National Emission Standards for Hazardous Air Pollutants: Area Source Standards for Nine Metal Fabrication and Finishing Source Categories, 18334-18381 [E8-6411]
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Federal Register / Vol. 73, No. 65 / Thursday, April 3, 2008 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2006–0306; FRL–8547–2]
RIN 2060–AO27
National Emission Standards for
Hazardous Air Pollutants: Area Source
Standards for Nine Metal Fabrication
and Finishing Source Categories
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
SUMMARY: EPA is proposing national
emission standards for control of
hazardous air pollutants (HAP) for nine
metal fabrication and finishing area
source categories. This rule proposes
emission standards in the form of
management practices and equipment
standards for new and existing
operations of dry abrasive blasting,
machining, dry grinding and dry
polishing with machines, spray painting
and other spray coating, and welding
operations. These proposed standards
reflect EPA’s determination regarding
the generally achievable control
technology (GACT) and/or management
practices for the nine area source
categories.
Comments must be received on
or before May 5, 2008, unless a public
hearing is requested by April 14, 2008.
If a hearing is requested on this
proposed rule, written comments must
be received by May 19, 2008. Under the
Paperwork Reduction Act, comments on
the information collection provisions
must be received by OMB on or before
May 5, 2008.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–HQ–
OAR–2006–0306, by one of the
following methods:
• https://www.regulations.gov: Follow
the on-line instructions for submitting
comments.
• E-mail: a-and-r-Docket@epa.gov.
• Fax: (202) 566–9744.
• Mail: National Emission Standards
for Hazardous Air Pollutants: Area
Source Standards for Metal Fabrication
and Finishing Operations Docket,
Environmental Protection Agency, Air
and Radiation Docket and Information
Center, Mailcode: 2822T, 1200
Pennsylvania Ave., NW., Washington,
DC 20460. Please include a total of two
copies. In addition, please mail a copy
of your comments on the information
collection provisions to the Office of
Information and Regulatory Affairs,
Office of Management and Budget
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DATES:
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(OMB), Attn: Desk Officer for EPA, 725
17th St., NW., Washington, DC 20503.
• Hand Delivery: EPA Docket Center,
Public Reading Room, EPA West, Room
3334, 1301 Constitution Ave., NW.,
Washington, DC 20460. Such deliveries
are only accepted during the Docket’s
normal hours of operation, and special
arrangements should be made for
deliveries of boxed information.
Instructions: Direct your comments to
Docket ID No. EPA–HQ–OAR–2006–
0306. EPA’s policy is that all comments
received will be included in the public
docket without change and may be
made available online at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be confidential business
information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through https://
www.regulations.gov or e-mail. The
https://www.regulations.gov Web site is
an ‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through https://
www.regulations.gov, your e-mail
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses.
Docket: All documents in the docket
are listed in the https://
www.regulations.gov index. Although
listed in the index, some information is
not publicly available, e.g., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either
electronically through https://
www.regulations.gov or in hard copy at
the NESHAP for Metal Fabrication and
Finishing Area Sources Docket, at the
EPA Docket and Information Center,
EPA West, Room 3334, 1301
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Constitution Ave., NW., Washington,
DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744,
and the telephone number for the Air
Docket is (202) 566–1742.
FOR FURTHER INFORMATION CONTACT: Dr.
Donna Lee Jones, Sector Policies and
Programs Division, Office of Air Quality
Planning and Standards (D243–02),
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711, telephone number: (919) 541–
5251; fax number: (919) 541–3207; email address: jones.donnalee@epa.gov.
SUPPLEMENTARY INFORMATION:
Outline. The information in this
preamble is organized as follows:
I. General Information
A. Does this action apply to me?
B. What should I consider as I prepare my
comments to EPA?
C. Where can I get a copy of this
document?
D. When would a public hearing occur?
II. Background Information for Proposed Area
Source Standards
A. What is the statutory authority and
regulatory approach for the proposed
standards?
B. What source categories are affected by
the proposed standards?
C. What are the production operations,
emission sources, and available controls?
III. Summary of Proposed Standards
A. Do the proposed standards apply to my
source?
B. When must I comply with the proposed
standards?
C. For what processes is EPA proposing
standards?
D. What emissions control requirements is
EPA proposing?
E. What are the initial compliance
provisions?
F. What are the continuous compliance
requirements?
G. What are the notification,
recordkeeping, and reporting
requirements?
IV. Rationale for This Proposed Rule
A. How did we select the source category?
B. How did we select the affected sources?
C. How did we determine the regulated
processes?
D. How was GACT determined?
E. How did we select the compliance
requirements?
F. How did we decide to exempt this area
source category from title V permit
requirements?
V. Impacts of the Proposed Standards
A. What are the air impacts?
B. What are the cost impacts?
C. What are the economic impacts?
D. What are the non-air health,
environmental, and energy impacts?
VI. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
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C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer
Advancement Act
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
The regulated categories and entities
potentially affected by this proposed
action are shown in the table below.
This proposed rule applies only to
facilities that are an area source of the
compounds of cadmium, chromium,
lead, manganese, and nickel, or an area
source of volatile organic HAP (VOHAP)
from spray painting operations, and
which perform metal fabrication or
finishing operations in one of the
following nine source categories: (1)
Electrical and Electronic Equipment
Finishing Operations; (2) Fabricated
Metal Products; (3) Fabricated Plate
Work (Boiler Shops); (4) Fabricated
Structural Metal Manufacturing; (5)
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Heating Equipment, except Electric; (6)
Industrial Machinery and Equipment:
Finishing Operations; (7) Iron and Steel
Forging; (8) Primary Metal Products
Manufacturing; and (9) Valves and Pipe
Fittings. Facilities affected by this
proposed rule are not subject to the
miscellaneous coating requirements in
40 CFR part 63, subpart HHHHHH,
‘‘National Emission Standards for
Hazardous Air Pollutants: Paint
Stripping and Miscellaneous Surface
Coating Operations at Area Sources,’’ for
their affected source(s) that are subject
to the requirements of this proposed
rule. There potentially may be other
sources at the facility not subject to the
requirements of this proposed rule that
are instead subject to subpart HHHHHH
of this part.
NAICS Codes1
Examples of Regulated Entities
Electrical and Electronics Equipment Finishing Operations.
335999 ...........................................
Fabricated Metal Products ..............
332117 ...........................................
Fabricated
Shops).
(Boiler
332313, 332410, 332420 ..............
Fabricated Structural Metal Manufacturing.
332312 ...........................................
Heating Equipment, except Electric
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Metal fabrication and finishing
category
333414 ...........................................
Establishments primarily engaged in manufacturing motors and generators and electrical machinery, equipment, and supplies, not
elsewhere classified. The electrical machinery equipment and supplies industry sector includes facilities primarily engaged in high energy particle acceleration systems and equipment, electronic simulators, appliance and extension cords, bells and chimes, insect
traps, and other electrical equipment and supplies, not elsewhere
classified. The Motors and Generators Manufacturing industry sector includes those establishments primarily engaged in manufacturing electric motors (except engine starting motors) and power
generators; motor generator sets; railway motors and control equipment; and motors, generators and control equipment for gasoline,
electric, and oil-electric buses and trucks.
Establishments primarily engaged in manufacturing fabricated metal
products, such as fire or burglary resistive steel safes and vaults
and similar fire or burglary resistive products; and collapsible tubes
of thin flexible metal. Also included are establishments primarily engaged in manufacturing powder metallurgy products, metal boxes;
metal ladders; metal household articles, such as ice cream freezers and ironing boards; and other fabricated metal products not
elsewhere classified.
Establishments primarily engaged in manufacturing power and marine boilers, pressure and nonpressure tanks, processing and storage vessels, heat exchangers, weldments and similar products.
Establishments primarily engaged in fabricating iron and steel or
other metal for structural purposes, such as bridges, buildings, and
sections for ships, boats, and barges.
Establishments primarily engaged in manufacturing heating equipment, except electric and warm air furnaces, including gas, oil, and
stoker coal fired equipment for the automatic utilization of gaseous,
liquid, and solid fuels. Typical products produced in this source category include low-pressure heating (steam or hot water) boilers,
fireplace inserts, domestic (steam or hot water) furnaces, domestic
gas burners, gas room heaters, gas infrared heating units, combination gas-oil burners, oil or gas swimming pool heaters, heating
apparatus (except electric or warm air), kerosene space heaters,
gas fireplace logs, domestic and industrial oil burners, radiators
(except electric), galvanized iron nonferrous metal range boilers,
room heaters (except electric), coke and gas burning salamanders,
liquid or gas solar energy collectors, solar heaters, space heaters
(except electric), mechanical (domestic and industrial) stokers,
wood and coal-burning stoves, domestic unit heaters (except electric), and wall heaters (except electric).
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Metal fabrication and finishing
category
NAICS Codes1
Examples of Regulated Entities
Industrial Machinery and Equipment: Finishing Operations.
333120, 333132, 333911 ..............
Iron and Steel Forging ....................
33211 .............................................
Primary Metals Products Manufacturing.
332618 ...........................................
Valves and Pipe Fittings .................
332919 ...........................................
Establishments primarily engaged in construction machinery manufacturing, oil and gas field machinery manufacturing, and pumps
and pumping equipment manufacturing. Finishing operations include the collection of all operations associated with the surface
coating of industrial machinery and equipment. The construction
machinery manufacturing industry sector includes establishments
primarily engaged in manufacturing heavy machinery and equipment of types used primarily by the construction industries, such as
bulldozers; concrete mixers; cranes, except industrial plan overhead and truck-type cranes; dredging machinery; pavers; and
power shovels. Also included in this industry are establishments
primarily engaged in manufacturing forestry equipment and certain
specialized equipment, not elsewhere classified, similar to that
used by the construction industries, such as elevating platforms,
ship cranes and capstans, aerial work platforms, and automobile
wrecker hoists. The oil and gas field machinery manufacturing industry sector includes establishments primarily engaged in manufacturing machinery and equipment for use in oil and gas field or
for drilling water wells, including portable drilling rigs. The pumps
and pumping equipment industry sector includes establishments
primarily engaged in manufacturing pumps and pumping equipment
for general industrial, commercial, or household use, except fluid
power pumps and motors. This category includes establishments
primarily engaged in manufacturing domestic water and sump
pumps.
Establishments primarily engaged in the forging manufacturing process, where purchased iron and steel metal is pressed, pounded or
squeezed under great pressure into high strength parts known as
forgings. The process is usually performed hot by preheating the
metal to a desired temperature before it is worked. The forging
process is different from the casting and foundry processes, as
metal used to make forged parts is never melted and poured.
Establishments primarily engaged in manufacturing products such as
fabricated wire products (except springs) made from purchased
wire. These facilities also manufacture steel balls; nonferrous metal
brads and nails; nonferrous metal spikes, staples, and tacks; and
other primary metals products not elsewhere classified.
Establishments primarily engaged in manufacturing metal valves and
pipe fittings; flanges; unions, with the exception of purchased
pipes; and other valves and pipe fittings not elsewhere classified.
1North
American Industry Classification System.
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This table is not intended to be
exhaustive, but rather provide a guide
for readers regarding entities likely to be
affected by this action. To determine
whether your facility would be
regulated by this action you can refer to
the descriptions in section (II)(B) below.
For descriptions of the North American
Industry Classification System (NAICS)
codes, you can view information on the
U.S. Census site at https://
www.census.gov/epcd/ec97brdg. If you
have any questions regarding the
applicability of this action to a
particular entity, consult either the air
permit authority for the entity or your
EPA regional representative as listed in
40 CFR 63.13 of subpart A (General
Provisions).
B. What should I consider as I prepare
my comments to EPA?
Do not submit information containing
CBI to EPA through https://
www.regulations.gov or e-mail. Send or
deliver information identified as CBI
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only to the following address: Roberto
Morales, OAQPS Document Control
Officer (C404–02), Environmental
Protection Agency, Office of Air Quality
Planning and Standards, Research
Triangle Park, North Carolina 27711,
Attention Docket ID EPA–HQ–OAR–
2006–0306. Clearly mark the part or all
of the information that you claim to be
CBI. For CBI information in a disk or
CD–ROM that you mail to EPA, mark
the outside of the disk or CD–ROM as
CBI and then identify electronically
within the disk or CD–ROM the specific
information that is claimed as CBI. In
addition to one complete version of the
comment that includes information
claimed as CBI, a copy of the comment
that does not contain the information
claimed as CBI must be submitted for
inclusion in the public docket.
Information so marked will not be
disclosed except in accordance with
procedures set forth in 40 CFR part 2.
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C. Where can I get a copy of this
document?
In addition to being available in the
docket, an electronic copy of this
proposed action will also be available
on the Worldwide Web (WWW) through
EPA’s Technology Transfer Network
(TTN). A copy of this proposed action
will be posted on the TTN’s policy and
guidance page for newly proposed or
promulgated rules at the following
address: https://www.epa.gov/ttn/oarpg/.
The TTN provides information and
technology exchange in various areas of
air pollution control.
D. When would a public hearing occur?
If anyone contacts EPA requesting to
speak at a public hearing concerning
this proposed rule by April 14, 2008, we
will hold a public hearing on April 18,
2008. If you are interested in attending
the public hearing, contact Ms. Pamela
Garrett at (919) 541–7966 to verify that
a hearing will be held. If a public
hearing is held, it will be held at 10 a.m.
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at the EPA’s Environmental Research
Center Auditorium, Research Triangle
Park, NC, or an alternate site nearby.
II. Background Information for
Proposed Area Source Standards
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A. What is the statutory authority and
regulatory approach for the proposed
standards?
Section 112(d) of the CAA requires us
to establish national emission standards
for hazardous air pollutants (NESHAP)
for both major and area sources of HAP
that are listed for regulation under CAA
section 112(c). A major source emits or
has the potential to emit 10 tons per
year (tpy) or more of any single HAP or
25 tpy or more of any combination of
HAP. An area source is a stationary
source that is not a major source.
Section 112(k)(3)(B) of the CAA calls
for EPA to identify at least 30 HAP
which, as the result of emissions from
area sources, pose the greatest threat to
public health in the largest number of
urban areas. EPA implemented this
provision in 1999 in the Integrated
Urban Air Toxics Strategy (64 FR 38715,
July 19, 1999). Specifically, in the
Strategy, EPA identified 30 HAP that
pose the greatest potential health threat
in urban areas, and these HAP are
referred to as the ‘‘30 urban HAP.’’
Section 112(c)(3) requires EPA to list
sufficient categories or subcategories of
area sources to ensure that area sources
representing 90 percent of the emissions
of the 30 urban HAP are subject to
regulation. We implemented these
requirements through the Integrated
Urban Air Toxics Strategy (64 FR 38715,
July 19, 1999). A primary goal of the
Strategy is to achieve a 75 percent
reduction in cancer incidence
attributable to HAP emitted from
stationary sources.
Under CAA section 112(d)(5), we may
elect to promulgate standards or
requirements for area sources ‘‘which
provide for the use of GACT or
management practices by such sources
to reduce emissions of hazardous air
pollutants.’’ Additional information on
GACT is found in the Senate report on
the legislation (Senate Report Number
101–228, December 20, 1989), which
describes GACT as:
* * * methods, practices and techniques
which are commercially available and
appropriate for application by the sources in
the category considering economic impacts
and the technical capabilities of the firms to
operate and maintain the emissions control
systems.
Consistent with the legislative history,
we can consider costs and economic
impacts in determining GACT, which is
particularly important when developing
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regulations for source categories that
may have many small businesses.
Determining what constitutes GACT
involves considering the control
technologies and management practices
that are generally available to the area
sources in the source category. We also
consider the standards applicable to
major sources in the same industrial
sector to determine if the control
technologies and management practices
are transferable and generally available
to area sources. In appropriate
circumstances, we may also consider
technologies and practices at area and
major sources in similar categories to
determine whether such technologies
and practices could be considered
generally available for the area source
category at issue. Finally, as noted
above, in determining GACT for a
particular area source category, we
consider the costs and economic
impacts of available control
technologies and management practices
on that category.
We are proposing these national
emission standards in response to a
court-ordered deadline that requires
EPA to issue standards for 11 source
categories listed pursuant to section
112(c)(3) and (k) by June 15, 2008
(Sierra Club v. Johnson, no. 01–1537,
D.D.C., March 2006). We have already
issued regulations addressing one of the
11 area source categories. See
regulations for Wood Preserving
(Federal Register, 72 (135), July 16,
2007.) Other rulemakings will include
standards for the remaining source
categories that are due in June 2008.
B. What source categories are affected
by these proposed standards?
These proposed standards would
affect any facility that performs metal
fabrication or finishing operations in
one of the following nine metal
fabrication and finishing area source
categories: (1) Electrical and Electronic
Equipment Finishing Operations; (2)
Fabricated Metal Products; (3)
Fabricated Plate Work (Boiler Shops);
(4) Fabricated Structural Metal
Manufacturing; (5) Heating Equipment,
except Electric; (6) Industrial Machinery
and Equipment: Finishing Operations;
(7) Iron and Steel Forging; (8) Primary
Metal Products Manufacturing; and (9)
Valves and Pipe Fittings. Throughout
this proposed rule, we refer to the nine
metal fabrication and finishing source
categories collectively as ‘‘metal
fabrication or finishing operations.’’
The following are descriptions of the
nine metal fabrication and finishing
source categories:
Electrical and Electronic Equipment
Finishing Operations: This category
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includes establishments primarily
engaged in manufacturing motors and
generators and electrical machinery,
equipment, and supplies, not elsewhere
classified, and includes facilities
primarily engaged in high energy
particle acceleration systems and
equipment, electronic simulators,
appliance and extension cords, bells
and chimes, insect traps, and other
electrical equipment and supplies not
elsewhere classified. This category also
includes those establishments primarily
engaged in manufacturing electric
motors (except engine starting motors)
and power generators; motor generator
sets; railway motors and control
equipment; and motors, generators and
control equipment for gasoline, electric,
and oil-electric buses and trucks.
Fabricated Metal Products, Not
Elsewhere Classified: This category
includes establishments primarily
engaged in manufacturing fabricated
metal products, such as fire or burglary
resistive steel safes and vaults and
similar fire or burglary resistive
products; and collapsible tubes of thin
flexible metal. Also included are
establishments primarily engaged in
manufacturing powder metallurgy
products, metal boxes; metal ladders;
metal household articles, such as ice
cream freezers and ironing boards; and
other fabricated metal products not
elsewhere classified.
Fabricated Plate Work (Boiler Shops):
This category includes establishments
primarily engaged in manufacturing
power and marine boilers, pressure and
nonpressure tanks, processing and
storage vessels, heat exchangers,
weldments and similar products.
Fabricated Structural Metal
Manufacturing: This category includes
establishments primarily engaged in
fabricating iron and steel or other metal
for structural purposes, such as bridges,
buildings, and sections for ships, boats,
and barges.
Heating Equipment, except Electric:
This category includes establishments
primarily engaged in manufacturing
heating equipment, except electric and
warm air furnaces, including gas, oil,
and stoker coal fired equipment for the
automatic utilization of gaseous, liquid,
and solid fuels. Typical products
produced in this source category
include low-pressure heating (steam or
hot water) boilers, fireplace inserts,
domestic (steam or hot water) furnaces,
domestic gas burners, gas room heaters,
gas infrared heating units, combination
gas-oil burners, oil or gas swimming
pool heaters, heating apparatus (except
electric or warm air), kerosene space
heaters, gas fireplace logs, domestic and
industrial oil burners, radiators (except
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electric), galvanized iron nonferrous
metal range boilers, room heaters
(except electric), coke and gas burning
salamanders, liquid or gas solar energy
collectors, solar heaters, space heaters
(except electric), mechanical (domestic
and industrial) stokers, wood and coalburning stoves, domestic unit heaters
(except electric), and wall heaters
(except electric).
Industrial Machinery and Equipment
Finishing Operations: This category
includes establishments primarily
engaged in construction machinery
manufacturing, oil and gas field
machinery manufacturing, and pumps
and pumping equipment manufacturing.
Finishing operations include the
collection of all operations associated
with the surface coating of industrial
machinery and equipment. This
category includes establishments
primarily engaged in manufacturing
heavy machinery and equipment of
types used primarily by the construction
industries, such as bulldozers; concrete
mixers; cranes, except industrial plant
overhead and truck-type cranes;
dredging machinery; pavers; and power
shovels. Also included in this industry
are establishments primarily engaged in
manufacturing forestry equipment and
certain specialized equipment, not
elsewhere classified, similar to that used
by the construction industries, such as
elevating platforms, ship cranes and
capstans, aerial work platforms, and
automobile wrecker hoists. This
category also includes establishments
primarily engaged in manufacturing
machinery and equipment for use in oil
and gas fields or for drilling water wells,
including portable drilling rigs. This
category includes establishments
primarily engaged in manufacturing
pumps and pumping equipment for
general industrial, commercial, or
household use, except fluid power
pumps and motors, and establishments
primarily engaged in manufacturing
domestic water and sump pumps.
Iron and Steel Forging: This category
includes establishments primarily
engaged in the forging manufacturing
process, where purchased iron and steel
metal is pressed, pounded or squeezed
under great pressure into high strength
parts known as forgings. The process is
usually performed hot by preheating the
metal to a desired temperature before it
is worked. The forging process is
different from the casting and foundry
processes, as metal used to make forged
parts is never melted and poured.
Primary Metal Products
Manufacturing: This source category
includes establishments primarily
engaged in manufacturing products
such as fabricated wire products (except
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springs) made from purchased wire.
These facilities also manufacture steel
balls; nonferrous metal brads and nails;
nonferrous metal spikes, staples, and
tacks; and other primary metals
products not elsewhere classified.
Valves and Pipe Fittings: This source
category includes establishments
primarily engaged in manufacturing
metal valves and pipe fittings, flanges,
and unions, with the exception of from
purchased pipes; and other valves and
pipe fitting products not elsewhere
classified.
We added the nine metal fabrication
and finishing source categories to the
Integrated Urban Air Toxics Strategy
Area Source Category List on November
22, 2002 (67 FR 70427). The inclusion
of these source categories to the section
112(c)(3) area source category list is
based on 1990 emissions data, as EPA
used 1990 as the baseline year for that
listing. The nine metal fabrication and
finishing source categories were listed
for regulation based on emissions of
compounds of cadmium, chromium,
lead, manganese, and nickel in the 1990
inventory, hereafter referred to as
‘‘metal fabrication and finishing metal
HAP’’ (MFHAP). Four of the metal
fabrication and finishing source
categories were also listed for emissions
of the organic HAP trichloroethylene
(TCE).1 Chlorinated solvents such as
TCE are used as degreasers in these
metal fabrication and finishing source
categories. We subsequently discovered
that the 1990 emissions data for TCE
was for metal fabrication and finishing
facilities that used TCE in degreasing
operations, which are not part of this
source category. Rather, these emission
units at both major and area sources are
subject to standards for halogenated
solvent cleaning under 40 CFR part 63,
subpart T. Consequently, we are not
proposing standards for TCE from metal
fabrication and finishing facilities. The
four metal fabrication and finishing
source categories listed for TCE
emissions remain listed source
categories pursuant to section 112(c)(3)
of this part. Therefore, we are clarifying
that we do not need these four source
categories to meet the section 112(c)(3)
90 percent requirement regarding area
source emissions of TCE.
Based on 2002 U.S. Census data and
a survey of the industry that we
conducted in 2006, we estimate that
5,800 metal fabrication and finishing
area source facilities are currently
operating in the U.S. Our analyses of
1 These four source categories were Electrical and
Electronic Equipment Finishing Operations;
Fabricated Metal Products; Primary Metal Products
Manufacturing; and Valves and Pipe Fittings.
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2002 U.S. Census data also indicate that
more than 90 percent of the metal
fabrication and finishing area source
categories is comprised of small
businesses, based on the Small Business
Administration definition.
A majority of the metal fabrication
and finishing area source facilities are
estimated to be in urban areas, based on
an estimate of 73 percent developed
from EPA’s 2002 National Emission
Inventory (NEI).2
Facilities affected by this proposed
rule are not subject to the miscellaneous
coating requirements in 40 CFR part 63,
subpart HHHHHH, ‘‘National Emission
Standards for Hazardous Air Pollutants:
Paint Stripping and Miscellaneous
Surface Coating Operations at Area
Sources,’’ for their affected source(s)
that are subject to the requirements of
this proposed rule. There potentially
may be other sources at the facility not
subject to the requirements of this
proposed rule that are instead subject to
subpart HHHHHH of this part.
C. What are the production operations,
emission sources, and available
controls?
While these nine source categories
produce a wide variety of products, they
perform very similar fabrication and
finishing operations to create them.
There are five general production
operations common to metal fabrication
and finishing source categories that can
emit MFHAP. These five production
operations are: (1) Dry abrasive blasting;
(2) dry grinding and dry polishing with
machines; (3) machining; (4) spray
painting and coating; and (5) welding.
As typical within any industry, there
is variation in operations between
facilities. Also, all facilities do not
necessarily employ all five production
areas. Information acquired from an
EPA survey of 166 facilities showed that
for the area sources in the source
categories of interest, 39 percent
perform dry abrasive blasting, 59
percent perform metal fabrication and
finishing with machines, 60 percent
perform painting or coating of some
kind (that includes but is not limited to
spray painting or spray coating), and 65
percent perform welding. More detailed
analyses are available in the docket,
including estimated percentages of the
number of facilities in each category
performing each operation.
Another metal fabrication and
finishing operation that can emit
MFHAP is plating. This operation was
noted to be performed by some of the
2 These urban areas are defined to be the urban
1 and urban 2 areas that formed the basis of the
listing decisions under 112(c)(3) and (k).
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Federal Register / Vol. 73, No. 65 / Thursday, April 3, 2008 / Proposed Rules
facilities in the nine metal fabrication
and finishing source categories, but is
not regulated by this proposed rule.
Plating operations are not regulated by
this proposed rule because they are
regulated elsewhere, as follows:
Chromium electroplating tanks are
subject to the Chromium Electroplating
NESHAP (40 CFR 63, subpart N), while
other plating operations at area sources
are subject to the Plating and Polishing
Area Source Rule (40 CFR part 63,
subpart WWWWWW) which will be
promulgated by June 15, 2008.
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1. Metal Fabrication and Finishing
Operations
The nine Metal Fabrication and
Finishing source categories produce a
wide variety of products using five
general production operations that can
emit MFHAP: (1) Dry abrasive blasting;
(2) dry grinding and dry polishing with
machines; (3) machining; (4) spray
painting and coating; and (5) welding.
The following is a brief description of
each of these five fabrication and
finishing operations regulated by this
proposed rule.
Dry Abrasive Blasting Operations.
This metal fabrication and finishing
operation (also referred to in the
industry as sand blasting, shot blasting,
and shot peening) is used to clean or
prepare a surface by forcibly propelling
abrasive material against it. Commonly
used abrasives include silica sand, glass
beads, aluminum oxide, slag, garnet,
steel shot, walnut shells, as well as
other materials. Common applications
of dry abrasive blasting include surface
preparation for painting or coating; burr
removal after machining, grinding, or
welding; matte surface finishing;
removal of flash from molded objects.
Two primary aspects differentiate the
various types of abrasive blasting: The
method of abrasive propulsion and the
type of abrasive used. There are three
primary methods of propelling the
abrasive: Air pressure, using
compressed air to propel the abrasive;
water pressure, using air or water
pressure to propel a wet abrasive slurry;
or centrifugal wheels, which use a
rotating impeller to mechanically propel
the abrasive.
Abrasive blasting covers numerous
applications under widely varying
conditions. Blasting is also performed
outdoors with a portable apparatus or
indoors within specially constructed
cabinets or enclosures/chambers, either
manually, or as part of an automated
process line. Because the applications of
abrasive blasting are widely varied,
there is a similarly wide variety of
abrasive blasting equipment available.
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Dry abrasive blasting equipment
consists of the following general types
of systems, listed from small to large:
Portable blasters, blast cabinets or
‘‘glove boxes’’, blast chambers which
can be 3 or 4-sided structures, and
‘‘bulk’’ blasters that are totally enclosed
and vented to a filtration device to
collect and recycle the blast material.
Shot peening is a common type of dry
abrasive blasting that is a surface
treatment used to increase the fatigue
life of metal parts. In shot peening, a
higher pressure is used to focus the
abrasive on a localized area as opposed
to general abrasive blasting that may be
directed over a larger surface area. Shot
peening generally refers to abrasive
blasting with metallic or steel pellets,
like BB shot. Shot peening is almost
always performed in a contained area so
that the pellets can be recovered and
reused. Similarly, blasting performed
with sand other media is also often
performed in a contained area so that
the media can be recovered and reused.
Dry Grinding and Dry Polishing
Operations. These metal fabrication and
finishing operations are very similar and
vary only as to their timing in the
fabrication and extent of abrasion. Not
all parts are polished but most are
ground. Grinding is performed on a
work piece prior to fabrication or
finishing operations to remove
undesirable material from the surface or
to remove burrs or sharp edges.
Grinding is done using belts, disks, or
wheels consisting of or covered with
various abrasives, e.g., silica, alumina,
silicon carbide, garnet, alundum, or
emery. Grinding may be performed dry
or may use lubricants or coolants such
as water or water-based mixtures,
solutions, or emulsions containing
cutting oils, soaps, detergents, wetting
agents, or proprietary compounds.
Polishing generally follows grinding.
The purpose of the polishing operation
is to remove any remaining metal and to
prepare the surface for more refined
finishing procedures. Burrs on castings
or stampings may also be removed by
polishing. Polishing is performed using
hard-faced wheels constructed of
muslin, canvas, felt or leather. Abrasives
are applied to the wheels with synthetic
adhesives or cements, typically silicatebase cements. The types of abrasives
that are used in polishing include both
natural and artificial abrasives.
Lubricants including oil, grease, tallow,
and special bar lubricants are used to
prevent gouging and tearing when a fine
polished surface is required and also to
minimize frictional heat. Polishing may
also be performed by hand without
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machines; however, no emissions occur
from hand polishing.
Machining Operations. This metal
fabrication and finishing operation
includes activities such as turning,
milling, drilling, boring, tapping,
planing, broaching, sawing, cutting,
shaving, shearing, threading, reaming,
shaping, slotting, hobbing, and
chamfering, where stock is removed
from a work piece as chips by a machine
that forces a cutting piece against a work
piece. Shearing operations cut materials
into a desired shape and size, while
forming operations bend or conform
materials into specific shapes. Cutting
and shearing operations include
punching, piercing, blanking, cutoff,
parting, shearing and trimming.
Forming operations include bending,
forming, extruding, drawing, rolling,
spinning, coining, and forging the metal.
Machining is usually totally enclosed,
where the enclosure is part of the
operating equipment. Many of these
machining operations use lubricants or
liquid coolants either alone or in
conjunction with enclosures.
Painting Operations. Paints and
coatings (hereafter called ‘‘paints’’) are
applied to metal fabrication and
finishing products for surface
protection, aesthetics, or both. Painting
or coating (hereafter called ‘‘painting’’)
is usually performed using a spray gun
in a spray booth or with portable spray
equipment. Paints may also be applied
via dip tanks. The coated parts then
pass through an open (flashoff) area
where additional volatiles evaporate
from the paint. The coated parts may
pass through a drying/curing oven, or
are allowed to air dry, where the
remaining volatiles are evaporated.
Spray-applied painting operations
include any hand-held device that
creates an atomized mist of paint and
deposits the paint on a substrate. For the
purposes of this rule, spray-painting
does not include thermal spray
operations, also known as metallizing,
flame spray, plasma arc spray, and
electric arc spray, among other names,
in which solid metallic or non-metallic
material is heated to a molten or semimolten state and propelled to the work
piece or substrate by compressed air or
other gas, where a bond is produced
upon impact. Thermal spraying
operations at area sources are subject to
the Plating and Polishing Area Source
NESHAP, subpart WWWWWW of this
part.
Spray gun cleaning may be done by
hand cleaning parts of the disassembled
gun in a container of solvent, by
flushing solvent through the gun
without atomizing the solvent and paint
residue, or by using a fully enclosed
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spray gun washer. A combination of
non-atomizing methods may also be
used. A gun washer consists of a solvent
reservoir and a covered enclosure that
dispenses solvent for gun cleaning. The
enclosure may also hold the gun for
automated gun cleaning. During gun
cleaning in a gun washer, the cleaning
solvent is dispensed from the reservoir
and sprayed through the gun while it is
open.
Welding Operations. This metal
fabrication and finishing operation joins
two metal parts by melting the parts at
the joint and filling the space with
molten metal. The most frequently used
method for generating heat is obtained
either from an electric arc or a gasoxygen flame. The type of welding most
commonly used in the metal fabrication
and finishing source categories is
thought to be electric arc welding.
Electric arc welding includes many
different variations that involve various
types of electrodes, fluxes, shielding
gases, and types of equipment. Electric
arc welding can be divided into that
which uses consumable electrodes vs.
nonconsumable electrodes. In electric
arc welding, a flow of electricity across
the gap from the tip of the welding
electrode to the base metal creates the
heat needed for melting and joining the
metal parts. The electric current melts
both the electrode and the base metal at
the joint to form a molten pool, which
solidifies upon cooling. Consumable
welding rods are used when extra metal
is needed as a filler for the joint to make
a complete bond. The consumable rods
must be close in composition to the base
metals, and can vary with each
application. An externally supplied gas
(argon, helium, or carbon dioxide) can
be used to shield the arc.
2. Metal Fabrication and Finishing HAP
Emission Sources
All five of the metal fabrication and
finishing operations described above
can emit MFHAP. The MFHAP that can
be emitted from the metal fabrication
and finishing operations are in the form
of particulate matter (PM) produced
from the material being fabricated, PM
emitted from the use of consumable
welding rods, and MFHAP used to color
paints (as pigments). In addition, there
are VOHAP emitted from painting
operations, where the VOHAP are used
as vehicles and solvents for the paints.
Details on the HAP emissions from each
of the five potential HAP-emitting
operations follow below.
Dry Abrasive Blasting Emissions. The
emissions from dry abrasive blasting are
predominantly inert PM resulting from
breakdown of the blast material which
is composed of silica sand, glass beads,
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aluminum oxide, slag, garnet, steel shot,
walnut shells, and other materials. Few
if any blast materials contain MFHAP,
therefore any MFHAP that is emitted
from blasting would originate from the
part or product being blasted.
Occasionally the blasted part or product
may be painted, in which case the PM
will contain additional MFHAP if
present in the pigments in the paint.
Painted substrates are uncommon in the
metal fabrication and finishing
industries, since these industries
primarily produce new products rather
than recondition old ones. The blasted
substrates typically include metals such
as: Cadmium, chromium (primarily in
stainless steel), iron, lead, magnesium,
manganese (in both mild and stainless
steels), mercury, molybdenum, nickel
(in stainless steel), selenium, tin,
vanadium, and zinc (in galvanized
steel). All five MFHAP are potential
components of blasting substrates.
Dry Grinding and Dry Polishing
Emissions. Some metal fabrication and
finishing machine operations, such as
grinding and polishing, are often times
dry operations which can emit PM that
can contain MFHAP. Polishing by hand
without the use of machines usually
emits little or no PM or MFHAP due to
the low level of abrasion that potentially
can be induced by the worker’s hands.
All the PM or MFHAP in grinding and
polishing is produced from the work
piece itself. Thus, the composition of
the PM and presence of MFHAP is
dependent upon the metal being
worked. As above for blasting, the metal
fabrication and finishing substrates
typically include metals such as:
Cadmium, chromium (primarily in
stainless steel), iron, lead, magnesium,
manganese (in both mild and stainless
steels), mercury, molybdenum, nickel
(in stainless steel), selenium, tin,
vanadium, and zinc (in galvanized
steel). All five MFHAP are potential
components of metal fabrication and
finishing substrates and therefore, are
also potential emissions from operations
of dry grinding and dry polishing with
machines.
Machining Emissions. Most of the
machining operations in the metal
fabrication and finishing industry are
totally enclosed, where the enclosure is
part of the equipment. Many of these
operations use lubricants or liquid
coolants, either alone or in conjunction
with enclosures. Because any emissions
generated by these machining
operations, which would be in the form
of PM, are captured or entrained in the
liquid, little or no emissions are
generated. Any MFHAP that is released
from machining would originate from
the part or product being machined.
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Spray Painting Emissions. The
sources of HAP emissions from spray
painting operations are the metal
pigments and solvents that are in the
paints. A substantial fraction of paint
that is atomized does not reach the part
and becomes what is termed
‘‘overspray’’ and generates HAP
emissions.
All five MFHAP are potential
components of paint pigments that are
used to provide color to the paint. The
MFHAP are emitted when the paints are
atomized during spray application. The
proposed spray painting requirements of
this proposed rule would only apply to
those spray painting operations that
spray-apply paints that contain MFHAP.
Paints are considered to contain
MFHAP if they contain any individual
MFHAP at a concentration greater than
0.1 percent by mass. For the purpose of
determining whether paints contain
MFHAP, facilities would be able to use
formulation data provided by the
manufacturer or supplier, such as the
material safety data sheet, as long as it
represents each MFHAP compound in
the paint that is present at 0.1 percent
by mass or more for Occupational Safety
and Health Administration (OSHA)defined carcinogens and at 1.0 percent
by mass or more for other MFHAP
compounds.
Paint solvents are used as vehicles for
the paint pigments. These solvents
include VOHAP such as xylenes,
toluene, phenol, cresols/cresylic acid,
glycol ethers (including ethylene glycol
monobutyl ether), styrene, methyl
isobutyl ketone, and ethyl benzene.
Paints used in spray painting are
thinned with solvents so that the paints
are fluid enough to be able to be
delivered onto the parts and products
via narrow spray gun nozzles. The
solvents are considered to be completely
volatilized during spray application of
the paint and during curing or drying.
Most solvents contain HAP. The
solvents may also consist of volatile
organic compound (VOC) emissions
which contribute to ozone formation, an
EPA-regulated criteria pollutant.
The remaining HAP emissions are
primarily from cleaning operations,
such as cleaning of spray guns. The
HAP emissions from both the cleaning
solvent and the paint removed from the
gun can be emitted during cleaning.
Solvents used for equipment cleaning
may contain the same HAP as the paints
they remove. The HAP Emissions from
gun cleaning are minimized when
cleaning is performed in a manner such
that an atomized mist or spray of gun
cleaning solvent and paint residue is not
created outside of a container that
collects used gun cleaning solvent.
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Mixing and storage are other sources
of HAP emissions. The HAP emissions
can occur from displacement of HAPladen air in containers used to store
HAP solvents or to mix paints
containing HAP solvents. The
displacement of vapor-laden air also can
be caused by changes in temperature or
barometric pressure, or by agitation
during mixing.
Welding Emissions. The type of
welding most commonly used in the
metal fabrication and finishing source
categories is thought to be electric arc
welding. This is also the type of welding
that can produce the most MFHAP
emissions, since a consumable electrode
is used. Emissions from welding are in
the form of a fume, which is defined to
be particles that are small enough to be
airborne for extended periods of time
and are visible to the human eye. The
size of particles in welding fume is
highly variable with an average size
around 1 micrometer (µm),
corresponding to what is commonly
called the ‘‘fume’’ size range. Welding
fumes have a bimodal distribution, with
maximum concentrations in ‘‘coarse’’
(approximately 1.5 µm) and ‘‘fine’’ (0.52
µm) particle size ranges.
Welding fumes are a product of the
base metal being welded, the
consumable welding electrode or wire,
the shielding gas, and any surface
coatings or contaminants on the base
metal. As much as 95 percent of the
welding fume is thought to originate
from the melting of the electrode or wire
consumable. Welding fume constituents
may include silica and fluorides, used
to aid the welding operation, and HAP
metals such as antimony, arsenic,
beryllium, cobalt, mercury, and
selenium, in addition to the five
MFHAP: Cadmium, chromium, lead,
manganese, and nickel. As noted above
for dry abrasive blasting, chromium and
nickel are found primarily in stainless
steel, whereas manganese is found in
both mild and stainless steels.
Among the electric arc welding
operations that use a consumable
electrode, shielded metal arc welding
(SMAW) is used in more than 50
percent of welding. SMAW also was the
first welding type to use a consumable
electrode and suits most general
purpose welding applications. SMAW,
also called manual metal arc welding
(MMAW) or ‘‘stick’’ possibly because it
uses replaceable welding electrode rods
that look like sticks, has a high fume
formation rate as compared to other
welding operations. The advantages of
SMAW welding include its simplicity,
low cost, portability, and the fact that a
shielding gas is not needed. One
restriction of SMAW is that since it uses
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metal rods that must be replaced, it is
slower than the welding operations
which use continuous electrodes.
Another type of welding that uses a
consumable electrode and has a high
fume formation rate is fluxed-core arc
welding (FCAW). High fume formation
occurs because the weld material is a
liquid or ‘‘flux’’ and not a solid wire,
and therefore is more volatile.
Gas metal arc welding (GMAW),
originally called metal inert gas (MIG)
welding because it used an inert gas for
shielding, has a moderate fume
formation rate as compared to other
welding operations. The advantages of
GMAW include its ability to be operated
in semiautomatic or automatic modes. It
is the only consumable welding type
that can weld all commercially
important metals, such as carbon steel,
high-strength low alloy steel, stainless
steel, nickel alloys, titanium, aluminum,
and copper. With GMAW, a weld can be
performed in all positions with the
proper choice of electrode, shielding
gas, and welding variables. Compared to
SMAW, the rate of deposition of the
electrode material and therefore welding
rate is higher than with GMAW. The
disadvantage is that the equipment for
GMAW is more complex, more
expensive, and less portable than
SMAW.
Another type of welding that uses a
consumable electrode and has a low
fume formation rate is submerged arc
welding (SAW). In this type of welding,
the welding rod is not exposed to the
atmosphere which lowers the potential
for emissions.
Two welding operations that use nonconsumable electrodes are gas tungsten
arc welding (GTAW) that is also called
tungsten inert gas (TIG), and plasma arc
welding (PAW). Because consumable
electrodes are not used, this type of
welding has low or no emissions.
The choice of welding method is
determined by many variables that
include but are not limited to substrate
material and shape; type of weld
needed; skill of welder; and amount of
welding to be done, therefore, a change
from one type of welding to another is
not always possible.
The shape of the material is another
variable that can affect fume formation
rate. It also has been found that when
the angle of welding is closer to 90°,
lower fume formation occurs. If the
shape of the part to be welded prevents
re-positioning the welding equipment,
this pollution prevention technique also
cannot be used.
In terms of welding rod feed rate, it
has been found that the higher the wire
feed rate the higher the fume formation
rate. Also, a low fume welding rod that
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reduces fume by 30 percent as
compared to other available products
has been reported as recently available
for use with FCAW. Minor effects to
reduce fume formation rate have also
been attributed to the speed that the
welding torch moves along the weld,
i.e., the ‘‘travel speed.’’
Carrier or shielding gas type and flow
rate are also variables that have been
found to affect welding fume formation
rate. Substitution of argon gas reduces
the fume formation rate. A reduction in
fume of approximately 40 percent has
been reported if argon is replaced as the
shielding gas. The shield gas flowrate
also can be optimized, with 35 cubic
feet per hour the reported optimum rate.
This rate is in the middle of the usual
operating range and is thought to be low
enough to minimize turbulence but high
enough to protect the worker.
Voltage and current play a key role in
the welding fume formation rate. While
low voltage and/or current is known to
lower the fume formation rate, the use
of a pulsed current has been found to
lower fume formation by up to 90
percent of the rate with straight current
for some types of welding operations.
The reduction in welding fume with a
pulsed current is due to the change in
metal electrode transfer mode from
globular to spray, that results from
moderately increasing the voltage and
delivering a pulsed rather than steady
current. There is also a voltage window
in which the fume rate reduction
occurs, since with too high voltage, a
shift from spray to stream mode occurs
along with a subsequent increase in
emissions. Pulsed current is only
successful if used with GMAW, which
is itself a pollution prevention
technique since it has one of the lowest
fume formation rates of welding
performed with consumable electrodes.
Welding emissions have been found
to be reduced when automation is used.
Since automated welding is faster and
more efficient than manual welding,
total emissions are lower even though
the overall fume formation rate of the
automated welding remains the same as
with manual welding.
Emissions of MFHAP in welding fume
are also subject to regulations by the
OSHA, a U.S. government agency that
develops work place emission
standards. The sole goal of OSHA
regulations is to protect the worker from
being exposed to high concentrations of
pollutants, such as MFAP. The OSHA
regulations set standards for MFHAP
concentration as measured in the
breathing zone of the workers, as a timeweighted average over the time period
of a typical work shift (usually 6 hours
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according to the manufacturer’s
specifications. Used blast material is
recycled via screening, sieving, or other
methods to remove degraded media and
return the blast material to its original
OSHA limit
condition. Significant cost savings are
(micrograms
realized through recycling of the blast
Welding MFHAP
per cubic
material. Some dry abrasive blasting
meter)
operations are not completely enclosed,
cadmium fume ......................
5 or are performed outdoors. Emissions
chromium, hexavalent ..........
5 from these operations are controlled or
chromium, total metal ...........
1,000 reduced via partial enclosures and also
lead .......................................
50 the use of management practices. These
manganese ...........................
5,000 practices include good choice of blast
nickel .....................................
1,000 media which is less likely to break
down into fine PM; avoiding re-use of
The OSHA hexavalent chromium
blast media, or filtration of blast media
exposure limit was reduced in 2006
to remove broken particles; and
from 52 to 5 micrograms per cubic meter avoiding blasting outside during periods
(µg/m3). The American Conference of
of high winds.
Government Industrial Hygienists, an
Dry Grinding and Dry Polishing with
association of occupational health
Machines Controls. These machine
professionals, recommends a worker
operations emit significant metal PM if
exposure limit for ‘‘total welding fume’’ uncontrolled, therefore, these
3.
of 5,000 µg/m
operations, if not totally enclosed, use
3. Metal Fabrication and Finishing HAP control systems to control the PM
emitted. The control systems are
Emission Controls
composed of local capture devices with
A variety of methods is used to
cartridge, fabric, or high-efficiency
control emissions from the metal
particulate air (HEPA) filters as control
fabrication and finishing operations.
devices. These control systems are
Some methods are designed to reduce
known to achieve 85 percent overall
emissions through pollution prevention control of PM, as a surrogate for
or management practices, and other
MFHAP, considering the efficiency of
methods involve capturing emissions
both the capture and control devices.
and exhausting them to an add-on
The large amount of fine PM generated
emission control device. The most
during these operations would make the
widely-used methods of control
work environment unbearable for the
employed by the metal fabrication and
workers if not controlled, hence
finishing operations are discussed
constant PM control is standard
below.
industry practice and an integral part of
Dry Abrasive Blasting Controls. Small all dry grinding and dry polishing with
self-contained ‘‘glove box’’ dry abrasive
machine operations at metal fabrication
blasting operations are used for small
and finishing facilities.
parts and typically have no vents to the
Machining Controls. The MFHAP
atmosphere, thus no emissions. These
emitted by machining operations consist
devices are considered controlled
of large particles or metal shavings that
operations as typically operated. When
are so large they immediately fall to the
using glove boxes, the worker places
floor. The machines used today to
their hands in openings or gloves that
perform precision cutting and forming
extend into the box and enables the
are totally enclosed except for doors that
worker to hold the objects as they are
open to allow placement of the part to
being blasted without allowing air and
be machined. The doors are closed
blast material to escape the box. Because before the machining begins; therefore,
of the proximity of the worker to the
no MFHAP or PM is emitted into the
glove box and the blasting operation, no workplace during machining operations.
abrasive material can be allowed to be
Some machining operations also use
emitted.
lubricants and cutting oils to keep the
Larger dry abrasive blasting
equipment cooled and working properly
operations are performed in enclosures
and, therefore, concurrently entrain any
and are typically equipped with
fine particles that are generated. These
cartridge filters or other external add-on ‘‘wet’’ machining operations also do not
control devices that collect degraded or
generate any MFHAP or PM emissions
‘‘used’’ blast material and particles
during operation. This industry has
removed from the parts or products.
evolved since 1990, where machining
These control systems, which consist of operations were open and a large source
enclosures and filters, can achieve at
of PM and MFHAP, to the current
least 95 percent control of PM, as a
industry practice of totally enclosing the
surrogate for MFHAP, if operated
machining operations.
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or more). The OSHA limits for MFHAP
are as follows:
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Spray Painting Controls. There are
three primary means of controlling
emissions from painting operations:
Reduction of overspray; capture of
overspray with a spray booth and
control of the MFHAP by filtration or a
water scrubbing system; and changes to
paint composition to reduce solvent and
VOHAP content.
Reduction of overspray can have a
significant effect on emissions of both
MFHAP and VOHAP. The fraction of
applied paint that becomes overspray
depends on many variables, but two of
the most important are the type of
equipment and the skill of the painter.
High velocity low pressure spray guns
or other high-efficiency technologies,
such as airless spray guns or
electrostatic technologies, can
significantly reduce the amount of
overspray, and thus reduce emissions.
Worker training is particularly
important with these technologies,
because they require even experienced
painters to learn new techniques. Many
types of training programs are available
and many facilities perform their own
training ‘‘in-house.’’ The best known of
the external training programs is the
Spray Technique Analysis and Research
(STAR) program study that originated
at the University of Northern Iowa
Waste Reduction Center and has now
been adopted at 37 locations (primarily
community colleges) throughout the
United States.
Some overspray lands on surfaces of
the spray booth and the masking paper
that is usually placed around the surface
being sprayed, but the rest of the
overspray is contained by the spray
booth and drawn into the spray booth
exhaust system. The large amount of PM
generated during paint spraying makes
it necessary to control the PM emitted
at all times to protect the worker and
working environment. If the spray booth
has filters, most of the overspray PM
and metals are captured by the filters;
otherwise, the emissions are exhausted
to the atmosphere. Spray booths
controlled by fabric filters can reduce
PM and MFHAP emissions by 98
percent, if operated properly. Water
curtains can also be used for controlling
emissions from spray booths.
As a result of efforts to reduce the
impact of HAP- and VOC-containing
paint solvents on the environment,
many paint manufacturers have
developed lower solvent-content paints,
also referred to as ‘‘water-based’’ paints.
Water-based paints may have up to 30
percent VOHAP-containing solvent,
with the balance of the paint vehicle
consisting of water; however, the level
of solvent in water-based paints is much
less than the previous 80 percent or
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more VOHAP that is contained in
solvent-based paints. As a result of the
lower VOHAP solvent content, waterbased paints in general have a lower
VOHAP content than solvent-based
paints. The regulations promulgated to
fulfill section 112 of the CAA for major
sources had a direct effect on increasing
the market availability of lower-HAP
and -VOC paints in all market areas,
including miscellaneous metal parts,
plastic parts, large appliances, autobody
refinishing, and architectural and
industrial maintenance coatings. Many
State air toxics regulations require the
use of commonly called ‘‘compliant
coatings,’’ where the only paints or
coatings allowed to be used in certain
areas must contain a solvent content
lower than a designated level in order
to be ‘‘compliant’’ with the regulation.
The use of compliant coatings is a
pollution prevention control method.
Some regulations which require
compliant coatings set one limit for all
paints while others require different
limits depending on the purpose of the
paint. Other regulations permit a
weighted averaging of the solvent
content of the paints used, where
facilities are permitted to use paints
with higher solvent contents as long as
their use is offset by paints with lower
solvent content. This latter method of
compliance is considered a more
flexible approach that allows facilities
to balance their use of solvents to where
it is needed most. In addition, some
facilities may choose to use add-on
controls such as solvent recovery units,
thermal incineration, or carbon
absorbers to control VOHAP emissions
for situations where the solvent content
cannot be reduced to a compliant
coating level. These add-on controls are
known to achieve at least 95 percent
control of VOHAP.
Welding Controls. Many different
welding operations are commonly used
in the metal fabrication and finishing
industry, as discussed above under
welding emissions. Consequently, there
are many possible means of reducing
emissions. Not all control methods are
appropriate for all types of welding
operations, however, and thus there is
no one ‘‘best’’ method to reduce welding
fume or PM, as a surrogate for MFHAP.
The two primary categories of emission
control for welding are fume reduction
through pollution prevention and
management practices, and capture and
control of the welding fume.
The primary variable in pollution
prevention for welding is the type of
welding wire or electrode used. Over 95
percent of welding fume is thought to
originate from the filler or electrode
material with the remainder coming
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from the base material. If the wire
consists of MFHAP-containing material,
such as chromium or nickel, then the
emissions of these MFHAP are more
likely. Since the weld or wire material
must closely match the material being
welded in order to be effective, the
choice of weld material may not be able
to be altered by the facility for some or
all of its products. For example, if
stainless steel is a required material due
to the specifications of the part or
product by the customers, the potential
for chromium emissions in these
operations cannot be prevented.
The choice of welding type, which
impacts the potential fume formation
rate, also provides opportunities for
pollution prevention. The type of
welding method used at metal
fabrication and finishing facilities is
determined by many variables that
include but are not limited to substrate
material and shape; type of weld
needed; skill of welder; and amount of
welding to be done. Therefore, a change
from one type of welding to another is
not always possible.
Welding which does not use a
consumable electrode has a much lower
emission potential, as noted above in
the ‘‘Welding Emissions’’ discussion.
Two common welding operations that
use non-consumable electrodes are
GTAW, also called TIG, and PAW.
Switching from welding that uses a
consumable electrode to one of the
above operations that does not use a
consumable electrode is a form of
pollution prevention.
Among the welding operations that
use a consumable electrode, SMAW,
also called MMAW or ‘‘stick,’’ is the
most widely used electric arc welding.
However, SMAW has a high fume
formation rate as compared to other
welding operations. Another welding
type that also has a high fume formation
rate is FCAW. GMAW, also called MIG,
has a moderate fume formation rate as
compared to other welding operations.
The disadvantage of GMAW is that the
equipment for GMAW is more complex,
more expensive, and less portable than
SMAW. Another type of welding that
uses consumable electrodes and has a
relatively lower fume formation rate is
SAW. Switching from welding that has
a relatively higher fume formation rate,
such as SMAW or FCAW, to one that
has a lower rate, such as GMAW or
SAW, is a form of pollution prevention.
Other welding variables have been
determined to have a favorable effect on
fume formation rates. Optimizing these
variables for the specific task at hand is
a form of pollution prevention. These
variables include optimized welding rod
feed rate, use of low fume welding rods;
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fast welding torch travel speed;
optimized carrier or shielding gas flow
rate; substitution of inert shielding gas,
such as argon, for carbon dioxide
shielding gas; lowering the welding
voltage; pulsing the applied current; and
the use of automation, i.e., robotics.
Note that pulsing the current is only
successful if used with GMAW, which
is itself a pollution prevention
technique since it has one of the lowest
fume formation rates for welding
performed with consumable electrodes.
In addition to the numerous
management and pollution prevention
practices that reduce welding fume
generation, some facilities use capture
and control devices to collect welding
fume after it is generated. Hoods and
other local exhaust techniques are used
to collect the welding fume which is
then vented to cartridge, fabric, or HEPA
filters. Some of these control systems
may only partially capture the welding
fume. The advantage of using local
capture systems as opposed to room
ventilation is that it provides the ability
to move the control device to different
welding stations as needed. Very few
facilities in the metal fabrication and
finishing source categories use full room
ventilation and PM control to reduce
welding emissions. This is due to the
competing requirements to ventilate the
breathing zone of the worker to comply
with OSHA regulations and the need to
minimize the amount of exhaust air
going to ventilation and add-on control
devices.
The use of control systems is not
always possible because the capture
systems may affect the air flow pattern
around welding operations and,
therefore, interfere with the success of
the weld. Another difficulty with local
exhaust is the need to position and
sometimes reposition the capture
equipment so as to be most effective
during welding operations without
causing more fumes to enter the
breathing zone of the worker.
Fume control welding guns,
commonly called fume guns, have been
developed where the welding fume is
captured by the same device that
performs the welding. Mixed success
has been reported with these devices
because of problems with the
ergonomics of using the fume guns.
In the EPA survey of metal fabrication
and finishing facilities, only 20 percent
of facilities with welding stations used
controls devices or fume guns. These
control systems are known to achieve 85
percent overall PM control efficiency, as
a surrogate for MFHAP, considering the
efficiency of both the capture and
control devices.
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III. Summary of Proposed Standards
A. Do the proposed standards apply to
my source?
The proposed subpart XXXXXX
applies to new or existing affected metal
fabrication and finishing area sources in
one of the following nine source
categories (listed alphabetically) that
emit MFHAP: (1) Electrical and
Electronic Equipment Finishing
Operations; (2) Fabricated Metal
Products; (3) Fabricated Plate Work
(Boiler Shops); (4) Fabricated Structural
Metal Manufacturing; (5) Heating
Equipment, except Electric; (6)
Industrial Machinery and Equipment:
Finishing Operations; (7) Iron and Steel
Forging; (8) Primary Metal Products
Manufacturing; and (9) Valves and Pipe
Fittings. A more detailed description of
these source categories can be found in
section II(B) above. If you have any
questions regarding the applicability of
this action to a particular entity, consult
either the air permit authority for the
entity or your EPA regional
representative as listed in 40 CFR 63.13
of subpart A (General Provisions).
Facilities affected by this proposed rule
are not subject to the miscellaneous
coating requirements in 40 CFR part 63,
subpart HHHHHH, ‘‘National Emission
Standards for Hazardous Air Pollutants:
Paint Stripping and Miscellaneous
Surface Coating Operations at Area
Sources,’’ for their source(s) subject to
the requirements of this proposed rule.
There potentially may be other sources
at the facility not subject to the
requirements of this proposed rule that
are instead subject to subpart HHHHHH
of this part.
sroberts on PROD1PC70 with PROPOSALS
B. When must I comply with these
proposed standards?
All existing area source facilities
subject to this proposed rule would be
required to comply with the rule
requirements no later than 2 years after
the date of publication of the final rule
in the Federal Register.
C. For what processes is EPA proposing
standards?
In our research for this proposed rule,
we found that there are five general
production operations common to the
nine metal fabrication and finishing
source categories that can emit MFHAP.
These five production operations are: (1)
Dry abrasive blasting; (2) dry grinding
and dry polishing with machines; (3)
machining; (4) spray painting; and (5)
welding. In our review of the available
data, we observed significant differences
for some of the five metal fabrication
and finishing operations. As explained
below, as the result of these differences
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we have further differentiated some of
the above five operations. We identify
below nine distinct metal fabrication
and finishing processes for the purposes
of this proposed rule.
For dry abrasive blasting operations,
we determined that there were two
distinct sizes of products being blasted
that affected the manner in which the
blasting was performed: products more
than 8 feet in any dimension, and
products equal to or less than 8 feet. For
products under 8 feet, we also observed
that some of these products were blasted
in completely enclosed chambers that
did not allow any air or emissions to
escape. Therefore, we developed three
distinct dry abrasive blasting processes:
(1) Dry abrasive blasting of objects less
than or equal to 8 feet in any dimension
in completely enclosed and unvented
blast chambers; (2) dry abrasive blasting
of objects less than or equal to 8 feet in
any dimension performed in vented
enclosures, and (3) dry abrasive blasting
of objects greater than 8 feet in any
dimension.
In spray painting operations that emit
MFHAP, we also determined that there
were two distinct sizes of products
being painted that affected the manner
in which the process was performed:
products more than 15 feet in any
dimension, and products equal to or less
than 15 feet in any dimension.
Therefore we developed two distinct
spray painting processes: (1) Spray
painting of objects less than or equal to
15 feet in any dimension, and (2) spray
painting of objects greater than 15 feet
in any dimension. However, for the
purposes of controlling VOHAP, we did
not distinguish between object size,
therefore the standards proposed for
control of VOHAP emissions from spray
painting includes only one proposed
GACT requirement.
For dry grinding and dry polishing
with machines, machining, and
welding, we did not observe any
distinct differences that would warrant
further distinguishing the operations
into separate processes. Therefore, these
three processes combined with the three
for dry abrasive blasting and three for
painting results described above, results
in nine total processes addressed by this
proposed rule, as follows: (1) Dry
abrasive blasting objects less than or
equal to 8 feet in any dimension,
performed in completely enclosed and
unvented blast chambers; (2) dry
abrasive blasting of objects less than or
equal to 8 feet in any dimension,
performed in vented enclosures; (3) dry
abrasive blasting of objects greater than
8 feet in any dimension; (4) dry grinding
and dry polishing with machines; (5)
machining; (6) control of VOHAP from
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spray painting; (7) control of MFHAP in
the spray painting of objects less than or
equal to 15 feet in any dimension; (8)
control of MFHAP in the spray painting
of objects greater than 15 feet in any
dimension; and (9) welding.
D. What emissions control requirements
is EPA proposing?
We are proposing control
requirements for nine metal fabrication
and finishing processes described above
in section (C). The following is a
description of these proposed control
requirements. The emission control
requirements proposed here do not
apply to tool or equipment repair; or
research and development operations.
1. Standards for Dry Abrasive Blasting
of Objects Less Than or Equal To 8 Feet
in Any Dimension, Performed in
Completely Enclosed and Unvented
Blast Chambers
Completely enclosed and unvented
blast chambers are generally small
‘‘glove box’’ type dry abrasive blasting
operations. Because there are no vents
or openings in the enclosures, there are
no emissions directly from the operation
itself.
This proposed rule would require
owners or operators of completely
enclosed and unvented blast chambers
to comply with the following two
management and pollution prevention
practices: (1) Minimize dust generation
during emptying of the enclosure; and
(2) operate all equipment used in the
blasting operation according to
manufacturer’s instructions.
2. Standards for Dry Abrasive Blasting
of Objects Less than or Equal to 8 Feet
in Any Dimension, Performed in Vented
Enclosures
This proposed rule would require
owners or operators of affected new and
existing dry abrasive blasting operations
blasting substrates of less than or equal
to 8 feet in any dimension to perform
blasting with a control system that
includes an enclosure, as a capture
device, and a cartridge, fabric or HEPA
filter as a control device that is designed
to control PM emissions, as a surrogate
for MFHAP, from the process. These
control systems using filters can achieve
at least 95 percent control efficiency of
PM, as a surrogate for MFHAP, if
operated according to the
manufacturer’s specifications.
An enclosure is defined to be any
structure that includes a roof and at
least two complete walls, with side
curtains and ventilation as needed to
insure that no air or PM exits the
chamber while blasting is performed.
Apertures or slots may be present in the
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roof or walls to allow for transport of the
blasted objects using overhead cranes,
or cable and cord entry into the blasting
chamber. Facilities that would like to
use equipment other than those listed
above can seek approval to do so
pursuant to the procedures in § 63.6(g)
of the General Provisions to part 63,
which require the owner or operator to
demonstrate that the alternative means
of emission limitation achieves at least
equivalent HAP emission reductions as
the controls specified in this proposed
rule.
This proposed rule also would require
owners or operators of all affected new
and existing dry abrasive blasting
operations blasting substrates of less
than or equal to 8 feet in any dimension
to comply with the following three
management and pollution prevention
practices: (1) Keep work areas free of
excess dust by regular sweeping or
vacuuming to control the accumulation
of dust and other particles; regular
sweeping or vacuuming is defined to be
sweeping or vacuuming conducted once
per day, once per shift, or once per
operation as needed, depending on the
severity of dust generation; (2) enclose
dusty material storage areas and holding
bins, seal chutes and conveyors; and (3)
operate all equipment according to
manufacturer’s instructions.
3. Standards for Dry Abrasive Blasting
of Objects Greater Than 8 Feet in Any
Dimension
This proposed rule would require
owners or operators of affected new and
existing dry abrasive blasting operations
that blast substrates greater than 8 feet
in any dimension to comply with the
following management and pollution
prevention practices to minimize
MFHAP emissions from the processes:
(1) Do not perform blasting outside
when wind velocity is greater than 25
miles per hour; (2) switch from high
PM-emitting blast media (e.g., sand) to
low PM-emitting blast media (e.g., steel
shot, aluminum oxide), whenever
practicable; (3) do not blast substrates
having coatings containing lead (>0.1
percent lead), unless enclosures,
barriers, or other PM control methods
are used to collect the lead particles;
and (4) do not re-use the blast media
unless contaminants (i.e., any material
other than the base metal, such as paint
residue) have been removed by filtration
or screening so that the abrasive
material conforms to its original size
and makeup.
This proposed rule would also require
owners or operators of affected dry
abrasive blasting operations that blast
substrates greater than 8 feet in any
dimension to comply with the following
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three management and pollution
prevention practices: (1) Keep work
areas free of excess dust by regular
sweeping or vacuuming to control the
accumulation of dust and other
particles; regular sweeping or
vacuuming is defined to be sweeping or
vacuuming conducted once per day,
once per shift, or once per operation as
needed, depending on the severity of
dust generation; (2) enclose dusty
material storage areas and holding bins,
seal chutes and conveyors; and (3)
operate all equipment according to
manufacturer’s instructions.
4. Standards for Dry Grinding and Dry
Polishing With Machines
Dry grinding and dry polishing with
machines operations often emit
significant PM, which is a surrogate for
MFPM. This proposed rule would
require owners or operators of affected
new and existing dry grinding and dry
polishing with machines operations to
capture PM emissions, as a surrogate for
MFHAP, with capture devices and vent
the exhaust to a cartridge, fabric, or
HEPA filter. These control systems are
known to achieve at least 85 percent
overall PM control efficiency, as a
surrogate for MFHAP, if operated
according to the manufacturer’s
specifications. Facilities that would like
to use equipment other than those listed
above can seek approval to do so
pursuant to the procedures in § 63.6(g)
of the General Provisions to part 63,
which require the owner or operator to
demonstrate that the alternative means
of emission limitation achieves at least
equivalent HAP emission reductions as
the controls specified in this proposed
rule.
This proposed rule would also require
owners or operators of affected new and
existing dry grinding and dry polishing
with machines operations to comply
with the following two management and
pollution prevention practices: (1) Keep
work areas free of excess dust by regular
sweeping or vacuuming to control the
accumulation of dust and other
particles; regular sweeping or
vacuuming is defined to be sweeping or
vacuuming conducted once per day,
once per shift, or once per operation as
needed, depending on the severity of
dust generation; and (2) operate all
equipment used in dry grinding and dry
polishing with machines according to
manufacturer’s instructions.
5. Standards for Machining
The majority of the PM released by
machining operations consists of large
particles or metal shavings that fall
immediately to the floor. Any MFHAP
that is released would originate from the
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part or product being machined.
Machining is totally enclosed and/or
uses lubricants or liquid coolants that
do not allow small particles to escape.
This proposed rule would require
owners or operators of affected new and
existing machining operations to
comply with the following two
management and pollution prevention
practices to minimize dust generation in
the workplace: (1) Keep work areas free
of excess dust by regular sweeping or
vacuuming to control the accumulation
of dust and other particles; regular
sweeping or vacuuming is defined to be
sweeping or vacuuming conducted once
per day, once per shift, or once per
operation as needed, depending on the
severity of dust generation; and (2)
operate equipment used in machining
operations according to manufacturer’s
instructions.
6. Standards for Control of VOHAP from
Spray Painting Operations
Spray painting operations can be
significant sources of VOHAP
emissions. This proposed rule would
require owners or operators of spray
painting operations from affected
sources that have the potential to emit
VOHAP to use paints containing no
more than 3.0 pounds VOHAP per
gallon paint solids (0.36 kilograms per
liter (kg/liter)) on an annual (12-month)
rolling average basis. Two methods of
complying with this standard are
provided. One option would require
that all paints are demonstrated as
meeting the VOHAP limit. The second
option would require facilities to meet
the VOHAP limit using a 12-month
rolling weighted average. In this second
option, some paints can be above the
VOHAP limit as long as their use is
balanced by other paints that are below
the limit, such that the overall weighted
average of all paints and their VOHAP
content is calculated to be at or below
the VOHAP limit that would be required
by this proposed rule.
This proposed rule would also require
owners or operators of new and existing
spray painting operations that have the
potential to emit VOHAP to comply
with the following two management and
pollution prevention practices: (1)
Minimize VOHAP emissions during
mixing, storage, and transfer of paints;
and (2) keep paint and solvent lids
tightly closed when not in use.
Based on reasonable assumptions
about the practices included in the 1990
112(k) urban HAP inventory, we have
concluded that painting processes that
contributed to VOHAP and MFHAP
emissions in these source categories
most likely did not include the
following materials or activities and,
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therefore, we do not cover these
materials or activities in this proposed
rule:
(1) Paints applied from a hand-held
device with a paint cup capacity that is
less than 3.0 fluid ounces (89 cubic
centimeters);
(2) Surface coating application using
powder coating, hand-held, nonrefillable aerosol containers, or nonatomizing application technology,
including, but not limited to, paint
brushes, rollers, hand wiping, flow
coating, dip coating, electrodeposition
coating, web coating, coil coating,
touch-up markers, or marking pens;
(3) Any painting or coating that
normally requires the use of an airbrush
or an extension on the spray gun to
properly reach limited access spaces; or
the application of paints or coatings that
contain fillers that adversely affect
atomization with high velocity low
pressure (HVLP) or equivalent spray
guns, and the application of coatings
that normally have a dried film
thickness of less than 0.0013 centimeter
(0.0005 in.).
7. Standards for Control of MFHAP from
Spray Painting of Objects Greater Than
15 Feet in Any Dimension
This proposed rule would require
owners or operators of affected new and
existing spray painting of objects greater
than 15 feet in any dimension to comply
with one equipment standard, to use of
low-emitting and pollution preventing
spray gun technology. This proposed
rule also would require two
management practices: (1) Spray painter
training and (2) spray gun cleaning.
Based on reasonable assumptions
about the practices included in the 1990
112(k) urban HAP inventory, we have
concluded that painting processes that
contributed to MFHAP emissions in
these source categories most likely did
not include the following materials or
activities, and, therefore, we do not
cover these materials or activities in this
proposed rule:
(1) Paints applied from a hand-held
device with a paint cup capacity that is
less than 3.0 fluid ounces (89 cubic
centimeters);
(2) Surface coating application using
powder coating, hand-held, nonrefillable aerosol containers, or nonatomizing application technology,
including, but not limited to, paint
brushes, rollers, hand wiping, flow
coating, dip coating, electrodeposition
coating, web coating, coil coating,
touch-up markers, or marking pens;
(3) Any painting or coating that
normally requires the use of an airbrush
or an extension on the spray gun to
properly reach limited access spaces; or
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the application of paints or coatings that
contain fillers that adversely affect
atomization with HVLP or equivalent
spray guns, and the application of
coatings that normally have a dried film
thickness of less than 0.0013 centimeter
(0.0005 in.).
Spray painting also does not include
thermal spray operations, also known as
metallizing, flame spray, plasma arc
spray, and electric arc spray, among
other names, in which solid metallic or
non-metallic material is heated to a
molten or semi-molten state and
propelled to the work piece or substrate
by compressed air or other gas, where a
bond is produced upon impact. Thermal
spraying operations at area sources are
subject to the Plating and Polishing Area
Source NESHAP, subpart WWWWWW
of this part.
Spray Gun Technology Requirements.
This proposed rule would require all
affected new and existing facilities
using spray-applied paints to use HVLP
spray guns, electrostatic application, or
airless spray techniques. Alternatively,
an equivalent technology can be used if
it is demonstrated to achieve transfer
efficiency comparable to one of the
spray gun technologies listed above for
a comparable operation, and for which
written approval has been obtained from
the Administrator or delegated
authority.
The procedure to be used to
demonstrate that spray gun transfer
efficiency is equivalent to that of an
HVLP spray gun should be equivalent to
the California South Coast Air Quality
Management District’s ‘‘Spray
Equipment Transfer Efficiency Test
Procedure for Equipment User, May 24,
1989’’ and ‘‘Guidelines for
Demonstrating Equivalency with
District Approved Transfer Efficient
Spray Guns, September 26, 2002’’
(incorporated by reference, see § 63.14
of subpart A of this part). The Director
of the Federal Register approves this
incorporation by reference in
accordance with 5 U.S.C. 552(a) and 1
CFR part 51. You may obtain a copy
from the California South Coast Air
Quality Management District Web site at
https://www.aqmd.gov/permit/docspdf/
TransferEfficiencyTestingGuidelinesfor
HVLPEquivalency.pdf and https://www.
aqmd.gov/permit/docspdf/Spray-EqptTrfr-Efficiency.pdf. You may inspect a
copy at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
or go to: https://www.archives.gov/
federal_register/code_of_federal_
regulations/ibr_locations.html. The
proposed requirements of this paragraph
do not apply to painting performed by
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students and instructors at paint
training centers.
Spray Painting Training
Requirements. This proposed rule
would require all workers that perform
spray painting at affected new and
existing facilities to be trained, with
certification made available that this
training has occurred. The painters
would need to be certified as having
completed classroom and hands-on
training in the proper selection, mixing,
and application of paints, or the
equivalent. Refresher training would
need to be repeated at least once every
5 years. These requirements would not
apply to operators of robotic or
automated surface painting operations.
The initial and refresher training would
need to address the following topics to
reduce paint overspray, which has a
direct effect on emissions reductions, as
follows:
• Spray gun equipment selection, set
up, and operation, including measuring
paint viscosity, selecting the proper
fluid tip or nozzle, and achieving the
proper spray pattern, air pressure and
volume, and fluid delivery rate.
• Spray technique for different types
of paints to improve transfer efficiency
and minimize paint usage and
overspray, including maintaining the
correct spray gun distance and angle to
the part, using proper banding and
overlap, and reducing lead and lag
spraying at the beginning and end of
each stroke.
• Routine spray booth and filter
maintenance, including filter selection
and installation.
For the purposes of the proposed
training requirements, the facility owner
or operator may certify that their
employees have completed training
during ‘‘in-house’’ training programs.
Also, facilities that can show by
documentation or certification that a
painter’s work experience and/or
training has resulted in training
equivalent to the training described
above would not be required to provide
the initial training required for these
painters.
Spray painters have 180 days to
complete training after hiring or
transferring into a surface painting job
from another job in the facility. These
proposed training requirements would
not apply to the students of an
accredited surface painting training
program who are under the direct
supervision of an instructor who meets
the requirements of this paragraph. The
training and certification for this rule
would be valid for a period not to
exceed 5 years after the date the training
is completed.
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Spray Gun Cleaning Requirements.
This proposed rule would require all
paint spray gun cleaning operations at
affected new and existing facilities to
use an atomized mist or spray such that
the gun cleaning solvent and paint
residue is not created outside of the
container that collects the used gun
cleaning solvent. Spray gun cleaning
may be done, for example, by hand
cleaning of parts of the disassembled
gun in a container of solvent, by
flushing solvent through the gun
without atomizing the solvent and paint
residue, or by using a fully enclosed
spray gun washer. A combination of
these non-atomizing methods above
may also be used.
8. Standards for Control of MFHAP
From Spray Painting Objects Less Than
or Equal to 15 Feet in Any Dimension
This proposed rule would require
affected new and existing facilities that
are spray painting objects less than or
equal to 15 feet in any dimension to
comply with two equipment standards:
(1) Use of low-emitting and pollution
preventing spray gun technology, and
(2) use of spray booth PM filters. This
proposed rule also would require two
management practices: (1) Spray painter
training; and (2) spray gun cleaning.
Based on reasonable assumptions
about the practices included in the 1990
112(k) urban HAP inventory, we have
concluded that painting processes that
contributed to MFHAP emissions in
these source categories most likely did
not include the following materials or
activities:
(1) Paints applied from a hand-held
device with a paint cup capacity that is
less than 3.0 fluid ounces (89 cubic
centimeters);
(2) Surface coating application using
powder coating, hand-held, nonrefillable aerosol containers, or nonatomizing application technology,
including, but not limited to, paint
brushes, rollers, hand wiping, flow
coating, dip coating, electrodeposition
coating, web coating, coil coating,
touch-up markers, or marking pens;
(3) Any painting or coating that
normally requires the use of an airbrush
or an extension on the spray gun to
properly reach limited access spaces; or
the application of paints or coatings that
contain fillers that adversely affect
atomization with HVLP or equivalent
spray guns, and the application of
coatings that normally have a dried film
thickness of less than 0.0013 centimeter
(0.0005 in.).
Spray painting also does not include
thermal spray operations, also known as
metallizing, flame spray, plasma arc
spray, and electric arc spray, among
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other names, in which solid metallic or
non-metallic material is heated to a
molten or semi-molten state and
propelled to the work piece or substrate
by compressed air or other gas, where a
bond is produced upon impact. Thermal
spraying operations at area sources are
subject to the Plating and Polishing Area
Source NESHAP, subpart WWWWWW
of this part.
Spray Gun Technology Standards.
This proposed rule would require all
affected new and existing facilities
using spray-applied paints to use HVLP
spray guns, electrostatic application, or
airless spray techniques. Alternatively,
an equivalent technology can be used if
it is demonstrated to achieve transfer
efficiency comparable to one of the
spray gun technologies listed above for
a comparable operation, and for which
written approval has been obtained from
the Administrator or delegated
authority.
The procedure to be used to
demonstrate that spray gun transfer
efficiency is equivalent to that of an
HVLP spray gun should be equivalent to
the California South Coast Air Quality
Management District’s ‘‘Spray
Equipment Transfer Efficiency Test
Procedure for Equipment User, May 24,
1989’’ and ‘‘Guidelines for
Demonstrating Equivalency with
District Approved Transfer Efficient
Spray Guns, September 26, 2002’’
(incorporated by reference, see § 63.14
of subpart A of this part). The Director
of the Federal Register approves this
incorporation by reference in
accordance with 5 U.S.C. 552(a) and 1
CFR part 51. You may obtain a copy
from the California South Coast Air
Quality Management District Web site at
https://www.aqmd.gov/permit/docspdf/
TransferEfficiencyTestingGuidelinesfor
HVLPEquivalency.pdf and https://www.
aqmd.gov/permit/docspdf/Spray-EqptTrfr-Efficiency.pdf. You may inspect a
copy at the NARA. For information on
the availability of this material at
NARA, call 202–741–6030, or go to:
https://www.archives.gov/federal_
register/code_of_federal_regulations/
ibr_locations.html. The requirements of
this paragraph would not apply to
painting performed by students and
instructors at paint training centers.
Spray Booth PM Control Requirement.
This proposed rule would require the
surface preparation stations or spray
booths 3 of affected new and existing
facilities to be fitted with fiberglass or
polyester fiber filters or other
3 The spray booth roof may contain narrow slots
for connecting the parts and products to overhead
cranes, or for cord or cable entry into the spray
booth.
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18347
comparable filter technology that can be
demonstrated to achieve at least 98
percent control efficiency of paint
overspray (also referred to as
‘‘arrestance’’). As an alternate
compliance option, spray booths can be
equipped with a water curtain, called a
‘‘waterwash’’ or ‘‘waterspray’’ booth.
98 Percent PM Control Filter—For
spray booths equipped with a PM filter,
the procedure used to demonstrate filter
efficiency would need to be consistent
with the American Society of Heating,
Refrigerating, and Air-Conditioning
Engineers (ASHRAE) Method 52.1,
‘‘Gravimetric and Dust-Spot Procedures
for Testing Air-Cleaning Devices Used
in General Ventilation for Removing
Particulate Matter, June 4, 1992’’
(incorporated by reference, see § 63.14
of subpart A of this part). The Director
of the Federal Register approves this
incorporation by reference in
accordance with 5 U.S.C. 552(a) and 1
CFR part 51. You may obtain a copy
from the ASHRAE at 1791 Tullie Circle,
NE., Atlanta, GA 30329 or by electronic
mail at orders@ashrae.org. You may
inspect a copy at the NARA. For
information on the availability of this
material at NARA, call 202–741–6030,
or go to: https://www.archives.gov/
federal_register/code_of_federal_
regulations/ibr_locations.html.
Compliance with the filter efficiency
standard also can be demonstrated
through data provided by the filter
manufacturer. The test paint for
measuring filter efficiency would be a
high solids bake enamel delivered at a
rate of at least 135 grams per minute
from a conventional (non-HVLP) airatomized spray gun operating at 40
pounds per square inch air pressure; the
air flow rate across the filter shall be 150
feet per minute. Affected facilities may
use published filter efficiency data
provided by filter vendors to
demonstrate compliance with this
proposed requirement and would not be
required to perform this measurement.
Waterwash spray booths—As an
alternative compliance option, spray
booths may be equipped with a water
curtain that achieves at least 98 percent
control of MFHAP. The waterwash or
‘‘waterspray’’ spray booths would be
required to be operated and maintained
according to the manufacturer’s
specifications.
Spray Painting Training
Requirements. This proposed rule
would require all workers that perform
spray painting at affected new and
existing facilities to be trained, with
certification made available that this
training has occurred. The painters
would need to be certified as having
completed classroom and hands-on
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training in the proper selection, mixing,
and application of paints, or the
equivalent. Refresher training would
need to be repeated at least once every
5 years. These requirements would not
apply to operators of robotic or
automated surface painting operations.
The initial and refresher training would
need to address the following topics to
reduce paint overspray, which has a
direct effect on emissions reductions, as
follows:
• Spray gun equipment selection, set
up, and operation, including measuring
paint viscosity, selecting the proper
fluid tip or nozzle, and achieving the
proper spray pattern, air pressure and
volume, and fluid delivery rate.
• Spray technique for different types
of paints to improve transfer efficiency
and minimize paint usage and
overspray, including maintaining the
correct spray gun distance and angle to
the part, using proper banding and
overlap, and reducing lead and lag
spraying at the beginning and end of
each stroke.
• Routine spray booth and filter
maintenance, including filter selection
and installation.
For the purposes of the proposed
training requirements, the facility owner
or operator may certify that their
employees have completed training
during ‘‘in-house’’ training programs.
Also, facilities that can show by
documentation or certification that a
painter’s work experience and/or
training has resulted in training
equivalent to the proposed training
described above would not be required
to provide the initial training required
for these painters.
Spray painters have 180 days to
complete training after hiring or
transferring into a surface painting job
from another job in the facility. These
proposed training requirements do not
apply to the students of an accredited
surface painting training program who
are under the direct supervision of an
instructor who meets the requirements
of this paragraph. The training and
certification for this proposed rule
would be valid for a period not to
exceed 5 years after the date the training
is completed.
Spray Gun Cleaning Requirements.
This proposed rule would require all
paint spray gun cleaning operations at
affected new and existing facilities to
use an atomized mist or spray such that
the gun cleaning solvent and paint
residue is not created outside of the
container that collects the used gun
cleaning solvent. Spray gun cleaning
may be done, for example, by hand
cleaning of parts of the disassembled
gun in a container of solvent, by
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flushing solvent through the gun
without atomizing the solvent and paint
residue, or by using a fully enclosed
spray gun washer. A combination of
these non-atomizing methods above
may also be used.
9. Standards for Welding
This proposed rule would require
owners or operators of affected new and
existing welding operations to minimize
or reduce welding fume by
implementing the following 11
management and pollution prevention
practices to be used as practicable:
(a) Use low fume welding processes
whenever possible. These welding
processes include but are not limited to:
GMAW—also called MIG; GTAW—also
called TIG; PAW; SAW; and all welding
processes that do not use a consumable
electrode;
(b) Use shielding gases, as appropriate
to the type of welding used;
(c) Use an inert carrier gas, such as
argon, as practicable to the type of
welding used;
(d) Use low or no-HAP welding
materials and substrates;
(e) Operate with a welding angle close
to 90°;
(f) Optimize electrode diameter;
(g) Operate with lower voltage and
current;
(h) Use low fume wires, as
appropriate to the type of welding used;
(i) Optimize shield gas flow rate, as
applicable to the type of welding used;
(j) Use low or optimized torch speed;
and
(k) Use pulsed-current power
supplies, as applicable to the type of
welding used.
As a compliance alternative to the
management practices for welding
processes, facilities may use control
systems that reduce at least 85 percent
of the welding fume, as a surrogate for
MFHAP, with operation of the capture
and control devices according to the
manufacturer’s instructions.
E. What are the initial compliance
requirements?
To demonstrate initial compliance
with this proposed rule, owners or
operators of affected new and existing
sources with dry abrasive blasting,
machining, dry grinding and dry
polishing with machines, spray
painting, and welding operations would
certify that they have implemented all
required management and pollution
prevention practices.
In addition, owners or operators of
new and existing affected sources with
spray painting operations that have the
potential to emit VOHAP or MFHAP
would also certify that they are in
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compliance with the following
requirements: Limit the VOHAP content
of spray-applied paints, use of spray
booths and filters, use of approved spray
delivery and cleaning systems, and
proper training of workers in spray
painting application techniques.
F. What are the continuous compliance
requirements?
There are continuous requirements for
all affected processes in metal
fabrication and finishing sources. There
are also additional continuous
compliance requirements for specific
processes or groups of processes, as
follows: Visual emissions testing for dry
abrasive blasting, machining, and dry
grinding and dry polishing with
machines; tests for VOHAP content of
paints in spray painting; tests for spray
painting for MFHAP control; and visual
emissions testing for welding. These
requirements are discussed below in
more detail.
1. Continuous Compliance
Requirements for All Sources
This proposed rule would require
owners or operators of all affected new
and existing sources to demonstrate
continuous compliance by adhering to
the management and pollution
prevention practices specified in this
proposed rule and maintaining the
appropriate records to document this
compliance.
Owners or operators that comply with
this proposed rule by operating capture
and control systems would be required
to operate and maintain each capture
system and control device according to
the manufacturer’s specifications. They
also would be required to maintain
records to document conformance with
this requirement, and to keep the
manufacturer’s instruction manual
available at the facility at all times.
2. Visual Emissions Testing for Dry
Abrasive Blasting, Machining, and Dry
Grinding and Dry Polishing With
Machines, To Determine Continuous
Compliance
Visible Emissions Testing. For new
and existing affected sources of dry
abrasive blasting operations (except dry
abrasive blasting in completely enclosed
and unvented blast chambers),
machining operations, and dry grinding
and dry polishing with machines, this
proposed rule would require visible
emissions testing to demonstrate
continuous compliance with
management and pollution prevention
practices intended to reduce emissions
of PM, as a surrogate for MFHAP.
The affected sources would perform
visual determinations of fugitive
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emissions, according to the graduated
schedule described below, using EPA
Method 22 (40 CFR part 60, appendix A)
for a period of 15 continuous minutes
from the exhaust from either the stack
to the control device or the stack from
the building where the equipment is
located, as applicable. For the purpose
of this proposed rule, the presence of
visible emissions would be noted if any
emissions are observed for more than a
total of 6 minutes during the 15-minute
period. In case of failure in any Method
22 test, immediate correction action
would be required to follow to reduce
or eliminate the visible emissions. The
affected source would then be required
to perform more frequent visible
emissions testing, as described in the
graduated schedule below.
Graduated Testing Schedule. The
graduated schedule for continuous
compliance with visible emissions
testing for this rule, which progresses
from daily to weekly to monthly testing,
is as follows.
Affected sources would be required to
be tested daily for visible emissions
with Method 22 for 10 consecutive days
that the source is in operation. If visible
emissions are not observed during these
10 days, the affected source can be
tested once every 5 consecutive days
(weekly) that the source is in operation.
If no visible emissions are observed
during these 4 consecutive weekly
Method 22 tests, the affected source can
be tested once per consecutive 21 days
(month) of operation. If any visible
emissions are observed during the
weekly and monthly testing, the affected
source would resume visible emissions
testing in the more frequent schedule,
i.e., weekly visible emissions testing is
increased to daily, and monthly testing
is increased to weekly.
3. Tests for VOHAP Content of Paints in
Spray Painting To Determine
Continuous Compliance
For owners and operators of new and
existing affected spray painting
operations, this proposed rule would
allow two options for demonstrating
compliance with the limitation on the
mass of VOHAP contained in their
paints: (1) Compliance via paint VOHAP
content limit, and (2) compliance via a
weighted-average paint VOHAP content
limit. Both of these options are
pollution prevention strategies.
Since we do not have knowledge of
any facilities using other control
approaches to control VOHAP
emissions, we have not included any
other on control options in this
proposed rule. We are specifically
requesting comments on this part of the
proposed rule if our assumptions about
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the need for an additional compliance
option are in error.
Option 1: Compliance via Paint
VOHAP Content Limit. In this option,
the facility determines the VOHAP
content of their paints and the volume
fraction of paint solids in the paints to
compare to the limit of 3.0 pounds
VOHAP per gallon paint solids (0.36 kg/
liter) on an annual (12-month) rolling
average basis.
Facilities may rely on manufacturer’s
formulation data for determining the
VOHAP content of their paints and the
volume fraction of paint solids; tests or
analysis of the materials would not be
required if formulation data are
available. Alternatively, results from the
following test methods may be used.
For determining the VOHAP content
of paints, Method 311 of 40 CFR part 63,
appendix A may be used. Nonaqueous
volatile matter, excluding water (i.e.,
VOC) may also be used as a surrogate for
VOHAP, since VOC includes all VOHAP
as well as any additional organic
compounds present in the paint. To
determine VOC content of the paints,
facilities may use manufacturer’s
formulation data or Method 24 of 40
CFR part 60, appendix A. For
determining the average density of
volatile matter in the paint, facilities
may use American Society of Testing
and Materials (ASTM) Method D1475–
98, ‘‘Standard Test Method for Density
of Liquid Coatings, Inks, and Related
Products’’ (incorporated by reference,
see § 63.14 of subpart A of this part).
The Director of the Federal Register
approves this incorporation by reference
in accordance with 5 U.S.C. 552(a) and
1 CFR part 51. You may obtain a copy
of these standards from ASTM at
https://www.astm.org or ASTM
International, 100 Barr Harbor Drive,
P.O. Box C700, West Conshohocken, PA
19428–2959 U.S.A. You may inspect a
copy at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
or go to: https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html.
For determining the volume fraction
of paint solids, facilities may use: (1)
ASTM Method D2697–03, ‘‘Standard
Test Method for Volume Nonvolatile
Matter in Clear or Pigmented Coatings;’’
or (2) ASTM Method D6093–97
(Reapproved 2003), ‘‘Standard Test
Method for Percent Volume Nonvolatile
Matter in Clear or Pigmented Coatings
Using a Helium Gas Pycnometer’’
(incorporated by reference, see § 63.14
of subpart A of this part). The Director
of the Federal Register approves this
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18349
incorporation by reference in
accordance with 5 U.S.C. 552(a) and 1
CFR part 51. You may obtain a copy of
these standards from ASTM at https://
www.astm.org or ASTM International,
100 Barr Harbor Drive, P.O. Box C700,
West Conshohocken, PA 19428–2959
U.S.A. You may inspect a copy at the
National Archives and Records
Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
or go to: https://www.archives.gov/
federal_register/code_of_federal_
regulations/ibr_locations.html.
Option 2: Compliance via a WeightedAverage Paint VOHAP Content Limit.
This option would allow a
demonstration of compliance based on
the VOHAP contained in the mix of
paints used. This option offers facilities
the flexibility to use some individual
paints that do not by themselves meet
the paint VOHAP limit, if they also use
low-HAP or non-HAP paints such that
overall weighted average VOHAP
content of all paints used over a 12month period meets the VOHAP limit.
Facilities would likely need to use this
option if they use HAP-containing
thinners and/or other additives in
addition to paints, since these additives
usually have high VOHAP contents.
Equations are provided in this proposed
rule to demonstrate how to perform the
calculations to demonstrate compliance.
Facilities would track the mass of
VOHAP in each paint and the amount
of paint used in affected sources each
month of the compliance period. This
information would then be used to
determine the total mass of VOHAP in
all paints along with the total volume of
paint solids used during the compliance
period by adding together all the
monthly values for mass of VOHAP and
the monthly values for volume of paint
solids used, for the 12 months of the
initial compliance period. Facilities may
subtract from the total mass of VOHAP
the amount contained in waste materials
sent to a hazardous waste treatment,
storage, and disposal facility regulated
under 40 CFR part 262, 264, 265, or 266,
‘‘Hazardous Waste.’’
Facilities would be required to
calculate their overall weighted-average
VOHAP paint content (in pound or
kilogram VOHAP emitted per gallon or
liter paint solids used) and show that
this rate meets the VOHAP limit.
Facilities may use readily available
purchase records and manufacturer
formulation data to determine the
amount of each paint used and the
VOHAP in each material.
In summary, if a facility chooses to
demonstrate compliance using Option 2,
Compliance via a Weighted Average
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Paint VOHAP Content Limit, they
would be required to determine all the
parameters listed below for their paints.
Either manufacturer’s formulation data
or analysis of the materials by approved
test methods would be allowable
options for determining these values.
• Quantity of each paint, thinner and/
or other additive used, from records.
• Mass of VOHAP in each paint,
thinner, and other additives, from
manufacturer’s data or tests.
• Volume fraction of paint solids for
each paint, from manufacturer’s data or
tests.
• Total mass of VOHAP in all
materials and total volume of paint
solids used each month, by calculation.
• Total mass of VOHAP emissions
and total volume of paint solids used for
the initial compliance period, by
calculation.
• Ratio of the total mass of VOHAP
emitted to the total volume of paint
solids used for the initial compliance
period, by calculation.
With this option, facilities would
need to record these calculations and
results, and include them in the
Notification of Compliance Status. EPA
notes that the VOHAP composition of
coatings subject to this proposed rule is
‘‘emissions data’’ under section 114 of
the CAA, and EPA’s regulatory
definition of such term in 40 CFR part
2, because the information is necessary
to determine compliance with
applicable limits. As such, this
information must be available to the
public regardless of whether EPA
obtains the information through a
reporting requirement or through a
specific request to the regulated entity.
Therefore, such information is not
eligible for treatment as ‘‘confidential
business information.’’
4. Tests for Spray Painting for MFHAP
Control To Determine Continuous
Compliance
Affected new and existing facilities
that perform spray painting would need
to ensure and certify that: (1) All new
and existing personnel, including
contract personnel, who spray-apply
surface paints with MFHAP are trained
in the proper application of surface
paints; (2) all spray-applied paints with
MFHAP are applied with a HVLP spray
gun, electrostatic application, airless
spray gun, or equivalent; (3) emissions
of MFHAP are minimized during
mixing, storage, and transfer of paints;
and (4) paint and solvent lids are kept
tightly closed when not in use.
In addition, for spray painting objects
less than 15 feet in any dimension,
owners or operators of affected
processes would also need to ensure
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and certify that surface preparation
stations or spray booths are fitted with
fiberglass or polyester fiber filters or
other comparable filter technology that
can be demonstrated to achieve at least
98 percent control efficiency of the
MFHAP in the paint.
5. Visual Emissions Testing for Welding
To Determine Continuous Compliance
For new and existing affected sources
with welding operations, this proposed
rule would require visible emissions
testing from a vent, stack, exit, or
opening from the building containing
the welding metal fabrication and
finishing operations to demonstrate
continuous compliance with
management practices or add-on
controls intended to control PM
emissions, as a surrogate for MFHAP.
This testing has a three-tier compliance
structure.
Tier 1. The first tier for welding
compliance would require visual
determinations of fugitive emissions
using EPA Method 22, and allows the
same graduated testing schedule
described above in section (F)(2) for dry
abrasive blasting, dry grinding and dry
polishing with machines, and
machining, which includes provisions
for reducing the frequency of the
Method 22 tests when no visible
emissions are observed in consecutive
time periods of operation. If no visible
emissions are found, no corrective
action would be required.
If visible emissions are present during
any Method 22 test, immediate
corrective action would be required that
includes inspection of all fume sources
and control methods in operation, and
documentation of the visual emissions
test results. The graduated schedule also
would require the affected source to
resume visible emissions testing in the
previous, more frequent schedule, i.e.,
weekly visible emissions testing is
increased to daily, and monthly testing
is increased to weekly.
Tier 2. The second tier for welding
compliance would be implemented if
visible emissions are detected for the
second time in any consecutive twelvemonth period. The second tier would
require corrective action and
documentation of the detection of
visible emissions and the corrective
action taken. Corrective action would be
required to take place immediately after
the failed Method 22 test. In addition,
the second tier for welding compliance
would require a facility to perform a
visual determination of emissions
opacity using EPA Method 9 (40 CFR
part 60, appendix A) within 24 hours of
the failed Method 22 test. In EPA
Method 9, the average of 24 15-second
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intervals of opacity observation is
determined, producing a total of 360
seconds or 6 minutes of opacity
observation or 6-minute average opacity.
If in the second tier tests using
Method 9 the average of the 6-minute
opacities is determined to be 20 percent
or less, implementation of Method 9
testing would be required with a
graduated schedule of reduced
frequency like that used for the Method
22 tests, described above in section
(F)(2), from daily to weekly to monthly
for consecutive successful tests. If
opacity continues to be less than 20
percent and, pursuant to the graduated
schedule the Method 9 testing for the
welding processes is able to be reduced
to once a month, the facility would have
the choice of switching back to
performing Method 22 tests on a
monthly basis. Alternatively, the facility
could choose to continue performing
monthly Method 9 tests.
If the average of the 6-minute
opacities is determined to be more than
20 percent in the Method 9 tests in the
second tier, the third tier of welding
compliance requirements would be
required, as described below.
Tier 3. The third tier for welding
compliance would include the
development and implementation of a
Site-specific Welding Emissions
Management Plan (SWMP) within 30
days, and submittal of the SWMP to the
delegated authority. The SWMP would
be required to be kept at the facility in
a readily accessed location for inspector
review. Also, the facility would be
required to report any exceedence of the
20 percent opacity annually along with
their annual compliance report.
The purpose of the SWMP is to ensure
that no visible emissions occur in the
future from this process, as determined
by EPA Method 22 tests or less than 20
percent opacity by EPA Method 9.
Application of the SWMP may involve
implementation of additional
management and pollution prevention
practices, as described above under
Welding Controls, beyond those already
in place at the facility or the use of
capture equipment and add-on control
devices. During the development of the
SWMP, daily Method 9 tests would be
required to continue to be performed,
according to the graduated schedule.
The SWMP would be required to be
updated after any failures to meet 20
percent or less opacity as determined by
Method 9. If opacity continues to be less
than 20 percent and Method 9 testing of
the welding processes at the facility falls
to once a month, according to the
graduated testing schedule, the facility
would have a choice of changing to
monthly Method 22 tests or remaining
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with monthly Method 9, as above. The
SWMP would be updated annually and
would include revisions to reflect any
changes in welding operations or
controls at the facility.
The SWMP is estimated to require up
to 16 hours to prepare initially. We are
proposing that the SWMP would
address the following: The type(s) of
welding operation(s) currently used at
the facility; the measures used to
minimize welding fume at each of type
of welding operation or each welding
station; and procedures used by the
facility to ensure that these measures are
being implemented. No outside
consultants or professional engineer
certification is required or necessary to
prepare the SWMP.
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G. What are the notification,
recordkeeping, and reporting
requirements?
The affected new and existing sources
would be required to comply with some
requirements of the General Provisions
(40 CFR part 63, subpart A), which are
identified in Table 3 of this proposed
rule. Each facility would be required to
submit an Initial Notification and a
Notification of Compliance Status
according to the requirements in 40 CFR
63.9 in the General Provisions. The
affected source would be required to
prepare an annual compliance status
report and keep this report in a readily
available location for inspector review.
If there are any exceedences during the
year, the facility would submit this
annual compliance report with any
exceedence reports prepared during the
year. The exceedence reports would
describe the circumstance of the
exceedence and the corrective action
taken. We specifically request comment
on this proposed requirement for annual
compliance report preparation and
exceedence report submission.
Facilities also would be required to
maintain all records that demonstrate
initial and continuous compliance with
this proposed rule, including records of
all required notifications and reports,
with supporting documentation; records
showing compliance with management
and pollution prevention practices.
Owners and operators would also
maintain records of the following, if
applicable: Date and results of all visual
determinations of fugitive emissions,
including any follow-up tests and
corrective actions taken; date and
results of all visual determinations of
emissions opacity, and corrective
actions taken; and a copy of the SWMP,
if it is required.
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IV. Rationale for This Proposed Rule
A. How did we select the source
category?
The nine metal fabrication and
finishing source categories were listed
as area source categories on November
22, 2002 (67 FR 70427). The inclusion
of these source categories on the area
source category list was based on data
from the CAA section 112(k) inventory,
which represents 1990 urban air
information. Those data indicated that
metal fabrication and finishing plants
were contributors to MFHAP emissions
in urban areas.
For these source categories, we
performed site visits and written facility
surveys, reviewed published literature,
reviewed information from Web sites of
vendors of air pollution control devices,
and held discussions with trade
organizations and industry experts.
From this research we found that the
nine source categories perform the same
HAP-emitting processes, and, if the
process was present, the emissions were
controlled in the same way.
Consequently, we decided to issue
regulations for these nine metal
fabrication and finishing area source
categories in one rulemaking action.
B. How did we select the affected
sources?
We found in on our research
described above in section IV(A) that
potential sources of HAP emissions
from the nine metal fabrication and
finishing source categories include the
following five general metal fabrication
and finishing operations: (1) Dry
abrasive blasting; (2) machining; (3) dry
grinding and dry polishing with
machines; (4) spray painting; and (5)
welding. We found that MFHAP are
used in and have the potential to be
emitted from these operations.
Therefore, we selected the facilities with
these processes in the source categories
as the affected sources for this proposed
rule. Because the MFHAP may be
emitted as fugitives, we have elected to
define the affected sources as the
collection of all equipment and
activities necessary to perform dry
abrasive blasting, machining, dry
grinding and dry polishing with
machines, spray painting, and welding.
Four of the metal fabrication and
finishing source categories were also
listed for emissions of the organic HAP
TCE.4 Chlorinated solvents such as TCE
are used as degreasers in these metal
fabrication and finishing source
4 These four source categories were Electrical and
Electronic Equipment Finishing Operations;
Fabricated Metal Products; Primary Metal Products
Manufacturing; and Valves and Pipe Fittings.
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categories. We subsequently discovered
that the 1990 emissions data for TCE
was for metal fabrication and finishing
facilities that used TCE in degreasing
operations, which are not part of this
source category. Rather, these emission
units at both major and area sources are
subject to standards for halogenated
solvent cleaning under 40 CFR part 63,
subpart T. Consequently, we are not
proposing standards for TCE from metal
fabrication and finishing facilities. The
four metal fabrication and finishing
source categories listed for TCE
emissions remain listed source
categories pursuant to section 112(c)(3)
of this part, and this proposed rule
establishes standards for emissions of
MFHAP and VOHAP. Therefore, we are
clarifying that we do not need these four
source categories to meet the section
112(c)(3) 90 percent requirement
regarding area source emissions of TCE.
We also found that some metal
fabrication and finishing facilities also
perform plating. All chromium
electroplating tanks are already subject
to the Chromium Electroplating
NESHAP (40 CFR part 63, subpart N),
while other plating operations at area
sources are subject to the Plating and
Polishing Area Source Rule (40 CFR part
63, subpart WWWWWW). Therefore,
these sources would not be affected
sources under this proposed rule for
metal fabrication and finishing area
sources.
C. How did we determine the regulated
processes?
We found in our research for this
proposed rule that there are five general
production operations common to the
nine metal fabrication and finishing
source categories that can emit MFHAP:
(1) Dry abrasive blasting; (2) dry
grinding and dry polishing with
machines; (3) machining; (4) spray
painting; and (5) welding. As part of our
analyses, we considered whether there
were differences in the operations, the
products fabricated or finished, or other
factors affecting emissions that would
warrant different control strategies.
Under section 112(d)(1) of the CAA,
EPA ‘‘may distinguish among classes,
types, and sizes within a source
category or subcategory in establishing
such standards * * *’’
We observed significant differences in
processes for two of the five metal
fabrication and finishing operations: Dry
abrasive blasting and painting.
Considering these differences in the
processes, we identified nine distinct
metal fabrication and finishing
processes for the purposes of this
proposed rule. A discussion of how we
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identified these nine processes follows
below.
1. Dry Abrasive Blasting Regulated
Processes
Some dry abrasive blasting operations
for small parts with low-throughput are
performed in completely enclosed units
commonly called ‘‘glove boxes,’’ which
have no air outlet or ventilation and,
hence, no emissions when designed and
operated properly. These sources are
distinctly different from larger
operations which are not completely
enclosed because of the limitations of
their size.
Most dry abrasive blasting of larger
objects and/or large throughput
operations performed at metal
fabrication and finishing area sources is
performed in enclosed spaces, which
are typically equipped with cartridge
filters or other control devices on the air
exhaust. However, it is not always
practical to completely enclose dry
abrasive blasting of very large objects
(e.g., oil derricks) because of the size
and subsequent cost of the enclosure
and also difficulty maneuvering the
object into the enclosure. The
impracticality of this effort is
particularly evident when the operation
is only performed intermittently.
Consequently, dry abrasive blasting of
very large objects is sometimes
performed outdoors or in 2- or 3-sided
buildings that are open on one or more
sides to allow the large articles to be
easily moved into the blasting zone by
heavy equipment or cranes.
We found State regulations that allow
outdoor dry abrasive blasting operations
for objects over 8 feet in any one
dimension. We also found through our
industry surveys that these very large
objects were blasted outdoors. We also
learned that facilities are motivated to
enclose dry abrasive blasting operations
whenever possible because of the
potential cost savings from recovering
the blast material which lowers blast
material usage and also costs, so that
outside blasting is only performed when
necessary because of the size of the
parts or products.
Consequently, we determined for the
purposes of this proposed rule that there
were two distinct sizes of products
being blasted that affected the manner
in which the process was performed:
Products more than 8 feet in any
dimension, and products less than or
equal to 8 feet. For products less than
or equal to 8 feet, we also observed that
some of these products were blasted in
completely enclosed chambers that did
not allow any air or emissions to escape.
Therefore, we developed three distinct
dry abrasive blasting processes: (1) Dry
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abrasive blasting of objects greater than
8 feet in any dimension; (2) dry abrasive
blasting of objects less than or equal to
8 feet in any dimension, performed in
completely enclosed and unvented blast
chambers; and (3) dry abrasive blasting
of objects less than or equal to 8 feet in
any dimension, performed in vented
enclosures.
2. Spray Painting Regulated Processes
Most spray painting performed at
metal fabrication and finishing area
sources is performed in enclosed spray
paint booths, which are typically
equipped with filters for PM control,
where PM is a surrogate for MFHAP.
Because of the impracticality of
enclosing large objects in booths, similar
to the discussion above for dry abrasive
blasting, we found that it is common
practice in the industry for these
sources to spray paint large objects
outside or in 2- or 3-sided buildings. We
found that the size of objects typically
spray painted outside are approximately
15 feet in any one dimension.
Therefore, we determined that there
were two distinct sizes of products
being painted that affected the manner
in which the process was performed: (1)
Products more than 15 feet in any
dimension; and (2) products equal to or
less than 15 feet in any dimension.
Therefore, we developed two distinct
spray painting processes for MFHAP
control: (1) Spray painting of objects
less than or equal to 15 feet in any
dimension; and (2) spray painting of
objects greater than 15 feet in any
dimension.
It should be noted that the object size
cut-off for the spray painting processes
is more stringent than the one selected
for dry abrasive blasting in that objects
between 8 and 15 feet in dimension are
enclosed for spray painting but not for
blasting. This difference occurs because
the MFHAP overspray from
uncontrolled spray painting is higher,
more hazardous, and more of a nuisance
(i.e., more odor, clean-up, etc.) than the
inert PM and low level of MFHAP
emitted from dry abrasive blasting.
Therefore, painting spray booths need to
be sealed better, whereas in dry abrasive
blasting the structures can be partially
enclosed.
We also determined that there was the
potential for significant VOHAP
emissions from painting that are not
controlled by the PM capture and
control equipment described above. We
also observed that for the purposes of
controlling VOHAP, it was not
necessary to distinguish between sizes
of the objects painted. Therefore, we are
proposing one standard for control of
VOHAP emissions from spray painting
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that would apply to all spray painting
operations. Since this standard is a
pollution prevention technique that
restricts the types of coatings used in
spray painting, it does not differentiate
the size of the product being painted.
3. Other Regulated Processes
For dry grinding and dry polishing
with machines; machining; and welding
we did not observe any distinct
differences that would warrant
differentiating the operations into
separate processes. Therefore, these
three operations are included as
individual regulated processes in this
proposed rule.
4. The Nine Regulated Processes in the
Metal Fabrication and Finishing Source
Categories
In the above section IV(C)(1), we
discussed how we divided dry abrasive
blasting operations into three processes
for the purposes of this proposed rule.
In the above section IV(C)(2), we
discussed how we divided painting
operations into three processes for
regulation. The remaining three
operations were not further divided, as
discussed above in section (C)(3). The
result of these analyses is that we have
identified the following nine metal
fabrication and finishing processes for
this proposed rule:
(1) Dry abrasive blasting objects less
than or equal to 8 feet in any dimension,
performed in completely enclosed and
unvented blast chambers;
(2) Dry abrasive blasting of objects
less than or equal to 8 feet in any
dimension, performed in vented
enclosures;
(3) Dry abrasive blasting of objects
greater than 8 feet in any dimension;
(4) Dry grinding and dry polishing
with machines;
(5) Machining;
(6) Control of VOHAP from spray
painting;
(7) Control of MFHAP in spray
painting of objects less than or equal to
15 feet in any dimension;
(8) Control of MFHAP in spray
painting of objects greater than 15 feet
in any dimension; and
(9) Welding.
D. How was GACT determined?
We are proposing nine standards
representing GACT for the metal
fabrication and finishing source
categories, as provided in CAA section
112(d)(5). The information used to
determine the proposed GACT is
derived from site visits and written
facility surveys, published literature,
information from websites of vendors of
air pollution control devices, and
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discussions with trade organizations
and industry experts. We found that the
MFHAP emissions from the nine metal
fabrication and finishing source
categories are already well controlled by
the industry, where MFHAP is
controlled as PM, a surrogate for
MFHAP. The facilities were motivated
to control these MFHAP emissions to
improve health and safety of the
worker’s environment and to save raw
material use.
We evaluated the control technologies
and management practices that are
current industry practice for the nine
metal fabrication and finishing area
source categories. See Section II(C)(3)
above, ‘‘Metal Fabrication and Finishing
HAP Emission Controls,’’ for a
discussion of the controls used in the
metal fabrication and finishing source
categories. We also evaluated the
control technologies used in similar
industries. We did not identify any
major sources of MFHAP in these nine
source categories.
We also considered costs and
economic impacts in determining
GACT. We believe the consideration of
costs and economic impacts is
especially important for metal
fabrication and finishing sources
because requiring additional controls
would result in only marginal
reductions in emissions at very high
costs for a modest incremental
improvement in MFHAP control, and
because more than 90 percent of metal
fabrication and finishing facilities are
small businesses.
Since we have concluded that the
industry was already well-controlled,
we have developed GACT requirements
to insure that these gains in emission
control from the 1990 levels are
continued. We explain below in detail
our proposed GACT determinations.
1. GACT for Dry Abrasive Blasting
Dry abrasive blasting generates much
PM and to a lesser degree MFHAP from
substrate material, and any dirt and
paint if the substrate was previously
used. We found that it is standard
industry practice to control indoor
blasting by either a total enclosure with
no exhaust or a total enclosure
exhausted to PM filtration devices
where PM is controlled as a surrogate
for MFHAP. Facilities in the industry
have enclosed these processes due to
the significant cost savings that results
from the ability to recycle the used blast
material.
We also found that it is standard
industry practice to perform blasting of
large objects outdoors since they cannot
fit easily inside enclosures. Many State
laws allow dry abrasive blasting
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outdoors for objects over 8 feet in any
one dimension. Therefore, we
concluded that this is a separate process
different from the indoor blasting which
was described above.
Consequently, we developed three
distinct processes for dry abrasive
blasting operations the purposes of this
proposed rule, as follows: (1) Dry
abrasive blasting objects less than or
equal to 8 feet in any dimension,
performed in completely enclosed and
unvented blast chambers; (2) dry
abrasive blasting of objects less than or
equal to 8 feet in any dimension,
performed in vented enclosures; and (3)
dry abrasive blasting of objects greater
than 8 feet in any dimension. The
following is a discussion of how we
developed GACT for these three
processes.
a. Dry Abrasive Blasting Objects Less
Than or Equal to 8 Feet in Any
Dimension, Performed in Completely
Enclosed and Unvented Chambers. We
found that it is standard industry
practice to use total enclosures with no
exhaust for some dry abrasive blasting
operations of objects less than or equal
to 8 feet. Therefore, we are proposing
that GACT for this dry abrasive blasting
process is management practices
because controls in the form of total
enclosures are already a part of the
process equipment and do not allow
PM, as a surrogate for MFHAP, to be
emitted during blasting. These two
management practices are as follows: (1)
Minimize dust generation during
emptying of the enclosure; and (2)
operate all equipment used in the
blasting operation according to
manufacturer’s instructions. These
management practices are standard
industry practice for ‘‘good
housekeeping’’ in and around dusty
processes, and are applicable when the
chambers are opened for cleaning after
blasting is competed.
b. Dry Abrasive Blasting of Objects
Less than or Equal to 8 Feet in any
Dimension, Performed in Vented
Enclosures. We found that it is standard
industry practice to control some indoor
blasting operations of objects less than
or equal to 8 feet by using an enclosure
exhausted to PM filtration devices,
where PM is controlled as a surrogate
for MFHAP. Since these dry abrasive
blasting operations are enclosed,
capturing and filtering the exhaust
enables recycling of the blast material,
which is a cost savings to the facility
and standard industry practice. We
learned from the facilities in the
industry that the indoor workplace
would not be tolerable without the
blasting controls that we are proposing
as GACT. Therefore, we propose that
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GACT for this process is an equipment
standard of enclosures and filtration
that captures and collects the PM
emitted, as a surrogate for MFHAP. We
are also proposing management
practices as GACT that are standard
industry practice or ‘‘good
housekeeping’’ for in and around dusty
processes, as follows: (1) Keep work
areas free of excess dust by regular
sweeping or vacuuming to control the
accumulation of dust and other
particles; regular sweeping or
vacuuming is defined to be sweeping or
vacuuming conducted once per day,
once per shift, or once per operation as
needed, depending on the severity of
dust generation; (2) enclose dusty
material storage areas and holding bins,
seal chutes and conveyors; and (3)
operate all equipment according to
manufacturer’s instructions.
c. Dry Abrasive Blasting of Objects
Greater Than 8 Feet in any Dimension.
We found that it is standard industry
practice to perform outdoor blasting of
large objects that cannot fit easily inside
an enclosure. We also found that many
State laws allow dry abrasive blasting
outdoors if performed on objects larger
than 8 feet in any one dimension. It is
not standard practice in metal
fabrication and finishing facilities to
enclose these processes and would be a
significant cost to the facility to do so
because of the large size of the objects,
at approximately $110 million per ton of
MFHAP removed.
Because of the burden an enclosure
requirement would entail for facilities
that perform abrasive blasting of large
objects, we propose the GACT
requirement for objects greater than 8
feet in any dimension, where the
blasting is performed outdoors, to be
management practices that minimize
MFHAP emissions, as follows: (1) Do
not perform blasting outside when wind
velocity is greater than 25 mph; (2)
switch from high PM-emitting blast
media (e.g., sand) to low PM-emitting
blast media (e.g., steel shot, aluminum
oxide), whenever practicable; (3) do not
blast substrates having coatings
containing lead (>0.1 percent lead),
unless enclosures, barriers, or other PM
control methods are used to collect the
lead particles; (4) do not re-use the blast
media unless contaminants (i.e., any
material other than the base metal, such
as paint residue) have been removed by
filtration or screening so that the dry
abrasive material conforms to its
original size and makeup; (5) keep work
areas free of excess dust by regular
sweeping or vacuuming to control the
accumulation of dust and other
particles; regular sweeping or
vacuuming is defined to be sweeping or
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vacuuming conducted once per day,
once per shift, or once per operation as
needed, depending on the severity of
dust generation; (6) enclose dusty
material storage areas and holding bins,
seal chutes and conveyors; and (7)
operate all equipment according to
manufacturer’s instructions.
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2. GACT for Dry Grinding and Dry
Polishing With Machines
We found that it is standard industry
practice to capture PM emissions, as a
surrogate for MFHAP, from dry grinding
and dry polishing with machines, by the
use of local exhaust, hoods, or other
vacuum devices; and to collect the PM
with filtration devices, such as cartridge
filters. Facilities have reported that the
indoor workplace would not be
tolerable without these types of controls
on dry grinding and dry polishing with
machines.
Therefore, we propose that GACT for
dry grinding and dry polishing with
machines would be the equipment
standard of capture and control with
filtration devices. We also propose
management practices that are standard
industry procedures and common ‘‘good
housekeeping’’ practices in and around
dusty processes, as follows: (1) Keep
work areas free of excess dust by regular
sweeping or vacuuming to control the
accumulation of dust and other
particles; regular sweeping or
vacuuming is defined to be sweeping or
vacuuming conducted once per day,
once per shift, or once per operation as
needed, depending on the severity of
dust generation; and (2) operate all
equipment used in dry grinding and dry
polishing with machines according to
manufacturer’s instructions.
3. GACT for Machining
The majority of the PM released by
machining processes consists of large
particles or metal shavings that fall
immediately to the floor. Any MFHAP
that is released would originate from the
part or product being machined. We
found that it is general industry practice
to totally enclose the machining process
and/or use lubricants or liquid coolants
that do not allow small particles to
escape. Therefore, we are proposing that
GACT for machining is the following
two management and pollution
prevention practices: (1) Keep work
areas free of excess dust by regular
sweeping or vacuuming to control the
accumulation of dust and other
particles; regular sweeping or
vacuuming is defined to be sweeping or
vacuuming conducted once per day,
once per shift, or once per operation as
needed, depending on the severity of
dust generation; and (2) operate all
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equipment used in machining
operations according to manufacturer’s
instructions.
4. GACT for Spray Painting To Control
MFHAP
Emissions from spray painting
include MFHAP from the paint
pigments. Spray painting performed
indoors at metal fabrication and
finishing area sources is required by
OSHA regulations to be performed in an
enclosed spray paint booth. We found
that these booths are typically equipped
with filters for PM control, where PM is
a surrogate for MFHAP. Because of the
impracticality of enclosing very large
objects in booths, we also found that it
is common practice in the industry to
spray paint large objects outside or in 2or 3-sided structures. We found that the
size of objects typically spray painted
outside are approximately 15 feet in any
one dimension. Therefore, we
determined that there were two distinct
sizes of products being painted that
affected the manner in which the
process was performed: (1) Products
greater than 15 feet in any dimension,
and (2) products less than or equal to 15
feet in any dimension. Accordingly, we
developed GACT requirements for each
of these two processes. The following
describes our proposed GACT and the
rationale for selecting the GACT
requirements for these two processes.
a. GACT Requirements for Control of
MFHAP in Spray Painting Objects
Greater Than 15 Feet in Any Dimension
The GACT requirements in this
proposed rule would require owners or
operators of affected new and existing
spray painting operations to comply
with one equipment standard: (1) Use of
low-emitting and pollution preventing
spray gun technology. The proposed
rule also would require two
management practices: (1) Spray painter
training; and (2) spray gun cleaning.
Spray Gun Technology
Requirements—We are proposing that
GACT for this proposed rule would
require all affected new and existing
facilities using spray-applied paints to
use HVLP spray guns, electrostatic
application, or airless spray techniques.
Alternatively, an equivalent technology
can be used if it is demonstrated to
achieve transfer efficiency comparable
to one of the spray gun technologies
listed above for a comparable operation,
and for which written approval has been
obtained from the Administrator or
delegated authority.
Spray Painting Training
Requirements—We are proposing that
GACT for this proposed rule would
require all workers that perform spray
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painting at affected new and existing
facilities to be trained, with certification
made available that this training has
occurred. For the purposes of the
proposed training requirements, the
facility owner or operator may certify
that their employees have completed
training during ‘‘in-house’’ training
programs. Also, facilities that can show
by documentation or certification that a
painter’s work experience and/or
training has resulted in training
equivalent to the training described
above would not be required to provide
the initial training required for these
painters. The training would need to
address the following topics to reduce
paint overspray, which has a direct
effect on emissions reductions: Spray
gun equipment selection, set up, and
operation; spray technique for different
types of paints to improve transfer
efficiency and minimize paint usage and
overspray; and routine spray booth and
filter maintenance, including filter
selection and installation. Spray
painters have 180 days to complete
training after hiring or transferring into
a surface painting job from another job
in the facility. The training and
certification for this proposed rule
would be valid for a period not to
exceed 5 years after the date the training
is completed.
Spray Gun Cleaning Requirements—
We are proposing that GACT for this
proposed rule would require all paint
spray gun cleaning operations at
affected new and existing facilities to
use an atomized mist or spray such that
the gun cleaning solvent and paint
residue is not created outside of the
container that collects the used gun
cleaning solvent. These gun cleaning
methods include hand cleaning of parts,
use of a fully enclosed spray gun
washer, or a combination of these nonatomizing methods. Hand cleaning is
considered equivalent to gun washers as
long as the painters do not atomize
cleaning solvent from the gun and the
spent solvent is collected in a container
that is closed when not in use.
b. Rationale for GACT To Control
MFHAP in Spray Painting Objects
Greater Than 15 Feet in Any Dimension
Some facilities paint large objects
(greater than 15 feet) in open air or 2sided buildings so that the objects can
be moved in and out with cranes and
other heavy equipment. It is not
standard practice in metal fabrication
and finishing facilities to enclose these
operations in booths and would be a
significant cost to the facility to do so
because of the large size of the objects,
at approximately $20 million per ton of
MFHAP removed for large spray booths.
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However, in order to minimize paint
waste and exposure of the worker to
paint overspray, it is standard industry
practice for facilities that spray paint
large objects to use HVLP equivalent
high transfer efficiency spray techniques
even though they are not enclosing the
paint operation and filtering the exhaust
air.
These HVLP spray painting
technologies produce a 40 percent
decrease in paint consumption and
resultant emissions compared to
conventional spray guns. Conventional
high-pressure air-atomized spray guns
have a typical transfer efficiency of
about 30 percent while HVLP and other
types of high-efficiency spraying use
lower air pressures and achieve a
transfer efficiency of about 50 percent,
or greater, with appropriate operator
training. The HVLP spray method we
are proposing as GACT is a pollution
prevention technology that is standard
industry practice and reduces the
amount of paint sprayed. The HVLP
spray method reduces paint costs to the
facility, reduces worker exposure to
paint overspray, reduces clean-up
requirements, and also reduces MFHAP
emissions.
Because of the burden an enclosure
requirement would entail for facilities
that paint large objects, we propose the
equipment standard for GACT for these
sources to be a requirement for HVLP
spray gun use. We chose the size
requirement for indoor spray painting at
15 feet based on industry information.
We specifically request comment on our
size cut-off on affected sources of this
requirement. In addition, we are
proposing management practices as
GACT to ensure that workers are trained
properly in the high efficiency spray
painting techniques and that the spry
equipment is washed in a way that
minimizes atomization of the paint,
which can cause MFHAP emissions to
occur. The HVLP training and
equipment cleaning procedures are
common practice in this industry as
well as other similar industries. To
minimize the impact on small business,
the facility owner or operator may
perform this training during ‘‘in-house’’
training programs. Also, facilities can
show that a painter’s work experience
and/or training have resulted in
equivalent training and, therefore,
would not be required to provide
training at an external location for these
painters.
This proposed rule would require all
paint spray gun cleaning operations at
affected new and existing facilities to be
performed such that the gun cleaning
solvent and paint residue is not created
outside of the container that collects the
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used gun cleaning solvent. These gun
cleaning methods include hand cleaning
of parts, use of a fully enclosed spray
gun washer, or a combination of these
non-atomizing methods. Hand cleaning
is considered equivalent to gun washers
as long as the painters do not atomize
cleaning solvent from the gun and the
spent solvent is collected in a container
that is closed when not in use. Since
facilities that do not currently have an
automated gun washer can still comply
with the proposed standards by cleaning
guns by hand, we do not expect that
sources would have any annualized
capital costs or operating costs for spray
gun cleaning.
c. GACT Requirements for Control of
MFHAP in Spray Painting Objects Equal
To or Less Than 15 Feet in Any
Dimension
This proposed rule would require
affected new and existing facilities that
are spray painting objects less than or
equal to 15 feet in any dimension to
comply with two equipment standards:
(1) Use of low-emitting and pollution
preventing spray gun technology, and
(2) use of spray booth PM filters. This
proposed rule also would require two
management practices: (1) Spray painter
training, and (2) spray gun cleaning.
Spray Booth PM Control
Requirement—We are proposing that
GACT for this proposed rule would
require the surface preparation stations
or spray booths of affected new and
existing facilities to be fitted with
fiberglass or polyester fiber filters or
other comparable filter technology that
can be demonstrated to achieve at least
98 percent control efficiency of paint
overspray (also referred to as
‘‘arrestance’’). As an alternative
compliance option, spray booths may be
equipped with a water curtain that
achieves at least 98 percent control of
MFHAP. The waterspray booths would
be required to be operated and
maintained according to the
manufacturer’s specifications.
Spray Gun Technology
Requirements—We are proposing that
GACT for this proposed rule would
require all affected new and existing
facilities using spray-applied paints to
use HVLP spray guns, electrostatic
application, or airless spray techniques.
Alternatively, an equivalent technology
can be used if it is demonstrated to
achieve transfer efficiency comparable
to one of the spray gun technologies
listed above for a comparable operation,
and for which written approval has been
obtained from the Administrator or
delegated authority.
Spray Painting Training
Requirements—We are proposing that
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GACT for this proposed rule would
require all workers that perform spray
painting at affected new and existing
facilities to be trained, with certification
made available that this training has
occurred. The training would need to
address the following topics to reduce
paint overspray, which has a direct
effect on emissions reductions: Spray
gun equipment selection, set up, and
operation; spray technique for different
types of paints to improve transfer
efficiency and minimize paint usage and
overspray; and routine spray booth and
filter maintenance, including filter
selection and installation. Spray
painters have 180 days to complete
training after hiring or transferring into
a surface painting job from another job
in the facility. For the purposes of the
proposed training requirements, the
facility owner or operator may certify
that their employees have completed
training during ‘‘in-house’’ training
programs. Also, facilities that can show
by documentation or certification that a
painter’s work experience and/or
training has resulted in training
equivalent to the training described
above would not be required to provide
the initial training required for their
painters. The training and certification
for this proposed rule would be valid for
a period not to exceed 5 years after the
date the training is completed.
Spray Gun Cleaning Requirements—
We are proposing that GACT for this
proposed rule would require all paint
spray gun cleaning operations at
affected new and existing facilities to
use an atomized mist or spray such that
the gun cleaning solvent and paint
residue is not created outside of the
container that collects the used gun
cleaning solvent. These gun cleaning
methods include hand cleaning of parts,
use of a fully enclosed spray gun
washer, or a combination of these nonatomizing methods. Hand cleaning is
considered equivalent to gun washers as
long as the painters do not atomize
cleaning solvent from the gun and the
spent solvent is collected in a container
that is closed when not in use.
d. Rationale for GACT To Control
MFHAP in Spray Painting Objects Equal
To or Less Than 15 Feet in Any
Dimension
We are proposing that GACT for this
process includes management practices
and equipment standards. Our proposed
GACT for this process includes the use
of the pollution prevention spray
painting technologies such as HVLP
spray guns or their equivalent. These
spray painting technologies produce a
40 percent decrease in paint
consumption and resultant emissions
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compared to conventional spray guns.
Conventional high-pressure airatomized spray guns have a typical
transfer efficiency of about 30 percent
while HVLP and other types of highefficiency spraying use lower air
pressures and achieve a transfer
efficiency of about 50 percent, or
greater, with appropriate operator
training.
The HVLP spray method we are
proposing as GACT is a pollution
prevention technology that is standard
industry practice in this industry as
well as other similar industries, and
reduces the amount of paint sprayed.
The HVLP spray method reduces paint
costs to the facility, reduces worker
exposure to paint overspray, reduces
clean-up requirements, and also reduces
MFHAP emissions.
In addition, we are proposing
management practices as GACT to
ensure that workers are trained properly
in the high efficiency spray painting
techniques and that the spray
equipment is washed in a way that
minimizes atomization of the paint,
which can cause MFHAP emissions to
occur. The HVLP training and
equipment cleaning procedures are
common practice in this industry as
well as other similar industries. To
minimize the impact on small business,
the facility owner or operator may
perform this training during ‘‘in-house’’
training programs. Also, facilities can
show that a painter’s work experience
and/or training have resulted in
equivalent training and, therefore,
would not be required to provide
training at an external location for their
painters.
We also propose that GACT for spray
painting objects less than or equal to 15
feet is the use of a spray booth equipped
with a high efficiency PM filter that
removes MFHAP. OSHA already
requires that all indoor spray painting
be performed in an enclosed booth or
room, with the exhaust vented through
a filter. Therefore, upgrade of a spray
booth to include a PM filter to control
MFHAP is only a small change to the
current process. The PM filters that
remove MFHAP also are available at no
significant additional cost. Based on our
research, we estimate that only 20
percent of the current facilities that do
spray painting are expected to require a
change in their filter type to be able to
control MFHAP and meet the proposed
GACT. The costs of the MFHAP filters
as well as the costs of high efficiency
spray equipment and training are
estimated to be offset by the reduced
paint costs attributed to the use of high
efficiency spray equipment, for those
facilities where HVLP is not already in
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use. In addition, the use of high
efficiency spray paint techniques
reduces the amount of time the worker
spends in painting, allowing the facility
to use the worker for other operations or
training, and thereby reducing labor
costs.
This proposed rule would require all
paint spray gun cleaning operations at
affected new and existing facilities to be
performed such that the gun cleaning
solvent and paint residue is not created
outside of the container that collects the
used gun cleaning solvent. These gun
cleaning methods include hand cleaning
of parts, use of a fully enclosed spray
gun washer, or a combination of these
non-atomizing methods. Hand cleaning
is considered equivalent to gun washers
as long as the painters do not atomize
cleaning solvent from the gun and the
spent solvent is collected in a container
that is closed when not in use. Since
facilities that do not currently have an
automated gun washer can still comply
with the proposed standards by cleaning
guns by hand, we do not expect that
sources would have any annualized
capital costs or operating costs for spray
gun cleaning.
5. GACT for Control of VOHAP
Emissions From Spray Painting
We are proposing to set GACT for
VOHAP emissions from spray painting
because the CAA, in § 112(k)(3)(C),
provides us with the discretion to
regulate these HAP in order to reduce
the public health risk posed by the
release of any HAP. We found that
VOHAP emissions from painting were
over 60 percent of the total HAP
emissions from the metal fabrication
and finishing area source categories in
the 2002 EPA NEI and were over 30
times the MFHAP level. We also found
that some facilities currently have State
permits that allow them to emit high
levels of VOHAP from their metal
fabrication and finishing painting
processes, although their actual
emissions have historically been at
lower levels. In this regard, we believe
that in the time since data were
collected for the 2002 NEI, most
facilities have begun to use low-VOC
and low-VOHAP paints that were
developed as a result of a shift in market
demand due to the recent paint and
coating rules for other sources.
Therefore, we are proposing a spray
painting VOHAP content limit of 3.0
pound VOHAP per gallon painting
solids as GACT, based on information
received from the industry in the 2006
EPA survey and data acquired in
previously promulgated EPA rules for
other similar industries. A VOHAP limit
will also ensure that any new sources
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will use paints that meet the same
VOHAP level as the current industry
practice. We specifically request
comment on the appropriateness of this
part of GACT for metal fabrication and
finishing sources.
The proposed GACT would require
owners or operators of spray painting
operations from affected sources that
have the potential to emit VOHAP to
use paints containing no more than 3.0
pounds VOHAP per gallon paint solids
(0.36 kg/liter) on an annual (12-month)
rolling average basis. We are proposing
two methods of complying with this
GACT standard. One option would
require that all paints are demonstrated
as meeting the VOHAP limit. The
second option would require facilities to
meet the VOHAP limit using a 12-month
rolling weighted average. In this second
option, some paints can be above the
VOHAP limit as long as their use is
balanced by other paints that are below
the limit, such that the overall weighted
average of all paints and their VOHAP
content is calculated to be at or below
the VOHAP limit that would be required
by this proposed rule.
The proposed GACT would also
require owners or operators of new and
existing spray painting operations that
have the potential to emit VOHAP to
comply with the following two
management and pollution prevention
practices: (1) Minimize VOHAP
emissions during mixing, storage, and
transfer of paints; and (2) keep paint and
solvent lids tightly closed when not in
use.
6. GACT for Welding
Welding generates a small particle
size metal fume (<5 µm) that is visible
to the human eye at high enough
concentrations and which contains
MFHAP. Because of recent OSHA
rulings to reduce the worker exposure to
hexavalent chromium, a common
component of most welding fumes,
facilities may consider ventilating their
welding processes areas beyond the
previous levels so that the welding
exhaust goes quickly and directly into
the environment. Previous to the 2006
OSHA rule and at a lower ventilation
rate, a large portion of the welding
fumes would have collided with
equipment and interior walls and would
not have been exhausted outside.
The amount of MFHAP emissions
from welding is dependent on a variety
of factors including welding techniques,
amount of welding performed, and type
of metal in the product being welded. In
our research we found that welding
operations at any one facility vary from
day to day, and from product to
product. We also found that a change
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from one type of welding process to
another is not always technically
possible for this industry as well as
other similar industries. This is
demonstrated by the fact that even at an
individual facility, different types of
welding and fume control strategies are
in use. Thus, there is no one single
method that is generally used to reduce
welding fumes in this industry or other
similar industries.
Because heat is needed to melt the
welding rod and form the welded joint
during the welding process, moving
and/or cooling high velocity air in the
vicinity of the weld can be detrimental
to its success. Therefore, small
enclosures or vacuum systems with high
exhaust rates close to the welding
cannot be used to capture welding
fumes. Another difficulty with local
exhaust is the need to position and
sometimes re-position the capture
equipment to be most effective during
the welding process without causing
more fume to enter the breathing zone
of the worker. We studied the practices
of metal fabrication and finishing
industry as well as other industries that
use welding, and determined that
control devices are usually used only as
a last resort when process variables and/
or products dictate a high fume-forming
welding technique.
In addition to the technical difficulty
of using add-on controls for welding
fumes, the control devices are not costeffective for control of MFHAP and
would impose a significant burden on
the facilities in the metal fabrication and
finishing industry. The estimated costs
for use of add-on control equipment for
welding is greater than $7 million per
ton of MFHAP. Therefore, based on the
above technical and cost issues, we are
not proposing that GACT is the use of
add-on control equipment.
Most facilities have begun to use
management and pollution prevention
techniques to reduce welding fumes,
since these practices are the most
efficient and cost-effective way to
protect their workers and meet the
OSHA standards. Because of the
difficulties with using control
equipment for welding, we propose as
GACT a set of management practices
that minimize fume generation for
welding, as practicable to the type of
welding used or needed and the type of
product being welded. We also propose
that control systems with add-on control
devices that achieve at least 85 percent
control can be used as a compliance
option instead of the management
practices, since these control systems
provide an equivalent control of
MFHAP.
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The following are the management
practices we are proposing as GACT for
welding processes in the metal
fabrication and finishing industries:
(a) Use low fume welding processes
whenever practicable. These welding
processes include but are not limited to:
GMAW—also called MIG; GTAW—also
called TIG; PAW; SAW; and all welding
processes that do not use a consumable
electrode.
(b) Use shielding gases, as practicable;
(c) Use an inert carrier gas, such as
argon, as practicable to the type of
welding used;
(d) Use low or no-HAP welding
materials and substrates as much as
practicable;
(e) Operate with a welding angle close
to 90°, as practicable to the type of
welding used and physical
characteristics of the substrate;
(f) Optimize electrode diameter, as
practicable;
(g) Operate with lower voltage and
current, as practicable;
(h) Use low fume wires, as
practicable;
(i) Optimize shield gas flow rate, as
practicable;
(j) Use low or optimized torch speed,
as practicable; and
(k) Use pulsed-current power
supplies, as practicable.
E. How did we select the compliance
requirements?
We are proposing notification,
reporting, and recordkeeping
requirements to ensure compliance with
this proposed rule. We are requiring an
Initial Notification and Notification of
Compliance Status. These requirements
are consistent with Section 63.9(h) of
the General Provisions of this part. For
demonstrating initial compliance, this
proposed rule would require affected
facilities to certify that the required
management practices have been
implemented and that all equipment
associated with the processes is being
properly operated and maintained. For
demonstrating continuous compliance,
the proposed requirements include
annual certifications that the
management practices are being
followed and all equipment associated
with the processes is being properly
operated and maintained. This proposed
rule specifies recordkeeping
requirements in accordance with
Section 63.10 of the General Provisions.
These records are needed for EPA to
determine compliance with specific rule
requirements.
Because MFHAP emissions from the
metal fabrication and finishing sources
are visible emissions, we are requiring
visual emissions or opacity testing
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performed in a graduated schedule,
from daily to weekly to monthly, to
determine whether or not the process is
in compliance for five of the nine
standards described above: Two of the
three process types of dry abrasive
blasting (not to include dry abrasive
blasting of objects less than or equal to
8 feet in completely enclosed
chambers), machining, and dry grinding
and dry polishing with machines, and
welding.
We believe that compliance with
GACT using the graduated testing
schedule for visual emissions and
opacity will enable facilities with a low
level of emissions to quickly reach a low
frequency of testing thereby minimizing
the impact of this proposed rule on
lower emitting sources. On the other
hand, facilities with higher levels of
emissions may be required to prepare a
SWMP and give careful thought to the
pollution prevention management
practices that can reduce emissions at
their facility. The use of visual
emissions or opacity testing, as opposed
to emission testing, is a lower cost
method to determine compliance that
accommodates the different levels of
activity that can occur from facility to
facility, and from product to product
and day to day within the same facility,
so that there is not a large cost impact
on small businesses.
Under this proposed rule, each
facility would prepare an annual
compliance certification and keep it on
site in a readily-accessible location.
Facilities would be required to submit
this annual compliance report only if
there are any exceedences or deviations
from the equipment and management
practice requirements during the year,
and would include these exceedence
reports with their compliance report.
We recognize that many of these
facilities are small businesses; therefore
we are requiring the submission of this
annual compliance certification only if
exceedences occur during the year so
that there is not an undue economic
burden on small businesses.
We are proposing a 2-year period for
existing facilities to achieve compliance.
We believe the 2-year period provides
sufficient time for facilities to identify
their applicability to the rule and make
any necessary changes to comply with
the standards. All new area sources
would be required to comply with this
proposed rule on the date of publication
of the final rule or upon startup,
whichever is later.
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F. How did we decide to exempt this
area source category from title V
permitting requirements?
We are proposing exemption from
title V permitting requirements for
affected facilities in the metal
fabrication and finishing area source
categories for the reasons described
below.
Section 502(a) of the CAA provides
that the Administrator may exempt an
area source category from title V if he
determines that compliance with title V
requirements is ‘‘impracticable,
infeasible, or unnecessarily
burdensome’’ on an area source
category. See CAA section 502(a). In
December 2005, in a national
rulemaking, EPA interpreted the term
‘‘unnecessarily burdensome’’ in CAA
section 502 and developed a four-factor
balancing test for determining whether
title V is unnecessarily burdensome for
a particular area source category, such
that an exemption from title V is
appropriate. See 70 FR 75320, December
19, 2005 (‘‘Exemption Rule’’).
The four factors that EPA identified in
the Exemption Rule for determining
whether title V is ‘‘unnecessarily
burdensome’’ on a particular area source
category include: (1) Whether title V
would result in significant
improvements to the compliance
requirements, including monitoring,
recordkeeping, and reporting that are
proposed for an area source category (70
FR 75323); (2) whether title V
permitting would impose significant
burdens on the area source category and
whether the burdens would be
aggravated by any difficulty the sources
may have in obtaining assistance from
permitting agencies (70 FR 75324); (3)
whether the costs of title V permitting
for the area source category would be
justified, taking into consideration any
potential gains in compliance likely to
occur for such sources (70 FR 75325);
and (4) whether there are
implementation and enforcement
programs in place that are sufficient to
assure compliance with the proposed
NESHAP for the area source category,
without relying on title V permits (70
FR 75326).
In discussing these factors in the
Exemption Rule, we further explained
that we considered on ‘‘a case-by-case
basis the extent to which one or more
of the four factors supported title V
exemptions for a given source category,
and then we assessed whether
considered together those factors
demonstrated that compliance with title
V requirements would be ‘unnecessarily
burdensome’ on the category, consistent
with section 502(a) of the Act.’’ See 70
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FR 75323. Thus, in the Exemption Rule,
we explained that not all of the four
factors must weigh in favor of
exemption for EPA to determine that
title V is unnecessarily burdensome for
a particular area source category.
Instead, the factors are to be considered
in combination, and EPA determines
whether the factors, taken together,
support an exemption from title V for a
particular source category.
In the Exemption Rule, in addition to
determining whether compliance with
title V requirements would be
unnecessarily burdensome on an area
source category, we considered,
consistent with the guidance provided
by the legislative history of section
502(a), whether exempting the area
source category would adversely affect
public health, welfare or the
environment. See 70 FR 15254–15255,
March 25, 2005. We have determined
that the proposed exemptions from title
V would not adversely affect public
health, welfare and the environment.
Our rationale for this decision follows
here.
In considering the proposed
exemption from title V requirements for
sources in the category affected by this
proposed rule, we first compared the
title V monitoring, recordkeeping, and
reporting requirements (factor one) to
the requirements in this proposed
NESHAP for the metal fabrication and
finishing area source categories. EPA
determined that the management
practices currently used by metal
fabrication and finishing facilities is
GACT, and this proposed rule would
require recordkeeping, which serves as
monitoring and deviation reporting, to
assure compliance with this NESHAP.
The monitoring component of the first
factor favors title V exemption because
this proposed standard would provide
for monitoring in the form of visible
emissions and opacity testing and
recordkeeping that would assure
compliance with the requirements of
this proposed rule. This proposed
NESHAP would also require the
preparation of annual compliance
certification reports and submission of
this report if there are any deviations
during the year, which should call
attention to those facilities in need of
supervision to the State agency in the
same way as a title V permit. Records
would be required to ensure that the
management practices are followed,
including such records as results of the
visual emissions and opacity tests, and
spray painting training of the
employees.
As part of the first factor, we have
considered the extent to which title V
could potentially enhance compliance
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for area sources covered by this
proposed rule through recordkeeping or
reporting requirements. We have
considered the various title V
recordkeeping and reporting
requirements, including requirements
for a 6-month monitoring report,
deviation reports, and an annual
certification in 40 CFR 70.6 and 71.6.
For any affected metal fabrication and
finishing facility, this proposed
NESHAP would require an initial
notification and a notification of
compliance status. This proposed Metal
Fabrication and Finishing NESHAP also
would require affected facilities to
maintain records showing compliance
with the required equipment standard
and management practices. The
information that would be required in
the notifications and records is similar
to the information that would be
provided in the deviation reports
required under 40 CFR 70.6(a)(3) and 40
CFR 71.6(a)(3). We acknowledge that
title V might impose additional
compliance requirements on this
category, but we have determined that
the monitoring, recordkeeping, and
reporting requirements of this proposed
NESHAP for the metal fabrication and
finishing source categories would be
sufficient to assure compliance with the
provisions of this NESHAP, and title V
would not significantly improve those
compliance requirements.
For the second factor, we determine
whether title V permitting would
impose a significant burden on the area
sources in the category and whether that
burden would be aggravated by any
difficulty the source may have in
obtaining assistance from the permitting
agency. Subjecting any source to title V
permitting imposes certain burdens and
costs that do not exist outside of the title
V program. EPA estimated that the
average cost of obtaining and complying
with a title V permit was $38,500 per
source for a 5-year permit period,
including fees. See Information
Collection Request for Part 70 Operating
Permit Regulations, January 2000, EPA
ICR Number 1587.05. EPA does not
have specific estimates for the burdens
and costs of permitting the metal
fabrication and finishing area sources;
however, there are certain activities
associated with the part 70 and 71 rules.
These activities are mandatory and
impose burdens on the facility. They
include reading and understanding
permit program guidance and
regulations; obtaining and
understanding permit application forms;
answering follow-up questions from
permitting authorities after the
application is submitted; reviewing and
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understanding the permit; collecting
records; preparing and submitting
monitoring reports on a 6-month or
more frequent basis; preparing and
submitting prompt deviation reports, as
defined by the State, which may include
a combination of written, verbal, and
other communications methods;
collecting information, preparing, and
submitting the annual compliance
certification; preparing applications for
permit revisions every 5 years; and, as
needed, preparing and submitting
applications for permit revisions. In
addition, although not required by the
permit rules, many sources obtain the
contractual services of consultants to
help them understand and meet the
permitting program’s requirements. The
ICR for part 70 provides additional
information on the overall burdens and
costs, as well as the relative burdens of
each activity. Also, for a more
comprehensive list of requirements
imposed on part 70 sources (hence,
burden on sources), see the
requirements of 40 CFR 70.3, 70.5, 70.6,
and 70.7.
In assessing the second factor for
metal fabrication and finishing facilities,
we found that over 90 percent of the
approximately 5,800 metal fabrication
and finishing facilities affected by this
proposed rule are small businesses.
These small sources lack the technical
resources that would be needed to
comply with permitting requirements
and the financial resources that would
be needed to hire the necessary staff or
outside consultants. As discussed
above, title V permitting would impose
significant costs on these area sources,
and, accordingly, we propose that title
V would be a significant burden for
sources in this category. More than 90
percent of the facilities that would be
subject to this proposed rule are small
businesses with limited resources, and
under title V they would be subject to
numerous mandatory activities with
which they would have difficulty
complying, whether they were issued a
standard or a general permit.
Furthermore, given the number of
sources in the category and the
relatively small size of many of those
sources, it would likely be difficult for
them to obtain assistance from the
permitting authority. Thus, we believe
that the second factor strongly supports
the proposed title V exemption for metal
fabrication and finishing facilities.
The third factor, which is closely
related to the second factor, is whether
the costs of title V permitting for these
area sources would be justified, taking
into consideration any potential gains in
compliance likely to occur for such
sources. We explained for the second
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factor that the costs of compliance with
title V would impose a significant
burden on nearly all of the
approximately 5,800 metal fabrication
and finishing facilities affected by this
proposed rule. We also believe in
considering the first factor that, while
title V might impose additional
requirements, the monitoring,
recordkeeping and reporting
requirements in the proposed NESHAP
would assure compliance with the
equipment standards and management
practices imposed in the NESHAP. In
addition, in our consideration of the
fourth factor, we find that there are
adequate implementation and
enforcement programs in place to assure
compliance with the NESHAP. Because
the costs, both economic and noneconomic, of compliance with title V are
so high, and the potential for gains in
compliance is low, we propose that title
V permitting is not justified for this
source category. Accordingly, the third
factor supports the proposed title V
exemptions for metal fabrication and
finishing area sources.
The fourth factor we considered in
determining if title V is unnecessarily
burdensome is whether there are
implementation and enforcement
programs in place that are sufficient to
assure compliance with the NESHAP
without relying on title V permits. There
are State programs in place to enforce
this area source NESHAP, and we
believe that the State programs will be
sufficient to assure compliance with this
NESHAP. We also note that EPA retains
authority to enforce this NESHAP
anytime under CAA sections 112, 113
and 114. We further note that small
business assistance programs required
by CAA section 507 may be used to
assist area sources that have been
exempted from title V permitting. Also,
States and EPA often conduct voluntary
compliance assistance, outreach, and
education programs (compliance
assistance programs), which are not
required by statute. These additional
programs would supplement and
enhance the success of compliance with
this area source NESHAP. We believe
that the statutory requirements for
implementation and enforcement of this
NESHAP by the delegated States and
EPA, combined with the additional
assistance programs would be sufficient
to assure compliance with this area
source NESHAP without relying on title
V permitting.
In applying the fourth factor in the
Exemption Rule, where EPA had
deferred action on the title V exemption
for several years, we had enforcement
data available to demonstrate that States
were not only enforcing the provisions
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of the area source NESHAP that we
exempted, but that the States were also
providing compliance assistance to
assure that the area sources were in the
best position to comply with the
NESHAP. See 70 FR 75325–75326. In
proposing this rule, we do not have
similar data available on the specific
enforcement as in the Exemption rule,
but we have no reason to think that
States will be less diligent in enforcing
this NESHAP. See 70 FR 75326. In fact,
States must have adequate programs to
enforce the section 112 regulations and
provide assurances that they will
enforce all NESHAP before EPA will
delegate the program. See 40 CFR part
63, General Provisions, subpart E.
In light of all the information
presented here, we believe that there are
implementation and enforcement
programs in place that are sufficient to
assure compliance with the Metal
Fabrication and Finishing NESHAP
without relying on title V permitting.
Balancing the four factors for this area
source category strongly supports the
proposed finding that title V is
unnecessarily burdensome. While title
V might add additional compliance
requirements if imposed, we believe
that there would not be significant
improvements to the compliance
requirements in the NESHAP because
the requirements in this proposed rule
are specifically designed to assure
compliance with the standards and
management practices imposed on this
area source category.
We further maintain that the
economic and non-economic costs of
compliance with title V, in conjunction
with the likely difficulty this number of
small sources would have obtaining
assistance from the permitting authority,
would impose a significant burden on
the sources. In addition, the high
relative costs would not be justified
given that there is likely to be little or
no potential gain in compliance if title
V were required. And, finally, there are
adequate implementation and
enforcement programs in place to assure
compliance with the NESHAP. Thus, we
propose that title V permitting is
‘‘unnecessarily burdensome’’ for the
metal fabrication and finishing area
source categories.
In addition to evaluating whether
compliance with title V requirements is
‘‘unnecessarily burdensome,’’ EPA also
considered, consistent with guidance
provided by the legislative history of
section 502(a), whether exempting the
metal fabrication and finishing area
source categories from title V
requirements would adversely affect
public health, welfare, or the
environment. Exemption of the metal
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fabrication and finishing area source
categories from title V requirements
would not adversely affect public
health, welfare, or the environment
because the level of control would
remain the same if a permit were
required. The title V permit program
does not impose new substantive air
quality control requirements on sources,
but instead requires that certain
procedural measures be followed,
particularly with respect to determining
compliance with applicable
requirements. As stated in our
consideration of factor one for this
category, title V would not lead to
significant improvements in the
compliance requirements applicable to
existing or new area sources.
Furthermore, one of the primary
purposes of the title V permitting
program is to clarify, in a single
document, the various and sometimes
complex regulations that apply to
sources in order to improve
understanding of these requirements
and to help sources achieve compliance
with the requirements. In this case,
however, we do not believe that a title
V permit is necessary to understand the
requirements applicable to these area
sources. We also have no reason to think
that new sources would be substantially
different from the existing sources. In
addition, we explained in the
Exemption Rule that requiring permits
for the large number of area sources
could, at least in the first few years of
implementation, potentially adversely
affect public health, welfare, or the
environment by shifting State agency
resources away from assuring
compliance for major sources with
existing permits to issuing new permits
for these area sources, potentially
reducing overall air program
effectiveness. Based on this analysis, we
believe that title V exemptions for metal
fabrication and finishing area sources
would not adversely affect public
health, welfare, or the environment for
all of the reasons previously explained.
For the reasons stated here, we are
proposing to exempt the metal
fabrication and finishing area source
categories from title V permitting
requirements.
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V. Impacts of the Proposed Standards
A. What are the air impacts?
Since 1990, the metal fabrication and
finishing industry has reduced their air
impacts by voluntary controls that were
likely motivated by concerns for worker
safety. These controls would have
reduced approximately 122 tons of the
MFHAP (cadmium, chromium, lead,
manganese, and nickel) attributed to
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this industry in the 1990 urban HAP
inventory. Although there are no
additional air emission reductions as a
result of this proposed rule, we believe
that this proposed rule will assure that
the emission reductions made by the
industry since 1990 will be maintained.
Along with the HAP described above,
there is an undetermined amount of
VOHAP and PM that has been cocontrolled in the metal fabrication and
finishing processes that contributed to
criteria pollutant emissions in 1990.
B. What are the cost impacts?
For all metal fabrication and finishing
processes except painting, all facilities
are expected to be achieving the level of
control required by the proposed
standard. Therefore, no additional air
pollution control devices or systems
would be required. No capital costs are
associated with this proposed rule, and
no operational and maintenance costs
are expected because facilities are
already following the manufacturer’s
instructions for operation and
maintenance of pollution control
devices and systems. Many of the
management practices required by this
proposed rule are pollution prevention
and have the co-benefit to provide a cost
savings for facilities.
The annual cost of monitoring,
reporting, and recordkeeping for this
proposed rule is estimated at
approximately $735 per facility per year
after the first year with an additional
$385 per facility for one-time costs in
the first year. While most of these
facilities are small, the costs are
expected to be approximately 0.01
percent of revenues.
The annual estimate includes 2 hours
per facility per year for preparing
annual compliance reports. The annual
estimate also includes an industry-wide
average of 13 hours a year per facility
for visible emissions monitoring of two
buildings or sources. Although it is
possible that some facilities would
initially be required by this proposed
rule to perform daily visual emissions or
opacity testing, the graduated
compliance test schedule of this
proposed rule allows for decrease in
frequency to once a month if visible
emissions are not found. This
monitoring schedule is reflected in our
estimate.
In the above estimated annual costs,
we have included approximately 11,600
labor-hours among the 5,800 sources for
exceedence reports and preparation of a
SWMP. This estimate assumes that 80
percent of the facilities (4,640 facilities)
will have no exceedences; 15 percent
(870 facilities) will have one exceedence
per year; 4 percent (232 facilities) will
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have two exceedences per year; and 1
percent (58 facilities) will have three
exceedences per year and need to
prepare an initial SWMP. The labor
hours estimated for each exceedence
report is 2 hours, 16 hours are estimated
for preparation of the SWMP, and 0.25
hours for recording a test result. For
subsequent years, facilities with a
SWMP will only need to update their
SWMP.
The above analysis shows that we
expect that the maximum number of
exceedences per year for any facility
would be three exceedences. According
to the monitoring requirements for
welding sources, which are the only
metal fabrication and finishing sources
that are not required to use add-on
control devices, the second exceedence
in any one year requires the facility to
perform an EPA Method 9 opacity test
to determine whether the exhaust from
the process or building is less than or
greater than 20 percent opacity. If the
EPA Method 9 test shows an opacity
greater than 20 percent, the facility
would be required to prepare a SWMP
to address the emission control strategy
that the facility is planning for the
future to minimize PM emissions from
the process. We expect that the
requirement to prepare a SWMP will
cause the facility to initiate changes in
the facility’s management practices or
use of add-on control equipment such
that the facility will subsequently be
able to meet the opacity or visible
emission requirements in this proposed
rule. Therefore, we expect no further
exceedences by the facilities after being
required to prepare a SWMP. We
specifically invite comment on these
assumptions for the proposed rule.
The total number of labor hours
included in this annual cost estimate
includes 2 hours for preparation of the
Initial Notification in the first year; 4
hours for preparation of the Notification
of Compliance Status in the first year,
and 2 hours for preparing the Annual
Compliance Certification at the end of
the year, for an industry-wide average
estimate of 24 hours per facility in the
first year, which include the 13 hours
per facility for monitoring. In the second
year, the estimated industry-wide
average labor hours per facility falls to
18 hours, of which 13 hours are due to
monitoring.
We estimate that the proposed
standards for spray painting VOHAP
content will have no net annual cost to
spray painting operations. The cost of
lower VOHAP content paints has been
reduced since the market for these
paints has increased due to other paint
and coating rules promulgated by EPA.
Therefore, there is no additional cost
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estimated for lower VOHAP content
paints required by this proposed rule.
We estimate that the proposed
standards for spray painting will have
no net annual cost to spray painting
operations. The initial cost of complying
with these proposed standards would be
off-set and recovered over time by cost
savings as a result of more efficient use
of labor and materials by surface coating
operations. The initial costs for surface
coating operations may include
purchase of improved spray booth
filters, automated enclosed gun washers,
HVLP spray guns, and painter training,
if needed to comply with the proposed
standards. However, spray painting
processes are already required by OSHA
standards to perform spray painting in
a spray booth or similar enclosure, so
theses costs would not be attributed to
these proposed standards. Therefore, we
have not estimated costs required to
install spray booths to comply with the
proposed standards. We specifically
request comment on the appropriateness
of this assumption for the metal
fabrication and finishing industries.
The proposed standards specify that
certain types of filters have to be used
on the spray booth exhaust to minimize
MFHAP emissions, and these filters are
not addressed by OSHA standards.
Some spray painting facilities may need
to replace their current filters for ones
with higher control efficiency, but the
higher efficiency filters are readily
available and will not result in any
additional cost.
This proposed rule also would require
all affected new and existing facilities to
perform their paint spray gun cleaning
operations such that gun cleaning
solvent and paint residue is not created
outside of the container and used gun
cleaning solvent is collected. These gun
cleaning methods include hand cleaning
of parts, use of a fully enclosed spray
gun washer, or a combination of these
non-atomizing methods. Hand cleaning
is considered equivalent to gun washers
as long as the painters do not atomize
cleaning solvent from the gun and the
spent solvent is collected in a container
that is closed when not in use. Since
facilities that do not currently have an
automated gun washer can still comply
with the proposed standards by cleaning
guns by hand, we do not expect that
sources would have any annualized
capital costs or operating costs for spray
gun cleaning. We specifically request
comment on this assumption.
If spray gun washers are used, the
annual costs for these washers would be
offset by the reduced labor to clean
spray guns and reduced costs for
cleaning solvent purchase and disposal.
Spray gun washers are automated so
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that after loading the spray gun in the
washer, the painters can perform other
tasks while the spray guns are being
cleaned. Automated spray gun washers
are also capable of re-using solvent for
gun cleaning to minimize solvent
consumption and waste disposal.
This proposed rule also requires that
facilities certify that their painters have
knowledge of the proper use of HVLP or
equivalent equipment. However,
facilities can show that a painter’s work
experience and/or training have resulted
in equivalent training and, therefore,
would not be necessarily required to
provide training at an external location
for these painters. In addition, this
proposed rule permits facilities to
perform hands-on or in-house training
to meet the training requirements.
Therefore, we believe that painter
training costs would have a low impact
on the affected facilities. The following
discussion summarizes and further
illustrates this point.
First, many facilities already send
their painters to training sponsored by
paint companies and trade
organizations. Paint companies sponsor
painter training so that the paint
company can reduce warranty claims on
their paint products. These training
courses already cover much of the same
material required by this proposed rule.
Therefore, this proposed rule would not
impose new training costs on these
facilities that already participate in
training. Second, facilities may perform
training ‘‘in-house’’ or show that a
painter’s work experience and/or
training have resulted in equivalent
training and, therefore, would not be
required to provide training at an
external location for these painters.
Third, the estimated training cost could
be offset by reduced coating costs if the
training results in reduced coating
consumption. Data from the STAR
program indicate that painters who
complete this training can decrease the
amount of coating sprayed by about 20
percent per job. We estimate that if a
typical facility reduced their coating
consumption and costs by about 4
percent per year, the cost savings would
equalize the increased cost of training
after 1 year, and there would be no net
cost in training. To recover the cost of
training over 5 years, a typical facility
would need to reduce their coating
consumption by slightly less than 1
percent. Fourth, all painting in the
metal fabrication and finishing
industries is not done by spraying.
Many metal fabrication and finishing
facilities perform painting by dip
painting or other coating techniques that
are not subject to the spray painting
standards of this proposed rule.
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Therefore, spray painting training
impacts would be lower than that
estimated based on typical assumptions
of the number of spray painters per
facility. In summary, EPA estimates that
the proposed requirements for surface
coating operations would not result in
any net increase in annual or capital
costs from the control requirements for
surface coating operations. We
specifically request comment on this
aspect of this proposed rule.
Information on our cost impact
estimates on the sources is available in
the docket for this proposed rule. (See
Docket Number EPA–HQ–OAR–2006–
0306).
C. What are the economic impacts?
The only measurable costs
attributable to these proposed standards
are associated with the monitoring,
recordkeeping, and reporting
requirements. These proposed standards
are estimated to impact a total of 5,800
area source facilities. We estimate that
over 5,300 of these facilities are small
entities. Our analysis indicates that this
proposed rule would not impose a
significant adverse impact on any
facilities, large or small since these costs
are approximately 0.01 percent of
revenues.
D. What are the non-air health,
environmental, and energy impacts?
No detrimental secondary impacts are
expected to occur from the non-painting
sources because all facilities are
currently achieving the GACT level of
control. No facilities would be required
to install and operate new or additional
control devices or systems, or install
and operate monitoring devices or
systems. No additional solid waste
would be generated as a result of the PM
emissions collected and there are no
additional energy impacts associated
with operation of control devices or
monitoring systems for the non-painting
sources.
We expect no increase in generation
of wastewater or other water quality
impacts. None of the control measures
considered for this proposed rule
generates a wastewater stream. The
installation of spray booths and
enclosed gun washers, and increased
worker training in the proper use and
handling of coating materials should
reduce worker exposure to harmful
chemicals in the workplace. This should
have a positive benefit on worker
health, but this benefit cannot be
quantified in the scope of this
rulemaking.
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VI. Statutory and Executive Order
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A. Executive Order 12866: Regulatory
Planning and Review
This action is not a ‘‘significant
regulatory action’’ under the terms of
Executive Order 12866 (58 FR 51735,
October 4, 1993) and is therefore not
subject to review under the Executive
Order.
B. Paperwork Reduction Act
The information collection
requirements in this proposed rule have
been submitted for approval to OMB
under the Paperwork Reduction Act, 44
U.S.C. 3501 et seq. The information
collection request (ICR) document
prepared by EPA has been assigned EPA
ICR number 2298.01.
The recordkeeping and reporting
requirements in this proposed rule are
based on the requirements in EPA’s
NESHAP General Provisions (40 CFR
part 63, subpart A). The recordkeeping
and reporting requirements in the
General Provisions are mandatory
pursuant to section 114 of the CAA (42
U.S.C. 7414). All information other than
emissions data submitted to EPA
pursuant to the information collection
requirements for which a claim of
confidentiality is made is safeguarded
according to CAA section 114(c) and the
Agency’s implementing regulations at
40 CFR part 2, subpart B.
This proposed NESHAP would
require metal fabrication and finishing
area sources to submit an Initial
Notification and a Notification of
Compliance Status according to the
requirements in 40 CFR 63.9 of the
General Provisions (subpart A). Records
would be required to demonstrate
compliance with operation and
maintenance of capture and control
devices, VOHAP content of paints, and
other management practices. The owner
or operator of a metal fabrication and
finishing facility also is subject to
notification and recordkeeping
requirements in 40 CFR 63.9 and 63.10
of the General Provisions (subpart A).
Annual compliance certifications and
annual exceedence reports would be
required instead of the semiannual
excess emissions reports required by the
NESHAP General Provisions.
The annual burden for this
information collection averaged over the
first three years of this ICR is estimated
to be a total of 35,268 labor hours per
year at a cost of $1.1 million or
approximately $580 per facility. The
average annual reporting burden is six
hours per response, with approximately
three responses per facility for 1,933
respondents. The only costs attributable
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to these proposed standards are
associated with the monitoring,
recordkeeping, and reporting
requirements. There are no capital,
operating, maintenance, or purchase of
services costs expected as a result of this
proposed rule.
Although it is possible that some
facilities would initially be required by
this proposed rule to record the results
of daily visual emissions or opacity
testing, the graduated compliance test
schedule of this proposed rule allows
for decrease in frequency to once a
month if emissions are not found. Also,
the requirement for preparation of a
SWMP is expected to result in a
maximum of three exceedences from 1
percent (58) of the facilities because of
the pollution prevention focus of the
SWMP. Burden is defined at 5 CFR
1320.3(b).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in 40
CFR part 63 are listed in 40 CFR part 9.
To comment on the Agency’s need for
this information, the accuracy of the
provided burden estimates, and any
suggested methods for minimizing
respondent burden, including the use of
automated collection techniques, EPA
has established a public docket for this
action, which includes this ICR, under
Docket ID number EPA–HQ–OAR–
2006–0306. Submit any comments
related to the ICR for this proposed rule
to EPA and OMB. See ADDRESSES
section at the beginning of this notice
for where to submit comments to EPA.
Send comments to OMB at the Office of
Information and Regulatory Affairs,
Office of Management and Budget, 725
17th Street NW., Washington, DC 20503,
Attention: Desk Officer for EPA. Since
OMB is required to make a decision
concerning the ICR between 30 and 60
days after April 3, 2008, a comment to
OMB is best assured of having its full
effect if OMB receives it by May 5, 2008.
The final rule will respond to any OMB
or public comments on the information
collection requirements contained in
this proposal.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule would not have a
significant economic impact on a
substantial number of small entities.
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Small entities include small businesses,
small not-for-profit enterprises, and
small governmental jurisdictions.
For the purposes of assessing the
impacts of this proposed rule on small
entities, small entity is defined as: (1) A
small business that meets the Small
Business Administration size standards
for small businesses, as defined by the
Small Business Administration’s (SBA)
regulations at 13 CFR 121.201; (2) a
small governmental jurisdiction that is a
government of a city, county, town,
school district, or special district with a
population of less than 50,000; and (3)
a small organization that is any not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of this proposed rule on small
entities, I certify that this action will not
have a significant economic impact on
a substantial number of small entities.
This proposed rule is estimated to
impact a total of 5,800 area source metal
fabrication and finishing facilities; over
5,300 of these facilities are estimated to
be small entities. We have determined
that small entity compliance costs, as
assessed by the facilities’ cost-to-sales
ratio, are expected to be less than 0.01
percent. The analysis also shows that
none of the small entities would incur
economic impacts exceeding three
percent of its revenue. Although this
proposed rule contains requirements for
new area sources, we are not aware of
any new area sources being constructed
now or planned in the next three years,
and consequently, we did not estimate
any impacts for new sources.
Although this proposed rule will not
have a significant economic impact on
a substantial number of small entities,
EPA nonetheless has tried to reduce the
impact of this proposed rule on small
entities. The standards represent
practices and controls that are common
throughout the sources engaged in metal
fabrication and finishing. The standards
also require minimal amount of
recordkeeping and reporting needed to
demonstrate and verify compliance.
These standards were developed based
on information obtained from small
businesses in our surveys, consultation
with small business representatives on
the State and national level, and
industry representatives that are
affiliated with small businesses.
We continue to be interested in the
potential impacts of this proposed
action on small entities and welcome
comments on issues related to such
impacts.
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D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and tribal governments and the private
sector. Under section 202 of the UMRA,
EPA generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
result in expenditures by State, local,
and tribal governments, in the aggregate,
or by the private sector, of $100 million
or more in any one year. Before
promulgating an EPA rule for which a
written statement is needed, section 205
of the UMRA generally requires EPA to
identify and consider a reasonable
number of regulatory alternatives and
adopt the least costly, most costeffective, or least burdensome
alternative that achieves the objectives
of the rule. The provisions of section
205 do not apply when they are
inconsistent with applicable law.
Moreover, section 205 allows EPA to
adopt an alternative other than the least
costly, most cost-effective, or least
burdensome alternative if the
Administrator publishes with the final
rule an explanation why that alternative
was not adopted. Before EPA establishes
any regulatory requirements that may
significantly or uniquely affect small
governments, including tribal
governments, it must have developed
under section 203 of the UMRA a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of EPA regulatory
proposals with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
EPA has determined that this
proposed rule does not contain a
Federal mandate that may result in
expenditures of $100 million or more
for State, local, and tribal governments,
in the aggregate, or the private sector in
any one year. This proposed rule is not
expected to impact State, local, or tribal
governments. Thus, this proposed rule
is not subject to the requirements of
sections 202 and 205 of the UMRA. EPA
has determined that this proposed rule
contains no regulatory requirements that
might significantly or uniquely affect
small governments. This proposed rule
contains no requirements that apply to
such governments, and impose no
obligations upon them. Therefore, this
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proposed rule is not subject to section
203 of the UMRA.
E. Executive Order 13132: Federalism
Executive Order 13132 (64 FR 43255,
August 10, 1999) requires EPA to
develop an accountable process to
ensure ‘‘meaningful and timely input by
State and local officials in the
development of regulatory policies that
have federalism implications.’’ ‘‘Policies
that have federalism implications’’ is
defined in the Executive Order to
include regulations that have
‘‘substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’
This proposed rule does not have
federalism implications. It will not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. This proposed
rule does not impose any requirements
on State and local governments. Thus,
Executive Order 13132 does not apply
to this proposed rule.
In the spirit of Executive Order 13132,
and consistent with EPA policy to
promote communications between EPA
and State and local governments, EPA
specifically solicits comment on this
proposed rule from State and local
officials.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
Executive Order 13175 (65 FR 67249,
November 6, 2000), requires EPA to
develop an accountable process to
ensure ‘‘meaningful and timely input by
tribal officials in the development of
regulatory policies that have tribal
implications.’’ This proposed rule does
not have tribal implications, as specified
in Executive Order 13175. This
proposed rule imposes no requirements
on tribal governments. Thus, Executive
Order 13175 does not apply to this rule.
EPA specifically solicits additional
comment on this proposed rule from
tribal officials.
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
EPA interprets Executive Order 13045
(62 FR 19885, April 23, 1997) as
applying to those regulatory actions that
concern health or safety risks, such that
the analysis required under section 5–
501 of the Order has the potential to
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influence the regulation. This action is
not subject to Executive Order 13045
because it is based solely on technology
performance.
H. Executive Order 13211 (Energy
Effects)
This rule is not subject to Executive
Order 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’ (66
FR 28355, May 22, 2001) because it is
not a significant regulatory action under
Executive Order 12866.
I. National Technology Transfer
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law
104–113 (15 U.S.C. 272 note) directs
EPA to use voluntary consensus
standards (VCS) in its regulatory
activities unless to do so would be
inconsistent with applicable law or
otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures, and
business practices) that are developed or
adopted by voluntary consensus
standards bodies. NTTAA directs EPA
to provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards.
This proposed rulemaking involves
technical standards. Therefore, the
Agency conducted a search to identify
potentially applicable VCS. However,
we identified no such standards, and
none were brought to our attention in
comments. Therefore, EPA has decided
to use EPA Methods 24 and 311 in this
proposed rule. In addition, we are
proposing to use ASHRAE Method 52.1,
‘‘Gravimetric and Dust-Spot Procedures
for Testing Air-Cleaning Devices Used
in General Ventilation for Removing
Particulate Matter, June 4, 1992,’’ to
measure paint booth filter efficiency and
to measure the control efficiency of
paint overspray arrestors with sprayapplied paintings. This method will
enable owner/operators to determine
their facility’s compliance with the
spray booth filter requirement of this
proposed rule.
We are also proposing to use two
methods from the California South
Coast Air Quality Management District:
‘‘Spray Equipment Transfer Efficiency
Test Procedure For Equipment User,
May 24, 1989,’’ and ‘‘Guidelines for
Demonstrating Equivalency with
District Approved Transfer Efficient
Spray Guns, September 26, 2002,’’ as
methods to demonstrate the equivalency
of spray gun transfer efficiency for spray
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guns that do not meet the definition of
HVLP, airless spray, or electrostatic
spray. These methods will enable
owner/operators to determine their
facility’s compliance with the HVLP
requirement of this proposed rule.
We also cite in this proposed rule
three ASTM methods: ASTM Method
D2697–03, ‘‘Standard Test Method for
Volume Nonvolatile Matter in Clear or
Pigmented Coatings,’’ and ASTM
D6093–97 (Reapproved 2003),
‘‘Standard Test Method for Percent
Volume Nonvolatile Matter in Clear or
Pigmented Coatings Using a Helium Gas
Pycnometer,’’ for determining the
volume fraction of paint solids; and
ASTM D1475–98, ‘‘Standard Test
Method for Density of Liquid Coatings,
Inks, and Related Products,’’ for
determining the average density of
volatile matter in the spray paints and
coatings.
In addition to the VCS already cited
in this proposed rule, EPA Method 24
and 311 already incorporate VCS. The
EPA Method 311 is a compilation of five
VCS: ASTM D1979–91, ASTM D3432–
89, ASTM D4747–87, ASTM D4827–93,
and ASTM PS 9–94. The EPA Method
24 incorporates six VCS: ASTM D1475–
90, ASTM D2369–95, ASTM D3792–91,
ASTM D4017–96a, ASTM D4457–85
(Reapproved 1991), and ASTM D5403–
93.
EPA welcomes comments on this
aspect of the proposed rulemaking and,
specifically, invites the public to
identify potentially-applicable
voluntary consensus standards and to
explain why such standards should be
used in this regulation.
Under § 63.7(f) and § 63.8(f) of subpart
A of the General Provisions, a source
may apply to EPA for permission to use
alternative test methods or alternative
monitoring requirements in place of any
required testing methods, performance
specifications, or procedures.
sroberts on PROD1PC70 with PROPOSALS
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629,
February 16, 1994) establishes Federal
executive policy on environmental
justice. Its main provision directs
Federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
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EPA has determined that this
proposed rule will not have
disproportionately high and adverse
human health or environmental effects
on minority or low-income populations
because it increases the level of
environmental protection for all affected
populations without having any
disproportionately high and adverse
human health or environmental effects
on any population, including any
minority or low-income population. The
nationwide standards would reduce
HAP emissions and thus decrease the
amount of emissions to which all
affected populations are exposed.
List of Subjects in 40 CFR Part 63
Environmental protection, Air
pollution control, Hazardous
substances, Incorporations by reference,
Reporting and recordkeeping
requirements.
Dated: March 20, 2008.
Stephen L. Johnson,
Administrator.
For the reasons stated in the
preamble, title 40, chapter I of the Code
of Federal Regulations is proposed to be
amended as follows:
PART 63—[AMENDED]
1. The authority citation for part 63
continues to read as follows:
Authority: 42 U.S.C. 7401, et seq.
Subpart A—[Amended]
2. Section 63.14 is amended by
revising paragraphs (b)(25) and (26),
(d)(7) and (8), and (l)(1); and adding
new paragraph (b)(66) to read as
follows:
§ 63.14
Incorporations by reference.
*
*
*
*
*
(b) * * *
(25) ASTM D6093–97 (Reapproved
2003), Standard Test Method for Percent
Volume Nonvolatile Matter in Clear or
Pigmented Coatings Using a Helium Gas
Pycnometer, IBR approved for
§§ 63.3161(f)(1), 63.3521(b)(1),
63.3941(b)(1), 63.4141(b)(1),
63.4741(b)(1), 63.4941(b)(1), 63.5160(c),
and 63.11516(e)(3)(ii)(A).
(26) ASTM D1475–98, Standard Test
Method for Density of Liquid Coatings,
Inks, and Related Products, IBR
approved for §§ 63.3151(b),
63.3941(b)(4), 63.3941(c), 63.3951(c),
63.4141(b)(3), 63.4141(c), 63.4551(c),
63.11516(e)(3)(iii), 63.11516(e)(3)(iv),
63.11516(e)(4)(iii), and
63.11516(e)(4)(iv).
*
*
*
*
*
(66) ASTM D2697–03, Standard Test
Method for Volume Nonvolatile Matter
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in Clear or Pigmented Coatings, IBR
approved for § 63.11516(e)(3)(ii)(A).
*
*
*
*
*
(d) * * *
(7) California South Coast Air Quality
Management District’s ‘‘Spray
Equipment Transfer Efficiency Test
Procedure for Equipment User, May 24,
1989,’’ IBR approved for
§ 63.11173(e)(3) and § 63.11516(d)(2) of
subpart XXXXXX of this part.
(8) California South Coast Air Quality
Management District’s ‘‘Guidelines for
Demonstrating Equivalency with
District Approved Transfer Efficient
Spray Guns, September 26, 2002,’’ IBR
approved for §§ 63.11173(e) and
63.11516(d)(2).
*
*
*
*
*
(l) * * *
(1) American Society of Heating,
Refrigerating, and Air Conditioning
Engineers Method 52.1, ‘‘Gravimetric
and Dust-Spot Procedures for Testing
Air-Cleaning Devices Used in General
Ventilation for Removing Particulate
Matter, June 4, 1992,’’ IBR approved for
§§ 63.11173(e)(2)(i) and
63.11516(d)(1)(ii).
*
*
*
*
*
3. Part 63 is amended by adding
subpart XXXXXX consisting of
§§ 63.11514 through 63.11523 and
tables 1 through 4 to read as follows:
Subpart XXXXXX—National Emission
Standards for Hazardous Air Pollutants
Area Source Standards for 9 Metal
Fabrication and Finishing Source
Categories Applicability and Compliance
Dates
Sec.
63.11514 Am I subject to this subpart?
63.11515 What are my compliance dates?
Standards and Compliance Requirements
63.11516 What are my standards and
management practices?
63.11517 What are my monitoring
requirements?
63.11518 [Reserved]
63.11519 What are my notification,
recordkeeping, and reporting
requirements?
63.11520 [Reserved]
Other Requirements and Information
63.11521 Who implements and enforces
this subpart?
63.11522 What definitions apply to this
subpart?
63.11523 What General Provisions sections
apply to this subpart?
Tables to Subpart XXXXXX
Table 1 to Subpart XXXXXX of Part 63—
Description of Source Categories Affected
by This Subpart
Table 2 to Subpart XXXXXX of Part 63—
Default Organic HAP Mass Fraction for
Solvents and Solvent Blends
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Table 3 to Subpart XXXXXX of Part 63—
Default Organic HAP Mass Fraction for
Petroleum Solvent Groups
Table 4 to Subpart XXXXXX of Part 63—
Applicability of General Provisions to
Metal Fabrication or Finishing Area
Sources
Subpart XXXXXX—National Emission
Standards for Hazardous Air Pollutants
Area Source Standards for 9 Metal
Fabrication and Finishing Source
Categories Applicability and
Compliance Dates
sroberts on PROD1PC70 with PROPOSALS
§ 63.11514
Am I subject to this subpart?
(a) You are subject to this subpart if
you own or operate an area source of
metal fabrication or finishing metal HAP
(MFHAP), defined to be the compounds
of cadmium, chromium, lead,
manganese, and nickel, or a source of
volatile organic HAP (VOHAP) from
spray painting operations, which
performs metal fabrication or finishing
operations in one of the following nine
source categories listed in paragraphs
(a)(1) through (9) of this section.
Descriptions of these source categories
are shown in Table 1 of this subpart.
(1) Electrical and Electronic
Equipment Finishing Operations;
(2) Fabricated Metal Products;
(3) Fabricated Plate Work (Boiler
Shops);
(4) Fabricated Structural Metal
Manufacturing;
(5) Heating Equipment, except
Electric;
(6) Industrial Machinery and
Equipment: Finishing Operations;
(7) Iron and Steel Forging;
(8) Primary Metal Products
Manufacturing; and
(9) Valves and Pipe Fittings.
(b) The provisions of this subpart
apply to each new and existing affected
source listed and defined in paragraphs
(b)(1) through (5) of this section at all
times.
(1) A dry abrasive blasting metal
fabrication or finishing affected source
is the collection of all equipment and
activities necessary to perform dry
abrasive blasting operations, which use
MFHAP or perform metal fabrication or
finishing operations that have the
potential to emit MFHAP.
(2) A machining metal fabrication or
finishing affected source is the
collection of all equipment and
activities necessary to perform
machining metal fabrication or finishing
operations which use MFHAP or
perform metal fabrication or finishing
operations that have the potential to
emit MFHAP.
(3) A dry grinding and dry polishing
with machines metal fabrication or
finishing affected source is the
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collection of all equipment and
activities necessary to perform dry
grinding and dry polishing with
machines metal fabrication or finishing
operations which use MFHAP or
perform metal fabrication or finishing
operations that have the potential to
emit MFHAP.
(4) A spray painting metal fabrication
or finishing affected source is the
collection of all equipment and
activities necessary to perform sprayapplied painting operations on metal
substrates using paints which contain
VOHAP or MFHAP. A spray painting
metal fabrication or finishing affected
source includes all equipment used to
apply cleaning materials to a substrate
to prepare it for paint application
(surface preparation) or to remove dried
paint; to apply a paint to a substrate
(paint application) and to dry or cure
the paint after application; or to clean
paint operation equipment (equipment
cleaning). If you are subject to the
provisions of this subpart, you are not
subject to the provisions of subpart
HHHHHH of this part, National
Emission Standards for Hazardous Air
Pollutants: Paint Stripping and
Miscellaneous Surface Coating
Operations at Area Sources, for affected
source(s) subject to the requirements of
paragraphs (b)(1) through (5) of this
section.
(5) A welding metal fabrication or
finishing affected source is the
collection of all equipment and
activities necessary to perform welding
operations which use MFHAP, or
perform metal fabrication or finishing
operations that have the potential to
emit MFHAP.
(c) An affected source is existing if
you commenced construction or
reconstruction of the affected source, as
defined in § 63.2, ‘‘General Provisions’’
to part 63, before April 3, 2008.
(d) An affected source is new if you
commenced construction or
reconstruction of the affected source, as
defined in § 63.2, ‘‘General Provisions’’
to part 63, on or after April 3, 2008.
(e) This subpart does not apply to
research or laboratory facilities, as
defined in section 112(c)(7) of the Clean
Air Act (CAA).
(f) This subpart does not apply to tool
or equipment repair operations, or
facility maintenance as defined in
§ 63.11522, ‘‘Definitions.’’
(g) You are exempt from the
obligation to obtain a permit under 40
CFR part 70 or 40 CFR part 71, provided
you are not otherwise required by law
to obtain a permit under 40 CFR 70.3(a)
or 40 CFR 71.3(a). Notwithstanding the
previous sentence, you must continue to
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comply with the provisions of this
subpart.
§ 63.11515
dates?
What are my compliance
(a) If you own or operate an existing
affected source, you must achieve
compliance with the applicable
provisions in this subpart within two
years of the date of publication of the
final rule in the Federal Register, except
for spray painter training required by
§ 63.11516(d)(8), ‘‘Standards for control
of MFHAP in spray painting.’’
(b) If you start up a new affected
source after the date of publication of
the final rule in the Federal Register,
you must achieve compliance with the
provisions in this subpart upon startup
of your affected source.
Standards and Compliance
Requirements
§ 63. 11516 What are my standards and
management practices?
(a) Dry abrasive blasting metal
fabrication or finishing standards. If you
own or operate a new or existing dry
abrasive blasting metal fabrication or
finishing affected source you must
comply with the requirements in
paragraphs (a)(1) through (3) of this
section, as applicable.
(1) Standards for dry abrasive blasting
of objects less than or equal to 8 feet in
any one dimension, performed in totally
enclosed and unvented blast chambers.
If you own or operate a new or existing
dry abrasive blasting metal fabrication
or finishing affected source which
consists of an abrasive blasting chamber
that is totally enclosed and unvented, as
defined in § 63.11522, ‘‘Definitions,’’
you must implement management
practices to minimize emissions of
MFHAP. These management practices
are the practices specified in paragraph
(a)(1)(i) of this section. You must
demonstrate that management practices
are being implemented by complying
with the requirements in paragraphs
(a)(1)(ii) through (iv) of this section.
(i) Management practices for totally
enclosed and unvented abrasive blasting
chamber affected sources are to:
(A) Minimize dust generation during
emptying of abrasive blasting
enclosures; and
(B) Operate all equipment associated
with dry abrasive blasting operations
according to the manufacturer’s
instructions.
(ii) You must perform visual
determinations of fugitive emissions as
specified in § 63.11517(b), ‘‘Monitoring
Requirements,’’ in close proximity to
the total enclosed and unvented dry
abrasive blasting chamber.
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(iii) You must keep a record of all
visual determinations of fugitive
emissions along with any corrective
actions taken in accordance with the
requirements in § 63.11519(c)(2),
‘‘Notification, recordkeeping, and
reporting requirements.’’
(iv) If visible fugitive emissions are
detected, you must comply with the
requirements in paragraphs (a)(1)(iv)(A)
and (B) of this section.
(A) Perform corrective actions as
needed until the visible emissions are
eliminated, at which time you must
perform a follow-up inspection for
visible emissions in accordance with
§ 63.11517(a), ‘‘Monitoring
Requirements.’’ Corrective actions
include, but are not limited to,
inspection and repositioning of the
blasting chamber, adjusting the blasting
mechanism, and repairing leaks.
(B) Report all instances when visible
emissions are detected, along with the
corrective actions taken and the results
of subsequent follow-up determinations
for visible emissions, along with your
annual compliance report, as required
by § 63.11519(b)(5), ‘‘Notification,
recordkeeping, reporting requirements.’’
(2) Standards for dry abrasive blasting
of objects less than or equal to 8 feet in
any one dimension, performed in vented
enclosures. If you own or operate a new
or existing dry abrasive blasting metal
fabrication or finishing affected source
which consists of a dry abrasive blasting
operation which has a vent allowing any
air or blast material to escape, you must
comply with the requirements in
paragraphs (a)(2)(i) through (v) of this
section. As an alternative, dry abrasive
blasting operations for which the items
to be blasted exceed 8 feet (2.4 meters)
in any dimension, may be performed
outdoors, subject to the requirements in
paragraph (a)(3) of this section.
(i) You must capture emissions and
vent them to a filtration control device.
You must demonstrate compliance with
this requirement by maintaining a
record of the manufacturer’s
specifications for the capture and
control devices, as specified by the
requirements in § 63.11519(c)(4),
‘‘Notification, recordkeeping, and
reporting requirements.’’ If you control
emissions with a device other than a
filtration device, you must establish that
the alternate control device is at least
equivalent, according to § 63.6(g) of the
‘‘General Provisions’’ to part 63.
(ii) You must implement the
management practices to minimize
emissions of MFHAP as specified in
paragraphs (a)(2)(ii)(A) through (C) of
this section.
(A) You must keep work areas free of
excess MFHAP material by sweeping or
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vacuuming dust once per day, once per
shift, or once per operation, as needed
depending on the severity of dust
generation; and
(B) You must enclose dusty material
storage areas and holding bins, seal
chutes and conveyors; and
(C) You must operate all equipment
associated with dry abrasive blasting
operations according to manufacturer’s
instructions.
(iii) To demonstrate that management
practices are being implemented, you
must perform visual determinations of
fugitive emissions as specified in
§ 63.11517(b), ‘‘Monitoring
Requirements,’’ at the outlet of the vent
or stack to which the dry abrasive
blasting operation and any control
system are vented.
(iv) You must keep a record of all
visual determinations of fugitive
emissions along with any corrective
action taken in accordance with the
requirements in § 63.11519(c)(2),
‘‘Notification, recordkeeping, and
reporting requirements.’’
(v) If visible fugitive emissions are
detected, perform corrective actions as
needed until the visible fugitive
emissions are eliminated, at which time
you must comply with the requirements
in paragraphs (a)(2)(v)(A) and (B) of this
section.
(A) Perform a follow-up inspection for
visible fugitive emissions in accordance
with § 63.11517(a), ‘‘Monitoring
Requirements.’’ Corrective actions
include, but are not limited to,
inspecting and replacing filters; and
inspecting, repairing, and/or correcting
enclosure and exhaust air flow, so that
the enclosure air is directed into the
filtration device.
(B) Report all instances where visible
emissions are detected, along with any
corrective action taken and the results of
subsequent follow-up inspections for
visible emissions, along with your
annual compliance report, as required
by § 63.11519(b)(5), ‘‘Notification,
recordkeeping, and reporting
requirements.’’
(3) Standards for dry abrasive blasting
of objects greater than 8 feet in any one
dimension. If you own or operate a new
or existing dry abrasive blasting metal
fabrication or finishing affected source
which consists of a dry abrasive blasting
operation which is performed outdoors,
you must implement management
practices to minimize emissions of
MFHAP as specified in paragraph
(a)(3)(i) of this section. You must
demonstrate that management practices
are being implemented by complying
with the requirements in paragraphs
(a)(3)(ii) through (iv) of this section.
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(i) Management practices for outdoor
dry abrasive blasting metal fabrication
or finishing affected sources are the
practices specified in paragraphs
(a)(3)(i)(A) through (G) of this section.
(A) Keep work areas free of excess
MFHAP material by sweeping or
vacuuming dust once per day, once per
shift, or once per operation, as needed
depending on the severity of dust
generation; and
(B) Enclose dusty material storage
areas and holding bins, seal chutes and
conveyors; and
(C) Operate all equipment associated
with dry abrasive blasting operations
according to manufacturer’s
instructions; and
(D) No dry abrasive blasting shall be
performed during a wind event, as
defined in § 63.11522, ‘‘Definitions;’’
and
(E) No dry abrasive blasting shall be
performed on substrates having paints
containing lead (greater than 0.1 percent
lead) unless enclosures or barriers are
employed, or similar precautions are
taken to collect the lead-bearing
emissions or prevent them from being
dispersed; and
(F) Dry abrasive blasting media shall
not be re-used unless contaminants (i.e.,
any material other than the base metal,
such as paint residue) have been
removed by filtration or screening, and
the abrasive material conforms to its
original size; and
(G) Whenever practicable, switch
from high particulate matter (PM)emitting blast media (e.g., sand) to low
PM-emitting blast media (e.g., steel shot,
aluminum oxide.), where PM is a
surrogate for MFHAP.
(ii) You must perform visual
determinations of fugitive emissions, as
specified in § 63.11517(b), ‘‘Monitoring
Requirements,’’ at the fenceline or
property border nearest to the outdoor
dry abrasive blasting operation.
(iii) Keep a record of all visual
determinations of fugitive emissions
along with any corrective action taken
in accordance with the requirements in
§ 63.11519(c)(2), ‘‘Notification,
recordkeeping, and reporting
requirements.’’
(iv) If visible fugitive emissions are
detected, perform corrective actions
until the visible fugitive emissions are
eliminated, at which time you must
comply with the requirements in
paragraphs (a)(3)(iv)(A) and (B) of this
section.
(A) Perform a follow-up inspection for
visible fugitive emissions in accordance
with § 63.11517(a), ‘‘Monitoring
Requirements.’’
(B) Report all instances where visible
emissions are detected, along with any
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corrective action taken and the results of
subsequent follow-up inspections for
visible emissions, along with your
annual compliance report as required by
§ 63.11519(b)(5), ‘‘Notification,
recordkeeping, and reporting
requirements.’’
(b) Standards for machining. If you
own or operate a new or existing
machining metal fabrication or finishing
affected source, you must implement
management practices to minimize
emissions of MFHAP as specified in
paragraph (b)(1) of this section. You
must demonstrate that management
practices are being implemented by
complying with the requirements in
paragraphs (b)(2) through (4) of this
section.
(1) Machining affected sources must
comply with the management practices
specified in paragraphs (b)(1)(i) and (ii)
of this section.
(i) Keep work areas free of excess
MFHAP material by sweeping or
vacuuming once per day, once per shift,
or once per operation, as needed
depending on the severity of dust
generation; and
(ii) Operate all equipment associated
with machining according to
manufacturer’s instructions.
(2) You must perform visual
determinations of fugitive emissions, as
specified in § 63.11517(b), ‘‘Monitoring
Requirements,’’ at an exit or opening of
the building containing the machining
metal fabrication or finishing operation.
(3) You must keep a record of all
visual determinations of fugitive
emissions along with any corrective
action taken in accordance with the
requirements in § 63.11519(c)(2),
‘‘Notification, recordkeeping, and
reporting requirements.’’
(4) If visible fugitive emissions are
detected, perform corrective actions
until the visible fugitive emissions are
eliminated, at which time you must
comply with the requirements in
paragraphs (b)(4)(i) and (ii) of this
section.
(i) You must perform a follow-up
inspection for visible fugitive emissions
in accordance with § 63.11517(a),
‘‘Monitoring Requirements.’’
(ii) You must report all instances
where visible emissions are detected,
along with any corrective action taken
and the results of subsequent follow-up
inspections for visible emissions, along
with your annual compliance report as
required by § 63.11519(b)(5),
‘‘Notification, recordkeeping, and
reporting requirements.’’
(c) Standards for dry grinding and dry
polishing with machines. If you own or
operate a new or existing dry grinding
and dry polishing with machines metal
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fabrication or finishing affected source,
you must comply with the requirements
of paragraphs (c)(1) through (5) of this
section.
(1) You must capture emissions and
vent them to a filtration control device.
You must demonstrate compliance with
this requirement by maintaining a
record of the manufacturer’s
specifications for the capture and
control devices, as specified by the
requirements in § 63.11519(c)(4),
‘‘Notification, recordkeeping, and
reporting requirements.’’ If you control
emissions with a device other than a
filtration device, you must establish that
the alternate control device is at least
equivalent, according to § 63.6(g) of the
‘‘General Provisions’’ to part 63.
(2) You must implement management
practices to minimize emissions of
MFHAP as specified in paragraphs
(c)(2)(i) and (ii) of this section.
(i) Keep work areas free of excess
MFHAP material by sweeping or
vacuuming once per day, once per shift,
or once per operation, as needed
depending on the severity of dust
generation;
(ii) Operate all equipment associated
with the operation of dry grinding and
dry polishing with machines, including
the emission control system, according
to manufacturer’s instructions.
(3) To demonstrate that the
management practices are being
implemented, you must perform visual
determinations of fugitive emissions, as
specified in § 63.11517(b), ‘‘Monitoring
Requirements,’’ at an exit or opening of
the building containing the dry grinding
and dry polishing with machines.
(4) You must keep a record of all
visual determinations of fugitive
emissions along with any corrective
action taken in accordance with the
requirements in § 63.11519(c)(2),
‘‘Notification, recordkeeping, and
reporting Requirements.’’
(5) If visible fugitive emissions are
detected, perform corrective actions
until the visible fugitive emissions are
eliminated, at which time you must
comply with the requirements in
paragraphs (c)(5)(i) and (ii) of this
section. Corrective actions include, but
are not limited to, inspecting and
replacing filters; inspecting, repairing,
and/or correcting the operation of the
emission capture equipment and air
flow into the capture system; and
increasing the capture efficiency.
(i) You must perform a follow-up
inspection for visible fugitive emissions
in accordance with § 63.11517(a),
‘‘Monitoring Requirements.’’
(ii) You must report all instances
where visible emissions are detected,
along with any corrective action taken
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and the results of subsequent follow-up
inspections for visible emissions, along
with your annual compliance report as
required by § 63.11519(b)(5),
‘‘Notification, recordkeeping, and
reporting requirements.’’
(d) Standards for control of MFHAP in
spray painting. If you own or operate a
new or existing spray painting metal
fabrication or finishing affected source,
as defined in § 63.11522, ‘‘Definitions,’’
you must implement the management
practices in paragraphs (d)(1) through
(9) of this section.
(1) Standards for spray painting
objects less than or equal to 15 feet in
any dimension for MFHAP control. All
paints applied via spray-applied
painting to objects which do not exceed
15 feet (4.57 meters) in any dimension,
must be applied in a spray booth or
preparation station that meets the
requirements of paragraphs (d)(1)(i)
through (iii) of this section.
(i) Spray booths and preparation
stations must have a full roof, at least
two complete walls, and one or two
complete side curtains or other barrier
material so that all four sides are
covered. The spray booths must be
ventilated so that air is drawn into the
booth and leaves only through the filter.
The roof may contain narrow slots for
connecting fabricated products to
overhead cranes, and/or for cords or
cables.
(ii) All spray booths, preparation
stations, and mobile enclosures must be
fitted with a type of filter technology
that is demonstrated to achieve at least
98 percent capture of MFHAP. The
procedure used to demonstrate filter
efficiency must be consistent with the
American Society of Heating,
Refrigerating, and Air-Conditioning
Engineers (ASHRAE) Method 52.1,
‘‘Gravimetric and Dust-Spot Procedures
for Testing Air-Cleaning Devices Used
in General Ventilation for Removing
Particulate Matter, June 4, 1992’’
(incorporated by reference, see § 63.14
of subpart A of this part). The test
coating for measuring filter efficiency
shall be a high solids bake enamel
delivered at a rate of at least 135 grams
per minute from a conventional (nonHVLP) air-atomized spray gun operating
at 40 pounds per square inch (psi) air
pressure; the air flow rate across the
filter shall be 150 feet per minute.
Owners and operators may use
published filter efficiency data provided
by filter vendors to demonstrate
compliance with this requirement and
are not required to perform this
measurement.
(iii) You must perform regular
inspection and replacement of the filters
in all spray booths, preparation stations,
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and mobile enclosures according to
manufacturer instructions, and maintain
documentation of these activities, as
detailed in § 63.11519(c)(5),
‘‘Notification, recordkeeping, and
reporting requirements.’’
(iv) As an alternative compliance
requirement, spray booths equipped
with a water curtain, called
‘‘waterwash’’ or ‘‘waterspray’’ booths
that are operated and maintained
according to the manufacturer’s
specifications and that achieve at least
98 percent control of MFHAP, may be
used in lieu of the spray booths
requirements of paragraphs (d)(1)(i)
through (iii) of this section.
(2) Standards for spray painting of all
objects for MFHAP control. All paints
applied via spray-applied painting must
be applied with a high-volume, lowpressure (HVLP) spray gun, electrostatic
application, airless spray gun, airassisted airless spray gun, or an
equivalent technology that is
demonstrated to achieve transfer
efficiency comparable to one of these
spray gun technologies for a comparable
operation, and for which written
approval has been obtained from the
Administrator. The procedure used to
demonstrate that spray gun transfer
efficiency is equivalent to that of an
HVLP spray gun must be equivalent to
the California South Coast Air Quality
Management District’s ‘‘Spray
Equipment Transfer Efficiency Test
Procedure for Equipment User, May 24,
1989’’ and ‘‘Guidelines for
Demonstrating Equivalency with
District Approved Transfer Efficient
Spray Guns, September 26, 2002’’
(incorporated by reference, see § 63.14
of subpart A of this part).
(3) Spray system recordkeeping. You
must maintain documentation of the
HVLP or other high transfer efficiency
spray paint delivery methods, as
detailed in § 63.11519(c)(6),
‘‘Notification, recordkeeping, and
reporting requirements.’’
(4) Spray gun cleaning. All cleaning of
paint spray guns must be done with
either non-HAP gun cleaning solvents,
or in such a manner that an atomized
mist of spray of gun cleaning solvent
and paint residue is not created outside
of a container that collects used gun
cleaning solvent. Spray gun cleaning
may be done with, for example, hand
cleaning of parts of the disassembled
gun in a container of solvent, by
flushing solvent through the gun
without atomizing the solvent and paint
residue, or by using a fully enclosed
spray gun washer. A combination of
these non-atomizing methods may also
be used.
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(5) Spray painting worker
certification. All workers performing
painting must be certified that they have
completed training in the proper spray
application of paints and the proper
setup and maintenance of spray
equipment. The minimum requirements
for training and certification are
described in paragraph (d)(6) of this
section. The spray application of paint
is prohibited by persons who are not
certified as having completed the
training described in paragraph (d)(6) of
this section. The requirements of this
paragraph do not apply to the students
of an accredited painting training
program who are under the direct
supervision of an instructor who meets
the requirements of this paragraph. The
requirements of this paragraph do not
apply to operators of robotic or
automated painting operations.
(6) Spray painting training program
content. Each owner or operator of an
affected spray painting metal fabrication
or finishing affected source must ensure
and certify that all new and existing
personnel, including contract personnel,
who spray apply paints are trained in
the proper application of paints as
required by paragraph (d)(5) of this
section. The training program must
include, at a minimum, the items listed
in paragraphs (d)(6)(i) through (iii) of
this section.
(i) A list of all current personnel by
name and job description who are
required to be trained;
(ii) Hands-on, or in-house or external
classroom instruction that addresses, at
a minimum, initial and refresher
training in the topics listed in
paragraphs (d)(6)(ii)(A) through (D) of
this section.
(A) Spray gun equipment selection,
set up, and operation, including
measuring coating viscosity, selecting
the proper fluid tip or nozzle, and
achieving the proper spray pattern, air
pressure and volume, and fluid delivery
rate.
(B) Spray technique for different types
of paints to improve transfer efficiency
and minimize paint usage and
overspray, including maintaining the
correct spray gun distance and angle to
the part, using proper banding and
overlap, and reducing lead and lag
spraying at the beginning and end of
each stroke.
(C) Routine spray booth and filter
maintenance, including filter selection
and installation.
(D) Environmental compliance with
the requirements of this subpart.
(iii) A description of the methods to
be used at the completion of initial or
refresher training to demonstrate,
document, and provide certification of
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successful completion of the required
training. Alternatively, owners and
operators who can show by
documentation or certification that a
painter’s work experience and/or
training has resulted in training
equivalent to the training required in
paragraph (d)(6)(ii) of this section are
not required to provide the initial
training required by that paragraph to
these painters.
(7) Records of spray painting training.
You must maintain records of employee
training certification for use of HVLP or
other high transfer efficiency spray
paint delivery methods as detailed in
§ 63.11519(c)(7), ‘‘Notification,
recordkeeping, and reporting
requirements.’’
(8) Spray painting training dates. As
required by paragraph (d)(5) of this
section, all new and existing personnel
at an affected spray painting metal
fabrication or finishing affected source,
including contract personnel, who spray
apply paints must be trained by the
dates specified in paragraphs (d)(8)(i)
and (ii) of this section.
(i) If your source is a new source, all
personnel must be trained and certified
no later than 180 days after hiring or no
later than 180 days after April 3, 2008,
whichever is later. Training that was
completed within 5 years prior to the
date training is required, and that meets
the requirements specified in paragraph
(d)(6)(ii) of this section satisfies this
requirement and is valid for a period not
to exceed 5 years after the date the
training is completed.
(ii) If your source is an existing
source, all personnel must be trained
and certified no later than 60 days after
hiring or no later than 6 months after
April 3, 2008, whichever is later.
Worker training that was completed
within 5 years prior to the date training
is required, and that meets the
requirements specified in paragraph
(d)(6)(ii) of this section satisfies this
requirement and is valid for a period not
to exceed 5 years after the date the
training is completed.
(9) Duration of training validity.
Training and certification will be valid
for a period not to exceed 5 years after
the date the training is completed, and
all personnel must receive refresher
training that meets the requirements of
this section and be re-certified every 5
years.
(e) Standards for VOHAP from spray
painting. For a new or existing spray
painting metal fabrication or finishing
affected source, as defined in
§ 63.11522, ‘‘Definitions,’’ you must
comply with the limits specified in
either paragraph (e)(1) or (e)(2) of this
section. You must demonstrate these
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limits are being implemented by
complying with the requirements in
paragraph (e)(3) or (e)(4) of this section,
as applicable. You must also implement
the management practices specified in
paragraph (e)(5) of this section to
minimize VOHAP emissions from
mixing and storage.
(1) Paint VOHAP content limit option.
Limit the VOHAP content of all paints
applied via spray applied coating
operations to no more than 3 pounds of
volatile organic HAP per gallon (lb/gal)
(0.36 kg/l) paint solids, in accordance
with paragraphs (e)(1)(i) through (iii) of
this section.
(i) You may use the VOHAP content
limit option for any individual painting
operation, for any group of painting
operations in the affected source, or for
all the painting operations in the
affected source.
(ii) You may not use any thinner and/
or other additive that contains VOHAP
as determined according to paragraph
(e)(3)(i) of this section.
(iii) You must use the procedures in
this section on each paint, thinner and/
or other additive in the condition it is
in when it is received from its
manufacturer or supplier and prior to
any alteration.
(iv) You do not need to determine the
VOHAP content of paints, thinners and/
or other additives that are reclaimed onsite (or reclaimed off-site if you have
documentation showing that you
received back the exact same materials
that were sent off-site) and reused in the
painting operation for which you use
the VOHAP content limit option,
provided these materials in their
condition as received were
demonstrated to comply with the
VOHAP content limit option.
(2) Weighted-average paint VOHAP
content limit option. Limit the VOHAP
content of the total mass of paints
applied via spray-applied coating
operations to no more than 3 lb/gal (0.36
kg/l) paint solids on a 12-month rolling
weighted-average basis.
(3) Compliance with paint VOHAP
content limit option. If you comply with
the VOHAP content limit in paragraph
(e)(1) of this section, you must
demonstrate compliance by complying
with the requirements in paragraphs
(e)(3)(i) through (vi) of this section.
(i) Determine the mass fraction of
VOHAP. You must determine the mass
fraction of VOHAP for each paint,
thinner and/or other additive used
during the compliance period by using
one of the options in paragraphs
(e)(3)(i)(A) through (E) of this section.
(A) Information from the supplier or
manufacturer of the material. You may
rely on information other than that
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generated by the test methods specified
in paragraphs (e)(3)(i)(B) through (E) of
this section, such as manufacturer’s
formulation data or material safety data
sheets (MSDS), if it represents each
VOHAP that is present at 0.1 percent by
mass or more for Occupational Safety
and Health Administration (OSHA)—
defined carcinogens as specified in 29
CFR 1910.1200(d)(4) and at 1.0 percent
by mass or more for other compounds.
For example, if toluene (not an OSHA
carcinogen) is 0.5 percent of the
material by mass, you do not have to
count it. For reactive adhesives in
which some of the HAP react to form
solids and are not emitted to the
atmosphere, you may rely on
manufacturer’s data that expressly states
the VOHAP or volatile matter mass
fraction emitted. If there is a
disagreement between such information
and results of a test conducted
according to paragraphs (e)(3)(i)(B)
through (D) of this section, then the test
method results will take precedence
unless, after consultation, you
demonstrate to the satisfaction of the
enforcement agency that the formulation
data are correct.
(B) Method 311. You may use EPA
Method 311 (appendix A to 40 CFR part
63, ‘‘Test Methods’’) for determining the
mass fraction of VOHAP. Use the
procedures specified in paragraphs
(e)(3)(i)(B)(1) and (2) of this section
when performing an EPA Method 311
test.
(1) Count each VOHAP that is
measured to be present at 0.1 percent by
mass or more for OSHA-defined
carcinogens as specified in 29 CFR
1910.1200(d)(4) and at 1.0 percent by
mass or more for other compounds. For
example, if toluene (not an OSHA
carcinogen) is measured to be 0.5
percent of the material by mass, you do
not have to count it. Express the mass
fraction of each VOHAP you count as a
value truncated to four places after the
decimal point (e.g., 0.3791).
(2) Calculate the total mass fraction of
VOHAP in the test material by adding
up the individual VOHAP mass
fractions and truncating the result to
three places after the decimal point (e.g.,
0.763).
(C) Method 24. For paints, as defined
in § 63.11522, ‘‘Definitions,’’ you may
use EPA Method 24 (appendix A to 40
CFR part 60, ‘‘Test Methods’’) to
determine the mass fraction of
nonaqueous volatile matter and use that
value as a substitute for mass fraction of
VOHAP. For reactive adhesives in
which some of the HAP react to form
solids and are not emitted to the
atmosphere, you may use the alternative
method contained in appendix A to
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subpart PPPP (Plastic Parts NESHAP) of
this part, rather than EPA Method 24.
You may use the volatile fraction that is
emitted, as measured by the alternative
method in appendix A to subpart PPPP
(Plastic Parts NESHAP) of this part, as
a substitute for the mass fraction of
VOHAP.
(D) Alternative method. You may use
an alternative test method for
determining the mass fraction of
VOHAP once the Administrator has
approved it. You must follow the
procedure in § 63.7(f) to submit an
alternative test method for approval.
(E) Solvent blends. Solvent blends
may be listed as single components for
some materials in data provided by
manufacturers or suppliers. Solvent
blends may contain VOHAP which must
be counted toward the total VOHAP
mass fraction of the materials. When test
data and manufacturer’s data for solvent
blends are not available, you may use
the default values for the mass fraction
of VOHAP in these solvent blends listed
in Table 2 or 3 to this subpart. If you
use the tables, you must use the values
in Table 2 for all solvent blends that
match Table 2 entries according to the
instructions for Table 2, and you may
use Table 2 only if the solvent blends in
the materials you use do not match any
of the solvent blends in Table 2 and you
know only whether the blend is
aliphatic or aromatic. However, if the
results of an EPA Method 311 test
indicate higher values than those listed
on Table 2 or 3 to this subpart, the EPA
Method 311 results will take precedence
unless, after consultation, you
demonstrate to the satisfaction of the
enforcement agency that the formulation
data are correct.
(ii) Determine the volume fraction of
paint solids. You must determine the
volume fraction of paint solids (liters
(gal) of paint solids per liter (gal) of
paint) for each paint used during the
compliance period by a test, by
calculation, or by information provided
by the supplier or the manufacturer of
the material, using one of the options in
paragraphs (e)(3)(ii)(A) through (C) of
this section. If test results obtained
according to paragraph (e)(3)(ii)(A) of
this section do not agree with the
information obtained under paragraph
(e)(3)(ii)(B) or (C) of this section, the test
results will take precedence unless, after
consultation, you demonstrate to the
satisfaction of the enforcement agency
that the formulation data are correct.
(A) ASTM Method D2697–03 or
ASTM Method D6093–97 (Reapproved
2003). You may use ASTM Method
D2697–03, ‘‘Standard Test Method for
Volume Nonvolatile Matter in Clear or
Pigmented Coatings’’ (incorporated by
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Vs = 1 −
m volatiles
Davg
(Eq. 1)
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Where:
Vs = Volume fraction of paint solids, liters
(gal) paint solids per liter (gal) paint.
m = Total volatile matter content of the paint,
including HAP, volatile organic
compounds (VOC), water, and exempt
compounds, determined according to
EPA Method 24, grams volatile matter
per liter paint.
Davg = Average density of volatile matter in
the paint, grams volatile matter per liter
volatile matter, determined from test
results using ASTM Method D1475–98,
‘‘Standard Test Method for Density of
Liquid Coatings, Inks, and Related
Products’’ (incorporated by reference, see
§ 63.14), information from the supplier
or manufacturer of the material, or
reference sources providing density or
specific gravity data for pure materials.
If there is disagreement between ASTM
Method D1475–98 test results and other
information sources, the test results will
take precedence unless, after
consultation you demonstrate to the
satisfaction of the enforcement agency
that the formulation data are correct.
(iv) Determine the density of each
paint. Determine the density of each
paint used during the compliance
period from test results using ASTM
Method D1475–98, ‘‘Standard Test
Method for Density of Liquid Coatings,
Inks, and Related Products’’
(incorporated by reference, see § 63.14),
information from the supplier or
manufacturer of the material can be
used, or specific gravity data for pure
chemicals. If there is disagreement
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between ASTM Method D1475–98 test
results and the supplier’s or
manufacturer’s information, the test
results will take precedence unless, after
consultation you demonstrate to the
satisfaction of the enforcement agency
that the formulation data are correct.
(v) Determine the VOHAP content of
each paint. Calculate the VOHAP
content, kg (lb) of VOHAP emitted per
liter (gal) paint solids used, of each
paint used during the compliance
period using Equation 2 of this section:
Hc =
( Dc )( Wc )
Vs
(Eq. 2)
Where:
Hc = Organic HAP content of the paint, kg
organic HAP emitted per liter (gal) paint
solids used.
Dc = Density of paint, kg paint per liter (gal)
paint, determined according to
paragraph (e)(3)(iv) of this section.
Wc = Mass fraction of organic HAP in the
paint, kg organic HAP per kg paint,
determined according to paragraph
(e)(3)(i) of this section.
Vs = Volume fraction of paint solids, liter
(gal) paint solids per liter (gal) paint,
determined according to paragraph
(e)(3)(ii) of this section.
(vi) Compliance demonstration for
paint VOHAP content limit option. To
demonstrate continuous compliance,
you must comply with the requirements
in paragraphs (e)(3)(vi)(A) through (D) of
this section.
(A) The calculated VOHAP content
for each paint used must be less than or
equal to the applicable HAP content
limit in paragraph (e)(1) of this section,
and each thinner and/or other additive
used must contain no VOHAP,
determined according to paragraph
(e)(3)(i) of this section.
(B) You must keep all records
required by § 63.11519(c)(8) and (9),
‘‘Notification, recordkeeping, and
reporting requirements.’’
(C) As part of the notification of
compliance status required in
§ 63.11519(a)(2), ‘‘Notification,
recordkeeping, and reporting
requirements,’’ you must identify the
paint operation(s) for which you used
the VOHAP content limit option and
submit a statement that the paint
operation(s) was (were) in compliance
with the HAP content limit because you
used no paints for which the VOHAP
content exceeded the applicable limit in
paragraph (e)(1) of this section, and you
used no thinners and/or other additives
that contained VOHAP, determined
according to the procedures in
paragraphs (e)(3)(i) through (v) of this
section.
(D) If at any time the calculated
VOHAP content for any paint exceeded
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the applicable limit in paragraph (e)(1)
of this section, or any thinner and/or
other additive used contained any
VOHAP, this is an exceedence of the
limitation for that compliance period
and must be reported as specified in
§ 63.11519(b)(8)(i), ‘‘Notification,
recordkeeping, and reporting
requirements.’’
(4) Compliance with weighted-average
paint VOHAP content limit option. If
you comply with the weighted-average
VOHAP content in paragraph (e)(2) of
this section, you must demonstrate
compliance by complying with the
requirements in paragraphs (e)(4)(i)
through (ix) of this section. When
calculating the weighted-average
VOHAP content according to this
section, do not include any paints,
thinners and/or other additives used on
painting operations for which you use
the HAP content limit option of
paragraph (e)(1) of this section. You do
not need to determine the mass of
VOHAP in paints, thinners and/or other
additives that have been reclaimed onsite (or reclaimed off-site if you have
documentation showing that you
received back the exact same materials
that were sent off-site) and reused in the
painting operation. If you use paints,
thinners and/or other additives that
have been reclaimed on-site, the amount
of each used in a month may be reduced
by the amount of each that is reclaimed.
That is, the amount used may be
calculated as the amount consumed to
account for materials that are reclaimed.
(i) Mass fraction of VOHAP.
Determine the mass fraction of VOHAP
for each paint, thinner and/or other
additive used during each month
according to the requirements in
paragraph (e)(3)(i) of this section.
(ii) Volume fraction of paint solids.
Determine the volume fraction of paint
solids for each paint used during each
month according to the requirements in
paragraph (e)(3)(ii) of this section.
(iii) Density of materials. Determine
the density of each liquid paint, thinner
and/or other additive used during each
month from test results using ASTM
Method D1475–98, ‘‘Standard Test
Method for Density of Liquid Coatings,
Inks, and Related Products’’
(incorporated by reference, see § 63.14),
information from the supplier or
manufacturer of the material, or
reference sources providing density or
specific gravity data for pure materials.
If there is disagreement between ASTM
Method D1475–98 test results and other
such information sources, the test
results will take precedence unless, after
consultation you demonstrate to the
satisfaction of the enforcement agency
that the formulation data are correct. If
E:\FR\FM\03APP2.SGM
03APP2
EP03AP08.000
reference, see § 63.14), or ASTM Method
D6093–97 (Reapproved 2003),
‘‘Standard Test Method for Percent
Volume Nonvolatile Matter in Clear or
Pigmented Coatings Using a Helium Gas
Pycnometer’’ (incorporated by reference,
see § 63.14), to determine the volume
fraction of paint solids for each paint.
Divide the nonvolatile volume percent
obtained with the methods by 100 to
calculate volume fraction of paint
solids.
(B) Alternative method. You may use
an alternative test method for
determining the solids content of each
coating once the Administrator has
approved it. You must follow the
procedure in § 63.7(f) to submit an
alternative test method for approval.
(C) Information from the supplier or
manufacturer of the material. You may
obtain the volume fraction of paint
solids for each paint from the supplier
or manufacturer.
(iii) Calculation of volume fraction of
paint solids. You may determine the
volume fraction of paint solids using
Equation 1 of this section:
EP03AP08.001
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c ,i
c ,i
c ,i
(Eq. 3A)
sroberts on PROD1PC70 with PROPOSALS
i =1
Where:
A = Total mass of organic HAP in the paints
used during the month, kg.
Vol = Total volume of paint, i, used during
the month, liters.
Dc= Density of paint, i, kg paint per liter
paint.
Wc= Mass fraction of organic HAP in paint,
i, kg organic HAP per kg paint. For
reactive adhesives as defined in
§ 63.11522, ‘‘Definitions,’’ use the mass
fraction of organic HAP that is emitted
as determined using the method in
appendix A to subpart PPPP of this part.
m = Number of different paints used during
the month.
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t, j
(Eq. 3B)
Where:
B = Total mass of organic HAP in the
thinners and/or other additives used
during the month, kg.
Volt, j = Total volume of thinner and/or other
additive, j, used during the month, liters.
Dt, j = Density of thinner and/or other
additive, j, kg per liter.
Wt, j = Mass fraction of organic HAP in
thinner and/or other additive, j, kg
organic HAP per kg thinner and/or other
additive. For reactive adhesives as
defined in § 63.11522, ‘‘Definitions,’’ use
the mass fraction of organic HAP that is
emitted as determined using the method
in appendix A to subpart PPPP of this
part.
n = Number of different thinners and/or other
additives used during the month.
(vi) HAP in waste materials. If you
choose to account for the mass of
VOHAP contained in waste materials
sent or designated for shipment to a
hazardous waste TSDF in Equation 3 of
this section, then you must determine
the mass according to paragraphs
(e)(4)(vi)(A) through (D) of this section.
(A) You may only include waste
materials in the determination that are
generated by painting operations in the
affected source for which you use
Equation 3 of this section and that will
be treated or disposed of by a facility
that is regulated as a TSDF under 40
CFR part 262, 264, 265, or 266. The
TSDF may be either off-site or on-site.
You may not include VOHAP contained
in wastewater.
(B) You must determine either the
amount of the waste materials sent to a
TSDF during the month or the amount
collected and stored during the month
and designated for future transport to a
TSDF. Do not include in your
determination any waste materials sent
to a TSDF during a month if you have
already included them in the amount
collected and stored during that month
or a previous month.
(C) Determine the total mass of
VOHAP contained in the waste
materials specified in paragraph
(e)(4)(vi)(A) of this section.
(D) You must document the
methodology you use to determine the
amount of waste materials and the total
mass of VOHAP they contain, as
required in § 63.11519(c)(9)(viii),
‘‘Notification, recordkeeping, and
reporting requirements.’’ If waste
manifests include this information, they
may be used as part of the
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m
Vst = ∑ ( Volc ,i )( Vs ,i )
(Eq. 4)
i =1
Where:
Vst = Total volume of paint solids used
during the month, liters.
Volc, i = Total volume of paint, i, used during
the month, liters.
Vs, i = Volume fraction of paint solids for
paint, i, liter solids per liter paint,
determined according to paragraph
(e)(3)(ii) of this section.
m = Number of paints used during the
month.
(viii) Weighted-average VOHAP
Content. Calculate the weighted-average
VOHAP content for all the paints used
in the compliance period, in kg (lb)
VOHAP emitted per liter (gal) paint
solids used, using Equation 5 of this
section:
n
H yr =
∑H
e
y =1
n
∑V
(Eq. 5)
st
y =1
Where:
Hyr = Weighted-average organic HAP content
of all paints used in the compliance
period, kg VOHAP per liter paint solids
used.
He = Total mass of organic HAP from all
materials used during month, y, kg, as
calculated by Equation 3 of this section.
Vst = Total volume of paint solids used
during month, y, liters, as calculated by
Equation 4 of this section.
y = Identifier for months.
n = Number of months in the compliance
period (n equals 12).
(ix) Compliance demonstration for
weighted-average paint VOHAP content
limit option. To demonstrate continuous
compliance, you must comply with the
requirements in paragraphs (e)(4)(ix)(A)
through (F) of this section.
(A) Calculate the weighted-average
VOHAP content for each compliance
period using Equation 5 of this section.
A compliance period consists of 12
months. Each month is the end of a
compliance period consisting of that
month and the preceding 11 months.
You must perform the calculations in
paragraph (e)(4) of this section on a
monthly basis using data from the
previous 12 months of operation.
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EP03AP08.006
m
∑ ( Vol )( D )( W )
t, j
EP03AP08.005
Calculate the mass VOHAP in the
paints used during the month using
Equation 3A of this section:
t, j
j=1
EP03AP08.004
(Eq. 3)
n
∑ ( Vol )( D )( W )
documentation of the amount of waste
materials and mass of VOHAP
contained in them.
(vii) Paint solids. Determine the total
volume of paint solids used, in liters,
which is the combined volume of paint
solids for all the paints used during
each month, using Equation 4 of this
section:
EP03AP08.003
He = A + B + R w
Where:
He = Total mass of organic HAP used during
the month, kg.
A = Total mass of organic HAP in the paints
used during the month, kg, as calculated
in Equation 3A of this section.
B = Total mass of organic HAP in the
thinners and/or other additives used
during the month, kg, as calculated in
Equation 3B of this section.
Rw = Total mass of organic HAP in waste
materials sent or designated for shipment
to a hazardous waste treatment, storage,
and disposal facility (TSDF) for
treatment or disposal during the month,
kg, determined according to paragraph
(e)(4)(vi) of this section. (You may assign
a value of zero to R w if you do not wish
to use this allowance.)
Calculate the mass of VOHAP in the
thinners and/or other additives used
during the month using Equation 3B of
this section:
EP03AP08.002
you purchase materials or monitor
consumption by weight instead of
volume, you do not need to determine
material density. Instead, you may use
the material weight in place of the
combined terms for density and volume
in Equations 3A, 3B, and 4 of this
section.
(iv) Volume of materials. Determine
the volume of each paint, thinner and/
or other additive used during each
month by measurement or usage
records. If you purchase materials or
monitor consumption by weight instead
of volume, you do not need to
determine the volume of each material
used. Instead, you may use the material
weight in place of the combined terms
for density and volume in Equations 3A
and 3B of this section.
(v) Mass of VOHAP. The mass of
VOHAP is the combined mass of
VOHAP contained in all paints, thinners
and/or other additives used during each
month minus the VOHAP in certain
waste materials. Calculate the mass of
VOHAP using Equation 3 of this section.
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(B) If the weighted-average VOHAP
content of the total mass of paints
applied via spray-applied coating
operations for any 12-month compliance
period exceeded the applicable VOHAP
content limit in paragraph (e)(2) of this
section this is an exceedence of the
VOHAP content limitation for that
compliance period and must be reported
as specified in § 63.11519(b)(8)(ii),
‘‘Notification, recordkeeping, and
reporting requirements.’’
(C) As part of the notification of
compliance status required by
§ 63.11519(a)(2), ‘‘Notification,
recordkeeping, and reporting
requirements,’’ you must include a list
of processes that will comply with the
weighted-average VOHAP content limit
option, in accordance with paragraph
(e)(2) of this section.
(D) As part of each annual compliance
report required by § 63.11519(b)(1),
‘‘Notification, recordkeeping, and
reporting requirements,’’ you must
include a list of the rolling 12-month
monthly calculated values of the
VOHAP content calculated according to
paragraph (e)(4)(viii) of this section, for
each month for which 11 previous
consecutive months of data are
available. Thus, for the first annual
report, no monthly VOHAP content will
be reported, for the second, monthly
VOHAP content will be reported for a
portion of the year, and for subsequent
reports, a full year (12 months) of
monthly VOHAP content will be
reported.
(E) As part of each annual compliance
report required by § 63.11519(b)(1),
‘‘Notification, recordkeeping, and
reporting requirements,’’ you must
identify the painting operation(s) for
which you used the weighted-average
VOHAP content limit option. If there
were no exceedences of the VOHAP
content limitations, you must submit a
statement that the painting operation
was in compliance with the VOHAP
content limit during the reporting
period because the VOHAP content for
each compliance period was less than or
equal to the applicable VOHAP limit in
paragraph (e)(2) of this section,
determined according to paragraph
(e)(4) of this section.
(F) You must maintain records as
specified in § 63.11519(c)(8) and (9),
‘‘Notification, recordkeeping, and
reporting requirements.’’
(5) You must implement the
management practices described in
paragraphs (e)(5)(i) through (v) of this
section to minimize VOHAP emissions
from mixing and storage.
(i) All VOHAP-containing paints,
thinners and/or other additives,
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cleaning materials, and waste materials
must be stored in closed containers.
(ii) Spills of VOHAP-containing
paints, thinners and/or other additives,
cleaning materials, and waste materials
must be minimized.
(iii) VOHAP-containing paints,
thinners and/or other additives,
cleaning materials, and waste materials
must be conveyed from one location to
another in closed containers or pipes.
(iv) Mixing vessels which contain
VOHAP-containing paints and other
materials must be closed except when
adding to, removing, or mixing the
contents.
(v) Emissions of VOHAP must be
minimized during cleaning of storage,
mixing, and conveying equipment.
(f) Standards for welding. If you own
or operate a new or existing welding
metal fabrication or finishing affected
source, you must comply with the
requirements in paragraphs (f)(1) and (2)
of this section. You must demonstrate
that management practices or fume
control measures are being implemented
by complying with the requirements in
paragraphs (f)(3) through (8) of this
section.
(1) You must operate all equipment,
capture, and control devices associated
with welding operations according to
manufacturer’s instructions. You must
demonstrate compliance with this
requirement by maintaining a record of
the manufacturer’s specifications for the
capture and control devices, as specified
by the requirements in § 63.11519(c)(4),
‘‘Notification, recordkeeping, and
reporting requirements.’’
(2) You must implement management
practices, as practicable, to minimize
emissions of MFHAP as specified in
paragraphs (f)(2)(i) through (xi) of this
section. Alternatively, you may use a
welding fume control system that
achieves at least 85 percent overall
control of MFHAP, and operate this
equipment according to the
manufacturer’s specifications.
(i) Use low fume welding processes
whenever possible. These welding
processes include but are not limited to:
Gas metal arc welding (GMAW)—also
called metal inert gas welding (MIG);
gas tungsten arc welding (GTAW)—also
called tungsten inert gas (TIG); plasma
arc welding (PAW); submerged arc
welding (SAW); and all welding
processes that do not use a consumable
electrode.
(ii) Use shielding gases, as appropriate
to the type of welding used;
(iii) Use an inert carrier gas, such as
argon, as appropriate to the type of
welding used;
(iv) Use low or no-HAP welding
materials and substrates;
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(v) Operate with a welding angle close
to 90°;
(vi) Optimize electrode diameter;
(vii) Operate with lower voltage and
current;
(viii) Use low fume wires, as
appropriate to the type of welding used;
(ix) Optimize shield gas flow rate, as
applicable to the type of welding used;
(x) Use low or optimized torch speed;
and
(xi) Use pulsed-current power
supplies, as appropriate to the type of
welding used.
(3) Tier 1 compliance requirements
for welding. You must perform visual
determinations of welding fugitive
emissions as specified in § 63.11517(b),
‘‘Monitoring requirements,’’ at the
primary vent, stack, exit, or opening
from the building containing the
welding metal fabrication or finishing
operations. You must keep a record of
all visual determinations of fugitive
emissions along with any corrective
action taken in accordance with the
requirements in § 63.11519(c)(2),
‘‘Notification, recordkeeping, and
reporting requirements.’’
(4) Requirements upon initial
detection of visible emissions from
welding. If visible fugitive emissions are
detected during any visual
determination required in paragraph
(f)(3) of this section, you must comply
with the requirements in paragraphs
(f)(4)(i) and (ii) of this section.
(i) Perform corrective actions that
include, but are not limited to,
inspection of welding fume sources, and
evaluation of the proper operation and
effectiveness of the management
practices or fume control measures
implemented in accordance with
paragraph (f)(2) of this section. After
completing such corrective actions, you
must perform a follow-up inspection for
visible fugitive emissions in accordance
with § 63.11517(a), ‘‘Monitoring
Requirements,’’ at the primary vent,
stack, exit, or opening from the building
containing the welding metal fabrication
or finishing operations.
(ii) Report all instances where visible
emissions are detected, along with any
corrective action taken and the results of
subsequent follow-up inspections for
visible emissions, and submit with your
annual compliance report as required by
§ 63.11519(b)(5), ‘‘Notification,
recordkeeping, and reporting
requirements.’’
(5) Tier 2 requirements upon
subsequent detection of visible
emissions. If visible fugitive emissions
are detected more than once during any
consecutive 12-month period
(notwithstanding the results of any
follow-up inspections), you must
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comply with paragraphs (f)(5)(i) through
(iv) of this section.
(i) Within 24 hours of the end of the
visual determination of fugitive
emissions in which visible fugitive
emissions were detected, you must
conduct a visual determination of
emissions opacity, as specified in
§ 63.11517(c), ‘‘Monitoring
requirements,’’ at the primary vent,
stack, exit, or opening from the building
containing the welding metal fabrication
or finishing operations.
(ii) In lieu of the requirement of
paragraph (f)(3) of this section to
perform visual determinations of
fugitive emissions with EPA Method 22,
you must perform visual determinations
of emissions opacity in accordance with
§ 63.11517(d), ‘‘Monitoring
Requirements,’’ using EPA Method 9, at
the primary vent, stack, exit, or opening
from the building containing the
welding metal fabrication or finishing
operations.
(iii) You must keep a record of each
visual determination of emissions
opacity performed in accordance with
paragraphs (f)(5)(i) or (ii) of this section,
along with any subsequent corrective
action taken, in accordance with the
requirements in § 63.11519(c)(3),
‘‘Notification, recordkeeping, and
reporting requirements.’’
(iv) You must report the results of all
visual determinations of emissions
opacity performed in accordance with
paragraphs (f)(5)(i) or (ii) of this section,
along with any subsequent corrective
action taken, and submit with your
annual compliance report as required by
§ 63.11519(b)(6), ‘‘Notification,
recordkeeping, and reporting
requirements.’’
(6) Requirements for opacities less
than 20 percent. For each visual
determination of emissions opacity
performed in accordance with
paragraph (f)(5) of this section for which
the average of the six-minute average
opacities recorded is less than 20
percent, you must perform corrective
actions, including inspection of all
welding fume sources, and evaluation of
the proper operation and effectiveness
of the management practices or fume
control measures implemented in
accordance with paragraph (f)(2) of this
section.
(7) Tier 3 requirements for opacities
exceeding 20 percent. For each visual
determination of emissions opacity
performed in accordance with
paragraph (f)(5) of this section for which
the average of the six-minute average
opacities recorded exceeds 20 percent,
you must comply with the requirements
in paragraphs (f)(7)(i) through (v) of this
section.
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(i) You must submit a report of
exceedence of 20 percent opacity, along
with your annual compliance report, as
specified in § 63.11519(b)(8)(iii),
‘‘Notification, recordkeeping, and
reporting requirements,’’ and according
to the requirements of § 63.11519(b)(1),
‘‘Notification, recordkeeping, and
reporting requirements.’’
(ii) Within 30 days of the opacity
exceedence, you must prepare and
implement a Site-Specific Welding
Emissions Management Plan, as
specified in paragraph (f)(8) of this
section. If you have already prepared a
Site-Specific Welding Emissions
Management Plan in accordance with
this paragraph, you must prepare and
implement a revised Site-Specific
Welding Emissions Management Plan
within 30 days.
(iii) During the preparation (or
revision) of the Site-Specific Welding
Emissions Management Plan, you must
continue to perform daily visual
determinations of emissions opacity as
specified in § 63.11517(c), ‘‘Monitoring
Requirements,’’ using EPA Method 9, at
the primary vent, stack, exit, or opening
from the building containing the
welding metal fabrication or finishing
operations.
(iv) You must maintain records of
daily visual determinations of emissions
opacity performed in accordance with
paragraph (f)(7)(iii) of this section,
during preparation of the Site-Specific
Welding Emissions Management Plan,
in accordance with the requirements in
§ 63.11519(b)(9), ‘‘Notification,
recordkeeping, and reporting
requirements.’’
(v) You must include these records in
your annual compliance report,
according to the requirements of
§ 63.11519(b)(1), ‘‘Notification,
recordkeeping, and reporting
requirements.’’
(8) Site-Specific Welding Emissions
Management Plan. The Site-Specific
Welding Emissions Management Plans
must comply with the requirements in
paragraphs (f)(8)(i) through (iii) of this
section.
(i) Site-Specific Welding Emissions
Management Plans must contain the
information in paragraphs (f)(8)(i)(A)
through (F) of this section.
(A) Company name and address;
(B) A list and description of all
welding operations which currently
comprise the welding metal fabrication
or finishing affected source;
(C) A description of all management
practices and/or fume control methods
in place at the time of the opacity
exceedence;
(D) A list and description of all
management practices and/or fume
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18373
control methods currently employed for
the welding metal fabrication or
finishing affected source;
(E) A description of additional
management practices and/or fume
control methods to be implemented
pursuant to paragraph (f)(7)(ii) of this
section, and the projected date of
implementation; and
(F) Any revisions to a Site-Specific
Welding Emissions Management Plan
must contain copies of all previous plan
entries, pursuant to paragraphs
(f)(8)(i)(D) and (E) of this section.
(ii) The Site-Specific Welding
Emissions Management Plan must be
updated annually to contain current
information, as required by paragraphs
(f)(8)(i)(A) through (C) of this section,
and submitted with your annual
compliance report, according to the
requirements of § 63.11519(b)(1),
‘‘Notification, recordkeeping, and
reporting requirements.’’
(iii) You must maintain a copy of the
current Site-Specific Welding Emissions
Management Plan in your records in a
readily-accessible location for inspector
review, in accordance with the
requirements in § 63.11519(c)(11),
‘‘Notification, recordkeeping, and
reporting requirements.’’
§ 63. 11517 What are my monitoring
requirements?
(a) Visual determination of fugitive
emissions, general. Visual
determination of fugitive emissions
must be performed according to the
procedures of EPA Method 22, of 40
CFR part 60, appendix A. You must
conduct the EPA Method 22 test while
the affected source is operating under
normal conditions. The duration of each
EPA Method 22 test must be at least 15
minutes, and visible emissions will be
considered to be present if they are
detected for more than six minutes of
the fifteen minute period.
(b) Visual determination of fugitive
emissions, graduated schedule. Visual
determinations of fugitive emissions
must be performed in accordance with
paragraph (a) of this section and
according to the schedule in paragraphs
(b)(1) through (3) of this section.
(1) Daily Method 22 Testing. Perform
visual determination of fugitive
emissions once per day, on each day the
process is in operation, during operation
of the process.
(2) Weekly Method 22 Testing. If no
visible fugitive emissions are detected
in consecutive daily EPA Method 22
tests, performed in accordance with
paragraph (b)(1) of this section for 10
days of work day operation of the
process, you may decrease the
frequency of EPA Method 22 testing to
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once per every five days of operation of
the process. If visible fugitive emissions
are detected during these tests, you
must resume EPA Method 22 testing of
that operation once per day during each
day that the process is in operation, in
accordance with paragraph (b)(1) of this
section.
(3) Monthly Method 22 Testing. If no
visible fugitive emissions are detected
in four consecutive weekly EPA Method
22 tests performed in accordance with
paragraph (b)(2) of this section, you may
decrease the frequency of EPA Method
22 testing to once per 21 days of
operation of the process. If visible
fugitive emissions are detected during
these tests, you must resume weekly
EPA Method 22 in accordance with
paragraph (b)(2) of this section.
(c) Visual determination of emissions
opacity for welding Tier 2 or 3, general.
Visual determination of emissions
opacity must be performed in
accordance with the procedures of EPA
Method 9, of appendix A of part 60, and
while the affected source is operating
under normal conditions. The duration
of the EPA Method 9 test shall be thirty
minutes.
(d) Visual determination of emissions
opacity for welding Tier 2 or 3,
graduated schedule. You must perform
visual determination of emissions
opacity in accordance with paragraph
(c) of this section and according to the
schedule in paragraphs (d)(1) through
(4) of this section.
(1) Daily Method 9 testing for welding,
Tier 2 or 3. Perform visual
determination of emissions opacity once
per day during each day that the process
is in operation.
(2) Weekly Method 9 testing for
welding, Tier 2 or 3. If the average of the
six minute opacities recorded during
any of the daily consecutive EPA
Method 9 tests performed in accordance
with paragraph (d)(1) of this section
does not exceed 20 percent for 10 days
of operation of the process, you may
decrease the frequency of EPA Method
9 testing to once per five days of
consecutive work day operation. If
opacity greater than 20 percent is
detected during any of these tests, you
must resume testing every day of
operation of the process according to the
requirements of paragraph (d)(1) of this
section.
(3) Monthly Method 9 testing for
welding Tier 2 or 3. If the average of the
six minute opacities recorded during
any of the consecutive weekly EPA
Method 9 tests performed in accordance
with paragraph (d)(2) of this section
does not exceed 20 percent for four
consecutive weekly tests, you may
decrease the frequency of EPA Method
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9 testing to once per every 21 days of
operation of the process. If visible
emissions opacity greater than 20
percent is detected during any monthly
test, you must resume testing every five
days of operation of the process
according to the requirements of
paragraph (d)(2) of this section.
(4) Return to Method 22 testing for
welding, Tier 2 or 3. If, after two
consecutive months of testing, the
average of the six minute opacities
recorded during any of the monthly EPA
Method 9 tests performed in accordance
with paragraph (d)(3) of this section
does not exceed 20 percent, you may
resume monthly EPA Method 22 testing
as in paragraph (f)(2) of this section. In
lieu of this, you may elect to continue
performing monthly EPA Method 9 tests
in accordance with paragraph (d)(3) of
this section.
§ 63.11518
[Reserved]
§ 63.11519 What are my notification,
recordkeeping, and reporting
requirements?
(a) What notifications must I submit?
(1) Initial Notification. If you are the
owner or operator of a metal fabrication
or finishing operation as defined in
§ 63.11514 ‘‘Am I subject to this
subpart?,’’ you must submit the Initial
Notification required by § 63.9(b)
‘‘General Provisions,’’ for a new affected
source no later than 120 days after
initial startup or August 1, 2008,
whichever is later. For an existing
affected source, you must submit the
Initial Notification no later than April 3,
2009. Your Initial Notification must
provide the information specified in
paragraphs (a)(1)(i) through (iv) of this
section.
(i) The name, address, phone number
and e-mail address of the owner and
operator;
(ii) The address (physical location) of
the affected source;
(iii) An identification of the relevant
standard (i.e., this subpart); and
(iv) A brief description of the type of
operation. For example, a brief
characterization of the types of products
(e.g., aerospace components, sports
equipment, etc.), the number and type
of processes, and the number of workers
usually employed.
(2) Notification of compliance status.
If you are the owner or operator of an
existing metal fabrication or finishing
affected source, you must submit a
notification of compliance status on or
before June 2, 2010. If you are the owner
or operator of a new metal fabrication or
finishing affected source, you must
submit a notification of compliance
status within 120 days after initial
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startup, or by August 1, 2008, whichever
is later. You are required to submit the
information specified in paragraphs
(a)(2)(i) through (iii) of this section with
your notification of compliance status:
(i) Your company’s name and address;
(ii) A statement by a responsible
official with that official’s name, title,
phone number, e-mail address and
signature, certifying the truth, accuracy,
and completeness of the notification
and a statement of whether the source
has complied with all the relevant
standards and other requirements of this
subpart;
(iii) If you operate any spray painting
affected sources, the information
required by § 63.11516(e)(3)(vi)(C),
‘‘Compliance demonstration,’’ or
§ 63.11516(e)(4)(ix)(C), ‘‘Compliance
demonstration,’’ as applicable; and
(iv) The date of the notification of
compliance status.
(b) What reports must I prepare or
submit?
(1) Annual compliance reports. You
must prepare annual compliance reports
for each affected source according to the
requirements of paragraphs (b)(2)
through (7) of this section. The annual
compliance reporting requirements may
be satisfied by reports required under
other parts of the CAA, as specified in
paragraph (b)(3) of this section. These
reports do not need to be submitted
unless an exceedence of the
requirements of this subpart has
occurred. In this case, the annual
compliance report must be submitted
along with the exceedence reports.
(2) Dates. Unless the Administrator
has approved or agreed to a different
schedule for submission of reports
under § 63.10(a), ‘‘General Provisions,’’
you must prepare and, if applicable,
submit each annual compliance report
according to the dates specified in
paragraphs (b)(2)(i) through (iii) of this
section. Note that the information
reported for each of the months in the
reporting period will be based on the
last 12 months of data prior to the date
of each monthly calculation.
(i) The first annual compliance report
must cover the first annual reporting
period which begins the day after the
compliance date and ends on December
31.
(ii) Each subsequent annual
compliance report must cover the
subsequent semiannual reporting period
from January 1 through December 31.
(iii) Each annual compliance report
must be prepared no later than January
31 and kept in a readily-accessible
location for inspector review. If an
exceedence has occurred during the
year, each annual compliance report
must be submitted along with the
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exceedence reports, and postmarked or
delivered no later than January 31.
(3) Alternate dates. For each affected
source that is subject to permitting
regulations pursuant to 40 CFR part 70
or 40 CFR part 71, ‘‘Title V.’’
(i) If the permitting authority has
established dates for submitting annual
reports pursuant to 40 CFR
70.6(a)(3)(iii)(A) or 40 CFR
71.6(a)(3)(iii)(A), ‘‘Title V,’’ you may
prepare or submit, if required, the first
and subsequent compliance reports
according to the dates the permitting
authority has established instead of
according to the date specified in
paragraph (b)(2)(iii) of this section.
(ii) If an affected source prepares or
submits an annual compliance report
pursuant to this section along with, or
as part of, the monitoring report
required by 40 CFR 70.6(a)(3)(iii)(A) or
40 CFR 71.6(a)(3)(iii)(A), ‘‘Title V,’’ and
the compliance report includes all
required information concerning
exceedences of any limitation in this
subpart, its submission will be deemed
to satisfy any obligation to report the
same exceedences in the annual
monitoring report. However, submission
of an annual compliance report shall not
otherwise affect any obligation the
affected source may have to report
deviations from permit requirements to
the permitting authority.
(4) General requirements. The annual
compliance report must contain the
information specified in paragraphs
(b)(4)(i) through (iii) of this section, and
the information specified in paragraphs
(b)(5) through (7) of this section that is
applicable to each affected source.
(i) Company name and address;
(ii) Statement by a responsible official
with that official’s name, title, and
signature, certifying the truth, accuracy,
and completeness of the content of the
report; and
(iii) Date of report and beginning and
ending dates of the reporting period.
The reporting period is the 12-month
period ending on December 31. Note
that the information reported for the 12
months in the reporting period will be
based on the last 12 months of data
prior to the date of each monthly
calculation.
(5) Visual determination of fugitive
emissions requirements. The annual
compliance report must contain the
information specified in paragraphs
(b)(5)(i) through (iii) of this section for
each affected source which performs
visual determination of fugitive
emissions in accordance with
§ 63.11517(a), ‘‘Monitoring
requirements.’’
(i) The date of every visual
determination of fugitive emissions
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which resulted in detection of visible
emissions;
(ii) A description of the corrective
actions taken subsequent to the test; and
(iii) The date and results of the
follow-up visual determination of
fugitive emissions performed after the
corrective actions.
(6) Visual determination of emissions
opacity requirements. The annual
compliance report must contain the
information specified in paragraphs
(b)(6)(i) through (iii) of this section for
each affected source which performs
visual determination of emissions
opacity in accordance with
§ 63.11517(c), ‘‘Monitoring
requirements.’’
(i) The date of every visual
determination of emissions opacity;
(ii) The average of the six-minute
opacities measured by the test; and
(iii) A description of any corrective
action taken subsequent to the test.
(7) Paint limit reports. The annual
compliance report must contain the
information specified in paragraphs
(b)(7)(i) through (v) of this section for
each spray painting affected source.
(i) Identification of the compliance
option or options specified in
§ 63.11516(e), ‘‘Spray painting VOHAP
content requirements,’’ that you used on
each spray painting operation during
the reporting period. If you switched
between compliance options during the
reporting period, you must report the
beginning and ending dates of each
option you used.
(ii) If you used the weighted-average
VOHAP content compliance option in
§ 63.11516(e)(2), ‘‘Weighted-average
VOHAP content limit option,’’ your
annual compliance report must include
the calculation results for rolling 12month weighted-average VOHAP
content, according to
§ 63.11516(e)(4)(ix)(C), ‘‘Compliance
Demonstration.’’
(iii) If there were no exceedences of
the limitations in § 63.11516(e)(1),
‘‘VOHAP content limit option,’’ or
§ 63.11516(e)(2) ‘‘Weighted-average
VOHAP content limit option,’’ the
annual compliance report must include
a statement that there were no
exceedences of the limitations during
the reporting period.
(iv) Exceedences of the VOHAP
content limit option. If you used the
HAP content limit option and there was
an exceedence of the applicable VOHAP
content requirement in § 63.11516(e)(1),
‘‘VOHAP content limit option,’’ an
exceedence report must be prepared to
contain the information in paragraphs
(b)(7)(iv)(A) through (D) of this section.
This exceedence report must be
submitted along with your annual
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compliance report, as required by
paragraph (b)(1) of this section.
(A) Identification of each paint used
that exceeded the applicable limit, and
each thinner and/or other additive used
that contained VOHAP, and the dates
and time periods each was used.
(B) The calculation of the VOHAP
content (via Equation 2 of
§ 63.11516(e)(3), ‘‘Spray painting
VOHAP content requirements’’) for each
paint identified in paragraph
(b)(7)(iv)(A) of this section. You do not
need to submit background data
supporting this calculation (e.g.,
information provided by paint suppliers
or manufacturers, or test reports).
(C) The determination of mass
fraction of VOHAP for each thinner and/
or other additive identified in paragraph
(b)(7)(iv)(A) of this section (as
determined according to
§ 63.11516(e)(3)(i), ‘‘Spray painting
VOHAP content requirements’’). You do
not need to submit background data
supporting this calculation (e.g.,
information provided by material
suppliers or manufacturers, or test
reports).
(D) A statement of the cause of each
exceedence of the VOHAP content
requirement in § 63.11516(e)(1),
‘‘VOHAP content limit option.’’
(v) Exceedences of the weightedaverage VOHAP content limit option. If
you used the weighted-average VOHAP
content limit option and there was an
exceedence of the applicable limit in
§ 63.11516(e)(2), ‘‘Weighted-average
VOHAP content limit option,’’ an
exceedence report must be prepared to
contain the information in paragraphs
(b)(7)(v)(A) through (C) of this section.
This exceedence report must be
submitted along with your annual
compliance report, as required by
paragraph (b)(1) of this section.
(A) The beginning and ending dates of
each compliance period during which
the 12-month weighted-average VOHAP
content exceeded the applicable limit in
§ 63.11516(e)(2), ‘‘Weighted-average
VOHAP content limit option.’’
(B) The calculations used to
determine the weighted-average 12month VOHAP content for the
compliance period in which the
exceedence of the limit in
§ 63.11516(e)(2), ‘‘Weighted-average
VOHAP content limit option’’ occurred.
You must submit the calculations for
Equations 3, 3A, 3B, and 4 of
§ 63.11516(e)(4), ‘‘Spray painting
VOHAP content requirements,’’ and if
applicable, the calculation used to
determine mass of VOHAP in waste
materials according to
§ 63.11516(e)(4)(vi). You do not need to
submit background data supporting
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these calculations (e.g., information
provided by materials suppliers or
manufacturers, or test reports).
(C) A statement of the cause of each
exceedence of the limit in
§ 63.11516(e)(2), ‘‘Spray Painting
VOHAP content requirements.’’
(8) Exceedence reports. You must
prepare and submit exceedence reports
according to the requirements of
paragraphs (b)(8)(i) through (iii) of this
section, and submit these reports along
with your annual compliance report, as
required by paragraph (b)(1) of this
section.
(i) Exceedences of spray painting
VOHAP content limits. As required by
§ 63.11516(e)(3)(vi)(D), ‘‘Spray painting
VOHAP content requirements,’’ you
must prepare an exceedence report
whenever the calculated VOHAP
content for any paint used exceeded the
applicable limit, or any thinner and/or
other additive used contained any
VOHAP. This report must be submitted
with your annual compliance report,
according to the requirements of
paragraph (b)(1) of this section, and
must contain the information in
paragraphs (b)(7)(iv)(A) through (D) of
this section.
(ii) Exceedences of spray painting
weighted-average VOHAP content
limits. As required by
§ 63.11516(e)(4)(ix)(B), ‘‘Spray painting
VOHAP content requirements,’’ you
must prepare an exceedence report
whenever the weighted-average VOHAP
content of paints used in any 12-month
compliance period exceeds the
applicable limit. This report must be
submitted along with your annual
compliance report, according to the
requirements of paragraph (b)(1) of this
section, and must contain the
information in paragraphs (b)(7)(v)(A)
through (C) of this section.
(iii) Exceedences of 20 percent
opacity for welding affected sources. As
required by § 63.11516(f)(7)(i),
‘‘Requirements for opacities exceeding
20 percent,’’ you must prepare an
exceedence report whenever the average
of the six-minute average opacities
recorded during a visual determination
of emissions opacity exceeds 20 percent.
This report must be submitted along
with your annual compliance report
according to the requirements in
paragraph (b)(1) of this section, and
must contain the information in
paragraphs (b)(8)(iii)(A) and (B) of this
section.
(A) The date on which the exceedence
occurred; and
(B) The average of the six-minute
average opacities recorded during the
visual determination of emissions
opacity.
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(9) Site-specific Welding Emissions
Management Plan reporting. You must
submit a copy of the records of daily
visual determinations of emissions
recorded in accordance with
§ 63.11516(f)(7)(iv), ‘‘Tier 3
requirements for opacities exceeding 20
percent,’’ and a copy of your SiteSpecific Welding Emissions
Management Plan and any subsequent
revisions to the plan pursuant to
§ 63.11516(f)(8), ‘‘Site-specific Welding
Emissions Management Plan,’’ along
with your annual compliance report,
according to the requirements in
paragraph (b)(1) of this section.
(c) What records must I keep? You
must collect and keep records of the
data and information specified in
paragraphs (c)(1) through (12) of this
section, according to the requirements
in paragraph (c)(13) of this section.
(1) General compliance and
applicability records. Maintain
information specified in paragraphs
(c)(1)(i) through (ii) of this section for
each affected source.
(i) Each notification and report that
you submitted to comply with this
subpart, and the documentation
supporting each notification and report.
(ii) Records of the applicability
determinations as in § 63.11514(b)(1)
through (5), ‘‘Am I subject to this
subpart,’’ listing equipment included in
its affected source, as well as any
changes to that and on what date they
occurred, for 5 years to be made
available for inspector review at any
time.
(2) Visual determination of fugitive
emissions records. Maintain a record of
the information specified in paragraphs
(c)(2)(i) through (iii) of this section for
each affected source which performs
visual determination of fugitive
emissions in accordance with
§ 63.11517(a), ‘‘Monitoring
requirements.’’
(i) The date and results of every visual
determination of fugitive emissions;
(ii) A description of any corrective
action taken subsequent to the test; and
(iii) The date and results of any
follow-up visual determination of
fugitive emissions performed after the
corrective actions.
(3) Visual determination of emissions
opacity records. Maintain a record of the
information specified in paragraphs
(c)(3)(i) through (iii) of this section for
each affected source which performs
visual determination of emissions
opacity in accordance with
§ 63.11517(c), ‘‘Monitoring
requirements.’’
(i) The date of every visual
determination of emissions opacity; and
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(ii) The average of the six-minute
opacities measured by the test; and
(iii) A description of any corrective
action taken subsequent to the test.
(4) Maintain a record of the
manufacturer’s specifications for the
control devices used to comply with
§ 63.11516, ‘‘Standards and
management practices.’’
(5) Spray paint booth filter records.
Maintain a record of the demonstration
of filter efficiency and regular spray
paint booth filter maintenance and
performed in accordance with
§ 63.11516(d)(1)(ii), ‘‘Spray painting of
objects less than 15 feet in all
dimensions requirements.’’
(6) HVLP or other high transfer
efficiency spray delivery system
documentation records. Maintain
documentation of HVLP or other high
transfer efficiency spray paint delivery
systems, in compliance with
§ 63.11516(d)(3), ‘‘Requirements for
spray painting of all objects.’’ This
documentation must include the
manufacturer’s specifications for the
equipment and any manufacturer’s
operation instructions. If you have
obtained written approval for an
alternative spray application system in
accordance with § 63.11516(d)(2),
‘‘Spray painting of all objects,’’ you
must maintain a record of that approval
along with documentation of the
demonstration of equivalency.
(7) HVLP or other high transfer
efficiency spray delivery system
employee training documentation
records. Maintain certification that each
worker performing spray painting
operations has completed the training
specified in § 63.11516(d)(6),
‘‘Requirements for spray painting of all
objects,’’ with the date the initial
training and the most recent refresher
training was completed.
(8) General records detailing
compliance with the spray painting
VOHAP limits. Maintain a current copy
of the information detailed in
paragraphs (c)(8)(i) through (iii) of this
section.
(i) Information provided by materials
suppliers or manufacturers, such as
manufacturer’s formulation data, or test
data used to determine the mass fraction
of VOHAP and density for each paint,
thinner and/or other additive and the
volume fraction of paint solids for each
paint.
(ii) Results of testing to determine
mass fraction of VOHAP, density, or
volume fraction of paint solids. You
must keep a copy of the complete test
report.
(iii) If you use information provided
to you by the manufacturer or supplier
of the material that was based on
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testing, you must keep the summary
sheet of results provided to you by the
manufacturer or supplier. You are not
required to obtain the test report or
other supporting documentation from
the manufacturer or supplier.
(9) Periodic records detailing
compliance with the VOHAP limits. For
each compliance period, you must keep
the records specified in paragraphs
(c)(9)(i) through (ix) of this section.
(i) The painting operations on which
you used each compliance option and
the time periods (beginning and ending
dates and times) for each option you
used.
(ii) For the HAP content limit option,
a record of the calculation of the
VOHAP content for each paint, using
Equation 2 of § 63.11516(e)(3), ‘‘Spray
Painting VOHAP content requirements.’’
(iii) For the weighted-average VOHAP
content limit option, you must keep the
records of the information in paragraphs
(c)(9)(iii)(A) through (C) of this section.
(A) Calculation of the total mass of
VOHAP content for the paints, thinners
and/or other additives used each month
using Equations 3, 3A, and 3B of
§ 63.11516(e)(4), ‘‘Spray painting
VOHAP content requirements;’’
(B) If applicable, the calculation used
to determine mass of VOHAP in waste
materials according to
§ 63.11516(e)(4)(vi), ‘‘Spray painting
VOHAP content requirements;’’
(C) Calculation of the total volume of
paint solids used each month using
Equation 4 of § 63.11516(e)(4), ‘‘Spray
painting VOHAP content requirements,’’
and
(D) Calculation of the 12-month
weighted-average VOHAP content using
Equation 5 of § 63.11516(e)(4), ‘‘Spray
painting VOHAP content requirements.’’
(iv) The name and volume of each
paint, thinner and/or other additive
used during each compliance period. If
you are using the HAP content limit
option for all paints at the source, you
may maintain purchase records for each
material used rather than a record of the
volume used.
(v) The mass fraction of VOHAP for
each paint, thinner and/or other
additive used during each compliance
period unless the material is tracked by
weight.
(vi) The volume fraction of paint
solids for each paint used during each
compliance period.
(vii) Records of the density for each
paint, thinner and/or other additive
used during each compliance period.
(viii) If you use an allowance in
Equation 3 of § 63.11516(e)(4), ‘‘Spray
painting VOHAP content requirements,’’
for VOHAP contained in waste materials
sent to or designated for shipment to a
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treatment, storage, and disposal facility
(TSDF) according to § 63.11516(e)(4)(vi),
you must keep records of the
information specified in paragraphs
(c)(9)(viii)(A) through (C) of this section.
(A) The name and address of each
TSDF to which you sent waste materials
for which you use an allowance in
Equation 3 of § 63.11516(e)(4), ‘‘Spray
painting VOHAP content requirements;’’
a statement of which subparts under 40
CFR parts 262, 264, 265, and 266,
‘‘Hazardous Waste Management,’’ apply
to the facility; and the date of each
shipment.
(B) Identification of the painting
operations producing waste materials
included in each shipment and the
month or months in which you used the
allowance for these materials in
Equation 1 of § 63.11516(e)(4), ‘‘Spray
painting VOHAP content requirements.’’
(C) The methodology used in
accordance with § 63.11516(e)(4),
‘‘Spray painting VOHAP content
requirements,’’ to determine the total
amount of waste materials sent to or the
amount collected, stored, and
designated for transport to a TSDF each
month; and the methodology to
determine the mass of VOHAP
contained in these waste materials. This
must include the sources for all data
used in the determination, methods
used to generate the data, frequency of
testing or monitoring, and supporting
calculations and documentation,
including the waste manifest for each
shipment.
(ix) The date, time, and duration of
each exceedence of the VOHAP content
limits in § 63.11516(e)(1),’’VOHAP
content limit option,’’ or
§ 63.11516(e)(2) ‘‘Weighted-average
VOHAP content limit option.’’
(10) Visual determination of
emissions opacity performed during the
preparation (or revision) of the SiteSpecific Welding Emissions
Management Plan. You must maintain a
record of each visual determination of
emissions opacity performed during the
preparation (or revision) of a SiteSpecific Welding Emissions
Management Plan, in accordance with
§ 63.11516(f)(7)(iii), ‘‘Requirements for
opacities exceeding 20 percent.’’
(11) Site-Specific Welding Emissions
Management Plan. If you have been
required to prepare a plan in accordance
with § 63.11516(f)(7)(iii), ‘‘Site-Specific
Welding Emissions Management Plan,’’
you must maintain a copy of your
current Site-Specific Welding Emissions
Management Plan in your records and
readily available for inspector review.
(12) Manufacturer’s instructions. If
you comply with this subpart by
operating any equipment according to
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manufacturer’s instruction, you must
keep these instructions readily available
for inspector review.
(13) Your records must be maintained
according to the requirements in
paragraphs (c)(13)(i) through (iii) of this
section.
(i) Your records must be in a form
suitable and readily available for
expeditious review, according to
§ 63.10(b)(1), ‘‘General Provisions.’’
Where appropriate, the records may be
maintained as electronic spreadsheets or
as a database.
(ii) As specified in § 63.10(b)(1),
‘‘General Provisions,’’ you must keep
each record for 5 years following the
date of each occurrence, measurement,
corrective action, report, or record.
(iii) You must keep each record onsite for at least 2 years after the date of
each occurrence, measurement,
corrective action, report, or record
according to § 63.10(b)(1), ‘‘General
Provisions.’’ You may keep the records
off-site for the remaining 3 years.
§ 63. 11520
[Reserved]
Other Requirements and Information
§ 63. 11521 Who implements and enforces
this subpart?
(a) This subpart can be implemented
and enforced by EPA or a delegated
authority such as your State, local, or
tribal agency. If the EPA Administrator
has delegated authority to your State,
local, or tribal agency, then that agency,
in addition to the EPA, has the authority
to implement and enforce this subpart.
You should contact your EPA Regional
Office to find out if implementation and
enforcement of this subpart is delegated
to your State, local, or tribal agency.
(b) In delegating implementation and
enforcement authority of this subpart to
a State, local, or tribal agency under 40
CFR part 63, subpart E, the authorities
contained in paragraph (c) of this
section are retained by the EPA
Administrator and are not transferred to
the State, local, or tribal agency.
(c) The authorities that cannot be
delegated to State, local, or tribal
agencies are specified in paragraphs
(c)(1) through (4) of this section.
(1) Approval of an alternative nonopacity emissions standard under
§ 63.6(g), of the General Provisions of
this part.
(2) Approval of an alternative opacity
emissions standard under § 63.6(h)(9),
of the General Provisions of this part.
(3) Approval of a major change to test
methods under § 63.7(e)(2)(ii) and (f), of
the General Provisions of this part. A
‘‘major change to test method’’ is
defined in § 63.90.
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(4) Approval of a major change to
monitoring under § 63.8(f), of the
General Provisions of this part. A
‘‘major change to monitoring’’ under is
defined in § 63.90.
(5) Approval of a major change to
recordkeeping and reporting under
§ 63.10(f), of the General Provisions of
this part. A ‘‘major change to
recordkeeping/reporting’’ is defined in
§ 63.90.
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§ 63.11522
subpart?
What definitions apply to this
The terms used in this subpart are
defined in the CAA; and in this section
as follows:
Add-on control device means
equipment installed on a process vent or
exhaust system that reduces the
quantity of a pollutant that is emitted to
the air.
Adequate emission capture methods
are hoods, enclosures, or any other duct
intake devices with ductwork, dampers,
manifolds, plenums, or fans designed to
draw greater than 85 percent of the
airborne dust generated from the
process into the control device.
Capture system means the collection
of components used to capture gases
and fumes released from one or more
emissions points and then convey the
captured gas stream to an add-on
control device or to the atmosphere. A
capture system may include, but is not
limited to, the following components as
applicable to a given capture system
design: Duct intake devices, hoods,
enclosures, ductwork, dampers,
manifolds, plenums, and fans.
Cartridge collector means a type of
add-on control device that uses
perforated metal cartridges containing a
pleated paper or non-woven fibrous
filter media to remove PM from a gas
stream by sieving and other
mechanisms. Cartridge collectors can be
designed with single use cartridges,
which are removed and disposed after
reaching capacity, or continuous use
cartridges, which typically are cleaned
by means of a pulse-jet mechanism.
Confined abrasive blasting enclosure
means an enclosure that includes a roof
and at least two complete walls, with
side curtains and ventilation as needed
to insure that no air or PM exits the
enclosure while dry abrasive blasting is
performed. Apertures or slots may be
present in the roof or walls to allow for
mechanized transport of the blasted
objects with overhead cranes, or cable
and cord entry into the dry abrasive
blasting chamber.
Dry abrasive blasting means cleaning,
polishing, conditioning, removing or
preparing a surface by propelling a
stream of abrasive material with
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compressed air against the surface.
Hydroblasting, wet abrasive blasting, or
other abrasive blasting operations which
employ liquids to reduce emissions are
not dry abrasive blasting.
Dry grinding and dry polishing with
machines means grinding or polishing
without the use of lubricating oils or
fluids.
Fabric filter means a type of add-on
air control device used for collecting PM
by filtering a process exhaust stream
through a filter or filter media; a fabric
filter is also known as a baghouse.
Facility maintenance means
operations performed as part of the
routine repair or renovation of
equipment, machinery, and structures
that comprise the infrastructure of the
affected facility and that are necessary
for the facility to function in its
intended capacity. Facility maintenance
also includes operations associated with
the installation of new equipment or
structures, and any processes as part of
janitorial activities. Facility
maintenance includes operations on
stationary structures or their
appurtenances at the site of installation,
to portable buildings at the site of
installation, to pavements, or to curbs.
Facility maintenance also includes
operations performed on mobile
equipment, such as fork trucks, that are
used in a manufacturing facility and
which are maintained in that same
facility. Facility maintenance does not
include surface coating of motor
vehicles, mobile equipment, or items
that routinely leave and return to the
facility, such as delivery trucks, rental
equipment, or containers used to
transport, deliver, distribute, or
dispense commercial products to
customers, such as compressed gas
canisters.
Grinding means a process performed
on a workpiece prior to fabrication or
finishing operations to remove
undesirable material from the surface or
to remove burrs or sharp edges.
Grinding is done using belts, disks, or
wheels consisting of or covered with
various abrasives.
Machining means dry metal turning,
milling, drilling, boring, tapping,
planing, broaching, sawing, cutting,
shaving, shearing, threading, reaming,
shaping, slotting, hobbing, and
chamfering with machines. Shearing
operations cut materials into a desired
shape and size, while forming
operations bend or conform materials
into specific shapes. Cutting and
shearing operations include punching,
piercing, blanking, cutoff, parting,
shearing and trimming. Forming
operations include bending, forming,
extruding, drawing, rolling, spinning,
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coining, and forging the metal.
Processes specifically excluded are
hand-held devices and any process
employing fluids for lubrication or
cooling.
Manufacturer’s formulation data
means data on a material (such as a
paint) that are supplied by the material
manufacturer based on knowledge of the
ingredients used to manufacture that
material, rather than based on testing of
the material with the test methods
specified in § 63.11516(e), ‘‘Spray
Painting VOHAP content requirements.’’
Manufacturer’s formulation data may
include, but are not limited to,
information on density, VOHAP
content, volatile organic matter content,
and paint solids content.
Mass fraction of VOHAP means the
ratio of the mass of volatile organic HAP
(VOHAP) to the mass of a material in
which it is contained, expressed as kg
of organic HAP per kg of material.
Metal fabrication and finishing HAP
(MFHAP) means cadmium, chromium,
lead, manganese, or nickel.
Metal fabrication and finishing source
categories are limited to operations
described in Table 1 to this subpart.
Metal fabrication or finishing
operations means dry abrasive blasting,
machining, spray painting, or welding
in any one of the nine metal fabrication
and finishing source categories listed in
Table 1 to this subpart.
Organic HAP content means the mass
of volatile organic HAP (VOHAP)
emitted per volume of paint solids used
for a paint calculated using Equation 2
of § 63.11516(e), ‘‘Spray Painting
VOHAP content requirements.’’ The
VOHAP content is determined for the
paint in the condition it is in when
received from its manufacturer or
supplier and does not account for any
alteration after receipt.
Paint means a material applied to a
substrate for decorative, protective, or
functional purposes. Such materials
include, but are not limited to, paints,
coatings, sealants, liquid plastic
coatings, caulks, inks, adhesives, and
maskants. Decorative, protective, or
functional materials that consist only of
protective oils for metal, acids, bases, or
any combination of these substances, or
paper film or plastic film which may be
pre-coated with an adhesive by the film
manufacturer, are not considered paints
for the purposes of this subpart.
Paint solids means the nonvolatile
portion of the paint that makes up the
dry film.
Polishing means an operation which
removes fine excess metal from a
surface to prepare the surface for more
refined finishing procedures prior to
plating or other processes. Polishing
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may also be employed to remove burrs
on castings or stampings. Polishing is
performed using hard-faced wheels
constructed of muslin, canvas, felt or
leather, and typically employs natural
or artificial abrasives. Polishing
performed by hand without machines is
not considered polishing for the
purposes of this subpart.
Responsible official means
responsible official as defined in 40 CFR
70.2.
Spray-applied painting means
application of paints using a hand-held
device that creates an atomized mist of
paint and deposits the paint on a
substrate. For the purposes of this
subpart, spray-applied painting does not
include the following materials or
activities:
(1) Paints applied from a hand-held
device with a paint cup capacity that is
less than 3.0 fluid ounces (89 cubic
centimeters).
(2) Surface coating application using
powder coating, hand-held, nonrefillable aerosol containers, or nonatomizing application technology,
including, but not limited to, paint
brushes, rollers, hand wiping, flow
coating, dip coating, electrodeposition
coating, web coating, coil coating,
touch-up markers, or marking pens.
(3) Painting operations that normally
require the use of an airbrush or an
extension on the spray gun to properly
reach limited access spaces; the
application of paints that contain fillers
that adversely affect atomization with
HVLP spray guns, and the application of
paints that normally have a dried film
thickness of less than 0.0013 centimeter
(0.0005 in.).
(4) Thermal spray operations (also
known as metallizing, flame spray,
plasma arc spray, and electric arc spray,
among other names) in which solid
metallic or non-metallic material is
heated to a molten or semi-molten state
and propelled to the work piece or
substrate by compressed air or other gas,
where a bond is produced upon impact.
Thinner means an organic solvent that
is added to a paint after the paint is
received from the supplier.
Tool or equipment repair means
equipment and devices used to repair or
maintain process equipment or to
prepare molds, dies, or other changeable
elements of process equipment.
Totally enclosed and unvented means
enclosed so that no air enters or leaves
during operation.
Totally enclosed and unvented dry
abrasive blasting chamber means a dry
abrasive blasting enclosure which has
no vents to the atmosphere, thus no
emissions. A typical example of this sort
of abrasive blasting enclosure would be
a small ‘‘glove box’’ enclosure, where
18379
the worker places their hands in
openings or gloves that extend into the
box and enable the worker to hold the
objects as they are being blasted without
allowing air and blast material to escape
the box.
Vented dry abrasive blasting means
dry abrasive blasting where the blast
material is moved by air flow from
within the chamber to outside the
chamber into the atmosphere or into a
control system.
Volatile organic compound (VOC)
means any compound defined as VOC
in 40 CFR 51.100(s).
Volume fraction of paint solids means
the ratio of the volume of paint solids
(also known as the volume of
nonvolatiles) to the volume of a paint in
which it is contained; liters (gal) of
paint solids per liter (gal) of paint.
Welding means a process which joins
two metal parts by melting the parts at
the joint and filling the space with
molten metal.
Wind event means an occurrence
when the 60-minute average wind speed
is greater than 25 miles per hour.
§ 63.11523 What General Provisions apply
to this subpart?
The provisions in 40 CFR part 63,
subpart A, applicable to sources subject
to § 63.11514(a) are specified in Table 4
of this subpart.
TABLE 1 TO SUBPART XXXXXX OF PART 63.—DESCRIPTION OF SOURCE CATEGORIES AFFECTED BY THIS SUBPART
Metal fabrication and finishing source category
Description
Electrical and Electronic Equipment Finishing Operations ..........
Establishments primarily engaged in high energy particle acceleration systems
and equipment, electronic simulators, appliance and extension cords, bells
and chimes, insect traps, and other electrical equipment and supplies not
elsewhere classified. Also, establishments primarily engaged in manufacturing electric motors (except engine starting motors) and power generators;
motor generator sets; railway motors and control equipment; and motors,
generators and control equipment for gasoline, electric, and oil-electric
buses and trucks.
Establishments primarily engaged in manufacturing fabricated metal products,
such as fire or burglary resistive steel safes and vaults and similar fire or
burglary resistive products; and collapsible tubes of thin flexible metal. Also,
establishments primarily engaged in manufacturing powder metallurgy products, metal boxes; metal ladders; metal household articles, such as ice
cream freezers and ironing boards; and other fabricated metal products not
elsewhere classified.
Establishments primarily engaged in manufacturing power marine boilers,
pressure and nonpressure tanks, processing and storage vessels, heat exchangers, weldments and similar products.
Establishments primarily engaged in fabricating iron and steel or other metal
for structural purposes, such as bridges, buildings, and sections for ships,
boats, and barges.
Fabricated Metal Products ............................................................
Fabricated Plate Work (Boiler Shops) ..........................................
sroberts on PROD1PC70 with PROPOSALS
Fabricated Structural Metal Manufacturing ..................................
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TABLE 1 TO SUBPART XXXXXX OF PART 63.—DESCRIPTION OF SOURCE CATEGORIES AFFECTED BY THIS SUBPART—
Continued
Metal fabrication and finishing source category
Description
Heating Equipment, except Electric .............................................
Establishments primarily engaged in manufacturing heating equipment, except
electric and warm air furnaces, including gas, oil, and stoker coal fired
equipment for the automatic utilization of gaseous, liquid, and solid fuels.
Products produced in this source category include low-pressure heating
(steam or hot water) boilers, fireplace inserts, domestic (steam or hot water)
furnaces, domestic gas burners, gas room heaters, gas infrared heating
units, combination gas-oil burners, oil or gas swimming pool heaters, heating apparatus (except electric or warm air), kerosene space heaters, gas
fireplace logs, domestic and industrial oil burners, radiators (except electric),
galvanized iron nonferrous metal range boilers, room heaters (except electric), coke and gas burning salamanders, liquid or gas solar energy collectors, solar heaters, space heaters (except electric), mechanical (domestic
and industrial) stokers, wood and coal-burning stoves, domestic unit heaters
(except electric), and wall heaters (except electric).
Establishments primarily engaged in manufacturing heavy machinery and
equipment of types used primarily by the construction industries, such as
bulldozers; concrete mixers; cranes, except industrial plant overhead and
truck-type cranes; dredging machinery; pavers; and power shovels. Also establishments primarily engaged in manufacturing forestry equipment and
certain specialized equipment, not elsewhere classified, similar to that used
by the construction industries, such as elevating platforms, ship cranes, and
capstans, aerial work platforms, and automobile wrecker hoists. In addition,
establishments primarily engaged in manufacturing machinery and equipment for use in oil and gas fields or for drilling water wells, including portable drilling rigs. Also, establishments primarily engaged in manufacturing
pumps and pumping equipment for general industrial, commercial, or household use, except fluid power pumps and motors. This category includes establishments primarily engaged in manufacturing domestic water and sump
pumps.
Establishments primarily engaged in the forging manufacturing process, where
purchased iron and steel metal is pressed, pounded or squeezed under
great pressure into high strength parts known as forgings. The forging process is different from the casting and foundry processes, as metal used to
make forged parts is never melted and poured.
Establishments primarily engaged in manufacturing products such as fabricated wire products (except springs) made from purchased wire. These facilities also manufacture steel balls; nonferrous metal brads and nails; nonferrous metal spikes, staples, and tacks; and other primary metals products
not elsewhere classified.
Establishments primarily engaged in manufacturing metal valves and pipe fittings; flanges; unions, with the exception of purchased pipes; and other
valves and pipe fittings not elsewhere classified.
Industrial Machinery and Equipment Finishing Operations ..........
Iron and Steel Forging ..................................................................
Primary Metals Products Manufacturing ......................................
Valves and Pipe Fittings ...............................................................
Instructions for Table 2—You may use
the mass fraction values in the following
table for solvent blends for which you
do not have test data or manufacturer’s
formulation data and which match
either the solvent blend name or the
chemical abstract series (CAS) number.
If a solvent blend matches both the
name and CAS number for an entry, that
entry’s organic HAP mass fraction must
be used for that solvent blend.
Otherwise, use the organic HAP mass
fraction for the entry matching either
the solvent blend name or CAS number,
or use the organic HAP mass fraction
from Table 2 to this subpart if neither
the name nor CAS number match.
TABLE 2 TO SUBPART XXXXXX OF PART 63.—DEFAULT ORGANIC HAP MASS FRACTION FOR SOLVENTS AND SOLVENT
BLENDS
sroberts on PROD1PC70 with PROPOSALS
Solvent/solvent blend
CAS No.
1. Toluene ..............................................................
2. Xylene(s) ............................................................
3. Hexane ...............................................................
4. n-Hexane ............................................................
5. Ethylbenzene .....................................................
6. Aliphatic 140 ......................................................
7. Aromatic 100 ......................................................
8. Aromatic 150 ......................................................
9. Aromatic naphtha ...............................................
10. Aromatic solvent ..............................................
11. Exempt mineral spirits .....................................
12. Ligroines (VM & P) ..........................................
Average organic
HAP mass fraction
108–88–3
1330–20–7
110–54–3
110–54–3
100–41–4
..............................
..............................
..............................
64742–95–6
64742–94–5
8032–32–4
8032–32–4
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1.0
1.0
0.5
1.0
1.0
0
0.02
0.09
0.02
0.1
0
0
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Typical organic HAP, percent by mass
Toluene.
Xylenes, Ethylbenzene.
n-hexane.
n-hexane.
Ethylbenzene.
None.
1% xylene, 1% cumene.
Naphthalene.
1% xylene, 1% cumene.
Naphthalene.
None.
None.
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18381
TABLE 2 TO SUBPART XXXXXX OF PART 63.—DEFAULT ORGANIC HAP MASS FRACTION FOR SOLVENTS AND SOLVENT
BLENDS—Continued
Solvent/solvent blend
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
Average organic
HAP mass fraction
CAS No.
Lactol spirits .....................................................
Low aromatic white spirit .................................
Mineral spirits ...................................................
Hydrotreated naphtha ......................................
Hydrotreated light distillate ..............................
Stoddard Solvent .............................................
Super high-flash naphtha .................................
Varsol [reg] solvent ..........................................
VM & P naphtha ..............................................
Petroleum distillate mixtures ............................
Instructions for Table 3—You may use
the mass fraction values in the following
table for solvent blends for which you
64742–89–6
64742–82–1
64742–88–7
64742–48–9
64742–47–8
8052–41–3
64742–95–6
8052–49–3
64742–89–8
68477–31–6
0.15
0
0.01
0
0.001
0.01
0.05
0.01
0.06
0.08
Typical organic HAP, percent by mass
Toluene.
None.
Xylenes.
None.
Toluene.
Xylenes.
Xylenes.
0.5% xylenes, 0.5% ethylbenzene.
3% toluene, 3% xylene.
4% naphthalene, 4% biphenyl.
do not have test data or manufacturer’s
formulation data.
TABLE 3 TO SUBPART XXXXXX OF PART 63.—DEFAULT ORGANIC HAP MASS FRACTION FOR PETROLEUM SOLVENT
GROUPSa
Average organic HAP
mass fraction
Solvent type
Aliphatic b ......................................................................................
0.03
Aromatic c ......................................................................................
0.06
Typical organic HAP, percent by mass
1% Xylene, 1% Toluene, 1% Ethylbenzene, 1% Ethylbenzene,
1% Toluene, 1% Ethylbenzene.
4% Xylene, 1% Toluene, 1% Ethylbenzene.
a Use
this table only if the solvent blend does not match any of the solvent blends in Table 2 to this subpart by either solvent blend name or
CAS number and you only know whether the blend is aliphatic or aromatic.
b E.g., Mineral Spirits 135, Mineral Spirits 150 EC, Naphtha, Mixed Hydrocarbon, Aliphatic Hydrocarbon, Aliphatic Naphtha, Naphthol Spirits,
Petroleum Spirits, Petroleum Oil, Petroleum Naphtha, Solvent Naphtha, Solvent Blend.
c E.g., Medium-flash Naphtha, High-flash Naphtha, Aromatic Naphtha, Light Aromatic Naphtha, Light Aromatic Hydrocarbons, Aromatic Hydrocarbons, Light Aromatic Solvent.
Instructions for Table 4—As required
in § 63.11523, ‘‘General Provisions
Requirements,’’ you much meet each
requirement in the following table that
applies to you.
TABLE 4 TO SUBPART XXXXXX OF PART 63.—APPLICABILITY OF GENERAL PROVISIONS TO METAL FABRICATION OR
FINISHING AREA SOURCES
Citation
Subject
63.1 1 .............................................................................................
63.2 ...............................................................................................
63.3 ...............................................................................................
63.4 ...............................................................................................
63.5 ...............................................................................................
63.6(a), (b)(1)–(b)(5), (c)(1), (c)(2), (c)(5), (g), (i), (j) ...................
63.9(a)–(d) .....................................................................................
63.10(a), (b) except for (b)(2), (d)(1), (d)(4) .................................
63.12 .............................................................................................
63.13 .............................................................................................
63.14 .............................................................................................
63.15 .............................................................................................
63.16 .............................................................................................
sroberts on PROD1PC70 with PROPOSALS
1 § 63.11514(g),
Applicability.
Definitions.
Units and abbreviations.
Prohibited activities.
Construction/reconstruction.
Compliance with standards and maintenance requirements.
Notification requirements.
Recordkeeping and reporting.
State authority and delegations.
Addresses of State air pollution control agencies and EPA regional offices.
Incorporation by reference.
Availability of information and confidentiality.
Performance track provisions.
‘‘Am I subject to this subpart?’’ exempts affected sources from the obligation to obtain title V operating permits.
[FR Doc. E8–6411 Filed 4–2–08; 8:45 am]
BILLING CODE 6560–50–P
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Agencies
[Federal Register Volume 73, Number 65 (Thursday, April 3, 2008)]
[Proposed Rules]
[Pages 18334-18381]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-6411]
[[Page 18333]]
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Part II
Environmental Protection Agency
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40 CFR Part 63
National Emission Standards for Hazardous Air Pollutants: Area Source
Standards for Nine Metal Fabrication and Finishing Source Categories;
Proposed Rule
Federal Register / Vol. 73, No. 65 / Thursday, April 3, 2008 /
Proposed Rules
[[Page 18334]]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2006-0306; FRL-8547-2]
RIN 2060-AO27
National Emission Standards for Hazardous Air Pollutants: Area
Source Standards for Nine Metal Fabrication and Finishing Source
Categories
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: EPA is proposing national emission standards for control of
hazardous air pollutants (HAP) for nine metal fabrication and finishing
area source categories. This rule proposes emission standards in the
form of management practices and equipment standards for new and
existing operations of dry abrasive blasting, machining, dry grinding
and dry polishing with machines, spray painting and other spray
coating, and welding operations. These proposed standards reflect EPA's
determination regarding the generally achievable control technology
(GACT) and/or management practices for the nine area source categories.
DATES: Comments must be received on or before May 5, 2008, unless a
public hearing is requested by April 14, 2008. If a hearing is
requested on this proposed rule, written comments must be received by
May 19, 2008. Under the Paperwork Reduction Act, comments on the
information collection provisions must be received by OMB on or before
May 5, 2008.
ADDRESSES: Submit your comments, identified by Docket ID No. EPA-HQ-
OAR-2006-0306, by one of the following methods:
https://www.regulations.gov: Follow the on-line
instructions for submitting comments.
E-mail: a-and-r-Docket@epa.gov.
Fax: (202) 566-9744.
Mail: National Emission Standards for Hazardous Air
Pollutants: Area Source Standards for Metal Fabrication and Finishing
Operations Docket, Environmental Protection Agency, Air and Radiation
Docket and Information Center, Mailcode: 2822T, 1200 Pennsylvania Ave.,
NW., Washington, DC 20460. Please include a total of two copies. In
addition, please mail a copy of your comments on the information
collection provisions to the Office of Information and Regulatory
Affairs, Office of Management and Budget (OMB), Attn: Desk Officer for
EPA, 725 17th St., NW., Washington, DC 20503.
Hand Delivery: EPA Docket Center, Public Reading Room, EPA
West, Room 3334, 1301 Constitution Ave., NW., Washington, DC 20460.
Such deliveries are only accepted during the Docket's normal hours of
operation, and special arrangements should be made for deliveries of
boxed information.
Instructions: Direct your comments to Docket ID No. EPA-HQ-OAR-
2006-0306. EPA's policy is that all comments received will be included
in the public docket without change and may be made available online at
https://www.regulations.gov, including any personal information
provided, unless the comment includes information claimed to be
confidential business information (CBI) or other information whose
disclosure is restricted by statute. Do not submit information that you
consider to be CBI or otherwise protected through https://
www.regulations.gov or e-mail. The https://www.regulations.gov Web site
is an ``anonymous access'' system, which means EPA will not know your
identity or contact information unless you provide it in the body of
your comment. If you send an e-mail comment directly to EPA without
going through https://www.regulations.gov, your e-mail address will be
automatically captured and included as part of the comment that is
placed in the public docket and made available on the Internet. If you
submit an electronic comment, EPA recommends that you include your name
and other contact information in the body of your comment and with any
disk or CD-ROM you submit. If EPA cannot read your comment due to
technical difficulties and cannot contact you for clarification, EPA
may not be able to consider your comment. Electronic files should avoid
the use of special characters, any form of encryption, and be free of
any defects or viruses.
Docket: All documents in the docket are listed in the https://
www.regulations.gov index. Although listed in the index, some
information is not publicly available, e.g., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, is not placed on the Internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available either electronically through https://
www.regulations.gov or in hard copy at the NESHAP for Metal Fabrication
and Finishing Area Sources Docket, at the EPA Docket and Information
Center, EPA West, Room 3334, 1301 Constitution Ave., NW., Washington,
DC. The Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal holidays. The telephone number for the
Public Reading Room is (202) 566-1744, and the telephone number for the
Air Docket is (202) 566-1742.
FOR FURTHER INFORMATION CONTACT: Dr. Donna Lee Jones, Sector Policies
and Programs Division, Office of Air Quality Planning and Standards
(D243-02), Environmental Protection Agency, Research Triangle Park,
North Carolina 27711, telephone number: (919) 541-5251; fax number:
(919) 541-3207; e-mail address: jones.donnalee@epa.gov.
SUPPLEMENTARY INFORMATION:
Outline. The information in this preamble is organized as follows:
I. General Information
A. Does this action apply to me?
B. What should I consider as I prepare my comments to EPA?
C. Where can I get a copy of this document?
D. When would a public hearing occur?
II. Background Information for Proposed Area Source Standards
A. What is the statutory authority and regulatory approach for
the proposed standards?
B. What source categories are affected by the proposed
standards?
C. What are the production operations, emission sources, and
available controls?
III. Summary of Proposed Standards
A. Do the proposed standards apply to my source?
B. When must I comply with the proposed standards?
C. For what processes is EPA proposing standards?
D. What emissions control requirements is EPA proposing?
E. What are the initial compliance provisions?
F. What are the continuous compliance requirements?
G. What are the notification, recordkeeping, and reporting
requirements?
IV. Rationale for This Proposed Rule
A. How did we select the source category?
B. How did we select the affected sources?
C. How did we determine the regulated processes?
D. How was GACT determined?
E. How did we select the compliance requirements?
F. How did we decide to exempt this area source category from
title V permit requirements?
V. Impacts of the Proposed Standards
A. What are the air impacts?
B. What are the cost impacts?
C. What are the economic impacts?
D. What are the non-air health, environmental, and energy
impacts?
VI. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
[[Page 18335]]
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
I. National Technology Transfer Advancement Act
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
The regulated categories and entities potentially affected by this
proposed action are shown in the table below. This proposed rule
applies only to facilities that are an area source of the compounds of
cadmium, chromium, lead, manganese, and nickel, or an area source of
volatile organic HAP (VOHAP) from spray painting operations, and which
perform metal fabrication or finishing operations in one of the
following nine source categories: (1) Electrical and Electronic
Equipment Finishing Operations; (2) Fabricated Metal Products; (3)
Fabricated Plate Work (Boiler Shops); (4) Fabricated Structural Metal
Manufacturing; (5) Heating Equipment, except Electric; (6) Industrial
Machinery and Equipment: Finishing Operations; (7) Iron and Steel
Forging; (8) Primary Metal Products Manufacturing; and (9) Valves and
Pipe Fittings. Facilities affected by this proposed rule are not
subject to the miscellaneous coating requirements in 40 CFR part 63,
subpart HHHHHH, ``National Emission Standards for Hazardous Air
Pollutants: Paint Stripping and Miscellaneous Surface Coating
Operations at Area Sources,'' for their affected source(s) that are
subject to the requirements of this proposed rule. There potentially
may be other sources at the facility not subject to the requirements of
this proposed rule that are instead subject to subpart HHHHHH of this
part.
------------------------------------------------------------------------
Metal fabrication and Examples of Regulated
finishing category NAICS Codes\1\ Entities
------------------------------------------------------------------------
Electrical and Electronics 335999........... Establishments
Equipment Finishing primarily engaged in
Operations. manufacturing motors
and generators and
electrical
machinery,
equipment, and
supplies, not
elsewhere
classified. The
electrical machinery
equipment and
supplies industry
sector includes
facilities primarily
engaged in high
energy particle
acceleration systems
and equipment,
electronic
simulators,
appliance and
extension cords,
bells and chimes,
insect traps, and
other electrical
equipment and
supplies, not
elsewhere
classified. The
Motors and
Generators
Manufacturing
industry sector
includes those
establishments
primarily engaged in
manufacturing
electric motors
(except engine
starting motors) and
power generators;
motor generator
sets; railway motors
and control
equipment; and
motors, generators
and control
equipment for
gasoline, electric,
and oil-electric
buses and trucks.
Fabricated Metal Products..... 332117........... Establishments
primarily engaged in
manufacturing
fabricated metal
products, such as
fire or burglary
resistive steel
safes and vaults and
similar fire or
burglary resistive
products; and
collapsible tubes of
thin flexible metal.
Also included are
establishments
primarily engaged in
manufacturing powder
metallurgy products,
metal boxes; metal
ladders; metal
household articles,
such as ice cream
freezers and ironing
boards; and other
fabricated metal
products not
elsewhere
classified.
Fabricated Plate Work (Boiler 332313, 332410, Establishments
Shops). 332420. primarily engaged in
manufacturing power
and marine boilers,
pressure and
nonpressure tanks,
processing and
storage vessels,
heat exchangers,
weldments and
similar products.
Fabricated Structural Metal 332312........... Establishments
Manufacturing. primarily engaged in
fabricating iron and
steel or other metal
for structural
purposes, such as
bridges, buildings,
and sections for
ships, boats, and
barges.
Heating Equipment, except 333414........... Establishments
Electric. primarily engaged in
manufacturing
heating equipment,
except electric and
warm air furnaces,
including gas, oil,
and stoker coal
fired equipment for
the automatic
utilization of
gaseous, liquid, and
solid fuels. Typical
products produced in
this source category
include low-pressure
heating (steam or
hot water) boilers,
fireplace inserts,
domestic (steam or
hot water) furnaces,
domestic gas
burners, gas room
heaters, gas
infrared heating
units, combination
gas-oil burners, oil
or gas swimming pool
heaters, heating
apparatus (except
electric or warm
air), kerosene space
heaters, gas
fireplace logs,
domestic and
industrial oil
burners, radiators
(except electric),
galvanized iron
nonferrous metal
range boilers, room
heaters (except
electric), coke and
gas burning
salamanders, liquid
or gas solar energy
collectors, solar
heaters, space
heaters (except
electric),
mechanical (domestic
and industrial)
stokers, wood and
coal-burning stoves,
domestic unit
heaters (except
electric), and wall
heaters (except
electric).
[[Page 18336]]
Industrial Machinery and 333120, 333132, Establishments
Equipment: Finishing 333911. primarily engaged in
Operations. construction
machinery
manufacturing, oil
and gas field
machinery
manufacturing, and
pumps and pumping
equipment
manufacturing.
Finishing operations
include the
collection of all
operations
associated with the
surface coating of
industrial machinery
and equipment. The
construction
machinery
manufacturing
industry sector
includes
establishments
primarily engaged in
manufacturing heavy
machinery and
equipment of types
used primarily by
the construction
industries, such as
bulldozers; concrete
mixers; cranes,
except industrial
plan overhead and
truck-type cranes;
dredging machinery;
pavers; and power
shovels. Also
included in this
industry are
establishments
primarily engaged in
manufacturing
forestry equipment
and certain
specialized
equipment, not
elsewhere
classified, similar
to that used by the
construction
industries, such as
elevating platforms,
ship cranes and
capstans, aerial
work platforms, and
automobile wrecker
hoists. The oil and
gas field machinery
manufacturing
industry sector
includes
establishments
primarily engaged in
manufacturing
machinery and
equipment for use in
oil and gas field or
for drilling water
wells, including
portable drilling
rigs. The pumps and
pumping equipment
industry sector
includes
establishments
primarily engaged in
manufacturing pumps
and pumping
equipment for
general industrial,
commercial, or
household use,
except fluid power
pumps and motors.
This category
includes
establishments
primarily engaged in
manufacturing
domestic water and
sump pumps.
Iron and Steel Forging........ 33211............ Establishments
primarily engaged in
the forging
manufacturing
process, where
purchased iron and
steel metal is
pressed, pounded or
squeezed under great
pressure into high
strength parts known
as forgings. The
process is usually
performed hot by
preheating the metal
to a desired
temperature before
it is worked. The
forging process is
different from the
casting and foundry
processes, as metal
used to make forged
parts is never
melted and poured.
Primary Metals Products 332618........... Establishments
Manufacturing. primarily engaged in
manufacturing
products such as
fabricated wire
products (except
springs) made from
purchased wire.
These facilities
also manufacture
steel balls;
nonferrous metal
brads and nails;
nonferrous metal
spikes, staples, and
tacks; and other
primary metals
products not
elsewhere
classified.
Valves and Pipe Fittings...... 332919........... Establishments
primarily engaged in
manufacturing metal
valves and pipe
fittings; flanges;
unions, with the
exception of
purchased pipes; and
other valves and
pipe fittings not
elsewhere
classified.
------------------------------------------------------------------------
\1\North American Industry Classification System.
This table is not intended to be exhaustive, but rather provide a
guide for readers regarding entities likely to be affected by this
action. To determine whether your facility would be regulated by this
action you can refer to the descriptions in section (II)(B) below. For
descriptions of the North American Industry Classification System
(NAICS) codes, you can view information on the U.S. Census site at
https://www.census.gov/epcd/ec97brdg. If you have any questions
regarding the applicability of this action to a particular entity,
consult either the air permit authority for the entity or your EPA
regional representative as listed in 40 CFR 63.13 of subpart A (General
Provisions).
B. What should I consider as I prepare my comments to EPA?
Do not submit information containing CBI to EPA through https://
www.regulations.gov or e-mail. Send or deliver information identified
as CBI only to the following address: Roberto Morales, OAQPS Document
Control Officer (C404-02), Environmental Protection Agency, Office of
Air Quality Planning and Standards, Research Triangle Park, North
Carolina 27711, Attention Docket ID EPA-HQ-OAR-2006-0306. Clearly mark
the part or all of the information that you claim to be CBI. For CBI
information in a disk or CD-ROM that you mail to EPA, mark the outside
of the disk or CD-ROM as CBI and then identify electronically within
the disk or CD-ROM the specific information that is claimed as CBI. In
addition to one complete version of the comment that includes
information claimed as CBI, a copy of the comment that does not contain
the information claimed as CBI must be submitted for inclusion in the
public docket. Information so marked will not be disclosed except in
accordance with procedures set forth in 40 CFR part 2.
C. Where can I get a copy of this document?
In addition to being available in the docket, an electronic copy of
this proposed action will also be available on the Worldwide Web (WWW)
through EPA's Technology Transfer Network (TTN). A copy of this
proposed action will be posted on the TTN's policy and guidance page
for newly proposed or promulgated rules at the following address:
https://www.epa.gov/ttn/oarpg/. The TTN provides information and
technology exchange in various areas of air pollution control.
D. When would a public hearing occur?
If anyone contacts EPA requesting to speak at a public hearing
concerning this proposed rule by April 14, 2008, we will hold a public
hearing on April 18, 2008. If you are interested in attending the
public hearing, contact Ms. Pamela Garrett at (919) 541-7966 to verify
that a hearing will be held. If a public hearing is held, it will be
held at 10 a.m.
[[Page 18337]]
at the EPA's Environmental Research Center Auditorium, Research
Triangle Park, NC, or an alternate site nearby.
II. Background Information for Proposed Area Source Standards
A. What is the statutory authority and regulatory approach for the
proposed standards?
Section 112(d) of the CAA requires us to establish national
emission standards for hazardous air pollutants (NESHAP) for both major
and area sources of HAP that are listed for regulation under CAA
section 112(c). A major source emits or has the potential to emit 10
tons per year (tpy) or more of any single HAP or 25 tpy or more of any
combination of HAP. An area source is a stationary source that is not a
major source.
Section 112(k)(3)(B) of the CAA calls for EPA to identify at least
30 HAP which, as the result of emissions from area sources, pose the
greatest threat to public health in the largest number of urban areas.
EPA implemented this provision in 1999 in the Integrated Urban Air
Toxics Strategy (64 FR 38715, July 19, 1999). Specifically, in the
Strategy, EPA identified 30 HAP that pose the greatest potential health
threat in urban areas, and these HAP are referred to as the ``30 urban
HAP.'' Section 112(c)(3) requires EPA to list sufficient categories or
subcategories of area sources to ensure that area sources representing
90 percent of the emissions of the 30 urban HAP are subject to
regulation. We implemented these requirements through the Integrated
Urban Air Toxics Strategy (64 FR 38715, July 19, 1999). A primary goal
of the Strategy is to achieve a 75 percent reduction in cancer
incidence attributable to HAP emitted from stationary sources.
Under CAA section 112(d)(5), we may elect to promulgate standards
or requirements for area sources ``which provide for the use of GACT or
management practices by such sources to reduce emissions of hazardous
air pollutants.'' Additional information on GACT is found in the Senate
report on the legislation (Senate Report Number 101-228, December 20,
1989), which describes GACT as:
* * * methods, practices and techniques which are commercially
available and appropriate for application by the sources in the
category considering economic impacts and the technical capabilities
of the firms to operate and maintain the emissions control systems.
Consistent with the legislative history, we can consider costs and
economic impacts in determining GACT, which is particularly important
when developing regulations for source categories that may have many
small businesses.
Determining what constitutes GACT involves considering the control
technologies and management practices that are generally available to
the area sources in the source category. We also consider the standards
applicable to major sources in the same industrial sector to determine
if the control technologies and management practices are transferable
and generally available to area sources. In appropriate circumstances,
we may also consider technologies and practices at area and major
sources in similar categories to determine whether such technologies
and practices could be considered generally available for the area
source category at issue. Finally, as noted above, in determining GACT
for a particular area source category, we consider the costs and
economic impacts of available control technologies and management
practices on that category.
We are proposing these national emission standards in response to a
court-ordered deadline that requires EPA to issue standards for 11
source categories listed pursuant to section 112(c)(3) and (k) by June
15, 2008 (Sierra Club v. Johnson, no. 01-1537, D.D.C., March 2006). We
have already issued regulations addressing one of the 11 area source
categories. See regulations for Wood Preserving (Federal Register, 72
(135), July 16, 2007.) Other rulemakings will include standards for the
remaining source categories that are due in June 2008.
B. What source categories are affected by these proposed standards?
These proposed standards would affect any facility that performs
metal fabrication or finishing operations in one of the following nine
metal fabrication and finishing area source categories: (1) Electrical
and Electronic Equipment Finishing Operations; (2) Fabricated Metal
Products; (3) Fabricated Plate Work (Boiler Shops); (4) Fabricated
Structural Metal Manufacturing; (5) Heating Equipment, except Electric;
(6) Industrial Machinery and Equipment: Finishing Operations; (7) Iron
and Steel Forging; (8) Primary Metal Products Manufacturing; and (9)
Valves and Pipe Fittings. Throughout this proposed rule, we refer to
the nine metal fabrication and finishing source categories collectively
as ``metal fabrication or finishing operations.''
The following are descriptions of the nine metal fabrication and
finishing source categories:
Electrical and Electronic Equipment Finishing Operations: This
category includes establishments primarily engaged in manufacturing
motors and generators and electrical machinery, equipment, and
supplies, not elsewhere classified, and includes facilities primarily
engaged in high energy particle acceleration systems and equipment,
electronic simulators, appliance and extension cords, bells and chimes,
insect traps, and other electrical equipment and supplies not elsewhere
classified. This category also includes those establishments primarily
engaged in manufacturing electric motors (except engine starting
motors) and power generators; motor generator sets; railway motors and
control equipment; and motors, generators and control equipment for
gasoline, electric, and oil-electric buses and trucks.
Fabricated Metal Products, Not Elsewhere Classified: This category
includes establishments primarily engaged in manufacturing fabricated
metal products, such as fire or burglary resistive steel safes and
vaults and similar fire or burglary resistive products; and collapsible
tubes of thin flexible metal. Also included are establishments
primarily engaged in manufacturing powder metallurgy products, metal
boxes; metal ladders; metal household articles, such as ice cream
freezers and ironing boards; and other fabricated metal products not
elsewhere classified.
Fabricated Plate Work (Boiler Shops): This category includes
establishments primarily engaged in manufacturing power and marine
boilers, pressure and nonpressure tanks, processing and storage
vessels, heat exchangers, weldments and similar products.
Fabricated Structural Metal Manufacturing: This category includes
establishments primarily engaged in fabricating iron and steel or other
metal for structural purposes, such as bridges, buildings, and sections
for ships, boats, and barges.
Heating Equipment, except Electric: This category includes
establishments primarily engaged in manufacturing heating equipment,
except electric and warm air furnaces, including gas, oil, and stoker
coal fired equipment for the automatic utilization of gaseous, liquid,
and solid fuels. Typical products produced in this source category
include low-pressure heating (steam or hot water) boilers, fireplace
inserts, domestic (steam or hot water) furnaces, domestic gas burners,
gas room heaters, gas infrared heating units, combination gas-oil
burners, oil or gas swimming pool heaters, heating apparatus (except
electric or warm air), kerosene space heaters, gas fireplace logs,
domestic and industrial oil burners, radiators (except
[[Page 18338]]
electric), galvanized iron nonferrous metal range boilers, room heaters
(except electric), coke and gas burning salamanders, liquid or gas
solar energy collectors, solar heaters, space heaters (except
electric), mechanical (domestic and industrial) stokers, wood and coal-
burning stoves, domestic unit heaters (except electric), and wall
heaters (except electric).
Industrial Machinery and Equipment Finishing Operations: This
category includes establishments primarily engaged in construction
machinery manufacturing, oil and gas field machinery manufacturing, and
pumps and pumping equipment manufacturing. Finishing operations include
the collection of all operations associated with the surface coating of
industrial machinery and equipment. This category includes
establishments primarily engaged in manufacturing heavy machinery and
equipment of types used primarily by the construction industries, such
as bulldozers; concrete mixers; cranes, except industrial plant
overhead and truck-type cranes; dredging machinery; pavers; and power
shovels. Also included in this industry are establishments primarily
engaged in manufacturing forestry equipment and certain specialized
equipment, not elsewhere classified, similar to that used by the
construction industries, such as elevating platforms, ship cranes and
capstans, aerial work platforms, and automobile wrecker hoists. This
category also includes establishments primarily engaged in
manufacturing machinery and equipment for use in oil and gas fields or
for drilling water wells, including portable drilling rigs. This
category includes establishments primarily engaged in manufacturing
pumps and pumping equipment for general industrial, commercial, or
household use, except fluid power pumps and motors, and establishments
primarily engaged in manufacturing domestic water and sump pumps.
Iron and Steel Forging: This category includes establishments
primarily engaged in the forging manufacturing process, where purchased
iron and steel metal is pressed, pounded or squeezed under great
pressure into high strength parts known as forgings. The process is
usually performed hot by preheating the metal to a desired temperature
before it is worked. The forging process is different from the casting
and foundry processes, as metal used to make forged parts is never
melted and poured.
Primary Metal Products Manufacturing: This source category includes
establishments primarily engaged in manufacturing products such as
fabricated wire products (except springs) made from purchased wire.
These facilities also manufacture steel balls; nonferrous metal brads
and nails; nonferrous metal spikes, staples, and tacks; and other
primary metals products not elsewhere classified.
Valves and Pipe Fittings: This source category includes
establishments primarily engaged in manufacturing metal valves and pipe
fittings, flanges, and unions, with the exception of from purchased
pipes; and other valves and pipe fitting products not elsewhere
classified.
We added the nine metal fabrication and finishing source categories
to the Integrated Urban Air Toxics Strategy Area Source Category List
on November 22, 2002 (67 FR 70427). The inclusion of these source
categories to the section 112(c)(3) area source category list is based
on 1990 emissions data, as EPA used 1990 as the baseline year for that
listing. The nine metal fabrication and finishing source categories
were listed for regulation based on emissions of compounds of cadmium,
chromium, lead, manganese, and nickel in the 1990 inventory, hereafter
referred to as ``metal fabrication and finishing metal HAP'' (MFHAP).
Four of the metal fabrication and finishing source categories were also
listed for emissions of the organic HAP trichloroethylene (TCE).\1\
Chlorinated solvents such as TCE are used as degreasers in these metal
fabrication and finishing source categories. We subsequently discovered
that the 1990 emissions data for TCE was for metal fabrication and
finishing facilities that used TCE in degreasing operations, which are
not part of this source category. Rather, these emission units at both
major and area sources are subject to standards for halogenated solvent
cleaning under 40 CFR part 63, subpart T. Consequently, we are not
proposing standards for TCE from metal fabrication and finishing
facilities. The four metal fabrication and finishing source categories
listed for TCE emissions remain listed source categories pursuant to
section 112(c)(3) of this part. Therefore, we are clarifying that we do
not need these four source categories to meet the section 112(c)(3) 90
percent requirement regarding area source emissions of TCE.
---------------------------------------------------------------------------
\1\ These four source categories were Electrical and Electronic
Equipment Finishing Operations; Fabricated Metal Products; Primary
Metal Products Manufacturing; and Valves and Pipe Fittings.
---------------------------------------------------------------------------
Based on 2002 U.S. Census data and a survey of the industry that we
conducted in 2006, we estimate that 5,800 metal fabrication and
finishing area source facilities are currently operating in the U.S.
Our analyses of 2002 U.S. Census data also indicate that more than 90
percent of the metal fabrication and finishing area source categories
is comprised of small businesses, based on the Small Business
Administration definition.
A majority of the metal fabrication and finishing area source
facilities are estimated to be in urban areas, based on an estimate of
73 percent developed from EPA's 2002 National Emission Inventory
(NEI).\2\
---------------------------------------------------------------------------
\2\ These urban areas are defined to be the urban 1 and urban 2
areas that formed the basis of the listing decisions under 112(c)(3)
and (k).
---------------------------------------------------------------------------
Facilities affected by this proposed rule are not subject to the
miscellaneous coating requirements in 40 CFR part 63, subpart HHHHHH,
``National Emission Standards for Hazardous Air Pollutants: Paint
Stripping and Miscellaneous Surface Coating Operations at Area
Sources,'' for their affected source(s) that are subject to the
requirements of this proposed rule. There potentially may be other
sources at the facility not subject to the requirements of this
proposed rule that are instead subject to subpart HHHHHH of this part.
C. What are the production operations, emission sources, and available
controls?
While these nine source categories produce a wide variety of
products, they perform very similar fabrication and finishing
operations to create them. There are five general production operations
common to metal fabrication and finishing source categories that can
emit MFHAP. These five production operations are: (1) Dry abrasive
blasting; (2) dry grinding and dry polishing with machines; (3)
machining; (4) spray painting and coating; and (5) welding.
As typical within any industry, there is variation in operations
between facilities. Also, all facilities do not necessarily employ all
five production areas. Information acquired from an EPA survey of 166
facilities showed that for the area sources in the source categories of
interest, 39 percent perform dry abrasive blasting, 59 percent perform
metal fabrication and finishing with machines, 60 percent perform
painting or coating of some kind (that includes but is not limited to
spray painting or spray coating), and 65 percent perform welding. More
detailed analyses are available in the docket, including estimated
percentages of the number of facilities in each category performing
each operation.
Another metal fabrication and finishing operation that can emit
MFHAP is plating. This operation was noted to be performed by some of
the
[[Page 18339]]
facilities in the nine metal fabrication and finishing source
categories, but is not regulated by this proposed rule. Plating
operations are not regulated by this proposed rule because they are
regulated elsewhere, as follows: Chromium electroplating tanks are
subject to the Chromium Electroplating NESHAP (40 CFR 63, subpart N),
while other plating operations at area sources are subject to the
Plating and Polishing Area Source Rule (40 CFR part 63, subpart WWWWWW)
which will be promulgated by June 15, 2008.
1. Metal Fabrication and Finishing Operations
The nine Metal Fabrication and Finishing source categories produce
a wide variety of products using five general production operations
that can emit MFHAP: (1) Dry abrasive blasting; (2) dry grinding and
dry polishing with machines; (3) machining; (4) spray painting and
coating; and (5) welding. The following is a brief description of each
of these five fabrication and finishing operations regulated by this
proposed rule.
Dry Abrasive Blasting Operations. This metal fabrication and
finishing operation (also referred to in the industry as sand blasting,
shot blasting, and shot peening) is used to clean or prepare a surface
by forcibly propelling abrasive material against it. Commonly used
abrasives include silica sand, glass beads, aluminum oxide, slag,
garnet, steel shot, walnut shells, as well as other materials. Common
applications of dry abrasive blasting include surface preparation for
painting or coating; burr removal after machining, grinding, or
welding; matte surface finishing; removal of flash from molded objects.
Two primary aspects differentiate the various types of abrasive
blasting: The method of abrasive propulsion and the type of abrasive
used. There are three primary methods of propelling the abrasive: Air
pressure, using compressed air to propel the abrasive; water pressure,
using air or water pressure to propel a wet abrasive slurry; or
centrifugal wheels, which use a rotating impeller to mechanically
propel the abrasive.
Abrasive blasting covers numerous applications under widely varying
conditions. Blasting is also performed outdoors with a portable
apparatus or indoors within specially constructed cabinets or
enclosures/chambers, either manually, or as part of an automated
process line. Because the applications of abrasive blasting are widely
varied, there is a similarly wide variety of abrasive blasting
equipment available.
Dry abrasive blasting equipment consists of the following general
types of systems, listed from small to large: Portable blasters, blast
cabinets or ``glove boxes'', blast chambers which can be 3 or 4-sided
structures, and ``bulk'' blasters that are totally enclosed and vented
to a filtration device to collect and recycle the blast material. Shot
peening is a common type of dry abrasive blasting that is a surface
treatment used to increase the fatigue life of metal parts. In shot
peening, a higher pressure is used to focus the abrasive on a localized
area as opposed to general abrasive blasting that may be directed over
a larger surface area. Shot peening generally refers to abrasive
blasting with metallic or steel pellets, like BB shot. Shot peening is
almost always performed in a contained area so that the pellets can be
recovered and reused. Similarly, blasting performed with sand other
media is also often performed in a contained area so that the media can
be recovered and reused.
Dry Grinding and Dry Polishing Operations. These metal fabrication
and finishing operations are very similar and vary only as to their
timing in the fabrication and extent of abrasion. Not all parts are
polished but most are ground. Grinding is performed on a work piece
prior to fabrication or finishing operations to remove undesirable
material from the surface or to remove burrs or sharp edges. Grinding
is done using belts, disks, or wheels consisting of or covered with
various abrasives, e.g., silica, alumina, silicon carbide, garnet,
alundum, or emery. Grinding may be performed dry or may use lubricants
or coolants such as water or water-based mixtures, solutions, or
emulsions containing cutting oils, soaps, detergents, wetting agents,
or proprietary compounds. Polishing generally follows grinding. The
purpose of the polishing operation is to remove any remaining metal and
to prepare the surface for more refined finishing procedures. Burrs on
castings or stampings may also be removed by polishing. Polishing is
performed using hard-faced wheels constructed of muslin, canvas, felt
or leather. Abrasives are applied to the wheels with synthetic
adhesives or cements, typically silicate-base cements. The types of
abrasives that are used in polishing include both natural and
artificial abrasives. Lubricants including oil, grease, tallow, and
special bar lubricants are used to prevent gouging and tearing when a
fine polished surface is required and also to minimize frictional heat.
Polishing may also be performed by hand without machines; however, no
emissions occur from hand polishing.
Machining Operations. This metal fabrication and finishing
operation includes activities such as turning, milling, drilling,
boring, tapping, planing, broaching, sawing, cutting, shaving,
shearing, threading, reaming, shaping, slotting, hobbing, and
chamfering, where stock is removed from a work piece as chips by a
machine that forces a cutting piece against a work piece. Shearing
operations cut materials into a desired shape and size, while forming
operations bend or conform materials into specific shapes. Cutting and
shearing operations include punching, piercing, blanking, cutoff,
parting, shearing and trimming. Forming operations include bending,
forming, extruding, drawing, rolling, spinning, coining, and forging
the metal. Machining is usually totally enclosed, where the enclosure
is part of the operating equipment. Many of these machining operations
use lubricants or liquid coolants either alone or in conjunction with
enclosures.
Painting Operations. Paints and coatings (hereafter called
``paints'') are applied to metal fabrication and finishing products for
surface protection, aesthetics, or both. Painting or coating (hereafter
called ``painting'') is usually performed using a spray gun in a spray
booth or with portable spray equipment. Paints may also be applied via
dip tanks. The coated parts then pass through an open (flashoff) area
where additional volatiles evaporate from the paint. The coated parts
may pass through a drying/curing oven, or are allowed to air dry, where
the remaining volatiles are evaporated.
Spray-applied painting operations include any hand-held device that
creates an atomized mist of paint and deposits the paint on a
substrate. For the purposes of this rule, spray-painting does not
include thermal spray operations, also known as metallizing, flame
spray, plasma arc spray, and electric arc spray, among other names, in
which solid metallic or non-metallic material is heated to a molten or
semi-molten state and propelled to the work piece or substrate by
compressed air or other gas, where a bond is produced upon impact.
Thermal spraying operations at area sources are subject to the Plating
and Polishing Area Source NESHAP, subpart WWWWWW of this part.
Spray gun cleaning may be done by hand cleaning parts of the
disassembled gun in a container of solvent, by flushing solvent through
the gun without atomizing the solvent and paint residue, or by using a
fully enclosed
[[Page 18340]]
spray gun washer. A combination of non-atomizing methods may also be
used. A gun washer consists of a solvent reservoir and a covered
enclosure that dispenses solvent for gun cleaning. The enclosure may
also hold the gun for automated gun cleaning. During gun cleaning in a
gun washer, the cleaning solvent is dispensed from the reservoir and
sprayed through the gun while it is open.
Welding Operations. This metal fabrication and finishing operation
joins two metal parts by melting the parts at the joint and filling the
space with molten metal. The most frequently used method for generating
heat is obtained either from an electric arc or a gas-oxygen flame. The
type of welding most commonly used in the metal fabrication and
finishing source categories is thought to be electric arc welding.
Electric arc welding includes many different variations that
involve various types of electrodes, fluxes, shielding gases, and types
of equipment. Electric arc welding can be divided into that which uses
consumable electrodes vs. nonconsumable electrodes. In electric arc
welding, a flow of electricity across the gap from the tip of the
welding electrode to the base metal creates the heat needed for melting
and joining the metal parts. The electric current melts both the
electrode and the base metal at the joint to form a molten pool, which
solidifies upon cooling. Consumable welding rods are used when extra
metal is needed as a filler for the joint to make a complete bond. The
consumable rods must be close in composition to the base metals, and
can vary with each application. An externally supplied gas (argon,
helium, or carbon dioxide) can be used to shield the arc.
2. Metal Fabrication and Finishing HAP Emission Sources
All five of the metal fabrication and finishing operations
described above can emit MFHAP. The MFHAP that can be emitted from the
metal fabrication and finishing operations are in the form of
particulate matter (PM) produced from the material being fabricated, PM
emitted from the use of consumable welding rods, and MFHAP used to
color paints (as pigments). In addition, there are VOHAP emitted from
painting operations, where the VOHAP are used as vehicles and solvents
for the paints. Details on the HAP emissions from each of the five
potential HAP-emitting operations follow below.
Dry Abrasive Blasting Emissions. The emissions from dry abrasive
blasting are predominantly inert PM resulting from breakdown of the
blast material which is composed of silica sand, glass beads, aluminum
oxide, slag, garnet, steel shot, walnut shells, and other materials.
Few if any blast materials contain MFHAP, therefore any MFHAP that is
emitted from blasting would originate from the part or product being
blasted. Occasionally the blasted part or product may be painted, in
which case the PM will contain additional MFHAP if present in the
pigments in the paint. Painted substrates are uncommon in the metal
fabrication and finishing industries, since these industries primarily
produce new products rather than recondition old ones. The blasted
substrates typically include metals such as: Cadmium, chromium
(primarily in stainless steel), iron, lead, magnesium, manganese (in
both mild and stainless steels), mercury, molybdenum, nickel (in
stainless steel), selenium, tin, vanadium, and zinc (in galvanized
steel). All five MFHAP are potential components of blasting substrates.
Dry Grinding and Dry Polishing Emissions. Some metal fabrication
and finishing machine operations, such as grinding and polishing, are
often times dry operations which can emit PM that can contain MFHAP.
Polishing by hand without the use of machines usually emits little or
no PM or MFHAP due to the low level of abrasion that potentially can be
induced by the worker's hands. All the PM or MFHAP in grinding and
polishing is produced from the work piece itself. Thus, the composition
of the PM and presence of MFHAP is dependent upon the metal being
worked. As above for blasting, the metal fabrication and finishing
substrates typically include metals such as: Cadmium, chromium
(primarily in stainless steel), iron, lead, magnesium, manganese (in
both mild and stainless steels), mercury, molybdenum, nickel (in
stainless steel), selenium, tin, vanadium, and zinc (in galvanized
steel). All five MFHAP are potential components of metal fabrication
and finishing substrates and therefore, are also potential emissions
from operations of dry grinding and dry polishing with machines.
Machining Emissions. Most of the machining operations in the metal
fabrication and finishing industry are totally enclosed, where the
enclosure is part of the equipment. Many of these operations use
lubricants or liquid coolants, either alone or in conjunction with
enclosures. Because any emissions generated by these machining
operations, which would be in the form of PM, are captured or entrained
in the liquid, little or no emissions are generated. Any MFHAP that is
released from machining would originate from the part or product being
machined.
Spray Painting Emissions. The sources of HAP emissions from spray
painting operations are the metal pigments and solvents that are in the
paints. A substantial fraction of paint that is atomized does not reach
the part and becomes what is termed ``overspray'' and generates HAP
emissions.
All five MFHAP are potential components of paint pigments that are
used to provide color to the paint. The MFHAP are emitted when the
paints are atomized during spray application. The proposed spray
painting requirements of this proposed rule would only apply to those
spray painting operations that spray-apply paints that contain MFHAP.
Paints are considered to contain MFHAP if they contain any individual
MFHAP at a concentration greater than 0.1 percent by mass. For the
purpose of determining whether paints contain MFHAP, facilities would
be able to use formulation data provided by the manufacturer or
supplier, such as the material safety data sheet, as long as it
represents each MFHAP compound in the paint that is present at 0.1
percent by mass or more for Occupational Safety and Health
Administration (OSHA)-defined carcinogens and at 1.0 percent by mass or
more for other MFHAP compounds.
Paint solvents are used as vehicles for the paint pigments. These
solvents include VOHAP such as xylenes, toluene, phenol, cresols/
cresylic acid, glycol ethers (including ethylene glycol monobutyl
ether), styrene, methyl isobutyl ketone, and ethyl benzene. Paints used
in spray painting are thinned with solvents so that the paints are
fluid enough to be able to be delivered onto the parts and products via
narrow spray gun nozzles. The solvents are considered to be completely
volatilized during spray application of the paint and during curing or
drying. Most solvents contain HAP. The solvents may also consist of
volatile organic compound (VOC) emissions which contribute to ozone
formation, an EPA-regulated criteria pollutant.
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