Highway Safety Improvement Program, 22092-22100 [E8-8742]
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Federal Register / Vol. 73, No. 80 / Thursday, April 24, 2008 / Proposed Rules
rules on aviation safety. Subtitle I,
section 106, describes the authority of
the FAA Administrator. ‘‘Subtitle VII:
Aviation Programs,’’ describes in more
detail the scope of the Agency’s
authority.
We are issuing this rulemaking under
the authority described in ‘‘Subtitle VII,
Part A, Subpart III, Section 44701:
General requirements.’’ Under that
section, Congress charges the FAA with
promoting safe flight of civil aircraft in
air commerce by prescribing regulations
for practices, methods, and procedures
the Administrator finds necessary for
safety in air commerce. This regulation
is within the scope of that authority
because it addresses an unsafe condition
that is likely to exist or develop on
products identified in this rulemaking
action.
Regulatory Findings
We determined that this proposed AD
would not have federalism implications
under Executive Order 13132. This
proposed AD would not have a
substantial direct effect on the States, on
the relationship between the national
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.
For the reasons discussed above, I
certify this proposed regulation:
1. Is not a ‘‘significant regulatory
action’’ under Executive Order 12866,
2. Is not a ‘‘significant rule’’ under the
DOT Regulatory Policies and Procedures
(44 FR 11034, February 26, 1979), and
3. Will not have a significant
economic impact, positive or negative,
on a substantial number of small entities
under the criteria of the Regulatory
Flexibility Act.
You can find our regulatory
evaluation and the estimated costs of
compliance in the AD Docket.
List of Subjects in 14 CFR Part 39
Air transportation, Aircraft, Aviation
safety, Safety.
The Proposed Amendment
Accordingly, under the authority
delegated to me by the Administrator,
the FAA proposes to amend 14 CFR part
39 as follows:
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PART 39—AIRWORTHINESS
DIRECTIVES
1. The authority citation for part 39
continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701.
§ 39.13
[Amended]
2. The FAA amends § 39.13 by adding
the following new AD:
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Boeing: Docket No. FAA–2008–0413;
Directorate Identifier 2008–NM–003–AD.
Comments Due Date
(a) We must receive comments by June 9,
2008.
Affected ADs
(b) None.
Applicability
(c) This AD applies to Boeing Model 737–
600, –700, –700C, –800, –900, and 900ER
series airplanes, certificated in any category;
line numbers 1 through 2196 inclusive.
Unsafe Condition
(d) This AD results from a report of a rod
end fracture on rudder Power Control Unit
(PCU) control rod, which is similar to the
ones used for the elevator tab pushrods.
Analysis revealed that the fractured rod end
had an incorrect hardness, which had
probably occurred during the manufacture of
the control rod. We are issuing this AD to
prevent fracture of the elevator tab pushrod
ends, which could result in excessive inflight vibrations of the elevator tab, possible
loss of the elevator tab, and consequent loss
of controllability of the airplane.
Compliance
(e) Comply with this AD within the
compliance times specified, unless already
done.
Pushrod Replacement
(f) At the time specified in paragraph 1.E.,
‘‘Compliance,’’ of Boeing Special Attention
Service Bulletin 737–27–1284, dated
November 28, 2007; except, where the
service bulletin specifies a compliance time
after the date on the service bulletin, this AD
requires compliance within the specified
compliance time after the effective date of
this AD: Replace the pushrods for the left and
right elevator tab control mechanisms with
new, improved pushrods by doing all the
actions in accordance with the
Accomplishment Instructions of Boeing
Special Attention Service Bulletin 737–27–
1284, dated November 28, 2007.
Parts Installation
(g) As of the effective date of this AD, no
person may install a pushrod assembly, part
number 65–45166–24, on any airplane.
Alternative Methods of Compliance
(AMOCs)
(h)(1) The Manager, Seattle Aircraft
Certification Office (ACO), FAA, ATTN:
Tamara Anderson, Aerospace Engineer,
Airframe Branch, ANM–120S, FAA, Seattle
ACO, 1601 Lind Avenue, SW., Renton,
Washington 98057–3356; telephone (425)
917–6421; fax (425) 917–6590; has the
authority to approve AMOCs for this AD, if
requested using the procedures found in 14
CFR 39.19.
(2) To request a different method of
compliance or a different compliance time
for this AD, follow the procedures in 14 CFR
39.19. Before using any approved AMOC on
any airplane to which the AMOC applies,
notify your appropriate principal inspector
(PI) in the FAA Flight Standards District
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Office (FSDO), or lacking a PI, your local
FSDO.
(3) An AMOC that provides an acceptable
level of safety may be used for any repair
required by this AD, if it is approved by an
Authorized Representative for the Boeing
Commercial Airplanes Delegation Option
Authorization Organization who has been
authorized by the Manager, Seattle ACO, to
make those findings. For a repair method to
be approved, the repair must meet the
certification basis of the airplane.
Issued in Renton, Washington, on April 15,
2008.
Ali Bahrami,
Manager, Transport Airplane Directorate,
Aircraft Certification Service.
[FR Doc. E8–8911 Filed 4–23–08; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
23 CFR Part 924
[FHWA Docket No. FHWA–2008–0009]
RIN 2125–AF25
Highway Safety Improvement Program
Federal Highway
Administration (FHWA), DOT.
ACTION: Notice of proposed rule making
(NPRM); request for comments.
AGENCY:
SUMMARY: The purpose of this notice of
proposed amendments is to revise Part
924 to incorporate changes to the
Highway Safety Improvement Program
(HSIP) that resulted from the Safe,
Accountable, Flexible, Efficient
Transportation Equity Act: A Legacy for
Users (SAFETEA–LU), as well as to
reflect changes in the overall program
that have evolved since 23 CFR part 924
was originally written.
DATES: Comments must be received on
or before June 23, 2008.
ADDRESSES: Mail or hand deliver
comments to the U.S. Department of
Transportation, Dockets Management
Facility, 1200 New Jersey Avenue, SE.,
Washington, DC 20590, or submit
electronically at https://
www.regulations.gov or fax comments to
(202) 493–2251. All comments should
include the docket number that appears
in the heading of this document. All
comments received will be available for
examination and copying at the above
address from 9 a.m. to 5 p.m., e.t.,
Monday through Friday, except Federal
holidays. Those desiring notification of
receipt of comments must include a selfaddressed, stamped postcard or may
print the acknowledgment page that
appears after submitting comments
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electronically. Anyone is able to search
the electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70, Pages 19477–78), or you
may visit https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Ms.
Erin Kenley, Office of Safety, (202) 366–
8556; or Raymond Cuprill, Office of the
Chief Counsel, (202) 366–0791, Federal
Highway Administration, 1200 New
Jersey Ave., SE., Washington, DC 20590.
Office hours are from 7:45 a.m. to 4:15
p.m., e.t., Monday through Friday,
except Federal holidays.
SUPPLEMENTARY INFORMATION:
Electronic Access and Filing
You may submit or access all
comments received by the DOT online
through https://www.regulations.gov.
Electronic submission and retrieval help
and guidelines are available on the Web
site. It is available 24 hours each day,
365 days each year. Please follow the
instructions. An electronic copy of this
document may also be downloaded
from the Office of the Federal Register’s
home page at: https://www.archives.gov
and the Government Printing Office’s
Web page at: https://
www.access.gpo.gov/nara.
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Background
On August 10, 2005, the President
signed into law the Safe, Accountable,
Flexible, Efficient Transportation Equity
Act: A Legacy for Users (known in short
as SAFETEA–LU). SAFETEA–LU
established a new core Highway Safety
Improvement Program (HSIP) structured
and funded to make significant progress
in reducing highway fatalities.
Apportionments for the program are
made in accordance with 23 U.S.C.
104(b)(5), with the statutory
requirements for the program
established in section 148 of the same
title. Following the adoption of
SAFETEA–LU, FHWA issued several
guidance documents 1 to provide States
with information regarding the new
1 The following guidance documents: ‘‘HSIP
Funds 10 Percent Flexibility Implementation
Guidance,’’ ‘‘Strategic Highway Safety Plans: A
Champions Guide to Saving Lives,’’ ‘‘High Risk
Rural Roads Program (HRRRP) Guidance,’’
‘‘Guidance Highway Safety Improvement Program
23 U.S.C. 148(c)(1)(D) ‘5 Percent Report,’ ’’
‘‘Guidance on 23 U.S.C. 130 Annual Reporting
Requirements for Railway-Highway Crossings,’’ and
‘‘Highway Safety Improvement Program Reporting
Requirements 23 U.S.C. 148(g)’’ can be found on
FHWA’s Web site at https://safety.fhwa.dot.gov.
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legislation. The FHWA proposes to
amend the regulations at 23 CFR part
924 Highway Safety Improvement
Program to incorporate the new
statutory requirements and to provide
State and local safety partners with
information on the purpose, definitions,
policy, program structure, planning,
implementation, evaluation, and
reporting of HSIP. The proposed
language follows the same format and
section titles as the existing provisions
in part 924, however, the following
amendments are proposed.
Section 924.1 Purpose
The FHWA proposes to add
evaluation to the list of components of
a comprehensive HSIP. While
evaluation has always been a
requirement of the HSIP, the FHWA
proposes this change to emphasize that
evaluation is a critical element of the
program and the results of the
evaluation shall be used as inputs into
the development of new projects.
Evaluation is a requirement of the
program per 23 U.S.C. 148(c)(1)(C)
including evaluation of the State’s
strategic highway safety plan (SHSP) on
a regular basis.
Section 924.3 Definitions
The FHWA proposes to add 17
definitions. The FHWA proposes to add
definitions for ‘‘highway safety
improvement program,’’ ‘‘highway
safety improvement project,’’ ‘‘high risk
rural road,’’ ‘‘safety projects under any
other section,’’ and ‘‘strategic highway
safety plan’’ using the definitions in 23
U.S.C. 148(a) as a basis for the proposed
definitions. The FHWA also proposes to
add definitions for the following terms:
‘‘highway-rail grade crossing protective
devices,’’ ‘‘integrated interoperable
emergency communication equipment,’’
‘‘interoperable emergency
communications system,’’ ‘‘operational
improvements,’’ ‘‘public road,’’ ‘‘hazard
index formula,’’ ‘‘public grade
crossing,’’ ‘‘road safety audit,’’ ‘‘safety
data,’’ ‘‘safety stakeholder,’’ ‘‘serious
injury,’’ and ‘‘transparency report.’’
These terms are used in the text of the
proposed regulations.
Section 924.5 Policy
The FHWA proposes to revise this
section to indicate that in addition to
developing and implementing a HSIP,
each State shall evaluate the program on
a continuing basis. The FHWA believes
that evaluation is a critical component
of the policy because it enables States to
determine the success of their programs.
The FHWA proposes to amend the
section to indicate that the overall
objective of the HSIP shall be to
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decrease the potential for crashes and to
significantly reduce fatalities and
serious injuries from crashes on all
public roads. The FHWA proposes to
include the word ‘‘significantly’’ to
correspond with statutory language in
23 U.S.C. 148(b)(2). The FHWA
proposes adding the phrase ‘‘fatalities
and serious injuries resulting from
crashes’’ to also correspond to the
statutory language describing the
program purpose and also to explicitly
emphasize that the goal is to reduce
fatalities and serious injuries, rather
than merely the ‘‘number and severity of
accidents’’ referenced in existing part
924.
The FHWA also proposes adding two
additional paragraphs (b and c) to this
section to provide information about the
funding mechanisms available for
highway safety improvement projects,
as well as to indicate the period of
availability for the funds. The FHWA
proposes to add paragraph (b) to
emphasize that States shall consider
safety projects and activities that
maximize opportunities to advance
safety by addressing locations and
treatments with the highest potential for
future crash reduction. The FHWA
recommends that States use their funds
to maximize the safety benefits, such as
making low-cost safety improvements in
areas yielding relatively high safety
impacts. The FHWA proposes to add
paragraph (c) to clarify that
improvements to safety features that are
routinely provided as part of broader
Federal-aid projects should be funded
by the same source as the broader
project. States should integrate safety
elements into all roadway projects,
regardless of the funding source. States
should consider using HSIP for lowcost, high-impact projects in order to
use available funding as efficiently and
effectively as possible.
The purpose of this policy section is
to promote the adoption by the States of
proactive and aggressive measures, as
well as reactive activities, in their safety
programs.
Section 924.7 Program Structure
The FHWA proposes to add a
paragraph requiring that the HSIP in
each State include a data-driven SHSP
and a resulting implementation through
all roadway improvement projects, in
addition to highway safety improvement
projects. The proposed language would
require that the HSIP include projects
for construction and operational
improvements on high risk rural roads
and the elimination of hazards at
railway-highway grade crossings. The
FHWA proposes these changes to clarify
that a SHSP is to be data-driven, and
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that SHSPs and the high risk rural roads
program are a new part of the HSIP in
23 U.S.C. 148.
The FHWA also proposes to modify
the existing language in this section to
require that each State’s HSIP include
processes for the evaluation of the
SHSP, HSIP, and highway safety
improvement projects. While evaluation
has always been a requirement of the
HSIP, FHWA proposes this change to be
consistent with other proposed changes
that strengthen the requirement for
evaluation of highway safety plans,
programs, and projects, such as the
evaluation requirement of the SHSP.
Section 924.9 Planning
The FHWA proposes to revise much
of this section in order to provide more
information to States regarding the
planning process of HSIPs. The FHWA
proposes to reorganize this section and
add more detail regarding individual
elements of the planning process.
The FHWA proposes the following
five main elements that the planning
process of the HSIP shall incorporate:
(1) A process for collecting and
maintaining a record of crash, roadway,
traffic, vehicle, case or citation
adjudication, and injury data on all
public roads, including the
characteristics of both highway and
train traffic for railway-highway grade
crossings;
(2) A process for advancing the State’s
capabilities for safety data collection
and analysis;
(3) A process for analyzing available
safety data;
(4) A process for conducting
engineering studies (such as road safety
audits) of hazardous locations, sections,
and elements to develop highway safety
improvement projects; and
(5) A process for establishing
priorities for implementing a schedule
of highway safety improvement projects.
While the first element resembles the
one in existing part 924, FHWA
proposes to expand it to include
collecting and maintaining a record of
crash, roadway, traffic, vehicle, case or
citation adjudication, and injury data on
all public roads. The FHWA proposes
this change to bring additional data
sources into the planning process and to
encourage States to make their databases
more comprehensive. The requirement
for comprehensive databases is also
consistent with 23 U.S.C. 408.
The FHWA proposes to add paragraph
(2) to advance States’ improvement of
capabilities for data collection and
analysis, including the improvement of
the timeliness, accuracy, completeness,
uniformity, integration, and
accessibility of safety data or traffic
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records. The FHWA proposes this
language to be consistent with 23 U.S.C.
148 and 408.
The FHWA proposes to expand
paragraph (3) [formerly paragraph (2)] to
provide more detailed information
regarding the processes involved in
developing a data-driven program. The
proposed revision to this section also
provides four paragraphs with
additional information on the
components of a data-driven program
that States must develop. These
components include:
(i) Developing an HSIP in accordance
with 23 U.S.C. 148(c)(2) that identifies
highway safety improvement projects on
the basis of crash experience or crash
potential and establishes the relative
severity of those locations, and that
analyzes the results achieved by
highway safety improvement projects in
setting priorities for future projects. The
FHWA proposes this item to require that
the States develop a data-driven
program where projects and priorities
are based on crash data, crash severity,
and other relevant safety information.
The proposal also requires that the
States use information from their
evaluation process to set priorities for
future projects.
(ii) Developing and maintaining a
data-driven SHSP in consultation with
safety stakeholders that makes effective
use of crash data, addresses engineering,
management, operation, education,
enforcement, and emergency services,
and considers safety needs on all public
roads. In addition, the SHSP should
identify key emphasis areas, adopt
performance-based goals, establish
priorities for implementation and
process for evaluation, and obtain
approval by the Governor of the State,
or a responsible State agency that is
delegated by the Governor of the State.
The process by which the State
develops the SHSP shall be approved by
the FHWA Division Administrator for
that State. The proposed elements in
this section implement the statutory
requirements of 23 U.S.C. 148.
(iii) Developing a High Risk Rural
Roads program using safety data that
identifies eligible locations on State and
non-State owned roads, and analyzes
the highway safety problem to diagnose
safety concerns, identify potential
countermeasures, make project
selections, and prioritize high risk rural
roads projects. The proposed elements
in this section also implement the
statutory requirements of 23 U.S.C. 148.
(iv) Developing a Railway-Highway
Grade Crossing Program. This item is
contained in existing part 924; however,
FHWA proposes minor edits to clarify
the content.
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The FHWA proposes to expand
paragraph (4) [formerly paragraph (3)] to
include road safety audits of hazardous
locations as processes that may be used
to develop highway safety improvement
projects. The FHWA proposes this
change because road safety audits are a
valuable tool that has been developed
and used over the past 10 years in the
United States to aid practitioners in
enhancing highway/road safety.
The FHWA proposes to expand
paragraph (5) [formerly paragraph (4)] to
indicate that the process for establishing
priorities for implementing highway
safety improvement projects shall also
include a schedule of highway safety
improvement projects for hazard
correction and hazard prevention. The
FHWA also proposes to relocate the last
three sentences of former paragraph (4)
to paragraph (3)(iv), because they relate
to Railway-Highway Grade Crossings.
The FHWA also proposes to include
additional language to this item to
expand the process for establishing
priorities for implementing a schedule
of highway safety improvement projects
to include consideration of the strategies
in the SHSP, correction and prevention
of hazardous conditions, and integration
of safety in the transportation planning
process, under 23 CFR part 450,
including the statewide, and
metropolitan where applicable, longrange plans, the Statewide
Transportation Planning Improvement
Program and the Metropolitan
Transportation Improvement Program
where applicable. This proposed
additional information incorporates
more key elements into the planning
process and is designed to tie project
planning to the SHSP and to reflect the
proactive qualities of section 148.
Referencing 23 U.S.C. 134 and 135
would reinforce the link between
transportation planning and safety. This
safety requirement was introduced in
the Transportation Equity Act for the
21st Century (TEA–21) and is included
in 23 U.S.C. 135(c)(1)(B).
The FHWA also proposes to relocate
existing paragraph (b) regarding
Railway-Highway grade crossings to
paragraph (a)(3)(iv)(D) in order to place
all Railway-Highway Grade Crossing
planning items in one area.
The FHWA proposes to expand
paragraph (b) [formerly paragraph (c)] to
include references to 23 U.S.C. 130, 133,
148, and 505. As part of this change, the
FHWA proposes to clarify that funds
made available through 23 U.S.C. 104(f)
may be used to fund safety planning in
metropolitan areas.
The FHWA proposes to add a new
paragraph (c) to specify that highway
safety improvement projects shall be
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carried out as part of the Statewide and
Metropolitan Transportation
Improvement Planning Processes
consistent with the requirements of 23
U.S.C. 134 and 135 and 23 CFR part
450. The FHWA proposes this new item
to incorporate the statutory
requirements of section 148 and to link
safety to the transportation planning
process.
Section 924.11 Implementation
The FHWA proposes to expand this
section to provide more detailed
explanations regarding the
implementation requirements for HSIPs.
The FHWA proposes an editorial
change to paragraph (a) to relocate the
reference to procedures set forth in 23
CFR part 630, subpart A to be a new
paragraph (j). The FHWA proposes to
correct the reference to 23 CFR part 630
Subpart A to include its correct title:
Preconstruction Procedures: Project
Authorization and Agreements.
The FHWA proposes to delete
existing paragraph (b) regarding funds
apportioned under 23 U.S.C. 152,
Hazard Elimination Program, which was
repealed by SAFETEA–LU. Funds for
those programs are now apportioned
under 23 U.S.C. 104(b)(5).
To incorporate the provisions in 23
U.S.C. 148, the FHWA proposes to add
paragraph (b) that describes that a State
is eligible to use up to 10 percent of the
amount apportioned under 23 U.S.C.
104(b)(5) for a fiscal year to carry out
safety projects under any other section
of Title 23, United States Code,
consistent with the SHSP and as defined
in 23 U.S.C. 148(a)(4), if the State can
certify that it has met infrastructure
safety needs relating to railway-highway
grade crossings and highway safety
improvement projects for a given fiscal
year. The proposed changes also
establish the approval process with
which States must comply, including
the submission of written requests to the
FHWA Division Administrator.
A new paragraph (c) is also proposed
which describes funding set asides from
23 U.S.C. 104(b)(5) for construction and
operational improvements on high risk
rural roads, as defined in 23 U.S.C.
148(a)(1). It includes descriptions of
how high risk rural roads funds are to
be used.
The FHWA proposes to modify
paragraph (d) [formerly paragraph (c)] to
clarify the requirements for the use of
funds set aside pursuant to 23 U.S.C.
130(e) for railway-highway grade
crossings. The FHWA proposes to
include the United States Code
reference to 23 U.S.C. 130(f) for funds
that must be made available for the
installation of grade crossing protective
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Jkt 214001
devices. In addition, FHWA proposes to
include a reference to 23 U.S.C. 130(k),
which specifies that no more than 2
percent of these apportioned funds may
be used by the State for compilation and
analysis of safety data in support of the
annual report to the FHWA Division
Administrator required by section
924.15(a)(2) of this part.
The FHWA proposes to revise
paragraph (e) [formerly paragraph (d)] to
delete outdated references to section
104(b)(1) of the Federal-Aid Highway
Act of 1978 and section 103(a) of the
Highway Improvement Act of 1982. The
FHWA also proposes to delete existing
paragraph (e), which references 23
U.S.C. 219, Safer Off-System Roads,
which was repealed by Public Law 100–
17, title I, Sec. 133(e)(1), Apr. 2, 1987,
101 Stat. 173.
The FHWA proposes to delete
existing paragraph (f), which references
23 CFR part 650, subpart D (Special
Bridge Replacement Program) as a
source of funding for major safety
defects on bridges. The FHWA believes
that because this item describes funding
eligibility for a very specific activity in
the context of the Special Bridge
Replacement Program, it should only be
described and addressed within subpart
D of part 650, rather than as part of the
HSIP.
The FHWA proposes to add two new
paragraphs regarding funding. Proposed
paragraph (g) describes that all safety
projects funded under 23 U.S.C.
104(b)(5), including safety projects
under any other section of title 23, shall
be accounted for in the statewide
transportation improvement program
and reported on annually, in accordance
with section 924.15. Proposed
paragraph (h) describes that the Federal
share of the cost for most highway safety
improvement projects carried out with
funds apportioned to a State under 23
U.S.C. 104(b)(5) shall be 90 percent. In
accordance with 23 U.S.C. 120(a) or (b),
the Federal share may be increased to a
maximum of 95 percent by the sliding
scale rates for States with a large
percentage of Federal lands. Projects
such as roundabouts, traffic control
signalization, safety rest areas,
pavement markings, or installation of
traffic signs, traffic lights, guardrails,
impact attenuators, concrete barrier end
treatments, breakaway utility poles, or
priority control systems for emergency
vehicles or transit vehicles at signalized
intersections may be funded at up to
100 percent Federal share, except not
more than 10 percent of the sums
apportioned under 23 U.S.C. 104 for any
fiscal year shall be used at this Federal
share rate. In addition, for railwayhighway grade crossings, the Federal
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22095
share may amount up to 100 percent for
projects for signing, pavement markings,
active warning devices and crossing
closures, subject to the 10 percent
limitation for funds apportioned under
23 U.S.C. 104 in a fiscal year.
Section 924.13 Evaluation
The FHWA proposes to revise this
section to clearly describe the
evaluation process of the HSIP, the
information that is to be used, and the
mechanisms to be used for financing
evaluations.
The FHWA proposes to expand
paragraph (a) regarding the evaluation
process to require the State to evaluate
the overall HSIP, the individual
highway safety improvement projects,
and the SHSP. Within paragraph (a),
FHWA proposes to restructure the
existing paragraphs (a)(1) through (a)(3)
into two paragraphs. Proposed
paragraph (a)(1) would require that the
evaluation include a process to analyze
and assess the results achieved by the
highway safety improvement projects,
including determining the effect that the
projects have had in reducing the
number of crashes, fatalities and serious
injuries, or potential crashes, including:
(i) A record of the number of crashes,
serious injuries, and fatalities before and
after the implementation of a project; (ii)
A comparison of the number of crashes,
serious injuries, and fatalities after the
implementation of a project with the
number expected if the improvement
had not been made; and (iii) For projects
developed to address crash potential,
the safety benefits derived from the
various means and methods used to
mitigate or eliminate hazards. The
FHWA also proposes a new paragraph
(a)(2) to require that the States have a
process to evaluate the overall SHSP on
a regular basis as determined by the
State and in consultation with FHWA
to: (i) Ensure the accuracy and currency
of the safety data; (ii) identify factors
that affect the priority of emphasis
areas, strategies, and proposed
improvements; and (iii) identify issues
that demonstrate a need to revise or
otherwise update the SHSP. The FHWA
proposes this evaluation of the SHSP
because it believes that the strategies in
the SHSP must be periodically assessed
to ensure continued progress in
reducing fatalities and serious injuries.
In addition, evaluation of the SHSP is a
requirement in 23 U.S.C. 148(c).
The FHWA proposes to expand
existing paragraph (b) to require that the
information resulting from the processes
developed in proposed section
924.13(a)(1) be used for setting priorities
for highway safety improvement
projects, for assessing the overall
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effectiveness of the HSIP, and for the
reporting required by section 924.15.
The FHWA proposes this additional
language to provide synergy between
the evaluation process and the setting of
priorities for projects, the assessment of
the effectiveness of the program, and the
requirement for reporting the results. It
also emphasizes the iterative nature of
the planning, implementation, and
evaluation process.
The FHWA proposes to revise the
funding sources for the evaluation
process in paragraph (c) to reflect the
current applicable funding sections
within Title 23, United States Code,
which are 104(b)(1), (3), and (5), 105,
402, 505, and for metropolitan planning
areas, 23 U.S.C. 104(f).
Section 924.15
Reporting
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The FHWA proposes to expand
paragraph (a) of this section in order to
specify the requirements for States to
submit annual reports. These reports
would: (1) Describe progress in
implementing the HSIP and the
effectiveness of the program including
its projects; (2) describe progress in
implementing railway-highway grade
crossing improvements and assess their
effectiveness; and (3) identify not less
than 5 percent of a State’s highway
locations exhibiting the most severe
safety needs (termed the transparency
report) that (i) emphasizes fatality and
serious injury data; (ii) uses the most
recent 3 to 5 years of crash data; (iii)
identifies the data years used and
describes the extent of coverage of all
public roads included in the data
analysis; (iv) identifies the methodology
used to determine how the locations
were selected; and (v) is provided in a
format compliant with the requirements
of 29 U.S.C. 794(d), section 508 of the
Rehabilitation Act. The FHWA proposes
to require that the States submit their
transparency reports in a manner that is
Section 508 complaint so that such
reports are accessible to all members of
the public, including those with
disabilities.
The FHWA proposes to revise the
funding sources for the reporting
process in paragraph (b) to reflect the
current applicable funding sections
within Title 23, United States Code,
which are 104(b)(1), (3), and (5), 105,
402, 505, and for metropolitan planning
areas, 23 U.S.C. 104(f).
Rulemaking Analysis and Notices
Executive Order 12866 (Regulatory
Planning and Review) and DOT
Regulatory Policies and Procedures
The FHWA has determined that this
proposed action would not be a
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significant regulatory action within the
meaning of Executive Order 12866 or
significant within the meaning of U.S.
Department of Transportation regulatory
policies and procedures. These changes
are not anticipated to adversely affect,
in any material way, any sector of the
economy. The proposed changes in Part
924 incorporate provisions outlined in
23 U.S.C. 148 and provide additional
information regarding the purpose,
definitions, policy, program structure,
planning, implementation, evaluation,
and reporting of HSIPs. The FHWA
believes that this policy for the
development, implementation, and
evaluation of a comprehensive HSIP in
each State will greatly improve roadway
safety. These changes would not create
a serious inconsistency with any other
agency’s action or materially alter the
budgetary impact of any entitlements,
grants, user fees, or loan programs.
Therefore, a full regulatory evaluation is
not required.
Regulatory Flexibility Act
In compliance with the Regulatory
Flexibility Act (Pub. L. 96–354, 5 U.S.C.
601–612), FHWA has evaluated the
effects of these changes on small entities
and has determined that this action
would not have a significant economic
impact on a substantial number of small
entities.
Unfunded Mandates Reform Act of 1995
This proposed rule would not impose
unfunded mandates as defined by the
Unfunded Mandates Reform Act of 1995
(Pub. L. 104–4, 109 Stat. 48, March 22,
1995). To the extent the proposed
revisions would require expenditures by
the State and local governments for the
planning, implementation, evaluation,
and reporting of the HSIPs and Federalaid projects, these activities would not
be Unfunded Mandates because these
activities are reimbursable. This
proposed action would not result in the
expenditure by State, local, and tribal
governments, in the aggregate, or by the
private sector, of $128.1 million or more
in any one year (2 U.S.C. 1532) period
to comply with these changes.
Executive Order 13132 (Federalism)
This action has been analyzed in
accordance with the principles and
criteria contained in Executive Order
13132 dated August 4, 1999, and FHWA
has determined that this proposed
action would not have sufficient
federalism implications to warrant the
preparation of a federalism assessment.
The FHWA has also determined that
this rulemaking will not preempt any
State law or State regulation or affect the
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States’ ability to discharge traditional
State governmental functions.
Executive Order 13175 (Tribal
Consultation)
The FHWA has analyzed this
proposed action under Executive Order
13175, dated November 6, 2000, and
believes that it would not have
substantial direct effects on one or more
Indian tribes; would not impose
substantial direct compliance costs on
Indian tribal governments; and would
not preempt tribal law. Therefore, a
tribal summary impact statement is not
required.
Executive Order 13211 (Energy Effects)
The FHWA has analyzed this
proposed action under Executive Order
13211, Actions Concerning Regulations
That Significantly Affect Energy Supply,
Distribution, or Use. The FHWA has
determined that it is not a significant
energy action under that order because
it is not likely to have a significant
adverse effect on the supply,
distribution, or use of energy. Therefore,
a Statement of Energy Effects under
Executive Order 13211 is not required.
Executive Order 12372
(Intergovernmental Review)
Catalog of Federal Domestic
Assistance program Number 20.205,
Highway Planning and Construction.
The regulations implementing Executive
Order 12372 regarding
intergovernmental consultation on
Federal programs and activities apply to
this program.
Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995 (PRA) (44 U.S.C. 3501, et seq.),
Federal agencies must obtain approval
from the Office of Management and
Budget (OMB) for each collection of
information they conduct, sponsor, or
require through regulations. Since this
proposed action does require States to
write reports, the FHWA requested
approval from OMB under the
provisions of the PRA. The FHWA
received approval from OMB through
March 31, 2010. The OMB control
number is 2125–0025.
Executive Order 12988 (Civil Justice
Reform)
This proposed action meets
applicable standards in sections 3(a)
and 3(b)(2) of Executive Order 12988,
Civil Justice Reform, to minimize
litigation, eliminate ambiguity, and
reduce burden.
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§ 924.1
Executive Order 13045 (Protection of
Children)
The FHWA has analyzed this
proposed action under Executive Order
13045, Protection of Children from
Environmental Health Risks and Safety
Risks. The FHWA certifies that this
proposed action would not concern an
environmental risk to health or safety
that may disproportionately affect
children.
Executive Order 12630 (Taking of
Private Property)
The FHWA does not anticipate that
this proposed action would affect a
taking of private property or otherwise
have taking implications under
Executive Order 12630, Governmental
Actions and Interference with
Constitutionally Protected Property
Rights.
National Environmental Policy Act
The FHWA has analyzed this
proposed action for the purpose of the
National Environmental Policy Act of
1969 (42 U.S.C. 4321–4347) and has
determined that it would not have any
effect on the quality of the environment.
Regulation Identification Number
A regulation identification number
(RIN) is assigned to each regulatory
action listed in the Unified Agenda of
Federal Regulations. The Regulatory
Information Service Center publishes
the Unified Agenda in April and
October of each year. The RIN contained
in the heading of this document can be
used to cross reference this action with
the Unified Agenda.
List of Subjects in 23 CFR Part 924
Highway safety, Highways and roads,
Motor vehicles, Railroads, Railroad
safety, Safety, Transportation.
Issued on: April 15, 2008.
James D. Ray,
Acting Federal Highway Administrator.
In consideration of the foregoing, the
FHWA proposes to revise part 924 to
read as follows:
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PART 924—HIGHWAY SAFETY
IMPROVEMENT PROGRAM
Sec.
924.1
924.3
924.5
924.7
924.9
924.11
924.13
924.15
Purpose.
Definitions.
Policy.
Program structure.
Planning.
Implementation.
Evaluation.
Reporting.
Authority: 23 U.S.C. 104(b)5, 130, 148,
315, and 402; 49 CFR 1.48(b).
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Purpose.
The purpose of this regulation is to set
forth policy for the development,
implementation, and evaluation of a
comprehensive highway safety
improvement program (HSIP) in each
State.
§ 924.3
Definitions.
Unless otherwise specified in this
part, the definitions in 23 U.S.C. 101(a)
are applicable to this part. In addition,
the following definitions apply:
Hazard index formula means any
safety or crash prediction formula used
for determining the relative likelihood
of hazardous conditions at railwayhighway grade crossings, taking into
consideration weighted factors, and
severity of crashes.
High risk rural road means any
roadway functionally classified as a
rural major or minor collector or a rural
local road—
(1) On which the crash rate for
fatalities and incapacitating injuries
exceeds the statewide average for those
functional classes of roadway; or
(2) That will likely have increases in
traffic volume that are likely to create a
crash rate for fatalities and
incapacitating injuries that exceeds the
statewide average for those functional
classes of roadway.
Highway means, in addition to those
items listed in 23 U.S.C. 101(a), those
facilities specifically provided for the
accommodation and protection of
pedestrians and bicyclists.
Highway-rail grade crossing protective
devices means those traffic control
devices in the Manual on Uniform
Traffic Control Devices1 specified for
use at such crossings; and system
components associated with such traffic
control devices, such as track circuit
improvements and interconnections
with highway traffic signals.
Highway safety improvement program
means the program carried out under 23
U.S.C. 130 and 148.
Highway safety improvement project
means a project described in the State
strategic highway safety plan (SHSP)
that corrects or improves a hazardous
road location or feature, or addresses a
highway safety problem. Projects
include, but are not limited to, the
following:
(1) An intersection safety
improvement.
1 The MUTCD is approved by the FHWA and
recognized as the national standard for traffic
control on all public roads. It is incorporated by
reference into the Code of Federal Regulations at 23
CFR part 655. It is available on the FHWA’s Web
site at https://mutcd.fhwa.dot.gov and is available
for inspection and copying at the FHWA
Washington, DC Headquarters and all FHWA
Division Offices as prescribed at 49 CFR part 7.
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22097
(2) Pavement and shoulder widening
(including addition of a passing lane to
remedy an unsafe condition).
(3) Installation of rumble strips or
another warning device, if the rumble
strips or other warning devices do not
adversely affect the safety or mobility of
bicyclists, pedestrians or the disabled.
(4) Installation of a skid-resistant
surface at an intersection or other
location with a high frequency of
crashes.
(5) An improvement for pedestrian or
bicyclist safety or safety of the disabled.
(6) Construction of any project for the
elimination of hazards at a railwayhighway crossing that is eligible for
funding under 23 U.S.C. 130, including
the separation or protection of grades at
railway-highway crossings.
(7) Construction of a railway-highway
crossing safety feature, including
installation of highway-rail grade
crossing protective devices.
(8) The conduct of an effective traffic
enforcement activity at a railwayhighway crossing.
(9) Construction of a traffic calming
feature.
(10) Elimination of a roadside
obstacle.
(11) Improvement of highway signage
and pavement markings.
(12) Installation of a priority control
system for emergency vehicles at
signalized intersections.
(13) Installation of a traffic control or
other warning device at a location with
high crash potential.
(14) Transportation safety planning.
(15) Improvement in the collection
and analysis of crash data.
(16) Planning integrated interoperable
emergency communications equipment,
operational activities, or traffic
enforcement activities (including law
enforcement assistance) relating to work
zone safety.
(17) Installation of guardrails, barriers
(including barriers between
construction work zones and traffic
lanes for the safety of road users and
workers), and crash attenuators.
(18) The addition or retrofitting of
structures or other measures to
eliminate or reduce crashes involving
vehicles and wildlife.
(19) Installation and maintenance of
signs (including fluorescent yellowgreen signs) at pedestrian-bicycle
crossings and in school zones.
(20) Construction, installation, and
operational improvements on high risk
rural roads.
(21) Conducting road safety audits.
Integrated interoperable emergency
communication equipment means
equipment that supports an
interoperable emergency
communications system.
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Interoperable emergency
communications system means a
network of hardware and software that
allows emergency response providers
and relevant Federal, State, and local
government agencies to communicate
with each other as necessary through a
dedicated public safety network
utilizing information technology
systems and radio communications
systems, and to exchange voice, data, or
video with one another on demand, in
real time, as necessary.
Operational improvements mean
capital improvements for installation of
traffic surveillance and control
equipment; computerized signal
systems; motorist information systems;
integrated traffic control systems;
incident management programs;
transportation demand management
facilities; strategies and programs; and
such other capital improvements to
public roads as the Secretary may
designate by regulation.
Public grade crossing means a
railway-highway grade crossing where
the roadway is under the jurisdiction of
and maintained by a public authority
and open to public travel. All roadway
approaches must be under the
jurisdiction of the public roadway
authority, and no roadway approach
may be on private property.
Public road means any highway, road,
or street under the jurisdiction of and
maintained by a public authority and
open to public travel.
Road Safety Audit means a formal
safety performance examination of an
existing or future road or intersection by
an independent audit team.
Safety data includes, but is not
limited to, crash, roadway, traffic,
vehicle, case or citation adjudication,
and injury data on all public roads
including, for railway-highway grade
crossings, the characteristics of both
highway and train traffic.
Safety projects under any other
section means safety projects eligible for
funding under Title 23, United States
Code, including projects to promote
safety awareness, public education, and
projects to enforce highway safety laws.
Safety stakeholder means agencies,
organizations, or parties described in 23
U.S.C. 148(a)(6)(A), and includes, but is
not limited to, local, State, and Federal
transportation agencies and tribal
governments.
Serious injury means an
incapacitating injury or any injury,
other than a fatal injury, which prevents
the injured person from walking,
driving, or normally continuing the
activities the person was capable of
performing before the injury occurred.
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State means any one of the 50 States
and the District of Columbia.
Strategic highway safety plan means a
comprehensive, data-driven safety plan
developed, implemented, and evaluated
in accordance with 23 U.S.C. 148.
Transparency report means the report
required annually under 23 U.S.C.
148(c)(1)(D) and in accordance with
§ 924.15 of this part that describes not
less than 5 percent of a State’s highway
locations exhibiting the most severe
safety needs.
§ 924.5
Policy.
(a) Each State shall develop,
implement, and evaluate on a
continuing basis a HSIP that has the
overall objective of significantly
decreasing the potential for crashes and
reducing fatalities and serious injuries
resulting from crashes on all public
roads.
(b) Under 23 U.S.C. 148(a)(3), a
variety of highway safety improvement
projects are eligible for funding through
the HSIP. In order for an eligible
improvement to be funded with HSIP
funds, States shall first consider
whether the activity maximizes
opportunities to advance safety by
addressing locations and treatments
with the highest potential for future
crash reduction. States shall fund safety
projects or activities that are most likely
to reduce the number of, or potential
for, fatalities and serious injuries. Safety
projects under any other section of Title
23, United States Code, and funded with
23 U.S.C. 148 funds, are only eligible
activities when a State is eligible to use
up to 10 percent of the amount
apportioned under 23 U.S.C. 104(b)(5)
for a fiscal year in accordance with 23
U.S.C. 148(e). This excludes minor
activities that are incidental to a specific
highway safety improvement project.
(c) Other Federal-aid funds are
eligible to support and leverage the
safety program. Improvements to safety
features that are routinely provided as
part of a broader Federal-aid project
should be funded from the same source
as the broader project. States should
address the full scope of their safety
needs and opportunities on all roadway
categories by using other funding
sources such as Interstate Maintenance
(IM), Surface Transportation Program
(STP), National Highway System (NHS),
and Equity Bonus (EB) funds in addition
to HSIP funds.
§ 924.7
Program structure.
(a) The HSIP in each State shall
include a data-driven SHSP and the
resulting implementation through
highway safety improvement projects.
The HSIP includes construction and
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operational improvements on high risk
rural roads, and elimination of hazards
at railway-highway grade crossings.
(b) Each State’s HSIP shall include
processes for the planning,
implementation, and evaluation of the
SHSP, HSIP, and highway safety
improvement projects. These processes
shall be developed by the States and
approved by the FHWA Division
Administrator in accordance with this
section. Where appropriate, the
processes shall be developed
cooperatively with officials of the
various units of local governments. The
processes may incorporate a range of
procedures appropriate for the
administration of an effective HSIP on
individual highway systems, portions of
highway systems, and in local political
subdivisions, and when combined, shall
cover all public roads in the State.
§ 924.9
Planning.
(a) The planning process of the HSIP
shall incorporate:
(1) A process for collecting and
maintaining a record of crash, roadway,
traffic, vehicle, case or citation
adjudication, and injury data on all
public roads including for railwayhighway grade crossings inventory data
that includes, but is not limited to, the
characteristics of both highway and
train traffic.
(2) A process for advancing the State’s
capabilities for safety data collection
and analysis by improving the
timeliness, accuracy, completeness,
uniformity, integration, and
accessibility of the State’s safety data or
traffic records.
(3) A process for analyzing available
safety data to:
(i) Develop a HSIP in accordance with
23 U.S.C. 148(c)(2) that:
(A) Identifies highway safety
improvement projects on the basis of
crash experience or crash potential and
establishes the relative severity of those
locations;
(B) Considers the relative hazard of
public railway-highway grade crossings
based on a hazard index formula; and
(C) Establishes an evaluation process
to analyze and assess results achieved
by highway safety improvement projects
and uses this information in setting
priorities for future projects.
(ii) Develop and maintain a datadriven SHSP that:
(A) Is developed after consultation
with safety stakeholders;
(B) Makes effective use of State,
regional, and local crash data and
determines priorities through crash data
analysis;
(C) Addresses engineering,
management, operation, education,
enforcement, and emergency services;
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(D) Considers safety needs of all
public roads;
(E) Adopts a strategic safety goal;
(F) Identifies key emphasis areas and
describes a program of projects,
technologies, or strategies to reduce or
eliminate highway safety hazards;
(G) Adopts performance-based goals,
coordinated with other State highway
safety programs, that address behavioral
and infrastructure safety problems and
opportunities on all public roads and all
users, and focuses resources on areas of
greatest need and the potential for the
highest rate of return on the investment
of HSIP funds;
(H) Identifies strategies, technologies,
and countermeasures that significantly
reduce highway fatalities and serious
injuries in the key emphasis areas giving
high priority to low-cost and proven
countermeasures;
(I) Determines priorities for
implementation;
(J) Is consistent, as appropriate, with
safety-related goals, priorities, and
projects in the long-range statewide
transportation plan and the statewide
transportation improvement program
and the relevant metropolitan longrange transportation plans and
transportation improvement programs
that are developed as specified in 23
U.S.C. 134, 135 and 402; and 23 CFR
part 450;
(K) Documents the process used to
develop the plan;
(L) Proposes a process for
implementation and evaluation of the
plan;
(M) Is approved by the Governor of
the State or a responsible State agency
official that is delegated by the Governor
of the State; and
(N) Has been developed using a
process that was approved by the
FHWA Division Administrator.
(iii) Develop a High Risk Rural Roads
program using safety data that identifies
eligible locations on State and non-State
owned roads as defined in § 924.3, and
analyzes the highway safety problem to
identify safety concerns, identify
potential countermeasures, make project
selections, and prioritize high risk rural
roads projects on all public roads.
(iv) Develop a Railway-Highway
Grade Crossing program that:
(A) Considers the relative hazard of
public railway-highway grade crossings
based on a hazard index formula;
(B) Includes onsite inspection of
public grade crossings;
(C) Considers the potential danger to
large numbers of people at public grade
crossings used on a regular basis by
passenger trains, school buses, transit
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trains and/or motor vehicles carrying
hazardous materials; and
(D) Results in a program of safety
improvement projects at railwayhighway grade crossings giving special
emphasis to the legislative requirement
that all public crossings be provided
with standard signing and markings.
(4) A process for conducting
engineering studies (such as roadway
safety audits) of hazardous locations,
sections, and elements to develop
highway safety improvement projects.
(5) A process for establishing
priorities for implementing a schedule
of highway safety improvement projects
considering:
(i) The potential reduction in the
number of fatalities and serious injuries;
(ii) The cost of the projects and the
resources available;
(iii) The strategies in the SHSP;
(iv) The correction and prevention of
hazardous conditions;
(v) Other safety data-driven criteria as
appropriate in each State; and
(vi) Integration with the statewide
transportation planning process and
statewide transportation improvement
program, and metropolitan
transportation planning process and
transportation improvement program
where applicable, in 23 CFR part 450.
(b) The planning process of the HSIP
may be financed with funds made
available through 23 U.S.C. 130, 133,
148, 402, and 505 and, where applicable
in metropolitan planning areas, through
23 U.S.C. 104(f).
(c) Highway safety improvement
projects shall be carried out as part of
the Statewide and Metropolitan
Transportation Planning Process
consistent with the requirements of 23
U.S.C. 134 and 135 and 23 CFR part
450.
§ 924.11
Implementation.
(a) The implementation of the HSIP in
each State shall include a process for
scheduling and implementing highway
safety improvement projects in
accordance with the priorities
developed in accordance with § 924.9 of
this part.
(b) A State is eligible to use up to 10
percent of the amount apportioned
under 23 U.S.C. 104(b)(5) for each fiscal
year to carry out safety projects under
any other section, consistent with the
SHSP and as defined in 23 U.S.C.
148(a)(4), if the State can certify that it
has met infrastructure safety needs
relating to railway-highway grade
crossings and highway safety
improvement projects for a given fiscal
year. In order for a State to obtain
approval:
(1) A State must submit a written
request for approval to the FHWA
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22099
Division Administrator for each year
that a State certifies that the
requirements have been met before a
State may use these funds to carry out
safety projects under any other section;
(2) A State must submit a written
request that describes how the
certification was made, the Title 23,
United States Code activities that will
be funded, how the activities are
consistent with the SHSP, and the dollar
amount the State estimates will be used;
and
(c) If a State has funds set aside from
23 U.S.C. 104(b)(5) for construction and
operational improvements on high risk
rural roads, in accordance with 23
U.S.C. 148(a)(1), such funds:
(1) Shall be used for safety projects
that address priority high risk rural
roads as determined by the State.
(2) Shall only be used for construction
and operational improvements on high
risk rural roads and the planning,
preliminary engineering, and roadway
safety audits related to specific high risk
rural roads improvements.
(3) May also be used for other
highway safety improvement projects if
the State certifies that it has met all
infrastructure safety needs for
construction and operational
improvements on high risk rural roads
for a given fiscal year.
(d) Funds set-aside pursuant to 23
U.S.C. 148 for apportionment under the
23 U.S.C. 130(f) Railway-Highway Grade
Crossing Program, are to be used to
implement railway-highway grade
crossing safety projects on any public
road. At least 50 percent of the funds
apportioned under 23 U.S.C. 130(f) must
be made available for the installation of
highway-rail grade crossing protective
devices. The railroad share, if any, of
the cost of grade crossing improvements
shall be determined in accordance with
23 CFR part 646, Subpart B (RailroadHighway Projects). In addition, up to 2
percent of the section 130 funds
apportioned to a State may be used for
compilation and analysis of safety data
for the annual report to the FHWA
Division Administrator required under
§ 924.15(a)(2) on the progress being
made to implement the railway-highway
grade crossing program.
(e) Highway safety improvement
projects may also be implemented with
other funds apportioned under 23
U.S.C. 104(b) subject to the eligibility
requirements applicable to each
program.
(f) Award of contracts for highway
safety improvement projects shall be in
accordance with 23 CFR part 635 and
part 636, where applicable, for highway
construction projects, 23 CFR part 172
for engineering and design services
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contracts related to highway
construction projects, or 49 CFR part 18
for non-highway construction projects.
(g) All safety projects funded under 23
U.S.C. 104(b)(5), including safety
projects under any other section, shall
be accounted for in the statewide
transportation improvement program
and reported on annually in accordance
with § 924.15.
(h) The Federal share of the cost for
most highway safety improvement
projects carried out with funds
apportioned to a State under 23 U.S.C.
104(b)(5) shall be 90 percent. In
accordance with 23 U.S.C. 120(a) or (b),
the Federal share may be increased to a
maximum of 95 percent by the sliding
scale rates for States with a large
percentage of Federal lands. In
accordance with 23 U.S.C. 120(c),
projects such as roundabouts, traffic
control signalization, safety rest areas,
pavement markings, or installation of
traffic signs, traffic lights, guardrails,
impact attenuators, concrete barrier end
treatments, breakaway utility poles, or
priority control systems for emergency
vehicles or transit vehicles at signalized
intersections may be funded at up to
100 percent Federal share, except not
more than 10 percent of the sums
apportioned under 23 U.S.C. 104 for any
fiscal year shall be used at this federal
share rate. In addition, for railwayhighway grade crossings, the Federal
share may amount up to 100 percent for
projects for signing, pavement markings,
active warning devices, and crossing
closures, subject to the 10 percent
limitation for funds apportioned under
23 U.S.C. 104 in a fiscal year.
(i) The implementation of the HSIP in
each State shall include a process for
scheduling and implementing highway
safety improvement projects in
accordance with the procedures set
forth in 23 CFR part 630, Subpart A
(Preconstruction Procedures: Project
Authorization and Agreements).
mstockstill on PROD1PC66 with PROPOSALS
§ 924.13
Evaluation.
(a) The evaluation process of the HSIP
in each State shall include the
evaluation of the overall HSIP,
individual highway safety improvement
projects, and the SHSP. It shall:
(1) Include a process to analyze and
assess the results achieved by the
highway safety improvement projects,
including determining the effect that the
projects have had in reducing the
number and severity of crashes,
fatalities and serious injuries, or
potential crashes, and in reaching the
performance goals identified in section
924.9(a)(3)(ii)(G), including:
VerDate Aug<31>2005
16:41 Apr 23, 2008
Jkt 214001
(i) A record of the number of crashes,
fatalities and serious injuries before and
after the implementation of a project;
(ii) A comparison of the number of
crashes, fatalities and serious injuries
after the implementation of a project to
the number expected if the
improvement had not been made; and
(iii) For projects developed to address
crash potential, the safety benefits
derived from the various means and
methods used to mitigate or eliminate
hazards.
(2) Include a process to evaluate the
overall SHSP on a regular basis as
determined by the State and in
consultation with the FHWA to:
(i) Ensure the accuracy and currency
of the safety data;
(ii) Identify factors that affect the
priority of emphasis areas, strategies,
and proposed improvements; and
(iii) Identify issues that demonstrate a
need to revise or otherwise update the
SHSP.
(b) The information resulting from the
process developed in § 924.13(a)(1) shall
be used:
(1) For developing basic source data
in the planning process as outlined in
§ 924.9(a) in accordance with paragraph
(a)(1);
(2) For setting priorities for highway
safety improvement projects;
(3) For assessing the overall
effectiveness of the HSIP; and
(4) For reporting required by § 924.15.
(c) The evaluation process may be
financed with funds made available
under 23 U.S.C. 104(b)(1), (3), and (5),
105, 402, and 505, and for metropolitan
planning areas, 23 U.S.C. 104(f).
§ 924.15
Reporting.
(a) For the period of the previous July
1 through June 30, each State shall
submit to the FHWA Division
Administrator no later than August 31
of each year the following reports
related to the HSIP in accordance with
23 U.S.C. 148(g):
(1) A report describing the progress
being made to implement the State HSIP
that:
(i) Describes the progress in
implementing the projects, including
the funds available, and the number and
general listing of the type of projects
initiated. The general listing of the
projects initiated shall be structured to
identify how the projects relate to the
State SHSP or the State’s safety goals
and objectives and shall provide a clear
description of project selection;
(ii) Assesses the effectiveness of the
improvements. This section shall
provide a demonstration of the overall
effectiveness of the HSIP and shall
include figures showing the general
PO 00000
Frm 00036
Fmt 4702
Sfmt 4702
highway safety trends in the State by
number and by rate;
(iii) Describes the extent to which
improvements contributed to specific
performance goals and provides
evaluation data for specific safety
improvement projects that have been
implemented. The evaluation data shall
include basic information on the
roadway such as where the project
occurred, the type of improvement, the
cost of improvement, and ‘‘before’’ and
‘‘after’’ crash results, and shall
demonstrate whether the project
achieved its purpose using benefit-cost
or other methodology developed by the
State; and
(iv) Describes the High Risk Rural
Roads program, providing basic program
implementation information, methods
used to identify high risk rural roads,
information assessing the High Risk
Rural Roads program projects, and a
summary of the overall High Risk Rural
Roads program effectiveness.
(2) A report describing progress being
made to implement railway-highway
grade crossing improvements in
accordance with 23 U.S.C. 130(g), and
the effectiveness of these improvements.
(3) A transparency report describing
not less than 5 percent of a State’s
highway locations exhibiting the most
severe safety needs that:
(i) Emphasizes fatality and serious
injury data;
(ii) Uses the most recent three to five
years of crash data;
(iii) Identifies the data years used and
describes the extent of coverage of all
public roads included in the data
analysis;
(iv) Identifies the methodology used
to determine how the locations were
selected; and
(v) Is compatible with the
requirements of 29 U.S.C. 794(d),
Section 508 of the Rehabilitation Act.
(b) The preparation of the State’s
annual reports may be financed with
funds made available through 23 U.S.C.
104(b)(1), (3), and (5), 105, 402, and 505,
and for metropolitan planning areas, 23
U.S.C. 104(f).
[FR Doc. E8–8742 Filed 4–23–08; 8:45 am]
BILLING CODE 4910–22–P
E:\FR\FM\24APP1.SGM
24APP1
Agencies
[Federal Register Volume 73, Number 80 (Thursday, April 24, 2008)]
[Proposed Rules]
[Pages 22092-22100]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-8742]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
23 CFR Part 924
[FHWA Docket No. FHWA-2008-0009]
RIN 2125-AF25
Highway Safety Improvement Program
AGENCY: Federal Highway Administration (FHWA), DOT.
ACTION: Notice of proposed rule making (NPRM); request for comments.
-----------------------------------------------------------------------
SUMMARY: The purpose of this notice of proposed amendments is to revise
Part 924 to incorporate changes to the Highway Safety Improvement
Program (HSIP) that resulted from the Safe, Accountable, Flexible,
Efficient Transportation Equity Act: A Legacy for Users (SAFETEA-LU),
as well as to reflect changes in the overall program that have evolved
since 23 CFR part 924 was originally written.
DATES: Comments must be received on or before June 23, 2008.
ADDRESSES: Mail or hand deliver comments to the U.S. Department of
Transportation, Dockets Management Facility, 1200 New Jersey Avenue,
SE., Washington, DC 20590, or submit electronically at https://
www.regulations.gov or fax comments to (202) 493-2251. All comments
should include the docket number that appears in the heading of this
document. All comments received will be available for examination and
copying at the above address from 9 a.m. to 5 p.m., e.t., Monday
through Friday, except Federal holidays. Those desiring notification of
receipt of comments must include a self-addressed, stamped postcard or
may print the acknowledgment page that appears after submitting
comments
[[Page 22093]]
electronically. Anyone is able to search the electronic form of all
comments received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act Statement in the Federal Register published on
April 11, 2000 (Volume 65, Number 70, Pages 19477-78), or you may visit
https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Ms. Erin Kenley, Office of Safety,
(202) 366-8556; or Raymond Cuprill, Office of the Chief Counsel, (202)
366-0791, Federal Highway Administration, 1200 New Jersey Ave., SE.,
Washington, DC 20590. Office hours are from 7:45 a.m. to 4:15 p.m.,
e.t., Monday through Friday, except Federal holidays.
SUPPLEMENTARY INFORMATION:
Electronic Access and Filing
You may submit or access all comments received by the DOT online
through https://www.regulations.gov. Electronic submission and retrieval
help and guidelines are available on the Web site. It is available 24
hours each day, 365 days each year. Please follow the instructions. An
electronic copy of this document may also be downloaded from the Office
of the Federal Register's home page at: https://www.archives.gov and the
Government Printing Office's Web page at: https://www.access.gpo.gov/
nara.
Background
On August 10, 2005, the President signed into law the Safe,
Accountable, Flexible, Efficient Transportation Equity Act: A Legacy
for Users (known in short as SAFETEA-LU). SAFETEA-LU established a new
core Highway Safety Improvement Program (HSIP) structured and funded to
make significant progress in reducing highway fatalities.
Apportionments for the program are made in accordance with 23 U.S.C.
104(b)(5), with the statutory requirements for the program established
in section 148 of the same title. Following the adoption of SAFETEA-LU,
FHWA issued several guidance documents \1\ to provide States with
information regarding the new legislation. The FHWA proposes to amend
the regulations at 23 CFR part 924 Highway Safety Improvement Program
to incorporate the new statutory requirements and to provide State and
local safety partners with information on the purpose, definitions,
policy, program structure, planning, implementation, evaluation, and
reporting of HSIP. The proposed language follows the same format and
section titles as the existing provisions in part 924, however, the
following amendments are proposed.
---------------------------------------------------------------------------
\1\ The following guidance documents: ``HSIP Funds 10 Percent
Flexibility Implementation Guidance,'' ``Strategic Highway Safety
Plans: A Champions Guide to Saving Lives,'' ``High Risk Rural Roads
Program (HRRRP) Guidance,'' ``Guidance Highway Safety Improvement
Program 23 U.S.C. 148(c)(1)(D) `5 Percent Report,' '' ``Guidance on
23 U.S.C. 130 Annual Reporting Requirements for Railway-Highway
Crossings,'' and ``Highway Safety Improvement Program Reporting
Requirements 23 U.S.C. 148(g)'' can be found on FHWA's Web site at
https://safety.fhwa.dot.gov.
---------------------------------------------------------------------------
Section 924.1 Purpose
The FHWA proposes to add evaluation to the list of components of a
comprehensive HSIP. While evaluation has always been a requirement of
the HSIP, the FHWA proposes this change to emphasize that evaluation is
a critical element of the program and the results of the evaluation
shall be used as inputs into the development of new projects.
Evaluation is a requirement of the program per 23 U.S.C. 148(c)(1)(C)
including evaluation of the State's strategic highway safety plan
(SHSP) on a regular basis.
Section 924.3 Definitions
The FHWA proposes to add 17 definitions. The FHWA proposes to add
definitions for ``highway safety improvement program,'' ``highway
safety improvement project,'' ``high risk rural road,'' ``safety
projects under any other section,'' and ``strategic highway safety
plan'' using the definitions in 23 U.S.C. 148(a) as a basis for the
proposed definitions. The FHWA also proposes to add definitions for the
following terms: ``highway-rail grade crossing protective devices,''
``integrated interoperable emergency communication equipment,''
``interoperable emergency communications system,'' ``operational
improvements,'' ``public road,'' ``hazard index formula,'' ``public
grade crossing,'' ``road safety audit,'' ``safety data,'' ``safety
stakeholder,'' ``serious injury,'' and ``transparency report.'' These
terms are used in the text of the proposed regulations.
Section 924.5 Policy
The FHWA proposes to revise this section to indicate that in
addition to developing and implementing a HSIP, each State shall
evaluate the program on a continuing basis. The FHWA believes that
evaluation is a critical component of the policy because it enables
States to determine the success of their programs. The FHWA proposes to
amend the section to indicate that the overall objective of the HSIP
shall be to decrease the potential for crashes and to significantly
reduce fatalities and serious injuries from crashes on all public
roads. The FHWA proposes to include the word ``significantly'' to
correspond with statutory language in 23 U.S.C. 148(b)(2). The FHWA
proposes adding the phrase ``fatalities and serious injuries resulting
from crashes'' to also correspond to the statutory language describing
the program purpose and also to explicitly emphasize that the goal is
to reduce fatalities and serious injuries, rather than merely the
``number and severity of accidents'' referenced in existing part 924.
The FHWA also proposes adding two additional paragraphs (b and c)
to this section to provide information about the funding mechanisms
available for highway safety improvement projects, as well as to
indicate the period of availability for the funds. The FHWA proposes to
add paragraph (b) to emphasize that States shall consider safety
projects and activities that maximize opportunities to advance safety
by addressing locations and treatments with the highest potential for
future crash reduction. The FHWA recommends that States use their funds
to maximize the safety benefits, such as making low-cost safety
improvements in areas yielding relatively high safety impacts. The FHWA
proposes to add paragraph (c) to clarify that improvements to safety
features that are routinely provided as part of broader Federal-aid
projects should be funded by the same source as the broader project.
States should integrate safety elements into all roadway projects,
regardless of the funding source. States should consider using HSIP for
low-cost, high-impact projects in order to use available funding as
efficiently and effectively as possible.
The purpose of this policy section is to promote the adoption by
the States of proactive and aggressive measures, as well as reactive
activities, in their safety programs.
Section 924.7 Program Structure
The FHWA proposes to add a paragraph requiring that the HSIP in
each State include a data-driven SHSP and a resulting implementation
through all roadway improvement projects, in addition to highway safety
improvement projects. The proposed language would require that the HSIP
include projects for construction and operational improvements on high
risk rural roads and the elimination of hazards at railway-highway
grade crossings. The FHWA proposes these changes to clarify that a SHSP
is to be data-driven, and
[[Page 22094]]
that SHSPs and the high risk rural roads program are a new part of the
HSIP in 23 U.S.C. 148.
The FHWA also proposes to modify the existing language in this
section to require that each State's HSIP include processes for the
evaluation of the SHSP, HSIP, and highway safety improvement projects.
While evaluation has always been a requirement of the HSIP, FHWA
proposes this change to be consistent with other proposed changes that
strengthen the requirement for evaluation of highway safety plans,
programs, and projects, such as the evaluation requirement of the SHSP.
Section 924.9 Planning
The FHWA proposes to revise much of this section in order to
provide more information to States regarding the planning process of
HSIPs. The FHWA proposes to reorganize this section and add more detail
regarding individual elements of the planning process.
The FHWA proposes the following five main elements that the
planning process of the HSIP shall incorporate:
(1) A process for collecting and maintaining a record of crash,
roadway, traffic, vehicle, case or citation adjudication, and injury
data on all public roads, including the characteristics of both highway
and train traffic for railway-highway grade crossings;
(2) A process for advancing the State's capabilities for safety
data collection and analysis;
(3) A process for analyzing available safety data;
(4) A process for conducting engineering studies (such as road
safety audits) of hazardous locations, sections, and elements to
develop highway safety improvement projects; and
(5) A process for establishing priorities for implementing a
schedule of highway safety improvement projects.
While the first element resembles the one in existing part 924,
FHWA proposes to expand it to include collecting and maintaining a
record of crash, roadway, traffic, vehicle, case or citation
adjudication, and injury data on all public roads. The FHWA proposes
this change to bring additional data sources into the planning process
and to encourage States to make their databases more comprehensive. The
requirement for comprehensive databases is also consistent with 23
U.S.C. 408.
The FHWA proposes to add paragraph (2) to advance States'
improvement of capabilities for data collection and analysis, including
the improvement of the timeliness, accuracy, completeness, uniformity,
integration, and accessibility of safety data or traffic records. The
FHWA proposes this language to be consistent with 23 U.S.C. 148 and
408.
The FHWA proposes to expand paragraph (3) [formerly paragraph (2)]
to provide more detailed information regarding the processes involved
in developing a data-driven program. The proposed revision to this
section also provides four paragraphs with additional information on
the components of a data-driven program that States must develop. These
components include:
(i) Developing an HSIP in accordance with 23 U.S.C. 148(c)(2) that
identifies highway safety improvement projects on the basis of crash
experience or crash potential and establishes the relative severity of
those locations, and that analyzes the results achieved by highway
safety improvement projects in setting priorities for future projects.
The FHWA proposes this item to require that the States develop a data-
driven program where projects and priorities are based on crash data,
crash severity, and other relevant safety information. The proposal
also requires that the States use information from their evaluation
process to set priorities for future projects.
(ii) Developing and maintaining a data-driven SHSP in consultation
with safety stakeholders that makes effective use of crash data,
addresses engineering, management, operation, education, enforcement,
and emergency services, and considers safety needs on all public roads.
In addition, the SHSP should identify key emphasis areas, adopt
performance-based goals, establish priorities for implementation and
process for evaluation, and obtain approval by the Governor of the
State, or a responsible State agency that is delegated by the Governor
of the State. The process by which the State develops the SHSP shall be
approved by the FHWA Division Administrator for that State. The
proposed elements in this section implement the statutory requirements
of 23 U.S.C. 148.
(iii) Developing a High Risk Rural Roads program using safety data
that identifies eligible locations on State and non-State owned roads,
and analyzes the highway safety problem to diagnose safety concerns,
identify potential countermeasures, make project selections, and
prioritize high risk rural roads projects. The proposed elements in
this section also implement the statutory requirements of 23 U.S.C.
148.
(iv) Developing a Railway-Highway Grade Crossing Program. This item
is contained in existing part 924; however, FHWA proposes minor edits
to clarify the content.
The FHWA proposes to expand paragraph (4) [formerly paragraph (3)]
to include road safety audits of hazardous locations as processes that
may be used to develop highway safety improvement projects. The FHWA
proposes this change because road safety audits are a valuable tool
that has been developed and used over the past 10 years in the United
States to aid practitioners in enhancing highway/road safety.
The FHWA proposes to expand paragraph (5) [formerly paragraph (4)]
to indicate that the process for establishing priorities for
implementing highway safety improvement projects shall also include a
schedule of highway safety improvement projects for hazard correction
and hazard prevention. The FHWA also proposes to relocate the last
three sentences of former paragraph (4) to paragraph (3)(iv), because
they relate to Railway-Highway Grade Crossings. The FHWA also proposes
to include additional language to this item to expand the process for
establishing priorities for implementing a schedule of highway safety
improvement projects to include consideration of the strategies in the
SHSP, correction and prevention of hazardous conditions, and
integration of safety in the transportation planning process, under 23
CFR part 450, including the statewide, and metropolitan where
applicable, long-range plans, the Statewide Transportation Planning
Improvement Program and the Metropolitan Transportation Improvement
Program where applicable. This proposed additional information
incorporates more key elements into the planning process and is
designed to tie project planning to the SHSP and to reflect the
proactive qualities of section 148. Referencing 23 U.S.C. 134 and 135
would reinforce the link between transportation planning and safety.
This safety requirement was introduced in the Transportation Equity Act
for the 21st Century (TEA-21) and is included in 23 U.S.C.
135(c)(1)(B).
The FHWA also proposes to relocate existing paragraph (b) regarding
Railway-Highway grade crossings to paragraph (a)(3)(iv)(D) in order to
place all Railway-Highway Grade Crossing planning items in one area.
The FHWA proposes to expand paragraph (b) [formerly paragraph (c)]
to include references to 23 U.S.C. 130, 133, 148, and 505. As part of
this change, the FHWA proposes to clarify that funds made available
through 23 U.S.C. 104(f) may be used to fund safety planning in
metropolitan areas.
The FHWA proposes to add a new paragraph (c) to specify that
highway safety improvement projects shall be
[[Page 22095]]
carried out as part of the Statewide and Metropolitan Transportation
Improvement Planning Processes consistent with the requirements of 23
U.S.C. 134 and 135 and 23 CFR part 450. The FHWA proposes this new item
to incorporate the statutory requirements of section 148 and to link
safety to the transportation planning process.
Section 924.11 Implementation
The FHWA proposes to expand this section to provide more detailed
explanations regarding the implementation requirements for HSIPs.
The FHWA proposes an editorial change to paragraph (a) to relocate
the reference to procedures set forth in 23 CFR part 630, subpart A to
be a new paragraph (j). The FHWA proposes to correct the reference to
23 CFR part 630 Subpart A to include its correct title: Preconstruction
Procedures: Project Authorization and Agreements.
The FHWA proposes to delete existing paragraph (b) regarding funds
apportioned under 23 U.S.C. 152, Hazard Elimination Program, which was
repealed by SAFETEA-LU. Funds for those programs are now apportioned
under 23 U.S.C. 104(b)(5).
To incorporate the provisions in 23 U.S.C. 148, the FHWA proposes
to add paragraph (b) that describes that a State is eligible to use up
to 10 percent of the amount apportioned under 23 U.S.C. 104(b)(5) for a
fiscal year to carry out safety projects under any other section of
Title 23, United States Code, consistent with the SHSP and as defined
in 23 U.S.C. 148(a)(4), if the State can certify that it has met
infrastructure safety needs relating to railway-highway grade crossings
and highway safety improvement projects for a given fiscal year. The
proposed changes also establish the approval process with which States
must comply, including the submission of written requests to the FHWA
Division Administrator.
A new paragraph (c) is also proposed which describes funding set
asides from 23 U.S.C. 104(b)(5) for construction and operational
improvements on high risk rural roads, as defined in 23 U.S.C.
148(a)(1). It includes descriptions of how high risk rural roads funds
are to be used.
The FHWA proposes to modify paragraph (d) [formerly paragraph (c)]
to clarify the requirements for the use of funds set aside pursuant to
23 U.S.C. 130(e) for railway-highway grade crossings. The FHWA proposes
to include the United States Code reference to 23 U.S.C. 130(f) for
funds that must be made available for the installation of grade
crossing protective devices. In addition, FHWA proposes to include a
reference to 23 U.S.C. 130(k), which specifies that no more than 2
percent of these apportioned funds may be used by the State for
compilation and analysis of safety data in support of the annual report
to the FHWA Division Administrator required by section 924.15(a)(2) of
this part.
The FHWA proposes to revise paragraph (e) [formerly paragraph (d)]
to delete outdated references to section 104(b)(1) of the Federal-Aid
Highway Act of 1978 and section 103(a) of the Highway Improvement Act
of 1982. The FHWA also proposes to delete existing paragraph (e), which
references 23 U.S.C. 219, Safer Off-System Roads, which was repealed by
Public Law 100-17, title I, Sec. 133(e)(1), Apr. 2, 1987, 101 Stat.
173.
The FHWA proposes to delete existing paragraph (f), which
references 23 CFR part 650, subpart D (Special Bridge Replacement
Program) as a source of funding for major safety defects on bridges.
The FHWA believes that because this item describes funding eligibility
for a very specific activity in the context of the Special Bridge
Replacement Program, it should only be described and addressed within
subpart D of part 650, rather than as part of the HSIP.
The FHWA proposes to add two new paragraphs regarding funding.
Proposed paragraph (g) describes that all safety projects funded under
23 U.S.C. 104(b)(5), including safety projects under any other section
of title 23, shall be accounted for in the statewide transportation
improvement program and reported on annually, in accordance with
section 924.15. Proposed paragraph (h) describes that the Federal share
of the cost for most highway safety improvement projects carried out
with funds apportioned to a State under 23 U.S.C. 104(b)(5) shall be 90
percent. In accordance with 23 U.S.C. 120(a) or (b), the Federal share
may be increased to a maximum of 95 percent by the sliding scale rates
for States with a large percentage of Federal lands. Projects such as
roundabouts, traffic control signalization, safety rest areas, pavement
markings, or installation of traffic signs, traffic lights, guardrails,
impact attenuators, concrete barrier end treatments, breakaway utility
poles, or priority control systems for emergency vehicles or transit
vehicles at signalized intersections may be funded at up to 100 percent
Federal share, except not more than 10 percent of the sums apportioned
under 23 U.S.C. 104 for any fiscal year shall be used at this Federal
share rate. In addition, for railway-highway grade crossings, the
Federal share may amount up to 100 percent for projects for signing,
pavement markings, active warning devices and crossing closures,
subject to the 10 percent limitation for funds apportioned under 23
U.S.C. 104 in a fiscal year.
Section 924.13 Evaluation
The FHWA proposes to revise this section to clearly describe the
evaluation process of the HSIP, the information that is to be used, and
the mechanisms to be used for financing evaluations.
The FHWA proposes to expand paragraph (a) regarding the evaluation
process to require the State to evaluate the overall HSIP, the
individual highway safety improvement projects, and the SHSP. Within
paragraph (a), FHWA proposes to restructure the existing paragraphs
(a)(1) through (a)(3) into two paragraphs. Proposed paragraph (a)(1)
would require that the evaluation include a process to analyze and
assess the results achieved by the highway safety improvement projects,
including determining the effect that the projects have had in reducing
the number of crashes, fatalities and serious injuries, or potential
crashes, including: (i) A record of the number of crashes, serious
injuries, and fatalities before and after the implementation of a
project; (ii) A comparison of the number of crashes, serious injuries,
and fatalities after the implementation of a project with the number
expected if the improvement had not been made; and (iii) For projects
developed to address crash potential, the safety benefits derived from
the various means and methods used to mitigate or eliminate hazards.
The FHWA also proposes a new paragraph (a)(2) to require that the
States have a process to evaluate the overall SHSP on a regular basis
as determined by the State and in consultation with FHWA to: (i) Ensure
the accuracy and currency of the safety data; (ii) identify factors
that affect the priority of emphasis areas, strategies, and proposed
improvements; and (iii) identify issues that demonstrate a need to
revise or otherwise update the SHSP. The FHWA proposes this evaluation
of the SHSP because it believes that the strategies in the SHSP must be
periodically assessed to ensure continued progress in reducing
fatalities and serious injuries. In addition, evaluation of the SHSP is
a requirement in 23 U.S.C. 148(c).
The FHWA proposes to expand existing paragraph (b) to require that
the information resulting from the processes developed in proposed
section 924.13(a)(1) be used for setting priorities for highway safety
improvement projects, for assessing the overall
[[Page 22096]]
effectiveness of the HSIP, and for the reporting required by section
924.15. The FHWA proposes this additional language to provide synergy
between the evaluation process and the setting of priorities for
projects, the assessment of the effectiveness of the program, and the
requirement for reporting the results. It also emphasizes the iterative
nature of the planning, implementation, and evaluation process.
The FHWA proposes to revise the funding sources for the evaluation
process in paragraph (c) to reflect the current applicable funding
sections within Title 23, United States Code, which are 104(b)(1), (3),
and (5), 105, 402, 505, and for metropolitan planning areas, 23 U.S.C.
104(f).
Section 924.15 Reporting
The FHWA proposes to expand paragraph (a) of this section in order
to specify the requirements for States to submit annual reports. These
reports would: (1) Describe progress in implementing the HSIP and the
effectiveness of the program including its projects; (2) describe
progress in implementing railway-highway grade crossing improvements
and assess their effectiveness; and (3) identify not less than 5
percent of a State's highway locations exhibiting the most severe
safety needs (termed the transparency report) that (i) emphasizes
fatality and serious injury data; (ii) uses the most recent 3 to 5
years of crash data; (iii) identifies the data years used and describes
the extent of coverage of all public roads included in the data
analysis; (iv) identifies the methodology used to determine how the
locations were selected; and (v) is provided in a format compliant with
the requirements of 29 U.S.C. 794(d), section 508 of the Rehabilitation
Act. The FHWA proposes to require that the States submit their
transparency reports in a manner that is Section 508 complaint so that
such reports are accessible to all members of the public, including
those with disabilities.
The FHWA proposes to revise the funding sources for the reporting
process in paragraph (b) to reflect the current applicable funding
sections within Title 23, United States Code, which are 104(b)(1), (3),
and (5), 105, 402, 505, and for metropolitan planning areas, 23 U.S.C.
104(f).
Rulemaking Analysis and Notices
Executive Order 12866 (Regulatory Planning and Review) and DOT
Regulatory Policies and Procedures
The FHWA has determined that this proposed action would not be a
significant regulatory action within the meaning of Executive Order
12866 or significant within the meaning of U.S. Department of
Transportation regulatory policies and procedures. These changes are
not anticipated to adversely affect, in any material way, any sector of
the economy. The proposed changes in Part 924 incorporate provisions
outlined in 23 U.S.C. 148 and provide additional information regarding
the purpose, definitions, policy, program structure, planning,
implementation, evaluation, and reporting of HSIPs. The FHWA believes
that this policy for the development, implementation, and evaluation of
a comprehensive HSIP in each State will greatly improve roadway safety.
These changes would not create a serious inconsistency with any other
agency's action or materially alter the budgetary impact of any
entitlements, grants, user fees, or loan programs. Therefore, a full
regulatory evaluation is not required.
Regulatory Flexibility Act
In compliance with the Regulatory Flexibility Act (Pub. L. 96-354,
5 U.S.C. 601-612), FHWA has evaluated the effects of these changes on
small entities and has determined that this action would not have a
significant economic impact on a substantial number of small entities.
Unfunded Mandates Reform Act of 1995
This proposed rule would not impose unfunded mandates as defined by
the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4, 109 Stat. 48,
March 22, 1995). To the extent the proposed revisions would require
expenditures by the State and local governments for the planning,
implementation, evaluation, and reporting of the HSIPs and Federal-aid
projects, these activities would not be Unfunded Mandates because these
activities are reimbursable. This proposed action would not result in
the expenditure by State, local, and tribal governments, in the
aggregate, or by the private sector, of $128.1 million or more in any
one year (2 U.S.C. 1532) period to comply with these changes.
Executive Order 13132 (Federalism)
This action has been analyzed in accordance with the principles and
criteria contained in Executive Order 13132 dated August 4, 1999, and
FHWA has determined that this proposed action would not have sufficient
federalism implications to warrant the preparation of a federalism
assessment. The FHWA has also determined that this rulemaking will not
preempt any State law or State regulation or affect the States' ability
to discharge traditional State governmental functions.
Executive Order 13175 (Tribal Consultation)
The FHWA has analyzed this proposed action under Executive Order
13175, dated November 6, 2000, and believes that it would not have
substantial direct effects on one or more Indian tribes; would not
impose substantial direct compliance costs on Indian tribal
governments; and would not preempt tribal law. Therefore, a tribal
summary impact statement is not required.
Executive Order 13211 (Energy Effects)
The FHWA has analyzed this proposed action under Executive Order
13211, Actions Concerning Regulations That Significantly Affect Energy
Supply, Distribution, or Use. The FHWA has determined that it is not a
significant energy action under that order because it is not likely to
have a significant adverse effect on the supply, distribution, or use
of energy. Therefore, a Statement of Energy Effects under Executive
Order 13211 is not required.
Executive Order 12372 (Intergovernmental Review)
Catalog of Federal Domestic Assistance program Number 20.205,
Highway Planning and Construction. The regulations implementing
Executive Order 12372 regarding intergovernmental consultation on
Federal programs and activities apply to this program.
Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501, et
seq.), Federal agencies must obtain approval from the Office of
Management and Budget (OMB) for each collection of information they
conduct, sponsor, or require through regulations. Since this proposed
action does require States to write reports, the FHWA requested
approval from OMB under the provisions of the PRA. The FHWA received
approval from OMB through March 31, 2010. The OMB control number is
2125-0025.
Executive Order 12988 (Civil Justice Reform)
This proposed action meets applicable standards in sections 3(a)
and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize
litigation, eliminate ambiguity, and reduce burden.
[[Page 22097]]
Executive Order 13045 (Protection of Children)
The FHWA has analyzed this proposed action under Executive Order
13045, Protection of Children from Environmental Health Risks and
Safety Risks. The FHWA certifies that this proposed action would not
concern an environmental risk to health or safety that may
disproportionately affect children.
Executive Order 12630 (Taking of Private Property)
The FHWA does not anticipate that this proposed action would affect
a taking of private property or otherwise have taking implications
under Executive Order 12630, Governmental Actions and Interference with
Constitutionally Protected Property Rights.
National Environmental Policy Act
The FHWA has analyzed this proposed action for the purpose of the
National Environmental Policy Act of 1969 (42 U.S.C. 4321-4347) and has
determined that it would not have any effect on the quality of the
environment.
Regulation Identification Number
A regulation identification number (RIN) is assigned to each
regulatory action listed in the Unified Agenda of Federal Regulations.
The Regulatory Information Service Center publishes the Unified Agenda
in April and October of each year. The RIN contained in the heading of
this document can be used to cross reference this action with the
Unified Agenda.
List of Subjects in 23 CFR Part 924
Highway safety, Highways and roads, Motor vehicles, Railroads,
Railroad safety, Safety, Transportation.
Issued on: April 15, 2008.
James D. Ray,
Acting Federal Highway Administrator.
In consideration of the foregoing, the FHWA proposes to revise part
924 to read as follows:
PART 924--HIGHWAY SAFETY IMPROVEMENT PROGRAM
Sec.
924.1 Purpose.
924.3 Definitions.
924.5 Policy.
924.7 Program structure.
924.9 Planning.
924.11 Implementation.
924.13 Evaluation.
924.15 Reporting.
Authority: 23 U.S.C. 104(b)5, 130, 148, 315, and 402; 49 CFR
1.48(b).
Sec. 924.1 Purpose.
The purpose of this regulation is to set forth policy for the
development, implementation, and evaluation of a comprehensive highway
safety improvement program (HSIP) in each State.
Sec. 924.3 Definitions.
Unless otherwise specified in this part, the definitions in 23
U.S.C. 101(a) are applicable to this part. In addition, the following
definitions apply:
Hazard index formula means any safety or crash prediction formula
used for determining the relative likelihood of hazardous conditions at
railway-highway grade crossings, taking into consideration weighted
factors, and severity of crashes.
High risk rural road means any roadway functionally classified as a
rural major or minor collector or a rural local road--
(1) On which the crash rate for fatalities and incapacitating
injuries exceeds the statewide average for those functional classes of
roadway; or
(2) That will likely have increases in traffic volume that are
likely to create a crash rate for fatalities and incapacitating
injuries that exceeds the statewide average for those functional
classes of roadway.
Highway means, in addition to those items listed in 23 U.S.C.
101(a), those facilities specifically provided for the accommodation
and protection of pedestrians and bicyclists.
Highway-rail grade crossing protective devices means those traffic
control devices in the Manual on Uniform Traffic Control Devices\1\
specified for use at such crossings; and system components associated
with such traffic control devices, such as track circuit improvements
and interconnections with highway traffic signals.
---------------------------------------------------------------------------
\1\ The MUTCD is approved by the FHWA and recognized as the
national standard for traffic control on all public roads. It is
incorporated by reference into the Code of Federal Regulations at 23
CFR part 655. It is available on the FHWA's Web site at https://
mutcd.fhwa.dot.gov and is available for inspection and copying at
the FHWA Washington, DC Headquarters and all FHWA Division Offices
as prescribed at 49 CFR part 7.
---------------------------------------------------------------------------
Highway safety improvement program means the program carried out
under 23 U.S.C. 130 and 148.
Highway safety improvement project means a project described in the
State strategic highway safety plan (SHSP) that corrects or improves a
hazardous road location or feature, or addresses a highway safety
problem. Projects include, but are not limited to, the following:
(1) An intersection safety improvement.
(2) Pavement and shoulder widening (including addition of a passing
lane to remedy an unsafe condition).
(3) Installation of rumble strips or another warning device, if the
rumble strips or other warning devices do not adversely affect the
safety or mobility of bicyclists, pedestrians or the disabled.
(4) Installation of a skid-resistant surface at an intersection or
other location with a high frequency of crashes.
(5) An improvement for pedestrian or bicyclist safety or safety of
the disabled.
(6) Construction of any project for the elimination of hazards at a
railway-highway crossing that is eligible for funding under 23 U.S.C.
130, including the separation or protection of grades at railway-
highway crossings.
(7) Construction of a railway-highway crossing safety feature,
including installation of highway-rail grade crossing protective
devices.
(8) The conduct of an effective traffic enforcement activity at a
railway-highway crossing.
(9) Construction of a traffic calming feature.
(10) Elimination of a roadside obstacle.
(11) Improvement of highway signage and pavement markings.
(12) Installation of a priority control system for emergency
vehicles at signalized intersections.
(13) Installation of a traffic control or other warning device at a
location with high crash potential.
(14) Transportation safety planning.
(15) Improvement in the collection and analysis of crash data.
(16) Planning integrated interoperable emergency communications
equipment, operational activities, or traffic enforcement activities
(including law enforcement assistance) relating to work zone safety.
(17) Installation of guardrails, barriers (including barriers
between construction work zones and traffic lanes for the safety of
road users and workers), and crash attenuators.
(18) The addition or retrofitting of structures or other measures
to eliminate or reduce crashes involving vehicles and wildlife.
(19) Installation and maintenance of signs (including fluorescent
yellow-green signs) at pedestrian-bicycle crossings and in school
zones.
(20) Construction, installation, and operational improvements on
high risk rural roads.
(21) Conducting road safety audits.
Integrated interoperable emergency communication equipment means
equipment that supports an interoperable emergency communications
system.
[[Page 22098]]
Interoperable emergency communications system means a network of
hardware and software that allows emergency response providers and
relevant Federal, State, and local government agencies to communicate
with each other as necessary through a dedicated public safety network
utilizing information technology systems and radio communications
systems, and to exchange voice, data, or video with one another on
demand, in real time, as necessary.
Operational improvements mean capital improvements for installation
of traffic surveillance and control equipment; computerized signal
systems; motorist information systems; integrated traffic control
systems; incident management programs; transportation demand management
facilities; strategies and programs; and such other capital
improvements to public roads as the Secretary may designate by
regulation.
Public grade crossing means a railway-highway grade crossing where
the roadway is under the jurisdiction of and maintained by a public
authority and open to public travel. All roadway approaches must be
under the jurisdiction of the public roadway authority, and no roadway
approach may be on private property.
Public road means any highway, road, or street under the
jurisdiction of and maintained by a public authority and open to public
travel.
Road Safety Audit means a formal safety performance examination of
an existing or future road or intersection by an independent audit
team.
Safety data includes, but is not limited to, crash, roadway,
traffic, vehicle, case or citation adjudication, and injury data on all
public roads including, for railway-highway grade crossings, the
characteristics of both highway and train traffic.
Safety projects under any other section means safety projects
eligible for funding under Title 23, United States Code, including
projects to promote safety awareness, public education, and projects to
enforce highway safety laws.
Safety stakeholder means agencies, organizations, or parties
described in 23 U.S.C. 148(a)(6)(A), and includes, but is not limited
to, local, State, and Federal transportation agencies and tribal
governments.
Serious injury means an incapacitating injury or any injury, other
than a fatal injury, which prevents the injured person from walking,
driving, or normally continuing the activities the person was capable
of performing before the injury occurred.
State means any one of the 50 States and the District of Columbia.
Strategic highway safety plan means a comprehensive, data-driven
safety plan developed, implemented, and evaluated in accordance with 23
U.S.C. 148.
Transparency report means the report required annually under 23
U.S.C. 148(c)(1)(D) and in accordance with Sec. 924.15 of this part
that describes not less than 5 percent of a State's highway locations
exhibiting the most severe safety needs.
Sec. 924.5 Policy.
(a) Each State shall develop, implement, and evaluate on a
continuing basis a HSIP that has the overall objective of significantly
decreasing the potential for crashes and reducing fatalities and
serious injuries resulting from crashes on all public roads.
(b) Under 23 U.S.C. 148(a)(3), a variety of highway safety
improvement projects are eligible for funding through the HSIP. In
order for an eligible improvement to be funded with HSIP funds, States
shall first consider whether the activity maximizes opportunities to
advance safety by addressing locations and treatments with the highest
potential for future crash reduction. States shall fund safety projects
or activities that are most likely to reduce the number of, or
potential for, fatalities and serious injuries. Safety projects under
any other section of Title 23, United States Code, and funded with 23
U.S.C. 148 funds, are only eligible activities when a State is eligible
to use up to 10 percent of the amount apportioned under 23 U.S.C.
104(b)(5) for a fiscal year in accordance with 23 U.S.C. 148(e). This
excludes minor activities that are incidental to a specific highway
safety improvement project.
(c) Other Federal-aid funds are eligible to support and leverage
the safety program. Improvements to safety features that are routinely
provided as part of a broader Federal-aid project should be funded from
the same source as the broader project. States should address the full
scope of their safety needs and opportunities on all roadway categories
by using other funding sources such as Interstate Maintenance (IM),
Surface Transportation Program (STP), National Highway System (NHS),
and Equity Bonus (EB) funds in addition to HSIP funds.
Sec. 924.7 Program structure.
(a) The HSIP in each State shall include a data-driven SHSP and the
resulting implementation through highway safety improvement projects.
The HSIP includes construction and operational improvements on high
risk rural roads, and elimination of hazards at railway-highway grade
crossings.
(b) Each State's HSIP shall include processes for the planning,
implementation, and evaluation of the SHSP, HSIP, and highway safety
improvement projects. These processes shall be developed by the States
and approved by the FHWA Division Administrator in accordance with this
section. Where appropriate, the processes shall be developed
cooperatively with officials of the various units of local governments.
The processes may incorporate a range of procedures appropriate for the
administration of an effective HSIP on individual highway systems,
portions of highway systems, and in local political subdivisions, and
when combined, shall cover all public roads in the State.
Sec. 924.9 Planning.
(a) The planning process of the HSIP shall incorporate:
(1) A process for collecting and maintaining a record of crash,
roadway, traffic, vehicle, case or citation adjudication, and injury
data on all public roads including for railway-highway grade crossings
inventory data that includes, but is not limited to, the
characteristics of both highway and train traffic.
(2) A process for advancing the State's capabilities for safety
data collection and analysis by improving the timeliness, accuracy,
completeness, uniformity, integration, and accessibility of the State's
safety data or traffic records.
(3) A process for analyzing available safety data to:
(i) Develop a HSIP in accordance with 23 U.S.C. 148(c)(2) that:
(A) Identifies highway safety improvement projects on the basis of
crash experience or crash potential and establishes the relative
severity of those locations;
(B) Considers the relative hazard of public railway-highway grade
crossings based on a hazard index formula; and
(C) Establishes an evaluation process to analyze and assess results
achieved by highway safety improvement projects and uses this
information in setting priorities for future projects.
(ii) Develop and maintain a data-driven SHSP that:
(A) Is developed after consultation with safety stakeholders;
(B) Makes effective use of State, regional, and local crash data
and determines priorities through crash data analysis;
(C) Addresses engineering, management, operation, education,
enforcement, and emergency services;
[[Page 22099]]
(D) Considers safety needs of all public roads;
(E) Adopts a strategic safety goal;
(F) Identifies key emphasis areas and describes a program of
projects, technologies, or strategies to reduce or eliminate highway
safety hazards;
(G) Adopts performance-based goals, coordinated with other State
highway safety programs, that address behavioral and infrastructure
safety problems and opportunities on all public roads and all users,
and focuses resources on areas of greatest need and the potential for
the highest rate of return on the investment of HSIP funds;
(H) Identifies strategies, technologies, and countermeasures that
significantly reduce highway fatalities and serious injuries in the key
emphasis areas giving high priority to low-cost and proven
countermeasures;
(I) Determines priorities for implementation;
(J) Is consistent, as appropriate, with safety-related goals,
priorities, and projects in the long-range statewide transportation
plan and the statewide transportation improvement program and the
relevant metropolitan long-range transportation plans and
transportation improvement programs that are developed as specified in
23 U.S.C. 134, 135 and 402; and 23 CFR part 450;
(K) Documents the process used to develop the plan;
(L) Proposes a process for implementation and evaluation of the
plan;
(M) Is approved by the Governor of the State or a responsible State
agency official that is delegated by the Governor of the State; and
(N) Has been developed using a process that was approved by the
FHWA Division Administrator.
(iii) Develop a High Risk Rural Roads program using safety data
that identifies eligible locations on State and non-State owned roads
as defined in Sec. 924.3, and analyzes the highway safety problem to
identify safety concerns, identify potential countermeasures, make
project selections, and prioritize high risk rural roads projects on
all public roads.
(iv) Develop a Railway-Highway Grade Crossing program that:
(A) Considers the relative hazard of public railway-highway grade
crossings based on a hazard index formula;
(B) Includes onsite inspection of public grade crossings;
(C) Considers the potential danger to large numbers of people at
public grade crossings used on a regular basis by passenger trains,
school buses, transit buses, pedestrians, bicyclists, or by trains and/
or motor vehicles carrying hazardous materials; and
(D) Results in a program of safety improvement projects at railway-
highway grade crossings giving special emphasis to the legislative
requirement that all public crossings be provided with standard signing
and markings.
(4) A process for conducting engineering studies (such as roadway
safety audits) of hazardous locations, sections, and elements to
develop highway safety improvement projects.
(5) A process for establishing priorities for implementing a
schedule of highway safety improvement projects considering:
(i) The potential reduction in the number of fatalities and serious
injuries;
(ii) The cost of the projects and the resources available;
(iii) The strategies in the SHSP;
(iv) The correction and prevention of hazardous conditions;
(v) Other safety data-driven criteria as appropriate in each State;
and
(vi) Integration with the statewide transportation planning process
and statewide transportation improvement program, and metropolitan
transportation planning process and transportation improvement program
where applicable, in 23 CFR part 450.
(b) The planning process of the HSIP may be financed with funds
made available through 23 U.S.C. 130, 133, 148, 402, and 505 and, where
applicable in metropolitan planning areas, through 23 U.S.C. 104(f).
(c) Highway safety improvement projects shall be carried out as
part of the Statewide and Metropolitan Transportation Planning Process
consistent with the requirements of 23 U.S.C. 134 and 135 and 23 CFR
part 450.
Sec. 924.11 Implementation.
(a) The implementation of the HSIP in each State shall include a
process for scheduling and implementing highway safety improvement
projects in accordance with the priorities developed in accordance with
Sec. 924.9 of this part.
(b) A State is eligible to use up to 10 percent of the amount
apportioned under 23 U.S.C. 104(b)(5) for each fiscal year to carry out
safety projects under any other section, consistent with the SHSP and
as defined in 23 U.S.C. 148(a)(4), if the State can certify that it has
met infrastructure safety needs relating to railway-highway grade
crossings and highway safety improvement projects for a given fiscal
year. In order for a State to obtain approval:
(1) A State must submit a written request for approval to the FHWA
Division Administrator for each year that a State certifies that the
requirements have been met before a State may use these funds to carry
out safety projects under any other section;
(2) A State must submit a written request that describes how the
certification was made, the Title 23, United States Code activities
that will be funded, how the activities are consistent with the SHSP,
and the dollar amount the State estimates will be used; and
(c) If a State has funds set aside from 23 U.S.C. 104(b)(5) for
construction and operational improvements on high risk rural roads, in
accordance with 23 U.S.C. 148(a)(1), such funds:
(1) Shall be used for safety projects that address priority high
risk rural roads as determined by the State.
(2) Shall only be used for construction and operational
improvements on high risk rural roads and the planning, preliminary
engineering, and roadway safety audits related to specific high risk
rural roads improvements.
(3) May also be used for other highway safety improvement projects
if the State certifies that it has met all infrastructure safety needs
for construction and operational improvements on high risk rural roads
for a given fiscal year.
(d) Funds set-aside pursuant to 23 U.S.C. 148 for apportionment
under the 23 U.S.C. 130(f) Railway-Highway Grade Crossing Program, are
to be used to implement railway-highway grade crossing safety projects
on any public road. At least 50 percent of the funds apportioned under
23 U.S.C. 130(f) must be made available for the installation of
highway-rail grade crossing protective devices. The railroad share, if
any, of the cost of grade crossing improvements shall be determined in
accordance with 23 CFR part 646, Subpart B (Railroad-Highway Projects).
In addition, up to 2 percent of the section 130 funds apportioned to a
State may be used for compilation and analysis of safety data for the
annual report to the FHWA Division Administrator required under Sec.
924.15(a)(2) on the progress being made to implement the railway-
highway grade crossing program.
(e) Highway safety improvement projects may also be implemented
with other funds apportioned under 23 U.S.C. 104(b) subject to the
eligibility requirements applicable to each program.
(f) Award of contracts for highway safety improvement projects
shall be in accordance with 23 CFR part 635 and part 636, where
applicable, for highway construction projects, 23 CFR part 172 for
engineering and design services
[[Page 22100]]
contracts related to highway construction projects, or 49 CFR part 18
for non-highway construction projects.
(g) All safety projects funded under 23 U.S.C. 104(b)(5), including
safety projects under any other section, shall be accounted for in the
statewide transportation improvement program and reported on annually
in accordance with Sec. 924.15.
(h) The Federal share of the cost for most highway safety
improvement projects carried out with funds apportioned to a State
under 23 U.S.C. 104(b)(5) shall be 90 percent. In accordance with 23
U.S.C. 120(a) or (b), the Federal share may be increased to a maximum
of 95 percent by the sliding scale rates for States with a large
percentage of Federal lands. In accordance with 23 U.S.C. 120(c),
projects such as roundabouts, traffic control signalization, safety
rest areas, pavement markings, or installation of traffic signs,
traffic lights, guardrails, impact attenuators, concrete barrier end
treatments, breakaway utility poles, or priority control systems for
emergency vehicles or transit vehicles at signalized intersections may
be funded at up to 100 percent Federal share, except not more than 10
percent of the sums apportioned under 23 U.S.C. 104 for any fiscal year
shall be used at this federal share rate. In addition, for railway-
highway grade crossings, the Federal share may amount up to 100 percent
for projects for signing, pavement markings, active warning devices,
and crossing closures, subject to the 10 percent limitation for funds
apportioned under 23 U.S.C. 104 in a fiscal year.
(i) The implementation of the HSIP in each State shall include a
process for scheduling and implementing highway safety improvement
projects in accordance with the procedures set forth in 23 CFR part
630, Subpart A (Preconstruction Procedures: Project Authorization and
Agreements).
Sec. 924.13 Evaluation.
(a) The evaluation process of the HSIP in each State shall include
the evaluation of the overall HSIP, individual highway safety
improvement projects, and the SHSP. It shall:
(1) Include a process to analyze and assess the results achieved by
the highway safety improvement projects, including determining the
effect that the projects have had in reducing the number and severity
of crashes, fatalities and serious injuries, or potential crashes, and
in reaching the performance goals identified in section
924.9(a)(3)(ii)(G), including:
(i) A record of the number of crashes, fatalities and serious
injuries before and after the implementation of a project;
(ii) A comparison of the number of crashes, fatalities and serious
injuries after the implementation of a project to the number expected
if the improvement had not been made; and
(iii) For projects developed to address crash potential, the safety
benefits derived from the various means and methods used to mitigate or
eliminate hazards.
(2) Include a process to evaluate the overall SHSP on a regular
basis as determined by the State and in consultation with the FHWA to:
(i) Ensure the accuracy and currency of the safety data;
(ii) Identify factors that affect the priority of emphasis areas,
strategies, and proposed improvements; and
(iii) Identify issues that demonstrate a need to revise or
otherwise update the SHSP.
(b) The information resulting from the process developed in Sec.
924.13(a)(1) shall be used:
(1) For developing basic source data in the planning process as
outlined in Sec. 924.9(a) in accordance with paragraph (a)(1);
(2) For setting priorities for highway safety improvement projects;
(3) For assessing the overall effectiveness of the HSIP; and
(4) For reporting required by Sec. 924.15.
(c) The evaluation process may be financed with funds made
available under 23 U.S.C. 104(b)(1), (3), and (5), 105, 402, and 505,
and for metropolitan planning areas, 23 U.S.C. 104(f).
Sec. 924.15 Reporting.
(a) For the period of the previous July 1 through June 30, each
State shall submit to the FHWA Division Administrator no later than
August 31 of each year the following reports related to the HSIP in
accordance with 23 U.S.C. 148(g):
(1) A report describing the progress being made to implement the
State HSIP that:
(i) Describes the progress in implementing the projects, including
the funds available, and the number and general listing of the type of
projects initiated. The general listing of the projects initiated shall
be structured to identify how the projects relate to the State SHSP or
the State's safety goals and objectives and shall provide a clear
description of project selection;
(ii) Assesses the effectiveness of the improvements. This section
shall provide a demonstration of the overall effectiveness of the HSIP
and shall include figures showing the general highway safety trends in
the State by number and by rate;
(iii) Describes the extent to which improvements contributed to
specific performance goals and provides evaluation data for specific
safety improvement projects that have been implemented. The evaluation
data shall include basic information on the roadway such as where the
project occurred, the type of improvement, the cost of improvement, and
``before'' and ``after'' crash results, and shall demonstrate whether
the project achieved its purpose using benefit-cost or other
methodology developed by the State; and
(iv) Describes the High Risk Rural Roads program, providing basic
program implementation information, methods used to identify high risk
rural roads, information assessing the High Risk Rural Roads program
projects, and a summary of the overall High Risk Rural Roads program
effectiveness.
(2) A report describing progress being made to implement railway-
highway grade crossing improvements in accordance with 23 U.S.C.
130(g), and the effectiveness of these improvements.
(3) A transparency report describing not less than 5 percent of a
State's highway locations exhibiting the most severe safety needs that:
(i) Emphasizes fatality and serious injury data;
(ii) Uses the most recent three to five years of crash data;
(iii) Identifies the data years used and describes the extent of
coverage of all public roads included in the data analysis;
(iv) Identifies the methodology used to determine how the locations
were selected; and
(v) Is compatible with the requirements of 29 U.S.C. 794(d),
Section 508 of the Rehabilitation Act.
(b) The preparation of the State's annual reports may be financed
with funds made available through 23 U.S.C. 104(b)(1), (3), and (5),
105, 402, and 505, and for metropolitan planning areas, 23 U.S.C.
104(f).
[FR Doc. E8-8742 Filed 4-23-08; 8:45 am]
BILLING CODE 4910-22-P