Definition of Service in the Republic of Vietnam, 20566-20571 [E8-8091]
Download as PDF
20566
Federal Register / Vol. 73, No. 74 / Wednesday, April 16, 2008 / Proposed Rules
List of Subjects
regulations. However, all of these
processes include steps at which we
consider whether your impairment(s)
meets or medically equals one of our
listings.
What are the listings?
The listings are examples of
impairments that we consider severe
enough to prevent you as an adult from
doing any gainful activity. If you are a
child seeking SSI payments under title
XVI of the Act, the listings describe
impairments that we consider severe
enough to result in marked and severe
functional limitations. Although the
listings are contained only in appendix
1 to subpart P of part 404 of our
regulations, we incorporate them by
reference in the SSI program in
§ 416.925 of our regulations and apply
them to claims under both title II and
title XVI of the Act.
The listings are in two parts. There
are listings for adults (part A) and for
children (part B). If you are an
individual age 18 or over, we apply the
listings in part A when we assess your
claim, and we never use the listings in
part B.
If you are an individual under age 18,
we first use the criteria in part B of the
listings. Part B contains criteria that
apply only to individuals who are under
age 18. If the criteria in part B do not
apply, we may use the criteria in part A
when those criteria give appropriate
consideration to the effects of the
impairment(s) in children. (See
§§ 404.1525 and 416.925.)
If your impairment(s) does not meet
any listing, we will also consider
whether it medically equals any listing;
that is, whether it is as medically severe
as an impairment in the listings. (See
§§ 404.1526 and 416.926.)
pwalker on PROD1PC71 with PROPOSALS
What if you do not have an
impairment(s) that meets or medically
equals a listing?
We use the listings only to decide that
you are disabled or that you are still
disabled. We will not deny your claim
or decide that you no longer qualify for
benefits because your impairment(s)
does not meet or medically equal a
listing. If you have a severe
impairment(s) that does not meet or
medically equal any listing, we may still
find you disabled based on other rules
in the sequential evaluation process.
Likewise, we will not decide that your
disability has ended only because your
impairment(s) no longer meets or
medically equals a listing.
17:09 Apr 15, 2008
20 CFR Part 416
Administrative practice and
procedure, Aged, Blind, Disability
benefits, Public assistance programs,
Reporting and recordkeeping
requirements, Supplemental Security
Income (SSI).
Dated: March 20, 2008.
Michael J. Astrue,
Commissioner of Social Security.
[FR Doc. E8–8111 Filed 4–15–08; 8:45 am]
BILLING CODE 4191–02–P
DEPARTMENT OF VETERANS
AFFAIRS
How do we use the listings?
VerDate Aug<31>2005
20 CFR Part 404
Administrative practice and
procedure, Blind, Disability benefits,
Old-Age, Survivors and Disability
Insurance, Reporting and recordkeeping
requirements, Social Security.
Jkt 214001
38 CFR Part 3
RIN 2900–AM74
Definition of Service in the Republic of
Vietnam
Department of Veterans Affairs.
Proposed rule.
AGENCY:
ACTION:
SUMMARY: The Department of Veterans
Affairs (VA) proposes to amend its
adjudication regulations regarding the
definition of service in the Republic of
Vietnam. We state that service in the
Republic of Vietnam for the purposes of
applying the presumption of exposure
to herbicide agents includes service on
land and on inland waterways in
Vietnam. The amendments clarify
existing regulatory provisions and
ensure the proper administration of VA
policy.
DATES: Comments must be received by
VA on or before June 16, 2008.
ADDRESSES: Written comments may be
submitted through https://
www.Regulations.gov; by mail or handdelivery to the Director, Regulations
Management (00REG), Department of
Veterans Affairs, 810 Vermont Ave.,
NW., Room 1068, Washington, DC
20420; or by fax to (202) 273–9026.
(This is not a toll-free number.)
Comments should indicate that they are
submitted in response to ‘‘RIN 2900–
AM74–Definition of Service in the
Republic of Vietnam.’’ Copies of
comments received will be available for
public inspection in the Office of
Regulation Policy and Management,
Room 1063B, between the hours of 8
a.m. and 4:30 p.m. Monday through
PO 00000
Frm 00015
Fmt 4702
Sfmt 4702
Friday (except holidays). Please call
(202) 461–4902 for an appointment.
(This is not a toll-free number.) In
addition, during the comment period,
comments may be viewed online
through the Federal Docket Management
System (FDMS) at https://
www.Regulations.gov.
FOR FURTHER INFORMATION CONTACT:
Rhonda F. Ford, Chief, Regulations Staff
(211D), Compensation and Pension
Service, Veterans Benefits
Administration, Department of Veterans
Affairs, 810 Vermont Avenue, NW.,
Washington, DC 20420, (202) 461–9739.
(This is not a toll-free number.)
SUPPLEMENTARY INFORMATION: This
rulemaking is necessitated by the recent
decision rendered by the U. S. Court of
Appeals for Veterans Claims (CAVC) in
Haas v. Nicholson, 20 Vet. App. 257
(2006).
In the Haas case, the CAVC addressed
what it perceived to be ambiguity in
VA’s regulatory definitions of the term
‘‘service in the Republic of Vietnam.’’
Mr. Haas, a veteran of the U.S. Navy,
filed a claim for VA disability
compensation based on diabetes that he
alleged had resulted from ‘‘exposure to
Agent Orange/radioactive materials’’
during his service in Vietnam. Haas, 20
Vet. App. at 260. VA denied his claim,
concluding that 38 CFR 3.307(a)(6)(iii)
does not provide a presumption of
herbicide exposure to a Vietnam Era
veteran who never set foot on land in
the Republic of Vietnam and did not
serve on its inland waterways.
Additionally, VA interpreted the
language in § 3.307(a)(6)(iii) that
presumes herbicide exposure for
veterans who had ‘‘service in the waters
offshore and service in other locations if
the conditions of service involved duty
or visitation in Vietnam’’ to require that
‘‘ ‘the ship must have come to port in
the [Republic of Vietnam] and you
disembarked.’ ’’ Haas, 20 Vet. App. at
260 (quoting a letter from a VA regional
office). Mr. Haas contended that
‘‘service in the Republic of Vietnam’’ as
defined by 38 CFR 3.307(a)(6)(iii) must
be read to include service in the
offshore waters, regardless of whether
the veteran set foot on land.
The issue in Haas was whether VA’s
interpretation of ‘‘service in the
Republic of Vietnam’’ in
§ 3.307(a)(6)(iii) is a permissible
interpretation of that regulation and the
authorizing statute, 38 U.S.C. 1116(f).
The CAVC held that the statute is not
clear on its face concerning whether the
phrase ‘‘service in the Republic of
Vietnam’’ refers only to service on land
or encompasses some forms of offshore
service. Haas, 20 Vet. App. at 265.
E:\FR\FM\16APP1.SGM
16APP1
Federal Register / Vol. 73, No. 74 / Wednesday, April 16, 2008 / Proposed Rules
Therefore, VA may promulgate a
regulatory definition of service in
Vietnam. See Haas, 20 Vet. App. at 269
(‘‘Given the ambiguity of the statute, VA
is permitted to issue regulations in order
to resolve the ambiguity.’’). We note that
to the extent that Haas was based in part
on the CAVC’s interpretation of certain
Manual M21–1 provisions, we have
proposed to rescind those provisions, in
a separate notice. 72 FR 66218 (Nov. 27,
2007).
Section 1116(f) provides:
pwalker on PROD1PC71 with PROPOSALS
For purposes of establishing service
connection for a disability or death resulting
from exposure to a herbicide agent, including
a presumption of service-connection under
this section, a veteran who, during active
military, naval, or air service, served in the
Republic of Vietnam during the period
beginning on January 9, 1962, and ending on
May 7, 1975, shall be presumed to have been
exposed during such service to an herbicide
agent containing dioxin or 2,4
dichlorophenoxyacetic acid, and may be
presumed to have been exposed during such
service to any other chemical compound in
an herbicide agent, unless there is affirmative
evidence to establish that the veteran was not
exposed to any such agent during that
service.
The current definition of service in
the Republic of Vietnam in
§ 3.307(a)(6)(iii) is as follows: ‘‘Service
in the Republic of Vietnam includes
service in the waters offshore and
service in other locations if the
conditions of service involved duty or
visitation in the Republic of Vietnam.’’
The CAVC perceived ambiguity in
§ 3.307(a)(6)(iii) as to whether the
phrase ‘‘service in the Republic of
Vietnam’’ includes service exclusively
in the waters offshore, i.e., where the
‘‘conditions of service’’ did not involve
‘‘duty or visitation’’ in Vietnam. The
perceived ambiguity arose in part from
similar language in 38 CFR 3.313, which
defines Service in Vietnam as
‘‘includ[ing] service in the waters
offshore, or service in other locations if
the conditions of service involved duty
or visitation in Vietnam.’’ 38 CFR
3.313(a). The CAVC suggested that VA
viewed § 3.307(a)(6)(iii) as
interchangeable with § 3.313,
concluding that there is no clear
expression of a difference in the
definition as it appears in the two
distinct regulations, despite the
inclusion of a comma in the § 3.313(a)
definition and, more importantly, their
very different regulatory histories and
purposes. The CAVC also concluded
that VA’s regulation was most
reasonably construed to apply to
offshore service because certain veterans
who served offshore (i.e., those who
served for long periods in close
proximity to land areas where
VerDate Aug<31>2005
17:09 Apr 15, 2008
Jkt 214001
herbicides were used) would have a risk
of herbicide exposure comparable to
certain veterans who served on land
(i.e., those who served only briefly on
land).
We now propose to amend
§ 3.307(a)(6)(iii) because the CAVC in
Haas incorrectly conflated the
definitions of ‘‘service in the Republic
of Vietnam’’ in §§ 3.307(a)(6)(iii) and
3.313 and thereby interpreted
§ 3.307(a)(6)(iii) in a manner
inconsistent with VA’s intent in issuing
that regulation. By this rulemaking, VA
intends to make clear that in
§ 3.307(a)(6)(iii), ‘‘service in the
Republic of Vietnam,’’ for purposes of
establishing presumptive service
connection due to exposure to herbicide
agents, applies to a veteran who served
in the Republic of Vietnam only if that
veteran was physically present on land
in Vietnam, or on its inland waterways.
The presumption does not apply to a
veteran who served only on the waters
offshore of Vietnam. We propose to
amend § 3.307(a)(6)(iii) to state: ‘‘For the
purposes of this section, ‘service in the
Republic of Vietnam’ includes only
service on land, or on an inland
waterway, in the Republic of Vietnam
during the period beginning on January
9, 1962, and ending on May 7, 1975.’’
The qualifying dates cited in the
regulation are those specified by
Congress in section 1116 for application
of the presumption of exposure to
herbicide agents. We believe these dates
would also make clear that the rule
refers to the country as defined during
the relevant time period, as country
boundaries may change over time due to
political factors.
As stated in our definition, we
include only service on land and on
inland waterways. For the following
reasons, we believe that this definition
comports with the legislative intent
behind the enactment of the
presumption of exposure, as well as the
lengthy legislative and regulatory
history of the presumption.
Congress first called for consideration
of providing compensation for Vietnam
veterans exposed to dioxin in the
Veterans’ Dioxin and Radiation
Exposure Compensation Standards Act,
Public Law 98–542, 98 Stat. 2725, 2728
(1984) (‘‘1984 Dioxin Act’’). Section 5 of
that statute directed VA to address
claims for service connection based on
dioxin exposure by issuing rules
grounded in ‘‘sound scientific and
medical evidence.’’ Id.
In 1985, VA promulgated 38 CFR
3.311a to implement the 1984 Dioxin
Act. The rulemaking notice for § 3.311a
noted that herbicides ‘‘were used during
the Vietnam conflict to defoliate trees,
PO 00000
Frm 00016
Fmt 4702
Sfmt 4702
20567
remove ground cover, and destroy
crops,’’ and that many veterans ‘‘were
deployed in or near locations where
Agent Orange was sprayed.’’ 50 FR
15848, 15849 (1985). Under 38 CFR
3.311a(b) (1986), VA presumed that
veterans who served in Vietnam during
the Vietnam era were exposed to dioxin,
eliminating the need to establish
exposure as a matter of fact. The
presumption of exposure extended to
‘‘service in the waters offshore and
service in other locations, if the
conditions of service involved duty or
visitation in the Republic of Vietnam.’’
38 CFR 3.311a(b) (1986) (emphasis
added).
In February 1991, Congress enacted
The Agent Orange Act of 1991 (‘‘AOA’’),
Public Law No. 102–4, § 2, 105 Stat. 11,
which created and codified 38 U.S.C.
1116. The AOA was understood as
codifying existing regulatory
presumptions for diseases that Congress
believed were linked to Agent Orange
exposure. See, e.g., 137 Cong. Rec.
S1267 (daily ed. Jan. 30, 1991)
(statement of Sen. Daschle) ( ‘‘[t]he bill
will also codify the Secretary’s
decisions granting presumptions of
service connection for soft-tissue
sarcoma and non-Hodgkins lymphoma,
two rare cancers that have been
frequently associated with exposure to
components of Agent Orange’’); 137
Cong. Rec. S1272 (daily ed. Jan. 30,
1991) (Statement of Sen. Simpson)
(stating that ‘‘[t]he bill legislatively
establishes presumptions of service
connection for veterans exposed to
agent orange for three conditions:
chloracne, non-Hodgkin’s lymphoma,
and soft-tissue sarcomas,’’ but
recognizing that ‘‘[i]t is not at all
imperative that we take this action
legislatively’’ because ‘‘[t]hose
presumptions have already been
recognized and granted to veterans
* * * by the Secretary of Veterans
Affairs’’); 1991 U.S.C.C.A.N. 11 (signing
statement by President Bush stating that
the AOA ‘‘relies on science’’ and will
‘‘codify decisions previously made by
my administration with respect to
presumptions of service connection’’).
The AOA also codified the provision in
VA’s regulation presuming herbicide
exposure in veterans who served ‘‘in the
republic of Vietnam’’ during the
Vietnam era. Accordingly, it is
reasonable to assume that Congress
intended to codify VA’s interpretation
of the presumption of exposure, or at
least to reserve to VA the authority to
maintain that interpretation. See 66 FR
23166 (May 8, 2001) (recognizing this
legislative history and stating that
subsequent legislation offered ‘‘no basis
E:\FR\FM\16APP1.SGM
16APP1
pwalker on PROD1PC71 with PROPOSALS
20568
Federal Register / Vol. 73, No. 74 / Wednesday, April 16, 2008 / Proposed Rules
to conclude that Congress intended to
broaden that definition to include deepwater service’’).
In September 1993, VA proposed to
delete 38 CFR 3.311a and amend
§ 3.307(a) ‘‘so that it * * * incorporates
the definition of the term ‘service in the
Republic of Vietnam’ from 38 CFR
3.311a.’’ 58 FR 50528, 50529 (1993).
In 1996, based on new evidence
concerning the deployment of troops
and the use of herbicides, Congress
amended the statutory definitions of the
Vietnam era. See Veterans’ Benefits
Improvement Act, Public Law No. 104–
275, 110 Stat. 3322, 3342. In 38 U.S.C.
101(29), for general purposes, the
definition was broadened to cover the
period from February 28, 1961, to May
7, 1975. But Congress recognized that
‘‘[h]erbicides and defoliants were not in
use throughout the ‘Vietnam era’ as that
term would be newly defined’’ and
‘‘such materials were not introduced
into the Republic of Vietnam until
January 9, 1962. Therefore, * * * for
purposes of sections 1116 and 1710 of
title 38, United States Code, provisions
of law which specify benefits based on
presumptive exposure to herbicides and
defoliants, the term ‘Vietnam era’ [was]
limited to the period between January 9,
1962, and May 7, 1975.’’ S. Rep. No.
104–371, at 21 (1996) (emphasis added).
Thus, Congress found the deployment of
herbicides relevant to the use of the
term ‘‘service in the Republic of
Vietnam’’ in § 1116 and, at that time, the
deployment of herbicides and the
definition of the term were both
understood to include only service on
land or on inland waterways.
Subsequent VA rulemakings stated
with even greater clarity that a veteran
who served only offshore is not entitled
to the presumption of exposure. For
example, a September 1997 rulemaking
notice stated that 38 CFR 3.814(c)(1)
incorporated the definition of ‘‘serv[ice]
in the Republic of Vietnam’’ from
§ 3.307(a)(6)(iii) as excluding
consideration of service in offshore
waters. It explained: ‘‘Because
herbicides were not applied in waters
off the shore of Vietnam, limiting the
scope of the term service in the
Republic of Vietnam to persons whose
service involved duty or visitation in
the Republic of Vietnam limits the focus
of the presumption of exposure to
persons who may have been in areas
where herbicides could have been
encountered.’’ 62 FR 51274 (1997). See
also 69 FR 44614, 44620 (July 27, 2004)
(indicating that presumption did not
extend to service in offshore waters).
As a factual matter, our legislative
interpretation accords with what is
known about the use of herbicides
VerDate Aug<31>2005
17:09 Apr 15, 2008
Jkt 214001
during Vietnam. Although exposure
data is largely absent, review of military
records demonstrate that virtually all
herbicide spraying in Vietnam, which
was for the purpose of eliminating plant
cover for the enemy, took place over
land. See Stellman JM, Stellman SD,
Christian R, Weber T, Tomasallo C, The
extent and patterns of usage of Agent
Orange and other herbicides in
Vietnam, 422 Nature 681–687 (2003).
Regarding inland waterways, Navy
riverine patrols reported to have
routinely used herbicides for clearance
of inland waterways. See ‘‘Veterans and
Agent Orange: Health Effects of
Herbicides Used in Vietnam’’ (1993
National Academies of Science);
‘‘Characterizing Exposure of Veterans to
Agent Orange and Other Herbicides
Used in Vietnam: Final Report’’ (2003,
National Academy Press). Blue water
Navy service members and other
personnel who operated off shore were
away from herbicide spray flight paths,
and therefore were not likely to have
incurred a risk of exposure to herbicide
agents comparable to those who served
in foliated areas where herbicides were
applied.
In connection with the Haas
proceedings, questions were raised as to
a 2002 study performed for Australia’s
Queensland Health Scientific Services
by their National Research Center for
Environmental Toxicology titled,
Examination of the Potential Exposure
of Royal Australian Navy Personnel to
Polycholorinated Dibenzodioxins and
Polychorinated Dibenzofurans Via
Drinking Water. The study assumed that
ocean water near estuarine sources
could contain dioxin if dioxin had been
used over land. It then noted that
Australian Navy boats distilled water,
obtained primarily from locations near
such estuarine sources, to use as
drinking water. Based on these factual
predicates, the study found that the
distillation process used by those boats
did not remove dioxin when dioxin was
added to salt water and the distillation
process was performed in a laboratory,
but, instead, the distillation
concentrated the dioxin level in the
water. This study was not peer reviewed
or published and, to our knowledge, has
never been cited in any subsequent
reputable study of Agent Orange.
At the outset, we note that this recent
study was not a part of our original
rulemaking, or subsequent rulemakings,
related to the definition of Vietnam
service and therefore could not possibly
have informed our definition of service
in Vietnam under § 3.307. Moreover, VA
scientists and experts have noted many
problems with the study that caution
against reliance on the study to change
PO 00000
Frm 00017
Fmt 4702
Sfmt 4702
our long-held position regarding
veterans who served off shore. First, as
the authors of the Australian study
themselves noted, there was substantial
uncertainty in their assumptions
regarding the concentration of dioxin
that may have been present in estuarine
waters during the Vietnam War. In
particular, although distillation
concentrated the dioxin level in the
water, the concentrating effect was
shown to be dependent upon the
amount of sediment in the water, such
that a large sediment level, consistent
with estuarine waters, could
significantly reduce the concentrating
effect. Second, even with the
concentrating effect found in the
Australian study, the levels of exposure
estimated in this study are not at all
comparable to the exposures
experienced by veterans who served on
land where herbicides were applied.
This is true even if we were to assume
that a person drank only such distilled
water and did so for an extended tour.
Third, it is not clear that U.S. ships used
distilled drinking water drawn from or
near estuarine sources or, if they did,
whether the distillation process was
similar to that used by the Australian
Navy. For these reasons, we do not
intend to revise our long-held
interpretation of ‘‘service in the
Republic of Vietnam’’ based on this
study. Although we are not extending
the meaning of ‘‘service in Vietnam’’ in
this rulemaking, because we do not
believe that Congress intended that term
to encompass areas that were not likely
to have been exposed to sprayed
herbicides, we will continue to assess
any peer-reviewed studies brought to
VA’s attention on this topic, including
studies concerning the possibility of
exposure through drinking water,
groundwater runoff, airborne drift, and
transportation. We will publish any
determination extending the definition
of service in the Republic of Vietnam if
it is warranted by such studies.
To the extent there is ambiguity in the
statutory reference to service in the
Republic of Vietnam, we believe that
language is most reasonably interpreted
to refer to service within the land
borders of the Republic of Vietnam. It is
both intuitively obvious and well
established that herbicides were
commonly deployed in foliated land
areas and would have been released
seldom, if at all, over the open waters
off the coast of Vietnam. The legislative
and regulatory history indicates that the
purpose of the presumption of exposure
was to provide a remedy for persons
who may have been exposed to
herbicides because they were stationed
E:\FR\FM\16APP1.SGM
16APP1
pwalker on PROD1PC71 with PROPOSALS
Federal Register / Vol. 73, No. 74 / Wednesday, April 16, 2008 / Proposed Rules
in areas where herbicides were used,
but whose exposure could not actually
be documented due to inadequate
records concerning the movement of
ground troops.
Because it is known that herbicides
were used extensively on the ground in
the Republic of Vietnam, and because
there are inadequate records of groundbased troop movements, it is reasonable
to presume that any veteran who served
within the land borders of Vietnam was
potentially exposed to herbicides,
unless affirmative evidence establishes
otherwise. There is no similar reason to
presume that veterans who served solely
in the waters offshore incurred a
significant risk of herbicide exposure.
It is conceivable that some veterans of
offshore service incurred exposure
under some circumstances due, for
example, to airborne drift, groundwater
runoff, and the proximity of individual
boats to the Vietnam coast. For purposes
of the presumption of exposure,
however, there is no apparent basis for
concluding that any such risk was
similar in kind or degree to the risk
attending service within the land
borders of the Republic of Vietnam.
More significantly, because ‘‘offshore
service’’ encompasses a wide range of
service remote from land and thus from
areas of actual herbicide use, there is no
reason to believe that any risk of
herbicide exposure would be similarly
pervasive among veterans of offshore
service as among veterans of service
within the land borders of Vietnam.
In Haas the Veterans Court noted that
‘‘there are many ways to interpret the
boundaries of a sovereign nation such as
the former Republic of Vietnam’’ and
stated that, based on established
definitions of sovereign territory, the
statutory phrase ‘‘in the Republic of
Vietnam’’ could conceivably be
construed to encompass waters
extending to a distance of either 12 or
200 miles from the coast. Haas, 20 Vet.
App. at 263–64. It is apparent that any
risk of airborne or water-borne exposure
due to herbicide spraying on land areas
would be negligible for most of such
distances, and we believe it is highly
unlikely that Congress intended to
adopt one of those measures rather than
limiting the presumption to persons
who served on land where herbicides
were actually in use. Finally, we note
that, to the extent there may be a risk
of exposure through airborne drift or
water runoff, that risk would exist
across land borders Vietnam shares with
other nations as well as to drift over
open seas, yet Congress clearly did not
intend the presumption to extend
beyond the land borders of the Republic
of Vietnam in those instances.
VerDate Aug<31>2005
17:09 Apr 15, 2008
Jkt 214001
It is also relevant to note that VA’s
interpretation results in a logical and
easily manageable presumption of
exposure, whereas the alternate
interpretation suggested in Haas would
entail precisely the type of difficult
policy and case-by-case determinations
that presumptions are generally
designed to avoid. As the Veterans
Court noted in Haas, the category of
‘‘offshore service’’ may encompass
persons who served hundreds of miles
from Vietnam’s coast. We believe it is
implausible that Congress intended to
encompass all offshore service,
irrespective of whether there is any
likelihood that such service involved
the potential for exposure resulting from
application of herbicides in the
Republic of Vietnam. However, if
Congress intended to presume herbicide
exposure for veterans who served in
offshore waters, but only to the extent
there was some risk of herbicide
exposure through airborne drift or
water-borne runoff, it would be
exceedingly difficult and highly
speculative to define the class of
persons to whom the presumption
applies, in the absence of clear evidence
defining the point at which the risk of
exposure by such means ceases to exist.
The legislative and regulatory history
does not allude to any basis for making
such determinations, which would be
essential to application of the
presumption under the interpretation
set forth in Haas. The fact that it would
be exceedingly difficult, if not
impossible, to define the parameters of
the presumption in any logical and
meaningful way strongly suggests that
Congress did not intend to encompass
offshore service for purposes of the
presumption of herbicide exposure.
We have found no indication that
Congress intended a presumption
covering offshore service. Rather, in
providing a presumption of herbicide
exposure based on service ‘‘in the
Republic of Vietnam,’’ we believe
Congress reasonably intended to
distinguish between areas where
herbicides were actually applied and
other areas, such as offshore areas,
where herbicides were not used. That
interpretation is reasonable because it
comports with VA’s long-standing
interpretation of its own regulations,
which Congress intended to codify in 38
U.S.C. 1116; because it comports with
known facts regarding the use of
herbicides in Vietnam; because it results
in a rule that can easily be administered;
and because the alternate interpretation
suggested in Haas would be exceedingly
difficult, if not impossible, to define and
PO 00000
Frm 00018
Fmt 4702
Sfmt 4702
20569
apply in a meaningful, non-arbitrary
manner.
The CAVC’s observation that there
may be similarity between certain
persons who served offshore and certain
persons who served on land does not
provide a basis for a different
interpretation. ‘‘The ‘task of classifying
persons for * * * benefits * * *
inevitably requires that some persons
who have an almost equally strong
claim to favored treatment be placed on
different sides of the line.’’’ United
States R.R. Retirement Bd. v. Fritz, 449
U.S. 166, 179 (1980) (quoting Mathews
v. Diaz, 426 U.S. 67, 83–84 (1976)). The
same concern would exist for any rule
interpreting the parameters of the
presumption of exposure, whether it is
limited to service on land or to service
within some specified distance from
land. For the reasons explained above,
we believe it is far more reasonable to
interpret the presumption as limited to
service on land than to service at some
arbitrary distance from land.
We also note that a veteran who does
not meet the requirements of
§ 3.307(a)(6)(iii) for application of the
presumption of service connection
based on service in Vietnam may
establish direct service connection
under § 3.307(a)(6) and § 3.309(e) based
on herbicide exposure if the veteran can
establish that he or she was actually
exposed to herbicides in service.
Section 3.307(a)(6)(iii) only defines
when the presumption of exposure to
herbicide agents will apply.
Additionally, as part of its duty to assist,
VA will assist a claimant in obtaining
any relevant evidence related to a claim
for exposure to herbicide agents.
For consistency and to avoid possible
similar ambiguities in the interpretation
of the term, we propose to amend 38
CFR 3.814(c)(1) to clarify the meaning of
‘‘service in the Republic of Vietnam’’ in
that regulation. Section 3.814 provides
benefits for spina bifida to children of
veterans who served in Vietnam, based
on those veterans’ presumed exposure
to herbicide agents. Because currently
the definition parallels the definition of
service in Vietnam in § 3.307(a)(6)(iii),
we propose to amend the definition to
parallel the clarifications of that
definition established by this
rulemaking.
Additionally, 38 CFR 3.815 provides
benefits for covered birth defects to
children of women Vietnam veterans,
based on those veterans’ service in
Vietnam. Section 3.815 was added to
VA’s adjudication regulations largely
based on a study of women Vietnam
veterans and women non-Vietnam
veterans. See 67 FR 200 (Jan. 2, 2002)
(discussing Pregnancy Outcomes
E:\FR\FM\16APP1.SGM
16APP1
pwalker on PROD1PC71 with PROPOSALS
20570
Federal Register / Vol. 73, No. 74 / Wednesday, April 16, 2008 / Proposed Rules
Among U.S. Women Vietnam Veterans,
Kang, et al., 38 Amer. J. Indus. Med. 447
(2000)). The study compared women
Vietnam veterans, defined as women
whose permanent tour of duty included
service in Vietnam between July 4,
1965, through March 28, 1973, to
women non-Vietnam veterans, defined
as women assigned to a military unit in
the United States during that time and
whose tour of duty did not include
service in Vietnam. According to the
study, women Vietnam veterans
experienced a higher prevalence of birth
defects among their children than
women veterans who did not serve in
Vietnam. The study did not assess a
specific cause for the difference in
adverse pregnancy outcomes, but
identified many potential risk factors for
abnormal reproductive outcomes in
women Vietnam veterans, including, in
addition to herbicide exposure, risk
factors associated with military hospital
nursing conditions in Vietnam (all
women Vietnam veterans in the study
were nurses), such as physical stress
and exposure to waste anesthetic gases
and ethyleneoxide. The study did not
expressly state whether it considered
any women who served solely on ships
off the coast of Vietnam, but the focus
on risk factors such as herbicide
exposure and hospital service strongly
suggests that the study focused on landbased service. Although not all of the
additional risk factors described in the
study, such as psychological stress,
were exclusive to women who served on
land in Vietnam, it appears that the
study only considered such women. As
such, the benefits provided in § 3.815
were not based solely on herbicide
exposure, but were based solely on
service on land. For that reason, the rule
specifically defined ‘‘service in the
Republic of Vietnam’’ consistent with
the definition provided in
§ 3.307(a)(6)(iii), and intended only to
include veterans who served on land.
(In fact, in defining an individual
eligible for consideration under the rule,
the rule specifically refers to ‘‘the date
on which the veteran first entered the
Republic of Vietnam.’’ 38 CFR
3.815(c)(2).) For this reason, and for
consistency, we will additionally revise
the definition of service in the Republic
of Vietnam in § 3.815(c)(1) to parallel
the definitions in §§ 3.307 and 3.814. As
such, benefits under § 3.815 will be
provided to women who served on land
or in inland waters, but not offshore.
The definition of service in the Republic
of Vietnam in § 3.815(c)(1) as revised
differs from the definitions in §§ 3.307
and 3.814 in that the dates for service
in Vietnam in § 3.815 are controlled by
VerDate Aug<31>2005
17:09 Apr 15, 2008
Jkt 214001
Congress’ definition of service in
Vietnam for the purposes of the
authorizing statute for that regulation,
38 U.S.C. 1831.
The definition of ‘‘service in the
Republic of Vietnam’’ as stated in
§§ 3.307(a)(6)(iii), 3.814(c)(1), and
3.815(c)(1) is only intended to be used
for those sections, as those are the only
sections that address VA benefits based
on service in Vietnam and the potential
exposure to herbicide agents therein. To
ensure this, we will add the statement
‘‘For the purposes of this section’’ to the
beginning of the definitions in
§§ 3.307(a)(6)(iii), 3.814(c)(1), and
3.815(c)(1). For the same reason, we
propose to amend 38 CFR 3.313 to
specify that the definition of ‘‘service in
Vietnam’’ therein applies to that section
only. In addition, we propose to amend
the title of § 3.313 to read, ‘‘Presumption
of service connection for non-Hodgkin’s
lymphoma based on service in
Vietnam.’’ The definition of ‘‘Service in
Vietnam’’ in § 3.313(a) will remain
unchanged. We are not making any
substantive change to the regulation by
these revisions. The intent of the term
‘‘Service in Vietnam’’ in § 3.313 is
completely different from that which
was intended in § 3.307(a)(6)(iii). See 55
FR 25339 (June 21, 1990). The title
change additionally reflects specifically
what the regulation addresses.
Section 3.313 was added based on the
results of a study of the association of
selected cancers with service in the U.S.
military in Vietnam by the Centers for
Disease Control (CDC). The CDC study
found that Vietnam veterans have
roughly a 50 percent increased risk of
developing non-Hodgkin’s Lymphoma
after service in Vietnam. A similar
increased risk was not seen among
veterans who served in other locations
during the Vietnam Era. The Secretary
thereupon made a determination that
there is a relationship between Vietnam
service and non-Hodgkin’s Lymphoma.
Unlike § 3.307(a)(6)(iii), § 3.313 is not
linked to herbicide exposure, merely
service in Vietnam.
Paperwork Reduction Act
This document contains no provisions
constituting a collection of information
under the Paperwork Reduction Act (44
U.S.C. 3501–3521).
Regulatory Flexibility Act
The Secretary hereby certifies that
this rule will not have a significant
economic impact on a substantial
number of small entities as they are
defined in the Regulatory Flexibility
Act, 5 U.S.C. 601–612. This rule does
not affect any small entities. Only VA
beneficiaries could be directly affected.
PO 00000
Frm 00019
Fmt 4702
Sfmt 4702
Therefore, pursuant to 5 U.S.C. 605(b),
this rule is exempt from the initial and
final regulatory flexibility analysis
requirements of sections 603 and 604.
Executive Order 12866—Regulatory
Planning and Review
Executive Order 12866 directs
agencies to assess all costs and benefits
of available regulatory alternatives and,
when regulation is necessary, to select
regulatory approaches that maximize
net benefits (including potential
economic, environmental, public health
and safety, and other advantages;
distributive impacts; and equity). The
Executive Order classifies a ‘‘significant
regulatory action,’’ requiring review by
the Office of Management and Budget
(OMB) unless OMB waives such review,
as any regulatory action that is likely to
result in a rule that may: (1) Have an
annual effect on the economy of $100
million or more or adversely affect in a
material way the economy, a sector of
the economy, productivity, competition,
jobs, the environment, public health or
safety, or State, local, or tribal
governments or communities; (2) Create
a serious inconsistency or otherwise
interfere with an action taken or
planned by another agency; (3)
Materially alter the budgetary impact of
entitlements, grants, user fees, or loan
programs or the rights and obligations of
recipients thereof; or (4) Raise novel
legal or policy issues arising out of legal
mandates, the President’s priorities, or
the principles set forth in the Executive
Order.
The economic, interagency,
budgetary, legal, and policy
implications of this rule have been
examined and it has been determined to
be a significant regulatory action under
the Executive Order because it is likely
to result in a rule that may raise novel
legal or policy issues arising out of legal
mandates, the President’s priorities, or
the principles set forth in the Executive
Order.
Unfunded Mandates
The Unfunded Mandates Reform Act
of 1995 requires, at 2 U.S.C. 1532, that
agencies prepare an assessment of
anticipated costs and benefits before
issuing any rule that may result in the
expenditure by State, local, and tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
(adjusted annually for inflation) in any
year. This rule would have no such
effect on State, local, and tribal
governments, or on the private sector.
E:\FR\FM\16APP1.SGM
16APP1
Federal Register / Vol. 73, No. 74 / Wednesday, April 16, 2008 / Proposed Rules
Catalog of Federal Domestic Assistance
Numbers and Titles
The Catalog of Federal Domestic
Assistance program numbers and titles
for this rulemaking are 64.102,
Compensation for Service-Connected
Deaths for Veterans’ Dependents;
64.109, Veterans Compensation for
Service-Connected Disability; 64.110,
Veterans Dependency and Indemnity
Compensation for Service-Connected
Death; 64.127, Monthly Allowance for
Children of Vietnam Veterans Born with
Spina Bifida; and 64.128, Vocational
Training and Rehabilitation for Vietnam
Veterans’ Children with Spina Bifida or
Other Covered Birth Defects.
List of Subjects in 38 CFR Part 3
Administrative practice and
procedure, Claims, Disability benefits,
Health care, Pensions, Radioactive
materials, Veterans, Vietnam.
Approved: January 8, 2008.
Gordon H. Mansfield,
Deputy Secretary of Veterans Affairs.
For the reasons set out in the
preamble, VA proposes to amend 38
CFR part 3 as follows:
PART 3—ADJUDICATION
1. The authority citation for part 3,
subpart A continues to read as follows:
§ 3.814 Monetary allowance under 38
U.S.C. chapter 18 for an individual suffering
from spina bifida whose biological father or
mother is or was a Vietnam veteran.
*
*
*
*
*
(c) * * *
(1) * * * For the purposes of this
section, ‘‘service in the Republic of
Vietnam’’ includes only service on land,
or on an inland waterway, in the
Republic of Vietnam during the period
beginning on January 9, 1962, and
ending on May 7, 1975.
*
*
*
*
*
5. Amend 3.815(c)(1) by revising the
last sentence to read as follows:
§ 3.815 Monetary allowance under 38
U.S.C. chapter 18 for an individual with
disability from covered birth defects whose
biological mother is or was a Vietnam
veteran; identification of covered birth
defects.
*
*
*
*
*
(c) * * *
(1) * * * For the purposes of this
section, ‘‘service in the Republic of
Vietnam’’ includes only service on land,
or on an inland waterway, in the
Republic of Vietnam during the period
beginning on February 28, 1961, and
ending on May 7, 1975.
*
*
*
*
*
[FR Doc. E8–8091 Filed 4–15–08; 8:45 am]
BILLING CODE 8320–01–P
Authority: 38 U.S.C. 501(a), unless
otherwise noted.
2. Amend § 3.307(a)(6)(iii) by revising
the last sentence to read as follows:
DEPARTMENT OF VETERANS
AFFAIRS
§ 3.307 Presumptive service connection
for chronic, tropical or prisoner-of-war
related disease, or disease associated with
exposure to certain herbicide agents;
wartime and service on or after January 1,
1947.
38 CFR Parts 3 and 20
pwalker on PROD1PC71 with PROPOSALS
(a) * * *
(6) * * *
(iii) * * * For the purposes of this
section, ‘‘service in the Republic of
Vietnam’’ includes only service on land,
or on an inland waterway, in the
Republic of Vietnam during the period
beginning on January 9, 1962, and
ending on May 7, 1975.
3. Amend § 3.313 by revising the
section heading and adding at the
beginning of the first sentence of
paragraph (a) ‘‘For purposes of this
section,’’ to read as follows:
§ 3.313 Presumption of service connection
for non-Hodgkin’s lymphoma based on
service in Vietnam.
(a) * * * For the purposes of this
section, * * *
*
*
*
*
*
4. Amend 3.814(c)(1) by revising the
last sentence to read as follows:
VerDate Aug<31>2005
17:09 Apr 15, 2008
Jkt 214001
RIN 2900–AM77
Board of Veterans’ Appeals: Expedited
Claims Adjudication Initiative—Pilot
Program
Department of Veterans Affairs.
Proposed rule.
AGENCY:
ACTION:
SUMMARY: The Department of Veterans
Affairs (VA) proposes to launch an
initiative for accelerated claims and
appeals processing at four VA facilities,
based on volunteer participation by
eligible claimants. The purposes of this
proposed initiative are to provide a
model to streamline the VA claims
adjudication and appeals process
systemwide and to obtain resolution of
individual claims and appeals at the
earliest time possible in order to provide
final decisions to veterans and their
families with regard to their claims for
benefits. If this initiative is successful at
the four trial sites, the data obtained
from this initiative may provide a basis
for expanding some, or all, of the
program nationwide, and ultimately
PO 00000
Frm 00020
Fmt 4702
Sfmt 4702
20571
help accelerate the processing of all
claims and appeals.
DATES: Comments must be received by
VA on or before June 16, 2008.
ADDRESSES: Written comments may be
submitted through https://
www.Regulations.gov; by mail or handdelivery to the Director, Regulations
Management (00REG), Department of
Veterans Affairs, 810 Vermont Avenue,
NW., Room 1068, Washington, DC
20420; or by fax to (202) 273–9026.
(This is not a toll-free number.)
Comments should indicate that they are
submitted in response to ‘‘2900–
AM77—Expedited Claims Adjudication
Initiative—Pilot Program.’’ Copies of
comments received will be available for
public inspection in the Office of
Regulation Policy and Management,
Room 1063B, between the hours of 8
a.m. and 4:30 p.m. Monday through
Friday (except holidays). Please call
(202) 461–4902 for an appointment.
(This is not a toll-free number.) In
addition, during the comment period,
comments may be viewed online
through the Federal Docket Management
System (FDMS) at https://
www.Regulations.gov.
FOR FURTHER INFORMATION CONTACT:
Steven L. Keller, Senior Deputy Vice
Chairman, Board of Veterans’ Appeals
(012), Department of Veterans Affairs,
810 Vermont Avenue, NW.,
Washington, DC 20420, (202) 565–5978.
(This is not a toll-free number.)
SUPPLEMENTARY INFORMATION: Within the
Department of Veterans Affairs is a
Veterans Benefits Administration (VBA
or Administration) whose primary
function is the administration of
nonmedical VA benefits programs that
provide assistance to veterans and their
dependents and survivors. 38 U.S.C.
7701(a). VBA is under the Under
Secretary for Benefits, who is directly
responsible to the Secretary for the
operations of the Administration. 38
U.S.C. 7701(b). VBA’s adjudication rules
are found at 38 CFR part 3. The Board
of Veterans’ Appeals (BVA or Board) is
an administrative body within VA that
decides appeals from decisions of
Agencies of Original Jurisdiction (AOJs)
of claims for veterans’ benefits, as well
as occasional cases of original
jurisdiction. The Board is under the
administrative control and supervision
of a Chairman who is directly
responsible to the Secretary. 38 U.S.C.
7101(a). The Board’s Appeals
Regulations are found at 38 CFR part 19,
and its Rules of Practice are found at 38
CFR part 20.
The VA claims adjudication and
appeals process is designed with many
E:\FR\FM\16APP1.SGM
16APP1
Agencies
[Federal Register Volume 73, Number 74 (Wednesday, April 16, 2008)]
[Proposed Rules]
[Pages 20566-20571]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-8091]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF VETERANS AFFAIRS
38 CFR Part 3
RIN 2900-AM74
Definition of Service in the Republic of Vietnam
AGENCY: Department of Veterans Affairs.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Department of Veterans Affairs (VA) proposes to amend its
adjudication regulations regarding the definition of service in the
Republic of Vietnam. We state that service in the Republic of Vietnam
for the purposes of applying the presumption of exposure to herbicide
agents includes service on land and on inland waterways in Vietnam. The
amendments clarify existing regulatory provisions and ensure the proper
administration of VA policy.
DATES: Comments must be received by VA on or before June 16, 2008.
ADDRESSES: Written comments may be submitted through https://
www.Regulations.gov; by mail or hand-delivery to the Director,
Regulations Management (00REG), Department of Veterans Affairs, 810
Vermont Ave., NW., Room 1068, Washington, DC 20420; or by fax to (202)
273-9026. (This is not a toll-free number.) Comments should indicate
that they are submitted in response to ``RIN 2900-AM74-Definition of
Service in the Republic of Vietnam.'' Copies of comments received will
be available for public inspection in the Office of Regulation Policy
and Management, Room 1063B, between the hours of 8 a.m. and 4:30 p.m.
Monday through Friday (except holidays). Please call (202) 461-4902 for
an appointment. (This is not a toll-free number.) In addition, during
the comment period, comments may be viewed online through the Federal
Docket Management System (FDMS) at https://www.Regulations.gov.
FOR FURTHER INFORMATION CONTACT: Rhonda F. Ford, Chief, Regulations
Staff (211D), Compensation and Pension Service, Veterans Benefits
Administration, Department of Veterans Affairs, 810 Vermont Avenue,
NW., Washington, DC 20420, (202) 461-9739. (This is not a toll-free
number.)
SUPPLEMENTARY INFORMATION: This rulemaking is necessitated by the
recent decision rendered by the U. S. Court of Appeals for Veterans
Claims (CAVC) in Haas v. Nicholson, 20 Vet. App. 257 (2006).
In the Haas case, the CAVC addressed what it perceived to be
ambiguity in VA's regulatory definitions of the term ``service in the
Republic of Vietnam.'' Mr. Haas, a veteran of the U.S. Navy, filed a
claim for VA disability compensation based on diabetes that he alleged
had resulted from ``exposure to Agent Orange/radioactive materials''
during his service in Vietnam. Haas, 20 Vet. App. at 260. VA denied his
claim, concluding that 38 CFR 3.307(a)(6)(iii) does not provide a
presumption of herbicide exposure to a Vietnam Era veteran who never
set foot on land in the Republic of Vietnam and did not serve on its
inland waterways. Additionally, VA interpreted the language in Sec.
3.307(a)(6)(iii) that presumes herbicide exposure for veterans who had
``service in the waters offshore and service in other locations if the
conditions of service involved duty or visitation in Vietnam'' to
require that `` `the ship must have come to port in the [Republic of
Vietnam] and you disembarked.' '' Haas, 20 Vet. App. at 260 (quoting a
letter from a VA regional office). Mr. Haas contended that ``service in
the Republic of Vietnam'' as defined by 38 CFR 3.307(a)(6)(iii) must be
read to include service in the offshore waters, regardless of whether
the veteran set foot on land.
The issue in Haas was whether VA's interpretation of ``service in
the Republic of Vietnam'' in Sec. 3.307(a)(6)(iii) is a permissible
interpretation of that regulation and the authorizing statute, 38
U.S.C. 1116(f). The CAVC held that the statute is not clear on its face
concerning whether the phrase ``service in the Republic of Vietnam''
refers only to service on land or encompasses some forms of offshore
service. Haas, 20 Vet. App. at 265.
[[Page 20567]]
Therefore, VA may promulgate a regulatory definition of service in
Vietnam. See Haas, 20 Vet. App. at 269 (``Given the ambiguity of the
statute, VA is permitted to issue regulations in order to resolve the
ambiguity.''). We note that to the extent that Haas was based in part
on the CAVC's interpretation of certain Manual M21-1 provisions, we
have proposed to rescind those provisions, in a separate notice. 72 FR
66218 (Nov. 27, 2007).
Section 1116(f) provides:
For purposes of establishing service connection for a disability
or death resulting from exposure to a herbicide agent, including a
presumption of service-connection under this section, a veteran who,
during active military, naval, or air service, served in the
Republic of Vietnam during the period beginning on January 9, 1962,
and ending on May 7, 1975, shall be presumed to have been exposed
during such service to an herbicide agent containing dioxin or 2,4
dichlorophenoxyacetic acid, and may be presumed to have been exposed
during such service to any other chemical compound in an herbicide
agent, unless there is affirmative evidence to establish that the
veteran was not exposed to any such agent during that service.
The current definition of service in the Republic of Vietnam in
Sec. 3.307(a)(6)(iii) is as follows: ``Service in the Republic of
Vietnam includes service in the waters offshore and service in other
locations if the conditions of service involved duty or visitation in
the Republic of Vietnam.'' The CAVC perceived ambiguity in Sec.
3.307(a)(6)(iii) as to whether the phrase ``service in the Republic of
Vietnam'' includes service exclusively in the waters offshore, i.e.,
where the ``conditions of service'' did not involve ``duty or
visitation'' in Vietnam. The perceived ambiguity arose in part from
similar language in 38 CFR 3.313, which defines Service in Vietnam as
``includ[ing] service in the waters offshore, or service in other
locations if the conditions of service involved duty or visitation in
Vietnam.'' 38 CFR 3.313(a). The CAVC suggested that VA viewed Sec.
3.307(a)(6)(iii) as interchangeable with Sec. 3.313, concluding that
there is no clear expression of a difference in the definition as it
appears in the two distinct regulations, despite the inclusion of a
comma in the Sec. 3.313(a) definition and, more importantly, their
very different regulatory histories and purposes. The CAVC also
concluded that VA's regulation was most reasonably construed to apply
to offshore service because certain veterans who served offshore (i.e.,
those who served for long periods in close proximity to land areas
where herbicides were used) would have a risk of herbicide exposure
comparable to certain veterans who served on land (i.e., those who
served only briefly on land).
We now propose to amend Sec. 3.307(a)(6)(iii) because the CAVC in
Haas incorrectly conflated the definitions of ``service in the Republic
of Vietnam'' in Sec. Sec. 3.307(a)(6)(iii) and 3.313 and thereby
interpreted Sec. 3.307(a)(6)(iii) in a manner inconsistent with VA's
intent in issuing that regulation. By this rulemaking, VA intends to
make clear that in Sec. 3.307(a)(6)(iii), ``service in the Republic of
Vietnam,'' for purposes of establishing presumptive service connection
due to exposure to herbicide agents, applies to a veteran who served in
the Republic of Vietnam only if that veteran was physically present on
land in Vietnam, or on its inland waterways. The presumption does not
apply to a veteran who served only on the waters offshore of Vietnam.
We propose to amend Sec. 3.307(a)(6)(iii) to state: ``For the purposes
of this section, `service in the Republic of Vietnam' includes only
service on land, or on an inland waterway, in the Republic of Vietnam
during the period beginning on January 9, 1962, and ending on May 7,
1975.'' The qualifying dates cited in the regulation are those
specified by Congress in section 1116 for application of the
presumption of exposure to herbicide agents. We believe these dates
would also make clear that the rule refers to the country as defined
during the relevant time period, as country boundaries may change over
time due to political factors.
As stated in our definition, we include only service on land and on
inland waterways. For the following reasons, we believe that this
definition comports with the legislative intent behind the enactment of
the presumption of exposure, as well as the lengthy legislative and
regulatory history of the presumption.
Congress first called for consideration of providing compensation
for Vietnam veterans exposed to dioxin in the Veterans' Dioxin and
Radiation Exposure Compensation Standards Act, Public Law 98-542, 98
Stat. 2725, 2728 (1984) (``1984 Dioxin Act''). Section 5 of that
statute directed VA to address claims for service connection based on
dioxin exposure by issuing rules grounded in ``sound scientific and
medical evidence.'' Id.
In 1985, VA promulgated 38 CFR 3.311a to implement the 1984 Dioxin
Act. The rulemaking notice for Sec. 3.311a noted that herbicides
``were used during the Vietnam conflict to defoliate trees, remove
ground cover, and destroy crops,'' and that many veterans ``were
deployed in or near locations where Agent Orange was sprayed.'' 50 FR
15848, 15849 (1985). Under 38 CFR 3.311a(b) (1986), VA presumed that
veterans who served in Vietnam during the Vietnam era were exposed to
dioxin, eliminating the need to establish exposure as a matter of fact.
The presumption of exposure extended to ``service in the waters
offshore and service in other locations, if the conditions of service
involved duty or visitation in the Republic of Vietnam.'' 38 CFR
3.311a(b) (1986) (emphasis added).
In February 1991, Congress enacted The Agent Orange Act of 1991
(``AOA''), Public Law No. 102-4, Sec. 2, 105 Stat. 11, which created
and codified 38 U.S.C. 1116. The AOA was understood as codifying
existing regulatory presumptions for diseases that Congress believed
were linked to Agent Orange exposure. See, e.g., 137 Cong. Rec. S1267
(daily ed. Jan. 30, 1991) (statement of Sen. Daschle) ( ``[t]he bill
will also codify the Secretary's decisions granting presumptions of
service connection for soft-tissue sarcoma and non-Hodgkins lymphoma,
two rare cancers that have been frequently associated with exposure to
components of Agent Orange''); 137 Cong. Rec. S1272 (daily ed. Jan. 30,
1991) (Statement of Sen. Simpson) (stating that ``[t]he bill
legislatively establishes presumptions of service connection for
veterans exposed to agent orange for three conditions: chloracne, non-
Hodgkin's lymphoma, and soft-tissue sarcomas,'' but recognizing that
``[i]t is not at all imperative that we take this action
legislatively'' because ``[t]hose presumptions have already been
recognized and granted to veterans * * * by the Secretary of Veterans
Affairs''); 1991 U.S.C.C.A.N. 11 (signing statement by President Bush
stating that the AOA ``relies on science'' and will ``codify decisions
previously made by my administration with respect to presumptions of
service connection''). The AOA also codified the provision in VA's
regulation presuming herbicide exposure in veterans who served ``in the
republic of Vietnam'' during the Vietnam era. Accordingly, it is
reasonable to assume that Congress intended to codify VA's
interpretation of the presumption of exposure, or at least to reserve
to VA the authority to maintain that interpretation. See 66 FR 23166
(May 8, 2001) (recognizing this legislative history and stating that
subsequent legislation offered ``no basis
[[Page 20568]]
to conclude that Congress intended to broaden that definition to
include deep-water service'').
In September 1993, VA proposed to delete 38 CFR 3.311a and amend
Sec. 3.307(a) ``so that it * * * incorporates the definition of the
term `service in the Republic of Vietnam' from 38 CFR 3.311a.'' 58 FR
50528, 50529 (1993).
In 1996, based on new evidence concerning the deployment of troops
and the use of herbicides, Congress amended the statutory definitions
of the Vietnam era. See Veterans' Benefits Improvement Act, Public Law
No. 104-275, 110 Stat. 3322, 3342. In 38 U.S.C. 101(29), for general
purposes, the definition was broadened to cover the period from
February 28, 1961, to May 7, 1975. But Congress recognized that
``[h]erbicides and defoliants were not in use throughout the `Vietnam
era' as that term would be newly defined'' and ``such materials were
not introduced into the Republic of Vietnam until January 9, 1962.
Therefore, * * * for purposes of sections 1116 and 1710 of title 38,
United States Code, provisions of law which specify benefits based on
presumptive exposure to herbicides and defoliants, the term `Vietnam
era' [was] limited to the period between January 9, 1962, and May 7,
1975.'' S. Rep. No. 104-371, at 21 (1996) (emphasis added). Thus,
Congress found the deployment of herbicides relevant to the use of the
term ``service in the Republic of Vietnam'' in Sec. 1116 and, at that
time, the deployment of herbicides and the definition of the term were
both understood to include only service on land or on inland waterways.
Subsequent VA rulemakings stated with even greater clarity that a
veteran who served only offshore is not entitled to the presumption of
exposure. For example, a September 1997 rulemaking notice stated that
38 CFR 3.814(c)(1) incorporated the definition of ``serv[ice] in the
Republic of Vietnam'' from Sec. 3.307(a)(6)(iii) as excluding
consideration of service in offshore waters. It explained: ``Because
herbicides were not applied in waters off the shore of Vietnam,
limiting the scope of the term service in the Republic of Vietnam to
persons whose service involved duty or visitation in the Republic of
Vietnam limits the focus of the presumption of exposure to persons who
may have been in areas where herbicides could have been encountered.''
62 FR 51274 (1997). See also 69 FR 44614, 44620 (July 27, 2004)
(indicating that presumption did not extend to service in offshore
waters).
As a factual matter, our legislative interpretation accords with
what is known about the use of herbicides during Vietnam. Although
exposure data is largely absent, review of military records demonstrate
that virtually all herbicide spraying in Vietnam, which was for the
purpose of eliminating plant cover for the enemy, took place over land.
See Stellman JM, Stellman SD, Christian R, Weber T, Tomasallo C, The
extent and patterns of usage of Agent Orange and other herbicides in
Vietnam, 422 Nature 681-687 (2003). Regarding inland waterways, Navy
riverine patrols reported to have routinely used herbicides for
clearance of inland waterways. See ``Veterans and Agent Orange: Health
Effects of Herbicides Used in Vietnam'' (1993 National Academies of
Science); ``Characterizing Exposure of Veterans to Agent Orange and
Other Herbicides Used in Vietnam: Final Report'' (2003, National
Academy Press). Blue water Navy service members and other personnel who
operated off shore were away from herbicide spray flight paths, and
therefore were not likely to have incurred a risk of exposure to
herbicide agents comparable to those who served in foliated areas where
herbicides were applied.
In connection with the Haas proceedings, questions were raised as
to a 2002 study performed for Australia's Queensland Health Scientific
Services by their National Research Center for Environmental Toxicology
titled, Examination of the Potential Exposure of Royal Australian Navy
Personnel to Polycholorinated Dibenzodioxins and Polychorinated
Dibenzofurans Via Drinking Water. The study assumed that ocean water
near estuarine sources could contain dioxin if dioxin had been used
over land. It then noted that Australian Navy boats distilled water,
obtained primarily from locations near such estuarine sources, to use
as drinking water. Based on these factual predicates, the study found
that the distillation process used by those boats did not remove dioxin
when dioxin was added to salt water and the distillation process was
performed in a laboratory, but, instead, the distillation concentrated
the dioxin level in the water. This study was not peer reviewed or
published and, to our knowledge, has never been cited in any subsequent
reputable study of Agent Orange.
At the outset, we note that this recent study was not a part of our
original rulemaking, or subsequent rulemakings, related to the
definition of Vietnam service and therefore could not possibly have
informed our definition of service in Vietnam under Sec. 3.307.
Moreover, VA scientists and experts have noted many problems with the
study that caution against reliance on the study to change our long-
held position regarding veterans who served off shore. First, as the
authors of the Australian study themselves noted, there was substantial
uncertainty in their assumptions regarding the concentration of dioxin
that may have been present in estuarine waters during the Vietnam War.
In particular, although distillation concentrated the dioxin level in
the water, the concentrating effect was shown to be dependent upon the
amount of sediment in the water, such that a large sediment level,
consistent with estuarine waters, could significantly reduce the
concentrating effect. Second, even with the concentrating effect found
in the Australian study, the levels of exposure estimated in this study
are not at all comparable to the exposures experienced by veterans who
served on land where herbicides were applied. This is true even if we
were to assume that a person drank only such distilled water and did so
for an extended tour. Third, it is not clear that U.S. ships used
distilled drinking water drawn from or near estuarine sources or, if
they did, whether the distillation process was similar to that used by
the Australian Navy. For these reasons, we do not intend to revise our
long-held interpretation of ``service in the Republic of Vietnam''
based on this study. Although we are not extending the meaning of
``service in Vietnam'' in this rulemaking, because we do not believe
that Congress intended that term to encompass areas that were not
likely to have been exposed to sprayed herbicides, we will continue to
assess any peer-reviewed studies brought to VA's attention on this
topic, including studies concerning the possibility of exposure through
drinking water, groundwater runoff, airborne drift, and transportation.
We will publish any determination extending the definition of service
in the Republic of Vietnam if it is warranted by such studies.
To the extent there is ambiguity in the statutory reference to
service in the Republic of Vietnam, we believe that language is most
reasonably interpreted to refer to service within the land borders of
the Republic of Vietnam. It is both intuitively obvious and well
established that herbicides were commonly deployed in foliated land
areas and would have been released seldom, if at all, over the open
waters off the coast of Vietnam. The legislative and regulatory history
indicates that the purpose of the presumption of exposure was to
provide a remedy for persons who may have been exposed to herbicides
because they were stationed
[[Page 20569]]
in areas where herbicides were used, but whose exposure could not
actually be documented due to inadequate records concerning the
movement of ground troops.
Because it is known that herbicides were used extensively on the
ground in the Republic of Vietnam, and because there are inadequate
records of ground-based troop movements, it is reasonable to presume
that any veteran who served within the land borders of Vietnam was
potentially exposed to herbicides, unless affirmative evidence
establishes otherwise. There is no similar reason to presume that
veterans who served solely in the waters offshore incurred a
significant risk of herbicide exposure.
It is conceivable that some veterans of offshore service incurred
exposure under some circumstances due, for example, to airborne drift,
groundwater runoff, and the proximity of individual boats to the
Vietnam coast. For purposes of the presumption of exposure, however,
there is no apparent basis for concluding that any such risk was
similar in kind or degree to the risk attending service within the land
borders of the Republic of Vietnam. More significantly, because
``offshore service'' encompasses a wide range of service remote from
land and thus from areas of actual herbicide use, there is no reason to
believe that any risk of herbicide exposure would be similarly
pervasive among veterans of offshore service as among veterans of
service within the land borders of Vietnam.
In Haas the Veterans Court noted that ``there are many ways to
interpret the boundaries of a sovereign nation such as the former
Republic of Vietnam'' and stated that, based on established definitions
of sovereign territory, the statutory phrase ``in the Republic of
Vietnam'' could conceivably be construed to encompass waters extending
to a distance of either 12 or 200 miles from the coast. Haas, 20 Vet.
App. at 263-64. It is apparent that any risk of airborne or water-borne
exposure due to herbicide spraying on land areas would be negligible
for most of such distances, and we believe it is highly unlikely that
Congress intended to adopt one of those measures rather than limiting
the presumption to persons who served on land where herbicides were
actually in use. Finally, we note that, to the extent there may be a
risk of exposure through airborne drift or water runoff, that risk
would exist across land borders Vietnam shares with other nations as
well as to drift over open seas, yet Congress clearly did not intend
the presumption to extend beyond the land borders of the Republic of
Vietnam in those instances.
It is also relevant to note that VA's interpretation results in a
logical and easily manageable presumption of exposure, whereas the
alternate interpretation suggested in Haas would entail precisely the
type of difficult policy and case-by-case determinations that
presumptions are generally designed to avoid. As the Veterans Court
noted in Haas, the category of ``offshore service'' may encompass
persons who served hundreds of miles from Vietnam's coast. We believe
it is implausible that Congress intended to encompass all offshore
service, irrespective of whether there is any likelihood that such
service involved the potential for exposure resulting from application
of herbicides in the Republic of Vietnam. However, if Congress intended
to presume herbicide exposure for veterans who served in offshore
waters, but only to the extent there was some risk of herbicide
exposure through airborne drift or water-borne runoff, it would be
exceedingly difficult and highly speculative to define the class of
persons to whom the presumption applies, in the absence of clear
evidence defining the point at which the risk of exposure by such means
ceases to exist. The legislative and regulatory history does not allude
to any basis for making such determinations, which would be essential
to application of the presumption under the interpretation set forth in
Haas. The fact that it would be exceedingly difficult, if not
impossible, to define the parameters of the presumption in any logical
and meaningful way strongly suggests that Congress did not intend to
encompass offshore service for purposes of the presumption of herbicide
exposure.
We have found no indication that Congress intended a presumption
covering offshore service. Rather, in providing a presumption of
herbicide exposure based on service ``in the Republic of Vietnam,'' we
believe Congress reasonably intended to distinguish between areas where
herbicides were actually applied and other areas, such as offshore
areas, where herbicides were not used. That interpretation is
reasonable because it comports with VA's long-standing interpretation
of its own regulations, which Congress intended to codify in 38 U.S.C.
1116; because it comports with known facts regarding the use of
herbicides in Vietnam; because it results in a rule that can easily be
administered; and because the alternate interpretation suggested in
Haas would be exceedingly difficult, if not impossible, to define and
apply in a meaningful, non-arbitrary manner.
The CAVC's observation that there may be similarity between certain
persons who served offshore and certain persons who served on land does
not provide a basis for a different interpretation. ``The `task of
classifying persons for * * * benefits * * * inevitably requires that
some persons who have an almost equally strong claim to favored
treatment be placed on different sides of the line.''' United States
R.R. Retirement Bd. v. Fritz, 449 U.S. 166, 179 (1980) (quoting Mathews
v. Diaz, 426 U.S. 67, 83-84 (1976)). The same concern would exist for
any rule interpreting the parameters of the presumption of exposure,
whether it is limited to service on land or to service within some
specified distance from land. For the reasons explained above, we
believe it is far more reasonable to interpret the presumption as
limited to service on land than to service at some arbitrary distance
from land.
We also note that a veteran who does not meet the requirements of
Sec. 3.307(a)(6)(iii) for application of the presumption of service
connection based on service in Vietnam may establish direct service
connection under Sec. 3.307(a)(6) and Sec. 3.309(e) based on
herbicide exposure if the veteran can establish that he or she was
actually exposed to herbicides in service. Section 3.307(a)(6)(iii)
only defines when the presumption of exposure to herbicide agents will
apply. Additionally, as part of its duty to assist, VA will assist a
claimant in obtaining any relevant evidence related to a claim for
exposure to herbicide agents.
For consistency and to avoid possible similar ambiguities in the
interpretation of the term, we propose to amend 38 CFR 3.814(c)(1) to
clarify the meaning of ``service in the Republic of Vietnam'' in that
regulation. Section 3.814 provides benefits for spina bifida to
children of veterans who served in Vietnam, based on those veterans'
presumed exposure to herbicide agents. Because currently the definition
parallels the definition of service in Vietnam in Sec.
3.307(a)(6)(iii), we propose to amend the definition to parallel the
clarifications of that definition established by this rulemaking.
Additionally, 38 CFR 3.815 provides benefits for covered birth
defects to children of women Vietnam veterans, based on those veterans'
service in Vietnam. Section 3.815 was added to VA's adjudication
regulations largely based on a study of women Vietnam veterans and
women non-Vietnam veterans. See 67 FR 200 (Jan. 2, 2002) (discussing
Pregnancy Outcomes
[[Page 20570]]
Among U.S. Women Vietnam Veterans, Kang, et al., 38 Amer. J. Indus.
Med. 447 (2000)). The study compared women Vietnam veterans, defined as
women whose permanent tour of duty included service in Vietnam between
July 4, 1965, through March 28, 1973, to women non-Vietnam veterans,
defined as women assigned to a military unit in the United States
during that time and whose tour of duty did not include service in
Vietnam. According to the study, women Vietnam veterans experienced a
higher prevalence of birth defects among their children than women
veterans who did not serve in Vietnam. The study did not assess a
specific cause for the difference in adverse pregnancy outcomes, but
identified many potential risk factors for abnormal reproductive
outcomes in women Vietnam veterans, including, in addition to herbicide
exposure, risk factors associated with military hospital nursing
conditions in Vietnam (all women Vietnam veterans in the study were
nurses), such as physical stress and exposure to waste anesthetic gases
and ethyleneoxide. The study did not expressly state whether it
considered any women who served solely on ships off the coast of
Vietnam, but the focus on risk factors such as herbicide exposure and
hospital service strongly suggests that the study focused on land-based
service. Although not all of the additional risk factors described in
the study, such as psychological stress, were exclusive to women who
served on land in Vietnam, it appears that the study only considered
such women. As such, the benefits provided in Sec. 3.815 were not
based solely on herbicide exposure, but were based solely on service on
land. For that reason, the rule specifically defined ``service in the
Republic of Vietnam'' consistent with the definition provided in Sec.
3.307(a)(6)(iii), and intended only to include veterans who served on
land. (In fact, in defining an individual eligible for consideration
under the rule, the rule specifically refers to ``the date on which the
veteran first entered the Republic of Vietnam.'' 38 CFR 3.815(c)(2).)
For this reason, and for consistency, we will additionally revise the
definition of service in the Republic of Vietnam in Sec. 3.815(c)(1)
to parallel the definitions in Sec. Sec. 3.307 and 3.814. As such,
benefits under Sec. 3.815 will be provided to women who served on land
or in inland waters, but not offshore. The definition of service in the
Republic of Vietnam in Sec. 3.815(c)(1) as revised differs from the
definitions in Sec. Sec. 3.307 and 3.814 in that the dates for service
in Vietnam in Sec. 3.815 are controlled by Congress' definition of
service in Vietnam for the purposes of the authorizing statute for that
regulation, 38 U.S.C. 1831.
The definition of ``service in the Republic of Vietnam'' as stated
in Sec. Sec. 3.307(a)(6)(iii), 3.814(c)(1), and 3.815(c)(1) is only
intended to be used for those sections, as those are the only sections
that address VA benefits based on service in Vietnam and the potential
exposure to herbicide agents therein. To ensure this, we will add the
statement ``For the purposes of this section'' to the beginning of the
definitions in Sec. Sec. 3.307(a)(6)(iii), 3.814(c)(1), and
3.815(c)(1). For the same reason, we propose to amend 38 CFR 3.313 to
specify that the definition of ``service in Vietnam'' therein applies
to that section only. In addition, we propose to amend the title of
Sec. 3.313 to read, ``Presumption of service connection for non-
Hodgkin's lymphoma based on service in Vietnam.'' The definition of
``Service in Vietnam'' in Sec. 3.313(a) will remain unchanged. We are
not making any substantive change to the regulation by these revisions.
The intent of the term ``Service in Vietnam'' in Sec. 3.313 is
completely different from that which was intended in Sec.
3.307(a)(6)(iii). See 55 FR 25339 (June 21, 1990). The title change
additionally reflects specifically what the regulation addresses.
Section 3.313 was added based on the results of a study of the
association of selected cancers with service in the U.S. military in
Vietnam by the Centers for Disease Control (CDC). The CDC study found
that Vietnam veterans have roughly a 50 percent increased risk of
developing non-Hodgkin's Lymphoma after service in Vietnam. A similar
increased risk was not seen among veterans who served in other
locations during the Vietnam Era. The Secretary thereupon made a
determination that there is a relationship between Vietnam service and
non-Hodgkin's Lymphoma. Unlike Sec. 3.307(a)(6)(iii), Sec. 3.313 is
not linked to herbicide exposure, merely service in Vietnam.
Paperwork Reduction Act
This document contains no provisions constituting a collection of
information under the Paperwork Reduction Act (44 U.S.C. 3501-3521).
Regulatory Flexibility Act
The Secretary hereby certifies that this rule will not have a
significant economic impact on a substantial number of small entities
as they are defined in the Regulatory Flexibility Act, 5 U.S.C. 601-
612. This rule does not affect any small entities. Only VA
beneficiaries could be directly affected. Therefore, pursuant to 5
U.S.C. 605(b), this rule is exempt from the initial and final
regulatory flexibility analysis requirements of sections 603 and 604.
Executive Order 12866--Regulatory Planning and Review
Executive Order 12866 directs agencies to assess all costs and
benefits of available regulatory alternatives and, when regulation is
necessary, to select regulatory approaches that maximize net benefits
(including potential economic, environmental, public health and safety,
and other advantages; distributive impacts; and equity). The Executive
Order classifies a ``significant regulatory action,'' requiring review
by the Office of Management and Budget (OMB) unless OMB waives such
review, as any regulatory action that is likely to result in a rule
that may: (1) Have an annual effect on the economy of $100 million or
more or adversely affect in a material way the economy, a sector of the
economy, productivity, competition, jobs, the environment, public
health or safety, or State, local, or tribal governments or
communities; (2) Create a serious inconsistency or otherwise interfere
with an action taken or planned by another agency; (3) Materially alter
the budgetary impact of entitlements, grants, user fees, or loan
programs or the rights and obligations of recipients thereof; or (4)
Raise novel legal or policy issues arising out of legal mandates, the
President's priorities, or the principles set forth in the Executive
Order.
The economic, interagency, budgetary, legal, and policy
implications of this rule have been examined and it has been determined
to be a significant regulatory action under the Executive Order because
it is likely to result in a rule that may raise novel legal or policy
issues arising out of legal mandates, the President's priorities, or
the principles set forth in the Executive Order.
Unfunded Mandates
The Unfunded Mandates Reform Act of 1995 requires, at 2 U.S.C.
1532, that agencies prepare an assessment of anticipated costs and
benefits before issuing any rule that may result in the expenditure by
State, local, and tribal governments, in the aggregate, or by the
private sector, of $100 million or more (adjusted annually for
inflation) in any year. This rule would have no such effect on State,
local, and tribal governments, or on the private sector.
[[Page 20571]]
Catalog of Federal Domestic Assistance Numbers and Titles
The Catalog of Federal Domestic Assistance program numbers and
titles for this rulemaking are 64.102, Compensation for Service-
Connected Deaths for Veterans' Dependents; 64.109, Veterans
Compensation for Service-Connected Disability; 64.110, Veterans
Dependency and Indemnity Compensation for Service-Connected Death;
64.127, Monthly Allowance for Children of Vietnam Veterans Born with
Spina Bifida; and 64.128, Vocational Training and Rehabilitation for
Vietnam Veterans' Children with Spina Bifida or Other Covered Birth
Defects.
List of Subjects in 38 CFR Part 3
Administrative practice and procedure, Claims, Disability benefits,
Health care, Pensions, Radioactive materials, Veterans, Vietnam.
Approved: January 8, 2008.
Gordon H. Mansfield,
Deputy Secretary of Veterans Affairs.
For the reasons set out in the preamble, VA proposes to amend 38
CFR part 3 as follows:
PART 3--ADJUDICATION
1. The authority citation for part 3, subpart A continues to read
as follows:
Authority: 38 U.S.C. 501(a), unless otherwise noted.
2. Amend Sec. 3.307(a)(6)(iii) by revising the last sentence to
read as follows:
Sec. 3.307 Presumptive service connection for chronic, tropical or
prisoner-of-war related disease, or disease associated with exposure to
certain herbicide agents; wartime and service on or after January 1,
1947.
(a) * * *
(6) * * *
(iii) * * * For the purposes of this section, ``service in the
Republic of Vietnam'' includes only service on land, or on an inland
waterway, in the Republic of Vietnam during the period beginning on
January 9, 1962, and ending on May 7, 1975.
3. Amend Sec. 3.313 by revising the section heading and adding at
the beginning of the first sentence of paragraph (a) ``For purposes of
this section,'' to read as follows:
Sec. 3.313 Presumption of service connection for non-Hodgkin's
lymphoma based on service in Vietnam.
(a) * * * For the purposes of this section, * * *
* * * * *
4. Amend 3.814(c)(1) by revising the last sentence to read as
follows:
Sec. 3.814 Monetary allowance under 38 U.S.C. chapter 18 for an
individual suffering from spina bifida whose biological father or
mother is or was a Vietnam veteran.
* * * * *
(c) * * *
(1) * * * For the purposes of this section, ``service in the
Republic of Vietnam'' includes only service on land, or on an inland
waterway, in the Republic of Vietnam during the period beginning on
January 9, 1962, and ending on May 7, 1975.
* * * * *
5. Amend 3.815(c)(1) by revising the last sentence to read as
follows:
Sec. 3.815 Monetary allowance under 38 U.S.C. chapter 18 for an
individual with disability from covered birth defects whose biological
mother is or was a Vietnam veteran; identification of covered birth
defects.
* * * * *
(c) * * *
(1) * * * For the purposes of this section, ``service in the
Republic of Vietnam'' includes only service on land, or on an inland
waterway, in the Republic of Vietnam during the period beginning on
February 28, 1961, and ending on May 7, 1975.
* * * * *
[FR Doc. E8-8091 Filed 4-15-08; 8:45 am]
BILLING CODE 8320-01-P