Federal Acquisition Regulation; FAR Case 2005-040, Electronic Subcontracting Reporting System (eSRS), 21779-21783 [E8-8449]
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Federal Register / Vol. 73, No. 78 / Tuesday, April 22, 2008 / Rules and Regulations
a. Revising the date of the provision;
and
I b. In paragraph (j), by removing the
word ‘‘parent’’; removing ‘‘https://
www.dnb.com’’ and adding ‘‘https://
fedgov.dnb.com/webform’’ in its place;
and adding a sentence to the end of the
paragraph to read as follows:
I
52.212–1 Instructions to Offerors—
Commercial Items.
*
*
*
*
*
INSTRUCTIONS TO OFFERORS—
COMMERCIAL ITEMS (APR 2008)
*
*
*
*
*
(j) * * * The offeror should indicate that
it is an offeror for a Government contract
when contacting the local Dun and Bradstreet
office.
*
*
*
*
*
(End of provision)
[FR Doc. E8–8447 Filed 4–21–08; 8:45 am]
BILLING CODE 6820–EP–S
DEPARTMENT OF DEFENSE
GENERAL SERVICES
ADMINISTRATION
NATIONAL AERONAUTICS AND
SPACE ADMINISTRATION
48 CFR Parts 1, 4, 19, 52, and 53
[FAC 2005–25; FAR Case 2005–040; Item
II; Docket 2008–0001, Sequence 01]
RIN 9000–AK95
Federal Acquisition Regulation; FAR
Case 2005–040, Electronic
Subcontracting Reporting System
(eSRS)
Department of Defense (DoD),
General Services Administration (GSA),
and National Aeronautics and Space
Administration (NASA).
ACTION: Interim rule with request for
comments.
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AGENCIES:
SUMMARY: The Civilian Agency
Acquisition Council and the Defense
Acquisition Regulations Council
(Councils) have agreed on an interim
rule amending the Federal Acquisition
Regulation (FAR) to require that small
business subcontract reports be
submitted using the Electronic
Subcontracting Reporting System
(eSRS), rather than Standard Form (SF)
294 - Subcontract Report for Individual
Contracts and Standard Form 295 Summary Subcontract Report.
DATES: Effective Date: April 22, 2008.
Comment Date: Interested parties
should submit written comments to the
FAR Secretariat on or before June 23,
2008 to be considered in the
formulation of a final rule.
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16:41 Apr 21, 2008
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Submit comments
identified by FAC 2005–25, FAR case
2005–040, by any of the following
methods:
• Regulations.gov: https://
www.regulations.gov.Submit comments
via the Federal eRulemaking portal by
inputting ‘‘FAR Case 2005–040’’ under
the heading ‘‘Comment or Submission’’.
Select the link ‘‘Send a Comment or
Submission’’ that corresponds with FAR
Case 2005–040. Follow the instructions
provided to complete the ‘‘Public
Comment and Submission Form’’.
Please include your name, company
name (if any), and ‘‘FAR Case 2005–
040’’ on your attached document.
• Fax: 202–501–4067.
• Mail: General Services
Administration, Regulatory Secretariat
(VPR), 1800 F Street, NW, Room 4035,
ATTN: Diedra Wingate, Washington, DC
20405.
Instructions: Please submit comments
only and cite FAC 2005–25, FAR case
2005–040, in all correspondence related
to this case. All comments received will
be posted without change to https://
www.regulations.gov, including any
personal and/or business confidential
information provided.
FOR FURTHER INFORMATION CONTACT: Ms.
Rhonda Cundiff, Procurement Analyst,
at (202) 501–0044 for clarification of
content. Please cite FAC 2005–25, FAR
case 2005–040. For information
pertaining to status or publication
schedules, contact the FAR Secretariat
at (202) 501–4755.
SUPPLEMENTARY INFORMATION:
ADDRESSES:
A. Background
This interim rule amends the Federal
Acquisition Regulation to require that
small business subcontract reports be
submitted using the Electronic
Subcontracting Reporting System
(eSRS), rather than Standard Form 294
- Subcontract Report for Individual
Contracts and Standard Form 295 Summary Subcontract Report. The eSRS
is a web-based system managed by the
Integrated Acquisition Environment.
The eSRS is intended to streamline the
small business subcontracting program
reporting process and provide the data
to agencies in a manner that will enable
them to more effectively manage the
program.
This rule implements in the FAR the
use of eSRS to fulfill small business
subcontracting reporting requirements.
It further amends FAR 19.7 and related
clauses to clarify existing small business
subcontracting program requirements.
The interim rule:
1. Implements the use of eSRS by—
• Deleting references to Standard
Forms 294 and 295 from Parts 1, 19, 52,
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21779
and 53 and, where appropriate,
replacing them with eSRS.
• Incorporating general instructions
from Standard Forms 294 and 295 into
the clause at FAR 52.219–9. The
language in FAR 52.219–9 differs from
the SF 295 general instruction for
submitting summary subcontract reports
on contracts awarded by the National
Aeronautics and Space Administration
(NASA) in that the clause requires that
the reports be submitted semiannually,
rather than annually. This change
reflects what NASA currently requires
under its own regulations and does not
impose a new burden on contractors.
• Adding a requirement that a
contractor provide its prime contract
number and DUNS number to its
subcontractors with subcontracting
plans and require that each of its
subcontractors with a subcontracting
plan provide the prime contract number
and its own DUNS number to its
subcontractors with subcontracting
plans. This is necessary in order for the
Government to have insight into all of
the subcontracting done under a prime
contract. Access to this information will
enable the Government to more
effectively manage the small business
subcontracting program.
• Identifying what individuals/
entities are responsible for
acknowledging that a report has been
received or rejecting the report if it has
not been adequately completed.
• Revising FAR 52.219–9 to reflect
use of the Year-End Supplementary
Report for Small Disadvantaged
Businesses in eSRS to provide the
information, already required by the
clause, on subcontract awards to Small
Disadvantaged Businesses. Currently,
the clause requires that the information
be submitted along with the year-end
Summary Subcontract Report. The
interim rule provides for a 90-day
extension beyond the date when the
year-end Summary Subcontract Report
is submitted.
• Revising FAR 52.219–25 to allow
the report currently required by that
clause to be submitted using the Small
Disadvantaged Business Participation
Report in eSRS, or continuing to use
either the Optional Form 312 or the
contractor’s format.
2. Makes revisions to clarify that—
• A contractor should have only one
commercial plan in place at a time.
• A contract may have only one
subcontracting plan. When a
modification is issued that would
require a subcontracting plan, if the
contract already has a subcontracting
plan, that plan should be revised to
incorporate the goals associated with
the modification. A separate
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subcontracting plan should not be
submitted.
• The goals in a subcontracting plan
should be updated when options are
exercised.
• Subcontracting plans are not
required for subcontractors when the
prime contract contains the clause at
FAR 52.212–5 or the subcontractor
provides a commercial item subject to
the clause at FAR 52.244–6.
3. Makes these editorial changes—
• Replaces references to PRO-Net
with Central Contractor Registration
(CCR) since PRO-Net is an obsolete
system and the former PRO-Net
functionality being referenced is
incorporated in CCR.
• Replaces the acronym ‘‘ISR’’ in
Subpart 4.4 with Industrial Security
Regulation so that ‘‘ISR’’ will only be
used in the FAR to mean Individual
Subcontract Report.
The Councils request specific
comment on what period the year-end
Summary Subcontract Report should
cover. The interim rule retains the
current FAR requirement (reflected in
SF 295) that the report cover
subcontracting done during the
Government’s fiscal year. However, the
eSRS, which is currently being used by
some agencies, indicates that the yearend Summary Subcontract Report for a
commercial subcontracting plan should
reflect subcontracting performed during
the contractor’s fiscal year. Therefore,
some contractors who are using eSRS
and have commercial plans may be
reporting subcontracts awarded during
their own fiscal year, whereas other
contractors are reporting subcontracts
awarded during the Government’s fiscal
year. The Councils request comment on
what period the year-end Summary
Subcontract Report should cover, the
Government’s fiscal year or the
contractor’s fiscal year, with a rationale
for the period recommended. In
addition, the councils may consider
adding further coverage in the FAR to
mirror the instructions that are currently
in SFs 294 and 295.
This is not a significant regulatory
action and, therefore, was not subject to
review under Section 6(b) of Executive
Order 12866, Regulatory Planning and
Review, dated September 30, 1993. This
rule is not a major rule under 5 U.S.C.
804.
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B. Regulatory Flexibility Act
The interim rule is not expected to
have a significant economic impact on
a substantial number of small entities
within the meaning of the Regulatory
Flexibility Act, 5 U.S.C. 601, et seq.,
because it concerns reporting
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16:41 Apr 21, 2008
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requirements that only apply to other
than small businesses.
Therefore, an Initial Regulatory
Flexibility Analysis has not been
performed. The Councils will consider
comments from small entities
concerning the affected FAR Parts 1, 4,
19, 52, and 53 in accordance with 5
U.S.C. 610. Interested parties must
submit such comments separately and
should cite 5 U.S.C 601, et seq. (FAC
2005–25, FAR case 2005–040), in
correspondence.
C. Paperwork Reduction Act
The Paperwork Reduction Act (Pub.
L. 104–13) applies because the interim
rule contains information collection
requirements. The information
collection requirement subsumes the
approved information collection for
semi-annual summary subcontract
reports on contracts awarded by NASA.
Accordingly, the FAR Secretariat will
forward a request for approval of the
revised information collection
requirement concerning OMB Control
No. 9000–0006, Subcontracting Plans/
Subcontracting Reporting for Individual
Contracts, and OMB Control Number
9000–0007, Summary Subcontract
Report, to the Office of Management and
Budget under 44 U.S.C. 3501, et seq.
Public comments concerning this
request will be invited through this
notice.
Annual Reporting Burden:
The annual reporting burden for OMB
No. 9000–0006 is estimated as follows:
Respondents: 103,908
Responses per respondent: 3
Total annual responses: 311,724
Preparation hours per response: 11.90
Total response burden hours:
3,709,515; and
The annual reporting burden for OMB
No. 9000–0007 is estimated as follows:
Respondents: 103,908
Responses per respondent: 1
Total annual responses: 103,908
Preparation hours per response: 12.4
Total response burden hours:
1,288,459.
and will have practical utility; whether
our estimate of the public burden of this
collection of information is accurate,
and based on valid assumptions and
methodology; ways to enhance the
quality, utility, and clarity of the
information to be collected; and ways in
which we can minimize the burden of
the collection of information on those
who are to respond, through the use of
appropriate technological collection
techniques or other forms of information
technology.
Requester may obtain a copy of the
justification from the General Services
Administration, FAR Secretariat (VPR),
Room 4035, Washington, DC 20405,
telephone (202) 501–4755. Please cite
OMB Control No. 9000–0006,
Subcontracting Plans/Subcontracting
Reporting for Individual Contracts, and/
or OMB Control Number 9000–0007,
Summary Subcontract Report, in all
correspondence.
E. Determination to Issue an Interim
Rule
A determination has been made under
the authority of the Secretary of Defense
(DoD), the Administrator of General
Services (GSA), and the Administrator
of the National Aeronautics and Space
Administration (NASA) that urgent and
compelling reasons exist to promulgate
this interim rule without prior
opportunity for public comment. This
action is necessary because the
Electronic Subcontracting Reporting
System has already replaced the SFs 294
and 295 as the mechanism for
submitting small business
subcontracting data. This rule updates
the FAR to show the current usage of
the eSRS. However, pursuant to Pub. L.
98–577 and FAR 1.501, the Councils
will consider public comments received
in response to this interim rule in the
formation of the final rule.
List of Subjects in 48 CFR Parts 1, 4, 19,
52, and 53
D. Request for Comments Regarding
Paperwork Burden
Submit comments, including
suggestions for reducing this burden,
not later than June 23, 2008 to: FAR
Desk Officer, OMB, Room 10102, NEOB,
Washington, DC 20503, and a copy to
the General Services Administration,
FAR Secretariat (VPR), 1800 F Street,
NW, Room 4035, Washington, DC
20405.
Public comments are particularly
invited on: whether this collection of
information is necessary for the proper
performance of functions of the FAR,
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Government procurement.
Dated: April 4, 2008.
Al Matera,
Director, Office of Acquisition Policy.
Therefore, DoD, GSA, and NASA
amend 48 CFR parts 1, 4, 19, 52, and 53
as set forth below:
I 1. The authority citation for 48 CFR
parts 1, 4, 19, 52, and 53 continues to
read as follows:
I
Authority: 40 U.S.C. 121(c); 10 U.S.C.
chapter 137; and 42 U.S.C. 2473(c).
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Federal Register / Vol. 73, No. 78 / Tuesday, April 22, 2008 / Rules and Regulations
PART 1—FEDERAL ACQUISITION
REGULATIONS SYSTEM
1.106
[Amended]
2. Amend section 1.106 by removing
from FAR Segment19.7 OMB Control
Number ‘‘9000–0006’’, and adding
‘‘9000–0006 and 9000–0007’’ in its
place; removing from FAR Segment
52.219–9 OMB Control Number ‘‘9000–
0006’’, and adding ‘‘9000–0006 and
9000–0007’’ in its place; and removing
FAR Segments ‘‘SF 294’’ with OMB
Control Number ‘‘9000–0006’’, and ‘‘SF
295’’ with OMB Control Number ‘‘9000–
0007’’.
I
PART 4—ADMINISTRATIVE MATTERS
4.402
[Amended]
3. Amend section 4.402 in paragraph
(b)(2) by removing ‘‘(ISR)’’.
I
4.403
[Amended]
4. Amend section 4.403 in paragraph
(c)(1) by removing ‘‘ISR’’ and adding
‘‘Industrial Security Regulation’’ in its
place.
I
PART 19—SMALL BUSINESS
PROGRAMS
5. Amend section 19.701 by adding, in
alphabetical order, the definition
‘‘Electronic Subcontracting Reporting
System (eSRS)’’ to read as follows:
I
19.701
Definitions.
*
*
*
*
*
‘‘Electronic Subcontracting Reporting
System (eSRS)’’ means the
Governmentwide, electronic, web-based
system for small business
subcontracting program reporting.
*
*
*
*
*
I 6. Amend section 19.704 by—
I a. Revising paragraphs (a)(10)(iii) and
(a)(10)(iv);
I b. Adding paragraphs (a)(10)(v) and
(a)(10)(vi);
I c. Revising paragraphs (d)
introductory text and (d)(2);
I d. Amending paragraph (d)(1) by
removing ‘‘; and’’ and adding ‘‘;’’ in its
place; and
I e. Adding paragraphs (d)(3) and (d)(4).
I The revised and added text reads as
follows:
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19.704
Subcontracting plan requirements.
(a) * * *
(10) * * *
(iii) Submit the Individual
Subcontract Report (ISR), and the
Summary Subcontract Report (SSR)
using the Electronic Subcontracting
Reporting System (eSRS) (https://
www.esrs.gov), following the
instructions in the eSRS;
(iv) Ensure that its subcontractors
with subcontracting plans agree to
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submit the ISR and/or the SSR using the
eSRS;
(v) Provide its prime contract number
and its DUNS number and the e-mail
address of the Government or Contractor
official responsible for acknowledging
or rejecting the reports, to all first-tier
subcontractors with subcontracting
plans so they can enter this information
into the eSRS when submitting their
reports; and
(vi) Require that each subcontractor
with a subcontracting plan provide the
prime contract number and its own
DUNS number, and the e-mail address
of the Government or Contractor official
responsible for acknowledging or
rejecting the reports, to its
subcontractors with subcontracting
plans.
*
*
*
*
*
(d) A commercial plan (as defined in
19.701) is the preferred type of
subcontracting plan for contractors
furnishing commercial items. Once a
contractor’s commercial plan has been
approved, the Government shall not
require another subcontracting plan
from the same contractor while the plan
remains in effect, as long as the product
or service being provided by the
contractor continues to meet the
definition of a commercial item. The
contractor shall—
*
*
*
*
*
(2) Submit a new commercial plan, 30
working days before the end of the
Contractor’s fiscal year, to the
contracting officer responsible for the
uncompleted Government contract with
the latest completion date. The
contractor must provide to each
contracting officer responsible for an
ongoing contract subject to the plan, the
identity of the contracting officer that
will be negotiating the new plan;
(3) When the new commercial plan is
approved, provide a copy of the
approved plan to each contracting
officer responsible for an ongoing
contract that is subject to the plan; and
(4) Comply with the reporting
requirements stated in paragraph (a)(10)
of this section by submitting one SSR in
eSRS, for all contracts covered by its
commercial plan. This report will be
acknowledged or rejected in eSRS by
the contracting officer who approved
the plan. The report shall be submitted
within 30 days after the end of the
Government’s fiscal year.
I 7. Amend section 19.705–2 by adding
paragraph (e) to read as follows.
19.705–2 Determining the need for a
subcontracting plan.
*
*
*
*
*
(e) A contract may have no more than
one plan. When a modification meets
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21781
the criteria in 19.702 for a plan, or an
option is exercised, the goals associated
with the modification or option shall be
added to those in the existing
subcontract plan.
I 8. Amend section 19.705–6 by adding
paragraph (h) to read as follows.
19.705–6 Postaward responsibilities of the
contracting officer.
*
*
*
*
*
(h) Acknowledging receipt of or
rejecting the ISR and the SSR in the
eSRS. Acknowledging receipt does not
mean acceptance or approval of the
report. The report shall be rejected if it
is not adequately completed. Failure to
meet the goals of the subcontracting
plan is not a valid reason for rejecting
the report.
19.705–7
[Amended]
9. Amend section 19.705–7 in
paragraph (d) last sentence by removing
‘‘a failure to submit Standard Form (SF)
294, Subcontracting Report for
Individual Contracts, or SF 295,
Summary Subcontract Report, in
accordance with the instructions on the
forms or as provided in agency
regulations;’’ and adding ‘‘a failure to
submit the ISR, or the SSR, using the
eSRS, or as provided in agency
regulations;’’ in its place.
I
PART 52—SOLICITATION PROVISIONS
AND CONTRACT CLAUSES
10. Amend section 52.212–5 by
revising the date of the clause, and
paragraphs (b)(8)(i) and (b)(12) to read
as follows:
I
52.212–5 Contract Terms and Conditions
Required to Implement Statutes or
Executive Orders—Commercial Items.
*
*
*
*
*
CONTRACT TERMS AND CONDITIONS
REQUIRED TO IMPLEMENT STATUTES OR
EXECUTIVE ORDERS—COMMERCIAL
ITEMS (APR 2008)
*
*
*
*
*
(b) * * *
ll (8)(i) 52.219–9, Small Business
Subcontracting Plan (APR 2008) (15 U.S.C.
637(d)(4).
*
*
*
*
*
ll (12) 52.219–25, Small Disadvantaged
Business Participation Program—
Disadvantaged Status and Reporting (APR
2008) (Pub. L. 103–355, section 7102, and 10
U.S.C. 2323).
*
*
*
*
*
11. Amend section 52.219–9 by—
I a. Revising the date of the clause;
I b. Adding in paragraph (b) the
definition ‘‘Electronic Subcontracting
Reporting System’’;
I c. Revising paragraph (d)(5);
I
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d. Amending paragraph (d)(9) by
adding ‘‘with further subcontracting
possibilities’’ after ‘‘facility’’);
I e. Revising paragraphs (d)(10)(iii) and
(d)(10)(iv);
I f. Adding paragraphs (d)(10)(v) and
(d)(10)(vi);
I g. Amending paragraph (d)(11)(i) by
removing ‘‘PRO-Net’’ and adding ‘‘CCR’’
in its place;
I h. Revising paragraph (g); and
I i. Redesignating paragraphs (i) and (j)
as paragraphs (k) and (l), adding new
paragraphs (i) and (j), and revising the
newly designated paragraph (l).
I The revised and added text reads as
follows:
52.219–9
Plan.
in accordance with this clause, or as
provided in agency regulations;
(iv) Ensure that its subcontractors with
subcontracting plans agree to submit the ISR
and/or the SSR using eSRS;
(v) Provide its prime contract number, its
DUNS number, and the e-mail address of the
Government or Contractor official
responsible for acknowledging or rejecting
the reports, to all first-tier subcontractors
with subcontracting plans so they can enter
this information into the eSRS when
submitting their reports; and
(vi) Require that each subcontractor with a
subcontracting plan provide the prime
contract number, its own DUNS number, and
the e-mail address of the Government or
Contractor official responsible for
acknowledging or rejecting the reports, to its
subcontractors with subcontracting plans.
*
I
*
*
Small Business Subcontracting
*
*
*
SMALL BUSINESS SUBCONTRACTING
PLAN (APR 2008)
*
*
*
*
*
(b) * * *
Electronic Subcontracting Reporting
System (eSRS) means the Governmentwide,
electronic, web-based system for small
business subcontracting program reporting.
The eSRS is located at https://www.esrs.gov.
*
*
*
*
*
(d) * * *
(5) A description of the method used to
identify potential sources for solicitation
purposes (e.g., existing company source lists,
the Central Contractor Registration database
(CCR), veterans service organizations, the
National Minority Purchasing Council
Vendor Information Service, the Research
and Information Division of the Minority
Business Development Agency in the
Department of Commerce, or small,
HUBZone, small disadvantaged, and womenowned small business trade associations). A
firm may rely on the information contained
in CCR as an accurate representation of a
concern’s size and ownership characteristics
for the purposes of maintaining a small,
veteran-owned small, service-disabled
veteran-owned small, HUBZone small, small
disadvantaged, and women-owned small
business source list. Use of CCR as its source
list does not relieve a firm of its
responsibilities (e.g., outreach, assistance,
counseling, or publicizing subcontracting
opportunities) in this clause.
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*
*
*
*
*
(10) * * *
(iii) Submit the Individual Subcontract
Report (ISR) and/or the Summary
Subcontract Report (SSR), in accordance with
paragraph (l) of this clause using the
Electronic Subcontracting Reporting System
(eSRS) at https://www.esrs.gov. The reports
shall provide information on subcontract
awards to small business concerns, veteranowned small business concerns, servicedisabled veteran-owned small business
concerns, HUBZone small business concerns,
small disadvantaged business concerns,
women-owned small business concerns, and
Historically Black Colleges and Universities
and Minority Institutions. Reporting shall be
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*
*
*
*
(g) A commercial plan is the preferred type
of subcontracting plan for contractors
furnishing commercial items. The
commercial plan shall relate to the offeror’s
planned subcontracting generally, for both
commercial and Government business, rather
than solely to the Government contract. Once
the Contractor’s commercial plan has been
approved, the Government will not require
another subcontracting plan from the same
Contractor while the plan remains in effect,
as long as the product or service being
provided by the Contractor continues to meet
the definition of a commercial item. A
Contractor with a commercial plan shall
comply with the reporting requirements
stated in paragraph (d)(10) of this clause by
submitting one SSR in eSRS for all contracts
covered by its commercial plan. This report
shall be acknowledged or rejected in eSRS by
the Contracting Officer who approved the
plan. This report shall be submitted within
30 days after the end of the Government’s
fiscal year.
*
*
*
*
*
(i) A contract may have no more than one
plan. When a modification meets the criteria
in 19.702 for a plan, or an option is
exercised, the goals associated with the
modification or option shall be added to
those in the existing subcontract plan.
(j) Subcontracting plans are not required
from subcontractors when the prime contract
contains the clause at 52.212–5, Contract
Terms and Conditions Required to
Implement Statutes or Executive Orders—
Commercial Items, or when the subcontractor
provides a commercial item subject to the
clause at 52.244–6, Subcontracts for
Commercial Items, under a prime contract.
*
*
*
*
*
(l) The Contractor shall submit ISRs and
SSRs using the web-based eSRS at https://
www.esrs.gov. Purchases from a corporation,
company, or subdivision that is an affiliate of
the prime Contractor or subcontractor are not
included in these reports. Subcontract award
data reported by prime Contractors and
subcontractors shall be limited to awards
made to their immediate next-tier
subcontractors. Credit cannot be taken for
awards made to lower tier subcontractors,
unless the Contractor or subcontractor has
been designated to receive a small business
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or small disadvantaged business credit from
an ANC or Indian tribe.
(1) ISR. This report is not required for
commercial plans. The report is required for
each contract containing an individual
subcontract plan and shall be submitted to
the Administrative Contracting Officer (ACO)
or Contracting Officer, if no ACO is assigned.
(i) The report shall be submitted semiannually during contract performance for the
periods ending March 31 and September 30.
A report is also required for each contract
within 30 days of contract completion.
Reports are due 30 days after the close of
each reporting period, unless otherwise
directed by the Contracting Officer. Reports
are required when due, regardless of whether
there has been any subcontracting activity
since the inception of the contract or the
previous reporting period.
(ii) When a subcontracting plan contains
separate goals for the basic contract and each
option, as prescribed by FAR 19.704(c), the
dollar goal inserted on this report shall be the
sum of the base period through the current
option; for example, for a report submitted
after the second option is exercised, the
dollar goal would be the sum of the goals for
the basic contract, the first option, and the
second option.
(iii) The authority to acknowledge receipt
or reject the ISR resides—
(A) In the case of the prime Contractor,
with the Contracting Officer; and
(B) In the case of a subcontract with a
subcontracting plan, with the entity that
awarded the subcontract.
(2) SSR.
(i) Reports submitted under individual
contract plans—
(A) This report encompasses all
subcontracting under prime contracts and
subcontracts with the awarding agency,
regardless of the dollar value of the
subcontracts.
(B) The report may be submitted on a
corporate, company or subdivision (e.g. plant
or division operating as a separate profit
center) basis, unless otherwise directed by
the agency.
(C) If a prime Contractor and/or
subcontractor is performing work for more
than one executive agency, a separate report
shall be submitted to each executive agency
covering only that agency’s contracts,
provided at least one of that agency’s
contracts is over $550,000 (over $1,000,000
for construction of a public facility) and
contains a subcontracting plan. For DoD, a
consolidated report shall be submitted for all
contracts awarded by military departments/
agencies and/or subcontracts awarded by
DoD prime Contractors. However, for
construction and related maintenance and
repair, a separate report shall be submitted
for each DoD component.
(D) For DoD and NASA, the report shall be
submitted semi-annually for the six months
ending March 31 and the twelve months
ending September 30. For civilian agencies,
except NASA, it shall be submitted annually
for the twelve month period ending
September 30. Reports are due 30 days after
the close of each reporting period.
(E) Subcontract awards that are related to
work for more than one executive agency
shall be appropriately allocated.
E:\FR\FM\22APR3.SGM
22APR3
Federal Register / Vol. 73, No. 78 / Tuesday, April 22, 2008 / Rules and Regulations
(F) The authority to acknowledge or reject
SSRs in eSRS, including SSRs submitted by
subcontractors with subcontracting plans,
resides with the Government agency
awarding the prime contracts.
(ii) Reports submitted under a commercial
plan—
(A) The report shall include all subcontract
awards under the commercial plan in effect
during the Government’s fiscal year.
(B) The report shall be submitted annually,
within thirty days after the end of the
Government’s fiscal year.
(C) If a Contractor has a commercial plan
and is performing work for more than one
executive agency, the Contractor shall specify
the percentage of dollars attributable to each
agency from which contracts for commercial
items were received.
(D) The authority to acknowledge or reject
SSRs for commercial plans resides with the
Contracting Officer who approved the
commercial plan.
(iii) All reports submitted at the close of
each fiscal year (both individual and
commercial plans) shall include a Year-End
Supplementary Report for Small
Disadvantaged Businesses. The report shall
include subcontract awards, in whole dollars,
to small disadvantaged business concerns by
North American Industry Classification
System (NAICS) Industry Subsector. If the
data are not available when the year-end SSR
is submitted, the prime Contractor and/or
subcontractor shall submit the Year-End
Supplementary Report for Small
Disadvantaged Businesses within 90 days of
submitting the year-end SSR. For a
commercial plan, the Contractor may obtain
from each of its subcontractors a
predominant NAICS Industry Subsector and
report all awards to that subcontractor under
its predominant NAICS Industry Subsector.
(End of clause)
12. Amend section 52.219–25 by—
a. Revising the date of the clause; and
b. Revising paragraphs (a) last
sentence and (b);
I The revised and added text reads as
follows:
I
I
I
52.219–25 Small Disadvantaged Business
Participation Program—Disadvantaged
Status and Reporting.
mstockstill on PROD1PC66 with RULES3
*
*
*
*
*
SMALL DISADVANTAGED BUSINESS
PARTICIPATION PROGRAM—
DISADVANTAGED STATUS AND
REPORTING (APR 2008)
(a) * * * The Contractor shall confirm that
a joint venture partner, team member, or
subcontractor representing itself as a small
disadvantaged business concern is a small
disadvantaged business concern certified by
the Small Business Administration by using
the Central Contractor Registration database
or by contacting the SBA’s Office of Small
Disadvantaged Business Certification and
Eligibility.
(b) Reporting requirement. If this contract
contains SDB participation targets, the
Contractor shall report on the participation of
SDB concerns at contract completion, or as
otherwise provided in this contract.
Reporting may be on Optional Form 312,
VerDate Aug<31>2005
16:41 Apr 21, 2008
Jkt 214001
Small Disadvantaged Business Participation
Report, in the Contractor’s own format
providing the same information, or
accomplished through using the Electronic
Subcontracting Reporting System’s Small
Disadvantaged Business Participation Report.
This report is required for each contract
containing SDB participation targets. If this
contract contains an individual Small
Business Subcontracting Plan, reports shall
be submitted with the final Individual
Subcontract Report at the completion of the
contract.
(End of clause)
PART 53—FORMS
13. Revise section 53.219 to read as
follows.
I
53.219
Small business programs.
The following form may be used in
reporting small disadvantaged business
contracting data: OF 312 (10/00), Small
Disadvantaged Business Participation
Report. (See Subpart 19.12.)
53.301–294 and 53.301–295
[Removed]
14. Remove sections 53.301–294 and
53.301–295.
I
[FR Doc. E8–8449 Filed 4–21–08; 8:45 am]
BILLING CODE 6820–EP–S
DEPARTMENT OF DEFENSE
GENERAL SERVICES
ADMINISTRATION
NATIONAL AERONAUTICS AND
SPACE ADMINISTRATION
48 CFR Parts 2, 11, 18, 52 and 53
[FAC 2005–25; FAR Case 2006–033; Item
III; Docket 2008–0001; Sequence 7]
RIN 9000–AK93
Federal Acquisition Regulation; FAR
Case 2006–033, Revisions to the
Defense Priorities and Allocations
System (DPAS)
AGENCIES: Department of Defense (DoD),
General Services Administration (GSA),
and National Aeronautics and Space
Administration (NASA).
ACTION: Final rule.
SUMMARY: The Civilian Agency
Acquisition Council and the Defense
Acquisition Regulations Council
(Councils) have agreed on a final rule
amending the Federal Acquisition
Regulation (FAR) to reflect the
President’s delegation of the Defense
Production Act’s priorities and
allocations authorities in Executive
Order 12919, and to reflect the current
provisions of the Defense Priorities and
Allocations System (DPAS) regulations
PO 00000
Frm 00013
Fmt 4701
Sfmt 4700
21783
of the Department of Commerce
outlined in 15 CFR Part 700.
DATES: Effective Date: April 22, 2008.
FOR FURTHER INFORMATION CONTACT: Ms.
Cecelia L. Davis, Procurement Analyst,
at (202) 219–0202 for clarification of
content. For information pertaining to
status or publication schedules, contact
the FAR Secretariat at (202) 501–4755.
Please cite FAC 2005–25, FAR case
2006–033.
SUPPLEMENTARY INFORMATION:
A. Background
Under Title I of the Defense
Production Act (50 U.S.C. App. 2061, et
seq.), the President is authorized to
require preferential acceptance and
performance of contracts or orders
supporting certain approved national
defense and energy programs, and to
allocate materials, services, and
facilities in such a manner to promote
these approved programs. Additional
priorities authority is found in section
18 of the Selective Service Act of 1948
(50 U.S.C. App. 468), 10 U.S.C. 2538,
and 50 U.S.C. 82.
The President delegated the priorities
and allocations authorities of the
Defense Production Act in E.O. 12919,
as amended. The President has
delegated the authority to approve a
program for priorities and allocations
support to the Secretaries of Defense,
Energy, and Homeland Security. As part
of that delegation, the President
designated the Secretary of Commerce
to administer the Defense Priorities and
Allocations System (DPAS). The
Defense Production Act authority has
also been extended to support
emergency preparedness activities
under Title VI of the Robert T. Stafford
Disaster Relief and Emergency
Assistance Act, as amended (42 U.S.C.
5195, et seq.), and critical infrastructure
protection and restoration.
The FAR is revised as follows:
• Subpart 2.101 revised the definition
of ‘‘national defense’’ to include a
reference to the DPAS definition, which
includes critical infrastructure
protection and restoration.
• Subpart 11.6, Priorities and
Allocations, is revised to reflect the
President’s delegation of the Defense
Production Act’s priorities and
allocations authorities in Executive
Order 12919, and the current provisions
of the DPAS regulations of the
Department of Commerce (see 15 CFR
Part 700).
• Parts 18 and 52 are revised to
include the emergency acquisition text.
• Subpart 53.3 is revised to add
changes to Standard Form 26 and 1447.
The Councils are publishing this rule
as a final rule without comment under
E:\FR\FM\22APR3.SGM
22APR3
Agencies
[Federal Register Volume 73, Number 78 (Tuesday, April 22, 2008)]
[Rules and Regulations]
[Pages 21779-21783]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-8449]
-----------------------------------------------------------------------
DEPARTMENT OF DEFENSE
GENERAL SERVICES ADMINISTRATION
NATIONAL AERONAUTICS AND SPACE ADMINISTRATION
48 CFR Parts 1, 4, 19, 52, and 53
[FAC 2005-25; FAR Case 2005-040; Item II; Docket 2008-0001, Sequence
01]
RIN 9000-AK95
Federal Acquisition Regulation; FAR Case 2005-040, Electronic
Subcontracting Reporting System (eSRS)
AGENCIES: Department of Defense (DoD), General Services Administration
(GSA), and National Aeronautics and Space Administration (NASA).
ACTION: Interim rule with request for comments.
-----------------------------------------------------------------------
SUMMARY: The Civilian Agency Acquisition Council and the Defense
Acquisition Regulations Council (Councils) have agreed on an interim
rule amending the Federal Acquisition Regulation (FAR) to require that
small business subcontract reports be submitted using the Electronic
Subcontracting Reporting System (eSRS), rather than Standard Form (SF)
294 - Subcontract Report for Individual Contracts and Standard Form 295
- Summary Subcontract Report.
DATES: Effective Date: April 22, 2008.
Comment Date: Interested parties should submit written comments to
the FAR Secretariat on or before June 23, 2008 to be considered in the
formulation of a final rule.
ADDRESSES: Submit comments identified by FAC 2005-25, FAR case 2005-
040, by any of the following methods:
Regulations.gov: https://www.regulations.gov.Submit
comments via the Federal eRulemaking portal by inputting ``FAR Case
2005-040'' under the heading ``Comment or Submission''. Select the link
``Send a Comment or Submission'' that corresponds with FAR Case 2005-
040. Follow the instructions provided to complete the ``Public Comment
and Submission Form''. Please include your name, company name (if any),
and ``FAR Case 2005-040'' on your attached document.
Fax: 202-501-4067.
Mail: General Services Administration, Regulatory
Secretariat (VPR), 1800 F Street, NW, Room 4035, ATTN: Diedra Wingate,
Washington, DC 20405.
Instructions: Please submit comments only and cite FAC 2005-25, FAR
case 2005-040, in all correspondence related to this case. All comments
received will be posted without change to https://www.regulations.gov,
including any personal and/or business confidential information
provided.
FOR FURTHER INFORMATION CONTACT: Ms. Rhonda Cundiff, Procurement
Analyst, at (202) 501-0044 for clarification of content. Please cite
FAC 2005-25, FAR case 2005-040. For information pertaining to status or
publication schedules, contact the FAR Secretariat at (202) 501-4755.
SUPPLEMENTARY INFORMATION:
A. Background
This interim rule amends the Federal Acquisition Regulation to
require that small business subcontract reports be submitted using the
Electronic Subcontracting Reporting System (eSRS), rather than Standard
Form 294 - Subcontract Report for Individual Contracts and Standard
Form 295 - Summary Subcontract Report. The eSRS is a web-based system
managed by the Integrated Acquisition Environment. The eSRS is intended
to streamline the small business subcontracting program reporting
process and provide the data to agencies in a manner that will enable
them to more effectively manage the program.
This rule implements in the FAR the use of eSRS to fulfill small
business subcontracting reporting requirements. It further amends FAR
19.7 and related clauses to clarify existing small business
subcontracting program requirements. The interim rule:
1. Implements the use of eSRS by--
Deleting references to Standard Forms 294 and 295 from
Parts 1, 19, 52, and 53 and, where appropriate, replacing them with
eSRS.
Incorporating general instructions from Standard Forms 294
and 295 into the clause at FAR 52.219-9. The language in FAR 52.219-9
differs from the SF 295 general instruction for submitting summary
subcontract reports on contracts awarded by the National Aeronautics
and Space Administration (NASA) in that the clause requires that the
reports be submitted semiannually, rather than annually. This change
reflects what NASA currently requires under its own regulations and
does not impose a new burden on contractors.
Adding a requirement that a contractor provide its prime
contract number and DUNS number to its subcontractors with
subcontracting plans and require that each of its subcontractors with a
subcontracting plan provide the prime contract number and its own DUNS
number to its subcontractors with subcontracting plans. This is
necessary in order for the Government to have insight into all of the
subcontracting done under a prime contract. Access to this information
will enable the Government to more effectively manage the small
business subcontracting program.
Identifying what individuals/entities are responsible for
acknowledging that a report has been received or rejecting the report
if it has not been adequately completed.
Revising FAR 52.219-9 to reflect use of the Year-End
Supplementary Report for Small Disadvantaged Businesses in eSRS to
provide the information, already required by the clause, on subcontract
awards to Small Disadvantaged Businesses. Currently, the clause
requires that the information be submitted along with the year-end
Summary Subcontract Report. The interim rule provides for a 90-day
extension beyond the date when the year-end Summary Subcontract Report
is submitted.
Revising FAR 52.219-25 to allow the report currently
required by that clause to be submitted using the Small Disadvantaged
Business Participation Report in eSRS, or continuing to use either the
Optional Form 312 or the contractor's format.
2. Makes revisions to clarify that--
A contractor should have only one commercial plan in place
at a time.
A contract may have only one subcontracting plan. When a
modification is issued that would require a subcontracting plan, if the
contract already has a subcontracting plan, that plan should be revised
to incorporate the goals associated with the modification. A separate
[[Page 21780]]
subcontracting plan should not be submitted.
The goals in a subcontracting plan should be updated when
options are exercised.
Subcontracting plans are not required for subcontractors
when the prime contract contains the clause at FAR 52.212-5 or the
subcontractor provides a commercial item subject to the clause at FAR
52.244-6.
3. Makes these editorial changes--
Replaces references to PRO-Net with Central Contractor
Registration (CCR) since PRO-Net is an obsolete system and the former
PRO-Net functionality being referenced is incorporated in CCR.
Replaces the acronym ``ISR'' in Subpart 4.4 with
Industrial Security Regulation so that ``ISR'' will only be used in the
FAR to mean Individual Subcontract Report.
The Councils request specific comment on what period the year-end
Summary Subcontract Report should cover. The interim rule retains the
current FAR requirement (reflected in SF 295) that the report cover
subcontracting done during the Government's fiscal year. However, the
eSRS, which is currently being used by some agencies, indicates that
the year-end Summary Subcontract Report for a commercial subcontracting
plan should reflect subcontracting performed during the contractor's
fiscal year. Therefore, some contractors who are using eSRS and have
commercial plans may be reporting subcontracts awarded during their own
fiscal year, whereas other contractors are reporting subcontracts
awarded during the Government's fiscal year. The Councils request
comment on what period the year-end Summary Subcontract Report should
cover, the Government's fiscal year or the contractor's fiscal year,
with a rationale for the period recommended. In addition, the councils
may consider adding further coverage in the FAR to mirror the
instructions that are currently in SFs 294 and 295.
This is not a significant regulatory action and, therefore, was not
subject to review under Section 6(b) of Executive Order 12866,
Regulatory Planning and Review, dated September 30, 1993. This rule is
not a major rule under 5 U.S.C. 804.
B. Regulatory Flexibility Act
The interim rule is not expected to have a significant economic
impact on a substantial number of small entities within the meaning of
the Regulatory Flexibility Act, 5 U.S.C. 601, et seq., because it
concerns reporting requirements that only apply to other than small
businesses.
Therefore, an Initial Regulatory Flexibility Analysis has not been
performed. The Councils will consider comments from small entities
concerning the affected FAR Parts 1, 4, 19, 52, and 53 in accordance
with 5 U.S.C. 610. Interested parties must submit such comments
separately and should cite 5 U.S.C 601, et seq. (FAC 2005-25, FAR case
2005-040), in correspondence.
C. Paperwork Reduction Act
The Paperwork Reduction Act (Pub. L. 104-13) applies because the
interim rule contains information collection requirements. The
information collection requirement subsumes the approved information
collection for semi-annual summary subcontract reports on contracts
awarded by NASA. Accordingly, the FAR Secretariat will forward a
request for approval of the revised information collection requirement
concerning OMB Control No. 9000-0006, Subcontracting Plans/
Subcontracting Reporting for Individual Contracts, and OMB Control
Number 9000-0007, Summary Subcontract Report, to the Office of
Management and Budget under 44 U.S.C. 3501, et seq. Public comments
concerning this request will be invited through this notice.
Annual Reporting Burden:
The annual reporting burden for OMB No. 9000-0006 is estimated as
follows:
Respondents: 103,908
Responses per respondent: 3
Total annual responses: 311,724
Preparation hours per response: 11.90
Total response burden hours: 3,709,515; and
The annual reporting burden for OMB No. 9000-0007 is estimated as
follows:
Respondents: 103,908
Responses per respondent: 1
Total annual responses: 103,908
Preparation hours per response: 12.4
Total response burden hours: 1,288,459.
D. Request for Comments Regarding Paperwork Burden
Submit comments, including suggestions for reducing this burden,
not later than June 23, 2008 to: FAR Desk Officer, OMB, Room 10102,
NEOB, Washington, DC 20503, and a copy to the General Services
Administration, FAR Secretariat (VPR), 1800 F Street, NW, Room 4035,
Washington, DC 20405.
Public comments are particularly invited on: whether this
collection of information is necessary for the proper performance of
functions of the FAR, and will have practical utility; whether our
estimate of the public burden of this collection of information is
accurate, and based on valid assumptions and methodology; ways to
enhance the quality, utility, and clarity of the information to be
collected; and ways in which we can minimize the burden of the
collection of information on those who are to respond, through the use
of appropriate technological collection techniques or other forms of
information technology.
Requester may obtain a copy of the justification from the General
Services Administration, FAR Secretariat (VPR), Room 4035, Washington,
DC 20405, telephone (202) 501-4755. Please cite OMB Control No. 9000-
0006, Subcontracting Plans/Subcontracting Reporting for Individual
Contracts, and/or OMB Control Number 9000-0007, Summary Subcontract
Report, in all correspondence.
E. Determination to Issue an Interim Rule
A determination has been made under the authority of the Secretary
of Defense (DoD), the Administrator of General Services (GSA), and the
Administrator of the National Aeronautics and Space Administration
(NASA) that urgent and compelling reasons exist to promulgate this
interim rule without prior opportunity for public comment. This action
is necessary because the Electronic Subcontracting Reporting System has
already replaced the SFs 294 and 295 as the mechanism for submitting
small business subcontracting data. This rule updates the FAR to show
the current usage of the eSRS. However, pursuant to Pub. L. 98-577 and
FAR 1.501, the Councils will consider public comments received in
response to this interim rule in the formation of the final rule.
List of Subjects in 48 CFR Parts 1, 4, 19, 52, and 53
Government procurement.
Dated: April 4, 2008.
Al Matera,
Director, Office of Acquisition Policy.
0
Therefore, DoD, GSA, and NASA amend 48 CFR parts 1, 4, 19, 52, and 53
as set forth below:
0
1. The authority citation for 48 CFR parts 1, 4, 19, 52, and 53
continues to read as follows:
Authority: 40 U.S.C. 121(c); 10 U.S.C. chapter 137; and 42
U.S.C. 2473(c).
[[Page 21781]]
PART 1--FEDERAL ACQUISITION REGULATIONS SYSTEM
1.106 [Amended]
0
2. Amend section 1.106 by removing from FAR Segment19.7 OMB Control
Number ``9000-0006'', and adding ``9000-0006 and 9000-0007'' in its
place; removing from FAR Segment 52.219-9 OMB Control Number ``9000-
0006'', and adding ``9000-0006 and 9000-0007'' in its place; and
removing FAR Segments ``SF 294'' with OMB Control Number ``9000-0006'',
and ``SF 295'' with OMB Control Number ``9000-0007''.
PART 4--ADMINISTRATIVE MATTERS
4.402 [Amended]
0
3. Amend section 4.402 in paragraph (b)(2) by removing ``(ISR)''.
4.403 [Amended]
0
4. Amend section 4.403 in paragraph (c)(1) by removing ``ISR'' and
adding ``Industrial Security Regulation'' in its place.
PART 19--SMALL BUSINESS PROGRAMS
0
5. Amend section 19.701 by adding, in alphabetical order, the
definition ``Electronic Subcontracting Reporting System (eSRS)'' to
read as follows:
19.701 Definitions.
* * * * *
``Electronic Subcontracting Reporting System (eSRS)'' means the
Governmentwide, electronic, web-based system for small business
subcontracting program reporting.
* * * * *
0
6. Amend section 19.704 by--
0
a. Revising paragraphs (a)(10)(iii) and (a)(10)(iv);
0
b. Adding paragraphs (a)(10)(v) and (a)(10)(vi);
0
c. Revising paragraphs (d) introductory text and (d)(2);
0
d. Amending paragraph (d)(1) by removing ``; and'' and adding ``;'' in
its place; and
0
e. Adding paragraphs (d)(3) and (d)(4).
0
The revised and added text reads as follows:
19.704 Subcontracting plan requirements.
(a) * * *
(10) * * *
(iii) Submit the Individual Subcontract Report (ISR), and the
Summary Subcontract Report (SSR) using the Electronic Subcontracting
Reporting System (eSRS) (https://www.esrs.gov), following the
instructions in the eSRS;
(iv) Ensure that its subcontractors with subcontracting plans agree
to submit the ISR and/or the SSR using the eSRS;
(v) Provide its prime contract number and its DUNS number and the
e-mail address of the Government or Contractor official responsible for
acknowledging or rejecting the reports, to all first-tier
subcontractors with subcontracting plans so they can enter this
information into the eSRS when submitting their reports; and
(vi) Require that each subcontractor with a subcontracting plan
provide the prime contract number and its own DUNS number, and the e-
mail address of the Government or Contractor official responsible for
acknowledging or rejecting the reports, to its subcontractors with
subcontracting plans.
* * * * *
(d) A commercial plan (as defined in 19.701) is the preferred type
of subcontracting plan for contractors furnishing commercial items.
Once a contractor's commercial plan has been approved, the Government
shall not require another subcontracting plan from the same contractor
while the plan remains in effect, as long as the product or service
being provided by the contractor continues to meet the definition of a
commercial item. The contractor shall--
* * * * *
(2) Submit a new commercial plan, 30 working days before the end of
the Contractor's fiscal year, to the contracting officer responsible
for the uncompleted Government contract with the latest completion
date. The contractor must provide to each contracting officer
responsible for an ongoing contract subject to the plan, the identity
of the contracting officer that will be negotiating the new plan;
(3) When the new commercial plan is approved, provide a copy of the
approved plan to each contracting officer responsible for an ongoing
contract that is subject to the plan; and
(4) Comply with the reporting requirements stated in paragraph
(a)(10) of this section by submitting one SSR in eSRS, for all
contracts covered by its commercial plan. This report will be
acknowledged or rejected in eSRS by the contracting officer who
approved the plan. The report shall be submitted within 30 days after
the end of the Government's fiscal year.
0
7. Amend section 19.705-2 by adding paragraph (e) to read as follows.
19.705-2 Determining the need for a subcontracting plan.
* * * * *
(e) A contract may have no more than one plan. When a modification
meets the criteria in 19.702 for a plan, or an option is exercised, the
goals associated with the modification or option shall be added to
those in the existing subcontract plan.
0
8. Amend section 19.705-6 by adding paragraph (h) to read as follows.
19.705-6 Postaward responsibilities of the contracting officer.
* * * * *
(h) Acknowledging receipt of or rejecting the ISR and the SSR in
the eSRS. Acknowledging receipt does not mean acceptance or approval of
the report. The report shall be rejected if it is not adequately
completed. Failure to meet the goals of the subcontracting plan is not
a valid reason for rejecting the report.
19.705-7 [Amended]
0
9. Amend section 19.705-7 in paragraph (d) last sentence by removing
``a failure to submit Standard Form (SF) 294, Subcontracting Report for
Individual Contracts, or SF 295, Summary Subcontract Report, in
accordance with the instructions on the forms or as provided in agency
regulations;'' and adding ``a failure to submit the ISR, or the SSR,
using the eSRS, or as provided in agency regulations;'' in its place.
PART 52--SOLICITATION PROVISIONS AND CONTRACT CLAUSES
0
10. Amend section 52.212-5 by revising the date of the clause, and
paragraphs (b)(8)(i) and (b)(12) to read as follows:
52.212-5 Contract Terms and Conditions Required to Implement Statutes
or Executive Orders--Commercial Items.
* * * * *
CONTRACT TERMS AND CONDITIONS REQUIRED TO IMPLEMENT STATUTES OR
EXECUTIVE ORDERS--COMMERCIAL ITEMS (APR 2008)
* * * * *
(b) * * *
---- (8)(i) 52.219-9, Small Business Subcontracting Plan (APR
2008) (15 U.S.C. 637(d)(4).
* * * * *
---- (12) 52.219-25, Small Disadvantaged Business Participation
Program--Disadvantaged Status and Reporting (APR 2008) (Pub. L. 103-
355, section 7102, and 10 U.S.C. 2323).
* * * * *
0
11. Amend section 52.219-9 by--
0
a. Revising the date of the clause;
0
b. Adding in paragraph (b) the definition ``Electronic Subcontracting
Reporting System'';
0
c. Revising paragraph (d)(5);
[[Page 21782]]
0
d. Amending paragraph (d)(9) by adding ``with further subcontracting
possibilities'' after ``facility'');
0
e. Revising paragraphs (d)(10)(iii) and (d)(10)(iv);
0
f. Adding paragraphs (d)(10)(v) and (d)(10)(vi);
0
g. Amending paragraph (d)(11)(i) by removing ``PRO-Net'' and adding
``CCR'' in its place;
0
h. Revising paragraph (g); and
0
i. Redesignating paragraphs (i) and (j) as paragraphs (k) and (l),
adding new paragraphs (i) and (j), and revising the newly designated
paragraph (l).
0
The revised and added text reads as follows:
52.219-9 Small Business Subcontracting Plan.
* * * * *
SMALL BUSINESS SUBCONTRACTING PLAN (APR 2008)
* * * * *
(b) * * *
Electronic Subcontracting Reporting System (eSRS) means the
Governmentwide, electronic, web-based system for small business
subcontracting program reporting. The eSRS is located at https://
www.esrs.gov.
* * * * *
(d) * * *
(5) A description of the method used to identify potential
sources for solicitation purposes (e.g., existing company source
lists, the Central Contractor Registration database (CCR), veterans
service organizations, the National Minority Purchasing Council
Vendor Information Service, the Research and Information Division of
the Minority Business Development Agency in the Department of
Commerce, or small, HUBZone, small disadvantaged, and women-owned
small business trade associations). A firm may rely on the
information contained in CCR as an accurate representation of a
concern's size and ownership characteristics for the purposes of
maintaining a small, veteran-owned small, service-disabled veteran-
owned small, HUBZone small, small disadvantaged, and women-owned
small business source list. Use of CCR as its source list does not
relieve a firm of its responsibilities (e.g., outreach, assistance,
counseling, or publicizing subcontracting opportunities) in this
clause.
* * * * *
(10) * * *
(iii) Submit the Individual Subcontract Report (ISR) and/or the
Summary Subcontract Report (SSR), in accordance with paragraph (l)
of this clause using the Electronic Subcontracting Reporting System
(eSRS) at https://www.esrs.gov. The reports shall provide information
on subcontract awards to small business concerns, veteran-owned
small business concerns, service-disabled veteran-owned small
business concerns, HUBZone small business concerns, small
disadvantaged business concerns, women-owned small business
concerns, and Historically Black Colleges and Universities and
Minority Institutions. Reporting shall be in accordance with this
clause, or as provided in agency regulations;
(iv) Ensure that its subcontractors with subcontracting plans
agree to submit the ISR and/or the SSR using eSRS;
(v) Provide its prime contract number, its DUNS number, and the
e-mail address of the Government or Contractor official responsible
for acknowledging or rejecting the reports, to all first-tier
subcontractors with subcontracting plans so they can enter this
information into the eSRS when submitting their reports; and
(vi) Require that each subcontractor with a subcontracting plan
provide the prime contract number, its own DUNS number, and the e-
mail address of the Government or Contractor official responsible
for acknowledging or rejecting the reports, to its subcontractors
with subcontracting plans.
* * * * *
(g) A commercial plan is the preferred type of subcontracting
plan for contractors furnishing commercial items. The commercial
plan shall relate to the offeror's planned subcontracting generally,
for both commercial and Government business, rather than solely to
the Government contract. Once the Contractor's commercial plan has
been approved, the Government will not require another
subcontracting plan from the same Contractor while the plan remains
in effect, as long as the product or service being provided by the
Contractor continues to meet the definition of a commercial item. A
Contractor with a commercial plan shall comply with the reporting
requirements stated in paragraph (d)(10) of this clause by
submitting one SSR in eSRS for all contracts covered by its
commercial plan. This report shall be acknowledged or rejected in
eSRS by the Contracting Officer who approved the plan. This report
shall be submitted within 30 days after the end of the Government's
fiscal year.
* * * * *
(i) A contract may have no more than one plan. When a
modification meets the criteria in 19.702 for a plan, or an option
is exercised, the goals associated with the modification or option
shall be added to those in the existing subcontract plan.
(j) Subcontracting plans are not required from subcontractors
when the prime contract contains the clause at 52.212-5, Contract
Terms and Conditions Required to Implement Statutes or Executive
Orders--Commercial Items, or when the subcontractor provides a
commercial item subject to the clause at 52.244-6, Subcontracts for
Commercial Items, under a prime contract.
* * * * *
(l) The Contractor shall submit ISRs and SSRs using the web-
based eSRS at https://www.esrs.gov. Purchases from a corporation,
company, or subdivision that is an affiliate of the prime Contractor
or subcontractor are not included in these reports. Subcontract
award data reported by prime Contractors and subcontractors shall be
limited to awards made to their immediate next-tier subcontractors.
Credit cannot be taken for awards made to lower tier subcontractors,
unless the Contractor or subcontractor has been designated to
receive a small business or small disadvantaged business credit from
an ANC or Indian tribe.
(1) ISR. This report is not required for commercial plans. The
report is required for each contract containing an individual
subcontract plan and shall be submitted to the Administrative
Contracting Officer (ACO) or Contracting Officer, if no ACO is
assigned.
(i) The report shall be submitted semi-annually during contract
performance for the periods ending March 31 and September 30. A
report is also required for each contract within 30 days of contract
completion. Reports are due 30 days after the close of each
reporting period, unless otherwise directed by the Contracting
Officer. Reports are required when due, regardless of whether there
has been any subcontracting activity since the inception of the
contract or the previous reporting period.
(ii) When a subcontracting plan contains separate goals for the
basic contract and each option, as prescribed by FAR 19.704(c), the
dollar goal inserted on this report shall be the sum of the base
period through the current option; for example, for a report
submitted after the second option is exercised, the dollar goal
would be the sum of the goals for the basic contract, the first
option, and the second option.
(iii) The authority to acknowledge receipt or reject the ISR
resides--
(A) In the case of the prime Contractor, with the Contracting
Officer; and
(B) In the case of a subcontract with a subcontracting plan,
with the entity that awarded the subcontract.
(2) SSR.
(i) Reports submitted under individual contract plans--
(A) This report encompasses all subcontracting under prime
contracts and subcontracts with the awarding agency, regardless of
the dollar value of the subcontracts.
(B) The report may be submitted on a corporate, company or
subdivision (e.g. plant or division operating as a separate profit
center) basis, unless otherwise directed by the agency.
(C) If a prime Contractor and/or subcontractor is performing
work for more than one executive agency, a separate report shall be
submitted to each executive agency covering only that agency's
contracts, provided at least one of that agency's contracts is over
$550,000 (over $1,000,000 for construction of a public facility) and
contains a subcontracting plan. For DoD, a consolidated report shall
be submitted for all contracts awarded by military departments/
agencies and/or subcontracts awarded by DoD prime Contractors.
However, for construction and related maintenance and repair, a
separate report shall be submitted for each DoD component.
(D) For DoD and NASA, the report shall be submitted semi-
annually for the six months ending March 31 and the twelve months
ending September 30. For civilian agencies, except NASA, it shall be
submitted annually for the twelve month period ending September 30.
Reports are due 30 days after the close of each reporting period.
(E) Subcontract awards that are related to work for more than
one executive agency shall be appropriately allocated.
[[Page 21783]]
(F) The authority to acknowledge or reject SSRs in eSRS,
including SSRs submitted by subcontractors with subcontracting
plans, resides with the Government agency awarding the prime
contracts.
(ii) Reports submitted under a commercial plan--
(A) The report shall include all subcontract awards under the
commercial plan in effect during the Government's fiscal year.
(B) The report shall be submitted annually, within thirty days
after the end of the Government's fiscal year.
(C) If a Contractor has a commercial plan and is performing work
for more than one executive agency, the Contractor shall specify the
percentage of dollars attributable to each agency from which
contracts for commercial items were received.
(D) The authority to acknowledge or reject SSRs for commercial
plans resides with the Contracting Officer who approved the
commercial plan.
(iii) All reports submitted at the close of each fiscal year
(both individual and commercial plans) shall include a Year-End
Supplementary Report for Small Disadvantaged Businesses. The report
shall include subcontract awards, in whole dollars, to small
disadvantaged business concerns by North American Industry
Classification System (NAICS) Industry Subsector. If the data are
not available when the year-end SSR is submitted, the prime
Contractor and/or subcontractor shall submit the Year-End
Supplementary Report for Small Disadvantaged Businesses within 90
days of submitting the year-end SSR. For a commercial plan, the
Contractor may obtain from each of its subcontractors a predominant
NAICS Industry Subsector and report all awards to that subcontractor
under its predominant NAICS Industry Subsector.
(End of clause)
0
12. Amend section 52.219-25 by--
0
a. Revising the date of the clause; and
0
b. Revising paragraphs (a) last sentence and (b);
0
The revised and added text reads as follows:
52.219-25 Small Disadvantaged Business Participation Program--
Disadvantaged Status and Reporting.
* * * * *
SMALL DISADVANTAGED BUSINESS PARTICIPATION PROGRAM--
DISADVANTAGED STATUS AND REPORTING (APR 2008)
(a) * * * The Contractor shall confirm that a joint venture
partner, team member, or subcontractor representing itself as a
small disadvantaged business concern is a small disadvantaged
business concern certified by the Small Business Administration by
using the Central Contractor Registration database or by contacting
the SBA's Office of Small Disadvantaged Business Certification and
Eligibility.
(b) Reporting requirement. If this contract contains SDB
participation targets, the Contractor shall report on the
participation of SDB concerns at contract completion, or as
otherwise provided in this contract. Reporting may be on Optional
Form 312, Small Disadvantaged Business Participation Report, in the
Contractor's own format providing the same information, or
accomplished through using the Electronic Subcontracting Reporting
System's Small Disadvantaged Business Participation Report. This
report is required for each contract containing SDB participation
targets. If this contract contains an individual Small Business
Subcontracting Plan, reports shall be submitted with the final
Individual Subcontract Report at the completion of the contract.
(End of clause)
PART 53--FORMS
0
13. Revise section 53.219 to read as follows.
53.219 Small business programs.
The following form may be used in reporting small disadvantaged
business contracting data: OF 312 (10/00), Small Disadvantaged Business
Participation Report. (See Subpart 19.12.)
53.301-294 and 53.301-295 [Removed]
0
14. Remove sections 53.301-294 and 53.301-295.
[FR Doc. E8-8449 Filed 4-21-08; 8:45 am]
BILLING CODE 6820-EP-S