Implementation of New Standards for Intelligent Mail® Barcodes, 23393-23403 [E8-9502]
Download as PDF
Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Proposed Rules
must be electronically submitted for
purposes of examination and
completion of registration.
(10) Group registration of published
photographs. Pursuant to the authority
granted by 17 U.S.C. 408(c)(1), the
Register of Copyrights will accept a
Form GR (Group Application), which
must be electronically filed, and which
must be accompanied by a Group
Continuation Sheet (CON GR),
appropriate deposit, and online
payment of the filing fee for registration
if the following conditions are met:
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(viii) The applicant must
electronically complete the Form GR
(Group Application) application, which
must be accompanied by a Group
Continuation Sheet (CON GR). This
application must be completed in
accordance with instructions relevant to
the authorship and ownership of the
photographs published within the same
calendar year, as those instructions are
found at the Copyright Office website,
and must be completed electronically
within the Copyright Office registration
system. In lieu of the deposit material
required pursuant to paragraph
(b)(10)(ix) of this section, all
photographs included within the group
must be electronically submitted in
digital–file format for purposes of
examination and completion of
registration. Where, however, the
Library of Congress requests a particular
photograph or photographs for its
collections, the required print deposit
materials must be submitted.
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3. Section 202.20(c) is amended as
follows:
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a. By amending paragraph
(c)(2)(vii)(D)(5) to add the phrase
‘‘submit electronically in an acceptable
file format’’ after ‘‘the claimant shall’’;
b. By revising paragraph (c)(2)(xv);
d. By revising paragraph (c)(2)(xvii);
e. By redesignating paragraphs
(c)(2)(xviii) through (xx) as (c)(2)(xx)
through (xxii), respectively;
f. By adding new paragraphs
(c)(2)(xviii) and (xix); and
g. By revising redesignated paragraph
(c)(2)(xxii).
The revisions to § 202.20 read as
follows:
§ 202.20 Deposit of copies and
phonorecords for copyright registration.
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(2) * * *
(xv) Contributions to collective works.
In the case of published contributions to
collective works, the deposit must
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consist of a digital copy of each entire
contribution included within the group
as it was published in the collective
work and one complete copy of the best
edition of the entire collective work in
the case where the Library of Congress
has indicated selection of a collective
work.
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(xvii) Group registration of serials. For
group registration of related serials, as
specified in § 202.3(b)(6), the deposit
must consist of one complete copy of
each issue included in the group
registration which shall be submitted
electronically in an acceptable file
format. In addition, two complimentary
subscriptions to any serial for which
group registration is sought must be
entered and maintained in the name of
the Library of Congress, and the copies
must be submitted regularly and
promptly after publication.
(xviii) Group registration of daily
newspapers. For group registration of
daily newspapers, as specified in
§ 202.3(b)(7)(i)(B), the deposit consists
of a digital copy of each entire issue
included in the group which shall be
submitted electronically in an
acceptable file format, and the print
deposit materials required under
§ 202.3(b)(7)(i)(D) for use by the Library
of Congress in cases where the Library
has indicated selection of the title.
(xix) Group registration of daily
newsletters. For group registration of
daily newsletters, as specified in
§ 202.3(b)(9), the deposit must consist of
a digital copy of each issue included in
the group registration which shall be
submitted electronically in an
acceptable file format and the print
deposit materials required pursuant to
§ 202.3(b)(9)(vi)(B) for use by the Library
of Congress in cases where the Library
has indicated selection of the title.
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(xxii) Photographs: group registration.
For groups of photographs registered
with one application under
§ 202.3(b)(3)(i)(B) (unpublished
collections) or § 202.3(b)(10) (group
registration of published photographs),
all photographs, in their entire content,
included within the group must be
electronically submitted in a digital file
format. In addition, when the Library of
Congress requests a particular
photograph or photographs for its
collection, photographs must be
deposited in one of the following
formats (listed in the Library’s order of
preference):
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Dated: April 24, 2008.
Marybeth Peters,
Register of Copyrights.
[FR Doc. E8–9487 Filed 4–29–08; 8:45 am]
BILLING CODE 1410–30–S
POSTAL SERVICE
39 CFR Part 111
Implementation of New Standards for
Intelligent Mail Barcodes
Postal ServiceTM.
Proposed rule.
AGENCY:
ACTION:
SUMMARY: On January 7, 2008, we
published in the Federal Register
(Volume 73, Number 4) an advance
notice of our intention to require the use
of Intelligent Mail barcodes on all letters
and flats mailed at automation prices as
of January, 2009. We presented our
Intelligent Mail vision and asked for
comments from our customers. We
described two options for using
Intelligent Mail barcodes: The basic
option and the full-service option. In
this proposed rule, we have summarized
comments and are now publishing our
revised mailing standards for the use of
Intelligent Mail barcodes.
DATES: We must receive your comments
on or before May 30, 2008. Early
comments are encouraged. Commenters
may submit additional comments any
time before May 30, 2008.
ADDRESSES: Mail or deliver written
comments to the Manager, Mailing
Standards, U.S. Postal Service, 475
L’Enfant Plaza, SW., Room 3436,
Washington, DC 20260–3436. You may
inspect and photocopy all written
comments at USPS Headquarters
Library, 475 L’Enfant Plaza, SW., 11th
Floor N, Washington, DC between 9 a.m.
and 4 p.m., Monday through Friday.
FOR FURTHER INFORMATION CONTACT: Bill
Chatfield, 202–268–7278, Karen Zachok,
202–268–8779, or Uni Han-Norton, 202–
268–8437.
SUPPLEMENTARY INFORMATION: Current
mailing standards for automation prices
require either POSTNETTM barcodes or
Intelligent Mail barcodes on letters and
flats. Both barcode formats contain
routing information, but Intelligent Mail
barcodes offer much more. They can
include indicators for added services
such as Address Change Service and
Confirm, and enable tracking of
individual mailpieces throughout our
processing system. This additional
visibility will enable us to improve
service and efficiency, as well as add
value to the mail.
We are proposing two options for
using Intelligent Mail barcodes. Under
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the basic option, mailers will use the
Intelligent Mail barcode on their letter
and flat mailpieces in place of the
POSTNET barcode. Under the fullservice option, mailers would use
unique Intelligent Mail barcodes on
mailpieces; use Intelligent Mail Tray
and Intelligent Mail Container barcodes;
electronically submit postage statements
and mailing documentation (when
required) before mailings are inducted;
and make appointments through the
Facility Access and Shipment Tracking
(FAST) system for DBMC, DADC, and
DSCF dropshipments. Under the fullservice option, when mail owners elect
to use their own 6-digit or 9-digit Mailer
ID and unique serial numbers for
mailpieces, mail preparers would be
required to honor the 6-digit or 9-digit
Mailer ID and unique numbering as
architected by the mail owner.
The Postal Service proposes to offer
customers who use the full-service
Intelligent Mail option the following
benefits: Free start-the clock information
to notify mailers when the USPS takes
possession of mailings and free address
correction information for mailpieces
that do not have the most current
address or that are undeliverable for
other reasons. In May 2009, all letters
and flats requiring a barcode and mailed
as First-Class Mail, Periodicals,
Standard Mail, and Bound Printed
Matter would be eligible for full-service
prices which will be lower than the
basic service (and POSTNET) prices. All
references to ‘‘May 2009’’ refer to the
date that we implement the May 2009
Mailing Services price changes.
Overview of Comments, and Postal
Service Response
We are encouraged by the interest in
our Intelligent Mail vision. We received
over 400 letters and email messages in
response to our advance notice. We
received over 2,000 additional
comments during our regional outreach
sessions with customers. Many
commenters shared our enthusiasm for
the Intelligent Mail initiative, however,
some were concerned about our
communication efforts, the timing of the
changes, and the specifics of the
program such as pricing and Mailer IDs.
Regarding communication, each of
our 80 districts held at least one
outreach session with customers. We
also held Intelligent Mail Symposiums
with over 1,000 attendees at four
locations. These efforts attracted a broad
cross-section of customers and helped
us better understand their concerns.
A number of commenters questioned
the readiness of mailers and the Postal
Service to use Intelligent Mail barcodes
by January 2009. In response, we are
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proposing that the mailing standards
and prices for Intelligent Mail barcodes
become effective in May 2009
concurrent with the implementation of
the annual price change for Mailing
Services. Also, POSTNET barcodes will
be accepted on automation letters and
flats until May 2010. Many commenters
sought more information about whether
the two options for Intelligent Mail
barcodes would be priced differently.
The announcement of our May 2009
price adjustment will include separate
prices for the two options, with fullservice prices lower than the basic
service (and POSTNET) prices.
Many commenters raised concerns
about our intention to require the mail
‘‘owner’s’’ Mailer ID in the barcode for
full-service mailings. In response, this
proposal includes an alternative way to
identify the mail owner through
electronic documentation.
Commenters noted two concerns
regarding the use of pallets or other
containers such as rolling stock: The
lack of standards for containerization of
First-Class Mail letters or flats; and a
possible new requirement for originentry containerization of full-service
mailings. This proposal does not
include new containerization standards.
Container barcodes and labels will only
be required when mailers prepare
containers required by standards or a
customer/supplier agreement with
USPS. We continue to work with the
mailing industry on containerization in
general. Any new containerization
standards would be the subject of a
separate proposal.
Many commenters questioned the
need to make appointments via our
FAST system for First-Class Mail and
for origin-entered mailings of all classes
when accepted at a detached mail unit
(DMU). At this time we are not
proposing required FAST appointments
for First-Class Mail or for any originentered mailings. FAST appointments
will continue to be required for
dropshipments to applicable DBMC,
DADC, or DSCF destinations for
Periodicals, Standard Mail, and Package
Services mailpieces. Use of FAST
enables us to validate appointments and
provide information to mailers
regarding receipt of mailings.
Some commenters asked whether
ZIP+4 barcodes would continue to be
eligible for automation flats prices. This
proposal includes the requirement for
delivery point barcodes on automation
flats, effective May 2009. Current
standards in DMM 708.4 apply when
mailpieces are addressed for delivery to
an address with a unique 5-digit ZIP
CodeTM or unique ZIP+4TM Code.
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Many commenters sought more
information on barcode requirements for
reply mail. We are proposing barcodes
for letters and flats reply mail (Business
Reply Mail, Courtesy Reply MailTM,
Meter Reply Mail, and Permit Reply
Mail) be in the Intelligent Mail format
and include a Mailer ID and a BRM
Service Type ID as of May 2010.
Formatting of the Intelligent Mail
barcode used on reply mail will be
similar to that for outgoing mailpieces.
Some commenters were concerned
about the longevity of the basic option.
We are not proposing that the basic
option be temporary. Intelligent Mail
barcodes are information-rich and have
the capability to convey more
information than POSTNET barcodes,
even when they are on mailpieces that
are not part of full-service mailings.
There was also uncertainty about the
Intelligent Mail barcode’s use on parcels
and Not Flat-Machinable pieces. This
proposal applies only to letter-size and
flat-size mailings. We are refining
standards for Intelligent Mail package
barcodes and will publish those details
at a later date.
Several commenters asked for more
information regarding the use of
optional endorsement lines (OELs) and
pressure-sensitive bundle labels. We
propose that the top piece of a presort
bundle of flats must either: (1) Include
an OEL, with the information also in the
barcode; or, (2) contain a pressuresensitive bundle label.
Several commenters included a
suggestion that ‘‘uniqueness’’ (in terms
of unique numbering of mailpieces) be
achieved by linking the delivery routing
code with the serial number ID. We
have considered that proposal, but have
determined that for most full-service
mailings, the serial number ID in
combination with the Mailer ID and
Service Type ID will be required for
mailpiece uniqueness. It should be
noted, however, that when mailers
separate trays and containers by price
category for mailings of less than 10,000
pieces, mailpieces may have the same
serial number on all pieces.
Several commenters expressed a
concern about mailing documentation
being required to match the physical
mail preparation. In most cases, presort
software governs the nesting
relationship of how mailpieces are
placed in handling units such as trays
and how trays are placed in containers.
In such instances, the nesting of
physical mail should match the nesting
presented in the electronic
documentation. There are some
instances, for example in the MLOCR
environment, where an exact match of
physical mail to electronic
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documentation is challenging but the
total number of pieces sorted to each
destination matches the documentation.
In those cases, a postage payment
system agreement will govern the
relationship between physical mail and
electronic documentation.
A few commenters questioned the
ability of Postage Statement Wizard
(PSW) to provide electronic mailing
documentation for full-service mailings.
PSW enables electronic submission of
postage statements, which would meet
the requirement for full-service mailings
of less than 10,000 pieces that do not
require accompanying documentation,
such as permit imprint mailings of
identical-weight pieces separated by
price category, or mailings with the
exact postage affixed to each piece.
Many commenters sought clarification
regarding the availability of free address
correction notices. We would provide
free automated address correction
notices for correctly formatted
mailpieces (in a full-service mailing)
that have the appropriate ancillary
service request (either Address Service
Requested or Change Service Requested)
in their mailer profile and embedded in
Intelligent Mail barcodes.
Some commenters expressed concern
about the 10/24 barcode format for
Intelligent Mail Tray labels. Mailers will
be able to use the 10/24 label before
May 2009. They will have the option to
migrate to the 24-digit barcoded label
starting in May 2009. Specifications for
the 24-digit Intelligent Mail Tray label
will be available in the near future;
however, the 24-digit label must not be
used in mailings presented before May
2009.
We also received many questions
about issues that are already covered by
mailing standards in the current Mailing
Standards of the United States Postal
Service, Domestic Mail Manual
(DMM). For instance, barcode
placement standards are in DMM 202.5,
302.4, and 708.4. Standards regarding
the use of Intelligent Mail barcodes with
Confirm Service are in DMM 503.13.3,
and OneCode ACSTM are in DMM
507.4.2. We have a frequently asked
questions (FAQs) section about
Intelligent Mail barcodes on our
Intelligent Mail Web site at
ribbs.usps.gov/Onecodesolution/. We
also will provide more information in
our online publication, A Guide to
Electronic Documentation and
Appointments for Full-Service Mailings,
available online by the end of April
2008.
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Summary of Changes and
Implementation
We currently allow and encourage
mailers to use Intelligent Mail barcodes
on their letters and flats to qualify for
automation prices according to
standards in DMM 202.5, 302.4 and
708.4, with technical specifications
available on RIBBS at https://
ribbs.usps.gov/OneCodeSolution/.
In May 2009, we would implement
the following:
• Updated requirements for
Intelligent Mail barcodes, or POSTNET
barcodes, with delivery point routing
information on letters and flats
requiring a barcode.
• Separate prices for the full-service
and basic Intelligent Mail options. Fullservice mailings would also enjoy the
benefits of free address correction
information, and ‘‘start-the-clock’’
information which will document when
the Postal Service has taken possession
of each mailing.
In May 2010, we would implement
the following:
• Requirements for Intelligent Mail
barcodes with delivery point routing
information on all letters and flats
requiring a barcode.
• Intelligent Mail barcodes would
also be required for Business Reply Mail
and other reply mail, to the extent that
other reply mail requires barcodes.
Although we are exempt from the
notice and comment requirements of the
Administrative Procedure Act [5 U.S.C.
of 553 (b), (c)] regarding proposed
rulemaking by 39 U.S.C. 410(a), we
invite public comments on the
following proposed revisions to Mailing
Standards of the United States Postal
Service, Domestic Mail Manual (DMM),
incorporated by reference in the Code of
Federal Regulations. See 39 CFR 111.1.
200
List of Subjects in 39 CFR Part 111
Administrative practice and
procedure, Postal Service.
5.0 Additional Eligibility Standards
for Automation First-Class Mail Letters
PART 111—[AMENDED]
1. The authority citation for 39 CFR
part 111 continues to read as follows:
Authority: 5 U.S.C. 552(a); 39 U.S.C. 101,
401, 403, 404, 414, 416, 3001–3011, 3201–
3219, 3403–3406, 3621, 3622, 3626, 3632,
3633, and 5001.
2. Revise the following sections of
Mailing Standards of the United States
Postal Service, Domestic Mail Manual
(DMM) as follows:
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Mailing Standards of the United States
Postal Service, Domestic Mail Manual
(DMM)
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Discount Letters and Cards
201
Physical Standards
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3.0 Physical Standards for
Automation Letters and Cards
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3.14 Enclosed Reply Cards and
Envelopes
3.14.1
Basic Standards
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[Revise item b of 3.14.1 to require the
use an Intelligent Mail barcode on all
reply pieces enclosed in automation
price mailings effective May 2010 as
follows:]
b. Each BRM piece must bear the
correct BRM ZIP+4 barcode; each Meter
Reply Mail, Courtesy Reply Mail, and
Permit Reply Mail piece must bear the
correct delivery point barcode for the
delivery address, subject to 202.5.0,
Barcode Placement. All pieces must
bear POSTNET barcodes (until May,
2010) or Intelligent Mail barcodes,
subject to 708.4, Standards for
POSTNET and Intelligent Mail
Barcodes.
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230
First-Class Mail
233
Prices and Eligibility
1.0 Prices and Fees for First-Class
Mail
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1.3 Presorted and Automation Prices
for Cards and Letters
[Revise price table to establish new
full-service automation prices as
follows:]
[Placeholder for price table.]
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5.1 Basic Standards for Automation
First-Class Mail Letters
All pieces in a First-Class Mail
automation mailing must:
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[Revise item e of 5.1 as follows:]
e. Bear an accurate delivery point
POSTNET barcode (until May 2010) or
an Intelligent Mail barcode that
accurately encodes the following fields:
barcode ID, service type ID, Mailer ID,
serial number encoded with digits of the
mailer’s choice, and delivery point
routing code. All barcodes must match
the delivery address and meet the
standards in 202.5.0, Barcode
Placement, and 708.4.0, Standards for
POSTNET and Intelligent Mail
Barcodes. Mailers must apply the
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4.0
barcode either on the piece or on an
insert showing through a window.
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[Renumber current 233.5.2 through
233.5.5 as 233.5.3 through 233.5.6.]
[Add a new 233.5.2 as follows:]
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5.6 Reply Cards and Envelopes
Enclosed in Automation First-Class
Mail
[Revise the first sentence of 5.5 to
specifically note the requirement to use
a barcode on all reply pieces in
automation mailings as follows:]
All letter-size reply cards and
envelopes provided as enclosures in
automation First-Class Mail and
addressed for return to a domestic
delivery address must meet the
standards in 201.3.0, Physical Standards
for Automation Letters and Cards
(including a barcode as required under
201.3.14), for enclosed reply cards and
envelopes. * * *
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234 Postage Payment and
Documentation
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4.0
Mailing Documentation
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[Renumber current 234.4.4 through
234.4.9 as 234.4.5 through 234.4.10 and
add a new 234.4.4 as follows:]
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4.4 Documentation Submission—FullService Automation Prices
Mailers entering First-Class Mail
pieces at full-service automation prices
must electronically submit postage
statements and mailing documentation
to the PostalOne! system as described in
705.21.3.4.
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Mail Preparation
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4.9
5.2 Additional Eligibility Standards
for Full-Service Automation First-Class
Mail Letters
All mailings entered under fullservice automation prices according to
standards in 705.21 must:
a. Use a unique Intelligent Mail
barcode on all pieces.
b. Use unique Intelligent Mail Tray
labels on all trays.
c. Use unique Intelligent Mail
Container barcodes on all pallets and
other containers used to transport mail,
if required by a customer/supplier
agreement with USPS.
d. Use an approved electronic method
to transmit a postage statement and
mailing documentation to the
PostalOne! system.
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Tray Labels
Barcoded Tray Labels
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4.9.1 Basic Standards for Barcoded
Tray Labels
[Revise 4.9.1 by adding a new second
sentence as follows:]
* * * Intelligent Mail Tray labels
must be used with mailings entered at
full-service automation prices. * * *
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240
Standard Mail
243
Prices and Eligibility
1.0
Prices and Fees for Standard Mail
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1.3 Regular Standard Mail—ECR and
Automation Prices
[Revise price table to establish new
full-service automation prices as
follows:]
[Placeholder for new price table.]
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6.0 Additional Eligibility Standards
for Enhanced Carrier Route Standard
Mail Letters
6.1 General Enhanced Carrier Route
Standards
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6.1.2 Basic Eligibility Standards
All pieces in an Enhanced Carrier
Route or Nonprofit Enhanced Carrier
Route Standard Mail mailing must:
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[Revise item g of 6.1.2 to require
carrier route letters to bear an Intelligent
Mail barcode (as of May 2010) as
follows:]
g. Must meet the requirements for
automation compatibility in 201.3.0 and
bear an accurate delivery point
POSTNET barcode (until May 2010) or
Intelligent Mail barcode encoded with
the correct delivery point routing code
matching the delivery address and
meeting the standards in 202.5.0,
Barcode Placement, and 708.4.0,
Standards for POSTNET and Intelligent
Mail Barcodes. Pieces prepared with a
simplified address format are exempt
from this requirement.
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a. Basic letter prices apply to each
piece that is automation-compatible
according to 201.3.0, Physical Standards
for Automation Letters and Cards, and
has an accurate delivery point
POSTNET barcode (until May 2010) or
Intelligent Mail barcode encoded with
the correct delivery point routing code
matching the delivery address and
meeting the standards in 202.5.0,
Barcode Placement, and 708.4.0,
Standards for POSTNET and Intelligent
Mail Barcodes.
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6.4 High Density Enhanced Carrier
Route Standards
6.4.1 Basic Eligibility Standards for
High Density Prices
[Revise the first sentence of 6.4.1 to
require carrier route letters to bear an
Intelligent Mail barcode (as of May
2010) as follows:]
High density prices apply to each
piece that is automation-compatible
according to 201.3.0, and has an
accurate delivery point POSTNET
barcode (until May 2010) or Intelligent
Mail barcode encoded with the correct
delivery point routing code matching
the delivery address and meeting the
standards in 202.5.0, Barcode
Placement, and 708.4.0, Standards for
POSTNET and Intelligent Mail
Barcodes. * * *
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6.5
Saturation ECR Standards
6.5.1 Basic Eligibility Standards for
Saturation Prices
[Revise the first sentence of 6.5.1 to
require carrier route letters to bear an
Intelligent Mail barcode (as of May
2010) as follows:]
Saturation prices apply to each piece
that is automation-compatible according
to 201.3.0, and has an accurate delivery
point POSTNET barcode (until May
2010) or Intelligent Mail barcode
encoded with the correct delivery point
routing code matching the delivery
address and meeting the standards in
202.5.0, Barcode Placement, and
708.4.0, Standards for POSTNET and
Intelligent Mail Barcodes. * * *
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6.3 Basic Price Enhanced Carrier
Route Standards
7.0 Eligibility Standards for
Automation Standard Mail
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7.1 Basic Eligibility Standards for
Automation Standard Mail
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6.3.2
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Basic Price Eligibility
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[Revise item a of 6.3.2 to require
carrier route letters to bear an Intelligent
Mail barcode (as of May 2010) as
follows:]
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All pieces in a Regular Standard Mail
or Nonprofit Standard Mail automation
mailing must:
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[Revise item e of 7.1 as follows:]
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e. Bear a delivery point POSTNET
barcode (until May 2010) or an
Intelligent Mail barcode that accurately
encodes the following fields: Barcode
ID, service type ID, Mailer ID, serial
number encoded with digits of the
mailer’s choice, and delivery point
routing code. All barcodes must match
the delivery address and meet the
standards in 202.5.0, Barcode
Placement, and 708.4.0, Standards for
POSTNET and Intelligent Mail
Barcodes. Mailers must apply the
barcode either on the piece or on an
insert showing through a window.
*
*
*
*
*
[Renumber current 243.7.2 through
243.7.6 as 243.7.3 through 243.7.7.]
[Add a new 243.7.2 as follows:]
244 Postage Payment and
Documentation
7.2 Additional Eligibility Standards
for Full-Service Automation Standard
Mail Letters
245
Mail Preparation
*
*
4.0
Tray Labels
All mailings entered under fullservice automation prices according to
standards in 705.21 must:
a. Use a unique Intelligent Mail
barcode on all pieces.
b. Use unique Intelligent Mail Tray
labels on all trays.
c. Use unique Intelligent Mail
Container barcodes on all destination
entry pallets and other containers, or if
required by a customer/supplier
agreement with USPS.
d. Use an approved electronic method
to transmit a postage statement and
mailing documentation to the
PostalOne! system.
e. Be scheduled for an appointment
through the Facility Access and
Shipment Tracking (FAST) system
when deposited as a DBMC or DSCF
drop-shipment.
*
*
*
*
*
pwalker on PROD1PC71 with PROPOSALS
7.6 Enclosed Reply Cards and
Envelopes
[Revise the first sentence of
renumbered 7.6 to specifically note the
requirement for a barcode on all reply
pieces enclosed in automation price
mailings as follows:]
All letter-size reply cards and
envelopes (Business Reply Mail,
Courtesy Reply Mail, Meter Reply Mail,
and Permit Reply Mail) provided as
enclosures in automation Regular or
Nonprofit Standard Mail, and addressed
for return to a domestic delivery
address, must meet the standards in
201.3.0, Physical Standards for
Automation Letters and Cards
(including a barcode as required under
201.3.14), for enclosed reply cards and
envelopes. * * *
*
*
*
*
*
VerDate Aug<31>2005
16:54 Apr 29, 2008
Jkt 214001
*
*
*
*
*
4.0
Mailing Documentation
*
*
*
*
*
[Renumber current 244.4.4 through
244.4.9 as 244.4.5 through 244.4.10.]
[Add a new 244.4.4 as follows:]
4.4 Documentation Submission—FullService Automation Prices
Mailers entering Standard Mail pieces
at full-service automation prices must
electronically submit postage statements
and mailing documentation to the
PostalOne! system as described in
705.21.3.4.
*
*
*
*
*
*
*
*
*
*
*
4.9
Barcoded Tray Labels
*
*
4.9.1 Basic Standards for Barcoded
Tray Labels
*
*
*
*
*
[Revise 4.9.1 by adding a new item e
as follows:]
e. Intelligent Mail Tray labels must be
used with mailings entered at fullservice automation prices.
*
*
*
*
*
300
Discount Flats
330
First-Class Mail
333
Prices and Eligibility
1.0 Prices and Fees for First-Class
Mail
*
*
*
*
*
1.3 Presorted and Automation Prices
for Flats
[Revise price table to establish new
full-service automation prices as
follows:]
[Placeholder for new price table.]
*
*
*
*
*
5.0 Additional Eligibility Standards
for Automation Price First-Class Mail
Flats
5.1 Basic Standards for Automation
First-Class Mail
All pieces in a First-Class Mail
automation mailing must:
*
*
*
*
*
[Revise item e of 5.1 as follows:]
e. Bear a delivery point POSTNET
barcode (until May 2010) or an
Intelligent Mail barcode that accurately
encodes the following fields: barcode
ID, service type ID, Mailer ID, serial
PO 00000
Frm 00010
Fmt 4702
Sfmt 4702
23397
number encoded with digits of the
mailer’s choice, and delivery point
routing code. All barcodes must match
the delivery address and meet the
standards in 302.4.0, Barcode Placement
and 708.4.0, Standards for POSTNET
and Intelligent Mail Barcodes. Mailers
must apply the barcode either on the
piece or on an insert showing through
a window.
*
*
*
*
*
[Renumber current 333.5.2 through
333.5.5 as 333.5.3 through 333.5].
[Add a new 333.5.2 as follows:]
5.2 Eligibility Standards for FullService Automation First-Class Mail
Flats
All mailings entered under fullservice automation prices according to
standards in 705.21 must:
a. Use a unique Intelligent Mail
barcode on all pieces.
b. Use unique Intelligent Mail Tray
labels on all trays.
c. Use unique Intelligent Mail
Container barcodes on all pallets and
other containers used to transport mail,
if required by a customer/supplier
agreement with USPS.
d. Use an approved electronic method
to transmit a postage statement and
mailing documentation to the
PostalOne! system.
*
*
*
*
*
5.6 Reply Cards and Envelopes
Enclosed in Automation First-Class
Mail
[Revise the first sentence of 5.6 to
specifically note the requirement to use
a barcode on all reply pieces enclosed
in automation mailings as follows:]
All letter-size reply cards and
envelopes provided as enclosures in
automation First-Class Mail and
addressed for return to a domestic
delivery address must meet the
standards in 201.3.0, Physical Standards
for Automation Letters and Cards
(including a barcode as required under
201.3.14), for enclosed reply cards and
envelopes. * * *
*
*
*
*
*
334 Postage Payment and
Documentation
*
*
4.0
Mailing Documentation
*
*
*
*
*
*
*
*
[Renumber current 334.4.4 through
334.4.9 as 334.4.5 through 334.4.10].
[Add a new 334.4.4 to reflect
electronic submission standards at the
full-service automation price as
follows:]
E:\FR\FM\30APP1.SGM
30APP1
23398
Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Proposed Rules
4.4 Documentation Submission—FullService Automation Prices
Mailers entering First-Class Mail flats
at full-service automation prices must
electronically submit postage statements
and mailing documentation, including
qualification and container reports, to
the PostalOne! system as described in
705.21.3.4.
*
*
*
*
*
335
Mail Preparation
*
*
4.0
Tray Labels
*
*
*
*
*
*
*
4.9
Barcoded Tray Labels
*
4.9.1 Basic Standards for Barcoded
Tray Labels
*
*
*
*
*
[Revise 4.9.1 by adding a new item e
as follows:]
e. Intelligent Mail Tray labels must be
used with mailings entered at fullservice automation prices.
*
*
*
*
*
340
Standard Mail
343
Prices and Eligibility
1.0
Prices and Fees for Standard Mail
*
*
*
*
*
[Revise price table to establish new
full-service automation prices as
follows:]
*
*
*
*
*
7.0 Additional Eligibility Standards
for Automation Standard Mail Flats
pwalker on PROD1PC71 with PROPOSALS
7.1 Basic Eligibility Standards for
Automation Standard Mail
All pieces in a Regular Standard Mail
or Nonprofit Standard Mail automation
mailing must:
*
*
*
*
*
[Revise item e as follows:]
e. Bear a delivery point POSTNET
barcode (until May, 2010) or an
Intelligent Mail barcode that accurately
encodes the following fields: barcode
ID, service type ID, Mailer ID, serial
number encoded with digits of the
mailer’s choice, and delivery point
routing code. All barcodes must match
the delivery address and meet the
standards in 302.4.0, Barcode Placement
and 708.4.0, Standards for POSTNET
and Intelligent Mail Barcodes. Mailers
must apply the barcode either on the
piece or on an insert showing through
a window.
*
*
*
*
*
16:27 Apr 29, 2008
the PostalOne! system as described in
705.21.3.4.
*
*
*
*
*
7.2 Eligibility Standards for FullService Automation Standard Mail
Flats
345
Mail Preparation
*
*
All mailings entered under fullservice automation prices according to
standards in 705.21 must:
a. Use a unique Intelligent Mail
barcode on all pieces.
b. Use unique Intelligent Mail Tray
labels on all trays and sacks.
c. Use unique Intelligent Mail
Container barcodes on all destinationentry pallets and other containers, or if
required by a customer/supplier
agreement with USPS.
d. Use an approved electronic method
to transmit a postage statement and
mailing documentation to the
PostalOne! system.
e. Be scheduled for an appointment
through the Facility Access and
Shipment Tracking (FAST) system
when deposited as a DBMC or DSCF
drop-shipment.
4.0
Sack and Tray Labels
*
*
7.5 Enclosed Reply Cards and
Envelopes
1.3 Regular Standard Mail—
Presorted, Enhanced Carrier Route, and
Automation Prices
VerDate Aug<31>2005
[Renumber current 343.7.2 through
343.7.4 as 343.7.3 through 343.7.5].
[Add a new 343.7.2 as follows:]
Jkt 214001
[Revise the first sentence of
renumbered 7.5 to specifically note the
requirement to use a barcode on all
reply pieces enclosed in automation
mailings as follows:]
All letter-size reply cards and
envelopes (Business Reply Mail,
Courtesy Reply Mail, Meter Reply Mail,
and Permit Reply Mail) provided as
enclosures in automation Regular or
Nonprofit Standard Mail, and addressed
for return to a domestic delivery
address, must meet the standards in
201.3.0, Physical Standards for
Automation Letters and Cards
(including a barcode as required under
201.3.14), for enclosed reply cards and
envelopes. * * *
*
*
*
*
*
344 Postage Payment and
Documentation
*
*
*
*
*
4.0
Mailing Documentation
*
*
*
*
*
[Renumber current 344.4.4 through
344.4.9 as 344.4.5 through 344.4.10.]
[Add a new 344.4.4 as follows:]
4.4 Documentation Submission—FullService Automation Prices
Mailers entering Standard Mail pieces
at full-service automation prices must
electronically submit postage statements
and mailing documentation, including
qualification and container reports, to
PO 00000
Frm 00011
Fmt 4702
Sfmt 4702
*
*
*
*
*
*
4.8 Use of Barcoded Sack and Tray
Labels
*
*
*
*
*
[Revise 4.8 by adding a new item e as
follows:]
e. Intelligent Mail Tray labels must be
used on all trays and sacks for mailings
entered at full-service automation
prices.
*
*
*
*
*
360
Bound Printed Matter
363
Prices and Eligibility
1.0 Prices and Fees for Bound Printed
Matter
1.1 Nonpresorted Bound Printed
Matter
*
*
*
*
*
1.1.4 Barcoded Discount-Flats
[Revise 363.1.1.4 to require BPM
claiming a barcode discount price to be
automation-compatible and bear an
Intelligent Mail barcode by May 2010 as
follows:]
The barcoded discount applies only to
BPM flat-size pieces that meet the
requirements for automation
compatibility in 301.3.0 and bear a
delivery point POSTNET barcode (until
May 2010) or Intelligent Mail barcode
encoded with the correct delivery point
routing code matching the delivery
address and meeting the standards in
302.4.0 and 708.4.0. The pieces must be
part of a nonpresorted mailing of 50 or
more flat-size pieces.
*
*
*
*
*
4.0 Price Eligibility for Bound Printed
Matter Flats
4.1 Price Eligibility
BPM prices are based on the weight
of a single addressed piece or 1 pound,
whichever is higher, and the zone
(where applicable) to which the piece is
addressed. Price categories are as
follows:
*
*
*
*
*
[Revise item d of 363.4.1 to require
BPM claiming a barcode discount price
to be automation-compatible and bear
an Intelligent Mail barcode by May 2010
as follows:]
d. Barcoded Discount—Flats. The
barcoded discount applies only to BPM
flat-size pieces that meet the
E:\FR\FM\30APP1.SGM
30APP1
Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Proposed Rules
requirements for automation
compatibility in 301.3.0 and bear a
delivery point POSTNET barcode (until
May 2010) or Intelligent Mail barcode
encoded with the correct delivery point
routing code matching the delivery
address and meeting the standards in
302.4.0 and 708.4.0. The pieces must be
part of a nonpresorted mailing of 50 or
more flat-size pieces or part of a presort
mailing of at least 300 BPM flat-size
pieces prepared under 705.8.0,
Preparing Pallets, and 365.7.0, Preparing
Barcoded Flats. The barcoded discount
is not available for flat-size pieces
mailed at Presorted DDU prices or
carrier route prices.
*
*
*
*
*
6.0 Additional Eligibility Standards
for Barcoded Bound Printed Matter
Flats
6.1 Basic Eligibility Standards for
Barcoded Bound Printed Matter
when deposited as a DBMC or DSCF
dropshipment.
*
*
*
*
*
correctly prepared under 9.9 and
708.4.0.
*
*
*
*
*
364 Postage Payment and
Documentation
9.8
Format Elements
*
*
*
*
*
*
*
2.0
Mailing Documentation
9.8.6
*
*
*
*
*
[Renumber current 364.2.4 through
364.2.9 as 364.2.5 through 364.2.10.]
[Add a new 364.2.4 as follows:]
2.4 Documentation Submission—FullService Automation Prices
Mailers entering BPM pieces at the
full-service automation prices must
electronically submit postage statements
and mailing documentation to the
PostalOne! system as described in
705.21.3.4.
*
*
*
*
*
365
Mail Preparation
*
*
4.0
Sack Labels
*
*
6.2 Eligibility Standards for FullService Automation Bound Printed
Matter Flats
pwalker on PROD1PC71 with PROPOSALS
[Revise 6.1 by revising the first
sentence and adding a new second
sentence as follows:]
The barcode discount applies only to
BPM flat-size pieces that bear a delivery
point POSTNET barcode (until May
2010) with an accurate delivery point
routing code or an Intelligent Mail
barcode that accurately encodes the
following fields: barcode ID, service
type ID, Mailer ID, serial number
encoded with digits of the mailer’s
choice, and delivery point routing code.
All barcodes must match the delivery
address and meet the standards in
708.4.0, Standards for POSTNET and
Intelligent Mail Barcodes. * * *
*
*
*
*
*
[Renumber current 363.6.2 through
363.6.3 as 363.6.3 through 363.6.4.]
[Add a new 363.6.2 as follows:]
*
*
9.0
Business Reply Mail (BRM)
*
*
All mailings entered under fullservice automation prices according to
standards in 705.21 must:
a. Use a unique Intelligent Mail
barcode on all pieces.
b. Use unique Intelligent Mail Tray
labels on all sacks.
c. Use unique Intelligent Mail
Container barcodes on all destinationentry pallets and other containers, or if
required by a customer/supplier
agreement with USPS.
d. Use an approved electronic method
to transmit a postage statement and
mailing documentation to the
PostalOne! system.
e. Be scheduled for an appointment
through the Facility Access and
Shipment Tracking (FAST) system
VerDate Aug<31>2005
16:27 Apr 29, 2008
Jkt 214001
23399
*
*
*
*
*
*
4.9 Basic Standards for Barcoded
Sack Labels
*
*
*
*
*
[Revise 4.9 by adding a new item e as
follows:]
e. Intelligent Mail Tray labels (see
708.6.0) must be used on sacks for
mailings entered at full-service
automation prices.
*
*
*
*
*
500
Additional Services
*
*
507
Mailer Services
*
*
*
*
*
*
*
*
*
9.3 Qualified Business Reply Mail
(QBRM) Basic Standards
*
*
9.3.1
*
*
*
Description
Qualified Business Reply Mail
(QBRM) is First-Class Mail that:
*
*
*
*
*
[Revise item f of 9.3.1 to require use
of an Intelligent Mail barcode on all
barcoded BRM effective May 2010 as
follows:]
f. Bears the correct POSTNET barcode
(until May 2010) or Intelligent Mail
barcode that corresponds to the unique
ZIP+4 code for the address on each
piece distributed. The barcode must be
PO 00000
Frm 00012
Fmt 4702
Sfmt 4702
*
*
*
Delivery Address
*
*
*
*
*
[Revise item a of 9.8.6 to require use
of an Intelligent Mail barcode on all
barcoded BRM effective May 2010 as
follows:]
a. Preprinted labels with only delivery
address information, including a
POSTNET ZIP+4 barcode (until May
2010) or an Intelligent Mail barcode
under 9.9, are permitted, but the permit
holder’s name and other required
elements must be printed directly on the
BRM piece.
*
*
*
*
*
[Revise the title and text of 9.9 to
require use of an Intelligent Mail
barcode on all letter-size and flat-size
BRM effective May 2010 as follows:]
9.9 Additional Standards for LetterSize and Flat-Size BRM
In addition to the format standards in
9.8, letter-size BRM enclosed in
automation mailings and all QBRM
must be ZIP+4 barcoded with a ZIP+4
POSTNET barcode (until May 2010) or
an Intelligent Mail barcode. Intelligent
Mail barcodes must contain the barcode
ID, service type ID, Mailer ID, and
correct ZIP+4 routing code, as specified
under 708.4.3. Effective May 2010, all
letter-size and flat-size BRM pieces,
must bear accurately encoded Intelligent
Mail barcodes that include ZIP+4
routing codes assigned by the USPS.
Until May 2010, BRM letters and flats
may be barcoded at the permit holder’s
option. Barcoded BRM must meet the
barcode standards in 708.4.0, the
envelope basis weight standards in
9.7.1, all other mailpiece design
standards in 201.3.0 (including
thickness), and these standards:
*
*
*
*
*
700
Special Standards
*
*
*
*
*
705 Advanced Preparation and
Special Postage Payment Systems
*
*
8.0
Preparing Pallets
*
*
8.5
General Preparation
*
*
E:\FR\FM\30APP1.SGM
*
*
*
30APP1
*
*
*
*
*
*
23400
8.6
Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Proposed Rules
Pallet Labels
8.6.1 Placement
[Revise the first sentence of 8.6.1 and
add a new second sentence as follows:]
At least two clearly visible labels
must be affixed on two adjacent sides of
each pallet, except for pallet labels with
Intelligent Mail Container barcodes,
which require three labels as specified
in 708.6.7. Pallets prepared through
plant-load or drop-shipment agreements
must be placed on transportation so that
a pallet label faces toward the rear of the
vehicle.
*
*
*
*
*
8.6.2 Specifications
[Revise 8.6.2 to reference Intelligent
Mail Container barcoded pallet labels as
follows:]
Pallet labels must be pink for
Periodicals mail or white for Standard
Mail, and Package Services mail. Pallet
labels must measure at least 8–1/2
inches by 11 inches, except that pallet
or other USPS container labels
including Intelligent Mail Container
barcodes may measure 4 inches by 7
inches when prepared under 708.6.7.3.
Labels containing Intelligent Mail
Container barcodes must meet the
standards for Intelligent Mail Container
labels in DMM 708.6.7 and the RIBBS
Web site at ribbs.usps.gov/
OneCodeSolution/.
*
*
*
*
*
[Add new 705.21 to describe the
conditions for full-service automation
prices as follows:]
21.0
Full-Service Automation Prices
pwalker on PROD1PC71 with PROPOSALS
21.1 Description
Access to full-service automation
prices requires the use of Intelligent
Mail barcodes to uniquely identify each
mailpiece. Full-service automation
mailings require Intelligent Mail
barcodes on mailpieces, Intelligent Mail
Tray labels on trays and sacks, and
Intelligent Mail Container labels on
pallets or similar containers, when
containers are required. Additional
requirements include the use of an
approved electronic method to transmit
postage statements and mailing
documentation to the USPS (describing
how mailpieces are linked to trays or
sacks, if applicable, and containers) and
scheduling dropship appointments
through the Facility Access and
Shipment System (FAST).
21.2 Eligibility Standards
All mailings at full-service
automation prices must:
a. Meet all other standards applicable
for automation mailings of the
applicable class, shape, and content.
VerDate Aug<31>2005
16:27 Apr 29, 2008
Jkt 214001
b. Use an accurately encoded
Intelligent Mail barcode, including a
delivery point routing code, on each
mailpiece.
c. Use accurately encoded Intelligent
Mail Tray labels on all trays and sacks.
d. Use accurately encoded Intelligent
Mail Container barcodes on all pallets or
other containers used to transport mail
(see 21.3.6) when containers are
required.
e. Use an approved electronic method
as described in 21.3.4 to transmit
postage statements and mailing
documentation to the USPS.
f. Be scheduled for an appointment
through the Facility Access and
Shipment Tracking (FAST) system,
when required under 21.3.5.
21.3
Preparation
21.3.1 Intelligent Mail Barcodes
Mailers must include an Intelligent
Mail barcode on each mailpiece as
described in 708.4 that accurately
encodes the following fields:
a. Barcode ID.
b. Service Type ID.
c. Mailer ID. The Mailer ID field can
be populated with the Mailer ID of the
mail owner or mail preparer, based on
what information is included in the
electronic documentation (see 21.3.4)
d. Serial number. Except for mail
prepared under 21.4.3, each mailpiece
must be encoded with a unique serial
number. Mailers must ensure that these
numbers remain unique for a period of
at least 45 days. Serial numbers
associated to an individual Mailer ID
must not be duplicated within this 45day period, regardless of the entry
location.
e. Delivery point routing code. All
Intelligent Mail barcodes must include
an accurate delivery point routing code.
21.3.2 Intelligent Mail Tray Labels
All trays and sacks must contain
accurately encoded Intelligent Mail Tray
labels as described in 708.6.6. Mailing
documentation, when required, must
associate each mailpiece to a
corresponding tray or sack, if
applicable, as described in 21.3.4. Each
tray or sack must be encoded with a
unique serial number. Tray or sack
serial numbers associated to an
individual Mailer ID cannot be
duplicated within a 45-day period,
regardless of the acceptance location.
21.3.3 Intelligent Mail Container
Labels
All required pallets and similar
containers (such as all-purpose
containers, hampers, and gaylords) must
display container labels that include
accurately encoded Intelligent Mail
PO 00000
Frm 00013
Fmt 4702
Sfmt 4702
Container barcodes as described in
708.6.7. Mailing documentation, when
required, must associate each mailpiece
(and tray or sack, if applicable) to a
corresponding container as described in
21.3.4, unless otherwise authorized by a
customer/supplier agreement with
USPS. Each container must be encoded
with a unique serial number. Container
serial numbers associated to an
individual Mailer ID must not be
duplicated within a 45-day period,
regardless of the acceptance location.
21.3.4
Electronic Documentation
Mailers must electronically submit
postage statements and mailing
documentation (when required) to the
PostalOne! system. Unless otherwise
authorized, documentation must
describe how each mailpiece is linked
to a uniquely identified tray or sack, if
applicable, and how each mailpiece and
tray or sack is linked to a uniquely
identified container. See A Guide to
Electronic Documentation for FullService Mailings (available on the
RIBBS website at ribbs.usps.gov/) for
more information. Mailers must
transmit postage statements and mailing
documentation to the PostalOne! system
using Mail.dat, Wizard Web Services, or
Postage Statement Wizard (see 21.4.3)
21.3.5
Scheduling Appointments
Mailers must schedule appointments
using the Facility Access and Shipment
Tracking (FAST) system for drop-ship
mailings (except DDU). Mailers may
schedule appointments online using the
FAST website at fast.usps.com or they
may submit appointment requests
through PostalOne! FAST Web Services
at https://www.uspspostalone.com, using
the Transaction Messaging
specifications.
21.3.6
Preparation of Containers
Mailings at full-service automation
prices may be containerized, when
volume warrants, in uniquely identified
containers (see 21.3.4) by palletizing
bundles, sacks, or trays under standards
in 705.8. Mailers who are required to
containerize must make all separations
when the volume for any presort level
meets a required sortation level, as
described in 705.8.5.2.
21.4
21.4.1
Additional Standards
Induction Data
Mailers accessing full-service
automation prices will receive mail
induction information (start-the-clock
data corresponding to the date and time
when the USPS receives the mailing) at
no additional charge.
E:\FR\FM\30APP1.SGM
30APP1
Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Proposed Rules
21.4.2
Address Correction Service
Mailers accessing full-service prices
will receive free address correction
notices when encoding Intelligent Mail
barcodes with Address Service or
Change Service ancillary service
requests. The mailer will apply the
appropriate service type ID in the
Intelligent Mail barcode to match the
ancillary service requested. A full
description of mail disposition and
address correction combinations is in
507.1.5 by class of mail. A
complementary ancillary service request
option must also be recorded in the
mailer’s ACS mailer profile. Address
Correction Service for mailpieces in
full-service mailings is available for:
a. First-Class Mail letters and flats.
b. Periodicals letters and flats (printed
on-piece endorsement not required).
c. Standard Mail letters and flats and
Bound Printed Matter flats. Standard
Mail and BPM pieces require the use of
a printed on-piece endorsement in
addition to encoding the ancillary
service request into the Intelligent Mail
barcode. See 507.4.2 for additional
standards.
21.4.3 Special Standards—Postage
Statement Wizard
When using Postage Statement
Wizard for mailings of fewer than
10,000 pieces, when postage is affixed
to each piece at the correct price or
when each piece is of identical weight
and the mailpieces are separated by
price, the serial number field of each
Intelligent Mail barcode can be
populated with a mailing serial number
that is unique to the mailing but
common to all pieces in the mailing.
This unique mailing serial number must
not be reused for a period of 45 days
from the date of mailing. Unique
mailing serial numbers must be
populated in the Postage Statement
Wizard entry screen field. Mailers
entering mailings under 21.4.3 must
populate the serial number field of all
Intelligent Mail tray, sack or container
label barcodes with the unique mailing
serial number used in the Postage
Statement Wizard entry screen field and
must apply leading zeros as necessary.
*
*
*
*
*
Periodicals
1.0
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707
Prices and Fees
1.1 Outside-County—Including
Science-of-Agriculture
*
*
1.1.2
*
*
*
Piece Prices
Per addressed piece:
VerDate Aug<31>2005
16:27 Apr 29, 2008
Jkt 214001
[Revise price table to establish new
‘‘full-service’’ automation prices as
follows:]
[Placeholder for new price table.]
*
*
*
*
*
1.2
In-County
*
*
1.2.2
*
*
*
Piece Prices
Per addressed piece:
[Revise price table to establish new
‘‘full-service’’ automation prices as
follows:]
[Placeholder for new price table.]
*
*
*
*
*
14.0 Barcoded (Automation) Price
Eligibility
*
*
14.1
*
*
*
Basic Standards
*
*
*
*
*
[Revise item c of 14.1 to describe new
standards for barcoded Periodicals
mailings as follows:]
c. Bear a delivery point POSTNET
barcode (until May 2010) with an
accurate delivery point routing code or
an Intelligent Mail barcode that
accurately encodes the following fields:
barcode ID, service type ID, mailer ID,
serial number encoded with digits of the
mailer’s choice, and delivery point
routing code. All barcodes must match
the delivery address and meet the
standards in 708.4.0, Standards for
POSTNET and Intelligent Mail
Barcodes. Mailers must apply the
barcode either on the piece or on an
insert showing through a window.
*
*
*
*
*
14.1.2 Enclosed Reply Cards and
Envelopes
[Revise the first sentence of 14.1.2 to
specifically note the requirement for a
barcode on all reply pieces enclosed in
automation price mailings as follows:]
All letter-size reply cards and
envelopes provided as enclosures in
barcoded Periodicals and addressed for
return to a domestic delivery address
must meet the standards in 201.3.0,
Physical Standards for Automation
Letters and Cards (including a barcode
as required under 201.3.14), for
enclosed reply cards and
envelopes. * * *
*
*
*
*
*
[Renumber current 707.14.2 through
707.14.4 as 707.14.3 through 707.14.5.]
[Add new 707.14.2 as follows:]
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Fmt 4702
Sfmt 4702
23401
14.2 Eligibility Standards for FullService Barcoded (Automation)
Periodicals
All mailings entered under fullservice automation prices according to
standards in 705.21 must:
a. Use a unique Intelligent Mail
barcode on all pieces.
b. Use unique Intelligent Mail Tray
labels on all trays and sacks.
c. Use unique Intelligent Mail
Container barcodes on all required
pallets and other containers.
d. Use an approved electronic method
to transmit a postage statement and
mailing documentation to the
PostalOne! system.
e. Be scheduled for an appointment
through the Facility Access and
Shipment Tracking (FAST) system for
mailings deposited as a DBMC, DADC,
or DSCF dropshipment.
*
*
*
*
*
17.0
*
Documentation
*
*
*
*
17.3 Basic Standards for
Documentation
*
*
17.3.3
*
*
*
Presenting Documentation
[Revise 17.3.3 by adding a new third
sentence as follows:]
* * * Mailers entering Periodicals
pieces at the full-service barcoded
(automation) prices must electronically
submit postage statements and mailing
documentation to the PostalOne! system
as described in 705.21.3.4.
*
*
*
*
*
21.0
*
Sack and Tray Labels
*
*
*
*
21.4 Use of Barcoded Sack and Tray
Labels
[Revise 21.4 by adding a new item e
as follows:]
e. Intelligent Mail Tray labels must be
used on all trays and sacks for mailings
entered at full-service automation
prices.
*
*
*
*
*
708
Technical Specifications
*
*
*
*
*
[Revise title of 708.6.0 to reflect new
container label options as follows:]
6.0 Standards for Barcoded Tray,
Sack, and Container Labels
[Renumber current 6.1.1 as new 6.2.1
and retain all current text.]
[Renumber current Exhibit 6.1.1 as
new Exhibit 6.2.1.]
[Renumber current 6.1.4 as new
6.2.2.]
E:\FR\FM\30APP1.SGM
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Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Proposed Rules
[Renumber current Exhibit 6.1.4 as
new Exhibit 6.2.2.]
[Relocate current 6.1.2, 6.1.3, and
6.1.5 and combine as new 6.3, retaining
all current text and exhibits.]
[Renumber current 6.2 as new 6.4.]
[Renumber current 6.3 as new 6.5.]
[Add new 6.1 to provide an overview
of the different barcoded labels as
follows:]
Intelligent Mail barcodes link of the
RIBBS homepage (see the RIBBS Web
site at ribbs.usps.gov).
6.1
6.6.2 Transitional Intelligent Mail
Tray Label Format
General
6.1.1 Tray and Sack Labels
Intelligent Mail Tray labels and
standard 10-digit barcoded tray and sack
labels are the USPS-approved methods
to encode routing, content, and origin
information on containers that can be
read on Tray Management Systems and
other automated processing equipment.
Standard 10-digit barcoded tray and
sack labels should be used with
automation mailings, while Intelligent
Mail Tray labels are designed for use
with automation mailings of Intelligent
Mail barcoded mail. Intelligent Mail
Tray labels can also encode tracking
information and include other mailer
features.
6.1.2 Container Labels
Mailer-generated container labels
containing Intelligent Mail Container
barcodes identify the mail owner or
agent and uniquely identify the unit
load (pallet, container, or rolling stock).
Intelligent Mail Container barcoded
labels are designed to be used with
Intelligent Mail barcoded mailpieces
and Intelligent Mail Tray labels.
*
*
*
*
*
[Add new 6.6 as follows:]
pwalker on PROD1PC71 with PROPOSALS
6.6
Intelligent Mail Tray Label
6.6.1 Definition
a. The Intelligent Mail Tray label can
be used on all trays and sacks. When
correctly formatted barcodes are placed
on Intelligent Mail Tray labels, they will
uniquely identify each tray and sack in
addition to each mailer or mail preparer.
To facilitate the transition from the 10digit tray and sack label to the 24-digit
barcoded Intelligent Mail Tray label, a
transitional label that includes a 10-digit
barcode, using the AIM/USS–I 2/5
symbology, in addition to a 24-digit
Intelligent Mail Tray barcode, using
International Symbology Specification
Code 128 subset C symbology, has been
developed. See Exhibit 6.6.1 for an
example of the 10/24 transitional label.
Mailers using Intelligent Mail Tray
labels must print labels in the
transitional format or in the 24-digit
format (as of May 2009). Detailed
specifications for the tray label and
barcode formats are available under the
VerDate Aug<31>2005
16:27 Apr 29, 2008
Jkt 214001
Exhibit 6.6.1 10/24 Transitional
Intelligent Mail Tray Label
[See exhibit in document on the
Postal Explorer Web site at https://
pe.usps.com, and click on ‘‘Federal
Register Notices’’ in the left frame.]
The data elements for Intelligent Mail
Tray labels are as follows:
a. Printer Line.
b. Tray or Sack Destination (Postal
Destination Name).
c. Content Identifier Number (CIN).
d. Office of mailing or mailer
information.
e. Destination ZIP Code.
f. Carrier Route information.
g. Mailer ID.
h. 24-digit ISS code 128 subset C
barcode numeric line.
i. 10-digit AIM/USS–I 2/5 barcode
numeric line.
j. Mailer’s Area (for mailer generated
information).
6.6.3
Barcode Format
The barcode that a mailer uses
depends upon the Mailer ID assigned by
the USPS. Upon request by the mailer,
USPS assigns a 6-digit or 9-digit Mailer
ID based on the mailer’s projected mail
volume. Intelligent Mail Tray label
barcodes contain the following
elements:
a. Destination ZIP Code.
b. Content Identifier Number (CIN), as
listed in Exhibit 6.2.2.
c. Processing Code, identifying the
system or facility generating the label.
d. Mailer ID.
e. Serial Number, a unique number
assigned to each tray or sack.
f. Label Type, a default digit.
[Add new 6.7 as follows:]
6.7
Intelligent Mail Container Labels
6.7.1
Definition
Mailer-generated container labels
containing Intelligent Mail Container
barcodes can be used to identify all
pallets, gaylords, and other rolling
stock, such as all-purpose containers.
Intelligent Mail Container barcodes
uniquely identify each container and are
scanned at induction and at other points
of the mailstream. Detailed
specifications for Intelligent Mail
Container barcode and pallet labels are
available under the Intelligent Mail
barcodes link of the RIBBS homepage
(see the RIBBS Web site at
ribbs.usps.gov).
PO 00000
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Fmt 4702
Sfmt 4702
6.7.2
Label Format
In addition to the general
requirements for pallet labels in 705.8.6,
Intelligent Mail Container labels (see
exhibit 6.7.2) must meet the following
requirements:
b. Labels must include a bisecting
horizontal line.
c. The top portion of the label is
reserved for USPS-required elements,
including the Intelligent Mail Container
barcode and the ‘‘USPS SCAN
REQUIRED’’ endorsement above the
barcode.
d. Extraneous information must be
placed below the horizontal line.
e. All container labels containing
Intelligent Mail Container barcodes
must meet the specifications located
under the Intelligent Mail barcodes link
of the RIBBS homepage (see the RIBBS
Web site at ribbs.usps.gov).
f. Labels must be a minimum of 81⁄2
inches high and 11 inches long, except
as allowed under 6.7.3.
Exhibit 6.7.2 Intelligent Mail
Container Label
[See exhibit in document on the
Postal Explorer Web site at https://
pe.usps.com, and click on ‘‘Federal
Register Notices’’ in the left frame.]
6.7.3
Optional Label Format
Pallet and container labels including
Intelligent Mail Container barcodes (see
exhibit 6.7.3) may be prepared in an
alternate format when affixed to the
outside of any shrinkwrap or plastic as
follows:
a. Labels must be prepared with the
required elements as described in
705.8.6.
b. Labels affixed to the outside of any
shrinkwrap or other plastic according to
6.7.5a1 may measure no less than 4
inches high by 7 inches long.
c. Labels containing Intelligent Mail
Container barcodes under the optional
format must meet the specifications for
optional labels located under the
Intelligent Mail barcodes link of the
RIBBS homepage (see the RIBBS Web
site at https://ribbs.usps.gov).
Exhibit 6.7.3. Intelligent Mail
Container Label—Optional Format
[See exhibit in document on the
Postal Explorer Web site at https://
pe.usps.com, and click on ‘‘Federal
Register Notices’’ in the left frame.]
6.7.4
Barcode Format
Intelligent Mail Container barcodes
are 21 characters in length and contain
a USPS-assigned Mailer ID. The format
depends upon the Mailer ID assigned by
the USPS. Intelligent Mail Container
E:\FR\FM\30APP1.SGM
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Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Proposed Rules
barcodes contain the following
elements:
a. Application Identifier, identifying
the source of the barcode.
b. Type Indicator, identifying internal
or external label generation.
c. Mailer ID.
d. Serial Number, a unique number
assigned to each container.
*
*
*
*
*
6.7.5
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*
Labeling Requirements
*
*
VerDate Aug<31>2005
*
*
16:27 Apr 29, 2008
Jkt 214001
Mailers using container labels
including Intelligent Mail Container
barcodes must:
a. Place three labels on pallets, one on
each of three sides, by either of the
following methods:
1. Affix the labels to the outside of
shrinkwrap or plastic, when used.
Labels must be affixed by a selfadhesive or other adhesive means that
will not obscure any required element of
the label, and remain secure throughout
USPS processing.
PO 00000
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Fmt 4702
Sfmt 4702
23403
2. When placed under shrinkwrap or
plastic, cover the label with no more
than two layers of shrinkwrap or plastic.
b. Place one label in the designated
area on other USPS containers.
*
*
*
*
*
We will publish an appropriate
amendment to 39 CFR part 111 if our
proposal is adopted.
Neva R. Watson,
Attorney, Legislative.
[FR Doc. E8–9502 Filed 4–29–08; 8:45 am]
BILLING CODE 7710–12–P
E:\FR\FM\30APP1.SGM
30APP1
Agencies
[Federal Register Volume 73, Number 84 (Wednesday, April 30, 2008)]
[Proposed Rules]
[Pages 23393-23403]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-9502]
=======================================================================
-----------------------------------------------------------------------
POSTAL SERVICE
39 CFR Part 111
Implementation of New Standards for Intelligent Mail[supreg]
Barcodes
AGENCY: Postal Service\TM\.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: On January 7, 2008, we published in the Federal Register
(Volume 73, Number 4) an advance notice of our intention to require the
use of Intelligent Mail barcodes on all letters and flats mailed at
automation prices as of January, 2009. We presented our Intelligent
Mail vision and asked for comments from our customers. We described two
options for using Intelligent Mail barcodes: The basic option and the
full-service option. In this proposed rule, we have summarized comments
and are now publishing our revised mailing standards for the use of
Intelligent Mail barcodes.
DATES: We must receive your comments on or before May 30, 2008. Early
comments are encouraged. Commenters may submit additional comments any
time before May 30, 2008.
ADDRESSES: Mail or deliver written comments to the Manager, Mailing
Standards, U.S. Postal Service, 475 L'Enfant Plaza, SW., Room 3436,
Washington, DC 20260-3436. You may inspect and photocopy all written
comments at USPS Headquarters Library, 475 L'Enfant Plaza, SW., 11th
Floor N, Washington, DC between 9 a.m. and 4 p.m., Monday through
Friday.
FOR FURTHER INFORMATION CONTACT: Bill Chatfield, 202-268-7278, Karen
Zachok, 202-268-8779, or Uni Han-Norton, 202-268-8437.
SUPPLEMENTARY INFORMATION: Current mailing standards for automation
prices require either POSTNET\TM\ barcodes or Intelligent Mail barcodes
on letters and flats. Both barcode formats contain routing information,
but Intelligent Mail barcodes offer much more. They can include
indicators for added services such as Address Change Service and
Confirm[supreg], and enable tracking of individual mailpieces
throughout our processing system. This additional visibility will
enable us to improve service and efficiency, as well as add value to
the mail.
We are proposing two options for using Intelligent Mail barcodes.
Under
[[Page 23394]]
the basic option, mailers will use the Intelligent Mail barcode on
their letter and flat mailpieces in place of the POSTNET barcode. Under
the full-service option, mailers would use unique Intelligent Mail
barcodes on mailpieces; use Intelligent Mail Tray and Intelligent Mail
Container barcodes; electronically submit postage statements and
mailing documentation (when required) before mailings are inducted; and
make appointments through the Facility Access and Shipment Tracking
(FAST[supreg]) system for DBMC, DADC, and DSCF dropshipments. Under the
full-service option, when mail owners elect to use their own 6-digit or
9-digit Mailer ID and unique serial numbers for mailpieces, mail
preparers would be required to honor the 6-digit or 9-digit Mailer ID
and unique numbering as architected by the mail owner.
The Postal Service proposes to offer customers who use the full-
service Intelligent Mail option the following benefits: Free start-the
clock information to notify mailers when the USPS[supreg] takes
possession of mailings and free address correction information for
mailpieces that do not have the most current address or that are
undeliverable for other reasons. In May 2009, all letters and flats
requiring a barcode and mailed as First-Class Mail[supreg],
Periodicals, Standard Mail[supreg], and Bound Printed Matter would be
eligible for full-service prices which will be lower than the basic
service (and POSTNET) prices. All references to ``May 2009'' refer to
the date that we implement the May 2009 Mailing Services price changes.
Overview of Comments, and Postal Service Response
We are encouraged by the interest in our Intelligent Mail vision.
We received over 400 letters and email messages in response to our
advance notice. We received over 2,000 additional comments during our
regional outreach sessions with customers. Many commenters shared our
enthusiasm for the Intelligent Mail initiative, however, some were
concerned about our communication efforts, the timing of the changes,
and the specifics of the program such as pricing and Mailer IDs.
Regarding communication, each of our 80 districts held at least one
outreach session with customers. We also held Intelligent Mail
Symposiums with over 1,000 attendees at four locations. These efforts
attracted a broad cross-section of customers and helped us better
understand their concerns.
A number of commenters questioned the readiness of mailers and the
Postal Service to use Intelligent Mail barcodes by January 2009. In
response, we are proposing that the mailing standards and prices for
Intelligent Mail barcodes become effective in May 2009 concurrent with
the implementation of the annual price change for Mailing Services.
Also, POSTNET barcodes will be accepted on automation letters and flats
until May 2010. Many commenters sought more information about whether
the two options for Intelligent Mail barcodes would be priced
differently. The announcement of our May 2009 price adjustment will
include separate prices for the two options, with full-service prices
lower than the basic service (and POSTNET) prices.
Many commenters raised concerns about our intention to require the
mail ``owner's'' Mailer ID in the barcode for full-service mailings. In
response, this proposal includes an alternative way to identify the
mail owner through electronic documentation.
Commenters noted two concerns regarding the use of pallets or other
containers such as rolling stock: The lack of standards for
containerization of First-Class Mail letters or flats; and a possible
new requirement for origin-entry containerization of full-service
mailings. This proposal does not include new containerization
standards. Container barcodes and labels will only be required when
mailers prepare containers required by standards or a customer/supplier
agreement with USPS. We continue to work with the mailing industry on
containerization in general. Any new containerization standards would
be the subject of a separate proposal.
Many commenters questioned the need to make appointments via our
FAST system for First-Class Mail and for origin-entered mailings of all
classes when accepted at a detached mail unit (DMU). At this time we
are not proposing required FAST appointments for First-Class Mail or
for any origin-entered mailings. FAST appointments will continue to be
required for dropshipments to applicable DBMC, DADC, or DSCF
destinations for Periodicals, Standard Mail, and Package Services
mailpieces. Use of FAST enables us to validate appointments and provide
information to mailers regarding receipt of mailings.
Some commenters asked whether ZIP+4 barcodes would continue to be
eligible for automation flats prices. This proposal includes the
requirement for delivery point barcodes on automation flats, effective
May 2009. Current standards in DMM 708.4 apply when mailpieces are
addressed for delivery to an address with a unique 5-digit ZIP Code\TM\
or unique ZIP+4\TM\ Code.
Many commenters sought more information on barcode requirements for
reply mail. We are proposing barcodes for letters and flats reply mail
(Business Reply Mail[supreg], Courtesy Reply Mail\TM\, Meter Reply
Mail, and Permit Reply Mail) be in the Intelligent Mail format and
include a Mailer ID and a BRM Service Type ID as of May 2010.
Formatting of the Intelligent Mail barcode used on reply mail will be
similar to that for outgoing mailpieces.
Some commenters were concerned about the longevity of the basic
option. We are not proposing that the basic option be temporary.
Intelligent Mail barcodes are information-rich and have the capability
to convey more information than POSTNET barcodes, even when they are on
mailpieces that are not part of full-service mailings.
There was also uncertainty about the Intelligent Mail barcode's use
on parcels and Not Flat-Machinable pieces. This proposal applies only
to letter-size and flat-size mailings. We are refining standards for
Intelligent Mail package barcodes and will publish those details at a
later date.
Several commenters asked for more information regarding the use of
optional endorsement lines (OELs) and pressure-sensitive bundle labels.
We propose that the top piece of a presort bundle of flats must either:
(1) Include an OEL, with the information also in the barcode; or, (2)
contain a pressure-sensitive bundle label.
Several commenters included a suggestion that ``uniqueness'' (in
terms of unique numbering of mailpieces) be achieved by linking the
delivery routing code with the serial number ID. We have considered
that proposal, but have determined that for most full-service mailings,
the serial number ID in combination with the Mailer ID and Service Type
ID will be required for mailpiece uniqueness. It should be noted,
however, that when mailers separate trays and containers by price
category for mailings of less than 10,000 pieces, mailpieces may have
the same serial number on all pieces.
Several commenters expressed a concern about mailing documentation
being required to match the physical mail preparation. In most cases,
presort software governs the nesting relationship of how mailpieces are
placed in handling units such as trays and how trays are placed in
containers. In such instances, the nesting of physical mail should
match the nesting presented in the electronic documentation. There are
some instances, for example in the MLOCR environment, where an exact
match of physical mail to electronic
[[Page 23395]]
documentation is challenging but the total number of pieces sorted to
each destination matches the documentation. In those cases, a postage
payment system agreement will govern the relationship between physical
mail and electronic documentation.
A few commenters questioned the ability of Postage Statement
Wizard[supreg] (PSW) to provide electronic mailing documentation for
full-service mailings. PSW enables electronic submission of postage
statements, which would meet the requirement for full-service mailings
of less than 10,000 pieces that do not require accompanying
documentation, such as permit imprint mailings of identical-weight
pieces separated by price category, or mailings with the exact postage
affixed to each piece.
Many commenters sought clarification regarding the availability of
free address correction notices. We would provide free automated
address correction notices for correctly formatted mailpieces (in a
full-service mailing) that have the appropriate ancillary service
request (either Address Service Requested or Change Service Requested)
in their mailer profile and embedded in Intelligent Mail barcodes.
Some commenters expressed concern about the 10/24 barcode format
for Intelligent Mail Tray labels. Mailers will be able to use the 10/24
label before May 2009. They will have the option to migrate to the 24-
digit barcoded label starting in May 2009. Specifications for the 24-
digit Intelligent Mail Tray label will be available in the near future;
however, the 24-digit label must not be used in mailings presented
before May 2009.
We also received many questions about issues that are already
covered by mailing standards in the current Mailing Standards of the
United States Postal Service, Domestic Mail Manual (DMM[reg]). For
instance, barcode placement standards are in DMM 202.5, 302.4, and
708.4. Standards regarding the use of Intelligent Mail barcodes with
Confirm Service are in DMM 503.13.3, and OneCode ACS\TM\ are in DMM
507.4.2. We have a frequently asked questions (FAQs) section about
Intelligent Mail barcodes on our Intelligent Mail Web site at
ribbs.usps.gov/Onecodesolution/. We also will provide more information
in our online publication, A Guide to Electronic Documentation and
Appointments for Full-Service Mailings, available online by the end of
April 2008.
Summary of Changes and Implementation
We currently allow and encourage mailers to use Intelligent Mail
barcodes on their letters and flats to qualify for automation prices
according to standards in DMM 202.5, 302.4 and 708.4, with technical
specifications available on RIBBS at https://ribbs.usps.gov/
OneCodeSolution/.
In May 2009, we would implement the following:
Updated requirements for Intelligent Mail barcodes, or
POSTNET barcodes, with delivery point routing information on letters
and flats requiring a barcode.
Separate prices for the full-service and basic Intelligent
Mail options. Full-service mailings would also enjoy the benefits of
free address correction information, and ``start-the-clock''
information which will document when the Postal Service has taken
possession of each mailing.
In May 2010, we would implement the following:
Requirements for Intelligent Mail barcodes with delivery
point routing information on all letters and flats requiring a barcode.
Intelligent Mail barcodes would also be required for
Business Reply Mail and other reply mail, to the extent that other
reply mail requires barcodes.
Although we are exempt from the notice and comment requirements of
the Administrative Procedure Act [5 U.S.C. of 553 (b), (c)] regarding
proposed rulemaking by 39 U.S.C. 410(a), we invite public comments on
the following proposed revisions to Mailing Standards of the United
States Postal Service, Domestic Mail Manual (DMM), incorporated by
reference in the Code of Federal Regulations. See 39 CFR 111.1.
List of Subjects in 39 CFR Part 111
Administrative practice and procedure, Postal Service.
PART 111--[AMENDED]
1. The authority citation for 39 CFR part 111 continues to read as
follows:
Authority: 5 U.S.C. 552(a); 39 U.S.C. 101, 401, 403, 404, 414,
416, 3001-3011, 3201-3219, 3403-3406, 3621, 3622, 3626, 3632, 3633,
and 5001.
2. Revise the following sections of Mailing Standards of the United
States Postal Service, Domestic Mail Manual (DMM) as follows:
* * * * *
Mailing Standards of the United States Postal Service, Domestic Mail
Manual (DMM)
* * * * *
200 Discount Letters and Cards
201 Physical Standards
* * * * *
3.0 Physical Standards for Automation Letters and Cards
* * * * *
3.14 Enclosed Reply Cards and Envelopes
3.14.1 Basic Standards
* * * * *
[Revise item b of 3.14.1 to require the use an Intelligent Mail
barcode on all reply pieces enclosed in automation price mailings
effective May 2010 as follows:]
b. Each BRM piece must bear the correct BRM ZIP+4 barcode; each
Meter Reply Mail, Courtesy Reply Mail, and Permit Reply Mail piece must
bear the correct delivery point barcode for the delivery address,
subject to 202.5.0, Barcode Placement. All pieces must bear POSTNET
barcodes (until May, 2010) or Intelligent Mail barcodes, subject to
708.4, Standards for POSTNET and Intelligent Mail Barcodes.
* * * * *
230 First-Class Mail
233 Prices and Eligibility
1.0 Prices and Fees for First-Class Mail
* * * * *
1.3 Presorted and Automation Prices for Cards and Letters
[Revise price table to establish new full-service automation prices
as follows:]
[Placeholder for price table.]
* * * * *
5.0 Additional Eligibility Standards for Automation First-Class Mail
Letters
5.1 Basic Standards for Automation First-Class Mail Letters
All pieces in a First-Class Mail automation mailing must:
* * * * *
[Revise item e of 5.1 as follows:]
e. Bear an accurate delivery point POSTNET barcode (until May 2010)
or an Intelligent Mail barcode that accurately encodes the following
fields: barcode ID, service type ID, Mailer ID, serial number encoded
with digits of the mailer's choice, and delivery point routing code.
All barcodes must match the delivery address and meet the standards in
202.5.0, Barcode Placement, and 708.4.0, Standards for POSTNET and
Intelligent Mail Barcodes. Mailers must apply the
[[Page 23396]]
barcode either on the piece or on an insert showing through a window.
* * * * *
[Renumber current 233.5.2 through 233.5.5 as 233.5.3 through
233.5.6.]
[Add a new 233.5.2 as follows:]
5.2 Additional Eligibility Standards for Full-Service Automation First-
Class Mail Letters
All mailings entered under full-service automation prices according
to standards in 705.21 must:
a. Use a unique Intelligent Mail barcode on all pieces.
b. Use unique Intelligent Mail Tray labels on all trays.
c. Use unique Intelligent Mail Container barcodes on all pallets
and other containers used to transport mail, if required by a customer/
supplier agreement with USPS.
d. Use an approved electronic method to transmit a postage
statement and mailing documentation to the PostalOne! system.
* * * * *
5.6 Reply Cards and Envelopes Enclosed in Automation First-Class Mail
[Revise the first sentence of 5.5 to specifically note the
requirement to use a barcode on all reply pieces in automation mailings
as follows:]
All letter-size reply cards and envelopes provided as enclosures in
automation First-Class Mail and addressed for return to a domestic
delivery address must meet the standards in 201.3.0, Physical Standards
for Automation Letters and Cards (including a barcode as required under
201.3.14), for enclosed reply cards and envelopes. * * *
* * * * *
234 Postage Payment and Documentation
* * * * *
4.0 Mailing Documentation
* * * * *
[Renumber current 234.4.4 through 234.4.9 as 234.4.5 through
234.4.10 and add a new 234.4.4 as follows:]
4.4 Documentation Submission--Full-Service Automation Prices
Mailers entering First-Class Mail pieces at full-service automation
prices must electronically submit postage statements and mailing
documentation to the PostalOne! system as described in 705.21.3.4.
* * * * *
235 Mail Preparation
* * * * *
4.0 Tray Labels
* * * * *
4.9 Barcoded Tray Labels
4.9.1 Basic Standards for Barcoded Tray Labels
[Revise 4.9.1 by adding a new second sentence as follows:]
* * * Intelligent Mail Tray labels must be used with mailings
entered at full-service automation prices. * * *
* * * * *
240 Standard Mail
243 Prices and Eligibility
1.0 Prices and Fees for Standard Mail
* * * * *
1.3 Regular Standard Mail--ECR and Automation Prices
[Revise price table to establish new full-service automation prices
as follows:]
[Placeholder for new price table.]
* * * * *
6.0 Additional Eligibility Standards for Enhanced Carrier Route
Standard Mail Letters
6.1 General Enhanced Carrier Route Standards
* * * * *
6.1.2 Basic Eligibility Standards
All pieces in an Enhanced Carrier Route or Nonprofit Enhanced
Carrier Route Standard Mail mailing must:
* * * * *
[Revise item g of 6.1.2 to require carrier route letters to bear an
Intelligent Mail barcode (as of May 2010) as follows:]
g. Must meet the requirements for automation compatibility in
201.3.0 and bear an accurate delivery point POSTNET barcode (until May
2010) or Intelligent Mail barcode encoded with the correct delivery
point routing code matching the delivery address and meeting the
standards in 202.5.0, Barcode Placement, and 708.4.0, Standards for
POSTNET and Intelligent Mail Barcodes. Pieces prepared with a
simplified address format are exempt from this requirement.
* * * * *
6.3 Basic Price Enhanced Carrier Route Standards
* * * * *
6.3.2 Basic Price Eligibility
* * * * *
[Revise item a of 6.3.2 to require carrier route letters to bear an
Intelligent Mail barcode (as of May 2010) as follows:]
a. Basic letter prices apply to each piece that is automation-
compatible according to 201.3.0, Physical Standards for Automation
Letters and Cards, and has an accurate delivery point POSTNET barcode
(until May 2010) or Intelligent Mail barcode encoded with the correct
delivery point routing code matching the delivery address and meeting
the standards in 202.5.0, Barcode Placement, and 708.4.0, Standards for
POSTNET and Intelligent Mail Barcodes.
* * * * *
6.4 High Density Enhanced Carrier Route Standards
6.4.1 Basic Eligibility Standards for High Density Prices
[Revise the first sentence of 6.4.1 to require carrier route
letters to bear an Intelligent Mail barcode (as of May 2010) as
follows:]
High density prices apply to each piece that is automation-
compatible according to 201.3.0, and has an accurate delivery point
POSTNET barcode (until May 2010) or Intelligent Mail barcode encoded
with the correct delivery point routing code matching the delivery
address and meeting the standards in 202.5.0, Barcode Placement, and
708.4.0, Standards for POSTNET and Intelligent Mail Barcodes. * * *
* * * * *
6.5 Saturation ECR Standards
6.5.1 Basic Eligibility Standards for Saturation Prices
[Revise the first sentence of 6.5.1 to require carrier route
letters to bear an Intelligent Mail barcode (as of May 2010) as
follows:]
Saturation prices apply to each piece that is automation-compatible
according to 201.3.0, and has an accurate delivery point POSTNET
barcode (until May 2010) or Intelligent Mail barcode encoded with the
correct delivery point routing code matching the delivery address and
meeting the standards in 202.5.0, Barcode Placement, and 708.4.0,
Standards for POSTNET and Intelligent Mail Barcodes. * * *
* * * * *
7.0 Eligibility Standards for Automation Standard Mail
7.1 Basic Eligibility Standards for Automation Standard Mail
All pieces in a Regular Standard Mail or Nonprofit Standard Mail
automation mailing must:
* * * * *
[Revise item e of 7.1 as follows:]
[[Page 23397]]
e. Bear a delivery point POSTNET barcode (until May 2010) or an
Intelligent Mail barcode that accurately encodes the following fields:
Barcode ID, service type ID, Mailer ID, serial number encoded with
digits of the mailer's choice, and delivery point routing code. All
barcodes must match the delivery address and meet the standards in
202.5.0, Barcode Placement, and 708.4.0, Standards for POSTNET and
Intelligent Mail Barcodes. Mailers must apply the barcode either on the
piece or on an insert showing through a window.
* * * * *
[Renumber current 243.7.2 through 243.7.6 as 243.7.3 through
243.7.7.]
[Add a new 243.7.2 as follows:]
7.2 Additional Eligibility Standards for Full-Service Automation
Standard Mail Letters
All mailings entered under full-service automation prices according
to standards in 705.21 must:
a. Use a unique Intelligent Mail barcode on all pieces.
b. Use unique Intelligent Mail Tray labels on all trays.
c. Use unique Intelligent Mail Container barcodes on all
destination entry pallets and other containers, or if required by a
customer/supplier agreement with USPS.
d. Use an approved electronic method to transmit a postage
statement and mailing documentation to the PostalOne! system.
e. Be scheduled for an appointment through the Facility Access and
Shipment Tracking (FAST) system when deposited as a DBMC or DSCF drop-
shipment.
* * * * *
7.6 Enclosed Reply Cards and Envelopes
[Revise the first sentence of renumbered 7.6 to specifically note
the requirement for a barcode on all reply pieces enclosed in
automation price mailings as follows:]
All letter-size reply cards and envelopes (Business Reply Mail,
Courtesy Reply Mail, Meter Reply Mail, and Permit Reply Mail) provided
as enclosures in automation Regular or Nonprofit Standard Mail, and
addressed for return to a domestic delivery address, must meet the
standards in 201.3.0, Physical Standards for Automation Letters and
Cards (including a barcode as required under 201.3.14), for enclosed
reply cards and envelopes. * * *
* * * * *
244 Postage Payment and Documentation
* * * * *
4.0 Mailing Documentation
* * * * *
[Renumber current 244.4.4 through 244.4.9 as 244.4.5 through
244.4.10.]
[Add a new 244.4.4 as follows:]
4.4 Documentation Submission--Full-Service Automation Prices
Mailers entering Standard Mail pieces at full-service automation
prices must electronically submit postage statements and mailing
documentation to the PostalOne! system as described in 705.21.3.4.
* * * * *
245 Mail Preparation
* * * * *
4.0 Tray Labels
* * * * *
4.9 Barcoded Tray Labels
4.9.1 Basic Standards for Barcoded Tray Labels
* * * * *
[Revise 4.9.1 by adding a new item e as follows:]
e. Intelligent Mail Tray labels must be used with mailings entered
at full-service automation prices.
* * * * *
300 Discount Flats
330 First-Class Mail
333 Prices and Eligibility
1.0 Prices and Fees for First-Class Mail
* * * * *
1.3 Presorted and Automation Prices for Flats
[Revise price table to establish new full-service automation prices
as follows:]
[Placeholder for new price table.]
* * * * *
5.0 Additional Eligibility Standards for Automation Price First-Class
Mail Flats
5.1 Basic Standards for Automation First-Class Mail
All pieces in a First-Class Mail automation mailing must:
* * * * *
[Revise item e of 5.1 as follows:]
e. Bear a delivery point POSTNET barcode (until May 2010) or an
Intelligent Mail barcode that accurately encodes the following fields:
barcode ID, service type ID, Mailer ID, serial number encoded with
digits of the mailer's choice, and delivery point routing code. All
barcodes must match the delivery address and meet the standards in
302.4.0, Barcode Placement and 708.4.0, Standards for POSTNET and
Intelligent Mail Barcodes. Mailers must apply the barcode either on the
piece or on an insert showing through a window.
* * * * *
[Renumber current 333.5.2 through 333.5.5 as 333.5.3 through
333.5].
[Add a new 333.5.2 as follows:]
5.2 Eligibility Standards for Full-Service Automation First-Class Mail
Flats
All mailings entered under full-service automation prices according
to standards in 705.21 must:
a. Use a unique Intelligent Mail barcode on all pieces.
b. Use unique Intelligent Mail Tray labels on all trays.
c. Use unique Intelligent Mail Container barcodes on all pallets
and other containers used to transport mail, if required by a customer/
supplier agreement with USPS.
d. Use an approved electronic method to transmit a postage
statement and mailing documentation to the PostalOne! system.
* * * * *
5.6 Reply Cards and Envelopes Enclosed in Automation First-Class Mail
[Revise the first sentence of 5.6 to specifically note the
requirement to use a barcode on all reply pieces enclosed in automation
mailings as follows:]
All letter-size reply cards and envelopes provided as enclosures in
automation First-Class Mail and addressed for return to a domestic
delivery address must meet the standards in 201.3.0, Physical Standards
for Automation Letters and Cards (including a barcode as required under
201.3.14), for enclosed reply cards and envelopes. * * *
* * * * *
334 Postage Payment and Documentation
* * * * *
4.0 Mailing Documentation
* * * * *
[Renumber current 334.4.4 through 334.4.9 as 334.4.5 through
334.4.10].
[Add a new 334.4.4 to reflect electronic submission standards at
the full-service automation price as follows:]
[[Page 23398]]
4.4 Documentation Submission--Full-Service Automation Prices
Mailers entering First-Class Mail flats at full-service automation
prices must electronically submit postage statements and mailing
documentation, including qualification and container reports, to the
PostalOne! system as described in 705.21.3.4.
* * * * *
335 Mail Preparation
* * * * *
4.0 Tray Labels
* * * * *
4.9 Barcoded Tray Labels
4.9.1 Basic Standards for Barcoded Tray Labels
* * * * *
[Revise 4.9.1 by adding a new item e as follows:]
e. Intelligent Mail Tray labels must be used with mailings entered
at full-service automation prices.
* * * * *
340 Standard Mail
343 Prices and Eligibility
1.0 Prices and Fees for Standard Mail
* * * * *
1.3 Regular Standard Mail--Presorted, Enhanced Carrier Route, and
Automation Prices
[Revise price table to establish new full-service automation prices
as follows:]
* * * * *
7.0 Additional Eligibility Standards for Automation Standard Mail Flats
7.1 Basic Eligibility Standards for Automation Standard Mail
All pieces in a Regular Standard Mail or Nonprofit Standard Mail
automation mailing must:
* * * * *
[Revise item e as follows:]
e. Bear a delivery point POSTNET barcode (until May, 2010) or an
Intelligent Mail barcode that accurately encodes the following fields:
barcode ID, service type ID, Mailer ID, serial number encoded with
digits of the mailer's choice, and delivery point routing code. All
barcodes must match the delivery address and meet the standards in
302.4.0, Barcode Placement and 708.4.0, Standards for POSTNET and
Intelligent Mail Barcodes. Mailers must apply the barcode either on the
piece or on an insert showing through a window.
* * * * *
[Renumber current 343.7.2 through 343.7.4 as 343.7.3 through
343.7.5].
[Add a new 343.7.2 as follows:]
7.2 Eligibility Standards for Full-Service Automation Standard Mail
Flats
All mailings entered under full-service automation prices according
to standards in 705.21 must:
a. Use a unique Intelligent Mail barcode on all pieces.
b. Use unique Intelligent Mail Tray labels on all trays and sacks.
c. Use unique Intelligent Mail Container barcodes on all
destination-entry pallets and other containers, or if required by a
customer/supplier agreement with USPS.
d. Use an approved electronic method to transmit a postage
statement and mailing documentation to the PostalOne! system.
e. Be scheduled for an appointment through the Facility Access and
Shipment Tracking (FAST) system when deposited as a DBMC or DSCF drop-
shipment.
7.5 Enclosed Reply Cards and Envelopes
[Revise the first sentence of renumbered 7.5 to specifically note
the requirement to use a barcode on all reply pieces enclosed in
automation mailings as follows:]
All letter-size reply cards and envelopes (Business Reply Mail,
Courtesy Reply Mail, Meter Reply Mail, and Permit Reply Mail) provided
as enclosures in automation Regular or Nonprofit Standard Mail, and
addressed for return to a domestic delivery address, must meet the
standards in 201.3.0, Physical Standards for Automation Letters and
Cards (including a barcode as required under 201.3.14), for enclosed
reply cards and envelopes. * * *
* * * * *
344 Postage Payment and Documentation
* * * * *
4.0 Mailing Documentation
* * * * *
[Renumber current 344.4.4 through 344.4.9 as 344.4.5 through
344.4.10.]
[Add a new 344.4.4 as follows:]
4.4 Documentation Submission--Full-Service Automation Prices
Mailers entering Standard Mail pieces at full-service automation
prices must electronically submit postage statements and mailing
documentation, including qualification and container reports, to the
PostalOne! system as described in 705.21.3.4.
* * * * *
345 Mail Preparation
* * * * *
4.0 Sack and Tray Labels
* * * * *
4.8 Use of Barcoded Sack and Tray Labels
* * * * *
[Revise 4.8 by adding a new item e as follows:]
e. Intelligent Mail Tray labels must be used on all trays and sacks
for mailings entered at full-service automation prices.
* * * * *
360 Bound Printed Matter
363 Prices and Eligibility
1.0 Prices and Fees for Bound Printed Matter
1.1 Nonpresorted Bound Printed Matter
* * * * *
1.1.4 Barcoded Discount-Flats
[Revise 363.1.1.4 to require BPM claiming a barcode discount price
to be automation-compatible and bear an Intelligent Mail barcode by May
2010 as follows:]
The barcoded discount applies only to BPM flat-size pieces that
meet the requirements for automation compatibility in 301.3.0 and bear
a delivery point POSTNET barcode (until May 2010) or Intelligent Mail
barcode encoded with the correct delivery point routing code matching
the delivery address and meeting the standards in 302.4.0 and 708.4.0.
The pieces must be part of a nonpresorted mailing of 50 or more flat-
size pieces.
* * * * *
4.0 Price Eligibility for Bound Printed Matter Flats
4.1 Price Eligibility
BPM prices are based on the weight of a single addressed piece or 1
pound, whichever is higher, and the zone (where applicable) to which
the piece is addressed. Price categories are as follows:
* * * * *
[Revise item d of 363.4.1 to require BPM claiming a barcode
discount price to be automation-compatible and bear an Intelligent Mail
barcode by May 2010 as follows:]
d. Barcoded Discount--Flats. The barcoded discount applies only to
BPM flat-size pieces that meet the
[[Page 23399]]
requirements for automation compatibility in 301.3.0 and bear a
delivery point POSTNET barcode (until May 2010) or Intelligent Mail
barcode encoded with the correct delivery point routing code matching
the delivery address and meeting the standards in 302.4.0 and 708.4.0.
The pieces must be part of a nonpresorted mailing of 50 or more flat-
size pieces or part of a presort mailing of at least 300 BPM flat-size
pieces prepared under 705.8.0, Preparing Pallets, and 365.7.0,
Preparing Barcoded Flats. The barcoded discount is not available for
flat-size pieces mailed at Presorted DDU prices or carrier route
prices.
* * * * *
6.0 Additional Eligibility Standards for Barcoded Bound Printed Matter
Flats
6.1 Basic Eligibility Standards for Barcoded Bound Printed Matter
[Revise 6.1 by revising the first sentence and adding a new second
sentence as follows:]
The barcode discount applies only to BPM flat-size pieces that bear
a delivery point POSTNET barcode (until May 2010) with an accurate
delivery point routing code or an Intelligent Mail barcode that
accurately encodes the following fields: barcode ID, service type ID,
Mailer ID, serial number encoded with digits of the mailer's choice,
and delivery point routing code. All barcodes must match the delivery
address and meet the standards in 708.4.0, Standards for POSTNET and
Intelligent Mail Barcodes. * * *
* * * * *
[Renumber current 363.6.2 through 363.6.3 as 363.6.3 through
363.6.4.]
[Add a new 363.6.2 as follows:]
6.2 Eligibility Standards for Full-Service Automation Bound Printed
Matter Flats
All mailings entered under full-service automation prices according
to standards in 705.21 must:
a. Use a unique Intelligent Mail barcode on all pieces.
b. Use unique Intelligent Mail Tray labels on all sacks.
c. Use unique Intelligent Mail Container barcodes on all
destination-entry pallets and other containers, or if required by a
customer/supplier agreement with USPS.
d. Use an approved electronic method to transmit a postage
statement and mailing documentation to the PostalOne! system.
e. Be scheduled for an appointment through the Facility Access and
Shipment Tracking (FAST) system when deposited as a DBMC or DSCF
dropshipment.
* * * * *
364 Postage Payment and Documentation
* * * * *
2.0 Mailing Documentation
* * * * *
[Renumber current 364.2.4 through 364.2.9 as 364.2.5 through
364.2.10.]
[Add a new 364.2.4 as follows:]
2.4 Documentation Submission--Full-Service Automation Prices
Mailers entering BPM pieces at the full-service automation prices
must electronically submit postage statements and mailing documentation
to the PostalOne! system as described in 705.21.3.4.
* * * * *
365 Mail Preparation
* * * * *
4.0 Sack Labels
* * * * *
4.9 Basic Standards for Barcoded Sack Labels
* * * * *
[Revise 4.9 by adding a new item e as follows:]
e. Intelligent Mail Tray labels (see 708.6.0) must be used on sacks
for mailings entered at full-service automation prices.
* * * * *
500 Additional Services
* * * * *
507 Mailer Services
* * * * *
9.0 Business Reply Mail (BRM)
* * * * *
9.3 Qualified Business Reply Mail (QBRM) Basic Standards
* * * * *
9.3.1 Description
Qualified Business Reply Mail (QBRM) is First-Class Mail that:
* * * * *
[Revise item f of 9.3.1 to require use of an Intelligent Mail
barcode on all barcoded BRM effective May 2010 as follows:]
f. Bears the correct POSTNET barcode (until May 2010) or
Intelligent Mail barcode that corresponds to the unique ZIP+4 code for
the address on each piece distributed. The barcode must be correctly
prepared under 9.9 and 708.4.0.
* * * * *
9.8 Format Elements
* * * * *
9.8.6 Delivery Address
* * * * *
[Revise item a of 9.8.6 to require use of an Intelligent Mail
barcode on all barcoded BRM effective May 2010 as follows:]
a. Preprinted labels with only delivery address information,
including a POSTNET ZIP+4 barcode (until May 2010) or an Intelligent
Mail barcode under 9.9, are permitted, but the permit holder's name and
other required elements must be printed directly on the BRM piece.
* * * * *
[Revise the title and text of 9.9 to require use of an Intelligent
Mail barcode on all letter-size and flat-size BRM effective May 2010 as
follows:]
9.9 Additional Standards for Letter-Size and Flat-Size BRM
In addition to the format standards in 9.8, letter-size BRM
enclosed in automation mailings and all QBRM must be ZIP+4 barcoded
with a ZIP+4 POSTNET barcode (until May 2010) or an Intelligent Mail
barcode. Intelligent Mail barcodes must contain the barcode ID, service
type ID, Mailer ID, and correct ZIP+4 routing code, as specified under
708.4.3. Effective May 2010, all letter-size and flat-size BRM pieces,
must bear accurately encoded Intelligent Mail barcodes that include
ZIP+4 routing codes assigned by the USPS. Until May 2010, BRM letters
and flats may be barcoded at the permit holder's option. Barcoded BRM
must meet the barcode standards in 708.4.0, the envelope basis weight
standards in 9.7.1, all other mailpiece design standards in 201.3.0
(including thickness), and these standards:
* * * * *
700 Special Standards
* * * * *
705 Advanced Preparation and Special Postage Payment Systems
* * * * *
8.0 Preparing Pallets
* * * * *
8.5 General Preparation
* * * * *
[[Page 23400]]
8.6 Pallet Labels
8.6.1 Placement
[Revise the first sentence of 8.6.1 and add a new second sentence
as follows:]
At least two clearly visible labels must be affixed on two adjacent
sides of each pallet, except for pallet labels with Intelligent Mail
Container barcodes, which require three labels as specified in 708.6.7.
Pallets prepared through plant-load or drop-shipment agreements must be
placed on transportation so that a pallet label faces toward the rear
of the vehicle.
* * * * *
8.6.2 Specifications
[Revise 8.6.2 to reference Intelligent Mail Container barcoded
pallet labels as follows:]
Pallet labels must be pink for Periodicals mail or white for
Standard Mail, and Package Services mail. Pallet labels must measure at
least 8-1/2 inches by 11 inches, except that pallet or other USPS
container labels including Intelligent Mail Container barcodes may
measure 4 inches by 7 inches when prepared under 708.6.7.3. Labels
containing Intelligent Mail Container barcodes must meet the standards
for Intelligent Mail Container labels in DMM 708.6.7 and the RIBBS Web
site at ribbs.usps.gov/OneCodeSolution/.
* * * * *
[Add new 705.21 to describe the conditions for full-service
automation prices as follows:]
21.0 Full-Service Automation Prices
21.1 Description
Access to full-service automation prices requires the use of
Intelligent Mail barcodes to uniquely identify each mailpiece. Full-
service automation mailings require Intelligent Mail barcodes on
mailpieces, Intelligent Mail Tray labels on trays and sacks, and
Intelligent Mail Container labels on pallets or similar containers,
when containers are required. Additional requirements include the use
of an approved electronic method to transmit postage statements and
mailing documentation to the USPS (describing how mailpieces are linked
to trays or sacks, if applicable, and containers) and scheduling
dropship appointments through the Facility Access and Shipment System
(FAST).
21.2 Eligibility Standards
All mailings at full-service automation prices must:
a. Meet all other standards applicable for automation mailings of
the applicable class, shape, and content.
b. Use an accurately encoded Intelligent Mail barcode, including a
delivery point routing code, on each mailpiece.
c. Use accurately encoded Intelligent Mail Tray labels on all trays
and sacks.
d. Use accurately encoded Intelligent Mail Container barcodes on
all pallets or other containers used to transport mail (see 21.3.6)
when containers are required.
e. Use an approved electronic method as described in 21.3.4 to
transmit postage statements and mailing documentation to the USPS.
f. Be scheduled for an appointment through the Facility Access and
Shipment Tracking (FAST) system, when required under 21.3.5.
21.3 Preparation
21.3.1 Intelligent Mail Barcodes
Mailers must include an Intelligent Mail barcode on each mailpiece
as described in 708.4 that accurately encodes the following fields:
a. Barcode ID.
b. Service Type ID.
c. Mailer ID. The Mailer ID field can be populated with the Mailer
ID of the mail owner or mail preparer, based on what information is
included in the electronic documentation (see 21.3.4)
d. Serial number. Except for mail prepared under 21.4.3, each
mailpiece must be encoded with a unique serial number. Mailers must
ensure that these numbers remain unique for a period of at least 45
days. Serial numbers associated to an individual Mailer ID must not be
duplicated within this 45-day period, regardless of the entry location.
e. Delivery point routing code. All Intelligent Mail barcodes must
include an accurate delivery point routing code.
21.3.2 Intelligent Mail Tray Labels
All trays and sacks must contain accurately encoded Intelligent
Mail Tray labels as described in 708.6.6. Mailing documentation, when
required, must associate each mailpiece to a corresponding tray or
sack, if applicable, as described in 21.3.4. Each tray or sack must be
encoded with a unique serial number. Tray or sack serial numbers
associated to an individual Mailer ID cannot be duplicated within a 45-
day period, regardless of the acceptance location.
21.3.3 Intelligent Mail Container Labels
All required pallets and similar containers (such as all-purpose
containers, hampers, and gaylords) must display container labels that
include accurately encoded Intelligent Mail Container barcodes as
described in 708.6.7. Mailing documentation, when required, must
associate each mailpiece (and tray or sack, if applicable) to a
corresponding container as described in 21.3.4, unless otherwise
authorized by a customer/supplier agreement with USPS. Each container
must be encoded with a unique serial number. Container serial numbers
associated to an individual Mailer ID must not be duplicated within a
45-day period, regardless of the acceptance location.
21.3.4 Electronic Documentation
Mailers must electronically submit postage statements and mailing
documentation (when required) to the PostalOne! system. Unless
otherwise authorized, documentation must describe how each mailpiece is
linked to a uniquely identified tray or sack, if applicable, and how
each mailpiece and tray or sack is linked to a uniquely identified
container. See A Guide to Electronic Documentation for Full-Service
Mailings (available on the RIBBS website at ribbs.usps.gov/) for more
information. Mailers must transmit postage statements and mailing
documentation to the PostalOne! system using Mail.dat, Wizard Web
Services, or Postage Statement Wizard (see 21.4.3)
21.3.5 Scheduling Appointments
Mailers must schedule appointments using the Facility Access and
Shipment Tracking (FAST) system for drop-ship mailings (except DDU).
Mailers may schedule appointments online using the FAST website at
fast.usps.com or they may submit appointment requests through
PostalOne! FAST Web Services at https://www.uspspostalone.com, using the
Transaction Messaging specifications.
21.3.6 Preparation of Containers
Mailings at full-service automation prices may be containerized,
when volume warrants, in uniquely identified containers (see 21.3.4) by
palletizing bundles, sacks, or trays under standards in 705.8. Mailers
who are required to containerize must make all separations when the
volume for any presort level meets a required sortation level, as
described in 705.8.5.2.
21.4 Additional Standards
21.4.1 Induction Data
Mailers accessing full-service automation prices will receive mail
induction information (start-the-clock data corresponding to the date
and time when the USPS receives the mailing) at no additional charge.
[[Page 23401]]
21.4.2 Address Correction Service
Mailers accessing full-service prices will receive free address
correction notices when encoding Intelligent Mail barcodes with Address
Service or Change Service ancillary service requests. The mailer will
apply the appropriate service type ID in the Intelligent Mail barcode
to match the ancillary service requested. A full description of mail
disposition and address correction combinations is in 507.1.5 by class
of mail. A complementary ancillary service request option must also be
recorded in the mailer's ACS mailer profile. Address Correction Service
for mailpieces in full-service mailings is available for:
a. First-Class Mail letters and flats. b. Periodicals letters and
flats (printed on-piece endorsement not required). c. Standard Mail
letters and flats and Bound Printed Matter flats. Standard Mail and BPM
pieces require the use of a printed on-piece endorsement in addition to
encoding the ancillary service request into the Intelligent Mail
barcode. See 507.4.2 for additional standards.
21.4.3 Special Standards--Postage Statement Wizard
When using Postage Statement Wizard for mailings of fewer than
10,000 pieces, when postage is affixed to each piece at the correct
price or when each piece is of identical weight and the mailpieces are
separated by price, the serial number field of each Intelligent Mail
barcode can be populated with a mailing serial number that is unique to
the mailing but common to all pieces in the mailing. This unique
mailing serial number must not be reused for a period of 45 days from
the date of mailing. Unique mailing serial numbers must be populated in
the Postage Statement Wizard entry screen field. Mailers entering
mailings under 21.4.3 must populate the serial number field of all
Intelligent Mail tray, sack or container label barcodes with the unique
mailing serial number used in the Postage Statement Wizard entry screen
field and must apply leading zeros as necessary.
* * * * *
707 Periodicals
1.0 Prices and Fees
1.1 Outside-County--Including Science-of-Agriculture
* * * * *
1.1.2 Piece Prices
Per addressed piece:
[Revise price table to establish new ``full-service'' automation
prices as follows:]
[Placeholder for new price table.]
* * * * *
1.2 In-County
* * * * *
1.2.2 Piece Prices
Per addressed piece:
[Revise price table to establish new ``full-service'' automation
prices as follows:]
[Placeholder for new price table.]
* * * * *
14.0 Barcoded (Automation) Price Eligibility
* * * * *
14.1 Basic Standards
* * * * *
[Revise item c of 14.1 to describe new standards for barcoded
Periodicals mailings as follows:]
c. Bear a delivery point POSTNET barcode (until May 2010) with an
accurate delivery point routing code or an Intelligent Mail barcode
that accurately encodes the following fields: barcode ID, service type
ID, mailer ID, serial number encoded with digits of the mailer's
choice, and delivery point routing code. All barcodes must match the
delivery address and meet the standards in 708.4.0, Standards for
POSTNET and Intelligent Mail Barcodes. Mailers must apply the barcode
either on the piece or on an insert showing through a window.
* * * * *
14.1.2 Enclosed Reply Cards and Envelopes
[Revise the first sentence of 14.1.2 to specifically note the
requirement for a barcode on all reply pieces enclosed in automation
price mailings as follows:]
All letter-size reply cards and envelopes provided as enclosures in
barcoded Periodicals and addressed for return to a domestic delivery
address must meet the standards in 201.3.0, Physical Standards for
Automation Letters and Cards (including a barcode as required under
201.3.14), for enclosed reply cards and envelopes. * * *
* * * * *
[Renumber current 707.14.2 through 707.14.4 as 707.14.3 through
707.14.5.]
[Add new 707.14.2 as follows:]
14.2 Eligibility Standards for Full-Service Barcoded (Automation)
Periodicals
All mailings entered under full-service automation prices according
to standards in 705.21 must:
a. Use a unique Intelligent Mail barcode on all pieces.
b. Use unique Intelligent Mail Tray labels on all trays and sacks.
c. Use unique Intelligent Mail Container barcodes on all required
pallets and other containers.
d. Use an approved electronic method to transmit a postage
statement and mailing documentation to the PostalOne! system.
e. Be scheduled for an appointment through the Facility Access and
Shipment Tracking (FAST) system for mailings deposited as a DBMC, DADC,
or DSCF dropshipment.
* * * * *
17.0 Documentation
* * * * *
17.3 Basic Standards for Documentation
* * * * *
17.3.3 Presenting Documentation
[Revise 17.3.3 by adding a new third sentence as follows:]
* * * Mailers entering Periodicals pieces at the full-service
barcoded (automation) prices must electronically submit postage
statements and mailing documentation to the PostalOne! system as
described in 705.21.3.4.
* * * * *
21.0 Sack and Tray Labels
* * * * *
21.4 Use of Barcoded Sack and Tray Labels
[Revise 21.4 by adding a new item e as follows:]
e. Intelligent Mail Tray labels must be used on all trays and sacks
for mailings entered at full-service automation prices.
* * * * *
708 Technical Specifications
* * * * *
[Revise title of 708.6.0 to reflect new container label options as
follows:]
6.0 Standards for Barcoded Tray, Sack, and Container Labels
[Renumber current 6.1.1 as new 6.2.1 and retain all current text.]
[Renumber current Exhibit 6.1.1 as new Exhibit 6.2.1.]
[Renumber current 6.1.4 as new 6.2.2.]
[[Page 23402]]
[Renumber current Exhibit 6.1.4 as new Exhibit 6.2.2.]
[Relocate current 6.1.2, 6.1.3, and 6.1.5 and combine as new 6.3,
retaining all current text and exhibits.]
[Renumber current 6.2 as new 6.4.]
[Renumber current 6.3 as new 6.5.]
[Add new 6.1 to provide an overview of the different barcoded
labels as follows:]
6.1 General
6.1.1 Tray and Sack Labels
Intelligent Mail Tray labels and standard 10-digit barcoded tray
and sack labels are the USPS-approved methods to encode routing,
content, and origin information on containers that can be read on Tray
Management Systems and other automated processing equipment. Standard
10-digit barcoded tray and sack labels should be used with automation
mailings, while Intelligent Mail Tray labels are designed for use with
automation mailings of Intelligent Mail barcoded mail. Intelligent Mail
Tray labels can also encode tracking information and include other
mailer features.
6.1.2 Container Labels
Mailer-generated container labels containing Intelligent Mail
Container barcodes identify the mail owner or agent and uniquely
identify the unit load (pallet, container, or rolling stock).
Intelligent Mail Container barcoded labels are designed to be used with
Intelligent Mail barcoded mailpieces and Intelligent Mail Tray labels.
* * * * *
[Add new 6.6 as follows:]
6.6 Intelligent Mail Tray Label
6.6.1 Definition
a. The Intelligent Mail Tray label can be used on all trays and
sacks. When correctly formatted barcodes are placed on Intelligent Mail
Tray labels, they will uniquely identify each tray and sack in addition
to each mailer or mail preparer. To facilitate the transition from the
10-digit tray and sack label to the 24-digit barcoded Intelligent Mail
Tray label, a transitional label that includes a 10-digit barcode,
using the AIM/USS-I 2/5 symbology, in addition to a 24-digit
Intelligent Mail Tray barcode, using International Symbology
Specification Code 128 subset C symbology, has been developed. See
Exhibit 6.6.1 for an example of the 10/24 transitional label. Mailers
using Intelligent Mail Tray labels must print labels in the
transitional format or in the 24-digit format (as of May 2009).
Detailed specifications for the tray label and barcode formats are
available under the Intelligent Mail barcodes link of the RIBBS
homepage (see the RIBBS Web site at ribbs.usps.gov).
Exhibit 6.6.1 10/24 Transitional Intelligent Mail Tray Label
[See exhibit in document on the Postal Explorer Web site at https://
pe.usps.com, and click on ``Federal Register Notices'' in the left
frame.]
6.6.2 Transitional Intelligent Mail Tray Label Format
The data elements for Intelligent Mail Tray labels are as follows:
a. Printer Line.
b. Tray or Sack Destination (Postal Destination Name).
c. Content Identifier Number (CIN).
d. Office of mailing or mailer information.
e. Destination ZIP Code.
f. Carrier Route information.
g. Mailer ID.
h. 24-digit ISS code 128 subset C barcode numeric line.
i. 10-digit AIM/USS-I 2/5 barcode numeric line.
j. Mailer's Area (for mailer generated information).
6.6.3 Barcode Format
The barcode that a mailer uses depends upon the Mailer ID assigned
by the USPS. Upon request by the mailer, USPS assigns a 6-digit or 9-
digit Mailer ID based on the mailer's projected mail volume.
Intelligent Mail Tray label barcodes contain the following elements:
a. Destination ZIP Code.
b. Content Identifier Number (CIN), as listed in Exhibit 6.2.2.
c. Processing Code, identifying the system or facility generating
the label.
d. Mailer ID.
e. Serial Number, a unique number assigned to each tray or sack.
f. Label Type, a default digit.
[Add new 6.7 as follows:]
6.7 Intelligent Mail Container Labels
6.7.1 Definition
Mailer-generated container labels containing Intelligent Mail
Container barcodes can be used to identify all pallets, gaylords, and
other rolling stock, such as all-purpose containers. Intelligent Mail
Container barcodes uniquely identify each container and are scanned at
induction and at other points of the mailstream. Detailed
specifications for Intelligent Mail Container barcode and pallet labels
are available under the Intelligent Mail barcodes link of the RIBBS
homepage (see the RIBBS Web site at ribbs.usps.gov).
6.7.2 Label Format
In addition to the general requirements for pallet labels in
705.8.6, Intelligent Mail Container labels (see exhibit 6.7.2) must
meet the following requirements:
b. Labels must include a bisecting horizontal line.
c. The top portion of the label is reserved for USPS-required
elements, including the Intelligent Mail Container barcode and the
``USPS SCAN REQUIRED'' endorsement above the barcode.
d. Extraneous information must be placed below the horizontal line.
e. All container labels containing Intelligent Mail Container
barcodes must meet the specifications located under the Intelligent
Mail barcodes link of the RIBBS homepage (see the RIBBS Web site at
ribbs.usps.gov).
f. Labels must be a minimum of 8\1/2\ inches high and 11 inches
long, except as allowed under 6.7.3.
Exhibit 6.7.2 Intelligent Mail Container Label
[See exhibit in document on the Postal Explorer Web site at https://
pe.usps.com, and click on ``Federal Register Notices'' in the left
frame.]
6.7.3 Optional Label Format
Pallet and container labels including Intelligent Mail Container
barcodes (see exhibit 6.7.3) may be prepared in an alternate format
when affixed to the outside of any shrinkwrap or plastic as follows:
a. Labels must be prepared with the required elements as described
in 705.8.6.
b. Labels affixed to the outside of any shrinkwrap or other plastic
according to 6.7.5a1 may measure no less than 4 inches high by 7 inches
long.
c. Labels containing Intelligent Mail Container barcodes under the
optional format must meet the specifications for optional labels
located under the Intelligent Mail barcodes link of the RIBBS homepage
(see the RIBBS Web site at https://ribbs.usps.gov).
Exhibit 6.7.3. Intelligent Mail Container Label--Optional Format
[See exhibit in document on the Postal Explorer Web site at https://
pe.usps.com, and click on ``Federal Register Notices'' in the left
frame.]
6.7.4 Barcode Format
Intelligent Mail Container barcodes are 21 characters in length and
contain a USPS-assigned Mailer ID. The format depends upon the Mailer
ID assigned by the USPS. Intelligent Mail Container
[[Page 23403]]
barcodes contain the following elements:
a. Application Identifier, identifying the source of the barcode.
b. Type Indicator, identifying internal or external label
generation.
c. Mailer ID.
d. Serial Number, a unique number assigned to each container.
* * * * *
6.7.5 Labeling Requirements
* * * * *
Mailers using container labels including Intelligent Mail Container
barcodes must:
a. Place three labels on pallets, one on each of three sides, by
either of the following methods:
1. Affix the labels to the outside of shrinkwrap or plastic, when
used. Labels must be affixed by a self-adhesive or other adhesive means
that will not obscure any required element of the label, and remain
secure throughout USPS processing.
2. When placed under shrinkwrap or plastic, cover the label with no
more than two layers of shrinkwrap or plastic.
b. Place one label in the designated area on other USPS containers.
* * * * *
We will publish an appropriate amendment to 39 CFR part 111 if our
proposal is adopted.
Neva R. Watson,
Attorney, Legislative.
[FR Doc. E8-9502 Filed 4-29-08; 8:45 am]
BILLING CODE 7710-12-P