Use of Materials Derived From Cattle in Human Food and Cosmetics, 20785-20794 [08-1142]
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Federal Register / Vol. 73, No. 75 / Thursday, April 17, 2008 / Rules and Regulations
Region of Origin is the Maritimes, in
which case entry summary
documentation must be submitted in
paper as set forth in paragraph (c) of this
section):
(1) Region of Origin. The letter code
representing a softwood lumber
product’s Canadian Region of Origin, as
posted on the Administrative Message
Board in the Automated Commercial
System. (For example, the letter code
‘‘XD’’ designates softwood lumber
products whose Region of Origin is
British Columbia Coast. The letter code
‘‘XE’’ designates softwood lumber
products whose Region of Origin is
British Columbia Interior.)
(2) Export Permit Number—(i) Export
Permit Number issued by Canada at
time of filing entry summary
documentation. The 8-digit Canadianissued Export Permit Number, preceded
by one of the following letter codes:
(A) The letter code assigned to
represent the date of shipment (i.e., ‘‘A’’
represents January, ‘‘B’’ represents
February, ‘‘C’’ represents March, etc.),
except for those softwood lumber
products produced by a company listed
in Annex 10 of the SLA 2006 or whose
Region of Origin is the Maritimes,
Yukon, Northwest Territories or
Nunavut;
(B) The letter code ‘‘X’’, which
designates a company listed in Annex
10 of the SLA 2006; or
(C) The letter code assigned to
represent the Maritimes (code M);
Yukon (code Y); Northwest Territories
(code W); or Nunavut (code N), for
softwood lumber products originating in
these regions.
(ii) No Export Permit Number
required due to softwood lumber
product’s exempt status. Where an
Export Permit Number is not required
because the imported softwood lumber
product is specifically identified as
exempt from SLA 2006 export measures
pursuant to Annex 1A of the Agreement,
notwithstanding the fact that the exempt
goods are classifiable in residual
Harmonized Tariff Schedule of the
United States provisions otherwise
listed as covered by the SLA 2006, the
alpha-numeric code ‘‘P88888888’’ must
be used in the Export Permit Number
data entry field on the CBP Form 7501.
(c) Original Maritime Certificate of
Origin. Where a softwood lumber
product’s Region of Origin is the
Maritimes, the original paper copy of
the Certificate of Origin issued by the
Maritime Lumber Bureau must be
submitted to CBP and the entry
summary documentation for each such
entry must be in paper and not
electronic. The Certificate of Origin
must specifically state that the
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corresponding CBP entries are for
softwood lumber products first
produced in the Maritimes from logs
originating in the Maritimes or State of
Maine.
(d) Recordkeeping. Importers must
retain copies of export permits,
certificates of origin, and any other
substantiating documentation issued by
the Canadian Government pursuant to
the recordkeeping requirements set forth
in part 163 of title 19 to the CFR.
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
PART 113—CUSTOMS BONDS
HHS.
3. The general authority citation for
part 113 continues to read as follows:
I
Authority: 6 U.S.C. 101, et seq.; 19 U.S.C.
66, 1623, 1624.
*
*
§ 113.62
*
*
*
[Amended]
4. In § 113.62, paragraph (k) is
amended by:
I a. Removing the term ‘‘§ 12.140(a)’’
and adding in its place the term
‘‘§ 12.140’’;
I b. Removing the number ‘‘20’’ and
adding in its place the number ‘‘10’’;
and
I c. Removing the word ‘‘Customs’’ and
adding in its place the term ‘‘CBP’’.
I
PART 163—RECORDKEEPING
5. The authority citation for part 163
continues to read as follows:
I
Authority: 5 U.S.C. 301; 19 U.S.C. 66,
1484, 1508, 1509, 1510, 1624.
6. The Appendix to part 163 is
amended by removing the listing for
§ 12.140(c) and adding in its place
§ 12.140(b) and (c) under section IV to
read as follows:
I
Appendix to Part 163—Interim (a)(1)(A)
List
*
*
*
*
*
IV. * * *
§ 12.140(b) and (c) Canadian-issued
Export Permit, Certificate of Origin issued
by Canada’s Maritime Lumber Bureau.
*
*
*
*
*
W. Ralph Basham,
Commissioner, U.S. Customs and Border
Protection.
Approved: April 10, 2008.
Timothy E. Skud,
Deputy Assistant Secretary of the Treasury.
[FR Doc. E8–8095 Filed 4–16–08; 8:45 am]
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Food and Drug Administration
21 CFR Parts 189 and 700
[Docket No. 2004N–0081]
RIN 0910–AF47
Use of Materials Derived From Cattle in
Human Food and Cosmetics
AGENCY:
Food and Drug Administration,
Interim final rule and request
for comments.
ACTION:
SUMMARY: The Food and Drug
Administration (FDA) is amending its
regulations on the use of materials
derived from cattle in human food and
cosmetics. In these regulations, FDA has
designated certain materials from cattle
as ‘‘prohibited cattle materials’’ and has
banned the use of such materials in
human food, including dietary
supplements, and in cosmetics.
Prohibited cattle materials include
specified risk materials (SRMs), the
small intestine of all cattle unless the
distal ileum is removed, material from
nonambulatory disabled cattle, material
from cattle not inspected and passed for
human consumption, or mechanically
separated (MS) (Beef). Specified risk
materials include the brain, skull, eyes,
trigeminal ganglia, spinal cord, vertebral
column (excluding the vertebrae of the
tail, the transverse processes of the
thoracic and lumbar vertebrae, and the
wings of the sacrum), and dorsal root
ganglia of cattle 30 months of age and
older, and the tonsils and distal ileum
of the small intestine of all cattle. FDA
is amending its regulations so that FDA
may designate a country as not subject
to certain bovine spongiform
encephalopathy (BSE)-related
restrictions applicable to FDA regulated
human food and cosmetics. A country
seeking to be so designated must send
a written request to the Director of
FDA’s Center for Food Safety and
Applied Nutrition, including
information about the country’s BSE
case history, risk factors, measures to
prevent the introduction and
transmission of BSE, and any other
relevant information.
DATES: This interim final rule is
effective July 16, 2008. Submit written
or electronic comments on this interim
final rule by July 16, 2008. Submit
comments on information collection
issues under the Paperwork Reduction
Act of 1995 by May 19, 2008 (see the
‘‘Paperwork Reduction Act of 1995’’
section of this document).
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You may submit comments,
identified by Docket No. 2004N–0081
and RIN 0910–AF47, by any of the
following methods:
Electronic Submissions
Submit electronic comments in the
following ways:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Written Submissions
Submit written submissions in the
following ways:
• FAX: 301–827–6870.
• Mail/Hand delivery/Courier [For
paper, disk, or CD–ROM submissions]:
Division of Dockets Management (HFA–
305), Food and Drug Administration,
5630 Fishers Lane, rm. 1061, Rockville,
MD 20852.
To ensure more timely processing of
comments, FDA is no longer accepting
comments submitted to the agency by email. FDA encourages you to continue
to submit electronic comments by using
the Federal eRulemaking Portal, as
described previously in the ADDRESSES
portion of this document under
Electronic Submissions.
Instructions: All submissions received
must include the agency name and
Docket No. and Regulatory Information
Number (RIN) for this rulemaking. All
comments received may be posted
without change to https://
www.regulations.gov, including any
personal information provided. For
additional information on submitting
comments, see section IV of the
SUPPLEMENTARY INFORMATION section of
this document.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Division of Dockets
Management, 5630 Fishers Lane, rm.
1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT:
Rebecca Buckner, Center for Food Safety
and Applied Nutrition (HFS–316), Food
and Drug Administration, 5100 Paint
Branch Pkwy., College Park, MD 20740,
301–436–1486.
SUPPLEMENTARY INFORMATION:
ADDRESSES:
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I. Background
In the Federal Register of July 14,
2004 (69 FR 42256), FDA issued an
interim final rule entitled ‘‘Use of
Materials Derived From Cattle in
Human Food and Cosmetics’’ (‘‘the 2004
IFR’’) to address the potential risk of
BSE in human food and cosmetics. In
the 2004 IFR, FDA designated certain
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materials from cattle as ‘‘prohibited
cattle materials’’ and banned the use of
such materials in human food,
including dietary supplements, and in
cosmetics. These restrictions appear in
§§ 189.5 and 700.27 (21 CFR 189.5 and
21 CFR 700.27) of FDA’s regulations.
The 2004 IFR designated the
following as prohibited cattle materials:
SRMs, the small intestine from all cattle,
material from nonambulatory disabled
cattle, material from cattle not inspected
and passed for human consumption, or
MS (Beef). SRMs include the brain,
skull, eyes, trigeminal ganglia, spinal
cord, vertebral column (excluding the
vertebrae of the tail, the transverse
processes of the thoracic and lumbar
vertebrae, and the wings of the sacrum),
and dorsal root ganglia of cattle 30
months of age and older, and the tonsils
and distal ileum of the small intestine
from all cattle. The Food Safety and
Inspection Service (FSIS) of the United
States Department of Agriculture
(USDA) designated the same list of
materials as SRMs in its interim final
rule entitled ‘‘Prohibition of the Use of
Specified Risk Materials for Human
Food and Requirements for the
Disposition of Non-Ambulatory
Disabled Cattle’’ (69 FR 1862, January
12, 2004).
In the Federal Register of September
7, 2005 (70 FR 53063), FDA amended
the 2004 IFR to permit the use of the
small intestine in human food and
cosmetics provided the distal ileum
portion of the small intestine has been
removed. FDA also clarified that milk
and milk products, hide and hidederived products, and tallow derivatives
are not prohibited cattle materials, and
cited a different method for determining
impurities in tallow. Also in the Federal
Register of September 7, 2005 (70 FR
53043), FSIS published a similar
amendment to its interim final rule,
permitting the use of the small intestine
in human food provided the distal
ileum is removed.
II. Amendments to the Interim Final
Rule’s Provisions on Prohibited Cattle
Materials
In the 2004 IFR, FDA requested
comment on whether materials from
countries believed to be free of BSE
should be exempt from the ‘‘prohibited
cattle materials’’ requirements. FDA
further solicited comment on what
standards it should apply in
determining whether to exempt a
country and how it should determine
whether a country meets such standards
(69 FR 42256 at 42263). FSIS requested
similar comment on the issue of
equivalence in applying its BSE
requirements in an advance notice of
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proposed rulemaking (ANPR) entitled
‘‘Federal Measures to Mitigate BSE
Risks: Considerations for Further
Actions,’’ jointly published by USDA’s
Animal and Plant Health Inspection
Service (APHIS) and FSIS, and FDA on
July 14, 2004 (69 FR 42299–42300).
A. Comments Received
In response to FDA’s solicitation on
this issue, FDA received comments from
representatives of several foreign
countries that export cattle materials or
products derived from such materials
into the United States and from several
trade associations. The comments take
issue with the uniform application of
FDA’s BSE-related measures to all
human food and cosmetics imported
into the United States, without regard to
the BSE risk status of the originating
country. Several comments state that
their countries have a comprehensive
range of control measures in place to
prevent the entry and/or amplification
of the BSE agent. These comments
maintain that countries classified as
BSE-free do not present a BSE risk and
therefore should not be expected to
comply with FDA’s BSE-related
restrictions. These comments further
maintain that U.S. requirements are
forcing establishments and firms in
countries considered to be free of BSE
to carry out costly and unnecessary
measures that are not scientifically
justified so that they can export cattle
materials to the United States.
These comments also state that
providing an exemption from BSErelated restrictions for countries
classified as free of BSE would be
consistent with guidelines established
by the World Organization for Animal
Health (referred to as ‘‘OIE,’’ based on
its previous name, Office International
des Epizooties), an international
standard-setting body with 169 member
countries, that publishes health
standards for international trade in
animal products. These comments state
that the OIE recommends that countries
restrict the importation of cattle material
of potential concern on the basis of the
BSE risk classification of the country or
zone of origin. (See Terrestrial Animal
Health Code, Ref. 1). These comments
also point out that OIE recommends the
removal of SRMs for imports from
countries classified as minimal,
moderate, and high risk for BSE but not
for imports from countries with BSEfree status.1 Further, these comments
1 At the time the comments were submitted, OIE
classified countries for purposes of BSE into one of
five categories: ‘‘free,’’ ‘‘provisionally free,’’
‘‘minimal,’’ ‘‘moderate,’’ and ‘‘high risk.’’ OIE
subsequently revised its categories and now uses
only three categories: ‘‘negligible,’’ ‘‘controlled,’’
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point out that the World Trade
Organization Agreement on the
Application of Sanitary and
Phytosanitary Measures (the SPS
Agreement) requires member countries
to recognize regionalization of diseases
and not put in place measures that are
more trade restrictive than necessary to
achieve public health goals.
Several of the comments also note
that Canada and the European Union
(EU) do not apply all of their BSErelated restrictions to countries
recognized as BSE-free. For example, EU
food and cosmetic regulations exclude
countries that fall within the EU’s
lowest risk range of BSE risk categories
from restrictions on the use of SRMs.
Canada provides a similar exemption
from its BSE-related restrictions for
countries it considers to be free from
BSE.2
One comment suggests that in
considering the BSE risk status of
another country, FDA should refer to
available country assessments already
completed by USDA’s APHIS in
carrying out its BSE-related restrictions
on imports of meat and edible products
from ruminants (codified at 9 CFR
94.18), or otherwise rely on criteria
provided by OIE for determining BSEfree countries. One comment
recommends that if the assessment is
conducted by U.S. authorities, it should
be conducted by a single U.S. agency,
preferably APHIS, given its prior
experience in conducting this type of
assessment.
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B. USDA Amendment
USDA’s FSIS received similar
comments in response to its interim
final rule published on January 12,
2004, and the ANPR published July 14,
2004, regarding the application of its
BSE-related restrictions for imported
products without taking into account a
country’s BSE risk status. Based in part
on these comments, FSIS, in its
affirmation of interim final rules with
amendments published on July 13, 2007
(72 FR 38699), amended its regulations
to exclude from its definition of SRMs
those materials from cattle that come
from foreign countries that can
demonstrate that their BSE risk status
can reasonably be expected to provide
the same level of protection from
and ‘‘undetermined’’ risk. Countries previously
categorized as ‘‘BSE-free’’ or ‘‘provisionally free’’
are now categorized as having ‘‘negligible’’ BSE
risk.
2 Since these comments were submitted, Canada
has adopted the OIE BSE risk categorization system
of negligible, controlled, and undetermined risk.
The EU is in the process of transitioning from its
geographical BSE risk (GBR) system, which
includes four levels of risk, to the OIE 3-tiered risk
categorization system.
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exposure to the BSE agent as does
prohibiting the use of SRMs in the
United States.
C. Response to Comments
FDA agrees with the views expressed
by the comments and has determined
that it is not necessary for all BSErelated restrictions to apply to human
food and cosmetics regardless of a
country’s BSE status. FDA’s BSE-related
restrictions for human food and
cosmetics are intended to address the
potential presence of BSE in a country’s
cattle population. SRMs are prohibited
because they are the tissues most likely
to harbor infectivity in cattle with BSE.
The small intestine is prohibited unless
the distal ileum portion of the small
intestine, which is considered an SRM,
is effectively removed. Material from
nonambulatory disabled cattle are
prohibited because evidence has
indicated that this segment of the cattle
population is more likely to have BSE
than healthy-appearing cattle and the
typical clinical signs of BSE having to
do with gait and movement cannot be
observed in nonambulatory cattle. MS
(Beef) is included in the definition
because it may contain concentrated
amounts of the following SRMs: spinal
cord, dorsal root ganglia, and vertebral
column. Material from cattle not
inspected and passed is prohibited
because they are at higher risk of
harboring undetected BSE.
As described in the 2004 IFR,
epidemiological evidence indicates that
the BSE epidemic in the United
Kingdom (U.K.) was a result of
consumption of animal feed
contaminated by the BSE agent. The
spread of BSE outside the U.K. has been
attributed to the export of BSEcontaminated feed from the U.K. to
other countries prior to the realization
of the role of feed in transmitting the
disease and the implementation of
restrictions on such trade. However, a
country may not have engaged in trade
in animal feed with the U.K. or other
affected countries, and it may have had
preventive measures in place for a
length of time adequate to make the
chance remote that BSE currently is
present in its national herds.
Such a country may be able to
demonstrate to FDA that its BSE case
history, risk factors, and measures to
prevent the introduction and
transmission of BSE make certain BSErelated restrictions unnecessary. Not
restricting cattle materials inspected and
passed for human consumption from
such a country to be used in human
food and cosmetics is consistent with all
applicable statutory standards. Further,
this approach is consistent with OIE’s
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recommendation that cattle materials
from negligible risk countries not be
restricted.
Material from cattle not inspected and
passed for human consumption will
continue to be prohibited, regardless of
the country of origin. We are retaining
this provision as a universal
requirement because the exception for
designated countries in this amendment
is predicated on application of a
country’s food safety controls, including
inspection of source animals, to human
food or cosmetics made with cattle
materials and imported into the United
States. It is critical to ensuring safety
that, regardless of the country of origin,
source cattle have been evaluated and
determined appropriate for human
consumption. In addition, applying this
requirement universally is consistent
with OIE recommendations, which
recognize the importance that cattle
pass antemortem and post-mortem
inspections even in ‘‘negligible risk’’
countries.
Therefore, FDA is amending its
regulations in §§ 189.5 and 700.27 to
provide that FDA may designate a
country as not subject to the restrictions
applicable to human food and cosmetics
manufactured from, processed with, or
that otherwise contain SRMs, the small
intestine of cattle, material from
nonambulatory disabled cattle, or MS
(Beef). Cattle materials inspected and
passed from a designated country will
not be considered prohibited cattle
materials and their use will not render
a human food or cosmetic adulterated.
The amendment further provides that a
country seeking to be so designated
must send a written request to the
Director of FDA’s Center for Food Safety
and Applied Nutrition, including
information about a country’s BSE case
history, risk factors, measures to prevent
the introduction and transmission of
BSE, and other information relevant to
determining whether SRMs, the small
intestine of cattle (unless the distal
ileum has been removed), material from
nonambulatory disabled cattle, or MS
(Beef) should be considered prohibited
cattle materials.
In its application, the requesting
country will be expected to provide
information to FDA on its BSE case
history, including whether cattle in that
country have tested positive for BSE,
and if so, the circumstances and the
country’s response. In addition, FDA
will review information that addresses
the extent to which the requesting
country has identified and taken into
account relevant risk factors such as the
following:
• Possible presence of BSE in
indigenous and/or imported cattle;
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• Geographic origin of imported
cattle;
• Materials used in the production of
ruminant feed and feed ingredients; and
• Importation of ruminant feed and
feed ingredients.
FDA will consider information
relating to the possible presence of BSE
in indigenous and imported cattle in the
requesting country as well as the
requesting country’s production and
importation of ruminant feed and feed
ingredients. With respect to imported
cattle, relevant information includes the
identification of any countries where
imported cattle were born or raised and
the dates any cattle were imported. With
regard to ruminant feed, FDA will
consider, among other things, how
ruminant feed was produced in the
requesting country, including what
animal origin materials were allowed to
be included. FDA will also consider
whether ruminant feed and feed
ingredients were imported, and if so, the
source countries and dates of import.
In addition to reviewing risk factors
such as those identified previously,
FDA will assess how the requesting
country has addressed and managed any
identified BSE risks through the
implementation of appropriate measures
to prevent the introduction and
transmission of BSE. FDA will consider
how long such preventive measures
have been in place and whether they
have been effectively carried out.
Examples of preventive measures
include the following:
• A prohibition on the use of
ruminant feed that might carry a risk of
transmitting the BSE agent;
• A prohibition on the importation of
cattle and cattle-derived products that
might carry a risk of transmitting the
BSE agent;
• Surveillance systems for BSE in
cattle populations with appropriate
examination of brain or other tissues
collected for surveillance in approved
laboratories;
• Mandatory notification and
examination of all cattle showing signs
consistent with BSE; and
• Protocols or other written
procedures for investigating potential
cases of BSE, including ability to trace
former herdmates of BSE-positive
animals.
As part of its evaluation of feed
restrictions, FDA will consider factors
including whether appropriate feed
restrictions are in place and the
adequacy of enforcement of those
restrictions (e.g., the frequency of
facility inspections and level of
compliance). FDA also will consider a
requesting country’s import controls for
cattle material. Such consideration will
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include whether the country effectively
monitors and controls potential
pathways of SRMs and other potentially
infective materials into its country from
other countries for whom such controls
are necessary.
In addition, FDA will consider the
requesting country’s surveillance and
monitoring efforts with respect to BSE.
For example, FDA will evaluate the
level at which the country performs
surveillance and monitoring, whether
tissue samples are collected and
examined at approved laboratories, and
whether recognized diagnostic
procedures and methods are used, such
as those procedures and methods
provided in the OIE Manual of
Diagnostic Tests and Vaccines for
Terrestrial Animals (Ref. 2).
FDA also will consider whether the
country has an ongoing program for
notification and investigation of all
cattle showing signs consistent with
BSE. In evaluating such a program, FDA
will consider, among other factors,
whether notification and investigation
are mandated, whether veterinarians,
producers, and others involved in cattle
production have been provided
sufficient information about BSE, such
as through an awareness program, and
whether there are additional measures
in place to stimulate reporting of
suspect cattle, such as compensation or
penalties.
FDA also will consider a country’s
written procedures for investigating
potential cases of BSE. Such a
consideration will include whether the
country has written procedures for the
investigation of suspect animals and
whether the country has the
investigative capability to followup
positive findings by tracing former
herdmates of animals determined to be
BSE positive. Finally, FDA also will
consider any other information relevant
to determining whether the country
should be designated under §§ 189.5(e)
and 700.27(e).
FDA and the USDA agencies, APHIS
and FSIS, have different regulatory
responsibilities with respect to
preventing BSE and ensuring food
safety. Further, it is not necessary or
practical for one of the three agencies to
conduct every evaluation of a country’s
BSE status, regardless of the purpose of
the evaluation. FDA will, however,
consult with APHIS and FSIS as part of
its evaluation process. Further, FDA
will take into consideration available
risk assessments of other competent
authorities in conducting its evaluation.
Though it is not required, a previous
BSE evaluation by USDA, OIE, or by
another country or another competent
authority, will be helpful to FDA in its
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review and may decrease the time
needed for FDA to make a
determination.
Upon completion of its review, FDA
will provide written notification of its
decision to the applicant country,
including the basis for the decision.
FDA may impose conditions in granting
a request for designation. Further, any
designation granted under § 189.5 or
§ 700.27 will be subject to future review
by FDA to ensure that the designation
remains appropriate. As part of this
process, FDA may ask designated
countries to confirm that their BSE
situation and the information submitted
by them in support of their original
application remain unchanged. Further,
FDA may revoke a country’s designation
if FDA determines that it is no longer
appropriate.
FDA will provide further information
on its evaluation process, the scope of
the review, and the types of supporting
information that it would find helpful in
reviewing a country’s submission at the
time of the request.
III. Summary of Amendments to the
Interim Final Rule
FDA is amending its regulations in
§§ 189.5(a) and 700.27(a) by revising the
definition of ‘‘prohibited cattle
materials’’ to exclude cattle materials
inspected and passed for human
consumption from a country designated
by FDA under § 189.5(e) or § 700.27(e).
New §§ 189.5(e) and 700.27(e) provide
that a country seeking such a
designation must send a written request
to the Director, Office of the Center
Director, Center for Food Safety and
Applied Nutrition, Food and Drug
Administration, 5100 Paint Branch
Pkwy., College Park, MD 20740–3835.
Further, the request shall include
information about a country’s BSE case
history, risk factors, measures to prevent
the introduction and transmission of
BSE, and other information relevant to
determining whether SRMs, the small
intestine of cattle (unless the distal
ileum has been removed), material from
nonambulatory disabled cattle, or MS
(Beef) should be considered prohibited
cattle materials. The new sections
further provide that FDA shall respond
in writing to any such request and that
FDA may revoke a country’s designation
if FDA determines that it is no longer
appropriate.
IV. Effective Date and Opportunity for
Public Comment
In the 2004 IFR, FDA solicited
comment on whether materials from
countries believed to be free from BSE
should be exempt from the ‘‘prohibited
cattle materials’’ requirements. FDA
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addresses the comments it received in
this document. This amendment is
effective on July 16, 2008. FDA invites
public comment on the current
amendment to the interim final rule;
submit written or electronic comments
on the interim final rule by July 16,
2008. The agency will consider
modifications to the current amendment
to the interim final rule based on
comments made during the comment
period. Interested persons may submit
to the Division of Dockets Management
(see ADDRESSES) written or electronic
comments regarding this document.
Submit a single copy of electronic
comments or two paper copies of any
mailed comments, except that
individuals may submit one paper copy.
Comments are to be identified with the
docket number found in brackets in the
heading of this document. Received
comments may be seen in the Division
of Dockets Management between 9 a.m.
and 4 p.m., Monday through Friday.
Please note that on January 15, 2008,
the FDA Division of Dockets
Management Web site transitioned to
the Federal Dockets Management
System (FDMS). FDMS is a
Government-wide, electronic docket
management system. Electronic
comments or submissions will be
accepted by FDA through FDMS only.
FDA will address other comments
received in response to the 2004 IFR
and comments received in response to
this document in further rulemaking.
V. Executive Order 12866 and
Regulatory Flexibility Act
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A. Interim Final Regulatory Impact
Analysis
FDA has examined the economic
impacts of the interim final rule under
Executive Order 12866. Executive Order
12866 directs agencies to assess all costs
and benefits of available regulatory
alternatives and, when regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety,
and other advantages; distributive
impacts; and equity). Executive Order
12866 classifies a rule as significant if
it meets any one of a number of
specified conditions, including having
an annual effect on the economy in a
material way, adversely affecting
competition, or adversely affecting jobs.
A regulation is also considered a
significant regulatory action if it raises
novel legal or policy issues. FDA has
determined that this interim final rule is
not a significant regulatory action as
defined by Executive Order 12866.
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1. Need for Regulation
FDA agrees with FSIS and the
international community that cattle
materials imported from countries that
can demonstrate that their BSE case
history and their having in place
effective measures to prevent the
introduction and transmission of BSE
may be such that they should not be
subject to the same BSE-related
restrictions applied to cattle materials
imported into the United States from
other countries. Restricting the
importation of potentially infective
materials on the basis of the BSE risk of
the region of origin is more efficient
than an approach that does not consider
a country’s circumstances regarding
BSE.
As comments on the 2004 IFR have
noted, the World Trade Organization
Agreement on the Application of
Sanitary and Phytosanitary Measures
(the SPS Agreement) requires member
countries to recognize regionalization of
diseases and not put in place measures
that are more trade restrictive than
necessary to achieve public health goals.
Thus, the uniform application by FDA
of BSE-related restrictions to all imports
of food and cosmetic products into the
United States without taking into
account a country’s BSE case history,
risk factors, measures to prevent the
introduction and transmission of BSE,
and other relevant information means
that other countries must implement
costly and unnecessary measures that
may not be scientifically justified.
Providing this exception from certain
requirements relating to human food
and cosmetics for designated countries
is more efficient in the sense that it
achieves essentially the same protection
of public health with fewer restrictions
on the market for cattle-derived
materials.
2. Interim Final Rule Coverage
Foreign countries need to make
formal application to FDA in order to be
considered for this exception from the
provision on prohibited cattle materials
in §§ 189.5 and 700.27. FDA will make
a determination as to a country’s request
based on an evaluation that is carried
out in consultation with the USDA’s
APHIS and FSIS. FDA will take into
consideration relevant technical
information provided by the requesting
country with respect to its BSE case
history, including whether cattle in that
country have tested positive for BSE,
and if so, the circumstance and the
country’s response. In addition, FDA
will review information that addresses
the extent to which the requesting
country has identified and taken into
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account relevant risk factors such as the
following:
• The possible presence of BSE in
indigenous and/or imported cattle;
• Geographic origin of imported
cattle;
• Materials used in the production of
ruminant feed and feed ingredients; and
• Importation of ruminant feed and
feed ingredients.
FDA will also assess how the requesting
country has addressed and managed any
identified BSE risks through the
implementation of appropriate measures
to prevent the introduction and
transmission of BSE, such as the
following:
• A prohibition on the use of
ruminant feed that might carry a risk of
transmitting the BSE agent;
• A prohibition on the importation of
cattle and cattle-derived products that
might carry a risk of transmitting the
BSE agent;
• Surveillance systems for BSE in
cattle populations with appropriate
examination of brain or other tissues
collected for surveillance in approved
laboratories;
• Mandatory notification and
examination of all cattle showing signs
consistent with BSE; and
• Protocol or other written
procedures for investigating potential
cases of BSE, including ability to trace
former herdmates of BSE-positive
animals.
Number of Countries Affected
We do not know how many countries
will take advantage of the option to
petition FDA for a designation under
§§ 189.5(e) and 700.27(e). According to
information from the OIE, countries that
are officially recognized as having a
‘‘negligible BSE risk’’ in accordance
with the requirements of the OIE
Terrestrial Animal Health Code (16th
edition 2007) include the following:
Australia, Argentina, New Zealand,
Singapore, and Uruguay. Two countries,
Iceland and Paraguay, are recognized as
‘‘provisionally free’’3 from BSE. For
these two categories of countries, OIE
does not recommend the removal of
SRMs (Ref. 4).
Table 1 presents data from the U.S.
International Trade Commission (Ref. 5)
showing for 2006 the top 10 exporters
of meat products4 and animal fats, oils,
and by-products to the United States.
3 The OIE ‘‘provisionally free’’ designation is in
accordance with the 2004 edition (13th edition) of
the Terrestrial Animal Health Code, and remains in
effect for Iceland and Paraguay until May 2008. See
Ref. 3.
4 The data sorted by NAICS code does not allow
for the separation of beef products that are imported
from other imported meat products such as pork.
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TABLE 1.—TOP 10 COUNTRIES EXPORTING SPECIFIED NORTH AMERICAN INDUSTRY CLASSIFICATION
SYSTEM (NAICS) CODE PRODUCTS TO UNITED STATES FOR
2006
NAICS 3116111—Meat
Products (Excluding
Poultry)
Quantity
(thousands of
kilograms)2
Canada
681,899
Australia
376,585
New Zealand
211,873
Uruguay
103,305
Brazil
83,897
Denmark
46,652
Mexico
35,553
China
28,530
Argentina
22,353
Nicaragua
21,303
NAIC 311613—Animal
Fats, Oils, & By-Products
(thousands of
kilograms)3
Canada
94,306
New Zealand
32,550
China
7,809
Australia
6,807
Brazil
6,589
Mexico
2,130
Colombia
1,826
Germany
1,642
Ecuador
1,149
Japan
1,138
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1 The
NAIC code 31161 covers the animal
slaughtering and processing industry. The
industry is composed of establishments that
are primarily engaged in one or more of the
following: (1) Slaughtering animals, (2) preparing processed meats and meat by-products, and (3) rendering and refining animal
fat, bones, and meat scraps. The subcategory 311611 comprises those establishments primarily engaged in slaughtering animals (except poultry and small game). Establishments that slaughter and prepare
meats are included in this classification.
(Ref. 5) We use this data as an indicator of
the countries that are most likely to petition
FDA regarding their BSE status.
2 These figures do not include exports
measured in ‘‘clean yield kilograms’’ and
‘‘pieces.’’
3 These figures do not include exports
measured in ‘‘grams,’’ ‘‘liters,’’ ‘‘metric tons,’’
and ‘‘pieces.’’
3 These figures do not include exports
measured in ‘‘grams,’’ ‘‘liters,’’ ‘‘metric tons,’’
and ‘‘pieces.’’
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We do not know how many countries
might petition the FDA. However,
taking into consideration the previous
information on countries officially
recognized as having a negligible BSE
risk or being provisionally free of BSE
under OIE, as well as the information in
table 1 on countries that export large
amounts of meat products and animal
fats, oils, and byproducts to the United
States, we are estimating for this
analysis that 10 countries may be
interested in petitioning FDA to be
excepted from certain BSE-related
restrictions applicable to human food
and cosmetics. Our estimate is not
intended to suggest that all of these
countries would be able to qualify for a
designation under §§ 189.5(e) and
700.27(e).
3. Costs and Benefits of Exemption
Provision
Countries that petition the FDA to be
designated as excepted from certain
BSE-related restrictions applicable to
human food and cosmetics may also
petition USDA for exclusion from
USDA’s BSE-related requirements.
Some of the costs to countries to
petition FDA may be shared with costs
to petition USDA because of similarities
regarding how countries’ products can
qualify for the exceptions. Even so, we
will outline here a potential scenario for
calculating the costs of petitioning FDA
for an exception from certain provisions
of the agency’s BSE regulations.
a. Assumptions and costs associated
with this interim final rule. We would
expect countries that wish to petition
FDA to be excepted from certain BSErelated restrictions applicable to human
food and cosmetics to have already
completed a risk assessment and put
risk management strategies into place.5
Whether these risk assessment and
mitigation strategies are sufficient for a
country to be so designated by FDA will
be determined on a case-by-case basis.
b. Petition process. We assume
petitions to FDA for this designation
would include an already developed
risk assessment or other technical
information on the country’s BSE
situation, a detailed outline of risk
mitigation strategies, and information
on the country’s cattle-derived products
that are exported to the United States.
The petition is assumed to take 80 hours
per country for assembly of the
information and the wage for a
government employee earning a GS–14
step 1 (Ref. 6) is used to estimate the
5 We assume such measures were necessary to
continue marketing cattle products following the
surge of BSE cases in the U.K. and the rulemakings
that followed.
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costs. The cost of assembling a single
petition is estimated to be about $5,400
(80 hours x $67.44 per hour including
overhead). The petition will also be
reviewed by higher level government
managers before being sent to the FDA.
We assume the wage for a high level
government executive is a GS–15 step 3
(Ref. 6) and that they will spend 40
hours reviewing the petition. The cost of
review by a government manager is
estimated to be about $3,400 (40 hours
x $84.62 per hour including overhead).
Thus, the total cost to each country to
prepare and submit a petition to FDA to
be considered for this designation
would be about $9,000.
c. Petition review by FDA. It will take
FDA approximately 80 hours to review
a petition. The cost of each petition
review would be about $3,700 (80 hours
x $45.65 per hour).6
TABLE 2.—TOTAL COST OF INITIAL
PETITION APPLICATION AND REVIEW
Petition Assembly and Review
per Country
$9,000
FDA Review per Petition
$3,700
Total Cost per Country
$12,700
Cost for 10 Countries
$127,000
d. Petition success uncertainty. It is
possible that some countries that
petition the FDA to be designated as
excepted from certain BSE-related
restrictions applicable to human food
and cosmetics will not be successful.
We do not know how likely it will be
that countries with insufficient BSE risk
assessment and mitigation strategies
will petition the FDA.
e. Future petitions to FDA. It is likely
that those countries that currently sell a
significant amount of cattle-derived
material will be most interested in
seeking possible relief under this change
to FDA’s prohibited cattle materials
requirements. It is possible in the future,
if new markets for cattle derived
products develop, that other countries
may want to petition FDA to be
designated as not subject to certain BSErelated restrictions applicable to human
food and cosmetics. We do not attempt
to forecast new markets for cattle
derived products here. We also do not
attempt to forecast the frequency of, or
estimate the costs associated with, FDA
review in the future of successful
petitions.
f. Future review of successful petitions
by FDA. Countries that successfully
6 Pay for an employee earning a GS-13 step 7
adjusted to include locality pay for Washington
D.C. and surrounding area (Ref. 6).
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petition the FDA to be designated as
excepted from certain BSE-related
restrictions applicable to human food
and cosmetics will be subject to future
review by FDA to ensure that their
designation remains appropriate. As
part of this process, FDA may ask
designated countries to confirm that
their BSE situation and the information
submitted by them in support of their
original application remain unchanged.
FDA may revoke a country’s designation
if FDA determines that it is no longer
appropriate.
FDA has not yet determined the
method by which the agency will
conduct these future reviews. One
possible method would be for FDA to
send a letter to designated countries
asking whether there has been a change
in their status or circumstances relative
to their BSE history, surveillance,
import activities, or other relevant
criteria and then compare any changed
information with the information that
was originally submitted. The OIE
requires that countries it has recognized
in regard to their BSE status ‘‘should
annually confirm during the month of
November whether their status and the
criteria by which their status was
recognized have remained unchanged.’’
In some cases, the FDA reviewer might
rely on this information, if available, in
conducting a future review of the
country’s designation.
We assume it will take FDA and the
designated country undergoing a review
in the future about one third the time
and effort it did when the original
information was submitted. Thus, if the
total cost to initially submit a petition
and have it reviewed by FDA was
$12,700, then a future review of the
petition by FDA and the submitting
country will cost about $4,200 (see
Table 3).
TABLE 3.—COST OF FUTURE
REVIEW OF SUCCESSFUL PETITIONS
Submission of Additional Information and Response by
Country
$3,000
FDA Review per Country
$1,200
Total Cost per Country
$4,200
Cost for 10 Countries
$42,000
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4. Other Options Considered
FDA considered the following options
when examining the costs and benefits
of this IFR.
Option 1—Do nothing.
This option is the baseline for which
the costs and benefits of other options
are compared. The costs and benefits of
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this option have already been realized.
Firms buying and selling cattle-derived
materials in the United States and other
countries have found alternatives to
using products covered by the definition
of prohibited cattle materials in the
manufacture of their products.
Option 2—Amend definition of
prohibited cattle materials (the chosen
option).
The costs and benefits of this option
are outlined previously. The main
benefit of this option is that it is more
efficient than the current regulation
because it achieves essentially the same
protection of public health with fewer
restrictions on the market for cattlederived materials. With this interim
final rule, FDA can continue to prevent
the potential introduction and
transmission of BSE from cattle
materials from non-designated
countries, while at the same time
reducing the restrictions on the market
for cattle-derived materials from
designated countries.
Option 3—Amend the definition of
prohibited cattle materials to allow
material from cattle not inspected and
passed for human consumption for use
in human food and cosmetics.
This option is less stringent than
option 2, which would reduce the costs
of cattle-derived materials used in the
manufacture of human food and
cosmetics, but it would not provide the
same public health benefits as options 1
and 2. Material from cattle not inspected
and passed for human consumption has
not been approved by a regulatory
authority (USDA or other) and thus we
cannot make the determination that,
among other things, the cattle material
is from an animal that was evaluated for
a neurological disorder such as BSE. In
requiring that material from cattle for
use in FDA-regulated human food and
cosmetics be inspected and passed for
human consumption, we are
minimizing the risk of exposure to the
agent that causes BSE, and therefore
maximizing the protection of public
health from variant Creutzfeldt-Jakob
disease, the human disease linked to
consumption of BSE-infected cattle
material.
5. Benefits
Under this interim final rule, foreign
countries would have the option of
demonstrating (through information
submitted to FDA) that their BSE case
history, their identifying and taking into
account relevant risk factors, their
implementing appropriate measures to
prevent the introduction and
transmission of BSE, and any other
relevant information shows that certain
BSE-related restrictions, in their case,
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20791
are unnecessary. Countries that
successfully petition FDA would be able
to again export human food and
cosmetics to the United States without
the removal of the following items:
• SRMs
• Small intestine (including the distal
ileum)
• Material from nonambulatory
disabled cattle
• MS (Beef)
6. Effect on Food Supply in the United
States
We expect this interim final rule
amendment will increase the
availability of certain cattle materials
(and products containing those
materials) for sale in the United States.
The most significant gain in supply will
probably occur from the increased
availability of FDA-regulated products
that contain MS (Beef) and material
from nonambulatory disabled cattle for
use in human food regulated by FDA.
Few, if any, human food or cosmetic
products use SRMs as an ingredient, but
to the extent that these materials are
needed, they will again be available in
the United States.
B. Final Regulatory Flexibility Analysis
The Regulatory Flexibility Act (5
U.S.C. 601 et seq.) (RFA) imposes
certain requirements with respect to
Federal rules that are subject to the
notice and comment requirements of
section 553(b) of the Administrative
Procedure Act (5 U.S.C. 551 et seq.) and
that are likely to have a significant
economic impact on a substantial
number of small entities. Unless an
agency certifies that a proposed rule
will not have a significant economic
impact on a substantial number of small
entities, section 603 of the RFA requires
that the agency present an initial
regulatory flexibility analysis at the time
of the publication of the notice of
proposed rulemaking describing the
impact of the rule on small entities and
seeking public comment on such
impact. Because this rule is being issued
as an interim final rule, the RFA does
not apply and FDA is not required to
either certify that the rule will not have
a significant impact on a substantial
number of small businesses or conduct
an initial regulatory flexibility analysis.
Also, FDA does not have information on
how many small firms in foreign
countries designated by the agency may
benefit from this rule. Examining the
effect this interim final rule has on
small foreign firms is outside the scope
of the RFA requirements.
The extent to which small firms
within the United States are affected by
this rule is unknown. FDA
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acknowledges that small U.S. businesses
that use imported cattle materials in
manufacture or for sale as final products
will likely benefit from this rulemaking
as costs of these inputs are expected to
decrease as supply increases. Small U.S.
firms that compete with foreign firms in
order to supply cattle-derived inputs
and products to U.S. business and
markets may be adversely affected if
foreign firms can more cheaply supply
these materials and products. FDA seeks
public comment on the question of
whether such small U.S. businesses will
be adversely impacted by this rule.
C. Unfunded Mandates
Title II of the Unfunded Mandates
Reform Act of 1995 (Public Law 104–4)
requires cost-benefit and other analyses
before any rule making if the rule would
include a ‘‘Federal mandate that may
result in the expenditure by State, local,
and tribal governments, in the aggregate,
or by the private sector, of $100,000,000
or more (adjusted annually for inflation)
in any one year.’’ The current threshold
after adjustment for inflation is $127
million, using the most current (2006)
Implicit Price Deflator for the Gross
Domestic Product. FDA has determined
that this interim final rule does not
constitute a significant rule under the
Unfunded Mandates Reform Act.
VI. Paperwork Reduction Act of 1995
This interim final rule contains
information collection requirements that
are subject to review by the Office of
Management and Budget (OMB) under
the Paperwork Reduction Act of 1995
(44 U.S.C. 3501–3520). The title,
description, and respondent description
of these provisions are shown in the
following paragraphs with an estimate
of the annual recordkeeping burden.
Included in the estimate is the time for
reviewing instructions, searching
existing data sources, gathering and
maintaining the data needed, and
completing and reviewing each
collection of information.
FDA invites comments on: (1)
Whether the proposed collection of
information is necessary for the proper
performance of FDA’s functions,
including whether the information will
have practical utility; (2) the accuracy of
FDA’s estimate of the burden of the
proposed collection of information,
including the validity of the
methodology and assumptions used; (3)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (4) ways to minimize the
burden of the collection of information
on respondents, including through the
use of automated collection techniques,
when appropriate, and other forms of
information technology.
Title: Petition To Be Designated as
Not Subject to Certain BSE-Related
Restrictions Applicable to FDA
Regulated Human Food and Cosmetics
Description: FDA is amending the
interim final rule on use of materials
derived from cattle in human food and
cosmetics published in the Federal
Register of July 14, 2004, and then
amended on September 7, 2005. In the
2004 interim final rule and its
amendments, FDA designated certain
materials from cattle as ‘‘prohibited
cattle materials’’ and banned the use of
such materials in human food,
including dietary supplements, and in
cosmetics. Prohibited cattle materials
include SRMs, the small intestine of all
cattle unless the distal portion of the
ileum is removed, material from
nonambulatory disabled cattle, material
from cattle not inspected and passed for
human consumption, and MS (Beef).
SRMs include the brain, skull, eyes,
trigeminal ganglia, spinal cord, vertebral
column (excluding the vertebrae of the
tail, the transverse processes of the
thoracic and lumbar vertebrae, and the
wings of the sacrum), and dorsal root
ganglia of cattle 30 months and older;
and the tonsils and distal ileum of the
small intestine of all cattle. Therefore,
FDA is amending its regulations at
§§ 189.5 and 700.27 to provide that FDA
may designate a country as not subject
to the restrictions applicable to human
food and cosmetics manufactured from,
processed with, or that otherwise
contain SRMs, the small intestine of
cattle, material from nonambulatory
disabled cattle, or MS (Beef). The
interim final rule, as amended, provides
that these materials, when from cattle
from a designated country, are not
considered prohibited cattle materials,
and their use does not render a human
food or cosmetic adulterated. The
amendment further provides that a
country seeking to be so designated
must send a written request to the
Director of FDA’s Center for Food Safety
and Applied Nutrition, including
information about a country’s BSE case
history, risk factors, measures to prevent
the introduction and transmission of
BSE, and other information relevant to
determining whether SRMs, the small
intestine of cattle (unless the distal
ileum has been removed), material from
nonambulatory disabled cattle, or MS
(Beef) should be considered prohibited
cattle materials.
Description of Respondents: Countries
with firms that would like to use SRMs,
the small intestine of cattle, material
from nonambulatory disabled cattle, or
MS (Beef) in products exported to the
United States.
Information Collection Burden Estimate
FDA estimates the burden for this
information collection as follows:
TABLE 4.—ESTIMATED ONE-TIME AND RECURRING REPORTING BURDEN1
No. of
Respondents
21 CFR Section
No. of Responses
per Respondent
Total Annual
Responses
Hours per
Response
Total Hours
189.5 and 700.272
10
1
10
80
800
189.5(e) and 700.27(e)
10
1
10
26.4
264
Total one time burden
800
Total recurring burden
264
1 There
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are no capital costs or operating and maintenance costs associated with the collection of information under this interim final rule.
2 One-time burden.
One Time Reporting Burden
There will be a one time burden to
countries that apply to FDA seeking to
be designated as not subject to
restrictions applicable to SRMs, the
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small intestine of cattle, nonambulatory
disabled cattle, or MS (Beef). We
estimate that each country that applies
for an exclusion will spend 80 hours
putting information together to submit
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to FDA. Table 4 row 3 of this document
presents the one-time burden expected
for countries who apply for the
exclusion.
Recurring Burden
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Countries that successfully petition
the FDA to be designated as excepted
from certain BSE-related restrictions
applicable to human food and cosmetics
will be subject to future review by FDA
to ensure that their designation remains
appropriate. As part of this process,
FDA may ask designated countries from
time to time to confirm that their BSE
situation and the information submitted
by them in support of their original
application remain unchanged. We
assume it will take FDA and the
designated country undergoing a review
in the future about one third the time
and effort it did when the information
was submitted. Table 4 row 4 of this
document presents the expected
recurring burden.
The information collection provisions
of this interim final rule have been
submitted to OMB for review. Interested
persons are requested to fax comments
regarding information collection by (see
DATES), to the Office of Information and
Regulatory Affairs, OMB. To ensure that
comments on information collection are
received, OMB recommends that written
comments be faxed to the Office of
Information and Regulatory Affairs,
OMB, Attn: FDA Desk Officer, FAX:
202–395–6974.
Prior to the effective date of this
interim final rule, FDA will publish a
notice in the Federal Register
announcing OMB’s decision to approve,
modify, or disapprove the information
collection provisions in this interim
final rule. An agency may not conduct
or sponsor, and a person is not required
to respond to, a collection of
information unless it displays a
currently valid OMB control number.
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VII. Environmental Impact Analysis
The agency has determined under 21
CFR 25.30(h) that this action is of a type
that does not individually or
cumulatively have a significant effect on
the human environment. Therefore,
neither an environmental assessment
nor an environmental impact statement
is required.
VIII. Federalism
FDA has analyzed this interim final
rule in accordance with the principles
set forth in Executive Order 13132.
Section 4(a) of the Executive Order
requires agencies to ‘‘construe * * * a
Federal statute to preempt State law
only where the statute contains an
express preemption provision or there is
some other clear evidence that the
Congress intended preemption of State
law, or where the exercise of State
authority conflicts with the exercise of
Federal authority under the Federal
statute.’’ FDA has determined that the
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interim final rule does not contain
policies that have substantial direct
effects on the States, on the relationship
between the National Government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.
Accordingly, we conclude that the
interim final rule does not contain
policies that have federalism
implications as defined in the Executive
order and, consequently, a federalism
summary impact statement is not
required.
IX. References
The following references have been
placed on display in the Division of
Dockets Management (see ADDRESSES)
and may be seen by interested persons
between 9 a.m. and 4 p.m., Monday
through Friday. (FDA has verified the
Web site addresses, but FDA is not
responsible for any subsequent changes
to the Web site after this document
publishes in the Federal Register.)
1. World Organization for Animal Health,
Terrestrial Animal Health Code (2007),
Chapter 2.3.13, Bovine Spongiform
Encephalopathy. See also Appendix 3.8.4
(Surveillance for Bovine Spongiform
Encephalopathy) and Appendix 3.8.5
(Factors to Consider in Conducting the
Bovine Spongiform Encephalopathy Risk
Assessment Recommended in Chapter
2.3.13). Accessed online at https://
www.oie.int/eng/normes/mcode/
en_sommaire.htm.
2. World Organization for Animal Health,
Manual of Diagnostic Tests and Vaccines for
Terrestrial Animals 2004 (updated 2006).
Accessed online at https://www.oie.int/eng/
normes/mmanual/A_summry.htm.
3. World Organization for Animal Health
(OIE), Recognition of the Bovine Spongiform
Encephalopathy Status of Member Countries,
OIE Resolution No. XXIV, adopted by the
International Committee of the OIE on May
22, 2007. See https://www.oie.int/eng/info/
en_statesb.htm?eld6, accessed August 30,
2007.
4. United States International Trade
Commission, Interactive Tariff and Trade
Dataweb, https://dataweb.usitc.gov/, accessed
April 6, 2007.
5. NAICS Association, https://
www.naics.com/censusfiles/NDEF311.HTM,
accessed August 27, 2007.
6. U.S Office of Personnel Management
Salaries and Wages 2007 General Schedule,
https://www.opm.gov/oca/07tables/
indexGS.asp, accessed on April 11, 2007.
List of Subjects
21 CFR Part 189
Food additives, Food packaging.
21 CFR Part 700
Cosmetics, Packaging and containers.
I Therefore, under the Federal Food,
Drug, and Cosmetic Act, and under
authority delegated to the Commissioner
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20793
of Food and Drugs, 21 CFR parts 189
and 700 are amended as follows:
PART 189—SUBSTANCES
PROHIBITED FROM USE IN HUMAN
FOOD
1. The authority citation for 21 CFR
part 189 continues to read as follows:
I
Authority: 21 U.S.C. 321, 342, 348, 371,
381.
2. Section 189.5 is amended by
revising paragraph (a)(1) and by adding
paragraph (e) to read as follows:
I
§ 189.5
Prohibited cattle materials.
(a) * * *
(1) Prohibited cattle materials means
specified risk materials, small intestine
of all cattle except as provided in
paragraph (b)(2) of this section, material
from nonambulatory disabled cattle,
material from cattle not inspected and
passed, or mechanically separated (MS)
(Beef). Prohibited cattle materials do not
include the following:
(i) Tallow that contains no more than
0.15 percent insoluble impurities,
tallow derivatives, hides and hidederived products, and milk and milk
products, and
(ii) Cattle materials inspected and
passed from a country designated under
paragraph (e) of this section.
*
*
*
*
*
(e) Process for designating countries.
A country seeking designation must
send a written request to the Director,
Office of the Center Director, Center for
Food Safety and Applied Nutrition,
Food and Drug Administration, at the
address designated in 21 CFR 5.1100.
The request shall include information
about a country’s bovine spongiform
encephalopathy (BSE) case history, risk
factors, measures to prevent the
introduction and transmission of BSE,
and any other information relevant to
determining whether specified risk
materials, the small intestine of cattle
except as provided in paragraph (b)(2) of
this section, material from
nonambulatory disabled cattle, or MS
(Beef) from cattle from the country
should be considered prohibited cattle
materials. FDA shall respond in writing
to any such request and may impose
conditions in granting any such request.
A country designation granted by FDA
under this paragraph will be subject to
future review by FDA, and may be
revoked if FDA determines that it is no
longer appropriate.
PART 700—GENERAL
3. The authority citation for 21 CFR
part 700 continues to read as follows:
I
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17APR1
20794
Federal Register / Vol. 73, No. 75 / Thursday, April 17, 2008 / Rules and Regulations
Authority: 21 U.S.C. 321, 331, 352, 355,
361, 362, 371, 374.
DEPARTMENT OF THE TREASURY
4. Section 700.27 is amended by
revising paragraph (a)(1) and by adding
paragraph (e) to read as follows:
Internal Revenue Service
tax returns and tax return information
are confidential, as required by 26
U.S.C. 6103.
26 CFR Part 54
Background
I
[TD 9393]
§ 700.27 Use of prohibited cattle materials
in cosmetic products.
mstockstill on PROD1PC66 with RULES
(a) * * *
(1) Prohibited cattle materials means
specified risk materials, small intestine
of all cattle except as provided in
paragraph (b)(2) of this section, material
from nonambulatory disabled cattle,
material from cattle not inspected and
passed, or mechanically separated (MS)
(Beef). Prohibited cattle materials do not
include the following:
(i) Tallow that contains no more than
0.15 percent insoluble impurities,
tallow derivatives, hides and hidederived products, and milk and milk
products, and
(ii) Cattle materials inspected and
passed from a country designated under
paragraph (e) of this section.
*
*
*
*
*
(e) Process for designating countries.
A country seeking designation must
send a written request to the Director,
Office of the Center Director, Center for
Food Safety and Applied Nutrition,
Food and Drug Administration, at the
address designated in 21 CFR 5.1100.
The request shall include information
about a country’s bovine spongiform
encephalopathy (BSE) case history, risk
factors, measures to prevent the
introduction and transmission of BSE,
and any other information relevant to
determining whether specified risk
materials, the small intestine of cattle
except as provided in paragraph (b)(2) of
this section, material from
nonambulatory disabled cattle, or MS
(Beef) from cattle from the country
should be considered prohibited cattle
materials. FDA shall respond in writing
to any such request and may impose
conditions in granting any such request.
A country designation granted by FDA
under this paragraph will be subject to
future review by FDA, and may be
revoked if FDA determines that it is no
longer appropriate.
Dated: April 11, 2008.
Jeffrey Shuren,
Associate Commissioner for Policy and
Planning.
[FR Doc. 08–1142 Filed 4–15–08; 8:45 am]
BILLING CODE 4160–01–S
VerDate Aug<31>2005
17:02 Apr 16, 2008
Jkt 214001
RIN 1545–BF97
Employer Comparable Contributions to
Health Savings Accounts Under
Section 4980G
Internal Revenue Service (IRS),
Treasury.
ACTION: Final regulations.
AGENCY:
SUMMARY: This document contains final
regulations providing guidance on
employer comparable contributions to
Health Savings Accounts (HSAs) under
section 4980G in instances where an
employee has not established an HSA
by December 31st and in instances
where an employer accelerates
contributions for the calendar year for
employees who have incurred qualified
medical expenses. These final
regulations affect employers that
contribute to employees’ HSAs and their
employees.
DATES: Effective Date: These regulations
are effective on April 17, 2008.
Applicability Date: These regulations
apply to employer contributions made
for calendar years beginning on or after
January 1, 2009.
FOR FURTHER INFORMATION CONTACT:
Mireille Khoury at (202) 622–6080.
SUPPLEMENTARY INFORMATION:
Paperwork Reduction Act
The collection of information
contained in these final regulations has
been reviewed and approved by the
Office of Management and Budget in
accordance with the Paperwork
Reduction Act of 1995 (44 U.S.C.
3507(d)) under control number 1545–
2090. The collection of information in
these final regulations is in Q & A–14.
This information is needed for purposes
of making HSA contributions to
employees who establish an HSA after
the end of the calendar year but before
the last day of February or who have not
previously notified their employer that
they have established an HSA.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a valid control
number assigned by the Office of
Management and Budget.
Books or records relating to a
collection of information must be
retained as long as their contents may
become material in the administration
of any internal revenue law. Generally,
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Fmt 4700
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This document contains final Pension
Excise Tax Regulations (26 CFR part 54)
under section 4980G of the Internal
Revenue Code (Code). Under section
4980G, an excise tax is imposed on an
employer that fails to make comparable
contributions to the HSAs of its
employees.
On August 26, 2005, proposed
regulations (REG–138647–04) on the
comparability rules of section 4980G
were published in the Federal Register
(70 FR 50233). On July 31, 2006, final
regulations (REG–138647–04) on the
comparability rules were published in
the Federal Register (71 FR 43056). The
final regulations clarified and expanded
upon the guidance regarding the
comparability rules published in Notice
2004–2 (2004–2 IRB 296) and in Notice
2004–50 (2004–33 IRB 196), Q & A–46
through Q & A–54. See § 601.601(d)(2).
Q & A–6(b) of the final regulations
reserved the issue of employees who
have not established an HSA by the end
of the calendar year.
On June 1, 2007, proposed regulations
(REG–143797–06), were published in
the Federal Register (72 FR 30501)
addressing the reserved issue and one
additional issue concerning the
acceleration of employer contributions.
One written public comment on the
proposed regulations was received,
which supported the proposed
regulations. These final regulations
adopt the provisions of the proposed
regulations without substantive
revision.
Explanation of Provisions and
Summary of Comments
Employee Has Not Established HSA by
December 31
The proposed and final regulations
provide a means for employers to
comply with the comparability
requirements with respect to employees
who have not established an HSA by
December 31, as well as with respect to
employees who may have established an
HSA but not notified the employer of
that fact. The proposed and final
regulations provide that, in order to
comply with the comparability rules for
a calendar year with respect to such
employees, the employer must comply
with a notice requirement and a
contribution requirement. In order to
comply with the notice requirement, the
employer must provide all such
employees, by January 15 of the
following calendar year, written notice
E:\FR\FM\17APR1.SGM
17APR1
Agencies
[Federal Register Volume 73, Number 75 (Thursday, April 17, 2008)]
[Rules and Regulations]
[Pages 20785-20794]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 08-1142]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Parts 189 and 700
[Docket No. 2004N-0081]
RIN 0910-AF47
Use of Materials Derived From Cattle in Human Food and Cosmetics
AGENCY: Food and Drug Administration, HHS.
ACTION: Interim final rule and request for comments.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is amending its
regulations on the use of materials derived from cattle in human food
and cosmetics. In these regulations, FDA has designated certain
materials from cattle as ``prohibited cattle materials'' and has banned
the use of such materials in human food, including dietary supplements,
and in cosmetics. Prohibited cattle materials include specified risk
materials (SRMs), the small intestine of all cattle unless the distal
ileum is removed, material from nonambulatory disabled cattle, material
from cattle not inspected and passed for human consumption, or
mechanically separated (MS) (Beef). Specified risk materials include
the brain, skull, eyes, trigeminal ganglia, spinal cord, vertebral
column (excluding the vertebrae of the tail, the transverse processes
of the thoracic and lumbar vertebrae, and the wings of the sacrum), and
dorsal root ganglia of cattle 30 months of age and older, and the
tonsils and distal ileum of the small intestine of all cattle. FDA is
amending its regulations so that FDA may designate a country as not
subject to certain bovine spongiform encephalopathy (BSE)-related
restrictions applicable to FDA regulated human food and cosmetics. A
country seeking to be so designated must send a written request to the
Director of FDA's Center for Food Safety and Applied Nutrition,
including information about the country's BSE case history, risk
factors, measures to prevent the introduction and transmission of BSE,
and any other relevant information.
DATES: This interim final rule is effective July 16, 2008. Submit
written or electronic comments on this interim final rule by July 16,
2008. Submit comments on information collection issues under the
Paperwork Reduction Act of 1995 by May 19, 2008 (see the ``Paperwork
Reduction Act of 1995'' section of this document).
[[Page 20786]]
ADDRESSES: You may submit comments, identified by Docket No. 2004N-0081
and RIN 0910-AF47, by any of the following methods:
Electronic Submissions
Submit electronic comments in the following ways:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Written Submissions
Submit written submissions in the following ways:
FAX: 301-827-6870.
Mail/Hand delivery/Courier [For paper, disk, or CD-ROM
submissions]: Division of Dockets Management (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852.
To ensure more timely processing of comments, FDA is no longer
accepting comments submitted to the agency by e-mail. FDA encourages
you to continue to submit electronic comments by using the Federal
eRulemaking Portal, as described previously in the ADDRESSES portion of
this document under Electronic Submissions.
Instructions: All submissions received must include the agency name
and Docket No. and Regulatory Information Number (RIN) for this
rulemaking. All comments received may be posted without change to
https://www.regulations.gov, including any personal information
provided. For additional information on submitting comments, see
section IV of the SUPPLEMENTARY INFORMATION section of this document.
Docket: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov and insert the
docket number, found in brackets in the heading of this document, into
the ``Search'' box and follow the prompts and/or go to the Division of
Dockets Management, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Rebecca Buckner, Center for Food
Safety and Applied Nutrition (HFS-316), Food and Drug Administration,
5100 Paint Branch Pkwy., College Park, MD 20740, 301-436-1486.
SUPPLEMENTARY INFORMATION:
I. Background
In the Federal Register of July 14, 2004 (69 FR 42256), FDA issued
an interim final rule entitled ``Use of Materials Derived From Cattle
in Human Food and Cosmetics'' (``the 2004 IFR'') to address the
potential risk of BSE in human food and cosmetics. In the 2004 IFR, FDA
designated certain materials from cattle as ``prohibited cattle
materials'' and banned the use of such materials in human food,
including dietary supplements, and in cosmetics. These restrictions
appear in Sec. Sec. 189.5 and 700.27 (21 CFR 189.5 and 21 CFR 700.27)
of FDA's regulations.
The 2004 IFR designated the following as prohibited cattle
materials: SRMs, the small intestine from all cattle, material from
nonambulatory disabled cattle, material from cattle not inspected and
passed for human consumption, or MS (Beef). SRMs include the brain,
skull, eyes, trigeminal ganglia, spinal cord, vertebral column
(excluding the vertebrae of the tail, the transverse processes of the
thoracic and lumbar vertebrae, and the wings of the sacrum), and dorsal
root ganglia of cattle 30 months of age and older, and the tonsils and
distal ileum of the small intestine from all cattle. The Food Safety
and Inspection Service (FSIS) of the United States Department of
Agriculture (USDA) designated the same list of materials as SRMs in its
interim final rule entitled ``Prohibition of the Use of Specified Risk
Materials for Human Food and Requirements for the Disposition of Non-
Ambulatory Disabled Cattle'' (69 FR 1862, January 12, 2004).
In the Federal Register of September 7, 2005 (70 FR 53063), FDA
amended the 2004 IFR to permit the use of the small intestine in human
food and cosmetics provided the distal ileum portion of the small
intestine has been removed. FDA also clarified that milk and milk
products, hide and hide-derived products, and tallow derivatives are
not prohibited cattle materials, and cited a different method for
determining impurities in tallow. Also in the Federal Register of
September 7, 2005 (70 FR 53043), FSIS published a similar amendment to
its interim final rule, permitting the use of the small intestine in
human food provided the distal ileum is removed.
II. Amendments to the Interim Final Rule's Provisions on Prohibited
Cattle Materials
In the 2004 IFR, FDA requested comment on whether materials from
countries believed to be free of BSE should be exempt from the
``prohibited cattle materials'' requirements. FDA further solicited
comment on what standards it should apply in determining whether to
exempt a country and how it should determine whether a country meets
such standards (69 FR 42256 at 42263). FSIS requested similar comment
on the issue of equivalence in applying its BSE requirements in an
advance notice of proposed rulemaking (ANPR) entitled ``Federal
Measures to Mitigate BSE Risks: Considerations for Further Actions,''
jointly published by USDA's Animal and Plant Health Inspection Service
(APHIS) and FSIS, and FDA on July 14, 2004 (69 FR 42299-42300).
A. Comments Received
In response to FDA's solicitation on this issue, FDA received
comments from representatives of several foreign countries that export
cattle materials or products derived from such materials into the
United States and from several trade associations. The comments take
issue with the uniform application of FDA's BSE-related measures to all
human food and cosmetics imported into the United States, without
regard to the BSE risk status of the originating country. Several
comments state that their countries have a comprehensive range of
control measures in place to prevent the entry and/or amplification of
the BSE agent. These comments maintain that countries classified as
BSE-free do not present a BSE risk and therefore should not be expected
to comply with FDA's BSE-related restrictions. These comments further
maintain that U.S. requirements are forcing establishments and firms in
countries considered to be free of BSE to carry out costly and
unnecessary measures that are not scientifically justified so that they
can export cattle materials to the United States.
These comments also state that providing an exemption from BSE-
related restrictions for countries classified as free of BSE would be
consistent with guidelines established by the World Organization for
Animal Health (referred to as ``OIE,'' based on its previous name,
Office International des Epizooties), an international standard-setting
body with 169 member countries, that publishes health standards for
international trade in animal products. These comments state that the
OIE recommends that countries restrict the importation of cattle
material of potential concern on the basis of the BSE risk
classification of the country or zone of origin. (See Terrestrial
Animal Health Code, Ref. 1). These comments also point out that OIE
recommends the removal of SRMs for imports from countries classified as
minimal, moderate, and high risk for BSE but not for imports from
countries with BSE-free status.\1\ Further, these comments
[[Page 20787]]
point out that the World Trade Organization Agreement on the
Application of Sanitary and Phytosanitary Measures (the SPS Agreement)
requires member countries to recognize regionalization of diseases and
not put in place measures that are more trade restrictive than
necessary to achieve public health goals.
---------------------------------------------------------------------------
\1\ At the time the comments were submitted, OIE classified
countries for purposes of BSE into one of five categories: ``free,''
``provisionally free,'' ``minimal,'' ``moderate,'' and ``high
risk.'' OIE subsequently revised its categories and now uses only
three categories: ``negligible,'' ``controlled,'' and
``undetermined'' risk. Countries previously categorized as ``BSE-
free'' or ``provisionally free'' are now categorized as having
``negligible'' BSE risk.
---------------------------------------------------------------------------
Several of the comments also note that Canada and the European
Union (EU) do not apply all of their BSE-related restrictions to
countries recognized as BSE-free. For example, EU food and cosmetic
regulations exclude countries that fall within the EU's lowest risk
range of BSE risk categories from restrictions on the use of SRMs.
Canada provides a similar exemption from its BSE-related restrictions
for countries it considers to be free from BSE.\2\
---------------------------------------------------------------------------
\2\ Since these comments were submitted, Canada has adopted the
OIE BSE risk categorization system of negligible, controlled, and
undetermined risk. The EU is in the process of transitioning from
its geographical BSE risk (GBR) system, which includes four levels
of risk, to the OIE 3-tiered risk categorization system.
---------------------------------------------------------------------------
One comment suggests that in considering the BSE risk status of
another country, FDA should refer to available country assessments
already completed by USDA's APHIS in carrying out its BSE-related
restrictions on imports of meat and edible products from ruminants
(codified at 9 CFR 94.18), or otherwise rely on criteria provided by
OIE for determining BSE-free countries. One comment recommends that if
the assessment is conducted by U.S. authorities, it should be conducted
by a single U.S. agency, preferably APHIS, given its prior experience
in conducting this type of assessment.
B. USDA Amendment
USDA's FSIS received similar comments in response to its interim
final rule published on January 12, 2004, and the ANPR published July
14, 2004, regarding the application of its BSE-related restrictions for
imported products without taking into account a country's BSE risk
status. Based in part on these comments, FSIS, in its affirmation of
interim final rules with amendments published on July 13, 2007 (72 FR
38699), amended its regulations to exclude from its definition of SRMs
those materials from cattle that come from foreign countries that can
demonstrate that their BSE risk status can reasonably be expected to
provide the same level of protection from exposure to the BSE agent as
does prohibiting the use of SRMs in the United States.
C. Response to Comments
FDA agrees with the views expressed by the comments and has
determined that it is not necessary for all BSE-related restrictions to
apply to human food and cosmetics regardless of a country's BSE status.
FDA's BSE-related restrictions for human food and cosmetics are
intended to address the potential presence of BSE in a country's cattle
population. SRMs are prohibited because they are the tissues most
likely to harbor infectivity in cattle with BSE. The small intestine is
prohibited unless the distal ileum portion of the small intestine,
which is considered an SRM, is effectively removed. Material from
nonambulatory disabled cattle are prohibited because evidence has
indicated that this segment of the cattle population is more likely to
have BSE than healthy-appearing cattle and the typical clinical signs
of BSE having to do with gait and movement cannot be observed in
nonambulatory cattle. MS (Beef) is included in the definition because
it may contain concentrated amounts of the following SRMs: spinal cord,
dorsal root ganglia, and vertebral column. Material from cattle not
inspected and passed is prohibited because they are at higher risk of
harboring undetected BSE.
As described in the 2004 IFR, epidemiological evidence indicates
that the BSE epidemic in the United Kingdom (U.K.) was a result of
consumption of animal feed contaminated by the BSE agent. The spread of
BSE outside the U.K. has been attributed to the export of BSE-
contaminated feed from the U.K. to other countries prior to the
realization of the role of feed in transmitting the disease and the
implementation of restrictions on such trade. However, a country may
not have engaged in trade in animal feed with the U.K. or other
affected countries, and it may have had preventive measures in place
for a length of time adequate to make the chance remote that BSE
currently is present in its national herds.
Such a country may be able to demonstrate to FDA that its BSE case
history, risk factors, and measures to prevent the introduction and
transmission of BSE make certain BSE-related restrictions unnecessary.
Not restricting cattle materials inspected and passed for human
consumption from such a country to be used in human food and cosmetics
is consistent with all applicable statutory standards. Further, this
approach is consistent with OIE's recommendation that cattle materials
from negligible risk countries not be restricted.
Material from cattle not inspected and passed for human consumption
will continue to be prohibited, regardless of the country of origin. We
are retaining this provision as a universal requirement because the
exception for designated countries in this amendment is predicated on
application of a country's food safety controls, including inspection
of source animals, to human food or cosmetics made with cattle
materials and imported into the United States. It is critical to
ensuring safety that, regardless of the country of origin, source
cattle have been evaluated and determined appropriate for human
consumption. In addition, applying this requirement universally is
consistent with OIE recommendations, which recognize the importance
that cattle pass antemortem and post-mortem inspections even in
``negligible risk'' countries.
Therefore, FDA is amending its regulations in Sec. Sec. 189.5 and
700.27 to provide that FDA may designate a country as not subject to
the restrictions applicable to human food and cosmetics manufactured
from, processed with, or that otherwise contain SRMs, the small
intestine of cattle, material from nonambulatory disabled cattle, or MS
(Beef). Cattle materials inspected and passed from a designated country
will not be considered prohibited cattle materials and their use will
not render a human food or cosmetic adulterated. The amendment further
provides that a country seeking to be so designated must send a written
request to the Director of FDA's Center for Food Safety and Applied
Nutrition, including information about a country's BSE case history,
risk factors, measures to prevent the introduction and transmission of
BSE, and other information relevant to determining whether SRMs, the
small intestine of cattle (unless the distal ileum has been removed),
material from nonambulatory disabled cattle, or MS (Beef) should be
considered prohibited cattle materials.
In its application, the requesting country will be expected to
provide information to FDA on its BSE case history, including whether
cattle in that country have tested positive for BSE, and if so, the
circumstances and the country's response. In addition, FDA will review
information that addresses the extent to which the requesting country
has identified and taken into account relevant risk factors such as the
following:
Possible presence of BSE in indigenous and/or imported
cattle;
[[Page 20788]]
Geographic origin of imported cattle;
Materials used in the production of ruminant feed and feed
ingredients; and
Importation of ruminant feed and feed ingredients.
FDA will consider information relating to the possible presence of
BSE in indigenous and imported cattle in the requesting country as well
as the requesting country's production and importation of ruminant feed
and feed ingredients. With respect to imported cattle, relevant
information includes the identification of any countries where imported
cattle were born or raised and the dates any cattle were imported. With
regard to ruminant feed, FDA will consider, among other things, how
ruminant feed was produced in the requesting country, including what
animal origin materials were allowed to be included. FDA will also
consider whether ruminant feed and feed ingredients were imported, and
if so, the source countries and dates of import.
In addition to reviewing risk factors such as those identified
previously, FDA will assess how the requesting country has addressed
and managed any identified BSE risks through the implementation of
appropriate measures to prevent the introduction and transmission of
BSE. FDA will consider how long such preventive measures have been in
place and whether they have been effectively carried out. Examples of
preventive measures include the following:
A prohibition on the use of ruminant feed that might carry
a risk of transmitting the BSE agent;
A prohibition on the importation of cattle and cattle-
derived products that might carry a risk of transmitting the BSE agent;
Surveillance systems for BSE in cattle populations with
appropriate examination of brain or other tissues collected for
surveillance in approved laboratories;
Mandatory notification and examination of all cattle
showing signs consistent with BSE; and
Protocols or other written procedures for investigating
potential cases of BSE, including ability to trace former herdmates of
BSE-positive animals.
As part of its evaluation of feed restrictions, FDA will consider
factors including whether appropriate feed restrictions are in place
and the adequacy of enforcement of those restrictions (e.g., the
frequency of facility inspections and level of compliance). FDA also
will consider a requesting country's import controls for cattle
material. Such consideration will include whether the country
effectively monitors and controls potential pathways of SRMs and other
potentially infective materials into its country from other countries
for whom such controls are necessary.
In addition, FDA will consider the requesting country's
surveillance and monitoring efforts with respect to BSE. For example,
FDA will evaluate the level at which the country performs surveillance
and monitoring, whether tissue samples are collected and examined at
approved laboratories, and whether recognized diagnostic procedures and
methods are used, such as those procedures and methods provided in the
OIE Manual of Diagnostic Tests and Vaccines for Terrestrial Animals
(Ref. 2).
FDA also will consider whether the country has an ongoing program
for notification and investigation of all cattle showing signs
consistent with BSE. In evaluating such a program, FDA will consider,
among other factors, whether notification and investigation are
mandated, whether veterinarians, producers, and others involved in
cattle production have been provided sufficient information about BSE,
such as through an awareness program, and whether there are additional
measures in place to stimulate reporting of suspect cattle, such as
compensation or penalties.
FDA also will consider a country's written procedures for
investigating potential cases of BSE. Such a consideration will include
whether the country has written procedures for the investigation of
suspect animals and whether the country has the investigative
capability to followup positive findings by tracing former herdmates of
animals determined to be BSE positive. Finally, FDA also will consider
any other information relevant to determining whether the country
should be designated under Sec. Sec. 189.5(e) and 700.27(e).
FDA and the USDA agencies, APHIS and FSIS, have different
regulatory responsibilities with respect to preventing BSE and ensuring
food safety. Further, it is not necessary or practical for one of the
three agencies to conduct every evaluation of a country's BSE status,
regardless of the purpose of the evaluation. FDA will, however, consult
with APHIS and FSIS as part of its evaluation process. Further, FDA
will take into consideration available risk assessments of other
competent authorities in conducting its evaluation. Though it is not
required, a previous BSE evaluation by USDA, OIE, or by another country
or another competent authority, will be helpful to FDA in its review
and may decrease the time needed for FDA to make a determination.
Upon completion of its review, FDA will provide written
notification of its decision to the applicant country, including the
basis for the decision. FDA may impose conditions in granting a request
for designation. Further, any designation granted under Sec. 189.5 or
Sec. 700.27 will be subject to future review by FDA to ensure that the
designation remains appropriate. As part of this process, FDA may ask
designated countries to confirm that their BSE situation and the
information submitted by them in support of their original application
remain unchanged. Further, FDA may revoke a country's designation if
FDA determines that it is no longer appropriate.
FDA will provide further information on its evaluation process, the
scope of the review, and the types of supporting information that it
would find helpful in reviewing a country's submission at the time of
the request.
III. Summary of Amendments to the Interim Final Rule
FDA is amending its regulations in Sec. Sec. 189.5(a) and
700.27(a) by revising the definition of ``prohibited cattle materials''
to exclude cattle materials inspected and passed for human consumption
from a country designated by FDA under Sec. 189.5(e) or Sec.
700.27(e). New Sec. Sec. 189.5(e) and 700.27(e) provide that a country
seeking such a designation must send a written request to the Director,
Office of the Center Director, Center for Food Safety and Applied
Nutrition, Food and Drug Administration, 5100 Paint Branch Pkwy.,
College Park, MD 20740-3835. Further, the request shall include
information about a country's BSE case history, risk factors, measures
to prevent the introduction and transmission of BSE, and other
information relevant to determining whether SRMs, the small intestine
of cattle (unless the distal ileum has been removed), material from
nonambulatory disabled cattle, or MS (Beef) should be considered
prohibited cattle materials. The new sections further provide that FDA
shall respond in writing to any such request and that FDA may revoke a
country's designation if FDA determines that it is no longer
appropriate.
IV. Effective Date and Opportunity for Public Comment
In the 2004 IFR, FDA solicited comment on whether materials from
countries believed to be free from BSE should be exempt from the
``prohibited cattle materials'' requirements. FDA
[[Page 20789]]
addresses the comments it received in this document. This amendment is
effective on July 16, 2008. FDA invites public comment on the current
amendment to the interim final rule; submit written or electronic
comments on the interim final rule by July 16, 2008. The agency will
consider modifications to the current amendment to the interim final
rule based on comments made during the comment period. Interested
persons may submit to the Division of Dockets Management (see
ADDRESSES) written or electronic comments regarding this document.
Submit a single copy of electronic comments or two paper copies of any
mailed comments, except that individuals may submit one paper copy.
Comments are to be identified with the docket number found in brackets
in the heading of this document. Received comments may be seen in the
Division of Dockets Management between 9 a.m. and 4 p.m., Monday
through Friday.
Please note that on January 15, 2008, the FDA Division of Dockets
Management Web site transitioned to the Federal Dockets Management
System (FDMS). FDMS is a Government-wide, electronic docket management
system. Electronic comments or submissions will be accepted by FDA
through FDMS only.
FDA will address other comments received in response to the 2004
IFR and comments received in response to this document in further
rulemaking.
V. Executive Order 12866 and Regulatory Flexibility Act
A. Interim Final Regulatory Impact Analysis
FDA has examined the economic impacts of the interim final rule
under Executive Order 12866. Executive Order 12866 directs agencies to
assess all costs and benefits of available regulatory alternatives and,
when regulation is necessary, to select regulatory approaches that
maximize net benefits (including potential economic, environmental,
public health and safety, and other advantages; distributive impacts;
and equity). Executive Order 12866 classifies a rule as significant if
it meets any one of a number of specified conditions, including having
an annual effect on the economy in a material way, adversely affecting
competition, or adversely affecting jobs. A regulation is also
considered a significant regulatory action if it raises novel legal or
policy issues. FDA has determined that this interim final rule is not a
significant regulatory action as defined by Executive Order 12866.
1. Need for Regulation
FDA agrees with FSIS and the international community that cattle
materials imported from countries that can demonstrate that their BSE
case history and their having in place effective measures to prevent
the introduction and transmission of BSE may be such that they should
not be subject to the same BSE-related restrictions applied to cattle
materials imported into the United States from other countries.
Restricting the importation of potentially infective materials on the
basis of the BSE risk of the region of origin is more efficient than an
approach that does not consider a country's circumstances regarding
BSE.
As comments on the 2004 IFR have noted, the World Trade
Organization Agreement on the Application of Sanitary and Phytosanitary
Measures (the SPS Agreement) requires member countries to recognize
regionalization of diseases and not put in place measures that are more
trade restrictive than necessary to achieve public health goals. Thus,
the uniform application by FDA of BSE-related restrictions to all
imports of food and cosmetic products into the United States without
taking into account a country's BSE case history, risk factors,
measures to prevent the introduction and transmission of BSE, and other
relevant information means that other countries must implement costly
and unnecessary measures that may not be scientifically justified.
Providing this exception from certain requirements relating to human
food and cosmetics for designated countries is more efficient in the
sense that it achieves essentially the same protection of public health
with fewer restrictions on the market for cattle-derived materials.
2. Interim Final Rule Coverage
Foreign countries need to make formal application to FDA in order
to be considered for this exception from the provision on prohibited
cattle materials in Sec. Sec. 189.5 and 700.27. FDA will make a
determination as to a country's request based on an evaluation that is
carried out in consultation with the USDA's APHIS and FSIS. FDA will
take into consideration relevant technical information provided by the
requesting country with respect to its BSE case history, including
whether cattle in that country have tested positive for BSE, and if so,
the circumstance and the country's response. In addition, FDA will
review information that addresses the extent to which the requesting
country has identified and taken into account relevant risk factors
such as the following:
The possible presence of BSE in indigenous and/or imported
cattle;
Geographic origin of imported cattle;
Materials used in the production of ruminant feed and feed
ingredients; and
Importation of ruminant feed and feed ingredients.
FDA will also assess how the requesting country has addressed and
managed any identified BSE risks through the implementation of
appropriate measures to prevent the introduction and transmission of
BSE, such as the following:
A prohibition on the use of ruminant feed that might carry
a risk of transmitting the BSE agent;
A prohibition on the importation of cattle and cattle-
derived products that might carry a risk of transmitting the BSE agent;
Surveillance systems for BSE in cattle populations with
appropriate examination of brain or other tissues collected for
surveillance in approved laboratories;
Mandatory notification and examination of all cattle
showing signs consistent with BSE; and
Protocol or other written procedures for investigating
potential cases of BSE, including ability to trace former herdmates of
BSE-positive animals.
Number of Countries Affected
We do not know how many countries will take advantage of the option
to petition FDA for a designation under Sec. Sec. 189.5(e) and
700.27(e). According to information from the OIE, countries that are
officially recognized as having a ``negligible BSE risk'' in accordance
with the requirements of the OIE Terrestrial Animal Health Code (16th
edition 2007) include the following: Australia, Argentina, New Zealand,
Singapore, and Uruguay. Two countries, Iceland and Paraguay, are
recognized as ``provisionally free''\3\ from BSE. For these two
categories of countries, OIE does not recommend the removal of SRMs
(Ref. 4).
---------------------------------------------------------------------------
\3\ The OIE ``provisionally free'' designation is in accordance
with the 2004 edition (13th edition) of the Terrestrial Animal
Health Code, and remains in effect for Iceland and Paraguay until
May 2008. See Ref. 3.
---------------------------------------------------------------------------
Table 1 presents data from the U.S. International Trade Commission
(Ref. 5) showing for 2006 the top 10 exporters of meat products\4\ and
animal fats, oils, and by-products to the United States.
---------------------------------------------------------------------------
\4\ The data sorted by NAICS code does not allow for the
separation of beef products that are imported from other imported
meat products such as pork.
[[Page 20790]]
Table 1.--Top 10 Countries Exporting Specified North American Industry
Classification System (NAICS) Code Products to United States for 2006
NAICS 311611\1\--Meat Products (Excluding Quantity (thousands of
Poultry) kilograms)\2\
������������������������������������������������������������������������
Canada 681,899
------------------------------------------------------------------------
Australia 376,585
------------------------------------------------------------------------
New Zealand 211,873
------------------------------------------------------------------------
Uruguay 103,305
------------------------------------------------------------------------
Brazil 83,897
------------------------------------------------------------------------
Denmark 46,652
------------------------------------------------------------------------
Mexico 35,553
------------------------------------------------------------------------
China 28,530
------------------------------------------------------------------------
Argentina 22,353
------------------------------------------------------------------------
Nicaragua 21,303
������������������������������������������������������������������������
NAIC 311613--Animal Fats, Oils, & By- (thousands of
Products kilograms)\3\
������������������������������������������������������������������������
Canada 94,306
------------------------------------------------------------------------
New Zealand 32,550
------------------------------------------------------------------------
China 7,809
------------------------------------------------------------------------
Australia 6,807
------------------------------------------------------------------------
Brazil 6,589
------------------------------------------------------------------------
Mexico 2,130
------------------------------------------------------------------------
Colombia 1,826
------------------------------------------------------------------------
Germany 1,642
------------------------------------------------------------------------
Ecuador 1,149
------------------------------------------------------------------------
Japan 1,138
------------------------------------------------------------------------
\1\ The NAIC code 31161 covers the animal slaughtering and processing
industry. The industry is composed of establishments that are
primarily engaged in one or more of the following: (1) Slaughtering
animals, (2) preparing processed meats and meat by-products, and (3)
rendering and refining animal fat, bones, and meat scraps. The
subcategory 311611 comprises those establishments primarily engaged in
slaughtering animals (except poultry and small game). Establishments
that slaughter and prepare meats are included in this classification.
(Ref. 5) We use this data as an indicator of the countries that are
most likely to petition FDA regarding their BSE status.
\2\ These figures do not include exports measured in ``clean yield
kilograms'' and ``pieces.''
\3\ These figures do not include exports measured in ``grams,''
``liters,'' ``metric tons,'' and ``pieces.''
We do not know how many countries might petition the FDA. However,
taking into consideration the previous information on countries
officially recognized as having a negligible BSE risk or being
provisionally free of BSE under OIE, as well as the information in
table 1 on countries that export large amounts of meat products and
animal fats, oils, and byproducts to the United States, we are
estimating for this analysis that 10 countries may be interested in
petitioning FDA to be excepted from certain BSE-related restrictions
applicable to human food and cosmetics. Our estimate is not intended to
suggest that all of these countries would be able to qualify for a
designation under Sec. Sec. 189.5(e) and 700.27(e).
3. Costs and Benefits of Exemption Provision
Countries that petition the FDA to be designated as excepted from
certain BSE-related restrictions applicable to human food and cosmetics
may also petition USDA for exclusion from USDA's BSE-related
requirements. Some of the costs to countries to petition FDA may be
shared with costs to petition USDA because of similarities regarding
how countries' products can qualify for the exceptions. Even so, we
will outline here a potential scenario for calculating the costs of
petitioning FDA for an exception from certain provisions of the
agency's BSE regulations.
a. Assumptions and costs associated with this interim final rule.
We would expect countries that wish to petition FDA to be excepted from
certain BSE-related restrictions applicable to human food and cosmetics
to have already completed a risk assessment and put risk management
strategies into place.\5\ Whether these risk assessment and mitigation
strategies are sufficient for a country to be so designated by FDA will
be determined on a case-by-case basis.
---------------------------------------------------------------------------
\5\ We assume such measures were necessary to continue marketing
cattle products following the surge of BSE cases in the U.K. and the
rulemakings that followed.
---------------------------------------------------------------------------
b. Petition process. We assume petitions to FDA for this
designation would include an already developed risk assessment or other
technical information on the country's BSE situation, a detailed
outline of risk mitigation strategies, and information on the country's
cattle-derived products that are exported to the United States. The
petition is assumed to take 80 hours per country for assembly of the
information and the wage for a government employee earning a GS-14 step
1 (Ref. 6) is used to estimate the costs. The cost of assembling a
single petition is estimated to be about $5,400 (80 hours x $67.44 per
hour including overhead). The petition will also be reviewed by higher
level government managers before being sent to the FDA. We assume the
wage for a high level government executive is a GS-15 step 3 (Ref. 6)
and that they will spend 40 hours reviewing the petition. The cost of
review by a government manager is estimated to be about $3,400 (40
hours x $84.62 per hour including overhead). Thus, the total cost to
each country to prepare and submit a petition to FDA to be considered
for this designation would be about $9,000.
c. Petition review by FDA. It will take FDA approximately 80 hours
to review a petition. The cost of each petition review would be about
$3,700 (80 hours x $45.65 per hour).\6\
---------------------------------------------------------------------------
\6\ Pay for an employee earning a GS-13 step 7 adjusted to
include locality pay for Washington D.C. and surrounding area (Ref.
6).
Table 2.--Total Cost of Initial Petition Application and Review
Petition Assembly and Review per Country $9,000
------------------------------------------------------------------------
FDA Review per Petition $3,700
------------------------------------------------------------------------
Total Cost per Country $12,700
------------------------------------------------------------------------
Cost for 10 Countries $127,000
------------------------------------------------------------------------
d. Petition success uncertainty. It is possible that some countries
that petition the FDA to be designated as excepted from certain BSE-
related restrictions applicable to human food and cosmetics will not be
successful. We do not know how likely it will be that countries with
insufficient BSE risk assessment and mitigation strategies will
petition the FDA.
e. Future petitions to FDA. It is likely that those countries that
currently sell a significant amount of cattle-derived material will be
most interested in seeking possible relief under this change to FDA's
prohibited cattle materials requirements. It is possible in the future,
if new markets for cattle derived products develop, that other
countries may want to petition FDA to be designated as not subject to
certain BSE-related restrictions applicable to human food and
cosmetics. We do not attempt to forecast new markets for cattle derived
products here. We also do not attempt to forecast the frequency of, or
estimate the costs associated with, FDA review in the future of
successful petitions.
f. Future review of successful petitions by FDA. Countries that
successfully
[[Page 20791]]
petition the FDA to be designated as excepted from certain BSE-related
restrictions applicable to human food and cosmetics will be subject to
future review by FDA to ensure that their designation remains
appropriate. As part of this process, FDA may ask designated countries
to confirm that their BSE situation and the information submitted by
them in support of their original application remain unchanged. FDA may
revoke a country's designation if FDA determines that it is no longer
appropriate.
FDA has not yet determined the method by which the agency will
conduct these future reviews. One possible method would be for FDA to
send a letter to designated countries asking whether there has been a
change in their status or circumstances relative to their BSE history,
surveillance, import activities, or other relevant criteria and then
compare any changed information with the information that was
originally submitted. The OIE requires that countries it has recognized
in regard to their BSE status ``should annually confirm during the
month of November whether their status and the criteria by which their
status was recognized have remained unchanged.'' In some cases, the FDA
reviewer might rely on this information, if available, in conducting a
future review of the country's designation.
We assume it will take FDA and the designated country undergoing a
review in the future about one third the time and effort it did when
the original information was submitted. Thus, if the total cost to
initially submit a petition and have it reviewed by FDA was $12,700,
then a future review of the petition by FDA and the submitting country
will cost about $4,200 (see Table 3).
Table 3.--Cost of Future Review of Successful Petitions
Submission of Additional Information and $3,000
Response by Country
------------------------------------------------------------------------
FDA Review per Country $1,200
------------------------------------------------------------------------
Total Cost per Country $4,200
------------------------------------------------------------------------
Cost for 10 Countries $42,000
------------------------------------------------------------------------
4. Other Options Considered
FDA considered the following options when examining the costs and
benefits of this IFR.
Option 1--Do nothing.
This option is the baseline for which the costs and benefits of
other options are compared. The costs and benefits of this option have
already been realized. Firms buying and selling cattle-derived
materials in the United States and other countries have found
alternatives to using products covered by the definition of prohibited
cattle materials in the manufacture of their products.
Option 2--Amend definition of prohibited cattle materials (the chosen
option).
The costs and benefits of this option are outlined previously. The
main benefit of this option is that it is more efficient than the
current regulation because it achieves essentially the same protection
of public health with fewer restrictions on the market for cattle-
derived materials. With this interim final rule, FDA can continue to
prevent the potential introduction and transmission of BSE from cattle
materials from non-designated countries, while at the same time
reducing the restrictions on the market for cattle-derived materials
from designated countries.
Option 3--Amend the definition of prohibited cattle materials to allow
material from cattle not inspected and passed for human consumption for
use in human food and cosmetics.
This option is less stringent than option 2, which would reduce the
costs of cattle-derived materials used in the manufacture of human food
and cosmetics, but it would not provide the same public health benefits
as options 1 and 2. Material from cattle not inspected and passed for
human consumption has not been approved by a regulatory authority (USDA
or other) and thus we cannot make the determination that, among other
things, the cattle material is from an animal that was evaluated for a
neurological disorder such as BSE. In requiring that material from
cattle for use in FDA-regulated human food and cosmetics be inspected
and passed for human consumption, we are minimizing the risk of
exposure to the agent that causes BSE, and therefore maximizing the
protection of public health from variant Creutzfeldt-Jakob disease, the
human disease linked to consumption of BSE-infected cattle material.
5. Benefits
Under this interim final rule, foreign countries would have the
option of demonstrating (through information submitted to FDA) that
their BSE case history, their identifying and taking into account
relevant risk factors, their implementing appropriate measures to
prevent the introduction and transmission of BSE, and any other
relevant information shows that certain BSE-related restrictions, in
their case, are unnecessary. Countries that successfully petition FDA
would be able to again export human food and cosmetics to the United
States without the removal of the following items:
SRMs
Small intestine (including the distal ileum)
Material from nonambulatory disabled cattle
MS (Beef)
6. Effect on Food Supply in the United States
We expect this interim final rule amendment will increase the
availability of certain cattle materials (and products containing those
materials) for sale in the United States. The most significant gain in
supply will probably occur from the increased availability of FDA-
regulated products that contain MS (Beef) and material from
nonambulatory disabled cattle for use in human food regulated by FDA.
Few, if any, human food or cosmetic products use SRMs as an ingredient,
but to the extent that these materials are needed, they will again be
available in the United States.
B. Final Regulatory Flexibility Analysis
The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) (RFA) imposes
certain requirements with respect to Federal rules that are subject to
the notice and comment requirements of section 553(b) of the
Administrative Procedure Act (5 U.S.C. 551 et seq.) and that are likely
to have a significant economic impact on a substantial number of small
entities. Unless an agency certifies that a proposed rule will not have
a significant economic impact on a substantial number of small
entities, section 603 of the RFA requires that the agency present an
initial regulatory flexibility analysis at the time of the publication
of the notice of proposed rulemaking describing the impact of the rule
on small entities and seeking public comment on such impact. Because
this rule is being issued as an interim final rule, the RFA does not
apply and FDA is not required to either certify that the rule will not
have a significant impact on a substantial number of small businesses
or conduct an initial regulatory flexibility analysis. Also, FDA does
not have information on how many small firms in foreign countries
designated by the agency may benefit from this rule. Examining the
effect this interim final rule has on small foreign firms is outside
the scope of the RFA requirements.
The extent to which small firms within the United States are
affected by this rule is unknown. FDA
[[Page 20792]]
acknowledges that small U.S. businesses that use imported cattle
materials in manufacture or for sale as final products will likely
benefit from this rulemaking as costs of these inputs are expected to
decrease as supply increases. Small U.S. firms that compete with
foreign firms in order to supply cattle-derived inputs and products to
U.S. business and markets may be adversely affected if foreign firms
can more cheaply supply these materials and products. FDA seeks public
comment on the question of whether such small U.S. businesses will be
adversely impacted by this rule.
C. Unfunded Mandates
Title II of the Unfunded Mandates Reform Act of 1995 (Public Law
104-4) requires cost-benefit and other analyses before any rule making
if the rule would include a ``Federal mandate that may result in the
expenditure by State, local, and tribal governments, in the aggregate,
or by the private sector, of $100,000,000 or more (adjusted annually
for inflation) in any one year.'' The current threshold after
adjustment for inflation is $127 million, using the most current (2006)
Implicit Price Deflator for the Gross Domestic Product. FDA has
determined that this interim final rule does not constitute a
significant rule under the Unfunded Mandates Reform Act.
VI. Paperwork Reduction Act of 1995
This interim final rule contains information collection
requirements that are subject to review by the Office of Management and
Budget (OMB) under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-
3520). The title, description, and respondent description of these
provisions are shown in the following paragraphs with an estimate of
the annual recordkeeping burden. Included in the estimate is the time
for reviewing instructions, searching existing data sources, gathering
and maintaining the data needed, and completing and reviewing each
collection of information.
FDA invites comments on: (1) Whether the proposed collection of
information is necessary for the proper performance of FDA's functions,
including whether the information will have practical utility; (2) the
accuracy of FDA's estimate of the burden of the proposed collection of
information, including the validity of the methodology and assumptions
used; (3) ways to enhance the quality, utility, and clarity of the
information to be collected; and (4) ways to minimize the burden of the
collection of information on respondents, including through the use of
automated collection techniques, when appropriate, and other forms of
information technology.
Title: Petition To Be Designated as Not Subject to Certain BSE-
Related Restrictions Applicable to FDA Regulated Human Food and
Cosmetics
Description: FDA is amending the interim final rule on use of
materials derived from cattle in human food and cosmetics published in
the Federal Register of July 14, 2004, and then amended on September 7,
2005. In the 2004 interim final rule and its amendments, FDA designated
certain materials from cattle as ``prohibited cattle materials'' and
banned the use of such materials in human food, including dietary
supplements, and in cosmetics. Prohibited cattle materials include
SRMs, the small intestine of all cattle unless the distal portion of
the ileum is removed, material from nonambulatory disabled cattle,
material from cattle not inspected and passed for human consumption,
and MS (Beef). SRMs include the brain, skull, eyes, trigeminal ganglia,
spinal cord, vertebral column (excluding the vertebrae of the tail, the
transverse processes of the thoracic and lumbar vertebrae, and the
wings of the sacrum), and dorsal root ganglia of cattle 30 months and
older; and the tonsils and distal ileum of the small intestine of all
cattle. Therefore, FDA is amending its regulations at Sec. Sec. 189.5
and 700.27 to provide that FDA may designate a country as not subject
to the restrictions applicable to human food and cosmetics manufactured
from, processed with, or that otherwise contain SRMs, the small
intestine of cattle, material from nonambulatory disabled cattle, or MS
(Beef). The interim final rule, as amended, provides that these
materials, when from cattle from a designated country, are not
considered prohibited cattle materials, and their use does not render a
human food or cosmetic adulterated. The amendment further provides that
a country seeking to be so designated must send a written request to
the Director of FDA's Center for Food Safety and Applied Nutrition,
including information about a country's BSE case history, risk factors,
measures to prevent the introduction and transmission of BSE, and other
information relevant to determining whether SRMs, the small intestine
of cattle (unless the distal ileum has been removed), material from
nonambulatory disabled cattle, or MS (Beef) should be considered
prohibited cattle materials.
Description of Respondents: Countries with firms that would like to
use SRMs, the small intestine of cattle, material from nonambulatory
disabled cattle, or MS (Beef) in products exported to the United
States.
Information Collection Burden Estimate
FDA estimates the burden for this information collection as
follows:
Table 4.--Estimated One-Time and Recurring Reporting Burden\1\
----------------------------------------------------------------------------------------------------------------
No. of No. of Responses Total Annual Hours per
21 CFR Section Respondents per Respondent Responses Response Total Hours
----------------------------------------------------------------------------------------------------------------
189.5 and 10 1 10 80 800
700.27\2\
----------------------------------------------------------------------------------------------------------------
189.5(e) and 10 1 10 26.4 264
700.27(e)
----------------------------------------------------------------------------------------------------------------
Total one time burden 800
----------------------------------------------------------------------------------------------------------------
Total recurring burden 264
----------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with the collection of information
under this interim final rule.
\2\ One-time burden.
One Time Reporting Burden
There will be a one time burden to countries that apply to FDA
seeking to be designated as not subject to restrictions applicable to
SRMs, the small intestine of cattle, nonambulatory disabled cattle, or
MS (Beef). We estimate that each country that applies for an exclusion
will spend 80 hours putting information together to submit to FDA.
Table 4 row 3 of this document presents the one-time burden expected
for countries who apply for the exclusion.
Recurring Burden
[[Page 20793]]
Countries that successfully petition the FDA to be designated as
excepted from certain BSE-related restrictions applicable to human food
and cosmetics will be subject to future review by FDA to ensure that
their designation remains appropriate. As part of this process, FDA may
ask designated countries from time to time to confirm that their BSE
situation and the information submitted by them in support of their
original application remain unchanged. We assume it will take FDA and
the designated country undergoing a review in the future about one
third the time and effort it did when the information was submitted.
Table 4 row 4 of this document presents the expected recurring burden.
The information collection provisions of this interim final rule
have been submitted to OMB for review. Interested persons are requested
to fax comments regarding information collection by (see DATES), to the
Office of Information and Regulatory Affairs, OMB. To ensure that
comments on information collection are received, OMB recommends that
written comments be faxed to the Office of Information and Regulatory
Affairs, OMB, Attn: FDA Desk Officer, FAX: 202-395-6974.
Prior to the effective date of this interim final rule, FDA will
publish a notice in the Federal Register announcing OMB's decision to
approve, modify, or disapprove the information collection provisions in
this interim final rule. An agency may not conduct or sponsor, and a
person is not required to respond to, a collection of information
unless it displays a currently valid OMB control number.
VII. Environmental Impact Analysis
The agency has determined under 21 CFR 25.30(h) that this action is
of a type that does not individually or cumulatively have a significant
effect on the human environment. Therefore, neither an environmental
assessment nor an environmental impact statement is required.
VIII. Federalism
FDA has analyzed this interim final rule in accordance with the
principles set forth in Executive Order 13132. Section 4(a) of the
Executive Order requires agencies to ``construe * * * a Federal statute
to preempt State law only where the statute contains an express
preemption provision or there is some other clear evidence that the
Congress intended preemption of State law, or where the exercise of
State authority conflicts with the exercise of Federal authority under
the Federal statute.'' FDA has determined that the interim final rule
does not contain policies that have substantial direct effects on the
States, on the relationship between the National Government and the
States, or on the distribution of power and responsibilities among the
various levels of government. Accordingly, we conclude that the interim
final rule does not contain policies that have federalism implications
as defined in the Executive order and, consequently, a federalism
summary impact statement is not required.
IX. References
The following references have been placed on display in the
Division of Dockets Management (see ADDRESSES) and may be seen by
interested persons between 9 a.m. and 4 p.m., Monday through Friday.
(FDA has verified the Web site addresses, but FDA is not responsible
for any subsequent changes to the Web site after this document
publishes in the Federal Register.)
1. World Organization for Animal Health, Terrestrial Animal
Health Code (2007), Chapter 2.3.13, Bovine Spongiform
Encephalopathy. See also Appendix 3.8.4 (Surveillance for Bovine
Spongiform Encephalopathy) and Appendix 3.8.5 (Factors to Consider
in Conducting the Bovine Spongiform Encephalopathy Risk Assessment
Recommended in Chapter 2.3.13). Accessed online at https://
www.oie.int/eng/normes/mcode/en_sommaire.htm.
2. World Organization for Animal Health, Manual of Diagnostic
Tests and Vaccines for Terrestrial Animals 2004 (updated 2006).
Accessed online at https://www.oie.int/eng/normes/mmanual/A_
summry.htm.
3. World Organization for Animal Health (OIE), Recognition of
the Bovine Spongiform Encephalopathy Status of Member Countries, OIE
Resolution No. XXIV, adopted by the International Committee of the
OIE on May 22, 2007. See https://www.oie.int/eng/info/en_
statesb.htm?eld6, accessed August 30, 2007.
4. United States International Trade Commission, Interactive
Tariff and Trade Dataweb, https://dataweb.usitc.gov/, accessed April
6, 2007.
5. NAICS Association, https://www.naics.com/censusfiles/
NDEF311.HTM, accessed August 27, 2007.
6. U.S Office of Personnel Management Salaries and Wages 2007
General Schedule, https://www.opm.gov/oca/07tables/indexGS.asp,
accessed on April 11, 2007.
List of Subjects
21 CFR Part 189
Food additives, Food packaging.
21 CFR Part 700
Cosmetics, Packaging and containers.
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Therefore, under the Federal Food, Drug, and Cosmetic Act, and under
authority delegated to the Commissioner of Food and Drugs, 21 CFR parts
189 and 700 are amended as follows:
PART 189--SUBSTANCES PROHIBITED FROM USE IN HUMAN FOOD
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1. The authority citation for 21 CFR part 189 continues to read as
follows:
Authority: 21 U.S.C. 321, 342, 348, 371, 381.
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2. Section 189.5 is amended by revising paragraph (a)(1) and by adding
paragraph (e) to read as follows:
Sec. 189.5 Prohibited cattle materials.
(a) * * *
(1) Prohibited cattle materials means specified risk materials,
small intestine of all cattle except as provided in paragraph (b)(2) of
this section, material from nonambulatory disabled cattle, material
from cattle not inspected and passed, or mechanically separated (MS)
(Beef). Prohibited cattle materials do not include the following:
(i) Tallow that contains no more than 0.15 percent insoluble
impurities, tallow derivatives, hides and hide-derived products, and
milk and milk products, and
(ii) Cattle materials inspected and passed from a country
designated under paragraph (e) of this section.
* * * * *
(e) Process for designating countries. A country seeking
designation must send a written request to the Director, Office of the
Center Director, Center for Food Safety and Applied Nutrition, Food and
Drug Administration, at the address designated in 21 CFR 5.1100. The
request shall include information about a country's bovine spongiform
encephalopathy (BSE) case history, risk factors, measures to prevent
the introduction and transmission of BSE, and any other information
relevant to determining whether specified risk materials, the small
intestine of cattle except a