exemption may legally take polar bears
for subsistence purposes, as a take by
non-native permanent residents of
Alaska native villages under the broader
ESA exemption is not allowed under the
MMPA. Therefore, all persons,
including those who qualify under the
Alaska Native exemption of the ESA,
should consult the MMPA and our
regulations at 50 CFR part 18 before
engaging in any activity that may result
in a prohibited act to ensure that their
activities will be consistent with both
laws.
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Import, Export, Take, Transport,
Purchase, and Sale or Offer for Sale or
Purchase
The Service has generally adopted
restrictions for threatened species on
their import; export; take within the
United States, the territorial seas of the
United States, or upon the high seas;
transport in interstate or foreign
commerce in the course of a commercial
activity; sale or offer for sale in
interstate or foreign commerce; and
possession, sale, delivery, carrying,
transportation, or shipping of
unlawfully taken species, either through
a special rule or through the provisions
of 50 CFR 17.31. For the polar bear,
these same activities are already strictly
regulated under the MMPA. Section 101
of the MMPA provides a moratorium on
the taking and importation of marine
mammals and their products. Section
102 of the MMPA further prohibits
activities unless exempted or authorized
under subsequent sections. Prohibitions
in section 102(a) include take of any
marine mammal on the high seas; take
of any marine mammal in waters or on
lands under the jurisdiction of the
United States; use of any port, harbor,
or other place under the jurisdiction of
the United States to take or import a
marine mammal; possession of any
marine mammal or product taken in
violation of the MMPA; and transport,
purchase, sale, export, or offer to
purchase, sell, or export any marine
mammal or product taken in violation of
the MMPA or for any purpose other
than public display, scientific research,
or enhancing the survival of the species
or stock. Under sections 102(b) and (c)
of the MMPA, it is unlawful to import
a pregnant or nursing marine mammal;
an individual taken from a species or
population stock designated as depleted
under the MMPA; an individual taken
in a manner deemed inhumane; any
marine mammal taken in violation of
the MMPA or in violation of the law of
another country; or any marine mammal
product if it was made from any marine
mammal taken in violation of the
MMPA or in violation of the law of
another country, or if it was illegal to
sell in the country of origin. The MMPA
then provides specific exceptions to
these prohibitions under which certain
acts are allowed only if all statutory
requirements are met.
Section 104 of the MMPA provides for
authorization of activities for public
display (section 104(c)(2)), scientific
research (section 104(c)(3)), enhancing
the survival or recovery of a species
(section 104(c)(4)), and photography
(where there is level B harassment only;
section 104(c)(6)). In addition, section
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104(c)(8) specifically addresses the
possession, sale, purchase, transport,
export, or offer for sale of the progeny
of any marine mammal taken or
imported under section 104, and section
104(c)(9) sets strict standards for the
export of any marine mammal from the
United States. In all of these sections of
the MMPA, strict criteria have been
established to ensure that the impact of
an authorized activity, if a permit were
to be issued, would successfully meet
Congress’s finding in the MMPA that
species ‘‘should not be permitted to
diminish beyond the point at which
they cease to be a significant
functioning element in the ecosystem of
which they are a part.’’ The statutory
provisions of the MMPA allow fewer
types of activities than does the ESA for
threatened species, and the MMPA’s
standards are generally stricter for those
activities than standards for comparable
activities under the ESA. Because for
polar bears, an applicant must obtain
authorization under the MMPA to
engage in an act that would otherwise
be prohibited, and because both the
types of activities and standards for
those activities are generally stricter
than the general standards under 50
CFR 17.32, this rule adopts the MMPA
provisions as appropriate conservation
protections under the ESA. All
authorizations issued under section 104
of the MMPA will still be required to
undergo consultation under section 7 of
the ESA.
Convention on International Trade in
Endangered Species of Wild Fauna and
Flora (Convention or CITES)
Polar bears are also listed under
Appendix II of CITES. CITES regulates
the import and export of listed
specimens, which include live and dead
animals and plants, as well as parts and
items made from the species. CITES and
U.S. regulations that implement CITES
at 50 CFR part 23 require the United
States to regulate and monitor the trade
in legally possessed CITES specimens
over an international border. Thus, for
example, CITES would apply to tourists
driving from Alaska through Canada
with polar bear handicrafts to a
destination elsewhere in the United
States. Appendix-II specimens may not
be exported from a member country
without the prior issuance of an export
permit that requires findings that the
export is not detrimental to the survival
of the species and that the specimen
was legally acquired. Some limited
exceptions to this permit requirement
exist. For example, member countries
may exempt personal and household
effects made of dead specimens from the
permitting requirements. Personal and
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household effects must be personally
owned for noncommercial purposes,
and the quantity must be necessary or
appropriate for the nature of the trip or
stay or for household use. Persons who
may cross an international border with
a polar bear specimen should check
with the Service and the country of
transit or destination in advance as to
applicable requirements. Because for
polar bears, any person importing or
exporting any live or dead animal, part,
or product into or from the United
States must comply with the strict
provisions of CITES as well as the strict
import and export provisions under the
MMPA, this special rule adopts these
requirements under CITES as
appropriate conservation protections
under the ESA.
Import of Sport-Hunted Trophies and
Other Specimens that are NonCommercial
The MMPA was amended in 1994 to
allow for the import into the United
States of certain sport-hunted polar bear
trophies legally taken by the importer in
Canada. Prior to issuing a permit for
import of such trophies, the Service
must find that Canada has a monitored
and enforced sport-hunting program
consistent with the purposes of the fivenation 1973 Agreement on the
Conservation of Polar Bears, and that
the program is based on scientifically
sound quotas ensuring the maintenance
of the population at a sustainable level.
Currently, six populations are approved
for import of polar bear trophies (see 62
FR 7302, 64 FR 1529, 66 FR 50843, and
50 CFR 18.30(i)).
Section 9(c)(2) of the ESA sets out an
exemption to the general import
prohibition for threatened, Appendix-II
wildlife, both live and dead, when: (1)
the taking and export meet all
provisions of CITES; (2) all other import
and reporting requirements under
section 9 of the ESA are met; and (3) the
import is not made in the course of a
commercial activity. Since the polar
bear is currently listed in Appendix II
of CITES, this ESA exemption is
generally applicable.
Because a sport-hunted trophy is not
a specimen obtained or imported in the
course of a commercial activity, the
section 9(c)(2) ESA exemption would
typically apply to the import of sporthunted trophies, provided that all other
requirements of section 9(c)(2) of the
ESA are met. However, certain
importers-persons importing sporthunted trophy polar bears that were
taken in Canada-will not be able to use
this exemption. Under the MMPA,
marine mammals such as the polar bear
are ‘‘depleted’’ species as of the effective
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date of their listing as threatened or
endangered species under the ESA (see
section 3(1)(C) of the MMPA). As
explained below under ‘‘Need for
Interim Final Rule,’’ the Court has
ordered the Service to make the polar
bear listing effective upon publication.
Therefore, as of today’s publication of
the final rule listing the polar bear as a
threatened species, the polar bear is also
a depleted species under the MMPA.
Sections 101(a)(3)(B) and 102(b) of the
MMPA limit the activities that may be
authorized for depleted species. For a
depleted species, imports can be
authorized under the MMPA only if the
import qualifies as enhancement of the
survival or recovery of the species or
scientific research. Section 101(a)(3)(B)
in particular makes clear that the
importation of a specimen from a
depleted species is prohibited unless it
qualifies as one of the excepted
activities: scientific research,
photography for educational purposes,
or enhancing the survival or recovery of
the species. Importation of polar bear
parts taken in sport hunts in Canada is
not one of the exceptions to the
restrictions on depleted species.
Therefore, as of today’s listing of the
polar bear as a threatened species under
the ESA, which appears elsewhere in
today’s Federal Register, importation of
a sport-hunted polar bear trophy from
Canada is prohibited even if previously
authorized and authorization for the
import of sport-hunted polar bear
trophies from Canada is no longer
available under section 104(c)(5) of the
MMPA. Further, the import of sport
hunted polar bear trophies from other
countries has never been authorized
under the MMPA. Section 17 of the ESA
states that, unless expressly provided
for, no provision in the ESA takes
precedence over any more restrictive
conflicting provision in the MMPA.
Therefore, the ESA exemption under
section 9(c)(2) is not available for the
import of sport-hunted polar bears from
Canada, and nothing in a special rule
under section 4(d) of the ESA can
override the more restrictive provisions
of the MMPA.
Public Display
With the ESA listing and the
concurrent designation of polar bears as
a depleted species under the MMPA, the
take and import of polar bears for public
display are also affected. Section
104(c)(2) of the MMPA allows permits
to be issued for the take and import of
marine mammals for the purpose of
public display provided facilities meet
specific requirements. Before the listing
under the ESA, a polar bear (or its
progeny) that was permitted for the
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purpose of public display could be
transferred, transported, exported, or reimported without additional MMPA
authorization, provided the receiving
institution meets the specific housing
and display criteria or comparable
standards (if an export was involved).
However, once a species is designated
as depleted, take and import of a marine
mammal can no longer be authorized for
the purpose of public display. As
explained above, under sections
101(a)(3)(B) and 102(b) of the MMPA,
take and imports can only be authorized
for depleted species if the take or import
meets the requirements of enhancement
of the survival or recovery of the species
or for scientific research. Polar bears or
their progeny that qualify as public
display animals prior to the ESA listing
can continue to be displayed and
transferred within the United States
consistent with the MMPA requirements
for notification outlined in section
104(c)(2)(E). Further, such animals, or
their progeny, can be exported provided
they meet the requirements for
comparable standards under section
104(c)(9) of the MMPA and all
requirements under CITES. However,
any animals that have been exported
cannot be re-imported for the purpose of
public display, and no permit may be
issued for the taking or importation of
a polar bear for purposes of public
display as of today’s listing of the polar
bear as a threatened species under the
ESA, which appears elsewhere in
today’s Federal Register. As explained
in the discussion on importation of
sport-hunted trophies from Canada,
nothing in a special rule under section
4(d) of the ESA can override these more
restrictive provisions of the MMPA.
Take for Self-Defense or Welfare of the
Animal
Both the MMPA and the ESA provide
restrictions on the intentional take of
protected species. However, both
statutes provide exceptions when the
take is either exempted or can be
authorized for self-defense, the welfare
of the animal, or removal or deterrence
of a marine mammal from fishing gear.
Many of these exemptions are provided
by statute, and do not require
authorization from the Service. Because
the MMPA provides the appropriate
management measures for a species
such as the polar bear, this rule adopts
those measures as appropriate
management measures under the ESA.
Take in Defense of Life or Property
In the interest of public safety, both
the MMPA and the ESA include
provisions to allow for take, including
lethal take, when this take is necessary
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for self-defense or to protect another
person. Section 101(c) of the MMPA
states that it shall not be a violation to
take a marine mammal if such taking is
necessary for self-defense or to save the
life of another person who is in
immediate danger. Any such incident
must be reported to the Service within
48 hours of occurrence. Section 11(a)(3)
of the ESA similarly provides that no
civil penalty shall be imposed if it can
be shown by a preponderance of the
evidence that the defendant committed
an act based on a good faith belief that
he or she was protecting himself or
herself, a member of his or her family,
or any other individual from bodily
harm. Section 11(b)(3) of the ESA
provides that it shall be a defense to
prosecution if the defendant committed
an offense based on a good faith belief
that he or she was protecting himself or
herself, a member of his or her family,
or any other individual from bodily
harm. The ESA regulations in 50 CFR
17.21(c)(2), which reiterate that any
person may take listed wildlife in
defense of life, clarify this exemption.
Reporting of the incident is required
under 50 CFR 17.21(c)(4).
Section 101(a)(4)(A) of the MMPA
provides that a marine mammal may be
deterred from damaging fishing gear or
catch (by the owner or an agent or
employee of the owner of that gear or
catch), other private property (by the
owner or an agent or employee of the
owner of that property), and, if done by
a government employee, public property
so long as the deterrence measures do
not result in death or serious injury of
the marine mammal. This section also
allows for any person to deter a marine
mammal from endangering personal
safety. Section 101(a)(4)(D) clarifies that
this authority to deter marine mammals
applies to stocks designated as depleted,
which would include the polar bear.
The non-lethal deterrence of a polar
bear from fishing gear or other property,
or for the purpose of personal safety,
would not result in injury to the bear or
removal of the bear from the population
and could, instead, prevent serious
injury or death to the bear by preventing
escalation of an incident to the point
where the bear is killed in self-defense.
Take for the Welfare of the Animal
The MMPA contains a number of
provisions that allow taking of a marine
mammal when that taking is for the
health or welfare of the animal. Section
101(d) of the MMPA provides that it is
not a violation of the MMPA for any
person to take a marine mammal if the
taking is necessary to avoid serious
injury, additional injury, or death to a
marine mammal entangled in fishing
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gear or debris, and care is taken to
prevent further injury and ensure safe
release. The incident must be reported
to the Service within 48 hours of
occurrence. In addition, if entangled,
the safe release of a marine mammal
from fishing gear or other debris could
prevent further injury or death of the
animal. Therefore, by adopting this
provision of the MMPA, this special
rule provides for the conservation of
polar bears in the event of entanglement
with fishing gear and could prevent
further injury or death of the bear.
Section 109(h) of the MMPA
authorizes the humane taking of a
marine mammal by specific categories
of people (i.e., Federal, State, or local
government officials or employees or a
person designated under section 112(c)
of the MMPA) in the course of their
official duties provided that one of three
criteria is met-the taking is for: (1) the
protection or welfare of the mammal; (2)
the protection of the public health and
welfare; or (3) the non-lethal removal of
nuisance animals. The MMPA
regulations at 50 CFR 18.22 provide the
specific requirements of the exception.
The ESA regulations at 50 CFR
17.21(c)(3) are similar in that they
authorize any employee or agent of the
Service, any other Federal land
management agency, the National
Marine Fisheries Service, or a State
conservation agency, who is designated
by the agency for such purposes, to take
listed wildlife when acting in the course
of official duties if the action is
necessary to: (i) aid a sick, injured, or
orphaned specimen; (ii) dispose of a
dead specimen; (iii) salvage a dead
specimen for scientific study; or (iv)
remove a specimen that may constitute
a threat to human safety, provided that
the taking is humane or, if lethal take or
injury is necessary, that there is no other
reasonable possibility to eliminate the
threat. Further, 50 CFR 17.31(b) allows
any employee or agent of the Service, of
the National Marine Fisheries Service
(NMFS), or of a State conservation
agency which is operating a
conservation program under the terms
of a Cooperative Agreement with the
Service in accord with section 6 of the
ESA, when acting in the course of
official duty, to take those species of
threatened wildlife which are covered
by an approved cooperative agreement
to carry out conservation programs.
These authorizations under the ESA are
comparable to those under the MMPA.
Therefore, if authorization for take is
provided under section 109(h) of the
MMPA, we will not require any further
authorization under the ESA.
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Pre-Act Specimens
The ESA, MMPA, and CITES all have
provisions for the regulation of
specimens, both live and dead, that
were acquired or removed from the wild
prior to application of the law or the
listing of the species, but the laws treat
these specimens somewhat differently.
ESA section 9(b)(1) provides a broad
exemption for threatened species held
in a controlled environment as of the
date of publication of the listing
provided that the holding and any
subsequent holding or use is not in the
course of a commercial activity.
Additionally, section 10(h) of the ESA
provides an exemption for certain
antique articles. All live polar bears
held in captivity prior to today’s rule
listing the polar bear as a threatened
species under the ESA, which appears
elsewhere in today’s Federal Register,
and not used or subsequently held or
used in the course of a commercial
activity, and all items containing polar
bear parts that qualify as antiques under
the ESA, would qualify for this
exemption.
Section 102(e) of the MMPA contains
a pre-MMPA exemption that provides
that the MMPA shall not apply to any
marine mammal or marine mammal
product taken prior to December 21,
1972. In addition, Article VII(2) of
CITES provides a pre-Convention
exception that exempts a preConvention specimen from standard
permitting requirements in Articles III,
IV, and V of the Convention when the
exporting or re-exporting country is
satisfied that the specimen was acquired
before the provisions of CITES applied
to it and issues a CITES document to
that effect (see 50 CFR 23.45). Under the
CITES pre-Convention exception, these
specimens still require documentation
for any international movement that
verifies that the specimen was acquired
before CITES applied to the species,
which for the polar bear was July 1,
1975. Pre-Convention certificates
required by CITES and pre-MMPA
affidavits and supporting
documentation required under the
Service’s regulations at 50 CFR 18.14
ensure that trade in pre-MMPA and preConvention specimens meet the
requirements of the exemptions.
The MMPA has been in force since
1972 and CITES since mid-1975. In that
time, there has never been a
conservation problem identified related
to pre-Act polar bear specimens. Thus,
CITES and the MMPA provide
appropriate protections for the polar
bear in this regard, and additional
restrictions under the ESA are not
necessary.
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Incidental Take of Polar Bears During
the Course of Authorized Specific
Activities (other than Commercial
Fishing)
The take restrictions under the MMPA
and those typically provided for
threatened species under 50 CFR 17.31
or a special rule under section 4(d) of
the ESA also apply to incidental take.
This special rule under section 4(d) of
the ESA aligns ESA incidental take
provisions for polar bears with
incidental take provisions of the MMPA
and its implementing regulations.
Section 7(a)(2) of the ESA requires
Federal agencies to ensure that any
action they authorize, fund, or carry out
is not likely to jeopardize the continued
existence of any listed species or result
in the destruction or adverse
modification of designated critical
habitat. If a Federal action may affect a
listed species or its critical habitat, the
responsible Federal agency (action
agency) must enter into consultation
with the Service.
Further, regulations at 50 CFR 402.16
require Federal agencies to reinitiate
consultation on previously reviewed
actions in instances where we have
listed a new species or subsequently
designated critical habitat that may be
affected and the Federal agency has
retained discretionary involvement or
control over the action (or the agency’s
discretionary involvement or control is
authorized by law). These requirements
under the ESA remain unchanged, and
this special rule does not negate the
need for a Federal action agency to
consult with the Service to ensure that
any action being authorized, funded, or
carried out is not likely to jeopardize the
continued existence of any endangered
or threatened species, including the
polar bear.
As a result of consultation, we
document compliance with the
requirements of section 7(a)(2) of the
ESA through our issuance of a
concurrence letter for Federal actions
that may affect, but are not likely to
adversely affect, listed species or critical
habitat, or issuance of a biological
opinion for Federal actions that may
affect listed species or critical habitat. In
those cases where the Service
determines an action that is likely to
adversely affect will not result in
jeopardy or adverse modification of
critical habitat but may result in
incidental take, the biological opinion
will provide: a statement that specifies
the amount or extent of such take; any
reasonable and prudent measures
considered appropriate to minimize
such effects; terms and conditions to
implement the measures necessary to
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minimize effects; and procedures for
handling actual incidental take. Under
section 7(b)(4) of the ESA, an incidental
take statement for a marine mammal
such as the polar bear cannot be issued
until the applicant has received
incidental take authorization under the
MMPA.
50 CFR 17.32(b) provides a
mechanism for non-Federal parties to
obtain authorization for the incidental
take of threatened wildlife. This process
requires that an applicant specify effects
to the species and steps to minimize and
mitigate such effects. If the Service
determines that the mitigation measures
will minimize effects of any potential
incidental take and that take will not
appreciably reduce the likelihood of
survival and recovery of the species, we
may grant incidental take authorization.
This authorization would include terms
and conditions deemed necessary or
appropriate to insure minimization of
take, as well as monitoring and
reporting requirements.
Under this special rule, if incidental
take has been authorized under section
101(a)(5) of the MMPA, either by the
issuance of an Incidental Harassment
Authorization (IHA) or through
incidental take regulations, we will not
require an incidental take permit issued
in accordance with 50 CFR 17.32(b).
Section 101(a)(5) of the MMPA gives
the Service the authority to allow the
incidental, but not intentional, taking of
small numbers of marine mammals, in
response to requests by U.S. citizens (as
defined in 50 CFR 18.27(c)) engaged in
a specified activity (other than
commercial fishing) in a specified
geographic region. Incidental take
cannot be authorized unless the Service
finds that the total of such taking will
have no more than a negligible impact
on the species and, for Alaska species,
will not have an unmitigable adverse
impact on the availability of the species
for taking for subsistence use by Alaska
Natives.
If any take that is likely to occur will
be limited to non-lethal harassment of
the species, the Service may issue an
Incidental Harassment Authorization
(IHA) under section 101(a)(5)(D) of the
MMPA. IHAs cannot be issued for a
period longer than one year. If the
taking may result in more than
harassment, regulations under section
101(a)(5)(A) of the MMPA must be
issued, which may be in place for no
longer than 5 years. Once regulations
making the required findings are in
place, we issue Letters of Authorization
(LOAs) that authorize the incidental
take consistent with the provisions in
the regulations. In either case, the IHA
or the regulations must set forth: (1)
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permissible methods of taking; (2)
means of effecting the least practicable
adverse impact on the species and their
habitat and on the availability of the
species for subsistence uses; and (3)
requirements for monitoring and
reporting.
These incidental take standards under
the MMPA currently provide a greater
level of protection for the polar bear
than adoption of the standards under 50
CFR 17.32. Negligible impact, as defined
at 50 CFR 18.27(c), is an impact that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species through effects on annual
rates of recruitment or survival. This is
a more protective standard than 50 CFR
17.32’s requirement to minimize and
mitigate, to the maximum extent
practicable, the impact of any takings. In
addition, the authorizations under the
MMPA are limited to one year for IHAs
and 5 years for regulations, thus
ensuring that activities that are likely to
cause incidental take are periodically
reviewed and mitigation measures that
ensure that take remains at the
negligible level can be updated.
Therefore, this special rule adopts the
MMPA standards for authorizing nonFederal incidental take. As noted
earlier, requirements to authorize
incidental take associated with a
Federal action are set under section 7 of
the ESA and would not be affected by
this special rule.
In the consideration of IHAs or the
development of incidental take
regulations, the Service will conduct an
intra-Service consultation under section
7(a)(2) of the ESA to ensure that
providing an MMPA incidental take
authorization is not likely to jeopardize
the continued existence of the polar
bear. Since the standard for approval of
an IHA or the development of incidental
take regulations under the MMPA is no
more than ‘‘negligible impact’’ to the
affected marine mammal species, we
believe that any MMPA-compliant
authorization or regulation would meet
the ESA section 7(a)(2) standards of
avoiding jeopardy to the species and
destruction or adverse modification of
critical habitat (if any were to be
designated for the polar bear).
Further, to the extent that any Federal
actions comport with the standards for
MMPA incidental take authorization,
we would fully anticipate any such
section 7 consultation under the ESA
would result in a finding that the
proposed action is not likely to
jeopardize the continued existence of
the polar bear. In addition, we
anticipate that any such proposed
action(s) would augment protection and
enhance agency management of the
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polar bear through the application of
site-specific mitigation measures
contained in authorization issued under
the MMPA. Therefore, we do not
anticipate that any entity holding
incidental take authorization under the
MMPA and in compliance with all
mitigation measures under that
authorization would be required to
implement further measures under the
ESA section 7 process.
An example of application of the
MMPA incidental take standards to the
polar bear is associated with onshore
and offshore oil and gas exploration,
development, and production activities
in Alaska. Since 1991, affiliates of the
oil and gas industry have requested, and
we have issued regulations for,
incidental take authorization for
activities in areas of polar bear habitat.
This includes regulations issued for
incidental take in the Chukchi Sea for
the period 1991–1996, and regulations
issued for incidental take in the
Beaufort Sea from 1993 to the present.
A detailed history of our past
regulations for the Beaufort Sea region
can be found in our final regulation
published on November 28, 2003 (68 FR
66744) and August 2, 2006 (71 FR
43926). On June 1, 2007, the Service
published a proposed rule and request
for comments on regulations for similar
activities and potential incidental take
in the Chukchi Sea (72 FR 30670).
The mitigation measures that we have
required for all oil and gas projects
include a site-specific plan of operation
and a site-specific polar bear interaction
plan. Site-specific plans outline the
steps the applicant will take to
minimize effects on polar bears, such as
garbage disposal and snow management
procedures to reduce the attraction of
polar bears, an outlined chain-ofcommand for responding to any polar
bear sighting, and polar bear awareness
training for employees. The training
program is designed to educate field
personnel about the dangers of bear
encounters and to implement safety
procedures in the event of a bear
sighting. Most often, the appropriate
response involves merely monitoring
the animal’s activities until they move
out of the area. However, personnel may
be instructed to leave an area where
bears are seen. If it is not possible to
leave, the bears can be displaced by
using forms of deterrents, such as
vehicles, vehicle horn, vehicle siren,
vehicle lights, spot lights, or, if
necessary, pyrotechnics (e.g., cracker
shells). The intent of the interaction
plan and training activities is to allow
for the early detection and appropriate
response to polar bears that may be
encountered during operations, which
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28311
eliminates the potential for injury or
lethal take of bears in defense of human
life. By requiring such steps be taken,
we ensure any impacts to polar bears
will be minimized and will remain
negligible.
Additional mitigation measures are
also required on a case-by-case basis
depending on the location, timing, and
specific activity. For example, we may
require trained marine mammal
observers for offshore activities; preactivity surveys (e.g., aerial surveys,
infra-red thermal aerial surveys, or polar
bear scent-trained dogs) to determine
the presence or absence of dens or
denning activity; measures to protect
pregnant polar bears during denning
activities (den selection, birthing, and
maturation of cubs), including
incorporation of a 1-mile (1.6-kilometer)
buffer surrounding known dens; and
enhanced monitoring or flight
restrictions. These mitigation measures
are implemented to limit human-bear
interactions and disturbances to bears
and have ensured that industry effects
on polar bears have remained at the
negligible level.
Data provided by monitoring and
reporting programs in the Beaufort Sea
and in the Chukchi Sea, as required
under the incidental take authorizations
for oil and gas activities, have shown
that the mitigation measures have
successfully minimized effects on polar
bears. For example, since 1991, when
the incidental take regulations became
effective in the Chukchi and Beaufort
Seas, there has been no known instance
of a polar bear being killed or of
personnel being injured by a bear as a
result of oil and gas industry activities.
The mitigation measures associated
with the Beaufort Sea incidental take
regulations, which, based on the
monitoring and reporting data, have
proven to minimize human-bear
interactions, will be part of the Chukchi
Sea incidental take regulations currently
under review.
Polar Bears Taken Incidentally in the
Course of Commercial Fishing
Operations
Incidental take of marine mammals as
a result of commercial fishery
operations is regulated separately under
the MMPA under section 118, which is
under the authority of the Secretary of
Commerce. The regulations that outline
the requirements for commercial
fisheries that may incidentally take
marine mammals can be found at 50
CFR part 229. These regulations outline
the process and requirements for
placing all commercial fisheries in one
of three categories, which are based on
the relative frequency of incidental
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serious injuries and mortalities of
marine mammals in each fishery.
Category I designates fisheries with
frequent serious injuries and mortalities
incidental to commercial fishing;
Category II designates fisheries with
occasional serious injuries and
mortalities; and Category III designates
fisheries with a remote likelihood or no
known serious injuries or mortalities. If
a marine mammal is listed as
endangered or threatened, section 118 of
the MMPA further specifies that the
Secretary of Commerce shall develop
and implement a take reduction plan to
assist in the restoration or to prevent the
depletion of a strategic marine mammal
stock that interacts with a commercial
fishery that has a high level of mortality
and serious injury.
In addition, for depleted species such
as the polar bear, section 101(a)(5)(E) of
the MMPA provides that the Secretary
may allow incidental take caused by
commercial fishing, only if the finding
has been made that any incidental
mortality and serious injury will have
no more than a negligible impact on the
species; a recovery plan has been
developed or is being developed under
the ESA; and where required under
section 118 of the MMPA, a monitoring
program is established, vessels engaged
in such fisheries are registered, and a
take reduction plan has been developed
or is being developed for the species.
Upon making a determination that these
requirements have been met, the
National Marine Fisheries Service
(NMFS) issues the appropriate permits
for registered vessels. If during the
course of the commercial fishing season,
it is determined that the level of
incidental mortality or serious injury
has or is likely to result in more than
negligible impact, the permit may be
modified as necessary.
With this special rule, if incidental
take of polar bears by commercial
fisheries is authorized under sections
118 and 101(a)(5)(E) of the MMPA, we
will not require any additional
authorizations. At present, polar bear
stocks in Alaska have no direct
interaction with commercial fisheries
activities, and we know of no instances
where a take is likely to occur. We also
anticipate, therefore, that a consultation
on commercial fishery activities in
Alaska would result in a ‘‘no effect’’
determination under section 7 of the
ESA. As stated above, this rule does not
negate the need for ESA consultation
with the Service if these actions may
affect a listed species, including the
polar bear.
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Military Activities
The take restrictions under the MMPA
and the ESA apply to military activities
that may affect marine mammals.
However, the National Defense
Authorization Act (NDAA) of 2004
provided an exemption under the
MMPA and a limitation under the ESA
to be invoked in certain situations.
Section 318 of the NDAA established
a limitation on the designation of
critical habitat under section 4(a)(3) of
the ESA. Section 318 states that ‘‘[T]he
Secretary shall not designate as critical
habitat any lands or other geographical
areas owned or controlled by the
Department of Defense, or designated
for its use, that are subject to an
integrated natural resources
management plan prepared under
section 101 of the Sikes Act (16 U.S.C.
670a), if the Secretary determines in
writing that such plan provides a benefit
to the species for which critical habitat
is proposed for designation.’’ However,
section 318 of the NDAA further states
that this limitation does not affect the
requirement for the Department of
Defense (DOD) to consult under section
7(a)(2) of the ESA nor the obligation of
the DOD to comply with section 9 of the
ESA. This limitation will apply to any
designation of critical habitat for the
polar bear as long as an integrated
natural resources management plan
(INRMP) is in place as described.
However, as clarified in section 318 of
the NDAA, the DOD will be required to
consult with the Service under section
7(a)(2) of the ESA if any proposed action
may affect the polar bear. This special
rule does not change that requirement.
Section 319 of the NDAA revised the
definition of harassment under section
3(18) of the MMPA as it applies to
military readiness or scientific research
conducted by or on behalf of the Federal
government. Section 319 defined
harassment for these purposes as ‘‘(i)
any act that injures or has the significant
potential to injure a marine mammal or
marine mammal stock in the wild; or (ii)
any act that disturbs or is likely to
disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of natural behavioral
patterns, including, but not limited to,
migration, surfacing, nursing, breeding,
feeding, or sheltering, to a point where
such behavioral patterns are abandoned
or significantly altered.’’ Section 319
further amended section 101 of the
MMPA to provide a mechanism for the
DOD to exempt any actions or a category
of actions necessary for national defense
from requirements of the MMPA
provided that DOD has conferred with
the Secretaries of Commerce and the
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Interior. Such an exemption may be
issued for no more than 2 years. A
similar exemption is not provided for
the DOD under the ESA.
Consultation under Section 7 of the ESA
For species listed as threatened or for
designated critical habitat, section
7(a)(2) of the ESA requires Federal
agencies to ensure that activities they
authorize, fund, or carry out are not
likely to jeopardize the continued
existence of the species or to destroy or
adversely modify its critical habitat. If a
Federal action may affect a listed
species or its critical habitat, the
responsible Federal agency (action
agency) must enter into consultation
with us. In addition, as a Federal
agency, the Service must conduct an
intra-Service consultation for any action
it authorizes, funds, or carries out. This
requirement does not change with the
adoption of this special rule.
Nonetheless, the determination of
whether consultation is triggered is
narrow; that is, the focus of the effects
analysis is on the discrete effect of the
proposed agency action. This is not to
say that other factors affecting listed
species are ignored. To the contrary,
once in consultation, the status of the
species, the baseline analysis and
cumulative effects analysis all consider
factors other than just the effects of the
proposed action.
But in the simplest terms, a Federal
agency evaluates whether consultation
is necessary by analyzing what will
happen to listed species or critical
habitat ‘‘with and without’’ the
proposed action. Typically, this analysis
will review direct effects, indirect
effects, and the effects that are caused
by interrelated and interdependent
activities to determine if the proposed
action ‘‘may affect’’ listed species or
critical habitat. For those effects beyond
the footprint of the action, our
regulations at 50 CFR 402.02 require
that they both be ‘‘caused by the action
under consultation’’ and ‘‘reasonably
certain to occur.’’ That is, effects are
only appropriately considered in a
section 7 analysis if there is a causal
connection between the proposed action
and a discernible effect to the species or
critical habitat that is reasonably certain
to occur. One must be able to ‘‘connect
the dots’’ between the proposed action,
an effect, and an impact to the species
and there must be a reasonable certainty
that the effect will occur.
While there is no case law directly on
point, the 9th Circuit has ruled that in
section 7 consultations the Services
must demonstrate the connection
between the action under consultation
and the actual resulting take of the
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listed species, which is one form of
effect. Arizona Cattlegrowers’
Association v. U.S. Fish and Wildlife
Service, 273 F.3d 1229 (9th cir. 2001).
In that case, the court reviewed grazing
allotments and found several incidental
take statements to be arbitrary and
capricious because the Service did not
connect the action under consultation
(grazing) with an effect on (take of)
specific individuals of the listed
species. The court held that the Service
had to demonstrate a causal link
between the action under consultation
(issuance of grazing permits with cattle
actually grazing in certain areas) and the
effect (take of listed fish in streams),
which had to be reasonable certainty to
occur. The court noted that
‘‘speculation’’ with regard to take ‘‘is
not a sufficient rational connection to
survive judicial review.’’ Arizona
Cattlegrowers’, 273 F.3d at 1247.
We have specifically considered
whether a Federal action that produces
GHG emissions is a ‘‘may affect’’ action
that requires section 7 consultation with
regard to any and all species or critical
habitat that may be impacted by climate
change. As described above, the
regulatory analysis of effects outside the
footprint of the proposed action requires
the determination of whether a causal
linkage exists between the proposed
action, the effect in question (climate
change), and listed species or critical
habitat. There must be a traceable
connection from one to the next and the
effect must be ‘‘sonably certain to
occur.’’ This causation linkage narrows
section 7 consultation requirements to
listed species and critical habitat in the
‘‘action area’’ rather than to all listed
species or all designated critical
habitats. Without the requirement of a
causal connection between the action
under consultation and effects to
species, literally every agency action
that contributes greenhouse gases to the
atmosphere would arguably result in
consultation with respect to every listed
species or critical habitat that may be
affected by climate change.
There is currently no way to
determine how the emissions from a
specific project under consultation both
influence climate change and then
subsequently affect specific listed
species or critical habitat, including
polar bears. As we now understand
them, the best scientific data currently
available does not draw a causal
connection between GHG emissions
resulting from a specific Federal action
and effects on listed species or critical
habitat by climate change, nor are there
sufficient data to establish the required
causal connection to the level of
reasonable certainty between an action’s
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resulting emissions and effect on
species or critical habitat.
Necessary and Advisable Finding
This rulemaking revises our
regulations at 50 CFR part 17 to include
a special rule that, in most instances,
would adopt the strict conservation
provisions of the MMPA and CITES as
the appropriate regulatory provisions for
this threatened species. These
provisions regulate subsistence
handicraft trade and cultural exchanges;
import, export, intentional take,
transport, purchase, and sale or offer for
sale or purchase; take for self-defense or
welfare of the animal; pre-Act
specimens; incidental take during the
course of specific activities; and
incidental take in the course of
commercial fishing operations. In
addition, we have also clarified
operation of the ESA section 7
consultation process.
For the most part, the MMPA and its
implementing regulations already
provide more protective measures than
would be provided for the polar bear
under the general ESA regulations at 50
CFR sections 17.31 and 17.32. As
discussed earlier, authorizations can
only be issued for public display,
scientific research, limited photography,
and enhancement of the survival or
recovery of the species, whereas under
the general threatened species
regulations, authorizations are available
for a wider range of activities, including
permits for any special purpose
consistent with the ESA. In addition, for
those activities that are available under
both the MMPA and the general
threatened species regulations, the
MMPA issuance criteria are often more
strict. For example, in order to obtain an
enhancement permit under the MMPA,
the Service must find that any taking or
importation is likely to contribute
significantly to maintaining distribution
or numbers necessary to ensure the
survival or recovery of the species or
stock and is consistent with any
conservation plan or ESA recovery plan
for the species or stock or, if no
conservation or ESA recovery plan is in
place, with the Service’s evaluation of
actions required to enhance the survival
or recovery of the species or stock in
light of factors that would be addressed
in a conservation plan or ESA recovery
plan. Also as explained earlier, with the
designation of the polar bear as a
depleted species under the MMPA, no
permit may be issued for the taking or
importation for the purpose of public
display whereas section 17.32 would
allow issuance of a permit for zoological
exhibition or educational purposes.
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In addition to the restrictions on
import and export discussed above
under the MMPA, CITES provisions that
apply to the polar bear also ensure that
import into or export from the United
States is carefully regulated. As an
Appendix-II species, the export of any
polar bear, either live or dead, and any
polar bear parts or products would
require an export document where it has
been determined that the specimen was
legally acquired under international and
domestic laws. Prior to export, the
exporting country must also find that
export will not be detrimental to the
survival of the species. A valid export
document issued by the exporting
country must be presented to the
officials of the importing country before
the polar bear specimen will be cleared
for importation.
As discussed earlier, incidental take
authorizations under existing provisions
of the MMPA are also stricter than
similar provisions would be under the
general ESA regulations at 50 CFR
17.32. The general ESA regulations
require that an applicant will, to the
maximum extent practicable, minimize
and mitigate the impacts of the takings;
the applicant will ensure adequate
funding for the conservation plan and
procedures to deal with unforeseen
circumstances will be provided; and the
taking will not appreciably reduce the
likelihood of the survival and recovery
of the species in the wild. In
comparison, for any incidental take of a
depleted species such as the polar bear
(whether caused by commercial fishing
or any other specified activity), the
MMPA sets the stricter standard that
authorization cannot be issued unless
the Service finds that the taking will
have no more than a negligible impact
on the species. This strict standard, and
the mitigation measures that have been
imposed to ensure that any incidental
take remains at the negligible level, have
contributed to the Service’s finding in
the final listing rule that activities for
which incidental take of polar bears has
been authorized to date are not a threat
to the species throughout all or a
significant portion of its range.
In addition, a few provisions between
the MMPA and the general threatened
species regulations at 50 CFR 17.31 and
17.32 are essentially comparable. Both
provisions provide an exemption for
intentional take when the take is
necessary for self-defense or to save the
life of another person. Both laws also
contain provisions that allow
intentional take when that taking is for
the protection or welfare of the animal
or removal of an animal is necessary for
the public health or welfare. As
discussed earlier, the MMPA also
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contains provisions that allow for the
non-lethal deterrence of an animal to
prevent damage of personal or private
property.
In many ways, adoption of the
existing provisions in the MMPA would
not result in significant differences from
provisions that would apply under
section 11 of the ESA and 50 CFR
sections 17.31 and 17.32. Also, the
MMPA exceptions are available only in
limited circumstances and some require
authorization by the Service, in which
case the agency includes terms and
conditions that provide for the
protection of the animal. None of the
activities to which these exceptions
would apply were identified in the final
ESA listing rule as threatening the polar
bear throughout all or a significant
portion of its range.
In fact, these provisions under the
MMPA have often proven to be
beneficial to the conservation of marine
mammals such as the polar bear.
Section 112(c) of the MMPA allows the
Service to enter into cooperative
agreements with other Federal or State
agencies and public or private
institutions or other persons to carry out
the purposes of section 109(h) of the
MMPA. The ability to designate nonFederal, non-State ‘‘cooperators’’ under
section 112(c) of the MMPA has allowed
the Service to work with private groups
to retrieve carcasses, respond to injured
animals, and provide care and
maintenance for stranded or orphaned
animals. This has provided benefits by
drawing on the expertise and allowing
the use of facilities of non-Federal and
non-State scientists, aquaria,
veterinarians, and other private entities.
In the interest of public safety and to
protect polar bears, the Service also
provides authorization for specified
individuals to deter polar bears on an
as-needed basis under the authorities of
the MMPA. The purpose of the
authorization is to allow intentional
take of polar bears by harassment to
haze animals for the protection of both
human life and polar bears. These
measures have proven to be successful
in preventing injury and death to both
people and polar bears. Only
individuals who are trained and
qualified in proper techniques for
hazing polar bears may receive such an
authorization. All polar bear hazing
events must be reported to the Service
within 24 hours of the event and all
encounters must be documented. These
reports have substantiated the benefits
of hazing in these situations and shown
that this practice does not pose a threat
to the polar bear.
The non-lethal deterrence of a marine
mammal from fishing gear or other
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property or for the purpose of personal
safety is also limited to actions that will
not result in death or serious injury of
the animal and may in fact prevent
serious injury or death of the animal
from an escalating situation. In addition,
the entanglement provisions allow for
the safe release of a marine mammal
from fishing gear or other debris and are
designed to prevent further injury or
death of the animal.
A few provisions of the MMPA or
CITES are less strict than the ESA
regulations that are generally applied to
threatened species under 50 CFR 17.31
and 17.32, but, for the reasons explained
below, these provisions are still the
appropriate regulatory mechanisms to
apply to the polar bear. Both the ESA
and the MMPA recognize the intrinsic
role that marine mammals have played
and continue to play in the subsistence,
cultural, and economic lives of Alaska
Natives. The Service, in turn, recognizes
the important role that Alaska Natives
play in the conservation of marine
mammals. Amendments to the MMPA
in 1994 acknowledged this role by
authorizing the Service to enter into
cooperative agreements with Alaska
Natives for the conservation and comanagement of subsistence use of
marine mammals (section 119 of the
MMPA). Through these cooperative
agreements, the Service has worked
with Alaska native organizations to
better understand the status and trends
of polar bear throughout Alaska. For
example, Alaska Natives collect and
contribute biological specimens from
subsistence-harvested animals for
biological analysis. Analysis of these
samples allows us to monitor the health
and status of polar bear stocks.
Further, as discussed in our proposed
and final rules to list the polar bear as
a threatened species (72 FR 1064;
January 9, 2007 and today’s Federal
Register), the Service cooperates with
the Alaska Nanuuq Commission, an
Alaska Native organization that
represents interests of Alaska Native
villages whose members engage in the
subsistence hunting of polar bears, to
address polar bear subsistence harvest
issues. In addition, for the Southern
Beaufort Sea population, hunting is
regulated voluntarily and effectively
through an agreement between the
Inuvialuit of Canada and the Inupiat of
Alaska (implemented by the North
Slope Borough) as well as being
monitored by the Service’s marking,
tagging, and reporting program. In
addition, in the Chukchi Sea, the
Service will be working with Alaska
Natives through the recently-concluded
Agreement between the United States of
America and the Russian Federation on
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the Conservation and Management of
the Alaska-Chukotka Polar Bear
Population (Bilateral Agreement), under
which one of two commissioners
representing the United States will
represent the Native people of Alaska
and, in particular, the Native people for
whom polar bears are an integral part of
their culture. Thus, we recognize the
unique contributions Alaska Natives are
able to provide to the Service’s
understanding of polar bears, and their
interest in ensuring that polar bear
stocks are conserved and managed to
achieve and maintain healthy
populations.
We are also mindful of the unique
exemptions from the prohibitions
against take, import, and interstate sale
of authentic native handicrafts and
clothing provided to Alaska Natives
under the ESA. These exemptions are
similar to the exemptions provided
Alaska Natives under the MMPA. The
Service recognizes the significant
conservation benefits that Alaska
Natives have already made to polar
bears through the measures that they
have voluntarily taken to self-regulate
harvest that is otherwise exempt under
the MMPA and the ESA and through
their support of measures for regulation
of harvest. This contribution has
provided significant benefit to polar
bears throughout Alaska, and will
continue by maintaining and
encouraging the involvement of the
Alaska Native community in the
conservation of the species. This special
rule under section 4(d) of the ESA
provides for the conservation of polar
bears, while at the same time
accommodating Alaska Natives’
subsistence, cultural, and economic
interests which are interests recognized
by both the ESA and MMPA. Therefore,
the Service finds that aligning
provisions under the ESA relating to the
creation, shipment, and sale of
authentic native handicrafts and
clothing by Alaska Natives with what is
already allowed under the MMPA
contributes to a regulation that is
necessary and advisable to provide for
the conservation of polar bears.
This aspect of the special rule is
limited to activities that are not already
exempted under the ESA. The ESA itself
provides a statutory exemption to
Alaska Natives for the harvesting of
polar bears from the wild as long as the
taking is for primarily subsistence
purposes. The ESA then specifies that
polar bears taken under this provision
can be used to create handicrafts and
clothing and that these items can be
sold in interstate commerce. Thus, this
rule does not regulate the taking or
importation of polar bears or the sale in
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interstate commerce of authentic native
articles of handicrafts and clothing by
qualifying Alaska Natives; these have
already been exempted by statute. The
rule addresses only activities relating to
cultural exchange and limited types of
travel, and to the creation and shipment
of authentic native handicrafts and
clothing that are currently allowed
under section 101 of the MMPA that are
not already clearly exempted under the
ESA.
In addition, in our final rule to list the
polar bear as threatened, while we
found that polar bear mortality from
harvest and negative bear-human
interactions may be approaching
unsustainable levels for some
populations, especially those
experiencing nutritional stress or
declining population numbers as a
consequence of habitat change,
subsistence take by Alaska Natives does
not currently threaten the polar bear
throughout all or any significant portion
of its range. Range-wide, continued
harvest and increased mortality from
bear-human encounters or other reasons
are likely to become more significant
threats in the future, particularly for
declining or nutritionally-stressed
populations. The Polar Bear Specialist
Group (PBSG) (Aars et al. 2006, p. 57),
through resolution, urged that a
precautionary approach be instituted
when setting harvest limits in a
warming Arctic environment, and
continued efforts are necessary to
ensure that harvest or other forms of
removal do not exceed sustainable
levels. However, the Service has found
that standards for subsistence harvest in
the United States under the MMPA and
the voluntary measures taken by Alaska
Natives to manage subsistence harvest
in the United States have been effective,
and that, range-wide, the lawful
subsistence harvest of polar bears and
the associated creation, sale, and
shipment of authentic handicrafts and
clothing currently do not threaten the
polar bear throughout all or a significant
portion of its range.
This rule also adopts the pre-Act
provisions of the MMPA. While under
this special rule, polar bear specimens
that were obtained prior to the date that
the MMPA went into effect (December
21, 1972) are not subject to the same
restrictions as other threatened species
under the general regulations at sections
17.31 and 17.32, the number of
specimens and the nature of the
activities to which these restrictions
would apply is limited. There are very
few live polar bears, either in a
controlled environment within the
United States or elsewhere, that would
be considered ‘‘pre-Act’’ under the
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MMPA. Therefore, all of the MMPA
prohibitions would probably apply to
all live polar bears. Of the dead
specimens that would be considered
‘‘pre-Act’’ under the MMPA, very few of
these specimens would likely be subject
to commercial activities due to the age
and probable poor physical quality of
these specimens. Furthermore, under
CITES these specimens would still
require documentation for any
international movement, which would
verify that the specimen was acquired
before CITES went into affect in 1976.
While the general threatened species
regulations would provide some
additional restrictions if a commercial
transaction were to take place, such
transactions have not been identified as
a threat in any way to the polar bear.
The adoption of this special rule would
thus provide appropriate protections for
the species while eliminating
unnecessary permitting burdens on the
public.
Finally the military exemption under
the MMPA, while not available under
the general ESA regulations of 50 CFR
17.31 and 17.32, is limited to narrow
circumstances; can only be invoked
after the Secretary of Defense, after
conferring with the Secretary of the
Interior, has found that the action is
necessary for national defense; and
cannot remain in place for longer than
two years. No actions by the U.S.
Department of Defense were identified
as a threat to the polar bear throughout
all or a significant portion of its range
in the final ESA listing rule.
We have determined that requiring
additional authorization to carry out
activities that are already strictly
regulated under the MMPA and CITES
would not increase protection for polar
bears but would merely create an
additional, unnecessary administrative
burden on the public. Our 36-year
history of implementation of the
MMPA, 33-year history of
implementation of CITES, and our
analysis in the ESA listing rule, which
shows that none of the activities
currently regulated under these U.S.
laws are factors that threaten the polar
bear throughout all or a significant
portion of its range, demonstrate that
the MMPA and CITES provide
appropriate regulatory protection to
polar bears for activities that are
regulated under these laws. In addition,
the threat that has been identified in
today’s final rule that lists the polar bear
as a threatened species—loss of habitat
and related effects—would not be
alleviated by the additional overlay of
provisions in the general threatened
species regulations at 50 CFR 17.31 and
17.32.
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28315
Therefore, this special rule under
section 4(d) of the ESA adopts existing
conservation regulatory requirements
under the MMPA and CITES as the
appropriate regulatory provisions for
this threatened species. Under this rule,
if an activity is authorized or exempted
under the MMPA or CITES, no
additional authorization will be
required. But if an activity is not
authorized or exempted under the
MMPA or CITES and the activity would
result in an act that would be otherwise
prohibited under 50 CFR 17.31, the
protections provided by the general
threatened species regulations will
apply. In such circumstances, the
prohibitions of 50 CFR 17.31 would be
in effect, and authorization under 50
CFR 17.32 would be required. In
addition, any action authorized, funded,
or carried out by the Service that may
affect polar bears, including the
Service’s issuance of any permit or
authorization described above, will
require consultation under section 7 of
the ESA to ensure that the action will
not jeopardize the continued existence
of the species. This provision provides
an additional overlay of protection for
the species. Further, ESA civil and
criminal penalties will apply, including
where a person has obtained
authorization or qualifies for an
exemption under the MMPA or CITES
but has failed to comply with all terms
and conditions of the authorization or
exemption.
For the reasons discussed above, we
find that this special rule under section
4(d) of the ESA is necessary and
advisable to provide for the
conservation of the polar bear.
Need for Interim Final Rule
Under section 553(b) of the
Administrative Procedure Act (APA),
we have good cause to find that the
delay associated with public comment
on a proposed rule would be
detrimental to the conservation of the
polar bear and therefore is contrary to
the public interest. If the Secretary went
through the standard rule-making
process (using the full public-noticeand-comment process prior to putting a
final rule in place), it would result in
the default provisions at 50 CFR 17.31
and 17.32 controlling polar bear
management in the interim. That
outcome would be contrary to the
public interest in this case because
immediate implementation of the
interim special rule has the advantage of
providing a conservation benefit to
polar bears that is unavailable under the
general threatened species provisions in
sections 17.31 and 17.32. Under the
interim special rule, the Service can
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continue to authorize nonlethal
measures to deter polar bears under
appropriate situations and therefore
avoid interactions with people. In the
past these steps have proven successful
in preventing injury and death to both
people and polar bears. The general
threatened species provisions in
sections 17.31 and 17.32 would not
allow such protection for either people
or bears. In addition, as discussed in
detail in the preamble, applying the
default provisions under sections 17.31
and 17.32, unmodified by a special 4(d)
rule, during the interim period would
not provide any significant conservation
benefit to the species.
In addition, we have good cause to
waive the standard 30-day effective date
for this special rule consistent with
section 553(d)(3) of the APA. On April
28, 2008, the United States District
Court for the Northern District of
California ordered us to publish the
final determination on whether the
polar bear should be listed as an
endangered or threatened species by
May 15, 2008. As part of its order, the
Court ordered us to waive the standard
30-day effective date for the final
determination. That determination, that
the polar bear qualifies as a threatened
species under the ESA, is published in
today’s Federal Register and, consistent
with the Court’s order, is effective
immediately. It would be extremely
confusing to the public if the listing
decision were immediately effective but
the special rule that applies to the polar
bear became effective 30 days later. In
such a case, the provisions in sections
17.31 and 17.32 would apply for 30
days until the regulatory measures
under this rule took effect. The public
would have to adapt their activities to
the requirements of sections 17.31 and
17.32, and then in 30 days would have
to understand that new provisions now
apply. To avoid confusion arising from
varying effective dates, we are therefore
waiving the effective date for this
interim special rule so it is consistent
with the Court’s order on the listing
determination.
Public Comments Solicited
We solicit comments or suggestions
from the public, other concerned
governmental agencies, the scientific
community, industry, or any other
interested party concerning this special
rule under section 4(d) of the ESA for
the polar bear.
You may submit your comments and
materials concerning this rule by one of
the methods listed in the ADDRESSES
section. We will not accept comments
sent by e-mail or fax or to an address not
listed in the ADDRESSES section. Your
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comment must include your first and
last name, city, State, country, and
postal (zip) code.
We will post your entire commentincluding your personal identifying
information-on https://
www.regulations.gov. If you provide
personal identifying information in
addition to the required items specified
in the previous paragraph, such as your
street address, phone number, or e-mail
address, you may request at the top of
your document that we withhold this
information from public review.
However, we cannot guarantee that we
will be able to do so.
Comments and materials we receive,
as well as supporting documentation we
used in preparing this rule, will be
available for public inspection on https://
www.regulations.gov, or by
appointment, during normal business
hours, at the Marine Mammals
Management Office, U.S. Fish and
Wildlife Service, 1011 East Tudor Road,
Anchorage, AK 99503 (telephone 907–
786–3800).
Clarity of the Rule
We are required by Executive Orders
12866 and 12988 and by the
Presidential Memorandum of June 1,
1998, to write all rules in plain
language. This means that each rule we
publish must:
(a) Be logically organized;
(b) Use the active voice to address
readers directly;
(c) Use clear language rather than
jargon;
(d) Be divided into short sections and
sentences; and
(e) Use lists and tables wherever
possible.
If you feel that we have not met these
requirements, send us comments by one
of the methods listed in the ADDRESSES
section. Your comments should be as
specific as possible. For example, you
should tell us the numbers of the
sections or paragraphs that are unclearly
written, which sections or sentences are
too long, the sections where you feel
lists or tables would be useful, etc.
Required Determinations
Regulatory Planning and Review
This document is not a significant
rule, and the Office of Management and
Budget has not reviewed this rule under
Executive Order 12866.
(1) This rule will not have an effect of
$100 million or more on the economy.
It will not adversely affect in a material
way the economy, productivity,
competition, jobs, the environment,
public health or safety, or State, local,
or tribal governments or communities.
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(2) This rule will not create a serious
inconsistency or otherwise interfere
with an action taken or planned by
another agency.
(3) This rule does not alter the
budgetary effects of entitlements, grants,
user fees, or loan programs or the rights
or obligations of their recipients.
(4) This rule does not raise novel legal
or policy issues.
Regulatory Flexibility Act
Under the Regulatory Flexibility Act
(RFA; 5 U.S.C. 601 et seq., as amended
by the Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996), whenever an agency must
publish a notice of rulemaking for any
proposed or final rule, it must prepare
and make available for public comment
a regulatory flexibility analysis that
describes the effects of the rule on small
entities (small businesses, small
organizations, and small government
jurisdictions). However, no regulatory
flexibility analysis is required if the
head of the agency certifies the rule will
not have a significant economic impact
on a substantial number of small
entities. SBREFA amended RFA to
require Federal agencies to provide a
statement of the factual basis for
certifying that the rule will not have a
significant economic impact on a
substantial number of small entities.
Based on the information that is
available to us at this time, we are
certifying that this special rule will not
have a significant economic impact on
a substantial number of small entities.
The following discussion explains our
rationale.
According to the Small Business
Administration (SBA), small entities
include small organizations, including
any independent nonprofit organization
that is not dominant in its field, and
small governmental jurisdictions,
including school boards and city and
town governments that serve fewer than
50,000 residents, as well as small
businesses. The SBA defines small
businesses categorically and has
provided standards for determining
what constitutes a small business at 13
CFR 121.201 (also found at https://
www.sba.gov/size/), which the RFA
requires all federal agencies to follow.
To determine if potential economic
impacts to these small entities would be
significant, we considered the types of
activities that might trigger regulatory
impacts. However, this special rule for
the polar bear designated as threatened
under the ESA will, with limited
exceptions, allow for maintenance of the
status quo regarding activities that had
previously been authorized or exempted
under the MMPA. Therefore, we
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anticipate no significant economic
impact on a substantial number of small
entities from this rule. Therefore, a
Regulatory Flexibility Analysis is not
required.
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Unfunded Mandates Reform Act
In accordance with the Unfunded
Mandates Reform Act (2 U.S.C. 1501 et
seq.), we make the following findings:
(a) This rule will not produce a
Federal mandate. In general, a Federal
mandate is a provision in legislation,
statute, or regulation that would impose
an enforceable duty upon State, local, or
Tribal governments, or the private
sector, and includes both ‘‘Federal
intergovernmental mandates’’ and
‘‘Federal private sector mandates.’’
These terms are defined in 2 U.S.C.
658(5)-(7). ‘‘Federal intergovernmental
mandate’’ includes a regulation that
‘‘would impose an enforceable duty
upon State, local, or [T]ribal
governments’’ with two exceptions. It
excludes ‘‘a condition of Federal
assistance.’’ It also excludes ‘‘a duty
arising from participation in a voluntary
Federal program,’’ unless the regulation
‘‘relates to a then-existing Federal
program under which $500,000,000 or
more is provided annually to State,
local, and [T]ribal governments under
entitlement authority,’’ if the provision
would ‘‘increase the stringency of
conditions of assistance’’ or ‘‘place caps
upon, or otherwise decrease, the Federal
Government’s responsibility to provide
funding,’’ and the State, local, or Tribal
governments ‘‘lack authority’’ to adjust
accordingly. At the time of enactment,
these entitlement programs were:
Medicaid; AFDC work programs; Child
Nutrition; Food Stamps; Social Services
Block Grants; Vocational Rehabilitation
State Grants; Foster Care, Adoption
Assistance, and Independent Living;
Family Support Welfare Services; and
Child Support Enforcement. ‘‘Federal
private sector mandate’’ includes a
regulation that ‘‘would impose an
enforceable duty upon the private
sector, except (i) a condition of Federal
assistance or (ii) a duty arising from
participation in a voluntary Federal
program.’’
(b) Because this special rule for the
polar bear designated as threatened
under the ESA allows, with limited
exceptions, for the maintenance of the
status quo regarding activities that had
previously been authorized or exempted
under the MMPA, we do not believe
that this rule will significantly or
uniquely affect small governments.
Therefore, a Small Government Agency
Plan is not required.
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Takings
In accordance with Executive Order
12630, this rule does not have
significant takings implications. We
have determined that the rule has no
potential takings of private property
implications as defined by this
Executive Order because this special
rule will, with limited exceptions,
maintain the status quo regarding
activities currently allowed under the
MMPA. A takings implication
assessment is not required.
Federalism
In accordance with Executive Order
13132, this rule does not have
significant Federalism effects. A
Federalism assessment is not required.
This rule will not have substantial
direct effects on the State, in the
relationship between the Federal
Government and the State, or on the
distribution of power and
responsibilities among the various
levels of government.
Civil Justice Reform
In accordance with Executive Order
12988, the Office of the Solicitor has
determined that this rule does not
unduly burden the judicial system and
meets the requirements of sections 3(a)
and 3(b)(2) of the Order.
Paperwork Reduction Act
This special rule does not contain any
new collections of information that
require approval by the Office of
Management and Budget (OMB) under
44 U.S.C. 3501 et seq. The rule does not
impose new record keeping or reporting
requirements on State or local
governments, individuals, and
businesses, or organizations. We may
not conduct or sponsor, and you are not
required to respond to, a collection of
information unless it displays a
currently valid OMB control number.
National Environmental Policy Act
(NEPA)
This rule is exempt from NEPA
procedures. In 1983, upon
recommendation of the Council on
Environmental Quality, the Service
determined that NEPA documents need
not be prepared in connection with
regulations adopted pursuant to section
4(a) of the ESA. The Service
subsequently expanded this
determination to section 4(d) rules. A
section 4(d) rule provides the
appropriate and necessary prohibitions
and authorizations for a species that has
been determined to be threatened under
section 4(a) of the ESA. NEPA
procedures would confuse matters by
overlaying its own matrix upon the
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28317
section 4 decision-making process. The
opportunity for public comment-one of
the goals of NEPA-is also already
provided through section 4 rulemaking
procedures. This determination was
upheld in Center for Biological Diversity
v. U.S. Fish and Wildlife Service, No.
04–04324 (N.D. Cal. 2005).
Government-to-Government
Relationship With Tribes
The Service, in accordance with the
President’s memorandum of April 29,
1994, ‘‘Government-to-Government
Relations with Native American Tribal
Governments’’ (59 FR 22951), Executive
Order 13175 and the Department of the
Interior’s manual at 512 DM 2, and
Secretarial Order 3225, acknowledges
our responsibility to communicate
meaningfully with federally recognized
Tribes on a government-to-government
basis. During the public comment
period following our proposal to list the
polar bear as threatened (72 FR 1064),
Alaska Native tribes and triballyauthorized organizations were among
those that provided comments on the
listing action. In addition, public
hearings were held at Anchorage (March
1, 2007) and Barrow (March 7, 2007),
Alaska. For the Barrow public hearing,
we established teleconferencing
capabilities to provide an opportunity to
receive testimony from outlying
communities. The communities of
Kaktovik, Gambell, Kotzebue,
Shishmaref, and Point Lay, Alaska,
participated in this public hearing via
teleconference.
Energy Supply, Distribution or Use
(Executive Order 13211)
On May 18, 2001, the President issued
Executive Order 13211 on regulations
that significantly affect energy supply,
distribution, and use. Executive Order
13211 requires agencies to prepare
Statements of Energy Effects when
undertaking certain actions. This rule is
a not significant regulatory action under
Executive Order 12866. For reasons
discussed within this rule, we believe
that the rule does not have any effect on
energy supplies, distribution, and use.
Therefore, this action is a not a
significant energy action, and no
Statement of Energy Effects is required.
List of Subjects in 50 CFR Part 17
Endangered and threatened species,
Exports, Imports, Reporting and
recordkeeping requirements,
Transportation.
Regulation Promulgation
Accordingly, we amend part 17,
subchapter B of chapter I, title 50 of the
I
E:\FR\FM\15MYR3.SGM
15MYR3
28318
Federal Register / Vol. 73, No. 95 / Thursday, May 15, 2008 / Rules and Regulations
Code of Federal Regulations, as set forth
below:
Authority: 16 U.S.C. 1361–1407; 16 U.S.C.
1531–1544; 16 U.S.C. 4201–4245; Pub. L. 99–
625, 100 Stat. 3500; unless otherwise noted.
PART 17—[AMENDED]
I
2. Amend § 17.11(h) by revising the
entry for ‘‘Bear, polar’’ under
MAMMALS in the List of Endangered
1. The authority citation for part 17
continues to read as follows:
I
§ 17.11 Endangered and threatened
wildlife.
Historic range
Scientific name
*
*
*
(h) * * *
Vertebrate population where endangered or threatened
Species
Common name
and Threatened Wildlife to read as
follows:
*
Status
When
listed
*
Entire ......................
*
T ..........
*
....................
*
Critical
habitat
Special
rules
MAMMALS
*
Bear, polar ...............
*
*
Ursus maritimus .....
*
*
3. Amend § 17.40 by adding a new
paragraph (q) to read as follows:
I
§ 17.40
Special rules—mammals.
*
*
*
*
(q) Polar bear (Ursus maritimus).
(1) Except as noted in paragraphs (2)
and (4) of subsection (q) of this section,
all prohibitions and provisions of
§§ 17.31 and 17.32 of this part apply to
the polar bear.
(2) None of the prohibitions in § 17.31
of this part apply to any activity
conducted in a manner that is consistent
mstockstill on PROD1PC66 with RULES3
*
VerDate Aug<31>2005
17:35 May 14, 2008
*
U.S.A. (AK), Canada, Russia, Denmark (Greenland),
Norway.
Jkt 214001
*
*
with the requirements of the Marine
Mammal Protection Act (MMPA), 16
U.S.C. 1361 et seq., and the Convention
on International Trade in Endangered
Species of Wild Fauna and Flora
(CITES), provided that the person
carrying out the activity has complied
with all terms and conditions that apply
to that activity under the provisions of
the MMPA and CITES and their
implementing regulations.
(3) All applicable provisions of 50
CFR parts 14, 18, and 23 must be met.
PO 00000
Frm 00014
Fmt 4701
Sfmt 4700
*
*
NA
17.40(q)
*
(4) None of the prohibitions in § 17.31
of this part apply to any taking of polar
bears that is incidental to, but not the
purpose of, carrying out an otherwise
lawful activity within any area subject
to the jurisdiction of the United States
except Alaska.
Dated: May 14, 2008.
Dirk Kempthorne,
Secretary of the Interior.
[FR Doc. E8–11144 Filed 5–14–08; 3:15 pm]
BILLING CODE 4310–55–P
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Agencies
[Federal Register Volume 73, Number 95 (Thursday, May 15, 2008)]
[Rules and Regulations]
[Pages 28306-28318]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-11144]
[[Page 28305]]
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Part III
Department of the Interior
-----------------------------------------------------------------------
Fish and Wildlife Service
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50 CFR Part 17
Endangered and Threatened Wildlife and Plants; Special Rule for the
Polar Bear; Interim Final Rule
Federal Register / Vol. 73, No. 95 / Thursday, May 15, 2008 / Rules
and Regulations
[[Page 28306]]
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DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[FWS-R7-ES-2008-0027; 1111 FY07 MO--B2]
RIN 1018-AV79
Endangered and Threatened Wildlife and Plants; Special Rule for
the Polar Bear
AGENCY: Fish and Wildlife Service, Interior.
ACTION: Interim final rule.
-----------------------------------------------------------------------
SUMMARY: We, the Fish and Wildlife Service (Service), amend the
regulations at 50 CFR part 17, which implement the Endangered Species
Act, as amended (ESA), to create a special rule under authority of
section 4(d) of the ESA that provides measures that are necessary and
advisable for the conservation of the polar bear (Ursus maritimus).
Elsewhere in today's Federal Register, we have published a final rule
listing the polar bear as a threatened species under the ESA. The
special rule would adopt existing conservation regulatory requirements
under the Marine Mammal Protection Act of 1972, as amended (MMPA), and
the Convention on International Trade in Endangered Species of Wild
Fauna and Flora (CITES) as the appropriate regulatory provisions for
this threatened species. If an activity is not authorized or exempted
under the MMPA or CITES and would result in an act that would be
otherwise prohibited under the general prohibitions for threatened
species (50 CFR 17.31), then the Sec. 17.31 prohibitions apply and we
would require authorization under 50 CFR 17.32 of our regulations.
DATES: This rule becomes effective on May 15, 2008. We will accept
comments from all interested parties until July 14, 2008. The reasons
for this accelerated implementation and for making this rule effective
less than 30 days after publication in the Federal Register are
described below in the section titled ``Need for Interim Final Rule.''
ADDRESSES: You may submit comments by one of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
U.S. mail or hand-delivery: Public Comments Processing,
Attn: 1018-AV79; Division of Policy and Directives Management; U.S.
Fish and Wildlife Service; 4401 N. Fairfax Drive, Suite 222; Arlington,
VA 22203.
We will not accept e-mail or faxes. We will post all comments on
https://www.regulations.gov. This generally means that we will post any
personal information you provide us (see the Public Comments Solicited
section below for more information).
FOR FURTHER INFORMATION CONTACT: Kurt Johnson, Division of Conservation
and Classification, U.S. Fish and Wildlife Service, 4401 North Fairfax
Drive, Room 420, Arlington, VA 22203, telephone 703-358-2171. Persons
who use a telecommunications device for the deaf (TDD) may call the
Federal Information Relay Service (FIRS) at 1-800-877-8339, 24 hours a
day, 7 days a week.
SUPPLEMENTARY INFORMATION:
Background
In the Rules and Regulations section of today's Federal Register,
we published a final rule to list the polar bear as a threatened
species throughout its range under the Endangered Species Act, as
amended (ESA) (16 U.S.C. 1531 et seq.). Section 4(d) of the ESA
specifies that for threatened species, the Secretary shall issue such
regulations as he deems necessary and advisable to provide for the
conservation of the species. Under this authority, the Service has
promulgated certain regulations in Title 50 of the Code of Federal
Regulations (CFR). Specifically, 50 CFR 17.31 provides that the
prohibitions for endangered wildlife under 50 CFR 17.21, with the
exception of 17.21(c)(5), also apply to threatened wildlife unless a
special rule has been developed under section 4(d) of the ESA. The
prohibitions of 50 CFR 17.31 include, among others, take, import,
export, and shipment in interstate or foreign commerce in the course of
a commercial activity of a threatened species. The general provisions
for issuing a permit for any activity otherwise prohibited with regard
to threatened species are found at 50 CFR 17.32. The Service may,
however, also develop a special rule under section 4(d) of the ESA for
a threatened species that specifies prohibitions and authorizations
that are tailored to the specific conservation needs of the species,
and are deemed necessary and advisable to provide for the conservation
of the species. In such cases, some of the prohibitions and
authorizations under 50 CFR 17.31 and 17.32 may be appropriate for the
species and incorporated into the special rule under section 4(d) of
the ESA, but the special rule will also include provisions tailored to
the specific conservation needs of the listed species.
With this rule, the Service has found that a special rule under
section 4(d) of the ESA that is tailored to the conservation needs of
the polar bear is necessary and advisable. The polar bear is a marine
mammal and therefore is protected under the Marine Mammal Protection
Act of 1972, as amended (MMPA) (16 U.S.C. 1361 et seq.). In addition,
the polar bear is protected under the Convention on International Trade
in Endangered Species of Wild Fauna and Flora (CITES) (March 3, 1973;
27 U.S.T. 1087) as an Appendix-II species. We assessed the conservation
needs of the species in light of the extensive protections already
provided to the polar bear under the MMPA and CITES.
Under this rule, if an activity is authorized or exempted under the
MMPA or CITES, we would not require any additional authorization under
our regulations to conduct the activity. However, if the activity is
not authorized or exempted under the MMPA or CITES and the activity
would result in an act that would be otherwise prohibited under 50 CFR
17.31, the prohibitions of section 17.31 apply and we would require
authorization under 50 CFR 17.32 of our regulations. In addition,
otherwise lawful activities within the United States (except for
Alaska) that cause incidental take of polar bears are exempt from the
provisions of section 17.31.
Subsistence Handicraft Trade and Cultural Exchanges
Section 10(e) of the ESA provides an exemption for Alaska Natives
for the taking and importation of listed species if such taking is
primarily for subsistence purposes. Nonedible by-products of species
taken in accordance with the exemption, when made into authentic native
articles of handicraft and clothing, may be transported, exchanged, or
sold in interstate commerce. The ESA defines authentic native articles
of handicraft and clothing as items composed wholly or in some
significant respect of natural materials, and which are produced,
decorated or fashioned in the exercise of traditional native
handicrafts without the use of pantographs, multiple carvers, or other
mass copying devices (16 U.S.C. 1539(e)(3)(ii)). That definition also
provides that traditional native handicrafts include, but are not
limited to, weaving, carving, stitching, sewing, lacing, beading,
drawing, and painting. Authentic native articles of handicrafts and
clothing are further defined at 50 CFR 17.3. This exemption is similar
to one in section 101(b) of the MMPA, which provides an exemption from
the moratorium on take for subsistence harvest and the creation and
sale of authentic native articles of handicrafts
[[Page 28307]]
or clothing by Alaska Natives. The definition of authentic native
articles of handicrafts and clothing in the MMPA is identical to the
ESA definition, and our MMPA definition in our regulations at 50 CFR
18.3 is identical to the ESA definition at 50 CFR 17.3. Both statutes
require that the taking may not be accomplished in a wasteful manner.
Under this special rule under section 4(d) of the ESA, any exempt
activities under the MMPA associated with handicrafts or clothing or
cultural exchange using subsistence-taken polar bears will not require
additional authorization under the ESA. The limited, noncommercial
import and export of authentic native articles of handicrafts and
clothing that are created from polar bears taken by Alaska Natives will
also continue. Under this rule, all such imports and exports involving
polar bears will need to conform to what is currently allowed under the
MMPA, comply with our import and export regulations found at 50 CFR
part 14, and be noncommercial in nature. Service regulations at 50 CFR
14.4 define commercial as related to the offering for sale or resale,
purchase, trade, barter, or the actual or intended transfer in the
pursuit of gain or profit, of any item of wildlife and includes the use
of any wildlife article as an exhibit for the purpose of soliciting
sales, without regard to the quantity or weight. There is a presumption
that eight or more similar unused items are for commercial use. The
Service or the importer, exporter, or owner may rebut this presumption
based upon the particular facts and circumstances of each case (see 50
CFR 14.4). Another activity covered by the special rule is cultural
exchange between Alaska Natives and Native inhabitants of Russia,
Canada, and Greenland with whom Alaska Natives share a common heritage.
The MMPA allows the import and export of marine mammal parts and
products that are components of a cultural exchange, which is defined
under the MMPA as the sharing or exchange of ideas, information, gifts,
clothing, or handicrafts. Cultural exchange has been an important
exemption for Alaska Natives under the MMPA, and this special rule
ensures that such exchanges will not be interrupted.
This rule also adopts the registered agent and tannery process from
the current MMPA regulations. In order to assist Alaska Natives in the
creation of authentic native articles of handicrafts and clothing, the
Service's MMPA implementing regulations at 50 CFR 18.23(b) and (d)
allow persons who are not Alaska Natives to register as an agent or
tannery. Once registered, agents are authorized to receive or acquire
marine mammal parts or products from Alaskan Natives or other
registered agents. They are also authorized to transfer (not sell)
hides to registered tanners for further processing. A registered
tannery may receive untanned hides from Alaska Natives or registered
agents for tanning and return. The tanned skins may then be made into
authentic articles of clothing or handicrafts. Registered agents and
tanneries must maintain strict inventory control and accounting methods
for any marine mammal part, including skins; they provide accountings
of such activities and inventories to the Service. These restrictions
and requirements for agents and tanners allow the Service to monitor
the processing of such items while ensuring that Alaska Natives can
exercise their rights under the exemption. Adopting the registered
agent and tannery process aligns ESA provisions relating to the
creation of handicrafts and clothing by Alaska Natives with the current
process under the MMPA.
The provisions in this special rule under section 4(d) of the ESA
regarding creation, shipment, and sale of authentic native articles of
handicrafts and clothing apply only to items to which the subsistence
harvest exemption applies under the MMPA. The exemption for Alaska
Natives in section 10(e)(1) of the ESA applies to ``any Indian, Aleut,
or Eskimo who is an Alaskan Native who resides in Alaska'' and also
applies to ``any non-native permanent resident of an Alaskan native
village.'' However, the Alaska Native exemption under section 101 of
the MMPA is limited to only an ``Indian, Aleut, or Eskimo who resides
in Alaska and who dwells on the coast of the North Pacific Ocean or the
Arctic Ocean.'' Because the MMPA is more restrictive, only a person who
qualifies under the MMPA Alaska Native exemption may legally take polar
bears for subsistence purposes, as a take by non-native permanent
residents of Alaska native villages under the broader ESA exemption is
not allowed under the MMPA. Therefore, all persons, including those who
qualify under the Alaska Native exemption of the ESA, should consult
the MMPA and our regulations at 50 CFR part 18 before engaging in any
activity that may result in a prohibited act to ensure that their
activities will be consistent with both laws.
Import, Export, Take, Transport, Purchase, and Sale or Offer for Sale
or Purchase
The Service has generally adopted restrictions for threatened
species on their import; export; take within the United States, the
territorial seas of the United States, or upon the high seas; transport
in interstate or foreign commerce in the course of a commercial
activity; sale or offer for sale in interstate or foreign commerce; and
possession, sale, delivery, carrying, transportation, or shipping of
unlawfully taken species, either through a special rule or through the
provisions of 50 CFR 17.31. For the polar bear, these same activities
are already strictly regulated under the MMPA. Section 101 of the MMPA
provides a moratorium on the taking and importation of marine mammals
and their products. Section 102 of the MMPA further prohibits
activities unless exempted or authorized under subsequent sections.
Prohibitions in section 102(a) include take of any marine mammal on the
high seas; take of any marine mammal in waters or on lands under the
jurisdiction of the United States; use of any port, harbor, or other
place under the jurisdiction of the United States to take or import a
marine mammal; possession of any marine mammal or product taken in
violation of the MMPA; and transport, purchase, sale, export, or offer
to purchase, sell, or export any marine mammal or product taken in
violation of the MMPA or for any purpose other than public display,
scientific research, or enhancing the survival of the species or stock.
Under sections 102(b) and (c) of the MMPA, it is unlawful to import a
pregnant or nursing marine mammal; an individual taken from a species
or population stock designated as depleted under the MMPA; an
individual taken in a manner deemed inhumane; any marine mammal taken
in violation of the MMPA or in violation of the law of another country;
or any marine mammal product if it was made from any marine mammal
taken in violation of the MMPA or in violation of the law of another
country, or if it was illegal to sell in the country of origin. The
MMPA then provides specific exceptions to these prohibitions under
which certain acts are allowed only if all statutory requirements are
met.
Section 104 of the MMPA provides for authorization of activities
for public display (section 104(c)(2)), scientific research (section
104(c)(3)), enhancing the survival or recovery of a species (section
104(c)(4)), and photography (where there is level B harassment only;
section 104(c)(6)). In addition, section
[[Page 28308]]
104(c)(8) specifically addresses the possession, sale, purchase,
transport, export, or offer for sale of the progeny of any marine
mammal taken or imported under section 104, and section 104(c)(9) sets
strict standards for the export of any marine mammal from the United
States. In all of these sections of the MMPA, strict criteria have been
established to ensure that the impact of an authorized activity, if a
permit were to be issued, would successfully meet Congress's finding in
the MMPA that species ``should not be permitted to diminish beyond the
point at which they cease to be a significant functioning element in
the ecosystem of which they are a part.'' The statutory provisions of
the MMPA allow fewer types of activities than does the ESA for
threatened species, and the MMPA's standards are generally stricter for
those activities than standards for comparable activities under the
ESA. Because for polar bears, an applicant must obtain authorization
under the MMPA to engage in an act that would otherwise be prohibited,
and because both the types of activities and standards for those
activities are generally stricter than the general standards under 50
CFR 17.32, this rule adopts the MMPA provisions as appropriate
conservation protections under the ESA. All authorizations issued under
section 104 of the MMPA will still be required to undergo consultation
under section 7 of the ESA.
Convention on International Trade in Endangered Species of Wild Fauna
and Flora (Convention or CITES)
Polar bears are also listed under Appendix II of CITES. CITES
regulates the import and export of listed specimens, which include live
and dead animals and plants, as well as parts and items made from the
species. CITES and U.S. regulations that implement CITES at 50 CFR part
23 require the United States to regulate and monitor the trade in
legally possessed CITES specimens over an international border. Thus,
for example, CITES would apply to tourists driving from Alaska through
Canada with polar bear handicrafts to a destination elsewhere in the
United States. Appendix-II specimens may not be exported from a member
country without the prior issuance of an export permit that requires
findings that the export is not detrimental to the survival of the
species and that the specimen was legally acquired. Some limited
exceptions to this permit requirement exist. For example, member
countries may exempt personal and household effects made of dead
specimens from the permitting requirements. Personal and household
effects must be personally owned for noncommercial purposes, and the
quantity must be necessary or appropriate for the nature of the trip or
stay or for household use. Persons who may cross an international
border with a polar bear specimen should check with the Service and the
country of transit or destination in advance as to applicable
requirements. Because for polar bears, any person importing or
exporting any live or dead animal, part, or product into or from the
United States must comply with the strict provisions of CITES as well
as the strict import and export provisions under the MMPA, this special
rule adopts these requirements under CITES as appropriate conservation
protections under the ESA.
Import of Sport-Hunted Trophies and Other Specimens that are Non-
Commercial
The MMPA was amended in 1994 to allow for the import into the
United States of certain sport-hunted polar bear trophies legally taken
by the importer in Canada. Prior to issuing a permit for import of such
trophies, the Service must find that Canada has a monitored and
enforced sport-hunting program consistent with the purposes of the
five-nation 1973 Agreement on the Conservation of Polar Bears, and that
the program is based on scientifically sound quotas ensuring the
maintenance of the population at a sustainable level. Currently, six
populations are approved for import of polar bear trophies (see 62 FR
7302, 64 FR 1529, 66 FR 50843, and 50 CFR 18.30(i)).
Section 9(c)(2) of the ESA sets out an exemption to the general
import prohibition for threatened, Appendix-II wildlife, both live and
dead, when: (1) the taking and export meet all provisions of CITES; (2)
all other import and reporting requirements under section 9 of the ESA
are met; and (3) the import is not made in the course of a commercial
activity. Since the polar bear is currently listed in Appendix II of
CITES, this ESA exemption is generally applicable.
Because a sport-hunted trophy is not a specimen obtained or
imported in the course of a commercial activity, the section 9(c)(2)
ESA exemption would typically apply to the import of sport-hunted
trophies, provided that all other requirements of section 9(c)(2) of
the ESA are met. However, certain importers-persons importing sport-
hunted trophy polar bears that were taken in Canada-will not be able to
use this exemption. Under the MMPA, marine mammals such as the polar
bear are ``depleted'' species as of the effective date of their listing
as threatened or endangered species under the ESA (see section 3(1)(C)
of the MMPA). As explained below under ``Need for Interim Final Rule,''
the Court has ordered the Service to make the polar bear listing
effective upon publication. Therefore, as of today's publication of the
final rule listing the polar bear as a threatened species, the polar
bear is also a depleted species under the MMPA. Sections 101(a)(3)(B)
and 102(b) of the MMPA limit the activities that may be authorized for
depleted species. For a depleted species, imports can be authorized
under the MMPA only if the import qualifies as enhancement of the
survival or recovery of the species or scientific research. Section
101(a)(3)(B) in particular makes clear that the importation of a
specimen from a depleted species is prohibited unless it qualifies as
one of the excepted activities: scientific research, photography for
educational purposes, or enhancing the survival or recovery of the
species. Importation of polar bear parts taken in sport hunts in Canada
is not one of the exceptions to the restrictions on depleted species.
Therefore, as of today's listing of the polar bear as a threatened
species under the ESA, which appears elsewhere in today's Federal
Register, importation of a sport-hunted polar bear trophy from Canada
is prohibited even if previously authorized and authorization for the
import of sport-hunted polar bear trophies from Canada is no longer
available under section 104(c)(5) of the MMPA. Further, the import of
sport hunted polar bear trophies from other countries has never been
authorized under the MMPA. Section 17 of the ESA states that, unless
expressly provided for, no provision in the ESA takes precedence over
any more restrictive conflicting provision in the MMPA. Therefore, the
ESA exemption under section 9(c)(2) is not available for the import of
sport-hunted polar bears from Canada, and nothing in a special rule
under section 4(d) of the ESA can override the more restrictive
provisions of the MMPA.
Public Display
With the ESA listing and the concurrent designation of polar bears
as a depleted species under the MMPA, the take and import of polar
bears for public display are also affected. Section 104(c)(2) of the
MMPA allows permits to be issued for the take and import of marine
mammals for the purpose of public display provided facilities meet
specific requirements. Before the listing under the ESA, a polar bear
(or its progeny) that was permitted for the
[[Page 28309]]
purpose of public display could be transferred, transported, exported,
or re-imported without additional MMPA authorization, provided the
receiving institution meets the specific housing and display criteria
or comparable standards (if an export was involved). However, once a
species is designated as depleted, take and import of a marine mammal
can no longer be authorized for the purpose of public display. As
explained above, under sections 101(a)(3)(B) and 102(b) of the MMPA,
take and imports can only be authorized for depleted species if the
take or import meets the requirements of enhancement of the survival or
recovery of the species or for scientific research. Polar bears or
their progeny that qualify as public display animals prior to the ESA
listing can continue to be displayed and transferred within the United
States consistent with the MMPA requirements for notification outlined
in section 104(c)(2)(E). Further, such animals, or their progeny, can
be exported provided they meet the requirements for comparable
standards under section 104(c)(9) of the MMPA and all requirements
under CITES. However, any animals that have been exported cannot be re-
imported for the purpose of public display, and no permit may be issued
for the taking or importation of a polar bear for purposes of public
display as of today's listing of the polar bear as a threatened species
under the ESA, which appears elsewhere in today's Federal Register. As
explained in the discussion on importation of sport-hunted trophies
from Canada, nothing in a special rule under section 4(d) of the ESA
can override these more restrictive provisions of the MMPA.
Take for Self-Defense or Welfare of the Animal
Both the MMPA and the ESA provide restrictions on the intentional
take of protected species. However, both statutes provide exceptions
when the take is either exempted or can be authorized for self-defense,
the welfare of the animal, or removal or deterrence of a marine mammal
from fishing gear. Many of these exemptions are provided by statute,
and do not require authorization from the Service. Because the MMPA
provides the appropriate management measures for a species such as the
polar bear, this rule adopts those measures as appropriate management
measures under the ESA.
Take in Defense of Life or Property
In the interest of public safety, both the MMPA and the ESA include
provisions to allow for take, including lethal take, when this take is
necessary for self-defense or to protect another person. Section 101(c)
of the MMPA states that it shall not be a violation to take a marine
mammal if such taking is necessary for self-defense or to save the life
of another person who is in immediate danger. Any such incident must be
reported to the Service within 48 hours of occurrence. Section 11(a)(3)
of the ESA similarly provides that no civil penalty shall be imposed if
it can be shown by a preponderance of the evidence that the defendant
committed an act based on a good faith belief that he or she was
protecting himself or herself, a member of his or her family, or any
other individual from bodily harm. Section 11(b)(3) of the ESA provides
that it shall be a defense to prosecution if the defendant committed an
offense based on a good faith belief that he or she was protecting
himself or herself, a member of his or her family, or any other
individual from bodily harm. The ESA regulations in 50 CFR 17.21(c)(2),
which reiterate that any person may take listed wildlife in defense of
life, clarify this exemption. Reporting of the incident is required
under 50 CFR 17.21(c)(4).
Section 101(a)(4)(A) of the MMPA provides that a marine mammal may
be deterred from damaging fishing gear or catch (by the owner or an
agent or employee of the owner of that gear or catch), other private
property (by the owner or an agent or employee of the owner of that
property), and, if done by a government employee, public property so
long as the deterrence measures do not result in death or serious
injury of the marine mammal. This section also allows for any person to
deter a marine mammal from endangering personal safety. Section
101(a)(4)(D) clarifies that this authority to deter marine mammals
applies to stocks designated as depleted, which would include the polar
bear. The non-lethal deterrence of a polar bear from fishing gear or
other property, or for the purpose of personal safety, would not result
in injury to the bear or removal of the bear from the population and
could, instead, prevent serious injury or death to the bear by
preventing escalation of an incident to the point where the bear is
killed in self-defense.
Take for the Welfare of the Animal
The MMPA contains a number of provisions that allow taking of a
marine mammal when that taking is for the health or welfare of the
animal. Section 101(d) of the MMPA provides that it is not a violation
of the MMPA for any person to take a marine mammal if the taking is
necessary to avoid serious injury, additional injury, or death to a
marine mammal entangled in fishing gear or debris, and care is taken to
prevent further injury and ensure safe release. The incident must be
reported to the Service within 48 hours of occurrence. In addition, if
entangled, the safe release of a marine mammal from fishing gear or
other debris could prevent further injury or death of the animal.
Therefore, by adopting this provision of the MMPA, this special rule
provides for the conservation of polar bears in the event of
entanglement with fishing gear and could prevent further injury or
death of the bear.
Section 109(h) of the MMPA authorizes the humane taking of a marine
mammal by specific categories of people (i.e., Federal, State, or local
government officials or employees or a person designated under section
112(c) of the MMPA) in the course of their official duties provided
that one of three criteria is met-the taking is for: (1) the protection
or welfare of the mammal; (2) the protection of the public health and
welfare; or (3) the non-lethal removal of nuisance animals. The MMPA
regulations at 50 CFR 18.22 provide the specific requirements of the
exception. The ESA regulations at 50 CFR 17.21(c)(3) are similar in
that they authorize any employee or agent of the Service, any other
Federal land management agency, the National Marine Fisheries Service,
or a State conservation agency, who is designated by the agency for
such purposes, to take listed wildlife when acting in the course of
official duties if the action is necessary to: (i) aid a sick, injured,
or orphaned specimen; (ii) dispose of a dead specimen; (iii) salvage a
dead specimen for scientific study; or (iv) remove a specimen that may
constitute a threat to human safety, provided that the taking is humane
or, if lethal take or injury is necessary, that there is no other
reasonable possibility to eliminate the threat. Further, 50 CFR
17.31(b) allows any employee or agent of the Service, of the National
Marine Fisheries Service (NMFS), or of a State conservation agency
which is operating a conservation program under the terms of a
Cooperative Agreement with the Service in accord with section 6 of the
ESA, when acting in the course of official duty, to take those species
of threatened wildlife which are covered by an approved cooperative
agreement to carry out conservation programs. These authorizations
under the ESA are comparable to those under the MMPA. Therefore, if
authorization for take is provided under section 109(h) of the MMPA, we
will not require any further authorization under the ESA.
[[Page 28310]]
Pre-Act Specimens
The ESA, MMPA, and CITES all have provisions for the regulation of
specimens, both live and dead, that were acquired or removed from the
wild prior to application of the law or the listing of the species, but
the laws treat these specimens somewhat differently. ESA section
9(b)(1) provides a broad exemption for threatened species held in a
controlled environment as of the date of publication of the listing
provided that the holding and any subsequent holding or use is not in
the course of a commercial activity. Additionally, section 10(h) of the
ESA provides an exemption for certain antique articles. All live polar
bears held in captivity prior to today's rule listing the polar bear as
a threatened species under the ESA, which appears elsewhere in today's
Federal Register, and not used or subsequently held or used in the
course of a commercial activity, and all items containing polar bear
parts that qualify as antiques under the ESA, would qualify for this
exemption.
Section 102(e) of the MMPA contains a pre-MMPA exemption that
provides that the MMPA shall not apply to any marine mammal or marine
mammal product taken prior to December 21, 1972. In addition, Article
VII(2) of CITES provides a pre-Convention exception that exempts a pre-
Convention specimen from standard permitting requirements in Articles
III, IV, and V of the Convention when the exporting or re-exporting
country is satisfied that the specimen was acquired before the
provisions of CITES applied to it and issues a CITES document to that
effect (see 50 CFR 23.45). Under the CITES pre-Convention exception,
these specimens still require documentation for any international
movement that verifies that the specimen was acquired before CITES
applied to the species, which for the polar bear was July 1, 1975. Pre-
Convention certificates required by CITES and pre-MMPA affidavits and
supporting documentation required under the Service's regulations at 50
CFR 18.14 ensure that trade in pre-MMPA and pre-Convention specimens
meet the requirements of the exemptions.
The MMPA has been in force since 1972 and CITES since mid-1975. In
that time, there has never been a conservation problem identified
related to pre-Act polar bear specimens. Thus, CITES and the MMPA
provide appropriate protections for the polar bear in this regard, and
additional restrictions under the ESA are not necessary.
Incidental Take of Polar Bears During the Course of Authorized Specific
Activities (other than Commercial Fishing)
The take restrictions under the MMPA and those typically provided
for threatened species under 50 CFR 17.31 or a special rule under
section 4(d) of the ESA also apply to incidental take. This special
rule under section 4(d) of the ESA aligns ESA incidental take
provisions for polar bears with incidental take provisions of the MMPA
and its implementing regulations.
Section 7(a)(2) of the ESA requires Federal agencies to ensure that
any action they authorize, fund, or carry out is not likely to
jeopardize the continued existence of any listed species or result in
the destruction or adverse modification of designated critical habitat.
If a Federal action may affect a listed species or its critical
habitat, the responsible Federal agency (action agency) must enter into
consultation with the Service.
Further, regulations at 50 CFR 402.16 require Federal agencies to
reinitiate consultation on previously reviewed actions in instances
where we have listed a new species or subsequently designated critical
habitat that may be affected and the Federal agency has retained
discretionary involvement or control over the action (or the agency's
discretionary involvement or control is authorized by law). These
requirements under the ESA remain unchanged, and this special rule does
not negate the need for a Federal action agency to consult with the
Service to ensure that any action being authorized, funded, or carried
out is not likely to jeopardize the continued existence of any
endangered or threatened species, including the polar bear.
As a result of consultation, we document compliance with the
requirements of section 7(a)(2) of the ESA through our issuance of a
concurrence letter for Federal actions that may affect, but are not
likely to adversely affect, listed species or critical habitat, or
issuance of a biological opinion for Federal actions that may affect
listed species or critical habitat. In those cases where the Service
determines an action that is likely to adversely affect will not result
in jeopardy or adverse modification of critical habitat but may result
in incidental take, the biological opinion will provide: a statement
that specifies the amount or extent of such take; any reasonable and
prudent measures considered appropriate to minimize such effects; terms
and conditions to implement the measures necessary to minimize effects;
and procedures for handling actual incidental take. Under section
7(b)(4) of the ESA, an incidental take statement for a marine mammal
such as the polar bear cannot be issued until the applicant has
received incidental take authorization under the MMPA.
50 CFR 17.32(b) provides a mechanism for non-Federal parties to
obtain authorization for the incidental take of threatened wildlife.
This process requires that an applicant specify effects to the species
and steps to minimize and mitigate such effects. If the Service
determines that the mitigation measures will minimize effects of any
potential incidental take and that take will not appreciably reduce the
likelihood of survival and recovery of the species, we may grant
incidental take authorization. This authorization would include terms
and conditions deemed necessary or appropriate to insure minimization
of take, as well as monitoring and reporting requirements.
Under this special rule, if incidental take has been authorized
under section 101(a)(5) of the MMPA, either by the issuance of an
Incidental Harassment Authorization (IHA) or through incidental take
regulations, we will not require an incidental take permit issued in
accordance with 50 CFR 17.32(b).
Section 101(a)(5) of the MMPA gives the Service the authority to
allow the incidental, but not intentional, taking of small numbers of
marine mammals, in response to requests by U.S. citizens (as defined in
50 CFR 18.27(c)) engaged in a specified activity (other than commercial
fishing) in a specified geographic region. Incidental take cannot be
authorized unless the Service finds that the total of such taking will
have no more than a negligible impact on the species and, for Alaska
species, will not have an unmitigable adverse impact on the
availability of the species for taking for subsistence use by Alaska
Natives.
If any take that is likely to occur will be limited to non-lethal
harassment of the species, the Service may issue an Incidental
Harassment Authorization (IHA) under section 101(a)(5)(D) of the MMPA.
IHAs cannot be issued for a period longer than one year. If the taking
may result in more than harassment, regulations under section
101(a)(5)(A) of the MMPA must be issued, which may be in place for no
longer than 5 years. Once regulations making the required findings are
in place, we issue Letters of Authorization (LOAs) that authorize the
incidental take consistent with the provisions in the regulations. In
either case, the IHA or the regulations must set forth: (1)
[[Page 28311]]
permissible methods of taking; (2) means of effecting the least
practicable adverse impact on the species and their habitat and on the
availability of the species for subsistence uses; and (3) requirements
for monitoring and reporting.
These incidental take standards under the MMPA currently provide a
greater level of protection for the polar bear than adoption of the
standards under 50 CFR 17.32. Negligible impact, as defined at 50 CFR
18.27(c), is an impact that cannot be reasonably expected to, and is
not reasonably likely to, adversely affect the species through effects
on annual rates of recruitment or survival. This is a more protective
standard than 50 CFR 17.32's requirement to minimize and mitigate, to
the maximum extent practicable, the impact of any takings. In addition,
the authorizations under the MMPA are limited to one year for IHAs and
5 years for regulations, thus ensuring that activities that are likely
to cause incidental take are periodically reviewed and mitigation
measures that ensure that take remains at the negligible level can be
updated. Therefore, this special rule adopts the MMPA standards for
authorizing non-Federal incidental take. As noted earlier, requirements
to authorize incidental take associated with a Federal action are set
under section 7 of the ESA and would not be affected by this special
rule.
In the consideration of IHAs or the development of incidental take
regulations, the Service will conduct an intra-Service consultation
under section 7(a)(2) of the ESA to ensure that providing an MMPA
incidental take authorization is not likely to jeopardize the continued
existence of the polar bear. Since the standard for approval of an IHA
or the development of incidental take regulations under the MMPA is no
more than ``negligible impact'' to the affected marine mammal species,
we believe that any MMPA-compliant authorization or regulation would
meet the ESA section 7(a)(2) standards of avoiding jeopardy to the
species and destruction or adverse modification of critical habitat (if
any were to be designated for the polar bear).
Further, to the extent that any Federal actions comport with the
standards for MMPA incidental take authorization, we would fully
anticipate any such section 7 consultation under the ESA would result
in a finding that the proposed action is not likely to jeopardize the
continued existence of the polar bear. In addition, we anticipate that
any such proposed action(s) would augment protection and enhance agency
management of the polar bear through the application of site-specific
mitigation measures contained in authorization issued under the MMPA.
Therefore, we do not anticipate that any entity holding incidental take
authorization under the MMPA and in compliance with all mitigation
measures under that authorization would be required to implement
further measures under the ESA section 7 process.
An example of application of the MMPA incidental take standards to
the polar bear is associated with onshore and offshore oil and gas
exploration, development, and production activities in Alaska. Since
1991, affiliates of the oil and gas industry have requested, and we
have issued regulations for, incidental take authorization for
activities in areas of polar bear habitat. This includes regulations
issued for incidental take in the Chukchi Sea for the period 1991-1996,
and regulations issued for incidental take in the Beaufort Sea from
1993 to the present. A detailed history of our past regulations for the
Beaufort Sea region can be found in our final regulation published on
November 28, 2003 (68 FR 66744) and August 2, 2006 (71 FR 43926). On
June 1, 2007, the Service published a proposed rule and request for
comments on regulations for similar activities and potential incidental
take in the Chukchi Sea (72 FR 30670).
The mitigation measures that we have required for all oil and gas
projects include a site-specific plan of operation and a site-specific
polar bear interaction plan. Site-specific plans outline the steps the
applicant will take to minimize effects on polar bears, such as garbage
disposal and snow management procedures to reduce the attraction of
polar bears, an outlined chain-of-command for responding to any polar
bear sighting, and polar bear awareness training for employees. The
training program is designed to educate field personnel about the
dangers of bear encounters and to implement safety procedures in the
event of a bear sighting. Most often, the appropriate response involves
merely monitoring the animal's activities until they move out of the
area. However, personnel may be instructed to leave an area where bears
are seen. If it is not possible to leave, the bears can be displaced by
using forms of deterrents, such as vehicles, vehicle horn, vehicle
siren, vehicle lights, spot lights, or, if necessary, pyrotechnics
(e.g., cracker shells). The intent of the interaction plan and training
activities is to allow for the early detection and appropriate response
to polar bears that may be encountered during operations, which
eliminates the potential for injury or lethal take of bears in defense
of human life. By requiring such steps be taken, we ensure any impacts
to polar bears will be minimized and will remain negligible.
Additional mitigation measures are also required on a case-by-case
basis depending on the location, timing, and specific activity. For
example, we may require trained marine mammal observers for offshore
activities; pre-activity surveys (e.g., aerial surveys, infra-red
thermal aerial surveys, or polar bear scent-trained dogs) to determine
the presence or absence of dens or denning activity; measures to
protect pregnant polar bears during denning activities (den selection,
birthing, and maturation of cubs), including incorporation of a 1-mile
(1.6-kilometer) buffer surrounding known dens; and enhanced monitoring
or flight restrictions. These mitigation measures are implemented to
limit human-bear interactions and disturbances to bears and have
ensured that industry effects on polar bears have remained at the
negligible level.
Data provided by monitoring and reporting programs in the Beaufort
Sea and in the Chukchi Sea, as required under the incidental take
authorizations for oil and gas activities, have shown that the
mitigation measures have successfully minimized effects on polar bears.
For example, since 1991, when the incidental take regulations became
effective in the Chukchi and Beaufort Seas, there has been no known
instance of a polar bear being killed or of personnel being injured by
a bear as a result of oil and gas industry activities. The mitigation
measures associated with the Beaufort Sea incidental take regulations,
which, based on the monitoring and reporting data, have proven to
minimize human-bear interactions, will be part of the Chukchi Sea
incidental take regulations currently under review.
Polar Bears Taken Incidentally in the Course of Commercial Fishing
Operations
Incidental take of marine mammals as a result of commercial fishery
operations is regulated separately under the MMPA under section 118,
which is under the authority of the Secretary of Commerce. The
regulations that outline the requirements for commercial fisheries that
may incidentally take marine mammals can be found at 50 CFR part 229.
These regulations outline the process and requirements for placing all
commercial fisheries in one of three categories, which are based on the
relative frequency of incidental
[[Page 28312]]
serious injuries and mortalities of marine mammals in each fishery.
Category I designates fisheries with frequent serious injuries and
mortalities incidental to commercial fishing; Category II designates
fisheries with occasional serious injuries and mortalities; and
Category III designates fisheries with a remote likelihood or no known
serious injuries or mortalities. If a marine mammal is listed as
endangered or threatened, section 118 of the MMPA further specifies
that the Secretary of Commerce shall develop and implement a take
reduction plan to assist in the restoration or to prevent the depletion
of a strategic marine mammal stock that interacts with a commercial
fishery that has a high level of mortality and serious injury.
In addition, for depleted species such as the polar bear, section
101(a)(5)(E) of the MMPA provides that the Secretary may allow
incidental take caused by commercial fishing, only if the finding has
been made that any incidental mortality and serious injury will have no
more than a negligible impact on the species; a recovery plan has been
developed or is being developed under the ESA; and where required under
section 118 of the MMPA, a monitoring program is established, vessels
engaged in such fisheries are registered, and a take reduction plan has
been developed or is being developed for the species. Upon making a
determination that these requirements have been met, the National
Marine Fisheries Service (NMFS) issues the appropriate permits for
registered vessels. If during the course of the commercial fishing
season, it is determined that the level of incidental mortality or
serious injury has or is likely to result in more than negligible
impact, the permit may be modified as necessary.
With this special rule, if incidental take of polar bears by
commercial fisheries is authorized under sections 118 and 101(a)(5)(E)
of the MMPA, we will not require any additional authorizations. At
present, polar bear stocks in Alaska have no direct interaction with
commercial fisheries activities, and we know of no instances where a
take is likely to occur. We also anticipate, therefore, that a
consultation on commercial fishery activities in Alaska would result in
a ``no effect'' determination under section 7 of the ESA. As stated
above, this rule does not negate the need for ESA consultation with the
Service if these actions may affect a listed species, including the
polar bear.
Military Activities
The take restrictions under the MMPA and the ESA apply to military
activities that may affect marine mammals. However, the National
Defense Authorization Act (NDAA) of 2004 provided an exemption under
the MMPA and a limitation under the ESA to be invoked in certain
situations.
Section 318 of the NDAA established a limitation on the designation
of critical habitat under section 4(a)(3) of the ESA. Section 318
states that ``[T]he Secretary shall not designate as critical habitat
any lands or other geographical areas owned or controlled by the
Department of Defense, or designated for its use, that are subject to
an integrated natural resources management plan prepared under section
101 of the Sikes Act (16 U.S.C. 670a), if the Secretary determines in
writing that such plan provides a benefit to the species for which
critical habitat is proposed for designation.'' However, section 318 of
the NDAA further states that this limitation does not affect the
requirement for the Department of Defense (DOD) to consult under
section 7(a)(2) of the ESA nor the obligation of the DOD to comply with
section 9 of the ESA. This limitation will apply to any designation of
critical habitat for the polar bear as long as an integrated natural
resources management plan (INRMP) is in place as described. However, as
clarified in section 318 of the NDAA, the DOD will be required to
consult with the Service under section 7(a)(2) of the ESA if any
proposed action may affect the polar bear. This special rule does not
change that requirement.
Section 319 of the NDAA revised the definition of harassment under
section 3(18) of the MMPA as it applies to military readiness or
scientific research conducted by or on behalf of the Federal
government. Section 319 defined harassment for these purposes as ``(i)
any act that injures or has the significant potential to injure a
marine mammal or marine mammal stock in the wild; or (ii) any act that
disturbs or is likely to disturb a marine mammal or marine mammal stock
in the wild by causing disruption of natural behavioral patterns,
including, but not limited to, migration, surfacing, nursing, breeding,
feeding, or sheltering, to a point where such behavioral patterns are
abandoned or significantly altered.'' Section 319 further amended
section 101 of the MMPA to provide a mechanism for the DOD to exempt
any actions or a category of actions necessary for national defense
from requirements of the MMPA provided that DOD has conferred with the
Secretaries of Commerce and the Interior. Such an exemption may be
issued for no more than 2 years. A similar exemption is not provided
for the DOD under the ESA.
Consultation under Section 7 of the ESA
For species listed as threatened or for designated critical
habitat, section 7(a)(2) of the ESA requires Federal agencies to ensure
that activities they authorize, fund, or carry out are not likely to
jeopardize the continued existence of the species or to destroy or
adversely modify its critical habitat. If a Federal action may affect a
listed species or its critical habitat, the responsible Federal agency
(action agency) must enter into consultation with us. In addition, as a
Federal agency, the Service must conduct an intra-Service consultation
for any action it authorizes, funds, or carries out. This requirement
does not change with the adoption of this special rule.
Nonetheless, the determination of whether consultation is triggered
is narrow; that is, the focus of the effects analysis is on the
discrete effect of the proposed agency action. This is not to say that
other factors affecting listed species are ignored. To the contrary,
once in consultation, the status of the species, the baseline analysis
and cumulative effects analysis all consider factors other than just
the effects of the proposed action.
But in the simplest terms, a Federal agency evaluates whether
consultation is necessary by analyzing what will happen to listed
species or critical habitat ``with and without'' the proposed action.
Typically, this analysis will review direct effects, indirect effects,
and the effects that are caused by interrelated and interdependent
activities to determine if the proposed action ``may affect'' listed
species or critical habitat. For those effects beyond the footprint of
the action, our regulations at 50 CFR 402.02 require that they both be
``caused by the action under consultation'' and ``reasonably certain to
occur.'' That is, effects are only appropriately considered in a
section 7 analysis if there is a causal connection between the proposed
action and a discernible effect to the species or critical habitat that
is reasonably certain to occur. One must be able to ``connect the
dots'' between the proposed action, an effect, and an impact to the
species and there must be a reasonable certainty that the effect will
occur.
While there is no case law directly on point, the 9th Circuit has
ruled that in section 7 consultations the Services must demonstrate the
connection between the action under consultation and the actual
resulting take of the
[[Page 28313]]
listed species, which is one form of effect. Arizona Cattlegrowers'
Association v. U.S. Fish and Wildlife Service, 273 F.3d 1229 (9th cir.
2001). In that case, the court reviewed grazing allotments and found
several incidental take statements to be arbitrary and capricious
because the Service did not connect the action under consultation
(grazing) with an effect on (take of) specific individuals of the
listed species. The court held that the Service had to demonstrate a
causal link between the action under consultation (issuance of grazing
permits with cattle actually grazing in certain areas) and the effect
(take of listed fish in streams), which had to be reasonable certainty
to occur. The court noted that ``speculation'' with regard to take ``is
not a sufficient rational connection to survive judicial review.''
Arizona Cattlegrowers', 273 F.3d at 1247.
We have specifically considered whether a Federal action that
produces GHG emissions is a ``may affect'' action that requires section
7 consultation with regard to any and all species or critical habitat
that may be impacted by climate change. As described above, the
regulatory analysis of effects outside the footprint of the proposed
action requires the determination of whether a causal linkage exists
between the proposed action, the effect in question (climate change),
and listed species or critical habitat. There must be a traceable
connection from one to the next and the effect must be ``sonably
certain to occur.'' This causation linkage narrows section 7
consultation requirements to listed species and critical habitat in the
``action area'' rather than to all listed species or all designated
critical habitats. Without the requirement of a causal connection
between the action under consultation and effects to species, literally
every agency action that contributes greenhouse gases to the atmosphere
would arguably result in consultation with respect to every listed
species or critical habitat that may be affected by climate change.
There is currently no way to determine how the emissions from a
specific project under consultation both influence climate change and
then subsequently affect specific listed species or critical habitat,
including polar bears. As we now understand them, the best scientific
data currently available does not draw a causal connection between GHG
emissions resulting from a specific Federal action and effects on
listed species or critical habitat by climate change, nor are there
sufficient data to establish the required causal connection to the
level of reasonable certainty between an action's resulting emissions
and effect on species or critical habitat.
Necessary and Advisable Finding
This rulemaking revises our regulations at 50 CFR part 17 to
include a special rule that, in most instances, would adopt the strict
conservation provisions of the MMPA and CITES as the appropriate
regulatory provisions for this threatened species. These provisions
regulate subsistence handicraft trade and cultural exchanges; import,
export, intentional take, transport, purchase, and sale or offer for
sale or purchase; take for self-defense or welfare of the animal; pre-
Act specimens; incidental take during the course of specific
activities; and incidental take in the course of commercial fishing
operations. In addition, we have also clarified operation of the ESA
section 7 consultation process.
For the most part, the MMPA and its implementing regulations
already provide more protective measures than would be provided for the
polar bear under the general ESA regulations at 50 CFR sections 17.31
and 17.32. As discussed earlier, authorizations can only be issued for
public display, scientific research, limited photography, and
enhancement of the survival or recovery of the species, whereas under
the general threatened species regulations, authorizations are
available for a wider range of activities, including permits for any
special purpose consistent with the ESA. In addition, for those
activities that are available under both the MMPA and the general
threatened species regulations, the MMPA issuance criteria are often
more strict. For example, in order to obtain an enhancement permit
under the MMPA, the Service must find that any taking or importation is
likely to contribute significantly to maintaining distribution or
numbers necessary to ensure the survival or recovery of the species or
stock and is consistent with any conservation plan or ESA recovery plan
for the species or stock or, if no conservation or ESA recovery plan is
in place, with the Service's evaluation of actions required to enhance
the survival or recovery of the species or stock in light of factors
that would be addressed in a conservation plan or ESA recovery plan.
Also as explained earlier, with the designation of the polar bear as a
depleted species under the MMPA, no permit may be issued for the taking
or importation for the purpose of public display whereas section 17.32
would allow issuance of a permit for zoological exhibition or
educational purposes.
In addition to the restrictions on import and export discussed
above under the MMPA, CITES provisions that apply to the polar bear
also ensure that import into or export from the United States is
carefully regulated. As an Appendix-II species, the export of any polar
bear, either live or dead, and any polar bear parts or products would
require an export document where it has been determined that the
specimen was legally acquired under international and domestic laws.
Prior to export, the exporting country must also find that export will
not be detrimental to the survival of the species. A valid export
document issued by the exporting country must be presented to the
officials of the importing country before the polar bear specimen will
be cleared for importation.
As discussed earlier, incidental take authorizations under existing
provisions of the MMPA are also stricter than similar provisions would
be under the general ESA regulations at 50 CFR 17.32. The general ESA
regulations require that an applicant will, to the maximum extent
practicable, minimize and mitigate the impacts of the takings; the
applicant will ensure adequate funding for the conservation plan and
procedures to deal with unforeseen circumstances will be provided; and
the taking will not appreciably reduce the likelihood of the survival
and recovery of the species in the wild. In comparison, for any
incidental take of a depleted species such as the polar bear (whether
caused by commercial fishing or any other specified activity), the MMPA
sets the stricter standard that authorization cannot be issued unless
the Service finds that the taking will have no more than a negligible
impact on the species. This strict standard, and the mitigation
measures that have been imposed to ensure that any incidental take
remains at the negligible level, have contributed to the Service's
finding in the final listing rule that activities for which incidental
take of polar bears has been authorized to date are not a threat to the
species throughout all or a significant portion of its range.
In addition, a few provisions between the MMPA and the general
threatened species regulations at 50 CFR 17.31 and 17.32 are
essentially comparable. Both provisions provide an exemption for
intentional take when the take is necessary for self-defense or to save
the life of another person. Both laws also contain provisions that
allow intentional take when that taking is for the protection or
welfare of the animal or removal of an animal is necessary for the
public health or welfare. As discussed earlier, the MMPA also
[[Page 28314]]
contains provisions that allow for the non-lethal deterrence of an
animal to prevent damage of personal or private property.
In many ways, adoption of the existing provisions in the MMPA would
not result in significant differences from provisions that would apply
under section 11 of the ESA and 50 CFR sections 17.31 and 17.32. Also,
the MMPA exceptions are available only in limited circumstances and
some require authorization by the Service, in which case the agency
includes terms and conditions that provide for the protection of the
animal. None of the activities to which these exceptions would apply
were identified in the final ESA listing rule as threatening the polar
bear throughout all or a significant portion of its range.
In fact, these provisions under the MMPA have often proven to be
beneficial to the conservation of marine mammals such as the polar
bear. Section 112(c) of the MMPA allows the Service to enter into
cooperative agreements with other Federal or State agencies and public
or private institutions or other persons to carry out the purposes of
section 109(h) of the MMPA. The ability to designate non-Federal, non-
State ``cooperators'' under section 112(c) of the MMPA has allowed the
Service to work with private groups to retrieve carcasses, respond to
injured animals, and provide care and maintenance for stranded or
orphaned animals. This has provided benefits by drawing on the
expertise and allowing the use of facilities of non-Federal and non-
State scientists, aquaria, veterinarians, and other private entities.
In the interest of public safety and to protect polar bears, the
Service also provides authorization for specified individuals to deter
polar bears on an as-needed basis under the authorities of the MMPA.
The purpose of the authorization is to allow intentional take of polar
bears by harassment to haze animals for the protection of both human
life and polar bears. These measures have proven to be successful in
preventing injury and death to both people and polar bears. Only
individuals who are trained and qualified in proper techniques for
hazing polar bears may receive such an authorization. All polar bear
hazing events must be reported to the Service within 24 hours of the
event and all encounters must be documented. These reports have
substantiated the benefits of hazing in these situations and shown that
this practice does not pose a threat to the polar bear.
The non-lethal deterrence of a marine mammal from fishing gear or
other property or for the purpose of personal safety is also limited to
actions that will not result in death or serious injury of the animal
and may in fact prevent serious injury or death of the animal from an
escalating situation. In addition, the entanglement provisions allow
for the safe release of a marine mammal from fishing gear or other
debris and are designed to prevent further injury or death of the
animal.
A few provisions of the MMPA or CITES are less strict than the ESA
regulations that are generally applied to threatened species under 50
CFR 17.31 and 17.32, but, for the reasons explained below, these
provisions are still the appropriate regulatory mechanisms to apply to
the polar bear. Both the ESA and the MMPA recognize the intrinsic role
that marine mammals have played and continue to play in the
subsistence, cultural, and economic lives of Alaska Natives. The
S