Import Restrictions Imposed on Archaeological and Ethnological Material of Iraq, 23334-23342 [E8-9343]
Download as PDF
23334
Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Rules and Regulations
DEPARTMENT OF HOMELAND
SECURITY
Bureau of Customs and Border
Protection
DEPARTMENT OF THE TREASURY
19 CFR Part 12
[CBP Dec. 08–17]
RIN 1505–AB91
Import Restrictions Imposed on
Archaeological and Ethnological
Material of Iraq
Customs and Border
Protection, Department of Homeland
Security; Department of the Treasury.
ACTION: Final rule.
AGENCIES:
mstockstill on PROD1PC66 with RULES
SUMMARY: This document amends the
Customs and Border Protection (CBP)
regulations to reflect the imposition of
import restrictions on Archaeological
and Ethnological Material of Iraq
pursuant to section 3002 of the
Emergency Protection for Iraqi Cultural
Antiquities Act of 2004. This document
also contains the Designated List of
Archaeological and Ethnological
Material that describes the types of
articles to which the import restrictions
apply.
DATES: Effective Date: April 30, 2008.
FOR FURTHER INFORMATION CONTACT: For
legal aspects, George F. McCray, Esq.,
Chief, Intellectual Property Rights and
Restricted Merchandise Branch, (202)
572–8710. For operational aspects,
Michael Craig, Chief, Federal Agency
Enforcement Branch, (202) 863–6558.
SUPPLEMENTARY INFORMATION:
Background
The value of cultural property,
whether archaeological or ethnological
in nature, is immeasurable. Such items
often constitute the very essence of a
society and convey important
information concerning a people’s
origin, history, and traditional setting.
The importance and popularity of such
items regrettably makes them targets of
theft, encourages clandestine looting of
archaeological sites, and results in their
illegal export and import.
The United States shares in the
international concern for the need to
protect endangered cultural property.
The appearance in the U.S. of stolen or
illegally exported artifacts from other
countries where there has been pillage
has, on occasion, strained our foreign
and cultural relations. This situation,
combined with the concerns of
museum, archaeological, and scholarly
communities, was recognized by the
VerDate Aug<31>2005
16:50 Apr 29, 2008
Jkt 214001
President and Congress. It became
apparent that it was in the national
interest of the U.S. to join with other
countries to control illegal trafficking of
such articles in international commerce.
The United States joined international
efforts and actively participated in
deliberations resulting in the 1970
United Nations Educational, Scientific
and Cultural Organization (UNESCO)
Convention on the Means of Prohibiting
and Preventing the Illicit Import, Export
and Transfer of Ownership of Cultural
Property (823 U.N.T.S. 231 (1972)).
United States acceptance of the 1970
UNESCO Convention was codified into
U.S. law as the ‘‘Convention on Cultural
Property Implementation Act’’ (Pub. L.
97–446, 19 U.S.C. 2601 et seq.) This was
done to promote U.S. leadership in
achieving greater international
cooperation towards preserving cultural
treasures that are of importance to the
nations from which they originate and
to achieve greater international
understanding of mankind’s common
heritage.
During the past several years, import
restrictions have been imposed on
archaeological and ethnological artifacts
of a number of signatory nations. These
restrictions have been imposed as a
result of requests received from those
nations under Article 9 of the 1970
Convention and pursuant to provisions
of the Convention on Cultural Property
Implementation Act that allow for
emergency action and bilateral
agreements between the United States
and other countries.
U.N. Security Council Resolution 1483
United Nations Security Council
Resolution 1483, adopted on May 23,
2003, obligates all member nations,
regardless of whether they are parties to
the 1970 UNESCO Convention, to assist
in the protection of Iraq’s cultural
heritage.
Paragraph 7 of the Resolution states
that ‘‘all Member States shall take
appropriate steps to facilitate the safe
return to Iraqi institutions of Iraqi
cultural property and other items of
archaeological, historical, cultural, rare
scientific, and religious importance
illegally removed from the Iraq National
Museum, the National Library, and
other locations in Iraq since the
adoption of resolution 661 (1990) of 6
August 1990, including by establishing
a prohibition on trade in or transfer of
such items with respect to which
reasonable suspicion exists that they
have been illegally removed, and calls
upon the United Nations Educational,
Scientific, and Cultural Organization,
Interpol, and other international
organizations, as appropriate, to assist
PO 00000
Frm 00014
Fmt 4700
Sfmt 4700
in the implementation of this
paragraph;’’.
Emergency Protection for Iraqi Cultural
Antiquities Act of 2004
The Emergency Protection for Iraqi
Cultural Antiquities Act of 2004 (title III
of Pub. L. 108–429) (‘‘the Act’’)
authorizes the President to exercise the
authority of the President under section
304 of the Convention on Cultural
Property Implementation Act (19 U.S.C.
2603) with respect to any archaeological
or ethnological material of Iraq without
regard to whether Iraq is a State Party
under the Convention on Cultural
Property Implementation Act, and
without the need for a formal request
from the government of Iraq.
Under 19 U.S.C. 2603, if the President
determines that an emergency condition
applies with respect to any
archaeological or ethnological material
of any State Party, the President may
apply the import restrictions set forth in
19 U.S.C. 2606 with respect to such
material.
In Presidential Memorandum for the
Secretary of State and the Secretary of
Homeland Security, entitled
Assignment of Functions Relating to
Import Restrictions on Iraqi Antiquities,
dated May 5, 2006 (71 FR 28753), the
President assigned the functions of the
President under section 3002 of the Act
to the Secretary of State.
In Delegation of Authority No. 294,
published in the Federal Register on
July 20, 2006 (71 FR 41306), the
Secretary of State delegated to the
Under Secretary for Political Affairs, to
the extent authorized by law, all
authorities and functions vested in the
Deputy Secretary of State, including all
authorities and functions vested in the
Secretary of State or the head of agency
that have been or may be delegated or
re-delegated to the Deputy Secretary.
In Delegation of Authority No. 296,
published in the Federal Register on
February 22, 2007 (72 FR 8054), the
Under Secretary of State for Political
Affairs delegated to the Assistant
Secretary of State for Educational and
Cultural Affairs the functions of the
President under section 3002 of the Act.
Pursuant to section 304 of the
Convention on Cultural Property
Implementation Act (19 U.S.C. 2603)
and section 3002 of the Act, the Acting
Assistant Secretary of State for
Educational and Cultural Affairs, United
States Department of State, concluding
that an emergency condition applies
with respect to archaeological and
ethnological materials of Iraq, made the
necessary determination on July 2, 2007,
to impose import restrictions on such
materials of Iraq. Accordingly, CBP is
E:\FR\FM\30APR1.SGM
30APR1
Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Rules and Regulations
amending 19 CFR part 12 to reflect the
imposition of the import restrictions.
The Designated List of Archaeological
and Ethnological Material of Iraq that
describes the types of articles to which
the import restrictions apply is set forth
below. This list is for general guidance
only and is not intended to be allinclusive.
More information on import
restrictions may be obtained from the
International Cultural Property
Protection Web site (https://
exchanges.state.gov/culprop).
Importation of archaeological and
ethnological materials of Iraq are
restricted unless the conditions set forth
in 19 U.S.C. 2606 and 19 CFR 12.104c
are met. These restrictions are in effect
until further notice.
Designated List of Archeological and
Ethnological Material of Iraq
Table of Contents
I. Ceramic
II. Stone
III. Metal
IV. Glass
V. Ivory, Bone, Shell
VI. Stucco
VII. Painting
VIII. Textiles
IX. Paper, Parchment, Leather
X. Wood
Chronology
Neolithic (c. 6800–5500 BC)
Chalcolithic (c. 5500–3000 BC)
Early Bronze Age (c. 3000–2000 BC)
Middle Bronze Age (c. 2000–1600 BC)
Late Bronze Age (c. 1600–1200 BC)
Iron Age (c. 1200–330 BC)
Late Assyrian (c. 900–612 BC)
Achaemenid Persian (539–331 BC)
Hellenistic-Seleucid (331–138 BC)
Parthian (138 BC–AD 224)
Sasanian (AD 224–636)
Islamic (AD 636–present)
Umayyad (AD 661–750)
Abbasid (AD 750–1258)
I. Ceramic
mstockstill on PROD1PC66 with RULES
A. Introduction
This category includes objects of both
fired and unfired clay. Types commonly
encountered include cuneiform tablets,
cones, and bricks (I.B.2, 3, and 4),
figurines and plaques (I.C.1 and 2),
incantation bowls (I.D.7.a), and beads
(I.F.1).
B. Inscriptions, Writing
1. Cuneiform characters are written
either with patterns of small impressed
triangles or with incised pictographs.
Any object bearing such writing has a
strong likelihood of having come from
Iraq.
2. Tablets: Covered with cuneiform
characters, they are usually unbaked
and must be handled with extreme care.
VerDate Aug<31>2005
16:50 Apr 29, 2008
Jkt 214001
Shapes range from very small rounded
disk forms, to small square and
rectangular pillow-shaped forms, to
larger rectangular tablets. Approximate
sizes are from 3 x 3 cm to 20 x 30 cm,
though some can be larger. They
sometimes occur with an enclosing clay
envelope, which is also inscribed. Both
tablets and envelopes may be impressed
with cylinder or stamp seals (see II.B
and C).
3. Cones: The large end is sometimes
flat, sometimes mushroom shaped.
Inscribed cuneiform characters can
cover the head and/or body of the cone.
Approximately 15 cm long.
4. Bricks may be inscribed or stamped
with cuneiform inscriptions that are
often placed in small frames on one of
the sides. Approximately 30 x 30 x 10
cm.
5. Cylinders: Large cuneiforminscribed objects can take the form of a
multisided prism or barrel. The
inscription typically covers all sides of
the object. Approximately 20–30 cm
high.
C. Sculpture
1. Plaques: Particularly common in
the 2nd millennium BC are clay plaques
made from molds and depicting a wide
range of scenes in relief, including
standing deities, musicians, animals,
and mythological, ritual, and erotic
images. Decorated on only one side,
most are small enough to be easily held
in the hand. Approximately 8–15 cm
high.
2. Figurines: Terracotta figurines
occur in all periods from the Neolithic
through the Sasanian.
a. Chalcolithic figurines include Halaf
style, characterized by seated naked
females (usually headless), with
bulging, rounded legs, arms, and
breasts, and occasionally with painted
decorations on their bodies; and Ubaid
style of elongated, standing, nude male
and female figures with tall, conical
heads, ‘‘coffee-bean’’-shaped eyes, and
applied body ornaments.
b. Later figurine types are either handmade or mold-made, typically nude,
frontal females. Figurines of gods and
goddesses that show seated or standing
deities with horned helmets are most
common at the end of the 3rd and
beginning of the 2nd millennium.
Small, naturalistically-rendered, painted
animal and human terracottas are
distinctive of the Kassite period at the
end of the 2nd millennium.
Approximately 5–20 cm high.
c. Animal figurines, usually fourlegged animals such as cows and horses,
occur in all periods. Also occurring are
relatively large-scale hollow figures of
animals (up to about 70 cm high), either
PO 00000
Frm 00015
Fmt 4700
Sfmt 4700
23335
unglazed or glazed, seated or standing,
most often of lions.
d. Small, mold-made freestanding
supernatural human figures and figures
of dogs, often with cuneiform
inscriptions, are characteristic of the 1st
millennium. Approximately 5–15 cm
high.
e. Figurines of the Seleucid through
Sasanian periods, including reclining
female nudes and ladies wearing
drapery, display varying degrees of
influence from the Greco-Roman
tradition. Terracotta molded figures,
especially heads, are common in the
Seleucid period. Approximately 2–10
cm high.
3. Models and Miscellaneous:
a. Models include furniture, such as
chairs and beds, chariots, boats, and
buildings. Approximately 5–20 cm or
larger.
b. Molds used for casting metal
objects and clay plaques and figures also
occur.
c. Oil lamps and bathtub- and slippershaped coffins appear in the Hellenistic
through Sasanian periods.
d. Some stamp and cylinder seals are
made from fired clay, faience, or a
composite material related to faience.
e. Terracotta theatrical masks made
from molds are a common feature of the
Parthian period.
D. Vessels
1. General: The ceramic tradition in
Iraq is among the oldest in the world,
extending back some 9000 years and
encompassing a tremendous variety of
shapes, fabrics, and decorative
treatments. Only the most distinctive
types are listed here. If in doubt, an
expert should be consulted.
2. Neolithic vessels.
a. General characteristics: Unglazed
bichrome pottery having a buff body
decorated with dark paint. Decoration
consists of geometric patterns,
sometimes based on human, animal,
and plant forms.
b. Ceramic Neolithic: Hand-made,
burnished or painted with simple
designs of geometric patterns such as
obliquely arranged lines, chevrons,
herring-bones, or ‘‘tadpole’’ pattern.
Forms include bowls, cups, and openmouthed jars with flat bases and curved
or angled sides. Also common are
undecorated, heavily tempered wares
and cream or white slips.
Approximately 8–30 cm in diameter.
c. Hassuna: Hand-made, burnished,
incised, painted, and coarse wares in
cream, buff or greenish fabrics.
Decorations take geometric shapes, such
as triangles and zig-zags, that can be
arranged in multiple zones of running
patterns. Forms include low, open
E:\FR\FM\30APR1.SGM
30APR1
mstockstill on PROD1PC66 with RULES
23336
Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Rules and Regulations
bowls, globular jars, and shallow
corrugated-bottomed ‘‘husking’’ trays.
Approximately 12–30 cm in diameter.
d. Samarra: Most commonly handmade deep or shallow bowls, pedestaled
bowls and jars decorated in matt brown
or grey on smoothed buff slip with
narrow zones of geometric designs
reminiscent of basketry. The interior is
often painted with humans or animals
in simplified geometric forms arranged
in circular or whirligig compositions.
Approximately 12–30 cm in diameter.
3. Chalcolithic vessels.
a. General characteristics: Unglazed
bichrome pottery having a buff body
decorated with dark paint, and
polychrome pottery having a buff body
decorated with red, black, and white
paint. Decoration consists of geometric
patterns, sometimes including motifs
from nature.
b. Halaf: Hand-made polychrome
pottery, often polished to a high sheen.
Complex compositions of geometric and
natural motifs in red, orange, brown/
black, and white reminiscent of textiles,
sometimes incorporating dense patterns
of tiny black dots. Forms include plates,
shallow bowls, footed goblets, and jars
with flaring necks and oval mouth.
Approximately 20–30 cm in diameter.
c. Earlier Ubaid: Hand-made wares,
including fine buff or cream-slipped
fabric decorated with thick dark paint
with zones of geometric designs such as
parallel lines in different directions,
zigzags, and chevrons. Forms include
bowls with and without ring bases, large
dishes, sauceboats, beakers, and
globular jars. Approximately 10–30 cm
in diameter.
d. Later Ubaid: Wheel-made pottery
often of a greenish hue, decorated with
fine monochrome dark paint, used
sparingly in broad black horizontal lines
and simple curving shapes. Forms
include large globular jars, shallow
flaring bowls, round-bottomed bowls,
and cups with flat bases. Approximately
4–20 cm in diameter.
e. Uruk: Burnished or polished
monochrome (red-slipped or grey)
wares, typically undecorated and massproduced (wheel-made). Jars of this
period often have bulging bellies, large
mouths, short necks, and occasionally
tubular spouts on the shoulder. A
standardized, small, hand-made coarse
ware bowl with a beveled rim also
appears commonly. Approximately 5–
20 cm in diameter and 5–40 cm high.
4. Early Bronze Age vessels.
a. Jemdet Nasr: polychrome painted
vessels with tightly packed geometric
patterns, usually confined to the
shoulder and predominately plum-red
in color.
VerDate Aug<31>2005
16:50 Apr 29, 2008
Jkt 214001
b. Scarlet Ware: polychrome painted
globular jars, often with handles and
bulging bellies, with red and black
geometric designs, human figures, and
animals.
c. Ninevite 5: decorations include
incised and excised geometric shapes,
or dark brown painted designs.
d. Many vessels are undecorated or
simply incised in a single zone. Large
vessels may have decorations around
their necks, such as incisions or small,
applied animals. Zoomorphic forms also
occur, including cow, bird, and fish
shapes. Approximately 10–40 cm in
diameter and 8–50 cm high.
5. Middle and Late Bronze Age
vessels.
a. Mostly undecorated wares.
b. Mitannian ware (also called Nuzi,
Alalakh, or Hurrian ware): tall goblets
with small, button bases, painted light
floral and geometric designs on a dark
(red or brown) background.
Approximately 10–20 cm high.
c. Jars, vases, beakers, and flasks,
painted in black or brown or decorated
with incised designs of birds, animals,
boats, and geometric designs.
d. Large jars with molded animals and
decorations serving as spouts or
ornamenting the body.
e. Glazed vessels, often in blue or
green, appear.
6. Iron Age vessels.
a. ‘‘Palace’’ or ‘‘eggshell’’ wares: thinwalled, fine vessels of buff-grey-green
fabric that imitate metallic shapes.
Common forms include open bowls,
beakers, goblets, dishes, and tall cups
with animal-headed base.
Approximately 3–40 cm high.
b. Glazed vessels occur, many of
which have polychrome decorations of
geometric patterns or animals and floral
designs. Forms include buckets, jars,
and closed bowls. Approximately 8–40
cm high.
7. Hellenistic-Seleucid, Parthian,
Sasanian vessels.
a. Most common are unglazed
Aramaic incantation bowls of the
Sasanian period, painted on the inside
surface with long magical texts that
surround an image of a bound demon.
Sometimes the text is only simulated
with squiggles. Other painted and
incised unglazed wares, particularly
dating to the Parthian period, have
Aramaic, Syriac, Mandaic, or Middle
Persian inscriptions.
b. Glazed vessels such as jars and
vases are also common, occasionally in
zoomorphic forms such as tall cups with
animal-headed base. Glaze colors
include shades of blue, green, and red.
c. Sasanian buff ware is often stamped
around the perimeter of the body with
stamps that depict animal subjects.
PO 00000
Frm 00016
Fmt 4700
Sfmt 4700
d. Forms of Parthian and Sasanian
pottery include: pitchers, jugs, tall twohandled jars, lamps, bowls, pots, flasks,
footed bowls, plates, dishes, cups, vases,
and bottles. Approximately 10–35 cm
high.
8. Umayyad, Abbasid vessels.
a. Molded and stamped earthenware:
Oil lamps, bowls, ewers, and jugs,
stamped with geometric and simple
floral designs. Sometimes they are
covered with a green glaze.
b. Blue on White: Small bowls, ewers,
jugs, and platters, covered with a bright
white glaze embellished with designs in
cobalt blue. Typical patterns were floral,
abstract, and geometric, and sometimes
framed with a festooned edge. Short
blessings in Arabic or the potter’s
signature were also used as decorative
devices.
c. Lusterware: Ceramics with a shiny,
lustrous surface design that emulated
the effect of precious metal objects.
Extant vessels consist of bowls, small
flat-bottomed platters, and trays, as well
as some ewers and tiles. The designs
include floral themes, pairs of wings,
and at times highly stylized animals or
even awkward-looking humans. Surface
patterns were dense and highly abstract.
d. Unglazed wares: Large unglazed
water jars with rounded bottoms,
covered with relief decoration and
combinations of molding, engraving,
carving, and piercing. Motifs included
ancient gods and their sacred animals as
well as court officials and revelers.
E. Architectural Elements
1. Bricks and tiles: Molded, carved, or
flat, glazed or unglazed, sets of bricks or
tiles were used to veneer the walls of
buildings. They can show geometric or
floral designs, figured scenes, or
inscriptions. Often, many separate
bricks fit together to form a larger
composition.
2. Plaques: Glazed wall plaques,
including square and round examples
with protruding knobs, are especially
common during the 1st millennium.
Approximately 30–45 cm in width/
diameter.
3. Cones: Small to medium-sized
cones are found either loose or stuck
into wall plaster to form mosaic designs.
Their wider end can be painted red or
black, or dipped in bitumen. Some are
topped with rosettes, either painted or
glazed. Approximately 8–20 cm long.
F. Miscellaneous
1. Beads, pendants, amulets, and seals
were often made out of ceramic or
ceramic-related materials such as
faience and glazed ceramic.
2. Sealings are lumps of sun-dried
clay that were applied over knotted
E:\FR\FM\30APR1.SGM
30APR1
Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Rules and Regulations
cords and then impressed with images
from cylinder or stamp seals (see II.B
and C). They were used to secure jars
and other types of containers, bundles,
doors, and documents. They often have
irregular forms, with the seal
impressions on the outer surface, while
the inner surface is molded to the shape
and texture of the item secured.
Inscriptions might be present.
Approximately 2–15 cm in width/
diameter.
3. Spindle whorls, usually in the
shape of a bi-conic disk and pierced
through the axis, can be either sun dried
or baked and occur from the Neolithic
through Sasanian periods.
Approximately 3–6 cm in diameter.
II. Stone
A. Introduction
Types most commonly encountered
include cylinder and stamp seals (II.B
and C), Late Assyrian relief fragments
(II.D.5), and chlorite vessels (II.F.4).
B. Cylinder Seals
1. A cylinder seal is a large cylindrical
bead with a hole pierced through its
vertical axis and engraved images
around the outer circumference. These
seals can range from extremely small
(ca. 2 cm high) to more substantial (ca.
8 cm high), with diameters from 1–3 cm.
This is the predominant seal type from
the end of the 4th millennium through
the 1st millennium BC.
2. Stones for seals vary over time,
ranging from soft stones such as marbles
and serpentines, to harder ones such as
hematite and chalcedony. Semiprecious stones like lapis lazuli, agate,
and jasper are also popular. In the later
periods (Seleucid through Sasanian),
gemstones are popular, including pearl,
turquoise, garnet, carnelian, agate,
quartz, onyx, sardonyx, heliotrope,
jasper, rock crystal, amethyst, hematite,
goethite, lapis lazuli, and also glass and
metal.
mstockstill on PROD1PC66 with RULES
C. Stamp Seals
1. Early periods (Chalcolithic): square,
circular (‘‘button’’), lentoid,
hemispheric, and ‘‘gable-backed’’ forms
carved on one flat surface with engraved
geometric designs and/or simple human
and animal figures. The square and
circular types often have knobs on their
top sides. A distinctive type is the
stamp seal carved in the shape of an
animal such as a reclining cow or sheep,
with the sealing surface on the bottom.
2. Late stamp seals (from the 1st
millennium BC through the Sasanian
period) take several standardized
shapes, including eight-sided pyramidal
stamps, cones, cameos (carved in raised
VerDate Aug<31>2005
16:50 Apr 29, 2008
Jkt 214001
relief), ellipsoidal or domical seals
(sides can be undecorated or decorated),
and rings. The flat sealing surface,
usually oval or round in shape, is
engraved with a wide range of subjects.
D. Relief and Inlay Sculpture
1. Inlay sculpture takes monumental
and small-scale forms in the 3rd
millennium BC. Monumental examples
include friezes of sculpted stone figures
set into an inlaid stone or bitumen
background. Small-scale examples with
flat, cut-out figures in light-colored
stones set against dark stone or bitumen
backgrounds decorate boxes and
furniture. Subjects include narrative
scenes such as warfare and banqueting.
2. Square, carved relief plaques
(approximately 30–40 cm square), often
depicting banqueting scenes in a series
of registers arranged around a central
hole, are found during the 3rd
millennium BC.
3. Large free-standing stone steles,
almost always fragmentary, occur from
the 3rd through the 1st millennium BC.
They are carved with scenes
commemorating battles and building
projects, and often have inscriptions on
them. They can stand over 200 cm high,
though most of the fragments are
smaller.
4. A type of small stele, the boldershaped ‘‘boundary stone’’ of the late 2nd
and early 1st millennia BC, is
characterized by long inscriptions and
multiple carved relief images, some of
which have been associated with zodiac
signs and divine symbols.
Approximately 50 cm high.
5. Late Assyrian relief wall panels
lined the walls of palaces and temples.
Intact examples can be over 200 cm
high, and fragments are common. They
depict detailed images of battles,
ceremonies, and supernatural beings
and plants, and are often inscribed in
cuneiform, either directly on the relief
imagery or in designated areas.
6. In the Hellenistic-Seleucid and
Parthian periods, small altars or
architectural models displaying
columned settings for figures are carved
in a provincial Greco-Roman style.
Funerary sculpture, steles, and reliefs
(from sarcophagi or architectural units)
can depict the deceased alone,
banqueting with family members, or in
association with the gods.
E. Sculpture in the Round
1. Small carvings consisting of a
cylindrical shaft that terminates in the
head of a bird, snake, or human date to
the early Neolithic period.
Approximately 8–22 cm high.
2. Alabaster figurines of nude,
standing females carved in an angular,
PO 00000
Frm 00017
Fmt 4700
Sfmt 4700
23337
geometric fashion with tall heads and
sometimes having inlaid eyes date to the
late Neolithic period. Approximately 5–
15 cm high.
3. Small sculptures including
animals, especially bulls, and human
forms, such as the ‘‘Priest-King’’ figure
depicted wearing a tight-fitting cap with
a rolled brim, occur in the 4th
millennium BC.
4. Votive statues of worshippers—
men, women, and couples—some of
which bear cuneiform inscriptions on
their backs, show the figures either
seated or standing with hands clasped
and in a frontal position, staring straight
ahead. The form is most common in the
3rd millennium BC and assumes more
monumental scale later. The earlier
statues, typically less than 70 cm high,
tend to be from soft white stones like
limestone. Larger and later statues, some
life-size, use harder stones like diorite.
5. In the Late Assyrian period,
gateway sculptures in the form of lions
and bulls, often winged, range from
diminutive to, more commonly, colossal
(up to approximately 450 cm high).
6. In the Hellenistic-Seleucid and
Parthian periods, statuary of historical,
mythical, or divine figures are executed
in two different styles: a provincial
Greco-Roman style, and a local style.
Stones used include soft limestones and
marbles. Approximate sizes range from
under-life-size to over-life-size.
a. Statues in the Greco-Roman style
stand in a pronounced asymmetrical
pose with the weight shifted onto one
leg, and often show the human figure as
a nude or in Roman military garb.
b. The local style features life-size
statues of nobles who stand on inscribed
bases and are shown wearing elaborate
costumes and jewelry. Local male dress
can include a long open jacket over a
knee-length tunic and baggy trousers.
Often only the heads survive. Also
represented are divine and mythological
figures, including both Greco-Roman
and Iranian types, such as Hercules,
Hermes, Aphrodite, Fortuna-Isis, and
the moon-god. Figurines, typically of
soft stones like alabaster, are also
produced. Approximately 20 cm high.
F. Vessels
1. Ground stone vessels occur from
the early Neolithic to the Sasanian
period.
2. Alabaster miniature vessels date to
the late Neolithic period. Forms include
small bowls, plates, cups,
anthropomorphized jars, and complex
forms of unknown purpose.
3. A wide variety of stone vessels,
some carved with figural scenes in
relief, others inlaid with colored stones
to form geometric patterns, marks the
E:\FR\FM\30APR1.SGM
30APR1
23338
Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Rules and Regulations
mstockstill on PROD1PC66 with RULES
later 4th millennium production. Forms
include jars with spouts on their
shoulders, and tall cylindrical vases.
4. During the 3rd millennium, both
imported and locally produced vessels
carved from soft stones, such as chlorite
and alabaster, appear in a variety of
different and unusual shapes and carved
relief designs. The chlorite vessels are
decorated with a large range of subjects
including mythological figures and
geometric patterns, and sometimes
include colored inlays. Later forms tend
to be closed containers of a fairly small
size, perhaps meant for cosmetics, and
are rarely decorated.
5. Small bottles and larger storage jars
of stone appear in the 3rd millennium
assemblage. The most common stones
used include calcites (limestone,
alabaster, and marble), steatites (chlorite
and serpentine), and sandstones.
6. Alabaster jars with handles and
high, hollow feet are popular in the Late
Bronze Age. Semi-precious and
extremely hard stones, such as lapis
lazuli, agate, onyx, porphyry, and
obsidian, are also used. Inscribed
examples sometimes occur.
7. Flat-bottomed querns and mortars,
often of basalt, form a constant part of
the domestic repertoire.
G. Architectural Elements
1. Architecture is constructed from
finely dressed stone in the Seleucid
through Sasanian periods, including
walls, ceilings, gates, doorways, arches,
blind windows and niches, engaged
columns, pilasters, capitals, architraves,
cornices, crenellations, and arcades.
Broad expanses of surface were
decorated with fluted buttresses and
recesses. Larger walls were broken up
with bordered paneling, either molded
or painted. Column capitals occur in a
variety of orders, including Corinthian,
Doric, and Ionic.
2. Architectural decoration of both
patterned designs and figures adorned
buildings in the Seleucid through
Sasanian periods, for example at Hatra.
a. Architectural relief sculpture may
depict frontal male and female Parthian
busts, and masks of Greek mythological
figures, such as the satyr; larger relief
compositions (lintels, beams, wall slabs)
feature military or mercantile subjects,
the enthroned king, and investiture
scenes.
b. Decorative motifs on friezes include
bead and reel, egg and dart, interlocking
geometric designs, Greek key, meanders,
vines, acanthus plants, laurels, grapes,
palmettes, arcades, human busts and
masks, and mythological subjects.
3. Mosaics are created from cut and
polished stones in the Seleucid through
Sasanian periods. They follow Roman
VerDate Aug<31>2005
16:50 Apr 29, 2008
Jkt 214001
practice with typically Hellenistic
themes.
4. Stone mihrabs and other
architectural elements in the Islamic
period can be carved in relief with
elaborate floral, geometric, and
calligraphic designs.
H. Inscriptions, Writing
1. Cuneiform inscriptions appear on
stone tablets in shapes replicating those
of clay tablets.
2. Cuneiform also appears on stone
wall slabs, either with or without figural
imagery, particularly during the Late
Assyrian period. These examples are
often fragmentary, with only a few
characters on a fragment that has been
trimmed to a regular shape.
3. Inscriptions in cuneiform, Aramaic,
Greek, and Arabic characters can appear
on vessels, sculptural forms, and
architectural elements in the later
periods.
I. Amulets, Pendants, and Beads
1. Amulets in the earlier periods tend
to take the form of animals.
2. Pendants and beads, appearing
from the Neolithic period onward, often
use semi-precious imported stones, such
as lapis lazuli, carnelian, and agate, and
take a variety of forms, including barrelshaped, biconical, and discoid.
Approximately 1–4 cm long.
J. Tools and Weapons
1. Stone tools and weapons begin in
the Paleolithic period and continue,
with changes, through time. Flint and
obsidian are popular stones for chipped
and flaked tools and weapons, including
hand axes, spear points, sickle blade
components, and cutting utensils. Sizes
can range from just a few centimeters for
small blades to 20 cm for large axes.
2. Stone mace-heads, pierced through
their long axis, appear during the
historical periods and can sometimes be
carved with figures in relief or inscribed
with cuneiform.
3. Stone weights are found in a variety
of shapes, most commonly that of a
duck with its head tucked onto its back.
Common stone types for weights
include hematite and diorite.
III. Metal
A. Introduction: This category
includes objects of copper/bronze, iron,
gold, silver, and their alloys. Types most
commonly encountered include coins
(III.B), ‘‘Luristan’’-style weapons and
horse bridle fittings (III.C.1 and 2),
foundation figurines (III.D.1), and
jewelry (III.E).
B. Coins
1. Coins in Iraq have a long history
and great variety, spanning the
PO 00000
Frm 00018
Fmt 4700
Sfmt 4700
Achaemenid Persian, Hellenistic
Seleucid, Parthian, Sasanian, and
Islamic periods. Coins from neighboring
regions circulated in Iraq as well. Early
coins are hand-stamped, so that the
design is usually off-center.
2. Achaemenid coins are the gold
daric and silver siglos, and fractional
and multiple denominations. Both are
stamped on the front with an image of
the king holding a bow, and on the back
with a non-figural oblong mark.
3. Coin types and materials for coins
minted or circulated in Iraq during the
Seleucid, Parthian, and Sasanian
periods include gold staters and dinars,
bronze or silver drachms, tetradrachms,
and hemidrachms, and smaller bronze
and lead coins. These coins usually
have male and female busts (of kings
and queens) on the front. Seated
archers, seated gods such as Zeus,
winged Victory, and other Greco-Roman
mythological subjects, are usually on
the reverse of the Seleucid and Parthian
coins, which are inscribed in Greek or
Parthian. Sasanian period coins
typically feature a fire altar on the back,
either with or without figures, and are
inscribed in Middle Persian.
4. Early Islamic coins are of gold,
silver, and copper. Most are stamped on
both sides with inscriptions in Arabic,
though a few types have an image on
one side and an inscription on the other.
C. Tools and Weapons
1. Copper, bronze, and iron were used
to manufacture a wide range of weapons
(including so-called ‘‘Luristan’’ types),
such as blades, daggers, and axes; and
tools, including adzes, points, pins,
needles, and fishing hooks. Steel blades
for items like swords appear in the 1st
millennium AD.
2. Horse-related equipment in bronze
includes bits, some of which can be cast
in intricate designs (including so-called
‘‘Luristan’’ types), and harness trappings
such as blinders and frontlets.
3. Bronze and iron armor occurs,
including scales, shields, and helmets.
Armor and weapons of the Islamic
period can be decorated with arabesque
designs and inscriptions.
4. Copper/bronze weights are found in
a variety of shapes, including that of a
recumbent lion.
D. Sculpture
1. Solid-cast copper/bronze figurines
include so-called foundation figurines
of standing male figures (sometimes
with a peg-shaped lower body and/or
carrying a basket on the head), stands in
the shape of animals and human figures,
and a wide range of small figures.
Approximately 10–35 cm high.
E:\FR\FM\30APR1.SGM
30APR1
Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Rules and Regulations
2. Hollow-cast copper/bronze largescale figures occur, of which often only
parts such as toes or feet are found,
though occasionally more complete
examples survive.
3. Sheet copper/bronze was
hammered over a core (usually of wood
and now lost) and secured with rivets to
create large-scale architectural
sculpture.
4. Strips of bronze decorated in relief
with narrative images were nailed to
wooden doors of the Late Assyrian
period.
E. Jewelry and Personal Ornaments
1. Gold, Electrum, and Silver
a. Metalworking techniques include
hammering, gilding, casting, filigree,
´
granulation, and cloisonne. Simple
forms of bangles appear in almost all
periods.
b. Early jewelry includes simple
beads, pendants in forms such as
animals and insects, spirals, wire,
bands, rosettes, and hairpins.
c. Exceptionally rich burials of the
Early Bronze Age from Ur have
produced elaborate necklaces,
headdresses, and ornaments, including
gold and silver ribbons, gold leaf-shaped
pendants, beads, and pins, sometimes
set with semiprecious stones.
d. Exceptionally rich burials of the
Late Assyrian period from Nimrud have
produced outstanding examples of
jewelry, including heavy gold bracelets
inlaid with semi-precious stones, inlaid
earrings, cast gold armlets with
zoomorphic terminals, gold fibulae, cut
´
out appliques, gold mounted stamp
seals, and an elaborate gold headdress
with floral elements created in gold leaf
and beadwork.
e. Elaborate jewelry continues during
the Seleucid through Sasanian periods,
including finger rings, earrings,
diadems, and pendants. Seleucid and
Parthian jewelry is mostly of gold or
gold plate, less frequently of silver or
bronze. It is often inlaid with precious
gems or glass imitations set in raised
flanges.
mstockstill on PROD1PC66 with RULES
2. Copper/Bronze
a. Simple bracelets, anklets, and rings
occur in copper and bronze in all
periods.
b. Small beads and simple trinkets in
copper appear as early as the 9th
millennium BC.
c. Mirrors, tweezers, and razors
appear by the 3rd millennium BC.
d. Fibulae (triangular safety pins for
garments) appear in the 1st millennium
BC and become standard ornaments
thereafter.
VerDate Aug<31>2005
16:50 Apr 29, 2008
Jkt 214001
3. Iron
Small pieces of native iron were used
as ornaments before the 1st millennium
BC and include items such as beads,
bracelets, and pendants.
F. Vessels
1. Copper/Bronze
a. Bronze is commonly used for
utilitarian items such as vessels from
the end of the 3rd millennium through
the 1st millennium BC.
b. Shallow bronze bowls of
‘‘Phoenician’’ and ‘‘Syrian’’ styles from
the Late Assyrian period bear concentric
rings of complex imagery on their
outside (they also occur in silver and
gilt silver).
c. Large bronze cauldrons and
cauldron stands begin to be produced in
the 1st millennium BC, some of which
include cast decorations in the shape of
bulls, griffins, or human heads.
d. ‘Bath-tub’-shaped bronze coffins
appear beginning in the 1st millennium
BC.
e. Ewers with bulbous bodies, long
necks and handles were produced in the
Sasanian and Abbasid periods.
f. Copper-alloy metalwork in the
Islamic period can be engraved with
inscriptions and elaborate floral and
geometric designs, sometimes with
enamel inlays. Forms include bowls,
ewers, candlesticks, and astrolabes.
g. Copper-alloy metalwork inlaid with
silver began to appear in the 13th
century AD. The shapes include ewers,
basins, boxes, incense burners, and pen
boxes, which are notable for their
frequent representation of princes and a
wide variety of scenes, inspired by
manuscript illustration. Metalwork from
Mosul also stands out for its inclusion
of ‘‘genre scenes,’’ such as shepherds
with their flocks, boys shooting at birds,
etc. These scenes, which vary in size,
are separated by decorative patterns.
2. Gold, Electrum, and Silver
a. Vessels in these metals are known
primarily from the Early Bronze Age,
the Late Assyrian period, and the
Seleucid through Sasanian periods.
Forms for vessels include fluted
tumblers and bowls, spouted vessels,
shallow bowls and plates, and handled
jugs and jars. Decorative techniques
´
include repousse, chasing, engraving,
´
and applique. Some carry inscriptions.
b. During the Seleucid through
Sasanian periods, vessels are typically
in silver, less frequently in bronze or
gold. Designs on silver vessels are
sometimes overlaid in gold plate. Forms
include platters (with royal themes,
usually a hunt on horseback or on foot),
bowls, ewers (with domestic or religious
PO 00000
Frm 00019
Fmt 4700
Sfmt 4700
23339
themes and decorative elements),
pitchers, handled ‘‘tea’’ cups, and tall
cups with animal-head bases.
c. Sasanian decoration is organized by
central medallions (usually having a
beaded or floral border) and flanking
scrollwork. Themes inside medallions
include griffins, antelopes, stags, rams,
eagles, flowers, dancing girls in arcades,
and human busts. Common techniques
for fashioning vessels include
´
hammering, repousse, casting small
elements, and chasing.
G. Miscellaneous
1. Furniture parts, such as chair legs,
struts, and openwork panels, were cast
and hammered in copper/bronze.
2. Architectural elements in copper/
bronze include door-pivots, knobs, and
nails.
3. Silver coils, rings, ingots, and scrap
served as a form of pre-coinage
currency.
4. Some utilitarian forms were copied
in precious metal for ceremonial
purposes, such as gold weapons and
tools.
5. Gold and silver leaf were used to
cover a number of different types of
objects, including parts of lyres, such as
bull head ornaments.
6. Ritual and ecclesiastical objects
pertaining to Iraq’s religious
communities include, but are not
limited to, crosses, chalices, kiddush
cups, candelabra, and Torah pointers.
IV. Glass
A. Introduction
The type most commonly
encountered is Sasanian vessels
(IV.B.3), which are often misrepresented
as Roman glass.
B. Vessels
1. Early glass is opaque or translucent,
in imitation of semi-precious stones.
One type of vessel is made of bands of
colored glass (predominantly blue, with
white, yellow, orange, and pale blue),
often shaped into festoons and other
patterns. Another type is mosaic glass,
created by fusing multicolored glass
disks. Forms include beakers, flasks,
small bottles, small handled jars,
hemispherical bowls, goblets, plates,
and small jugs. Approximately 6–20 cm
high.
2. Transparent glass appears in the 1st
millennium BC. Types include blown
transparent vessels, and colored glass
that is pulled, cut and mold-made.
Techniques of decorating glass include
molded, cut, and engraved designs.
3. Small blown-glass bottles in a
variety of shapes, colors, and patterns
are very common in the Sasanian
E:\FR\FM\30APR1.SGM
30APR1
23340
Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Rules and Regulations
period. They may be iridescent, and are
often mistaken for Roman glass.
4. Small, relatively thick-bodied
bottles used to store perfume and other
types of cosmetics are typical of the
Early Islamic period.
5. Bottles blown in a mold with a
counter-sunk pattern are another Early
Islamic type.
6. Thin-bodied blue glassware
decorated with luster painted designs,
often inspired by Late Antique motifs
such as scrolling vines, is the most
important luxury type of glass from the
Abbasid period. Shapes include cups,
bowls, and plates.
C. Miscellaneous
1. Glass beads are common in both
single color and multicolored types.
2. Small figurines, pieces of jewelry,
and inserts for inlay into larger items
such as ivories can be of mold-formed
glass.
3. Tiles for inlay into architecture and
furniture can be made of glass,
sometimes multicolored.
4. Occasional lumps and ingots of raw
unworked glass as well as glass slag
occur.
5. Seals (see II.B and C) were
sometimes made from glass.
6. Mosaic fragments from Seleucia can
be made from multicolored glass
tesserae. They show the same designs
and techniques as those of stone
mosaics.
7. Glass weights date to the Umayyad
period and consist of either ring or disk
weights inscribed with short texts.
V. Ivory, Bone, and Shell
mstockstill on PROD1PC66 with RULES
A. Introduction
The type most commonly
encountered is carved ivory sculptures
and inlays (V.B.1).
B. Sculpture
1. Ivory, bone, and shell were all
popular materials for carved furniture
inlays (solid plaques and cut-out
elements), harness trappings such as
blinders and frontlets, and freestanding
small sculptures (typically of human or
animal figures). Ivory was often covered
with precious metal overlays or carved
to take colored stone, glass, or faience
inlays.
2. Inlays of shell were used with other
materials to create figural panels in the
3rd millennium BC. Shell was also used
as inlays for the eyes of freestanding
sculptures. Simple geometric shapes,
such as diamonds, were inlaid into
architectural features like columns in
several periods.
3. Giant clam shells were polished
and engraved with intricate linear
designs in the Late Assyrian period.
VerDate Aug<31>2005
16:50 Apr 29, 2008
Jkt 214001
C. Tools
1. Bone implements such as pins,
needles, awls, and small spoons or
spatulas appear in all periods.
2. Handles of bone and ivory were
used on implements like mirrors,
knives, daggers, and swords.
3. Folding ‘‘writing boards’’ of ivory
consist of hinged pairs of rectangular
panels whose inner surfaces were
recessed in order to hold wax.
D. Seals and Personal Ornaments
1. Cylinder seals (see II.B) can be
made from the inner spiral of conch
shells.
2. Ivory combs are a common luxury
item.
3. Beads, pendants, and amulets were
also commonly made from all three
materials. Different kinds of shells were
often used in their original forms as
personal ornaments, evident from
perforations made in them for
attachment or suspension. Rings and
bangles were cut from shells.
E. Vessels
1. Containers carved from elephant
ivory typically take a cylindrical shape
when cut directly from the tusk.
2. Large shells (up to 30 cm long)
were sometimes trimmed and incised or
decorated with inlays and overlays to
create spouted vessels.
3. Other shells, such as bivalves, were
used as cosmetic containers. The
interior may be stained or still contain
powdery material.
VI. Stucco
A. Molded and carved stucco reliefs
occur in the Sasanian period, featuring
geometric, human, animal, and floral
motifs, often set in pearl-bordered
roundels or medallions. They could be
painted, including shades of red, blue,
yellow, turquoise, green, and brown.
B. Samarra Stucco Relief Styles (Early
Islamic Period)
1. Samarra A consists of deeply
carved vine designs with deep ‘‘eyes,’’
usually organized in long bands as well
as simple rectangles and polygons.
2. Samarra B, also deeply carved,
comprises a greater number of designs
and motifs, which are covered with
small notches and dots.
3. Samarra C has molded designs
made up of endless repetition of lines
and spirals, which are beveled, i.e., they
meet the surface at an oblique angle.
VII. Painting
A. Introduction: The category most
commonly encountered is modern Iraqi
paintings (VII.B).
B. Iraqi paintings of the 20th century
exemplify a very wide range of modern
PO 00000
Frm 00020
Fmt 4700
Sfmt 4700
styles, techniques, and subjects. They
are highly regarded by collectors and are
greatly in demand throughout the Arab
world and beyond. Numerous examples
have been stolen from Iraqi public and
private collections since 2003. Stolen
paintings may be marked on the back
with the former Saddam Center for the
Arts seal, inventory numbers, or
suspicious and sloppy dark paint
intended to cover the seal or inventory
numbers. Any painting that could
possibly have an Iraqi connection
should be examined by experts in
modern Iraqi art.
C. Painting on plastered walls appears
starting in the 4th millennium BC.
Colors most commonly follow a palette
of black, red, yellow, and white.
Geometric and floral patterns occur as
well as figural designs including
animals and humans. Painted plaster
fragments can be quite small in size.
D. Painted plaster walls of the
Seleucid through Sasanian periods use
a provincial Roman style to depict royal
and religious themes, including the king
seated before audience, the hunt,
military themes such as archers on
horseback and cavalrymen, and Jewish,
Christian, Roman Mithraic, Hellenic and
Babylonian religious subjects. Marble
paneling and architectural forms are
also imitated in paint. Graffiti in redbrown and black paint also occurs.
E. Ceramic tiles and bricks may be
decorated with painted subjects or
patterns (see I.E.1).
VIII. Textiles
A. Clothing fragments from the
Seleucid and Parthian periods include
linen, wool, cotton, silk, and felt. Some
examples have gold embellishments
(plaques) or gold thread. Linen and
cotton are usually undyed and made in
simple weaves. Wool can be decorated
with richly dyed embroidery or woven
into twills for cloaks, tunics, trousers,
and wall hangings.
B. Sasanian textile remains include
cheap hemp, wool, linen, cotton, flax,
silk. Designs are elaborately woven or
embroidered and usually include figural
elements set in pearl-bordered roundels
or medallions.
C. Wool pile and knotted carpet
fragments dating from the Hellenistic
through Sasanian periods display both
Hellenistic Greek and Iranian motifs and
designs.
D. Medieval Iraq was an important
center for textile production but most
examples are fragmentary. These
include tapestry woven woolen fabrics,
cotton, and silk. Many of the extant silk
and cotton fabrics include embroidered
Kufic benedictory inscriptions and at
E:\FR\FM\30APR1.SGM
30APR1
Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Rules and Regulations
mstockstill on PROD1PC66 with RULES
times include the name of the patron or
ruler.
E. In the 13th century, Baghdad and
Mosul produced textiles decorated with
roundels surrounding real or imaginary
creatures in symmetrical arrangements.
IX. Paper, Parchment, Leather
A. Introduction: The types most
commonly encountered are books and
documents (IX.B).
B. Manuscripts, Books, and
Documents: Numerous manuscripts,
books, and documents have been stolen
from Iraqi public and private collections
since 2003. Any manuscript, book, or
document that could possibly have an
Iraqi connection should be examined by
experts.
C. Leather and Parchment (sometimes
with inscriptions) occasionally survive
from the Pre-Islamic period.
D. Qur’ans on Parchment
1. Iraq was one of the main centers for
the production of early Qur’ans. Until
the 11th century, Qur’ans were written
on parchment (animal skin) rather than
paper, and most have been taken apart.
2. Each Qur’an consisted of multiple
‘‘quires,’’ sets of five sheets of
parchment folded in the middle and
sewn together along the crease, to make
a total of ten pages. They were usually
horizontal in format. Bindings consisted
of wooden boards covered with brown
leather and stamped with simple
geometric designs.
3. Early Qur’ans were written in the
so-called Kufic, or angular, script, made
up of relatively short vertical and long
horizontal strokes. They were devoid of
any decoration, except for red vowel
marks.
4. By the 9th century, chapter heading
were distinguished by colored bands,
often terminating in palmettes, and
these designs became increasingly more
elaborate.
5. Soon gold ink became the preferred
color for decorative devices, and many
Qur’ans would begin and end with one
or several folio(s) of gold geometric
design, referred to as frontispieces and
finispieces, respectively.
6. At times, groups of colored dots
and 1–3 small dots or dashes were
included within the body of the text as
aids to pronunciation.
E. Qur’ans on Paper
1. Qur’ans after the 11th century
became taller in format and were
written on paper.
2. They were copied in a variety of
more legible cursive scripts and
incorporated elaborate illumination,
such as rosettes marking verses within
the text, and lavishly decorated
frontispieces.
3. ‘‘Monumental’’ manuscripts of the
Qur’an in multiple volumes were made
VerDate Aug<31>2005
16:50 Apr 29, 2008
Jkt 214001
in Baghdad during the latter half of the
13th and first half of the 14th centuries.
F. Torahs on Parchment: There have
been active Jewish communities in Iraq
since at least 586 BC. Torahs used by
these communities are parchment
scrolls bearing Hebrew writing in black
ink. The scroll is wound around two
wooden rods, and metal finials may
cover the tops of the rods. The Torah is
housed in a cylindrical case of wood
that may be decorated with inscriptions
and/or semi-precious stones.
Approximately 100 cm high.
G. Illustrated Manuscripts
1. Baghdad was one of the most
significant centers for the production of
illustrated scientific and poetic
manuscripts during the Islamic
medieval period. The images, painted
with opaque watercolor on paper,
included figurative representations,
such as idealized portraits of the author
or the royal patron, which would appear
as the frontispiece to the manuscript.
2. In other examples, paintings were
dispersed within the text as
illustrations. In most instances, the
landscape elements were kept to a
minimum and the emphasis was on
human interaction.
X. Wood
A. Furniture, doors, pulpits, coffins,
and other wooden articles in the Islamic
period can be decorated with elaborate
carved or inlaid designs, including
floral and geometric patterns, grape
clusters, and inscriptions.
B. Wood beams from decorated
buildings may be carved with patterns
and inscriptions.
C. Wood panels in the Islamic period
can be covered with stucco and gilding.
D. Ritual and ecclesiastical objects
pertaining to Iraq’s religious
communities include, but are not
limited to, Qur’an stands (often carved
or inlaid) and Torah scroll cases (see
IX.F).
Inapplicability of Notice and Delayed
Effective Date
Under section 553 of the
Administrative Procedure Act (‘‘APA’’)
(5 U.S.C. 553), agencies amending their
regulations generally are required to
publish a notice of proposed rulemaking
in the Federal Register that solicits
public comment on the proposed
amendments, consider public comments
in deciding on the final content of the
final amendments, and publish the final
amendments at least 30 days prior to
their effective date. However, section
553(a)(1) of the APA provides that the
standard prior notice and comment
procedures do not apply to agency
rulemaking that involves the foreign
PO 00000
Frm 00021
Fmt 4700
Sfmt 4700
23341
affairs function of the United States.
CBP has determined that this final rule
involves the foreign affairs function of
the United States as it implements
authority granted to the President under
the Emergency Protection for Iraqi
Cultural Antiquities Act of 2004 and
§ 304 of the Convention on Cultural
Property Implementation Act (19 U.S.C.
2603) to impose import restrictions on
archaeological or ethnological material
of Iraq. The former Act is in response to
United Nations Security Council
Resolution 1483, and both the
legislation and this rule do no more
than to carry out the obligations of the
United States under the 1970 UNESCO
Convention and Chapter VII of the
United Nations Charter. Accordingly,
the rulemaking requirements under the
APA do not apply and this final rule
will be effective upon publication.
In addition, § 553(b)(B) of the APA
provides that notice and public
procedure are not required when an
agency for good cause finds them
impracticable, unnecessary, or contrary
to public interest. CBP has determined
that providing prior notice and public
procedure for these regulations would
be impracticable, unnecessary, and
contrary to the public interest because
immediate action is necessary to
respond to the pillage of Iraqi cultural
antiquities and to avoid damage to those
antiquities in Iraq until hostilities have
ceased. Any delay in this action will
likely result in further damage to the
Iraqi cultural antiquities that Congress
was seeking to protect with the
Emergency Protection for Iraqi Cultural
Antiquities Act of 2004.
Finally, § 553(d)(3) of the APA
permits agencies to make a rule effective
less than 30 days after publication when
the agency finds that good cause exists
for dispensing with a delayed effective
date. For the reasons described above,
CBP finds that good cause exists to
make these regulations effective without
a delayed effective date.
Regulatory Flexibility Act
Because no notice of proposed
rulemaking is required, the provisions
of the Regulatory Flexibility Act (5
U.S.C. 601 et seq.) do not apply.
Executive Order 12866
CBP has determined that this
document is not a regulation or rule
subject to the provisions of Executive
Order 12866 of September 30, 1993 (58
FR 51735, October 1993), because it
pertains to a foreign affairs function of
the United States, as described above,
and therefore is specifically exempted
by section 3(d)(2) of Executive Order
12866.
E:\FR\FM\30APR1.SGM
30APR1
23342
Federal Register / Vol. 73, No. 84 / Wednesday, April 30, 2008 / Rules and Regulations
Signing Authority
This document is being issued in
accordance with 19 CFR 0.1(a)(1),
pertaining to the authority of the
Secretary of the Treasury (or his/her
delegate) to approve regulations related
to certain customs revenue functions.
List of Subjects in 19 CFR Part 12
Cultural property, Customs duties and
inspection, Imports, Prohibited
merchandise.
Amendment to CBP Regulations
archaeological or ethnological material
that are subject to import restrictions.
Jayson P. Ahern,
Acting Commissioner, U.S. Customs and
Border Protection.
Approved: April 24, 2008.
Timothy E. Skud,
Deputy Assistant Secretary of the Treasury.
[FR Doc. E8–9343 Filed 4–29–08; 8:45 am]
BILLING CODE 9111–14–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
For the reasons set forth above, part 12
of title 19 of the Code of Federal
Regulations (19 CFR part 12), is
amended as set forth below:
I
26 CFR Part 301
[TD 9395]
RIN 1545–BA31
PART 12—SPECIAL CLASSES OF
MERCHANDISE
1. The general authority citation for
part 12 continues to read, and specific
authority for new § 12.104j is added to
read, as follows:
I
Authority: 5 U.S.C. 301; 19 U.S.C. 66, 1202
(General Note 3(i), Harmonized Tariff
Schedule of the United States (HTSUS)),
1624;
*
*
*
*
*
Section 12.104j also issued under Pub. L.
108–429, 118 Stat. 2600; 19 U.S.C.
2612;
*
*
*
*
*
2. Add a new § 12.104j to read as
follows:
I
mstockstill on PROD1PC66 with RULES
§ 12.104j Emergency protection for Iraqi
cultural antiquities.
(a) Restriction. Importation of
archaeological or ethnological material
of Iraq is restricted pursuant to the
Emergency Protection for Iraqi Cultural
Antiquities Act of 2004 (title III of Pub.
L. 108–429) and section 304 of the
Convention on Cultural Property
Implementation Act (19 U.S.C. 2603).
(b) Description of restricted material.
The term ‘‘archaeological or
ethnological material of Iraq’’ means
cultural property of Iraq and other items
of archaeological, historical, cultural,
rare scientific, or religious importance
illegally removed from the Iraq National
Museum, the National Library of Iraq,
and other locations in Iraq, since the
adoption of United Nations Security
Council Resolution 661 of 1990. CBP
Decision 08–17 sets forth the Designated
List of Archaeological and Ethnological
Material of Iraq that describes the types
of specific items or categories of
VerDate Aug<31>2005
16:50 Apr 29, 2008
Jkt 214001
Suspension of Statutes of Limitations
in Third-Party and John Doe Summons
Disputes and Expansion of Taxpayers’
Rights To Receive Notice and Seek
Judicial Review of Third-Party
Summonses
Internal Revenue Service (IRS),
Treasury.
ACTION: Final regulations.
AGENCY:
SUMMARY: This document contains final
regulations relating to third-party and
John Doe summonses. These final
regulations reflect amendments to
sections 7603 and 7609 of the Internal
Revenue Code of 1986 made by the
Internal Revenue Service Restructuring
and Reform Act of 1998, the Omnibus
Budget Reconciliation Act of 1990, the
Technical and Miscellaneous Revenue
Act of 1988, and the Tax Reform Act of
1986. These final regulations provide
guidance relating to the manner by
which summonses may be served on
third-party recordkeepers, the expanded
class of third-party summonses subject
to notice requirements and other
procedures, and the suspension of
periods of limitations if a court
proceeding is brought involving a
challenge to a third-party summons, or
if a third party’s response to a summons
is not finally resolved within six months
after service. These final regulations
affect third parties who are served with
a summons, taxpayers identified in a
third-party summons, and other persons
entitled to notice of a third-party
summons.
DATES: Effective Date: These regulations
are effective April 30, 2008.
Applicability Date: For the date of
applicability, see §§ 301.7603–1(f);
301.7603–2(c); 301.7609–1(d);
301.7609–2(c); 301.7609–3(e);
301.7609–4(d); and 301.7609–5(f).
PO 00000
Frm 00022
Fmt 4700
Sfmt 4700
FOR FURTHER INFORMATION CONTACT:
Elizabeth Rawlins at (202) 622–3630
(not a toll-free number).
SUPPLEMENTARY INFORMATION:
Background
This document contains final
regulations amending the Procedure and
Administration Regulations (26 CFR
part 301) under sections 7603 and 7609
of the Internal Revenue Code of 1986
(Code). The final regulations reflect
amendments to sections 7603 and 7609
made by the Internal Revenue Service
Restructuring and Reform Act of 1998
(Pub. L. 105–206, 112 Stat. 685) (RRA
1998), the Technical and Miscellaneous
Revenue Act of 1988 (Pub. L. 100–647,
102 Stat. 3343) (TAMRA 1988), and the
Tax Reform Act of 1986 (Pub. L. 99–514,
100 Stat. 2085) (TRA 1986). The final
regulations also reflect changes made to
section 6503(j) in the Omnibus Budget
Reconciliation Act of 1990 (Pub. L. 101–
508, 104 Stat. 1388) (OBRA 1990).
On July 21, 2006, the IRS published
in the Federal Register a notice of
proposed rulemaking (REG–153037–01;
71 FR 41377) that interprets the
amendments to sections 7603 and 7609.
Written comments from one
commentator on several of the proposed
sections were received. No request for a
public hearing was received, nor was
one held. The proposed regulations, as
revised by this Treasury decision, are
substantially adopted as final
regulations.
As described more fully in the
preamble to the proposed regulations,
these regulations provide guidance
relating to the manner in which
summonses may be served on thirdparty recordkeepers, the expanded class
of third-party summonses to which the
notice requirements and other
procedures apply, the suspension of a
taxpayer’s periods of limitations if that
taxpayer petitions to quash a third-party
summons or intervenes in a proceeding
to enforce such a summons, and the
suspension of a taxpayer’s periods of
limitations if a summoned third party
does not finally resolve its response to
a summons within six months after
service of a summons.
Comments on the Proposed Regulations
and Explanation of Changes
Section 301.7609–1(a)(2)—In General
Proposed § 301.7609–1(a)(2) provides
that neither section 7609 nor the
regulations ‘‘limit the IRS’s ability to
obtain information, other than by
summons, through formal or informal
procedures authorized by sections 7601
and 7602.’’ The commentator suggested
that this provision be prefaced with the
E:\FR\FM\30APR1.SGM
30APR1
Agencies
[Federal Register Volume 73, Number 84 (Wednesday, April 30, 2008)]
[Rules and Regulations]
[Pages 23334-23342]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-9343]
[[Page 23334]]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HOMELAND SECURITY
Bureau of Customs and Border Protection
DEPARTMENT OF THE TREASURY
19 CFR Part 12
[CBP Dec. 08-17]
RIN 1505-AB91
Import Restrictions Imposed on Archaeological and Ethnological
Material of Iraq
AGENCIES: Customs and Border Protection, Department of Homeland
Security; Department of the Treasury.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This document amends the Customs and Border Protection (CBP)
regulations to reflect the imposition of import restrictions on
Archaeological and Ethnological Material of Iraq pursuant to section
3002 of the Emergency Protection for Iraqi Cultural Antiquities Act of
2004. This document also contains the Designated List of Archaeological
and Ethnological Material that describes the types of articles to which
the import restrictions apply.
DATES: Effective Date: April 30, 2008.
FOR FURTHER INFORMATION CONTACT: For legal aspects, George F. McCray,
Esq., Chief, Intellectual Property Rights and Restricted Merchandise
Branch, (202) 572-8710. For operational aspects, Michael Craig, Chief,
Federal Agency Enforcement Branch, (202) 863-6558.
SUPPLEMENTARY INFORMATION:
Background
The value of cultural property, whether archaeological or
ethnological in nature, is immeasurable. Such items often constitute
the very essence of a society and convey important information
concerning a people's origin, history, and traditional setting. The
importance and popularity of such items regrettably makes them targets
of theft, encourages clandestine looting of archaeological sites, and
results in their illegal export and import.
The United States shares in the international concern for the need
to protect endangered cultural property. The appearance in the U.S. of
stolen or illegally exported artifacts from other countries where there
has been pillage has, on occasion, strained our foreign and cultural
relations. This situation, combined with the concerns of museum,
archaeological, and scholarly communities, was recognized by the
President and Congress. It became apparent that it was in the national
interest of the U.S. to join with other countries to control illegal
trafficking of such articles in international commerce.
The United States joined international efforts and actively
participated in deliberations resulting in the 1970 United Nations
Educational, Scientific and Cultural Organization (UNESCO) Convention
on the Means of Prohibiting and Preventing the Illicit Import, Export
and Transfer of Ownership of Cultural Property (823 U.N.T.S. 231
(1972)). United States acceptance of the 1970 UNESCO Convention was
codified into U.S. law as the ``Convention on Cultural Property
Implementation Act'' (Pub. L. 97-446, 19 U.S.C. 2601 et seq.) This was
done to promote U.S. leadership in achieving greater international
cooperation towards preserving cultural treasures that are of
importance to the nations from which they originate and to achieve
greater international understanding of mankind's common heritage.
During the past several years, import restrictions have been
imposed on archaeological and ethnological artifacts of a number of
signatory nations. These restrictions have been imposed as a result of
requests received from those nations under Article 9 of the 1970
Convention and pursuant to provisions of the Convention on Cultural
Property Implementation Act that allow for emergency action and
bilateral agreements between the United States and other countries.
U.N. Security Council Resolution 1483
United Nations Security Council Resolution 1483, adopted on May 23,
2003, obligates all member nations, regardless of whether they are
parties to the 1970 UNESCO Convention, to assist in the protection of
Iraq's cultural heritage.
Paragraph 7 of the Resolution states that ``all Member States shall
take appropriate steps to facilitate the safe return to Iraqi
institutions of Iraqi cultural property and other items of
archaeological, historical, cultural, rare scientific, and religious
importance illegally removed from the Iraq National Museum, the
National Library, and other locations in Iraq since the adoption of
resolution 661 (1990) of 6 August 1990, including by establishing a
prohibition on trade in or transfer of such items with respect to which
reasonable suspicion exists that they have been illegally removed, and
calls upon the United Nations Educational, Scientific, and Cultural
Organization, Interpol, and other international organizations, as
appropriate, to assist in the implementation of this paragraph;''.
Emergency Protection for Iraqi Cultural Antiquities Act of 2004
The Emergency Protection for Iraqi Cultural Antiquities Act of 2004
(title III of Pub. L. 108-429) (``the Act'') authorizes the President
to exercise the authority of the President under section 304 of the
Convention on Cultural Property Implementation Act (19 U.S.C. 2603)
with respect to any archaeological or ethnological material of Iraq
without regard to whether Iraq is a State Party under the Convention on
Cultural Property Implementation Act, and without the need for a formal
request from the government of Iraq.
Under 19 U.S.C. 2603, if the President determines that an emergency
condition applies with respect to any archaeological or ethnological
material of any State Party, the President may apply the import
restrictions set forth in 19 U.S.C. 2606 with respect to such material.
In Presidential Memorandum for the Secretary of State and the
Secretary of Homeland Security, entitled Assignment of Functions
Relating to Import Restrictions on Iraqi Antiquities, dated May 5, 2006
(71 FR 28753), the President assigned the functions of the President
under section 3002 of the Act to the Secretary of State.
In Delegation of Authority No. 294, published in the Federal
Register on July 20, 2006 (71 FR 41306), the Secretary of State
delegated to the Under Secretary for Political Affairs, to the extent
authorized by law, all authorities and functions vested in the Deputy
Secretary of State, including all authorities and functions vested in
the Secretary of State or the head of agency that have been or may be
delegated or re-delegated to the Deputy Secretary.
In Delegation of Authority No. 296, published in the Federal
Register on February 22, 2007 (72 FR 8054), the Under Secretary of
State for Political Affairs delegated to the Assistant Secretary of
State for Educational and Cultural Affairs the functions of the
President under section 3002 of the Act.
Pursuant to section 304 of the Convention on Cultural Property
Implementation Act (19 U.S.C. 2603) and section 3002 of the Act, the
Acting Assistant Secretary of State for Educational and Cultural
Affairs, United States Department of State, concluding that an
emergency condition applies with respect to archaeological and
ethnological materials of Iraq, made the necessary determination on
July 2, 2007, to impose import restrictions on such materials of Iraq.
Accordingly, CBP is
[[Page 23335]]
amending 19 CFR part 12 to reflect the imposition of the import
restrictions. The Designated List of Archaeological and Ethnological
Material of Iraq that describes the types of articles to which the
import restrictions apply is set forth below. This list is for general
guidance only and is not intended to be all-inclusive.
More information on import restrictions may be obtained from the
International Cultural Property Protection Web site (https://
exchanges.state.gov/culprop). Importation of archaeological and
ethnological materials of Iraq are restricted unless the conditions set
forth in 19 U.S.C. 2606 and 19 CFR 12.104c are met. These restrictions
are in effect until further notice.
Designated List of Archeological and Ethnological Material of Iraq
Table of Contents
I. Ceramic
II. Stone
III. Metal
IV. Glass
V. Ivory, Bone, Shell
VI. Stucco
VII. Painting
VIII. Textiles
IX. Paper, Parchment, Leather
X. Wood
Chronology
Neolithic (c. 6800-5500 BC)
Chalcolithic (c. 5500-3000 BC)
Early Bronze Age (c. 3000-2000 BC)
Middle Bronze Age (c. 2000-1600 BC)
Late Bronze Age (c. 1600-1200 BC)
Iron Age (c. 1200-330 BC)
Late Assyrian (c. 900-612 BC)
Achaemenid Persian (539-331 BC)
Hellenistic-Seleucid (331-138 BC)
Parthian (138 BC-AD 224)
Sasanian (AD 224-636)
Islamic (AD 636-present)
Umayyad (AD 661-750)
Abbasid (AD 750-1258)
I. Ceramic
A. Introduction
This category includes objects of both fired and unfired clay.
Types commonly encountered include cuneiform tablets, cones, and bricks
(I.B.2, 3, and 4), figurines and plaques (I.C.1 and 2), incantation
bowls (I.D.7.a), and beads (I.F.1).
B. Inscriptions, Writing
1. Cuneiform characters are written either with patterns of small
impressed triangles or with incised pictographs. Any object bearing
such writing has a strong likelihood of having come from Iraq.
2. Tablets: Covered with cuneiform characters, they are usually
unbaked and must be handled with extreme care. Shapes range from very
small rounded disk forms, to small square and rectangular pillow-shaped
forms, to larger rectangular tablets. Approximate sizes are from 3 x 3
cm to 20 x 30 cm, though some can be larger. They sometimes occur with
an enclosing clay envelope, which is also inscribed. Both tablets and
envelopes may be impressed with cylinder or stamp seals (see II.B and
C).
3. Cones: The large end is sometimes flat, sometimes mushroom
shaped. Inscribed cuneiform characters can cover the head and/or body
of the cone. Approximately 15 cm long.
4. Bricks may be inscribed or stamped with cuneiform inscriptions
that are often placed in small frames on one of the sides.
Approximately 30 x 30 x 10 cm.
5. Cylinders: Large cuneiform-inscribed objects can take the form
of a multisided prism or barrel. The inscription typically covers all
sides of the object. Approximately 20-30 cm high.
C. Sculpture
1. Plaques: Particularly common in the 2nd millennium BC are clay
plaques made from molds and depicting a wide range of scenes in relief,
including standing deities, musicians, animals, and mythological,
ritual, and erotic images. Decorated on only one side, most are small
enough to be easily held in the hand. Approximately 8-15 cm high.
2. Figurines: Terracotta figurines occur in all periods from the
Neolithic through the Sasanian.
a. Chalcolithic figurines include Halaf style, characterized by
seated naked females (usually headless), with bulging, rounded legs,
arms, and breasts, and occasionally with painted decorations on their
bodies; and Ubaid style of elongated, standing, nude male and female
figures with tall, conical heads, ``coffee-bean''-shaped eyes, and
applied body ornaments.
b. Later figurine types are either hand-made or mold-made,
typically nude, frontal females. Figurines of gods and goddesses that
show seated or standing deities with horned helmets are most common at
the end of the 3rd and beginning of the 2nd millennium. Small,
naturalistically-rendered, painted animal and human terracottas are
distinctive of the Kassite period at the end of the 2nd millennium.
Approximately 5-20 cm high.
c. Animal figurines, usually four-legged animals such as cows and
horses, occur in all periods. Also occurring are relatively large-scale
hollow figures of animals (up to about 70 cm high), either unglazed or
glazed, seated or standing, most often of lions.
d. Small, mold-made freestanding supernatural human figures and
figures of dogs, often with cuneiform inscriptions, are characteristic
of the 1st millennium. Approximately 5-15 cm high.
e. Figurines of the Seleucid through Sasanian periods, including
reclining female nudes and ladies wearing drapery, display varying
degrees of influence from the Greco-Roman tradition. Terracotta molded
figures, especially heads, are common in the Seleucid period.
Approximately 2-10 cm high.
3. Models and Miscellaneous:
a. Models include furniture, such as chairs and beds, chariots,
boats, and buildings. Approximately 5-20 cm or larger.
b. Molds used for casting metal objects and clay plaques and
figures also occur.
c. Oil lamps and bathtub- and slipper-shaped coffins appear in the
Hellenistic through Sasanian periods.
d. Some stamp and cylinder seals are made from fired clay, faience,
or a composite material related to faience.
e. Terracotta theatrical masks made from molds are a common feature
of the Parthian period.
D. Vessels
1. General: The ceramic tradition in Iraq is among the oldest in
the world, extending back some 9000 years and encompassing a tremendous
variety of shapes, fabrics, and decorative treatments. Only the most
distinctive types are listed here. If in doubt, an expert should be
consulted.
2. Neolithic vessels.
a. General characteristics: Unglazed bichrome pottery having a buff
body decorated with dark paint. Decoration consists of geometric
patterns, sometimes based on human, animal, and plant forms.
b. Ceramic Neolithic: Hand-made, burnished or painted with simple
designs of geometric patterns such as obliquely arranged lines,
chevrons, herring-bones, or ``tadpole'' pattern. Forms include bowls,
cups, and open-mouthed jars with flat bases and curved or angled sides.
Also common are undecorated, heavily tempered wares and cream or white
slips. Approximately 8-30 cm in diameter.
c. Hassuna: Hand-made, burnished, incised, painted, and coarse
wares in cream, buff or greenish fabrics. Decorations take geometric
shapes, such as triangles and zig-zags, that can be arranged in
multiple zones of running patterns. Forms include low, open
[[Page 23336]]
bowls, globular jars, and shallow corrugated-bottomed ``husking''
trays. Approximately 12-30 cm in diameter.
d. Samarra: Most commonly hand-made deep or shallow bowls,
pedestaled bowls and jars decorated in matt brown or grey on smoothed
buff slip with narrow zones of geometric designs reminiscent of
basketry. The interior is often painted with humans or animals in
simplified geometric forms arranged in circular or whirligig
compositions. Approximately 12-30 cm in diameter.
3. Chalcolithic vessels.
a. General characteristics: Unglazed bichrome pottery having a buff
body decorated with dark paint, and polychrome pottery having a buff
body decorated with red, black, and white paint. Decoration consists of
geometric patterns, sometimes including motifs from nature.
b. Halaf: Hand-made polychrome pottery, often polished to a high
sheen. Complex compositions of geometric and natural motifs in red,
orange, brown/black, and white reminiscent of textiles, sometimes
incorporating dense patterns of tiny black dots. Forms include plates,
shallow bowls, footed goblets, and jars with flaring necks and oval
mouth. Approximately 20-30 cm in diameter.
c. Earlier Ubaid: Hand-made wares, including fine buff or cream-
slipped fabric decorated with thick dark paint with zones of geometric
designs such as parallel lines in different directions, zigzags, and
chevrons. Forms include bowls with and without ring bases, large
dishes, sauceboats, beakers, and globular jars. Approximately 10-30 cm
in diameter.
d. Later Ubaid: Wheel-made pottery often of a greenish hue,
decorated with fine monochrome dark paint, used sparingly in broad
black horizontal lines and simple curving shapes. Forms include large
globular jars, shallow flaring bowls, round-bottomed bowls, and cups
with flat bases. Approximately 4-20 cm in diameter.
e. Uruk: Burnished or polished monochrome (red-slipped or grey)
wares, typically undecorated and mass-produced (wheel-made). Jars of
this period often have bulging bellies, large mouths, short necks, and
occasionally tubular spouts on the shoulder. A standardized, small,
hand-made coarse ware bowl with a beveled rim also appears commonly.
Approximately 5-20 cm in diameter and 5-40 cm high.
4. Early Bronze Age vessels.
a. Jemdet Nasr: polychrome painted vessels with tightly packed
geometric patterns, usually confined to the shoulder and predominately
plum-red in color.
b. Scarlet Ware: polychrome painted globular jars, often with
handles and bulging bellies, with red and black geometric designs,
human figures, and animals.
c. Ninevite 5: decorations include incised and excised geometric
shapes, or dark brown painted designs.
d. Many vessels are undecorated or simply incised in a single zone.
Large vessels may have decorations around their necks, such as
incisions or small, applied animals. Zoomorphic forms also occur,
including cow, bird, and fish shapes. Approximately 10-40 cm in
diameter and 8-50 cm high.
5. Middle and Late Bronze Age vessels.
a. Mostly undecorated wares.
b. Mitannian ware (also called Nuzi, Alalakh, or Hurrian ware):
tall goblets with small, button bases, painted light floral and
geometric designs on a dark (red or brown) background. Approximately
10-20 cm high.
c. Jars, vases, beakers, and flasks, painted in black or brown or
decorated with incised designs of birds, animals, boats, and geometric
designs.
d. Large jars with molded animals and decorations serving as spouts
or ornamenting the body.
e. Glazed vessels, often in blue or green, appear.
6. Iron Age vessels.
a. ``Palace'' or ``eggshell'' wares: thin-walled, fine vessels of
buff-grey-green fabric that imitate metallic shapes. Common forms
include open bowls, beakers, goblets, dishes, and tall cups with
animal-headed base. Approximately 3-40 cm high.
b. Glazed vessels occur, many of which have polychrome decorations
of geometric patterns or animals and floral designs. Forms include
buckets, jars, and closed bowls. Approximately 8-40 cm high.
7. Hellenistic-Seleucid, Parthian, Sasanian vessels.
a. Most common are unglazed Aramaic incantation bowls of the
Sasanian period, painted on the inside surface with long magical texts
that surround an image of a bound demon. Sometimes the text is only
simulated with squiggles. Other painted and incised unglazed wares,
particularly dating to the Parthian period, have Aramaic, Syriac,
Mandaic, or Middle Persian inscriptions.
b. Glazed vessels such as jars and vases are also common,
occasionally in zoomorphic forms such as tall cups with animal-headed
base. Glaze colors include shades of blue, green, and red.
c. Sasanian buff ware is often stamped around the perimeter of the
body with stamps that depict animal subjects.
d. Forms of Parthian and Sasanian pottery include: pitchers, jugs,
tall two-handled jars, lamps, bowls, pots, flasks, footed bowls,
plates, dishes, cups, vases, and bottles. Approximately 10-35 cm high.
8. Umayyad, Abbasid vessels.
a. Molded and stamped earthenware: Oil lamps, bowls, ewers, and
jugs, stamped with geometric and simple floral designs. Sometimes they
are covered with a green glaze.
b. Blue on White: Small bowls, ewers, jugs, and platters, covered
with a bright white glaze embellished with designs in cobalt blue.
Typical patterns were floral, abstract, and geometric, and sometimes
framed with a festooned edge. Short blessings in Arabic or the potter's
signature were also used as decorative devices.
c. Lusterware: Ceramics with a shiny, lustrous surface design that
emulated the effect of precious metal objects. Extant vessels consist
of bowls, small flat-bottomed platters, and trays, as well as some
ewers and tiles. The designs include floral themes, pairs of wings, and
at times highly stylized animals or even awkward-looking humans.
Surface patterns were dense and highly abstract.
d. Unglazed wares: Large unglazed water jars with rounded bottoms,
covered with relief decoration and combinations of molding, engraving,
carving, and piercing. Motifs included ancient gods and their sacred
animals as well as court officials and revelers.
E. Architectural Elements
1. Bricks and tiles: Molded, carved, or flat, glazed or unglazed,
sets of bricks or tiles were used to veneer the walls of buildings.
They can show geometric or floral designs, figured scenes, or
inscriptions. Often, many separate bricks fit together to form a larger
composition.
2. Plaques: Glazed wall plaques, including square and round
examples with protruding knobs, are especially common during the 1st
millennium. Approximately 30-45 cm in width/diameter.
3. Cones: Small to medium-sized cones are found either loose or
stuck into wall plaster to form mosaic designs. Their wider end can be
painted red or black, or dipped in bitumen. Some are topped with
rosettes, either painted or glazed. Approximately 8-20 cm long.
F. Miscellaneous
1. Beads, pendants, amulets, and seals were often made out of
ceramic or ceramic-related materials such as faience and glazed
ceramic.
2. Sealings are lumps of sun-dried clay that were applied over
knotted
[[Page 23337]]
cords and then impressed with images from cylinder or stamp seals (see
II.B and C). They were used to secure jars and other types of
containers, bundles, doors, and documents. They often have irregular
forms, with the seal impressions on the outer surface, while the inner
surface is molded to the shape and texture of the item secured.
Inscriptions might be present. Approximately 2-15 cm in width/diameter.
3. Spindle whorls, usually in the shape of a bi-conic disk and
pierced through the axis, can be either sun dried or baked and occur
from the Neolithic through Sasanian periods. Approximately 3-6 cm in
diameter.
II. Stone
A. Introduction
Types most commonly encountered include cylinder and stamp seals
(II.B and C), Late Assyrian relief fragments (II.D.5), and chlorite
vessels (II.F.4).
B. Cylinder Seals
1. A cylinder seal is a large cylindrical bead with a hole pierced
through its vertical axis and engraved images around the outer
circumference. These seals can range from extremely small (ca. 2 cm
high) to more substantial (ca. 8 cm high), with diameters from 1-3 cm.
This is the predominant seal type from the end of the 4th millennium
through the 1st millennium BC.
2. Stones for seals vary over time, ranging from soft stones such
as marbles and serpentines, to harder ones such as hematite and
chalcedony. Semi-precious stones like lapis lazuli, agate, and jasper
are also popular. In the later periods (Seleucid through Sasanian),
gemstones are popular, including pearl, turquoise, garnet, carnelian,
agate, quartz, onyx, sardonyx, heliotrope, jasper, rock crystal,
amethyst, hematite, goethite, lapis lazuli, and also glass and metal.
C. Stamp Seals
1. Early periods (Chalcolithic): square, circular (``button''),
lentoid, hemispheric, and ``gable-backed'' forms carved on one flat
surface with engraved geometric designs and/or simple human and animal
figures. The square and circular types often have knobs on their top
sides. A distinctive type is the stamp seal carved in the shape of an
animal such as a reclining cow or sheep, with the sealing surface on
the bottom.
2. Late stamp seals (from the 1st millennium BC through the
Sasanian period) take several standardized shapes, including eight-
sided pyramidal stamps, cones, cameos (carved in raised relief),
ellipsoidal or domical seals (sides can be undecorated or decorated),
and rings. The flat sealing surface, usually oval or round in shape, is
engraved with a wide range of subjects.
D. Relief and Inlay Sculpture
1. Inlay sculpture takes monumental and small-scale forms in the
3rd millennium BC. Monumental examples include friezes of sculpted
stone figures set into an inlaid stone or bitumen background. Small-
scale examples with flat, cut-out figures in light-colored stones set
against dark stone or bitumen backgrounds decorate boxes and furniture.
Subjects include narrative scenes such as warfare and banqueting.
2. Square, carved relief plaques (approximately 30-40 cm square),
often depicting banqueting scenes in a series of registers arranged
around a central hole, are found during the 3rd millennium BC.
3. Large free-standing stone steles, almost always fragmentary,
occur from the 3rd through the 1st millennium BC. They are carved with
scenes commemorating battles and building projects, and often have
inscriptions on them. They can stand over 200 cm high, though most of
the fragments are smaller.
4. A type of small stele, the bolder-shaped ``boundary stone'' of
the late 2nd and early 1st millennia BC, is characterized by long
inscriptions and multiple carved relief images, some of which have been
associated with zodiac signs and divine symbols. Approximately 50 cm
high.
5. Late Assyrian relief wall panels lined the walls of palaces and
temples. Intact examples can be over 200 cm high, and fragments are
common. They depict detailed images of battles, ceremonies, and
supernatural beings and plants, and are often inscribed in cuneiform,
either directly on the relief imagery or in designated areas.
6. In the Hellenistic-Seleucid and Parthian periods, small altars
or architectural models displaying columned settings for figures are
carved in a provincial Greco-Roman style. Funerary sculpture, steles,
and reliefs (from sarcophagi or architectural units) can depict the
deceased alone, banqueting with family members, or in association with
the gods.
E. Sculpture in the Round
1. Small carvings consisting of a cylindrical shaft that terminates
in the head of a bird, snake, or human date to the early Neolithic
period. Approximately 8-22 cm high.
2. Alabaster figurines of nude, standing females carved in an
angular, geometric fashion with tall heads and sometimes having inlaid
eyes date to the late Neolithic period. Approximately 5-15 cm high.
3. Small sculptures including animals, especially bulls, and human
forms, such as the ``Priest-King'' figure depicted wearing a tight-
fitting cap with a rolled brim, occur in the 4th millennium BC.
4. Votive statues of worshippers--men, women, and couples--some of
which bear cuneiform inscriptions on their backs, show the figures
either seated or standing with hands clasped and in a frontal position,
staring straight ahead. The form is most common in the 3rd millennium
BC and assumes more monumental scale later. The earlier statues,
typically less than 70 cm high, tend to be from soft white stones like
limestone. Larger and later statues, some life-size, use harder stones
like diorite.
5. In the Late Assyrian period, gateway sculptures in the form of
lions and bulls, often winged, range from diminutive to, more commonly,
colossal (up to approximately 450 cm high).
6. In the Hellenistic-Seleucid and Parthian periods, statuary of
historical, mythical, or divine figures are executed in two different
styles: a provincial Greco-Roman style, and a local style. Stones used
include soft limestones and marbles. Approximate sizes range from
under-life-size to over-life-size.
a. Statues in the Greco-Roman style stand in a pronounced
asymmetrical pose with the weight shifted onto one leg, and often show
the human figure as a nude or in Roman military garb.
b. The local style features life-size statues of nobles who stand
on inscribed bases and are shown wearing elaborate costumes and
jewelry. Local male dress can include a long open jacket over a knee-
length tunic and baggy trousers. Often only the heads survive. Also
represented are divine and mythological figures, including both Greco-
Roman and Iranian types, such as Hercules, Hermes, Aphrodite, Fortuna-
Isis, and the moon-god. Figurines, typically of soft stones like
alabaster, are also produced. Approximately 20 cm high.
F. Vessels
1. Ground stone vessels occur from the early Neolithic to the
Sasanian period.
2. Alabaster miniature vessels date to the late Neolithic period.
Forms include small bowls, plates, cups, anthropomorphized jars, and
complex forms of unknown purpose.
3. A wide variety of stone vessels, some carved with figural scenes
in relief, others inlaid with colored stones to form geometric
patterns, marks the
[[Page 23338]]
later 4th millennium production. Forms include jars with spouts on
their shoulders, and tall cylindrical vases.
4. During the 3rd millennium, both imported and locally produced
vessels carved from soft stones, such as chlorite and alabaster, appear
in a variety of different and unusual shapes and carved relief designs.
The chlorite vessels are decorated with a large range of subjects
including mythological figures and geometric patterns, and sometimes
include colored inlays. Later forms tend to be closed containers of a
fairly small size, perhaps meant for cosmetics, and are rarely
decorated.
5. Small bottles and larger storage jars of stone appear in the 3rd
millennium assemblage. The most common stones used include calcites
(limestone, alabaster, and marble), steatites (chlorite and
serpentine), and sandstones.
6. Alabaster jars with handles and high, hollow feet are popular in
the Late Bronze Age. Semi-precious and extremely hard stones, such as
lapis lazuli, agate, onyx, porphyry, and obsidian, are also used.
Inscribed examples sometimes occur.
7. Flat-bottomed querns and mortars, often of basalt, form a
constant part of the domestic repertoire.
G. Architectural Elements
1. Architecture is constructed from finely dressed stone in the
Seleucid through Sasanian periods, including walls, ceilings, gates,
doorways, arches, blind windows and niches, engaged columns, pilasters,
capitals, architraves, cornices, crenellations, and arcades. Broad
expanses of surface were decorated with fluted buttresses and recesses.
Larger walls were broken up with bordered paneling, either molded or
painted. Column capitals occur in a variety of orders, including
Corinthian, Doric, and Ionic.
2. Architectural decoration of both patterned designs and figures
adorned buildings in the Seleucid through Sasanian periods, for example
at Hatra.
a. Architectural relief sculpture may depict frontal male and
female Parthian busts, and masks of Greek mythological figures, such as
the satyr; larger relief compositions (lintels, beams, wall slabs)
feature military or mercantile subjects, the enthroned king, and
investiture scenes.
b. Decorative motifs on friezes include bead and reel, egg and
dart, interlocking geometric designs, Greek key, meanders, vines,
acanthus plants, laurels, grapes, palmettes, arcades, human busts and
masks, and mythological subjects.
3. Mosaics are created from cut and polished stones in the Seleucid
through Sasanian periods. They follow Roman practice with typically
Hellenistic themes.
4. Stone mihrabs and other architectural elements in the Islamic
period can be carved in relief with elaborate floral, geometric, and
calligraphic designs.
H. Inscriptions, Writing
1. Cuneiform inscriptions appear on stone tablets in shapes
replicating those of clay tablets.
2. Cuneiform also appears on stone wall slabs, either with or
without figural imagery, particularly during the Late Assyrian period.
These examples are often fragmentary, with only a few characters on a
fragment that has been trimmed to a regular shape.
3. Inscriptions in cuneiform, Aramaic, Greek, and Arabic characters
can appear on vessels, sculptural forms, and architectural elements in
the later periods.
I. Amulets, Pendants, and Beads
1. Amulets in the earlier periods tend to take the form of animals.
2. Pendants and beads, appearing from the Neolithic period onward,
often use semi-precious imported stones, such as lapis lazuli,
carnelian, and agate, and take a variety of forms, including barrel-
shaped, biconical, and discoid. Approximately 1-4 cm long.
J. Tools and Weapons
1. Stone tools and weapons begin in the Paleolithic period and
continue, with changes, through time. Flint and obsidian are popular
stones for chipped and flaked tools and weapons, including hand axes,
spear points, sickle blade components, and cutting utensils. Sizes can
range from just a few centimeters for small blades to 20 cm for large
axes.
2. Stone mace-heads, pierced through their long axis, appear during
the historical periods and can sometimes be carved with figures in
relief or inscribed with cuneiform.
3. Stone weights are found in a variety of shapes, most commonly
that of a duck with its head tucked onto its back. Common stone types
for weights include hematite and diorite.
III. Metal
A. Introduction: This category includes objects of copper/bronze,
iron, gold, silver, and their alloys. Types most commonly encountered
include coins (III.B), ``Luristan''-style weapons and horse bridle
fittings (III.C.1 and 2), foundation figurines (III.D.1), and jewelry
(III.E).
B. Coins
1. Coins in Iraq have a long history and great variety, spanning
the Achaemenid Persian, Hellenistic Seleucid, Parthian, Sasanian, and
Islamic periods. Coins from neighboring regions circulated in Iraq as
well. Early coins are hand-stamped, so that the design is usually off-
center.
2. Achaemenid coins are the gold daric and silver siglos, and
fractional and multiple denominations. Both are stamped on the front
with an image of the king holding a bow, and on the back with a non-
figural oblong mark.
3. Coin types and materials for coins minted or circulated in Iraq
during the Seleucid, Parthian, and Sasanian periods include gold
staters and dinars, bronze or silver drachms, tetradrachms, and
hemidrachms, and smaller bronze and lead coins. These coins usually
have male and female busts (of kings and queens) on the front. Seated
archers, seated gods such as Zeus, winged Victory, and other Greco-
Roman mythological subjects, are usually on the reverse of the Seleucid
and Parthian coins, which are inscribed in Greek or Parthian. Sasanian
period coins typically feature a fire altar on the back, either with or
without figures, and are inscribed in Middle Persian.
4. Early Islamic coins are of gold, silver, and copper. Most are
stamped on both sides with inscriptions in Arabic, though a few types
have an image on one side and an inscription on the other.
C. Tools and Weapons
1. Copper, bronze, and iron were used to manufacture a wide range
of weapons (including so-called ``Luristan'' types), such as blades,
daggers, and axes; and tools, including adzes, points, pins, needles,
and fishing hooks. Steel blades for items like swords appear in the 1st
millennium AD.
2. Horse-related equipment in bronze includes bits, some of which
can be cast in intricate designs (including so-called ``Luristan''
types), and harness trappings such as blinders and frontlets.
3. Bronze and iron armor occurs, including scales, shields, and
helmets. Armor and weapons of the Islamic period can be decorated with
arabesque designs and inscriptions.
4. Copper/bronze weights are found in a variety of shapes,
including that of a recumbent lion.
D. Sculpture
1. Solid-cast copper/bronze figurines include so-called foundation
figurines of standing male figures (sometimes with a peg-shaped lower
body and/or carrying a basket on the head), stands in the shape of
animals and human figures, and a wide range of small figures.
Approximately 10-35 cm high.
[[Page 23339]]
2. Hollow-cast copper/bronze large-scale figures occur, of which
often only parts such as toes or feet are found, though occasionally
more complete examples survive.
3. Sheet copper/bronze was hammered over a core (usually of wood
and now lost) and secured with rivets to create large-scale
architectural sculpture.
4. Strips of bronze decorated in relief with narrative images were
nailed to wooden doors of the Late Assyrian period.
E. Jewelry and Personal Ornaments
1. Gold, Electrum, and Silver
a. Metalworking techniques include hammering, gilding, casting,
filigree, granulation, and cloisonn[eacute]. Simple forms of bangles
appear in almost all periods.
b. Early jewelry includes simple beads, pendants in forms such as
animals and insects, spirals, wire, bands, rosettes, and hairpins.
c. Exceptionally rich burials of the Early Bronze Age from Ur have
produced elaborate necklaces, headdresses, and ornaments, including
gold and silver ribbons, gold leaf-shaped pendants, beads, and pins,
sometimes set with semiprecious stones.
d. Exceptionally rich burials of the Late Assyrian period from
Nimrud have produced outstanding examples of jewelry, including heavy
gold bracelets inlaid with semi-precious stones, inlaid earrings, cast
gold armlets with zoomorphic terminals, gold fibulae, cut out
appliqu[eacute]s, gold mounted stamp seals, and an elaborate gold
headdress with floral elements created in gold leaf and beadwork.
e. Elaborate jewelry continues during the Seleucid through Sasanian
periods, including finger rings, earrings, diadems, and pendants.
Seleucid and Parthian jewelry is mostly of gold or gold plate, less
frequently of silver or bronze. It is often inlaid with precious gems
or glass imitations set in raised flanges.
2. Copper/Bronze
a. Simple bracelets, anklets, and rings occur in copper and bronze
in all periods.
b. Small beads and simple trinkets in copper appear as early as the
9th millennium BC.
c. Mirrors, tweezers, and razors appear by the 3rd millennium BC.
d. Fibulae (triangular safety pins for garments) appear in the 1st
millennium BC and become standard ornaments thereafter.
3. Iron
Small pieces of native iron were used as ornaments before the 1st
millennium BC and include items such as beads, bracelets, and pendants.
F. Vessels
1. Copper/Bronze
a. Bronze is commonly used for utilitarian items such as vessels
from the end of the 3rd millennium through the 1st millennium BC.
b. Shallow bronze bowls of ``Phoenician'' and ``Syrian'' styles
from the Late Assyrian period bear concentric rings of complex imagery
on their outside (they also occur in silver and gilt silver).
c. Large bronze cauldrons and cauldron stands begin to be produced
in the 1st millennium BC, some of which include cast decorations in the
shape of bulls, griffins, or human heads.
d. `Bath-tub'-shaped bronze coffins appear beginning in the 1st
millennium BC.
e. Ewers with bulbous bodies, long necks and handles were produced
in the Sasanian and Abbasid periods.
f. Copper-alloy metalwork in the Islamic period can be engraved
with inscriptions and elaborate floral and geometric designs, sometimes
with enamel inlays. Forms include bowls, ewers, candlesticks, and
astrolabes.
g. Copper-alloy metalwork inlaid with silver began to appear in the
13th century AD. The shapes include ewers, basins, boxes, incense
burners, and pen boxes, which are notable for their frequent
representation of princes and a wide variety of scenes, inspired by
manuscript illustration. Metalwork from Mosul also stands out for its
inclusion of ``genre scenes,'' such as shepherds with their flocks,
boys shooting at birds, etc. These scenes, which vary in size, are
separated by decorative patterns.
2. Gold, Electrum, and Silver
a. Vessels in these metals are known primarily from the Early
Bronze Age, the Late Assyrian period, and the Seleucid through Sasanian
periods. Forms for vessels include fluted tumblers and bowls, spouted
vessels, shallow bowls and plates, and handled jugs and jars.
Decorative techniques include repouss[eacute], chasing, engraving, and
appliqu[eacute]. Some carry inscriptions.
b. During the Seleucid through Sasanian periods, vessels are
typically in silver, less frequently in bronze or gold. Designs on
silver vessels are sometimes overlaid in gold plate. Forms include
platters (with royal themes, usually a hunt on horseback or on foot),
bowls, ewers (with domestic or religious themes and decorative
elements), pitchers, handled ``tea'' cups, and tall cups with animal-
head bases.
c. Sasanian decoration is organized by central medallions (usually
having a beaded or floral border) and flanking scrollwork. Themes
inside medallions include griffins, antelopes, stags, rams, eagles,
flowers, dancing girls in arcades, and human busts. Common techniques
for fashioning vessels include hammering, repouss[eacute], casting
small elements, and chasing.
G. Miscellaneous
1. Furniture parts, such as chair legs, struts, and openwork
panels, were cast and hammered in copper/bronze.
2. Architectural elements in copper/bronze include door-pivots,
knobs, and nails.
3. Silver coils, rings, ingots, and scrap served as a form of pre-
coinage currency.
4. Some utilitarian forms were copied in precious metal for
ceremonial purposes, such as gold weapons and tools.
5. Gold and silver leaf were used to cover a number of different
types of objects, including parts of lyres, such as bull head
ornaments.
6. Ritual and ecclesiastical objects pertaining to Iraq's religious
communities include, but are not limited to, crosses, chalices, kiddush
cups, candelabra, and Torah pointers.
IV. Glass
A. Introduction
The type most commonly encountered is Sasanian vessels (IV.B.3),
which are often misrepresented as Roman glass.
B. Vessels
1. Early glass is opaque or translucent, in imitation of semi-
precious stones. One type of vessel is made of bands of colored glass
(predominantly blue, with white, yellow, orange, and pale blue), often
shaped into festoons and other patterns. Another type is mosaic glass,
created by fusing multicolored glass disks. Forms include beakers,
flasks, small bottles, small handled jars, hemispherical bowls,
goblets, plates, and small jugs. Approximately 6-20 cm high.
2. Transparent glass appears in the 1st millennium BC. Types
include blown transparent vessels, and colored glass that is pulled,
cut and mold-made. Techniques of decorating glass include molded, cut,
and engraved designs.
3. Small blown-glass bottles in a variety of shapes, colors, and
patterns are very common in the Sasanian
[[Page 23340]]
period. They may be iridescent, and are often mistaken for Roman glass.
4. Small, relatively thick-bodied bottles used to store perfume and
other types of cosmetics are typical of the Early Islamic period.
5. Bottles blown in a mold with a counter-sunk pattern are another
Early Islamic type.
6. Thin-bodied blue glassware decorated with luster painted
designs, often inspired by Late Antique motifs such as scrolling vines,
is the most important luxury type of glass from the Abbasid period.
Shapes include cups, bowls, and plates.
C. Miscellaneous
1. Glass beads are common in both single color and multicolored
types.
2. Small figurines, pieces of jewelry, and inserts for inlay into
larger items such as ivories can be of mold-formed glass.
3. Tiles for inlay into architecture and furniture can be made of
glass, sometimes multicolored.
4. Occasional lumps and ingots of raw unworked glass as well as
glass slag occur.
5. Seals (see II.B and C) were sometimes made from glass.
6. Mosaic fragments from Seleucia can be made from multicolored
glass tesserae. They show the same designs and techniques as those of
stone mosaics.
7. Glass weights date to the Umayyad period and consist of either
ring or disk weights inscribed with short texts.
V. Ivory, Bone, and Shell
A. Introduction
The type most commonly encountered is carved ivory sculptures and
inlays (V.B.1).
B. Sculpture
1. Ivory, bone, and shell were all popular materials for carved
furniture inlays (solid plaques and cut-out elements), harness
trappings such as blinders and frontlets, and freestanding small
sculptures (typically of human or animal figures). Ivory was often
covered with precious metal overlays or carved to take colored stone,
glass, or faience inlays.
2. Inlays of shell were used with other materials to create figural
panels in the 3rd millennium BC. Shell was also used as inlays for the
eyes of freestanding sculptures. Simple geometric shapes, such as
diamonds, were inlaid into architectural features like columns in
several periods.
3. Giant clam shells were polished and engraved with intricate
linear designs in the Late Assyrian period.
C. Tools
1. Bone implements such as pins, needles, awls, and small spoons or
spatulas appear in all periods.
2. Handles of bone and ivory were used on implements like mirrors,
knives, daggers, and swords.
3. Folding ``writing boards'' of ivory consist of hinged pairs of
rectangular panels whose inner surfaces were recessed in order to hold
wax.
D. Seals and Personal Ornaments
1. Cylinder seals (see II.B) can be made from the inner spiral of
conch shells.
2. Ivory combs are a common luxury item.
3. Beads, pendants, and amulets were also commonly made from all
three materials. Different kinds of shells were often used in their
original forms as personal ornaments, evident from perforations made in
them for attachment or suspension. Rings and bangles were cut from
shells.
E. Vessels
1. Containers carved from elephant ivory typically take a
cylindrical shape when cut directly from the tusk.
2. Large shells (up to 30 cm long) were sometimes trimmed and
incised or decorated with inlays and overlays to create spouted
vessels.
3. Other shells, such as bivalves, were used as cosmetic
containers. The interior may be stained or still contain powdery
material.
VI. Stucco
A. Molded and carved stucco reliefs occur in the Sasanian period,
featuring geometric, human, animal, and floral motifs, often set in
pearl-bordered roundels or medallions. They could be painted, including
shades of red, blue, yellow, turquoise, green, and brown.
B. Samarra Stucco Relief Styles (Early Islamic Period)
1. Samarra A consists of deeply carved vine designs with deep
``eyes,'' usually organized in long bands as well as simple rectangles
and polygons.
2. Samarra B, also deeply carved, comprises a greater number of
designs and motifs, which are covered with small notches and dots.
3. Samarra C has molded designs made up of endless repetition of
lines and spirals, which are beveled, i.e., they meet the surface at an
oblique angle.
VII. Painting
A. Introduction: The category most commonly encountered is modern
Iraqi paintings (VII.B).
B. Iraqi paintings of the 20th century exemplify a very wide range
of modern styles, techniques, and subjects. They are highly regarded by
collectors and are greatly in demand throughout the Arab world and
beyond. Numerous examples have been stolen from Iraqi public and
private collections since 2003. Stolen paintings may be marked on the
back with the former Saddam Center for the Arts seal, inventory
numbers, or suspicious and sloppy dark paint intended to cover the seal
or inventory numbers. Any painting that could possibly have an Iraqi
connection should be examined by experts in modern Iraqi art.
C. Painting on plastered walls appears starting in the 4th
millennium BC. Colors most commonly follow a palette of black, red,
yellow, and white. Geometric and floral patterns occur as well as
figural designs including animals and humans. Painted plaster fragments
can be quite small in size.
D. Painted plaster walls of the Seleucid through Sasanian periods
use a provincial Roman style to depict royal and religious themes,
including the king seated before audience, the hunt, military themes
such as archers on horseback and cavalrymen, and Jewish, Christian,
Roman Mithraic, Hellenic and Babylonian religious subjects. Marble
paneling and architectural forms are also imitated in paint. Graffiti
in red-brown and black paint also occurs.
E. Ceramic tiles and bricks may be decorated with painted subjects
or patterns (see I.E.1).
VIII. Textiles
A. Clothing fragments from the Seleucid and Parthian periods
include linen, wool, cotton, silk, and felt. Some examples have gold
embellishments (plaques) or gold thread. Linen and cotton are usually
undyed and made in simple weaves. Wool can be decorated with richly
dyed embroidery or woven into twills for cloaks, tunics, trousers, and
wall hangings.
B. Sasanian textile remains include cheap hemp, wool, linen,
cotton, flax, silk. Designs are elaborately woven or embroidered and
usually include figural elements set in pearl-bordered roundels or
medallions.
C. Wool pile and knotted carpet fragments dating from the
Hellenistic through Sasanian periods display both Hellenistic Greek and
Iranian motifs and designs.
D. Medieval Iraq was an important center for textile production but
most examples are fragmentary. These include tapestry woven woolen
fabrics, cotton, and silk. Many of the extant silk and cotton fabrics
include embroidered Kufic benedictory inscriptions and at
[[Page 23341]]
times include the name of the patron or ruler.
E. In the 13th century, Baghdad and Mosul produced textiles
decorated with roundels surrounding real or imaginary creatures in
symmetrical arrangements.
IX. Paper, Parchment, Leather
A. Introduction: The types most commonly encountered are books and
documents (IX.B).
B. Manuscripts, Books, and Documents: Numerous manuscripts, books,
and documents have been stolen from Iraqi public and private
collections since 2003. Any manuscript, book, or document that could
possibly have an Iraqi connection should be examined by experts.
C. Leather and Parchment (sometimes with inscriptions) occasionally
survive from the Pre-Islamic period.
D. Qur'ans on Parchment
1. Iraq was one of the main centers for the production of early
Qur'ans. Until the 11th century, Qur'ans were written on parchment
(animal skin) rather than paper, and most have been taken apart.
2. Each Qur'an consisted of multiple ``quires,'' sets of five
sheets of parchment folded in the middle and sewn together along the
crease, to make a total of ten pages. They were usually horizontal in
format. Bindings consisted of wooden boards covered with brown leather
and stamped with simple geometric designs.
3. Early Qur'ans were written in the so-called Kufic, or angular,
script, made up of relatively short vertical and long horizontal
strokes. They were devoid of any decoration, except for red vowel
marks.
4. By the 9th century, chapter heading were distinguished by
colored bands, often terminating in palmettes, and these designs became
increasingly more elaborate.
5. Soon gold ink became the preferred color for decorative devices,
and many Qur'ans would begin and end with one or several folio(s) of
gold geometric design, referred to as frontispieces and finispieces,
respectively.
6. At times, groups of colored dots and 1-3 small dots or dashes
were included within the body of the text as aids to pronunciation.
E. Qur'ans on Paper
1. Qur'ans after the 11th century became taller in format and were
written on paper.
2. They were copied in a variety of more legible cursive scripts
and incorporated elaborate illumination, such as rosettes marking
verses within the text, and lavishly decorated frontispieces.
3. ``Monumental'' manuscripts of the Qur'an in multiple volumes
were made in Baghdad during the latter half of the 13th and first half
of the 14th centuries.
F. Torahs on Parchment: There have been active Jewish communities
in Iraq since at least 586 BC. Torahs used by these communities are
parchment scrolls bearing Hebrew writing in black ink. The scroll is
wound around two wooden rods, and metal finials may cover the tops of
the rods. The Torah is housed in a cylindrical case of wood that may be
decorated with inscriptions and/or semi-precious stones. Approximately
100 cm high.
G. Illustrated Manuscripts
1. Baghdad was one of the most significant centers for the
production of illustrated scientific and poetic manuscripts during the
Islamic medieval period. The images, painted with opaque watercolor on
paper, included figurative representations, such as idealized portraits
of the author or the royal patron, which would appear as the
frontispiece to the manuscript.
2. In other examples, paintings were dispersed within the text as
illustrations. In most instances, the landscape elements were kept to a
minimum and the emphasis was on human interaction.
X. Wood
A. Furniture, doors, pulpits, coffins, and other wooden articles in
the Islamic period can be decorated with elaborate carved or inlaid
designs, including floral and geometric patterns, grape clusters, and
inscriptions.
B. Wood beams from decorated buildings may be carved with patterns
and inscriptions.
C. Wood panels in the Islamic period can be covered with stucco and
gilding.
D. Ritual and ecclesiastical objects pertaining to Iraq's religious
communities include, but are not limited to, Qur'an stands (often
carved or inlaid) and Torah scroll cases (see IX.F).
Inapplicability of Notice and Delayed Effective Date
Under section 553 of the Administrative Procedure Act (``APA'') (5
U.S.C. 553), agencies amending their regulations generally are required
to publish a notice of proposed rulemaking in the Federal Register that
solicits public comment on the proposed amendments, consider public
comments in deciding on the final content of the final amendments, and
publish the final amendments at least 30 days prior to their effective
date. However, section 553(a)(1) of the APA provides that the standard
prior notice and comment procedures do not apply to agency rulemaking
that involves the foreign affairs function of the United States. CBP
has determined that this final rule involves the foreign affairs
function of the United States as it implements authority granted to the
President under the Emergency Protection for Iraqi Cultural Antiquities
Act of 2004 and Sec. 304 of the Convention on Cultural Property
Implementation Act (19 U.S.C. 2603) to impose import restrictions on
archaeological or ethnological material of Iraq. The former Act is in
response to United Nations Security Council Resolution 1483, and both
the legislation and this rule do no more than to carry out the
obligations of the United States under the 1970 UNESCO Convention and
Chapter VII of the United Nations Charter. Accordingly, the rulemaking
requirements under the APA do not apply and this final rule will be
effective upon publication.
In addition, Sec. 553(b)(B) of the APA provides that notice and
public procedure are not required when an agency for good cause finds
them impracticable, unnecessary, or contrary to public interest. CBP
has determined that providing prior notice and public procedure for
these regulations would be impracticable, unnecessary, and contrary to
the public interest because immediate action is necessary to respond to
the pillage of Iraqi cultural antiquities and to avoid damage to those
antiquities in Iraq until hostilities have ceased. Any delay in this
action will likely result in further damage to the Iraqi cultural
antiquities that Congress was seeking to protect with the Emergency
Protection for Iraqi Cultural Antiquities Act of 2004.
Finally, Sec. 553(d)(3) of the APA permits agencies to make a rule
effective less than 30 days after publication when the agency finds
that good cause exists for dispensing with a delayed effective date.
For the reasons described above, CBP finds that good cause exists to
make these regulations effective without a delayed effective date.
Regulatory Flexibility Act
Because no notice of proposed rulemaking is required, the
provisions of the Regulatory Flexibility Act (5 U.S.C. 601 et seq.) do
not apply.
Executive Order 12866
CBP has determined that this document is not a regulation or rule
subject to the provisions of Executive Order 12866 of September 30,
1993 (58 FR 51735, October 1993), because it pertains to a foreign
affairs function of the United States, as described above, and
therefore is specifically exempted by section 3(d)(2) of Executive
Order 12866.
[[Page 23342]]
Signing Authority
This document is being issued in accordance with 19 CFR 0.1(a)(1),
pertaining to the authority of the Secretary of the Treasury (or his/
her delegate) to approve regulations related to certain customs revenue
functions.
List of Subjects in 19 CFR Part 12
Cultural property, Customs duties and inspection, Imports,
Prohibited merchandise.
Amendment to CBP Regulations
0
For the reasons set forth above, part 12 of title 19 of the Code of
Federal Regulations (19 CFR part 12), is amended as set forth below:
PART 12--SPECIAL CLASSES OF MERCHANDISE
0
1. The general authority citation for part 12 continues to read, and
specific authority for new Sec. 12.104j is added to read, as follows:
Authority: 5 U.S.C. 301; 19 U.S.C. 66, 1202 (General Note 3(i),
Harmonized Tariff Schedule of the United States (HTSUS)), 1624;
* * * * *
Section 12.104j also issued under Pub. L. 108-429, 118 Stat.
2600; 19 U.S.C. 2612;
* * * * *
0
2. Add a new Sec. 12.104j to read as follows:
Sec. 12.104j Emergency protection for Iraqi cultural antiquities.
(a) Restriction. Importation of archaeological or ethnological
material of Iraq is restricted pursuant to the Emergency Protection for
Iraqi Cultural Antiquities Act of 2004 (title III of Pub. L. 108-429)
and section 304 of the Convention on Cultural Property Implementation
Act (19 U.S.C. 2603).
(b) Description of restricted material. The term ``archaeological
or ethnological material of Iraq'' means cultural property of Iraq and
other items of archaeological, historical, cultural, rare scientific,
or religious importance illegally removed from the Iraq National
Museum, the National Library of Iraq, and other locations in Iraq,
since the adoption of United Nations Security Council Resolution 661 of
1990. CBP Decision 08-17 sets forth the Designated List of
Archaeological and Ethnological Material of Iraq that describes the
types of specific items or categories of archaeological or ethnological
material that are subject to import restrictions.
Jayson P. Ahern,
Acting Commissioner, U.S. Customs and Border Protection.
Approved: April 24, 2008.
Timothy E. Skud,
Deputy Assistant Secretary of the Treasury.
[FR Doc. E8-9343 Filed 4-29-08; 8:45 am]
BILLING CODE 9111-14-P