Colorado River Interim Guidelines for Lower Basin Shortages and Coordinated Operations for Lake Powell and Lake Mead, 19873-19892 [E8-7760]
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Federal Register / Vol. 73, No. 71 / Friday, April 11, 2008 / Notices
Washington on the structure and
implementation of the Yakima River
Basin Water Conservation Program. In
consultation with the State, the Yakama
Nation, Yakima River basin irrigators,
and other interested and related parties,
six members are appointed to serve on
the CAG.
The basin conservation program is
structured to provide economic
incentives with cooperative Federal,
State, and local funding to stimulate the
identification and implementation of
structural and nonstructural costeffective water conservation measures in
the Yakima River basin. Improvements
in the efficiency of water delivery and
use will result in improved streamflows
for fish and wildlife and improve the
reliability of water supplies for
irrigation.
FOR FURTHER INFORMATION CONTACT: Ms.
Dawn Wiedmeier, Deputy Area
Manager, Yakima River Basin Water
Enhancement Program, telephone 509–
575–5848, extension 213.
Certification
I hereby certify that Charter renewal
of the Yakima River Basin Conservation
Advisory Group is in the public interest
in connection with the performance of
duties imposed on the Department of
the Interior.
BILLING CODE 4310–MN–P
DEPARTMENT OF THE INTERIOR
Bureau of Reclamation
Colorado River Interim Guidelines for
Lower Basin Shortages and
Coordinated Operations for Lake
Powell and Lake Mead
Bureau of Reclamation,
Interior.
ACTION: Notice of Availability of the
Record of Decision for the adoption of
Colorado River Interim Guidelines for
Lower Basin Shortages and Coordinated
Operations for Lake Powell and Lake
Mead.
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AGENCY:
SUMMARY: The Department of the
Interior, acting through the Bureau of
Reclamation, published a Federal
Register notice on November 2, 2007 (72
FR 62272) which informed the public of
the availability of the final
environmental impact statement on the
proposed adoption of specific Colorado
River Lower Basin shortage guidelines
and coordinated reservoir management
strategies to address the operations of
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Dated: March 28, 2008.
Dirk Kempthorne,
Secretary, Department of the Interior.
Record of Decision; Colorado River
Interim Guidelines for Lower Basin
Shortages and the Coordinated
Operations for Lake Powell and Lake
Mead (December 2007)
Recommending Official: Robert
Johnson, Commissioner, Bureau of
Reclamation, December 13, 2007.
Approved: Dirk Kempthorne,
Secretary of the Department of the
Interior, December 13, 2007.
Dirk Kempthorne,
Secretary of the Interior.
[FR Doc. E8–7728 Filed 4–10–08; 8:45 am]
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Lake Powell and Lake Mead,
particularly under low reservoir
conditions, through 2026. We are now
notifying the public that the Secretary of
the Interior signed the Record of
Decision (ROD) on December 13, 2007.
The text of the ROD is found below.
FOR FURTHER INFORMATION CONTACT:
Terrance J. Fulp, Ph.D., at (702) 293–
8500 or e-mail at strategies@lc.usbr.gov;
and/or Randall Peterson at (801) 524–
3633 or e-mail at strategies@lc.usbr.gov.
The ROD is electronically available on
Reclamation’s project Web site at:
https://www.usbr.gov/lc/region/
programs/strategies.html. Alternatively,
a compact disc or hard copy is available
upon written request to: Regional
Director, Lower Colorado Region,
Bureau of Reclamation, Attention:
BCOO–1005, P.O. Box 61470, Boulder
City, Nevada 89006–1470; fax at (702)
293–8156; or e-mail at
strategies@lc.usbr.gov.
Record of Decision; Colorado River
Interim Guidelines for Lower Basin
Shortages and the Coordinated
Operations for Lake Powell and Lake
Mead Final Environmental Impact
Statement (November 2007)
I. Introduction
The Colorado River Basin (Basin) is in
the eighth year of drought—the worst
eight-year period in over a century of
continuous recordkeeping. Reservoir
elevations have declined over this
period and the duration of this ongoing,
historic drought is unknown. This is the
first long-term drought in the modern
history of the Colorado River, although
climate experts and scientists suggest
droughts of this severity have occurred
in the past and are likely to occur in the
future. The Colorado River provides
water to two nations, and to users
within seven western states. With over
27 million people relying on the
Colorado River for drinking water in the
United States, and over 3.5 million acres
of farmland in production in the Basin,
the Colorado River is the single most
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important natural resource in the
Southwest.
The Secretary of the Interior
(Secretary) has a unique role on the
Colorado River—charged with
management of a vast system of dams
and reservoirs that have provided water
for the development of the Southwest.
Under these conditions, conflict over
water is unsurprising and anticipated.
Declining reservoir levels in the Basin
led to interstate and inter-basin
tensions. As the agency charged with
management of the Colorado River, the
Department of the Interior (Department)
had not yet developed operational rules
for the full range of operations at Lake
Powell and Lake Mead because these
types of low-reservoir conditions had
simply not yet occurred.
Against this background, at the
direction of the Secretary, the
Department initiated a public process in
May of 2005 to develop additional
operational guidelines and tools to meet
the challenges of the drought in the
Basin. While water storage in the
massive reservoirs afforded great
protection against the drought, the
Department set a goal to have detailed,
objective operational tools in place by
the end of 2007 in order to be ready to
make informed operational decisions if
the reservoirs continued to decline.
During the public process, a unique
and remarkable consensus emerged in
the basin among stakeholders including
the Governor’s representatives of the
seven Colorado River Basin States
(Basin States). This consensus had a
number of common themes: encourage
conservation, plan for shortages,
implement closer coordination of
operations of Lake Powell and Lake
Mead, preserve flexibility to deal with
further challenges such as climate
change and deepening drought,
implement operational rules for a long—
but not permanent—period in order to
gain valuable operating experience, and
continue to have the federal government
facilitate—but not dictate—informed
decision-making in the Basin.
Today, this Record of Decision (ROD)
constitutes the Department’s final
decision after facilitating, analyzing,
and considering public input over the
past two and one-half years, during
which the ongoing drought continued to
focus nationwide attention on the Basin.
A broad range of considerations have
been analyzed, involving water supply,
environmental protection, hydropower
production, and recreation—all benefits
that flow from the management of the
Colorado River.
This document is the ROD of the
Department of the Interior, regarding the
Preferred Alternative for Colorado River
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Federal Register / Vol. 73, No. 71 / Friday, April 11, 2008 / Notices
Interim Guidelines for Lower Basin
Shortages and Coordinated Operations
of Lake Powell and Lake Mead
(Guidelines). The Secretary is vested
with the responsibility of managing the
mainstream waters of the lower
Colorado River pursuant to federal law.
This responsibility is carried out
consistent with applicable federal law.
The Bureau of Reclamation
(Reclamation), the agency that is
designated to act on the Secretary’s
behalf with respect to these matters, is
the lead federal agency for the purposes
of the National Environmental Policy
Act. The Final Environmental Impact
Statement—Colorado River Interim
Guidelines for Lower Basin Shortages
and Coordinated Operations for Lake
Powell and Lake Mead, dated October
2007 (FES–07–37) (Final EIS), was
prepared pursuant to the National
Environmental Policy Act of 1969
(NEPA), as amended, the Council on
Environmental Quality’s (CEQ’s)
Regulations for Implementing the
Procedural Provisions of NEPA (40 Code
of Federal Regulations [CFR] parts 1500
through 1508), Department of the
Interior Policies, and Reclamation’s
NEPA Handbook. The Final EIS was
filed with the Environmental Protection
Agency (EPA) on October 26, 2007 and
noticed by EPA (72 FR 62229) and
Reclamation (72 FR 62272) in the
Federal Register on November 2, 2007.
The Final EIS was prepared by
Reclamation to address the formulation
and evaluation of specific interim
guidelines for shortage determinations
and coordinated reservoir operations,
and to identify the potential
environmental effects of implementing
such guidelines. The Final EIS
addresses the environmental issues
associated with, and analyzes the
environmental consequences of various
alternatives for specific interim
guidelines. The alternatives addressed
in the Final EIS are those Reclamation
determined would meet the purpose of
and need for the federal action and
represented a broad range of the most
reasonable alternatives.
The Bureau of Indian Affairs (BIA),
Fish and Wildlife Service (FWS),
National Park Service (NPS), Western
Area Power Administration (Western)
and the United States Section of the
International Boundary and Water
Commission (USIBWC) are cooperating
agencies for purposes of assisting with
the environmental analysis in the Final
EIS.
The BIA has responsibility for the
administration and management of
lands held in trust by the United States
for American Indians (Indian) and
Indian tribes located within the Basin.
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Developing forestlands, leasing assets
on these lands, directing agricultural
programs, protecting water and land
rights, developing and maintaining
infrastructure, and economic
development are all part of the BIA’s
responsibility.
FWS manages four national wildlife
refuges along the Colorado River.
Among its many other key functions,
the FWS administers and implements
federal wildlife laws, protects
endangered species, manages migratory
birds, restores nationally significant
fisheries, conserves and restores wildlife
habitat such as wetlands, and assists
foreign governments with international
conservation efforts.
The NPS administers areas of national
significance along the Colorado River,
including Glen Canyon National
Recreation Area, Grand Canyon
National Park, and Lake Mead National
Recreation Area. The NPS conserves
natural and cultural resources and
administers visitor use, and also grants
and administers concessions for the
operation of marinas and other
recreation facilities at Lake Powell and
Lake Mead, as well as concessions’
operations along the Colorado River
between Glen Canyon Dam and Lake
Mead.
Western markets and transmits power
generated from the various hydropower
plants located within the Basin operated
by Reclamation. Western customers
include municipalities, cooperatives,
public utility and irrigation districts,
federal and state agencies, investorowned utilities, and Indian tribes
located throughout the Basin.
The USIBWC is the United States
component of a bi-national organization
responsible for administration of the
provisions of the February 3, 1944
Treaty between the United States and
Mexico Relating to the Utilization of the
Waters of the Colorado and Tijuana
Rivers and of the Rio Grande (1944
Treaty), which includes the Colorado
River waters allotted to Mexico,
protection of lands along the Colorado
River from floods by levee and floodway
construction projects, resolution of
international boundary water sanitation
and other water quality problems, and
preservation of the Colorado River as
the international boundary. The
International Boundary and Water
Commission (IBWC) consists of the
United States Section and the Mexican
Section, which have their headquarters
in the adjoining cities of El Paso, Texas
and Ciudad Juarez, Chihuahua,
respectively.
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II. Decision
The recommendation is the approval
of the following federal action: The
adoption of specific interim guidelines
for Lower Basin shortages and
coordinated operations of Lake Powell
and Lake Mead, as provided below in
Section XI. These interim Guidelines are
based upon the Preferred Alternative
analyzed in the Final EIS, and include
several operational refinements as a
result of public input, described below
in Section VII. The interim Guidelines
would be used each year by the
Department in implementing the
Criteria for Coordinated Long-Range
Operation of Colorado River Reservoirs
Pursuant to the Colorado River Basin
Project Act of September 30, 1968
(Long-Range Operating Criteria or
Operating Criteria or LROC), through
issuance of the Annual Operating Plan
for Colorado River Reservoirs (AOP).
The Guidelines would remain in effect
for determinations to be made through
2025 regarding water supply and
reservoir operating decisions through
2026, as provided below in Section 8 of
the Guidelines.
The Preferred Alternative proposes:
• Discrete levels of shortage volumes
associated with Lake Mead elevations to
conserve reservoir storage and provide
water users and managers in the Lower
Basin with greater certainty to know
when, and by how much, water
deliveries will be reduced in drought
and other low reservoir conditions;
• A coordinated operation of Lake
Powell and Lake Mead determined by
specified reservoir conditions that
would minimize shortages in the Lower
Basin and avoid the risk of curtailments
in the Upper Basin;
• A mechanism to encourage and
account for augmentation and
conservation of water supplies, referred
to as Intentionally Created Surplus
(ICS), that would minimize the
likelihood and severity of potential
future shortages; and
• The modification and extension of
the Interim Surplus Guidelines (66 Fed.
Reg. 7772, Jan 25, 2001) (ISG) through
2026.
III. Background
The Secretary, acting through
Reclamation, is responsible for water
management throughout the western
United States. Reclamation’s authority
is limited throughout the west by the
limiting provisions of Reclamation law,
beginning with the Reclamation Act of
1902.
The Secretary also has a broader and
unique legal role as he manages the
lower Colorado River system in
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accordance with federal law, including
the Boulder Canyon Project Act of 1928,
the 1963 Decision of the U.S. Supreme
Court in Arizona v. California, the 2006
Consolidated Decree of the U.S.
Supreme Court in Arizona v. California
(Consolidated Decree), the Colorado
River Basin Project Act of 1968
(CRBPA), the LROC, and the Grand
Canyon Protection Act of 1992, and
other applicable provisions of federal
law. Within this legal framework, the
Secretary makes annual determinations
regarding the availability of water from
Lake Mead by considering various
factors, including the amount of water
in system storage and predictions for
natural runoff. The CRBPA directed the
Secretary to propose and adopt criteria:
‘‘In order to comply with and carry out
the provisions of the Colorado River
Compact, the Upper Colorado River
Basin Compact, and the Mexican Water
Treaty, * * * for the coordinated longrange operation of the reservoir
constructed and operated under the
authority of the Colorado River Storage
Project Act, the Boulder Canyon Project
Act, and the Boulder Canyon Project
Adjustment Act.’’
Pursuant to the CRBPA, the narrative
provisions of LROC are utilized by the
Secretary, on an annual basis, to make
determinations with respect to the
projected plan of operations of the
storage reservoirs in the Basin. The AOP
is prepared by Reclamation, acting on
behalf of the Secretary, in consultation
with representatives of the Basin States
and other parties, as required by federal
law. In the AOP, with respect to
operations of Hoover Dam, the Secretary
is required to determine when Normal,
Surplus, or Shortage conditions occur in
the lower Colorado River, based on
various factors including storage and
hydrologic conditions in the Basin.
As described in the Final EIS:
• A ‘‘Normal Condition’’ exists when
the Secretary determines that sufficient
mainstream water is available to satisfy
7.5 million acre-feet (maf) of annual
consumptive use in the Lower Division
states (Arizona, California, and Nevada).
If a state will not use all of its
apportioned water for the year, the
Secretary may allow other states of the
Lower Division to use the unused
apportionment, provided that the use is
authorized by a water delivery contract
with the Secretary.
• A ‘‘Surplus Condition’’ exists when
the Secretary determines that sufficient
mainstream water is available for release
to satisfy consumptive use in the Lower
Division states in excess of 7.5 maf
annually. The water available for excess
consumptive use is surplus and is
distributed for use in Arizona,
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California, and Nevada pursuant to the
terms and conditions provided in the
ISG. The current provisions of the ISG
are scheduled to terminate in 2016. In
general terms, the ISG link the
availability of surplus water to the
elevation of Lake Mead. When Lake
Mead is full and Reclamation is making
flood control releases, surplus supplies
are unlimited. As Lake Mead’s elevation
drops, surplus water amounts are
reduced, and ultimately eliminated. The
ISG also link surplus availability to
continued progress by California in
reducing its agricultural use of water to
benchmarks established in the ISG. If a
state does not use all of its apportioned
water for the year, the Secretary may
allow other Lower Division states to use
the unused apportionment, provided
that the use is authorized by a water
delivery contract with the Secretary.
• A ‘‘Shortage Condition’’ exists
when the Secretary determines that
insufficient mainstream water is
available to satisfy 7.5 maf of annual
consumptive use in the Lower Division
states. To date, the Secretary has never
made such a determination, as flow in
the Colorado River has been sufficient to
meet Normal or Surplus delivery
amounts. When making a shortage
determination, the Secretary must
consult with various parties as set forth
in the Consolidated Decree and consider
all relevant factors as specified in the
LROC, including 1944 Treaty
obligations, the priorities set forth in the
Consolidated Decree, and the reasonable
consumptive use requirements of
mainstream water users in the Lower
Division states. If a state does not use all
of its apportioned water for the year, the
Secretary may allow other Lower
Division states to use the unused
apportionment, provided that the use is
authorized by a water delivery contract
with the Secretary.
As discussed above, during the period
from 2000 to 2007, the Colorado River
has experienced the worst drought
conditions in approximately one
hundred years of recorded history. This
drought in the Basin has reduced
Colorado River system storage, while
demands for Colorado River water
supplies have continued to increase.
From October 1, 1999 through
September 30, 2007, storage in Colorado
River reservoirs fell from 55.8 maf
(approximately 94 percent of capacity)
to 32.1 maf (approximately 54 percent of
capacity), and was as low as 29.7 maf
(approximately 52 percent of capacity)
in 2004. This drought was the first
sustained drought experienced in the
Basin at a time when all major storage
facilities were in place, and when use
by the Lower Division states met or
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exceeded the annual ‘‘normal’’
apportionment of 7.5 maf pursuant to
Article II(B)(1) of the Consolidated
Decree.
Currently, the Department does not
have specific operational guidelines in
place to address the operations of Lake
Powell and Lake Mead during drought
and low reservoir conditions. To date,
storage of water and flows in the
Colorado River have been sufficient so
that it has not been necessary to reduce
Lake Mead annual releases below 7.5
maf; that is, the Secretary has never
reduced deliveries by declaring a
‘‘shortage’’ on the lower Colorado River.
Without operational guidelines in place,
however, water users in the Lower
Division states who rely on Colorado
River water are not currently able to
identify particular reservoir conditions
under which the Secretary would
reduce the annual amount of water
available for consumptive use from Lake
Mead to the Lower Division states below
7.5 maf. Nor are these water users able
to identify the frequency or magnitude
of any potential future annual
reductions in their water deliveries.
Accordingly, the Secretary, acting
through Reclamation, proposes adoption
of specific Colorado River Lower Basin
shortage guidelines and coordinated
reservoir management strategies to
address operations of Lake Powell and
Lake Mead, particularly under drought
and low reservoir conditions. These
Guidelines are found at Section XI of
this ROD. This action is proposed in
order to provide a greater degree of
certainty to United States Colorado
River water users and managers of the
Basin by providing detailed, and
objective guidelines for the operations
of Lake Powell and Lake Mead, thereby
allowing water users in the Lower Basin
to know when, and by how much, water
deliveries will be reduced in drought
and other low reservoir conditions.
The Secretary has also determined the
desirability of developing additional
operational guidelines that will provide
for releases greater than or less than 8.23
maf from Lake Powell. To further
enhance this coordinated reservoir
approach, the Secretary has determined
a need for guidelines that provide water
users in the Lower Division states the
opportunity to conserve and take
delivery of water in and from Lake
Mead for the purposes of enhancing
existing water supplies, particularly
under low reservoir conditions. In
addition, the Secretary has determined
the need to modify and extend the ISG
to coincide with the duration of the
proposed new Guidelines. This will
provide an integrated approach for
reservoir management and more
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predictability for future Lower Division
water supplies.
IV. Alternatives Considered
The purpose of the proposed federal
action is to:
• Improve Reclamation’s
management of the Colorado River by
considering trade-offs between the
frequency and magnitude of reductions
of water deliveries, and considering the
effects on water storage in Lake Powell
and Lake Mead, and on water supply,
power production, recreation, and other
environmental resources;
• Provide mainstream United States
users of Colorado River water,
particularly those in the Lower Division
states, a greater degree of predictability
with respect to the amount of annual
water deliveries in future years,
particularly under drought and low
reservoir conditions; and
• Provide additional mechanisms for
the storage and delivery of water
supplies in Lake Mead to increase the
flexibility of meeting water use needs
from Lake Mead, particularly under
drought and low reservoir conditions.
This proposed federal action
considers four operational elements that
collectively are designed to address the
purpose and need for the proposed
federal action. The interim Guidelines
would be used by the Secretary to:
• Determine those circumstances
under which the Secretary would
reduce the annual amount of water
available for consumptive use from Lake
Mead to the Colorado River Lower
Division states below 7.5 maf (a
‘‘Shortage’’) pursuant to Article II(B)(3)
of the Consolidated Decree;
• Define the coordinated operation of
Lake Powell and Lake Mead to provide
improved operation of these two
reservoirs, particularly under low
reservoir conditions;
• Allow for the storage and delivery,
pursuant to applicable federal law, of
conserved Colorado River system and
non-system water in Lake Mead to
increase the flexibility of meeting water
use needs from Lake Mead, particularly
under drought and low reservoir
conditions; and
• Determine those conditions under
which the Secretary may declare the
availability of surplus water for use
within the Lower Division states. The
proposed federal action would modify
the substance of the existing ISG and the
term of the ISG from 2016 through 2026.
Six alternatives are considered and
analyzed in the Final EIS. The
alternatives consist of a No Action
Alternative and five action alternatives.
The five action alternatives are: Basin
States Alternative, Conservation Before
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Shortage Alternative, Water Supply
Alternative, Reservoir Storage
Alternative, and the Preferred
Alternative. The action alternatives
reflect input from Reclamation staff, the
cooperating agencies, stakeholders, and
other interested parties.
Reclamation received two written
proposals for alternatives that met the
purpose and need of the proposed
federal action, one from the Basin States
and another from a consortium of
environmental non-governmental
organizations (NGO). These proposals
were used by Reclamation to formulate
two of the alternatives considered and
analyzed in the Final EIS (Basin States
Alternative and Conservation Before
Shortage Alternative). A third
alternative (Water Supply Alternative)
was developed by Reclamation, and a
fourth alternative (Reservoir Storage
Alternative) was developed by
Reclamation in coordination with the
NPS and Western. The No Action
Alternative and the action alternatives
analyzed in the Draft EIS were posted
on Reclamation’s project Web site
(https://www.usbr.gov/lc/region/
programs/strategies.html) on June 30,
2006.
A fifth alternative, the Preferred
Alternative, was developed (and
included in the Final EIS) after
consideration of the comments received
on the Draft EIS and further analysis.
The Preferred Alternative was posted on
Reclamation’s project Web site on June
15, 2007 and is composed of operational
elements from the action alternatives
identified and analyzed in the Draft EIS.
The Preferred Alternative is the most
reasonable and feasible alternative; all
environmental effects of this alternative,
as well as the No Action Alternative and
the remaining four action alternatives
have been fully analyzed in the Final
EIS. The identified environmental
effects of the Preferred Alternative are
well within the range of anticipated
effects of the alternatives presented in
the Draft EIS and do not affect the
environment in a manner not already
considered in the Draft EIS.
Reclamation identified the Preferred
Alternative and the Conservation Before
Shortage Alternative as the
environmentally preferred alternatives,
as provided in 50 CFR 1505.2. The
combination of the ICS mechanism and
the coordinated operations between
Lake Powell and Lake Mead maintains
and enhances water supply and
environmental benefits at both
reservoirs. In addition, these
alternatives strike an appropriate
balance between the storage of water for
future deliveries and the lack of
disruption of near-term water deliveries.
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Reclamation selected from among the
four key operational elements disclosed
in the Draft EIS to formulate the
Preferred Alternative. Reclamation has
determined that the four operational
elements selected under this alternative
best meet all aspects of the purpose and
need of the proposed federal action.
A. No Action Alternative
The No Action Alternative represents
a projection of future conditions that
could occur during the life of the
proposed federal action without an
action alternative being implemented. It
provides a baseline for comparison of
each of the action alternatives.
Pursuant to LROC, the Secretary
makes a number of determinations at
the beginning of each operating year
through the development and execution
of the AOP, including the water supply
available to users in the Lower Basin
and the annual release from Lake
Powell. However, the LROC currently
does not include specific guidelines for
such determinations. Furthermore, there
is no actual operating experience under
low reservoir conditions, i.e., there has
never been a shortage determination in
the Lower Basin. Therefore, in the
absence of specific guidelines, the
outcome of the annual determination in
any particular year in the future cannot
be precisely known. However, a
reasonable representation of future
conditions under the No Action
Alternative is needed for comparison to
each action alternative. The modeling
assumptions used for this representation
are consistent with the assumptions
used in previous environmental
compliance documents for the ISG, the
Colorado River Water Delivery
Agreement, and the Lower Colorado
River Multi-Species Conservation
Program (LCR MSCP). However, the
assumptions used in the No Action
Alternative are not intended to limit or
predetermine these decisions in any
future AOP determination.
B. Basin States Alternative
The Basin States Alternative was
developed by the Basin States and
proposes a coordinated operation of
Lake Powell and Lake Mead that would
minimize shortages in the Lower Basin
and avoid risk of curtailments of
Colorado River water use in the Upper
Basin. This alternative includes
shortages to conserve reservoir storage;
coordinated operations of Lake Powell
and Lake Mead determined by specified
reservoir conditions; a mechanism for
the creation, accounting, and delivery of
conserved system and non-system water
(ICS); and a modification and extension
of the ISG through 2026.
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C. Conservation Before Shortage
Alternative
The Conservation Before Shortage
Alternative was developed by a
consortium of environmental NGOs, and
includes voluntary, compensated
reductions (shortages) in water use to
minimize involuntary shortages in the
Lower Basin and to avoid risk of
curtailments of Colorado River water
use in the Upper Basin. This alternative
includes voluntary shortages prior to
involuntary shortages; coordinated
operations of Lake Powell and Lake
Mead determined by specified reservoir
conditions; an expanded ICS
mechanism for the creation, accounting,
and delivery of conserved system and
non-system water, including water for
environmental uses; and modification
and extension of the ISG through 2026.
There are two aspects of the
Conservation Before Shortage proposal
that are unique to the Conservation
Before Shortage Alternative: A funding
mechanism for the voluntary
conservation program, and a
recommendation that a portion of the
conserved water be used to benefit the
environment. However, as noted in the
Final EIS, the viability of the
Conservation Before Shortage program
funding proposal is not known at this
time. The Department currently does
not have the authority to implement all
facets of this proposal and additional
legislation would be necessary to gain
such authority.
D. Water Supply Alternative
The Water Supply Alternative
maximizes water deliveries at the
expense of retaining water in storage in
the reservoirs for future use. This
alternative would reduce water
deliveries only when insufficient water
to meet entitlements is available in Lake
Mead. When reservoir elevations are
relatively low, Lake Powell and Lake
Mead would share water (‘‘balance
contents’’). This alternative does not
include a mechanism for the creation,
accounting, and delivery of conserved
system and non-system water in Lake
Mead. The existing ISG would be
extended through 2026.
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E. Reservoir Storage Alternative
The Reservoir Storage Alternative was
developed in coordination with the
cooperating agencies and other
stakeholders, primarily Western and the
NPS. This alternative would keep more
water in storage in Lake Powell and
Lake Mead by reducing water deliveries
and by increasing shortages to retain
more water in storage and thereby,
benefit power and recreational interests.
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This alternative includes larger, more
frequent shortages that serve to conserve
reservoir storage; coordinated
operations of Lake Powell and Lake
Mead determined by specified reservoir
conditions (more water would be held
in Lake Powell than under the Basin
States Alternative); and an expanded
mechanism for the creation, accounting,
and delivery of conserved system and
non-system water in Lake Mead. The
existing ISG would be terminated after
2007.
F. Preferred Alternative
The Preferred Alternative
incorporates operational elements
identified in the Basin States and
Conservation Before Shortage
alternatives. This alternative includes
shortages to conserve reservoir storage
and a coordinated operation of Lake
Powell and Lake Mead determined by
specified reservoir conditions that
would minimize shortages in the Lower
Basin and avoid risk of curtailments of
use in the Upper Basin; and also adopts
the ICS mechanism for promoting water
conservation in the Lower Basin. It is
anticipated that the maximum
cumulative amount of ICS would be 2.1
maf pursuant to Section XI.D. of this
ROD; however, the potential effects of a
maximum cumulative amount of ICS of
up to 4.2 maf have been analyzed in the
Final EIS. This alternative also includes
modification and extension of the ISG
through 2026.1
V. Basis for Decision
In 2005, tensions among the Basin
States brought the basin closer to multistate and inter-basin litigation than
perhaps any time since the adoption of
the Compact. On May 2, 2005, in a
1 It is anticipated that elements of the decision
adopted by this ROD will be implemented through
a number of agreements. The following agreements
are anticipated to be executed at or about the time
of issuance of this ROD:
• Delivery Agreement between the United States
and Imperial Irrigation District (IID)
• Delivery Agreement between the United States
and The Metropolitan Water District of Southern
California (MWD)
• Delivery Agreement between the United States,
Southern Nevada Water Authority (SNWA) and the
Colorado River Commission of Nevada (CRCN)
• Funding and Construction of the Lower
Colorado River Drop 2 Storage Reservoir Project
Agreement among the United States, SNWA, and
CRCN
• Lower Colorado River Basin Intentionally
Created Surplus Forbearance Agreement among the
Arizona Department of Water Resources, the
Southern Nevada Water Authority, CRCN, the Palo
Verde Irrigation District (PVID), IID, Coachella
Valley Water District (CVWD), MWD, and the City
of Needles
• California Agreement for the Creation and
Delivery of Extraordinary Conservation
Intentionally Created Surplus among the PVID, IID,
CVWD, MWD and the City of Needles.
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decision of the Secretary, the
Department outlined a number of
fundamental considerations that would
guide the NEPA process that concludes
with the adoption of this ROD. These
considerations include:
• Concern regarding the impacts of
drought throughout the Colorado River
Basin;
• A recognition of the recent history
of close and productive working
relationships among the Basin States;
• A belief that discussions among the
states could facilitate the development
of additional tools to improve
coordinated operation of Colorado River
reservoirs;
• A preference that operational
strategies not be developed in the AOP
setting, which is used by the
Department to annually implement
operational strategies that are developed
through separate, public processes;
• An intention to develop operational
tools that would avoid unnecessary,
protracted or destabilizing litigation;
and
• A commitment to continue to
consult with and work with all
stakeholders in the Basin.
In light of the severity of the drought,
the Department announced its intention
to complete the development of drought
and low-reservoir operational tools by
December 2007, and to do so through an
open, public process. In closing, the
Secretary expressed the opinion that
‘‘all parties must work together to find
creative solutions that will conserve
reservoir storage and help to minimize
the adverse effects of drought in the
Colorado River Basin.’’
The fundamental basis for this
decision is that each of the above
foundational considerations have been
honored and achieved through the
development of a consensus seven-state
recommendation that has been
incorporated, as appropriate, into the
Preferred Alternative adopted herein
today.
The Department selected the Preferred
Alternative based on the Department’s
determination that it best meets all
aspects of the purpose and need for the
federal action, including: The need to
remain in place for the extended period
of the interim Guidelines; the
desirability of the alternative based on
the facilitated consensus
recommendation from the Basin States;
the likely durability of the mechanisms
adopted in the Preferred Alternative in
light of the extraordinary efforts that the
Basin States and water users have
undertaken to develop implementing
agreements that will facilitate the water
management tools (shortage sharing,
forbearance, and conservation efforts)
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identified in the Preferred Alternative;
and the range of elements in the
alternative that will enhance the
Secretary’s ability to manage the
Colorado River reservoirs in a manner
that recognizes the inherent tradeoffs
between water delivery and water
storage.
Importantly for the long-term stable
management of the Colorado River,
adoption of this decision activates a
legal agreement among the Basin States
that contains a critically important
provision: The Basin States have agreed
to mandatory consultation provisions to
address future controversies on the
Colorado River through consultation
and negotiation, as a requirement,
before resorting to litigation. With
respect to the various interests,
positions and views of each of the seven
Basin States, this provision adds an
important new element to the modern
evolution of the legal framework for the
prudent management of the Colorado
River.
In recent years, in a number of
settings, and facing a broad range of
water management challenges, the
Department has highlighted the
important role of the Basin States in the
statutory framework for administration
of Basin entitlements and the
significance that a seven-state consensus
represents. Multi-state consensus is a
rare and unique achievement that
should continue to be recognized and
facilitated.
With respect to the information
within the scope of the proposed action,
Reclamation concluded that the
Preferred Alternative is a reasonable
alternative and fully analyzed the
environmental effects of this alternative
in the Final EIS. The identified
environmental effects of the Preferred
Alternative are well within the range of
anticipated effects of the alternatives
presented in the Draft EIS and do not
affect the environment in a manner not
already considered in the Draft EIS.
Thus, based on all available
information, this alternative is the most
reasonable, feasible, implementable, and
durable alternative.
Drought is not limited to the
Southwest, nor are interstate tensions
over water management. As a final basis
for this decision, the Department
believes that a model for interstate
cooperation can be found in the
elements of the Preferred Alternative
adopted today.
VI. Public Response to the Final
Environmental Impact Statement
Following the Federal Register Notice
of Availability of the Final EIS on
November 2, 2007, and as of 8 p.m.
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(EST), Tuesday, December 11, 2007,
Reclamation received six comment
letters on the Final EIS and the updated
draft Interim Operational Guidelines for
Lake Powell and Lake Mead posted
November 16, 2007 on Reclamation’s
project Web site. After appropriate
consideration, the Department
concludes that the comments received
do not identify or raise any significant
issues that would require
supplementing the Final EIS. The major
issues noted in the comment letters are
summarized below:
The Basin States submitted a letter
expressing their appreciation to
Reclamation and Department staff for
their diligence in working with the
Basin States and others in developing
the draft Guidelines for Lake Powell and
Lake Mead; and they further stated that
the adoption of the Guidelines
‘‘represent a significant and historic
milestone, reflecting the continuation of
the consultative approach to river
management between the federal
government and affected states on the
Colorado River.’’
The San Diego County Water
Authority submitted a comment letter
fully supporting the statements in the
Basin States’ letter to the Secretary on
the Final EIS. The Authority also noted
their concern that the proposed
implementation of Guidelines,
specifically ICS, should not
inadvertently conflict with the
implementation of certain terms of
October 10, 2003 Allocation Agreement.
The Department agrees that the creation,
release, or delivery of ICS or the
declaration of an ICS Surplus Condition
in a calendar year shall not constitute a
determination by the Secretary of the
existence of surplus Colorado River
water in that calendar year for the
purposes of Section 9.2.2 of the
Allocation Agreement Among the
United States of America, The
Metropolitan Water District of Southern
California, Coachella Valley Water
District, Imperial Irrigation District, San
Diego County Water Authority, the La
Jolla, Pala, Pauma, Rincon and San
Pasqual Bands of Mission Indians, the
San Luis Rey River Indian Water
Authority, the City of Escondido and
Vista Irrigation District, dated October
10, 2003. This understanding has also
been expressly stated in the proposed
Delivery Agreements for IID and MWD
(Section V of this ROD).
The EPA submitted a comment letter
noting it had no objections to the
proposed project and some of the details
of the Final EIS pertinent to their views.
Further, EPA encouraged Reclamation
to ‘‘play an active role in facilitating
comprehensive water management
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among all water sectors in the Basin.’’
Reclamation intends to continue to
pursue its mission in the 17 western
states, and in particular on the Colorado
River, to assist in meeting the increasing
water demands of the West while
protecting the environment and the
public’s investment in these structures.
Reclamation places great emphasis on
fulfilling its water delivery obligations,
water conservation, water recycling and
reuse, and developing partnerships with
our customers, states, and Native
American Tribes, and in finding ways to
bring together the variety of interests to
address the competing needs for our
limited water resources.
The Colorado River Board of
California submitted comments on
behalf of its member agencies on the
updated draft Guidelines. The majority
of the comments were editorial and to
the extent the individual comments
improved the clarity of the Guidelines
they were incorporated into the
Guidelines found in Section XI of this
ROD.
A comment letter dated November 12,
2007, was received from a single
member of the public and noted his
concern that the terms of the Biological
Opinion (BO) should be met and that
impacts due to climate change on
‘‘listed fish and birds’’ are addressed.
FWS issued the BO on the Preferred
Alternative described in this ROD on
December 12, 2007. Reclamation has
agreed to implement Conservation
measures to benefit the listed species
addressed in the BO and comply with
the terms and conditions of the
incidental take statement in the BO.
Acknowledging the potential for
impacts due to climate change and
increased hydrologic variability, the
Secretary proposes that the Guidelines
be interim in duration and extend
through 2026, providing the opportunity
to gain valuable operating experience
for the management of Lake Powell and
Lake Mead, particularly for low
reservoir conditions, and improve the
basis for making additional future
operational decisions, whether during
the Interim Period (Section 8 of the
Guidelines) or thereafter. In addition,
the Preferred Alternative has been
crafted to include operational elements
that would respond if potential impacts
of climate change and increased
hydrologic variability are realized. In
particular, the Preferred Alternative
includes a coordinated operation
element that allows for the adjustment
of Lake Powell’s release to respond to
low reservoir storage conditions in Lake
Powell or Lake Mead as described in
Section 2.7 and Section 2.3 in the Final
EIS. In addition, the Preferred
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Alternative will enhance conservation
opportunities in the Lower Basin and
the retention of water in Lake Mead
through adoption of the ICS mechanism.
Finally, the Preferred Alternative
includes a shortage strategy at Lake
Mead that would result in additional
shortages being considered, after
appropriate consultation, if Lake Mead
elevations drop below 1,025 feet mean
sea level (msl).
The Defenders of Wildlife submitted a
comment letter dated December 11,
2007, on behalf of their organization, the
National Wildlife Federation, the Pacific
Institute, and the Sierra Club regarding
the updated draft Guidelines. The
comments are limited to information
that was published in Appendix S of the
Final EIS dated November 2, 2007. The
letter offers a number of clarifying
comments, raises concerns regarding the
appropriate mechanisms for
consultation between federal and nonfederal parties, and raises detailed
comments regarding the implementation
of the ICS and Developed Shortage
Supply (DSS) components of the
Guidelines. Reclamation thoroughly
reviewed the comments submitted and
concluded that no changes to the
Guidelines were necessary. With respect
to the issues regarding consultation,
Reclamation will continue to meet all
legal obligations for appropriate
consultation with non-federal parties
and believes that the commitments for
continued consultation with the Basin
States can be implemented in a manner
consistent with the provisions of
applicable federal law. Moreover,
Reclamation believes that some of the
concerns identified in this comment
letter have been addressed by Section
7.D of the updated draft Guidelines
posted on December 10, 2007, which
provides that the Lower Colorado
Regional Director will establish
procedures for the implementation of
ICS and DSS after issuance of this ROD.
Reclamation will continue to work
closely with all stakeholders in the
development of ICS and DSS procedures
and in the implementation and
administration of the Guidelines.
VII. Refinement of Operational
Guidelines for the Preferred Alternative
in Response to Public Comments
Hydrologic modeling of the Colorado
River system was used to determine the
potential hydrologic effects of each of
the alternatives and also provided the
basis for analyzing the potential effects
on other environmental resources (such
as recreation, biology, and energy, etc.).
Nearly all modeling assumptions were
common to each alternative; only the
assumptions specific to each alternative
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were different. This approach allowed a
relative comparison of the potential
effects of each alternative compared to
the No Action Alternative and lead to
the identification of the Preferred
Alternative.
Historically, the determination of the
annual release volume for Lake Powell
could change on a monthly basis
throughout the water year. This
approach afforded great flexibility to
respond to changing monthly runoff
forecasts yet was practical to implement
since there were effectively only two
operational tiers (a minimum objective
release of 8.23 maf per year or releases
greater due to equalization or spill
avoidance). The annual release volume
for Lake Mead, however, was essentially
determined on an annual basis
primarily to provide a greater degree of
certainty to water users with respect to
the water supply in the Lower Basin.
The modeled operation of Lake Powell
and Lake Mead for all alternatives in the
Final EIS was consistent with this past
operational experience and provided a
valid basis for comparison.
However, given the more complicated
proposed operation for Lake Powell
under all of the action alternatives,
Reclamation conducted additional
investigations and subsequently refined
the operational guidelines to include a
combined monthly/annual methodology
to determine the annual release volume
for Lake Powell. This methodology
consists of a January 1 determination of
the release volume with appropriate
April adjustments to those volumes, and
providing the necessary flexibility to
respond to changing inflow forecasts
while ensuring that the operation does
not result in excessive changes in
monthly releases from Lake Powell.
In addition, comments were also
received in both written and oral form
from representatives of the Basin States
with respect to the modeling
assumptions used for the Basin States
Alternative and the Preferred
Alternative, reflected in Appendix S of
the Final EIS. Specifically, the
comments were in regard to the
coordinated operation of Lake Powell
and Lake Mead when Lake Powell is
relatively high and operating near or in
the equalization tier. A concern was
identified where the proposed operation
might not respond effectively when
Lake Powell is relatively high, Lake
Mead is relatively low, and a reasonably
high inflow forecast occurs.
Reclamation conducted additional
investigations to identify approaches to
ensure some additional water is released
from Lake Powell when this situation
arises.
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Reclamation refined the proposed
operational guidelines to incorporate
these changes (contained in Section 6, 7,
and 8 of the Guidelines) and published
those refinements on the project Web
site on November 16, 2007. An
evaluation concluded that these
refinements to the proposed Guidelines
would not result in substantial changes
with regard to the environmental effects
and fall within the impacts already
analyzed in the Final EIS.
VIII. Environmental Impacts and
Implementation of Environmental
Commitments
Hydrologic modeling of the Colorado
River system was conducted to
determine the potential hydrologic
effects of the alternatives. Modeling
provided projections of potential future
Colorado River system conditions (i.e.,
reservoir elevations, reservoir releases,
river flows) for comparison of those
conditions under the No Action
Alternative to conditions under each
action alternative. Due to the
uncertainty with regard to future
inflows into the system, multiple
simulations were performed in order to
quantify the uncertainties of future
conditions and as such, the modeling
results are typically expressed in
probabilistic terms.
Hydrologic modeling also provided
the basis for the analysis of the potential
effects of each alternative on other
environmental resources. The Final EIS
evaluated 14 resource areas: Hydrologic
resources (including reservoir storage
and releases, groundwater, and water
deliveries), water quality, air quality,
visual resources, biological resources
(including vegetation and wildlife and
special status species), cultural
resources, Indian trust assets, electrical
power resources, recreation (including
shoreline facilities, boating and
navigation, and sport fish populations),
transportation, socioeconomics
(including employment, income and tax
revenue, municipal and industrial water
users, and recreation economics),
environmental justice, indirect effects of
the ICS mechanism, and climate change
considerations. The potential effects to
specific resources were identified and
analyzed for each action alternative and
compared to the potential effects to that
resource under the No Action
Alternative. These comparisons are
typically expressed in terms of the
relative differences in probabilities
between the No Action Alternative and
the action alternatives.
Based on the analyses in the EIS,
Reclamation determined that specific
measures to avoid or mitigate
environmental harm were not required,
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with the exception of conservation
measures for listed species as noted
below. For other resource areas, the
impacts of the Preferred Alternative
were well within the range of the
alternatives considered, and generally
improved conditions compared to the
No Action Alternative. For a few
resource areas, the Preferred Alternative
resulted in minor negative impacts
compared to the No Action Alternative,
and measures to avoid such impacts
were determined to be unnecessary or
not feasible.
A. Lower Colorado River Multi-Species
Conservation Plan
It is important to note that
Reclamation is already undertaking
significant environmental mitigation
measures on the Colorado River,
including the LCR MSCP from Lake
Mead to the Southerly International
Boundary (SIB) with Mexico, and
implementation of activities pursuant to
the 1996 Glen Canyon Dam ROD for the
reach of the Colorado River from Glen
Canyon Dam to Lake Mead.
The LCR MSCP is a 50-year
cooperative effort between federal and
non-federal entities, approved by the
Secretary in April 2005. This program
was developed to address potential
effects to listed and other selected
special status species (covered species)
from identified ongoing and future
anticipated federal discretionary actions
and non-federal activities on the lower
Colorado River (covered actions). The
development and implementation of
shortage criteria on the lower Colorado
River was one of the federal covered
actions (MSCP Biological Assessment
Section 2.2.2.1) included in the LCR
MSCP and covered under the LCR
MSCP BO (FWS 2005). The LCR MSCP
BO provides Endangered Species Act
(ESA) compliance for the effects of
covered actions for a reduction of Lake
Mead reservoir elevations to 950 feet
msl and flow reductions of up to 0.845
maf from Hoover Dam to Davis Dam,
0.860 maf from Davis Dam to Parker
Dam, and 1.574 maf from Parker Dam to
Imperial Dam. The LCR MSCP
identified, and it is mitigating for,
impacts to the covered species and their
habitats from the flow reduction
conditions described above. These
impacts included the potential loss of
up to:
• 2,008 acres of cottonwood-willow
habitats;
•133 acres of marsh habitat; and
• 399 acres of backwater habitat.
To address these impacts, the LCR
MSCP will:
• Restore 5,940 acres of cottonwoodwillow habitat;
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• Restore 512 acres of marsh habitat;
• Restore 360 acres of backwater
habitat;
• Stock 660,000 razorback sucker
over the term of the LCR MSCP; and
• Stock 620,000 bonytail over the
term of the LCR MSCP.
In addition, these habitats will be
actively managed to provide habitat
values greater than those of the
impacted habitats. While the LCR MSCP
is geared toward special status species,
it is important to understand that all
species that use the habitats impacted
by the LCR MSCP covered activities
benefit by the conservation actions
currently being carried out under the
LCR MSCP.
Reclamation has reviewed the effects
of the Preferred Alternative in this Final
EIS and has determined that all
potential effects to listed species and
their habitats along the Colorado River
from the full pool elevation of Lake
Mead to the SIB are covered by the LCR
MSCP. FWS has concurred with
Reclamation’s determination in a letter
dated November 28, 2007.
B. Glen Canyon Dam Adaptive
Management Program
The 1996 Glen Canyon Dam ROD
describes detailed criteria and operating
plans for Glen Canyon Dam operations
and includes other management actions
to accomplish this objective; among
these are the Glen Canyon Dam
Adaptive Management Program (AMP).
The AMP provides a process for
assessing the effects of Glen Canyon
Dam operations on downstream
resources and project benefits. The
results of that assessment are used to
develop recommendations for
modifying Glen Canyon Dam operations
and other resource management actions.
This is accomplished through the
Adaptive Management Work Group
(AMWG), a federal advisory committee.
The AMWG consists of stakeholders
that include federal and state agencies,
representatives of the Basin States,
Indian tribes, hydroelectric power
customers, environmental and
conservation organizations, and
recreational and other interest groups.
C. Endangered Species Act Compliance
In compliance with the ESA,
Reclamation submitted a Biological
Assessment (BA) to FWS on September
10, 2007 and requested formal
consultation on the Preferred
Alternative. Reclamation divided the
analysis of potential effects on listed
species into three geographic areas: Lake
Powell to the upper end of Lake Mead,
Lake Mead to the SIB with Mexico, and
potential interdependent/interrelated
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effects on the Virgin and Muddy Rivers
in southern Nevada. Reclamation
determined the effects of the Preferred
Alternative within the geographic area
of the MSCP (Lake Mead to SIB with
Mexico) were covered by the earlier
consultation on LCR MSCP, and
requested FWS’ concurrence on this
determination by memo dated October
26, 2007. FWS concurred with this
determination by memo dated
November 28, 2007. For the remainder
of the action area, Reclamation
determined the Preferred Alternative
may affect, and is likely to adversely
affect the southwestern willow
flycatcher, humpback chub, and Kanab
ambersnail, and that the Preferred
Alternative may affect, but would not be
likely to adversely affect seven other
species.
FWS issued its BO for the Preferred
Alternative by memo dated December
12, 2007. The BO concurred with
Reclamation’s ‘‘not likely to adversely
affect’’ findings for the seven species
addressed in the BA, and found that the
adverse effects to southwestern willow
flycatcher, humpback chub, and Kanab
ambersnail would not jeopardize the
continued existence of those species.
Reclamation has included the following
conservation measures for listed species
in the action area as part of its proposed
action:
• Nonnative Fish Control—In
coordination with other Department of
the Interior AMP participants and
through the AMP, Reclamation will
continue efforts to control both coldand warm-water nonnative fish species
in the mainstem of Marble and Grand
canyons, including determining and
implementing levels of nonnative fish
control as necessary. Control of these
species using mechanical removal and
other methods will help to reduce this
threat.
• Humpback Chub Refuge—
Reclamation will assist FWS in
development and funding of a
broodstock management plan and
creation and maintenance of a
humpback chub refuge population at a
federal hatchery or other appropriate
facility by providing expedited
advancement of $200,000 in funding to
the FWS during calendar year 2008; this
amount shall be funded from, and
within, the amount identified in the
2005 LCR MSCP BO. Creation of a
humpback chub refuge will reduce or
eliminate the potential for a catastrophic
loss of the Grand Canyon population of
humpback chub by providing a
permanent source of genetically
representative stock for repatriating the
species.
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• Genetic Biocontrol Symposium—
Reclamation will transfer up to $20,000
in fiscal year 2008 to FWS to help fund
an international symposium on the use
and development of genetic biocontrol
of nonnative invasive aquatic species
which is tentatively scheduled for
January 2009. Although only in its
infancy, genetic biocontrol of nonnative
species is attracting worldwide attention
as a potential method of controlling
aquatic invasive species. Helping fund
an effort to bring researchers together
will further awareness of this potential
method of control and help mobilize
efforts for its research and development.
• Sediment Research—In
coordination with other Department of
the Interior AMP participants and
through the AMP, Reclamation will
monitor the effect of sediment transport
on humpback chub habitat and will
work with the Grand Canyon
Monitoring and Research Center to
develop and implement a scientific
monitoring plan acceptable to FWS.
Although the effects of dam operationrelated changes in sediment transport
on humpback chub habitat are not well
understood, humpback chub are known
to utilize backwaters and other habitat
features that require fine sediment for
their formation and maintenance.
Additional research will help clarify
this relationship.
• Parasite Monitoring—In
coordination with other Department of
the Interior AMP participants and
through the AMP, Reclamation will
continue to support research on the
effects of Asian tapeworm on humpback
chub and potential methods to control
this parasite. Continuing research will
help better understand the degree of this
threat and the potential for management
actions to minimize it.
• Monitoring and Research—Through
the AMP, Reclamation will continue to
monitor Kanab ambersnail and its
habitat in Grand Canyon and the effect
of dam releases on the species, and
Reclamation will also continue to assist
FWS in funding morphometric and
genetic research to better determine the
taxonomic status of the subspecies.
• Kanab Ambersnail Monitoring and
Research—Through the AMP,
Reclamation will continue to monitor
Kanab ambersnail and its habitat in
Grand Canyon and the effect of dam
releases on the species, and Reclamation
will also continue to assist FWS in
funding morphometric and genetic
research to better determine the
taxonomic status of the subspecies.
• Southwestern Willow Flycatcher
Monitoring and Research—Through the
AMP, Reclamation will continue to
monitor southwestern willow flycatcher
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and its habitat and the effect of dam
releases on the species throughout
Grand Canyon and report findings to
FWS, and will work with NPS and other
AMP participants to identify actions to
conserve the flycatcher.
IX. Implementing the Decision
A. Setting
Against the backdrop of prolonged
drought, in 2005, with reservoir
elevations dropping rapidly, the
Department was faced with the
challenge of making operational
decisions regarding modified operations
of Glen Canyon Dam and Hoover Dam.
One of the challenges that the
Department faced was that there were
not detailed, objective guidelines to
determine how the operation of the two
reservoirs would be modified in drought
and other low-reservoir conditions.
After receiving conflicting
recommendations from representatives
of the four Upper Division and the three
Lower Division states, the Secretary
issued a decision on May 2, 2005,
charging Reclamation with the
development of operational tools that
can continue to assure productive use of
the Colorado River into the future, while
avoiding unnecessary, protracted or
destabilizing litigation.
More than two years later, the drought
conditions have continued and the need
for detailed operational guidelines is
even more necessary today as compared
with mid-2005. Reclamation has
conducted an extensive public process,
seeking input from state, tribal and local
governments, along with input from
members of environmental
organizations and members of the
general public. These Guidelines
represent the Department’s
determination as to the most
appropriate set of guidelines to adopt at
this stage of the ongoing drought.
B. Scope of Guidelines
These Guidelines are intended to be
applied each year during the Interim
Period with respect to the operation and
management of the waters of the
Colorado River stored in Lake Powell
and Lake Mead. The relevant sections of
these Guidelines address the following:
• Determine those circumstances
under which the Secretary would
reduce the annual amount of water
available for consumptive use from Lake
Mead to the Colorado River Lower
Division states below 7.5 maf (a
’’Shortage’’) pursuant to Article II(B)(3)
of the Consolidated Decree;
• Define the coordinated operation of
Lake Powell and Lake Mead to provide
improved operation of these two
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reservoirs, particularly under low
reservoir conditions;
• Allow for the storage and delivery,
pursuant to applicable federal law, of
conserved Colorado River system and
non-system water in Lake Mead to
increase the flexibility of meeting water
use needs from Lake Mead, particularly
under drought and low reservoir
conditions; and,
• Determine those conditions under
which the Secretary may declare the
availability of surplus water for use
within the Lower Division states. The
proposed federal action would modify
the substance of the existing ISG and
would change the term of the ISG from
2016 through 2026.
X. Operational Setting
A. Criteria for the Coordinated LongRange Operation of Colorado River
Reservoirs
Section 602 of the CRBPA required
the Secretary to propose and adopt
criteria for the coordinated long-range
operation of the reservoirs constructed
and operated under the authority of the
Colorado River Storage Project Act of
1956, the Boulder Canyon Project Act of
1928 (BCPA), and the Boulder Canyon
Project Adjustment Act. The Secretary
adopted such ‘‘Long-Range Operating
Criteria’’ (LROC) in 1970 and has been
operating the Colorado River consistent
with the LROC since 1970. In 2005, the
Secretary approved minor changes to
the text of the LROC. (70 FR 15873, Mar.
29, 2005). The Secretary identified the
bases for the limited changes as: (1)
Specific change in federal law
applicable to the Operating Criteria, (2)
language in the current text of the
Operating Criteria that was outdated,
and (3) specific modifications to Article
IV(b) of the Operating Criteria that
reflect actual operating experience.
It is the Department’s decision that
these Guidelines implement the LROC
on an annual basis through the Interim
Period and that the operation of the
relevant Colorado River reservoirs be
documented in each year’s AOP
(Subsection C, below). See also Section
7 of the Guidelines for further
description of the relationship between
the LROC and these Guidelines.
B. Interim Surplus Guidelines
Beginning in 1999, the Secretary
determined that there was a need for
detailed, objective guidelines to assist in
the determination of availability of
water in excess of 7.5 maf per year to
water users in the three Lower Division
states of Arizona, California, and
Nevada. One of the important issues
facing the Department at that time was
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the question of whether to modify the
LROC to address determination of a
Surplus Condition or whether to adopt
guidelines that would implement the
LROC with detailed provisions.
At the time, the Department sought
public input on the concept of
modifying Article III(3)(b) of the LROC
during the process that led to adoption
of the ISG. See 64 FR 27010 (May 18,
1999). After reviewing the public
comments received, the Department
announced its intention to adopt
‘‘interim implementing criteria pursuant
to Article III(3) of the Long-Range
Operating Criteria’’ rather than
modifying the actual text of the LROC.
See 64 FR 68373 (December 7, 1999).
This approach was carried through and
set forth in the ROD for the ISG adopted
by the Secretary. See 66 FR 7772, 7780
at Section XI(5) (‘‘These Guidelines,
which shall implement and be used for
determinations made pursuant to
Article III(3)(b) of the [Operating
Criteria] * * * are hereby adopted
* * *’’). See also discussion at 70 FR
15878 (March 29, 2005) (review of
LROC).
It is the Department’s decision in
adopting these Guidelines to continue
the approach initially adopted in the
ISG, and accordingly is not modifying
the LROC at this time. Instead, the
determinations made under these
interim Guidelines will implement the
relevant provisions of Article II (Lake
Powell) and Article III (Lake Mead)
during the Interim Period, as defined in
Section 7, herein.
C. Annual Operating Plan for Colorado
River Reservoirs
Section 602(b) of the CRBPA of 1968
requires that the Secretary transmit to
the Congress and to the Governors of the
Basin States, by January 1st of each year,
a report describing the actual operation
under the LROC for the preceding
compact water year and the projected
operation for the current year. This
report is commonly referred to as the
‘‘Annual Operating Plan’’ or the ‘‘AOP.’’
In 1992, in the Grand Canyon
Protection Act, Congress required that,
in preparing the 602(b) AOP, the
Secretary shall consult with the
Governors of the Basin States and with
the general public, including
representatives of academic and
scientific communities, environmental
organizations, the recreation industry;
and contractors for the purpose of
federal power produced at Glen Canyon
Dam.
Each year the Secretary implements
the provisions of the 1968 and 1992
statutes regarding the projected
operation of Colorado River reservoirs
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and stakeholder consultation through
the Colorado River Management Work
Group. This process involves
appropriate consultation prior to
finalization of the proposed AOP. The
AOP is used to memorialize operational
decisions that are made pursuant to
individual federal actions (e.g., ISG,
1996 Glen Canyon Dam ROD, this ROD).
Thus, the AOP serves as a single,
integrated reference document required
by section 602(b) of the CRBPA of 1968
regarding past and anticipated
operations.
It is the Department’s decision that
these Guidelines be implemented on an
annual basis through the Interim Period
and documented in each year’s AOP.
This ROD addresses annual volumes of
releases from Glen Canyon Dam and
Hoover Dam. Accordingly, this ROD
does not modify the authority of the
Secretary to determine monthly, daily,
hourly, or instantaneous releases from
Glen Canyon Dam and Hoover Dam. See
Section 7 of the Guidelines for further
description of the relationship between
the AOP and these Guidelines.
XI. Conditions of Implementation
A. Forbearance
1. Role of Forbearance Agreements
Within the Context of the Law of the
River and Relationship to Intentionally
Created Surplus (ICS)
For the purposes of these Guidelines,
the term ‘‘forbearance agreements’’
refers to agreements that a party who
has a right to surplus Colorado River
water could enter into that would
provide that party’s agreement to forgo
(or not exercise) its right to surplus
Colorado River water. In any such
agreements, the party agrees to
‘‘forbear’’ or refrain from exercising its
right to surplus Colorado River water
under the specified terms and
conditions of the applicable agreement.
Through such agreements, increased
flexibility of Colorado River water
management can be achieved—resulting
in greater conservation of water than
would otherwise be accomplished.
In Years in which the Secretary
determines that sufficient Mainstream
water is available for delivery to satisfy
annual consumptive use in the Lower
Division states in excess of 7.5 maf,
Article II(B)(2) of the Consolidated
Decree directs the Secretary to
apportion such surplus Mainstream
water 50% for use in California, 46% for
use in Arizona, and 4% for use in
Nevada. The Boulder Canyon Project
Act and Articles II(B)(2) and II(B)(6) of
the Consolidated Decree, taken together,
authorize the Secretary to apportion
surplus water and to deliver one Lower
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Division state’s unused apportionment
for use in another Lower Division state.
Pursuant to such authority and for the
purpose of increasing the efficiency,
flexibility, and certainty of Colorado
River management and thereby helping
satisfy the current and projected
regional water demands, the Secretary
determined that it is prudent and
desirable to promulgate guidelines to
establish a procedural framework for
facilitating the creation and delivery of
ICS within the Lower Basin.
In the absence of forbearance, surplus
water is apportioned for use in the
Lower Division states according to the
specific percentages provided in Article
II(B)(2) of the Consolidated Decree
discussed above. In order to allow for
management flexibility, the seven
Colorado River Basin States have
recommended an operational program
for the creation and delivery of ICS. In
furtherance of this recommendation,
numerous major water users within the
Lower Basin have identified their
willingness, under specified
circumstances, to participate in such an
operational program. These parties have
submitted a draft ‘‘Forbearance
Agreement,’’ as preliminarily approved
by the parties, as part of a package of
documents (Appendix J) submitted for
consideration by the Secretary as a
necessary element to enable
implementation of the operations
contemplated by the Basin States
Alternative. The Secretary has
developed a Preferred Alternative based
on this information, as well as other
information submitted during the NEPA
process.
The parties to the Forbearance
Agreement have indicated that they
intend that the Agreement provide the
appropriate legal mechanism to achieve
successful implementation of this
element of the Preferred Alternative.
The parties have indicated that among
the conditions on their forbearance, they
will forbear only with respect to a
specified ICS volume and only to ICS
created by projects described in exhibits
attached to the Forbearance Agreement
or added thereto by written consent of
all parties. Given the voluntary nature of
the forbearance concept, it is
appropriate for the parties to clearly
identify the limited conditions upon
which their forbearance is granted.
Through adoption and
implementation of these Guidelines, the
Secretary will only approve the
creation, delivery and use of ICS in a
manner that is fully consistent with the
provisions of the Consolidated Decree,
including Articles II(B)(2) and II(B)(6)
therein. The Secretary will require
forbearance by the State of Arizona, the
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Palo Verde Irrigation District, the
Imperial Irrigation District, the
Coachella Valley Water District, The
Metropolitan Water District of Southern
California, the City of Needles, and
other California entities as appropriate,
the Southern Nevada Water Authority,
and the Colorado River Commission of
Nevada for implementation of this
element of these Guidelines (regarding
ICS). If, in the opinion of the Secretary,
the State of Arizona or the Palo Verde
Irrigation District, the Imperial Irrigation
District, the Coachella Valley Water
District, The Metropolitan Water District
of Southern California, the City of
Needles, or other California entities as
appropriate, the Southern Nevada Water
Authority, or the Colorado River
Commission of Nevada, unreasonably
withhold forbearance, the Secretary
may, after consultation with the Basin
States, modify these Guidelines.
Moreover, the Secretary will ensure that
implementation of the ICS mechanism
does not infringe on the rights of any
third party who is a Contractor and who
is not a party to the Forbearance
Agreement.
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2. Monitoring Implementation
Under these Guidelines, Colorado
River water will continue to be allocated
for use among the Lower Division states
in a manner consistent with the
provisions of the Consolidated Decree. It
is expected that Lower Division states
and individual Contractors for Colorado
River water have or will adopt
arrangements that will affect utilization
of Colorado River water during the
Interim Period. It is expected that water
orders from Colorado River Contractors
will be submitted to reflect forbearance
arrangements by Lower Division states
and individual Contractors. The
Secretary will deliver Colorado River
water to Contractors in a manner
consistent with these arrangements,
provided that any such arrangements
are consistent with the BCPA, the
Consolidated Decree and do not infringe
on the rights of third parties. Surplus
water will only be delivered to entities
with contracts for surplus water. ICS
will be delivered pursuant to Section
3.C. of these Guidelines and a Delivery
Agreement.
B. Delivery Agreement
Article II(B)(5) of the Consolidated
Decree in Arizona v. California states
that mainstream Colorado River water
shall be released or delivered to water
users in Arizona, California, and Nevada
‘‘only pursuant to valid contracts
therefore made with such users by the
Secretary of the Interior, pursuant to
Section 5 of the Boulder Canyon Project
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Act or any other applicable federal
statute.’’ Section 5 of the Boulder
Canyon Project Act authorizes the
Secretary to enter into such contracts.
Numerous Contractors in Arizona,
California, and Nevada now hold
contracts which entitle them to the
delivery of Colorado River water under
the circumstances and in the priorities
specified in the individual contracts.
Contracts entered into prior to the
adoption of these Guidelines do not,
however, expressly address
circumstances in which ICS or DSS
might be created or delivered.
To ensure the requirements of Section
5 of the Boulder Canyon Project Act and
Article II(B)(5) of the Consolidated
Decree are complied with, and to reduce
the possibility of ambiguity, the
Secretary anticipates entering into
delivery contracts with any person or
persons intending to create ICS or DSS.
Such contracts are expected to address
the requirements set forth in the
Guidelines for the approval of ICS or
DSS plans, the certification and
verification of the ICS or DSS created
under the plans, the ordering and
delivery of ICS or DSS, the accounting
for ICS or DSS in the annual report filed
with the U.S. Supreme Court in
accordance with Article V of the
Consolidated Decree, and such other
matters as may bear on the delivery of
the ICS or DSS, as for example the point
of delivery and place of use, if not
already provided for under existing
contracts.
C. Mexico
The United States delivers an annual
allotment of Colorado River water to
Mexico pursuant to the treaty between
the United States of America and
Mexico relating to the utilization of
waters of the Colorado and Tijuana
Rivers and of the Rio Grande, signed
February 3, 1944, and its supplementary
protocol signed November 14, 1944. In
adopting these Guidelines the
Department of the Interior is making a
final agency action regarding the
operation of Lake Powell and Lake
Mead, and the delivery of water to water
users in the United States, in response
to the worst drought in the Basin in over
a century of recordkeeping.
Prior to adopting these Guidelines,
the Department provided information
on the proposed action to the USIBWC,
and met with representatives of the
Mexican Section of the IBWC and the
Mexican Government. The Department
has considered the information
provided by the USIBWC prior to
adopting these Guidelines, including
information representing the views of
the Government of Mexico. The
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19883
USIBWC has advised that the
Department may proceed with planning
and implementation activities for these
Guidelines with the understanding that
these Guidelines are not intended to
constitute an interpretation or
application of the 1944 Treaty or to
represent current United States policy
or a determination of future United
States policy regarding deliveries to
Mexico.
The Department notes the intention of
the Governments of the United States
and Mexico, memorialized in a Joint
Statement issued August 13, 2007, to
cooperate and collaborate regarding
issues related to the lower portion of the
Colorado River under the auspices of
the IBWC.
D. Intentionally Created Surplus
1. Findings
ICS may be created through projects
that create water system efficiency or
extraordinary conservation or tributary
conservation or the importation of nonColorado River System water into the
Mainstream. ICS is consistent with the
concept that entities may take actions to
augment storage of water in the lower
Colorado River Basin. The ICS shall be
delivered to the Contractor that created
it pursuant to both Articles II(B)(2) and
II(B)(6) of the Consolidated Decree and
Forbearance Agreements.
Implementation of these Guidelines for
ICS is conditioned upon execution of
Forbearance Agreements and Delivery
Agreements as further provided for in
these Guidelines.
2. Purposes
The primary purposes of ICS are to:
(a) Encourage the efficient use and
management of Colorado River water;
and to increase the water supply in
Colorado River System reservoirs,
through the creation, delivery and use of
ICS; (b) help minimize or avoid
shortages to water users in the Lower
Basin; (c) benefit storage of water in
both Lake Powell and Lake Mead; (d)
increase the surface elevations of both
Lake Powell and Lake Mead to higher
levels than would have otherwise
occurred; and (f) assure any Contractor
that invests in conservation or
augmentation to create ICS that no other
Contractor will claim the ICS created by
the Contractor pursuant to an approved
plan by the Secretary.
3. Quantities
The maximum quantities of
Extraordinary Conservation ICS that
may be accumulated in all ICS
Accounts, at any time, upon the
effective date of these Guidelines is
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limited to the amounts provided in
Section 3.B.5. of these Guidelines. The
maximum quantities of Extraordinary
Conservation ICS that may be created
and/or delivered in any given Year are
also limited to the amounts provided in
Sections 3.B.4. and 3.C.4., respectively.
As described in the Final EIS,
Reclamation has analyzed ICS amounts
in excess of the amounts approved by
this Record of Decision and provided in
these Guidelines. Any decision by the
Secretary to increase the amounts in
excess of the amounts provided in these
Guidelines would be based on actual
operating experience and would require
modification of these Guidelines after
consultation with the Basin States.
E. Relationship With Existing Law
These Guidelines are not intended to,
and do not:
1. Guarantee or assure any water user
a firm supply for any specified period;
2. Change or expand existing
authorities under applicable federal law,
except as specifically provided herein
with respect to determinations under
the Long-Range Operating Criteria and
administration of water supplies during
the effective period of these Guidelines;
3. Address intrastate storage or
intrastate distribution of water, except
as may be specifically provided by
Lower Division states and individual
Contractors for Colorado River water
who may adopt arrangements that will
affect utilization of Colorado River
water during the effective period of
these Guidelines;
4. Change the apportionments made
for use within individual States, or in
any way impair or impede the right of
the Upper Basin to consumptively use
water available to that Basin under the
Colorado River Compact;
5. Affect any obligation of any Upper
Division state under the Colorado River
Compact;
6. Affect any right of any State or of
the United States under Sec. 14 of the
Colorado River Storage Project Act of
1956 (70 Stat. 105); Sec. 601(c) of the
Colorado River Basin Project Act of
1968 (82 Stat. 885); the California
Limitation Act (Act of March 4, 1929;
Ch. 16, 48th Sess.); or any other
provision of applicable federal law;
7. Affect the rights of any holder of
present perfected rights or reserved
rights, which rights shall be satisfied
within the apportionment of the State
within which the use is made, and in
the Lower Basin, in accordance with the
Consolidated Decree; or
8. Constitute an interpretation or
application of the 1944 Treaty between
the United States and Mexico Relating
to the Utilization of the Waters of the
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Colorado and Tijuana Rivers and of the
Rio Grande (1944 Treaty) or to represent
current United States policy or a
determination of future United States
policy regarding deliveries to Mexico.
The United States will conduct all
necessary and appropriate discussions
regarding the proposed federal action
and implementation of the 1944 Treaty
with Mexico through the International
Boundary and Water Commission
(IBWC) in consultation with the
Department of State.
F. Definitions
For purposes of these Guidelines, the
following definitions apply:
1. ‘‘24-Month Study’’ refers to the
operational study that reflects the
current Annual Operating Plan that is
updated each month by Reclamation to
project future reservoir contents and
releases. The projections are updated
each month using the previous month’s
reservoir contents and the latest inflow
and water use forecasts. In these
Guidelines, the term ‘‘projected on
January 1’’ shall mean the projection of
the January 1 reservoir contents
provided by the 24-Month Study that is
conducted in August of the previous
Year.
2. ‘‘AOP’’ shall mean the Annual
Operating Plan for the Colorado River
System Reservoirs.
3. ‘‘Active Storage’’ shall mean the
amount of water in reservoir storage,
exclusive of bank storage, which can be
released through the existing reservoir
outlet works, consistent with the
Colorado River Basin Project Act of
1968 (82 Stat. 885).
4. ‘‘BCPA’’ shall mean the Boulder
Canyon Project Act of 1928 (28 Stat.
1057).
5. ‘‘Basin States’’ shall mean the seven
Colorado River Basin States of Arizona,
California, Colorado, New Mexico,
Nevada, Utah, and Wyoming.
6. ‘‘Certification Report’’ shall mean
the written documentation provided by
a Contractor that provides the Secretary
with sufficient information to allow the
Secretary to determine whether the
quantity of ICS or DSS approved by the
Secretary in an approved plan has been
created and whether the creation was
consistent with the approved plan.
7. ‘‘Colorado River System’’ shall have
the same meaning as defined in the
1922 Colorado River Compact.
8. ‘‘Consolidated Decree’’ shall mean
the Consolidated Decree entered by the
United States Supreme Court in Arizona
v. California, 547 U.S. 150 (2006).
9. ‘‘Contractor’’ shall mean an entity
holding an entitlement to Mainstream
water under (a) the Consolidated
Decree, (b) a water delivery contract
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with the United States through the
Secretary, or (c) a reservation of water
by the Secretary, whether the
entitlement is obtained under (a), (b) or
(c) before or after the adoption of these
Guidelines.
10. ‘‘DSS Account’’ shall mean
records established by the Secretary
regarding DSS.
11. ‘‘Delivery Agreement’’ shall mean
an agreement consistent with these
Guidelines entered into between the
Secretary of the Interior and one or more
Contractors creating ICS.
12. ‘‘Developed Shortage Supply
(‘‘DSS’’)’’ shall mean water available for
use by a Contractor under the terms and
conditions of a Delivery Agreement and
Section 4 of these Guidelines in a
Shortage Condition, under Article
III(B)(3) of the Consolidated Decree.
13. ‘‘Direct Delivery Domestic Use’’
shall mean direct delivery of water to
domestic end users or other municipal
and industrial water providers within
the Contractor’s area of normal service,
including incidental regulation of
Colorado River water supplies within
the Year of operation but not including
Off-stream Banking. For the
Metropolitan Water District of Southern
California (MWD), Direct Delivery
Domestic Use shall include delivery of
water to end users within its area of
normal service, incidental regulation of
Colorado River water supplies within
the Year of operation, and Off-stream
Banking only with water delivered
through the Colorado River Aqueduct.
14. ‘‘Domestic Use’’ shall have the
same meaning as defined in the 1922
Colorado River Compact.
15. ‘‘Forbearance Agreement’’ shall
mean an agreement under which one or
more Contractors agree to forbear a right
to ICS, under a water delivery contract
or the Consolidated Decree.
16. ‘‘ICS Account’’ shall mean records
established by the Secretary regarding
ICS.
17. ‘‘ICS Determination’’ shall mean a
determination by the Secretary that ICS
is available for delivery.
18. ‘‘Intentionally Created Surplus
(‘‘ICS’’)’’ shall mean surplus Colorado
River System water available for use
under the terms and conditions of a
Delivery Agreement, a Forbearance
Agreement, and these Guidelines.
a. ICS created through extraordinary
conservation, as provided for in Section
3.A.1., shall be referred to as
‘‘Extraordinary Conservation ICS.’’
b. ICS created through tributary
conservation, as provided for in Section
3.A.2., shall be referred to as ‘‘Tributary
Conservation ICS.’’
c. ICS created through system
efficiency projects, as provided for in
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Section 3.A.3., shall be referred to as
‘‘System Efficiency ICS.’’
d. ICS created through the
importation of non-Colorado River
System Water, as provided for in
Section 3.A.4., shall be referred to as
‘‘Imported ICS.’’
19. ‘‘Interim Period’’ shall mean the
effective period as described in Section
8.
20. ‘‘Long-Range Operating Criteria
(‘‘LROC’’)’’ shall mean the Criteria for
the Coordinated Long-Range Operation
of Colorado River Reservoirs Pursuant to
the Colorado River Basin Project Act of
September 30, 1968 (Pub. L. 90–537),
published at 35 FR 8951 (June 10, 1970),
as amended March 21, 2005.
21. ‘‘Lower Division states’’ shall
mean the Colorado River Basin States of
Arizona, California, and Nevada.
22. ‘‘Mainstream’’ shall have the same
meaning as defined in the Consolidated
Decree.
23. ‘‘Off-stream Banking’’ shall mean
the diversion of Colorado River water to
underground storage facilities for use in
subsequent Years from the facility used
by a Contractor diverting such water.
24. ‘‘ROD’’ shall mean the Record of
Decision issued by the Secretary for the
Colorado River Interim Guidelines for
Lower Basin Shortages and Coordinated
Operations for Lake Powell and Lake
Mead.
25. ‘‘Upper Division states’’ shall
mean the Colorado River Basin States of
Colorado, New Mexico, Utah, and
Wyoming.
26. ‘‘Water Accounting Report’’ shall
mean the annual Colorado River
Accounting and Water Use Report—
Arizona, California, and Nevada that
includes, but is not limited to, the
compilation of records in accordance
with Article V of the Consolidated
Decree.
27. ‘‘Water Year’’ shall mean October
1 through September 30.
28. ‘‘Year’’ shall mean calendar year.
G. Interim Guidelines for the Operation
of Lake Powell and Lake Mead
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These Guidelines shall include
Sections XI.A., B., E., and F. above and
this Section XI.G. These Guidelines
which shall implement and be used for
determinations made pursuant to the
Long-Range Operating Criteria during
the effective period identified in Section
8, are hereby adopted:
Section 1. Allocation of Unused Basic
Apportionment Water Under Article
II(B)(6)
A. Introduction
Article II(B)(6) of the Consolidated
Decree allows the Secretary to allocate
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water that is apportioned to one Lower
Division state, but is for any reason
unused in that State, to another Lower
Division state. This determination is
made for one Year only and no rights to
recurrent use of the water accrue to the
state that receives the allocated water.
B. Application to Unused Basic
Apportionment
Before making a determination of a
Surplus Condition under these
Guidelines, the Secretary will determine
the quantity of apportioned but unused
water excluding ICS created in that Year
from the basic apportionments under
Article II(B)(6), and will allocate such
water in the following order of priority:
1. Meet the Direct Delivery Domestic
Use requirements of MWD and Southern
Nevada Water Authority (SNWA),
allocated as agreed by said agencies;
2. Meet the needs for Off-stream
Banking activities for use in California
by MWD and for use in Nevada by
SNWA, allocated as agreed by said
agencies; and
3. Meet the other needs for water in
California in accordance with the
California Seven-Party Agreement as
supplemented by the Quantification
Settlement Agreement.
Section 2. Determination of Lake Mead
Operation During the Interim Period
In the development of the AOP, the
Secretary shall use the August 24-Month
Study projections for the following
January 1 system storage and reservoir
water surface elevations to determine
the Lake Mead operation for the
following Calendar Year as described in
this Section 2.
A. Normal Conditions
1. Lake Mead above elevation 1,075 feet
and below elevation 1,145 feet
In years when Lake Mead elevation is
projected to be above 1,075 feet and
below elevation 1,145 feet on January 1,
the Secretary shall determine either a
Normal Condition, or, under Section
2.B.5., an ICS Surplus Condition.
B. Surplus Conditions
1. Partial Domestic Surplus
[Adopted January 16, 2001; Deleted
December 13, 2007.]
2. Domestic Surplus
(Lake Mead at or above elevation
1,145 feet and below the elevation that
triggers a Quantified Surplus (70R
Strategy).)
In years when Lake Mead content is
projected to be at or above elevation
1,145 feet, but less than the amount
which would initiate a Surplus under
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Section 2.B.3., Quantified Surplus, or
Section 2.B.4., Flood Control Surplus,
on January 1, the Secretary shall
determine a Domestic Surplus
Condition. The amount of such Surplus
shall equal—
a. From the effective date of these
Guidelines through December 31, 2015
(through preparation of the 2016 AOP):
(1) For Direct Delivery Domestic Use
by MWD, 1.250 maf reduced by the
amount of basic apportionment
available to MWD.
(2) For use by SNWA, the Direct
Delivery Domestic Use within the
SNWA service area in excess of the
State of Nevada’s basic apportionment.
(3) For use in Arizona, the Direct
Delivery Domestic Use in excess of
Arizona’s basic apportionment.
b. From January 1, 2016 (for
preparation of the 2017 AOP) through
December 31, 2025 (through preparation
of the 2026 AOP):
(1) For use by MWD, 250,000 af per
Year in addition to the amount of
California’s basic apportionment
available to MWD.
(2) For use by SNWA, 100,000 af per
Year in addition to the amount of
Nevada’s basic apportionment available
to SNWA.
(3) For use in Arizona, 100,000 af per
Year in addition to the amount of
Arizona’s basic apportionment available
to Arizona Contractors.
3. Quantified Surplus (70R Strategy) 2
In years when the Secretary
determines that water should be
delivered for beneficial consumptive
use to reduce the risk of potential
reservoir spills based on the 70R
Strategy the Secretary shall determine a
Quantified Surplus Condition and
allocate a Quantified Surplus
sequentially as follows:
a. Establish the volume of the
Quantified Surplus. For the purpose of
determining the existence, and
establishing the volume, of Quantified
Surplus, the Secretary shall not consider
any volume of ICS as defined in these
Guidelines.
b. Allocate and distribute the
Quantified Surplus 50 percent to
California, 46 percent to Arizona, and 4
percent to Nevada, subject to c. through
e. that follow.
c. Distribute California’s share first to
meet basic apportionment demands and
MWD’s demands, and then to California
Priorities 6 and 7 and other surplus
2 70R is a spill avoidance strategy that determines
a surplus if the January 1 projected system storage
space is less than the space required by the flood
control criteria, assuming a natural inflow of 17.4
maf (the 70th percentile non-exceedence flow). See
ISG Final EIS at Section 2.3.1.2.
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contracts. Distribute Nevada’s share first
to meet basic apportionment demands
and then to the remaining demands.
Distribute Arizona’s share to surplus
demands in Arizona including Offstream Banking and interstate banking
demands. Nevada shall receive first
priority for interstate banking in
Arizona.
d. Distribute any unused share of the
Quantified Surplus in accordance with
Section 1.
e. Determine whether MWD, SNWA
and Arizona have received the amount
of water they would have received
under Section 2.B.2., if a Quantified
Surplus Condition had not been
determined. If they have not, then
determine and meet all demands
provided for in Section 2.B.2.
4. Flood Control Surplus
In years in which the Secretary makes
space-building or flood control
releases 3 pursuant to the 1984 Field
Working Agreement between
Reclamation and the Army Corps of
Engineers (as may be amended), the
Secretary shall determine a Flood
Control Surplus for the remainder of
that Year or the subsequent Year. In
such years, releases will be made to
satisfy all beneficial uses within the
United States, including unlimited Offstream Banking.
5. ICS Surplus
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a. In years in which Lake Mead’s
elevation is projected to be above
elevation 1,075 feet on January 1, a
Flood Control Surplus has not been
determined, and delivery of ICS has
been requested, the Secretary may
determine an ICS Surplus Condition in
lieu of a Normal Condition or in
addition to other operating conditions
that are based solely on the elevation of
Lake Mead.
b. In years in which a Quantified
Surplus or a Domestic Surplus is
available to a Contractor, the Secretary
shall first deliver the Quantified Surplus
or Domestic Surplus before delivering
any requested ICS to that Contractor. If
available Quantified Surplus or
Domestic Surplus is insufficient to meet
a Contractor’s demands, the Secretary
shall deliver ICS available in that
Contractor’s ICS Account at the request
3 Under current practice, surplus waters are made
available to Mexico pursuant to the 1944 Treaty
(when Mexico may schedule up to an additional 0.2
maf) when flood control releases are made. These
Guidelines are not intended to affect that practice.
Any issues relating to the implementation of the
1944 Treaty, including any potential changes in
approach relating to surplus declarations under the
1944 Treaty, would be addressed with Mexico as
appropriate through the USIBWC.
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of the Contractor, subject to the
provisions of Section 3.C.
C. Allocation of Colorado River Water
and Forbearance and Reparation
Arrangements
[Content of 2001 ISG Section 2.C.,
Allocation of Colorado River Water and
Forbearance and Reparation
Arrangements, is now found at III.A., as
modified.]
D. Shortage Conditions
1. Deliveries to the Lower Division
States during Shortage Condition Years
shall be implemented in the following
manner:
a. In years when Lake Mead content
is projected to be at or below elevation
1,075 feet and at or above 1,050 feet on
January 1, a quantity of 7.167 maf shall
be apportioned for consumptive use in
the Lower Division States of which 2.48
maf shall be apportioned for use in
Arizona and 287,000 af shall be
apportioned for use in Nevada in
accordance with the Arizona-Nevada
Shortage Sharing Agreement dated
February 9, 2007, and 4.4 maf shall be
apportioned for use in California.
b. In years when Lake Mead content
is projected to be below elevation 1,050
feet and at or above 1,025 feet on
January 1, a quantity of 7.083 maf shall
be apportioned for consumptive use in
the Lower Division States of which 2.4
maf shall be apportioned for use in
Arizona and 283,000 af shall be
apportioned for use in Nevada in
accordance with the Arizona-Nevada
Shortage Sharing Agreement dated
February 9, 2007, and 4.4 maf shall be
apportioned for use in California.
c. In years when Lake Mead content
is projected to be below elevation 1,025
feet on January 1, a quantity of 7.0 maf
shall be apportioned for consumptive
use in the Lower Division States of
which 2.32 maf shall be apportioned for
use in Arizona and 280,000 af shall be
apportioned for use in Nevada in
accordance with the Arizona-Nevada
Shortage Sharing Agreement dated
February 9, 2007, and 4.4 maf shall be
apportioned for use in California.
2. During a Year when the Secretary
has determined a Shortage Condition,
the Secretary shall deliver Developed
Shortage Supply available in a
Contractor’s DSS Account at the request
of the Contractor, subject to the
provisions of Section 4.C.
A. Categories of ICS
1. Extraordinary Conservation ICS
A Contractor may create
Extraordinary Conservation ICS through
the following activities:
a. Fallowing of land that currently is,
historically was, and otherwise would
have been irrigated in the next Year.
b. Canal lining programs.
c. Desalination programs in which the
desalinated water is used in lieu of
Mainstream water.
d. Extraordinary conservation
programs that existed on January 1,
2006.
e. Extraordinary Conservation ICS
demonstration programs pursuant to a
letter agreement entered into between
Reclamation and the Contractor prior to
the effective date of these Guidelines.
f. Tributary Conservation ICS created
under Section 3.A.2. and not delivered
in the Year created.
g. Imported ICS created under Section
3.A.4. and not delivered in the Year
created.
h. Other extraordinary conservation
measures, including but not limited to,
development and acquisition of a nonColorado River System water supply
used in lieu of Mainstream water within
the same state, in consultation with the
Basin States.
2. Tributary Conservation ICS
A Contractor may create Tributary
Conservation ICS by purchasing
documented water rights on Colorado
River System tributaries within the
Contractor’s state if there is
documentation that the water rights
have been used for a significant period
of Years and that the water rights were
perfected prior to June 25, 1929 (the
effective date of the Boulder Canyon
Project Act). The actual amount of any
Tributary Conservation ICS introduced
to the Mainstream shall be subject to
verification by the Secretary as provided
in Section 3.D. Any Tributary
Conservation ICS not delivered
pursuant to Section 3.C. or deducted
pursuant to Section 3.B.2. in the Year it
was created will, at the beginning of the
following Year, be converted to
Extraordinary Conservation ICS and will
thereafter be subject to all provisions
applicable to Extraordinary
Conservation ICS. Tributary
Conservation ICS may be delivered for
Domestic Use only.
Section 3. Implementation of
Intentionally Created Surplus
3. System Efficiency ICS
A Contractor may make contributions
of capital 4 to the Secretary for use in
[Content of 2001 ISG Section 3.,
Implementation of Guidelines, is now
found at Section 7., as modified herein.]
4 To the extent permitted by federal law, monies
to pay construction, operation, maintenance, repair,
and/or replacement costs.
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projects designed to realize system
efficiencies that save water that would
otherwise be lost from the Mainstream
in the United States. An amount of
water equal to a portion of the water
conserved would be made available to
contributing Contractor(s) by the
Secretary as System Efficiency ICS.5
System efficiency projects are intended
only to provide temporary water
supplies. System Efficiency ICS will be
delivered to the contributing
Contractor(s) on a schedule of annual
deliveries as provided in an exhibit to
a Forbearance Agreement and Delivery
Agreement. The Secretary may identify
potential system efficiency projects,
terms for capital participation in such
projects, and types and amounts of
benefits the Secretary could provide in
consideration of non-federal capital
contributions to system efficiency
projects, including identification of a
portion of the water saved by such
projects.
4. Imported ICS
A Contractor may create Imported ICS
by introducing non-Colorado River
System water in that Contractor’s state
into the Mainstream. Contractors
proposing to create Imported ICS shall
make arrangements with the Secretary,
contractual or otherwise, to ensure no
interference with the Secretary’s
management of Colorado River System
reservoirs and regulatory structures.
Any arrangement shall provide that the
Contractor must obtain appropriate
permits or other authorizations required
by state and federal law. The actual
amount of any Imported ICS introduced
to the Mainstream shall be subject to
verification by the Secretary as provided
in Section 3.D. Any Imported ICS not
delivered pursuant to Section 3.C. or
deducted pursuant to Section 3.B.2. in
the Year it was created will be
converted, at the beginning of the
following Year, to Extraordinary
Conservation ICS and thereafter will be
subject to all provisions applicable to
Extraordinary Conservation ICS.
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B. Creation of ICS
A Contractor may only create ICS in
accordance with the following
conditions:
1. A Contractor shall submit a plan for
the creation of ICS to the Secretary
5 Should other Contractor(s) elect to participate in
a system efficiency project following the Secretary
making an amount of water available to the
contributing Contractor(s), the Secretary shall
reduce the amount of water in the contributing
Contractor(s)’ ICS Account(s) and credit the electing
Contractor(s)’ ICS Account(s) in an equal amount in
accordance with the terms of the Secretary’s
agreement for the funding of the system efficiency
project.
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demonstrating how all requirements of
these Guidelines will be met in the
Contractor’s creation of ICS. Until such
plan is reviewed and approved by the
Secretary, subject to such environmental
compliance as may be required, such
plan or any ICS purportedly created
through it shall not be a basis for
creation of ICS. An ICS plan will consist
of at a minimum the following
information:
a. Project description, including what
extraordinary measures will be taken to
conserve or import water;
b. Term of the activity;
c. Estimate of the amount of water
that will be conserved or imported;
d. Proposed methodology for
verification of the amount of water
conserved or imported; and
e. Documentation regarding any state
or federal permits or other regulatory
approvals that have already been
obtained by the Contractor or that need
to be obtained prior to creation of ICS.
A Contractor may modify its approved
plan for creation of ICS during any Year,
subject to approval by the Secretary. A
Contractor with an approved multi-Year
plan for System Efficiency ICS is not
required to seek further approval by the
Secretary in subsequent Years unless
the Contractor seeks to modify the plan.
2. There shall be a one-time deduction
of five percent (5%) from the amount of
ICS in the Year of its creation. This
system assessment shall result in
additional system water in storage in
Lake Mead. This one-time system
assessment shall not apply to:
a. System Efficiency ICS created
pursuant to Section 3.B. because a large
portion of the water conserved by this
type of project will increase the quantity
of system water in storage over time.
b. Extraordinary Conservation ICS
created by conversion of Tributary
Conservation ICS that was not delivered
in the Year created, pursuant to this
Section 3.B. because 5% of the ICS is
deducted at the time the Tributary
Conservation ICS is created.
c. Extraordinary Conservation ICS
created by conversion of Imported ICS
that was not delivered in the Year
created, pursuant to this Section 3.B.
because 5% of the ICS is deducted at the
time the Imported ICS is created.
d. ICS created under demonstration
programs in 2006 and 2007 which has
already been assessed the 5% system
assessment.
3. Except as provided in Sections
3.A.2. and 3.A.4., Extraordinary
Conservation ICS can only be created if
such water would have otherwise been
beneficially used.
4. The maximum total amount of
Extraordinary Conservation ICS that can
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19887
be created during any Year is limited to
the following:
a. 400,000 af for California
Contractors;
b. 125,000 af for Nevada Contractors;
and
c. 100,000 af for Arizona Contractors.
5. The maximum quantity of
Extraordinary Conservation ICS that
may be accumulated in all ICS
Accounts, at any time, is limited to the
following:
a. 1.5 maf for California Contractors;
b. 300,000 af for Nevada Contractors;
and
c. 300,000 af for Arizona Contractors.
6. Except as provided in Sections
3.A.2. and 3.A.4., no category of surplus
water can be used to create
Extraordinary Conservation ICS.
7. The quantity of Extraordinary
Conservation ICS remaining in an ICS
Account at the end of each Year shall be
diminished by annual evaporation
losses of 3%. Losses shall be applied
annually to the end-of-the-Year balance
of Extraordinary Conservation ICS
beginning in the Year after the ICS is
created and continuing until no
Extraordinary Conservation ICS remains
in Lake Mead. No evaporation losses
shall be assessed during a Year in which
the Secretary has determined a Shortage
Condition.
8. Extraordinary Conservation ICS
from a project within a state may only
be credited to the ICS Account of a
Contractor within that state that has
funded or implemented the project
creating ICS, or to the ICS Account of
a Contractor within the same state as the
funding entity and project and with
written agreement of the funding entity.
9. A Contractor must notify
Reclamation of the amount of ICS it
wishes to create for the subsequent Year
pursuant to an existing, approved plan.
A Contractor may request mid-Year
modification(s) to reduce the amount of
ICS created during that Year, subject to
the requirements of this Section 3.B. A
Contractor cannot increase the amount
of ICS it had previously scheduled to
create during the Year.
C. Delivery of ICS
The Secretary shall deliver ICS in
accordance with the following
conditions:
1. The delivery shall be consistent
with the terms of a Delivery Agreement
with a Contractor regarding ICS.
2. The Secretary has determined an
ICS Surplus Condition.
3. The existence of Forbearance
Agreements necessary to bring the
delivery of the ICS into compliance with
Articles II(B)(2) and II(B)(6) of the
Consolidated Decree.
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4. A limitation on the total amount of
Extraordinary Conservation ICS that
may be delivered in any Year is as
follows:
a. 400,000 af for California
Contractors;
b. 300,000 af for Nevada Contractors;
and
c. 300,000 af for Arizona Contractors.
5. If the May 24-Month Study for that
Year indicates that a Shortage Condition
would be determined in the succeeding
Year if the requested amounts for the
current Year under Section 3.C. were
delivered, the Secretary may deliver less
than the amounts of ICS requested to be
delivered.
6. If the Secretary releases Flood
Control Surplus water, Extraordinary
Conservation ICS accumulated in ICS
Accounts shall be reduced by the
amount of the Flood Control Surplus on
an acre-foot for acre-foot basis until no
Extraordinary Conservation ICS
remains. The reductions to the ICS
Accounts shall be shared on a pro-rata
basis among all Contractors that have
accumulated Extraordinary
Conservation ICS.
7. If a Contractor has an overrun
payback obligation, as described in the
October 10, 2003 Inadvertent Overrun
and Payback Policy or Exhibit C to the
October 10, 2003 Colorado River Water
Delivery Agreement, the Contractor
must pay the overrun payback
obligation in full before requesting or
receiving delivery of ICS. The
Contractor’s ICS Account shall be
reduced by the amount of the overrun
payback obligation in order to pay the
overrun payback obligation.
8. If more ICS is delivered to a
Contractor than is actually available for
delivery to the Contractor in that Year,
then the excess ICS delivered shall be
treated as an inadvertent overrun until
it is fully repaid.
9. A Contractor may request mid-Year
modification(s) to increase or reduce the
amount of ICS to be delivered during
that Year because of changed
conditions, emergency, or hardship,
subject to the requirements of this
Section 3.C.
10. The Contractor shall agree in the
Delivery Agreement that the records of
the Contractor relating to the creation of
ICS shall be open to inspection by the
Secretary and by any Contractor or
Basin State.
D. Accounting for ICS
The Secretary shall develop
procedures to account for and verify, on
an annual basis, ICS creation and
delivery. At a minimum such
procedures shall include the following:
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1. A Contractor shall submit for the
Secretary’s review and verification,
appropriate information, as determined
by the Secretary, contained in a
Certification Report, to demonstrate the
amount of ICS created and that the
method of creation was consistent with
the Contractor’s approved ICS plan, a
Forbearance Agreement, and a Delivery
Agreement. Such information shall be
submitted in the Year following the
creation of the ICS.
2. The Secretary, acting through the
Lower Colorado Regional Director, shall
verify the information submitted
pursuant to this section, and provide a
final written decision to the Contractor
regarding the amount of ICS created.
The results of such final written
decisions shall be made available to the
public through publication pursuant to
Section 3.D.3. and other appropriate
means. A Contractor and any party to an
applicable Forbearance Agreement may
appeal the Regional Director’s
verification decision first to the
Regional Director and then to the
Secretary; and through judicial
processes.
3. Each Year the Water Accounting
Report will be supplemented to include
ICS Account balance information for
each Contractor and shall address ICS
creation, deliveries, amounts no longer
available for delivery due to releases for
flood control purposes, deductions
pursuant to Section 3.B.2., deductions
due to annual evaporation losses
pursuant to Section 3.B.7., any amounts
of ICS converted to Extraordinary
Conservation ICS, and ICS remaining
available for delivery.
Section 4. Implementation of Developed
Shortage Supply
[Content of 2001 ISG Section 4.,
Effective Period & Termination, is now
found at Section 8., as modified herein.]
A. Categories of DSS
1. Tributary Conservation DSS
A Contractor may create Tributary
Conservation DSS by purchasing
documented water rights on Colorado
River System tributaries within the
Contractor’s state if there is
documentation that the water rights
have been used for a significant period
of Years and that the water rights were
perfected prior to June 25, 1929 (the
effective date of the Boulder Canyon
Project Act). The actual amount of any
Tributary Conservation DSS introduced
to the Mainstream shall be subject to
verification by the Secretary as provided
in Section 4.D. Tributary Conservation
DSS may be delivered for Domestic Use
only.
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2. Imported DSS
A Contractor may create Imported
DSS by introducing non-Colorado River
System water in that Contractor’s state
into the Mainstream, making sufficient
arrangements with the Secretary,
contractual or otherwise, to ensure no
interference with the Secretary’s
management of Colorado River System
reservoirs and regulatory structures.
Any arrangement shall provide that the
Contractor must obtain appropriate
permits or other authorizations required
by state and federal law. The actual
amount of any Imported DSS introduced
to the Mainstream shall be subject to
verification by the Secretary as provided
in Section 4.D.
B. Creation of DSS
A Contractor may only create DSS in
accordance with the following
conditions:
1. A Contractor shall submit a plan for
the creation of DSS to the Secretary
demonstrating how all requirements of
these Guidelines will be met in the
Contractor’s creation of DSS. Until such
plan is reviewed and approved by the
Secretary, subject to such environmental
compliance as may be required, such
plan, or any DSS purportedly created
through it, shall not be a basis for
creation of DSS. A DSS plan will consist
of at a minimum the following
information:
a. Project description, including what
extraordinary measures will be taken to
conserve or import water;
b. Term of the activity;
c. Estimate of the amount of water
that will be conserved or imported;
d. Proposed methodology for
verification of the amount of water
conserved or imported; and
e. Documentation regarding any state
or federal permits or other regulatory
approvals that have already been
obtained by the Contractor or that need
to be obtained prior to creation of DSS.
A Contractor may modify its approved
plan for creation of DSS during any
Year, subject to approval by the
Secretary.
2. There shall be a one-time deduction
of five percent (5%) from the amount of
DSS in the Year of its creation. This
system assessment shall result in
additional system water in storage in
Lake Mead.
3. DSS may only be created during a
Year when the Secretary has determined
a Shortage Condition.
4. DSS may only be created by a
project that is approved by the Secretary
for creation prior to the Secretary
determining a Shortage Condition.
5. A Contractor must notify
Reclamation of the amount of DSS it
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wishes to create for the subsequent Year
pursuant to an existing, approved plan.
A Contractor may request mid-Year
modification(s) to reduce the amount of
DSS created during that Year, subject to
the requirements of this Section 4.B. A
Contractor cannot increase the amount
of DSS it had previously scheduled to
create during the Year.
C. Delivery of DSS
The Secretary shall deliver DSS in
accordance with the following
conditions:
1. The delivery shall be consistent
with the terms of a Delivery Agreement
with a Contractor regarding DSS.
2. The Secretary has determined a
Shortage Condition.
3. Delivery of DSS shall not cause the
total deliveries within the Lower
Division states to reach or exceed 7.5
maf in any Year.
4. Delivery of DSS shall be in
accordance with Article II(B)(3) of the
Consolidated Decree.
5. If a Contractor has an overrun
payback obligation, as described in the
October 10, 2003 Inadvertent Overrun
and Payback Policy or Exhibit C to the
October 10, 2003 Colorado River Water
Delivery Agreement, the Contractor
must pay the overrun payback
obligation in full before requesting or
receiving delivery of DSS. The
Contractor’s DSS Account shall be
reduced by the amount of the overrun
payback obligation in order to pay the
overrun payback obligation.
6. If more DSS is delivered to a
Contractor than is actually available for
delivery to the Contractor in that Year,
then the excess DSS delivered shall be
treated as an inadvertent overrun until
it is fully repaid.
7. A Contractor may request mid-Year
modification(s) to increase or reduce the
amount of DSS to be delivered during
that Year because of changed
conditions, emergency, or hardship,
subject to the requirements of this
Section 4.C.
8. The Contractor shall agree in the
Delivery Agreement that the records of
the Contractor relating to the creation of
DSS shall be open to inspection by the
Secretary or by any Contractor or Basin
State.
9. DSS may only be delivered in the
Year of its creation. Any DSS not
delivered pursuant to this Section 4.C.
in the Year it is created may not be
converted to Extraordinary Conservation
ICS.
D. Accounting for DSS
The Secretary shall develop
procedures to account for and verify, on
an annual basis, DSS creation and
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delivery. At a minimum such
procedures shall include the following:
1. A Contractor shall submit for the
Secretary’s review and verification
appropriate information, as determined
by the Secretary, contained in a
Certification Report, to demonstrate the
amount of DSS created and that the
method of creation was consistent with
the Contractor’s approved DSS plan and
a Delivery Agreement. Such information
shall be submitted in the Year following
the creation of the DSS.
2. The Secretary, acting through the
Lower Colorado Regional Director, shall
verify the information submitted
pursuant to this section, and provide a
final written decision to the Contractor
regarding the amount of DSS created.
The results of such final written
decisions shall be made available to the
public through publication pursuant to
Section 4.D.3. and other appropriate
means. The Contractor may appeal the
Regional Director’s verification decision
first to the Regional Director and then to
the Secretary; and through judicial
processes.
3. Each Year the Water Accounting
Report will be supplemented to include
DSS information for each Contractor
and shall address DSS creation,
deliveries, and deductions pursuant to
Section 4.B.2.
Section 5. California’s Colorado River
Water Use Plan Implementation
Progress
A. Introduction
[Adopted January 16, 2001; Deleted
December 13, 2007.]
B. California’s Quantification
Settlement Agreement
[Adopted January 16, 2001; Deleted
December 13, 2007.]
C. California’s Colorado River Water
Use Reductions
The California Agricultural (Palo
Verde Irrigation District, Yuma Project
Reservation Division, Imperial Irrigation
District, and Coachella Valley Water
District) usage plus 14,500 af of Present
Perfected Right (PPR) use would need to
be at or below the following amounts at
the end of the Year indicated in Years
other than Quantified or Flood Control
Surplus (for Decree accounting purposes
all reductions must be within 25,000 af
of the amounts stated):
Benchmark
quantity (California
agricultural usage
& 14,500 AF of
PPR use in MAF)
Benchmark date
(calendar year)
2003 ................................
2006 ................................
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6 3.75
6 3.64
Benchmark date
(calendar year)
2009 ................................
2012 ................................
19889
Benchmark
quantity (California
agricultural usage
& 14,500 AF of
PPR use in MAF)
7 3.60
3.47
In the event that California has not
reduced its use in accordance with the
limits set forth above in any Year in
which the Benchmark Quantity applies,
the surplus determination under Section
2.B.2. of these Guidelines will be
suspended and will instead be based
upon the 70R Strategy, for up to the
remainder of the term of these
Guidelines. If however, California meets
the missed Benchmark Quantity before
the next Benchmark Date or the 2012
Benchmark Quantity after 2012, the
surplus determination under Section
2.B.2. shall be reinstated as the basis for
the surplus determination under the
AOP for the next following Year(s).
As part of the AOP process during the
Interim Period of these Guidelines,
California shall report to the Secretary
on its progress in implementing its
California Colorado River Water Use
Plan.
Section 6. Coordinated Operation of
Lake Powell and Lake Mead During the
Interim Period
[Content of 2001 ISG Section 6.,
Authority, is now found at Section 9., as
modified herein.]
During the Interim Period, the
Secretary shall coordinate the
operations of Lake Powell and Lake
Mead according to the strategy set forth
in this Section 6. The objective of the
operation of Lake Powell and Lake
Mead as described herein is to avoid
curtailment of uses in the Upper Basin,
minimize shortages in the Lower Basin
and not adversely affect the yield for
development available in the Upper
Basin.
The August 24-Month Study
projections of the January 1 system
storage and reservoir water surface
elevations, for the following Water Year,
shall be used to determine the
applicable operational tier for the
coordinated operation of Lake Powell
and Lake Mead as specified in the table
below.
Consistent with the provisions of this
Section 6, equalization or balancing of
storage in Lake Powell and Lake Mead
shall be achieved as nearly as is
6 The Benchmark Quantities in 2003 and 2006
were met.
7 The 2009 Benchmark Quantity is modified from
3.53 maf due to construction delays that have been
experienced for the All-American Canal Lining
Project.
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Coordinated operation of Lake Powell
and Lake Mead as described herein will
be presumed to be consistent with the
Section 602(a) storage requirement
contained in the Colorado River Basin
Project Act.
Releases from Lake Powell for
coordinated operations will be
consistent with the parameters of the
Record of Decision for the Glen Canyon
Dam Final Environmental Impact
Statement and the Glen Canyon Dam
Operating Criteria (62 Fed. Reg. 9447,
March 3, 1997).
Notwithstanding the quantities set
forth in this Section 6, the Secretary
shall evaluate and take additional
necessary actions, as appropriate, at
critical elevations in order to avoid
Lower Basin shortage determinations as
reservoir conditions approach critical
thresholds. Any actions shall also be
consistent with avoidance of
curtailment of consumptive uses in the
Upper Basin.
April adjustments to Lake Powell
operations in the Upper Elevation
Balancing Tier (as specified in Sections
6.B.3. and 6.B.4.) shall be based on the
April 24-Month Study projections of the
September 30 system storage and
reservoir water surface elevations for the
current Water Year. Any such
adjustments shall not require reinitiation of the AOP consultation
process. In making these projections, the
Secretary shall utilize the April 1 final
forecast of the April through July runoff,
currently provided by the National
Weather Service’s Colorado Basin River
Forecast Center.
LAKE POWELL EQUALIZATION
ELEVATION TABLE
LAKE POWELL EQUALIZATION
ELEVATION TABLE—Continued
A. Equalization Tier
In each Water Year, the Lake Powell
equalization elevation will be as
follows:
VerDate Aug<31>2005
19:21 Apr 10, 2008
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Elevation
(feet)
Water year
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
2022
2023
2024
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............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
Frm 00089
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3,636
3,639
3,642
3,643
3,645
3,646
3,648
3,649
3,651
3,652
3,654
3,655
3,657
3,659
3,660
3,662
3,663
Water year
2025 ............................................
2026 ............................................
Elevation
(feet)
3,664
3,666
1. In Water Years when Lake Powell
elevation is projected on January 1 to be
at or above the elevation stated in the
Lake Powell Equalization Elevation
Table, an amount of water will be
released from Lake Powell to Lake Mead
at a rate greater than 8.23 maf per Water
Year to the extent necessary to avoid
spills, or equalize storage in the two
reservoirs, or otherwise to release 8.23
maf from Lake Powell. The Secretary
shall release at least 8.23 maf per Water
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EN11AP08.000
mstockstill on PROD1PC66 with NOTICES
practicable by the end of each Water
Year. When equalizing or balancing the
contents of the reservoirs, scheduled
Water Year releases from Lake Powell
will be adjusted each month based on
forecasted inflow, and projected
September 30 Active Storage at Lake
Powell and Lake Mead. In this Section
6, the term ‘‘storage’’ shall mean Active
Storage.
When determining lake elevations
and contents under this Section 6, no
adjustment shall be made for ICS.
Federal Register / Vol. 73, No. 71 / Friday, April 11, 2008 / Notices
mstockstill on PROD1PC66 with NOTICES
Year and shall release additional water
to the extent that the additional releases
will not cause Lake Powell content to be
below the elevation stated in the Lake
Powell Equalization Elevation Table or
cause Lake Mead content to exceed that
of Lake Powell; provided, however, if
Lake Powell reaches the elevation stated
in the Lake Powell Equalization
Elevation Table for that Water Year and
the September 30 projected Lake Mead
elevation is below elevation 1,105 feet,
the Secretary shall release additional
water from Lake Powell to Lake Mead
until the first of the following
conditions is projected to occur on
September 30: (i) The reservoirs fully
equalize; (ii) Lake Mead reaches
elevation 1,105 feet; or (iii) Lake Powell
reaches 20 feet below the elevation in
the Lake Powell Equalization Elevation
Table for that year.
B. Upper Elevation Balancing Tier
1. In Water Years when the projected
January 1 Lake Powell elevation is
below the elevation stated in the Lake
Powell Equalization Elevation Table and
at or above 3,575 feet, the Secretary
shall release 8.23 maf from Lake Powell
if the projected January 1 Lake Mead
elevation is at or above 1,075 feet.
2. If the projected January 1 Lake
Powell elevation is below the elevation
stated in the Lake Powell Equalization
Elevation Table and at or above 3,575
feet and the projected January 1 Lake
Mead elevation is below 1,075 feet, the
Secretary shall balance the contents of
Lake Mead and Lake Powell, but shall
release not more than 9.0 maf and not
less than 7.0 maf from Lake Powell in
the Water Year.
3. When operating in the Upper
Elevation Balancing Tier, if the April
24-Month Study projects the September
30 Lake Powell elevation to be greater
than the elevation in the Lake Powell
Equalization Elevation Table, the
Equalization Tier will govern the
operation of Lake Powell for the
remainder of the Water Year (through
September).
4. When operating under Section
6.B.1, if the April 24-Month Study
projects the September 30 Lake Mead
elevation to be below 1,075 feet and the
September 30 Lake Powell elevation to
be at or above 3,575 feet, the Secretary
shall balance the contents of Lake Mead
and Lake Powell, but shall release not
more than 9.0 maf and not less than 8.23
maf from Lake Powell in the Water Year.
5. When Lake Powell is projected to
be operating under Section 6.B.2. and
more than 8.23 maf is projected to be
released from Lake Powell during the
upcoming Water Year, the Secretary
shall recalculate the August 24-Month
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19:21 Apr 10, 2008
Jkt 214001
Study projection of the January 1 Lake
Mead elevation to include releases
above 8.23 maf that are scheduled to be
released from Lake Powell during the
months of October, November, and
December of the upcoming Water Year,
for the purposes of determining Normal
or Shortage conditions pursuant to
Sections 2.A. or 2.D. of these
Guidelines.
C. Mid-Elevation Release Tier
1. In Water Years when the projected
January 1 Lake Powell elevation is
below 3,575 feet and at or above 3,525
feet, the Secretary shall release 7.48 maf
from Lake Powell in the Water Year if
the projected January 1 elevation of
Lake Mead is at or above 1,025 feet. If
the projected January 1 Lake Mead
elevation is below 1,025 feet, the
Secretary shall release 8.23 maf from
Lake Powell in the Water Year.
D. Lower Elevation Balancing Tier
1. In Water Years when the projected
January 1 Lake Powell elevation is
below 3,525 feet, the Secretary shall
balance the contents of Lake Mead and
Lake Powell, but shall release not more
than 9.5 maf and not less than 7.0 maf
from Lake Powell in the Water Year.
Section 7. Implementation of
Guidelines
[Content of 2001 ISG Section 7,
Modeling and Data Authority, is now
found at Section 7.A., as modified
herein.]
A. AOP Process
During the Interim Period, the
Secretary shall utilize the AOP process
to determine operations under these
Guidelines concerning the coordinated
operations of Lake Powell and Lake
Mead pursuant to Section 6 of these
Guidelines, and the allocation of
apportioned but unused water from
Lake Mead and the determinations
concerning whether Normal, Surplus or
Shortage conditions shall apply for the
delivery of water from Lake Mead,
pursuant to Section 1 and Section 2 of
these Guidelines.
B. Consultation
The Secretary shall consult on the
implementation of these Guidelines in
circumstances including but not limited
to the following:
1. The Secretary shall first consult
with all the Basin States before making
any substantive modification to these
Guidelines.
2. Upon a request for modification of
these Guidelines, or upon a request to
resolve any claim or controversy arising
under these Guidelines or under the
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Fmt 4703
Sfmt 4703
19891
operations of Lake Powell and Lake
Mead pursuant to these Guidelines or
any other applicable provision of federal
law, regulation, criteria, policy, rule, or
guideline, or regarding application of
the 1944 Treaty that has the potential to
affect domestic management of Colorado
River water, the Secretary shall invite
the Governors of all the Basin States, or
their designated representatives, and the
Department of State and USIBWC as
appropriate, to consult with the
Secretary in an attempt to resolve such
claim or controversy by mutual
agreement.
3. In the event projections included in
any monthly 24-Month Study indicate
Lake Mead elevations may approach an
elevation that would trigger shortages in
deliveries of water from Lake Mead in
the United States, the Secretary shall
consult with the Department of State,
the USIBWC and the Basin States on
whether and how the United States may
reduce the quantity of water allotted to
Mexico consistent with the 1944
Treaty.8
4. Whenever Lake Mead is below
elevation 1,025 feet, the Secretary shall
consult with the Basin States annually
to consider whether Colorado River
hydrologic conditions, together with the
anticipated delivery of water to the
Lower Division States and Mexico, is
likely to cause the elevation of Lake
Mead to fall below 1,000 feet. Upon
such a consideration, the Secretary shall
consult with the Basin States to discuss
further measures that may be
undertaken. The Secretary shall
implement any additional measures
consistent with applicable federal law.
5. During the Interim Period the
Secretary shall consult with the Basin
States regarding the administration of
ICS.
6. During the Interim Period the
Secretary shall consult with the Basin
States regarding the creation of ICS
through other extraordinary
conservation measures pursuant to
Section 3.A.1.h.
7. During the Interim Period the
Secretary shall consult with the Basin
States regarding the creation of System
Efficiency ICS pursuant to Section
3.A.3.
8. The Secretary shall consult with
the Basin States to evaluate actions at
critical elevations that may avoid
8 These Guidelines are not intended to constitute
an interpretation or application of the 1944 Treaty
or to represent current United States policy or a
determination of future United States policy
regarding deliveries to Mexico. The United States
will conduct all necessary and appropriate
discussions regarding the proposed federal action
and implementation of the 1944 Treaty with Mexico
through the IBWC in consultation with the
Department of State.
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Federal Register / Vol. 73, No. 71 / Friday, April 11, 2008 / Notices
shortage determinations as reservoir
elevations approach critical thresholds.
C. Mid-Year Review
In order to allow for better overall
water management during the Interim
Period, the Secretary may undertake a
mid-year review to consider revisions to
the AOP. The Secretary shall initiate a
mid-year review if requested by any
Basin State or by the Upper Colorado
River Commission. In the mid-year
review, the Secretary may modify the
AOP to make a determination that a
different operational tier (Section 2.A.,
B., or D., or Section 6.A., B., C., or D.)
than that determined in the AOP will
apply for the remainder of the Year or
Water Year as appropriate, or that an
amount of water other than that
specified in the applicable operational
tier will be released for the remainder of
the Year or Water Year as appropriate.
The determination of modification of
the AOP shall be based upon an
evaluation of the objectives to avoid
curtailment of uses in the Upper Basin,
minimize shortages in the Lower Basin
and not adversely affect the yield for
development available in the Upper
Basin. In undertaking such a mid-year
review, the Secretary shall utilize the
April 1 final forecast of the April
through July runoff, currently provided
by the National Weather Service’s
Colorado Basin River Forecast Center,
and other relevant factors such as actual
runoff conditions, actual water use, and
water use projections. For Lake Mead,
the Secretary shall revise the
determination in any mid-year review
for the current Year only to allow for
additional deliveries from Lake Mead
pursuant to Section 2 of these
Guidelines.
mstockstill on PROD1PC66 with NOTICES
D. Operations During Interim Period
These Guidelines implement the
LROC and may be reviewed
concurrently with the LROC five-year
review. The Secretary will base annual
determinations regarding the operations
of Lake Powell and Lake Mead on these
Guidelines unless extraordinary
circumstances arise. Such
circumstances could include operations
that are prudent or necessary for safety
of dams, public health and safety, other
emergency situations, or other
unanticipated or unforeseen activities
arising from actual operating
experience.
Beginning no later than December 31,
2020, the Secretary shall initiate a
formal review for purposes of evaluating
the effectiveness of these Guidelines.
The Secretary shall consult with the
Basin States in initiating this review.
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19:21 Apr 10, 2008
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Procedures will be established for
implementation of ICS and DSS by
Reclamation’s Lower Colorado Regional
Director.
Section 8. Interim Period and
Termination
[Adopted January 16, 2001; Deleted
and Modified December 13, 2007.]
A. Interim Period
These Guidelines will be effective
upon the date of execution of the ROD
for Colorado River Interim Guidelines
for Lower Basin Shortages and
Coordinated Operations of Lake Powell
and Lake Mead and will, unless
subsequently modified, remain in effect
through December 31, 2025 (through
preparation of the 2026 AOP).
The Department promulgated these
Guidelines based on consideration of
multiple sources of information,
including existing applicable
guidelines, information submitted by
the general public, an Agreement and
recommendation submitted by the
representatives of the Governors of the
seven Colorado Basin States, modeling,
and other information contained in
environmental compliance
documentation. The Secretary
recognizes that the Basin States’
recommendation was developed with
the intent to be consistent with existing
law, as addressed by Section 9 of the
April 23, 2007, Agreement among the
Basin States.
The Secretary recognizes that
differences exist with respect to
interpretations of certain provisions
contained in the Law of the River and
the proper application of those
provisions, including, for example,
Section 602(a) of the Colorado River
Basin Project Act of 1968. In lieu of a
formal determination regarding such
disputes, the Secretary will apply the
operational criteria in these Guidelines.
By way of further example, positions
and rights concerning the calculation of
the quantity of Section 602(a) storage
and releases of water from Lake Powell
are reserved. The Secretary, through the
adoption of these Guidelines, makes no
determination with respect to the
correctness of any interpretation of
Section 602(a) storage and release
requirements or other positions of the
individual Colorado River Basin States.
Actual operations under these
Guidelines shall not represent
interpretations of existing law by the
Secretary, nor predetermine in any
manner the means of operation that the
Secretary may adopt following the
Interim Period. Releases from Lake
Powell or Lake Mead pursuant to these
Guidelines shall not prejudice the
PO 00000
Frm 00091
Fmt 4703
Sfmt 4703
position or interests of either the Upper
or Lower Division States, or any
Colorado River Basin State, with respect
to required storage or deliveries of water
pursuant to applicable federal law,
either during or after the Interim Period.
B. Effective Period—Special Provisions
1. The provisions for the delivery and
accounting of ICS in Section 3 shall
remain in effect through December 31,
2036, unless subsequently modified, for
any ICS remaining in an ICS Account on
December 31, 2026.
2. The provisions for the creation and
delivery of Tributary Conservation ICS
and Imported ICS in Section 3 shall
continue in full force and effect until
fifty years from the date of the execution
of the ROD.
3. The provisions for the creation and
delivery of DSS in Section 4 shall
continue in full force and effect until
fifty years from the date of the execution
of the ROD.
C. Termination of Guidelines
Except as provided in Section 8.B.,
these Guidelines shall terminate on
December 31, 2025 (through preparation
of the 2026 AOP). At the conclusion of
the effective period of these Guidelines,
the operating criteria for Lake Powell
and Lake Mead are assumed to revert to
the operating criteria used to model
baseline conditions in the Final
Environmental Impact Statement for the
Interim Surplus Guidelines dated
December 2000 (i.e., modeling
assumptions are based upon a 70R
Strategy for the period commencing
January 1, 2026 (for preparation of the
2027 AOP)).
Section 9. Authority
These Guidelines are issued pursuant
to the authority vested in the Secretary
by federal law, including the Boulder
Canyon Project Act of 1928 (28 Stat.
1057), the Colorado River Storage
Project Act (70 Stat. 105), and the
Consolidated Decree issued by the U.S.
Supreme Court in Arizona v. California,
547 U.S. 150 (2006) and shall be used
to implement Articles II and III of the
Criteria for the Coordinated Long-Range
Operation of Colorado River Reservoirs
Pursuant to the Colorado River Basin
Project Act of September 30, 1968 (Pub.
L. 90–537), as amended.
[FR Doc. E8–7760 Filed 4–10–08; 8:45 am]
BILLING CODE 4310–MN–P
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[Federal Register Volume 73, Number 71 (Friday, April 11, 2008)]
[Notices]
[Pages 19873-19892]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-7760]
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DEPARTMENT OF THE INTERIOR
Bureau of Reclamation
Colorado River Interim Guidelines for Lower Basin Shortages and
Coordinated Operations for Lake Powell and Lake Mead
AGENCY: Bureau of Reclamation, Interior.
ACTION: Notice of Availability of the Record of Decision for the
adoption of Colorado River Interim Guidelines for Lower Basin Shortages
and Coordinated Operations for Lake Powell and Lake Mead.
-----------------------------------------------------------------------
SUMMARY: The Department of the Interior, acting through the Bureau of
Reclamation, published a Federal Register notice on November 2, 2007
(72 FR 62272) which informed the public of the availability of the
final environmental impact statement on the proposed adoption of
specific Colorado River Lower Basin shortage guidelines and coordinated
reservoir management strategies to address the operations of Lake
Powell and Lake Mead, particularly under low reservoir conditions,
through 2026. We are now notifying the public that the Secretary of the
Interior signed the Record of Decision (ROD) on December 13, 2007. The
text of the ROD is found below.
FOR FURTHER INFORMATION CONTACT: Terrance J. Fulp, Ph.D., at (702) 293-
8500 or e-mail at strategies@lc.usbr.gov; and/or Randall Peterson at
(801) 524-3633 or e-mail at strategies@lc.usbr.gov.
The ROD is electronically available on Reclamation's project Web
site at: https://www.usbr.gov/lc/region/programs/strategies.html.
Alternatively, a compact disc or hard copy is available upon written
request to: Regional Director, Lower Colorado Region, Bureau of
Reclamation, Attention: BCOO-1005, P.O. Box 61470, Boulder City, Nevada
89006-1470; fax at (702) 293-8156; or e-mail at strategies@lc.usbr.gov.
Dated: March 28, 2008.
Dirk Kempthorne,
Secretary, Department of the Interior.
Record of Decision; Colorado River Interim Guidelines for Lower Basin
Shortages and the Coordinated Operations for Lake Powell and Lake Mead
(December 2007)
Recommending Official: Robert Johnson, Commissioner, Bureau of
Reclamation, December 13, 2007.
Approved: Dirk Kempthorne, Secretary of the Department of the
Interior, December 13, 2007.
Record of Decision; Colorado River Interim Guidelines for Lower Basin
Shortages and the Coordinated Operations for Lake Powell and Lake Mead
Final Environmental Impact Statement (November 2007)
I. Introduction
The Colorado River Basin (Basin) is in the eighth year of drought--
the worst eight-year period in over a century of continuous
recordkeeping. Reservoir elevations have declined over this period and
the duration of this ongoing, historic drought is unknown. This is the
first long-term drought in the modern history of the Colorado River,
although climate experts and scientists suggest droughts of this
severity have occurred in the past and are likely to occur in the
future. The Colorado River provides water to two nations, and to users
within seven western states. With over 27 million people relying on the
Colorado River for drinking water in the United States, and over 3.5
million acres of farmland in production in the Basin, the Colorado
River is the single most important natural resource in the Southwest.
The Secretary of the Interior (Secretary) has a unique role on the
Colorado River--charged with management of a vast system of dams and
reservoirs that have provided water for the development of the
Southwest.
Under these conditions, conflict over water is unsurprising and
anticipated. Declining reservoir levels in the Basin led to interstate
and inter-basin tensions. As the agency charged with management of the
Colorado River, the Department of the Interior (Department) had not yet
developed operational rules for the full range of operations at Lake
Powell and Lake Mead because these types of low-reservoir conditions
had simply not yet occurred.
Against this background, at the direction of the Secretary, the
Department initiated a public process in May of 2005 to develop
additional operational guidelines and tools to meet the challenges of
the drought in the Basin. While water storage in the massive reservoirs
afforded great protection against the drought, the Department set a
goal to have detailed, objective operational tools in place by the end
of 2007 in order to be ready to make informed operational decisions if
the reservoirs continued to decline.
During the public process, a unique and remarkable consensus
emerged in the basin among stakeholders including the Governor's
representatives of the seven Colorado River Basin States (Basin
States). This consensus had a number of common themes: encourage
conservation, plan for shortages, implement closer coordination of
operations of Lake Powell and Lake Mead, preserve flexibility to deal
with further challenges such as climate change and deepening drought,
implement operational rules for a long--but not permanent--period in
order to gain valuable operating experience, and continue to have the
federal government facilitate--but not dictate--informed decision-
making in the Basin.
Today, this Record of Decision (ROD) constitutes the Department's
final decision after facilitating, analyzing, and considering public
input over the past two and one-half years, during which the ongoing
drought continued to focus nationwide attention on the Basin. A broad
range of considerations have been analyzed, involving water supply,
environmental protection, hydropower production, and recreation--all
benefits that flow from the management of the Colorado River.
This document is the ROD of the Department of the Interior,
regarding the Preferred Alternative for Colorado River
[[Page 19874]]
Interim Guidelines for Lower Basin Shortages and Coordinated Operations
of Lake Powell and Lake Mead (Guidelines). The Secretary is vested with
the responsibility of managing the mainstream waters of the lower
Colorado River pursuant to federal law. This responsibility is carried
out consistent with applicable federal law.
The Bureau of Reclamation (Reclamation), the agency that is
designated to act on the Secretary's behalf with respect to these
matters, is the lead federal agency for the purposes of the National
Environmental Policy Act. The Final Environmental Impact Statement--
Colorado River Interim Guidelines for Lower Basin Shortages and
Coordinated Operations for Lake Powell and Lake Mead, dated October
2007 (FES-07-37) (Final EIS), was prepared pursuant to the National
Environmental Policy Act of 1969 (NEPA), as amended, the Council on
Environmental Quality's (CEQ's) Regulations for Implementing the
Procedural Provisions of NEPA (40 Code of Federal Regulations [CFR]
parts 1500 through 1508), Department of the Interior Policies, and
Reclamation's NEPA Handbook. The Final EIS was filed with the
Environmental Protection Agency (EPA) on October 26, 2007 and noticed
by EPA (72 FR 62229) and Reclamation (72 FR 62272) in the Federal
Register on November 2, 2007.
The Final EIS was prepared by Reclamation to address the
formulation and evaluation of specific interim guidelines for shortage
determinations and coordinated reservoir operations, and to identify
the potential environmental effects of implementing such guidelines.
The Final EIS addresses the environmental issues associated with, and
analyzes the environmental consequences of various alternatives for
specific interim guidelines. The alternatives addressed in the Final
EIS are those Reclamation determined would meet the purpose of and need
for the federal action and represented a broad range of the most
reasonable alternatives.
The Bureau of Indian Affairs (BIA), Fish and Wildlife Service
(FWS), National Park Service (NPS), Western Area Power Administration
(Western) and the United States Section of the International Boundary
and Water Commission (USIBWC) are cooperating agencies for purposes of
assisting with the environmental analysis in the Final EIS.
The BIA has responsibility for the administration and management of
lands held in trust by the United States for American Indians (Indian)
and Indian tribes located within the Basin. Developing forestlands,
leasing assets on these lands, directing agricultural programs,
protecting water and land rights, developing and maintaining
infrastructure, and economic development are all part of the BIA's
responsibility.
FWS manages four national wildlife refuges along the Colorado
River. Among its many other key functions, the FWS administers and
implements federal wildlife laws, protects endangered species, manages
migratory birds, restores nationally significant fisheries, conserves
and restores wildlife habitat such as wetlands, and assists foreign
governments with international conservation efforts.
The NPS administers areas of national significance along the
Colorado River, including Glen Canyon National Recreation Area, Grand
Canyon National Park, and Lake Mead National Recreation Area. The NPS
conserves natural and cultural resources and administers visitor use,
and also grants and administers concessions for the operation of
marinas and other recreation facilities at Lake Powell and Lake Mead,
as well as concessions' operations along the Colorado River between
Glen Canyon Dam and Lake Mead.
Western markets and transmits power generated from the various
hydropower plants located within the Basin operated by Reclamation.
Western customers include municipalities, cooperatives, public utility
and irrigation districts, federal and state agencies, investor-owned
utilities, and Indian tribes located throughout the Basin.
The USIBWC is the United States component of a bi-national
organization responsible for administration of the provisions of the
February 3, 1944 Treaty between the United States and Mexico Relating
to the Utilization of the Waters of the Colorado and Tijuana Rivers and
of the Rio Grande (1944 Treaty), which includes the Colorado River
waters allotted to Mexico, protection of lands along the Colorado River
from floods by levee and floodway construction projects, resolution of
international boundary water sanitation and other water quality
problems, and preservation of the Colorado River as the international
boundary. The International Boundary and Water Commission (IBWC)
consists of the United States Section and the Mexican Section, which
have their headquarters in the adjoining cities of El Paso, Texas and
Ciudad Juarez, Chihuahua, respectively.
II. Decision
The recommendation is the approval of the following federal action:
The adoption of specific interim guidelines for Lower Basin shortages
and coordinated operations of Lake Powell and Lake Mead, as provided
below in Section XI. These interim Guidelines are based upon the
Preferred Alternative analyzed in the Final EIS, and include several
operational refinements as a result of public input, described below in
Section VII. The interim Guidelines would be used each year by the
Department in implementing the Criteria for Coordinated Long-Range
Operation of Colorado River Reservoirs Pursuant to the Colorado River
Basin Project Act of September 30, 1968 (Long-Range Operating Criteria
or Operating Criteria or LROC), through issuance of the Annual
Operating Plan for Colorado River Reservoirs (AOP). The Guidelines
would remain in effect for determinations to be made through 2025
regarding water supply and reservoir operating decisions through 2026,
as provided below in Section 8 of the Guidelines.
The Preferred Alternative proposes:
Discrete levels of shortage volumes associated with Lake
Mead elevations to conserve reservoir storage and provide water users
and managers in the Lower Basin with greater certainty to know when,
and by how much, water deliveries will be reduced in drought and other
low reservoir conditions;
A coordinated operation of Lake Powell and Lake Mead
determined by specified reservoir conditions that would minimize
shortages in the Lower Basin and avoid the risk of curtailments in the
Upper Basin;
A mechanism to encourage and account for augmentation and
conservation of water supplies, referred to as Intentionally Created
Surplus (ICS), that would minimize the likelihood and severity of
potential future shortages; and
The modification and extension of the Interim Surplus
Guidelines (66 Fed. Reg. 7772, Jan 25, 2001) (ISG) through 2026.
III. Background
The Secretary, acting through Reclamation, is responsible for water
management throughout the western United States. Reclamation's
authority is limited throughout the west by the limiting provisions of
Reclamation law, beginning with the Reclamation Act of 1902.
The Secretary also has a broader and unique legal role as he
manages the lower Colorado River system in
[[Page 19875]]
accordance with federal law, including the Boulder Canyon Project Act
of 1928, the 1963 Decision of the U.S. Supreme Court in Arizona v.
California, the 2006 Consolidated Decree of the U.S. Supreme Court in
Arizona v. California (Consolidated Decree), the Colorado River Basin
Project Act of 1968 (CRBPA), the LROC, and the Grand Canyon Protection
Act of 1992, and other applicable provisions of federal law. Within
this legal framework, the Secretary makes annual determinations
regarding the availability of water from Lake Mead by considering
various factors, including the amount of water in system storage and
predictions for natural runoff. The CRBPA directed the Secretary to
propose and adopt criteria: ``In order to comply with and carry out the
provisions of the Colorado River Compact, the Upper Colorado River
Basin Compact, and the Mexican Water Treaty, * * * for the coordinated
long-range operation of the reservoir constructed and operated under
the authority of the Colorado River Storage Project Act, the Boulder
Canyon Project Act, and the Boulder Canyon Project Adjustment Act.''
Pursuant to the CRBPA, the narrative provisions of LROC are
utilized by the Secretary, on an annual basis, to make determinations
with respect to the projected plan of operations of the storage
reservoirs in the Basin. The AOP is prepared by Reclamation, acting on
behalf of the Secretary, in consultation with representatives of the
Basin States and other parties, as required by federal law. In the AOP,
with respect to operations of Hoover Dam, the Secretary is required to
determine when Normal, Surplus, or Shortage conditions occur in the
lower Colorado River, based on various factors including storage and
hydrologic conditions in the Basin.
As described in the Final EIS:
A ``Normal Condition'' exists when the Secretary
determines that sufficient mainstream water is available to satisfy 7.5
million acre-feet (maf) of annual consumptive use in the Lower Division
states (Arizona, California, and Nevada). If a state will not use all
of its apportioned water for the year, the Secretary may allow other
states of the Lower Division to use the unused apportionment, provided
that the use is authorized by a water delivery contract with the
Secretary.
A ``Surplus Condition'' exists when the Secretary
determines that sufficient mainstream water is available for release to
satisfy consumptive use in the Lower Division states in excess of 7.5
maf annually. The water available for excess consumptive use is surplus
and is distributed for use in Arizona, California, and Nevada pursuant
to the terms and conditions provided in the ISG. The current provisions
of the ISG are scheduled to terminate in 2016. In general terms, the
ISG link the availability of surplus water to the elevation of Lake
Mead. When Lake Mead is full and Reclamation is making flood control
releases, surplus supplies are unlimited. As Lake Mead's elevation
drops, surplus water amounts are reduced, and ultimately eliminated.
The ISG also link surplus availability to continued progress by
California in reducing its agricultural use of water to benchmarks
established in the ISG. If a state does not use all of its apportioned
water for the year, the Secretary may allow other Lower Division states
to use the unused apportionment, provided that the use is authorized by
a water delivery contract with the Secretary.
A ``Shortage Condition'' exists when the Secretary
determines that insufficient mainstream water is available to satisfy
7.5 maf of annual consumptive use in the Lower Division states. To
date, the Secretary has never made such a determination, as flow in the
Colorado River has been sufficient to meet Normal or Surplus delivery
amounts. When making a shortage determination, the Secretary must
consult with various parties as set forth in the Consolidated Decree
and consider all relevant factors as specified in the LROC, including
1944 Treaty obligations, the priorities set forth in the Consolidated
Decree, and the reasonable consumptive use requirements of mainstream
water users in the Lower Division states. If a state does not use all
of its apportioned water for the year, the Secretary may allow other
Lower Division states to use the unused apportionment, provided that
the use is authorized by a water delivery contract with the Secretary.
As discussed above, during the period from 2000 to 2007, the
Colorado River has experienced the worst drought conditions in
approximately one hundred years of recorded history. This drought in
the Basin has reduced Colorado River system storage, while demands for
Colorado River water supplies have continued to increase. From October
1, 1999 through September 30, 2007, storage in Colorado River
reservoirs fell from 55.8 maf (approximately 94 percent of capacity) to
32.1 maf (approximately 54 percent of capacity), and was as low as 29.7
maf (approximately 52 percent of capacity) in 2004. This drought was
the first sustained drought experienced in the Basin at a time when all
major storage facilities were in place, and when use by the Lower
Division states met or exceeded the annual ``normal'' apportionment of
7.5 maf pursuant to Article II(B)(1) of the Consolidated Decree.
Currently, the Department does not have specific operational
guidelines in place to address the operations of Lake Powell and Lake
Mead during drought and low reservoir conditions. To date, storage of
water and flows in the Colorado River have been sufficient so that it
has not been necessary to reduce Lake Mead annual releases below 7.5
maf; that is, the Secretary has never reduced deliveries by declaring a
``shortage'' on the lower Colorado River. Without operational
guidelines in place, however, water users in the Lower Division states
who rely on Colorado River water are not currently able to identify
particular reservoir conditions under which the Secretary would reduce
the annual amount of water available for consumptive use from Lake Mead
to the Lower Division states below 7.5 maf. Nor are these water users
able to identify the frequency or magnitude of any potential future
annual reductions in their water deliveries.
Accordingly, the Secretary, acting through Reclamation, proposes
adoption of specific Colorado River Lower Basin shortage guidelines and
coordinated reservoir management strategies to address operations of
Lake Powell and Lake Mead, particularly under drought and low reservoir
conditions. These Guidelines are found at Section XI of this ROD. This
action is proposed in order to provide a greater degree of certainty to
United States Colorado River water users and managers of the Basin by
providing detailed, and objective guidelines for the operations of Lake
Powell and Lake Mead, thereby allowing water users in the Lower Basin
to know when, and by how much, water deliveries will be reduced in
drought and other low reservoir conditions.
The Secretary has also determined the desirability of developing
additional operational guidelines that will provide for releases
greater than or less than 8.23 maf from Lake Powell. To further enhance
this coordinated reservoir approach, the Secretary has determined a
need for guidelines that provide water users in the Lower Division
states the opportunity to conserve and take delivery of water in and
from Lake Mead for the purposes of enhancing existing water supplies,
particularly under low reservoir conditions. In addition, the Secretary
has determined the need to modify and extend the ISG to coincide with
the duration of the proposed new Guidelines. This will provide an
integrated approach for reservoir management and more
[[Page 19876]]
predictability for future Lower Division water supplies.
IV. Alternatives Considered
The purpose of the proposed federal action is to:
Improve Reclamation's management of the Colorado River by
considering trade-offs between the frequency and magnitude of
reductions of water deliveries, and considering the effects on water
storage in Lake Powell and Lake Mead, and on water supply, power
production, recreation, and other environmental resources;
Provide mainstream United States users of Colorado River
water, particularly those in the Lower Division states, a greater
degree of predictability with respect to the amount of annual water
deliveries in future years, particularly under drought and low
reservoir conditions; and
Provide additional mechanisms for the storage and delivery
of water supplies in Lake Mead to increase the flexibility of meeting
water use needs from Lake Mead, particularly under drought and low
reservoir conditions.
This proposed federal action considers four operational elements
that collectively are designed to address the purpose and need for the
proposed federal action. The interim Guidelines would be used by the
Secretary to:
Determine those circumstances under which the Secretary
would reduce the annual amount of water available for consumptive use
from Lake Mead to the Colorado River Lower Division states below 7.5
maf (a ``Shortage'') pursuant to Article II(B)(3) of the Consolidated
Decree;
Define the coordinated operation of Lake Powell and Lake
Mead to provide improved operation of these two reservoirs,
particularly under low reservoir conditions;
Allow for the storage and delivery, pursuant to applicable
federal law, of conserved Colorado River system and non-system water in
Lake Mead to increase the flexibility of meeting water use needs from
Lake Mead, particularly under drought and low reservoir conditions; and
Determine those conditions under which the Secretary may
declare the availability of surplus water for use within the Lower
Division states. The proposed federal action would modify the substance
of the existing ISG and the term of the ISG from 2016 through 2026.
Six alternatives are considered and analyzed in the Final EIS. The
alternatives consist of a No Action Alternative and five action
alternatives. The five action alternatives are: Basin States
Alternative, Conservation Before Shortage Alternative, Water Supply
Alternative, Reservoir Storage Alternative, and the Preferred
Alternative. The action alternatives reflect input from Reclamation
staff, the cooperating agencies, stakeholders, and other interested
parties.
Reclamation received two written proposals for alternatives that
met the purpose and need of the proposed federal action, one from the
Basin States and another from a consortium of environmental non-
governmental organizations (NGO). These proposals were used by
Reclamation to formulate two of the alternatives considered and
analyzed in the Final EIS (Basin States Alternative and Conservation
Before Shortage Alternative). A third alternative (Water Supply
Alternative) was developed by Reclamation, and a fourth alternative
(Reservoir Storage Alternative) was developed by Reclamation in
coordination with the NPS and Western. The No Action Alternative and
the action alternatives analyzed in the Draft EIS were posted on
Reclamation's project Web site (https://www.usbr.gov/lc/region/programs/
strategies.html) on June 30, 2006.
A fifth alternative, the Preferred Alternative, was developed (and
included in the Final EIS) after consideration of the comments received
on the Draft EIS and further analysis. The Preferred Alternative was
posted on Reclamation's project Web site on June 15, 2007 and is
composed of operational elements from the action alternatives
identified and analyzed in the Draft EIS.
The Preferred Alternative is the most reasonable and feasible
alternative; all environmental effects of this alternative, as well as
the No Action Alternative and the remaining four action alternatives
have been fully analyzed in the Final EIS. The identified environmental
effects of the Preferred Alternative are well within the range of
anticipated effects of the alternatives presented in the Draft EIS and
do not affect the environment in a manner not already considered in the
Draft EIS.
Reclamation identified the Preferred Alternative and the
Conservation Before Shortage Alternative as the environmentally
preferred alternatives, as provided in 50 CFR 1505.2. The combination
of the ICS mechanism and the coordinated operations between Lake Powell
and Lake Mead maintains and enhances water supply and environmental
benefits at both reservoirs. In addition, these alternatives strike an
appropriate balance between the storage of water for future deliveries
and the lack of disruption of near-term water deliveries.
Reclamation selected from among the four key operational elements
disclosed in the Draft EIS to formulate the Preferred Alternative.
Reclamation has determined that the four operational elements selected
under this alternative best meet all aspects of the purpose and need of
the proposed federal action.
A. No Action Alternative
The No Action Alternative represents a projection of future
conditions that could occur during the life of the proposed federal
action without an action alternative being implemented. It provides a
baseline for comparison of each of the action alternatives.
Pursuant to LROC, the Secretary makes a number of determinations at
the beginning of each operating year through the development and
execution of the AOP, including the water supply available to users in
the Lower Basin and the annual release from Lake Powell. However, the
LROC currently does not include specific guidelines for such
determinations. Furthermore, there is no actual operating experience
under low reservoir conditions, i.e., there has never been a shortage
determination in the Lower Basin. Therefore, in the absence of specific
guidelines, the outcome of the annual determination in any particular
year in the future cannot be precisely known. However, a reasonable
representation of future conditions under the No Action Alternative is
needed for comparison to each action alternative. The modeling
assumptions used for this representation are consistent with the
assumptions used in previous environmental compliance documents for the
ISG, the Colorado River Water Delivery Agreement, and the Lower
Colorado River Multi-Species Conservation Program (LCR MSCP). However,
the assumptions used in the No Action Alternative are not intended to
limit or predetermine these decisions in any future AOP determination.
B. Basin States Alternative
The Basin States Alternative was developed by the Basin States and
proposes a coordinated operation of Lake Powell and Lake Mead that
would minimize shortages in the Lower Basin and avoid risk of
curtailments of Colorado River water use in the Upper Basin. This
alternative includes shortages to conserve reservoir storage;
coordinated operations of Lake Powell and Lake Mead determined by
specified reservoir conditions; a mechanism for the creation,
accounting, and delivery of conserved system and non-system water
(ICS); and a modification and extension of the ISG through 2026.
[[Page 19877]]
C. Conservation Before Shortage Alternative
The Conservation Before Shortage Alternative was developed by a
consortium of environmental NGOs, and includes voluntary, compensated
reductions (shortages) in water use to minimize involuntary shortages
in the Lower Basin and to avoid risk of curtailments of Colorado River
water use in the Upper Basin. This alternative includes voluntary
shortages prior to involuntary shortages; coordinated operations of
Lake Powell and Lake Mead determined by specified reservoir conditions;
an expanded ICS mechanism for the creation, accounting, and delivery of
conserved system and non-system water, including water for
environmental uses; and modification and extension of the ISG through
2026. There are two aspects of the Conservation Before Shortage
proposal that are unique to the Conservation Before Shortage
Alternative: A funding mechanism for the voluntary conservation
program, and a recommendation that a portion of the conserved water be
used to benefit the environment. However, as noted in the Final EIS,
the viability of the Conservation Before Shortage program funding
proposal is not known at this time. The Department currently does not
have the authority to implement all facets of this proposal and
additional legislation would be necessary to gain such authority.
D. Water Supply Alternative
The Water Supply Alternative maximizes water deliveries at the
expense of retaining water in storage in the reservoirs for future use.
This alternative would reduce water deliveries only when insufficient
water to meet entitlements is available in Lake Mead. When reservoir
elevations are relatively low, Lake Powell and Lake Mead would share
water (``balance contents''). This alternative does not include a
mechanism for the creation, accounting, and delivery of conserved
system and non-system water in Lake Mead. The existing ISG would be
extended through 2026.
E. Reservoir Storage Alternative
The Reservoir Storage Alternative was developed in coordination
with the cooperating agencies and other stakeholders, primarily Western
and the NPS. This alternative would keep more water in storage in Lake
Powell and Lake Mead by reducing water deliveries and by increasing
shortages to retain more water in storage and thereby, benefit power
and recreational interests. This alternative includes larger, more
frequent shortages that serve to conserve reservoir storage;
coordinated operations of Lake Powell and Lake Mead determined by
specified reservoir conditions (more water would be held in Lake Powell
than under the Basin States Alternative); and an expanded mechanism for
the creation, accounting, and delivery of conserved system and non-
system water in Lake Mead. The existing ISG would be terminated after
2007.
F. Preferred Alternative
The Preferred Alternative incorporates operational elements
identified in the Basin States and Conservation Before Shortage
alternatives. This alternative includes shortages to conserve reservoir
storage and a coordinated operation of Lake Powell and Lake Mead
determined by specified reservoir conditions that would minimize
shortages in the Lower Basin and avoid risk of curtailments of use in
the Upper Basin; and also adopts the ICS mechanism for promoting water
conservation in the Lower Basin. It is anticipated that the maximum
cumulative amount of ICS would be 2.1 maf pursuant to Section XI.D. of
this ROD; however, the potential effects of a maximum cumulative amount
of ICS of up to 4.2 maf have been analyzed in the Final EIS. This
alternative also includes modification and extension of the ISG through
2026.\1\
---------------------------------------------------------------------------
\1\ It is anticipated that elements of the decision adopted by
this ROD will be implemented through a number of agreements. The
following agreements are anticipated to be executed at or about the
time of issuance of this ROD:
Delivery Agreement between the United States and
Imperial Irrigation District (IID)
Delivery Agreement between the United States and The
Metropolitan Water District of Southern California (MWD)
Delivery Agreement between the United States, Southern
Nevada Water Authority (SNWA) and the Colorado River Commission of
Nevada (CRCN)
Funding and Construction of the Lower Colorado River
Drop 2 Storage Reservoir Project Agreement among the United States,
SNWA, and CRCN
Lower Colorado River Basin Intentionally Created
Surplus Forbearance Agreement among the Arizona Department of Water
Resources, the Southern Nevada Water Authority, CRCN, the Palo Verde
Irrigation District (PVID), IID, Coachella Valley Water District
(CVWD), MWD, and the City of Needles
California Agreement for the Creation and Delivery of
Extraordinary Conservation Intentionally Created Surplus among the
PVID, IID, CVWD, MWD and the City of Needles.
---------------------------------------------------------------------------
V. Basis for Decision
In 2005, tensions among the Basin States brought the basin closer
to multi-state and inter-basin litigation than perhaps any time since
the adoption of the Compact. On May 2, 2005, in a decision of the
Secretary, the Department outlined a number of fundamental
considerations that would guide the NEPA process that concludes with
the adoption of this ROD. These considerations include:
Concern regarding the impacts of drought throughout the
Colorado River Basin;
A recognition of the recent history of close and
productive working relationships among the Basin States;
A belief that discussions among the states could
facilitate the development of additional tools to improve coordinated
operation of Colorado River reservoirs;
A preference that operational strategies not be developed
in the AOP setting, which is used by the Department to annually
implement operational strategies that are developed through separate,
public processes;
An intention to develop operational tools that would avoid
unnecessary, protracted or destabilizing litigation; and
A commitment to continue to consult with and work with all
stakeholders in the Basin.
In light of the severity of the drought, the Department announced
its intention to complete the development of drought and low-reservoir
operational tools by December 2007, and to do so through an open,
public process. In closing, the Secretary expressed the opinion that
``all parties must work together to find creative solutions that will
conserve reservoir storage and help to minimize the adverse effects of
drought in the Colorado River Basin.''
The fundamental basis for this decision is that each of the above
foundational considerations have been honored and achieved through the
development of a consensus seven-state recommendation that has been
incorporated, as appropriate, into the Preferred Alternative adopted
herein today.
The Department selected the Preferred Alternative based on the
Department's determination that it best meets all aspects of the
purpose and need for the federal action, including: The need to remain
in place for the extended period of the interim Guidelines; the
desirability of the alternative based on the facilitated consensus
recommendation from the Basin States; the likely durability of the
mechanisms adopted in the Preferred Alternative in light of the
extraordinary efforts that the Basin States and water users have
undertaken to develop implementing agreements that will facilitate the
water management tools (shortage sharing, forbearance, and conservation
efforts)
[[Page 19878]]
identified in the Preferred Alternative; and the range of elements in
the alternative that will enhance the Secretary's ability to manage the
Colorado River reservoirs in a manner that recognizes the inherent
tradeoffs between water delivery and water storage.
Importantly for the long-term stable management of the Colorado
River, adoption of this decision activates a legal agreement among the
Basin States that contains a critically important provision: The Basin
States have agreed to mandatory consultation provisions to address
future controversies on the Colorado River through consultation and
negotiation, as a requirement, before resorting to litigation. With
respect to the various interests, positions and views of each of the
seven Basin States, this provision adds an important new element to the
modern evolution of the legal framework for the prudent management of
the Colorado River.
In recent years, in a number of settings, and facing a broad range
of water management challenges, the Department has highlighted the
important role of the Basin States in the statutory framework for
administration of Basin entitlements and the significance that a seven-
state consensus represents. Multi-state consensus is a rare and unique
achievement that should continue to be recognized and facilitated.
With respect to the information within the scope of the proposed
action, Reclamation concluded that the Preferred Alternative is a
reasonable alternative and fully analyzed the environmental effects of
this alternative in the Final EIS. The identified environmental effects
of the Preferred Alternative are well within the range of anticipated
effects of the alternatives presented in the Draft EIS and do not
affect the environment in a manner not already considered in the Draft
EIS. Thus, based on all available information, this alternative is the
most reasonable, feasible, implementable, and durable alternative.
Drought is not limited to the Southwest, nor are interstate
tensions over water management. As a final basis for this decision, the
Department believes that a model for interstate cooperation can be
found in the elements of the Preferred Alternative adopted today.
VI. Public Response to the Final Environmental Impact Statement
Following the Federal Register Notice of Availability of the Final
EIS on November 2, 2007, and as of 8 p.m. (EST), Tuesday, December 11,
2007, Reclamation received six comment letters on the Final EIS and the
updated draft Interim Operational Guidelines for Lake Powell and Lake
Mead posted November 16, 2007 on Reclamation's project Web site. After
appropriate consideration, the Department concludes that the comments
received do not identify or raise any significant issues that would
require supplementing the Final EIS. The major issues noted in the
comment letters are summarized below:
The Basin States submitted a letter expressing their appreciation
to Reclamation and Department staff for their diligence in working with
the Basin States and others in developing the draft Guidelines for Lake
Powell and Lake Mead; and they further stated that the adoption of the
Guidelines ``represent a significant and historic milestone, reflecting
the continuation of the consultative approach to river management
between the federal government and affected states on the Colorado
River.''
The San Diego County Water Authority submitted a comment letter
fully supporting the statements in the Basin States' letter to the
Secretary on the Final EIS. The Authority also noted their concern that
the proposed implementation of Guidelines, specifically ICS, should not
inadvertently conflict with the implementation of certain terms of
October 10, 2003 Allocation Agreement. The Department agrees that the
creation, release, or delivery of ICS or the declaration of an ICS
Surplus Condition in a calendar year shall not constitute a
determination by the Secretary of the existence of surplus Colorado
River water in that calendar year for the purposes of Section 9.2.2 of
the Allocation Agreement Among the United States of America, The
Metropolitan Water District of Southern California, Coachella Valley
Water District, Imperial Irrigation District, San Diego County Water
Authority, the La Jolla, Pala, Pauma, Rincon and San Pasqual Bands of
Mission Indians, the San Luis Rey River Indian Water Authority, the
City of Escondido and Vista Irrigation District, dated October 10,
2003. This understanding has also been expressly stated in the proposed
Delivery Agreements for IID and MWD (Section V of this ROD).
The EPA submitted a comment letter noting it had no objections to
the proposed project and some of the details of the Final EIS pertinent
to their views. Further, EPA encouraged Reclamation to ``play an active
role in facilitating comprehensive water management among all water
sectors in the Basin.'' Reclamation intends to continue to pursue its
mission in the 17 western states, and in particular on the Colorado
River, to assist in meeting the increasing water demands of the West
while protecting the environment and the public's investment in these
structures. Reclamation places great emphasis on fulfilling its water
delivery obligations, water conservation, water recycling and reuse,
and developing partnerships with our customers, states, and Native
American Tribes, and in finding ways to bring together the variety of
interests to address the competing needs for our limited water
resources.
The Colorado River Board of California submitted comments on behalf
of its member agencies on the updated draft Guidelines. The majority of
the comments were editorial and to the extent the individual comments
improved the clarity of the Guidelines they were incorporated into the
Guidelines found in Section XI of this ROD.
A comment letter dated November 12, 2007, was received from a
single member of the public and noted his concern that the terms of the
Biological Opinion (BO) should be met and that impacts due to climate
change on ``listed fish and birds'' are addressed. FWS issued the BO on
the Preferred Alternative described in this ROD on December 12, 2007.
Reclamation has agreed to implement Conservation measures to benefit
the listed species addressed in the BO and comply with the terms and
conditions of the incidental take statement in the BO. Acknowledging
the potential for impacts due to climate change and increased
hydrologic variability, the Secretary proposes that the Guidelines be
interim in duration and extend through 2026, providing the opportunity
to gain valuable operating experience for the management of Lake Powell
and Lake Mead, particularly for low reservoir conditions, and improve
the basis for making additional future operational decisions, whether
during the Interim Period (Section 8 of the Guidelines) or thereafter.
In addition, the Preferred Alternative has been crafted to include
operational elements that would respond if potential impacts of climate
change and increased hydrologic variability are realized. In
particular, the Preferred Alternative includes a coordinated operation
element that allows for the adjustment of Lake Powell's release to
respond to low reservoir storage conditions in Lake Powell or Lake Mead
as described in Section 2.7 and Section 2.3 in the Final EIS. In
addition, the Preferred
[[Page 19879]]
Alternative will enhance conservation opportunities in the Lower Basin
and the retention of water in Lake Mead through adoption of the ICS
mechanism. Finally, the Preferred Alternative includes a shortage
strategy at Lake Mead that would result in additional shortages being
considered, after appropriate consultation, if Lake Mead elevations
drop below 1,025 feet mean sea level (msl).
The Defenders of Wildlife submitted a comment letter dated December
11, 2007, on behalf of their organization, the National Wildlife
Federation, the Pacific Institute, and the Sierra Club regarding the
updated draft Guidelines. The comments are limited to information that
was published in Appendix S of the Final EIS dated November 2, 2007.
The letter offers a number of clarifying comments, raises concerns
regarding the appropriate mechanisms for consultation between federal
and non-federal parties, and raises detailed comments regarding the
implementation of the ICS and Developed Shortage Supply (DSS)
components of the Guidelines. Reclamation thoroughly reviewed the
comments submitted and concluded that no changes to the Guidelines were
necessary. With respect to the issues regarding consultation,
Reclamation will continue to meet all legal obligations for appropriate
consultation with non-federal parties and believes that the commitments
for continued consultation with the Basin States can be implemented in
a manner consistent with the provisions of applicable federal law.
Moreover, Reclamation believes that some of the concerns identified in
this comment letter have been addressed by Section 7.D of the updated
draft Guidelines posted on December 10, 2007, which provides that the
Lower Colorado Regional Director will establish procedures for the
implementation of ICS and DSS after issuance of this ROD. Reclamation
will continue to work closely with all stakeholders in the development
of ICS and DSS procedures and in the implementation and administration
of the Guidelines.
VII. Refinement of Operational Guidelines for the Preferred Alternative
in Response to Public Comments
Hydrologic modeling of the Colorado River system was used to
determine the potential hydrologic effects of each of the alternatives
and also provided the basis for analyzing the potential effects on
other environmental resources (such as recreation, biology, and energy,
etc.). Nearly all modeling assumptions were common to each alternative;
only the assumptions specific to each alternative were different. This
approach allowed a relative comparison of the potential effects of each
alternative compared to the No Action Alternative and lead to the
identification of the Preferred Alternative.
Historically, the determination of the annual release volume for
Lake Powell could change on a monthly basis throughout the water year.
This approach afforded great flexibility to respond to changing monthly
runoff forecasts yet was practical to implement since there were
effectively only two operational tiers (a minimum objective release of
8.23 maf per year or releases greater due to equalization or spill
avoidance). The annual release volume for Lake Mead, however, was
essentially determined on an annual basis primarily to provide a
greater degree of certainty to water users with respect to the water
supply in the Lower Basin. The modeled operation of Lake Powell and
Lake Mead for all alternatives in the Final EIS was consistent with
this past operational experience and provided a valid basis for
comparison.
However, given the more complicated proposed operation for Lake
Powell under all of the action alternatives, Reclamation conducted
additional investigations and subsequently refined the operational
guidelines to include a combined monthly/annual methodology to
determine the annual release volume for Lake Powell. This methodology
consists of a January 1 determination of the release volume with
appropriate April adjustments to those volumes, and providing the
necessary flexibility to respond to changing inflow forecasts while
ensuring that the operation does not result in excessive changes in
monthly releases from Lake Powell.
In addition, comments were also received in both written and oral
form from representatives of the Basin States with respect to the
modeling assumptions used for the Basin States Alternative and the
Preferred Alternative, reflected in Appendix S of the Final EIS.
Specifically, the comments were in regard to the coordinated operation
of Lake Powell and Lake Mead when Lake Powell is relatively high and
operating near or in the equalization tier. A concern was identified
where the proposed operation might not respond effectively when Lake
Powell is relatively high, Lake Mead is relatively low, and a
reasonably high inflow forecast occurs. Reclamation conducted
additional investigations to identify approaches to ensure some
additional water is released from Lake Powell when this situation
arises.
Reclamation refined the proposed operational guidelines to
incorporate these changes (contained in Section 6, 7, and 8 of the
Guidelines) and published those refinements on the project Web site on
November 16, 2007. An evaluation concluded that these refinements to
the proposed Guidelines would not result in substantial changes with
regard to the environmental effects and fall within the impacts already
analyzed in the Final EIS.
VIII. Environmental Impacts and Implementation of Environmental
Commitments
Hydrologic modeling of the Colorado River system was conducted to
determine the potential hydrologic effects of the alternatives.
Modeling provided projections of potential future Colorado River system
conditions (i.e., reservoir elevations, reservoir releases, river
flows) for comparison of those conditions under the No Action
Alternative to conditions under each action alternative. Due to the
uncertainty with regard to future inflows into the system, multiple
simulations were performed in order to quantify the uncertainties of
future conditions and as such, the modeling results are typically
expressed in probabilistic terms.
Hydrologic modeling also provided the basis for the analysis of the
potential effects of each alternative on other environmental resources.
The Final EIS evaluated 14 resource areas: Hydrologic resources
(including reservoir storage and releases, groundwater, and water
deliveries), water quality, air quality, visual resources, biological
resources (including vegetation and wildlife and special status
species), cultural resources, Indian trust assets, electrical power
resources, recreation (including shoreline facilities, boating and
navigation, and sport fish populations), transportation, socioeconomics
(including employment, income and tax revenue, municipal and industrial
water users, and recreation economics), environmental justice, indirect
effects of the ICS mechanism, and climate change considerations. The
potential effects to specific resources were identified and analyzed
for each action alternative and compared to the potential effects to
that resource under the No Action Alternative. These comparisons are
typically expressed in terms of the relative differences in
probabilities between the No Action Alternative and the action
alternatives.
Based on the analyses in the EIS, Reclamation determined that
specific measures to avoid or mitigate environmental harm were not
required,
[[Page 19880]]
with the exception of conservation measures for listed species as noted
below. For other resource areas, the impacts of the Preferred
Alternative were well within the range of the alternatives considered,
and generally improved conditions compared to the No Action
Alternative. For a few resource areas, the Preferred Alternative
resulted in minor negative impacts compared to the No Action
Alternative, and measures to avoid such impacts were determined to be
unnecessary or not feasible.
A. Lower Colorado River Multi-Species Conservation Plan
It is important to note that Reclamation is already undertaking
significant environmental mitigation measures on the Colorado River,
including the LCR MSCP from Lake Mead to the Southerly International
Boundary (SIB) with Mexico, and implementation of activities pursuant
to the 1996 Glen Canyon Dam ROD for the reach of the Colorado River
from Glen Canyon Dam to Lake Mead.
The LCR MSCP is a 50-year cooperative effort between federal and
non-federal entities, approved by the Secretary in April 2005. This
program was developed to address potential effects to listed and other
selected special status species (covered species) from identified
ongoing and future anticipated federal discretionary actions and non-
federal activities on the lower Colorado River (covered actions). The
development and implementation of shortage criteria on the lower
Colorado River was one of the federal covered actions (MSCP Biological
Assessment Section 2.2.2.1) included in the LCR MSCP and covered under
the LCR MSCP BO (FWS 2005). The LCR MSCP BO provides Endangered Species
Act (ESA) compliance for the effects of covered actions for a reduction
of Lake Mead reservoir elevations to 950 feet msl and flow reductions
of up to 0.845 maf from Hoover Dam to Davis Dam, 0.860 maf from Davis
Dam to Parker Dam, and 1.574 maf from Parker Dam to Imperial Dam. The
LCR MSCP identified, and it is mitigating for, impacts to the covered
species and their habitats from the flow reduction conditions described
above. These impacts included the potential loss of up to:
2,008 acres of cottonwood-willow habitats;
133 acres of marsh habitat; and
399 acres of backwater habitat.
To address these impacts, the LCR MSCP will:
Restore 5,940 acres of cottonwood-willow habitat;
Restore 512 acres of marsh habitat;
Restore 360 acres of backwater habitat;
Stock 660,000 razorback sucker over the term of the LCR
MSCP; and
Stock 620,000 bonytail over the term of the LCR MSCP.
In addition, these habitats will be actively managed to provide
habitat values greater than those of the impacted habitats. While the
LCR MSCP is geared toward special status species, it is important to
understand that all species that use the habitats impacted by the LCR
MSCP covered activities benefit by the conservation actions currently
being carried out under the LCR MSCP.
Reclamation has reviewed the effects of the Preferred Alternative
in this Final EIS and has determined that all potential effects to
listed species and their habitats along the Colorado River from the
full pool elevation of Lake Mead to the SIB are covered by the LCR
MSCP. FWS has concurred with Reclamation's determination in a letter
dated November 28, 2007.
B. Glen Canyon Dam Adaptive Management Program
The 1996 Glen Canyon Dam ROD describes detailed criteria and
operating plans for Glen Canyon Dam operations and includes other
management actions to accomplish this objective; among these are the
Glen Canyon Dam Adaptive Management Program (AMP). The AMP provides a
process for assessing the effects of Glen Canyon Dam operations on
downstream resources and project benefits. The results of that
assessment are used to develop recommendations for modifying Glen
Canyon Dam operations and other resource management actions. This is
accomplished through the Adaptive Management Work Group (AMWG), a
federal advisory committee. The AMWG consists of stakeholders that
include federal and state agencies, representatives of the Basin
States, Indian tribes, hydroelectric power customers, environmental and
conservation organizations, and recreational and other interest groups.
C. Endangered Species Act Compliance
In compliance with the ESA, Reclamation submitted a Biological
Assessment (BA) to FWS on September 10, 2007 and requested formal
consultation on the Preferred Alternative. Reclamation divided the
analysis of potential effects on listed species into three geographic
areas: Lake Powell to the upper end of Lake Mead, Lake Mead to the SIB
with Mexico, and potential interdependent/interrelated effects on the
Virgin and Muddy Rivers in southern Nevada. Reclamation determined the
effects of the Preferred Alternative within the geographic area of the
MSCP (Lake Mead to SIB with Mexico) were covered by the earlier
consultation on LCR MSCP, and requested FWS' concurrence on this
determination by memo dated October 26, 2007. FWS concurred with this
determination by memo dated November 28, 2007. For the remainder of the
action area, Reclamation determined the Preferred Alternative may
affect, and is likely to adversely affect the southwestern willow
flycatcher, humpback chub, and Kanab ambersnail, and that the Preferred
Alternative may affect, but would not be likely to adversely affect
seven other species.
FWS issued its BO for the Preferred Alternative by memo dated
December 12, 2007. The BO concurred with Reclamation's ``not likely to
adversely affect'' findings for the seven species addressed in the BA,
and found that the adverse effects to southwestern willow flycatcher,
humpback chub, and Kanab ambersnail would not jeopardize the continued
existence of those species. Reclamation has included the following
conservation measures for listed species in the action area as part of
its proposed action:
Nonnative Fish Control--In coordination with other
Department of the Interior AMP participants and through the AMP,
Reclamation will continue efforts to control both cold- and warm-water
nonnative fish species in the mainstem of Marble and Grand canyons,
including determining and implementing levels of nonnative fish control
as necessary. Control of these species using mechanical removal and
other methods will help to reduce this threat.
Humpback Chub Refuge--Reclamation will assist FWS in
development and funding of a broodstock management plan and creation
and maintenance of a humpback chub refuge population at a federal
hatchery or other appropriate facility by providing expedited
advancement of $200,000 in funding to the FWS during calendar year
2008; this amount shall be funded from, and within, the amount
identified in the 2005 LCR MSCP BO. Creation of a humpback chub refuge
will reduce or eliminate the potential for a catastrophic loss of the
Grand Canyon population of humpback chub by providing a permanent
source of genetically representative stock for repatriating the
species.
[[Page 19881]]
Genetic Biocontrol Symposium--Reclamation will transfer up
to $20,000 in fiscal year 2008 to FWS to help fund an international
symposium on the use and development of genetic biocontrol of nonnative
invasive aquatic species which is tentatively scheduled for January
2009. Although only in its infancy, genetic biocontrol of nonnative
species is attracting worldwide attention as a potential method of
controlling aquatic invasive species. Helping fund an effort to bring
researchers together will further awareness of this potential method of
control and help mobilize efforts for its research and development.
Sediment Research--In coordination with other Department
of the Interior AMP participants and through the AMP, Reclamation will
monitor the effect of sediment transport on humpback chub habitat and
will work with the Grand Canyon Monitoring and Research Center to
develop and implement a scientific monitoring plan acceptable to FWS.
Although the effects of dam operation-related changes in sediment
transport on humpback chub habitat are not well understood, humpback
chub are known to utilize backwaters and other habitat features that
require fine sediment for their formation and maintenance. Additional
research will help clarify this relationship.
Parasite Monitoring--In coordination with other Department
of the Interior AMP participants and through the AMP, Reclamation will
continue to support research on the effects of Asian tapeworm on
humpback chub and potential methods to control this parasite.
Continuing research will help better understand the degree of this
threat and the potential for management actions to minimize it.
Monitoring and Research--Through the AMP, Reclamation will
continue to monitor Kanab ambersnail and its habitat in Grand Canyon
and the effect of dam releases on the species, and Reclamation will
also continue to assist FWS in funding morphometric and genetic
research to better determine the taxonomic status of the subspecies.
Kanab Ambersnail Monitoring and Research--Through the AMP,
Reclamation will continue to monitor Kanab ambersnail and its habitat
in Grand Canyon and the effect of dam releases on the species, and
Reclamation will also continue to assist FWS in funding morphometric
and genetic research to better determine the taxonomic status of the
subspecies.
Southwestern Willow Flycatcher Monitoring and Research--
Through the AMP, Reclamation will continue to monitor southwestern
willow flycatcher and its habitat and the effect of dam releases on the
species throughout Grand Canyon and report findings to FWS, and will
work with NPS and other AMP participants to identify actions to
conserve the flycatcher.
IX. Implementing the Decision
A. Setting
Against the backdrop of prolonged drought, in 2005, with reservoir
elevations dropping rapidly, the Department was faced with the
challenge of making operational decisions regarding modified operations
of Glen Canyon Dam and Hoover Dam. One of the challenges that the
Department faced was that there were not detailed, objective guidelines
to determine how the operation of the two reservoirs would be modified
in drought and other low-reservoir conditions.
After receiving conflicting recommendations from representatives of
the four Upper Division and the three Lower Division states, the
Secretary issued a decision on May 2, 2005, charging Reclamation with
the development of operational tools that can continue to assure
productive use of the Colorado River into the future, while avoiding
unnecessary, protracted or destabilizing litigation.
More than two years later, the drought conditions have continued
and the need for detailed operational guidelines is even more necessary
today as compared with mid-2005. Reclamation has conducted an extensive
public process, seeking input from state, tribal and local governments,
along with input from members of environmental organizations and
members of the general public. These Guidelines represent the
Department's determination as to the most appropriate set of guidelines
to adopt at this stage of the ongoing drought.
B. Scope of Guidelines
These Guidelines are intended to be applied each year during the
Interim Period with respect to the operation and management of the
waters of the Colorado River stored in Lake Powell and Lake Mead. The
relevant sections of these Guidelines address the following:
Determine those circumstances under which the Secretary
would reduce the annual amount of water available for consumptive use
from Lake Mead to the Colorado River Lower Division states below 7.5
maf (a ''Shortage'') pursuant to Article II(B)(3) of the Consolidated
Decree;
Define the coordinated operation of Lake Powell and Lake
Mead to provide improved operation of these two reservoirs,
particularly under low reservoir conditions;
Allow for the storage and delivery, pursuant to applicable
federal law, of conserved Colorado River system and non-system water in
Lake Mead to increase the flexibility of meeting water use needs from
Lake Mead, particularly under drought and low reservoir conditions;
and,
Determine those conditions under which the Secretary may
declare the availability of surplus water for use within the Lower
Division states. The proposed federal action would modify the substance
of the existing ISG and would change the term of the ISG from 2016
through 2026.
X. Operational Setting
A. Criteria for the Coordinated Long-Range Operation of Colorado River
Reservoirs
Section 602 of the CRBPA required the Secretary to propose and
adopt criteria for the coordinated long-range operation of the
reservoirs constructed and operated under the authority of the Colorado
River Storage Project Act of 1956, the Boulder Canyon Project Act of
1928 (BCPA), and the Boulder Canyon Project Adjustment Act. The
Secretary adopted such ``Long-Range Operating Criteria'' (LROC) in 1970
and has been operating the Colorado River consistent with the LROC
since 1970. In 2005, the Secretary approved minor changes to the text
of the LROC. (70 FR 15873, Mar. 29, 2005). The Secretary identified the
bases for the limited changes as: (1) Specific change in federal law
applicable to the Op