Hearing Aid-Compatible Mobile Handsets, Petition of American National Standards Institute Accredited Standards Committee C63 (EMC) ANSI ASC C63TM, 25566-25591 [E8-9855]
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25566
§ 10.113
Federal Register / Vol. 73, No. 89 / Wednesday, May 7, 2008 / Rules and Regulations
[Revised]
10. Revise § 10.113 by removing the
date ‘‘September 25, 2008’’ and adding
in its place the date ‘‘April 15, 2009’’.
I
PART 12—CERTIFICATION OF
SEAMEN
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 0, 20, 68
[WT Docket No. 07–250; FCC 08–68; FCC
08–117]
I
11. The authority citation for part 12
continues to read as follows:
Authority: 31 U.S.C. 9701; 46 U.S.C. 2101,
2103, 2110, 7301, 7302, 7503, 7505, 7701,
and 70105; Department of Homeland
Security Delegation No. 0170.1.
Hearing Aid-Compatible Mobile
Handsets, Petition of American
National Standards Institute
Accredited Standards Committee C63
(EMC) ANSI ASC C63TM
AGENCY:
§ 12.01–11
[Revised]
12. Revise § 12.01–11 by removing the
date ‘‘September 25, 2008’’ and adding
in its place the date ‘‘April 15, 2009’’.
I
PART 15—MANNING REQUIREMENTS
13. The authority citation for part 15
continues to read as follows:
I
Authority: 46 U.S.C. 2101, 2103, 3306,
3703, 8101, 8102, 8104, 8105, 8301, 8304,
8502, 8503, 8701, 8702, 8901, 8902, 8903,
8904, 8905(b), 8906, 9102, and 8103; and
Department of Homeland Security Delegation
No. 0170.1.
§ 15.415
[Revised]
14. Revise § 15.415 by removing the
date ‘‘September 25, 2008’’ and adding
in its place the date ‘‘April 15, 2009’’.
I
Title 49—Transportation
CHAPTER XII—TRANSPORTATION
SECURITY ADMINISTRATION
Subchapter D—Maritime and Land
Transportation Security
PART 1572—CREDENTIALING AND
SECURITY THREAT ASSESSMENTS
15. The authority citation for part
1572 continues to read as follows:
I
Authority: 46 U.S.C. 70105; 49 U.S.C. 114,
5103a, 40113, and 46105; 18 U.S.C. 842, 845;
6 U.S.C. 469.
§ 1572.19
[Revised]
16. Revise § 1572.19(b) by removing
the date ‘‘September 25, 2008’’ in the
two places where it appears, and adding
in each place the date ‘‘April 15, 2009’’.
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Dated: May 2, 2008.
Brian M. Salerno,
Rear Admiral, U.S. Coast Guard, Assistant
Commandant for Marine Safety, Security &
Stewardship.
Gale Rossides,
Deputy Administrator, Transportation
Security Administration.
[FR Doc. E8–10232 Filed 5–6–08; 8:45 am]
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Federal Communications
Commission.
ACTION: Final rule.
SUMMARY: The Federal Communications
Commission (Commission) adopts
various proposals to amend its hearing
aid compatibility policies and
requirements pertaining to wireless
services, including modifications and
other requirements along the framework
proposed in a consensus plan (Joint
Consensus Plan) developed jointly by
industry and representatives for the deaf
and hard of hearing community. The
Commission anticipates that these rule
changes, taken together and largely
supported by manufacturers, service
providers, and consumers with hearing
loss, will meet statutory obligations to
ensure reasonable access to telephone
service by persons with impaired
hearing. These requirements are
intended to benefit wireless users in the
deaf and hard of hearing community,
including the most disadvantaged who
are more likely to rely on telecoilequipped hearing aids, as well as to
ensure that these consumers have a
variety of handsets available to them,
including handsets with innovative
features.
DATES: Effective June 6, 2008, except for
§§ 20.19(f)(2), 20.19(h), and 20.19(i)
which contains information collection
requirements that are not effective until
approved by the Office of Management
and Budget. The Commission will
publish a document in the Federal
Register announcing the effective date
for those sections. The Commission will
send a copy of the First Report & Order
and Order on Reconsideration and
Erratum in a report to be sent to
Congress and the Government
Accountability Office pursuant to the
Congressional Review Act, see 5 U.S.C.
801(a)(1)(A). The incorporation by
reference of certain publications listed
in the rule is approved by the Director
of the Federal Register as of June 6,
2008. Public and agency comments on
Information Collection Requirements
are due on or before July 7, 2008.
ADDRESSES: Federal Communications
Commission, 445 12th Street, SW.,
PO 00000
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Washington, DC 20554. In addition to
filing comments with the Office of the
Secretary, a copy of any comments on
the Paperwork Reduction Act
information collection requirements
contained herein should be submitted to
Judith Boley, Federal Communications
Commission, Room 1–B441, 445 12th
Street, SW., Washington, DC 20554, or
via the Internet to PRA@fcc.gov.
FOR FURTHER INFORMATION CONTACT:
Thomas McCudden, Room 6118,
Michael Rowan, Room 6603, or Peter
Trachtenberg, Spectrum & Competition
Policy Division, Wireless
Telecommunications Bureau, Federal
Communications Commission, 445 12th
Street, SW., Portals I, Room 6119,
Washington, DC 20554. For additional
information concerning the Paperwork
Reduction Act information collection
requirements contained in this
document, contact Judith Boley, (202)
418–0214, or via the Internet at
PRA@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s First
Report & Order (R&O) in WT Docket No.
07–250 released February 28, 2008, and
the Commission’s Order on
Reconsideration and Erratum (Recon) in
WT Docket No. 07–250 released April
17, 2008. The complete text of the R&O
and Recon are available for public
inspection and copying from 8 a.m. to
4:30 p.m. Monday through Thursday or
from 8 a.m. to 11:30 a.m. on Friday at
the FCC Reference Information Center,
Portals II, 445 12th Street, SW., Room
CY–A257, Washington, DC 20554. [The
R&O and Recon may also be purchased
from the Commission’s duplicating
contractor, Best Copy and Printing, Inc.
(BCPI), Portals II, 445 12th Street, SW.,
Room CY–B402, Washington, DC 20554,
telephone 202–488–5300, facsimile
202–488–5563, or you may contact BCPI
at its Web site: https://
www.BCPIWEB.com. When ordering
documents from BCPI, please provide
the appropriate FCC document number,
FCC 08–68 for the R&O, and FCC 08–
117 for the Recon. The R&O and Recon
are also available on the Internet at the
Commission’s Web site through its
Electronic Document Management
System (EDOCS): https://
hraunfoss.fcc.gov/edocs_public/
SilverStream/Pages/edocs.html.]
Paperwork Reduction Act of 1995
Analysis
This document contains new and
modified information collection
requirements subject to the Paperwork
Reduction Act of 1995 (PRA), Public
Law 104–13. It will be submitted to the
Office of Management and Budget
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Federal Register / Vol. 73, No. 89 / Wednesday, May 7, 2008 / Rules and Regulations
(OMB) for review under section 3507(d)
of the PRA. OMB, the general public,
and other Federal agencies are invited to
comment on the new or modified
information collection requirements
contained in this proceeding.
In addition, the Commission notes
that pursuant to the Small Business
Paperwork Relief Act of 2002, Public
Law 107–198, see 44 U.S.C. 3506(c)(4),
the Commission previously sought
specific comment on how it might
‘‘further reduce the information
collection burden for small business
concerns with fewer than 25
employees.’’ In this present document,
the Commission has assessed the effects
of the reporting requirements that it has
imposed on manufacturers and service
providers, and finds that the
information required should be readily
available even to businesses with fewer
than 25 employees, and that it is
important to obtain this information in
order to monitor compliance with the
hearing aid compatibility requirements
and to provide consumers with
adequate information regarding the
handsets available from particular
service providers. Similarly, the
Commission has assessed the effects of
requiring manufacturers and service
providers to post certain information
regarding the hearing aid-compatible
handsets they offer on their Web sites.
The Commission notes that this
requirement would apply only to
entities that maintain a public Web site
and is further subject to the de minimis
exception. Both restrictions should
limit, to some extent, the application of
the requirement to small businesses
with fewer than 25 employees.
Moreover, the Commission has
concluded that maintaining the limited
information required, primarily a list of
currently offered hearing aid-compatible
handsets along with the associated
ratings, will not be unduly burdensome,
and that this requirement will
significantly benefit consumers by
ensuring convenient access to up-todate information regarding compliant
handset availability. Finally, the
Commission has determined that
requiring manufacturers to provide
hearing aid compatibility contact
information directly to the Commission
will impose little if any additional
burden on businesses with fewer than
25 employees. This requirement may
even decrease these burdens, to the
extent that it will allow consumers
wishing to file a complaint to obtain
that information from the Commission’s
Web site rather than contacting the
Administrative Council for Terminal
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Attachment to obtain it from the service
provider.
Public and agency comments on
Information Collection Requirements
are due on or before July 7, 2008.
Comments should address: (a) Whether
the proposed collection of information
is necessary for the proper performance
of the functions of the Commission,
including whether the information shall
have practical utility; (b) the accuracy of
the Commission’s burden estimates; (c)
ways to enhance the quality, utility, and
clarity of the information collected; and
(d) ways to minimize the burden of the
collection of information on the
respondents, including the use of
automated collection techniques or
other forms of information technology.
In addition, pursuant to the Small
Business Paperwork Relief Act of 2002,
Public Law 107–198 (see 44 U.S.C.
3506(c)(4)), the Commission seeks
specific comment on how it might
‘‘further reduce the information
collection burden for small business
concerns with fewer than 25
employees.’’ The Commission notes,
however, that section 213 of the
Consolidated Appropriations Act 2000,
Public Law 106–113, provides that rules
governing frequencies in the 746–806
MHz Band become effective
immediately upon publication in the
Federal Register without regard to
certain sections of the Paperwork
Reduction Act. The Commission is
therefore not inviting comment on any
information collections that concern
frequencies in the 746–806 MHz Band.
I. Introduction
1. In the R&O, the Commission revises
the hearing aid compatibility
requirements applicable to providers of
public mobile services and
manufacturers of digital wireless
handsets used in the delivery of those
services. Specifically, the Commission
adopts benchmark requirements for
future deployment of hearing aidcompatible handsets, and related
requirements, based on the proposals in
a Joint Consensus Plan developed by an
Alliance for Telecommunications
Industry Solutions (ATIS) working
group that included nationwide (Tier I)
carriers, handset manufacturers, and
several organizations representing the
interests of consumers with hearing
loss. The Commission also adopts
certain other rule changes to better
promote the accessibility of hearing aidcompatible handsets to deaf and hard of
hearing consumers, including rules for
the approval of future versions of the
hearing aid compatibility technical
standard. In the Recon, the Commission
revises the procedures adopted in the
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R&O for approval of the use of future
versions of the hearing aid compatibility
technical standard that do not raise
major compliance issues. The
Commission intends to address other
issues raised in its Notice of Proposed
Rulemaking (NPRM), 72 FR 65494,
November 21, 2007, in this proceeding
but not addressed here in a subsequent
report and order.
2. As a preliminary matter, the
Commission takes this opportunity to
express its deep appreciation for the
efforts of the many parties involved in
the development of the Joint Consensus
Plan, whose recommendations the
Commission substantially adopts today.
The broad support for the Plan among
both industry and consumer advocacy
groups, as reflected in the record of this
proceeding, testifies to the success of
the proffered proposals in meeting the
goals of the Hearing Aid Compatibility
Act, and in addressing the concerns of
manufacturers and service providers
while still advancing the interests of
consumers with hearing loss in having
greater access to advanced digital
wireless communications. The
Commission strongly encourages the
wireless industry, including new
entrants, and consumer groups to
continue their collaborative efforts in
order to ensure the successful
implementation of the measures
adopted.
3. The changes the Commission
adopts to the handset deployment
requirements include (1) modifying the
requirement, presently stayed until
April 18, 2008, that manufacturers and
service providers ensure that 50 percent
of their digital wireless handset models
meet established standards for radio
frequency (RF) interference reduction,
and (2) increasing the obligation on
manufacturers and service providers to
offer handset models that meet an
established standard for inductive
coupling capability. The Commission
adopts a handset ‘‘refresh’’ requirement
for manufacturers, obligating
manufacturers to ensure annually that a
certain percentage of their hearing aidcompatible handset models are newly
issued that year, and it requires service
providers to offer hearing aidcompatible handsets with different
levels of functionality.
4. In addition to these modifications
to the handset deployment
requirements, the Commission adopts
an updated version of the technical
standard for measuring hearing aid
compatibility in both acoustic coupling
and inductive coupling modes, provides
a phase-in period for its application as
the exclusive standard, and creates a
streamlined mechanism for adopting
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future revisions of the standard. Because
the Commission finds that the
established technical standard,
including the most recent version of that
standard adopted, provides tests for
measuring hearing aid compatibility for
wireless services operating over a
broader range of frequencies than is
currently subject to hearing aid
compatibility requirements, the
Commission extends the scope of these
requirements to the full range of
frequencies covered by the established
standard. To assist the Commission in
monitoring the implementation of the
new requirements and to provide
information to the public, the
Commission also requires
manufacturers and service providers to
continue to file annual reports on the
status of their compliance with these
requirements, and the Commission
requires manufacturers and service
providers to publish up-to-date
information on their Web sites regarding
their hearing aid-compatible handset
models.
5. The Commission anticipates that
these inter-related changes, taken
together and largely supported by
manufacturers, service providers, and
consumers with hearing loss, will
further ‘‘ensure reasonable access to
telephone service by persons with
impaired hearing’’ as required by the
Communications Act. 47 U.S.C. 610(a).
The increased requirements to offer
handsets with inductive coupling
capability will particularly benefit the
most disadvantaged wireless users in
the deaf and hard of hearing
community, who are more likely to rely
on telecoil-equipped hearing aids. The
Commission also anticipates that the
requirements that manufacturers refresh
their products annually and that service
providers offer handset models at
differing functionality levels will help
to ensure that consumers with hearing
loss have a variety of handsets available
to them, including handsets with
innovative features, a goal that the
Commission has sought to encourage
since 2003. At the same time, the
Commission concludes that the level of
obligations and the flexibility provided
in the new benchmarks satisfy its
obligation to ‘‘ensure that regulations
adopted to implement [the Hearing Aid
Compatibility Act] encourage the use of
currently available technology and do
not discourage or impair the
development of improved technology.’’
47 U.S.C. 610(e). In particular, these
changes help to resolve the technical
issues that have been raised regarding
the difficulty of producing a wide
variety of Global System for Mobile
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Communications (GSM) handsets that
both meet the requisite rating for
acoustic coupling capability and
include certain popular features, and
thereby ensure that the impact of the
rules remains as technology-impartial as
possible while also ensuring the
availability of hearing aid-compatible
handsets to consumers.
II. Background
6. Comments were due December 21,
2007, and reply comments were due
January 7, 2008. The Commission
received 19 comments and 16 reply
comments. Comments came from a wide
range of interests, including handset
manufacturers, national, regional and
small service providers, hearing loss
advocacy groups, retail interests, and
hearing aid manufacturers. While
commenters generally support adoption
of the Joint Consensus Plan, the record
reveals differences regarding certain
aspects of its implementation, as well as
issues that are not addressed in the
Plan.
III. Discussion
A. Hearing Aid-Compatible Handset
Deployment Requirements
7. In order to promote its objective of
furthering the availability of hearing
aid-compatible handsets to the deaf and
hard-of-hearing community, the
Commission adopts several interrelated
benchmarks, deadlines, and other
requirements governing the deployment
of hearing aid-compatible handsets.
These actions, which are based largely
on the Joint Consensus Plan and the
proposals in the NPRM, balance several
different approaches to improving
wireless services for deaf and hard-ofhearing consumers. Based on the record,
the Commission concludes that these
requirements, as a whole, will offer
great benefits to those consumers with
hearing loss, without imposing undue
costs on handset manufacturers, service
providers, or consumers generally.
8. As proposed in the Joint Consensus
Plan and the NPRM, the Commission
first adopts new benchmarks and
deadlines for 2008 through 2011
regarding deployment of handsets rated
M3 (or higher) under American National
Standards Institute (ANSI) Standard
C63.19 for RF interference reduction
and handsets rated T3 (or higher) under
ANSI Standard C63.19 for inductive
coupling capability. As regards the
requirements for RF interference
reduction, the Commission recognizes
the difficulties that handset
manufacturers and service providers
with large product lines face with
respect to the 50 percent benchmark
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originally scheduled to go into effect on
February 18, 2008, and the Commission
modifies the benchmark in the near
term while at the same time ensuring
that consumers will have significant and
increasing choices of acoustic couplingcompatible models over the next several
years. At the same time, the
Commission increases the upcoming
benchmarks for handset models that
have inductive coupling capability. In
this regard, to ensure that all consumers
will have options regardless of where
they reside or from which carrier they
obtain service, the Commission adopts
the same deployment benchmarks for all
service providers, although the
Commission extends the compliance
deadlines for service providers other
than Tier I carriers in recognition of
their more limited handset options and
their difficulty obtaining the newest
offerings. Second, as an integral part of
the handset deployment objectives the
Commission sets forth, the Commission
adopts requirements to ensure the
availability of not just more handset
models, but also a range of compatible
handset models throughout the
manufacturer-to-consumer supply and
distribution channels. The Commission
thus requires all manufacturers to
‘‘refresh’’ their hearing aid-compatible
handset product offerings annually, and
all service providers to offer consumers
handset models with differing levels of
functionality. Third, the Commission
addresses several implementation
issues, including the definition of what
constitutes a distinct model, the
treatment of handset models that
operate over multiple frequency bands
and/or air interfaces, and the
application of the de minimis rule.
Finally, while the Commission
encourages manufacturers and service
providers, including new entrants, to
deploy handset models that meet the
higher hearing aid compatibility
standards denoted by M4 and T4
ratings, the Commission determines
consistent with the record not to adopt
any requirements in this regard at this
time.
1. M3 / T3 Standards
9. The parties in this proceeding are
nearly unanimous in supporting the
NPRM’s tentative conclusions on the
appropriate M3 and T3 benchmarks and
deadlines insofar as they apply to
manufacturers and Tier I carriers
offering nationwide services,
referencing the compromise and
agreement that culminated in the Joint
Consensus Plan. However, six
commenting parties representing
regional or smaller service providers
that are not Tier I carriers—MetroPCS
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Communications, Inc. (MetroPCS),
SouthernLINC Wireless (SouthernLINC),
Virgin Mobile, USA, L.P. (Virgin
Mobile), Rural Cellular Association
(RCA), Chinook Wireless (Chinook), and
Iowa Wireless Services, LLC
(i wireless)—argue that they should not
be subject to the same benchmarks or
any new requirements beyond the
existing mandates to offer two M3- and
T3-rated (or higher) handset models per
air interface. If any new requirements
must apply, they argue that the
benchmarks in these provisions should
be reduced, proposing levels that would
be approximately one-half of the Tier I
levels. These commenters state that they
would be forced to reduce their total
product lines in order to meet the Tier
I percentage benchmarks. They further
contend that they have less access to
hearing aid-compatible handsets than
Tier I carriers, and that as a practical
matter they would essentially be subject
to more difficult requirements than Tier
I carriers under the Joint Consensus
Plan. On the other side of this issue, two
advocates for the deaf and hard-ofhearing disagree, and argue that these
service providers should be held to the
same compatible handset deployment
benchmarks as Tier I carriers because,
with proper planning, these service
providers can meet these benchmarks in
the same, or perhaps slightly extended,
timeframes.
10. For both RF interference reduction
and inductive coupling capability, the
Commission adopts the tentative
conclusions in the NPRM for
manufacturers and Tier I carriers, and
hereby amends § 20.19(c) and (d) of the
Commission’s rules to adopt the
benchmarks and deadlines proposed in
the NPRM. For service providers that are
not Tier I carriers, the Commission
adopts these same benchmarks, but the
Commission extends their deadlines for
compliance by three months in order to
afford these entities additional
flexibility to obtain and deploy the
requisite numbers of compatible
handset models. In consideration of the
need for certainty, and in order to
provide appropriate notification to
manufacturers and service providers as
regards the hearing aid compatibility
obligations, the Commission had stayed
enforcement of the 50 percent
benchmark for deployment of handsets
meeting an M3 (or higher) rating for RF
interference reduction that would have
become effective on February 18, 2008,
for 60 days, until April 18, 2008.
However, given the rule changes
adopted in the R&O, the need for a stay
is moot and it need not be extended.
11. In terms of RF interference
reduction for acoustic coupling
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compatibility, manufacturers as of the
effective date of this rule will have to
meet a rating of M3 (or higher) for a
minimum of one-third of their non-de
minimis portfolio models offered to
service providers per air interface in the
United States. If one-third of the total
number of models offered over an air
interface is a fraction, manufacturers
may round this number down, except
that manufacturers offering four or five
handset models over an air interface
must offer at least two models meeting
an M3 (or higher) rating. Tier I carriers,
as of the effective date of this rule, will
have to meet an M3 rating (or higher) for
the lesser of 50 percent of their handset
models per air interface (rounding
fractions up) or a specific number of
handset models pursuant to a schedule.
For both manufacturers and service
providers, these percentage and
numerical obligations will remain in
effect until such time as they may be
changed by future Commission
rulemaking action. This schedule
requires Tier I carriers to provide an
increasing number of handset models
per air interface over which they offer
service by future dates as follows:
Before February 15, 2009: eight M3rated (or higher) handset models;
beginning February 15, 2009: nine M3rated (or higher) handset models; and
beginning February 15, 2010: ten M3rated (or higher) handset models. The
Joint Consensus Plan proposed that
these and other deadlines would fall on
the 18th of the month. For ease of
administration, the Commission
changes these deadlines to the 15th.
Service providers not in Tier I will be
subject to the same requirements, but
only beginning three months after the
effective date of the rules. As a result,
the aforementioned requirements will
take effect for such service providers as
of May 15 of the respective year, rather
than February 15. The Commission
notes that under the revisions that it is
adopting to § 20.19 of the Commission’s
rules, these service providers remain
required to offer two handset models
per air interface rated M3 or higher until
the new requirements become effective
to them.
12. With respect to inductive coupling
capability, the new requirements
establish benchmarks for both
manufacturers and service providers
that combine percentage and numerical
measures. For both manufacturers and
service providers, these percentage and
numerical obligations will remain in
effect until such time as they may be
changed by future Commission
rulemaking action. First, manufacturers
will be required to meet the greater of
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two measures for each air interface for
which they offer handsets beginning
February 15, 2009: (1) A minimum of
two T3-rated (or higher) models for each
air interface for which the manufacturer
offers four or more handset models to
service providers; or (2) at least 20
percent / 25 percent / one-third of
models that the manufacturer offers to
service providers over each air interface
rated T3 (or higher) beginning February
15, 2009 / 2010 / 2011 respectively.
These percentage calculations will be
rounded down to the nearest whole
number in determining the minimum
number of handsets to be produced.
Each manufacturer that is not subject to
the de minimis exception (discussed
later in this summary) will thus still be
required to maintain production of at
least two or more T3-rated (or higher)
handset models per air interface for
which it offers handsets. Prior to
February 15, 2009, manufacturers
remain subject to the current
requirement to offer at least two models
rated T3 or higher per air interface.
13. Second, as of the effective date of
this rule, Tier I carriers must meet the
lesser of the two following measures for
each air interface over which they offer
service: (1) One-third of digital wireless
handset models are T3-rated (or higher)
(rounding fractions up); or (2) a
schedule as follows: before February 15,
2009: three T3-rated (or higher)
handsets; beginning February 15, 2009:
five T3-rated (or higher) handsets;
beginning February 15, 2010: seven T3rated (or higher) handsets; and
beginning February 15, 2011: ten T3rated (or higher) handsets.
14. Third, service providers other
than Tier I carriers will also be required
to meet the same benchmarks as Tier I
carriers, but only beginning three
months after the effective date of these
rules. Again, the scheduled rollout dates
will be May 15 of the respective years,
rather than February 15. The
Commission notes that under the
revisions that it is adopting to § 20.19,
these service providers remain required
to offer two handset models per air
interface rated T3 or higher until the
new requirements become effective to
them.
15. Given the unanimous support in
the record, the Commission finds that
these benchmarks for both equipment
manufacturers and Tier I carriers to
deploy M3-rated and T3-rated handsets
are in the public interest. The
combination, two-option approach for
deploying M3-rated handsets provides
needed flexibility for Tier I carriers with
large product lines to deploy new and
additional models over time while still
ensuring that substantial numbers of
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compatible handset models will be
available to consumers. These rule
changes are supported by consumer
advocates, and the Commission agrees
that the balance they achieved with
industry representatives in the Joint
Consensus Plan represents a beneficial
compromise between technological
constraints and the needs of hard-ofhearing consumers. No commenting
party has argued that these benchmarks
for manufacturers and Tier I carriers
would be detrimental to consumers.
This approach also is more technologyimpartial than a single 50 percent
requirement, reflecting the
uncontroverted technological
impediments to meeting the M3 rating
standard for many handset models that
employ a GSM air interface. Moreover,
the Commission adopts this
modification in conjunction with new
rules requiring manufacturers to
‘‘refresh’’ their compatible offerings
with new products annually and
requiring service providers to make
hearing aid-compatible models available
with different levels of functionality.
These requirements will directly benefit
consumers needing handsets with
acoustic coupling capabilities.
16. The Commission also makes its
decisions regarding the benchmarks for
RF interference reduction and inductive
coupling capability as an integrated
whole. The Commission agrees with
Hearing Loss Association of America
and Telecommunications for the Deaf
and Hard of Hearing, Inc. (HLAA/TDI)
that increased requirements for
deployment of T3-rated handset models
comprise a beneficial trade-off for
reducing, in certain circumstances, the
thresholds for deploying M3-rated
handset models that would have taken
effect under the existing § 20.19(c). The
record supports the conclusion that
customers’ options for handsets that
enable inductive coupling with hearing
aids’ telecoils have been more limited
than for acoustic coupling
compatibility. The current two-model
rule for these entities was set in 2003
and has become out-dated, as it does not
provide for an expansion of T3-rated
handset options. Expanded
requirements of this nature should
benefit some of the most disadvantaged
wireless users in the deaf and hard-ofhearing community, who are more
likely to rely on telecoil-equipped
hearing aids. The Commission agrees
with HLAA/TDI that it is generally in
the public interest to increase the
benchmarks for manufacturers’ and Tier
I carriers’ deployment of handsets
meeting a T3 rating for inductive
coupling capability. The Commission
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agrees as well with Gallaudet University
Technology Access program and
Rehabilitation Engineering Research
Center on Telecommunications Access
(Gallaudet/RERC) that additional
requirements of this nature will
‘‘significantly benefit individuals with
severe to profound hearing loss.’’ Thus,
the Commission finds that an additional
focus of its resources should be on
making available additional T3-rated
handset models.
17. The Commission also concludes
that the same deadlines are appropriate
for manufacturers and Tier I carriers.
The Commission agrees with ATIS that
a single, unified deadline as proposed in
the NPRM and Joint Consensus Plan
will improve compliance and make the
rules simpler to administer. Moreover,
unlike service providers not in Tier I,
Tier I carriers have in the past not
submitted waiver requests stating that
they have experienced significant
problems meeting deployment
deadlines in the same time frame as
manufacturers. Furthermore, unlike the
initial deployment deadlines where
manufacturers may have had no models
certified as hearing aid-compatible until
shortly before the date, Tier I carriers
now need only to increase their
selection from among available stock.
Although AT&T, Inc. (AT&T) states that
it prefers a staggering of the compliance
deadlines after 2008, AT&T only cites
generally the lag time for service
providers to obtain handsets from
manufacturers and does not provide
more specific support evidencing a
problem (current or past) with a unified
date. The Commission also notes that
ATIS, while supporting a unified
deadline, states that it ‘‘would not be
opposed’’ to a six week interval between
deadlines for manufacturers and service
providers. ATIS Comments at 6. The
Commission therefore declines to
extend the compliance deadlines for
Tier I carriers.
18. The record raises separate
questions regarding whether to apply
the same handset deployment
benchmarks to service providers other
than Tier I carriers. As stated in the
NPRM, the Joint Consensus Plan’s
proposals consider appropriate
modifications only to the rules for
manufacturers and nationwide, Tier I
carriers, and they do not address the
Commission’s hearing aid compatibility
benchmarks for regional or smaller
service providers, including Tier II and
Tier III carriers, or other service
providers like resellers and mobile
virtual network operators (MVNOs). In
addition, none of the equipment
manufacturers or Tier I carriers that
have participated in this proceeding
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submitted comments on this issue. The
only record the Commission has before
it is comprised of the comments of six
parties representing regional or smaller
service providers not in Tier I—
MetroPCS, SouthernLINC, Virgin
Mobile, RCA, Chinook and i wireless—
and two consumer advocate
representatives, each group disagreeing
with the other on this question.
19. After carefully considering this
record in light of its past experience
with non-nationwide service providers,
and the costs and benefits of several
possible rule change proposals, the
Commission concludes that the same
deployment benchmark alternatives
should apply to all service providers,
but it delays the compliance deadlines
by three months for service providers
that are not Tier I carriers. The
Commission is not persuaded that
service providers with small product
lines will be unable to meet the 50
percent and one-third targets for
handset models meeting RF interference
reduction and inductive coupling
capability targets, respectively.
Moreover, the Commission finds that
any burdens these requirements impose
are necessary to ensure reasonable
handset options for all hearing-impaired
consumers regardless of where they
reside or who they may receive service
from, not just the 90 or so percent that
may receive their service from Tier I
carriers. Nonetheless, in recognition of
the stated difficulties smaller service
providers face in obtaining the latest
handset models, the Commission delays
each of their compliance deadlines by
three months.
20. The Commission rejects the
argument that the proposed benchmarks
impose a ‘‘greater’’ burden on smaller
carriers because they offer too few
handset models to take advantage of the
numerical alternatives, and will
therefore be forced to meet the
percentage benchmarks. The
Commission does not accept that
smaller service providers are subject to
greater burdens simply because their
percentages are higher: service
providers with smaller product lines
will be required to offer fewer hearing
aid-compatible handset models than
service providers with larger product
lines. The alternative of offering eight to
10 handset models per air interface that
meet an M3 or higher rating for RF
interference reduction recognizes that
carriers with large product lines may
have difficulty obtaining sufficient
compatible handset models to meet a 50
percent requirement, particularly since
the manufacturer production benchmark
is one-third going forward. In addition,
the Commission finds that the
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availability of eight to 10 M3-rated
models will provide substantial choice
to hard-of-hearing consumers, especially
in light of its other requirements, and
therefore the Commission is not
requiring service providers with large
product lines to offer more models. The
incremental benefits to consumers of
requiring more than eight to 10
compatible models are diminished, and
are outweighed by the burdens on the
service provider.
21. The Commission finds that the
availability of percentage benchmarks is
necessary to ensure that smaller service
providers are not overly burdened. Even
though eight to 10 M3-rated models
provide consumers with substantial
choice, the Commission does not
believe it reasonable to require that
eight to 10 compatible models be offered
by service providers with smaller
product lines, including many nonnationwide service providers. Therefore,
the Commission permits these service
providers instead to meet the
compatibility standard for 50 percent of
their product lines, ranging from two to
seven models per air interface
depending on the total number of
models offered. Similar reasoning
underlies the alternative benchmarks for
inductive coupling capability. The rule
is designed to permit each service
provider to meet the benchmark that is
less burdensome for it depending on its
particular situation, while providing
consumers with significant choice no
matter which service provider they may
use.
22. The Commission is also not
persuaded by arguments that service
providers other than Tier I carriers will
be unable to obtain sufficient hearing
aid-compatible handset models to meet
the benchmark percentages and
therefore will have to reduce their
product lines. These service providers
argue that they have less access to
hearing aid-compatible models than
Tier I carriers, among other reasons
because they must purchase handsets
through third-party vendors and
because the larger carriers sometimes
have exclusive arrangements to obtain
certain handset models. The
Commission notes, however, that the
number of hearing aid-compatible
models these service providers must
obtain to meet the percentage
benchmarks is not large. For example, a
service provider that offers 10 handset
models over an air interface would need
to offer five that meet an M3 (or higher)
rating and four that meet a T3 (or
higher) rating. Moreover, the percentage
requirement for T3-rated (or higher)
models would not become effective for
such a provider until May 2009. Until
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then, the service provider could satisfy
the rule by offering the numerical
alternative of three models meeting this
standard. The Commission
acknowledges that many smaller service
providers’ offerings of compatible
handsets may currently fall short of
these levels. Given the substantial and
increasing number of hearing aidcompatible models that are currently
available, however, the Commission is
convinced that, with reasonable effort,
even the smallest non-de minimis
providers can obtain enough compatible
models to satisfy the particular
benchmarks that are applicable to them.
Commenters offer no evidence that so
many hearing aid-compatible models
are subject to exclusivity arrangements
as to significantly diminish the number
that they are able to obtain, or that large
numbers of compatible models are
unavailable through vendors. As it has
stated in the past, the Commission
expects that, if a service provider’s
usual vendors cannot supply
appropriate handset models, it will
make arrangements with other
suppliers. The Commission also remains
unpersuaded by Virgin Mobile’s general
argument that few hearing aidcompatible models are available in the
lower price ranges that its customers
demand. Although Virgin Mobile may
reasonably select the hearing aidcompatible models that are most likely
to appeal to its customer base, the
Commission continues to believe it
should not be relieved of its duty to
make hearing aid-compatible options
available to its customers simply due to
its prediction that customers will not
choose to purchase these models. In
addition, the Commission anticipates
that in the future, manufacturers may
produce more hearing aid-compatible
models in lower price ranges in order to
facilitate carriers’ fulfillment of their
obligation to offer phones with multiple
levels of functionality.
23. Moreover, to the extent the
deployment benchmarks that the
Commission adopts do impose
increased burdens on small carriers,
these burdens are outweighed by the
benefits to consumers. Commenters
representing people with hearing loss
support the universal application of
these benchmarks, stating that this
would assist a great number of hearing
aid users. These additional benchmarks,
especially the new benchmarks for
inductive coupling capability, should
provide valuable benefits to affected
consumers with profound hearing loss.
Regardless of size and product line,
every service provider has customers
who need hearing aid-compatible
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phones, and it is incumbent upon each
wireless service provider to make
arrangements and allocate the resources
that are necessary to meet their needs.
24. The Commission concludes that a
three-month extension of deadlines for
meeting these benchmarks, however, is
appropriate with regard to service
providers that are not Tier I nationwide
providers, including regional and
smaller providers, such as Tier II and
Tier III carriers, and other service
providers such as resellers and MVNOs.
Five non-Tier I commenting parties
argue that if they are subjected to new
deployment benchmarks, they should
receive extended deadlines of six
months to one year following Tier I
carriers’ deadlines. The Commission
agrees with the position of consumer
advocate groups, however, that a threemonth delay is more appropriate. While
the Commission recognizes that smaller
service providers may reasonably
require some additional time to obtain
up-to-date compliant products through
vendors, the Commission is concerned
that a longer delay would unnecessarily
and unacceptably deny the benefits of
its rules to consumers. Moreover, a
three-month delay is consistent with
past instances where the Commission
has recognized that waivers of up to
approximately three months for nonTier I service providers have often been
justified, but has generally denied
requests for longer periods. The
Commission finds that an extension
beyond three months may only serve to
excuse poor planning, inferior oversight,
or some other factor within a service
provider’s control. Indeed, given that
service providers have known for years
that they would likely become subject to
a 50 percent benchmark for handset
models with RF interference reduction,
which will remain the operative
requirement for many of them, and at
most they will have to obtain one
additional handset model to satisfy the
first new benchmark for inductive
coupling capability, the Commission
would arguably be justified, at least for
the 2008 benchmarks, to afford no
extension at all beyond that granted Tier
I service providers. The Commission
therefore concludes that a three-month
delay will provide ample time for
service providers not in Tier I to obtain
the compliant handset models that they
need to satisfy both the 2008 and future
benchmarks.
2. New Requirements for Handset
Deployment
25. As an integral part of the handset
deployment objectives the Commission
sets forth today, the Commission also
adopts two new rules that together will
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facilitate the offering of not just more
handsets, but also a range of compatible
handset models throughout the
manufacturer-to-consumer supply and
distribution channels. The annual
product refresh rule for manufacturers
and the requirement that service
providers offer handset models with
different functionality levels should
provide consumers with access to
hearing aid-compatible handsets with
the newest features, as well as more
economical models. These proposals are
an essential part of the Joint Consensus
Plan, and they are broadly supported in
the record. Indeed, the record
demonstrates that hard-of-hearing
consumers demand an increased
selection of popular and innovative
handsets. While requirements to deploy
minimum numbers or percentages of
hearing aid-compatible handset models
are essential to ensure that such phones
will be available to consumers, the
Commission finds, based on the record
and experience under the existing rules,
that these additional requirements are
necessary to enable consumers to select
a wireless phone that is not only
compatible with a given hearing aid, but
that also meets their other needs as a
consumer, such as offering the latest
features. Accordingly, the Commission
adopts the product refresh rule for
manufacturers and the functionality
level rule for service providers.
a. Product Refresh Rule for
Manufacturers
26. Every commenter to address the
issue supports adoption of the proposed
product refresh requirement without
modification. The Commission therefore
adopts this rule as set forth in
§ 20.19(c)(1)(ii) of the rules (set forth at
the end of this summary). The
Commission finds that this rule is
necessary to ensure that service
providers will be able to offer to
consumers a selection of hearing aidcompatible models including those with
the latest features. The Commission
further finds that the rule will not cause
undue costs to manufacturers. Indeed,
all commenters representing equipment
manufacturers supported the rule on
grounds that it would permit them to
provide consumers with a variety of
devices. The Commission also corrects
an apparent typographical error in the
rule as proposed in the Joint Consensus
Plan. As reproduced in the NPRM, the
Joint Consensus Plan states that the
number of new models to be produced
is to be determined by ‘‘multiplying the
total number of new [hearing aidcompatible] models offered in the
United States by fifty percent.’’ 22 FCC
Rcd 19670, 19712 App. B (2007). The
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Commission corrects this to clarify that
the relevant figure is 50 percent of the
total required number of hearing aidcompatible models.
b. Rule Requiring Service Providers To
Offer Models With Differing Levels of
Functionality
27. Upon consideration of the record,
the Commission adopts the handset
functionality rule as proposed and
applies it to all service providers. As
applied to Tier I carriers, all
commenters representing Tier I carriers
support a handset functionality rule.
The Commission therefore adopts the
rule in order to ensure that hearing aid
users can select from a variety of
compliant handset models, with varying
features and prices. Moreover, these
commenters agree that service providers
should have flexibility to define their
product levels because, as ATIS states,
‘‘[i]t is not feasible to identify a uniform
set of ‘tiers’ for all carriers that will
appropriately apply to each carrier’s
unique set of product offerings.’’ ATIS
Comments at 7–8. The Commission
concurs that given the great variety and
continual development in handset
features, any effort on its part to define
criteria of functionality would be
infeasible and might deter innovation,
and the Commission therefore
prescribes no criteria. The Commission
does, however, stand by its guidance
that a handset’s level of functionality
may include its capability to operate
over multiple frequency bands. While
Research in Motion Limited (RIM)
objects that the availability or
unavailability of a particular frequency
band does not represent anything of
value to a consumer, the Commission
disagrees on the ground that the ability
to access additional frequency bands
may increase the circumstances under
which the consumer can use the phone.
The Commission clarifies that no
service provider is required to offer
phones that operate over multiple
bands, and that this is simply one factor
a service provider may use to
distinguish the functionality of its
handset models. In addition, the
Commission adopts Gallaudet/RERC’s
suggestion to require service providers
to disclose their functionality criteria in
their reports to the Commission and on
their Web sites, in order that both the
Commission and the public may
understand the basis for their
distinctions.
28. Finally, the Commission
determines to apply the rule to all
service providers, not only nationwide
Tier I carriers. Several regional and
smaller service providers do not support
such a requirement, arguing, for
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example, that such a requirement would
be intrusive and that the statute does
not require the Commission to ensure
that hearing aid users have feature-rich
phones. Other commenters, however,
contend that the functionality level rule
should be applied universally. For the
same reasons discussed with respect to
the handset deployment benchmarks,
the Commission concludes that
consumers with hearing loss should not
be deprived of a choice of handset
features based simply on their place of
residence or their service provider.
Moreover, given flexibility to define
levels, even service providers with
relatively small product lines should be
able to distinguish among their handset
models in a manner that permits them
to define levels of functionality
appropriate to their situation. The
Commission does not expect a provider
with four hearing aid-compatible
models, for example, necessarily to offer
as many levels of functionality or as
broad a range of product offerings as a
Tier I carrier with eight or more models,
but the Commission does expect such a
provider to draw some distinctions.
3. Implementation Issues
a. Definition of a Model
29. RIM supports the proposal to
accept a manufacturer’s determination
of whether a device is a distinct model.
PerrineCrest Radio Consulting
(PerrineCrest Radio) asserts that the
Commission should further define a
model, or that at a minimum,
manufacturers should explain how they
distinguish their models. PerrineCrest
Radio argues that this would help in
monitoring the effectiveness of its
requirements. It does not offer any
suggestion regarding how the
Commission should define a model,
however.
30. The Commission concludes that
its proposal represents the right
approach to determinations of what
constitutes a ‘‘model’’ under its rule.
Consistent with its proposal, the
Commission determines that, for
purposes of the hearing aid
compatibility rules, a manufacturer may
not characterize as separate models any
devices that do not in fact possess any
distinguishing variation in form,
features, or capabilities. Thus, under
some circumstances, handsets assigned
different model numbers by the
manufacturer may count as a single
model under the rules, such as where
multiple model numbers are assigned to
the same handset to distinguish units
sold to different carriers, or are used to
designate other distinctions that do not
relate to either form, features, or
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capabilities. Otherwise, the Commission
finds it appropriate to defer to
manufacturers regarding which devices
constitute distinct models, consistent
with how those devices are marketed to
the public, because manufacturers are
best positioned to determine when and
how to market their own devices as
distinct models. The Commission notes
that it has, to date, deferred to
manufacturer designation of distinct
model lines and has not come across
any instance in which such designations
were made in bad faith to escape
hearing aid compatibility obligations or
did not otherwise reflect legitimate
differences between devices. The
Commission has no reason to believe
that manufacturers will not continue to
act in good faith in this regard.
Accordingly, the Commission will
accept manufacturers’ determination of
whether a device is a distinct model,
subject only to these aforementioned
restrictions.
31. While the Commission does not
generally establish specific
requirements regarding model
distinctions, the Commission specifies
one circumstance in which the
Commission requires a device to be
given a distinct model designation.
Specifically, where changes are made to
a device that result in a change in the
hearing aid compatibility rating, the
Commission requires manufacturers,
and service providers down the
distribution chain, to provide the
altered device a model name/number
that is distinct from the original device’s
designation. Based on its previous
experience and the need for service
providers and consumers to determine
easily the compatibility of particular
handset models, manufacturers and
service providers should not be
simultaneously offering two or more
identically designated models with
different hearing aid compatibility
ratings.
32. The Commission will not require
a new model designation where a
change in rating is not the product of a
change in the device but is simply the
result of certifying for hearing aid
compatibility a model that was not
previously so certified. The Commission
further clarifies that in such an instance,
once the model has been certified,
service providers offering that model
may offer it to satisfy their deployment
obligations, even if the particular units
they offer were obtained from the
manufacturer prior to date of
certification. They must, however,
ensure that such models comply with
hearing aid compatibility labeling
obligations, if necessary by contacting
the manufacturer and requesting
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appropriate external labeling and
inserts. Further, they may not count any
model as hearing aid-compatible for
periods prior to the date on which the
model was certified for hearing aid
compatibility.
b. Multi-Mode and Multi-Band Handsets
33. Commenters generally support the
proposal that a handset be considered
hearing aid-compatible only if it is
compatible in all frequency bands and
modes over which it operates and for
which there are established standards.
RCA, however, opposes the proposal,
arguing that it will reduce availability of
hearing aid-compatible handsets, and
will particularly harm small service
providers whose access to such
handsets is already limited.
34. In addition, although most
manufacturers and service providers
support the basic multi-band/mode
proposal where hearing aid
compatibility technical standards
already exist, they oppose the proposal
in the NPRM to automatically treat
multi-band and multi-mode handsets as
non-compatible if they operate over
frequency bands or modes without
established standards. They assert that
the proposal may inhibit or delay
deployment of new technologies and
converged devices, and that there is no
evidence that new frequency bands or
air interfaces will cause interference
problems. In particular, some
commenters express concerns regarding
the effect of such a rule on deployment
of multi-mode handsets that offer Wi-Fi
capability. Commenters further assert
that the proposal will mislead
consumers with hearing loss into
concluding that all handsets operating
over new frequency bands or using new
technology are incompatible with
hearing aid use, even if the handsets can
be certified compatible in all operating
modes and frequency bands that have
established standards. Finally, they
argue that the proposal violates the
Commission’s statutory obligation to
‘‘ensure that regulations adopted to
implement this section encourage the
use of currently available technology
and do not discourage or impair the
development of improved technology,’’
47 U.S.C. 610(e), and would also exceed
its statutory authority by effectively
imposing hearing aid compatibility
requirements in the absence of
established standards for such
compatibility. Instead of the proposed
rule, they recommend that the
Commission provide ANSI time to
identify actual interference concerns
and offer specific standards or
recommendations, and otherwise permit
handsets to be designated hearing aid-
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compatible so long as they have been
certified to meet hearing aid
compatibility standards in all frequency
bands and operating modes that have
established standards.
35. Gallaudet/RERC supports the
proposal in the NPRM, arguing that
consumers who purchase handsets
labeled hearing aid-compatible have an
expectation that such phones are
compatible in all of their operations,
and that the proposed rule will therefore
prevent consumer confusion regarding
hearing aid compatibility when the
phone is operating over frequency bands
or air interfaces that do not have
standards. Gallaudet/RERC further
argues that the rule will provide
incentives to the wireless industry to
establish standards in a timely fashion.
Commenters in opposition respond that
the Commission can address confusion
concerns with disclosure requirements,
and that there is no reason to believe
that the rule will hasten development of
standards. These commenters also
disagree that the rule is justified to
induce more rapid adoption of new
standards.
36. A filing on behalf of both industry
and consumer group representatives
asked that the Commission hold the
record open to enable them to develop
a consensus proposal regarding multimode and multi-band phones that
operate in part over air interfaces or
frequency bands for which no hearing
aid compatibility standards exist. As set
forth in this filing, members of ATIS’
Incubator Solutions #4 (AISP.4–HAC)
state that they have agreed with
representatives of consumers with
hearing loss to develop such a proposal.
The filing also states that AISP.4–HAC
anticipates filing general principles
regarding this consensus plan within
three months of the release of the
Commission’s Order, with more specific
information regarding this proposal to
be filed within six months of the release
of the Order. ATIS states that, with the
exception of devices incorporating WiFi capability, it is unaware of any
phones currently available that operate
over multiple air interfaces or frequency
bands, some of which have hearing aid
compatibility standards and some of
which do not. Finally, with regard to
devices that incorporate Wi-Fi
capability, the filing states that the
members of AISP.4–HAC support
allowing such devices to be labeled as
hearing aid-compatible if they satisfy
hearing aid compatibility standards for
all other frequency bands and air
interfaces over which they operate.
37. In order to both protect consumers
and provide clarity to industry with
respect to handset offerings that already
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exist, while allowing further
consideration of the longer-term issues,
the Commission takes the following
steps at this time. First, the Commission
adopts the Joint Consensus Plan’s
proposal to clarify that, to be counted as
compatible, a handset model must be
hearing aid-compatible for each air
interface and frequency band it uses as
long as standards exist for each of those
bands and interfaces. Second, the
Commission leaves the record open for
further submissions in the near term,
including an anticipated consensus
proposal, regarding whether a phone
that operates in part in bands or air
interfaces for which no standards exist
should be counted as compatible, if it is
compatible in all bands and air
interfaces for which hearing aid
compatibility standards exist. Finally,
because there already exist a large
number of handset models that operate
over the Wi-Fi air interface as well as in
bands and air interfaces for which there
are hearing aid compatibility standards,
the Commission will allow such phones
on an interim basis to be counted as
hearing aid-compatible if they otherwise
qualify as hearing aid-compatible under
its rules, but will require consumers to
be informed that those phones have not
been rated for hearing aid compatibility
with respect to their Wi-Fi operations.
38. The Commission first adopts the
Joint Consensus Plan’s proposal and
establishes that, to be offered as hearing
aid-compatible, a handset must be
hearing aid-compatible for every
frequency band and air interface that it
uses for which standards have been
adopted by the Commission. As
indicated in the NPRM, the Commission
finds that requiring a hearing aidcompatible handset to be hearing aidcompatible in all such frequencies and
modes of operation will better conform
to the expectations of consumers that
purchase such handsets. Conversely,
allowing manufacturers and carriers to
satisfy their deployment requirements
with partially-compatible handsets
where hearing aid compatibility
standards exist, would likely cause
significant confusion to consumers who
purchase handsets that are labeled and
offered as hearing aid-compatible, and
who perhaps experience compatibility
when the handset is tested in-store, only
to discover later that the handset’s
compatibility varies depending on
which of its frequency bands or air
interfaces is in use at any particular
moment. The Commission notes that it
emphasized the benefits to hard-ofhearing consumers of being able to rely
on a full range of functionality in their
hearing aid-compatible handsets and of
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not having to learn all the technical
details, such as the frequencies on
which their phones operate. Further,
although RCA expresses concern that
the rule will discourage the manufacture
of hearing aid-compatible multi-mode
handsets, the Commission notes that
those manufacturers to comment on the
issue all support the rule as proposed in
the Joint Consensus Plan, some
expressly indicating that the rule will
not impede the development of
technology.
39. Second, except for its interim
ruling with respect to the Wi-Fi air
interface, the Commission does not here
resolve whether, or to what extent,
multi-band and multi-mode handsets
should be counted as hearing aidcompatible if they operate in part over
frequency bands or air interfaces for
which technical standards have not yet
been established. The record contains
arguments both in favor of and against
treating such handsets as hearing aidcompatible. Moreover, according to
industry representatives, no such
handsets currently exist, with the
exception of devices incorporating WiFi capability. The Commission accepts
the proposal endorsed by both industry
and consumer representatives to leave
the record open so that they may
develop a consensus plan on this issue
in the near term. When the Commission
subsequently addresses the application
of hearing aid compatibility
requirements to Wi-Fi operations, it will
consider an appropriate transition
regime to bring any requirements into
effect.
40. Finally, the Commission adopts an
interim rule to allow handsets with WiFi capability that otherwise meet
hearing aid compatibility standards to
be certified as hearing aid-compatible.
Unlike the situation with future air
interfaces and anticipated frequencies
(e.g., the 700 MHz band), many handset
models are already being produced and
offered to consumers with Wi-Fi
capability, including a significant
proportion of the newest handset
models. Moreover, the Commission has
not yet addressed the extent to which
hearing aid compatibility requirements
should apply to handset models in
various configurations incorporating
Wi-Fi capability (which was not
originally developed for voice
transmissions), an issue on which the
Commission sought comment in the
NPRM. Therefore, the Commission
adopts an interim measure to provide
certainty and avoid discouraging the use
of currently-available Wi-Fi technology
during the period until the Commission
addresses the status of Wi-Fi.
Specifically, the Commission will not at
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present preclude a handset model that
incorporates a Wi-Fi air interface from
being offered as hearing aid-compatible
so long as the handset otherwise
qualifies as hearing aid-compatible
under its rules.
41. To reduce consumer confusion as
much as possible, however, the
Commission also will require
manufacturers and service providers,
where they provide hearing aid
compatibility ratings for handset models
that incorporate operations using a WiFi air interface, to clearly disclose to
consumers that the handset has not been
rated for hearing aid compatibility with
respect to its Wi-Fi operation. This
includes phones that may be used to
provide Voice over Internet Protocol
using a Wi-Fi air interface. The
Commission recognizes that such
disclosure is not likely to fully relieve
potential customer confusion regarding
handsets that meet established hearing
aid compatibility standards for all of
their operations except Wi-Fi. Given the
current circumstances, however, the
Commission believes the better course is
to require disclosure of the lack of a
hearing aid compatibility rating over the
Wi-Fi air interface rather than preclude
handset models that incorporate a Wi-Fi
air interface from being considered
hearing aid-compatible. In addition, the
Commission expects service providers
to train the sales staff at their owned or
operated retail outlets regarding the lack
of a rating for Wi-Fi operations and its
implications. To give manufacturers and
service providers sufficient time to
develop and implement effective means
to disclose this information (e.g.,
inclusion of call-out cards or other
media, revisions to their packaging
materials, supplying of information on
Web sites) where hearing aid
compatibility ratings are provided, this
requirement will become effective six
months after the effective date of the
rules adopted in the R&O. The
Commission also notes that Working
Group 6 of the ATIS incubator is
developing language to inform
consumers when otherwise hearing aidcompatible phones operate in part over
frequency bands or air interfaces that do
not have hearing aid compatibility
standards.
c. De minimis Rule
42. Most commenters addressing the
issue support the Joint Consensus Plan
proposal to retain the de minimis
exception to hearing aid compatibility
requirements and to codify that the
exception applies on a per air interface
basis. HLAA/TDI and Gallaudet/RERC
propose, however, that the exception be
modified so that it not apply on a
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permanent basis to large businesses that
produce only one or two handsets with
mass appeal, such as Apple’s iPhone.
Gallaudet/RERC argues that, if the
exception applied to companies like
Apple that do not routinely manufacture
handsets, their handsets might be
subject to the exception indefinitely,
and consumers with hearing loss might
never have the opportunity to use such
devices. It further argues that the
exception was not intended to
permanently relieve large and
prosperous companies whose handsets
produce large profits from the
obligations of § 20.19. It therefore
suggests that the exception be
applicable in such cases only for a
certain period of time. HLAA/TDI
similarly argues that the exception was
only intended to protect small
businesses, and should therefore be
limited in its application to large
businesses like Apple. In response,
several commenters oppose the
limitations suggested by Gallaudet/
RERC and HLAA/TDI, arguing that the
exception was not intended to be
limited to small businesses, and that the
proposed limitations risk undermining
the rule’s objective of preserving
competition and innovation from new
entrants.
43. The Commission adopts the
proposal of the Joint Consensus Plan to
retain the existing de minimis
exception, which in most of its
applications was not opposed in the
record. The Commission further adopts
the proposal to codify that the exception
applies on a per air interface basis. No
commenter has objected to applying the
exception on a per air interface basis,
and the Commission sees no reason to
depart from an earlier decision that
adopted that interpretation. As the
Commission previously indicated, a per
air interface approach to the de minimis
exception to the handset deployment
obligations follows from the deployment
obligations themselves, which are also
applied on a per air interface basis (i.e.,
manufacturers and service providers
must offer the specified number of
handsets for each air interface in their
product lines). If the Commission were
to apply the exception to the total
number of handsets across a
manufacturer’s total product line while
requiring the specified number or
percentage of hearing aid-compatible
handsets for each air interface, a
manufacturer that offered just one
handset each for four different interfaces
would fall outside the exception for
each of the four interfaces. This result
would force the manufacturer in
question to either significantly increase
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the number of handsets in its product
line to meet a multiple-handset
deployment obligation for each air
interface or else withdraw some of its
existing products from the U.S. wireless
market, which could retard
technological progress and limit
competition.
44. While the Commission does not
adopt at this time the new limitation
proposed by HLAA/TDI and Gallaudet/
RERC, the Commission leaves the record
open for further comment. The
Commission intends to address this
issue further, taking into consideration
any ex parte submissions it receives, in
an upcoming Report and Order.
45. In addition, regardless of whether
or how the Commission subsequently
modifies the application of the de
minimis exception, the Commission
strongly encourages all manufacturers,
including those falling within the de
minimis exception, to consider hearing
aid compatibility as an integral and
early part of their handset design
process and to incorporate hearing aid
compatibility into their new designs
wherever feasible. The Commission also
strongly encourages all manufacturers,
including new entrants as well as
established companies, to participate in
the standards-setting process so as to
keep abreast of developments in this
area, and to incorporate any revisions in
the hearing aid compatibility standard
at an early stage when designing and
testing their handsets.
4. M4/T4 Standards
46. Most commenters that address this
issue advise against the adoption of M4/
T4 requirements, or state a preference to
wait until the hearing aid compatibility
rules are next reviewed in 2010 to
consider any such standards.
Rehabilitation Engineering Research
Center for Wireless Technologies
(Wireless RERC) states, on the other
hand, that ‘‘the FCC needs to expand the
rules * * * to increase the number of
models available with M4/T4
compatibility.’’ Wireless RERC
Comments at 5. Hearing Industries
Association (HIA) states generally that it
supports mandating M4/T4 performance
by handsets ‘‘if and when such
performance is reasonably achievable.’’
47. Given the weight of the record,
especially the fact that no commenter
submitted any specific proposals for
new standards or rules, the Commission
determines not to impose any additional
benchmarks based on hearing aid
compatibility standards more stringent
than the M3/T3 standards in its rules
and in the Joint Consensus Plan.
Without more, the Commission finds
that technology and the market are not
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yet fully enough developed to support a
specific requirement at this time.
Nevertheless, the Commission agrees
with Gallaudet/RERC that the matter of
requirements to deploy M4- or T4-rated
handsets should be considered in the
rulemaking review that the Commission
plans to initiate in 2010. In the
meantime, given the surveys and studies
submitted by Wireless RERC, and the
comments of HIA, the Commission
encourages manufacturers and service
providers, including new entrants, to
develop and deploy wireless phones
that meet M4 and T4 standards in order
to give greater options to consumers
with hearing loss. In its 2010 review, the
Commission will look closely at the
extent to which these handsets are
commercially available, whether
achieving these standards is technically
feasible for all interfaces and frequency
bands, and the degree to which hearing
aid technologies may have improved so
as to make achieving such standards
unnecessary.
B. 2007 ANSI C63.19 Technical
Standard
1. Adoption of the 2007 Standard and
Phase-in
48. Consistent with the Joint
Consensus Plan and the unanimous
view of commenters, the Commission
adopts the 2007 ANSI C63.19 standard
as a replacement for the 2001, 2005, and
2006 versions of the standard. The
Commission concludes that the use of
the most current testing and rating
techniques will best ensure that
consumers with hearing loss can obtain
wireless phones that meet their needs.
The Commission also adopts the
transition schedule set forth in the Joint
Consensus Plan (under which use of
either the 2007 or 2006 standard would
be permitted immediately, and the 2007
standard would become mandatory for
grants of equipment authorization
beginning January 1, 2010), agreeing
with commenters that this affords
manufacturers appropriate time to begin
producing phones to the new standard.
The Commission further determines not
to require recertification of handsets
previously certified under one of the
older standards, but instead to continue
recognizing such phones as hearing aidcompatible even after the 2007 standard
becomes mandatory for new
certifications. As AT&T observes, older
models are likely to be ‘‘phased out of
circulation through marketplace
attrition,’’ which should obviate the
issue. AT&T Comments at 6. Finally, no
commenter addressed whether the 2001
and 2005 versions of the standard
should continue to be permissible for
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new certifications during the transition
period until 2010. To the contrary, the
comments consistently assume that the
choice during the transition period is
between the 2006 and 2007 versions of
the standard. As proposed in the Joint
Consensus Plan, therefore, the
Commission does not provide for the
continued use of earlier versions.
49. In its comments, ANSI notes that
the phase-in requirement contains an
unspoken assumption, that ‘‘this would
require any given mobile phone handset
to be qualified under a complete version
of either the 2006 or 2007 standard.’’
ANSI Technical Comment at 2. The
Commission agrees. Accordingly, the
Commission clarifies that a party can
use either the 2006 or 2007 standard for
new certifications through 2009, but
must use a single version for all
certification tests and criteria for both
the M and T ratings with respect to a
given device. The particular version of
the standard used should be specified in
the party’s application for equipment
certification.
50. To summarize, a newly-certified
handset model or a handset model
submitted for a permissive change
relating to hearing aid compatibility will
have to meet, at minimum, an M3 rating
(for radio frequency interference
reduction) or T3 rating (for inductive
coupling capability) as set forth in either
the 2006 or 2007 revision of the ANSI
C63.19 standard to be considered
compatible. Grants of equipment
certification previously issued under
earlier versions of the standard will
remain valid for hearing aid
compatibility purposes, and if a
permissive change is submitted for a
reason not related primarily to a handset
model’s hearing aid compatibility
status, the analysis of the effect of that
change on a phone’s compliance status
may use the version of the ANSI C63.19
standard under which the hearing aid
compatibility certification for that
model was first made. Consistent with
the requirement to use a single version
of the standard for all tests and criteria,
however, if a permissive change is
submitted for one of the hearing aid
compatibility ratings, the manufacturer
must also reevaluate the other hearing
aid compatibility rating using the same
version of the ANSI C63.19 standard.
However, a manufacturer that is
required to meet a T3 rating for 20
percent of its models under
§ 20.19(d)(1)(i) will only be able to
count toward this requirement one
model manufactured after January 1,
2009, and certified under a pre-2007
standard. Then, beginning on January 1,
2010, the Commission will only permit
use of the 2007 version of the standard
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for obtaining new grants of equipment
certification, while continuing to
recognize the validity of existing grants
under previous versions of the standard.
2. Application to Services in the 800–
950 MHz and 1.6–2.5 GHz Bands
51. In the NPRM, the Commission
observed that the 2007 version of the
ANSI C63.19 standard includes target
values for hearing aid compatibility
procedures for operation over specific
air interfaces at frequencies in the
ranges of 800–950 MHz and 1.6–2.5
GHz, a broader range of frequencies than
is currently covered by § 20.19(a). The
Commission adopts its proposal to
revise the rule to include services over
any frequency band within the range
covered by the ANSI C63.19–2007
standard, specifically, the 800–950 MHz
and 1.6–2.5 GHz bands, to the extent
that they employ air interfaces for
which technical standards are
established in that standard. The
Commission notes that Wi-Fi
technologies often operate in the 2.4
GHz band, within the frequency range
addressed by the ANSI C63.19 standard.
However, as noted elsewhere, the
Commission has not yet determined the
extent to which services and operations
based on emerging technologies such as
Wi-Fi should be subject to hearing aid
compatibility obligations. The
Commission notes that no commenter
objects to this revision or indicates that
any delay is necessary to meet hearing
aid compatibility obligations within this
frequency range. Accordingly, as of the
effective date of the rules, providers of
commercial mobile radio services that
are operating over these frequency
bands and are otherwise within the
scope of § 20.19, as well as
manufacturers of wireless phones used
in the delivery of such services, will be
subject to the same benchmark
requirements that providers of cellular,
Personal Communications Service
(PCS), and Specialized Mobile Radio
(SMR) services have to deploy hearing
aid-compatible handset models as
determined using either the 2006 or
2007 version of ANSI standard C63.19.
The Commission notes that the NPRM
also requested comment on how the
rules apply to mobile satellite service
(MSS) providers and whether any rule
revisions are necessary respecting such
providers. The Commission defers these
issues to a future Report and Order. The
rules it adopts in the R&O do not apply
to MSS unless they fall within the
existing scope of § 20.19(a).
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3. Future Revisions and Extensions to
the Technical Standard
a. Rules Adopted in R&O
52. In the R&O, to help ensure that its
rules continue to reflect the most
current standard as ANSI adopts new
revisions to the standard, the
Commission, as it has previously done,
delegates to the Chief, Wireless
Telecommunications Bureau (WTB),
and the Chief, Office of Engineering and
Technology (OET), the authority to
jointly adopt future versions of the
ANSI C63.19 standard to the extent that
the changes to the standard do not raise
major compliance issues. In addition,
the Commission expands its delegation
to a limited extent, i.e., to allow
Commission staff to administer a
mechanism by which new frequency
bands and air interfaces for which
technical standards do not currently
exist may be made subject to hearing aid
compatibility obligations once such
standards have been established.
Specifically, where future versions of
the ANSI C63.19 standard have been
promulgated that provide technical
standards for additional frequency
bands or air interfaces not covered by
previous versions, the Commission
directs the Chief, Wireless
Telecommunications Bureau (WTB),
and the Chief, Office of Engineering and
Technology (OET), to initiate a
rulemaking proceeding, adopting the
standards as established technical
standards for the new frequency bands
or air interfaces if they determine, based
on the record, that the standards do not
impose with respect to such frequency
bands or air interfaces materially greater
obligations than those imposed on
services already subject to § 20.19. To
ensure that manufacturers and service
providers have adequate time to comply
with their obligations, the Commission
further imposes a limitation that WTB
and OET may not require manufacturers
and Tier I carriers to meet deployment
requirements for the relevant bands or
air interfaces until at least one year after
release of an order adopting standards
for those bands or air interfaces, and
may not require service providers other
than Tier I carriers to meet such
requirements sooner than 15 months
after release of such order. However,
manufacturers will be able to obtain
hearing aid compatibility certification of
handsets that can operate over the new
bands or air interfaces, consistent with
the multi-band/multi-mode rule,
immediately upon the effective date of
the rules adopted in such order. In a
Report and Order regarding the 700
MHz Service, the Commission
established a 24-month period for the
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development of standards for all of the
frequencies listed in § 27.1(b) of the
rules, and provided that, if such
standards were promulgated within that
period, the Commission would initiate
‘‘a further proceeding at that time to
establish a specific timetable for
deployment of hearing aid-compatible
handsets for services in the relevant
bands that meet the criteria discussed
above.’’ 22 FCC Rcd 8064, 8120 (2007).
Pursuant to the Commission’s action in
the R&O, this rulemaking proceeding
referenced in the 700 MHz Report and
Order may be undertaken by WTB and
OET under delegated authority.
53. The Commission’s action in this
regard is broadly supported by the
record. In particular, every commenter
that addresses the issue generally
supports establishment of a streamlined
mechanism for the approval of revised
standards that provide tests for new
frequency bands and air interfaces.
Moreover, this process addresses
concerns expressed by some
commenters that the Commission
should provide the public an
opportunity to comment on the new
standard before formally approving the
standard in cases where the approval of
the standard will result in extending
hearing aid compatibility requirements
to new bands or air interfaces.
Telecommunications Industry
Association (TIA) advocates that the
Commission allow at least a two-year
period after adoption of a new standard
before requiring compliance. The
Commission finds, however, that a oneyear interval is generally both sufficient
for industry and necessary in order to
bring the benefits of hearing aidcompatible handsets promptly to
consumers. Because manufacturers are
already on notice that new bands and
air interfaces will be subject to hearing
aid compatibility requirements upon the
establishment of standards, and given
that manufacturers will likely be
involved themselves in the standards
development process, the Commission
expects that they will be in a position
to at least begin the process of
developing hearing aid-compatible
handsets for the new bands and air
interfaces even before the relevant
standards are approved by ANSI, not to
mention during the pendency of the
rulemaking proceeding. Furthermore,
the industry’s years of experience with
hearing aid compatibility in other bands
and air interfaces will enable them to
achieve hearing aid-compatible designs
more quickly than before. The
Commission therefore adopts a
minimum one-year period for
manufacturers and Tier I carriers in
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order to ensure the offering of hearing
aid-compatible handsets for new bands
and air interfaces as early as reasonably
possible. Consistent with its recognition
elsewhere of the difficulties smaller
service providers may have in procuring
up-to-date handsets, the Commission
prescribes a 15-month minimum
interval for service providers other than
Tier I carriers to begin offering hearing
aid-compatible handsets for new bands
and/or air interfaces.
54. Thus, in order to ensure that its
rules continue to protect the ability of
consumers with hearing loss to utilize
services over all frequency bands and
air interfaces for which standards exist,
the Commission delegates authority to
WTB and OET to implement rule
changes to conform its rules to ANSI
standards. The Commission takes this
action pursuant to Section 5(c)(1) of the
Communications Act, which grants the
Commission authority to delegate any of
its functions, with certain exceptions
not relevant here. 47 U.S.C. 155(c)(1).
The Commission finds that such rule
changes do not involve novel questions
of fact, law, or policy, and therefore are
appropriately made under delegated
authority. The Commission amends
§§ 0.241(a)(1), 0.331(d), and 20.19 of its
rules to provide the Chiefs of WTB and
OET with this delegated authority.
These amendments pertain to agency
organization, procedure and practice.
Consequently, the notice and comment
provisions of the Administrative
Procedure Act contained in 5 U.S.C.
553(b) are inapplicable. See 5 U.S.C.
553(b).
b. Rules Adopted in Recon
55. In the Recon, the Commission
modifies the delegated authority and
procedures adopted in the R&O by
which WTB and OET may approve the
use of future versions of the ANSI
C63.19 standard to the extent that the
changes to the standard do not raise
major compliance issues. The
Commission concludes, on further
consideration, that approval by the
Chiefs of new versions of the ANSI
C63.19 standard that do not raise major
compliance issues, and that are
approved for use only as optional
alternatives to the other approved
versions of the standard, should be
codified in the rules. Therefore, if the
Chiefs determine that such a new
version of the hearing aid compatibility
technical standard should be approved,
the Commission requires them to issue
an order amending § 20.19 as necessary
to codify the approval of the new
version for use in determining and
certifying hearing aid compatibility of
covered handsets, and the Commission
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delegates to the Chiefs the authority to
conduct a notice-and-comment
proceeding, to the extent required by
statute or otherwise in the public
interest, to adopt the requisite rule
changes. The Commission does not,
however, require adoption by noticeand-comment procedures if such
procedures are not otherwise required
by statute.
56. As before, the Commission only
authorizes the Chiefs to approve new
versions of the ANSI C63.19 standard
pursuant to this delegation of authority
where changes in the new standard do
not raise major compliance issues, and
subject to the limitation that the Chiefs
may only permit, not require, the use of
such subsequent versions of ANSI
C63.19 to establish hearing aid
compatibility.
C. Reporting, Information, and Outreach
1. Reporting
57. The Commission adopts
substantially the reporting requirements
proposed in the NPRM, along with
certain additions and changes. First, the
Commission elaborates on the required
content of the reports in order to ensure
that they will provide complete
information to the Commission and to
consumers. The Commission further
determines to require the same content
from all providers, regardless of size.
Furthermore, the Commission clarifies
that the reporting requirements apply to
all manufacturers and service providers,
including those that come under the de
minimis exception to the deployment
benchmarks. The Commission
establishes new timelines for the filing
of the reports. Finally, the Commission
delegates authority to prescribe a
template, including the authority to
require electronic filing, to WTB.
58. The Commission adopts the
reporting content requirements
proposed in the NPRM with certain
elaborations and clarifications. These
revised requirements will help ensure
that the reports enable the Commission
to fulfill its responsibilities in
monitoring the status of access to
hearing aid-compatible handsets and
verifying compliance with its rules, and
will ensure that the public has
additional useful information on
compatible handsets. Specifically, the
Commission clarifies that manufacturers
and service providers must provide the
dates on which they began and ended
offering specific models during the past
12 months in order to demonstrate
compliance over time, instead of
providing a once a year ‘‘snapshot.’’ The
Commission further requires
manufacturers to indicate if devices that
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they market under separate model
numbers constitute a single model for
purposes of the hearing aid
compatibility rules. This information
will enable the Commission to verify
compliance with all of the hearing aid
compatibility rules at all relevant times.
Finally, the Commission requires each
service provider to include an
explanation of its methodology for
dividing its hearing aid-compatible
phones into different levels of
functionality, which will help the
Commission as well as the public know
the range of compatible handsets that
are being made available. The
Commission requires that these reports
be filed by all manufacturers and service
providers, even those that fall within
the de minimis exception, although not
all data categories will apply to de
minimis entities.
59. The revised report content
requirements are as follows for
manufacturers: (1) Digital wireless
phone handset models tested since the
most recent report; (2) compliant phone
models offered to service providers
since the most recent report, identified
by marketing model name/number(s)
and FCC ID number; (3) for each such
model, the air interface(s) and frequency
band(s) over which it operates, the
hearing aid compatibility ratings under
ANSI C63.19 for each frequency band
and air interface, the ANSI C63.19
version used, and the months in which
the model was available since the most
recent report; (4) non-compliant phone
models offered to service providers
since the most recent report, identifying
each model by marketing model name/
number(s) and FCC ID number; (5) for
each non-compliant model, the air
interface(s) over which it operates and
the months in which the model was
available since the most recent report;
(6) total numbers of compliant and noncompliant phone models offered to
service providers for each air interface
as of the time of the report; (7) any
instance, as of the date of the report or
since the most recent report, in which
multiple compliant or non-compliant
devices are marketed under separate
model name/numbers but constitute a
single model for purposes of the hearing
aid compatibility rules, identifying each
device by marketing model name/
number and FCC ID number; (8) status
of product labeling; and (9) outreach
efforts.
60. The revised report content
requirements are as follows for service
providers: (1) Compliant digital wireless
phone handset models offered to
customers since the most recent report,
identified by marketing model name/
number(s) and FCC ID number; (2) for
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each such model, the air interface(s) and
frequency band(s) over which it
operates, the hearing aid compatibility
ratings under ANSI C63.19 for each
frequency band and air interface, and
the months in which the model was
available since the most recent report;
(3) non-compliant phone models offered
since the most recent report, identifying
each model by marketing model name/
number(s) and FCC ID number; (4) for
each non-compliant model, the air
interface(s) over which it operates and
the months in which the model was
available since the most recent report;
(5) total numbers of compliant and noncompliant phone models offered to
customers for each air interface over
which the provider offers service as of
the time of the report; (6) information
related to the retail availability of
compliant phones; (7) status of product
labeling; (8) outreach efforts; and (9) the
levels of functionality into which the
compliant phones fall and an
explanation of the service provider’s
methodology for determining levels of
functionality.
61. The Commission further
determines that the same reporting
requirements should apply to all service
providers. The Commission rejects
arguments by RCA and SouthernLINC
that less information should be required
of service providers that are not Tier I
carriers. The Commission finds that
uniform application of reporting
requirements is necessary to inform all
consumers, and the Commission is
unconvinced by arguments that the
reports will impose unreasonable
burdens. In this regard, the Commission
disagrees with those commenters that
suggest that some of this information
can be difficult to obtain or verify.
Rather, in light of the requirements the
Commission adopts, this information
should be readily available to service
providers either from the manufacturer’s
previous reports to the Commission,
from the manufacturer’s own Web site,
or from the manufacturer directly. The
Commission further rejects the
proposition that some of this
information, in particular the frequency
bands and air interfaces over which a
phone operates, is unnecessary. To the
contrary, this information is essential to
ensure correct application of its rules
requiring deployment of hearing aidcompatible phones on a per-air interface
basis, as well as its requirements that
phones meet hearing aid compatibility
standards for all air interfaces and
frequency bands over which they
operate. The Commission notes that
even if a provider offers service over
only one air interface, hearing aid
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compatibility over multiple air
interfaces may be important to its
customers who may use their phones
when roaming.
62. Furthermore, the Commission
clarifies that even manufacturers and
service providers that come under the
de minimis exception to the deployment
benchmarks are under an obligation to
file reports to the Commission. Even
though these entities may be exempt
from other requirements under § 20.19,
it is still necessary to obtain information
from them in order to form a complete
picture of the availability of hearing aidcompatible handsets, as well as to
inform consumers. For instance,
consumers would benefit, if de minimis
entities do produce or market handset
models that have been tested and found
to be hearing aid-compatible, from
having access to information about
those handsets. In addition, information
regarding all handset models that these
entities offer will enable the
Commission to verify their eligibility for
the exception. Entities that come under
the de minimis exception will not be
required to provide information other
than that relating to the handset models
that they offer. For example, as they are
not subject to product labeling
requirements, they need not provide
information on labeling.
63. In addition, the Commission
requires each manufacturer and service
provider that is required to offer one or
more hearing aid-compatible handset
models to identify in its report, if it
maintains a public Web site, the specific
Web site address at which it provides
information relating to the hearing aidcompatible handsets that it offers.
64. The Commission requires
manufacturers and service providers to
file their initial reports under the new
rules on January 15, 2009. Thereafter,
the reports will be filed annually
beginning July 15, 2009, for
manufacturers and January 15, 2010, for
service providers. The information in
the reports shall be current through the
end of the calendar month preceding the
filing date, and the reports shall include
historical information for the period
since the entity filed its last report
(which in most instances will be 12
months). In order to afford sufficient
time for manufacturers and service
providers to transition to the new data
collecting and reporting regime,
however, the reports filed in January
2009 will need to include information
relating to compliant and non-compliant
handset models offered only for the
previous six months (i.e., beginning July
2008).
65. The Commission finds that this
schedule appropriately balances
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manufacturers’ and service providers’
need for time to collect the information
that will be required under the new
reports with the public’s interest in
maintaining a steady flow of
information. In particular, requiring the
first reports to be filed in January 2009,
two months after the next reports would
have been filed under existing rules and
14 months after the most recent reports,
affords manufacturers and service
providers a reasonable period to begin
collecting the new information.
Although this schedule departs from the
November and May dates proposed in
the Joint Consensus Plan, the
differences are not great, and the
Commission’s adopted rule expands the
period of time some entities are afforded
before making their first reports. The
Joint Consensus Plan was apparently
drafted with the assumption that new
rules would be in place before
November 2007, and accordingly it is
not clear how the proponents would
intend to apply its proposed schedule in
the current time frame. It is at least
arguable, however, that Tier I carriers
would be required to file their initial
reports in May 2008. Manufacturers
would file their first reports in
November 2008. This time period also
gives WTB an opportunity to devise and
promulgate a standard electronic format
for reporting. Consistent with the Joint
Consensus Plan, the Commission finds
that staggering the deadlines after the
initial reports will allow service
providers better to incorporate more
recent manufacturer information into
their reports, as well as facilitating
efficient administrative review. In
addition, the Commission disagrees
with the Joint Consensus Plan’s
provision for a year’s delay in reporting
for service providers that are not Tier I
carriers, particularly in light of its
decision not to require any reports until
January 2009. The Commission notes
that in the past all service providers
have had the same reporting obligations,
and finds that this proposal would
create an unacceptable and unnecessary
gap in the availability of information.
Only one party, RCA, filed comments
supporting this aspect of the Joint
Consensus Plan, and one smaller service
provider, i wireless, specifically rejected
the year’s delay.
66. Finally, the Commission delegates
authority to prescribe a template,
including the authority to require
electronic filing, to WTB. The
Commission finds that a standardized
form would improve the quality and
utility of the reports for the
Commission, industry, and the public.
Although at least one commenter prefers
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to rely on a narrative report format, the
Commission concludes that a
standardized format will assist the
Commission and the public in
understanding and analyzing the
reports.
2. Information and Outreach
67. In their comments, HLAA/TDI and
Gallaudet/RERC offer several proposals
for changes to the Commission’s Web
site and databases, as well as proposed
requirements and recommendations for
manufacturers and service providers.
The Commission agrees with HLAA/TDI
and Gallaudet/RERC that improvements
in the outreach activities of the
Commission, manufacturers, and service
providers would enhance the ability of
consumers easily to obtain information
about hearing aid-compatible handsets
that meet their needs. The Commission
therefore takes action on their
recommendations.
68. First, HLAA/TDI and Gallaudet/
RERC propose several changes to the
Commission’s Web site, databases, and
processes, including: Developing a
single location or Web site where
hearing aid users can find the ratings
and model numbers of compliant
handsets offered by manufacturers and
service providers; adding a search
function to the FCC’s equipment
authorization database that will enable
consumers to browse among phone
features by category; adding links to
manufacturers’ and service providers’
Web sites from the Commission’s
Disability Rights Office (DRO)’s web
page; and adopting a consumer-friendly
method of handling hearing aid
compatibility complaints that (1)
Requires FCC resolution within 90 days,
(2) provides for a separate and
identifiable electronic and telephonic
FCC receptacle for hearing aid
compatibility complaints, and (3)
facilitates the filing of formal hearing
aid compatibility complaints.
69. The Commission directs the
Consumer and Governmental Affairs
Bureau (CGB), OET, and WTB to take
these recommendations under
advisement and to implement them to
the extent feasible. The Commission
concludes that all of these
recommended actions, if feasible, would
assist consumers. In particular, the
Commission directs the Commission’s
DRO to include, on its Web site, links
to the Web site addresses maintained by
manufacturers and service providers
that provide information on the hearing
aid-compatible models that they offer.
The idea that consumers should be able
to access as much information as
possible through easily accessible
connections to relevant material is a
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fundamental one. The Commission
notes, however, that because OET’s
database and the part 2 rules were
designed to serve the equipment
authorization process, there may be
limits to their adaptability to provide
accessible information on hearing aid
compatibility certifications. In the
NPRM, the Commission sought
comment on whether to amend part 2 to
require additional information regarding
handset models in equipment
authorization filings. The Commission
defers action on these issues to a future
Report and Order. The Commission
declines at this time, in the absence of
a more complete record, to require that
hearing aid compatibility complaints be
resolved within a particular time period,
such as 90 days. The Commission does,
however, expect that staff will make
every effort to resolve such complaints
within the shortest reasonable time
frame, ideally within 90 days. The
Commission also notes that, with its
recent implementation of FCC Form
2000 online, the Commission has taken
additional action to improve the manner
in which it handles consumer
complaints. In particular, FCC Form
2000C, the portion of Form 2000 that is
used for disability access complaints,
includes specific provisions for
complaints relating to the hearing aid
compatibility of wireless telephone
equipment and service. The form is
designed to be user-friendly, asking
consumers targeted questions intended
to facilitate processing of the complaint.
70. As proposed in the NPRM, HLAA/
TDI specifically advocates adopting in
the context of hearing aid compatibility
complaints the contact information
requirements for manufacturers and
service providers that currently apply to
complaints under Section 255 of the
Communications Act, which governs
access to telecommunications services
by people with disabilities. Nokia Inc.
(Nokia) and AT&T oppose this proposal,
stating that ‘‘[a]dditional actions by the
Commission are not necessary,’’ and
that ‘‘manufacturers should not be
required to comply with Section 255’s
reporting requirements in the [hearing
aid compatibility] context.’’ Nokia
Comments at 10.
71. After review of the record, the
Commission adopts the proposal in the
NPRM and amends its rules accordingly.
Contrary to the arguments of some
parties, the proposal from the NPRM
was not to create a new mandate, but
simply to alter the process under the
existing part 68 mandate governing
public complaints regarding hearing aid
compatibility to make it conform to the
part 6 rules that govern complaints
under Section 255. Under the
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Commission’s part 68 complaint
procedures, which are applicable to
wireless hearing aid compatibility
complaints, manufacturers and service
providers are required to designate a
service agent to the Administrative
Council for Terminal Attachment
(ACTA). A consumer wishing to make a
complaint must first approach ACTA to
secure the contact information for the
relevant industry entity, only after
which can the consumer actually file a
complaint. This differs from the process
for Section 255 complaints in part 6 of
the rules, under which the contact
information is provided directly to the
Commission and made available to the
public via the DRO Web site. The
Commission concludes that requiring
provision of hearing aid compatibility
contact information directly to the
Commission for posting on its Web
site—without otherwise changing the
procedures for handling such
complaints—will assist consumers and
will impose little if any additional
burden on manufacturers and service
providers, who are already required to
make the same information available to
a third party.
72. In addition to improvements to
the Commission’s Web site, databases,
and processes, the Commission finds it
essential to the proper functioning of its
hearing aid compatibility rules that
manufacturers and service providers
make certain limited categories of up-todate information available on their Web
sites. Specifically, the Commission
requires manufacturers and service
providers, beginning January 15, 2009,
to post a list of the hearing aidcompatible models that they offer
(identified by marketing model name/
number(s)), the hearing aid
compatibility ratings of those models,
and an explanation of the rating system.
In addition, as suggested by Gallaudet/
RERC, the Commission requires service
providers to post the level of
functionality for each model and an
explanation of the service provider’s
methodology for designating levels of
functionality. This list and related
information should be updated within
thirty days of any relevant changes.
Although manufacturers and service
providers are also required to provide
this information annually to the
Commission, such information will
inevitably become dated over the course
of a year. Thus, updated Web site
postings are necessary both so that
consumers can obtain up-to-date
hearing aid compatibility information
from their service providers and so that
service providers can readily obtain
such information from their
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manufacturer suppliers. Because all of
the information that the Commission is
requiring to be posted on Web sites is
already required either in annual reports
or on product packaging and inserts, the
Commission disagrees with assertions
that it would be unduly burdensome for
manufacturers and service providers to
procure and maintain such information.
As noted with respect to service
providers’ annual reports, although
information regarding handset
compatibility is in the first instance
under the control of manufacturers, the
requirement that manufacturers post the
information means it should be readily
accessible for service providers to post
as well. Consistent with its decision
regarding reporting requirements, in
order to afford manufacturers and
service providers time to compile the
requisite information and make the
necessary changes to their Web sites, the
Commission delays the effective date of
these posting requirements until January
15, 2009.
73. The Commission also requires
manufacturers and service providers to
include in their annual reports to the
Commission the Web site address at
which this information is posted.
Further, if this Web site address ceases
to be functional at any time prior to the
next report, the Commission requires
the manufacturer or service provider to
inform the DRO of the revised address
within 30 days of the change. These
reporting requirements will enable the
DRO to maintain up-to-date links for the
public on its Web site.
74. In addition to this required
information, HLAA/TDI advocates that
the Commission strongly urge industry
to post certain other information on
their Web sites, including: A search
function for hearing aid compatibility
data to allow consumers to browse
within the category for features they
want; a listing of hearing aid
compatibility ratings for all handset
models, not just those with ratings of 3
and 4 (because hearing aid ratings are
now available to consumers); volume
control levels on phones; vibrating
feature on phones; ring tones most
suitable for people with hearing loss—
those with low frequencies; devices
with QWERTY keyboards that can make
it easier to send e-mails and instant
messages that supplement hearing aid
compatibility; other features and
functions on handsets; a downloadable
version of a brochure on hearing aidcompatible handsets developed by ATIS
WG6 (print version of brochure should
be available in every store, including
independent stores); and a
downloadable version of a phone
evaluation tool that the RERC at
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Gallaudet is now testing on its Web sites
and in its advertising.
75. The Commission agrees that this
information would be useful to
consumers, and the Commission urges
manufacturers and service providers to
include it on their Web sites and in
other publicity to the extent feasible. In
recognition of the great variety of
products, marketing practices, and Web
site designs, however, the Commission
does not at present require the posting
of any specific information other than
that previously described.
76. Finally, the Commission clarifies
that under the labeling requirement in
§ 20.19(f), the M and T ratings that are
required on the label are the overall,
worst case ratings for the handset. The
Commission recognizes that a multiband or multi-mode handset may have
different hearing aid compatibility
ratings for different frequency bands or
air interfaces. Consistent with its
holding regarding the compatibility
status of multi-band and multi-mode
handsets, the Commission finds that the
most useful information for consumers
is a single ‘‘worst case’’ rating
constituting the handset’s lowest rating
for any air interface or frequency band.
Accordingly, while the Commission
expects that the reports will include all
hearing aid compatibility ratings
assigned to a particular model, the
labeling accompanying a hearing aidcompatible handset, as well as the
information on a manufacturer or
service provider’s Web site, shall
include only the lowest such rating as
the rating for the handset.
D. 2010 Review
77. No commenters objected to the
proposed 2010 date for the next review
of the hearing aid compatibility rules,
although AT&T suggested that 2012
would be appropriate as well. The
Commission therefore concludes to
begin a further review of its hearing aid
rules in 2010, after the May 2010
deployment benchmarks have passed.
IV. Conclusion
78. In the R&O, the Commission
adopts a number of inter-related
changes to its wireless hearing aid
compatibility rules, largely based on
proposals in the Joint Consensus Plan.
These changes update the requirements
regarding deployment of hearing aidcompatible handsets, reporting, and
outreach, as well as the standards by
which hearing aid compatibility will be
determined. The Commission concludes
that the changes will improve access to
wireless telecommunications services
for persons with hearing disabilities,
which continues to be a critical goal of
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the Commission as society increasingly
relies on wireless services for social,
business, and emergency
communications.
V. Procedural Matters
A. Regulatory Flexibility Act
79. As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA), the Commission has prepared a
Final Regulatory Flexibility Analysis
(FRFA) of the possible significant
economic impact on small entities of the
policies and rules addressed in the
R&O. The FRFA is set forth in an
appendix to the R&O.
B. Congressional Review Act
80. The Commission will send a copy
of the R&O in a report to be sent to
Congress and the Government
Accountability Office pursuant to the
Congressional Review Act, see 5 U.S.C.
801(a)(1)(A).
C. Accessible Formats
81. To request materials in accessible
formats for people with disabilities
(braille, large print, electronic files,
audio format), send an e-mail to
FCC504@fcc.gov or call the Consumer &
Governmental Affairs Bureau at 202–
418–0530 (voice), 202–418–0432 (TTY).
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VI. Final Regulatory Flexibility
Analysis
82. As required by the RFA, the
Commission included an Initial
Regulatory Flexibility Analysis (IRFA)
of the possible significant economic
impact on a substantial number of small
entities of the policies and rules
considered in the NPRM in WT Docket
No. 07–250. The Commission sought
written public comment on the NPRM
in this docket, including comment on
the IRFA. The FRFA conforms to the
RFA.
83. Although Section 213 of the
Consolidated Appropriations Act of
2000 provides that the RFA shall not
apply to the rules and competitive
bidding procedures for frequencies in
the 746–806 MHz Band, the
Commission believes that it would serve
the public interest to analyze the
possible significant economic impact of
the proposed policy and rule changes in
this band on small entities. Accordingly,
this FRFA contains an analysis of this
impact in connection with all spectrum
that falls within the scope of the R&O,
including spectrum in the 746–806 MHz
Band.
A. Need for, and Objectives of, the Rules
84. In the R&O, the Commission
revises § 20.19 of the rules containing
the hearing aid compatibility
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requirements applicable to providers of
public mobile services and
manufacturers of digital wireless
handsets used in the delivery of those
services. Specifically, the Commission
adopts benchmark requirements for
future deployment of hearing aidcompatible handsets, and related
requirements, based on the proposals set
forth in the NPRM and based on a Joint
Consensus Plan developed by an ATIS
working group that included nationwide
carriers, handset manufacturers, and
several organizations representing the
interests of consumers with hearing
loss. The Commission finds that these
new handset deployment obligations for
both manufacturers and service
providers will ensure that its rules
continue to be effective in an evolving
marketplace of new technologies and
services. Because service providers not
in the Tier I category were not included
in the Joint Consensus Plan, the
Commission sought comment on and
adopts in the R&O similar rule changes,
with modified deadlines, for these
entities. These requirements and
deadlines are intended both to promote
the accessibility of hearing aidcompatible handsets to all deaf and
hard-of-hearing consumers, and to
recognize the impediments to smaller
and regional service providers obtaining
the most recent handset models. In
order to facilitate the continuing
availability of a variety of hearing aidcompatible handset models to
consumers, the Commission also adopts
a requirement that manufacturers
annually ‘‘refresh’’ their hearing aidcompatible offerings with new models,
and a requirement that service providers
offer hearing aid-compatible models
with differing levels of functionality.
The Commission further adopts an
interim measure whereby phones with
Wi-Fi capability that otherwise meet
hearing aid compatibility standards may
be counted as hearing aid-compatible,
but the manufacturer and service
provider must clearly disclose that they
have not been rated with respect to their
Wi-Fi operation. Finally, the
Commission revises the annual
reporting obligations of manufacturers
and service providers. These
amendments will, among other things,
render the reports more useful to
consumers who wish to know the
compatibility ratings of different
handset models that have been certified
as hearing aid-compatible. In addition,
to ensure the availability of such
information on a more current basis to
service providers and consumers
wishing to offer or purchase hearing aidcompatible handsets, the Commission
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requires manufacturers and service
providers to provide up-to-date
information on their Web sites regarding
their hearing aid-compatible handset
models.
85. The Commission states that these
inter-related changes, taken together and
largely supported by manufacturers,
service providers, and consumers with
hearing loss, will further the statutory
objective to ‘‘ensure reasonable access to
telephone service by persons with
impaired hearing.’’ 47 U.S.C. 610(a).
Among other things, the Commission
explains that the most disadvantaged
wireless users in the deaf and hard-ofhearing community, who are more
likely to rely on telecoil-equipped
hearing aids, will benefit from rule
changes that increase requirements to
offer handsets with inductive coupling
capability. The Commission further
states that the requirements that
manufacturers refresh their product
offerings annually and that service
providers offer hearing aid-compatible
handset models at differing
functionality levels will help to ensure
that consumers with hearing loss have
a variety of handsets available to them,
including handsets with innovative user
features, a goal that the Commission has
sought to promote since 2003. Finally,
the Commission notes its objective to
ensure that the impact of the rules
remains as technology-impartial as
possible while also ensuring availability
of hearing aid-compatible handsets to
consumers.
B. Summary of Significant Issues Raised
by Public Comments in Response to the
IRFA
86. No comments specifically
addressed the IRFA. Nonetheless, small
entity issues raised in comments are
addressed in the FRFA in sections D
and E.
C. Description and Estimate of the
Number of Small Entities to Which the
Rules Will Apply
87. The RFA directs agencies to
provide a description of, and, where
feasible, an estimate of, the number of
small entities that may be affected by
the proposed rules, if adopted. The RFA
generally defines the term ‘‘small
entity’’ as having the same meaning as
the terms ‘‘small business,’’ ‘‘small
organization,’’ and ‘‘small governmental
jurisdiction.’’ In addition, the term
‘‘small business’’ has the same meaning
as the term ‘‘small business concern’’
under the Small Business Act. A ‘‘small
business concern’’ is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
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established by the Small Business
Administration (SBA).
88. Wireless Communications
Services. This service can be used for
fixed, mobile, radiolocation, and digital
audio broadcasting satellite uses in the
2305–2320 MHz and 2345–2360 MHz
bands. The Commission defined ‘‘small
business’’ for the wireless
communications services (WCS) auction
as an entity with average gross revenues
of $40 million for each of the three
preceding years, and a ‘‘very small
business’’ as an entity with average
gross revenues of $15 million for each
of the three preceding years. The SBA
has approved these definitions. The
Commission auctioned geographic area
licenses in the WCS service. In the
auction, which commenced on April 15,
1997 and closed on April 25, 1997, there
were seven bidders that won 31 licenses
that qualified as very small business
entities, and one bidder that won one
license that qualified as a small business
entity.
89. 700 MHz Guard Bands Licenses.
In the 700 MHz Guard Bands Order, the
Commission adopted size standards for
‘‘small businesses’’ and ‘‘very small
businesses’’ for purposes of determining
their eligibility for special provisions
such as bidding credits and installment
payments. A small business in this
service is an entity that, together with
its affiliates and controlling principals,
has average gross revenues not
exceeding $40 million for the preceding
three years. Additionally, a ‘‘very small
business’’ is an entity that, together with
its affiliates and controlling principals,
has average gross revenues that are not
more than $15 million for the preceding
three years. SBA approval of these
definitions is not required. An auction
of 52 Major Economic Area (MEA)
licenses for each of two spectrum blocks
commenced on September 6, 2000, and
closed on September 21, 2000. Of the
104 licenses auctioned, 96 licenses were
sold to nine bidders. Five of these
bidders were small businesses that won
a total of 26 licenses. A second auction
of remaining 700 MHz Guard Bands
licenses commenced on February 13,
2001, and closed on February 21, 2001.
All eight of the licenses auctioned were
sold to three bidders. One of these
bidders was a small business that won
a total of two licenses. Subsequently, in
the 700 MHz Second Report and Order,
the Commission reorganized the
licenses pursuant to an agreement
among most of the licensees, resulting
in a spectral relocation of the first set of
paired spectrum block licenses, and an
elimination of the second set of paired
spectrum block licenses (many of which
were already vacant, reclaimed by the
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Commission from Nextel). A single
licensee that did not participate in the
agreement was grandfathered in the
initial spectral location for its two
licenses in the second set of paired
spectrum blocks. Accordingly, at this
time there are 54 licenses in the 700
MHz Guard Bands and there is no
auction data applicable to determine
which are held by small businesses.
90. 700 MHz Band Commercial
Licenses. There is 80 megahertz of nonGuard Band spectrum in the 700 MHz
Band that is designated for commercial
use: 698–757, 758–763, 776–787, and
788–793 MHz Bands. With one
exception, the Commission adopted
criteria for defining two groups of small
businesses for purposes of determining
their eligibility for bidding credits at
auction. These two categories are: (1)
‘‘Small business,’’ which is defined as
an entity that has attributed average
annual gross revenues that do not
exceed $40 million during the preceding
three years; and (2) ‘‘very small
business,’’ which is defined as an entity
with attributed average annual gross
revenues that do not exceed $15 million
for the preceding three years. In Block
C of the Lower 700 MHz Band (710–716
MHz and 740–746 MHz), which was
licensed on the basis of 734 Cellular
Market Areas, the Commission adopted
a third criterion for determining
eligibility for bidding credits: An
‘‘entrepreneur,’’ which is defined as an
entity that, together with its affiliates
and controlling principals, has average
gross revenues that are not more than $3
million for the preceding three years.
The SBA has approved these small size
standards.
91. An auction of 740 licenses for
Blocks C (710–716 MHz and 740–746
MHz) and D (716–722 MHz) of the
Lower 700 MHz Band commenced on
August 27, 2002, and closed on
September 18, 2002. Of the 740 licenses
available for auction, 484 licenses were
sold to 102 winning bidders. Seventytwo of the winning bidders claimed
small business, very small business, or
entrepreneur status and won a total of
329 licenses. A second auction
commenced on May 28, 2003, and
closed on June 13, 2003, and included
256 licenses: Five EAG licenses and 251
CMA licenses. Seventeen winning
bidders claimed small or very small
business status and won 60 licenses,
and nine winning bidders claimed
entrepreneur status and won 154
licenses.
92. The auction for the remaining 62
megahertz of commercial spectrum
began on January 24, 2008. A total of
214 applicants were found to be
qualified bidders, of which 38
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applicants claimed status as small
businesses and 81 applicants claimed
status as very small businesses.
93. Government Transfer Bands. The
Commission adopted small business
size standards for the unpaired 1390–
1392 MHz, 1670–1675 MHz, and the
paired 1392–1395 MHz and 1432–1435
MHz bands. Specifically, with respect to
these bands, the Commission defined an
entity with average annual gross
revenues for the three preceding years
not exceeding $40 million as a ‘‘small
business,’’ and an entity with average
annual gross revenues for the three
preceding years not exceeding $15
million as a ‘‘very small business.’’ SBA
has approved these small business size
standards for the aforementioned bands.
Correspondingly, the Commission
adopted a bidding credit of 15 percent
for ‘‘small businesses’’ and a bidding
credit of 25 percent for ‘‘very small
businesses.’’ This bidding credit
structure was found to have been
consistent with the Commission’s
schedule of bidding credits, which may
be found at § 1.2110(f)(2) of the
Commission’s rules. The Commission
found that these two definitions will
provide a variety of businesses seeking
to provide a variety of services with
opportunities to participate in the
auction of licenses for this spectrum and
will afford such licensees, who may
have varying capital costs, substantial
flexibility for the provision of services.
The Commission noted that it had long
recognized that bidding preferences for
qualifying bidders provide such bidders
with an opportunity to compete
successfully against large, well-financed
entities. The Commission also noted
that it had found that the use of tiered
or graduated small business definitions
is useful in furthering its mandate under
Section 309(j) to promote opportunities
for and disseminate licenses to a wide
variety of applicants. An auction for one
license in the 1670–1674 MHz band
commenced on April 30, 2003 and
closed the same day. One license was
awarded.
94. Advanced Wireless Services. In
the AWS–1 Report and Order, the
Commission adopted rules that affect
applicants who wish to provide service
in the 1710–1755 MHz and 2110–2155
MHz bands. The Commission
anticipated that the services that will be
deployed in these bands may have
capital requirements comparable to
those in the broadband Personal
Communications Service (PCS), and that
the licensees in these bands will be
presented with issues and costs similar
to those presented to broadband PCS
licensees. Further, at the time the
broadband PCS service was established,
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it was similarly anticipated that it
would facilitate the introduction of a
new generation of service. Therefore,
the AWS–1 Report and Order adopts the
same small business size definition that
the Commission adopted for the
broadband PCS service and that the SBA
approved. In particular, the AWS–1
Report and Order defines a ‘‘small
business’’ as an entity with average
annual gross revenues for the preceding
three years not exceeding $40 million,
and a ‘‘very small business’’ as an entity
with average annual gross revenues for
the preceding three years not exceeding
$15 million. The AWS–1 Report and
Order also provides small businesses
with a bidding credit of 15 percent and
very small businesses with a bidding
credit of 25 percent.
95. Wireless Cable Systems. The SBA
small business size standard for the
broad census category of ‘‘Wireless
Telecommunications Carriers-except
satellite’’ appears applicable to MDS,
ITFS and LMDS. The SBA has
developed a small business size
standard for this category, which is: all
such firms having 1,500 or fewer
employees. Wireless cable systems use 2
GHz band frequencies of the Broadband
Radio Service (‘‘BRS’’), formerly
Multipoint Distribution Service
(‘‘MDS’’), and the Educational
Broadband Service (‘‘EBS’’), formerly
Instructional Television Fixed Service
(‘‘ITFS’’), to transmit video
programming and provide broadband
services to residential subscribers.
These services were originally designed
for the delivery of multichannel video
programming, similar to that of
traditional cable systems, but over the
past several years licensees have
focused their operations instead on
providing two-way high-speed Internet
access services. The Commission
estimates that the number of wireless
cable subscribers is approximately
100,000, as of March 2005. Local
Multipoint Distribution Service
(‘‘LMDS’’) is a fixed broadband point-tomultipoint microwave service that
provides for two-way video
telecommunications. The SBA small
business size standard for the broad
census category of Wireless
Telecommunications Carriers appears
applicable to MDS, ITFS and LMDS. To
gauge small business prevalence for
MDS, ITFS and LMDS, the Commission
must use current census data that are
based on the previous category of Cable
and Other Program Distribution and its
associated size standard; that size
standard was: All such firms having
$13.5 million or less in annual receipts.
This data was gathered when Cable and
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Other Program Distribution was the
applicable NAICS Code size standard
under SBA.
96. The Commission has defined
small MDS (now BRS) and LMDS
entities in the context of Commission
license auctions. In the 1996 MDS
auction, the Commission defined a
small business as an entity that had
annual average gross revenues of less
than $40 million in the previous three
calendar years. This definition of a
small entity in the context of MDS
auctions has been approved by the SBA.
In the MDS auction, 67 bidders won 493
licenses. Of the 67 auction winners, 61
claimed status as a small business. At
this time, the Commission estimates that
of the 61 small business MDS auction
winners, 48 remain small business
licensees. In addition to the 48 small
businesses that hold BTA
authorizations, there are approximately
392 incumbent MDS licensees that have
gross revenues that are not more than
$40 million and are thus considered
small entities. MDS licensees and
wireless cable operators that did not
receive their licenses as a result of the
MDS auction fall under the SBA small
business size standard for Cable and
Other Program Distribution. Information
available to us indicates that there are
approximately 850 of these licensees
and operators that do not generate
revenue in excess of $13.5 million
annually. Therefore, the Commission
estimates that there are approximately
850 small entity MDS (or BRS)
providers, as defined by the SBA and
the Commission’s auction rules.
97. Educational institutions are
included in this analysis as small
entities; however, the Commission has
not created a specific small business
size standard for ITFS (now EBS). The
Commission estimates that there are
currently 2,032 ITFS (or EBS) licensees,
and all but 100 of the licenses are held
by educational institutions. Thus, the
Commission estimates that at least 1,932
ITFS licensees are small entities.
98. In the 1998 and 1999 LMDS
auctions, the Commission defined a
small business as an entity that has
annual average gross revenues of less
than $40 million in the previous three
calendar years. Moreover, the
Commission added an additional
classification for a ‘‘very small
business,’’ which was defined as an
entity that had annual average gross
revenues of less than $15 million in the
previous three calendar years. These
definitions of ‘‘small business’’ and
‘‘very small business’’ in the context of
the LMDS auctions have been approved
by the SBA. In the first LMDS auction,
104 bidders won 864 licenses. Of the
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104 auction winners, 93 claimed status
as small or very small businesses. In the
LMDS re-auction, 40 bidders won 161
licenses. Based on this information, the
Commission believes that the number of
small LMDS licenses will include the 93
winning bidders in the first auction and
the 40 winning bidders in the reauction, for a total of 133 small entity
LMDS providers as defined by the SBA
and the Commission’s auction rules.
99. Cellular Licensees. The SBA has
developed a small business size
standard for small businesses in the
category ‘‘Wireless Telecommunications
Carriers (except satellite).’’ Under that
SBA category, a business is small if it
has 1,500 or fewer employees. For the
census category of ‘‘Cellular and Other
Wireless Telecommunications,’’ Census
Bureau data for 2002 show that there
were 1,397 firms in this category that
operated for the entire year. Of this
total, 1,378 firms had employment of
999 or fewer employees, and 19 firms
had employment of 1,000 employees or
more. Thus, under this category and size
standard, the majority of firms can be
considered small.
100. Broadband Personal
Communications Service. The
broadband Personal Communications
Service (PCS) spectrum is divided into
six frequency blocks designated A
through F, and the Commission has held
auctions for each block. The
Commission has created a small
business size standard for Blocks C and
F as an entity that has average gross
revenues of less than $40 million in the
three previous calendar years. For Block
F, an additional small business size
standard for ‘‘very small business’’ was
added and is defined as an entity that,
together with its affiliates, has average
gross revenues of not more than $15
million for the preceding three calendar
years. These small business size
standards, in the context of broadband
PCS auctions, have been approved by
the SBA. No small businesses within the
SBA-approved small business size
standards bid successfully for licenses
in Blocks A and B. There were 90
winning bidders that qualified as small
entities in the Block C auctions. A total
of 93 ‘‘small’’ and ‘‘very small’’ business
bidders won approximately 40 percent
of the 1,479 licenses for Blocks D, E, and
F. On March 23, 1999, the Commission
reauctioned 155 C, D, E, and F Block
licenses; there were 113 small business
winning bidders. On January 26, 2001,
the Commission completed the auction
of 422 C and F PCS licenses in Auction
35. Of the 35 winning bidders in this
auction, 29 qualified as ‘‘small’’ or ‘‘very
small’’ businesses. Subsequent events
concerning Auction 35, including
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judicial and agency determinations,
resulted in a total of 163 C and F Block
licenses being available for grant.
101. Specialized Mobile Radio. The
Commission awards ‘‘small entity’’
bidding credits in auctions for
Specialized Mobile Radio (SMR)
geographic area licenses in the 800 MHz
and 900 MHz bands to firms that had
revenues of no more than $15 million in
each of the three previous calendar
years. The Commission awards ‘‘very
small entity’’ bidding credits to firms
that had revenues of no more than $3
million in each of the three previous
calendar years. The SBA has approved
these small business size standards for
the 900 MHz Service. The Commission
has held auctions for geographic area
licenses in the 800 MHz and 900 MHz
bands. The 900 MHz SMR auction began
on December 5, 1995, and closed on
April 15, 1996. Sixty bidders claiming
that they qualified as small businesses
under the $15 million size standard won
263 geographic area licenses in the 900
MHz SMR band. The 800 MHz SMR
auction for the upper 200 channels
began on October 28, 1997, and was
completed on December 8, 1997. Ten
bidders claiming that they qualified as
small businesses under the $15 million
size standard won 38 geographic area
licenses for the upper 200 channels in
the 800 MHz SMR band. A second
auction for the 800 MHz band was held
on January 10, 2002 and closed on
January 17, 2002 and included 23 BEA
licenses. One bidder claiming small
business status won five licenses.
102. The auction of the 1,050 800
MHz SMR geographic area licenses for
the General Category channels began on
August 16, 2000, and was completed on
September 1, 2000. Eleven bidders won
108 geographic area licenses for the
General Category channels in the 800
MHz SMR band qualified as small
businesses under the $15 million size
standard. In an auction completed on
December 5, 2000, a total of 2,800
Economic Area licenses in the lower 80
channels of the 800 MHz SMR service
were sold. Of the 22 winning bidders,
19 claimed ‘‘small business’’ status and
won 129 licenses. Thus, combining all
three auctions, 40 winning bidders for
geographic licenses in the 800 MHz
SMR band claimed status as small
business.
103. In addition, there are numerous
incumbent site-by-site SMR licensees
and licensees with extended
implementation authorizations in the
800 and 900 MHz bands. The
Commission does not know how many
firms provide 800 MHz or 900 MHz
geographic area SMR pursuant to
extended implementation
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authorizations, nor how many of these
providers have annual revenues of no
more than $15 million, or have no more
than 1,500 employees. One firm has
over $15 million in revenues. The
Commission believes, for purposes of
this analysis, that all of the remaining
existing extended implementation
authorizations are held by small
entities, as that small business size
standard is established by the SBA.
104. Rural Radiotelephone Service.
The Commission uses the SBA
definition applicable to Wireless
Telecommunications Carriers (except
satellite),’’ i.e., an entity employing no
more than 1,500 persons. There are
approximately 1,000 licensees in the
Rural Radiotelephone Service, and the
Commission estimates that there are
1,000 or fewer small entity licensees in
the Rural Radiotelephone Service that
may be affected by the rules and
policies adopted herein.
105. Air-Ground Radiotelephone
Service. The Commission uses the SBA
definition applicable to Wireless
Telecommunications Carriers (except
satellite),’’ i.e., an entity employing no
more than 1,500 persons. There are
approximately 100 licensees in the AirGround Radiotelephone Service, and the
Commission estimates that almost all of
them qualify as small entities under the
SBA definition.
106. Offshore Radiotelephone Service.
This service operates on several ultra
high frequency (UHF) TV broadcast
channels that are not used for TV
broadcasting in the coastal area of the
states bordering the Gulf of Mexico. At
present, there are approximately 55
licensees in this service. The
Commission uses the SBA definition
applicable to Wireless
Telecommunications Carriers (except
satellite),’’ i.e., an entity employing no
more than 1,500 persons. The
Commission is unable at this time to
estimate the number of licensees that
would qualify as small entities under
the SBA definition. The Commission
assumes, for purposes of this analysis,
that all of the 55 licensees are small
entities, as that term is defined by the
SBA.
107. Mobile Satellite Service Carriers.
Neither the Commission nor the U.S.
Small Business Administration has
developed a small business size
standard specifically for mobile satellite
service licensees. The appropriate size
standard is therefore the SBA standard
for Satellite Telecommunications,
which provides that such entities are
small if they have $13.5 million or less
in annual revenues. Currently, the
Commission’s records show that there
are 31 entities authorized to provide
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voice and data MSS in the United
States. The Commission does not have
sufficient information to determine
which, if any, of these parties are small
entities. The Commission notes that
small businesses are not likely to have
the financial ability to become MSS
system operators because of high
implementation costs, including
construction of satellite space stations
and rocket launch, associated with
satellite systems and services.
108. Wireless Communications
Equipment Manufacturers. The SBA has
established a small business size
standard for wireless communications
equipment manufacturers. Under the
Radio and Television Broadcasting and
Wireless Communications Equipment
Manufacturing standard, firms are
considered small if they have 750 or
fewer employees. Census Bureau data
for 1997 indicates that, for that year,
there were a total of 1,215
establishments in this category. Of
those, there were 1,150 that had
employment under 500, and an
additional 37 that had employment of
500 to 999. The Commission estimates
that the majority of wireless
communications equipment
manufacturers are small businesses.
D. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
109. The Commission adopts
reporting and outreach requirements
that will involve some recordkeeping
and other compliance requirements for
small entities. Under the decision in the
R&O, manufacturers and service
providers, including those that are small
entities, will continue to file regular
reports with the Commission detailing
their hearing aid compatibility efforts.
In order to improve the existing reports
for consumers and industry and meet
the Commission’s hearing aid
compatibility objectives (see section A),
however, the Commission adopts new
content requirements for these reports.
The Commission also adopts a new
outreach obligation for manufacturers
and service providers that maintain
public Web sites to post up-to-date
information involving some of this
content, and to report and keep updated
to the Commission a working link to the
web location at which this information
is posted. Finally, because many
handset models are currently being
offered that operate over both
established CMRS interfaces and the
Wi-Fi air interface for which no
established hearing aid compatibility
standards exist, the Commission allows
such phones on an interim basis to be
counted as hearing aid-compatible if
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they otherwise qualify as hearing aidcompatible under its rules, but requires
consumers to be informed that those
phones have not been rated for hearing
aid compatibility with respect to their
Wi-Fi operations. Section E summarizes
additional detail about these reporting
and outreach requirements that the
Commission adopts in the R&O.
110. The projected reporting,
recordkeeping, and other compliance
requirements resulting from the R&O
will apply to all entities in the same
manner. As discussed in section E, the
Commission finds that applying the
same rules equally to all entities in this
context promotes fairness. The
Commission does not believe that the
costs and/or administrative burdens
associated with the rules will unduly
burden small entities. Moreover, any
costs and burdens assumed by small
entities will be offset by the benefits
obtained by consumers. The revisions
the Commission adopts should benefit
consumers by giving them more
information and more options for
gaining access to hearing aid
compatibility information.
E. Steps Taken To Minimize Significant
Economic Impact on Small Entities, and
Significant Alternatives Considered
111. The RFA requires an agency to
describe in the IRFA any significant
alternatives that it has considered in
reaching its proposed approach, which
may include (among others) the
following four alternatives: (1) The
establishment of differing compliance or
reporting requirements or timetables
that take into account the resources
available to small entities; (2) the
clarification, consolidation, or
simplification of compliance or
reporting requirements under the rule
for small entities; (3) the use of
performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities. The Commission
considered these alternatives with
respect to all of the requirements that it
is imposing on small entities in the
R&O, and this FRFA incorporates by
reference all discussion in the R&O that
considers the impact on small entities of
the rules adopted by the Commission. In
addition, the Commission’s
consideration of those issues as to
which the impact on small entities was
specifically discussed in the record is
summarized as follows:
112. Hearing Aid-Compatible Handset
Deployment Benchmarks and
Deadlines. In accordance with its
objective of furthering the availability of
hearing aid-compatible handsets to the
deaf and hard-of-hearing community,
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the Commission considered several
different proposals for handset
deployment benchmarks and deadlines.
These alternatives balanced several
different approaches to improving
wireless services for deaf and hard-ofhearing consumers. For example, the
Commission considered the possibility
of applying to small entities different
benchmarks for offering handset models
meeting M3 and T3 (or higher) hearing
aid compatibility ratings. Six parties
representing regional or smaller service
providers submitted comments in favor
of lower benchmarks for smaller service
providers.
113. Ultimately, the Commission
adopted identical benchmark
alternatives for all manufacturers and all
service providers (including small
manufacturers and service providers).
The Commission decided on a single set
of deployment benchmark alternatives
for all service providers (other than
those coming under the de minimis
exception) in accordance with its
objective of furthering the availability of
hearing aid-compatible handsets for all
consumers regardless of where they
reside. Under these alternatives for both
M3 and T3 ratings, service providers
may meet hearing aid compatibility
standards for either a minimum number
or minimum percentage of the handset
models that they offer, whichever is
less. Thus, under the percentage
alternative, service providers with
smaller product lines, including many
small entities, are relieved of the burden
of having to offer larger numbers of
hearing aid-compatible models required
of larger service providers. The
Commission considered the alternative
of reducing the benchmarks still further
for smaller service providers, but
determined that the increased relief of
burdens that would be achieved by
doing so was outweighed by the public
interest in ensuring availability of
hearing aid-compatible handsets to all
consumers who need them, which is the
primary objective of this proceeding.
114. In addition, to minimize the
economic burden to service providers
that are small entities, the Commission
extended future hearing aid
compatibility compliance deadlines for
non-nationwide service providers by
three months. The Commission
provided this additional time in
recognition that smaller service
providers have few handset options and
more difficulty in obtaining the newest
offerings than their nationwide
counterparts. In reaching this decision,
the Commission considered and rejected
other alternatives. In particular, five
non-nationwide carriers submitted
comments asking for extended
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deadlines of six months to one year
following Tier I carriers’ deadlines. The
Commission did not agree with the
extension of deadlines beyond three
months, because it determined that such
action would amount to an
unacceptable and unnecessary denial of
handset benefits to consumers. The
Commission noted that the extension of
three months is consistent with past
orders where it has found that many
smaller service providers justified
waivers of approximately three months
from prior hearing aid compatibility
deadlines, but denied most requests for
longer periods of delay.
115. In considering these deployment
benchmarks and deadlines, the
Commission also adopted the proposal
of the Joint Consensus plan to retain the
existing de minimis exception. Under
this exception, manufacturers and
service providers that offer two or fewer
digital wireless handset models in the
U.S. per air interface are exempt from
hearing aid compatibility requirements
(other than certain reporting
requirements), and those offering three
handset models per air interface are
required to offer one hearing aidcompatible model. The Commission
kept this rule, which minimizes
economic impact on certain small
entities, in recognition that exempting
from hearing aid compatibility
requirements all companies with very
small product lines promotes
innovation and competition.
116. Other Hearing Aid-Compatible
Handset Deployment Obligations. In
addition to handset deployment
benchmarks and deadlines, the
Commission adopted rules requiring
handset manufacturers to refresh their
hearing aid-compatible product
offerings annually, and requiring service
providers to offer to consumers hearing
aid-compatible handsets with differing
levels of functionality. The objective of
these rules is to ensure that hearing aid
users can select from a variety of
compliant handset models, with varying
features and prices. In adopting these
rules, the Commission considered
comments of several smaller service
providers that the requirement to offer
compatible models with differing levels
of functionality is unnecessary and
intrusive as applied to non-nationwide
service providers. In response, the
Commission acknowledged that it does
not expect a service provider with four
hearing aid-compatible models, for
example, necessarily to offer as many
levels of functionality or as broad a
range of product offerings as a provider
with eight or more models. Therefore,
the Commission crafted the rule to
afford service providers flexibility to
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define their levels of functionality in a
manner appropriate to their situation.
Nonetheless, the Commission
determined that even the smallest
service providers should be able to
distinguish among their offerings in
some manner, and that requiring them
to do so offers benefits to consumers
that outweigh the relatively small
burden on small entities.
117. Reporting, Information, and
Outreach. As noted in section D, the
Commission adopted reporting and
other compliance requirements that will
apply to all entities irrespective of their
size. The R&O requires manufacturers
and all service providers to file reports
annually. This requirement to file
annual reports continues a requirement
that exists under the current rules.
However, the R&O adds new required
content to the reports, including: (1)
Model name/numbers and FCC ID
numbers; (2) the air interfaces and
frequency bands over which each model
operates; (3) information regarding
handset models offered throughout the
period since the previous report,
including the months during which
each model was available; and (4) for
service providers, their models’ levels of
functionality and their methodology for
dividing hearing aid-compatible handset
models into different levels of
functionality.
118. The Commission in the past has
stated that annual hearing aid
compatibility reports serve a dual
purpose of assisting the Commission in
monitoring handset deployment
progress and providing valuable
information to the public concerning the
technical testing and commercial
availability of hearing aid compatible
handsets for consumers. The new
content requirements in the R&O will
result in better information to the
Commission and to consumers. Some
comments on the NPRM asserted that
additional reporting requirements
would be burdensome, particularly to
smaller service providers, and the
Commission considered whether any
alternatives could serve consumers’
needs in a manner less burdensome to
small entities. As the Commission
found, however, all of the information
to be included in the reports is either
within the service provider’s control or
can be readily gathered from
manufacturers’ Web sites or their
previous reports. Thus, the Commission
found that these reports will not impose
any unreasonable burden on
manufacturers and service providers,
whether large or small. Furthermore, in
order to ensure proper implementation
of the hearing aid compatibility rules
and to consumers, the Commission
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found it extremely important to obtain
the information in question from all
service providers without exception.
Accordingly, the Commission found
that other alternatives would not
provide it with the information
necessary to accomplish its objectives.
119. The Commission also considered
whether, as advocated by one
commenter, the initial reports under the
new rules should be delayed by one
year for service providers that are not
Tier I carriers. The Commission found
that this proposal would create an
unacceptable and unnecessary gap in
the availability of information.
Moreover, in order to ease the burden of
compliance for all manufacturers and
service providers, the Commission
determined not to require the next
reports from any entities until January
15, 2009.
120. The Commission further
authorized the Wireless
Telecommunications Bureau to
prescribe a uniform template for the
annual reports and require electronic
filing. The Commission considered
whether to allow regulated entities,
including small entities, alternatively to
use a narrative format. To assist the
Commission and consumers in
understanding and analyzing the
reports, it concluded that a uniform,
electronic format will not impose a
significant increase in economic
burdens.
121. In addition to regular reporting,
the R&O will require manufacturers and
service providers that have public Web
sites to post certain information,
including the hearing aid-compatible
handset models that they offer, the
ratings of those models, an explanation
of the rating system, and, for service
providers, those models’ levels of
functionality and their methodology for
determining levels of functionality. This
information must be kept current within
30 days. In addition, service providers
must include this web address in their
reports to the Commission, and inform
the Commission within 30 days if the
address ceases to be functional. As with
the annual reports, the Commission
considered whether it could adopt less
burdensome requirements for small
entities, and concluded that it needed to
impose the same requirements on all
manufacturers and service providers to
serve the purpose of providing critical
information to all consumers. Moreover,
because all of the information to be
posted is also required in the reports to
the Commission or in packaging inserts,
the burden of maintaining it on the Web
site should be small. Finally, as with the
reports, the Commission eased the
burden of coming into compliance for
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all entities by delaying the effective date
of this requirement until January 15,
2009.
122. Final Regulatory Flexibility
Certification (FRFC) for Order on
Reconsideration and Erratum. The
modifications in the Recon to the
Commission process for approving new
versions of the hearing aid compatibility
technical standard do not place any new
burdens on small entities. Therefore, the
Commission certifies, pursuant to
Section 605(b) of the RFA, that the
action taken in the Recon will not have
a significant economic impact on a
substantial number of small entities.
F. Report to Congress
123. The Commission will send a
copy of the R&O, including the FRFA,
and a copy of the Recon, including the
FRFC, in a report to be sent to Congress
and the Government Accountability
Office pursuant to the Congressional
Review Act. In addition, the
Commission will send a copy of the
R&O, including the FRFA, and a copy
of the Recon, including the FRFC, to the
Chief Counsel for Advocacy of the SBA.
Copies of the R&O and FRFA and the
Recon and FRFC (or summaries thereof)
are also being published in the Federal
Register.
VII. Ordering Clauses
124. It is ordered that, pursuant to the
authority of Sections 4(i), 303(r), and
710 of the Communications Act of 1934,
as amended, 47 U.S.C. 154(i), 303(r),
and 610, the R&O is hereby adopted.
125. It is further ordered that parts 0,
20 and 68 of the Commission’s Rules, 47
CFR parts 0, 20 and 68, are amended as
specified in an Appendix to the R&O,
effective June 6, 2008.
126. It is further ordered that the
information collections contained in the
R&O will become effective following
approval by the Office of Management
and Budget. The Commission will
publish a document at a later date
establishing the effective date.
127. It is further ordered that the
Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
the R&O, including the FRFA, to the
Chief Counsel for Advocacy of the Small
Business Administration.
128. It is further ordered that,
pursuant to the authority of Sections
4(i), 303(r), and 710 of the
Communications Act of 1934, as
amended, 47 U.S.C. 154(i), 303(r), and
610, and Section 1.108 of the
Commission’s rules, 47 CFR 1.108, the
Recon is hereby adopted.
129. It is further ordered that the
Commission’s Consumer and
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Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
the Recon, including the FRFC, to the
Chief Counsel for Advocacy of the Small
Business Administration.
Technology, as specified in § 20.19(k) of
this chapter, also need not be referred to
the Commission. * * *
*
*
*
*
*
List of Subjects
PART 20—COMMERCIAL MOBILE
RADIO SERVICES
47 CFR Part 0
Organization and functions
(government agencies).
I
4. The authority citation for part 20
continues to read as follows:
Authority: 47 U.S.C. 154, 160, 201, 251–
254, 303, 332, and 710 unless otherwise
noted.
47 CFR Part 20
Communications common carriers,
Communications equipment.
Incorporation by Reference.
5. Section 20.19 is revised to read as
follows:
I
47 CFR Part 68
Administrative practice and
procedure.
§ 20.19 Hearing aid-compatible mobile
handsets.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Final Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission amends 47 CFR parts 0, 20,
and 68 as follows:
I
PART 0—COMMISSION
ORGANIZATION
1. The authority citation for part 0
continues to read as follows:
I
Authority: Sec. 5, 48 Stat. 1068, as
amended; 47 U.S.C. 155.
2. Section 0.241 is amended by
revising paragraph (a)(1) to read as
follows:
I
§ 0.241
Authority delegated.
(a) * * *
(1) Notices of proposed rulemaking
and of inquiry and final orders in
rulemaking proceedings, inquiry
proceedings and non-editorial orders
making changes, except that the Chief of
the Office of Engineering and
Technology is delegated authority,
together with the Chief of the Wireless
Telecommunications Bureau, to adopt
certain technical standards applicable to
hearing aid compatibility under § 20.19
of this chapter, as specified in
§ 20.19(k).
*
*
*
*
*
I 3. Section 0.331 is amended by adding
a new sentence after the second
sentence in paragraph (d) introductory
text to read as follows:
§ 0.331
Authority delegated.
jlentini on PROD1PC65 with RULES
*
*
*
*
*
(d) * * * Adoption of certain
technical standards applicable to
hearing aid compatibility under § 20.19
of this chapter made together with the
Chief of the Office of Engineering and
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(a) Scope of section; definitions. (1)
The hearing aid compatibility
requirements of this section apply to
providers of digital CMRS in the United
States to the extent that they offer realtime, two-way switched voice or data
service that is interconnected with the
public switched network and utilizes an
in-network switching facility that
enables the provider to reuse
frequencies and accomplish seamless
hand-offs of subscriber calls, and such
service is provided over frequencies in
the 800–950 MHz or 1.6–2.5 GHz bands
using any air interface for which
technical standards are stated in the
standard document ‘‘American National
Standard Methods of Measurement of
Compatibility Between Wireless
Communication Devices and Hearing
Aids,’’ American National Standards
Institute (ANSI) C63.19–2007 (June 8,
2007).
(2) The requirements of this section
also apply to the manufacturers of the
wireless handsets that are used in
delivery of the services specified in
paragraph (a)(1) of this section.
(3) Definitions. For purposes of this
section:
(i) Manufacturer refers to a wireless
handset manufacturer to which the
requirements of this section apply.
(ii) Model refers to a wireless handset
device that a manufacturer has
designated as a distinct device model,
consistent with its own marketing
practices. However, if a manufacturer
assigns different model device
designations solely to distinguish units
sold to different carriers, or to signify
other distinctions that do not relate to
either form, features, or capabilities,
such designations shall not count as
distinct models for purposes of this
section.
(iii) Service provider refers to a
provider of digital CMRS to which the
requirements of this section apply.
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(iv) Tier I carrier refers to a CMRS
provider that offers such service
nationwide.
(b) Hearing aid compatibility;
technical standards. A wireless handset
used for digital CMRS only over the
frequency bands and air interfaces
referenced in paragraph (a)(1) of this
section is hearing aid-compatible with
regard to radio frequency interference or
inductive coupling if it meets the
applicable technical standard(s) set
forth in paragraphs (b)(1) and (b)(2) of
this section for all frequency bands and
air interfaces over which it operates,
and the handset has been certified as
compliant with the test requirements for
the applicable standard pursuant to
§ 2.1033(d) of this chapter. A wireless
handset that incorporates a Wi-Fi air
interface is hearing aid-compatible if the
handset otherwise satisfies the
requirements of this paragraph.
(1) For radio frequency interference.
(i) Applicable technical standards
prior to 2010. Beginning June 6, 2008
and until January 1, 2010, a wireless
handset submitted for equipment
certification or for a permissive change
relating to hearing aid compatibility
must meet, at a minimum, the M3 rating
associated with the technical standard
set forth in either the standard
document ‘‘American National Standard
Methods of Measurement of
Compatibility Between Wireless
Communication Devices and Hearing
Aids,’’ ANSI C63.19–2006 (June 12,
2006) or ANSI C63.19–2007 (June 8,
2007)—each available for purchase from
the American National Standards
Institute. Any grants of certification
issued before June 6, 2008 under
previous versions of ANSI C63.19
remain valid for hearing aid
compatibility purposes.
(ii) Applicable technical standards
beginning in 2010. On or after January
1, 2010, a wireless handset submitted
for equipment certification or for a
permissive change relating to hearing
aid compatibility must meet, at a
minimum, the M3 rating associated with
the technical standard set forth in ANSI
C63.19–2007 (June 8, 2007). Any grants
of certification issued before January 1,
2010, under the earlier versions of ANSI
C63.19 remain valid for hearing aid
compatibility purposes.
(2) For inductive coupling.
(i) Applicable technical standards
prior to 2010. Beginning June 6, 2008
and until January 1, 2010, a wireless
handset submitted for equipment
certification or for a permissive change
relating to hearing aid compatibility
must meet, at a minimum, the T3 rating
associated with the technical standard
set forth in either the standard
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document ‘‘American National Standard
Methods of Measurement of
Compatibility Between Wireless
Communication Devices and Hearing
Aids,’’ ANSI C63.19–2006 (June 12,
2006) or ANSI C63.19–2007 (June 8,
2007). Any grants of certification issued
before June 6, 2008 under previous
versions of ANSI C63.19 remain valid
for hearing aid compatibility purposes.
(ii) Applicable technical standards
beginning in 2010. On or after January
1, 2010, a wireless handset submitted
for equipment certification or for a
permissive change relating to hearing
aid compatibility must meet, at a
minimum, the T3 rating associated with
the technical standard set forth in ANSI
C63.19–2007 (June 8, 2007). Any grants
of certification issued before January 1,
2010, under the earlier versions of ANSI
C63.19 remain valid for hearing aid
compatibility purposes.
(3) [Reserved].
(4) All factual questions of whether a
wireless handset meets the technical
standard(s) of this paragraph shall be
referred for resolution to the Chief,
Office of Engineering and Technology,
Federal Communications Commission,
445 12th Street, SW., Washington, DC
20554.
(5) The following standards are
incorporated by reference in this
section: American National Standards
Institute Accredited Standards
Committee on Electromagnetic
Compatibility, C63TM, ‘‘American
National Standard Methods of
Measurement of Compatibility Between
Wireless Communication Devices and
Hearing Aids,’’ ANSI C63.19–2006 (June
12, 2006), Institute of Electrical and
Electronics Engineers, Inc., publisher;
and American National Standards
Institute Accredited Standards
Committee on Electromagnetic
Compatibility, C63TM, ‘‘American
National Standard Methods of
Measurement of Compatibility Between
Wireless Communication Devices and
Hearing Aids,’’ ANSI C63.19–2007 (June
8, 2007), Institute of Electrical and
Electronics Engineers, Inc., publisher.
These incorporations by reference were
approved by the Director of the Federal
Register in accordance with 5 U.S.C.
552(a) and 1 CFR part 51. These
materials are incorporated as they exist
on the date of the approval, and notice
of any change in these materials will be
published in the Federal Register. The
materials are available for inspection at
the Federal Communications
Commission (FCC), 445 12th St., SW.,
Reference Information Center, Room
CY–A257, Washington, DC 20554 and at
the National Archives and Records
Administration (NARA). For
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information on the availability of these
materials at NARA, call 202–741–6030,
or go to: https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html.
The materials are also available for
purchase from IEEE Operations Center,
445 Hoes Lane, Piscataway, NJ 08854–
4141, by calling (732) 981–0060, or
going to https://www.ieee.org/portal/site.
(c) Phase-in of requirements relating
to radio frequency interference. The
following applies to each manufacturer
and service provider that offers wireless
handsets used in the delivery of the
services specified in paragraph (a) of
this section and that does not fall within
the de minimis exception set forth in
paragraph (e) of this section.
(1) Manufacturers.
(i) Number of hearing aid-compatible
handset models offered. For each digital
air interface for which it offers wireless
handsets to service providers, each
manufacturer of wireless handsets must:
(A) If it offers four to six models,
ensure that at least two of its handset
models offered to service providers
comply with the requirements set forth
in paragraph (b)(1) of this section; or
(B) If it offers more than six models,
ensure that at least one-third of its
handset models offered to service
providers (rounded down to the nearest
whole number) comply with the
requirements set forth in paragraph
(b)(1) of this section.
(ii) Refresh requirement. Beginning in
calendar year 2009, and for each year
thereafter that it elects to produce a new
model, each manufacturer that offers
any new model for a particular air
interface during the calendar year must
‘‘refresh’’ its offerings of hearing aidcompatible handset models by offering
a mix of new and existing models that
comply with paragraph (b)(1) of this
section according to the following
requirements:
(A) For manufacturers that offer three
models per air interface, at least one
new model rated M3 or higher shall be
introduced every other calendar year.
(B) For manufacturers that offer four
or more models operating over a
particular air interface, the number of
models rated M3 or higher that must be
new models introduced during that
calendar year is equal to one-half of the
minimum number of models rated M3
or higher required for that air interface
(rounded up to the nearest whole
number).
(2) Tier I carriers. For each digital air
interface for which it offers wireless
handsets to customers, each Tier I
carrier must either:
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(i) Ensure that at least fifty (50)
percent of the handset models it offers
comply with paragraph (b)(1) of this
section, calculated based on the total
number of unique digital wireless
handset models the carrier offers
nationwide; or
(ii) Ensure that it offers, at a
minimum, the following specified
number of handset models that comply
with paragraph (b)(1) of this section:
(A) Prior to February 15, 2009, at least
eight (8) handset models;
(B) Beginning February 15, 2009, at
least nine (9) handset models; and
(C) Beginning February 15, 2010, at
least ten (10) handset models.
(3) Service providers other than Tier
I carriers. For each digital air interface
for which it offers wireless handsets to
customers, each service provider other
than a Tier I carrier must:
(i) Prior to September 7, 2008, include
in the handset models it offers at least
two handset models that comply with
paragraph (b)(1) of this section;
(ii) Beginning September 7, 2008,
either:
(A) Ensure that at least fifty (50)
percent of the handset models it offers
comply with paragraph (b)(1) of this
section, calculated based on the total
number of unique digital wireless
handset models the service provider
offers nationwide; or
(B) Ensure that it offers, at a
minimum, the following specified
number of handset models that comply
with paragraph (b)(1) of this section:
(1) Until May 15, 2009, at least eight
(8) handset models;
(2) Beginning May 15, 2009, at least
nine (9) handset models; and
(3) Beginning May 15, 2010, at least
ten (10) handset models.
(4) All service providers. The
following requirements apply to Tier I
carriers and all other service providers.
(i) In-store testing. Each service
provider must make available for
consumers to test, in each retail store
owned or operated by the provider, all
of its handset models that comply with
paragraph (b)(1) of this section.
(ii) Offering models with differing
levels of functionality. Each service
provider must offer its customers a
range of hearing aid-compatible models
with differing levels of functionality
(e.g., operating capabilities, features
offered, prices). Each provider may
determine the criteria for determining
these differing levels of functionality,
and must disclose its methodology to
the Commission pursuant to paragraph
(i)(3)(vii) of this section.
(d) Phase-in of requirements relating
to inductive coupling capability. The
following applies to each manufacturer
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and service provider that offers wireless
handsets used in the delivery of the
services specified in paragraph (a) of
this section and that does not fall within
the de minimis exception set forth in
paragraph (e) of this section.
(1) Manufacturers. Each manufacturer
offering to service providers four or
more handset models in a digital air
interface for use in the United States or
imported for use in the United States
must ensure that it offers to service
providers, at a minimum, the following
number of handset models that comply
with the requirements set forth in
paragraph (b)(2) of this section,
whichever number is greater in any
given year:
(i) At least two (2) handset models in
that air interface; or
(ii) At least the following percentage
of handset models (rounded down to the
nearest whole number):
(A) Beginning February 15, 2009, at
least twenty (20) percent of its handset
models in that air interface, provided
that, of any such models introduced
during calendar year 2009, one model
may be rated using ANSI C63.19–2006
(June 12, 2006), and all other models
introduced during that year or
subsequent years shall be rated using
ANSI C63.19–2007 (June 8, 2007) or
subsequently adopted version as may be
approved pursuant to paragraph (k);
(B) Beginning February 15, 2010, at
least twenty-five (25) percent of its
handset models in that air interface; and
(C) Beginning February 15, 2011, at
least one-third of its handset models in
that air interface.
(2) Tier I carriers. For each digital air
interface for which it offers wireless
handsets to service providers, each Tier
I carrier must:
(i) Ensure that at least one-third of the
handset models it offers comply with
paragraph (b)(2) of this section,
calculated based on the total number of
unique digital wireless handset models
the carrier offers nationwide; or
(ii) Ensure that it offers, at a
minimum, the following specified
number of handset models that comply
with paragraph (b)(2) of this section:
(A) Prior to February 15, 2009, at least
three (3) handset models;
(B) Beginning February 15, 2009, at
least five (5) handset models;
(C) Beginning February 15, 2010, at
least seven (7) handset models; and
(D) Beginning February 15, 2011, at
least ten (10) handset models.
(3) Service providers other than Tier
I carriers. For each digital air interface
for which it offers wireless handsets to
customers, each service provider other
than a Tier I carrier must:
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(i) Prior to September 7, 2008, include
in the handset models it offers at least
two handset models that comply with
paragraph (b)(2) of this section;
(ii) Beginning September 7, 2008,
either:
(A) Ensure that at least one-third of
the handset models it offers comply
with paragraph (b)(2) of this section,
calculated based on the total number of
unique digital wireless handset models
the carrier offers nationwide; or
(B) Ensure that it offers, at a
minimum, the following specified
number of handset models that comply
with paragraph (b)(2) of this section:
(1) Until May 15, 2009, at least three
(3) handset models;
(2) Beginning May 15, 2009, at least
five (5) handset models;
(3) Beginning May 15, 2010, at least
seven (7) handset models; and
(4) Beginning May 15, 2011, at least
ten (10) handset models.
(4) All service providers. The
following requirements apply to Tier I
carriers and all other service providers.
(i) In-store testing. Each service
provider must make available for
consumers to test, in each retail store
owned or operated by the provider, all
of its handset models that comply with
paragraph (b)(2) of this section.
(ii) Offering models with differing
levels of functionality. Each service
provider must offer its customers a
range of hearing aid-compatible models
with differing levels of functionality
(e.g., operating capabilities, features
offered, prices). Each provider may
determine the criteria for determining
these differing levels of functionality,
and must disclose its methodology to
the Commission pursuant to paragraph
(i)(3)(vii) of this section.
(e) De minimis exception. (1)
Manufacturers or service providers that
offer two or fewer digital wireless
handsets in an air interface in the
United States are exempt from the
requirements of this section in
connection with that air interface,
except with regard to the reporting
requirements in paragraph (i) of this
section. Service providers that obtain
handsets only from manufacturers that
offer two or fewer digital wireless
handset models in an air interface in the
United States are likewise exempt from
the requirements of this section other
than paragraph (i) of this section in
connection with that air interface.
(2) Manufacturers or service providers
that offer three digital wireless handset
models in an air interface must offer at
least one handset model compliant with
paragraphs (b)(1) and (b)(2) of this
section in that air interface. Service
providers that obtain handsets only
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from manufacturers that offer three
digital wireless handset models in an air
interface in the United States are
required to offer at least one handset
model in that air interface compliant
with paragraphs (b)(1) and (b)(2) of this
section.
(f) Labeling and disclosure
requirements. (1) Labeling requirements.
Manufacturers and service providers
shall ensure that handsets that are
hearing aid-compatible, as defined in
paragraph (b) of this section, clearly
display the rating, as defined in
paragraphs (b)(1) and (b)(2) of this
section, on the packaging material of the
handset. In the event that a hearing aidcompatible handset achieves different
radio interference or inductive coupling
ratings over different air interfaces or
different frequency bands, the RF
interference reduction and inductive
coupling capability ratings displayed
shall be the lowest rating assigned to
that handset for any air interface or
frequency band. An explanation of the
ANSI C63.19 rating system must also be
included in the device’s user’s manual
or as an insert in the packaging material
for the handset.
(2) Disclosure requirement relating to
handsets with Wi-Fi capability.
Beginning December 7, 2008, each
manufacturer and service provider shall
ensure that, wherever it provides
hearing aid compatibility ratings for a
handset model that incorporates a Wi-Fi
air interface, it discloses to consumers,
by clear and effective means (e.g.,
inclusion of call-out cards or other
media, revisions to packaging materials,
supplying of information on Web sites)
that the handset has not been rated for
hearing aid compatibility with respect
to Wi-Fi operation.
(g) Model designation requirements.
Where a manufacturer has made
physical changes to a handset that result
in a change in the hearing aid
compatibility rating under paragraph
(b)(1) or (b)(2) of this section, the altered
handset must be given a model
designation distinct from that of the
handset prior to its alteration.
(h) Web site requirements. Beginning
January 15, 2009, each manufacturer
and service provider subject to this
section that operates a publiclyaccessible Web site must make available
on its Web site a list of all hearing aidcompatible models currently offered,
the ratings of those models, and an
explanation of the rating system. Each
service provider must also specify on its
Web site, based on the levels of
functionality that the service provider
has defined, the level that each hearing
aid-compatible model falls under as
well as an explanation of how the
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functionality of the handsets varies at
the different levels.
(i) Reporting requirements.
(1) Reporting dates. Manufacturers
shall submit reports on efforts toward
compliance with the requirements of
this section on January 15, 2009 and on
July 15, 2009, and on an annual basis on
July 15 thereafter. Service providers
shall submit reports on efforts toward
compliance with the requirements of
this section on January 15, 2009, and
annually thereafter. Information in the
reports must be up-to-date as of the last
day of the calendar month preceding the
due date of the report.
(2) Content of manufacturer reports.
Reports filed by manufacturers must
include:
(i) Digital wireless handset models
tested, since the most recent report, for
compliance with the applicable hearing
aid compatibility technical ratings;
(ii) Compliant handset models offered
to service providers since the most
recent report, identifying each model by
marketing model name/number(s) and
FCC ID number;
(iii) For each compliant model, the air
interface(s) and frequency band(s) over
which it operates, the hearing aid
compatibility ratings for each frequency
band and air interface under ANSI
Standard C63.19, the ANSI Standard
C63.19 version used, and the months in
which the model was available to
service providers since the most recent
report;
(iv) Non-compliant models offered to
service providers since the most recent
report, identifying each model by
marketing model name/number(s) and
FCC ID number;
(v) For each non-compliant model, the
air interface(s) over which it operates
and the months in which the model was
available to service providers since the
most recent report;
(vi) Total numbers of compliant and
non-compliant models offered to service
providers for each air interface as of the
time of the report;
(vii) Any instance, as of the date of
the report or since the most recent
report, in which multiple compliant or
non-compliant devices were marketed
under separate model name/numbers
but constitute a single model for
purposes of the hearing aid
compatibility rules, identifying each
device by marketing model name/
number and FCC ID number;
(viii) Status of product labeling;
(ix) Outreach efforts; and
(x) If the manufacturer maintains a
public Web site, the Web site address of
the page(s) containing the information
regarding hearing aid-compatible
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handset models required by paragraph
(h) of this section.
Note to Paragraph (i)(2): For reports due
on January 15, 2009, information provided
with respect to paragraphs (i)(2)(ii)
through(i)(2)(v) and (i)(2)(vii) and (i)(2)(viii)
need be provided only for the six-month
period from July 1 to December 31, 2008.
(3) Content of service provider reports.
Reports filed by service providers must
include:
(i) Compliant handset models offered
to customers since the most recent
report, identifying each model by
marketing model name/number(s) and
FCC ID number;
(ii) For each compliant model, the air
interface(s) and frequency band(s) over
which it operates, the hearing aid
compatibility ratings for each frequency
band and air interface under ANSI
Standard C63.19, and the months in
which the model was available since the
most recent report;
(iii) Non-compliant models offered
since the most recent report, identifying
each model by marketing model name/
number(s) and FCC ID number;
(iv) For each non-compliant model,
the air interface(s) over which it
operates and the months in which the
model was available since the most
recent report;
(v) Total numbers of compliant and
non-compliant models offered to
customers for each air interface over
which the service provider offers service
as of the time of the report;
(vi) Information related to the retail
availability of compliant handset
models;
(vii) The levels of functionality into
which the compliant handsets fall and
an explanation of the service provider’s
methodology for determining levels of
functionality;
(viii) Status of product labeling;
(ix) Outreach efforts; and
(x) If the service provider maintains a
public Web site, the Web site address of
the page(s) containing the information
regarding hearing aid-compatible
handset models required by paragraph
(h) of this section.
Note to Paragraph (i)(3): For reports due
on January 15, 2009, information provided
with respect to paragraphs (i)(3)(i) through
(i)(3)(iv) and (i)(3)(vi) through (i)(3)(viii) need
be provided only for the six-month period
from July 1 to December 31, 2008.
(4) Format. The Wireless
Telecommunications Bureau is
delegated authority to approve or
prescribe formats and methods for
submission of these reports. Any format
that the Bureau may approve or
prescribe shall be made available on the
Bureau’s Web site.
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(j) Enforcement. Enforcement of this
section is hereby delegated to those
states that adopt this section and
provide for enforcement. The
procedures followed by a state to
enforce this section shall provide a 30day period after a complaint is filed,
during which time state personnel shall
attempt to resolve a dispute on an
informal basis. If a state has not adopted
or incorporated this section, or failed to
act within six (6) months from the filing
of a complaint with the state public
utility commission, the Commission
will accept such complaints. A written
notification to the complainant that the
state believes action is unwarranted is
not a failure to act. The procedures set
forth in part 68, subpart E of this
chapter are to be followed.
(k) Delegation of rulemaking
authority.
(1) The Chief of the Wireless
Telecommunications Bureau and the
Chief of the Office of Engineering and
Technology are delegated authority, by
notice-and-comment rulemaking, to
issue an order amending this section to
the extent necessary to adopt technical
standards for additional frequency
bands and/or air interfaces upon the
establishment of such standards by
ANSI Accredited Standards Committee
C63TM, provided that the standards do
not impose with respect to such
frequency bands or air interfaces
materially greater obligations than those
imposed on other services subject to this
section. Any new obligations on
manufacturers and Tier I carriers
pursuant to paragraphs (c) through (i) of
this section as a result of such standards
shall become effective no less than one
year after release of the order adopting
such standards, and any new obligations
on other service providers shall become
effective no less than 15 months after
the release of such order.
(2) The Chief of the Wireless
Telecommunications Bureau and the
Chief of the Office of Engineering and
Technology are delegated authority, by
notice-and-comment rulemaking if
required by statute or otherwise in the
public interest, to issue an order
amending this section to the extent
necessary to approve any version of the
technical standards for radio frequency
interference or inductive coupling
adopted subsequently to ANSI C63.19–
2007 for use in determining whether a
wireless handset meets the appropriate
rating over frequency bands and air
interfaces for which technical standards
have previously been adopted either by
the Commission or pursuant to
paragraph (k)(1) of this section. This
delegation is limited to the approval of
changes to the technical standard that
E:\FR\FM\07MYR1.SGM
07MYR1
Federal Register / Vol. 73, No. 89 / Wednesday, May 7, 2008 / Rules and Regulations
do not raise major compliance issues.
Further, by such approvals, the Chiefs
may only permit, and not require, the
use of such subsequent versions of
standard document ANSI C63.19 to
establish hearing aid compatibility.
PART 68—CONNECTION OF
TERMINAL EQUIPMENT TO THE
TELEPHONE NETWORK
6. The authority citation for part 68
continues to read as follows:
I
Authority: Secs. 4, 5, 303, 48 Stat., as
amended, 1066, 1068, 1082; (47 U.S.C. 154,
155, 303).
7. Section 68.418 is amended by
revising paragraph (b) to read as follows:
I
§ 68.418 Procedure; designation of agents
for service.
*
*
*
*
*
(b) To ensure prompt and effective
service of informal complaints filed
under this subpart, every responsible
party of equipment approved pursuant
to this part shall designate and identify
one or more agents upon whom service
may be made of all notices, inquiries,
orders, decisions, and other
pronouncements of the Commission in
any matter before the Commission. Such
designation shall be provided to the
Commission and shall include a name
or department designation, business
address, telephone number, and, if
available, TTY number, facsimile
number, and Internet e-mail address.
The Commission shall make this
information available to the public.
[FR Doc. E8–9855 Filed 5–6–08; 8:45 am]
BILLING CODE 6712–01–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 25
[IB Docket No. 07–253; FCC 08–98]
Ancillary Terrestrial Components in
the 1.6/2.4 GHz Big LEO Bands
Federal Communications
Commission.
ACTION: Final rule.
jlentini on PROD1PC65 with RULES
AGENCY:
SUMMARY: Currently, Globalstar, Inc.
(Globalstar) operates a Mobile-Satellite
Service (MSS) system in the 1610–
1626.5 MHz band (Big LEO L–band) and
the 2483.5–2500 MHz band (Big LEO S–
band). Globalstar, a code division
multiple access (CDMA) system, is
authorized to operate an ancillary
terrestrial component (ATC) in the
1610–1615.5 MHz and 2487.5–2493
MHz segments of the Big LEO bands. By
this decision, the Federal
VerDate Aug<31>2005
16:44 May 06, 2008
Jkt 214001
Communications Commission
(Commission) increases the spectrum in
which Big LEO MSS systems using
CDMA technology operate ATC. As a
result, the Commission increases the
spectrum in which Globalstar may
operate ATC in the Big LEO L–band to
include the 1610–1617.775 MHz band,
an increase of 2.275 megahertz, and in
the Big LEO S–band to include the
2483.5–2495 MHz band, an increase of
six megahertz.
DATES: Effective June 6, 2008.
ADDRESSES: Federal Communications
Commission, 445 12th Street, SW.,
Washington, DC 20554.
FOR FURTHER INFORMATION CONTACT:
Howard Griboff, 202/418–0657.
SUPPLEMENTARY INFORMATION: The 1610–
1626.5 MHz band and 2483.5–2500
MHz band were allocated to the MSS for
low-earth orbiting satellites in 1994.
Currently, CDMA MSS systems, of
which Globalstar is the only operational
system, have exclusive MSS use of the
1610–1617.775 MHz segment of the L–
band and the 2483.5–2500 MHz segment
of the L–band.
ATC allows MSS systems to provide
coverage in areas where the satellite
signal is blocked, particularly in side
buildings, by using terrestrial base
stations that operate in the same
frequency bands as the satellite systems.
In order for an MSS system to operate
ATC, it must meet several criteria to
ensure that the ATC is part of the MSS
system and not a stand-alone terrestrial
system.
In 2003, the Commission authorized
CDMA Big LEO MSS systems to operate
ATC in 11 megahertz of their authorized
spectrum: 5.5 megahertz at 1610–1615.5
MHz in the Big LEO L–band, and 5.5
megahertz at 2487.5–2493 MHz in the
Big LEO S–band. In 2006, Globalstar
requested that the Commission
authorize it to operate ATC in all of the
spectrum assigned to Globalstar,
currently the 1610–1618.725 MHz and
2483.5–2500 MHz bands.
By a Report and Order and Order
Proposing Modification, the
Commission increases the spectrum in
which CDMA Big LEO MSS systems
may operate ATC to 7.775 megahertz at
1610–1617.775 MHz in the Big LEO L–
band and 11.5 megahertz at 2483.5–
2495 MHz in the Big LEO S–band, a
total increase of 8.775 megahertz from
the previous ATC authorization of
eleven megahertz to an ATC
authorization of 19.275 megahertz. The
Commission does not authorize CDMA
Big LEO MSS operators to operate ATC
in the L–band segment at 1617.775–
1618.725 MHz because that segment is
shared time division multiple access
PO 00000
Frm 00087
Fmt 4700
Sfmt 4700
25591
(TDMA) Big LEO MSS, and it is highly
likely that ATC would cause harmful
interference to the only TDMA Big LEO
MSS currently operational, operated by
Iridium Satellite LLC. The Commission
also does not authorize ATC in the
2495–2500 MHz segment of the Big LEO
S–band because that segment is shared
with the fixed and mobile services,
including the Broadband Radio Service/
Educational Broadband Service (BRS/
EBS), and it is highly likely that ATC
would cause harmful interference to
that service.
The Commission also establishes
strict out-of-band emissions limits for
the upper edge of the ATC S–band (2495
MHz) to ensure that ATC will not cause
harmful interference to BRS Channel 1
operations in the 2496–2502 MHz band.
The Commission proposes to modify
Globalstar’s MSS license pursuant to its
authority under Section 316 of the
Communications Act, to reflect that
Globalstar will have authority to operate
ATC in the bands 1610–1617.775 MHz
and 2483.5–2495 MHz. This license
modification will serve the public
interest by providing more capable and
flexible MSS/ATC service offerings in
the Big LEO bands. Globalstar may
protest the proposed modification of its
license within 30 days of publication of
this Report and Order and Order
Proposing Modification in the Federal
Register.
This Report and Order and Order
Proposing Modification does not
contain new or modified information
collection requirements subject to the
Paperwork Reduction Act of 1995
(PRA), Public Law 104–13. In addition,
therefore, it does not contain any new
or modified ‘‘information collection
burden for small business concerns with
fewer than 25 employees,’’ pursuant to
the Small Business Paperwork Relief
Act of 2002, Public Law 107–198, see 44
U.S.C. 3506(c)(4).
The Commission will send a copy of
this Report and Order and Order
Proposing Modification in a report to be
sent to Congress and the Government
Accountability Office pursuant to the
Congressional Review Act, see 5 U.S.C.
801(a)(1)(A).
List of Subjects in 47 CFR Part 25
Satellites.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Final Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission amends 47 CFR part 25 to
read as follows:
I
E:\FR\FM\07MYR1.SGM
07MYR1
Agencies
[Federal Register Volume 73, Number 89 (Wednesday, May 7, 2008)]
[Rules and Regulations]
[Pages 25566-25591]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-9855]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 0, 20, 68
[WT Docket No. 07-250; FCC 08-68; FCC 08-117]
Hearing Aid-Compatible Mobile Handsets, Petition of American
National Standards Institute Accredited Standards Committee C63 (EMC)
ANSI ASC C63\TM\
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Federal Communications Commission (Commission) adopts
various proposals to amend its hearing aid compatibility policies and
requirements pertaining to wireless services, including modifications
and other requirements along the framework proposed in a consensus plan
(Joint Consensus Plan) developed jointly by industry and
representatives for the deaf and hard of hearing community. The
Commission anticipates that these rule changes, taken together and
largely supported by manufacturers, service providers, and consumers
with hearing loss, will meet statutory obligations to ensure reasonable
access to telephone service by persons with impaired hearing. These
requirements are intended to benefit wireless users in the deaf and
hard of hearing community, including the most disadvantaged who are
more likely to rely on telecoil-equipped hearing aids, as well as to
ensure that these consumers have a variety of handsets available to
them, including handsets with innovative features.
DATES: Effective June 6, 2008, except for Sec. Sec. 20.19(f)(2),
20.19(h), and 20.19(i) which contains information collection
requirements that are not effective until approved by the Office of
Management and Budget. The Commission will publish a document in the
Federal Register announcing the effective date for those sections. The
Commission will send a copy of the First Report & Order and Order on
Reconsideration and Erratum in a report to be sent to Congress and the
Government Accountability Office pursuant to the Congressional Review
Act, see 5 U.S.C. 801(a)(1)(A). The incorporation by reference of
certain publications listed in the rule is approved by the Director of
the Federal Register as of June 6, 2008. Public and agency comments on
Information Collection Requirements are due on or before July 7, 2008.
ADDRESSES: Federal Communications Commission, 445 12th Street, SW.,
Washington, DC 20554. In addition to filing comments with the Office of
the Secretary, a copy of any comments on the Paperwork Reduction Act
information collection requirements contained herein should be
submitted to Judith Boley, Federal Communications Commission, Room 1-
B441, 445 12th Street, SW., Washington, DC 20554, or via the Internet
to PRA@fcc.gov.
FOR FURTHER INFORMATION CONTACT: Thomas McCudden, Room 6118, Michael
Rowan, Room 6603, or Peter Trachtenberg, Spectrum & Competition Policy
Division, Wireless Telecommunications Bureau, Federal Communications
Commission, 445 12th Street, SW., Portals I, Room 6119, Washington, DC
20554. For additional information concerning the Paperwork Reduction
Act information collection requirements contained in this document,
contact Judith Boley, (202) 418-0214, or via the Internet at
PRA@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's First
Report & Order (R&O) in WT Docket No. 07-250 released February 28,
2008, and the Commission's Order on Reconsideration and Erratum (Recon)
in WT Docket No. 07-250 released April 17, 2008. The complete text of
the R&O and Recon are available for public inspection and copying from
8 a.m. to 4:30 p.m. Monday through Thursday or from 8 a.m. to 11:30
a.m. on Friday at the FCC Reference Information Center, Portals II, 445
12th Street, SW., Room CY-A257, Washington, DC 20554. [The R&O and
Recon may also be purchased from the Commission's duplicating
contractor, Best Copy and Printing, Inc. (BCPI), Portals II, 445 12th
Street, SW., Room CY-B402, Washington, DC 20554, telephone 202-488-
5300, facsimile 202-488-5563, or you may contact BCPI at its Web site:
https://www.BCPIWEB.com. When ordering documents from BCPI, please
provide the appropriate FCC document number, FCC 08-68 for the R&O, and
FCC 08-117 for the Recon. The R&O and Recon are also available on the
Internet at the Commission's Web site through its Electronic Document
Management System (EDOCS): https://hraunfoss.fcc.gov/edocs_public/
SilverStream/Pages/edocs.html.]
Paperwork Reduction Act of 1995 Analysis
This document contains new and modified information collection
requirements subject to the Paperwork Reduction Act of 1995 (PRA),
Public Law 104-13. It will be submitted to the Office of Management and
Budget
[[Page 25567]]
(OMB) for review under section 3507(d) of the PRA. OMB, the general
public, and other Federal agencies are invited to comment on the new or
modified information collection requirements contained in this
proceeding.
In addition, the Commission notes that pursuant to the Small
Business Paperwork Relief Act of 2002, Public Law 107-198, see 44
U.S.C. 3506(c)(4), the Commission previously sought specific comment on
how it might ``further reduce the information collection burden for
small business concerns with fewer than 25 employees.'' In this present
document, the Commission has assessed the effects of the reporting
requirements that it has imposed on manufacturers and service
providers, and finds that the information required should be readily
available even to businesses with fewer than 25 employees, and that it
is important to obtain this information in order to monitor compliance
with the hearing aid compatibility requirements and to provide
consumers with adequate information regarding the handsets available
from particular service providers. Similarly, the Commission has
assessed the effects of requiring manufacturers and service providers
to post certain information regarding the hearing aid-compatible
handsets they offer on their Web sites. The Commission notes that this
requirement would apply only to entities that maintain a public Web
site and is further subject to the de minimis exception. Both
restrictions should limit, to some extent, the application of the
requirement to small businesses with fewer than 25 employees. Moreover,
the Commission has concluded that maintaining the limited information
required, primarily a list of currently offered hearing aid-compatible
handsets along with the associated ratings, will not be unduly
burdensome, and that this requirement will significantly benefit
consumers by ensuring convenient access to up-to-date information
regarding compliant handset availability. Finally, the Commission has
determined that requiring manufacturers to provide hearing aid
compatibility contact information directly to the Commission will
impose little if any additional burden on businesses with fewer than 25
employees. This requirement may even decrease these burdens, to the
extent that it will allow consumers wishing to file a complaint to
obtain that information from the Commission's Web site rather than
contacting the Administrative Council for Terminal Attachment to obtain
it from the service provider.
Public and agency comments on Information Collection Requirements
are due on or before July 7, 2008. Comments should address: (a) Whether
the proposed collection of information is necessary for the proper
performance of the functions of the Commission, including whether the
information shall have practical utility; (b) the accuracy of the
Commission's burden estimates; (c) ways to enhance the quality,
utility, and clarity of the information collected; and (d) ways to
minimize the burden of the collection of information on the
respondents, including the use of automated collection techniques or
other forms of information technology. In addition, pursuant to the
Small Business Paperwork Relief Act of 2002, Public Law 107-198 (see 44
U.S.C. 3506(c)(4)), the Commission seeks specific comment on how it
might ``further reduce the information collection burden for small
business concerns with fewer than 25 employees.'' The Commission notes,
however, that section 213 of the Consolidated Appropriations Act 2000,
Public Law 106-113, provides that rules governing frequencies in the
746-806 MHz Band become effective immediately upon publication in the
Federal Register without regard to certain sections of the Paperwork
Reduction Act. The Commission is therefore not inviting comment on any
information collections that concern frequencies in the 746-806 MHz
Band.
I. Introduction
1. In the R&O, the Commission revises the hearing aid compatibility
requirements applicable to providers of public mobile services and
manufacturers of digital wireless handsets used in the delivery of
those services. Specifically, the Commission adopts benchmark
requirements for future deployment of hearing aid-compatible handsets,
and related requirements, based on the proposals in a Joint Consensus
Plan developed by an Alliance for Telecommunications Industry Solutions
(ATIS) working group that included nationwide (Tier I) carriers,
handset manufacturers, and several organizations representing the
interests of consumers with hearing loss. The Commission also adopts
certain other rule changes to better promote the accessibility of
hearing aid-compatible handsets to deaf and hard of hearing consumers,
including rules for the approval of future versions of the hearing aid
compatibility technical standard. In the Recon, the Commission revises
the procedures adopted in the R&O for approval of the use of future
versions of the hearing aid compatibility technical standard that do
not raise major compliance issues. The Commission intends to address
other issues raised in its Notice of Proposed Rulemaking (NPRM), 72 FR
65494, November 21, 2007, in this proceeding but not addressed here in
a subsequent report and order.
2. As a preliminary matter, the Commission takes this opportunity
to express its deep appreciation for the efforts of the many parties
involved in the development of the Joint Consensus Plan, whose
recommendations the Commission substantially adopts today. The broad
support for the Plan among both industry and consumer advocacy groups,
as reflected in the record of this proceeding, testifies to the success
of the proffered proposals in meeting the goals of the Hearing Aid
Compatibility Act, and in addressing the concerns of manufacturers and
service providers while still advancing the interests of consumers with
hearing loss in having greater access to advanced digital wireless
communications. The Commission strongly encourages the wireless
industry, including new entrants, and consumer groups to continue their
collaborative efforts in order to ensure the successful implementation
of the measures adopted.
3. The changes the Commission adopts to the handset deployment
requirements include (1) modifying the requirement, presently stayed
until April 18, 2008, that manufacturers and service providers ensure
that 50 percent of their digital wireless handset models meet
established standards for radio frequency (RF) interference reduction,
and (2) increasing the obligation on manufacturers and service
providers to offer handset models that meet an established standard for
inductive coupling capability. The Commission adopts a handset
``refresh'' requirement for manufacturers, obligating manufacturers to
ensure annually that a certain percentage of their hearing aid-
compatible handset models are newly issued that year, and it requires
service providers to offer hearing aid-compatible handsets with
different levels of functionality.
4. In addition to these modifications to the handset deployment
requirements, the Commission adopts an updated version of the technical
standard for measuring hearing aid compatibility in both acoustic
coupling and inductive coupling modes, provides a phase-in period for
its application as the exclusive standard, and creates a streamlined
mechanism for adopting
[[Page 25568]]
future revisions of the standard. Because the Commission finds that the
established technical standard, including the most recent version of
that standard adopted, provides tests for measuring hearing aid
compatibility for wireless services operating over a broader range of
frequencies than is currently subject to hearing aid compatibility
requirements, the Commission extends the scope of these requirements to
the full range of frequencies covered by the established standard. To
assist the Commission in monitoring the implementation of the new
requirements and to provide information to the public, the Commission
also requires manufacturers and service providers to continue to file
annual reports on the status of their compliance with these
requirements, and the Commission requires manufacturers and service
providers to publish up-to-date information on their Web sites
regarding their hearing aid-compatible handset models.
5. The Commission anticipates that these inter-related changes,
taken together and largely supported by manufacturers, service
providers, and consumers with hearing loss, will further ``ensure
reasonable access to telephone service by persons with impaired
hearing'' as required by the Communications Act. 47 U.S.C. 610(a). The
increased requirements to offer handsets with inductive coupling
capability will particularly benefit the most disadvantaged wireless
users in the deaf and hard of hearing community, who are more likely to
rely on telecoil-equipped hearing aids. The Commission also anticipates
that the requirements that manufacturers refresh their products
annually and that service providers offer handset models at differing
functionality levels will help to ensure that consumers with hearing
loss have a variety of handsets available to them, including handsets
with innovative features, a goal that the Commission has sought to
encourage since 2003. At the same time, the Commission concludes that
the level of obligations and the flexibility provided in the new
benchmarks satisfy its obligation to ``ensure that regulations adopted
to implement [the Hearing Aid Compatibility Act] encourage the use of
currently available technology and do not discourage or impair the
development of improved technology.'' 47 U.S.C. 610(e). In particular,
these changes help to resolve the technical issues that have been
raised regarding the difficulty of producing a wide variety of Global
System for Mobile Communications (GSM) handsets that both meet the
requisite rating for acoustic coupling capability and include certain
popular features, and thereby ensure that the impact of the rules
remains as technology-impartial as possible while also ensuring the
availability of hearing aid-compatible handsets to consumers.
II. Background
6. Comments were due December 21, 2007, and reply comments were due
January 7, 2008. The Commission received 19 comments and 16 reply
comments. Comments came from a wide range of interests, including
handset manufacturers, national, regional and small service providers,
hearing loss advocacy groups, retail interests, and hearing aid
manufacturers. While commenters generally support adoption of the Joint
Consensus Plan, the record reveals differences regarding certain
aspects of its implementation, as well as issues that are not addressed
in the Plan.
III. Discussion
A. Hearing Aid-Compatible Handset Deployment Requirements
7. In order to promote its objective of furthering the availability
of hearing aid-compatible handsets to the deaf and hard-of-hearing
community, the Commission adopts several interrelated benchmarks,
deadlines, and other requirements governing the deployment of hearing
aid-compatible handsets. These actions, which are based largely on the
Joint Consensus Plan and the proposals in the NPRM, balance several
different approaches to improving wireless services for deaf and hard-
of-hearing consumers. Based on the record, the Commission concludes
that these requirements, as a whole, will offer great benefits to those
consumers with hearing loss, without imposing undue costs on handset
manufacturers, service providers, or consumers generally.
8. As proposed in the Joint Consensus Plan and the NPRM, the
Commission first adopts new benchmarks and deadlines for 2008 through
2011 regarding deployment of handsets rated M3 (or higher) under
American National Standards Institute (ANSI) Standard C63.19 for RF
interference reduction and handsets rated T3 (or higher) under ANSI
Standard C63.19 for inductive coupling capability. As regards the
requirements for RF interference reduction, the Commission recognizes
the difficulties that handset manufacturers and service providers with
large product lines face with respect to the 50 percent benchmark
originally scheduled to go into effect on February 18, 2008, and the
Commission modifies the benchmark in the near term while at the same
time ensuring that consumers will have significant and increasing
choices of acoustic coupling-compatible models over the next several
years. At the same time, the Commission increases the upcoming
benchmarks for handset models that have inductive coupling capability.
In this regard, to ensure that all consumers will have options
regardless of where they reside or from which carrier they obtain
service, the Commission adopts the same deployment benchmarks for all
service providers, although the Commission extends the compliance
deadlines for service providers other than Tier I carriers in
recognition of their more limited handset options and their difficulty
obtaining the newest offerings. Second, as an integral part of the
handset deployment objectives the Commission sets forth, the Commission
adopts requirements to ensure the availability of not just more handset
models, but also a range of compatible handset models throughout the
manufacturer-to-consumer supply and distribution channels. The
Commission thus requires all manufacturers to ``refresh'' their hearing
aid-compatible handset product offerings annually, and all service
providers to offer consumers handset models with differing levels of
functionality. Third, the Commission addresses several implementation
issues, including the definition of what constitutes a distinct model,
the treatment of handset models that operate over multiple frequency
bands and/or air interfaces, and the application of the de minimis
rule. Finally, while the Commission encourages manufacturers and
service providers, including new entrants, to deploy handset models
that meet the higher hearing aid compatibility standards denoted by M4
and T4 ratings, the Commission determines consistent with the record
not to adopt any requirements in this regard at this time.
1. M3 / T3 Standards
9. The parties in this proceeding are nearly unanimous in
supporting the NPRM's tentative conclusions on the appropriate M3 and
T3 benchmarks and deadlines insofar as they apply to manufacturers and
Tier I carriers offering nationwide services, referencing the
compromise and agreement that culminated in the Joint Consensus Plan.
However, six commenting parties representing regional or smaller
service providers that are not Tier I carriers--MetroPCS
[[Page 25569]]
Communications, Inc. (MetroPCS), SouthernLINC Wireless (SouthernLINC),
Virgin Mobile, USA, L.P. (Virgin Mobile), Rural Cellular Association
(RCA), Chinook Wireless (Chinook), and Iowa Wireless Services, LLC (i
wireless)--argue that they should not be subject to the same benchmarks
or any new requirements beyond the existing mandates to offer two M3-
and T3-rated (or higher) handset models per air interface. If any new
requirements must apply, they argue that the benchmarks in these
provisions should be reduced, proposing levels that would be
approximately one-half of the Tier I levels. These commenters state
that they would be forced to reduce their total product lines in order
to meet the Tier I percentage benchmarks. They further contend that
they have less access to hearing aid-compatible handsets than Tier I
carriers, and that as a practical matter they would essentially be
subject to more difficult requirements than Tier I carriers under the
Joint Consensus Plan. On the other side of this issue, two advocates
for the deaf and hard-of-hearing disagree, and argue that these service
providers should be held to the same compatible handset deployment
benchmarks as Tier I carriers because, with proper planning, these
service providers can meet these benchmarks in the same, or perhaps
slightly extended, timeframes.
10. For both RF interference reduction and inductive coupling
capability, the Commission adopts the tentative conclusions in the NPRM
for manufacturers and Tier I carriers, and hereby amends Sec. 20.19(c)
and (d) of the Commission's rules to adopt the benchmarks and deadlines
proposed in the NPRM. For service providers that are not Tier I
carriers, the Commission adopts these same benchmarks, but the
Commission extends their deadlines for compliance by three months in
order to afford these entities additional flexibility to obtain and
deploy the requisite numbers of compatible handset models. In
consideration of the need for certainty, and in order to provide
appropriate notification to manufacturers and service providers as
regards the hearing aid compatibility obligations, the Commission had
stayed enforcement of the 50 percent benchmark for deployment of
handsets meeting an M3 (or higher) rating for RF interference reduction
that would have become effective on February 18, 2008, for 60 days,
until April 18, 2008. However, given the rule changes adopted in the
R&O, the need for a stay is moot and it need not be extended.
11. In terms of RF interference reduction for acoustic coupling
compatibility, manufacturers as of the effective date of this rule will
have to meet a rating of M3 (or higher) for a minimum of one-third of
their non-de minimis portfolio models offered to service providers per
air interface in the United States. If one-third of the total number of
models offered over an air interface is a fraction, manufacturers may
round this number down, except that manufacturers offering four or five
handset models over an air interface must offer at least two models
meeting an M3 (or higher) rating. Tier I carriers, as of the effective
date of this rule, will have to meet an M3 rating (or higher) for the
lesser of 50 percent of their handset models per air interface
(rounding fractions up) or a specific number of handset models pursuant
to a schedule. For both manufacturers and service providers, these
percentage and numerical obligations will remain in effect until such
time as they may be changed by future Commission rulemaking action.
This schedule requires Tier I carriers to provide an increasing number
of handset models per air interface over which they offer service by
future dates as follows: Before February 15, 2009: eight M3-rated (or
higher) handset models; beginning February 15, 2009: nine M3-rated (or
higher) handset models; and beginning February 15, 2010: ten M3-rated
(or higher) handset models. The Joint Consensus Plan proposed that
these and other deadlines would fall on the 18th of the month. For ease
of administration, the Commission changes these deadlines to the 15th.
Service providers not in Tier I will be subject to the same
requirements, but only beginning three months after the effective date
of the rules. As a result, the aforementioned requirements will take
effect for such service providers as of May 15 of the respective year,
rather than February 15. The Commission notes that under the revisions
that it is adopting to Sec. 20.19 of the Commission's rules, these
service providers remain required to offer two handset models per air
interface rated M3 or higher until the new requirements become
effective to them.
12. With respect to inductive coupling capability, the new
requirements establish benchmarks for both manufacturers and service
providers that combine percentage and numerical measures. For both
manufacturers and service providers, these percentage and numerical
obligations will remain in effect until such time as they may be
changed by future Commission rulemaking action. First, manufacturers
will be required to meet the greater of two measures for each air
interface for which they offer handsets beginning February 15, 2009:
(1) A minimum of two T3-rated (or higher) models for each air interface
for which the manufacturer offers four or more handset models to
service providers; or (2) at least 20 percent / 25 percent / one-third
of models that the manufacturer offers to service providers over each
air interface rated T3 (or higher) beginning February 15, 2009 / 2010 /
2011 respectively. These percentage calculations will be rounded down
to the nearest whole number in determining the minimum number of
handsets to be produced. Each manufacturer that is not subject to the
de minimis exception (discussed later in this summary) will thus still
be required to maintain production of at least two or more T3-rated (or
higher) handset models per air interface for which it offers handsets.
Prior to February 15, 2009, manufacturers remain subject to the current
requirement to offer at least two models rated T3 or higher per air
interface.
13. Second, as of the effective date of this rule, Tier I carriers
must meet the lesser of the two following measures for each air
interface over which they offer service: (1) One-third of digital
wireless handset models are T3-rated (or higher) (rounding fractions
up); or (2) a schedule as follows: before February 15, 2009: three T3-
rated (or higher) handsets; beginning February 15, 2009: five T3-rated
(or higher) handsets; beginning February 15, 2010: seven T3-rated (or
higher) handsets; and beginning February 15, 2011: ten T3-rated (or
higher) handsets.
14. Third, service providers other than Tier I carriers will also
be required to meet the same benchmarks as Tier I carriers, but only
beginning three months after the effective date of these rules. Again,
the scheduled rollout dates will be May 15 of the respective years,
rather than February 15. The Commission notes that under the revisions
that it is adopting to Sec. 20.19, these service providers remain
required to offer two handset models per air interface rated T3 or
higher until the new requirements become effective to them.
15. Given the unanimous support in the record, the Commission finds
that these benchmarks for both equipment manufacturers and Tier I
carriers to deploy M3-rated and T3-rated handsets are in the public
interest. The combination, two-option approach for deploying M3-rated
handsets provides needed flexibility for Tier I carriers with large
product lines to deploy new and additional models over time while still
ensuring that substantial numbers of
[[Page 25570]]
compatible handset models will be available to consumers. These rule
changes are supported by consumer advocates, and the Commission agrees
that the balance they achieved with industry representatives in the
Joint Consensus Plan represents a beneficial compromise between
technological constraints and the needs of hard-of-hearing consumers.
No commenting party has argued that these benchmarks for manufacturers
and Tier I carriers would be detrimental to consumers. This approach
also is more technology-impartial than a single 50 percent requirement,
reflecting the uncontroverted technological impediments to meeting the
M3 rating standard for many handset models that employ a GSM air
interface. Moreover, the Commission adopts this modification in
conjunction with new rules requiring manufacturers to ``refresh'' their
compatible offerings with new products annually and requiring service
providers to make hearing aid-compatible models available with
different levels of functionality. These requirements will directly
benefit consumers needing handsets with acoustic coupling capabilities.
16. The Commission also makes its decisions regarding the
benchmarks for RF interference reduction and inductive coupling
capability as an integrated whole. The Commission agrees with Hearing
Loss Association of America and Telecommunications for the Deaf and
Hard of Hearing, Inc. (HLAA/TDI) that increased requirements for
deployment of T3-rated handset models comprise a beneficial trade-off
for reducing, in certain circumstances, the thresholds for deploying
M3-rated handset models that would have taken effect under the existing
Sec. 20.19(c). The record supports the conclusion that customers'
options for handsets that enable inductive coupling with hearing aids'
telecoils have been more limited than for acoustic coupling
compatibility. The current two-model rule for these entities was set in
2003 and has become out-dated, as it does not provide for an expansion
of T3-rated handset options. Expanded requirements of this nature
should benefit some of the most disadvantaged wireless users in the
deaf and hard-of-hearing community, who are more likely to rely on
telecoil-equipped hearing aids. The Commission agrees with HLAA/TDI
that it is generally in the public interest to increase the benchmarks
for manufacturers' and Tier I carriers' deployment of handsets meeting
a T3 rating for inductive coupling capability. The Commission agrees as
well with Gallaudet University Technology Access program and
Rehabilitation Engineering Research Center on Telecommunications Access
(Gallaudet/RERC) that additional requirements of this nature will
``significantly benefit individuals with severe to profound hearing
loss.'' Thus, the Commission finds that an additional focus of its
resources should be on making available additional T3-rated handset
models.
17. The Commission also concludes that the same deadlines are
appropriate for manufacturers and Tier I carriers. The Commission
agrees with ATIS that a single, unified deadline as proposed in the
NPRM and Joint Consensus Plan will improve compliance and make the
rules simpler to administer. Moreover, unlike service providers not in
Tier I, Tier I carriers have in the past not submitted waiver requests
stating that they have experienced significant problems meeting
deployment deadlines in the same time frame as manufacturers.
Furthermore, unlike the initial deployment deadlines where
manufacturers may have had no models certified as hearing aid-
compatible until shortly before the date, Tier I carriers now need only
to increase their selection from among available stock. Although AT&T,
Inc. (AT&T) states that it prefers a staggering of the compliance
deadlines after 2008, AT&T only cites generally the lag time for
service providers to obtain handsets from manufacturers and does not
provide more specific support evidencing a problem (current or past)
with a unified date. The Commission also notes that ATIS, while
supporting a unified deadline, states that it ``would not be opposed''
to a six week interval between deadlines for manufacturers and service
providers. ATIS Comments at 6. The Commission therefore declines to
extend the compliance deadlines for Tier I carriers.
18. The record raises separate questions regarding whether to apply
the same handset deployment benchmarks to service providers other than
Tier I carriers. As stated in the NPRM, the Joint Consensus Plan's
proposals consider appropriate modifications only to the rules for
manufacturers and nationwide, Tier I carriers, and they do not address
the Commission's hearing aid compatibility benchmarks for regional or
smaller service providers, including Tier II and Tier III carriers, or
other service providers like resellers and mobile virtual network
operators (MVNOs). In addition, none of the equipment manufacturers or
Tier I carriers that have participated in this proceeding submitted
comments on this issue. The only record the Commission has before it is
comprised of the comments of six parties representing regional or
smaller service providers not in Tier I--MetroPCS, SouthernLINC, Virgin
Mobile, RCA, Chinook and i wireless--and two consumer advocate
representatives, each group disagreeing with the other on this
question.
19. After carefully considering this record in light of its past
experience with non-nationwide service providers, and the costs and
benefits of several possible rule change proposals, the Commission
concludes that the same deployment benchmark alternatives should apply
to all service providers, but it delays the compliance deadlines by
three months for service providers that are not Tier I carriers. The
Commission is not persuaded that service providers with small product
lines will be unable to meet the 50 percent and one-third targets for
handset models meeting RF interference reduction and inductive coupling
capability targets, respectively. Moreover, the Commission finds that
any burdens these requirements impose are necessary to ensure
reasonable handset options for all hearing-impaired consumers
regardless of where they reside or who they may receive service from,
not just the 90 or so percent that may receive their service from Tier
I carriers. Nonetheless, in recognition of the stated difficulties
smaller service providers face in obtaining the latest handset models,
the Commission delays each of their compliance deadlines by three
months.
20. The Commission rejects the argument that the proposed
benchmarks impose a ``greater'' burden on smaller carriers because they
offer too few handset models to take advantage of the numerical
alternatives, and will therefore be forced to meet the percentage
benchmarks. The Commission does not accept that smaller service
providers are subject to greater burdens simply because their
percentages are higher: service providers with smaller product lines
will be required to offer fewer hearing aid-compatible handset models
than service providers with larger product lines. The alternative of
offering eight to 10 handset models per air interface that meet an M3
or higher rating for RF interference reduction recognizes that carriers
with large product lines may have difficulty obtaining sufficient
compatible handset models to meet a 50 percent requirement,
particularly since the manufacturer production benchmark is one-third
going forward. In addition, the Commission finds that the
[[Page 25571]]
availability of eight to 10 M3-rated models will provide substantial
choice to hard-of-hearing consumers, especially in light of its other
requirements, and therefore the Commission is not requiring service
providers with large product lines to offer more models. The
incremental benefits to consumers of requiring more than eight to 10
compatible models are diminished, and are outweighed by the burdens on
the service provider.
21. The Commission finds that the availability of percentage
benchmarks is necessary to ensure that smaller service providers are
not overly burdened. Even though eight to 10 M3-rated models provide
consumers with substantial choice, the Commission does not believe it
reasonable to require that eight to 10 compatible models be offered by
service providers with smaller product lines, including many non-
nationwide service providers. Therefore, the Commission permits these
service providers instead to meet the compatibility standard for 50
percent of their product lines, ranging from two to seven models per
air interface depending on the total number of models offered. Similar
reasoning underlies the alternative benchmarks for inductive coupling
capability. The rule is designed to permit each service provider to
meet the benchmark that is less burdensome for it depending on its
particular situation, while providing consumers with significant choice
no matter which service provider they may use.
22. The Commission is also not persuaded by arguments that service
providers other than Tier I carriers will be unable to obtain
sufficient hearing aid-compatible handset models to meet the benchmark
percentages and therefore will have to reduce their product lines.
These service providers argue that they have less access to hearing
aid-compatible models than Tier I carriers, among other reasons because
they must purchase handsets through third-party vendors and because the
larger carriers sometimes have exclusive arrangements to obtain certain
handset models. The Commission notes, however, that the number of
hearing aid-compatible models these service providers must obtain to
meet the percentage benchmarks is not large. For example, a service
provider that offers 10 handset models over an air interface would need
to offer five that meet an M3 (or higher) rating and four that meet a
T3 (or higher) rating. Moreover, the percentage requirement for T3-
rated (or higher) models would not become effective for such a provider
until May 2009. Until then, the service provider could satisfy the rule
by offering the numerical alternative of three models meeting this
standard. The Commission acknowledges that many smaller service
providers' offerings of compatible handsets may currently fall short of
these levels. Given the substantial and increasing number of hearing
aid-compatible models that are currently available, however, the
Commission is convinced that, with reasonable effort, even the smallest
non-de minimis providers can obtain enough compatible models to satisfy
the particular benchmarks that are applicable to them. Commenters offer
no evidence that so many hearing aid-compatible models are subject to
exclusivity arrangements as to significantly diminish the number that
they are able to obtain, or that large numbers of compatible models are
unavailable through vendors. As it has stated in the past, the
Commission expects that, if a service provider's usual vendors cannot
supply appropriate handset models, it will make arrangements with other
suppliers. The Commission also remains unpersuaded by Virgin Mobile's
general argument that few hearing aid-compatible models are available
in the lower price ranges that its customers demand. Although Virgin
Mobile may reasonably select the hearing aid-compatible models that are
most likely to appeal to its customer base, the Commission continues to
believe it should not be relieved of its duty to make hearing aid-
compatible options available to its customers simply due to its
prediction that customers will not choose to purchase these models. In
addition, the Commission anticipates that in the future, manufacturers
may produce more hearing aid-compatible models in lower price ranges in
order to facilitate carriers' fulfillment of their obligation to offer
phones with multiple levels of functionality.
23. Moreover, to the extent the deployment benchmarks that the
Commission adopts do impose increased burdens on small carriers, these
burdens are outweighed by the benefits to consumers. Commenters
representing people with hearing loss support the universal application
of these benchmarks, stating that this would assist a great number of
hearing aid users. These additional benchmarks, especially the new
benchmarks for inductive coupling capability, should provide valuable
benefits to affected consumers with profound hearing loss. Regardless
of size and product line, every service provider has customers who need
hearing aid-compatible phones, and it is incumbent upon each wireless
service provider to make arrangements and allocate the resources that
are necessary to meet their needs.
24. The Commission concludes that a three-month extension of
deadlines for meeting these benchmarks, however, is appropriate with
regard to service providers that are not Tier I nationwide providers,
including regional and smaller providers, such as Tier II and Tier III
carriers, and other service providers such as resellers and MVNOs. Five
non-Tier I commenting parties argue that if they are subjected to new
deployment benchmarks, they should receive extended deadlines of six
months to one year following Tier I carriers' deadlines. The Commission
agrees with the position of consumer advocate groups, however, that a
three-month delay is more appropriate. While the Commission recognizes
that smaller service providers may reasonably require some additional
time to obtain up-to-date compliant products through vendors, the
Commission is concerned that a longer delay would unnecessarily and
unacceptably deny the benefits of its rules to consumers. Moreover, a
three-month delay is consistent with past instances where the
Commission has recognized that waivers of up to approximately three
months for non-Tier I service providers have often been justified, but
has generally denied requests for longer periods. The Commission finds
that an extension beyond three months may only serve to excuse poor
planning, inferior oversight, or some other factor within a service
provider's control. Indeed, given that service providers have known for
years that they would likely become subject to a 50 percent benchmark
for handset models with RF interference reduction, which will remain
the operative requirement for many of them, and at most they will have
to obtain one additional handset model to satisfy the first new
benchmark for inductive coupling capability, the Commission would
arguably be justified, at least for the 2008 benchmarks, to afford no
extension at all beyond that granted Tier I service providers. The
Commission therefore concludes that a three-month delay will provide
ample time for service providers not in Tier I to obtain the compliant
handset models that they need to satisfy both the 2008 and future
benchmarks.
2. New Requirements for Handset Deployment
25. As an integral part of the handset deployment objectives the
Commission sets forth today, the Commission also adopts two new rules
that together will
[[Page 25572]]
facilitate the offering of not just more handsets, but also a range of
compatible handset models throughout the manufacturer-to-consumer
supply and distribution channels. The annual product refresh rule for
manufacturers and the requirement that service providers offer handset
models with different functionality levels should provide consumers
with access to hearing aid-compatible handsets with the newest
features, as well as more economical models. These proposals are an
essential part of the Joint Consensus Plan, and they are broadly
supported in the record. Indeed, the record demonstrates that hard-of-
hearing consumers demand an increased selection of popular and
innovative handsets. While requirements to deploy minimum numbers or
percentages of hearing aid-compatible handset models are essential to
ensure that such phones will be available to consumers, the Commission
finds, based on the record and experience under the existing rules,
that these additional requirements are necessary to enable consumers to
select a wireless phone that is not only compatible with a given
hearing aid, but that also meets their other needs as a consumer, such
as offering the latest features. Accordingly, the Commission adopts the
product refresh rule for manufacturers and the functionality level rule
for service providers.
a. Product Refresh Rule for Manufacturers
26. Every commenter to address the issue supports adoption of the
proposed product refresh requirement without modification. The
Commission therefore adopts this rule as set forth in Sec.
20.19(c)(1)(ii) of the rules (set forth at the end of this summary).
The Commission finds that this rule is necessary to ensure that service
providers will be able to offer to consumers a selection of hearing
aid-compatible models including those with the latest features. The
Commission further finds that the rule will not cause undue costs to
manufacturers. Indeed, all commenters representing equipment
manufacturers supported the rule on grounds that it would permit them
to provide consumers with a variety of devices. The Commission also
corrects an apparent typographical error in the rule as proposed in the
Joint Consensus Plan. As reproduced in the NPRM, the Joint Consensus
Plan states that the number of new models to be produced is to be
determined by ``multiplying the total number of new [hearing aid-
compatible] models offered in the United States by fifty percent.'' 22
FCC Rcd 19670, 19712 App. B (2007). The Commission corrects this to
clarify that the relevant figure is 50 percent of the total required
number of hearing aid-compatible models.
b. Rule Requiring Service Providers To Offer Models With Differing
Levels of Functionality
27. Upon consideration of the record, the Commission adopts the
handset functionality rule as proposed and applies it to all service
providers. As applied to Tier I carriers, all commenters representing
Tier I carriers support a handset functionality rule. The Commission
therefore adopts the rule in order to ensure that hearing aid users can
select from a variety of compliant handset models, with varying
features and prices. Moreover, these commenters agree that service
providers should have flexibility to define their product levels
because, as ATIS states, ``[i]t is not feasible to identify a uniform
set of `tiers' for all carriers that will appropriately apply to each
carrier's unique set of product offerings.'' ATIS Comments at 7-8. The
Commission concurs that given the great variety and continual
development in handset features, any effort on its part to define
criteria of functionality would be infeasible and might deter
innovation, and the Commission therefore prescribes no criteria. The
Commission does, however, stand by its guidance that a handset's level
of functionality may include its capability to operate over multiple
frequency bands. While Research in Motion Limited (RIM) objects that
the availability or unavailability of a particular frequency band does
not represent anything of value to a consumer, the Commission disagrees
on the ground that the ability to access additional frequency bands may
increase the circumstances under which the consumer can use the phone.
The Commission clarifies that no service provider is required to offer
phones that operate over multiple bands, and that this is simply one
factor a service provider may use to distinguish the functionality of
its handset models. In addition, the Commission adopts Gallaudet/RERC's
suggestion to require service providers to disclose their functionality
criteria in their reports to the Commission and on their Web sites, in
order that both the Commission and the public may understand the basis
for their distinctions.
28. Finally, the Commission determines to apply the rule to all
service providers, not only nationwide Tier I carriers. Several
regional and smaller service providers do not support such a
requirement, arguing, for example, that such a requirement would be
intrusive and that the statute does not require the Commission to
ensure that hearing aid users have feature-rich phones. Other
commenters, however, contend that the functionality level rule should
be applied universally. For the same reasons discussed with respect to
the handset deployment benchmarks, the Commission concludes that
consumers with hearing loss should not be deprived of a choice of
handset features based simply on their place of residence or their
service provider. Moreover, given flexibility to define levels, even
service providers with relatively small product lines should be able to
distinguish among their handset models in a manner that permits them to
define levels of functionality appropriate to their situation. The
Commission does not expect a provider with four hearing aid-compatible
models, for example, necessarily to offer as many levels of
functionality or as broad a range of product offerings as a Tier I
carrier with eight or more models, but the Commission does expect such
a provider to draw some distinctions.
3. Implementation Issues
a. Definition of a Model
29. RIM supports the proposal to accept a manufacturer's
determination of whether a device is a distinct model. PerrineCrest
Radio Consulting (PerrineCrest Radio) asserts that the Commission
should further define a model, or that at a minimum, manufacturers
should explain how they distinguish their models. PerrineCrest Radio
argues that this would help in monitoring the effectiveness of its
requirements. It does not offer any suggestion regarding how the
Commission should define a model, however.
30. The Commission concludes that its proposal represents the right
approach to determinations of what constitutes a ``model'' under its
rule. Consistent with its proposal, the Commission determines that, for
purposes of the hearing aid compatibility rules, a manufacturer may not
characterize as separate models any devices that do not in fact possess
any distinguishing variation in form, features, or capabilities. Thus,
under some circumstances, handsets assigned different model numbers by
the manufacturer may count as a single model under the rules, such as
where multiple model numbers are assigned to the same handset to
distinguish units sold to different carriers, or are used to designate
other distinctions that do not relate to either form, features, or
[[Page 25573]]
capabilities. Otherwise, the Commission finds it appropriate to defer
to manufacturers regarding which devices constitute distinct models,
consistent with how those devices are marketed to the public, because
manufacturers are best positioned to determine when and how to market
their own devices as distinct models. The Commission notes that it has,
to date, deferred to manufacturer designation of distinct model lines
and has not come across any instance in which such designations were
made in bad faith to escape hearing aid compatibility obligations or
did not otherwise reflect legitimate differences between devices. The
Commission has no reason to believe that manufacturers will not
continue to act in good faith in this regard. Accordingly, the
Commission will accept manufacturers' determination of whether a device
is a distinct model, subject only to these aforementioned restrictions.
31. While the Commission does not generally establish specific
requirements regarding model distinctions, the Commission specifies one
circumstance in which the Commission requires a device to be given a
distinct model designation. Specifically, where changes are made to a
device that result in a change in the hearing aid compatibility rating,
the Commission requires manufacturers, and service providers down the
distribution chain, to provide the altered device a model name/number
that is distinct from the original device's designation. Based on its
previous experience and the need for service providers and consumers to
determine easily the compatibility of particular handset models,
manufacturers and service providers should not be simultaneously
offering two or more identically designated models with different
hearing aid compatibility ratings.
32. The Commission will not require a new model designation where a
change in rating is not the product of a change in the device but is
simply the result of certifying for hearing aid compatibility a model
that was not previously so certified. The Commission further clarifies
that in such an instance, once the model has been certified, service
providers offering that model may offer it to satisfy their deployment
obligations, even if the particular units they offer were obtained from
the manufacturer prior to date of certification. They must, however,
ensure that such models comply with hearing aid compatibility labeling
obligations, if necessary by contacting the manufacturer and requesting
appropriate external labeling and inserts. Further, they may not count
any model as hearing aid-compatible for periods prior to the date on
which the model was certified for hearing aid compatibility.
b. Multi-Mode and Multi-Band Handsets
33. Commenters generally support the proposal that a handset be
considered hearing aid-compatible only if it is compatible in all
frequency bands and modes over which it operates and for which there
are established standards. RCA, however, opposes the proposal, arguing
that it will reduce availability of hearing aid-compatible handsets,
and will particularly harm small service providers whose access to such
handsets is already limited.
34. In addition, although most manufacturers and service providers
support the basic multi-band/mode proposal where hearing aid
compatibility technical standards already exist, they oppose the
proposal in the NPRM to automatically treat multi-band and multi-mode
handsets as non-compatible if they operate over frequency bands or
modes without established standards. They assert that the proposal may
inhibit or delay deployment of new technologies and converged devices,
and that there is no evidence that new frequency bands or air
interfaces will cause interference problems. In particular, some
commenters express concerns regarding the effect of such a rule on
deployment of multi-mode handsets that offer Wi-Fi capability.
Commenters further assert that the proposal will mislead consumers with
hearing loss into concluding that all handsets operating over new
frequency bands or using new technology are incompatible with hearing
aid use, even if the handsets can be certified compatible in all
operating modes and frequency bands that have established standards.
Finally, they argue that the proposal violates the Commission's
statutory obligation to ``ensure that regulations adopted to implement
this section encourage the use of currently available technology and do
not discourage or impair the development of improved technology,'' 47
U.S.C. 610(e), and would also exceed its statutory authority by
effectively imposing hearing aid compatibility requirements in the
absence of established standards for such compatibility. Instead of the
proposed rule, they recommend that the Commission provide ANSI time to
identify actual interference concerns and offer specific standards or
recommendations, and otherwise permit handsets to be designated hearing
aid-compatible so long as they have been certified to meet hearing aid
compatibility standards in all frequency bands and operating modes that
have established standards.
35. Gallaudet/RERC supports the proposal in the NPRM, arguing that
consumers who purchase handsets labeled hearing aid-compatible have an
expectation that such phones are compatible in all of their operations,
and that the proposed rule will therefore prevent consumer confusion
regarding hearing aid compatibility when the phone is operating over
frequency bands or air interfaces that do not have standards.
Gallaudet/RERC further argues that the rule will provide incentives to
the wireless industry to establish standards in a timely fashion.
Commenters in opposition respond that the Commission can address
confusion concerns with disclosure requirements, and that there is no
reason to believe that the rule will hasten development of standards.
These commenters also disagree that the rule is justified to induce
more rapid adoption of new standards.
36. A filing on behalf of both industry and consumer group
representatives asked that the Commission hold the record open to
enable them to develop a consensus proposal regarding multi-mode and
multi-band phones that operate in part over air interfaces or frequency
bands for which no hearing aid compatibility standards exist. As set
forth in this filing, members of ATIS' Incubator Solutions 4
(AISP.4-HAC) state that they have agreed with representatives of
consumers with hearing loss to develop such a proposal. The filing also
states that AISP.4-HAC anticipates filing general principles regarding
this consensus plan within three months of the release of the
Commission's Order, with more specific information regarding this
proposal to be filed within six months of the release of the Order.
ATIS states that, with the exception of devices incorporating Wi-Fi
capability, it is unaware of any phones currently available that
operate over multiple air interfaces or frequency bands, some of which
have hearing aid compatibility standards and some of which do not.
Finally, with regard to devices that incorporate Wi-Fi capability, the
filing states that the members of AISP.4-HAC support allowing such
devices to be labeled as hearing aid-compatible if they satisfy hearing
aid compatibility standards for all other frequency bands and air
interfaces over which they operate.
37. In order to both protect consumers and provide clarity to
industry with respect to handset offerings that already
[[Page 25574]]
exist, while allowing further consideration of the longer-term issues,
the Commission takes the following steps at this time. First, the
Commission adopts the Joint Consensus Plan's proposal to clarify that,
to be counted as compatible, a handset model must be hearing aid-
compatible for each air interface and frequency band it uses as long as
standards exist for each of those bands and interfaces. Second, the
Commission leaves the record open for further submissions in the near
term, including an anticipated consensus proposal, regarding whether a
phone that operates in part in bands or air interfaces for which no
standards exist should be counted as compatible, if it is compatible in
all bands and air interfaces for which hearing aid compatibility
standards exist. Finally, because there already exist a large number of
handset models that operate over the Wi-Fi air interface as well as in
bands and air interfaces for which there are hearing aid compatibility
standards, the Commission will allow such phones on an interim basis to
be counted as hearing aid-compatible if they otherwise qualify as
hearing aid-compatible under its rules, but will require consumers to
be informed that those phones have not been rated for hearing aid
compatibility with respect to their Wi-Fi operations.
38. The Commission first adopts the Joint Consensus Plan's proposal
and establishes that, to be offered as hearing aid-compatible, a
handset must be hearing aid-compatible for every frequency band and air
interface that it uses for which standards have been adopted by the
Commission. As indicated in the NPRM, the Commission finds that
requiring a hearing aid-compatible handset to be hearing aid-compatible
in all such frequencies and modes of operation will better conform to
the expectations of consumers that purchase such handsets. Conversely,
allowing manufacturers and carriers to satisfy their deployment
requirements with partially-compatible handsets where hearing aid
compatibility standards exist, would likely cause significant confusion
to consumers who purchase handsets that are labeled and offered as
hearing aid-compatible, and who perhaps experience compatibility when
the handset is tested in-store, only to discover later that the
handset's compatibility varies depending on which of its frequency
bands or air interfaces is in use at any particular moment. The
Commission notes that it emphasized the benefits to hard-of-hearing
consumers of being able to rely on a full range of functionality in
their hearing aid-compatible handsets and of not having to learn all
the technical details, such as the frequencies on which their phones
operate. Further, although RCA expresses concern that the rule will
discourage the manufacture of hearing aid-compatible multi-mode
handsets, the Commission notes that those manufacturers to comment on
the issue all support the rule as proposed in the Joint Consensus Plan,
some expressly indicating that the rule will not impede the development
of technology.
39. Second, except for its interim ruling with respect to the Wi-Fi
air interface, the Commission does not here resolve whether, or to what
extent, multi-band and multi-mode handsets should be counted as hearing
aid-compatible if they operate in part over frequency bands or air
interfaces for which technical standards have not yet been established.
The record contains arguments both in favor of and against treating
such handsets as hearing aid-compatible. Moreover, according to
industry representatives, no such handsets currently exist, with the
exception of devices incorporating Wi-Fi capability. The Commission
accepts the proposal endorsed by both industry and consumer
representatives to leave the record open so that they may develop a
consensus plan on this issue in the near term. When the Commission
subsequently addresses the application of hearing aid compatibility
requirements to Wi-Fi operations, it will consider an appropriate
transition regime to bring any requirements into effect.
40. Finally, the Commission adopts an interim rule to allow
handsets with Wi-Fi capability that otherwise meet hearing aid
compatibility standards to be certified as hearing aid-compatible.
Unlike the situation with future air interfaces and anticipated
frequencies (e.g., the 700 MHz band), many handset models are already
being produced and offered to consumers with Wi-Fi capability,
including a significant proportion of the newest handset models.
Moreover, the Commission has not yet addressed the extent to which
hearing aid compatibility requirements should apply to handset models
in various configurations incorporating Wi-Fi capability (which was not
originally developed for voice transmissions), an issue on which the
Commission sought comment in the NPRM. Therefore, the Commission adopts
an interim measure to provide certainty and avoid discouraging the use
of currently-available Wi-Fi technology during the period until the
Commission addresses the status of Wi-Fi. Specifically, the Commission
will not at present preclude a handset model that incorporates a Wi-Fi
air interface from being offered as hearing aid-compatible so long as
the handset otherwise qualifies as hearing aid-compatible under its
rules.
41. To reduce consumer confusion as much as possible, however, the
Commission also will require manufacturers and service providers, where
they provide hearing aid compatibility ratings for handset models that
incorporate operations using a Wi-Fi air interface, to clearly disclose
to consumers that the handset has not been rated for hearing aid
compatibility with respect to its Wi-Fi operation. This includes phones
that may be used to provide Voice over Internet Protocol using a Wi-Fi
air interface. The Commission recognizes that such disclosure is not
likely to fully relieve potential customer confusion regarding handsets
that meet established hearing aid compatibility standards for all of
their operations except Wi-Fi. Given the current circumstances,
however, the Commission believes the better course is to require
disclosure of the lack of a hearing aid compatibility rating over the
Wi-Fi air interface rather than preclude handset models that
incorporate a Wi-Fi air interface from being considered hearing aid-
compatible. In addition, the Commission expects service providers to
train the sales staff at their owned or operated retail outlets
regarding the lack of a rating for Wi-Fi operations and its
implications. To give manufacturers and service providers sufficient
time to develop and implement effective means to disclose this
information (e.g., inclusion of call-out cards or other media,
revisions to their packaging materials, supplying of information on Web
sites) where hearing aid compatibility ratings are provided, this
requirement will become effective six months after the effective date
of the rules adopted in the R&O. The Commission also notes that Working
Group 6 of the ATIS incubator is developing language to inform
consumers when otherwise hearing aid-compatible phones operate in part
over frequency bands or air interfaces that do not have hearing aid
compatibility standards.
c. De minimis Rule
42. Most commenters add