Notice of Action Subject to Intergovernmental Review Under Executive Order 12372, 19129-19130 [E8-7263]
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Federal Register / Vol. 73, No. 68 / Tuesday, April 8, 2008 / Notices
IV. Solicitation of Comments
on or after March 17, 2008 through
July 31, 2008.10
2. Statutory Basis
The Exchange believes that its
proposal to amend its schedule of fees
is consistent with Section 6(b) of the
Act,11 in general, and furthers the
objectives of Section 6(b)(4) of the Act,12
in particular, in that it is designed to
provide for the equitable allocation of
reasonable dues, fees, and other charges
among Exchange members. The
Exchange believes that assessing a fee
on floor brokers and giving a
corresponding credit to specialist units
as described herein allows for the
transaction fee(s) to be assessed on the
member who submits the order and for
the credit to be given to the specialist
unit that routed the order to another
exchange in order to obtain the NBBO.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants or Others
The Exchange has not solicited, and
does not intend to solicit, comments on
this proposed rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing proposed rule change is
effective upon filing pursuant to Section
19(b)(3)(A)(ii) 13 of the Act and Rule
19b–4(f)(2) 14 thereunder, because it
establishes or changes a due, fee, or
other charge applicable only to a
member imposed by the Exchange. At
any time within 60 days of the filing of
the proposed rule change, the
Commission may summarily abrogate
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.15
10 See
supra note 8.
U.S.C. 78f(b).
12 15 U.S.C. 78f(b)(4).
13 15 U.S.C. 78s(b)(3)(A)(ii).
14 17 CFR 240.19b–4(f)(2).
15 For purposes of calcualting the 60-day period
within which the Commission may summarily
abrogate the proposed rule change under Section
19(b)(3)(C) of the Act, the Commission considers
that period to commence on April 1, 2008, the date
the Exchange filed Amendment No. 1 to the
proposed rule change. See 15 U.S.C. 78s(b)(3)(C).
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Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change, as amended, is consistent with
the Act. Comments may be submitted by
any of the following methods:
19129
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.16
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E8–7312 Filed 4–7–08; 8:45 am]
BILLING CODE 8011–01–P
Electronic Comments
SMALL BUSINESS ADMINISTRATION
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–Phlx–2008–22 on the
subject line.
Notice of Action Subject to
Intergovernmental Review Under
Executive Order 12372
Paper Comments
U.S. Small Business
Administration.
ACTION: Notice of Action Subject to
Intergovernmental Review Under
Executive Order 12372.
AGENCY:
SUMMARY: The Small Business
Administration (SBA) is notifying the
public that it intends to grant the
pending applications of 22 existing
Small Business Development Centers
(SBDCs) for refunding on October 1,
2008, subject to the availability of funds.
All submissions should refer to File
Nine states do not participate in the EO
Number SR–Phlx–2008–22. This file
12372 process; therefore, their addresses
number should be included on the
are not included. A short description of
subject line if e-mail is used. To help the the SBDC program follows in the
Commission process and review your
supplementary information below.
comments more efficiently, please use
The SBA is publishing this notice at
only one method. The Commission will least 90 days before the expected
post all comments on the Commission’s refunding date. The SBDCs and their
Internet Web site (https://www.sec.gov/
mailing addresses are listed below in
rules/sro/shtml). Copies of the
the address section. A copy of this
submission, all subsequent
notice also is being furnished to the
amendments, all written statements
respective State single points of contact
with respect to the proposed rule
designated under the Executive Order.
Each SBDC application must be
change that are filed with the
consistent with any area-wide small
Commission, and all written
business assistance plan adopted by a
communications relating to the
State-authorized agency.
proposed rule change between the
Commission and any person, other than DATES: A State single point of contact
and other interested State or local
those that may be withheld from the
entities may submit written comments
public in accordance with the
regarding an SBDC refunding within 30
provisions of 5 U.S.C. 552, will be
days from the date of publication of this
available for inspection and copying in
notice to the SBDC.
the Commission’s Public Reference
Room, on official business days between ADDRESSES:
the hours of 10 a.m. and 3 p.m. Copies
Addresses of Relevant SBDC State
of such filing will also be available for
Directors
inspection and copying at the principal
Mr. Al Salgado, Regional Director,
office of the Exchange. All comments
Univ. of Texas at San Antonio, 501 West
received will be posted without change;
Durango Blvd., San Antonio, TX 78207,
the Commission does not edit personal
(210) 458–2450.
identifying information from
Mr. Clinton Tymes, State Director,
submissions. You should submit only
University of Delaware, One Innovation
information that you wish to make
Way, Suite 301, Newark, DE 19711,
available publicly. All submissions
(302) 831–2747.
should refer to File No. SR–Phlx–2008–
Ms. M.E. Gamble, State Director, West
22 and should be submitted on or before Virginia Development Office, Capitol
April 29, 2008.
Complex, Building 6, Room 652,
Charleston, WV 25301, (304) 558–2960.
• Send paper comments in triplicate
to Nancy M. Morris, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
PO 00000
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CFR 200.30–3(a)(12).
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19130
Federal Register / Vol. 73, No. 68 / Tuesday, April 8, 2008 / Notices
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Ms. Carmen Marti, SBDC Director,
Inter American University of Puerto
Rico, Ponce de Leon Avenue, #416,
Edificio Union Plaza, Seventh Floor,
Hato Rey, PR 00918, (787) 763–6811.
Mr. Michael Young, Regional
Director, University of Houston, 2302
Fannin, Suite 200, Houston, TX 77002,
(713) 752–8425.
Ms. Liz Klimback, Region Director,
Dallas Community College, 1402
Corinth Street, Dallas, TX 75212, (214)
860–5835.
Mr. Craig Bean, Region Director,
Texas Tech University, 2579 South
Loop 289, Suite 114, Lubbock, TX
79423–1637, (806) 745–3973.
Ms. Becky Naugle, State Director,
University of Kentucky, 225 Gatton
College of Business Economics,
Lexington, KY 40506–0034, (859) 257–
7668.
Ms. Rene Sprow, State Director, Univ.
of Maryland @ College Park, 7100
Baltimore Avenue, Suite 401, Baltimore,
MD 20742–1815, (301) 403–8300.
Ms. Leonor Dottin, SBDC Director,
University of the Virgin Islands, 8000
Nisky Center, Suite 720, St. Thomas,
USVI 00802–5804, (340) 776–3206.
Mr. Max Summers, State Director,
University of Missouri, 1205 University
Avenue, Suite 300, Columbia, MO
65211, (573) 882–1348.
Ms. Lenae Quillen-Blume, State
Director, Vermont Technical College,
P.O. Box 188, Randolph Center, VT
05061–0188, (802) 728–9101.
Mr. Jim Heckman, State Director, Iowa
State University, 340 Gerdin Business
Building, Ames, IA 50011–1350, (515)
294–2037.
FOR FURTHER INFORMATION CONTACT:
Antonio Doss, Associate Administrator
for SBDCs, U.S. Small Business
Administration, 409 Third Street, SW.,
Sixth Floor, Washington, DC 20416.
SUPPLEMENTARY INFORMATION:
Description of the SBDC Program
A partnership exists between SBA
and an SBDC. SBDCs offer training,
counseling and other business
development assistance to small
businesses. Each SBDC provides
services under a negotiated Cooperative
Agreement with SBA, the general
management and oversight of SBA, and
a state plan initially approved by the
Governor. Non-Federal funds must
match Federal funds. An SBDC must
operate according to law, the
Cooperative Agreement, SBA’s
regulations, the annual Program
Announcement, and program guidance.
Program Objectives
The SBDC program uses Federal
funds to leverage the resources of states,
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Jkt 214001
academic institutions and the private
sector to:
(a) Strengthen the small business
community;
(b) Increase economic growth;
(c) Assist more small businesses; and
(d) Broaden the delivery system to
more small businesses.
SBDC Program Organization
The lead SBDC operates a statewide
or regional network of SBDC service
centers. An SBDC must have a full-time
Director. SBDCs must use at least 80
percent of the Federal funds to provide
services to small businesses. SBDCs use
volunteers and other low cost resources
as much as possible.
SBDC Services
An SBDC must have a full range of
business development and technical
assistance services in its area of
operations, depending upon local needs,
SBA priorities and SBDC program
objectives. Services include training and
counseling to existing and prospective
small business owners in management,
marketing, finance, operations,
planning, taxes, and any other general
or technical area of assistance that
supports small business growth.
The SBA district office and the SBDC
must agree upon the specific mix of
services. They should give particular
attention to SBA’s priority and special
emphasis groups, including veterans,
women, exporters, the disabled, and
minorities.
SBDC Program Requirements
An SBDC must meet programmatic
and financial requirements imposed by
statute, regulations or its Cooperative
Agreement. The SBDC must:
(a) Locate service centers so that they
are as accessible as possible to small
businesses;
(b) Open all service centers at least 40
hours per week, or during the normal
business hours of its state or academic
Host Organization, throughout the year;
(c) Develop working relationships
with financial institutions, the
investment community, professional
associations, private consultants and
small business groups; and
(d) Maintain lists of private
consultants at each service center.
Dated: April 2, 2008.
Antonio Doss,
Associate Administrator for Small Business
Development Centers.
[FR Doc. E8–7263 Filed 4–7–08; 8:45 am]
BILLING CODE 8025–01–P
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SMALL BUSINESS ADMINISTRATION
Data Collection Available for Public
Comments and Recommendations
Notice and request for
comments.
ACTION:
SUMMARY: In accordance with the
Paperwork Reduction Act of 1995, this
notice announces the Small Business
Administration’s intentions to request
approval on a new and/or currently
approved information collection.
DATES: Submit comments on or before
June 9, 2008
ADDRESSES: Send all comments
regarding whether these information
collections are necessary for the proper
performance of the function of the
agency, whether the burden estimates
are accurate, and if there are ways to
minimize the estimated burden and
enhance the quality of the collections, to
Sandra Johnston, Program Analyst,
Office of Financial Assistance, Small
Business Administration, 409 3rd Street,
SW., 8th floor, Wash., DC 20416
FOR FURTHER INFORMATION CONTACT:
Sandra Johnston, Program Analyst,
Office of Financial Assistance, 202–
205–7528 sandra.johnston@sba.gov;
Curtis B. Rich, Management Analyst,
202–205–7030 curtis.rich@sba.gov
SUPPLEMENTARY INFORMATION: SBA Form
159 is used by 7(a) lenders, Certified
Development companies, and applicants
for 7(a), 504 loans and SBA disaster
loans. The information collected is used
by SBA to establish that there is no
appearance of unlawful or unethical
activity by agents, loan packagers and
others who receive compensation in
exchange for representing the applicants
for an SBA business or disaster loan.
SBA uses the information collected on
Form 160 and 160A to establish the
applicant’s legal authority to enter into
the loan transaction.
Title: ‘‘Compensation Agreement;
Resolution of Board of Directors, and
Certificate as to Partners’’.
Description of Respondents: 7(A)
Participants.
Form Numbers: 159(7a), 159(504),
159D, 160, 160A.
Annual Responses: 27,753.
Annual Burden: 2,558.
SUPPLEMENTARY INFORMATION: This
collection is used to obtain immediate
repayment or arrive at a satisfactory
arrangement for future repayment of
debts to the Government.
Title: ‘‘Statement of Debtor’’.
Description of Respondents: SBA
Borrowers of guarantor’s who request
compromise.
Form Number: 770.
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08APN1
Agencies
[Federal Register Volume 73, Number 68 (Tuesday, April 8, 2008)]
[Notices]
[Pages 19129-19130]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-7263]
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SMALL BUSINESS ADMINISTRATION
Notice of Action Subject to Intergovernmental Review Under
Executive Order 12372
AGENCY: U.S. Small Business Administration.
ACTION: Notice of Action Subject to Intergovernmental Review Under
Executive Order 12372.
-----------------------------------------------------------------------
SUMMARY: The Small Business Administration (SBA) is notifying the
public that it intends to grant the pending applications of 22 existing
Small Business Development Centers (SBDCs) for refunding on October 1,
2008, subject to the availability of funds. Nine states do not
participate in the EO 12372 process; therefore, their addresses are not
included. A short description of the SBDC program follows in the
supplementary information below.
The SBA is publishing this notice at least 90 days before the
expected refunding date. The SBDCs and their mailing addresses are
listed below in the address section. A copy of this notice also is
being furnished to the respective State single points of contact
designated under the Executive Order. Each SBDC application must be
consistent with any area-wide small business assistance plan adopted by
a State-authorized agency.
DATES: A State single point of contact and other interested State or
local entities may submit written comments regarding an SBDC refunding
within 30 days from the date of publication of this notice to the SBDC.
ADDRESSES:
Addresses of Relevant SBDC State Directors
Mr. Al Salgado, Regional Director, Univ. of Texas at San Antonio,
501 West Durango Blvd., San Antonio, TX 78207, (210) 458-2450.
Mr. Clinton Tymes, State Director, University of Delaware, One
Innovation Way, Suite 301, Newark, DE 19711, (302) 831-2747.
Ms. M.E. Gamble, State Director, West Virginia Development Office,
Capitol Complex, Building 6, Room 652, Charleston, WV 25301, (304) 558-
2960.
[[Page 19130]]
Ms. Carmen Marti, SBDC Director, Inter American University of
Puerto Rico, Ponce de Leon Avenue, 416, Edificio Union Plaza,
Seventh Floor, Hato Rey, PR 00918, (787) 763-6811.
Mr. Michael Young, Regional Director, University of Houston, 2302
Fannin, Suite 200, Houston, TX 77002, (713) 752-8425.
Ms. Liz Klimback, Region Director, Dallas Community College, 1402
Corinth Street, Dallas, TX 75212, (214) 860-5835.
Mr. Craig Bean, Region Director, Texas Tech University, 2579 South
Loop 289, Suite 114, Lubbock, TX 79423-1637, (806) 745-3973.
Ms. Becky Naugle, State Director, University of Kentucky, 225
Gatton College of Business Economics, Lexington, KY 40506-0034, (859)
257-7668.
Ms. Rene Sprow, State Director, Univ. of Maryland @ College Park,
7100 Baltimore Avenue, Suite 401, Baltimore, MD 20742-1815, (301) 403-
8300.
Ms. Leonor Dottin, SBDC Director, University of the Virgin Islands,
8000 Nisky Center, Suite 720, St. Thomas, USVI 00802-5804, (340) 776-
3206.
Mr. Max Summers, State Director, University of Missouri, 1205
University Avenue, Suite 300, Columbia, MO 65211, (573) 882-1348.
Ms. Lenae Quillen-Blume, State Director, Vermont Technical College,
P.O. Box 188, Randolph Center, VT 05061-0188, (802) 728-9101.
Mr. Jim Heckman, State Director, Iowa State University, 340 Gerdin
Business Building, Ames, IA 50011-1350, (515) 294-2037.
FOR FURTHER INFORMATION CONTACT: Antonio Doss, Associate Administrator
for SBDCs, U.S. Small Business Administration, 409 Third Street, SW.,
Sixth Floor, Washington, DC 20416.
SUPPLEMENTARY INFORMATION:
Description of the SBDC Program
A partnership exists between SBA and an SBDC. SBDCs offer training,
counseling and other business development assistance to small
businesses. Each SBDC provides services under a negotiated Cooperative
Agreement with SBA, the general management and oversight of SBA, and a
state plan initially approved by the Governor. Non-Federal funds must
match Federal funds. An SBDC must operate according to law, the
Cooperative Agreement, SBA's regulations, the annual Program
Announcement, and program guidance.
Program Objectives
The SBDC program uses Federal funds to leverage the resources of
states, academic institutions and the private sector to:
(a) Strengthen the small business community;
(b) Increase economic growth;
(c) Assist more small businesses; and
(d) Broaden the delivery system to more small businesses.
SBDC Program Organization
The lead SBDC operates a statewide or regional network of SBDC
service centers. An SBDC must have a full-time Director. SBDCs must use
at least 80 percent of the Federal funds to provide services to small
businesses. SBDCs use volunteers and other low cost resources as much
as possible.
SBDC Services
An SBDC must have a full range of business development and
technical assistance services in its area of operations, depending upon
local needs, SBA priorities and SBDC program objectives. Services
include training and counseling to existing and prospective small
business owners in management, marketing, finance, operations,
planning, taxes, and any other general or technical area of assistance
that supports small business growth.
The SBA district office and the SBDC must agree upon the specific
mix of services. They should give particular attention to SBA's
priority and special emphasis groups, including veterans, women,
exporters, the disabled, and minorities.
SBDC Program Requirements
An SBDC must meet programmatic and financial requirements imposed
by statute, regulations or its Cooperative Agreement. The SBDC must:
(a) Locate service centers so that they are as accessible as
possible to small businesses;
(b) Open all service centers at least 40 hours per week, or during
the normal business hours of its state or academic Host Organization,
throughout the year;
(c) Develop working relationships with financial institutions, the
investment community, professional associations, private consultants
and small business groups; and
(d) Maintain lists of private consultants at each service center.
Dated: April 2, 2008.
Antonio Doss,
Associate Administrator for Small Business Development Centers.
[FR Doc. E8-7263 Filed 4-7-08; 8:45 am]
BILLING CODE 8025-01-P