Magnuson-Stevens Act Provisions; Environmental Review Process for Fishery Management Actions, 27998-28023 [E8-10271]
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27998
Federal Register / Vol. 73, No. 94 / Wednesday, May 14, 2008 / Proposed Rules
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 700
[Docket No. 070824479–8107–02]
RIN 0648–AV53
Magnuson-Stevens Act Provisions;
Environmental Review Process for
Fishery Management Actions
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
SUMMARY: This proposed rule would
revise and update the NMFS procedures
for complying with the National
Environmental Policy Act (NEPA) in the
context of fishery management actions
developed pursuant to the MagnusonStevens Fishery Conservation and
Management Act (MSA). These
regulations are modeled on the Council
of Environmental Quality (CEQ)
regulations implementing the
procedural provisions of NEPA, 40 CFR
parts 1500–1508, with specific revisions
to the existing NMFS procedures made
pursuant to the Magnuson-Stevens
Fishery Conservation and Management
Reauthorization Act (MSRA). The
procedures are designed to conform to
the timelines for review and approval of
fishery management plans and plan
amendments developed pursuant to the
MSA. Further, these procedures are
intended to integrate applicable
environmental analytical procedures,
including the timeframes for public
input, with the procedure for the
preparation and dissemination of
fishery management plans, plan
amendments, and other actions taken or
approved pursuant to the MSA in order
to provide for timely, clear, and concise
analysis that is useful to decisionmakers
and the public, reduce extraneous
paperwork, and effectively involve the
public.
Comments must be received by
5 p.m., EST, on August 12, 2008.
ADDRESSES: You may submit comments
on this proposed rule or the associated
Regulatory Impact Review (RIR),
identified by 0648–AV53, by any of the
following methods:
• Mail: Alan Risenhoover, Director,
Office of Sustainable Fisheries, NMFS,
1315 East-West Highway, SSMC 3,
Silver Spring, MD 20910.
• Fax: (301) 713–0596.
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DATES:
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• E-mail: NEPAprocedures@noaa.gov.
Include in the subject line of the e-mail
the following document identifier:
‘‘MSA Environmental Review
Procedures’’
• Federal e Rulemaking portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
All comments received are a part of
the public record and will generally be
posted to https://www.regulations.gov
without change. All Personal Identifying
Information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
information or otherwise sensitive or
protected information.
Copies of the Regulatory Impact
Review (RIR) prepared for this action
may be obtained from Alan Risenhoover
at the address above. Requests should
indicate whether paper copies or
electronic copies on CD–ROM are
preferred. This document is also
available at the following Web site:
https://www.nmfs.noaa.gov/msa2007/
implementation.htm.
FOR FURTHER INFORMATION CONTACT:
Marian Macpherson at 251–751–0650, email: Marian.Macpherson@noaa.gov.
SUPPLEMENTARY INFORMATION:
development and approval of fishery
management measures and actions.
3. Timelines and Flow of Process: The
proposed rule would build flexibility
into the timelines for complying with
NEPA in order to allow for compliance
with NEPA within an MSA context.
4. Alternatives to be Analyzed: This
proposed rule would clarify what
‘‘reasonable alternative’’ and ‘‘no
action’’ alternative mean in the context
of fishery management.
5. Exempted Fishing Permits (EFPs):
This proposed rule would establish a
new CE for certain types of EFPs where
impacts have been analyzed within an
overarching analysis.
6. Incomplete or unavailable
information: This proposed rule would
clarify how NEPA’s requirements
concerning incomplete and unavailable
information and conflicts of interest are
applicable to MSA actions.
7. Emergency or interim rules: This
proposed rule would allow for
programmatic arrangement with the
Council on Environmental Quality
(CEQ) to address page limits of IFEMS
and NEPA requirements for emergency
and interim rules.
I. Statutory Overview
Background
A. The Magnuson-Stevens Fishery
Conservation and Management Act
The National Marine Fisheries Service
(NMFS) proposes new regulations to
establish procedures by which NMFS
and the regional Fishery Management
Councils (FMCs), established under the
Magnuson-Stevens Fishery
Conservation and Management Act
(MSA), will comply with the National
Environmental Policy Act (NEPA) when
preparing fishery management actions
pursuant to the MSA. NMFS issues this
proposed rule to comply with the
requirements of section 107 of the
Magnuson-Stevens Fishery
Conservation and Management
Reauthorization Act (MSRA), Pub. L.
109–479. NMFS proposes specific
provisions in the following areas.
1. Form of documentation: The
proposed rule would retain the use of
Environmental Assessments (EAs),
Findings of No Significant Impact
(FONSIs), and Categorical Exclusions
(CEs) where appropriate, and would
establish two new forms of
documentation for actions with
potentially significant environmental
impacts: the Integrated Fishery
Environmental Management Statement
(IFEMS) and the Memorandum of
Framework Compliance.
2. Roles and Responsibilities: This
proposed rule would clarify the roles of
the FMCs and NMFS in the
The MSA, 16 U.S.C. 1801 et seq.,
established a national program to
manage and conserve the marine
fisheries of the United States. Under this
system, the United States exercises
sovereign rights and exclusive fishery
management authority as provided in 16
U.S.C. 1811. Specifically, the Secretary
of Commerce (Secretary), acting through
the NMFS, oversees and manages our
nation’s domestic fisheries through the
development and implementation of
fishery management plans and actions
(e.g., fishery management plans (FMPs),
amendments, frameworks, annual
specifications, regulations, etc.). For
most domestic fisheries, the MSA
requires management decisions to be
based on recommendations from unique
advisory bodies, the FMCs. In certain
circumstances, NMFS may develop
management measures or actions on its
own.
The MSA management system is
unique insofar as Congress has
authorized the FMCs to develop and
recommend fishery management
measures and actions to NMFS.
Comprised of Federal, state, and
territorial fishery management officials,
participants in commercial and
recreational fisheries, and other
individuals with scientific experience or
training in fishery conservation and
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management, the FMCs’ primary
responsibility is to develop and
recommend fishery management
measures and actions for any fishery
under their jurisdiction that is in need
of conservation and management.
Specifically, MSA section 302(h)(1) (16
U.S.C. 1852(h)(1)) requires FMCs to
prepare and submit to NMFS FMPs for
fisheries in need of conservation and
management. Section 303(c) of the MSA
requires FMCs to submit to NMFS
regulations that the FMCs deem
necessary and appropriate to implement
the FMP. The MSA mandates an open,
public process for the development of
fishery management measures and
actions through the FMC system.
The MSA establishes strict timelines
and limited discretion for Secretarial
review of FMC-recommended measures
and actions. For FMPs and FMP
amendments, upon receipt of an FMC’s
complete submission, NMFS must
immediately commence a review of the
recommendation to determine whether
it is consistent with the national
standards, other provisions of the MSA,
and other applicable law. NMFS is also
required immediately (within 5 days) to
publish a notice in the Federal Register
informing the public that the FMP or
FMP amendment is available for a 60day public review and comment period.
Thereafter, NMFS evaluates the public
comments received during the comment
period. NMFS must also complete any
necessary consultations with other
federal agencies prior to the MSA’s
deadline for a final decision. If, after
undertaking the requisite review, NMFS
determines that the recommended FMP
or FMP amendment complies with the
standards and provisions of the MSA
and is consistent with other applicable
law, including NEPA, NMFS must
approve it on behalf of the Secretary. If
the recommendation does not comply
with these requirements, NMFS must
disapprove or partially approve it and
provide the FMC with recommendations
for actions the FMC could take to
conform the FMP or FMP amendment to
the applicable requirements. The MSA
does not allow NMFS to substitute a
different management alternative for
that recommended by the FMC. If NMFS
fails to notify the FMC within 30 days
of the end of the comment period of the
recommendation’s approval,
disapproval, or partial approval, the
plan or amendment takes effect as if
approved.
For proposed regulations
recommended by an FMC to implement
an FMP or FMP amendment, the MSA
provides NMFS 15 days to review
proposed regulations to determine
consistency with the underlying FMP or
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FMP amendment before publishing the
proposed regulations for a 15–60 day
comment period. A final rule must be
promulgated within 30 days of the close
of the comment period on the proposed
rule.
In certain situations, the MSA allows
NMFS to develop fishery management
measures and actions outside of the
FMC process, subject to separate
procedural requirements. For example,
section 304(c) authorizes NMFS to
prepare a Secretarial FMP or FMP
amendment if: (1) A fishery is in need
of conservation and management and
the appropriate FMC fails to develop
and submit, after a reasonable time, an
FMP or FMP amendment; (2) NMFS
disapproves or partially disapproves an
FMP or FMP amendment, or
disapproves a revised FMP or FMP
amendment, and the FMC involved fails
to submit a revised or further revised
FMP or FMP amendment; or (3) NMFS
is given authority to prepare an FMP or
FMP amendment under section 304 of
the MSA, such as FMPs or FMP
amendments pertaining to any highly
migratory species (HMS) fishery to
which section 302(a)(3) of the MSA
applies. Procedures for these types of
‘‘Secretarial’’ actions, which are
specified in MSA section 304(c), (e) and
(g), provide for public and FMC input
into their development. Section 305(d)
provides additional authority for NMFS,
on behalf of the Secretary, to promulgate
regulations necessary to carry out its
responsibilities under the MSA.
In this proposed rule, the term
‘‘fishery management measure’’ refers to
management strategies contained in
FMPs, FMP amendments and
regulations, including but not limited to
closed areas, quotas, and size limits as
contemplated in MSA section 303(a)(1)
(16 U.S.C. 1853(a)(1)). The term ‘‘fishery
management action’’ refers to actions
NMFS takes to implement the measures
contained in an FMP, including but not
limited to the promulgation of
regulations and the establishment of
dates of closures as contemplated in
MSA section 305(f) (16 U.S.C. 1855(f)).
In developing and recommending an
FMP, FMP amendment or regulation,
FMCs may consider and include both
measures and actions. The NEPA
provisions described in this proposed
rule are intended to cover all such
recommendations.
B. NEPA’s Relationship to the MSA
Process
NEPA is the fundamental national
charter for environmental protection. As
the Supreme Court has noted, NEPA
Section 102 (42 U.S.C. 4332) requires
Federal agencies to examine the
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environmental effects of proposed
Federal actions and to inform the public
of the environmental impacts
considered in an agency’s decisionmaking process. See, e.g., DOT v. Public
Citizen, 541 U.S. 752, 768 (2004). NEPA
does not mandate a particular
substantive outcome; rather, NEPA is a
procedural statute, the purpose of which
is to protect the environment by
requiring Federal agencies to carefully
weigh environmental considerations in
their decision-making processes,
including alternatives to their proposed
actions, before taking final action. An
essential element of the NEPA process,
as highlighted in CEQ’s regulations, is
the requirement to make relevant
environmental information available to
the public and afford the public an
opportunity to participate in the
agency’s decision-making process.
Ultimately, NEPA is designed to ensure
that Federal agencies utilize a sound
and public process in making decisions
that affect the environment, and to
ensure that agencies consider the
environmental impacts of, and
alternatives to, their proposed actions.
Through these proposed regulations,
NMFS seeks to better integrate NEPA
into the unique FMC process
established by the MSA. For MSA
actions, the scope of NMFS’s authority
to modify FMC-recommended fishery
management plans and plan
amendments is narrow: NMFS may
approve, disapprove, or partially
approve a proposed FMP or FMP
amendment recommended by the FMC,
and the sole basis for disapproval of any
such recommendation is that it is not
consistent with applicable law,
including NEPA, the MSA and its
national standards. Applying NEPA
solely to the Secretary’s limited
discretion under the MSA cannot foster
the type of informed consideration of
the effects of the action in light of
reasonable alternatives that NEPA
envisions. Because policy
recommendations are developed and
alternatives narrowed through the
public forum of FMC meetings, it is
important to integrate the analysis of
alternatives and impacts for the NEPA
analysis with the FMC’s development of
recommended management measures
and actions. For this reason, NMFS
addresses several key issues in this
proposed rule: (1) The different roles of
FMCs and NMFS under the MSA, as
advisory bodies and decision-maker
respectively, as those roles relate to
NEPA’s requirements; (2) the integration
of statutory and regulatory timelines to
provide for timely responses to fishery
resource management needs; and (3) the
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complexities of defining the appropriate
range of alternatives for analysis.
process in the context of fishery
management.’’ S. Rept. 109–229, at 8.
C. MSRA Requires Revised and Updated
Agency Procedures to Comply With
NEPA
II. NMFS’ Implementation Efforts
In December 2006, the U.S. Congress
acted to amend the MSA through the
MSRA, which was subsequently signed
into law by the President on January 12,
2007. Pub. L. 109–479. The MSRA
addresses a number of fisheries issues,
but pertinent to this rulemaking is
section 107, which imposes a
requirement that NMFS better integrate
and more closely align applicable
environmental analytical procedures
with the MSA’s fishery management
process.
Congress directed the Secretary,
acting through NMFS, and in
consultation with the FMCs and CEQ, to
revise and update agency procedures to
comply with NEPA. Congress stated that
the procedures shall:
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(A) conform to the [MSA’s] time lines for
review and approval of fishery management
plans and amendments under this section;
and
(B) integrate applicable environmental
analytical procedures, including the time
frames for public input, with the procedure
for the preparation and dissemination of
fishery management plans, plan
amendments, and other actions taken or
approved pursuant to this Act in order to
provide for timely, clear and concise analysis
that is useful to decision makers and the
public, reduce extraneous paperwork and
effectively involving the public.
16 U.S.C. 1854(i)(1)(A) and (B).
Moreover, Congress stated that the
revised and updated procedures are to
be the sole environmental impact
assessment procedures for fishery
management actions (e.g., FMPs, FMP
amendments, or other actions taken or
approved pursuant to the MSA) used by
the FMCs or NMFS. 16 U.S.C. 1854(i)(2).
Finally, Congress authorized and
directed NMFS, in cooperation with
CEQ and the FMCs, to involve the
affected public in the development of
the revised procedures.
The MSRA’s legislative history
reveals Congress’ interest in gaining
efficiencies in the MSA’s environmental
review process. Specifically, the Senate
Report accompanying the MSRA
contained the following language: ‘‘[t]he
intent is not to exempt the MagnusonStevens Act from NEPA or any of its
substantive environmental protections,
including those in existing regulation,
but to establish one consistent, timely,
and predictable regulatory process for
fishery management decisions * * *
[t]he Committee intends section 107 to
streamline this environmental review
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A. Consultations and Public Outreach
As required by the MSRA, NMFS has
consulted with CEQ and the FMCs, and
has initiated public involvement in the
development of the revised procedures.
In the spring of 2007, NMFS and the
FMCs conducted two separate forms of
outreach. NMFS posted a series of
trigger questions on the Internet,
soliciting public input on how the
process should be revised. At about the
same time, the FMCs’ Council
Coordinating Committee (CCC)
developed a strawman proposal for
revised procedures. Both the CCC
strawman and NMFS’ questions were
posted on the agency’s Web site for a 60day public comment period. Moreover,
each of the eight FMCs held public
listening sessions at their respective
FMC meetings between February and
April 2007.
NMFS received a total of 1,660
comments, all but 8 of which were form
letters that expressed general
disapproval of the CCC strawman. The
remaining eight comments were
submitted by a variety of environmental
and fishery-related organizations and
reflected a wide range of opinions on
the new procedures in general, the CCC
strawman, and the trigger questions.
The main topics addressed by the
commenters were:
1. Need for/Authority to Change
Regulations/Guidance. There is
disagreement about the legislative intent
of the MSRA with regard to revision of
the agency’s NEPA procedures, the need
for changes to the NEPA procedures, the
timeframes for public review of NEPA
documents, and the adequacy of the
existing process to meet NEPA
requirements and fishery management
needs.
2. Roles of FMCs and NMFS. There
are opposing opinions about whether
FMCs or NMFS should have the lead on
conducting the NEPA process. One
environmental organization proposed a
specific alternative approach to that set
forth in the CCC strawman.
3. Using the FMC Process to comply
with NEPA. There is disagreement about
the appropriateness of using the FMC
process to comply with NEPA. A major
concern is whether the public would be
adequately included. Many suggestions
were provided on how to make the FMC
process more accessible.
4. Reasonable Alternatives. There is
consensus that reasonable alternatives
must be able to achieve the objectives of
the management action. In addition,
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several specific suggestions were offered
as to how to further define ‘‘reasonable
alternatives.’’
5. Tiering/Scaling the Level of
Analysis. There is agreement that not
every action merits the same level of
detail and length in its analysis and that
some form of scaling is appropriate, but
disagreement as to how to determine the
appropriate level of analysis. Some
commenters felt that the existing EA/EIS
distinction adequately allows for
determining the appropriate level of
analysis based on an action’s degree of
significance. Other commenters
suggested alternative approaches. Two
commenters opposed applying specific
criteria to determine the level and detail
of analysis and indicated that the
circumstances around each action
would dictate what level of analysis is
appropriate.
6. Eliminating the EA/EIS Distinction.
Many commenters support keeping this
distinction, although one commenter
identified a potential benefit of avoiding
litigation over which type of analysis
should have been prepared.
7. Reducing the Length of the
Comment Period to 30 days. There is
disagreement as to whether longer or
shorter comment periods are desirable,
as well as on the effects of any change
on streamlining and process.
8. Scientific Research and
Experimental Fishing. The need to
improve NEPA’s application to
scientific research and experimental
fishing was pointed out.
At its May 2007 meeting the CCC
decided to recommend its strawman to
NMFS as the basic approach for the new
process and made several additional
comments and suggestions. Since May
2007, NMFS has consulted with CEQ
and the CCC subcommittee to develop
the environmental review procedures
proposed in this rule.
B. Alternatives Considered by NMFS
In addition to conducting public
outreach, NMFS engaged in an internal
scoping process to consider the most
appropriate means to revise and update
the NEPA procedures to better integrate
NEPA and MSA. NMFS examined a
number of important issues during this
process, which included, but were not
limited to: NEPA’s role in the fishery
management context; ways to integrate
the NEPA and MSA process to ensure
successful implementation of MSA
actions; mechanisms for improving
public participation; whether NMFS,
the FMCs, or both should prepare
environmental analyses; and the type of
environmental document and level of
analysis applicable to a specific fishery
management measure or action. As a
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result, and after careful consideration of
public comments on NMFS’ trigger
questions, the CCC subcommittee
Strawman proposal and public input
received at each of the Council listening
sessions, NMFS developed an array of
alternatives intended to achieve the
following goals: (1) Ensure compliance
with NEPA when developing and
implementing fishery management
measures and actions under the MSA;
(2) Adhere to the principles of public
involvement and agency accountability
(i.e., requirements that agencies
consider and respond to public
comment) set forth in the existing CEQ
regulations; (3) Integrate NEPA’s
requirements into the MSA public
processes for developing and approving
fishery management measures and
actions; (4) To the extent appropriate,
build on recommendations in the CCC
Strawman document; (5) Appropriately
align public participation in the NEPA
process to reflect differences in the roles
of the Regional Fishery Management
Councils (FMCs) and NMFS in the
development and approval of fishery
management measures and actions and
conducting the NEPA analysis; and (6)
Conform the MSA and NEPA timelines
to achieve greater efficiencies in
fisheries management and allow rapid
response to fishery management needs,
while providing the public meaningful
opportunity to influence policy
decisions.
In developing these proposed
procedures, NMFS attempted to
determine where fishery-specific
improvements could be gained while
supplementing the key elements of the
CEQ regulations that ensure
opportunities for public participation
and agency accountability. Some of the
key features of the CEQ regulations
centered around the early public
scoping process, the opportunity for
public comment on a draft analytical
document, a revised final document that
addresses public comment, a cooling-off
period prior to the final decision, and a
Record of Decision (ROD) documenting
the agency’s final decision. NMFS then
considered whether the procedural
aspects of these elements (such as
timing, sequencing, and feedback
mechanisms) could be implemented to
provide more appropriate opportunities
for public participation in the process
for developing MSA measures and
actions. Specifically, NMFS sought an
approach that would: (1) Integrate
NEPA’s public participation
opportunities with the FMC
development of analyses and
alternatives and NMFS’ decisionmaking
under the MSA; and (2) allow the MSA
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decision-making process to proceed in a
timely manner to address real time
fishery management needs.
NMFS identified alternatives for
possible fisheries-specific
improvements in several general
categories: form of documentation; roles
and responsibilities; timing and flow of
process; and other elements
(experimental fishing, emergencies,
page limits, and the range of alternatives
to be analyzed).
1. Form of Documentation
a. Single Integrated Document
Pursuant to NEPA, an EIS must be
prepared for any major Federal action
significantly affecting the quality of the
human environment. An EA may be
prepared as a first step to inform the
determination of whether a proposed
action would have a significant effect on
the quality of the human environment,
thereby requiring an EIS. Generally, the
EIS is a more thorough analysis of
impacts and alternatives than the EA.
For development of FMPs by FMCs,
however, this is not always the case.
Development of FMPs or amendments
under the MSA requires development of
a comprehensive analysis that
incorporates almost all of the content
requirements for an EIS. In many cases,
an FMC can relatively easily incorporate
the additional EIS content requirements
(i.e., cumulative impact analysis and
reasonable range of alternatives) into the
existing fishery management analysis.
Given these requirements, one
possible approach would be to eliminate
the EA/EIS distinction, ensure that
content requirements of an EIS are
included in the MSA analysis, and
adjust the procedures and timing for
completing an EIS through the FMC
process. Rather than focusing on
whether or not an action is
‘‘significant,’’ this approach would
undertake the more comprehensive
analysis and consideration of
alternatives for every action. Among
other things, this approach would
ensure preparation of EIS-level
documents in ‘‘close call’’ situations.
This approach was recommended by the
CCC in their strawman, which would
have required a single analytical
document labeled an Environmental
Impact Analysis (EIA).
However, there was little support for
this approach expressed through public
comment. One of the most noted
concerns expressed by the public
focused on the potential difficulty in
developing scaling criteria, and how
EIAs would be tailored to allow an
appropriate scaling of the analysis based
on the scope of the proposed action.
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This approach could result in
unnecessary analysis and delay for
actions where an EA/FONSI is
appropriate.
b. Status Quo
NMFS considered retaining the three
main forms of documentation currently
provided for in the CEQ regulations:
The EIS, EA/FONSI, and CE. While
these forms of documentation are
familiar to the public, retaining them as
they currently exist in the CEQ
regulations would negate the
opportunity for improvements to the
NEPA process for MSA actions as
intended by the MSRA.
c. New Forms of Documentation
The preferred alternative, as set forth
in this proposed rule, would provide for
four types of documentation based on
the current EIS/EA structure, but
tailored to address the unique needs of
the fishery management process: (1) An
IFEMS, which would be similar to an
EIS but with more explicit integration of
MSRA requirements, (2) an EA/FONSI,
(3) a CE, and Determination of
Categorical Exclusion, and (4) a
Memorandum of Framework
Compliance (this would allow NMFS
and the FMCs to efficiently implement
the NEPA process for actions (e.g.,
frameworks and annual specifications)
that fall within the scope of a prior
NEPA analysis). These documents, with
the exception of the Memorandum of
Framework Compliance, would have
content requirements similar to those
provided under existing NMFS
procedures and caselaw, but with
revisions to address specific fisheryrelated needs. In combination with the
adjustments to process and timing
described below, the intent of these
revisions is to retain the flexibility to
utilize an EA/FONSI or CE, where
appropriate, but to make the process for
completing an EIS-level document (i.e.,
IFEMS), and/or utilizing a
Memorandum of Framework
Compliance, better integrated with
existing MSA timing and decisionmaking requirements.
2. Roles and Responsibilities
NMFS analyzed the MSA and NEPA
statutory and regulatory requirements
and identified several different ways of
viewing the roles and responsibilities of
NMFS and the FMCs in an integrated
MSA/NEPA process.
a. FMCs Responsible for NEPA
Compliance
One option would be to vest sole
responsibility for preparing the NEPA
analysis with the FMC and require that
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the FMC develop the NEPA analysis
during development of MSA
management recommendations. This
option would give the FMC full
responsibility for completing the NEPA
analysis. Under this scenario, the NEPA
document would be primarily an FMC
document. FMCs would be solely
responsible for developing the final
NEPA document prior to recommending
management measures and actions to
NMFS. The analysis would be prepared
in accordance with the requirements for
an EIS. NMFS would not participate
substantially in the development of the
document. The FMCs would be required
to complete all required NEPA
procedures, including the cooling-off
period, prior to taking the final vote to
recommend a measure or action.
Because of the MSA’s unique structure,
based on the FMCs considering public
input and making management
recommendations to NMFS, and NMFS’
subsequent decision to approve,
disapprove, or partially approve any
recommendation, this approach would
effectively align NEPA’s consideration
of impacts and alternatives with the
FMC’s consideration of alternatives for
recommendation to NMFS. However,
NMFS is the Federal action agency
ultimately responsible for NEPA
compliance, and this option would not
give NMFS involvement in the NEPA
documentation and process to assure
that NMFS satisfies its NEPA
obligations.
b. NMFS Solely Responsible for NEPA
NMFS identified two approaches by
which NMFS could comply with the
mandates of NEPA without involving
the FMCs. However, neither of these
scenarios would result in the type of
information sharing and public
participation envisioned by NEPA and
these proposed regulations.
(i) Separating the NEPA Analysis
From the FMC’s Process. Under this first
scenario, NMFS, as the action agency,
would conduct the NEPA analysis and
prepare the appropriate NEPA
document. NMFS would publish and
make available the NEPA document
separate from the FMC process, but if
practicable NMFS could align its release
of the document within the FMC
process. NMFS, as a member of the
FMC, could recommend NMFS’s
alternatives and NEPA analysis to the
FMC as it considered alternatives prior
to its final vote. However, NMFS has
only one vote on each FMC and
therefore could not ensure the range of
alternatives NMFS analyzed in the
NEPA document would be considered
by the FMC as it developed its
recommendation under the MSA. While
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the Secretary must disapprove a
recommendation that does not comply
with NEPA, MSRA directed NMFS to
revise and update its procedures to
integrate NEPA procedures with the
procedure for the preparation and
dissemination of fishery management
plans, amendments, or other actions
taken or approved pursuant to the MSA.
NMFS did not adopt this alternative
because it does not effectively integrate
consideration of alternatives and
impacts for the NEPA analysis and for
the FMCs’ development of management
recommendations.
(ii) NMFS Prepares the NEPA
Analysis After the FMC Takes Final
Action. Under this scenario, NMFS
would again conduct the NEPA analysis
and prepare the appropriate NEPA
document. However, the NEPA process
would not commence until after the
FMC takes a final vote on its
recommendations. This option is based
on the theory that there is no proposed
Federal action to analyze until the FMC
transmits its recommendation and the
Secretary is required to take action on
the FMC’s recommendation. However,
this approach does not effectively
integrate the analysis of alternatives and
impacts for the NEPA analysis with the
FMCs’ development of recommended
management measures and actions. This
option would require significant
reductions in the amount of time
available for public review and
comment on the NEPA analysis for all
fishery management measures and
actions.
c. Preferred Alternative
The third alternative NMFS
considered would modify the
procedural requirements for conducting
the NEPA analysis and preparing the
appropriate NEPA document to
accommodate the unique relationship
between the FMCs and NMFS in the
MSA context.
This alternative is intended to better
align public input to FMC
recommendations and NMFS authority
for approval and implementation of
fishery management measures and
actions and would establish a regulatory
requirement that FMCs consider public
comments on an IFEMS before taking a
final vote. It is based on an
understanding of the role of the FMC as
an advisory body that narrows
alternatives and makes
recommendations and which, therefore,
should be informed by public comment.
This alternative also recognizes that
NMFS, after having provided input and
guidance to the FMC for the
development of the NEPA document,
bears ultimate responsibility for
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compliance with both MSA and NEPA.
The requirements of NMFS procedures
implementing NEPA would be modified
to accommodate the respective roles of
the FMCs and NMFS in the NEPA
process. This alternative would provide
for more explicit integration of NEPA in
the MSA decisionmaking process and
maximize opportunities for public
participation by providing opportunities
for review and comment at by both FMC
and NMFS, levels, while allowing
flexibility to reduce comment periods
for FMCs in certain circumstances to
meet fishery management need.
3. Timing and Flow of Process
NMFS analyzed different ways to
build flexibility and predictability into
the timing requirements of the NEPA
procedures to assure the appropriate
level of NEPA analysis is prepared and
to allow for the maximum amount of
public participation during the FMCs’
development of recommended
management measures and actions.
a. CCC Strawman (Three-Meeting
Minimum for IFEMS)
The CCC strawman includes a
recommended process that would
require a minimum of three FMC
meetings to develop a management
recommendation and associated NEPA
documentation. Upon further
consideration at its May 2007 meeting,
however, the CCC determined that some
management recommendations needing
to be completed in fewer than three
meetings would benefit from and/or
require analysis in an EIS-level
document and recommended that the
revised procedures address this issue.
b. Preferred Alternative (Two-Meeting
Minimum for IFEMS)
After analyzing the minimum
timelines set forth in the CEQ
regulations, the statutory timelines of
the MSA, and the practical issues
surrounding scheduling of FMC
meetings and the logistics of completing
the necessary steps to develop a fishery
management recommendation, NMFS
constructed an approach that would
allow for the development of an IFEMS
through a minimum two-meeting cycle,
thus allowing for even the most timeconstrained fishery management needs
to be informed by an IFEMS.
This alternative would take into
account the statutory structure of the
MSA decision-making process and the
need for the FMC recommendation to
move forward through Secretarial
review to an ultimate decision in order
to respond to real-time fishery
management needs. This alternative
accommodates the typical FMC process
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for development of a management
recommendation with an EIS-level
document, which usually involves an
iterative process with the public in
which several versions of a draft are
shared and modified over the course of
several FMC meetings prior to a final
FMC vote. This alternative also
recognizes that in some circumstances
certain minimum time periods
identified in the CEQ regulations may
need to be reduced to allow the
completion of an IFEMS in as few as
two FMC meetings as described below.
For a smaller subset of fishery
management needs, various factors
(such as the timing of the availability of
fishery statistics, the timing of the
opening of the fishing season, judiciallyimposed deadlines, and the schedule of
FMC meetings) can interact to constrain
the available time between
identification of a management need
and the time when a management
measure needs to be effective. The
intent of this proposed rule is to
maintain the iterative and deliberative
processes of the FMCs as they exist for
addressing management needs in a
situation not subject to such time
constraints, but to allow enough
flexibility so that the system can also
accommodate an IFEMS in a timeconstrained situation. This proposed
rule (§ 700.604) would establish the
following considerations for
determining the appropriateness of
reductions in minimum time periods for
public comment:
(1) Whether there is a need for
emergency action or interim measures to
address overfishing;
(2) The potential long- and short-term
harm to the fishery resource;
(3) The potential long- and short-term
harm to the marine environment,
including non-target and protected
species;
(4) The potential long- and short-term
harm to fishing communities;
(5) FMC meeting schedules and
ability to respond;
(6) Degree of public need for the
proposed action, including the
consequences of delay;
(7) Time limits imposed on the agency
by law, regulations, or Executive Order.
An important component of this
approach would be supplementation of
the requirement in the CEQ regulations
linking the start of minimum time
periods for public comments and the
delay associated with the cooling off
period to the Environmental Protection
Agency’s (EPA’s) publication of the
notice of availability (NOA). EPA
publishes a notice in the Federal
Register each Friday, listing all the EISs
that were filed with EPA the previous
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week. In severely time-constrained
fishery management situations, the time
that is lost prior to EPA’s weekly filing
could be used by NMFS, the FMCs, and
the public to complete better
documents, to have a few more days of
public comment, and/or to be able to
complete an IFEMS on a very short
deadline. The preferred alternative
would allow NMFS to start the clock on
the minimum time periods by filing the
NOA of the IFEMS in the Federal
Register as soon as the IFEMS is
available to the public and filed with
EPA. In such circumstances, the
minimum time period could be
calculated from the Federal Register
publication date of the NMFS NOA. The
EPA notice to follow would state that,
pursuant to MSRA and EPA’s authority
to reduce prescribed periods for timing
of agency action (40 CFR 1506.10(d)),
EPA has reduce the applicable time
according to the number of days
provided for in preceding the NMFS
NOA.
In addition to providing for time
savings in time-constrained situations,
this proposed change would allow
NMFS to start the clock on the comment
period on the NEPA document
simultaneously with the start of the
comment period on the proposed
fishery management measure or action.
Allowing the clocks for the two sets of
comment periods to begin and run
simultaneously would further integrate
the requirements of NEPA and the MSA.
4. Other Elements (Experimental
Fishing, Emergencies, Page Limits, and
the Range of Alternatives To Be
Analyzed)
a. Experimental Fishing
The public raised the issue that
NEPA’s requirements sometimes hinder
the ability of research organizations to
obtain EFPs. NMFS considered
maintaining the status quo, as well as
whether there may be opportunities to
improve the current NEPA procedures
with regard to EFPs. The preferred
alternative would specify that, where
experimental fishing activities proposed
to be conducted under an EFP, and
where the fish to be harvested have been
accounted for in other analyses of the
fishery such as by factoring a research
set-aside into the allowable biological
catch (ABC), optimum yield (OY), or
fishing mortality, the activities could be
eligible for a CE, as appropriate.
Activities that are truly ‘‘scientific
research,’’ as defined by 50 CFR 600.10,
are not subject to regulation under the
MSA and thus not subject to this
rulemaking.
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b. Emergencies and Interim Actions
Pursuant to the MSA
NMFS possesses authority under
section 305(c) of the MSA to promulgate
emergency rules or interim measures.
NMFS’s must be able to respond quickly
to emergency or overfishing situations
while accommodating NEPA’s
requirements to ensure adequate public
involvement and prepare the requisite
analyses for a particular measure or
action.
As part of this proposed rulemaking,
NMFS considered two options to
comply with NEPA in the context of
section 305(c) emergency and interim
actions. One option would have allowed
NMFS to prepare an abbreviated NEPA
analysis for the measure or action. The
scope and degree of analysis would
have been determined in light of the
nature and timeframe in which to
address the emergency. Further, if good
cause existed to waive the requirements
for notice and opportunity for public
comment on the proposed rule under
the Administrative Procedure Act,
NMFS would have afforded an
opportunity for public comment on the
NEPA document after implementation
of the emergency or interim measures.
The preferred option, as described in
§ 700.701, would establish the option of
developing programmatic alternative
arrangements for NEPA compliance
with CEQ for emergency or interim
actions that may result in significant
impacts. The intent is to limit such
arrangements to specific types of
emergency or interim actions that
necessitate immediate attention and for
which public involvement or detailed
analyses would interfere with NMFS’
ability to control the immediate impacts
of the emergency. While this alternative
would still allow for the use of ad hoc
approaches where appropriate, it would
allow flexibility to prepare planned and
managed approaches that would avoid
the inefficiencies and uncertainties of
reactive, situation-specific
arrangements.
c. Page Limits
CEQ’s guidance for preparation of
EISs states that the text ‘‘shall normally
be less than 150 pages,’’ and for
proposals of unusual scope or
complexity ‘‘shall normally be less than
300 pages.’’ 40 CFR 1502.7. NMFS and
FMC-generated NEPA documents
sometimes exceed these expected page
limits. It has been suggested that
reducing the number of pages of MSA
NEPA documents could improve the
overall analytical quality and public
accessibility and understanding of the
documents. The complexity of the
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alternatives that must be analyzed for
fishery management actions and
measures and the difficulty of
sufficiently analyzing these alternatives
in a relatively short document, however,
may result in documents exceeding
these page limits. NMFS proposes to
consult with CEQ on a programmatic
basis in those situations where page
limits for NEPA analyses are exceeded.
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d. The Range of Alternatives To Be
Analyzed
A Federal agency’s range of
alternatives is reasonable if the
alternatives meet an agency’s stated
purpose and need and, if they are
consistent with an agency’s statutory
authorities and policy objectives.
Although the range of alternatives
should not be so narrowly defined so as
to preclude meaningful consideration of
alternate ways of accomplishing agency
objectives, courts have afforded agencies
much discretion to define what they
consider to be reasonable in light of the
controlling statute or purpose and need
for the action. In some cases the lack of
precisely drawn alternatives has led to
overly complex NEPA documents.
The CCC Subcommittee commented,
in the context of MSA fishery
management actions, that a literal
interpretation of the requirement in
CEQ’s regulations that the EIS
‘‘rigorously explore and objectively
evaluate all reasonable alternatives, and
for alternatives which were eliminated
from detailed study, briefly discuss the
reasons for their having been
eliminated,’’ results in FMCs and NMFS
analyzing alternatives that the FMC
would never recommend, requires
detailed analysis of every reasonable
alternative suggested by the public, and
results in an overapplication of NEPA’s
requirements. The CCC Subcommittee
recommended striking the word ‘‘all’’
from before ‘‘reasonable alternatives’’
and clarifying that the requirement is to
consider a ‘‘reasonable range’’ of
reasonable alternatives. NMFS believes
that clear guidance on the range of
alternatives in the fishery management
context would reduce the over-inclusion
of alternatives that results in overly
complex and voluminous alternatives
analyses. The proposed rule would not
eliminate the word ‘‘all,’’ but would
encourage better analysis of an
appropriate, not overly-inclusive, range
of alternatives.
III. Proposed Changes to Existing NEPA
Review Procedures
After consulting with the FMCs and
CEQ, and carefully considering input
from the public, NMFS is proposing to
implement new regulations, to be
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published at 50 CFR part 700,
establishing fisheries-specific
procedures for NEPA compliance. This
approach would replace the existing
NMFS procedures for complying with
NEPA in the context of fishery
management under the MSA. These
specific regulations for implementing
NEPA in the context of fishery
management under the MSA would
supplement the general CEQ regulations
implementing the procedural provisions
of NEPA. While the CEQ definitions (40
CFR part 1508) and other generally
applicable provisions of the CEQ
regulations are not paraphrased or
repeated, they would remain relevant
and applicable. Based on public review
and comment on these proposed
regulations, CEQ will review the final
NMFS regulations for conformity with
NEPA. 40 CFR 1507.3.
A. Form of Documentation
The proposed process would utilize
four forms of documentation: The
IFEMS, the EA/FONSI, the CE, and the
Memorandum of Framework
Compliance.
1. IFEMS
The IFEMS would be comparable to
an EIS-level analysis. As the name
indicates, it would integrate applicable
environmental analyses into a single
document.
The content of the IFEMS would be
largely similar to that of an EIS. This
proposed rule contains additional
specificity concerning what constitutes
a reasonable range of alternatives,
including the ‘‘no action’’ alternative,
how incomplete or unavailable
information should be treated for
purposes of fishery management, and a
specific requirement to consider
cumulative impacts. The proposed
process would also allow for the timing
and procedures associated with the
IFEMS to be modified from those CEQ
has established for EISs.
While the NEPA-related contents of
the IFEMS would be similar to the EIS,
the procedural requirements would be
different. The proposed name change
from EIS to IFEMS is intended to make
clear that the requirements applicable to
an IFEMS are distinct from those
applicable to an EIS, especially in terms
of procedure and timing, but also
regarding the identification of
alternatives, how to deal with
incomplete information, and the
requirement to analyze cumulative
impacts. Existing FMPs and EISs would
not need to be amended to comply with
the new IFEMS requirement. IFEMS
would only need to be developed for
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new actions or to take advantage of new
frameworking measures.
This proposed rule would also
establish categories of actions that
would normally require an IFEMS, such
as new FMPs, and FMP amendments
with significant impacts (§ 700.103).
These categories are expected to assist
with agency and FMC planning and
inform public expectations on the
appropriate level of NEPA
documentation. For example, when
initiating analysis of a new action, an
FMC or NMFS would be able to quickly
determine which level analysis would
most likely be applicable to that type of
action. However, the determination of
significance for a particular action
would still ultimately be based on the
application of the significance criteria.
2. EA/FONSI
The EA/FONSI would still be
available for use based on the
‘‘significance’’ test as is currently the
case. In addition, the proposed revisions
would establish certain categories of
actions that would normally qualify for
this level of analysis, such as emergency
actions and annual specifications or
frameworks not covered by a
Memorandum of Framework
Compliance as described below. The
effect of these categories would also be
to assist with agency and FMC planning
and inform public expectations.
However, the determination of
significance for a particular action
would still ultimately be based on the
application of the significance criteria.
In addition, new § 700.401(d) would
authorize the use of a FONSI for an
action that may have significant or
unknown effects, as long as the
significance and effects have been
analyzed previously. This provision is
intended to address situations such as
recurrent annual management measures,
the effects of which are significant or
unknown, and which therefore do not
qualify for a CE, but nevertheless do not
require a new EIS every year given the
previous analysis.
3. CE (and Determination of Categorical
Exclusion (DCE)) (§§ 700.105 and
700.702)
The current CEQ guidance defines
CEs and encourages agencies to use
them. The proposed revisions include a
new section on CEs that would establish
a new form of documentation (DCE).
The proposed revisions would also
establish a new CE category for
experimental fishing activities
permitted under an EFP, where the fish
to be harvested have been accounted for
in other analyses of the FMP, such as by
factoring a research set-aside into the
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ABC, OY, or fishing mortality. In
addition, the proposed revisions would
establish, by regulation, other categories
of actions that would qualify for a CE
and which are currently contained in
NOAA’s Administrative Order that
provides internal agency guidance on
administering NEPA (NOA 216–6).
4. Framework Implementation
Procedures and the Memorandum of
Framework Compliance (§ 700.104)
This section would allow the NEPA
process for fishery management to be
streamlined for measures or actions that
have been previously analyzed by the
FMCs or NMFS. Specifically, this
proposal would allow FMCs or NMFS to
establish Framework Implementation
Procedures (FIPs), i.e., formal
mechanisms to allow actions to be
undertaken pursuant to a previously
planned and constructed management
regime without requiring additional
NEPA analysis. In its simplest terms, the
goal of a FIP is to provide that, when the
environmental impacts of fishery
management measures have been
analyzed in a broad parent document,
subsequent actions to implement these
measures, e.g., a framework action,
annual specifications, or harvest limits,
would not need further NEPA analysis,
so long as the impacts of a subsequent
action fall within the range of effects
considered by the broad parent
document.
The proposed use of FIPs would allow
FMCs and NMFS to integrate NEPA’s
requirements into an existing MSA
management tool that provides for
advance planning and rapid response to
real-time fishery management needs.
Many FMPs include provisions, known
as ‘‘frameworks,’’ that permit a class of
actions to be undertaken pursuant to
procedures described under the FMP
without requiring an amendment to the
underlying FMP. The FMP or FMP
amendment that establishes these
procedures often includes extensive
analysis of a range of measures and
actions that are anticipated to be taken
in the future through the use of these
framework procedures. The FIP
provisions proposed in this rule would
allow an FMC or NMFS to utilize the
same sort of advance planning for
analysis of environmental impacts. FIPs
could be used for a variety of fishery
management measures and actions,
including traditional framework actions,
annual specifications, and other fishery
management actions, as appropriate.
To establish a FIP, the FMCs or NMFS
would include procedures in an FMP
that comply with the requirements
specified in § 700.104(a) of the proposed
regulations. For example, the FIP would
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need to specify criteria that would
trigger the requirement to supplement a
prior analysis if a new IFEMS or EA for
the subsequent fishery management
action would be needed.
This proposed rule would also
establish a Framework Compliance
Evaluation process to evaluate whether
a fishery management action taken
pursuant to an FIP established under an
FMP requires additional action-specific
analysis. At a minimum, the Framework
Compliance Evaluation would serve two
purposes: First, to identify the
applicable underlying NEPA
document(s) for the subsequent fishery
management action; and second, to
determine whether the underlying
NEPA document(s) can support the
action (i.e., whether the action and its
anticipated effects fall within the scope
of the prior analysis) or whether the
NEPA analysis requires
supplementation due to new
information or because the effects of the
subsequent action have not been
previously analyzed.
The Framework Compliance
Evaluation would result in one of two
outcomes, as specified in § 700.104(c)
and (d): (1) The development of a
Memorandum of Framework
Compliance that documents briefly how
the fishery management action taken
pursuant to a FIP falls within the scope
of a prior NEPA analysis; or (2) the
determination that supplementation of
the prior NEPA analysis is needed to
satisfy NMFS’s NEPA obligation for the
subsequent fishery management action.
B. The Role of the FMCs and NMFS in
the NEPA Process
The proposed approach recognizes
that the MSA created a unique structure
for Federal fisheries management, under
which both the FMCs and NMFS have
important roles. The FMCs are advisory
bodies that develop management
alternatives and make recommendations
that NMFS must approve or partially
approve unless they are inconsistent
with applicable law. Given the primary
role FMCs play in the development of
fishery management measures and
actions, FMC decisions should be
directly informed by public comment,
and the MSA’s public process
requirements address this need. For its
part, NMFS has the authority to approve
and implement fishery management
measures and actions and bears ultimate
responsibility for compliance with the
MSA and NEPA. To account for these
different roles, portions of the proposed
procedures would differ from the
current NMFS procedures with respect
to the requirements for public
participation and consideration of and
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28005
responses to public comment by NMFS
and the FMCs.
This proposed rule would establish
new duties and opportunities intended
to ensure both that public input relevant
to the development of alternatives and
policy recommendations is provided to
the FMC when the FMC is developing
its recommendations, and that NMFS
considers and responds to comments
addressing its decision to approve,
disapprove, or partially approve an FMC
recommendation, which includes
consideration of NEPA compliance.
This proposed rule would establish: a
new requirement for FMCs to consider
public comments on draft IFEMSs prior
to voting to recommend a measure or
action for Secretarial review; flexibility
to reduce the public comment period on
IFEMSs to fit a two-meeting cycle where
necessary; additional requirements for
consideration and response to public
comments by NMFS (including a new
comment period on the Final IFEMS
and a new requirement to respond to
comments on the Final IFEMS in the
ROD, as appropriate); and flexibility for
NMFS to reduce the cooling-off period
where necessary.
In light of the important role the
FMCs play in the MSA process, public
comment regarding scope of analysis,
alternatives, and impacts should
appropriately be directed to the FMCs
during the development of
recommended management measures
and actions. However, NMFS recognizes
that this requirement could affect the
FMCs’ ability to respond rapidly to a
fishery management need in some cases.
Because integrating NEPA requirements
into the FMC process requires
assurances that public input can be
considered prior to narrowing the range
of alternatives, this proposed rule
attempts to balance opportunities for
public input with the need for rapid
response to management needs.
Therefore, this proposed rule includes
modifications to timing and process as
discussed further in section C below.
C. Timing and Process
This proposed rule would establish a
process for conducting the necessary
NEPA analyses within the context of the
FMC process. For EAs and CEs, the
procedures currently used by the FMCs
would not be affected. Likewise, there
would not be significant changes to the
existing process for Secretarial and HMS
actions. Therefore, this discussion
focuses on the proposed process by
which an IFEMS would be prepared for
an FMC-initiated action.
The key concept behind the proposed
changes in procedure is that the
opportunities for public participation
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and the requirements for comment and
response have been revised to align with
the MSA process and to reflect the
respective roles of the FMCs and NMFS
under the MSA, as discussed above. To
allow the process to flow, as envisioned
under the MSA, from FMC
recommendation to an ultimate final
agency action by NMFS, flexibility
would be built into the procedural
timelines.
As described in the discussion of
roles in section B. above, this proposed
rule strikes a balance between creating
additional NEPA procedures required
for the FMCs and where appropriate
allowing for reductions of time for
public review and input. While it
imposes new duties on the FMCs to
consider public input before voting, it
does so in a manner intended to allow
the process to continue moving forward
to a decision point at the NMFS level.
It is vital that FMCs and NMFS retain
the ability to respond rapidly to fishery
management needs. It is important to
note that the public would be given as
much time to review the draft as the
FMC members and that any reduction in
time must be supported by one of the
criteria enumerated in these proposed
regulations.
To offset any potentially shortened
public review period on the draft during
the development of FMC
recommendations, this proposed rule
would add additional public input
requirements for NMFS. This would
include a new comment period on a
Final IFEMS, and a new requirement to
respond to comments on the Final
IFEMS in the ROD.
The goal of the proposal is to make
the process flexible enough to allow
adequate public involvement, but to
allow for adjustments when necessary to
meet a time-sensitive resource
management need. The minimum time
period in which an FMC
recommendation supported by an
IFEMS could be completed under the
proposed regulations would be over the
course of two FMC meetings.
For FMC-initiated actions, the process
would flow as follows:
1. Scoping
The basic scoping approach for FMCinitiated actions would be based on the
MSA process. Generally, the initial
scoping notice would be published in
the Federal Register as part of an FMC’s
meeting agenda notice, and no less than
14 days in advance of the FMC meeting.
This provision would not limit the
ability of an FMC or NMFS to publish
a scoping notice earlier in the process.
In addition to the FMC meeting, other
scoping activities could also be
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conducted by the FMC or NMFS. NMFS
would have to ensure that the scoping
process meets the purposes of scoping
as proposed to be set forth at § 700.108.
The scoping notice would be required to
be titled and formatted in a manner that
provides the public with adequate
notice of the NEPA-related scoping
process. For NMFS-initiated actions,
including HMS actions, NMFS would
initiate scoping via a Federal Register
notice and would provide notice of
scoping activities, if any, conducted in
conjunction with HMS Advisory Panel
meetings or other meetings held by
NMFS.
While the intent is to utilize the
existing FMC processes to the extent
practicable, the proposed regulations
would allow scoping to be satisfied by
many different mechanisms, including:
FMC or NMFS planning meetings and
public hearings; requests for public
comment on public hearing documents;
discussion papers; and other versions of
decision and background environmental
documents. Scoping meetings should
adequately inform interested parties of
the proposed action and alternatives to
facilitate substantive participation in the
development of the management
measures and environmental document.
If the proposed action has already been
subject to a lengthy development
process that has included early and
meaningful opportunity for public
participation in the development of the
proposed action, those prior activities
may be used as part of meeting the
scoping components of these
environmental review procedures.
Note that, in order to get the scoping
notice out as early as possible, the FMC
may not identify alternatives prior to
publication of the notice. In this case, it
would be sufficient to indicate that
alternatives will be identified through
the FMC process and that the public
will have an opportunity to provide
input through the FMC process.
NMFS, working with the FMCs, will
develop guidance on the appropriate
format and content for scoping notices.
In addition, the proposed rule
includes a requirement at § 700.112 that,
with respect to any responsibilities not
clearly assigned by this rule, NMFS and
the FMC would assign these
responsibilities prior to completion of
the scoping process.
2. Draft IFEMS
The draft IFEMS would be circulated
for public comment for at least 45 days
prior to the FMC voting to recommend
an action to NMFS, unless any of the
considerations in § 700.604(b)(2) are
met. The FMC would be required to
consider public comment on the IFEMS
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prior to voting to recommend the action.
At a minimum, the notice of its
availability would be required to be
published no later than with the agenda
notice for the upcoming FMC meeting at
which FMC action would take place.
Under the proposed rule, the
allowable public comment period on a
draft IFEMS might, in extraordinary
circumstances, be only 14 days,
compared to CEQ’s required minimum
time period of 45 days for public
comment on draft EISs (DEISs). It is
important to note, however, that the
draft IFEMS informs the FMCs in their
development of recommended
management measures and actions. In
light of the unique role the FMCs play,
the draft IFEMS would be specifically
designed to link NEPA’s considerations
to the FMC process of developing
recommended management measures
and actions under the MSA.
3. Public Comment
In order to ensure that the public has
a meaningful opportunity to participate
in the NEPA process as the FMC
develops its recommended management
measures and actions, as well as ensure
that the FMC is well-informed when
making its MSA recommendations, the
FMC would be required to consider
public comment on the draft IFEMS
prior to voting to make a final
recommendation to the Secretary.
Because FMC meetings are public
meetings and transcripts are kept, there
would be a record of how the FMC
addresses comments. The FMC’s vote
would also provide evidence of how the
FMC responded to comments. In
addition, this proposed rule would
require the final IFEMS to document
how both the FMC and NMFS
responded to comments on the draft
(§ 700.304).
Likewise, the commenting public
would need to raise comments pertinent
to the FMC’s analysis, such as the scope
of the analysis, the alternatives
considered, and the expected
environmental impacts, to the FMC
prior to its vote. The proposed
regulations state that NMFS is not
obligated to respond to comments
relevant to the draft IFEMS that are
raised for the first time during
Secretarial review. (See § 700.305(d)).
The proposed regulations are intended
to encourage the public to seek any
change in the policy recommendation or
alternatives considered before the
FMC’s vote when this can and should
appropriately be done via the FMC
process. Therefore, the proposal
highlights the obligations of the
interested public to raise pertinent
comments at appropriate points in the
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process. As discussed below, comments
relevant to the draft IFEMS raised for
the first time when the action is under
MSA Secretarial review will be
considered only in light of the
Secretary’s decision on the proposal’s
ultimately approvability, which
includes compliance with NEPA and
other applicable law.
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4. Vote
The FMC would vote to recommend
action. Depending on the outcome of the
vote, either a final IFEMS or a
supplemental IFEMS could be prepared.
A final IFEMS could be prepared and
submitted with the transmittal package
to begin Secretarial review if the FMC
voted to recommend: (1) An alternative
considered and analyzed in the draft
IFEMS; (2) a hybrid of the alternatives
analyzed in the draft; or (3) another
alternative not specifically analyzed in
the draft IFEMS, but otherwise within
the range of the alternatives analyzed in
the draft. If, however, the FMC voted to
recommend a completely new
alternative (‘‘outside the box’’
alternative) that was not previously
analyzed, there would be a requirement
for additional analysis, but the proposed
approach would offer some flexibility in
determining how to proceed as
described below.
5. Supplemental IFEMS
Section 700.203(b)(5) is intended to
address the question of how to allow the
FMC’s recommended action to move
forward towards submission to NMFS
for decision, while assuring meaningful
opportunity for the public to comment
on the NEPA analysis both as the FMC
develops its recommendation and as
NMFS reviews the recommended
action. Because the FMC process
culminates in a vote from the FMCs, the
FMCs rarely have a preferred alternative
fully fleshed out prior to their vote. At
FMC meetings, after hearing public
testimony, an FMC may vote to
recommend an action that is a
modification of alternatives or
combinations of alternatives specifically
analyzed. Unless the impacts are
beyond the scope of the analysis the
FMC considered, these types of changes
should not require a new draft IFEMS,
but rather can be fully assessed in a
final IFEMS and distributed for
additional public comment before
NMFS’s final decision. The intention is
to prevent the FMC from becoming
trapped in a cycle of preparing a revised
analysis to address the new alternative
and conducting another vote, which
again results in a completely new
alternative, leading to yet another round
of analysis and voting. On occasion, this
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cycle can lead to gridlock such that
necessary and appropriate conservation
and management measures or actions
are inordinately delayed. If, however,
the FMC selects a completely new
alternative beyond the scope of the draft
IFEMS, the public must be provided an
opportunity to review a supplemental
IFEMS.
As described below, the proposed
approach would give the FMCs and
NMFS some flexibility in determining
how to proceed when an unanalyzed
alternative is selected by the FMC. The
FMC could choose to take public
comment on the supplemental IFEMS
through the FMC process or to transmit
the supplemental IFEMS to NMFS and
have NMFS take public comment on it
during Secretarial review of the
proposed action.
The FMC could decide to supplement
the analysis, take public comment at the
FMC level, and then submit the final
IFEMS to NMFS with the transmittal
package for the MSA
recommendation(s). The supplemental
document would be distributed to the
public as another ‘‘draft’’ IFEMS and
would comply with timing and
commenting provisions regarding drafts.
This approach would allow the FMC to
maintain control of their analysis in the
MSA process, and would allow a new
vote at the FMC level prior to Secretarial
review in the event that the
supplemental analysis identified
impacts that caused the FMC members
to change their votes.
Alternatively, the supplemental
IFEMS could be prepared and submitted
with the transmittal package for the
MSA recommendation(s). NMFS would
then request comment on the
supplement during the Secretarial
review period. This approach also
contemplates that the supplemental
IFEMS would be treated as another
‘‘draft’’ IFEMS and would comply with
timing and commenting regarding
drafts. There are many drawbacks to this
approach, and NMFS anticipates that it
would be used rarely, if ever, and only
to address extraordinary circumstances.
The FMC would not have the ability to
revise its recommendation based on the
results of the supplemental IFEMS. In
addition, because of the limited time
available for an additional notice and
comment opportunity during the MSA’s
Secretarial review period, this approach
would involve extremely tight turnarounds due to the MSA’s statutory time
periods. This type of scheduling would
involve severe workload burdens on
staff and would involve a high risk of
failure to meet the statutory deadline.
However, in certain circumstances
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28007
requiring the need for rapid response,
this approach may be appropriate.
To allow for the necessary steps to be
completed within the mandatory review
periods, when NMFS is reviewing an
FMC-recommended regulation with a
supplemental IFEMS on the MSA clock
(MSA sec. 304(b)), the proposed rule
would allow the minimum NEPA time
periods to be adjusted to run
concurrently with the comment period
on the proposed regulation, if justified.
The FMCs and NMFS should
continually evaluate the adequacy of
existing IFEMS that cover ongoing
management activities.
6. Final IFEMS
For fishery management actions
developed through the FMC process, the
final IFEMS would: Describe the public
comments received through the FMC
public process; describe any changes
made through the FMC public process,
either to the analysis or to the proposed
action; and describe any additional
modifications to the alternative
recommended as the proposed action by
the FMC.
7. Transmittal
When the package is complete, it
would be ‘‘transmitted’’ to NMFS to
initiate the MSA statutory review time
periods.
8. Cooling Off Period and Comment
Period for a Final IFEMS
a. For a final IFEMS submitted with
the transmittal package, NMFS would
publish in the Federal Register an NOA
of the Final IFEMS as part of the
appropriate notice of proposed
rulemaking or NOA of a proposed FMP
or FMP amendment and solicit public
comment on the IFEMS, along with
public comment on the FMC’s
recommended action. This would
represent a new opportunity for public
comment not provided for under CEQ
NEPA regulations or current NMFS
NEPA procedures. Comments would
address the Secretary’s decision to
approve, disapprove, or partially
approve the recommended action,
which requires consideration of
consistency with applicable law such as
the MSA and NEPA. The reason for
providing a new opportunity for
comment on the final IFEMS is to assure
that, as the Federal action agency,
NMFS provides the public an
opportunity to participate in its
decision-making. In addition, this
provision would better align the MSA
public comment opportunities during
Secretarial review with those for the
NEPA analysis.
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As discussed above, this proposed
rule would require comments relevant
to the FMCs’ NEPA analysis to be raised
via the FMC process. Therefore,
comments on the final IFEMS should
address issues relevant to NMFS’
decision on the FMC’s recommendation,
such as compliance with the MSA, its
National Standards, and other
applicable law including NEPA. If
comments requesting a change in the
FMC’s policy recommendation or
otherwise relevant to the draft IFEMS
are not made initially during the FMC
process, but could have been, the
Secretary would not be required to
consider them at a later stage.
Comments would be addressed in the
ROD as provided for in the regulations
(see § 700.502(b)(4)). The Final IFEMS
would also need to be filed with the
EPA, and NMFS’ publication of the
NOA for the IFEMS would initiate the
30-day cooling-off period (which could
be reduced to 15 days under certain
circumstances).
b. If a Supplemental IFEMS is
submitted with the transmittal package,
a Final IFEMS would need to
subsequently be prepared and circulated
for a period of public comment (which
could be reduced to 15 days if the action
is a regulatory amendment) during
Secretarial review. Publication of the
Final IFEMS would initiate the 30-day
cooling-off period (which could be
reduced to 15 days if necessary to
complete the Final IFEMS within the
MSA’s Secretarial review period).
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9. ROD
In the ROD, NMFS would respond to
comments received on the Final IFEMS.
However, as described below, NMFS
would not be required to respond to
comments raised for the first time with
respect to a Final IFEMS if such
comments were required to be raised
with respect to a draft IFEMS pursuant
to § 700.303(b) and § 700.304(d).
10. Public Comment and Agency
Response Under the New Process
As discussed above, in order to
inform the development of the NEPA
document and fishery management
alternatives considered by the FMCs,
comments relevant to the draft IFEMS,
such as comments on the statement of
purpose and need, range of alternatives,
and evaluation of environmental
impacts, would need to be raised prior
to the FMC’s vote to recommend a
measure or action to NMFS. Because
section 304 of the MSA limits NMFS’
discretion to approval, partial approval,
or disapproval of FMC-recommended
actions, the proposed rule is intended to
discourage the public from seeking a
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policy change for the first time at the
NMFS level when this should
appropriately be done via the FMC
process. Therefore, the proposal
highlights the obligations of the
interested public to raise pertinent
comments at appropriate points in the
process. Comments raised for the first
time when the action is under MSA
Secretarial review would be considered
only in light of the Secretary’s decision
whether to approve the proposal, which
includes compliance with NEPA and
other applicable law. Recommendations
for additional or revised policy
approaches not presented to the FMC
are inappropriate at this time.
D. Alternatives To Be Analyzed
Through this proposed rule, NMFS
clarifies that ‘‘reasonable alternatives’’
are those derived from the statement of
purpose and need of the action and that
satisfy, in whole, or substantial part, the
objectives of the proposed Federal
action. Alternatives that are impractical
or ineffective are not ‘‘reasonable
alternatives.’’ This means that
alternatives that are not consistent with
the MSA and its national standards are
not reasonable.
With regard to the range of
alternatives to be considered, the
proposed rule uses the same language as
the CEQ regulations requiring that the
IFEMS ‘‘rigorously explore and
objectively evaluate all reasonable
alternatives, and for alternatives which
were eliminated from detailed study,
briefly discuss the reasons for their
having been eliminated.’’ The new
language explicitly linking the scope of
reasonable alternatives to the statement
of purpose and need, in combination
with existing language regarding the
elimination of alternatives from detailed
study, should provide more clarity to
NMFS and FMCs that detailed analysis
of alternatives not linked to the purpose
of the action is unnecessary. As a result,
NMFS and the FMCs will be better able
to reduce the over-inclusion of
alternatives that results in overly
complex and voluminous alternatives
analyses.
These proposed regulations would
also clarify NEPA’s requirement to
consider the ‘‘no action’’ alternative in
the context of fishery management
actions. For purposes of the MSA,
unless a fishery is regulated, at least
with regard to approved gear types,
fishing is unrestricted. However, FMPs
vary in the way management measures
are implemented. In some FMPs,
management measures sunset at the end
of a certain time period, in others they
have annual expirations, and in others
they are effective until modified or
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removed. Thus, a literal interpretation
of the term ‘‘no action’’ could
sometimes result in an unregulated,
open access fishery. Other times ‘‘no
action’’ could mean a complete closure
of the fishery. Still other times, it could
mean something in between. NMFS
proposes to clarify that the ‘‘no action’’
alternative does not mean the literal
result of no Federal action. Rather, in a
fishery management context, the no
action alternative means the
presumption that the fishery would
continue being prosecuted in the same
manner that it is being prosecuted at the
time the development of the IFEMS is
initiated. This interpretation produces a
reasonable approximation of a baseline
for purposes of NEPA’s comparative
analysis. Thus ‘‘no action’’ does not
mean the literal management regime
that would result if no Federal action
were taken (such as sunsetting of
measures resulting in open access, or
complete closure of the fishery). Rather
it means presumed continuation of
management at the current baseline.
However, in cases where it is reasonable
to consider open access or complete
closure alternatives, the analysis should
include these as part of the reasonable
range.
NMFS notes however that the
selection of alternatives for the purposes
of NEPA compliance may be more
limited than the selection of alternatives
pursuant to other analytical
requirements, including the Regulatory
Flexibility Act, Executive Order 12866
and OMB Circular A–4, and the
Unfunded Mandates Act. Pursuant to
these authorities, the agency may
consider alternatives that are
inconsistent with the MSA or the
National Standards, in the same way
that the ‘‘no action’’ alternative may be
inconsistent with statutory
requirements. In addition, NMFS and
the FMC may include in their analyses
alternatives that are not ‘‘reasonable
alternatives’’ at the time of the scoping
decision for other reasons.
E. Experimental Fishing
The preferred alternative would
specify that, in cases where
experimental fishing activities are
proposed to be conducted under an EFP,
and where the fish to be harvested have
been accounted for in other analyses of
the FMP, such as by factoring a research
set-aside into the ABC, OY, or fishing
mortality, the proposed activities would
be eligible for a CE.
F. Incomplete/Unavailable Information
Pursuant to the mandates of section
301(a)(2) of the MSA, NMFS and the
FMCs are required to utilize the ‘‘best
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available scientific information’’ in
developing fishery management
measures and actions. Case law has held
that the MSA does not require NMFS or
the FMCs to generate new information
not already available (see, e.g.,
Recreational Fishing Alliance v. Evans,
172 F. Supp. 2d 35 (D.D.C. Sep 20,
2001), Southern Offshore Fishing Ass’n
v. Daley, 995 F. Supp. 1411 (D.D.C.
1998), Blue Water Fisherman’s Ass’n v.
Mineta, 122 F. Supp. 2d 150 (D.D.C.
2000), A.M.L. Intern., Inc. v. Daley, 107
F. Supp. 2d 90 (D. Mass. 2000)).
However, to maintain consistency with
the existing CEQ regulations, this
proposed rule would include a
requirement that:
NMFS shall identify incomplete
information that is relevant to reasonably
foreseeable significant adverse impacts and
that is essential to a reasoned choice among
alternatives and determine the overall costs
and benefits of obtaining it. If NMFS finds
that the overall costs of obtaining the
information are not exorbitant, NMFS shall
ensure that the information is obtained and
include the information in the IFEMS.
(§ 700.220)
jlentini on PROD1PC65 with PROPOSALS3
MSA National Standard 2 requires
FMCs and NMFS to base their decisions
on the best scientific information
available. In light of the MSA’s statutory
provisions, in determining whether the
costs of obtaining such information are
‘‘exorbitant,’’ NMFS must consider the
availability of appropriated funds and
research priorities identified by the
agency, the FMC Science and Statistical
Committees and FMCs pursuant to
section 302(h)(7) of the MSA. It is also
necessary to consider the cost of
delaying an action to seek additional
information. In addition, NMFS
recognizes that the nature of the stock
assessment process creates a dynamic
flow of information, and that fishery
management will always involve
uncertainty. Therefore, the relevance of
unavailable information must be
considered within this context.
§ 700.220(c) would also specify that, if
the uncertainties have already been
analyzed in a prior analysis, subsequent
analyses would cite to the previous
analyses on the issue of unavailable
information.
G. Emergency and Interim Actions
This proposed rule would allow for
the development of programmatic
alternative arrangements for NEPA
compliance with CEQ for emergency or
interim actions that may result in
significant impacts. The intent is to
limit such arrangements to specific
types of emergency or interim actions
that necessitate immediate attention and
for which public involvement or
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detailed analyses would interfere with
NMFS’s ability to control the immediate
impacts of the emergency. For
emergencies or interim actions that will
not result in significant impacts, NMFS
would prepare an EA and FONSI. In the
event the nature and scope of the
emergency requires immediate
promulgation of regulations and NMFS
has not completed the EA and FONSI,
NMFS would be required to publish the
draft EA and FONSI with the final rule
and subsequently complete the NEPA
analysis prior to the expiration or
extension of the emergency or interim
rules’ effective period.
H. Page Limits/Contents
This proposed rule would require that
NMFS consult with CEQ on a
programmatic basis in those situations
where recommended page limits are
exceeded. The intent would be to assess
the effectiveness of these documents
and the reasons why a particular
document or documents exceed the
recommended limit and determine the
feasibility of complying with this
recommended goal.
I. Conflicts of Interest
The proposed rule would clarify the
conflicts of interest safeguards that
apply when NMFS or the FMC selects
a contractor to work on an analysis. It
would require contractors to execute a
disclosure statement specifying that
they have no financial or other interest
in the outcome of the project. If the
NEPA document is prepared by
contract, this proposed rule would
require the responsible Federal official
to provide guidance to contractors, to
participate in the preparation of the
contracted document, and to
independently evaluate the IFEMS prior
to its approval and take responsibility
for its scope and contents. This
proposed rule would also clarify that, to
the extent that members of an FMC are
involved in development of an IFEMS,
they must comply with the rules
regarding conflicts of interest as set
forth in section 302(j) of the MSA, 15
CFR 14.42, 15 CFR 24.36(b), and 40 CFR
1506.5(c).
Relationship to the CEQ Implementing
Regulations
NMFS proposes these regulations as a
customization of and a supplement to
the CEQ NEPA implementing
regulations at 40 CFR Parts 1500–1508.
Readers familiar with the CEQ
regulations will find many similarities,
and in some places restatement of CEQ
language into these regulations.
However, where there are differences
between the two, NMFS intends that
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28009
these more specific regulations will be
followed (in place of the general CEQ
regulations) for fishery management
actions. Similarly, for issues where
these regulations are silent, the CEQ
regulations continue to apply to fishery
management actions where relevant.
Classification
The NMFS Assistant Administrator
has determined that this proposed rule
is consistent with the provisions of the
Magnuson-Stevens Act, and other
applicable law, subject to further
consideration after public comment.
This proposed rule has been
determined to be significant for
purposes of Executive Order 12866.
The Chief Counsel for Regulation of
the Department of Commerce certified
to the Chief Counsel for Advocacy of the
Small Business Administration that this
proposed rule, if adopted, would not
have a significant economic impact on
a substantial number of small entities.
The factual basis for this certification is
as follows:
The proposed rule would implement
a new environmental review process
under the National Environmental
Policy Act (NEPA) for fishery
management actions pursuant to the
MSA.
This rulemaking is being conducted
pursuant to section 304(i) of the MSA,
which requires the Secretary of
Commerce, in consultation with CEQ
and the FMCs, to revise and update the
NMFS procedures for compliance with
NEPA for actions taken pursuant to the
MSA. The purpose of the legislation is
to conform the environmental review
procedures to the time lines for review
and approval of fishery management
actions, and integrate applicable
environmental analytical procedures
with the procedure for preparation and
dissemination of fishery management
actions.
The proposed rule is procedural in
nature and is intended solely for
internal agency and FMC use when
preparing NEPA analyses for fishery
management actions. Moreover, the
proposed rule does not mandate that
small entities behave in a particular way
or regulate existing or future activities of
an economic nature. Thus, the
Department of Commerce does not
anticipate that any small entities would
be affected, directly or indirectly, by
this proposed action.
As a result, an initial regulatory
flexibility analysis is not required and
none has been prepared.
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List of Subjects in 50 CFR Part 700
Administrative practice and
procedure, Environmental protection,
Fisheries, Intergovernmental relations.
Dated: May 2, 2008.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, NMFS proposes to amend 50
CFR Chapter VI by adding part 700 to
read as follows:
PART 700—ENVIRONMENTAL REVIEW
PROCESS FOR FISHERY
MANAGEMENT ACTIONS
Subpart A—General
Sec.
700.1 Policy.
700.2 Authority.
700.3 Definitions.
700.4 NMFS capability to comply.
700.5 Agency procedures.
700.6 Elimination of duplication with State
and local procedures.
700.7 Effective date and applicability.
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Subpart B—NEPA and Fishery Management
Planning
700.101 Apply NEPA throughout the
fishery management process.
700.102 When to prepare an environmental
assessment.
700.103 When to prepare an IFEMS.
700.104 Using a memorandum of
framework compliance pursuant to a
framework implementation procedure.
700.105 Using a Categorical Exclusion.
700.106 Lead agencies.
700.107 Cooperating agencies.
700.108 Scoping.
700.109 Time limits.
700.110 Adoption.
700.111 Combining documents.
700.112 Assignment of tasks.
Subpart C—Integrated Fishery and
Environmental Management Statement
700.201 Purpose of the IFEMS.
700.202 Implementation.
700.203 Timing.
700.204 Interdisciplinary preparation.
700.205 Page limits.
700.206 Writing.
700.207 Phases of analysis; draft, final, and
supplemental IFEMSs.
700.208 Recommended format.
700.209 Cover sheet.
700.210 Summary.
700.211 Purpose and need.
700.212 Alternatives including the
proposed action.
700.213 Affected environment.
700.214 Environmental consequences.
700.215 List of preparers.
700.216 Preparation of an appendix.
700.217 Circulation of the IFEMS.
700.218 Tiering.
700.219 Incorporation by reference.
700.220 Incomplete or unavailable
information.
700.221 Cost-benefit analysis.
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700.222 Methodology and scientific
accuracy.
700.223 Environmental review and
consultation requirements.
Subpart D—Public Participation
700.301 Public outreach.
700.302 Inviting comment on the IFEMS.
700.303 Opportunity to comment.
700.304 Specificity of comments.
700.305 Response to comments.
Subpart E—Fishery Conservation and
Management Actions That Significantly
Affect the Quality of the Human
Environment
700.401 Determining the significance of
NMFS’s actions.
700.402 Guidance on significance
determinations.
Subpart F—NEPA and Fishery Management
Decisionmaking
700.501 Fishery management
decisionmaking procedures.
700.502 Record of decision.
700.503 Implementing the decision.
Subpart G—Additional Requirements and
Limitations
700.601 Limitations on fishery management
actions during MSA–NEPA process.
700.602 NMFS responsibility for
environmental documents produced by a
third-party.
700.603 Filing requirements.
700.604 Minimum time periods for agency
action.
Subpart H—Emergencies and Categorical
Exclusions
700.701 Emergencies.
700.702 Categorical exclusions.
Authority: 16 U.S.C. 1854(i).
Subpart A—Policy and Authority
§ 700.1
Policy.
(a) The National Marine Fisheries
Service (NMFS) and the Fishery
Management Councils (FMCs) shall to
the fullest extent possible:
(1) Integrate the requirements of the
National Environmental Policy Act
(NEPA) and other planning and
environmental review procedures
required by law with the MagnusonStevens Fishery Conservation and
Management Act (MSA) procedures for
preparation and dissemination of
fishery management plans, plan
amendments, and other actions taken or
approved pursuant to the MSA in order
to provide for timely, clear, and concise
analysis.
(2) Implement procedures to make the
NEPA and MSA processes more useful
to decisionmakers and the public; to
reduce paperwork and the accumulation
of extraneous background data; and to
emphasize real environmental issues
and alternatives. Environmental
documents shall be concise, clear, and
to the point, and shall be supported by
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the best available scientific information
and evidence that NMFS has made the
necessary environmental analyses.
(3) Encourage and facilitate public
involvement in decisions which affect
the quality of the human environment,
utilizing, to the extent practicable, the
public involvement procedures set out
in the MSA.
(4) Apply NEPA through the MSA
process to identify and assess the
reasonable alternatives to proposed
actions that will avoid or minimize
adverse effects of these actions upon the
quality of the human environment.
(b) In the development of fishery
management actions pursuant to the
MSA NMFS and the FMCs shall:
(1) Integrate the requirements of
NEPA early and throughout the MSA’s
fisheries conservation and management
process to insure implementation of
NEPA’s policies and the standards of
the MSA while eliminating unnecessary
delay in environmental impact
assessment and fisheries conservation
and management decisions.
(2) Provide for consideration of
environmental impacts, alternatives,
and public comments at key points in
the process to inform both the FMC’s
development of recommendations to the
Secretary and the Secretary’s decision
whether to approve and implement the
fishery management action.
(3) Identify at an early stage the
significant environmental issues
deserving of detailed study and
deemphasizing insignificant issues,
thereby narrowing the scope of the
environmental document accordingly.
(4) Provide for appropriate time limits
on the processes provided by this part.
(c) NMFS shall use all practicable
means, consistent with the requirements
of the MSA, NEPA, and other essential
considerations of national policy, to
restore and enhance the quality of the
human environment and avoid or
minimize any possible adverse effects of
their actions upon the quality of the
human environment.
§ 700.2
Authority.
This part is applicable to and binding
on NMFS and the FMCs, and other
interested agencies and members of the
public for implementing the procedural
provisions of NEPA, as amended (Pub.
L. 91–190, 42 U.S.C. 4321 et seq.), in the
context of fishery management actions
except where compliance would be
inconsistent with other statutory
requirements. These regulations are
issued pursuant to NEPA, the MSA as
amended (Pub. L. 109–479, sec. 107),
and Executive Order 11514, Protection
and Enhancement of Environmental
Quality (March 5, 1970, as amended by
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Executive Order 11991, May 24, 1977).
The regulations apply to NMFS
compliance with the whole of NEPA
section 102. The provisions of NEPA,
the MSA, and of these regulations must
be read together as a whole in order to
comply with the spirit and letter of the
law. Subject to the limitations in MSA
section 305(f), judicial review of NMFS’
compliance with these regulations shall
not occur before NMFS has promulgated
regulations with a final Integrated
Fishery Environmental Management
Statement (IFEMS), has made a finding
of no significant impact (when such a
finding will result in action affecting the
environment), or has made a
Determination of Categorical Exclusion,
or takes action that will result in
irreparable injury. Any trivial violation
of these regulations shall not give rise to
any independent cause of action.
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§ 700.3
Definitions.
For the purposes of this part, all terms
defined in the regulations implementing
NEPA established by the Council for
Environmental Quality at 40 CFR part
1508 apply where relevant. The
following definitions supplement these
definitions.
(a) Amendment. A change to an FMP
(FMP amendment) or to an FMP’s
implementing regulations (regulatory
amendment). For purposes of Secretarial
review and procedure, the MSA treats
an FMP amendment the same as an FMP
(MSA section 304(a)). An amendment is
different from a Framework Action in
that a Framework Action is an action
provided for within the structure of an
existing FMP or regulatory scheme. An
amendment is a change to the
underlying FMP or regulatory scheme
itself. See also the definitions of FMPs
and Framework Actions, below.
(b) Emergency action. A fishery
management emergency action is an
action taken pursuant to section 305(c)
of the MSA, that responds to a situation
that: Results from recent, unforeseen
events or recently discovered
circumstances; presents serious
conservation or management problems
in the fishery, including loss of life or
serious injury; and can be addressed
through emergency regulations for
which the immediate benefits outweigh
the value of advance notice, public
comment, and deliberative
consideration of the impacts on
participants to the same extent as would
be expected under the normal
rulemaking process.
(c) Environmental document. An EA,
FONSI, draft IFEMS, supplement to a
draft IFEMS, final IFEMS, supplement
to a final IFEMS, or a Record of Decision
(ROD). The memorandum issued to
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document a CE (‘‘DCE’’) or Framework
Compliance Evaluation is also
considered an environmental document.
(d) Integrated Fishery and
Environmental Management Statement
(IFEMS). The analysis undertaken, to:
(1) Identify the scope of issues related
to a conservation and management
need;
(2) Make decisions that are based on
understanding the environmental
consequences of the proposed action;
and
(3) Determine the necessary steps for
NEPA compliance.
(e) Fishery Management Plan (FMP).
A management plan for a federal fishery
or fisheries developed and implemented
pursuant to the MSA. The MSA
establishes certain components that
each FMP must include and sets up
required policy considerations with
which FMPs must comply (national
standards). An FMP may include some
measures that are implemented as
regulations and others that are not. The
MSA establishes separate timelines and
review tracks for regulatory versus
nonregulatory measures.
(f) Framework implementation
procedure. A Framework
Implementation Procedure is a
procedure established under an FMP
that allows actions to be undertaken
pursuant to a previously planned and
constructed management regime
without requiring additional
environmental analysis. The types of
measures that could fall within a
Framework Implementation Procedure
may include traditional framework
actions, annual specifications and other
fishery management actions, as
appropriate. The intent of a Framework
Implementation Procedure is to
facilitate the adjustment of management
measures within the scope and criteria
established by an underlying
management regime and analysis to
provide for real time management of
fisheries. A Framework Implementation
Procedure achieves this goal by
developing early broad-based analysis of
management approaches and impacts
that provide a foundation that specified
subsequent actions, or categories of
actions, may rely on. As long as
subsequent management actions and
their environmental effects fall within
the scope of a prior analysis, no
additional action-specific analysis
would be necessary.
(g) Framework Compliance
Evaluation (FCE). Documentation to
determine whether an existing NEPA
document remains adequate to support
a fishery management action undertaken
pursuant to a Framework
Implementation Procedure. The FCE
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will culminate in either a determination
that the existing NEPA analysis must be
supplemented or preparation of a
Memorandum of Framework
Compliance for the file. Section 700.104
establishes a process for the
development of an FCE.
(h) Determination of Categorical
Exclusion. A memorandum for the
record providing the specific rationale
that a fishery management action
qualifies for a Categorical Exclusion
under § 700.701.
§ 700.4
NMFS capability to comply.
NMFS shall ensure that it is capable
(in terms of personnel and other
resources) of complying with the
requirements enumerated herein. Such
compliance may include use of other’s
resources, but NMFS shall itself have
sufficient capability to evaluate what
others do for it. NMFS shall:
(a) Fulfill the requirements of section
102(2)(A) of NEPA to utilize a
systematic, interdisciplinary approach
which will insure the integrated use of
the natural and social sciences and the
environmental design arts in planning
and in decisionmaking which may have
an impact on the human environment.
NMFS shall designate a person to be
responsible for overall review of agency
NEPA compliance.
(b) Identify methods and procedures
required by section 102(2)(B) to insure
that presently unquantified
environmental amenities and values
may be given appropriate consideration.
(c) Ensure preparation of adequate
IFEMSs pursuant to section 102(2)(C).
(d) Study, develop, and describe
alternatives to recommended courses of
action in any proposal which involves
unresolved conflicts concerning
alternative uses of available resources.
This requirement of section 102(2)(E)
extends to all such proposals, not just
the more limited scope of section
102(2)(C)(iii) where the discussion of
alternatives is confined to IFEMSs.
(e) Comply with the requirements of
section 102(2)(H) that the agency initiate
and utilize ecological information in the
planning and development of resourceoriented projects.
(f) Fulfill the requirements of sections
102(2)(F), 102(2)(G), and 102(2)(I) of
NEPA, and of Executive Order 11514,
Protection and Enhancement of
Environmental Quality, section 2.
§ 700.5
Agency procedures.
NMFS and the FMCs shall
periodically review, and revise as
necessary, their procedures to comply
with the requirements set forth in the
regulations in this part.
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§ 700.6 Elimination of duplication with
State and local procedures.
(a) NMFS and the FMCs shall
cooperate with State and local agencies
to the fullest extent possible to reduce
duplication between NEPA and State
and local requirements, unless the
agencies are specifically barred from
doing so by some other law. Such
cooperation shall to the fullest extent
possible include:
(1) Joint planning processes.
(2) Joint environmental research and
studies.
(3) Joint public hearings (except
where otherwise provided by statute).
(4) Joint environmental assessments.
(b) NMFS and the FMCs shall
cooperate with State and local agencies
to the fullest extent possible to reduce
duplication between NEPA and
comparable State and local
requirements, including through
development of joint environmental
documents. In such cases NMFS and
one or more State or local agencies may
be joint lead agencies. Where State laws
or local ordinances have environmental
impact statement requirements in
addition to but not in conflict with
those in NEPA, NMFS shall cooperate in
fulfilling these requirements as well as
those of Federal laws so that one
document will comply with all
applicable laws.
(c) Where applicable, to better
integrate environmental documents into
State or local planning processes,
environmental documents shall discuss
any inconsistency of a proposed action
with any approved State or local plan
and laws (whether or not federally
sanctioned). Where an inconsistency
exists, the environmental document
should describe the extent to which
NMFS would reconcile its proposed
action with the plan or law.
§ 700.7
Effective date and applicability.
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The effective date of this part is
[INSERT DATE 30 days from
publication of the final rule in the
Federal Register]. This part shall apply
to fishery management actions initiated
by NMFS or the FMCs after this
effective date. NMFS or an FMC may
also apply these regulations to actions
already under development if NMFS or
the FMC determines it is appropriate.
No completed environmental
documents need be redone by reasons of
this part.
Subpart B—NEPA and Fishery
Management Planning
§ 700.101 Apply NEPA throughout the
fishery management process.
NMFS and the FMCs shall integrate
the NEPA process at the earliest
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possible time and throughout fisheries
conservation and management planning
to ensure that planning and decisions
reflect environmental values and the
purposes and policies of the MSA
including the MSA’s national standards,
to avoid delays later in the process, and
to head off potential conflicts. NMFS
and the FMCs shall:
(a) Comply with the mandates of
section 102(2)(A) of the NEPA, to
‘‘utilize a systematic, interdisciplinary
approach which will insure the
integrated use of the natural and social
sciences and the environmental design
arts in planning and in decisionmaking
which may have an impact on man’s
environment,’’ and National Standard 2
of the MSA (section 301(a)(2)).
(b) Identify environmental effects and
values in adequate detail so they can be
compared to economic and technical
analyses. Environmental documents and
appropriate analyses shall be made
readily available and reviewed at the
same time as other fisheries
conservation and management planning
and decision documents.
(c) Study, develop, and describe
appropriate alternatives to
recommended courses of action in any
proposal which involves unresolved
conflicts concerning alternative uses of
available resources as provided by
section 102(2)(E) of the NEPA.
§ 700.102 When to prepare an
environmental assessment.
(a) An environmental assessment will
normally be prepared for the following
types of actions:
(1) Framework actions or annual
specifications taken pursuant to a
fishery management plan and tiered to
an IFEMS, EIS, or prior EA that are not
covered by a CE or Memorandum of
Framework Analysis; and
(2) Emergency and interim actions
under MSA section 305(c) developed in
accordance with § 604 of this part.
(b) An environmental assessment is
not necessary if NMFS or an FMC has
decided to prepare an IFEMS or an
environmental impact statement (EIS),
or if NMFS has determined a DCE or
Memorandum of Framework Analysis
applies.
(c) NMFS or an FMC may prepare an
environmental assessment on any action
at any time in order to assist fisheries
conservation and management planning
and decisionmaking.
(d) An EA is required for a proposal
for fishery management action that is
not analyzed in an IFEMS or EIS and is
not appropriately included in a
categorical exclusion (§ 700.702).
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§ 700.103
When to prepare an IFEMS.
(a) In determining whether to prepare
an IFEMS, NMFS, in consultation with
the relevant FMC and considering the
principles set forth in NOAA
Administrative Order (NAO) 216–06
section 6.02, shall determine whether
the proposal is one which normally
requires an IFEMS, including:
(1) Development of new fisheries
management plans;
(2) Amendment of existing fisheries
management plans that have significant
environmental effects; and
(3) Other actions determined to be
significant in accordance with the
criteria set forth in subpart E of this
part.
(b) If the proposed action is not
covered by paragraph (a) of this section
and is not covered by a category of
actions that NMFS has found normally
do not require either an environmental
impact statement or an environmental
assessment (categorical exclusion
§ 700.702), NMFS or the relevant FMC
shall prepare an environmental
assessment (§ 700.102). NMFS and the
FMCs where relevant, shall involve
environmental agencies and the public,
to the extent practicable, in preparing
assessments required by § 700.102.
(c) NMFS, working with the FMC
where relevant, shall ensure that either
NMFS or the FMC begins the scoping
process (§ 700.108) if an IFEMS will be
prepared.
§ 700.104 Utilizing a memorandum of
framework compliance pursuant to a
framework implementation procedure.
(a) An FMP may establish a
Framework Implementation Procedure
which provides a mechanism to allow
actions to be undertaken pursuant to a
previously planned and constructed
management regime without requiring
additional environmental analysis, as
provided in this section. Such a
procedure:
(1) Shall allow for an evaluation of
whether a fishery management action
taken pursuant to a Framework
Implementation Procedure falls within
the scope of a prior environmental
document;
(2) Shall specify criteria that would
trigger a requirement to supplement the
prior analysis or would require an
IFEMS or EA for the fishery
management action taken pursuant to a
Framework Implementation Procedure;
and
(3) May specify criteria that would
permit actions under revision or review
to continue during supplementation or
revision of the prior document, and, if
so, establish criteria for determining
when this is appropriate.
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(b) A fishery management action
taken pursuant to a Framework
Implementation Procedure established
under an FMP does not require
additional action-specific analysis if
NMFS determines through a Framework
Compliance Evaluation that the
management measures in the action and
their environmental effects fall within
the scope of a prior analysis. A
Framework Compliance Evaluation
shall:
(1) Identify the prior EIS, IFEMS, or
EA that analyzed the impacts of the
fishery management action proposed to
be taken pursuant to the Framework
Implementation Procedure;
(2) Identify new information, if any,
relevant to the impacts of the fishery
management action proposed to be
taken pursuant to a Framework
Implementation Procedure; and
(3) Evaluate whether the fishery
management action proposed to be
taken pursuant to a Framework
Implementation Procedure falls within
the scope of the prior analyses and
whether new information, if any,
requires supplementation.
(c) If the Framework Compliance
Evaluation results in a determination
that supplementation is not required, a
Memorandum of Framework
Compliance must be prepared for the
file. A Memorandum of Framework
Compliance is a concise (ordinarily 2
pages) document that briefly
summarizes the fishery management
action taken pursuant to a Framework
Implementation Procedure, identifies
the prior analyses that addressed the
impacts of the action, and incorporates
any other relevant discussion or
analysis for the record.
(d) If the Framework Compliance
Evaluation results in a determination
that supplementation is required,
appropriate supplemental analyses shall
be conducted.
jlentini on PROD1PC65 with PROPOSALS3
§ 700.105
Using a Categorical Exclusion.
(a) A fisheries management action
may qualify for a Categorical Exclusions
(CE) if NMFS determines that the action
does not have the potential to pose
individually and cumulatively
significant effects to the quality of the
human environment. NMFS will make
this determination in accordance with
700.701.
(b) Determination of Categorical
Exclusion. NMFS must document a
determination that an action qualifies
for a CE in a Determination of
Categorical Exclusion (DCE). The DCE
must state the specific rationale behind
why the action qualified for a
categorical exclusion. For FMC-initiated
actions, the DCE must be included in
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the record available for public comment
on the action. In addition, NMFS must
include the DCE in its final decision
documents for the action.
§ 700.106
Lead agencies.
NMFS shall be the lead Federal
agency for the purpose of preparing the
IFEMS and shall, where applicable,
designate co-lead agencies consistent
with the provisions of 40 CFR 1501.5.
§ 700.107
Cooperating agencies.
Upon request of NMFS, any other
Federal agency which has jurisdiction
by law shall be a cooperating agency. In
addition any other Federal agency
which has special expertise with respect
to any environmental issue, which
should be addressed in the statement,
may be a cooperating agency upon
request of NMFS. An agency may
request NMFS to designate it a
cooperating agency.
(a) NMFS shall:
(1) Request the participation of each
cooperating agency in the NEPA process
at the earliest possible time;
(2) Use the environmental analysis
and proposals of cooperating agencies
with jurisdiction by law or special
expertise, to the maximum extent
possible consistent with its
responsibility as lead agency; and
(3) Meet with a cooperating agency at
the latter’s request.
(b) Each cooperating agency has the
same responsibilities under this part it
does under 40 CFR 1501.6.
§ 700.108
Scoping.
(a) NMFS and each FMC shall ensure
that the MSA fishery management
process includes an early and open
process for determining the scope of
issues to be addressed and for
identifying the significant issues related
to a proposed action. This process shall
be termed scoping.
(1) FMC-initiated actions. Scoping
shall be based on the MSA’s public
process for the development of fishery
management actions by FMCs and shall
be initiated by a publication in the
Federal Register of a scoping notice.
NMFS shall publish a scoping notice as
soon as practicable after the decision to
initiate development of a fishery
management action. NMFS and FMCs
may conduct scoping hearings as
independent scoping hearings, or as part
of an FMC’s public meetings. If scoping
is conducted as part of an FMC meeting,
a scoping notice must, at a minimum, be
included as a component of the
appropriate FMC’s next meeting agenda
(MSA section 302(i)(2)(C)) and must be
titled and formatted in a manner that
provides the public with adequate
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notice of the NEPA-related scoping
process.
(2) NMFS-initiated actions. For any
fishery management action initiated by
NMFS, as soon as practicable after its
decision to initiate development of a
fishery management action and/or
prepare an IFEMS, NMFS shall publish
a scoping notice in the Federal Register.
The Federal Register notice shall be
titled and formatted in a manner that
provides the public with adequate
notice of the NEPA-related scoping
process and scoping activities
conducted in conjunction with meetings
of advisory panels.
(b) As part of the scoping process for
FMC-initiated actions:
(1) NMFS, working with the
appropriate FMC, shall ensure that
affected Federal, State, and local
agencies, any affected Indian tribe, the
proponents of the action, and other
interested persons (including those who
might not be in accord with the action
on environmental grounds) are invited
to participate. NMFS, working with the
appropriate FMC, shall ensure that the
scoping process meets the purposes of
scoping as set forth in 40 CFR 1501.7.
(2) NMFS and the appropriate FMC
shall cooperate to determine the scope
(40 CFR 1508.25(a)) and the significant
issues to be analyzed in depth in the
environmental document.
(3) NMFS and the appropriate FMC
shall cooperate to identify and eliminate
from detailed study the issues which are
not significant or which have been
covered by prior environmental review
(§ 700.110), narrowing the discussion of
these issues in the environmental
document to a brief presentation of why
they will not have a significant effect on
the human environment or providing a
reference to their coverage elsewhere.
(4) NMFS and the appropriate FMC
shall allocate assignments, with NMFS
retaining responsibility for the final
environmental document.
(5) NMFS and the appropriate FMC
shall indicate any public environmental
assessments, environmental impact
statements, IFEMS, and other
environmental documents which are
being or will be prepared that are
related to but are not part of the scope
of the environmental document under
consideration.
(6) NMFS and the appropriate FMC
shall identify other environmental
review and consultation requirements in
order to integrate them with the
environmental document as provided in
§ 700.223.
(7) NMFS and the appropriate FMC
shall indicate the relationship between
the timing of the preparation of
environmental analyses and NMFS’ and
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the FMC’s tentative planning and
decisionmaking schedule.
(c) As part of the scoping process for
a NMFS-initiated action, NMFS shall:
(1) Ensure that affected Federal, State,
and local agencies, any affected Indian
tribe, the proponents of the action, and
other interested persons (including
those who might not be in accord with
the action on environmental grounds)
are invited to participate and ensure
that the scoping process meets the
purposes of scoping as set forth in 40
CFR 1501.7.
(2) Determine the scope (40 CFR
1508.25(a)) and the significant issues to
be analyzed in depth in the
environmental document.
(3) Identify and eliminate from
detailed study the issues which are not
significant or which have been covered
by prior environmental review
(§ 700.110), narrowing the discussion of
these issues in the environmental
document to a brief presentation of why
they will not have a significant effect on
the human environment or providing a
reference to their coverage elsewhere.
(4) Allocate assignments, with NMFS
retaining responsibility for the final
environmental document.
(5) Indicate any public environmental
assessments, environmental impact
statements, IFEMS, and other
environmental documents which are
being or will be prepared that are
related to but are not part of the scope
of the environmental document under
consideration.
(6) Identify other environmental
review and consultation requirements in
order to integrate them with the
environmental document as provided in
§ 700.223.
(7) Indicate the relationship between
the timing of the preparation of
environmental analyses and NMFS’
tentative planning and decisionmaking
schedule.
(d) As part of the scoping process
NMFS or an FMC may:
(1) Set page limits on environmental
documents (§ 700.205).
(2) Set time limits (§ 700.109).
(3) Hold an early scoping meeting or
meetings which may be integrated with
any other FMC meeting or other early
planning meeting convened by NMFS or
the FMC.
(e) For FMC-initiated actions, NMFS
and the FMC shall cooperate to revise
the determinations made under
paragraphs (a) and (b) of this section if
substantial changes are made later in the
proposed action, or if significant new
circumstances or information arise
which bear on the proposal or its
impacts. For NMFS-initiated actions,
NMFS shall revise determinations made
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under paragraphs (a) and (c) of this
section if substantial changes are made
later in the proposed action, or if
significant new circumstances or
information arise which bear on the
proposal or its impacts.
§ 700.109
Time limits.
(a) For FMC-initiated actions, NMFS
and FMCs shall cooperate to set time
limits or targets appropriate to
individual actions (consistent with the
minimum time periods required by
§ 700.604) provided that the limits and
targets are consistent with the purposes
of NEPA and other essential
considerations of national policy. For
NMFS-initiated actions, NMFS shall set
such time limits or targets.
(b) NMFS and the FMCs may:
(1) Consider the following factors in
determining time limits or targets:
(i) Potential for environmental harm.
(ii) Size of the proposed action.
(iii) State of the art of analytic
techniques.
(iv) Degree of public need for the
proposed action, including the
consequences of delay.
(v) Number of persons and agencies
affected.
(vi) Degree to which relevant
information is known and if not known
the time required for obtaining it.
(vii) Degree to which the action is
controversial.
(viii) Other time limits imposed on
the agency by law, regulations, or
executive order.
(2) Set overall time limits or targets
for each constituent part of the NEPA
process, which may include:
(i) Decision on whether to prepare an
IFEMS (if not already decided).
(ii) Determination of the scope of the
IFEMS.
(iii) Preparation of the draft IFEMS.
(iv) Review of any comments on the
draft IFEMS from the public and
agencies.
(v) Preparation of the final IFEMS.
(vi) Review of any comments on the
final IFEMS.
(vii) Decision on the action based in
part on the IFEMS.
(3) Designate a person (such as the
project manager or a person in the
agency’s office with NEPA
responsibilities) to expedite the NEPA
process.
(c) State or local agencies or members
of the public may request that NMFS set
time limits.
§ 700.110
Adoption.
(a) NMFS may adopt a Federal draft
or final environmental assessment,
environmental impact statement,
IFEMS, or portion thereof provided that
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the assessment or statement or portion
thereof meets the standards for an
adequate environmental document
under these regulations.
(b) If the actions covered by the
original environmental document and
the proposed action are substantially the
same, NMFS is not required to
recirculate the other agency’s final
environmental document except as a
final environmental document.
Otherwise NMFS shall treat the
environmental document as a draft and
recirculate it.
§ 700.111
Combining documents.
Any environmental document in
compliance with NEPA may be
combined with any other NMFS or FMC
document to reduce duplication and
paperwork.
§ 700.112
Assignment of tasks.
For the purposes of this part, where
the language provides that NMFS and/
or an FMC must take action, or where
the language does not specify a
particular entity to take action, NMFS
and the appropriate FMC must establish
which entity shall carry out such action.
This clarification may be established
through a Memorandum of
Understanding for each environmental
document individually or for classes of
environmental documents, but in no
case should scoping activities be
considered complete until such
clarification is made.
Subpart C—Integrated Fishery and
Environmental Management Statement
§ 700.201
Purpose of the IFEMS.
A primary goal of the Integrated
Fishery and Environmental
Management Statement (IFEMS) is to
better integrate the consideration of
environmental impacts into the MSA’s
process for FMC and NMFS
development of fishery management
recommendations and actions, to more
effectively align these considerations
with the points in time where
alternatives are being considered. The
IFEMS will meet the policies and goals
of NEPA and shall provide full and fair
discussion of significant environmental
impacts and shall inform
decisionmakers and the public of the
reasonable alternatives which would
avoid or minimize adverse impacts or
enhance the quality of the human
environment. NMFS and the FMCs shall
focus on significant environmental
issues and alternatives and shall reduce
paperwork and the accumulation of
extraneous background data. IFEMS
shall be concise, clear, and to the point,
and shall be supported by evidence that
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the agency has made the necessary
environmental analyses. An IFEMS is
more than a disclosure document. It
shall be used by NMFS and the FMCs
in conjunction with other relevant
material to plan actions and make
decisions.
§ 700.202
Implementation.
To achieve the purposes set forth in
§ 700.201, NMFS and the FMCs shall
prepare IFEMSs in the following
manner:
(a) An IFEMS shall be analytic rather
than encyclopedic.
(b) Impacts shall be discussed in
proportion to their significance. There
shall be only brief discussion of other
than significant issues.
(c) An IFEMS shall be kept concise
and shall be no longer than absolutely
necessary to comply with NEPA, the
MSA, and other applicable
requirements. Length and level of detail
should be proportional to potential
environmental problems and the scope
of the fishery management action under
consideration.
(d) An IFEMS shall state how
alternatives considered in it and
decisions based on it will or will not
achieve the requirements of sections 101
and 102(1) of NEPA and other
environmental laws and policies.
(e) The range of alternatives discussed
in an IFEMS shall encompass those to
be considered by the Secretary.
(f) NMFS shall not commit resources
prejudicing selection of alternatives
before making a final decision
(§ 700.601).
(g) An IFEMS shall serve as the means
of assessing the environmental impact
of proposed fishery management
actions, rather than justifying decisions
already made.
jlentini on PROD1PC65 with PROPOSALS3
§ 700.203
Timing.
(a) In general, preparation of an
IFEMS shall be commenced as close as
possible to the time that NMFS or an
FMC is developing fishery conservation
and management measures and actions
and considering alternatives so that the
IFEMS can serve practically as an
important contribution to the FMC
deliberations and NMFS
decisionmaking process and will not be
used to rationalize or justify decisions
already made. For recommendations
initiated by an FMC, the FMC must use
the draft IFEMS in its deliberations.
Both the draft and final IFEMS, and the
public comments thereon, inform the
Secretary’s final decision.
(b) IFEMS for fishery management
actions developed by an FMC. (1) NMFS
shall publish a Notice of Availability
(NOA) of a draft IFEMS in the Federal
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Register no later than public release of
the FMC’s meeting agenda notice.
NMFS shall ensure that the draft IFEMS
is made available to the public at least
45 days in advance of the FMC meeting
(unless this time frame is reduced under
§ 700.604(b)).
(2) The public shall have an
opportunity to comment on the draft
IFEMS both by attending the FMC
meeting and by submitting written
comments to the FMC.
(3) The FMC shall review the draft
IFEMS and consider all public
comments on the draft IFEMS prior to
making the final FMC recommendation
on a fishery management action.
(4) The FMC shall deliberate and vote
in accordance with procedures adopted
in accordance with § 700.501.
(5) After the FMC’s vote, the IFEMS
shall be revised as necessary to reflect
the FMC’s action and any necessary
changes to the analysis. The final IFEMS
must address all public comments and
modifications that occurred through the
council process and must be submitted
with the recommended management
measure or action to begin Secretarial
review. If necessary, the FMC or NMFS
shall supplement the draft IFEMS in
accordance with § 700.207(c). In its final
vote to recommend an action, an FMC
may select combinations of parts of
various alternatives analyzed in the
draft IFEMS or a new alternative within
the scope of those analyzed in the draft
IFEMS. NMFS may accept this
recommendation without further
analysis or supplementation by the
FMC.
(6) The final or supplemental IFEMS
shall be transmitted to NMFS along with
the FMC’s proposed action.
(i) Final IFEMS submitted with
transmittal package. NMFS shall
publish in the Federal Register an NOA
of the final IFEMS as part of the
appropriate notice of proposed
rulemaking or NOA of a proposed FMP
or FMP amendment as required by MSA
sections 304(a)(1)(B) and 304(b)(1)(A),
and shall solicit public comment on the
IFEMS along with public comment on
the FMC’s recommended action.
Publication of the NOA initiates the 30
day period set forth at § 700.604(c).
(ii) Supplemental IFEMS submitted
with transmittal package. NMFS shall
publish in the Federal Register an NOA
of any supplemental IFEMS as part of
the appropriate notice of proposed
rulemaking or notice of availability of a
proposed FMP or FMP amendment as
required by MSA sections 304(a)(1)(B)
and 304(b)(1)(A), and shall solicit public
comment on the supplemental IFEMS
along with public comment on the
FMC’s recommended action. Prior to
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making a final decision on the proposed
action, NMFS shall publish a final
supplemental IFEMS that responds to
public comments in accordance with
§ 700.604. Publication of the NOA
initiates the 30 day period set forth at
§ 700.604(c).
(7) NMFS shall prepare and issue its
Record of Decision (ROD) on the final
IFEMS concurrently with its decision on
the FMC-recommended action as
provided for in § 700.502.
(c) Fishery management actions
developed by NMFS. For FMPs, FMP
amendments, and regulations developed
by the Secretary pursuant to MSA
sections 304(c), (e), and (g) (including
HMS), and 305(d) the draft IFEMS shall
be circulated for public comment in
accordance with § 700.604(b).
The Final IFEMS shall respond to
public comments received on the Draft
and shall be published prior to the
decision on the proposed action in
accordance with § 700.604(c).
§ 700.204
Interdisciplinary preparation.
IFEMSs shall be prepared using an
inter-disciplinary approach which will
insure the integrated use of the natural
and social sciences and the
environmental design arts (section
102(2)(A) of NEPA). The disciplines of
the preparers shall be appropriate to the
scope and issues identified in the
scoping process (§ 700.108).
§ 700.205
Page limits.
To the extent practicable, IFEMS shall
comply with the non-binding page
limits established for Environmental
Impact Statements by 40 CFR 1502.7;
NEPA-related text of final IFEMSs (e.g.,
paragraphs (d) through (g) of § 700.208)
should be less than 150 pages
(excluding maps, charts, and graphic
displays of quantitative information),
but may be up to 300 pages for
proposals of unusual scope or
complexity. NMFS and the FMC may
use tiering, cross-referencing, and
appendices to help minimize the size of
the IFEMS. NMFS shall consult with
CEQ on a programmatic basis if these
page limits are regularly exceeded.
§ 700.206
Writing.
NMFS and the FMC must develop the
IFEMS based on the best scientific
information available, including
analysis and supporting data from the
natural and social sciences. Each IFEMS
should use all appropriate techniques to
clearly and accurately communicate
with the public and with
decisionmakers, including plain
language, tables, and graphics, with
particular emphasis on making complex
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scientific or technical concepts
understandable to the non-expert.
jlentini on PROD1PC65 with PROPOSALS3
§ 700.207 Phases of analysis: Draft, final,
and supplemental IFEMSs.
IFEMSs shall be prepared in two
stages and shall be designed to be
supplemented as necessary to address
substantial changes in fishery
conservation and management actions
and significant new circumstances or
information.
(a) Drafts. Draft IFEMSs shall be
prepared in accordance with the scope
decided upon in the scoping process.
NMFS, and the FMC as appropriate,
shall work with any cooperating
agencies and shall obtain comments as
required in subpart D of this part. The
draft IFEMS must fulfill and satisfy to
the fullest extent possible the
requirements established for detailed
statements in section 102(2)(C) of NEPA.
If a draft IFEMS is so inadequate as to
preclude meaningful analysis, a revised
draft of the appropriate portion shall be
prepared and circulated. All major
points of view on the environmental
impacts of the alternatives including the
proposed action must be included in the
draft IFEMS to the extent practicable.
(b) Final.—(1) In general. A Final
IFEMS shall respond to comments as
required in subpart D of this part. The
IFEMS shall discuss at appropriate
points any responsible opposing view
which was not adequately discussed in
the draft and shall indicate both NMFSs’
and, for those actions initiated by an
FMC, the FMC’s response to the issues
raised.
(2) FMC-initiated actions. For fishery
management actions being developed
through the FMC process, the final
IFEMS will also: describe the public
comments received through the FMC
public process; describe any changes
made through the FMC public process
either to the analysis or to the proposed
action; and describe any additional
modifications to the alternative
recommended as the proposed action by
the FMC.
(c) Supplements. (1) NMFS or an FMC
shall prepare supplements to a draft or
final IFEMS if:
(i) There are substantial changes in an
action that are relevant to
environmental concerns (either prior to
the Secretary’s approval of the
recommended proposal for agency
action or during its implementation); or
(ii) There are significant new
circumstances or information relevant to
environmental concerns and bearing on
the action or its impacts.
(2) NMFS or an FMC may also prepare
supplements when NMFS or the FMC
determine that the purposes of NEPA
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and the MSA will be furthered by doing
so.
(3) NMFS or an FMC shall adopt
procedures for introducing a
supplement into its formal
administrative record, if such a record
exists.
(4) A supplement to an IFEMS shall
be prepared, circulated, and filed in the
same fashion (exclusive of scoping) as a
draft and final IFEMS.
(5) Preparation of a supplement to an
IFEMS does not require suspension of
ongoing fishery management actions,
such as implementation of an FMP,
covered by the IFEMS during the
supplementation process.
(6) In the event that an FMC modifies
the proposal and votes to recommend an
alternative not within the range of
alternatives analyzed in the draft
IFEMS, the affected portions of the
IFEMS shall be amended to include an
analysis of the effects of the
recommended action prior to
transmission of the proposal for
initiation of Secretarial review pursuant
to the MSA. The supplemental draft
IFEMS shall be available for public
comment as specified in § 700.203(b).
it shall include paragraphs (a), (b), (c), (h), (i),
and (j) of this section and shall include the
substance of paragraphs (d), (e), (f), (g), and
(k) of this section, as further described in
§§ 700.208 through 700.216, in any
appropriate format.
§ 700.208
§ 700.210
Recommended format.
NMFS and the FMCs shall use a
format for IFEMSs which will encourage
good analysis and clear presentation of
the alternatives including the proposed
action. The following standard format
for IFEMSs should be followed unless
NMFS determines that there is a
compelling reason to do otherwise:
(a) Cover sheet.
(b) Summary.
(c) Table of contents.
(d) Purpose of and need for action.
(e) Alternatives including proposed
action (sections 102(2)(C)(iii) and
102(2)(E) of NEPA).
(f) Affected environment.
(g) Environmental consequences
(especially sections 102(2)(C)(i), (ii),
(iv), and (v) of NEPA and additional
requirements of the MSA and other
applicable law as appropriate).
(h) List of preparers.
(i) List of Agencies, Organizations,
and persons to whom copies of the
IFEMS are sent.
(j) Index.
(k) Appendices (if any).
Note to § 700.208: The IFEMS will consist
of, at a minimum, items outlined in
paragraphs (d) through (g) of this section;
shall be presented in a format which will
encourage good analysis and clear
presentation of the alternatives including the
proposed action; and may also include such
other elements as may be necessary to fulfill
the requirements of the MSA and other
applicable law. If a different format is used,
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§ 700.209
Cover sheet.
The cover sheet shall not exceed one
page. It shall include:
(a) Reference to NMFS as lead agency
and the applicable FMC, as appropriate,
and the list of cooperating agencies if
applicable.
(b) The title of the proposed action
that is the subject of the IFEMS (and if
appropriate the titles of related
cooperating agency actions), together
with the geographic location where the
action is located.
(c) The name, address, and telephone
number of the person at the agency or
FMC who can supply further
information.
(d) A designation of the IFEMS as a
draft, final, or draft or final supplement.
(e) A one paragraph abstract of the
IFEMS.
(f) The date by which comments must
be received, calculated in accordance
with § 604 of this part.
Summary.
Each IFEMS shall contain a summary
which adequately and accurately
summarizes the IFEMS. The summary
shall stress the major conclusions, areas
of controversy (including issues raised
by agencies and the public), and the
issues to be resolved (including the
choice among alternatives). The
summary should not exceed 15 pages.
§ 700.211
Purpose and need.
The IFEMS shall briefly specify the
underlying purpose and need to which
the proposed fishery management
actions and alternatives are responding.
§ 700.212 Alternatives including the
proposed action.
In this section NMFS, and as
appropriate, the FMCs shall:
(a) Based on the information and
analysis presented in the sections on the
Affected Environment (§ 700.213) and
the Environmental Consequences
(§ 700.214), present in the IFEMS the
environmental impacts of the proposal
and the alternatives in comparative
form, thus sharply defining the issues
and providing a clear basis for choice
among options by the Secretary, NMFS,
the FMCs and the public.
(b) Rigorously explore and objectively
evaluate all reasonable alternatives, and
for alternatives which were eliminated
from detailed study, briefly discuss the
reasons for their having been
eliminated. For fishery management
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actions, ‘‘reasonable alternatives’’ are
those derived from the statement of
purpose and need of the action, in
context of the MSA’s National
Standards and requirements and
requirements of other applicable laws,
and which satisfy, in whole, or
substantial part, the objectives of the
proposed federal action. Alternatives
that are impractical or would not
achieve stated purposes and needs are
not ‘‘reasonable alternatives.’’
(c) Devote substantial treatment to
each alternative considered in detail
including the proposed action so that
reviewers may evaluate their
comparative merits.
(d) Include reasonable alternatives not
within the jurisdiction of the lead
agency.
(e) Include the alternative of no
action. ‘‘No action’’ means continued
management of the fishery as it is being
prosecuted at the time development of
the IFEMS is initiated, taking into
account the underlying management
regime with assumptions as to how it
would continue being prosecuted into
the future. ‘‘No action’’ does not mean
the literal fishery management regime
that would result in the absence of a
Federal action.
(f) Identify the preferred alternative or
alternatives, if one or more exists, in the
draft IFEMS and identify such
alternative in the final IFEMS unless
MSA or other applicable law prohibits
the expression of such a preference.
(g) Include appropriate mitigation
measures not already included in the
proposed action or alternatives.
jlentini on PROD1PC65 with PROPOSALS3
§ 700.213
Affected environment.
The IFEMS shall succinctly describe
the environment of the area(s) to be
affected or created by the alternatives
under consideration. This description
shall be no longer than is necessary for
the Secretary and the public to
understand the effects of the
alternatives. Data and analyses
incorporated in an IFEMS shall be
commensurate with the importance of
the impact, with less important material
summarized, consolidated, or
incorporated by reference to existing
descriptions of the affected environment
that NMFS regularly maintains and
makes available to the public. NMFS
shall avoid useless bulk in IFEMS and
shall concentrate effort and attention on
important issues. Verbose descriptions
of the affected environment are
themselves no measure of the adequacy
of an IFEMS.
§ 700.214
Environmental consequences.
This section forms the scientific and
analytic basis for the comparisons under
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§ 700.212. It shall consolidate the
discussions of those elements required
by sections 301 and 303 of MSA and
sections 102(2)(C)(i), (ii), (iv), and (v) of
NEPA which are within the scope of the
IFEMS and as much of section
102(2)(C)(iii) as is necessary to support
the comparisons. The discussion will
include the environmental impacts of
the alternatives including the proposed
action, any adverse environmental
effects which cannot be avoided should
the proposal be implemented, the
relationship between short-term uses of
the fishery and other affected aspects of
the human environment and the
maintenance and enhancement of longterm productivity, and any irreversible
or irretrievable commitments of
resources which would be involved in
the proposal should the proposed
fishery conservation and management
measures be implemented. This section
should not duplicate discussions in
§ 700.212. It shall include discussions
of:
(a) Direct effects and their
significance.
(b) Indirect and cumulative effects
and their significance.
(c) Possible conflicts between the
proposed action and the objectives of
Federal, regional, State, tribal and local
plans, policies and controls for the area
concerned. (See § 700.602(d).)
(d) The environmental effects of
alternatives including the proposed
action. The comparisons under
§ 700.212 will be based on this
discussion.
(e) Energy requirements and
conservation potential of various
alternatives and mitigation measures.
(f) Natural or depletable resource
requirements and conservation potential
of various alternatives and mitigation
measures.
(g) Historic and cultural resources,
and reuse and conservation potential of
various alternatives and mitigation
measures.
(h) Means to mitigate adverse
environmental impacts (if not fully
covered under § 700.212(f)).
§ 700.216
§ 700.215
NMFS and the FMCs shall incorporate
material into an IFEMS by reference
when the effect will be to reduce the
length or complexity of the IFEMS
without impeding agency and public
review of the action. The incorporated
material shall be cited in the IFEMS and
its content briefly described and
instructions on how the public can
access the incorporated material
provided in the IFEMS. Material that is
incorporated by reference must be
maintained in locations and in a format
List of preparers.
The IFEMS shall list the names,
together with their qualifications
(expertise, experience, professional
disciplines), of the persons who were
primarily responsible for preparing the
IFEMS or significant background
papers, including basic components of
the IFEMS (§§ 700.204 and 700.206).
Where possible the persons who are
responsible for a particular analysis,
including analyses in background
papers, shall be identified.
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Preparation of an appendix.
If NMFS or an FMC prepares an
appendix to an IFEMS the appendix
shall:
(a) Consist of material prepared in
connection with an IFEMS (as distinct
from material which is not so prepared
and which is incorporated by reference
(§ 700.219)).
(b) Normally consist of material
which substantiates any analysis
fundamental to the impact assessment.
(c) Normally be analytic and relevant
to the decision to be made.
(d) Be circulated with the IFEMS or be
readily available on request.
§ 700.217
Circulation of the IFEMS.
NMFS shall ensure that the entire
draft and final IFEMS, except for certain
appendices as provided in § 700.216
and an unchanged IFEMS as provided
in § 700.304, are circulated in a format
that is readily accessible to decisionmakers and the public.
§ 700.218
Tiering.
NMFS and the FMCs shall tier their
environmental documents to eliminate
repetitive discussions of the same issues
and to focus on the actual issues ripe for
decision at each level of environmental
review (40 CFR 1508.28). Whenever a
broad IFEMS has been prepared (such as
for a program, policy, or fishery
management plan or amendment ) and
a subsequent IFEMS or environmental
assessment is then prepared on an
action included within the entire
program, policy, or fishery management
plan or plan amendment, the
subsequent IFEMS or environmental
assessment need only summarize the
issues discussed in the broader IFEMS,
incorporate discussions from the
broader IFEMS by reference, and shall
concentrate on the issues specific to the
subsequent action. NMFS shall ensure
that the broader IFEMS is maintained in
locations and in a format that is readily
accessible to decision-makers and the
public, and the subsequent document
shall state where the earlier document is
available.
§ 700.219
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that is reasonably available for
inspection by potentially interested
persons within the time allowed for
comment. Material based on proprietary
data which is itself not available for
review and comment shall not be
incorporated by reference.
jlentini on PROD1PC65 with PROPOSALS3
§ 700.220 Incomplete or unavailable
information.
When NMFS or an FMC is evaluating
reasonably foreseeable significant
adverse effects on the human
environment in an IFEMS and despite a
review of the best available scientific
information, there is incomplete or
unavailable information, consistent with
MSA section 303(a)(8) and National
Standard 2, NMFS or the FMC shall
make clear that such information is
lacking.
(a) NMFS or the FMC shall identify
incomplete information that is relevant
to reasonably foreseeable significant
adverse impacts and that is essential to
a reasoned choice among alternatives
and determine the overall costs and
benefits of obtaining it. If NMFS finds
that the overall costs, including the
costs of delay, of obtaining the
information are not exorbitant, NMFS
shall ensure that the information is
obtained and include the information in
the IFEMS.
(b) If NMFS finds that the information
relevant to reasonably foreseeable
significant adverse impacts cannot be
obtained because the overall costs of
obtaining it are exorbitant or the means
to obtain it are not known, the IFEMS
shall include:
(1) A statement that such information
is incomplete or unavailable;
(2) A statement of the relevance of the
incomplete or unavailable information
to evaluating reasonably foreseeable
significant adverse impacts on the
human environment;
(3) A summary of the best available
scientific evidence which is relevant to
evaluating the reasonably foreseeable
significant adverse impacts on the
human environment; and
(4) An evaluation of such impacts
based upon theoretical approaches or
research methods generally accepted in
the scientific community. For the
purposes of this section, ‘‘reasonably
foreseeable’’ includes impacts which
have catastrophic consequences, even if
their probability of occurrence is low,
provided that the analysis of the
impacts is supported by credible
scientific evidence, is not based on pure
conjecture, and is within the rule of
reason.
(c) Any time an IFEMS considers and
addresses incomplete or unavailable
information, subsequent actions relating
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to the same uncertainties may reference
the initial assessment or evaluation.
§ 700.221
Cost-benefit analysis.
To the extent that a cost-benefit
analysis relevant to the choice among
environmentally different alternatives is
being considered for the proposed
action, it shall be incorporated by
reference or appended to the IFEMS as
an aid in evaluating the environmental
consequences. To assess the adequacy of
compliance with section 102(2)(B) of
NEPA the IFEMS shall, when a costbenefit analysis is prepared, discuss the
relationship between that analysis and
any analyses of unquantified
environmental impacts, values, and
amenities. For purposes of complying
with NEPA, the weighing of the merits
and drawbacks of the various
alternatives need not be displayed in a
monetary cost-benefit analysis. The
IFEMS should separately indicate
qualitative considerations that are not
monetized and are likely to be relevant
and important to a decision, including
factors not related to environmental
quality.
§ 700.222 Methodology and scientific
accuracy.
NMFS and the FMCs shall insure the
professional integrity, including
scientific integrity, of the discussions
and analyses in IFEMSs. They shall
identify any methodologies used and
shall make explicit reference by footnote
to the scientific and other sources upon
which they relied for facts or
conclusions in the IFEMS. Discussion of
methodology may be placed in an
appendix.
§ 700.223 Environmental review and
consultation requirements.
(a) To the fullest extent possible,
NMFS and the FMCs shall prepare draft
IFEMSs concurrently with and
integrated with environmental impact
analyses and related surveys and studies
required by the Fish and Wildlife
Coordination Act (16 U.S.C. 661 et seq.),
the National Historic Preservation Act of
1966 (16 U.S.C. 470 et seq.), the
Endangered Species Act of 1973 (16
U.S.C. 1531 et seq.), and other
environmental review laws and
executive orders.
(b) The draft IFEMS shall list all
Federal permits, licenses, and other
entitlements which must be obtained in
implementing the proposal. If it is
uncertain whether a Federal permit,
license, or other entitlement is
necessary, the draft IFEMS shall so
indicate.
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Subpart D—Public Participation
§ 700.301
Public outreach.
For fishery management actions
developed through the FMC process,
NMFS and the FMCs shall solicit public
involvement, including through the
MSA’s public FMC process. For fishery
management actions developed by the
Secretary, NMFS shall conduct similar
outreach, including through existing
MSA public processes. NMFS and the
FMCs where applicable, shall:
(a) Make diligent efforts to involve the
public in preparing and implementing
their NEPA procedures for fishery
management actions.
(b) Provide public notice of NEPArelated hearings, public meetings, and
the availability of environmental
documents so as to inform those persons
and agencies who may be interested or
affected.
(1) In all cases NMFS shall ensure that
notice is mailed to those who have
requested it on an individual action.
(2) In the case of an action identified
by NMFS as having effects of national
concern, notice shall include
publication in the Federal Register,
notice by mail to national organizations
reasonably expected to be interested in
the matter, and outreach via the
Internet. When engaged in rulemaking,
NMFS shall provide notice to national
organizations who have requested that
notice regularly be provided. NMFS
shall maintain a list of such
organizations.
(3) In the case of an action with effects
primarily of local concern the notice
may include:
(i) Notice to State and areawide
clearinghouses.
(ii) Notice to Indian tribes where
tribal resources may be affected.
(iii) Notice following the affected
State’s public notice procedures for
comparable actions.
(iv) Publication in local newspapers
(in papers of general circulation rather
than legal papers).
(v) Notice through other local media.
(vi) Notice to potentially interested
community organizations including
small business associations.
(vii) Publication in newsletters that
may be expected to reach potentially
interested persons particularly in the
major fishing ports of the region and in
other major fishing ports having a direct
interest in the affected fishery.
(viii) Direct mailing to owners and
occupants of nearby or affected
property.
(ix) Posting of notice on and off site
in the area where the action is to be
located.
(x) Outreach via the Internet.
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(c) Hold or sponsor public hearings or
public meetings whenever appropriate
or in accordance with statutory
requirements. Criteria shall include
whether there is:
(1) Substantial environmental
controversy concerning the proposed
action or substantial interest in holding
the hearing.
(2) A request for a hearing by another
agency with jurisdiction over the action
supported by reasons why a hearing will
be helpful. If a draft IFEMS is to be
considered at a public hearing, NMFS or
the FMC should make the document
available to the public at least 45 days
in advance of FMC action. This time
period may be reduced in accordance
with criteria specified in § 700.608.
(d) Solicit appropriate information
from the public.
(e) Explain in its procedures where
interested persons can get information
or status reports on environmental
documents and other elements of the
NEPA process.
(f) Make environmental documents,
the comments received, and any
underlying documents available to the
public pursuant to the provisions of the
Freedom of Information Act (5 U.S.C.
552(a)(2)), without regard to the
exclusion for interagency memoranda
where such memoranda transmit
comments of Federal agencies on the
environmental impact of the proposed
action. Materials to be made available to
the public shall be provided to the
public without charge to the extent
practicable, or at a fee which is not more
than the actual costs of reproducing
copies required to be sent to other
Federal agencies, including CEQ.
jlentini on PROD1PC65 with PROPOSALS3
§ 700.302
Inviting comment on the IFEMS.
(a) After preparation of a draft IFEMS
and before preparation of a final IFEMS,
NMFS shall ensure that NMFS or the
FMC:
(1) Obtains the comments of any
Federal agency which has jurisdiction
by law or special expertise with respect
to any environmental impact involved
or which is authorized to develop and
enforce environmental standards
affecting fishery conservation and
management.
(2) Requests the comments of:
(i) Appropriate State, tribal, and local
agencies which are authorized to
develop and enforce environmental
standards;
(ii) Indian tribes that may be affected
or have special expertise;
(iii) Any agency which has requested
that it receive environmental documents
on actions of the kind proposed; and
(iv) Any affected FMC (as provided by
MSA sections 304(c)(4) and 304(g)(1)).
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(3) Requests comments from the
public, affirmatively soliciting
comments from those persons or
organizations that may be interested or
affected.
(b) Comments on final.NMFS shall
request comments on a final IFEMS
before making a final decision on
whether to approve a proposed action
except as provided in §§ 700.608
(minimum time periods) and 700.701
(emergencies). In any case, other
agencies or persons may make
comments before the Secretary makes a
final decision under MSA Section 304.
Public comment on the final IFEMS may
address the sufficiency of compliance
with NEPA to inform the Secretary’s
decision whether to approve,
disapprove, or partially approve a
fishery management plan, or
amendment pursuant to MSA section
304(a)(3), or promulgate regulations
pursuant to MSA section 304(b), as
applicable.
§ 700.303
Opportunity to comment.
(a) Comments of other agencies.
Federal agencies with jurisdiction by
law or special expertise with respect to
any environmental impact involved and
agencies which are authorized to
develop and enforce environmental
standards are required (by 40 CFR
1503.2) to comment on IFEMSs within
their jurisdiction, expertise, or
authority. A Federal agency may reply
that it has no comment. If a cooperating
agency is satisfied that its views are
adequately reflected in the IFEMS, it
should reply that it has no comment.
(b) Comments of the interested
public—(1) Fishery Management
Actions developed by the FMCs. For
fishery management actions being
developed through the FMC process, the
interested public must provide any
comments it may have relevant to the
draft IFEMS, such as comments on the
statement of purpose and need, range of
alternatives, and evaluation of
environmental impacts, to the FMC
during the public comment period on
the draft IFEMS by submitting written
comments or during the appropriate
FMC meeting by providing oral
testimony.
(2) NMFS actions. For fishery
management actions developed by
NMFS, the interested public must
provide any comments it may have
relevant to the draft IFEMS, such as
comments on the statement of purpose
and need, range of alternatives, and
evaluation of environmental impacts, to
NMFS either through NMFS’ scoping
process or during the comment period
on the draft IFEMS to allow NMFS to
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meaningfully consider and address all
comments.
§ 700.304
Specificity of comments.
(a) NMFS and FMCs shall seek
comments on an IFEMS that are as
specific as possible and may address
either the adequacy of the IFEMS or the
merits of the alternatives discussed or
both.
(b) NMFS and the FMC shall request
that, when a commenting agency
criticizes the predictive methodology
used in the IFEMS, the commenting
agency should describe the alternative
methodology which it prefers and why.
(c) NMFS shall request that a
cooperating agency specify in its
comments whether it needs additional
information to fulfill other applicable
environmental reviews or consultation
requirements and what information it
needs. In particular, it is required to
specify any additional information it
needs to comment adequately on the
draft IFEMS’ analysis of significant sitespecific effects associated with any
grant or approval decision for applicable
permit, license, or related requirements
or concurrences by that cooperating
agency.
(d) When a cooperating agency with
jurisdiction by law objects to or
expresses reservations about the
proposal on grounds of environmental
impacts, the agency expressing the
objection or reservation is required (by
40 CFR 1503.3(d)) to specify the
mitigation measures it considers
necessary to allow the agency to grant
or approve applicable permit, license, or
related requirements or concurrences.
§ 700.305
Response to comments.
(a) Comments received on the draft
IFEMS shall be addressed in the final
IFEMS as follows. The final IFEMS shall
assess the comments both individually
and collectively, shall document how
both the FMC and NMFS considered
them collectively and individually, and
shall describe how both the FMC and
NMFS responded. Possible responses
are to:
(1) Modify the alternatives including
the proposed action to the extent
consistent with the MSA.
(2) Develop and evaluate alternatives
not previously given serious
consideration.
(3) Supplement, improve, or modify
the analyses.
(4) Make factual corrections.
(5) Explain why the comments do not
warrant further response, citing the
sources, authorities, or reasons which
support this position and, if
appropriate, indicate those
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circumstances which would trigger
reappraisal or further response.
(b) All substantive comments received
on the draft IFEMS should be attached
to the final IFEMS whether or not the
comment is thought to merit individual
discussion in the text of the IFEMS. In
the event that multiple copies of the
same comment are submitted, such as a
form letter, it will suffice to attach one
representative copy of the comment and
include one representative response.
(c) If changes in response to
comments are minor and are confined to
the responses described in paragraphs
(a) (4) and (5) of this section, they may
be written on errata sheets and attached
to the statement instead of rewriting the
draft statement. In such cases only the
comments, the responses, and the
changes and not the final statement
need be circulated (§ 700.217). The
entire document with a new cover sheet
shall be filed as the final statement
(§ 700.603).
(d) Responses to comments on the
final. In the record of decision (ROD),
NMFS will respond to comments
received on the Final IFEMS as
provided in § 700.502(b). NMFS is not
required to respond to comments raised
for the first time with respect to a Final
IFEMS if such comments were required
to be raised with respect to a draft
IFEMS pursuant to § 700.302(b).
Subpart E—Fishery Conservation and
Management Actions That Significantly
Affect the Quality of the Human
Environment
jlentini on PROD1PC65 with PROPOSALS3
§ 700.401 Determining the significance of
NMFS’s actions.
(a) NMFS, in consultation with the
relevant FMC, must consider the
proposed fishery management action in
light of its context and intensity to
determine the significance of
environmental effects in order to
determine whether to prepare a FONSI
or IFEMS.
(b) Context. Context means that
significance of an action must be
analyzed with respect to society as a
whole, the affected region and interests,
and the locality. Both short- and longterm effects are relevant.
(c) Intensity. Intensity refers to the
severity of the impact. The following
factors must be considered in evaluating
intensity:
(1) Impacts may be both beneficial
and adverse—a significant effect may
exist even if NMFS believes that on
balance the effect will be beneficial;
(2) Degree to which public health or
safety is affected;
(3) Unique characteristics of the
geographic area;
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(4) Degree to which effects on the
human environment are likely to be
highly controversial;
(5) Degree to which effects are highly
uncertain or involve unique or
unknown risks;
(6) Degree to which the action
establishes a precedent for future
actions with significant effects or
represents a decision in principle about
a future consideration;
(7) Individually insignificant but
cumulatively significant impacts;
(8) Degree to which the action
adversely affects entities listed in or
eligible for listing in the National
Register of Historic Places, or may cause
loss or destruction of significant
scientific, cultural, or historic resources;
(9) Degree to which endangered or
threatened species, or their critical
habitat as defined under the Endangered
Species Act of 1973, are adversely
affected; and
(10) Whether a violation of Federal,
state, or local law for environmental
protection is threatened.
(d) Potentially significant but
previously analyzed effects. An FONSI
may be appropriate for an action that
may have significant or unknown
effects, as long as the significance and
effects have been analyzed previously.
§ 700.402 Guidance on significance
determinations.
(a) NMFS may, as appropriate,
develop guidance regarding criteria for
determining the significance of effects
on a national or regional level for
purposes of informing the determination
of whether a FONSI is appropriate or an
IFEMS must be prepared.
(1) Such guidance may expand on, but
not replace, the general language in
§ 700.401 of this part.
(2) NOAA and NMFS have developed
guidance on the determination of
significance of fishery management
actions (e.g., NOAA Administrative
Order (NAO) 216–6 and NMFS’
Guidelines for the Preparation of a
Finding of No Significant Impact, NMFS
Instruction 30–124–1).
(b) NMFS may develop guidance for
a specific region that considers how any
of the following specific criteria apply.
(1) The extent to which the proposed
action may be reasonably expected to
compromise the sustainability of any
target species that may be affected by
the action.
(2) The extent to which the proposed
action may be reasonably expected to
compromise the sustainability of any
non-target species.
(3) The extent to which the proposed
action may be reasonably expected to
cause substantial damage to the ocean
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and coastal habitats and/or essential fish
habitat as defined under the MSA and
identified in FMPs.
(4) The extent to which the proposed
action may be reasonably expected to
have a substantial adverse impact on
public health or safety.
(5) The extent to which the proposed
action may be reasonably expected to
adversely affect endangered or
threatened species, critical habitat of
these species, or marine mammals.
(6) The extent to which the proposed
action may be reasonably expected to
result in cumulative adverse effects that
could have a substantial effect on the
target species or non-target species.
(7) The extent to which the proposed
action may be expected to have a
substantial impact on biodiversity and
ecosystem function within the affected
area (e.g., benthic productivity,
predator-prey relationships, etc).
(8) How to assess significant social or
economic impacts that are interrelated
with significant natural or physical
environmental effects.
(9) The degree to which the effects on
the quality of the human environment
are likely to be highly controversial.
Although no action should be deemed
to be significant based solely on its
controversial nature, this aspect should
be used in weighing the decision on the
proper type of environmental review
needed to ensure full compliance with
NEPA. Socio-economic factors related to
users of the resource should also be
considered in determining controversy
and significance.
(10) Whether the action would result
in the introduction or spread of
nonindigenous species.
Subpart F—NEPA and Fishery
Management Decisionmaking
§ 700.501 Fishery management
decisionmaking procedures.
In addition to the procedures set forth
herein, NMFS and the FMCs shall adopt
and maintain procedures, consistent
with current or future Statements of
Organization, Practices, and Procedures,
as described in 50 CFR 600.115, to
ensure that fishery management
decisions are made in accordance with
the policies and purposes of NEPA and
the MSA.
§ 700.502
Record of decision.
(a) NMFS shall complete a concise
public ROD by the time of its final
decision.
(b) The ROD must do the following.
(1) Describe the decision.
(2) Describe all alternatives
considered by NMFS and the FMCs in
developing the recommended action
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and reaching the final decision,
specifying the alternative or alternatives
which were considered to be
environmentally preferable.
(i) The description of alternatives may
discuss preferences among alternatives
based on relevant factors including
economic and technical considerations
under the MSA and other statutory
requirements.
(ii) The description of alternative
must also identify and discuss all such
factors including any essential
considerations of national policy which
were balanced in developing the
recommended action and in making the
final decision and state how those
considerations entered into the
decision.
(3) State whether all practicable
means to avoid or minimize
environmental harm from the
alternative selected have been adopted,
and if not, why they were not. Where
the decision is based upon the existence
of mitigation measures, the ROD must
include a description of the monitoring
and enforcement program adopted or to
be adopted, and, if not yet adopted, any
obstacles to its adoption.
(4) Contain NMFS’s responses to
comments received on the final IFEMS,
if any. In the event the public identifies
similar issues to those previously
responded to in the final IFEMS, NMFS
shall note in the ROD where the prior
response to the same or similar
comments can be located and provide
additional response, if necessary. If the
public fails to submit comments at the
appropriate point in the process, as
specified in § 700.303, NMFS may, but
is not required to, address comments
that should have been raised at the draft
level.
jlentini on PROD1PC65 with PROPOSALS3
§ 700.503
Implementing the decision.
NMFS may provide for monitoring to
assure that the decisions are carried out
and shall do so for any mitigation
adopted to mitigate significant adverse
effects or to obtain information for
future IFEMSs or fishery conservation
and management decisions. Mitigation
(§ 700.502(b)(3)) and other conditions
established in the IFEMS or during its
review and committed as part of the
decision shall be implemented by
NMFS, the FMC, recipients of permits
or licenses, or other agencies if
appropriate. NMFS shall:
(a) Include appropriate conditions in
grants, permits or other approvals.
(b) Condition funding of
implementing actions on mitigation.
(c) Upon request, inform cooperating
or commenting agencies on progress in
carrying out mitigation measures which
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they have proposed and which were
adopted by the Secretary.
(d) Regularly make available to
decisionmakers and the public the
results of relevant monitoring.
Subpart G—Additional Requirements
and Limitations
§ 700.601 Limitations on fishery
management actions during MSA–NEPA
process.
(a) Until NMFS issues a record of
decision as provided in § 700.502
(except as provided in paragraph (c) of
this section), NMFS shall take no action
concerning the proposal which would:
(1) Have an adverse environmental
impact; or
(2) Limit the choice of reasonable
alternatives.
(b) If NMFS is aware that a person is
about to take an action within NMFS’s
jurisdiction that would meet either of
the criteria in paragraph (a) of this
section, then NMFS shall promptly
notify the applicant that NMFS will take
appropriate action to insure that the
objectives and procedures of NEPA are
achieved.
(c) While work on a required IFEMS
is in progress and the action is not
covered by an existing IFEMS or other
program statement, NMFS shall not
undertake in the interim any major
Federal action covered by the plan or
program which may significantly affect
the quality of the human environment
unless such action:
(1) Is justified independently of the
IFEMS;
(2) Is itself accompanied by an
adequate environmental document; and
(3) Will not prejudice the ultimate
decision on the IFEMS. Interim action
prejudices the ultimate decision on the
IFEMS when it tends to determine
subsequent development or limit
alternatives.
§ 700.602 NMFS responsibility for
environmental documents produced by a
third-party.
(a) Information. If NMFS requires a
non-Federal entity to submit
environmental information for possible
use by NMFS in preparing an
environmental document, then NMFS
should assist the non-Federal entity by
outlining the types of information
required. NMFS shall independently
evaluate the information submitted and
shall be responsible for its accuracy. If
NMFS chooses to use the information
submitted by the non-Federal entity in
the environmental document, either
directly or by reference, then the names
of the persons responsible for the
independent evaluation shall be
included in the list of preparers. It is the
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28021
intent of this paragraph that acceptable
work not be redone, but that it be
verified by NMFS.
(b) Environmental assessments. If
NMFS permits an applicant to prepare
an environmental assessment, NMFS,
besides fulfilling the requirements of
paragraph (a) of this section, shall make
its own evaluation of the environmental
issues and take responsibility for the
scope and content of the environmental
assessment.
(c) IFEMSs. Any IFEMS prepared
pursuant to the requirements of MSA
section 304(i) and NEPA shall be
prepared directly by NMFS, an FMC, or
a contractor selected by NMFS or an
FMC, or where appropriate under
§ 700.106(b), a cooperating agency. It is
the intent of these regulations that the
contractor be chosen solely by NMFS or
the FMC, or by NMFS in cooperation
with cooperating agencies, or where
appropriate by a cooperating agency to
avoid any conflict of interest.
Contractors shall execute a disclosure
statement prepared by NMFS, or where
appropriate the cooperating agency,
specifying that they have no financial or
other interest in the outcome of the
project. If the document is prepared by
contract, the responsible Federal official
shall furnish guidance and participate
in the preparation and shall
independently evaluate the IFEMS prior
to its approval and take responsibility
for its scope and contents. Nothing in
this section is intended to prohibit any
agency from requesting any person to
submit information to it or to prohibit
any person from submitting information
to any agency. To the extent that
members of an FMC are involved in
development of an IFEMS, they must
comply with the rules regarding
conflicts of interest as set forth in
section 302(j) of the MSA, 15 CFR 14.42,
15 CFR 24.36(b), and 40 CFR 1506.5(c).
§ 700.603
Filing requirements.
NMFS shall ensure the timely filing
with EPA of IFEMSs together with
comments and responses. NMFS shall
file IFEMSs with EPA when they are
transmitted to commenting agencies and
made available to the public. EPA shall
deliver one copy of each IFEMS to CEQ,
which shall satisfy the requirement of
availability to the President.
§ 700.604 Minimum time periods for
agency action.
(a) Calculation of time periods. NMFS
shall publish a notice in the Federal
Register notifying the public of any
draft or final IFEMS available for public
comment. The minimum time periods
set forth in this section may be
calculated from the date of publication
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of the notice in the Federal Register, in
accordance with 40 CFR 1506.10(d).
(b) Comment period on a draft IFEMS.
NMFS and the FMCs shall integrate the
solicitation of public comment on the
draft IFEMS with the MSA’s existing
public processes.
(1) Except as provided in paragraph
(b)(2) of this section, NMFS and the
FMCs shall provide at least 45 days for
public comment on the draft IFEMS in
advance of a meeting where the FMC
may take action
(2) NMFS may, in consultation with
the FMC and EPA, reduce the period for
public comment on a draft IFEMS to a
period of no less than 14 days if NMFS
finds that such reduction is in the
public interest, based on consideration
of the following factors.
(i) Whether there is a need for
emergency action or interim measures to
address overfishing;
(ii) The potential long- and short-term
harm to the fishery resource;
(iii) The potential long- and shortterm harm to the marine environment,
including non-target and protected
species;
(iv) The potential long- and short-term
harm to fishing communities;
(v) The ability of the FMC to consider
public comments in advance of a
scheduled FMC meeting;
(vi) Degree of public need for the
proposed action, including the
consequences of delay; and
(vii) Time limits imposed on the
agency by law, regulations, or executive
order.
(3) NMFS should not reduce the
public comment period, even if in the
public interest, if the value of public
notice and comments outweighs the
factors listed in paragraph (b)(2) of this
section, based on the consideration of
the following factors.
(i) The degree to which the affected
communities had prior notice of NMFS’
or the FMC’s consideration of the
proposed fishery management actions;
(ii) The complexity of the proposed
action and accompanying analysis;
(iii) The degree to which the proposed
action is not related to exigent
circumstances; and
(iv) The degree to which the science
upon which the action is based is
uncertain or missing.
(4) In cases where the public
comment period is reduced to less than
45 days, NMFS and the FMCs shall
explain the rationale for the reduced
time period in the NOA announcing the
public comment period. The comment
period must be the maximum amount of
time consistent with the rationale
provided.
(c) Timing of NMFS Decision. (1)
Except as provided in paragraphs (c)(2)
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and (3) of this section, NMFS shall not
make a final decision on a fishery
management action until the later of the
following dates:
(i) Ninety (90) days after publication
of the NOA for a draft IFEMS for an
FMP or FMP amendment.
(ii) Thirty (30) days after publication
of the NOA for a final IFEMS.
(2) NMFS may make a final decision
earlier than the times provided in
paragraph (c)(1) of this section if the
Secretary, in consultation with EPA,
determines one of the following.
(i) NMFS is engaged in rulemaking
under section 305(c) of the MSA and the
Administrative Procedure Act (APA) for
the purpose of protecting the public
health or safety or is responding to a
fishery management emergency, in
which case NMFS may waive or reduce
the time periods provided in this
section and publish a decision on the
final rule simultaneously with
publication of the notice of the
availability of the final IFEMS; or
(ii) NMFS has published a
supplemental IFEMS and has solicited
public comment during the review
period provided by MSA section 304
and there is not sufficient time to
complete the Final IFEMS and provide
for the full 30-day cooling off period
within the MSA timeframe. In this case
the time periods provided for in
paragraph (c)(1) of this section may be
reduced by up to 15 days.
(3) For regulations published under
section 304(b) of the MSA, the time
periods provided by paragraph (c)(1) of
this section shall be reduced or enlarged
to be commensurate with the comment
period provided for the review of the
proposed rule.
(d) If the exception listed in paragraph
(c)(2)(i) of this section applies, NMFS
shall take comment on the final IFEMS
for 30 days after publication.
Subpart H—Emergencies and
Categorical Exclusions
§ 700.701
Emergencies.
(a) If NMFS finds that there is a need
for an emergency action or interim
measure to address overfishing, that the
action may have significant
environmental impacts, and that there is
not sufficient time to finalize the NEPA
analysis, NMFS shall develop
alternative arrangements for NEPA
compliance and consult with CEQ about
such alternative arrangements. NMFS
and CEQ shall limit such arrangements
to actions necessary to control the
immediate impacts of the emergency.
NMFS may develop programmatic
alternative arrangements to ensure that
such arrangements are limited to the
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actions necessary to control the
immediate impacts of the emergency.
(b) If NMFS finds that an emergency
exists and that proposed emergency
regulations will not result in a
significant environmental impact,
NMFS shall document such finding in
an EA and FONSI. If NMFS finds that
the nature and scope of the emergency
requires promulgation of emergency
regulations prior to the completion of an
EA and FONSI, the Secretary shall
develop alternative arrangements for
NEPA compliance that include
promulgation of the emergency
regulations with a draft EA and FONSI
that shall be finalized prior to the
expiration or extension of the effective
period of the regulations.
(c) Other actions remain subject to
NEPA review in accordance with this
part.
§ 700.702
Categorical exclusions.
(a) The following categories of
actions, as found by NOAA in
consultation with CEQ for conformity
with NEPA and CEQ implementing
regulations, normally do not require
either an environmental impact
statement or an environmental
assessment and constitute categorical
exclusions:
(1) Ongoing or recurring fisheries
actions of a routine administrative
nature when the action will not have
any impacts not already assessed or
NMFS finds they do not have the
potential to pose significant effects to
the quality of the human environment
(apart from those already described in
an environmental document) such as:
Reallocations of yield within the scope
of a previously published IFEMS, FMP
or fishery regulation, combining
management units in related FMP, and
extension or change of the period of
effectiveness of an FMP or regulation;
(2) Minor technical additions,
corrections, or changes to a Fishery
Management Plan or IFEMS; and
(3) Research activities permitted
under an EFP or Letter of Authorization
where the fish to be harvested have been
accounted for in other analyses of the
FMP, such as by factoring a research setaside into the ABC, OY, or Fishing
Mortality.
(b) NOAA and NMFS guidance.
NOAA and NMFS may develop
guidance pursuant to 40 CFR 1507.3 on
how NMFS will identify categorical
exclusions not specified in paragraph (a)
of this section.
(c) Extraordinary circumstances for
categorical exclusions. NOAA and
NMFS may develop guidance on how
NMFS will determine whether
extraordinary circumstances exist such
E:\FR\FM\14MYP3.SGM
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Federal Register / Vol. 73, No. 94 / Wednesday, May 14, 2008 / Proposed Rules
that an action that normally qualifies for
a categorical exclusion requires the
preparation of an EA or IFEMS.
(d) Existing guidance. NOAA has
developed additional guidance on the
identification and use of Categorical
Exclusions (NOAA Administrative
Order 216–6).
[FR Doc. E8–10271 Filed 5–13–08; 8:45 am]
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Agencies
[Federal Register Volume 73, Number 94 (Wednesday, May 14, 2008)]
[Proposed Rules]
[Pages 27998-28023]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-10271]
[[Page 27997]]
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Part VI
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Part 700
Magnuson-Stevens Act Provisions; Environmental Review Process for
Fishery Management Actions; Proposed Rule
Federal Register / Vol. 73, No. 94 / Wednesday, May 14, 2008 /
Proposed Rules
[[Page 27998]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 700
[Docket No. 070824479-8107-02]
RIN 0648-AV53
Magnuson-Stevens Act Provisions; Environmental Review Process for
Fishery Management Actions
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
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SUMMARY: This proposed rule would revise and update the NMFS procedures
for complying with the National Environmental Policy Act (NEPA) in the
context of fishery management actions developed pursuant to the
Magnuson-Stevens Fishery Conservation and Management Act (MSA). These
regulations are modeled on the Council of Environmental Quality (CEQ)
regulations implementing the procedural provisions of NEPA, 40 CFR
parts 1500-1508, with specific revisions to the existing NMFS
procedures made pursuant to the Magnuson-Stevens Fishery Conservation
and Management Reauthorization Act (MSRA). The procedures are designed
to conform to the timelines for review and approval of fishery
management plans and plan amendments developed pursuant to the MSA.
Further, these procedures are intended to integrate applicable
environmental analytical procedures, including the timeframes for
public input, with the procedure for the preparation and dissemination
of fishery management plans, plan amendments, and other actions taken
or approved pursuant to the MSA in order to provide for timely, clear,
and concise analysis that is useful to decisionmakers and the public,
reduce extraneous paperwork, and effectively involve the public.
DATES: Comments must be received by 5 p.m., EST, on August 12, 2008.
ADDRESSES: You may submit comments on this proposed rule or the
associated Regulatory Impact Review (RIR), identified by 0648-AV53, by
any of the following methods:
Mail: Alan Risenhoover, Director, Office of Sustainable
Fisheries, NMFS, 1315 East-West Highway, SSMC 3, Silver Spring, MD
20910.
Fax: (301) 713-0596.
E-mail: NEPAprocedures@noaa.gov. Include in the subject
line of the e-mail the following document identifier: ``MSA
Environmental Review Procedures''
Federal e Rulemaking portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
All comments received are a part of the public record and will
generally be posted to https://www.regulations.gov without change. All
Personal Identifying Information (e.g., name, address) voluntarily
submitted by the commenter may be publicly accessible. Do not submit
confidential business information or otherwise sensitive or protected
information.
Copies of the Regulatory Impact Review (RIR) prepared for this
action may be obtained from Alan Risenhoover at the address above.
Requests should indicate whether paper copies or electronic copies on
CD-ROM are preferred. This document is also available at the following
Web site: https://www.nmfs.noaa.gov/msa2007/implementation.htm.
FOR FURTHER INFORMATION CONTACT: Marian Macpherson at 251-751-0650, e-
mail: Marian.Macpherson@noaa.gov.
SUPPLEMENTARY INFORMATION:
Background
The National Marine Fisheries Service (NMFS) proposes new
regulations to establish procedures by which NMFS and the regional
Fishery Management Councils (FMCs), established under the Magnuson-
Stevens Fishery Conservation and Management Act (MSA), will comply with
the National Environmental Policy Act (NEPA) when preparing fishery
management actions pursuant to the MSA. NMFS issues this proposed rule
to comply with the requirements of section 107 of the Magnuson-Stevens
Fishery Conservation and Management Reauthorization Act (MSRA), Pub. L.
109-479. NMFS proposes specific provisions in the following areas.
1. Form of documentation: The proposed rule would retain the use of
Environmental Assessments (EAs), Findings of No Significant Impact
(FONSIs), and Categorical Exclusions (CEs) where appropriate, and would
establish two new forms of documentation for actions with potentially
significant environmental impacts: the Integrated Fishery Environmental
Management Statement (IFEMS) and the Memorandum of Framework
Compliance.
2. Roles and Responsibilities: This proposed rule would clarify the
roles of the FMCs and NMFS in the development and approval of fishery
management measures and actions.
3. Timelines and Flow of Process: The proposed rule would build
flexibility into the timelines for complying with NEPA in order to
allow for compliance with NEPA within an MSA context.
4. Alternatives to be Analyzed: This proposed rule would clarify
what ``reasonable alternative'' and ``no action'' alternative mean in
the context of fishery management.
5. Exempted Fishing Permits (EFPs): This proposed rule would
establish a new CE for certain types of EFPs where impacts have been
analyzed within an overarching analysis.
6. Incomplete or unavailable information: This proposed rule would
clarify how NEPA's requirements concerning incomplete and unavailable
information and conflicts of interest are applicable to MSA actions.
7. Emergency or interim rules: This proposed rule would allow for
programmatic arrangement with the Council on Environmental Quality
(CEQ) to address page limits of IFEMS and NEPA requirements for
emergency and interim rules.
I. Statutory Overview
A. The Magnuson-Stevens Fishery Conservation and Management Act
The MSA, 16 U.S.C. 1801 et seq., established a national program to
manage and conserve the marine fisheries of the United States. Under
this system, the United States exercises sovereign rights and exclusive
fishery management authority as provided in 16 U.S.C. 1811.
Specifically, the Secretary of Commerce (Secretary), acting through the
NMFS, oversees and manages our nation's domestic fisheries through the
development and implementation of fishery management plans and actions
(e.g., fishery management plans (FMPs), amendments, frameworks, annual
specifications, regulations, etc.). For most domestic fisheries, the
MSA requires management decisions to be based on recommendations from
unique advisory bodies, the FMCs. In certain circumstances, NMFS may
develop management measures or actions on its own.
The MSA management system is unique insofar as Congress has
authorized the FMCs to develop and recommend fishery management
measures and actions to NMFS. Comprised of Federal, state, and
territorial fishery management officials, participants in commercial
and recreational fisheries, and other individuals with scientific
experience or training in fishery conservation and
[[Page 27999]]
management, the FMCs' primary responsibility is to develop and
recommend fishery management measures and actions for any fishery under
their jurisdiction that is in need of conservation and management.
Specifically, MSA section 302(h)(1) (16 U.S.C. 1852(h)(1)) requires
FMCs to prepare and submit to NMFS FMPs for fisheries in need of
conservation and management. Section 303(c) of the MSA requires FMCs to
submit to NMFS regulations that the FMCs deem necessary and appropriate
to implement the FMP. The MSA mandates an open, public process for the
development of fishery management measures and actions through the FMC
system.
The MSA establishes strict timelines and limited discretion for
Secretarial review of FMC-recommended measures and actions. For FMPs
and FMP amendments, upon receipt of an FMC's complete submission, NMFS
must immediately commence a review of the recommendation to determine
whether it is consistent with the national standards, other provisions
of the MSA, and other applicable law. NMFS is also required immediately
(within 5 days) to publish a notice in the Federal Register informing
the public that the FMP or FMP amendment is available for a 60-day
public review and comment period. Thereafter, NMFS evaluates the public
comments received during the comment period. NMFS must also complete
any necessary consultations with other federal agencies prior to the
MSA's deadline for a final decision. If, after undertaking the
requisite review, NMFS determines that the recommended FMP or FMP
amendment complies with the standards and provisions of the MSA and is
consistent with other applicable law, including NEPA, NMFS must approve
it on behalf of the Secretary. If the recommendation does not comply
with these requirements, NMFS must disapprove or partially approve it
and provide the FMC with recommendations for actions the FMC could take
to conform the FMP or FMP amendment to the applicable requirements. The
MSA does not allow NMFS to substitute a different management
alternative for that recommended by the FMC. If NMFS fails to notify
the FMC within 30 days of the end of the comment period of the
recommendation's approval, disapproval, or partial approval, the plan
or amendment takes effect as if approved.
For proposed regulations recommended by an FMC to implement an FMP
or FMP amendment, the MSA provides NMFS 15 days to review proposed
regulations to determine consistency with the underlying FMP or FMP
amendment before publishing the proposed regulations for a 15-60 day
comment period. A final rule must be promulgated within 30 days of the
close of the comment period on the proposed rule.
In certain situations, the MSA allows NMFS to develop fishery
management measures and actions outside of the FMC process, subject to
separate procedural requirements. For example, section 304(c)
authorizes NMFS to prepare a Secretarial FMP or FMP amendment if: (1) A
fishery is in need of conservation and management and the appropriate
FMC fails to develop and submit, after a reasonable time, an FMP or FMP
amendment; (2) NMFS disapproves or partially disapproves an FMP or FMP
amendment, or disapproves a revised FMP or FMP amendment, and the FMC
involved fails to submit a revised or further revised FMP or FMP
amendment; or (3) NMFS is given authority to prepare an FMP or FMP
amendment under section 304 of the MSA, such as FMPs or FMP amendments
pertaining to any highly migratory species (HMS) fishery to which
section 302(a)(3) of the MSA applies. Procedures for these types of
``Secretarial'' actions, which are specified in MSA section 304(c), (e)
and (g), provide for public and FMC input into their development.
Section 305(d) provides additional authority for NMFS, on behalf of the
Secretary, to promulgate regulations necessary to carry out its
responsibilities under the MSA.
In this proposed rule, the term ``fishery management measure''
refers to management strategies contained in FMPs, FMP amendments and
regulations, including but not limited to closed areas, quotas, and
size limits as contemplated in MSA section 303(a)(1) (16 U.S.C.
1853(a)(1)). The term ``fishery management action'' refers to actions
NMFS takes to implement the measures contained in an FMP, including but
not limited to the promulgation of regulations and the establishment of
dates of closures as contemplated in MSA section 305(f) (16 U.S.C.
1855(f)). In developing and recommending an FMP, FMP amendment or
regulation, FMCs may consider and include both measures and actions.
The NEPA provisions described in this proposed rule are intended to
cover all such recommendations.
B. NEPA's Relationship to the MSA Process
NEPA is the fundamental national charter for environmental
protection. As the Supreme Court has noted, NEPA Section 102 (42 U.S.C.
4332) requires Federal agencies to examine the environmental effects of
proposed Federal actions and to inform the public of the environmental
impacts considered in an agency's decision-making process. See, e.g.,
DOT v. Public Citizen, 541 U.S. 752, 768 (2004). NEPA does not mandate
a particular substantive outcome; rather, NEPA is a procedural statute,
the purpose of which is to protect the environment by requiring Federal
agencies to carefully weigh environmental considerations in their
decision-making processes, including alternatives to their proposed
actions, before taking final action. An essential element of the NEPA
process, as highlighted in CEQ's regulations, is the requirement to
make relevant environmental information available to the public and
afford the public an opportunity to participate in the agency's
decision-making process. Ultimately, NEPA is designed to ensure that
Federal agencies utilize a sound and public process in making decisions
that affect the environment, and to ensure that agencies consider the
environmental impacts of, and alternatives to, their proposed actions.
Through these proposed regulations, NMFS seeks to better integrate
NEPA into the unique FMC process established by the MSA. For MSA
actions, the scope of NMFS's authority to modify FMC-recommended
fishery management plans and plan amendments is narrow: NMFS may
approve, disapprove, or partially approve a proposed FMP or FMP
amendment recommended by the FMC, and the sole basis for disapproval of
any such recommendation is that it is not consistent with applicable
law, including NEPA, the MSA and its national standards. Applying NEPA
solely to the Secretary's limited discretion under the MSA cannot
foster the type of informed consideration of the effects of the action
in light of reasonable alternatives that NEPA envisions. Because policy
recommendations are developed and alternatives narrowed through the
public forum of FMC meetings, it is important to integrate the analysis
of alternatives and impacts for the NEPA analysis with the FMC's
development of recommended management measures and actions. For this
reason, NMFS addresses several key issues in this proposed rule: (1)
The different roles of FMCs and NMFS under the MSA, as advisory bodies
and decision-maker respectively, as those roles relate to NEPA's
requirements; (2) the integration of statutory and regulatory timelines
to provide for timely responses to fishery resource management needs;
and (3) the
[[Page 28000]]
complexities of defining the appropriate range of alternatives for
analysis.
C. MSRA Requires Revised and Updated Agency Procedures to Comply With
NEPA
In December 2006, the U.S. Congress acted to amend the MSA through
the MSRA, which was subsequently signed into law by the President on
January 12, 2007. Pub. L. 109-479. The MSRA addresses a number of
fisheries issues, but pertinent to this rulemaking is section 107,
which imposes a requirement that NMFS better integrate and more closely
align applicable environmental analytical procedures with the MSA's
fishery management process.
Congress directed the Secretary, acting through NMFS, and in
consultation with the FMCs and CEQ, to revise and update agency
procedures to comply with NEPA. Congress stated that the procedures
shall:
(A) conform to the [MSA's] time lines for review and approval of
fishery management plans and amendments under this section; and
(B) integrate applicable environmental analytical procedures,
including the time frames for public input, with the procedure for
the preparation and dissemination of fishery management plans, plan
amendments, and other actions taken or approved pursuant to this Act
in order to provide for timely, clear and concise analysis that is
useful to decision makers and the public, reduce extraneous
paperwork and effectively involving the public.
16 U.S.C. 1854(i)(1)(A) and (B).
Moreover, Congress stated that the revised and updated procedures
are to be the sole environmental impact assessment procedures for
fishery management actions (e.g., FMPs, FMP amendments, or other
actions taken or approved pursuant to the MSA) used by the FMCs or
NMFS. 16 U.S.C. 1854(i)(2). Finally, Congress authorized and directed
NMFS, in cooperation with CEQ and the FMCs, to involve the affected
public in the development of the revised procedures.
The MSRA's legislative history reveals Congress' interest in
gaining efficiencies in the MSA's environmental review process.
Specifically, the Senate Report accompanying the MSRA contained the
following language: ``[t]he intent is not to exempt the Magnuson-
Stevens Act from NEPA or any of its substantive environmental
protections, including those in existing regulation, but to establish
one consistent, timely, and predictable regulatory process for fishery
management decisions * * * [t]he Committee intends section 107 to
streamline this environmental review process in the context of fishery
management.'' S. Rept. 109-229, at 8.
II. NMFS' Implementation Efforts
A. Consultations and Public Outreach
As required by the MSRA, NMFS has consulted with CEQ and the FMCs,
and has initiated public involvement in the development of the revised
procedures. In the spring of 2007, NMFS and the FMCs conducted two
separate forms of outreach. NMFS posted a series of trigger questions
on the Internet, soliciting public input on how the process should be
revised. At about the same time, the FMCs' Council Coordinating
Committee (CCC) developed a strawman proposal for revised procedures.
Both the CCC strawman and NMFS' questions were posted on the agency's
Web site for a 60-day public comment period. Moreover, each of the
eight FMCs held public listening sessions at their respective FMC
meetings between February and April 2007.
NMFS received a total of 1,660 comments, all but 8 of which were
form letters that expressed general disapproval of the CCC strawman.
The remaining eight comments were submitted by a variety of
environmental and fishery-related organizations and reflected a wide
range of opinions on the new procedures in general, the CCC strawman,
and the trigger questions. The main topics addressed by the commenters
were:
1. Need for/Authority to Change Regulations/Guidance. There is
disagreement about the legislative intent of the MSRA with regard to
revision of the agency's NEPA procedures, the need for changes to the
NEPA procedures, the timeframes for public review of NEPA documents,
and the adequacy of the existing process to meet NEPA requirements and
fishery management needs.
2. Roles of FMCs and NMFS. There are opposing opinions about
whether FMCs or NMFS should have the lead on conducting the NEPA
process. One environmental organization proposed a specific alternative
approach to that set forth in the CCC strawman.
3. Using the FMC Process to comply with NEPA. There is disagreement
about the appropriateness of using the FMC process to comply with NEPA.
A major concern is whether the public would be adequately included.
Many suggestions were provided on how to make the FMC process more
accessible.
4. Reasonable Alternatives. There is consensus that reasonable
alternatives must be able to achieve the objectives of the management
action. In addition, several specific suggestions were offered as to
how to further define ``reasonable alternatives.''
5. Tiering/Scaling the Level of Analysis. There is agreement that
not every action merits the same level of detail and length in its
analysis and that some form of scaling is appropriate, but disagreement
as to how to determine the appropriate level of analysis. Some
commenters felt that the existing EA/EIS distinction adequately allows
for determining the appropriate level of analysis based on an action's
degree of significance. Other commenters suggested alternative
approaches. Two commenters opposed applying specific criteria to
determine the level and detail of analysis and indicated that the
circumstances around each action would dictate what level of analysis
is appropriate.
6. Eliminating the EA/EIS Distinction. Many commenters support
keeping this distinction, although one commenter identified a potential
benefit of avoiding litigation over which type of analysis should have
been prepared.
7. Reducing the Length of the Comment Period to 30 days. There is
disagreement as to whether longer or shorter comment periods are
desirable, as well as on the effects of any change on streamlining and
process.
8. Scientific Research and Experimental Fishing. The need to
improve NEPA's application to scientific research and experimental
fishing was pointed out.
At its May 2007 meeting the CCC decided to recommend its strawman
to NMFS as the basic approach for the new process and made several
additional comments and suggestions. Since May 2007, NMFS has consulted
with CEQ and the CCC subcommittee to develop the environmental review
procedures proposed in this rule.
B. Alternatives Considered by NMFS
In addition to conducting public outreach, NMFS engaged in an
internal scoping process to consider the most appropriate means to
revise and update the NEPA procedures to better integrate NEPA and MSA.
NMFS examined a number of important issues during this process, which
included, but were not limited to: NEPA's role in the fishery
management context; ways to integrate the NEPA and MSA process to
ensure successful implementation of MSA actions; mechanisms for
improving public participation; whether NMFS, the FMCs, or both should
prepare environmental analyses; and the type of environmental document
and level of analysis applicable to a specific fishery management
measure or action. As a
[[Page 28001]]
result, and after careful consideration of public comments on NMFS'
trigger questions, the CCC subcommittee Strawman proposal and public
input received at each of the Council listening sessions, NMFS
developed an array of alternatives intended to achieve the following
goals: (1) Ensure compliance with NEPA when developing and implementing
fishery management measures and actions under the MSA; (2) Adhere to
the principles of public involvement and agency accountability (i.e.,
requirements that agencies consider and respond to public comment) set
forth in the existing CEQ regulations; (3) Integrate NEPA's
requirements into the MSA public processes for developing and approving
fishery management measures and actions; (4) To the extent appropriate,
build on recommendations in the CCC Strawman document; (5)
Appropriately align public participation in the NEPA process to reflect
differences in the roles of the Regional Fishery Management Councils
(FMCs) and NMFS in the development and approval of fishery management
measures and actions and conducting the NEPA analysis; and (6) Conform
the MSA and NEPA timelines to achieve greater efficiencies in fisheries
management and allow rapid response to fishery management needs, while
providing the public meaningful opportunity to influence policy
decisions.
In developing these proposed procedures, NMFS attempted to
determine where fishery-specific improvements could be gained while
supplementing the key elements of the CEQ regulations that ensure
opportunities for public participation and agency accountability. Some
of the key features of the CEQ regulations centered around the early
public scoping process, the opportunity for public comment on a draft
analytical document, a revised final document that addresses public
comment, a cooling-off period prior to the final decision, and a Record
of Decision (ROD) documenting the agency's final decision. NMFS then
considered whether the procedural aspects of these elements (such as
timing, sequencing, and feedback mechanisms) could be implemented to
provide more appropriate opportunities for public participation in the
process for developing MSA measures and actions. Specifically, NMFS
sought an approach that would: (1) Integrate NEPA's public
participation opportunities with the FMC development of analyses and
alternatives and NMFS' decisionmaking under the MSA; and (2) allow the
MSA decision-making process to proceed in a timely manner to address
real time fishery management needs.
NMFS identified alternatives for possible fisheries-specific
improvements in several general categories: form of documentation;
roles and responsibilities; timing and flow of process; and other
elements (experimental fishing, emergencies, page limits, and the range
of alternatives to be analyzed).
1. Form of Documentation
a. Single Integrated Document
Pursuant to NEPA, an EIS must be prepared for any major Federal
action significantly affecting the quality of the human environment. An
EA may be prepared as a first step to inform the determination of
whether a proposed action would have a significant effect on the
quality of the human environment, thereby requiring an EIS. Generally,
the EIS is a more thorough analysis of impacts and alternatives than
the EA. For development of FMPs by FMCs, however, this is not always
the case. Development of FMPs or amendments under the MSA requires
development of a comprehensive analysis that incorporates almost all of
the content requirements for an EIS. In many cases, an FMC can
relatively easily incorporate the additional EIS content requirements
(i.e., cumulative impact analysis and reasonable range of alternatives)
into the existing fishery management analysis.
Given these requirements, one possible approach would be to
eliminate the EA/EIS distinction, ensure that content requirements of
an EIS are included in the MSA analysis, and adjust the procedures and
timing for completing an EIS through the FMC process. Rather than
focusing on whether or not an action is ``significant,'' this approach
would undertake the more comprehensive analysis and consideration of
alternatives for every action. Among other things, this approach would
ensure preparation of EIS-level documents in ``close call'' situations.
This approach was recommended by the CCC in their strawman, which would
have required a single analytical document labeled an Environmental
Impact Analysis (EIA).
However, there was little support for this approach expressed
through public comment. One of the most noted concerns expressed by the
public focused on the potential difficulty in developing scaling
criteria, and how EIAs would be tailored to allow an appropriate
scaling of the analysis based on the scope of the proposed action. This
approach could result in unnecessary analysis and delay for actions
where an EA/FONSI is appropriate.
b. Status Quo
NMFS considered retaining the three main forms of documentation
currently provided for in the CEQ regulations: The EIS, EA/FONSI, and
CE. While these forms of documentation are familiar to the public,
retaining them as they currently exist in the CEQ regulations would
negate the opportunity for improvements to the NEPA process for MSA
actions as intended by the MSRA.
c. New Forms of Documentation
The preferred alternative, as set forth in this proposed rule,
would provide for four types of documentation based on the current EIS/
EA structure, but tailored to address the unique needs of the fishery
management process: (1) An IFEMS, which would be similar to an EIS but
with more explicit integration of MSRA requirements, (2) an EA/FONSI,
(3) a CE, and Determination of Categorical Exclusion, and (4) a
Memorandum of Framework Compliance (this would allow NMFS and the FMCs
to efficiently implement the NEPA process for actions (e.g., frameworks
and annual specifications) that fall within the scope of a prior NEPA
analysis). These documents, with the exception of the Memorandum of
Framework Compliance, would have content requirements similar to those
provided under existing NMFS procedures and caselaw, but with revisions
to address specific fishery-related needs. In combination with the
adjustments to process and timing described below, the intent of these
revisions is to retain the flexibility to utilize an EA/FONSI or CE,
where appropriate, but to make the process for completing an EIS-level
document (i.e., IFEMS), and/or utilizing a Memorandum of Framework
Compliance, better integrated with existing MSA timing and decision-
making requirements.
2. Roles and Responsibilities
NMFS analyzed the MSA and NEPA statutory and regulatory
requirements and identified several different ways of viewing the roles
and responsibilities of NMFS and the FMCs in an integrated MSA/NEPA
process.
a. FMCs Responsible for NEPA Compliance
One option would be to vest sole responsibility for preparing the
NEPA analysis with the FMC and require that
[[Page 28002]]
the FMC develop the NEPA analysis during development of MSA management
recommendations. This option would give the FMC full responsibility for
completing the NEPA analysis. Under this scenario, the NEPA document
would be primarily an FMC document. FMCs would be solely responsible
for developing the final NEPA document prior to recommending management
measures and actions to NMFS. The analysis would be prepared in
accordance with the requirements for an EIS. NMFS would not participate
substantially in the development of the document. The FMCs would be
required to complete all required NEPA procedures, including the
cooling-off period, prior to taking the final vote to recommend a
measure or action. Because of the MSA's unique structure, based on the
FMCs considering public input and making management recommendations to
NMFS, and NMFS' subsequent decision to approve, disapprove, or
partially approve any recommendation, this approach would effectively
align NEPA's consideration of impacts and alternatives with the FMC's
consideration of alternatives for recommendation to NMFS. However, NMFS
is the Federal action agency ultimately responsible for NEPA
compliance, and this option would not give NMFS involvement in the NEPA
documentation and process to assure that NMFS satisfies its NEPA
obligations.
b. NMFS Solely Responsible for NEPA
NMFS identified two approaches by which NMFS could comply with the
mandates of NEPA without involving the FMCs. However, neither of these
scenarios would result in the type of information sharing and public
participation envisioned by NEPA and these proposed regulations.
(i) Separating the NEPA Analysis From the FMC's Process. Under this
first scenario, NMFS, as the action agency, would conduct the NEPA
analysis and prepare the appropriate NEPA document. NMFS would publish
and make available the NEPA document separate from the FMC process, but
if practicable NMFS could align its release of the document within the
FMC process. NMFS, as a member of the FMC, could recommend NMFS's
alternatives and NEPA analysis to the FMC as it considered alternatives
prior to its final vote. However, NMFS has only one vote on each FMC
and therefore could not ensure the range of alternatives NMFS analyzed
in the NEPA document would be considered by the FMC as it developed its
recommendation under the MSA. While the Secretary must disapprove a
recommendation that does not comply with NEPA, MSRA directed NMFS to
revise and update its procedures to integrate NEPA procedures with the
procedure for the preparation and dissemination of fishery management
plans, amendments, or other actions taken or approved pursuant to the
MSA. NMFS did not adopt this alternative because it does not
effectively integrate consideration of alternatives and impacts for the
NEPA analysis and for the FMCs' development of management
recommendations.
(ii) NMFS Prepares the NEPA Analysis After the FMC Takes Final
Action. Under this scenario, NMFS would again conduct the NEPA analysis
and prepare the appropriate NEPA document. However, the NEPA process
would not commence until after the FMC takes a final vote on its
recommendations. This option is based on the theory that there is no
proposed Federal action to analyze until the FMC transmits its
recommendation and the Secretary is required to take action on the
FMC's recommendation. However, this approach does not effectively
integrate the analysis of alternatives and impacts for the NEPA
analysis with the FMCs' development of recommended management measures
and actions. This option would require significant reductions in the
amount of time available for public review and comment on the NEPA
analysis for all fishery management measures and actions.
c. Preferred Alternative
The third alternative NMFS considered would modify the procedural
requirements for conducting the NEPA analysis and preparing the
appropriate NEPA document to accommodate the unique relationship
between the FMCs and NMFS in the MSA context.
This alternative is intended to better align public input to FMC
recommendations and NMFS authority for approval and implementation of
fishery management measures and actions and would establish a
regulatory requirement that FMCs consider public comments on an IFEMS
before taking a final vote. It is based on an understanding of the role
of the FMC as an advisory body that narrows alternatives and makes
recommendations and which, therefore, should be informed by public
comment. This alternative also recognizes that NMFS, after having
provided input and guidance to the FMC for the development of the NEPA
document, bears ultimate responsibility for compliance with both MSA
and NEPA. The requirements of NMFS procedures implementing NEPA would
be modified to accommodate the respective roles of the FMCs and NMFS in
the NEPA process. This alternative would provide for more explicit
integration of NEPA in the MSA decisionmaking process and maximize
opportunities for public participation by providing opportunities for
review and comment at by both FMC and NMFS, levels, while allowing
flexibility to reduce comment periods for FMCs in certain circumstances
to meet fishery management need.
3. Timing and Flow of Process
NMFS analyzed different ways to build flexibility and
predictability into the timing requirements of the NEPA procedures to
assure the appropriate level of NEPA analysis is prepared and to allow
for the maximum amount of public participation during the FMCs'
development of recommended management measures and actions.
a. CCC Strawman (Three-Meeting Minimum for IFEMS)
The CCC strawman includes a recommended process that would require
a minimum of three FMC meetings to develop a management recommendation
and associated NEPA documentation. Upon further consideration at its
May 2007 meeting, however, the CCC determined that some management
recommendations needing to be completed in fewer than three meetings
would benefit from and/or require analysis in an EIS-level document and
recommended that the revised procedures address this issue.
b. Preferred Alternative (Two-Meeting Minimum for IFEMS)
After analyzing the minimum timelines set forth in the CEQ
regulations, the statutory timelines of the MSA, and the practical
issues surrounding scheduling of FMC meetings and the logistics of
completing the necessary steps to develop a fishery management
recommendation, NMFS constructed an approach that would allow for the
development of an IFEMS through a minimum two-meeting cycle, thus
allowing for even the most time-constrained fishery management needs to
be informed by an IFEMS.
This alternative would take into account the statutory structure of
the MSA decision-making process and the need for the FMC recommendation
to move forward through Secretarial review to an ultimate decision in
order to respond to real-time fishery management needs. This
alternative accommodates the typical FMC process
[[Page 28003]]
for development of a management recommendation with an EIS-level
document, which usually involves an iterative process with the public
in which several versions of a draft are shared and modified over the
course of several FMC meetings prior to a final FMC vote. This
alternative also recognizes that in some circumstances certain minimum
time periods identified in the CEQ regulations may need to be reduced
to allow the completion of an IFEMS in as few as two FMC meetings as
described below.
For a smaller subset of fishery management needs, various factors
(such as the timing of the availability of fishery statistics, the
timing of the opening of the fishing season, judicially-imposed
deadlines, and the schedule of FMC meetings) can interact to constrain
the available time between identification of a management need and the
time when a management measure needs to be effective. The intent of
this proposed rule is to maintain the iterative and deliberative
processes of the FMCs as they exist for addressing management needs in
a situation not subject to such time constraints, but to allow enough
flexibility so that the system can also accommodate an IFEMS in a time-
constrained situation. This proposed rule (Sec. 700.604) would
establish the following considerations for determining the
appropriateness of reductions in minimum time periods for public
comment:
(1) Whether there is a need for emergency action or interim
measures to address overfishing;
(2) The potential long- and short-term harm to the fishery
resource;
(3) The potential long- and short-term harm to the marine
environment, including non-target and protected species;
(4) The potential long- and short-term harm to fishing communities;
(5) FMC meeting schedules and ability to respond;
(6) Degree of public need for the proposed action, including the
consequences of delay;
(7) Time limits imposed on the agency by law, regulations, or
Executive Order.
An important component of this approach would be supplementation of
the requirement in the CEQ regulations linking the start of minimum
time periods for public comments and the delay associated with the
cooling off period to the Environmental Protection Agency's (EPA's)
publication of the notice of availability (NOA). EPA publishes a notice
in the Federal Register each Friday, listing all the EISs that were
filed with EPA the previous week. In severely time-constrained fishery
management situations, the time that is lost prior to EPA's weekly
filing could be used by NMFS, the FMCs, and the public to complete
better documents, to have a few more days of public comment, and/or to
be able to complete an IFEMS on a very short deadline. The preferred
alternative would allow NMFS to start the clock on the minimum time
periods by filing the NOA of the IFEMS in the Federal Register as soon
as the IFEMS is available to the public and filed with EPA. In such
circumstances, the minimum time period could be calculated from the
Federal Register publication date of the NMFS NOA. The EPA notice to
follow would state that, pursuant to MSRA and EPA's authority to reduce
prescribed periods for timing of agency action (40 CFR 1506.10(d)), EPA
has reduce the applicable time according to the number of days provided
for in preceding the NMFS NOA.
In addition to providing for time savings in time-constrained
situations, this proposed change would allow NMFS to start the clock on
the comment period on the NEPA document simultaneously with the start
of the comment period on the proposed fishery management measure or
action. Allowing the clocks for the two sets of comment periods to
begin and run simultaneously would further integrate the requirements
of NEPA and the MSA.
4. Other Elements (Experimental Fishing, Emergencies, Page Limits, and
the Range of Alternatives To Be Analyzed)
a. Experimental Fishing
The public raised the issue that NEPA's requirements sometimes
hinder the ability of research organizations to obtain EFPs. NMFS
considered maintaining the status quo, as well as whether there may be
opportunities to improve the current NEPA procedures with regard to
EFPs. The preferred alternative would specify that, where experimental
fishing activities proposed to be conducted under an EFP, and where the
fish to be harvested have been accounted for in other analyses of the
fishery such as by factoring a research set-aside into the allowable
biological catch (ABC), optimum yield (OY), or fishing mortality, the
activities could be eligible for a CE, as appropriate. Activities that
are truly ``scientific research,'' as defined by 50 CFR 600.10, are not
subject to regulation under the MSA and thus not subject to this
rulemaking.
b. Emergencies and Interim Actions Pursuant to the MSA
NMFS possesses authority under section 305(c) of the MSA to
promulgate emergency rules or interim measures. NMFS's must be able to
respond quickly to emergency or overfishing situations while
accommodating NEPA's requirements to ensure adequate public involvement
and prepare the requisite analyses for a particular measure or action.
As part of this proposed rulemaking, NMFS considered two options to
comply with NEPA in the context of section 305(c) emergency and interim
actions. One option would have allowed NMFS to prepare an abbreviated
NEPA analysis for the measure or action. The scope and degree of
analysis would have been determined in light of the nature and
timeframe in which to address the emergency. Further, if good cause
existed to waive the requirements for notice and opportunity for public
comment on the proposed rule under the Administrative Procedure Act,
NMFS would have afforded an opportunity for public comment on the NEPA
document after implementation of the emergency or interim measures. The
preferred option, as described in Sec. 700.701, would establish the
option of developing programmatic alternative arrangements for NEPA
compliance with CEQ for emergency or interim actions that may result in
significant impacts. The intent is to limit such arrangements to
specific types of emergency or interim actions that necessitate
immediate attention and for which public involvement or detailed
analyses would interfere with NMFS' ability to control the immediate
impacts of the emergency. While this alternative would still allow for
the use of ad hoc approaches where appropriate, it would allow
flexibility to prepare planned and managed approaches that would avoid
the inefficiencies and uncertainties of reactive, situation-specific
arrangements.
c. Page Limits
CEQ's guidance for preparation of EISs states that the text ``shall
normally be less than 150 pages,'' and for proposals of unusual scope
or complexity ``shall normally be less than 300 pages.'' 40 CFR 1502.7.
NMFS and FMC-generated NEPA documents sometimes exceed these expected
page limits. It has been suggested that reducing the number of pages of
MSA NEPA documents could improve the overall analytical quality and
public accessibility and understanding of the documents. The complexity
of the
[[Page 28004]]
alternatives that must be analyzed for fishery management actions and
measures and the difficulty of sufficiently analyzing these
alternatives in a relatively short document, however, may result in
documents exceeding these page limits. NMFS proposes to consult with
CEQ on a programmatic basis in those situations where page limits for
NEPA analyses are exceeded.
d. The Range of Alternatives To Be Analyzed
A Federal agency's range of alternatives is reasonable if the
alternatives meet an agency's stated purpose and need and, if they are
consistent with an agency's statutory authorities and policy
objectives. Although the range of alternatives should not be so
narrowly defined so as to preclude meaningful consideration of
alternate ways of accomplishing agency objectives, courts have afforded
agencies much discretion to define what they consider to be reasonable
in light of the controlling statute or purpose and need for the action.
In some cases the lack of precisely drawn alternatives has led to
overly complex NEPA documents.
The CCC Subcommittee commented, in the context of MSA fishery
management actions, that a literal interpretation of the requirement in
CEQ's regulations that the EIS ``rigorously explore and objectively
evaluate all reasonable alternatives, and for alternatives which were
eliminated from detailed study, briefly discuss the reasons for their
having been eliminated,'' results in FMCs and NMFS analyzing
alternatives that the FMC would never recommend, requires detailed
analysis of every reasonable alternative suggested by the public, and
results in an overapplication of NEPA's requirements. The CCC
Subcommittee recommended striking the word ``all'' from before
``reasonable alternatives'' and clarifying that the requirement is to
consider a ``reasonable range'' of reasonable alternatives. NMFS
believes that clear guidance on the range of alternatives in the
fishery management context would reduce the over-inclusion of
alternatives that results in overly complex and voluminous alternatives
analyses. The proposed rule would not eliminate the word ``all,'' but
would encourage better analysis of an appropriate, not overly-
inclusive, range of alternatives.
III. Proposed Changes to Existing NEPA Review Procedures
After consulting with the FMCs and CEQ, and carefully considering
input from the public, NMFS is proposing to implement new regulations,
to be published at 50 CFR part 700, establishing fisheries-specific
procedures for NEPA compliance. This approach would replace the
existing NMFS procedures for complying with NEPA in the context of
fishery management under the MSA. These specific regulations for
implementing NEPA in the context of fishery management under the MSA
would supplement the general CEQ regulations implementing the
procedural provisions of NEPA. While the CEQ definitions (40 CFR part
1508) and other generally applicable provisions of the CEQ regulations
are not paraphrased or repeated, they would remain relevant and
applicable. Based on public review and comment on these proposed
regulations, CEQ will review the final NMFS regulations for conformity
with NEPA. 40 CFR 1507.3.
A. Form of Documentation
The proposed process would utilize four forms of documentation: The
IFEMS, the EA/FONSI, the CE, and the Memorandum of Framework
Compliance.
1. IFEMS
The IFEMS would be comparable to an EIS-level analysis. As the name
indicates, it would integrate applicable environmental analyses into a
single document.
The content of the IFEMS would be largely similar to that of an
EIS. This proposed rule contains additional specificity concerning what
constitutes a reasonable range of alternatives, including the ``no
action'' alternative, how incomplete or unavailable information should
be treated for purposes of fishery management, and a specific
requirement to consider cumulative impacts. The proposed process would
also allow for the timing and procedures associated with the IFEMS to
be modified from those CEQ has established for EISs.
While the NEPA-related contents of the IFEMS would be similar to
the EIS, the procedural requirements would be different. The proposed
name change from EIS to IFEMS is intended to make clear that the
requirements applicable to an IFEMS are distinct from those applicable
to an EIS, especially in terms of procedure and timing, but also
regarding the identification of alternatives, how to deal with
incomplete information, and the requirement to analyze cumulative
impacts. Existing FMPs and EISs would not need to be amended to comply
with the new IFEMS requirement. IFEMS would only need to be developed
for new actions or to take advantage of new frameworking measures.
This proposed rule would also establish categories of actions that
would normally require an IFEMS, such as new FMPs, and FMP amendments
with significant impacts (Sec. 700.103). These categories are expected
to assist with agency and FMC planning and inform public expectations
on the appropriate level of NEPA documentation. For example, when
initiating analysis of a new action, an FMC or NMFS would be able to
quickly determine which level analysis would most likely be applicable
to that type of action. However, the determination of significance for
a particular action would still ultimately be based on the application
of the significance criteria.
2. EA/FONSI
The EA/FONSI would still be available for use based on the
``significance'' test as is currently the case. In addition, the
proposed revisions would establish certain categories of actions that
would normally qualify for this level of analysis, such as emergency
actions and annual specifications or frameworks not covered by a
Memorandum of Framework Compliance as described below. The effect of
these categories would also be to assist with agency and FMC planning
and inform public expectations. However, the determination of
significance for a particular action would still ultimately be based on
the application of the significance criteria.
In addition, new Sec. 700.401(d) would authorize the use of a
FONSI for an action that may have significant or unknown effects, as
long as the significance and effects have been analyzed previously.
This provision is intended to address situations such as recurrent
annual management measures, the effects of which are significant or
unknown, and which therefore do not qualify for a CE, but nevertheless
do not require a new EIS every year given the previous analysis.
3. CE (and Determination of Categorical Exclusion (DCE)) (Sec. Sec.
700.105 and 700.702)
The current CEQ guidance defines CEs and encourages agencies to use
them. The proposed revisions include a new section on CEs that would
establish a new form of documentation (DCE). The proposed revisions
would also establish a new CE category for experimental fishing
activities permitted under an EFP, where the fish to be harvested have
been accounted for in other analyses of the FMP, such as by factoring a
research set-aside into the
[[Page 28005]]
ABC, OY, or fishing mortality. In addition, the proposed revisions
would establish, by regulation, other categories of actions that would
qualify for a CE and which are currently contained in NOAA's
Administrative Order that provides internal agency guidance on
administering NEPA (NOA 216-6).
4. Framework Implementation Procedures and the Memorandum of Framework
Compliance (Sec. 700.104)
This section would allow the NEPA process for fishery management to
be streamlined for measures or actions that have been previously
analyzed by the FMCs or NMFS. Specifically, this proposal would allow
FMCs or NMFS to establish Framework Implementation Procedures (FIPs),
i.e., formal mechanisms to allow actions to be undertaken pursuant to a
previously planned and constructed management regime without requiring
additional NEPA analysis. In its simplest terms, the goal of a FIP is
to provide that, when the environmental impacts of fishery management
measures have been analyzed in a broad parent document, subsequent
actions to implement these measures, e.g., a framework action, annual
specifications, or harvest limits, would not need further NEPA
analysis, so long as the impacts of a subsequent action fall within the
range of effects considered by the broad parent document.
The proposed use of FIPs would allow FMCs and NMFS to integrate
NEPA's requirements into an existing MSA management tool that provides
for advance planning and rapid response to real-time fishery management
needs. Many FMPs include provisions, known as ``frameworks,'' that
permit a class of actions to be undertaken pursuant to procedures
described under the FMP without requiring an amendment to the
underlying FMP. The FMP or FMP amendment that establishes these
procedures often includes extensive analysis of a range of measures and
actions that are anticipated to be taken in the future through the use
of these framework procedures. The FIP provisions proposed in this rule
would allow an FMC or NMFS to utilize the same sort of advance planning
for analysis of environmental impacts. FIPs could be used for a variety
of fishery management measures and actions, including traditional
framework actions, annual specifications, and other fishery management
actions, as appropriate.
To establish a FIP, the FMCs or NMFS would include procedures in an
FMP that comply with the requirements specified in Sec. 700.104(a) of
the proposed regulations. For example, the FIP would need to specify
criteria that would trigger the requirement to supplement a prior
analysis if a new IFEMS or EA for the subsequent fishery management
action would be needed.
This proposed rule would also establish a Framework Compliance
Evaluation process to evaluate whether a fishery management action
taken pursuant to an FIP established under an FMP requires additional
action-specific analysis. At a minimum, the Framework Compliance
Evaluation would serve two purposes: First, to identify the applicable
underlying NEPA document(s) for the subsequent fishery management
action; and second, to determine whether the underlying NEPA
document(s) can support the action (i.e., whether the action and its
anticipated effects fall within the scope of the prior analysis) or
whether the NEPA analysis requires supplementation due to new
information or because the effects of the subsequent action have not
been previously analyzed.
The Framework Compliance Evaluation would result in one of two
outcomes, as specified in Sec. 700.104(c) and (d): (1) The development
of a Memorandum of Framework Compliance that documents briefly how the
fishery management action taken pursuant to a FIP falls within the
scope of a prior NEPA analysis; or (2) the determination that
supplementation of the prior NEPA analysis is needed to satisfy NMFS's
NEPA obligation for the subsequent fishery management action.
B. The Role of the FMCs and NMFS in the NEPA Process
The proposed approach recognizes that the MSA created a unique
structure for Federal fisheries management, under which both the FMCs
and NMFS have important roles. The FMCs are advisory bodies that
develop management alternatives and make recommendations that NMFS must
approve or partially approve unless they are inconsistent with
applicable law. Given the primary role FMCs play in the development of
fishery management measures and actions, FMC decisions should be
directly informed by public comment, and the MSA's public process
requirements address this need. For its part, NMFS has the authority to
approve and implement fishery management measures and actions and bears
ultimate responsibility for compliance with the MSA and NEPA. To
account for these different roles, portions of the proposed procedures
would differ from the current NMFS procedures with respect to the
requirements for public participation and consideration of and
responses to public comment by NMFS and the FMCs.
This proposed rule would establish new duties and opportunities
intended to ensure both that public input relevant to the development
of alternatives and policy recommendations is provided to the FMC when
the FMC is developing its recommendations, and that NMFS considers and
responds to comments addressing its decision to approve, disapprove, or
partially approve an FMC recommendation, which includes consideration
of NEPA compliance. This proposed rule would establish: a new
requirement for FMCs to consider public comments on draft IFEMSs prior
to voting to recommend a measure or action for Secretarial review;
flexibility to reduce the public comment period on IFEMSs to fit a two-
meeting cycle where necessary; additional requirements for
consideration and response to public comments by NMFS (including a new
comment period on the Final IFEMS and a new requirement to respond to
comments on the Final IFEMS in the ROD, as appropriate); and
flexibility for NMFS to reduce the cooling-off period where necessary.
In light of the important role the FMCs play in the MSA process,
public comment regarding scope of analysis, alternatives, and impacts
should appropriately be directed to the FMCs during the development of
recommended management measures and actions. However, NMFS recognizes
that this requirement could affect the FMCs' ability to respond rapidly
to a fishery management need in some cases. Because integrating NEPA
requirements into the FMC process requires assurances that public input
can be considered prior to narrowing the range of alternatives, this
proposed rule attempts to balance opportunities for public input with
the need for rapid response to management needs. Therefore, this
proposed rule includes modifications to timing and process as discussed
further in section C below.
C. Timing and Process
This proposed rule would establish a process for conducting the
necessary NEPA analyses within the context of the FMC process. For EAs
and CEs, the procedures currently used by the FMCs would not be
affected. Likewise, there would not be significant changes to the
existing process for Secretarial and HMS actions. Therefore, this
discussion focuses on the proposed process by which an IFEMS would be
prepared for an FMC-initiated action.
The key concept behind the proposed changes in procedure is that
the opportunities for public participation
[[Page 28006]]
and the requirements for comment and response have been revised to
align with the MSA process and to reflect the respective roles of the
FMCs and NMFS under the MSA, as discussed above. To allow the process
to flow, as envisioned under the MSA, from FMC recommendation to an
ultimate final agency action by NMFS, flexibility would be built into
the procedural timelines.
As described in the discussion of roles in section B. above, this
proposed rule strikes a balance between creating additional NEPA
procedures required for the FMCs and where appropriate allowing for
reductions of time for public review and input. While it imposes new
duties on the FMCs to consider public input before voting, it does so
in a manner intended to allow the process to continue moving forward to
a decision point at the NMFS level. It is vital that FMCs and NMFS
retain the ability to respond rapidly to fishery management needs. It
is important to note that the public would be given as much time to
review the draft as the FMC members and that any reduction in time must
be supported by one of the criteria enumerated in these proposed
regulations.
To offset any potentially shortened public review period on the
draft during the development of FMC recommendations, this proposed rule
would add additional public input requirements for NMFS. This would
include a new comment period on a Final IFEMS, and a new requirement to
respond to comments on the Final IFEMS in the ROD.
The goal of the proposal is to make the process flexible enough to
allow adequate public involvement, but to allow for adjustments when
necessary to meet a time-sensitive resource management need. The
minimum time period in which an FMC recommendation supported by an
IFEMS could be completed under the proposed regulations would be over
the course of two FMC meetings.
For FMC-initiated actions, the process would flow as follows:
1. Scoping
The basic scoping approach for FMC-initiated actions would be based
on the MSA process. Generally, the initial scoping notice would be
published in the Federal Register as part of an FMC's meeting agenda
notice, and no less than 14 days in advance of the FMC meeting. This
provision would not limit the ability of an FMC or NMFS to publish a
scoping notice earlier in the process. In addition to the FMC meeting,
other scoping activities could also be conducted by the FMC or NMFS.
NMFS would have to ensure that the scoping process meets the purposes
of scoping as proposed to be set forth at Sec. 700.108. The scoping
notice would be required to be titled and formatted in a manner that
provides the public with adequate notice of the NEPA-related scoping
process. For NMFS-initiated actions, including HMS actions, NMFS would
initiate scoping via a Federal Register notice and would provide notice
of scoping activities, if any, conducted in conjunction with HMS
Advisory Panel meetings or other meetings held by NMFS.
While the intent is to utilize the existing FMC processes to the
extent practicable, the proposed regulations would allow scoping to be
satisfied by many different mechanisms, including: FMC or NMFS planning
meetings and public hearings; requests for public comment on public
hearing documents; discussion papers; and other versions of decision
and background environmental documents. Scoping meetings should
adequately inform interested parties of the proposed action and
alternatives to facilitate substantive participation in the development
of the management measures and environmental document. If the proposed
action has already been subject to a lengthy development process that
has included early and meaningful opportunity for public participation
in the development of the proposed action, those prior activities may
be used as part of meeting the scoping components of these
environmental review procedures.
Note that, in order to get the scoping notice out as early as
possible, the FMC may not identify alternatives prior to publication of
the notice. In this case, it would be sufficient to indicate that
alternatives will be identified through the FMC process and that the
public will have an opportunity to provide input through the FMC
process.
NMFS, working with the FMCs, will develop guidance on the
appropriate format and content for scoping notices.
In addition, the proposed rule includes a requirement at Sec.
700.112 that, with respect to any responsibilities not clearly assigned
by this rule, NMFS and the FMC would assign these responsibilities
prior to completion of the scoping process.
2. Draft IFEMS
The draft IFEMS would be circulated for public comment for at least
45 days prior to the FMC voting to recommend an action to NMFS, unless
any of the considerations in Sec. 700.604(b)(2) are met. The FMC would
be required to consider public comment on the IFEMS prior to voting to
recommend the action. At a minimum, the notice of its availability
would be required to be published no later than with the agenda notice
for the upcoming FMC meeting at which FMC action would take place.
Under the proposed rule, the allowable public comment period on a
draft IFEMS might, in extraordinary circumstances, be only 14 days,
compared to CEQ's required minimum time period of 45 days for public
comment on draft EISs (DEISs). It is important to note, however, that
the draft IFEMS informs the FMCs in their development of recommended
management measures and actions. In light of the unique role the FMCs
play, the draft IFEMS would be specifically designed to link NEPA's
considerations to the FMC process of developing recommended management
measures and actions under the MSA.
3. Public Comment
In order to ensure that the public has a meaningful opportunity to
participate in the NEPA process as the FMC develops its recommended
management measures and actions, as well as ensure that the FMC is
well-informed when making its MSA recommendations, the FMC would be
required to consider public comment on the draft IFEMS prior to voting
to make a final recommendation to the Secretary. Because FMC meetings
are public meetings and transcripts are kept, there would be a record
of how the FMC addresses comments. The FMC's vote would also provide
evidence of how the FMC responded to comments. In addition, this
proposed rule would require the final IFEMS to document how both the
FMC and NMFS responded to comments on the draft (Sec. 700.304).
Likewise, the commenting public would need to raise comments
pertinent to the FMC's analysis, such as the scope of the analysis, the
alternatives considered, and the expected