New Address Requirements for Automation, Presorted, and Carrier Route Flat-Size Mail, 25509-25516 [E8-8621]
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25509
Federal Register / Vol. 73, No. 89 / Wednesday, May 7, 2008 / Rules and Regulations
Authority: 39 U.S.C. 552(a); 39 U.S.C. 101,
401, 403, 404, 414, 416, 3001–3011, 3201–
3219, 3403–3406, 3621, 3622, 3626, 3632,
3633, 5001.
2. Amend § 111.3(f) by adding the
following new entries at the end of the
table:
I
Transmittal letter for issue
Dated
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Issue 300 .................................
Issue 300 .................................
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January 8, 2006 ................................................
July 15, 2007 ....................................................
3. Amend § 111.4 by removing
‘‘March 23, 2005’’ and adding ‘‘May 7,
2008.’’
I
Neva R. Watson,
Attorney, Legislative.
[FR Doc. E8–9498 Filed 5–6–08; 8:45 am]
BILLING CODE 7710–12–P
POSTAL SERVICE
39 CFR Part 111
New Address Requirements for
Automation, Presorted, and Carrier
Route Flat-Size Mail
Postal ServiceTM.
ACTION: Final rule.
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AGENCY:
SUMMARY: The Postal Service adopts
new address placement and formatting
requirements for Periodicals, Standard
Mail, Bound Printed Matter, Media
Mail, and Library Mail flat-size pieces
sent at automation, presorted, or carrier
route prices. We also adopt related
revisions for automation and presorted
First-Class Mail flats.
DATES: Effective Date: March 29, 2009.
FOR FURTHER INFORMATION CONTACT:
Carrie Witt, 202–268–7279.
SUPPLEMENTARY INFORMATION: The Postal
Service is implementing a new
technology, the Flats Sequencing
System (FSS), to automate delivery
sequencing for flat-size mail. Currently,
flat-size mail is sorted mechanically
only to the 9-digit ZIP CodeTM or carrier
level, and then manually sorted into
delivery order by carriers. FSS can sort
flat-size mailpieces into delivery
sequence, increasing efficiency by
reducing carriers’ time sorting mail, and
allowing carriers to begin delivering
mail earlier in the day.
Similar technology boosted postal
efficiencies in processing and delivering
letter mail in the 1990s. We can
significantly increase efficiency and
reduce delivery costs for flat-size mail
with FSS technology. FSS can sequence
flat mail at a rate of approximately
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Federal Register publication
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[Insert FR citation for this Final Rule].
16,500 pieces per hour. Scheduled to
operate 17 hours per day, each machine
will be capable of sequencing 280,500
mailpieces daily to more than 125,000
delivery addresses.
As we move toward national
deployment of FSS, we are working
closely with the mailing industry to
make the most of this investment and
achieve the lowest combined costs for
handling flat-size mail, including
developing new standards for optimal
addressing. Unlike letter mail, which is
fairly uniform in size and address
location, flat mail covers a broad range
of sizes and has highly variable address
placement. We need new mailing
standards for this diverse mailstream to
promote consistent addressing for all
flat-size pieces and increase efficiency
in flats processing and delivery
operations.
Toward this goal, we are adopting
new standards to require the delivery
address in the upper portion of all
Periodicals, Standard Mail, Bound
Printed Matter, Media Mail, and Library
Mail flat-size pieces mailed at
automation, presorted, or carrier route
prices. Mailers may place the address
parallel or perpendicular to the top
edge, but not upside down as read in
relation to the top edge. The new
standards define ‘‘upper portion’’ as the
top half of a mailpiece, but we
encourage mailers to place the address
as close to the top edge as possible
(while still maintaining a 1⁄8-inch
clearance from the edge).
Mailers must also address all
presorted, carrier route, and automation
flat-size mailpieces using a minimum of
8-point type or, if the mailpiece bears a
POSTNETTM or Intelligent Mail
barcode with a delivery point routing
code, a minimum of 6-point type in all
capital letters. In addition, for all
automation price pieces, the characters
in the address must not overlap, the
address lines must not touch or overlap,
and each address element may be
separated by no more than five blank
character spaces.
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The new standards will enable FSS to
process flat-size pieces in delivery
sequence at high speeds and output the
pieces in vertical bundles that are
optimized for carrier delivery. The new
placement criteria will take advantage of
the vertical bundle output and
significantly reduce the time carriers
spend reorienting pieces to read the
address—whether the mail is held,
pulled from a mailbag, or removed from
a tray. The new standards for type size
and line spacing will ensure carriers can
read the addresses and delineate
delivery stops. With over a quarter
million carriers delivering mail six days
a week, there are substantial
opportunities to gain efficiency.
As we transition to the new
addressing standards, mailers can take
advantage of the Intelligent Mail
barcode to save space within the
address block. For example, the
Intelligent Mail barcode can include
tracking and routing information that
currently requires human-readable
ACSTM codes and keylines. We also
reduced the amount of clear space
required under the Intelligent Mail
barcode to 0.028 inch (mailers can
access the full technical specification
for the Intelligent Mail barcode at
https://ribbs.usps.gov/onecodesolution).
The Intelligent Mail barcode will be
required on all pieces claiming
automation prices in the future. Mailers
can find more information in the
Federal Register notice,
‘‘Implementation of Intelligent Mail
Barcodes,’’ published on January 7,
2008 (available on Postal Explorer at
https://pe.usps.com; click ‘‘Federal
Register Notices’’ in the left frame).
Because the new barcode requirements
are laid out in a separate Federal
Register proceeding, we removed them
from this final rule.
Summary of Comments
We published a proposal for comment
in the Federal Register (72 FR 57507) on
October 10, 2007. We received
comments from 24 mailers, seven
associations, four presort bureaus, three
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large printers, and two consultants. We
appreciate the time these commenters
took to detail their questions, concerns,
and suggestions. We also appreciate the
sample mailpieces that many mailers
included to illustrate their feedback.
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Comments on Address Placement
Twenty-eight commenters objected to
the proposed standards for address
placement that would require the
delivery address to be 3 inches (for
horizontal addresses) or 2.5 inches (for
vertical addresses) from the top of a
mailpiece. These commenters objected
for creative reasons, financial reasons,
or both.
Twenty-five of these commenters
cited a loss of design options, on a
mailpiece cover or coverwrap, or on an
insert showing through polywrap. These
commenters said the new address
placement would compromise their
cover designs and result in mailpieces
that look ‘‘tacky’’ or ‘‘cheap.’’
We did not intend to compromise
mailpiece design. In response to these
concerns, we revised our standards to
allow mailers to place the delivery
address within the top half of their
mailpieces. While we strongly prefer the
address as close to the top as possible,
the top half provides additional design
options for most mailpieces. For
example, on a typical 8- by 11-inch
magazine with an address positioned
parallel to the top edge, our proposal
would have required the address within
the top 3 inches. The revised standards
allow this address anywhere within the
top half—5.5 inches in this example—
providing an additional 2.5-inch band
for the address.
For pieces addressed vertically, we
will allow the delivery address to run
into the bottom half of the mailpiece if
the address is placed within 1 inch of
the top edge. This caveat will ensure
that mailers can use vertical addresses
on shorter pieces, where the delivery
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address might not fit entirely within the
top half, and provides many design
options overall for these types of flats.
We note that many mailpieces already
comply with the new address placement
standards. We have also received
publications from mailers who
successfully moved their addresses into
compliance with our proposal. These
mailers did not indicate that the design
of their mailpieces had been
compromised as a result.
Several commenters objected to the
standards that prohibit a horizontal
address from appearing upside-down as
read in relation to the top edge. These
commenters point out that the address
would be upside down on an
unenveloped piece when the spine is to
the left, as a publication is normally
held. They raise concerns about
response cards that appear on the front
of a publication (usually on a cover
wrap) that include the delivery address
and solicit a reply. These commenters
foresee a loss of revenue from decreased
subscriber renewal rates and decreased
advertising response rates if they place
the address upside down on their reply
cards.
We note that the new standards still
provide mailers with the option to
position a response card vertically on a
mailpiece, with the address reading
either to the left or to the right. A
horizontal address, which would appear
upside down when the spine is
positioned on the left, is not required.
A total of 21 commenters objected to
the address placement standards for
financial reasons, stating that the new
requirements would adversely affect
their costs or their ability to generate
revenue. In addition to the concerns
about response rates noted above, these
commenters explained that the new
requirements would add costs for spotglue on inserts and onserts; new or
reconfigured equipment and mailing
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software; and larger address labels or
new window envelopes.
The revised standards, which allow
the delivery address within the top half
of a mailpiece, provide additional
options for many mailpieces and should
lessen the impact of the change across
the flats mailstream. We are providing a
year-long implementation timeframe to
allow mailers to prepare for the new
standards, adjust mailpiece design if
needed, and obtain any new mailing
supplies and equipment. We are
committed to working with mailers to
reduce the total cost of the flats
mailstream. Matching mail preparation
requirements to processing and delivery
needs will help the Postal Service and
the mailing industry achieve a lowestcombined-cost system.
Flats mail volume exceeded 52 billion
pieces in 2007 and represented about
one-quarter of the total volume. The
new address standards provide a
significant opportunity to improve
efficiency and save costs for both
mailers and the Postal Service.
Four commenters objected to placing
delivery addresses over their magazine
titles. Our standards do not require or
encourage mailers to place the delivery
address over their publication titles. To
clarify, publications mailed in polybags
have three options to avoid covering the
title: at the foot of the front cover, the
foot of the back cover, or at the head of
the back cover. For publications that are
not mailed in polybags, our standards
specifically prevent mailers from
placing an address in the traditional
title area of a magazine or catalog (the
head of the front cover). See illustration
titled, ‘‘Front of Flat-Size Mailpiece.’’
Existing mailing standards for
Periodicals publications specify that the
publication title must be displayed
prominently on the publication and any
protective cover. Our new address
standards do not change this practice.
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Two commenters explained that their
addresses may not comply on letter-size
pieces that become flats if filled to more
than 1⁄4-inch thick. While some mailers
may need to adjust their mailpieces if
they are used for mailing at both the
letter and the flats prices, major changes
are not needed in many instances. The
new standards allow the delivery
address in all but the center of a lettersize piece, and many mailers might
make an adjustment by moving the
address area to the right or the left (the
‘‘top’’ is either of the shorter edges on
an enveloped piece, meaning the right
or left edge on a typical letter). The
postage and return address areas are not
affected by our new standards. For
mailers who must make adjustments, we
are providing a year to meet the new
standards and exhaust existing
mailpiece stock.
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Comments on Address Characteristics
Thirteen commenters objected to the
8-point type size requirement because it
will require larger address labels than
the labels they are currently using. In
response to these concerns, we reduced
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the requirement to 6-point type (using
all capital letters) on pieces that bear a
POSTNET or an Intelligent Mail barcode
that contains a delivery point routing
code. In our models, we were able to
place an Intelligent Mail barcode, the
barcode clear zone, and at least six lines
of text on a 1-inch label.
We are also shortening optional
endorsement lines and allowing mailers
to place mailer-specified information
(such as customer numbers) to the left
of the optional endorsement line when
OneCode ACSTM is used. We will
publish more information about these
initiatives in a separate DMM revision.
In addition, the Intelligent Mail barcode
will give mailers new opportunities to
save space in the address block.
Six commenters objected to
addressing automation pieces with
individual characters and address lines
that do not touch or overlap. These
commenters said that the proposed
standards would exclude handwriting
and script fonts from automation
pricing.
We developed these standards on the
basis of engineering tests of our optical
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character reader systems, which showed
a significant drop in read rates for
addresses with elements that touch or
overlap. Some results showed as much
as a 50 percent drop in read rates when
the characters and lines are not clearly
separated. Our processing systems must
be able to read the recipient name in
addition to the address (or barcode) to
accurately route mailpieces.
We do agree that many machineprinted script fonts will process
adequately on our systems, even though
these addresses will not achieve the
highest read rates. To assist mailers who
need these types of fonts to personalize
or stylize their mailpieces, we changed
the standard to specify that the
individual characters in the address can
touch, but cannot overlap. This standard
will allow machine-printed script
addresses. While we strongly prefer a
sans-serif type of font, two script fonts
that we have observed with adequate
read rates are Monotype Corsiva and
Bradley Hand ITC.
Our revised standards still exclude
most handwritten addresses, because we
cannot process pieces with overlapping
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characters and undelineated address
lines with acceptable read rates. In
addition, our carriers rely on legible
addresses to accurately sort their mail
and delineate delivery stops on their
routes. Handwriting is often difficult to
read and impacts delivery efficiency.
Five commenters objected to the
requirement that each address element
be separated by no more than three
blank character spaces. These
commenters stated that this standard is
too limiting for software systems that
use fixed field lengths. We revised the
standard to allow mailers to separate
address elements by a maximum of five
blank spaces. The new standard will
ensure readability and routing accuracy
by keeping all address elements
associated to the core address block, and
not mistaken for extraneous
information.
Five commenters asked us to clarify
our measurements for type size. We
revised the standards to specify that
each character in the delivery address
must be at least 0.080 inch tall (0.065
inch for pieces bearing a POSTNET or
an Intelligent Mail barcode that contains
a delivery point routing code). These
minimums apply to the height of the
actual printed letter or figure
(sometimes referred to as the ‘‘figure
set’’ or ‘‘font set’’). Four commenters
asked us to clarify our definition of
‘‘blank character spaces.’’ We specify
that a ‘‘blank’’ character space can equal
the width of the widest character in the
address.
Two commenters objected to our
preferred Arial font. We agree that many
sans-serif fonts are similar to Arial and
will process with acceptable read rates.
We expanded our preference to ‘‘a sansserif font.’’ We also added a preference
for all capital letters to further define
best addressing practices.
Two commenters asked us to clarify
indicia placement, and one commenter
asked us to allow additional options.
The new address standards do not
change the existing four options for
indicia placement listed in DMM
604.5.3.4, and we are not considering
new options at this time. We will
continue to evaluate indicia placement
and modify the standards as needed.
Comments Related to Implementation
Ten commenters objected to the
implementation date, stating that FSS
volumes will be minimal next year and
the new rules should coincide with
fuller deployment. We disagree with
these commenters. We need the new
address standards as FSS is deployed
across the country, not after, and we
need new standards for carrier
readability today. We can capture these
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efficiencies as soon as these changes are
implemented, and we will continually
evaluate the requirements and work
with mailers to ensure that mail
processing and mail preparation are
aligned in the future.
Nine commenters asked for
information about acceptance
procedures, tolerances, and penalties.
We are still developing the policies that
will apply to mailpieces that do not
comply. We clarified the standards to
specify a minimum measurement for
type size, simplified the address
placement standards, and broadened the
spacing requirements. These changes
eliminate uncertainty about these issues
at acceptance and give mailers as much
latitude as possible as they design and
print their mailpieces.
Five commenters asked for a second
proposal to clarify the requirements,
extend the implementation timeframe,
and specify acceptance procedures and
penalties. We do not agree that a second
proposal is needed. Our final rule gives
more options for most mailpieces,
clarifies the new standards, and
provides a full year for mailers to
prepare for the changes. We will
continue to work with mailers during
this time to ensure a smooth transition
to the new standards. We will also reevaluate the new address criteria as the
mailstream changes, and strengthen or
lessen the requirements if needed, as we
do with all of our mailing standards.
Presort Bureau Comments
Four commenters sent similar letters
on behalf of presort bureaus that use
multi-line optical character reader
(MLOCR) technology, explaining that
they consolidate mailpieces from many
mailers into large mailings that may be
mailed at discounted prices. These
mailpieces are addressed before they
reach the presort bureau, and
commenters stated that they cannot
ensure that all pieces are addressed
correctly. We note that presort bureaus
consolidate mailings that must meet
many standards for the postage prices
claimed.
These commenters also stated that, if
their MLOCR technology can read an
address and spray a barcode, postal
technology should also be able to read
the address and the resulting barcode.
We agree that pieces bearing an accurate
POSTNET or Intelligent Mail barcode
with a delivery point routing code can
use a smaller address type size. We
lessened the requirement to 6-point type
(using all capital letters) for these
pieces. We cannot eliminate the other
address requirements. For acceptable
read rates, our tests indicate that we
need delivery addresses in 8-point type,
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with distinguishable characters and
address lines, and with each element
associated to the core address block.
These commenters also raised
concerns about how we will verify
address format and the penalties for
noncompliance in a combined mailing.
They explained that sampling a
consolidated mailing might reveal a
disproportionate number of
noncompliant addresses, since a given
customer’s mailpieces may not be
randomly distributed throughout a
mailing. We plan to verify addressing
the same way we verify other standards
in a combined mailing today. When an
error is discovered, we attempt to trace
the error back to an individual mailing
and assess any additional postage on
that portion only.
Five commenters assert that the new
address placement and formatting
requirements should not apply to mail
entered by presort bureaus and other
mailers with similar business models.
The new standards will apply to all flats
mailed at automation, presorted, or
carrier route prices.
Summary of Changes From Proposed to
Final Rule
We specified in DMM 302.1.2 and 2.4
that each character in the address must
be at least 0.080 inch high. We changed
our font preference to ‘‘sans-serif’’ and
added another preference for using all
capital letters.
We revised the standards for
automation pieces in DMM 302.2.4 to
allow the individual characters in the
address to touch but not overlap, to
allow up to five blank character spaces
between each address element, and to
allow addresses in 6-point type (using
all capital letters) when a POSTNET or
an Intelligent Mail barcode with a
delivery point routing code is used. We
also defined a ‘‘blank’’ space as equal to
the width of the widest character in the
address.
We changed the terminology in DMM
302.2.0 from ‘‘address block’’ to
‘‘delivery address’’ for clarity. We
revised the address placement standards
in DMM 302.2.2 and 2.3 to require the
entire delivery address within the top
half of the mailpiece. We made related
changes to the illustrations. We added a
caveat that vertical addresses may cross
the midline of a mailpiece if they are
placed within 1 inch of the top edge.
We revised DMM 302.2.2 to specify
that when the delivery address is placed
on an insert and polywrapped with the
host piece, the address ‘‘must meet the
placement standards throughout
processing and delivery.’’ We removed
the word ‘‘secured’’ because some
inserts may meet this standard without
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being affixed. We revised DMM
707.3.2.3 and 3.3.10 for clarity.
We removed the proposed barcode
standards for automation pieces,
because those standards are now
handled in a separate Federal Register
proceeding.
We adopt the following amendments
to Mailing Standards of the United
States Postal Service, Domestic Mail
Manual (DMM), incorporated by
reference in the Code of Federal
Regulations. See 39 CFR 111.1.
List of Subjects in 39 CFR Part 111
Administrative practice and
procedure, Postal Service.
I Accordingly, 39 CFR Part 111 is
amended as follows:
PART 111—[AMENDED]
1. The authority citation for 39 CFR
Part 111 continues to read as follows:
I
Authority: 5 U.S.C. 552(a); 39 U.S.C. 101,
401, 403, 404, 414, 416, 3001–3011, 3201–
3219, 3403–3406, 3621, 3622, 3626, 3632,
3633, and 5001.
2. Revise the following sections of
Mailing Standards of the United States
Postal Service, Domestic Mail Manual
(DMM), as follows:
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300
Discount Mail: Flats
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302 Elements on the Face of a
Mailpiece
All Mailpieces
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[Revise 1.2 as follows:]
1.2
Delivery Address
The delivery address specifies the
location to which the USPS is to deliver
a mailpiece. Except for mail prepared
with detached address labels under
602.4.0, the mailpiece must have the
address of the intended recipient,
visible and legible, only on the side of
the piece bearing postage (periodicals
do not display postage and the address
may appear on either side). Use at least
8-point type (each character must be at
least 0.080 inch high). A sans-serif font
is preferred. Addresses printed in all
capital letters are also preferred.
Additional standards apply to presorted,
automation-compatible, and carrier
route flats mailed at First-Class Mail,
Periodicals, Standard Mail, Bound
Printed Matter, Media Mail, and Library
Mail prices (see 2.0).
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[Renumber 2.0 through 4.0 as 3.0
through 5.0. Insert new 2.0 as follows:]
2.0
Address Placement
2.1
Basic Standards
On all Periodicals, Standard Mail,
Bound Printed Matter, Media Mail, and
Library Mail flats mailed at presorted,
automation, or carrier route prices,
mailers must place the delivery address
at least 1⁄8 inch from any edge of the
mailpiece. For the purposes of these
standards, the ‘‘delivery address’’ is
defined as the recipient’s name or other
identification; the company information
line; the street and number, and any
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necessary secondary information; and
the city, state, and ZIP Code. The
delivery address may appear on the
front or the back of the mailpiece (but
must be on the side bearing postage,
except for Periodicals), parallel or
perpendicular to the top edge, but it
cannot be upside down as read in
relation to the top edge. See 2.2 for
additional standards for enveloped or
polywrapped pieces, and 2.3 for bound
or folded pieces not in envelopes or
polywrap.
2.2 Address Placement on Enveloped
or Polywrapped Pieces
The following standards apply to
enveloped or polywrapped Periodicals,
Standard Mail, Bound Printed Matter,
Media Mail, and Library Mail flats
mailed at presorted, automation, or
carrier route prices:
I a. The ‘‘top’’ of the mailpiece is either
of the shorter edges.
I b. The entire delivery address must be
within the top half of the mailpiece (see
Exhibit 2.2). Optimal placement is at the
top edge (while maintaining the 1⁄8-inch
clearance requirement). If a vertical
address will not fit entirely within the
top half, the address may cross the
midpoint if it is placed within 1 inch of
the top edge.
I c. When the delivery address is placed
on an insert polywrapped with the host
piece, the address must meet the
placement standards throughout
processing and delivery.
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2.3 Address Placement on Bound or
Folded Pieces
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The following standards apply to
bound or folded Periodicals, Standard
Mail, Bound Printed Matter, Media
Mail, and Library Mail flats mailed at
presorted, automation, or carrier route
prices not in envelopes or polywrap:
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I a. The ‘‘top’’ is the upper edge of the
mailpiece when the bound or final
folded edge is vertical and on the right
side of the piece. Exception: For Carrier
Route (or Enhanced Carrier Route)
saturation pieces, the ‘‘top’’ of the
mailpiece is either of the shorter edges.
I b. The entire delivery address must be
within the top half of the mailpiece (see
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Exhibit 2.3). Optimal placement is at the
top edge (while maintaining the 1⁄8-inch
clearance requirement). If a vertical
address will not fit entirely within the
top half, the address may cross the
midpoint if it is placed within 1 inch of
the top edge.
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Type Size and Line Spacing
On all First-Class Mail, Periodicals,
Standard Mail, Bound Printed Matter,
Media Mail, and Library Mail flats
mailed at presorted, automation, or
carrier route prices, mailers must print
the delivery address using at least 8point type (each character must be at
least 0.080 inch high). A sans serif font
is preferred. Addresses printed in all
capital letters are also preferred. These
additional standards apply to
automation price pieces:
I a. The individual characters in the
address cannot overlap. The individual
lines in the address cannot touch or
overlap. A minimum 0.028-inch clear
space between lines is preferred.
I b. Each element on each line of the
address may be separated by no more
than five blank character spaces. One or
two blank spaces is preferred. For
example, ‘‘ANYTOWN US 12345,’’ not
‘‘ANYTOWN US
12345.’’ A ‘‘blank’’
character space can equal the width of
the widest character in the address.
I c. For pieces that bear a POSTNET
barcode with a delivery point routing
code under 708.4.2 or an Intelligent
VerDate Aug<31>2005
16:44 May 06, 2008
Jkt 214001
Mail barcode with a delivery point
routing code under 708.4.3, mailers may
print the delivery address in a minimum
of 6-point type (each character must be
at least 0.065 inch high) when all capital
letters are used.
*
*
*
*
*
340
Standard Mail
343
Prices and Eligibility
*
*
330
3.3 Additional Basic Standards for
Standard Mail
First-Class Mail
333
Prices and Eligibility
*
*
*
*
*
3.0 Eligibility Standards for FirstClass Mail Flats
*
*
*
*
*
3.3 Additional Basic Standards for
First-Class Mail
All presorted First-Class Mail must:
*
*
*
*
[Revise introductory text in item f to
reference the new address standards as
follows (no change to items 1, 2, or 3):]
*
f. Bear a delivery address formatted
according to 302.2.4 that includes the
correct ZIP Code or ZIP+4 code and that
meets these address quality standards:
*
*
*
*
*
I
PO 00000
Frm 00011
Fmt 4700
Sfmt 4700
*
*
*
3.0 Basic Standards for Standard Mail
Flats
*
*
*
*
*
Each Standard Mail mailing is subject
to these general standards:
*
*
*
*
*
[Revise item e to reference the new
address standards as follows:]
e. Each mailpiece must bear the
addressee’s name and delivery address,
including the correct ZIP Code or ZIP+4
code, except as allowed when using
alternative addressing formats under
602.3.0 or detached address labels
under 602.4.0. Format and position the
delivery address according to 302.2.0.
*
*
*
*
*
I
360
Bound Printed Matter
363
Prices and Eligibility
*
*
E:\FR\FM\07MYR1.SGM
*
07MYR1
*
*
ER07MY08.013
jlentini on PROD1PC65 with RULES
2.4
25515
25516
Federal Register / Vol. 73, No. 89 / Wednesday, May 7, 2008 / Rules and Regulations
2.0 Basic Eligibility Standards for
Bound Printed Matter
3.0 Physical Characteristics and
Content Eligibility
ENVIRONMENTAL PROTECTION
AGENCY
*
*
*
*
*
40 CFR Part 52
2.3
Delivery and Return Addresses
3.2
Addressing
*
*
*
[EPA–R01–OAR–2007–0452; A–1–FRL–
8562–9]
*
*
*
[Revise 2.3 to reference the new
address standards as follows:]
All BPM mail must bear a delivery
address formatted and positioned
according to 302.2.0. The delivery
address must include the correct ZIP
Code or ZIP+4 code. Alternative
addressing formats under 602.3.0 may
be used. Except for unendorsed BPM,
each mailpiece must bear the sender’s
return address.
*
*
*
*
*
370
*
*
*
*
3.0 Price Eligibility for Media Mail
Flats
*
*
*
*
3.3
Delivery and Return Addresses
*
[Revise 3.3 to reference the new
address standards as follows:]
All Media Mail must bear a delivery
address formatted and positioned
according to 302.2.0. The delivery
address must include the correct ZIP
Code or ZIP+4 code. Alternative
addressing formats under 602.3.0 or
detached address labels under 602.4.0
may be used. Each mailpiece must bear
the sender’s return address.
*
*
*
*
*
Library Mail
383
Prices and Eligibility
*
*
*
*
*
*
3.3
Delivery and Return Addresses
jlentini on PROD1PC65 with RULES
[Revise 3.3 to reference the new
address standards as follows:]
All Library Mail must bear a delivery
address formatted and positioned
according to 302.2.0. The delivery
address must include the correct ZIP
Code or ZIP+4 code. Alternative
addressing formats under 602.3.0 or
detached address labels under 602.4.0
may be used. Each mailpiece must bear
the sender’s return address.
*
*
*
*
*
700
Special Standards
*
*
*
707
*
*
VerDate Aug<31>2005
*
*
*
*
Label Carrier
A label carrier may be used to carry
the delivery address for the mailpiece
and must consist of a single unfolded,
uncreased sheet of card or paper stock,
securely affixed to the cover of the
publication or large enough so that it
does not rotate inside the wrapper,
subject to these conditions:
*
*
*
*
*
[Insert new item e as follows:]
e. For flat-size pieces, the label carrier
must maintain address placement
according to 302.2.0 throughout
processing and delivery. The address on
the label carrier must not shift into a
noncompliant position.
*
*
*
*
*
I
*
Neva R. Watson,
Attorney, Legislative.
[FR Doc. E8–8621 Filed 5–6–08; 8:45 am]
*
BILLING CODE 7710–12–P
Periodicals
*
*
3.3.10
*
*
a. For flat-size pieces, mailers must
follow the additional address placement
and formatting standards in 302.2.0.
I b. If the address is placed on the
mailing wrapper, the address must be
on a flat side, not on a fold.
I c. If a polybag is used:
I 1. The address must not appear on a
component that rotates within the bag.
I 2. The address must remain visible
throughout the addressed component’s
range of motion.
I 3. The address must maintain
placement according to 302.2.0
throughout processing and delivery. The
address must not shift into a
noncompliant position.
*
*
*
*
*
[Delete Exhibit 3.2.4, Address
Placement for Periodicals.]
*
*
*
*
*
*
*
3.0 Price Eligibility for Library Mail
Flats
*
Address Placement
3.3 Permissible Mailpiece
Components
380
*
*
I
Prices and Eligibility
*
*
*
[Revise 3.2.3 to reference the new
address standards as follows:]
The delivery address must be clearly
visible on or through the outside of the
mailpiece, whether placed on a label or
directly on the host publication, a
component, or the mailing wrapper. The
following standards apply:
Media Mail
373
3.2.3
*
16:44 May 06, 2008
Jkt 214001
PO 00000
Frm 00012
Fmt 4700
Sfmt 4700
Approval and Promulgation of Air
Quality Implementation Plans;
Connecticut; Interstate Transport of
Pollution
Environmental Protection
Agency (EPA).
ACTION: Final Rule.
AGENCY:
SUMMARY: EPA is approving a State
Implementation Plan (SIP) revision
submitted by the State of Connecticut.
The SIP revision addresses the
provisions of the Clean Air Act that
require each state to address emissions
that may adversely affect another state’s
air quality through interstate transport.
The Connecticut Department of
Environmental Protection has
adequately addressed the four distinct
elements related to the impact of
interstate transport of air pollutants.
These include prohibiting significant
contribution to downwind
nonattainment of the National Ambient
Air Quality Standards (NAAQS),
interference with maintenance of the
NAAQS, interference with plans in
another state to prevent significant
deterioration of air quality, and
interference with efforts of other states
to protect visibility. This action is being
taken under the Clean Air Act.
DATES: Effective Date: This rule is
effective on June 6, 2008.
ADDRESSES: EPA has established a
docket for this action under Docket
Identification No. EPA–R01–OAR–
2007–0452. All documents in the docket
are listed on the https://
www.regulations.gov Web site. Although
listed in the index, some information is
not publicly available, i.e., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either
electronically through https://
www.regulations.gov or in hard copy at
the Office of Ecosystem Protection, U.S.
Environmental Protection Agency, EPA
New England Regional Office, One
Congress Street, Suite 1100, Boston,
MA. EPA requests that if at all possible,
you contact the contact listed in the FOR
FURTHER INFORMATION CONTACT section to
schedule your inspection. The Regional
Office’s official hours of business are
E:\FR\FM\07MYR1.SGM
07MYR1
Agencies
[Federal Register Volume 73, Number 89 (Wednesday, May 7, 2008)]
[Rules and Regulations]
[Pages 25509-25516]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-8621]
-----------------------------------------------------------------------
POSTAL SERVICE
39 CFR Part 111
New Address Requirements for Automation, Presorted, and Carrier
Route Flat-Size Mail
AGENCY: Postal Service\TM\.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Postal Service adopts new address placement and formatting
requirements for Periodicals, Standard Mail[supreg], Bound Printed
Matter, Media Mail[supreg], and Library Mail flat-size pieces sent at
automation, presorted, or carrier route prices. We also adopt related
revisions for automation and presorted First-Class Mail[supreg] flats.
DATES: Effective Date: March 29, 2009.
FOR FURTHER INFORMATION CONTACT: Carrie Witt, 202-268-7279.
SUPPLEMENTARY INFORMATION: The Postal Service is implementing a new
technology, the Flats Sequencing System (FSS), to automate delivery
sequencing for flat-size mail. Currently, flat-size mail is sorted
mechanically only to the 9-digit ZIP CodeTM or carrier
level, and then manually sorted into delivery order by carriers. FSS
can sort flat-size mailpieces into delivery sequence, increasing
efficiency by reducing carriers' time sorting mail, and allowing
carriers to begin delivering mail earlier in the day.
Similar technology boosted postal efficiencies in processing and
delivering letter mail in the 1990s. We can significantly increase
efficiency and reduce delivery costs for flat-size mail with FSS
technology. FSS can sequence flat mail at a rate of approximately
16,500 pieces per hour. Scheduled to operate 17 hours per day, each
machine will be capable of sequencing 280,500 mailpieces daily to more
than 125,000 delivery addresses.
As we move toward national deployment of FSS, we are working
closely with the mailing industry to make the most of this investment
and achieve the lowest combined costs for handling flat-size mail,
including developing new standards for optimal addressing. Unlike
letter mail, which is fairly uniform in size and address location, flat
mail covers a broad range of sizes and has highly variable address
placement. We need new mailing standards for this diverse mailstream to
promote consistent addressing for all flat-size pieces and increase
efficiency in flats processing and delivery operations.
Toward this goal, we are adopting new standards to require the
delivery address in the upper portion of all Periodicals, Standard
Mail, Bound Printed Matter, Media Mail, and Library Mail flat-size
pieces mailed at automation, presorted, or carrier route prices.
Mailers may place the address parallel or perpendicular to the top
edge, but not upside down as read in relation to the top edge. The new
standards define ``upper portion'' as the top half of a mailpiece, but
we encourage mailers to place the address as close to the top edge as
possible (while still maintaining a \1/8\-inch clearance from the
edge).
Mailers must also address all presorted, carrier route, and
automation flat-size mailpieces using a minimum of 8-point type or, if
the mailpiece bears a POSTNETTM or Intelligent Mail[supreg]
barcode with a delivery point routing code, a minimum of 6-point type
in all capital letters. In addition, for all automation price pieces,
the characters in the address must not overlap, the address lines must
not touch or overlap, and each address element may be separated by no
more than five blank character spaces.
The new standards will enable FSS to process flat-size pieces in
delivery sequence at high speeds and output the pieces in vertical
bundles that are optimized for carrier delivery. The new placement
criteria will take advantage of the vertical bundle output and
significantly reduce the time carriers spend reorienting pieces to read
the address--whether the mail is held, pulled from a mailbag, or
removed from a tray. The new standards for type size and line spacing
will ensure carriers can read the addresses and delineate delivery
stops. With over a quarter million carriers delivering mail six days a
week, there are substantial opportunities to gain efficiency.
As we transition to the new addressing standards, mailers can take
advantage of the Intelligent Mail barcode to save space within the
address block. For example, the Intelligent Mail barcode can include
tracking and routing information that currently requires human-readable
ACSTM codes and keylines. We also reduced the amount of
clear space required under the Intelligent Mail barcode to 0.028 inch
(mailers can access the full technical specification for the
Intelligent Mail barcode at https://ribbs.usps.gov/onecodesolution).
The Intelligent Mail barcode will be required on all pieces
claiming automation prices in the future. Mailers can find more
information in the Federal Register notice, ``Implementation of
Intelligent Mail Barcodes,'' published on January 7, 2008 (available on
Postal Explorer[supreg] at https://pe.usps.com; click ``Federal Register
Notices'' in the left frame). Because the new barcode requirements are
laid out in a separate Federal Register proceeding, we removed them
from this final rule.
Summary of Comments
We published a proposal for comment in the Federal Register (72 FR
57507) on October 10, 2007. We received comments from 24 mailers, seven
associations, four presort bureaus, three
[[Page 25510]]
large printers, and two consultants. We appreciate the time these
commenters took to detail their questions, concerns, and suggestions.
We also appreciate the sample mailpieces that many mailers included to
illustrate their feedback.
Comments on Address Placement
Twenty-eight commenters objected to the proposed standards for
address placement that would require the delivery address to be 3
inches (for horizontal addresses) or 2.5 inches (for vertical
addresses) from the top of a mailpiece. These commenters objected for
creative reasons, financial reasons, or both.
Twenty-five of these commenters cited a loss of design options, on
a mailpiece cover or coverwrap, or on an insert showing through
polywrap. These commenters said the new address placement would
compromise their cover designs and result in mailpieces that look
``tacky'' or ``cheap.''
We did not intend to compromise mailpiece design. In response to
these concerns, we revised our standards to allow mailers to place the
delivery address within the top half of their mailpieces. While we
strongly prefer the address as close to the top as possible, the top
half provides additional design options for most mailpieces. For
example, on a typical 8- by 11-inch magazine with an address positioned
parallel to the top edge, our proposal would have required the address
within the top 3 inches. The revised standards allow this address
anywhere within the top half--5.5 inches in this example--providing an
additional 2.5-inch band for the address.
For pieces addressed vertically, we will allow the delivery address
to run into the bottom half of the mailpiece if the address is placed
within 1 inch of the top edge. This caveat will ensure that mailers can
use vertical addresses on shorter pieces, where the delivery address
might not fit entirely within the top half, and provides many design
options overall for these types of flats.
We note that many mailpieces already comply with the new address
placement standards. We have also received publications from mailers
who successfully moved their addresses into compliance with our
proposal. These mailers did not indicate that the design of their
mailpieces had been compromised as a result.
Several commenters objected to the standards that prohibit a
horizontal address from appearing upside-down as read in relation to
the top edge. These commenters point out that the address would be
upside down on an unenveloped piece when the spine is to the left, as a
publication is normally held. They raise concerns about response cards
that appear on the front of a publication (usually on a cover wrap)
that include the delivery address and solicit a reply. These commenters
foresee a loss of revenue from decreased subscriber renewal rates and
decreased advertising response rates if they place the address upside
down on their reply cards.
We note that the new standards still provide mailers with the
option to position a response card vertically on a mailpiece, with the
address reading either to the left or to the right. A horizontal
address, which would appear upside down when the spine is positioned on
the left, is not required.
A total of 21 commenters objected to the address placement
standards for financial reasons, stating that the new requirements
would adversely affect their costs or their ability to generate
revenue. In addition to the concerns about response rates noted above,
these commenters explained that the new requirements would add costs
for spot-glue on inserts and onserts; new or reconfigured equipment and
mailing software; and larger address labels or new window envelopes.
The revised standards, which allow the delivery address within the
top half of a mailpiece, provide additional options for many mailpieces
and should lessen the impact of the change across the flats mailstream.
We are providing a year-long implementation timeframe to allow mailers
to prepare for the new standards, adjust mailpiece design if needed,
and obtain any new mailing supplies and equipment. We are committed to
working with mailers to reduce the total cost of the flats mailstream.
Matching mail preparation requirements to processing and delivery needs
will help the Postal Service and the mailing industry achieve a lowest-
combined-cost system.
Flats mail volume exceeded 52 billion pieces in 2007 and
represented about one-quarter of the total volume. The new address
standards provide a significant opportunity to improve efficiency and
save costs for both mailers and the Postal Service.
Four commenters objected to placing delivery addresses over their
magazine titles. Our standards do not require or encourage mailers to
place the delivery address over their publication titles. To clarify,
publications mailed in polybags have three options to avoid covering
the title: at the foot of the front cover, the foot of the back cover,
or at the head of the back cover. For publications that are not mailed
in polybags, our standards specifically prevent mailers from placing an
address in the traditional title area of a magazine or catalog (the
head of the front cover). See illustration titled, ``Front of Flat-Size
Mailpiece.'' Existing mailing standards for Periodicals publications
specify that the publication title must be displayed prominently on the
publication and any protective cover. Our new address standards do not
change this practice.
[[Page 25511]]
[GRAPHIC] [TIFF OMITTED] TR07MY08.011
Two commenters explained that their addresses may not comply on
letter-size pieces that become flats if filled to more than \1/4\-inch
thick. While some mailers may need to adjust their mailpieces if they
are used for mailing at both the letter and the flats prices, major
changes are not needed in many instances. The new standards allow the
delivery address in all but the center of a letter-size piece, and many
mailers might make an adjustment by moving the address area to the
right or the left (the ``top'' is either of the shorter edges on an
enveloped piece, meaning the right or left edge on a typical letter).
The postage and return address areas are not affected by our new
standards. For mailers who must make adjustments, we are providing a
year to meet the new standards and exhaust existing mailpiece stock.
Comments on Address Characteristics
Thirteen commenters objected to the 8-point type size requirement
because it will require larger address labels than the labels they are
currently using. In response to these concerns, we reduced the
requirement to 6-point type (using all capital letters) on pieces that
bear a POSTNET or an Intelligent Mail barcode that contains a delivery
point routing code. In our models, we were able to place an Intelligent
Mail barcode, the barcode clear zone, and at least six lines of text on
a 1-inch label.
We are also shortening optional endorsement lines and allowing
mailers to place mailer-specified information (such as customer
numbers) to the left of the optional endorsement line when OneCode
ACSTM is used. We will publish more information about these
initiatives in a separate DMM[supreg] revision. In addition, the
Intelligent Mail barcode will give mailers new opportunities to save
space in the address block.
Six commenters objected to addressing automation pieces with
individual characters and address lines that do not touch or overlap.
These commenters said that the proposed standards would exclude
handwriting and script fonts from automation pricing.
We developed these standards on the basis of engineering tests of
our optical character reader systems, which showed a significant drop
in read rates for addresses with elements that touch or overlap. Some
results showed as much as a 50 percent drop in read rates when the
characters and lines are not clearly separated. Our processing systems
must be able to read the recipient name in addition to the address (or
barcode) to accurately route mailpieces.
We do agree that many machine-printed script fonts will process
adequately on our systems, even though these addresses will not achieve
the highest read rates. To assist mailers who need these types of fonts
to personalize or stylize their mailpieces, we changed the standard to
specify that the individual characters in the address can touch, but
cannot overlap. This standard will allow machine-printed script
addresses. While we strongly prefer a sans-serif type of font, two
script fonts that we have observed with adequate read rates are
Monotype Corsiva and Bradley Hand ITC.
Our revised standards still exclude most handwritten addresses,
because we cannot process pieces with overlapping
[[Page 25512]]
characters and undelineated address lines with acceptable read rates.
In addition, our carriers rely on legible addresses to accurately sort
their mail and delineate delivery stops on their routes. Handwriting is
often difficult to read and impacts delivery efficiency.
Five commenters objected to the requirement that each address
element be separated by no more than three blank character spaces.
These commenters stated that this standard is too limiting for software
systems that use fixed field lengths. We revised the standard to allow
mailers to separate address elements by a maximum of five blank spaces.
The new standard will ensure readability and routing accuracy by
keeping all address elements associated to the core address block, and
not mistaken for extraneous information.
Five commenters asked us to clarify our measurements for type size.
We revised the standards to specify that each character in the delivery
address must be at least 0.080 inch tall (0.065 inch for pieces bearing
a POSTNET or an Intelligent Mail barcode that contains a delivery point
routing code). These minimums apply to the height of the actual printed
letter or figure (sometimes referred to as the ``figure set'' or ``font
set''). Four commenters asked us to clarify our definition of ``blank
character spaces.'' We specify that a ``blank'' character space can
equal the width of the widest character in the address.
Two commenters objected to our preferred Arial font. We agree that
many sans-serif fonts are similar to Arial and will process with
acceptable read rates. We expanded our preference to ``a sans-serif
font.'' We also added a preference for all capital letters to further
define best addressing practices.
Two commenters asked us to clarify indicia placement, and one
commenter asked us to allow additional options. The new address
standards do not change the existing four options for indicia placement
listed in DMM 604.5.3.4, and we are not considering new options at this
time. We will continue to evaluate indicia placement and modify the
standards as needed.
Comments Related to Implementation
Ten commenters objected to the implementation date, stating that
FSS volumes will be minimal next year and the new rules should coincide
with fuller deployment. We disagree with these commenters. We need the
new address standards as FSS is deployed across the country, not after,
and we need new standards for carrier readability today. We can capture
these efficiencies as soon as these changes are implemented, and we
will continually evaluate the requirements and work with mailers to
ensure that mail processing and mail preparation are aligned in the
future.
Nine commenters asked for information about acceptance procedures,
tolerances, and penalties. We are still developing the policies that
will apply to mailpieces that do not comply. We clarified the standards
to specify a minimum measurement for type size, simplified the address
placement standards, and broadened the spacing requirements. These
changes eliminate uncertainty about these issues at acceptance and give
mailers as much latitude as possible as they design and print their
mailpieces.
Five commenters asked for a second proposal to clarify the
requirements, extend the implementation timeframe, and specify
acceptance procedures and penalties. We do not agree that a second
proposal is needed. Our final rule gives more options for most
mailpieces, clarifies the new standards, and provides a full year for
mailers to prepare for the changes. We will continue to work with
mailers during this time to ensure a smooth transition to the new
standards. We will also re-evaluate the new address criteria as the
mailstream changes, and strengthen or lessen the requirements if
needed, as we do with all of our mailing standards.
Presort Bureau Comments
Four commenters sent similar letters on behalf of presort bureaus
that use multi-line optical character reader (MLOCR) technology,
explaining that they consolidate mailpieces from many mailers into
large mailings that may be mailed at discounted prices. These
mailpieces are addressed before they reach the presort bureau, and
commenters stated that they cannot ensure that all pieces are addressed
correctly. We note that presort bureaus consolidate mailings that must
meet many standards for the postage prices claimed.
These commenters also stated that, if their MLOCR technology can
read an address and spray a barcode, postal technology should also be
able to read the address and the resulting barcode. We agree that
pieces bearing an accurate POSTNET or Intelligent Mail barcode with a
delivery point routing code can use a smaller address type size. We
lessened the requirement to 6-point type (using all capital letters)
for these pieces. We cannot eliminate the other address requirements.
For acceptable read rates, our tests indicate that we need delivery
addresses in 8-point type, with distinguishable characters and address
lines, and with each element associated to the core address block.
These commenters also raised concerns about how we will verify
address format and the penalties for noncompliance in a combined
mailing. They explained that sampling a consolidated mailing might
reveal a disproportionate number of noncompliant addresses, since a
given customer's mailpieces may not be randomly distributed throughout
a mailing. We plan to verify addressing the same way we verify other
standards in a combined mailing today. When an error is discovered, we
attempt to trace the error back to an individual mailing and assess any
additional postage on that portion only.
Five commenters assert that the new address placement and
formatting requirements should not apply to mail entered by presort
bureaus and other mailers with similar business models. The new
standards will apply to all flats mailed at automation, presorted, or
carrier route prices.
Summary of Changes From Proposed to Final Rule
We specified in DMM 302.1.2 and 2.4 that each character in the
address must be at least 0.080 inch high. We changed our font
preference to ``sans-serif'' and added another preference for using all
capital letters.
We revised the standards for automation pieces in DMM 302.2.4 to
allow the individual characters in the address to touch but not
overlap, to allow up to five blank character spaces between each
address element, and to allow addresses in 6-point type (using all
capital letters) when a POSTNET or an Intelligent Mail barcode with a
delivery point routing code is used. We also defined a ``blank'' space
as equal to the width of the widest character in the address.
We changed the terminology in DMM 302.2.0 from ``address block'' to
``delivery address'' for clarity. We revised the address placement
standards in DMM 302.2.2 and 2.3 to require the entire delivery address
within the top half of the mailpiece. We made related changes to the
illustrations. We added a caveat that vertical addresses may cross the
midline of a mailpiece if they are placed within 1 inch of the top
edge.
We revised DMM 302.2.2 to specify that when the delivery address is
placed on an insert and polywrapped with the host piece, the address
``must meet the placement standards throughout processing and
delivery.'' We removed the word ``secured'' because some inserts may
meet this standard without
[[Page 25513]]
being affixed. We revised DMM 707.3.2.3 and 3.3.10 for clarity.
We removed the proposed barcode standards for automation pieces,
because those standards are now handled in a separate Federal Register
proceeding.
We adopt the following amendments to Mailing Standards of the
United States Postal Service, Domestic Mail Manual (DMM), incorporated
by reference in the Code of Federal Regulations. See 39 CFR 111.1.
List of Subjects in 39 CFR Part 111
Administrative practice and procedure, Postal Service.
0
Accordingly, 39 CFR Part 111 is amended as follows:
PART 111--[AMENDED]
0
1. The authority citation for 39 CFR Part 111 continues to read as
follows:
Authority: 5 U.S.C. 552(a); 39 U.S.C. 101, 401, 403, 404, 414,
416, 3001-3011, 3201-3219, 3403-3406, 3621, 3622, 3626, 3632, 3633,
and 5001.
0
2. Revise the following sections of Mailing Standards of the United
States Postal Service, Domestic Mail Manual (DMM), as follows:
* * * * *
300 Discount Mail: Flats
* * * * *
302 Elements on the Face of a Mailpiece
1.0 All Mailpieces
* * * * *
[Revise 1.2 as follows:]
1.2 Delivery Address
The delivery address specifies the location to which the USPS is to
deliver a mailpiece. Except for mail prepared with detached address
labels under 602.4.0, the mailpiece must have the address of the
intended recipient, visible and legible, only on the side of the piece
bearing postage (periodicals do not display postage and the address may
appear on either side). Use at least 8-point type (each character must
be at least 0.080 inch high). A sans-serif font is preferred. Addresses
printed in all capital letters are also preferred. Additional standards
apply to presorted, automation-compatible, and carrier route flats
mailed at First-Class Mail, Periodicals, Standard Mail, Bound Printed
Matter, Media Mail, and Library Mail prices (see 2.0).
* * * * *
[Renumber 2.0 through 4.0 as 3.0 through 5.0. Insert new 2.0 as
follows:]
2.0 Address Placement
2.1 Basic Standards
On all Periodicals, Standard Mail, Bound Printed Matter, Media
Mail, and Library Mail flats mailed at presorted, automation, or
carrier route prices, mailers must place the delivery address at least
\1/8\ inch from any edge of the mailpiece. For the purposes of these
standards, the ``delivery address'' is defined as the recipient's name
or other identification; the company information line; the street and
number, and any necessary secondary information; and the city, state,
and ZIP Code. The delivery address may appear on the front or the back
of the mailpiece (but must be on the side bearing postage, except for
Periodicals), parallel or perpendicular to the top edge, but it cannot
be upside down as read in relation to the top edge. See 2.2 for
additional standards for enveloped or polywrapped pieces, and 2.3 for
bound or folded pieces not in envelopes or polywrap.
2.2 Address Placement on Enveloped or Polywrapped Pieces
The following standards apply to enveloped or polywrapped
Periodicals, Standard Mail, Bound Printed Matter, Media Mail, and
Library Mail flats mailed at presorted, automation, or carrier route
prices:
0
a. The ``top'' of the mailpiece is either of the shorter edges.
0
b. The entire delivery address must be within the top half of the
mailpiece (see Exhibit 2.2). Optimal placement is at the top edge
(while maintaining the \1/8\-inch clearance requirement). If a vertical
address will not fit entirely within the top half, the address may
cross the midpoint if it is placed within 1 inch of the top edge.
0
c. When the delivery address is placed on an insert polywrapped with
the host piece, the address must meet the placement standards
throughout processing and delivery.
[[Page 25514]]
[GRAPHIC] [TIFF OMITTED] TR07MY08.012
2.3 Address Placement on Bound or Folded Pieces
The following standards apply to bound or folded Periodicals,
Standard Mail, Bound Printed Matter, Media Mail, and Library Mail flats
mailed at presorted, automation, or carrier route prices not in
envelopes or polywrap:
0
a. The ``top'' is the upper edge of the mailpiece when the bound or
final folded edge is vertical and on the right side of the piece.
Exception: For Carrier Route (or Enhanced Carrier Route) saturation
pieces, the ``top'' of the mailpiece is either of the shorter edges.
0
b. The entire delivery address must be within the top half of the
mailpiece (see Exhibit 2.3). Optimal placement is at the top edge
(while maintaining the \1/8\-inch clearance requirement). If a vertical
address will not fit entirely within the top half, the address may
cross the midpoint if it is placed within 1 inch of the top edge.
[[Page 25515]]
[GRAPHIC] [TIFF OMITTED] TR07MY08.013
2.4 Type Size and Line Spacing
On all First-Class Mail, Periodicals, Standard Mail, Bound Printed
Matter, Media Mail, and Library Mail flats mailed at presorted,
automation, or carrier route prices, mailers must print the delivery
address using at least 8-point type (each character must be at least
0.080 inch high). A sans serif font is preferred. Addresses printed in
all capital letters are also preferred. These additional standards
apply to automation price pieces:
0
a. The individual characters in the address cannot overlap. The
individual lines in the address cannot touch or overlap. A minimum
0.028-inch clear space between lines is preferred.
0
b. Each element on each line of the address may be separated by no more
than five blank character spaces. One or two blank spaces is preferred.
For example, ``ANYTOWN US 12345,'' not ``ANYTOWN US 12345.'' A
``blank'' character space can equal the width of the widest character
in the address.
0
c. For pieces that bear a POSTNET barcode with a delivery point routing
code under 708.4.2 or an Intelligent Mail barcode with a delivery point
routing code under 708.4.3, mailers may print the delivery address in a
minimum of 6-point type (each character must be at least 0.065 inch
high) when all capital letters are used.
* * * * *
330 First-Class Mail
333 Prices and Eligibility
* * * * *
3.0 Eligibility Standards for First-Class Mail Flats
* * * * *
3.3 Additional Basic Standards for First-Class Mail
All presorted First-Class Mail must:
* * * * *
[Revise introductory text in item f to reference the new address
standards as follows (no change to items 1, 2, or 3):]
0
f. Bear a delivery address formatted according to 302.2.4 that includes
the correct ZIP Code or ZIP+4 code and that meets these address quality
standards:
* * * * *
340 Standard Mail
343 Prices and Eligibility
* * * * *
3.0 Basic Standards for Standard Mail Flats
* * * * *
3.3 Additional Basic Standards for Standard Mail
Each Standard Mail mailing is subject to these general standards:
* * * * *
[Revise item e to reference the new address standards as follows:]
0
e. Each mailpiece must bear the addressee's name and delivery address,
including the correct ZIP Code or ZIP+4 code, except as allowed when
using alternative addressing formats under 602.3.0 or detached address
labels under 602.4.0. Format and position the delivery address
according to 302.2.0.
* * * * *
360 Bound Printed Matter
363 Prices and Eligibility
* * * * *
[[Page 25516]]
2.0 Basic Eligibility Standards for Bound Printed Matter
* * * * *
2.3 Delivery and Return Addresses
[Revise 2.3 to reference the new address standards as follows:]
All BPM mail must bear a delivery address formatted and positioned
according to 302.2.0. The delivery address must include the correct ZIP
Code or ZIP+4 code. Alternative addressing formats under 602.3.0 may be
used. Except for unendorsed BPM, each mailpiece must bear the sender's
return address.
* * * * *
370 Media Mail
373 Prices and Eligibility
* * * * *
3.0 Price Eligibility for Media Mail Flats
* * * * *
3.3 Delivery and Return Addresses
[Revise 3.3 to reference the new address standards as follows:]
All Media Mail must bear a delivery address formatted and
positioned according to 302.2.0. The delivery address must include the
correct ZIP Code or ZIP+4 code. Alternative addressing formats under
602.3.0 or detached address labels under 602.4.0 may be used. Each
mailpiece must bear the sender's return address.
* * * * *
380 Library Mail
383 Prices and Eligibility
* * * * *
3.0 Price Eligibility for Library Mail Flats
* * * * *
3.3 Delivery and Return Addresses
[Revise 3.3 to reference the new address standards as follows:]
All Library Mail must bear a delivery address formatted and
positioned according to 302.2.0. The delivery address must include the
correct ZIP Code or ZIP+4 code. Alternative addressing formats under
602.3.0 or detached address labels under 602.4.0 may be used. Each
mailpiece must bear the sender's return address.
* * * * *
700 Special Standards
* * * * *
707 Periodicals
* * * * *
3.0 Physical Characteristics and Content Eligibility
* * * * *
3.2 Addressing
* * * * *
3.2.3 Address Placement
[Revise 3.2.3 to reference the new address standards as follows:]
The delivery address must be clearly visible on or through the
outside of the mailpiece, whether placed on a label or directly on the
host publication, a component, or the mailing wrapper. The following
standards apply:
0
a. For flat-size pieces, mailers must follow the additional address
placement and formatting standards in 302.2.0.
0
b. If the address is placed on the mailing wrapper, the address must be
on a flat side, not on a fold.
0
c. If a polybag is used:
0
1. The address must not appear on a component that rotates within the
bag.
0
2. The address must remain visible throughout the addressed component's
range of motion.
0
3. The address must maintain placement according to 302.2.0 throughout
processing and delivery. The address must not shift into a noncompliant
position.
* * * * *
[Delete Exhibit 3.2.4, Address Placement for Periodicals.]
* * * * *
3.3 Permissible Mailpiece Components
* * * * *
3.3.10 Label Carrier
A label carrier may be used to carry the delivery address for the
mailpiece and must consist of a single unfolded, uncreased sheet of
card or paper stock, securely affixed to the cover of the publication
or large enough so that it does not rotate inside the wrapper, subject
to these conditions:
* * * * *
[Insert new item e as follows:]
0
e. For flat-size pieces, the label carrier must maintain address
placement according to 302.2.0 throughout processing and delivery. The
address on the label carrier must not shift into a noncompliant
position.
* * * * *
Neva R. Watson,
Attorney, Legislative.
[FR Doc. E8-8621 Filed 5-6-08; 8:45 am]
BILLING CODE 7710-12-P