National Volatile Organic Compound Emission Standards for Aerosol Coatings, 15604-15631 [E8-5589]
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Federal Register / Vol. 73, No. 57 / Monday, March 24, 2008 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 51 and 59
[EPA–HQ–OAR–2006–0971; FRL–8498–6]
RIN 2060–AN69
National Volatile Organic Compound
Emission Standards for Aerosol
Coatings
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
SUMMARY: This action promulgates
national emission standards for the
aerosol coatings (aerosol spray paints)
category under section 183(e) of the
Clean Air Act (CAA). The standards
implement section 183(e) of the CAA, as
amended in 1990, which requires the
Administrator to control volatile organic
compounds (VOC) emissions from
certain categories of consumer and
commercial products for purposes of
reducing VOC emissions contributing to
ozone formation and ozone
nonattainment. This regulation
establishes nationwide reactivity-based
standards for aerosol coatings. States
have previously promulgated rules for
the aerosol coatings category based
upon reductions of VOC by mass;
however, EPA has concluded that a
national rule based upon the relative
reactivity approach will achieve more
reduction in ozone formation than may
be achieved by a mass-based approach
for this specific product category. This
rule will better control a product’s
contribution to ozone formation by
encouraging the use of less reactive VOC
ingredients, rather than treating all VOC
in a product alike through the
traditional mass-based approach. We are
also revising EPA’s regulatory definition
of VOC. This revision is necessary to
include certain compounds that would
otherwise be exempt in order to account
for the reactive compounds in aerosol
coatings that contribute to ozone
formation. Therefore, certain
compounds that would not be VOC
under the otherwise applicable
definition will count towards the
applicable reactivity limits under this
final regulation. The initial listing of
product categories and schedule for
regulation was published on March 23,
1995 (60 FR 15264). This final action
announces EPA’s final decision to list
aerosol coatings for regulation under
Group III of the consumer and
commercial product category for which
regulations are mandated under section
183(e) of the CAA.
DATES: Effective Date: This final rule is
effective March 24, 2008. The
incorporation by reference of certain
publications listed in the rule is
approved by the Director of the Federal
Register as of March 24, 2008.
ADDRESSES: EPA has established a
docket for this action under Docket ID
No. EPA–HQ–OAR–2006–0971. All
documents in the docket are listed on
the www.regulations.gov Web site.
Although listed in the index, some
information is not publicly available
(e.g., Confidential Business Information
(CBI) or other information whose
disclosure is restricted by statute).
Certain other material, such as
copyrighted material, will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically through
www.regulations.gov or in hard copy at
the EPA Docket Center, Docket ID No.
EPA–HQ–OAR–2006–0971, EPA
Headquarters Library, Room 3334 in the
EPA West Building, 1301 Constitution
Ave., NW., Washington, DC. This
Docket Facility is open from 8:30 a.m.
to 4:30 p.m., Monday through Friday,
excluding legal holidays. The EPA
Docket Center telephone number is
(202) 566–1744, and the facsimile
number for the EPA Docket Center is
NAICS
code a
Category
Paint and Coating Manufacturing .................................................
32551
All Other Miscellaneous Chemical Production and Preparation
Manufacturing.
325998
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a North
(202) 566–9744. EPA visitors are
required to show photographic
identification and sign the EPA visitor
log. After processing through the X-ray
and magnetometer machines, visitors
will be given an EPA/DC badge that
must be visible at all times.
Informational updates will be
provided via the EPA Web site at
https://www.epa.gov/epahome/
dockets.htm as they are available.
For
questions about the final rule, contact
Ms. J. Kaye Whitfield, U.S. EPA, Office
of Air Quality Planning and Standards,
Sector Policies and Programs Division,
Natural Resources and Commerce Group
(E143–03), Research Triangle Park, NC
27711; telephone number (919) 541–
2509; facsimile number (919) 541–3470;
e-mail address: whitfield.kaye@epa.gov.
For information concerning the CAA
section 183(e) consumer and
commercial products program, contact
Mr. Bruce Moore, U.S. EPA, Office of
Air Quality Planning and Standards,
Sector Policies and Programs Division,
Natural Resources and Commerce Group
(E143–03), Research Triangle Park,
North Carolina 27711, telephone
number: (919) 541–5460, facsimile
number (919) 541–3470, e-mail address:
moore.bruce@epa.gov.
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
Entities Potentially Affected by This
Action. The entities potentially affected
by this regulation encompass all steps in
aerosol coatings operations. This
includes manufacturers, processors,
wholesale distributors, or importers of
aerosol coatings for sale or distribution
in the United States, or manufacturers,
processors, wholesale distributors, or
importers who supply the entities listed
above with aerosol coatings for sale or
distribution in interstate commerce in
the United States. The entities
potentially affected by this action
include:
Examples of regulated entities
Manufacturing of lacquers, varnishes, enamels, epoxy coatings,
oil and alkyd vehicle, plastisols, polyurethane, primers, shellacs, stains, water repellant coatings.
Aerosol can filling, aerosol packaging services.
American Industry Classification System https://www.census.gov/epcd/www/naics.html.
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. To determine
whether you would be affected by this
action, you should examine the
applicable industry description in
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section I.E of the promulgation
preamble. If you have any questions
regarding the applicability of this action
to a particular entity, consult the
appropriate EPA contact listed in the
FOR FURTHER INFORMATION CONTACT
section of this notice.
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Docket. The docket number for the
National Volatile Organic Compounds
Emission Standards for Aerosols
Coating (40 CFR part 59, subpart E) is
Docket ID No. EPA–HQ–OAR–2006–
0971.
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World Wide Web (WWW). In addition
to being available in the docket, an
electronic copy of the final rule is also
available on the WWW. Following the
Administrator’s signature, a copy of the
final rule will be posted on EPA’s
Technology Transfer Network (TTN)
policy and guidance page for newly
proposed or promulgated rules at
https://www.epa.gov/ttn/oarpg. The TTN
provides information and technology
exchange in various areas of air
pollution control.
Judicial Review. Under section
307(b)(1) of the Clean Air Act (CAA),
judicial review of the final rule is
available only by filing a petition for
review in the U.S. Court of Appeals for
the District of Columbia Circuit by May
23, 2008. Under CAA section 307(b)(2),
the requirements established by this
final action may not be challenged
separately in any civil or criminal
proceedings brought by EPA to enforce
these requirements.
Section 307(d)(7)(B) of the CAA
further provides that ‘‘only an objection
to a rule or procedure which was raised
with reasonable specificity during the
period for public comment (including
any public hearing) may be raised
during judicial review.’’ This section
also provides a mechanism for EPA to
convene a proceeding for
reconsideration, ‘‘if the person raising
the objection can demonstrate to EPA
that it was impracticable to raise such
an objection [within the period for
public comment] or if the grounds for
such objection arose after the period for
public comment (but within the time
specified for judicial review) and if such
objection is of central relevance to the
outcome of the rule.’’ Any person
seeking to make such a demonstration to
EPA should submit a Petition for
Reconsideration to the Office of the
Administrator, U.S. EPA, Room 3000,
Ariel Rios Building, 1200 Pennsylvania
Ave., NW., Washington, DC 20460, with
a copy to both the person(s) listed in the
preceding FOR FURTHER INFORMATION
CONTACT section, and the Air and
Radiation Law Office, Office of General
Counsel (Mail Code 2344A), U.S. EPA,
1200 Pennsylvania Ave., NW.,
Washington, DC 20004.
Organization of This Document. The
information presented in this notice is
organized as follows:
I. Background
A. The Ozone Problem
B. Statutory and Regulatory Background
C. Photochemical Reactivity
D. Role of Reactivity in VOC/Ozone
Regulations
E. The Aerosol Coating Industry
II. Summary of the Final Standards and
Changes Since Proposal
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A. Applicability of the Standards and
Regulated Entities
B. VOC Regulated Under This Rule
C. Regulatory Limits
D. Compliance Dates
E. Labeling Requirements
F. Recordkeeping and Reporting
G. Variance
H. Test Methods
III. Response to Significant Comments
A. Format of Regulation
B. Downwind Effects and Robustness of
Relative Reactivity Scale
C. Consideration of Other Factors in the
Consideration of Best Available Control
D. Variance, Small Quantity Manufacturers
and Extended Compliance Date
E. Additional Reporting Requirements
IV. Summary of Impacts
A. Environmental Impacts
B. Energy Impacts
C. Cost and Economic Impacts
V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
to Address Environmental Justice in
Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. Background
A. The Ozone Problem
Ground-level ozone, a major
component of smog, is formed in the
atmosphere by reactions of VOC and
oxides of nitrogen in the presence of
sunlight. The formation of ground-level
ozone is a complex process that is
affected by many variables.
Exposure to ground-level ozone is
associated with a wide variety of human
health effects, as well as agricultural
crop loss, and damage to forests and
ecosystems. Controlled human exposure
studies show that acute health effects
are induced by short-term (1 to 2 hour)
exposures (observed at concentrations
as low as 0.12 parts per million (ppm)),
generally while individuals are engaged
in moderate or heavy exertion, and by
prolonged (6 to 8 hour) exposures to
ozone (observed at concentrations as
low as 0.08 ppm and possibly lower),
typically while individuals are engaged
in moderate exertion. Transient effects
from acute exposures include
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pulmonary inflammation, respiratory
symptoms, effects on exercise
performance, and increased airway
responsiveness. Epidemiological studies
have shown associations between
ambient ozone levels and increased
susceptibility to respiratory infection,
increased hospital admissions and
emergency room visits. Groups at
increased risk of experiencing elevated
exposures include active children,
outdoor workers, and others who
regularly engage in outdoor activities.
Those most susceptible to the effects of
ozone include those with pre-existing
respiratory disease, children, and older
adults. The literature suggests the
possibility that long-term exposures to
ozone may cause chronic health effects
(e.g., structural damage to lung tissue
and accelerated decline in baseline lung
function).
B. Statutory and Regulatory Background
Under section 183(e) of the CAA, EPA
conducted a study of VOC emissions
from the use of consumer and
commercial products to assess their
potential to contribute to levels of ozone
that violate the National Ambient Air
Quality Standards (NAAQS) for ozone,
and to establish criteria for regulating
VOC emissions from these products.
Section 183(e) of the CAA directed EPA
to list for regulation those categories of
products that account for at least 80
percent of the VOC emissions, on a
reactivity-adjusted basis, from consumer
and commercial products in areas that
violate the NAAQS for ozone (i.e., ozone
nonattainment areas), and to divide the
list of categories to be regulated into
four groups.
EPA published the initial list in the
Federal Register on March 23, 1995 (60
FR 15264). In that notice, EPA stated
that it may amend the list of products
for regulation, and the groups of product
categories listed for regulation, in order
to achieve an effective regulatory
program in accordance with EPA’s
discretion under CAA section 183(e).
EPA has revised the list several times.
Most recently, in May 2006, EPA
revised the list to add one product
category, portable fuel containers, and
to remove one product category,
petroleum dry cleaning solvents. See 71
FR 28320 (May 16, 2006). The aerosol
spray paints (aerosol coatings) category
currently is listed for regulation as part
of Group III of the CAA section 183(e)
list.
CAA section 183(e) directs EPA to
regulate consumer and commercial
products using ‘‘best available controls’’
(BAC). CAA section 183(e)(1)(A) defines
BAC as ‘‘the degree of emissions
reduction that the Administrator
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determines, on the basis of
technological and economic feasibility,
health, environmental, and energy
impacts, is achievable through the
application of the most effective
equipment, measures, processes,
methods, systems or techniques,
including chemical reformulation,
product or feedstock substitution,
repackaging, and directions for use,
consumption, storage, or disposal.’’
CAA section 183(e) also provides EPA
with authority to use any system or
systems of regulation that EPA
determines is the most appropriate for
the product category. Under CAA
section 183(e)(4), EPA can impose ‘‘any
system or systems of regulation as the
Administrator deems appropriate,
including requirements for registration
and labeling, self-monitoring and
reporting, prohibitions, limitations, or
economic incentives (including
marketable permits and auctions of
emissions rights) concerning the
manufacture, processing, distribution,
use, consumption or disposal of the
product.’’ Under these provisions, EPA
has previously issued national
regulations for architectural coatings,
autobody refinishing coatings, consumer
products, and portable fuel
containers.1 2 3 4 5
For any category of consumer or
commercial products, the Administrator
may issue control techniques guidelines
(CTG) in lieu of national regulations if
the Administrator determines that such
guidance will be substantially as
effective as a national regulation in
reducing emissions of VOC which
contribute to ozone levels in areas
which violate the NAAQS for ozone. In
many cases, a CTG can be an effective
regulatory approach to reduce emissions
of VOC in nonattainment areas because
of the nature of the specific product and
the uses of such product. A critical
distinction between a national rule and
a CTG is that a CTG may include
provisions that affect the users of the
products. For other product categories,
such as wood furniture coatings and
shipbuilding coatings, EPA has
previously determined that, under CAA
section 183(e)(3)(C), a CTG would be
1 ‘‘National Volatile Organic Compound Emission
Standards for Architectural Coatings’’ 63 FR 48848,
(September 11, 1998).
2 ‘‘National Volatile Organic Compound Emission
Standards for Automobile Refinish Coatings’’ 63 FR
48806, (September 11, 1998).
3 ‘‘Consumer and Commercial Products: Schedule
for Regulation’’ 63 FR 48792, (September 11, 1998)
4 National Volatile Organic Compound Emission
Standards for Consumer Products’’ 63 FR 48819,
(September 11, 1998).
5 ‘‘National Volatile Organic Compound Emission
Standards for Portable Fuel Containers’’ 72 FR
8428, (February 26, 2007).
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substantially as effective as a national
rule and, therefore, issued CTGs to
provide guidance to States for
development of appropriate State
regulations. Most recently, EPA
determined that a CTG would be
substantially as effective as a national
rule for three other Group III categories:
Paper, Film and Foil Coating; Metal
Furniture Coating; and Large Appliance
Coating.6
For the category of aerosol coatings,
EPA has determined that a national rule
applicable nationwide is the best system
of regulation to achieve necessary VOC
emission reductions from this type of
product. Aerosol coatings are typically
used in relatively small amounts by
consumers and others on an occasional
basis and at varying times and locations.
Under such circumstances,
reformulation of the VOC content of the
products is a more feasible way to
achieve VOC emission reductions,
rather than through a CTG approach that
would only affect a smaller number of
relatively large users.
Aerosol coatings regulations are
already in place in three States
(California, Oregon, and Washington),
and other States are considering
developing regulations for these
products. For the companies that market
aerosol coatings in different States,
trying to fulfill the differing
requirements of State rules may create
administrative, technical, and marketing
problems. Although Section 183(e) does
not preempt States from having more
stringent State standards, EPA’s national
rule is expected to provide some degree
of consistency, predictability, and
administrative ease for the industry. A
national rule also helps States reduce
potential compliance problems
associated with noncompliant coatings
being transported into nonattainment
areas from neighboring areas and
neighboring States. A national rule will
also enable States to obtain needed VOC
emission reductions from this sector in
the near term, without having to expend
their limited resources to develop
similar rules in each State.7
sunlight, resulting in the formation of
ozone. The impact of a given species of
VOC on formation of ground-level ozone
is sometimes referred to as its
‘‘reactivity.’’ It is generally understood
that not all VOC are equal in their
effects on ground-level ozone formation.
Some VOC react extremely slowly and
changes in their emissions have limited
effects on ozone pollution episodes.
Some VOC form ozone more quickly
than other VOC, or they may form more
ozone than other VOC. Other VOC not
only form ozone themselves, but also act
as catalysts and enhance ozone
formation from other VOC. By
distinguishing between more reactive
and less reactive VOC, however, EPA
concludes that it may be possible to
develop regulations that will decrease
ozone concentrations further or more
efficiently than by controlling all VOC
equally.
Assigning a value to the reactivity of
a specific VOC species is a complex
undertaking. Reactivity is not simply a
property of the compound itself; it is a
property of both the compound and the
environment in which the compound is
found. Therefore, the reactivity of a
specific VOC varies with VOC:NOX
ratios, meteorological conditions, the
mix of other VOC in the atmosphere,
and the time interval of interest.
Designing an effective regulation that
takes account of these interactions is
difficult. Implementing and enforcing
such a regulation requires an extra
burden for both industry and regulators,
as those impacted by the rule must
characterize and track the full chemical
composition of VOC emissions rather
than only having to track total VOC
content as is required by traditional
mass-based rules. EPA’s September 13,
2005, final rule approving a comparable
reactivity-based aerosol coating rule as
part of the California State
Implementation Plan for ozone contains
additional background information on
photochemical reactivity.8 Recently,
EPA issued interim guidance to States
regarding the use of VOC reactivity
information in the development of
ozone control measures.9
C. Photochemical Reactivity
There are thousands of individual
species of VOC that can participate in a
series of reactions involving nitrogen
oxides (NOX) and the energy from
1. What Research Has Been Conducted
on VOC Reactivity?
Much of the initial work on reactivity
scales was funded by the California Air
6 ‘‘Consumer
and Commercial Products: Control
Techniques Guidelines in Lieu of Regulations for
Paper, Film, and Foil Coatings; Metal Furniture
Coatings; and Large Appliance Coatings’’ 72 FR
57215, (October 9, 2007).
7 Courts have already approved EPA’s creation of
national rules under section 183(e). See, ALARM
Caucus v. EPA, 215 F.3d 61,76 (D.C. Cir. 2000), cert.
denied, 532 U.S. 1018 (2001).
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8 ‘‘Revisions to the California State
Implementation Plan and Revision to the Definition
of Volatile Organic Compounds (VOC)-Removal of
VOC Exemptions for California’s Aerosol Coating
Products Reactivity-based Regulation’’ 70 FR 53930,
(September 13, 2005).
9 ‘‘Interim Guidance on Control of Volatile
Organic Compounds in Ozone State
Implementation Plans’’) 70 FR 54046, (September
13, 2005).
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Resources Board (CARB), which was
interested in comparing the reactivity of
emissions from different alternative fuel
vehicles. In the late 1980s, CARB
provided funding to William P. L. Carter
at the University of California to
develop a reactivity scale. Carter
investigated 18 different methods of
ranking the reactivity of individual VOC
in the atmosphere using a single-cell
trajectory model with a state-of-the-art
chemical reaction mechanism.10 Carter
suggested three scales for further
consideration:
i. Maximum Incremental Reactivity
(MIR) scale—an ozone yield scale
derived by adjusting the NOX emissions
in a base case to yield the highest
incremental reactivity of the base
reactive organic gas mixture.
ii. Maximum Ozone Incremental
Reactivity (MOIR) scale—an ozone yield
scale derived by adjusting the NOX
emission in a base case to yield the
highest peak ozone concentration.
iii. Equal Benefit Incremental
Reactivity (EBIR) scale—an ozone yield
scale derived by adjusting the NOX
emissions in a base case scenario so
VOC and NOX reductions are equally
effective in reducing ozone.
Carter concluded that, if only one
scale is used for regulatory purposes,
the MIR scale is the most appropriate.11
The MIR scale is defined in terms of
environmental conditions where ozone
production is most sensitive to changes
in hydrocarbon emissions and,
therefore, represents conditions where
hydrocarbon controls would be the most
effective. CARB used the MIR scale to
establish fuel-neutral VOC emissions
limits in its low-emitting vehicle and
alternative fuels regulation.12 13
Subsequently, Carter has updated the
MIR scale several times as the chemical
mechanisms in the model used to derive
the scale have evolved with new
scientific information. CARB
incorporated a 1999 version of the MIR
scale in its own aerosol coatings rule.
The latest revision to the MIR scale was
issued in 2003.
In addition to Carter’s work, there
have been other attempts to create
10 Carter, W. P. L. (1994) ‘‘Development of ozone
reactivity scales for organic gases,’’ J. Air Waste
Manage. Assoc., 44: 881–899.
11 ‘‘Initial Statement of Reasons for the California
Aerosol Coatings Regulation, California Air
Resources Board,’’ 2000.
12 California Air Resources Board ‘‘Proposed
Regulations for Low-Emission Vehicles and Clean
Fuels—Staff Report and Technical Support
Document,’’ State of California, Air Resources
Board, P.O. Box 2815, Sacramento, CA 95812,
August 13, 1990.
13 California Air Resources Board ‘‘Proposed
Regulations for Low-Emission Vehicles and Clean
Fuels—Final Statement of Reasons,’’ State of
California, Air Resources Board, July 1991.
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reactivity scales. One such effort is the
work of R.G. Derwent and co-workers,
who have published articles on a scale
called the photochemical ozone creation
potential (POCP) scale.14 15 This scale
was designed for the emissions and
meteorological conditions prevalent in
Europe. The POCP scale is generally
consistent with that of Carter, although
there are some differences because it
uses a different model, chemical
mechanism, and emission and
meteorological scenarios. Despite these
differences, there is a good correlation
of r2=0.9 between the results of the
POCP and the MIR scales.16
As CARB worked to develop
reactivity-based regulations in
California, EPA began to explore the
implications of applying reactivity
scales in other parts of the country. In
developing its regulations, CARB has
maintained that the MIR scale is the
most appropriate metric for application
in California, but cautioned that its
research has focused on California
atmospheric conditions and that the
suitability of the MIR scale for
regulatory purposes in other areas has
not been demonstrated. In particular,
specific concerns have been raised
about the suitability of using the MIR
scale in relation to multi-day stagnation
or transport scenarios or over
geographic regions with very different
VOC:NOX ratios than those of
California.
In 1998, EPA participated in the
formation of the Reactivity Research
Working Group (RRWG), which was
organized to help develop an improved
scientific basis for reactivity-related
regulatory policies.16 All interested
parties were invited to participate. Since
that time, representatives from EPA,
CARB, Environment Canada, States,
academia, and industry have met in
public RRWG meetings to discuss and
coordinate research that would support
this goal.
The RRWG has organized a series of
research efforts to explore:
i. The sensitivity of ozone to VOC
mass reductions and changes in VOC
composition under a variety of
environmental conditions;
ii. The derivation and evaluation of
reactivity scales using photochemical
14 Derwent, R.G., M.E. Jenkin, S.M. Saunders and
M.J. Pilling (2001) ‘‘Characterization of the
Reactivities of Volatile Organic Compounds Using
a Master Chemical Mechanism,’’ J. Air Waste
Management Assoc., 51: 699–707.
15 Derwent, R.G., M.E. Jenkin, S.M. Saunders and
M.J. Pilling (1998) ‘‘Photochemical Ozone Creation
Potentials for Organic Compounds in Northwest
Europe Calculated with a Master Chemical
Mechanism,’’ Atmos. Env., 32(14/15):2429–2441.
16 See https://www.narsto.org/section.src?SID=10.
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airshed models under a variety of
environmental conditions;
iii. The development of emissions
inventory processing tools for exploring
reactivity-based strategies; and
iv. The fate of VOC emissions and
their availability for atmospheric
reactions.
This research has led to a number of
findings that increase EPA’s confidence
in the ability to develop regulatory
approaches that differentiate between
specific VOC on the basis of relative
reactivity. The first two research
objectives listed above were explored in
a series of three parallel modeling
studies that resulted in four reports and
one journal article.17 18 19 20 21 EPA
commissioned a review of these reports
to address a series of policy-relevant
science questions.22 In 2007, an
additional peer review was
commissioned by EPA to assess the
appropriateness of basing a national
aerosol coatings regulation on reactivity.
Generally, the peer reviews support the
appropriateness of the use of the boxmodel based MIR metric nationwide for
the aerosol coatings category. The
results are available in the rulemaking
docket.
The results of the RRWG-organized
study and the subsequent reviews
suggest that there is good correlation
between different relative reactivity
metrics calculated with photochemical
airshed models, regardless of the choice
of model, model domain, scenario, or
averaging times. Moreover, the scales
calculated with photochemical airshed
models correlate relatively well with the
MIR metric derived with a single cell,
one-dimensional box model. Prior to the
17 Carter, W.P.L., G. Tonnesen, and G. Yarwood
(2003) Investigation of VOC Reactivity Effects Using
Existing Regional Air Quality Models, Report to
American Chemistry Council, Contract SC–20.0UCR-VOC-RRWG, April 17, 2003.
18 Hakami, A., M.S. Bergin, and A.G. Russell
(2003) Assessment of the Ozone and Aerosol
Formation Potentials (Reactivities) of Organic
Compounds over the Eastern United States, Final
Report, Prepared for California Air Resources
Board, Contract No. 00–339, January 2003.
19 Hakami, A., M.S. Bergin, and A.G. Russell
(2004a) Ozone Formation Potential of Organic
Compounds in the Eastern United States: A
Comparison of Episodes, Inventories, and Domains,
Environ. Sci. Technol. 2004, 38, 6748–6759.
20 Hakami, A., M. Arhami, and A.G. Russell
(2004b) Further Analysis of VOC Reactivity Metrics
and Scales, Final Report to the U.S. EPA, Contract
#4D–5751–NAEX, July 2004.
21 Arunachalam S., R. Mathur, A. Holland, M.R.
Lee, D. Olerud, Jr., and H. Jeffries (2003)
Investigation of VOC Reactivity Assessment with
Comprehensive Air Quality Modeling, Prepared for
U.S. EPA, GSA Contract # GS–35F–0067K, Task
Order ID: 4TCG68022755, June 2003.
22 Derwent, R.G. (2004) Evaluation and
Characterization of Reactivity Metrics, Final Draft,
Report to the U.S. EPA, Order No. 4D–5844-NATX,
November 2004.
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RRWG-organized studies, little analysis
of the robustness of the box-model
derived MIR metric and its applicability
to environmental conditions outside
California had been conducted.
Although these studies were not
specifically designed to test the
robustness of the box-model derived
MIR metrics, the results suggest that the
MIR metric is relatively robust.
D. Role of Reactivity in VOC/Ozone
Regulations
Historically, EPA’s general approach
to regulation of VOC emissions has been
based upon control of total VOC by
mass, without distinguishing between
individual species of VOC. EPA
considered the regulation of VOC by
mass to be the most effective and
practical approach based upon the
scientific and technical information
available when EPA developed its VOC
control policy.
EPA issued the first version of its
VOC control policy in 1971, as part of
EPA’s State Implementation Plan (SIP)
preparation guidance.23 In that
guidance, EPA emphasized the need to
reduce the total mass of VOC emissions,
but also suggested that substitution of
one compound for another might be
useful when it would result in a clearly
evident decrease in reactivity and thus
tend to reduce photochemical oxidant
formation. This latter statement
encouraged States to promulgate SIPs
with VOC emission substitution
provisions similar to the Los Angeles
County Air Pollution Control District’s
(LACAPCD) Rule 66, which allowed
some VOC that were believed to have
low to moderate reactivity to be
exempted from control. The exempt
status of many of those VOC was
questioned a few years later, when
research results indicated that, although
some of those compounds do not
produce much ozone close to the
source, they may produce significant
amounts of ozone after they are
transported downwind from urban
areas.
In 1977, further research led EPA to
issue a revised VOC policy under the
title ‘‘Recommended Policy on Control
of Volatile Organic Compounds,’’ (42 FR
35314, July 8, 1977), offering its own,
more limited, list of exempt organic
compounds. The 1977 policy identified
four compounds that have very low
photochemical reactivity and
determined that their contribution to
ozone formation and accumulation
could be considered negligible. The
23 ‘‘Requirements for Preparation, Adoption and
Submittal of Implementation Plans’’, Appendix B,
36 FR 15495, (August 14, 1971).
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policy exempted these ‘‘negligibly
reactive’’ compounds from VOC
emissions limitations in programs
designed to meet the ozone NAAQS.
Since 1977, EPA has added other
compounds to the list of negligibly
reactive compounds based on new
information as it has been developed. In
1992, EPA adopted a formal regulatory
definition of VOC for use in SIPs, which
explicitly excludes compounds that
have been identified as negligibly
reactive [40 CFR 51.100(s)].
To date, EPA has exempted 54
compounds or classes of compounds in
this manner. In effect, EPA’s current
VOC exemption policy has generally
resulted in a two bin system in which
most compounds are treated equally as
VOC, and are controlled. A separate
smaller group of compounds are treated
as negligibly reactive, and are exempt
from VOC controls.24 This approach
was intended to encourage the
reduction of emissions of all VOC that
participate in ozone formation. From
one perspective, it appears that this
approach has been relatively successful.
EPA estimates that, between 1970 and
2003, VOC emissions from man-made
sources nationwide declined by 54
percent. This decline in VOC emissions
has helped to decrease average ozone
concentration by 29 percent (based on 1hour averages) and 21 percent (based on
8-hour averages) between 1980 and
2003. These reductions occurred even
though, between 1970 and 2003,
population, vehicle miles traveled, and
gross domestic product rose 39 percent,
155 percent and 176 percent,
respectively.25
On the other hand, some have argued
that a reactivity-based approach for
reducing VOC emissions would be more
effective than the current mass-based
approach. One group of researchers
conducted a detailed modeling study of
the Los Angeles area and concluded
that, compared to the current approach,
a reactivity-based approach could
achieve the same reductions in ozone
concentrations at significantly less cost
or, for a given cost, could achieve a
24 For some analytical purposes, EPA has
distinguished between VOC and ‘‘highly reactive’’
VOC, such as in the EPA’s initial evaluation of
consumer products for regulation. See, ‘‘Final
Listing,’’ 63 FR 48792, 48795–6 (Sept. 11, 1998)
(explaining EPA’s approach); see also, ALARM
Caucus v. EPA, 215 F. 3d 61, 69–73 (D. C. Cir.
2000), cert. denied, 532 U.S. 1018 (2001) (approving
EPA’s approach as meeting the requirements of
CAA section 183(e)).
25 ‘‘Latest Findings on National Air Quality: 2002
Status and Trends,’’ EPA 454/K–03–001, (August
2003); and ‘‘The Ozone Report Measuring Progress
through 2003,’’ EPA 454/K–04-001, (April 2004);
Environmental Protection Agency, Office of Air
Quality Planning and Standards, Research Triangle
Park, North Carolina.
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significantly greater reduction in ozone
concentrations.26 The traditional
approach to VOC control that focused
on reducing the overall mass of
emissions may be adequate in some
areas of the country. However, EPA’s
recent SIP guidance recognizes that
approaches to VOC control that
differentiate between VOC based on
relative reactivity are likely to be more
effective and efficient under certain
circumstances.27 In particular,
reactivity-based approaches are likely to
be important in areas for which
aggressive VOC control is a key strategy
for reducing ozone concentrations. Such
areas include:
• Areas with persistent ozone
nonattainment problems;
• Urbanized or other NOX-rich areas
where ozone formation is particularly
sensitive to changes in VOC emissions;
• Areas that have already
implemented VOC reasonably available
control technology (RACT) measures
and need additional VOC emission
reductions.
In these areas, there are a variety of
possible ways of addressing VOC
reactivity in the SIP development
process, including:
• Developing accurate, speciated VOC
emissions inventories.
• Prioritizing control measures using
reactivity metrics.
• Targeting emissions of highlyreactive VOC compounds with specific
control measures.
• Encouraging VOC substitution and
composition changes using reactivityweighted emission limits.
The CARB aerosol coatings rule is an
example of this last application of the
concept of reactivity. CARB’s reactivitybased rule for aerosol coatings was
designed to encourage the use of
compounds that are less effective at
producing ozone. It contains limits for
aerosol coatings expressed as grams of
ozone formed per gram of product
instead of the more traditional limits
expressed as percent VOC by mass. EPA
approved CARB’s aerosol coatings rule
as part of the California SIP for ozone.
EPA’s national aerosol coatings rule
builds largely upon CARB’s efforts to
regulate this product category using the
relative reactivity approach.
E. The Aerosol Coating Industry
Aerosol coatings include all coatings
that are specially formulated and
26 A. Russell, J. Milford, M. S. Bergin, S. McBride,
L. McNair, Y. Yang, W. R. Stockwell, B. Croes,
‘‘Urban Ozone Control and Atmospheric Reactivity
of Organic Gases,’’ Science, 269: 491–495, (1995).
27 ‘‘Interim Guidance on Control of Volatile
Organic Compounds in Ozone State
Implementation Plans,’’ 70 FR 54046, September
13, 2005).
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packaged for use in pressurized cans.
They are used by both professional and
do-it-yourself (DIY) consumers. The DIY
segment accounts for approximately 80
percent of all sales. The remainder of
aerosol coatings is sold for industrial
maintenance and original equipment
manufacturer use. Aerosol coatings are
used for a number of applications
including small domestic coating jobs,
field and construction site marking, and
touch-up of marks and scratches in
paintwork of automobiles, appliances
and machinery.
The aerosol coatings industry
includes the formulators and
manufacturers of the concentrated
product. These manufacturers may
package the product or they may use toll
fillers (processors). These toll fillers
may work not only with the large
manufacturers, but for other coating
manufacturers who do not have the
specialized equipment necessary to fill
aerosol containers. The fillers may then
supply the product to coating dealers,
home supply stores, distributors,
company-owned stores and industrial
customers.
An aerosol consists of a gas in which
liquid or solid substances may be
dispensed. Aerosol coatings are
pressurized coatings that, like other
coatings, consist of pigments and resins
and solvents. However, aerosol coatings
also contain a propellant that dispenses
the product ingredients. A controlled
amount of propellant in the product
vaporizes as it leaves the container,
creating the aerosol spray. The
combination of product and propellant
is finely tuned to produce the correct
concentration and spray pattern for an
effective product.
Aerosol coatings can be packaged in
disposable cans for hand-held
applications or for use in specialized
equipment in ground traffic/marking
applications. As with other coatings,
aerosol coatings are available in both
solvent-based and water-based
formulations.
In developing the final national rule
for aerosol coatings, EPA has used the
same coating categories, and the same
definitions for those categories,
previously identified by CARB in its
comparable regulation for aerosol
coatings. We believe these categories
adequately categorize the industry and
encompass the range of products
included in our own analysis of this
category that we conducted in preparing
EPA’s Report to Congress (EPA–453/R–
94–066–A). Use of the same definitions
and categories has the added benefit of
providing regulated entities with
consistency between the CARB and
national rules. The categories of aerosol
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coatings regulated in the final rule
include six general categories and 30
specialty categories. Based on a survey
of aerosol coating manufacturers
conducted by CARB in 1997, VOC
emissions from the six general
categories together with the specialty
category of Ground Traffic/Marking
Coatings account for approximately 85
percent of the ozone formed as a result
of the use of aerosol coatings. These
categories are defined in this regulation
and are described in more detail in the
docket to this rulemaking.
There are currently no national
regulations addressing VOC emissions
from aerosol coatings. California,
Oregon and Washington are the only
States that currently regulate aerosol
coating products and Oregon’s and
Washington’s rules are identical to the
Tier 1 VOC mass-based limits developed
by CARB that became effective in 1996.
Unlike other EPA or State regulations
and previous CARB regulations for
aerosol coatings that regulate VOC
ingredients by mass in the traditional
approach, the current California
regulation for aerosol coatings is
designed to limit the ozone formed from
VOC emissions from aerosol coatings by
establishing limits on the reactivity of
the cumulative VOC ingredients of such
coatings.
II. Summary of the Final Standards and
Changes Since Proposal
This section presents a summary of
the major features of the final rule, as
well as a summary of the changes made
to the proposed rule. The reasons for the
changes in the final rule are explained
in Section III.
A. Applicability of the Standards and
Regulated Entities
The final Aerosol Coatings Reactivity
Rule (ACRR) will apply to
manufacturers, processors, wholesale
distributors, or importers of aerosol
coatings used by both the general
population (i.e., the ‘‘Do It Yourself’’
market) and industrial applications (e.g.,
at original equipment manufacturers
and other industrial sites). This
regulation will apply to distributors, if
the name of the distributor appears on
the label of the aerosol products.
The final rule includes an exemption
from the limits in Table 1 of the rule for
those manufacturers that make a small
annual volume of aerosol coating
products, i.e., with a total VOC content
by mass of no more than 7,500
kilograms of VOC per year in the
aggregate for all aerosol coating
products. EPA notes that an exemption
under EPA’s national rule for aerosol
coatings under section 183(e) does not
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15609
alter any requirements under any
applicable State or local regulations.
The regulatory language in this final
rule has been changed from the
proposed rule to clarify the regulated
entity that is responsible for compliance
with each portion of the regulation.
The final rule includes a provision in
section 59.501(f) that allows foreign
manufacturers to qualify for the small
quantity manufacturer exemption in
section 59.501(e). Although foreign
manufacturers are not regulated entities
under this rule, some may choose to
voluntarily become regulated entities in
order to qualify for the small quantity
manufacturer exemption. To qualify, the
foreign manufacturer must (1) meet the
same 7500 kilogram per year VOC mass
limit that domestic small volume
manufacturers must meet; (2) comply
with the same recordkeeping and
reporting requirements that domestic
manufacturers must fulfill; and (3)
comply with certain provisions in 40
CFR 59.501(f)(3), which are similar to
those used in other EPA rules to ensure
that EPA may effectively monitor and
implement this rule with respect to
foreign entities.28
B. VOC Regulated Under This Rule
This rule regulates emissions of VOC
from aerosol coatings. Because even less
reactive VOC contribute to ozone
formation, we are amending the
regulatory definition of VOC for
purposes of this rule by adding 40 CFR
51.100(s)(7). As provided in that new
subsection, any organic compound in
the volatile portion of an aerosol coating
is counted towards the product’s
reactivity-based limit if it: (1) Has a
reactivity factor (RF) value greater than
that of ethane (0.3), or (2) is used in
amounts greater than 7.3 percent of the
product weight in the product
formulation.
Table 2A currently includes those
organic compounds we know to be used
in aerosol coatings that have an RF
value greater than that of ethane (0.3).
Under the proposed rule, we had a
single de minimis threshold that
provided that a compound would not be
counted towards the applicable limit,
regardless of its reactivity, if the
compound represented less than 0.1
percent of the product weight. In the
final rule, we have provided a two-part
threshold: (1) A 0.1 percent threshold
for compounds with an RF value greater
than 0.3; and (2) a 7.3 percent threshold
28 See Regulation of Fuels and Fuel Additives:
Baseline Requirements for Gasoline Produced by
Foreign Refiners, Final Rule, 62 FR 45,533, 45,537–
38 (August 28, 1997).
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for compounds with an RF value of 0.3
or less.
The rationale for the 7.3 percent
threshold is that compounds with an RF
value of 0.3 or less will contribute
minimally to ozone formation from this
product category. We calculated the 7.3
percent figure as follows. We first
determined the maximum RF value for
a compound, which is 22.04 (the default
value for compounds of unknown
reactivity). We then multiplied that
value by 0.1(the proposed percentage
threshold for all organic compounds
irrespective of their RF value), which
resulted in a value of 2.2. To determine
an appropriate percentage threshold for
organic compounds with an RF value of
0.3 or less, we then divided 2.2 by 0.3
(the RF for ethane) which resulted in the
7.3 percent threshold for such
compounds. Therefore, in determining
compliance with the limits of this rule,
this rule does not require inclusion of
de minimis amounts of ingredients
taking into consideration the relative
reactivity of the compound.
As provided in 40 CFR 59.505(e)(2), if
in the future, compounds with an RF
value of 0.3 or less are used in amounts
greater than or equal to 7.3 percent of
a particular aerosol coatings product
formulation, then those compounds will
be counted towards the applicable
limits of this rule at that time.
The emission limits in the rule are
expressed in terms of weight of ozone
generated from the VOC ingredients per
weight of coating material, rather than
the traditional weight of VOC
ingredients per weight (or volume) of
product. EPA has concluded that this
approach will reduce the overall
amount of ozone that results from the
VOC emitted to the atmosphere from
these products, while providing
regulated entities with greater flexibility
to select VOC ingredients for their
products. This approach provides
incentives to regulated entities to use
VOC ingredients that have lower
reactivity and that will therefore
generate less ozone.
EPA has revised the list of
compounds in Table 2A in order to
include only those compounds actually
used as ingredients in aerosol coating
products. In addition, EPA has provided
a mechanism to add additional
compounds to the table if a regulated
entity elects to use them as an
ingredient in aerosol coatings.
C. Regulatory Limits
The regulatory limits for the final rule
are a series of reactivity limits for six
general coating categories and 30
specialty categories of specialty
coatings. These reactivity limits are
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expressed in terms of grams of ozone
generated per gram of product. The
reactivity of each VOC ingredient is
specified in the table of values included
in the regulation. No changes have been
made to the regulatory limits since
proposal.
D. Compliance Dates
The final rule requires all regulated
entities to comply by January 1, 2009,
for all aerosol coating products, except
those that require registration under the
Federal Insecticide, Fungicide and
Rodenticide Act (7 U.S.C. 40 CFR 136–
136y) (FIFRA), which are not subject to
the requirements of this rule until
January 1, 2010. The rule also includes
a provision that allows regulated
entities to seek a compliance extension
if they have not previously
manufactured, imported, or distributed
in California or elsewhere any aerosol
coating product that complies with
applicable California regulations. This
extension would give the regulated
entity until January 1, 2011, to comply
with the requirements of the final rule.
Beginning on the compliance date, the
regulated entities under this rule will be
required to conduct initial compliance
demonstration calculations for all
coating formulations manufactured or
filled at each of their facilities, and to
maintain compliance demonstration
data for each batch of aerosol coating.
These calculations and the underlying
documents must be maintained for at
least 5 years after the product is
manufactured, processed, distributed, or
imported, and must be submitted to the
EPA upon request. The regulated entity
may use formulation data to make the
compliance calculations; however, EPA
is adopting California Air Resources
Board Method 310 as the underlying test
method (i.e., formulation data must be
verifiable with California Air Resources
Board Method 310, if requested).
Facilities are also allowed to use EPA’s
Test Method 311.
EPA has added a provision allowing
the extension of the compliance date for
FIFRA-registered compounds as a
revision to the proposed rule. This
provision was added to the final rule
due to the additional approvals (e.g.,
approval of labels and formulation
changes) that must be obtained for all
FIFRA-registered products.
E. Labeling Requirements
The final rule also includes labeling
requirements to facilitate
implementation and enforcement of the
limits. Labels must clearly identify the
product category or the category code
provided in Table 1 of the regulation,
the limit for that product category, and
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the product date code. If the product
date is not obvious from the date code,
an explanation of the code is required
in the initial notification discussed
below. In the final rule, EPA has made
a change to allow a regulated entity to
develop a facility-specific category code
system, if the system is explained in the
initial notification.
F. Recordkeeping and Reporting
The final rule includes a requirement
for an Initial Notification from all
regulated entities to EPA at least 90 days
before the compliance date. This
notification will provide basic
information about the regulated entity
as well as contact information for the
certifying official. In addition, this
notification will need to explain the
product date code system used to label
products and the category code system,
if the facility is not using the default
category codes included in Table 1. The
Initial Notification must also include
VOC formulation data for each aerosol
coatings product that is subject to this
rule. The formulation data must provide
the weight fraction (g compound/g
product) for each VOC compound used
in the product in an amount equal to or
greater than 0.1 percent. The
notification must also identify any
volatile organic compound or mixture
that is not currently listed in Table 2A,
2B, or 2C, if that compound or mixture
will be used in an aerosol coatings
formulation. Finally, the notification
must include a statement certifying that
all of the regulated entity’s products
will be in compliance with the limits by
the compliance date.
The regulated entity is required to
submit a revised notification if there is
a change in the information in the Initial
Notification, with the exception of
changes to product formulations. The
regulated entity is not required to
submit a revised notification if the VOC
formulations submitted in its Initial
Notification change. The regulated
entity is required to submit a revised
notification if the manufacturer, for
example, adds a new coating category,
changes the product date code system or
batch definition, or begins to use a VOC
that is not listed in Table 2A, 2B, or 2C.
The regulated entity is required to
maintain compliance calculations for
each of its aerosol coatings
formulations. For each batch of a
particular formulation, the regulated
entity must maintain records of the
date(s) the batch was manufactured, the
volume of the batch, and the VOC
formula for the formulation. Records of
these calculations must be maintained
for 5 years after the product is
manufactured, processed, distributed for
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wholesale, or imported for sale or
distribution in interstate commerce in
the United States. The regulated entity
must supply this information to EPA
within 60 days of a written request. The
final rule includes the addition of a
provision that allows for manufacturers
or importers to accept the responsibility
for recordkeeping and reporting
requirements that would otherwise be
required of their distributors.
The promulgated rule requires that
every 3 years, beginning with calendar
year 2011, each regulated entity must
submit a triennial report. The triennial
report would provide updated VOC
formulation data and, for each VOC
formulation, the total mass of each
individual VOC or mixture used as
ingredients in the aerosol coatings
manufactured, imported, or distributed
that year. This information must be
provided only for the second year of the
reporting cycle, which in the case of the
first report would be information from
2010. Subsequent reports will be
required at three year intervals. In other
words, a report containing data from
2013 will be due in 2014, a report
containing data from 2016 will be due
in 2017, and so forth. EPA intends to
provide mechanisms for regulated
entities to provide this information
through the electronic submission
facilities being expanded under the
National Emissions Inventory (NEI)
program and will provide additional
information and guidance to regulated
entities before the first report is due.
This report has been added to the final
rule to address concerns raised during
the public comment period, as
explained in section III.E of this
preamble.
The final rule requires those small
manufacturers who qualify for
exemption from the limits of Table 1 of
subpart E to make an annual report to
EPA providing necessary information
and documentation to establish that the
products made by the entity should be
exempt.
EPA notes that the contents of any
reports, including the VOC composition
of the coatings subject to this rule, are
‘‘emissions data’’ under section 114 of
the CAA and EPA’s regulatory
definition of such term in 40 CFR part
2. As such, this information must be
available to the public regardless of
whether EPA obtains the information
through a reporting requirement or
through a specific request to the
regulated entity. Therefore, such
information is not eligible for treatment
as ‘‘confidential business information’’
under 40 CFR 59.516 of this rule.
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G. Variance
The final rule allows regulated
entities to submit a written application
to EPA requesting a temporary variance
if, for reasons beyond their reasonable
control, they cannot comply with the
requirements of the rule. An approved
variance order would specify a final
compliance date and a condition that
imposes increments of progress
necessary to assure timely compliance.
A variance would end immediately if
the regulated entity failed to comply
with any term or condition of the
variance. The Administrator will
provide special consideration to
variance requests from regulated
entities, particularly small businesses
that have not marketed their products in
areas subject to State regulations for
these products prior to this rulemaking.
EPA notes that a variance under EPA’s
national rule for aerosol coatings under
section 183(e) does not alter any
requirements under any applicable State
or local regulations. No changes were
made to this section since the proposal.
H. Test Methods
Although regulated entities may use
formulation data to demonstrate
compliance with the reactivity limits,
EPA concludes it is also necessary to
have test methods in place that can be
used to verify the accuracy of the
formulation data. Therefore, we have
included two test methods that may be
used by regulated entities or EPA to
determine compliance with the
reactivity limits. In those cases where
the formulation data and test data are
not in agreement, data collected using
the approved test methods will prevail.
Regulated entities or regulatory agencies
may use either California Air Resources
Board Method 310—Determination of
Volatile Organic Compounds in
Consumer Products and Reactive
Organic Compounds in Aerosol Coating
Products, or EPA Method 311—Analysis
of Hazardous Air Pollutant Compounds
in Paints and Coatings in Paints and
Coatings by Direct Injection into a Gas
Chromatograph (40 CFR part 63,
appendix A) to determine the reactive
organic compound content of an aerosol
coating. California Air Resources Board
Method 310 includes some test
procedures that are not required to
determine the VOC content of aerosol
coatings; for example, California Air
Resources Board Method 310
incorporates EPA Method 24 for
determining the VOC content of a
coating. We have identified those
sections of California Air Resources
Board Method 310 that are not required
for compliance demonstration purposes
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in the regulation. EPA Method 311—
Analysis of Hazardous Air Pollutant
Compounds in Paints and Coatings by
Direct Injection into a Gas
Chromatograph (40 CFR part 63,
appendix A) was originally developed
for liquid coatings, so it does not
include provisions for the collection of
the propellant portion of an aerosol
coating. Therefore, those choosing to
use EPA Method 311—Analysis of
Hazardous Air Pollutant Compounds in
Paints and Coatings by Direct Injection
into a Gas Chromatograph (40 CFR part
63, appendix A) must separate the
aerosol propellant from the coating
using either ASTM D3063–94 or ASTM
D 3074–94. There were no changes to
the test methods in the final rule.
III. Response to Significant Comments
During the public comment period,
we received a total of 18 comment
letters. Of these, seven were brief letters
in support of the proposed regulation. A
summary of the most significant
comments is presented below. A
summary of all comments received on
this rule, as well as complete responses
to each of these comments, are
presented in the docket (EPA–HQ–
OAR–2006–0971).
A. Format of Regulation
Several commenters discussed the use
of a reactivity-based rule versus a massbased rule. Two commenters fully
supported the reactivity-based rule,
while five commenters raised some
concerns over some aspects of this
approach.
The commenters supporting the rule
generally supported the use of a
reactivity-based approach both
nationally and in California. One
commenter stated that EPA did a good
job in evaluating the reactivity
regulation in California and the
feasibility of making it apply
nationwide, calling it a ‘‘bold step
forward in the arena of air quality
regulations.’’ Another commenter stated
that ‘‘[t]he rule is an important
advancement in the use of reactivitybased emissions regulations for VOC.’’
The commenter provided the following
points in support of this rule and the
future use of reactivity-based VOC
emission limits in other consumer
product and coating standards:
1. Reactivity-based VOC emission
regulations are more appropriate and
effective for addressing the environmental
concern of interest, ozone formation
potential.
2. This national proposed rule is based on
an established CARB regulation for aerosol
coatings which has already been approved by
EPA and in use for several years.
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3. Reactivity-based VOC emission
regulations provide product formulators with
more options for meeting environmental
performance standards while providing
technically feasible product performance,
and stimulating future product development
enhancements.
4. There is evidence that lower mass-based
VOC limits in some products may be leading
to the increased use of more photochemically
reactive VOC, eliminating some of the
anticipated environmental benefit (ozone
reduction) of these regulations, and possibly
increasing the actual ozone formation
potential of the products themselves.
This commenter also stated that the
reactivity-based approach is consistent
with EPA’s September 2005 ‘‘Interim
Guidance on Control of Volatile Organic
Compounds in Ozone State
Implementation Plans,’’ which
specifically ‘‘encourages States to
consider recent scientific information
on the photochemical reactivity of
volatile organic compounds in the
development of state implementation
plans designed to meet the national
ambient air quality standards for ozone
[70 FR 54046–54051; September 13,
2005].’’
The commenter concluded that
reactivity-based VOC standards should
not be considered ‘‘only as a
supplement to mass-based approaches,
but as a scientifically valid and
appropriate means for controlling ozone
formation.’’ The commenter also stated
that in its approval of the CARB
regulation, EPA appropriately stated
that the reactivity-based rule will
improve the SIP in part by ‘‘creating an
incentive for the use of solvents with
relatively low contribution to ozone
formation [70 FR 1642].’’ The
commenter further stated that some
VOC mass-based limits in the previous
version of CARB’s aerosol coatings rule
‘‘presented particularly difficult
reformulation challenges’’ for product
manufacturers [70 FR 1642]. The
commenter stated that EPA correctly
noted that CARB’s regulation will
preserve the air quality benefits of its
previous rule, while at the same time
allowing manufacturers greater
flexibility in reformulating their
products, by replacing existing massbased VOC limits for aerosol spray
coatings with reactivity-based limits
that are designed to achieve equivalent
air quality benefits [70 FR 1642]. The
commenter concluded that expanding
this aerosol coating regulation to the rest
of the United States expands the
benefits of this working reactivity-based
VOC regulation to other areas of the
United States where ozone formation is
a concern, while allowing aerosol
coating manufacturers to develop single
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formulations for the entire United
States.
Several commenters raised concerns
over some aspects of an approach based
on reactivity. These commenters stated
that a reactivity-based approach may
have merit, but only if EPA first
addresses numerous ‘‘unanswered
questions’’ about the potential adverse
impact of such an approach on other
equally, if not more, important
components of air quality management
programs, such as the effect on ambient
fine particulate matter (PM2.5) levels and
air toxics. The commenters also raised
the issues of downwind ozone impacts
and enforceability. One commenter
provided an extensive history of the
evolution of EPA’s use of reactivity,
noting that EPA is not obligated to issue
a reactivity-based regulation, stating that
the required reactivity-based portion of
EPA’s obligation under § 183(e) was
fulfilled during the listing process. The
commenter questioned whether EPA
had adequately addressed all possible
impacts of a reactivity-based approach
before proceeding with the proposal.
Some commenters advocated that
EPA should issue a mass-based rule,
rather than one based on reactivity. The
commenters pointed to the uncertainty
of the use of a reactivity-based
approach, including concerns over the
toxicity of pollutants that are used as
substitutes, the potential interrelationship with PM2.5 issues,
downwind ozone and enforceability
concerns. The commenters concluded
that, given these concerns, and the fact
that a fully implemented rule only
yields a benefit equivalent to a 19
percent reduction of VOC, that EPA may
be ‘‘better served to establish a National
rule based on the 1996 CARB rule
amended with 2002 mass-based limits
known to be feasible.’’ The commenters
stated that this is the approach used by
two other States, Oregon and
Washington, that have aerosol coating
rules. One commenter further stated that
because these limits would be feasible
for all manufacturers, the small
manufacturer exemption, the extended
compliance date, and the variance
provisions would all be unnecessary.
Therefore, the commenter concluded
that a mass-based approach would
achieve the most reductions and would
allow EPA time to conduct the required
investigations to address issues and not
‘‘rely on expectations that may not hold
to be true.’’ One commenter stated that
‘‘EPA appears to have neglected to
consider an approach that combines
mass-based and reactivity-based
components.’’
EPA considered these comments, but
we still conclude that the reactivity-
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based approach for this rule is
appropriate. Under CAA section 183(e),
EPA is charged with developing
regulations that implement BAC for the
purposes of decreasing ground-level
ozone formation. For aerosol coatings,
EPA has determined that the proposed
reactivity-based regulation remains
BAC. The reactivity-based limits are
based on those adopted in CARB’s
reactivity-based rule and are designed to
achieve a comparable decrease in ozone
formation that would have been
achieved by CARB’s 2002 mass-based
limits, which are lower than CARB’s
1996 mass-based limits. Moreover,
while some of CARB’s 2002 mass-based
limits are now considered unfeasible
and are not in force, the reactivity-based
limits are now in effect and many
manufacturers are producing and selling
compliant products. Oregon and
Washington have adopted CARB’s 1996
mass-based limits. However, even if
these limits were lowered for some
categories to the 2002 limits, where
deemed feasible, this hybrid approach
proposed by the commenters would not
achieve the same level of ozone
decrease that the reactivity-based limits
will. Furthermore, it is not clear that
manufacturers who are not currently
subject to the CARB reactivity-based
limits would have any more or less
difficulty meeting the hybrid mass
limits than they would meeting the
reactivity-based limits in the proposed
rule. In other words, any mass-based
rule would also likely include
provisions for small businesses and
other variances.
The determination of BAC depends
on EPA’s determination that the
proposed relative reactivity factors can
be used to reasonably predict the
changes in the ozone formation that will
occur due to changes in the emissions
from this source category. After
thoughtful consideration of the available
research, EPA has concluded that this
determination is justified. EPA has
followed and contributed to the
development of the science underlying
reactivity-based regulations since such
an approach was considered in the early
1990s. EPA’s position on the
acceptability of reactivity scales has
evolved along with the science. The
most recent results of research
performed under the RRWG, cited in
section I of this preamble, provide
evidence that the relative reactivity
factors in the proposed rule are
reasonably robust over a wide variety of
environmental conditions. Concerns
about the potential for increased ozone
downwind are addressed in a separate
section below.
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Although recent research suggests that
other reactivity scales may more
accurately represent the behavior of
ozone in current air quality models, it
is not clear that emission limits based
on these scales would be achievable or
that the use of a different scale would
lead to significantly different ozone
decreases from this source category.
Furthermore, emission limits based on a
different scale than that used by CARB
would lead to increased costs to
comply. Therefore, EPA has determined
that use of the proposed relative
reactivity factors is reasonable and will
lead to net decreases of ground-level
ozone. The consideration of fine particle
formation, toxics exposures, and
stratospheric ozone depletion are
addressed below in a separate section,
as are concerns about the complexity of
enforcement.
One commenter disagreed with EPA’s
statement in the preamble that this
regulation was needed because there are
areas of the country that need VOC
substitution strategies to address
nonattainment issues. The commenter
argued that there are many
opportunities to reduce VOC mass by
implementing readily available and
proven programs ‘‘before embarking into
VOC substitution.’’ The commenter
continued that most nonattainment
areas around the country have not taken
aggressive steps to limit VOC. Therefore,
the commenter contended that there are
significant reductions that can be
obtained from programs, such as
implementing RACT or updating
decades-old RACT programs, fuel
strategies, and other area source
regulations like consumer products,
architectural coatings, and Stage I vapor
recovery.
EPA disagrees with this commenter.
Several of the commenters on the
proposed rule inaccurately portray the
choice between mass-based emission
limits and reactivity-based emission
limits as a choice between emission
reductions and emission substitutions.
For aerosol coating products, any new
emission limitation, whether it is massbased or reactivity-based, will be
achieved by reformulating the product,
thereby changing the composition of the
associated emissions. With a reactivitybased limit, the reformulation will be
guided by relative reactivity factors that
will encourage manufacturers to use
lower reactivity compounds and will
limit the overall ozone formation
associated with the product. All VOC
components with an RF value greater
than 0.3 are included in the calculation.
With a mass-based limit, manufacturers
may shift to more powerful solvents,
some of which may often be higher in
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reactivity, and which cumulatively may
contribute more to ozone formation.
There is no explicit limit on the ozone
formation associated with the product.
The precise impacts (on ozone, fine
particles, air toxics, or other
environmental endpoints of concern) of
either reactivity-based or mass-based
emission limits are difficult to predict
given the reformulations that may be
used to achieve the limits. However,
reactivity-based limits derived using a
reasonable set of relative reactivity
factors provide the appropriate
incentives to shift formulations to
compounds with lower reactivity, and
limit the overall ozone contribution of
the regulated products.
The commenter’s assertion that
reactivity-based regulations should not
be pursued until other mass-based VOC
control measures, including RACT, have
been implemented or strengthened is
not a factor in the decision of how EPA
fulfills its obligations under CAA
section 183(e) to implement best
available controls. However, EPA does
believe that traditional mass-based VOC
control measures continue to be
effective tools for addressing VOC
contributions to ozone nonattainment
problems in many situations and that
reactivity-based control measures are
most useful where mass-based controls
have reached the limits of technological
feasibility. In the case of aerosol
coatings, EPA has determined that it is
possible to use reactivity-based limits to
go beyond what is achievable with
mass-based limits, and therefore, has
found reactivity-based limits to be BAC
for this product category.
B. Downwind Effects and Robustness of
Relative Reactivity Scale
Several commenters discussed the
state of the science of reactivity and
whether EPA’s statements about the
science of reactivity were correct. Some
commenters questioned EPA’s statement
that the expected realistic changes in
the formulation of aerosol products are
unlikely to result in noticeable increases
in ozone downwind of the source,
stating that EPA does not know this to
be the case. The commenters asserted
that this issue is important ‘‘for the
simple fact that ozone nonattainment
areas in the Northeastern United States
have the highest recorded ozone values
downwind of urban centers, and this
effort has the potential to increase ozone
in the very place where ozone
reductions are most needed,
confounding the ozone attainment plans
that are being developed by the states.’’
The commenters also stated that
increased ozone downwind from urban
centers could result in more impacts to
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agricultural and forested areas of the
country.
One commenter further stated that the
statements made in the preamble related
to future ozone levels seem to be based
on expectations rather than
demonstrations based on modeling
efforts. The commenter encouraged
EPA, given the potential for further
tightening of the current ozone NAAQS,
to perform studies demonstrating that
there would be no increase in
downwind ozone ‘‘so that the
implementation of this rule does not
worsen ozone nonattainment problems
found in the Northeastern United
States.’’
EPA recognizes the commenters’
concerns about downwind ozone
formation but has concluded that the
VOC reformulations resulting from this
reactivity-based regulation will reduce
overall ozone formation and exposure.
First, any enhancements of downwind
ozone caused by upwind substitution of
larger amounts of less reactive VOC are
expected to be smaller than the
concurrent reductions of upwind ozone.
Carter et al. (2003), in modeling largescale VOC substitution scenarios, found
larger local ozone reductions and
smaller downwind ozone increases.
Similarly, Arunachalam et al. (2003)
found that ‘‘high-versus-low reactivity
substitution’’ is ‘‘an effective strategy for
reducing high levels of ozone,’’
especially in, or downwind of, urban
areas. In a modeling exercise conducted
to inform this rulemaking, Luecken
(2007; see docket) substituted lower
reactivity VOC for higher reactivity VOC
in the Chicago area and found the
resulting downwind ozone disbenefits
to be much smaller than the upwind
ozone benefits. In general, upwind
ozone reductions are expected to occur
in or near densely populated urban
areas, where ozone levels are highest,
thus reducing overall population
exposure. Second, downwind areas,
particularly remote, rural, or suburban
areas, are likely to be NOX-limited
(Sillman, 1999; AQCD, 2006), thus
restricting ozone formation from small
additional amounts of upwind
anthropogenic VOC. The
implementation of other regulations
such as the Clean Air Interstate Rule
will likely reduce NOX further in such
areas. Third, in downwind areas that
may be VOC-limited, the simultaneous
VOC substitutions occurring in these
areas may counterbalance, to some
extent, the introduction of VOC from
upwind. Fourth, the reductions in
upwind reactivity and ozone formation
are likely to reduce the direct transport
of ozone and ozone precursors such as
aldehydes downwind from urban areas.
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EPA agrees that modeling can be
useful for demonstrating the impacts of
regulatory changes. While EPA did not
perform nationwide modeling specific
to this regulation, the three studies cited
above support the EPA’s contention that
downwind ozone increases are likely to
be small, especially compared to
upwind ozone reductions. Thus, while
additional modeling will continue to
shed light on VOC reactivity, there is an
adequate basis for proceeding with this
reactivity-based regulation. As the
science evolves, EPA will continue to
invest and participate in research into
VOC chemistry and the use of reactivity
measures.
One commenter stated that, while
reactivity-based approaches may
provide significant benefits ‘‘where the
science is sufficiently robust to ensure
that the expected benefits are achieved
in practice,’’ the commenter stated that,
based on the proposal, ‘‘it is not clear
that EPA has adequately addressed all
the relevant technical issues or that this
reactivity-based regulation is
appropriate at this time.’’ The
commenter notes that EPA must
adequately (and accurately) account for
the differences in the various
environmental conditions (and resulting
variations in VOC behavior) throughout
the United States. The commenter stated
that the complexity of the interactions
of VOC in the ambient air makes it
extremely difficult to accurately predict
the actual VOC forming capacity of a
chemical compound. The commenter
stated that ‘‘assuming an essentially
uniform ‘‘reactivity’’ for a compound
used in any coating product anywhere
in the country presents the potential for
an inaccurate assessment of the actual
VOC-related effects of the product
nationwide.’’ The commenter further
stated that ‘‘EPA’s half-hearted assertion
in the proposed rule that its scientific
understanding of VOC reactivity has
evolved sufficiently to allow it to
reliably and accurately predict the
behavior of individual species of VOC
in a regulatory context is far from
unequivocal.’’
Another commenter had a different
position and asserted that:
Controlling VOC emissions from coatings
and consumer products based on
photochemical reactivity is a scientifically
sound and appropriate means of addressing
ozone formation potential. There can be
enormous differences in the capacity of
various VOC to react in the atmosphere to
form tropospheric ozone. As reflected in
EPA’s proposal, scientific research shows
that photochemical reactivity has a more
direct correlation to the ozone-forming
potential (i.e., potential air quality impacts)
of VOC emissions than does a simple massbased measure of emissions. The impact of
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mass-based VOC emissions reductions on
ozone formation potential is uncertain and
can vary greatly depending on the VOC
substitution decisions made to meet specific
mass limits. Reactivity-based VOC emissions
limits, by considering the rate and
mechanism of photo oxidation in the
troposphere, are reflective of the actual
processes that lead to ozone formation.
Relative photochemical reactivity thus
provides a more rigorous scientific approach
to assessing an individual compound’s
potential contribution to ozone accumulation
than does consideration of its mass alone.
Accordingly, this commenter
concluded that EPA’s approach is
scientifically sound and represents a
significant step forward in aerosol
coatings regulation.
EPA recognizes the concerns raised by
the commenters, but agrees with the
latter commenter. EPA acknowledges
the difficulty in assessing reactivity in
widely different environmental
conditions. As noted in the proposal, a
compound’s reactivity can depend on
the VOC:NOX ratio, meteorological
conditions, and the mix of other VOC.
Many different methods have been
suggested for measuring the reactivity of
individual compounds. EPA has chosen
the MIR scale, which is an ozone yield
scale derived by adjusting the NOX
emissions in a base case simulation to
yield the highest incremental reactivity
of the base reactive organic gas mixture.
These are environmental conditions
where ozone production is most
sensitive to changes in VOC emissions
and, therefore, where VOC controls
would be most effective. These tend to
reflect conditions in or near urban areas
where VOC emissions are most likely to
produce ozone, and thus EPA has
determined the MIR scale is the most
appropriate for regulatory purposes (see
also Carter, 1994). Research conducted
under the auspices of the RRWG has
shown good correlation between the
MIR scale and other reactivity scales,
including those computed with
photochemical airshed models. Also,
this research has supported the
nationwide applicability of reactivity
scales, and peer reviews of the RRWG
reports have specifically supported the
use of the MIR scale for a nationwide
aerosol coatings regulation (see docket).
For more detail, refer to the proposal (72
FR 38952). As noted above, EPA will
continue to invest and participate in
research into VOC chemistry and the
use of reactivity measures.
C. Consideration of Other Factors in the
Consideration of Best Available Controls
Several commenters presented
arguments for numerous factors that
should be included in EPA’s
determination of BAC for aerosol
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coatings. These factors include the
potential impact on ambient PM levels,
the potential for increase in emissions of
certain hazardous air pollutants (HAP),
and potential stratospheric ozone
impacts. In addition, one commenter
stated that EPA should consider the
impact of the rule on agricultural and
forest areas.
The commenters concerned with
contribution to PM levels were
primarily concerned about the aerosol
fraction of measured ambient PM2.5. The
commenters stated that EPA should
consider ‘‘negative co-effects’’ of the
rule on fine particulate matter, because
the substitution with compounds with
low reactivities could increase the mass
of emissions of low reactive
compounds, which could impact both
primary and secondary ozone formation.
The commenter stated that this would
be even more important in the near
future, as the PM2.5 NAAQS is revised
and given the fact that PM2.5
nonattainment is coincident with ozone
nonattainment in many areas in the
country. The commenter concluded that
EPA must examine the impacts of
increasing low reactive VOC on PM2.5
before establishing a regulatory
framework that encourages substitution.
Several commenters were concerned
that EPA did not consider the toxicity
of compounds when establishing BAC
for this category. Some commenters
identified several examples of HAP,
including benzene and diisocyanates,
with relatively low reactivity factors and
noted that EPA overlooked the fact that
all VOC are not equal when it comes to
their individual toxic potential. The
commenters stated that toxicity should
be considered in setting emission limits,
with one commenter suggesting that
EPA consider a substitution protocol for
VOC that includes ‘‘low to high’’
toxicity in addition to ‘‘low to high’’
reactivity.
Another commenter also noted that
the table of reactivity factors also
includes compounds that have been
banned under Title VI of the CAA
because they are considered
stratospheric ozone depletors.
EPA has addressed the impacts of the
factors mentioned by the commenters in
the final rule to the extent allowed by
the CAA.
With respect to the commenter’s
concerns about HAP emissions from
aerosol coatings, EPA notes that section
183(e) only provides the EPA with
authority to regulate VOC emissions
from consumer and commercial
products for purposes of reducing ozone
nonattainment. Other provisions of the
Act, such as section 112, provide the
statutory mechanism for reduction of
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HAP emissions. Thus, although EPA
shares the concerns of the commenter
about unnecessary exposure to HAPs,
the EPA does not have authority like
that of the State of California to restrict
or ban the use of specific HAPs as
ingredients in aerosol coatings.
Nevertheless, EPA believes that
sufficiently stringent limits can have the
beneficial effect of reducing the use of
certain HAPs such as toluene and
benzene. Because these compounds are
highly reactive, the limits of the final
rule will serve to restrict the use of these
compounds as ingredients in aerosol
coatings as a practical matter.
With respect to the comment
concerning compounds that are banned
under Title VI, EPA is clarifying that the
compounds included in 72 FR 38951 are
not a list of compounds ‘‘approved’’ for
use in aerosol coatings. On the contrary,
it is merely a list of compounds for
which relative reactivity factors have
been derived. Therefore, if a compound
had been banned by Title VI, or banned
for use for any other reason, they cannot
be used as ingredients in aerosol
coatings.
However, EPA has revisited the
decision to include an exhaustive list of
compounds in Table 2A. Based on
concerns raised by commenters and an
internal review at EPA, we have revised
Table 2A. That table currently includes
those organic compounds we know to
be used in aerosol coatings products
that: (1) Have an RF value greater than
that of ethane (0.3), and (2) are used in
amounts greater than 7.3 percent of the
product weight. This changes the role of
Table 2A from a listing of available
reactivity factor (RF) values to a table
defining the compounds that have
defined RF factors for this rule.
If a regulated entity identifies a
compound or mixture of compounds
that is not on Table 2A, 2B, or 2C, the
regulated entity can still use the
compound or mixture as an ingredient,
as follows:
(1) The regulated entity can inform
EPA that it intends to use the compound
and request that the compound be
added to Table 2A, 2B, or 2C, pursuant
to the procedures in section 59.511(j) of
the final rule. However, if the
compound has a reactivity factor that is
less than 0.30 g O3/g VOC, and the
compound is less than or equal to 7.3
percent by weight in any of your
products, the regulated entity can use an
RF equal to zero in all calculations. Any
requests submitted to EPA on or before
June 1, 2008 will be considered, and if
appropriate, incorporated into the
appropriate Table on or before January
1, 2009.
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(2) If the compound does not have an
established reactivity factor listed in
Table 2A, 2B, or 2C, the compound can
be used, provided an RF of 22.04 g O3/
g compound is used in all calculations
for that compound. This value, which is
equal to the highest RF identified to
date, was selected to ensure that the
environment is protected while
additions to the list are being
considered.
In the proposed regulation, we
proposed to eliminate all of the
exemptions from the definition of VOC
listed in the first clause subparagraphs
of § 51.100(s). This inadvertently
included certain inorganic compounds
listed in § 51.100(s) that are not VOC.
On further review, EPA concluded that
there is no need to eliminate the
exemption for organic compounds that
have an RF value of 0.3 or less and that
represent less than 7.3 percent of a
given product formulation.
However, if a regulated entity intends
to use an organic compound that is not
listed in Table 2A in the final rule as an
ingredient in an aerosol coating, then
the regulated entity is required to notify
EPA via its Initial Notification or an
update to that notification. EPA will
then add such compounds and their
reactivity factors to Table 2A. Until
listed in Table 2A, such compounds
may be used in aerosol coating products
but are assigned the default reactivity
factor of 22.04 g O3/g compound.
Several commenters also provided
input on the question raised in the
proposal preamble related to a voluntary
program for the reduction of HAP. The
commenters were all opposed to an
additional program, citing existing
programs and requirements that already
address the inclusion of toxic materials
in coatings. For example, the Federal
Hazardous Substance Act (FHSA),
which requires specific labeling of
products that it classifies as ‘‘hazardous
substances.’’ The FHSA includes any
products containing methylene chloride
on that list.
EPA is not establishing a voluntary
HAP reduction program at this time.
Existing programs appear to be
sufficient to help ensure that the
unwanted outcome of increased toxicity
of aerosol coating products does not
occur. EPA reserves the right to revisit
the potential for such a program, for this
or another reactivity-based rulemaking,
at a later date.
D. Variance, Small Quantity
Manufacturers, Extended Compliance
Date
Several commenters expressed
concern about both the need for, and
equity of, the three provisions in the
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proposed rule that either extended the
compliance date or provided an
exemption from the rule. These
provisions were the variance provisions
in the rule, the exemption for small
quantity manufacturers, and the
extended compliance date for regulated
entities that have not previously
marketed coatings compliant with
CARB’s reactivity based rules.
A few commenters were concerned
about the potential for unfair economic
advantage created by the small quantity
manufacturer exemption. One
commenter stated that the exemption for
small manufacturers provides a
competitive advantage that they could
‘‘readily use’’ to expand market share.
Some commenters believed that the
small quantity exemptions should be
available to regulated entities of all sizes
and be based on the size of the batch.
This commenter gave the example of a
coating supplier that provided most
coating in bulk, but would supply a
small quantity of matching paint in
aerosol cans for exact match touch-ups.
Another commenter stated that they
were unable to support a proposal that
specifically exempts manufacturers of
certain products from regulatory
requirements unless the exemption was
available to all manufacturers of that
type of product. The latter commenter
was concerned with the anti-trust
ramifications of providing such an
exemption, since it could create a
beneficial climate for one manufacturer,
but not another.
Some commenters expressed concern
that EPA overstated the emission
reductions in the rule, given the number
of sources that would potentially take
advantage of the exemption, variances,
and extensions. One commenter stated
that the small quantity manufacturer
exemption, in particular, would have a
substantial impact on the VOC emission
reductions achieved by the rule and
cautioned that EPA should closely
monitor the impacts of these provisions
on the overall rule efficacy.
EPA does not agree that the
exemption and variance provisions are
likely to have a significant impact on
the overall effectiveness of this rule.
EPA has tailored the small quantity
manufacturer exemption to provide
relief only to those particularly small
entities that would otherwise bear
particularly high costs for compliance
relative to the small amount of products
they produce and, therefore, the small
amount of total VOC emissions from
such products. The variance provision
is, likewise, narrowly tailored and
provides only temporary variance from
the limits of the rule. Each of these
provisions is targeted to small subsets of
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regulated entities that would otherwise
be disproportionately impacted by this
rule.
The two-year compliance extension
for facilities that have not previously
manufactured coatings compliant with
CARB coating limits is provided to
ensure that facilities have adequate time
to reformulate products to meet the rule.
If a regulated entity has not previously
developed compliant products, it may
take longer (i.e., beyond January 1,
2009) to reformulate and market a new
product. However, because EPA
estimates that well over 85 percent of
the aerosol coatings in the United States
have already been reformulated to meet
the California limits, we do not expect
many facilities to qualify for this
provision. Similarly, EPA does not
anticipate that a large number of
regulated entities will need to request a
variance under this rule. In California,
only one variance request was ever
requested for the comparable CARB
aerosol coating rule.
EPA established the small quantity
manufacturer exemption with the
primary focus of assisting small
businesses that may make only a small
quantity of aerosol coatings. Because
small businesses do not always do
business across the country, EPA
concluded that it was possible that some
may not have previously been subject to
the reactivity-based requirements in
California. While we have included the
costs of developing reformulated
products in the cost assessment of this
rule, we also recognize that the average
cost (i.e., cost on a ‘‘per can’’ basis)
could be higher for a company
producing a smaller product line.
Recognizing this, we established this
provision to exempt those most likely to
experience the highest per-can
reformulation costs.
EPA also does not concur with the
commenter’s concerns that the small
quantity manufacturer exemption
creates an unfair competitive advantage
or antitrust issues. The total mass of
VOC per exemption (7500 kg) represents
less than 0.01 percent of the total VOC
used in aerosol coatings (based on the
1990 survey). Even adjusting for
emission reductions that have occurred
since 1990, the mass for this exemption
would remain well below one percent of
the market. We disagree that this small
fraction of the total aerosol coating
market could give anyone a competitive
advantage. Further, a significant
expansion in a small quantity
manufacturer’s market share would
likely result in the manufacturer no
longer qualifying for the exemption.
Finally, EPA also does not agree that
creation of the exemption for small
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quantity manufacturers creates an
antitrust issue. Such issues generally
arise where members of an industry
collude to create unfair market
advantage, as by agreeing not to
compete on prices for their respective
products. EPA, in its capacity as
government regulator, can promulgate
regulations with features such as
exemptions for certain members of an
industry without violation of the
applicable statutes and regulations
pertaining to antitrust issues. Moreover,
EPA is obligated to take the specific
concerns of small entities into account
in the regulatory process and, where
appropriate, to provide mechanisms
such as exemptions in order to mitigate
disproportionate and unnecessary
impacts upon small businesses. In the
case of this regulation, EPA has
determined that it is appropriate to
provide an exemption of this type
because it will permit the
implementation of a rule that will
achieve significant VOC emission
reductions across the industry as a
whole and the percentage of emissions
reductions that will be foregone by
virtue of the exemption are anticipated
to be de minimis.
As discussed in the air impacts
section of this preamble, we do not
expect any of these provisions to have
a significant impact on overall VOC
emission reductions that will result
from the rule, largely due to the small
number of regulated entities that we
expect to qualify for these exemptions.
Therefore, EPA has concluded that all
exemptions should remain in the rule,
as proposed. We have made some
changes to the regulatory language,
particularly with respect to the small
quantity manufacturer, to ensure that
the provisions are clear.
One commenter asked EPA to clarify
whether an importer’s products are
exempt as specified under the small
quantity manufacturer exemption in
§ 59.501(e). First, EPA notes that the
small quantity manufacturer exemption
is only available to manufacturers.
Second, in response to this comment,
EPA has added a provision in § 59.501(f)
that specifies how foreign
manufacturers may qualify for the small
quantity manufacturer exemption.
E. Additional Reporting Requirements
Numerous commenters provided
input on the need, or lack of need, for
additional reporting requirements, in
general, and the annual reporting of
formulation data, in particular. Some
commenters contended that no
additional periodic reporting was
warranted, while others stated their
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belief that the rule is not enforceable
without additional reporting.
One commenter argued that more
detailed records, including formulation
data, must be mandated by this rule.
This commenter said that it would be
unreasonable for EPA not to provide for
adequate data reporting that would
allow for meaningful oversight and
enforcement of the rule, stating that
formulation data are critical to this
assessment. The commenter does not
believe that the proposed approach (i.e.,
the regulated entity responding to an
EPA request for data) is sufficient. The
commenter stated that EPA must
include reporting requirements in the
rule that will ensure it can quickly and
effectively verify compliance and
intervene appropriately where a
violation occurs. Other commenters
supported gathering additional
information, with one stating that they
believe that without full electronic
reporting of all formulation data, the
burden on EPA’s compliance and
enforcement staff would be too great
and that any effective enforcement
would be impossible.
Other commenters strongly disagreed
that additional reporting is warranted.
These commenters pointed to the
requirements to supply information to
EPA on the types of products they
manufacture, as well as contact
information. They contended that the
requirement to supply the more detailed
information, including formulation data
for the volatile components in their
products, is unnecessary. When EPA
chose to make a compliance review,
there were provisions in the proposed
rule that gave EPA the ability to obtain
the specific information, as needed. The
commenters encouraged EPA to
maintain the provisions related to
reporting requirements as they were
proposed.
EPA appreciates the comments
received on this topic from all sides and
understands both positions. When EPA
is establishing the recordkeeping and
reporting requirements for a rule, we
have the responsibility to balance the
burden imposed by the requirements
with the need for a rule that is
implementable as a practical matter. We
must ensure that the information
needed to implement the rule is
available, while ensuring that we do not
require industry to gather and submit
information that will never be used.
This rulemaking, the first national VOC
rule incorporating reactivity-based
limits, raises additional concerns about
the types of information that should be
gathered. Based on a thoughtful review
of the comments and our own review,
we have concluded that there are two
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basic needs for information: (1)
Information that allows EPA (and
others) to ensure that the requirements
are being met, and (2) information that
allows EPA (and others) to assess
whether the reactivity-based approach is
resulting in the ozone reductions we
have determined, based on information
we have analyzed to date, should occur.
Each of these basic information needs
warrant a different approach.
EPA has revised the reporting
requirements of the final rule to ensure
that adequate information is available.
EPA concurs with the commenters who
believe that we have an obligation to
ensure that our new approach to
regulating some VOC sources through
the use of reactivity-based limits is
working. In the final rule, EPA has
included a requirement for regulated
entities to provide information about the
VOC composition of their products in
their Initial Notifications and to update
this information every three years,
beginning with data for calendar year
2010, along with information about the
quantities of individual VOC species in
each formulation manufactured,
imported, or distributed in the reporting
year. This triennial reporting will enable
EPA to better assess the efficacy of the
reactivity-based approach, including the
manner in which the program’s
requirements are being achieved. For
example, the information will enable us
to ascertain how manufacturers are
responding to the regulation, what the
impact of the rule is on the aerosol
coatings category, and whether the rule
has any unintended consequences or
impacts. The information will also
enable us to compare the changes in
VOC emissions under a mass-based
approach as compared to a reactivitybased approach. EPA intends to
integrate the triennial report into the
expanded electronic reporting processes
being developed for the National
Emissions Inventory. EPA will provide
additional information and guidance to
regulated entities prior to the first
required triennial report due in 2011.
This information will be sent to
regulated entities, based on contact
information submitted in their Initial
Notifications.
IV. Summary of Impacts
This section presents a summary of
the impacts expected as a result of this
rule. To ensure that the impacts are not
underestimated, we followed an
approach that would provide
conservative estimates for each impact.
For environmental impacts, we ensured
that our estimated positive impacts (i.e.,
emission reduction) were not overstated
(i.e., we state positive impacts
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conservatively low). For cost and
economic impacts, we ensured that our
estimated impacts were not understated
(i.e., we state cost and economic
impacts conservatively high). This
approach ensures that conclusions
drawn on the overall impact on
facilities, including small businesses,
are based on conservative assumptions.
A. Environmental Impacts
In accordance with section 183(e),
EPA has evaluated what regulatory
approach would constitute ‘‘best
available controls’’ for this product
category, taking into account the
considerations noted in the statute. EPA
has evaluated the incremental increase
or decrease in air pollution, water
pollution, and solid waste reduction
that would result from implementing
the final standards.
1. Air Pollution Impacts
The final rule will reduce the amount
of ozone generated from the use of
aerosol coatings. Because most States
will use the VOC emission reductions
resulting from this rule in their ozone
SIP planning, we have calculated the
reductions associated with the rule in
terms of mass VOC emissions and we
will refer to a reduction in mass VOC
emissions when discussing the impacts
of the final regulation. EPA concludes
this is appropriate because the reactivity
limits were designed to ensure that the
ozone reductions that would be
achieved by the limits were equivalent
to the mass VOC reductions that would
have been achieved by the CARB 2002
mass-based VOC limits. However,
because the limits actually reduce the
amount of ozone generated from the
VOC used in aerosol coatings rather
than VOC content by mass, the VOC
reductions that we refer to are more
accurately described as an ‘‘equivalent
reduction in VOC emissions.’’ We will
use the term ‘‘reduction’’ in subsequent
discussions. Additional information on
the method used to calculate the air
impacts of the rule are included in the
impacts calculation memorandum
contained in the docket to this
rulemaking.
EPA has estimated that this rule will
reduce nationwide emissions of VOC
from the use of aerosol coatings by an
estimated 17,130 tons (15,570 Mg) from
the 1990 baseline. This represents a 19.4
percent reduction from the 1990
baseline of 88,300 tons (80,270 Mg) of
VOC emissions from the product
category. While we believe that the
above numbers accurately assess the
impacts of the final rule for SIP credit
purposes, we recognize that significant
reductions have already occurred as the
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result of the implementation of the
CARB aerosol coatings regulations.
Because many manufacturers sell
‘‘CARB compliant’’ coatings across the
country, some of these VOC emission
reductions have already been achieved
outside of California. We estimate that
approximately 18 percent of the total
products sold are not currently
compliant with this rule’s limits.
Therefore, we estimate that this rule
will result in additional VOC reductions
equivalent to 3,100 tons per year (i.e., 18
percent of 17,130 tons per year).
The reduction of 3,100 tons per year
of VOC emissions represents new
reductions. However, for ozone SIP
purposes, we are providing States that
do not currently have aerosol coating
regulations in place full credit for the
19.4 percent reduction from the 1990
baseline. This 19.4 percent reduction is
equivalent to a 0.114 pound of VOC
reduction per capita.
Although we have not quantified the
anticipated impacts of this rule on HAP
emissions, EPA expects that the final
rule will reduce emissions of toluene
and xylene, two highly reactive toxic
and volatile compounds. Toluene and
xylene are hazardous air pollutants that
manufacturers have historically used
extensively in some aerosol coating
formulations. However, both of these
compounds are also highly reactive
VOC. Therefore, it will be difficult for
regulated entities to continue to use
these compounds in significant
concentrations and still meet the
reactivity limits in the final rule. EPA
maintains that a regulation based upon
VOC reactivity, rather than VOC mass,
will provide a significant incentive for
regulated entities to cease or reduce use
of toluene and xylene in their products.
Due to the reduction in equivalent
VOC emissions and ozone formation
and the anticipated reduction in
hazardous air pollutant emissions, we
believe the rule will improve human
health and the environment.
2. Water and Solid Waste Impacts
There are no adverse solid waste
impacts anticipated from the
compliance with this rule. Companies
can continue to sell and distribute
coatings that do not meet the applicable
limits after the compliance date, as long
as those coatings were manufactured
before the compliance date. Therefore,
the industry does not have to dispose of
aerosol cans containing noncompliant
product, which would result in an
increase in solid waste. It is possible
that the rule will actually result in a
reduction in solid waste, as more
concentrated higher solids coatings may
be used as an option for meeting the
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regulatory limits. This will result in
fewer containers requiring disposal
when the same volume of solids is
applied by product users.
There are no anticipated adverse
water impacts from this rulemaking.
B. Energy Impacts
There are no adverse energy impacts
anticipated from compliance with this
rule. EPA expects that regulated entities
will comply through product
reformulation, which will not
significantly alter energy impacts. The
rule does not include add-on controls or
other measures that would add to
energy usage or other impacts.
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C. Cost and Economic Impacts
There are four types of facilities that
will be impacted by the final rule. These
include the aerosol coating
manufacturers, aerosol coating
processors, and aerosol coating
wholesale distributors, and importers of
aerosol coatings. For some products, the
manufacturer is also the filler and
distributor, while for other products the
manufacturing process, the filling
process, and the distribution may be
done by three separate companies. The
primary focus of our cost and economic
analysis is the aerosol coating
manufacturers as we anticipate that the
costs to the fillers, distributors, or
importers will be minimal.
For the aerosol coating manufacturer,
we evaluated three components in
determining the total cost of the final
rule. These three components include
the cost of the raw materials that the
manufacturer will use to formulate
coatings that comply with the regulatory
limits, the cost of research and
development efforts that will be
necessary to develop compliant
formulations, and the cost of the
recordkeeping and reporting
requirements associated with the rule.
These costs are explained in more detail
in the proposed rule.29 The only change
to this rule since proposal that could
impact the cost analysis from the
proposed rule is the addition of
triennial reporting, as discussed
elsewhere. However, the estimated
increase in burden from this increased
reporting did not affect the average
reporting and recordkeeping burden on
a per can basis. Therefore, there was no
change in the economic assessment.
If all of the cans of aerosol coating
product subject to the rule required
reformulation, the total nationwide cost
of the final rule would be $20,360,521.
29 ‘‘National Volatile Organic Compound
Emission Standards for Aerosol Coatings: Proposed
Rule’’ 72 FR 38951 (July 16, 2007).
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However, we know that significant
progress has already been made in
reformulating aerosol coatings to meet
the promulgated limits. Even before
CARB’s regulation became effective, its
survey data showed that for 10 coating
categories, 100 percent of the coatings
were complying with the limits in 1997.
For the remaining categories, all but two
had complying market shares greater
than 20 percent in 1997. With CARB’s
2002 reactivity-based regulation in
place, EPA anticipates that the number
of coatings already meeting the limits
has increased significantly.
V. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order (EO) 12866
(58 FR 51735, October 4, 1993), this
action is a ‘‘significant regulatory
action’’ because it raises novel legal or
policy issues. Accordingly, EPA
submitted this action to the Office of
Management and Budget (OMB) for
review under EO 12866 and any
changes made in response to OMB
recommendations have been
documented in the docket for this
action.
B. Paperwork Reduction Act
The information collection
requirements in this final rule have been
submitted for approval to the OMB
under the Paperwork Reduction Act, 44
U.S.C. 3501 et seq. The Information
Collection Request (ICR) document
prepared by EPA has been assigned EPA
ICR number 2266.02.
The information collection
requirements are based on
recordkeeping and reporting
requirements. These recordkeeping and
reporting requirements are specifically
authorized by CAA section 114 and
section 183(e). All information
submitted to EPA for which a claim of
confidentiality is made is safeguarded
according to EPA policies set forth in 40
CFR part 2, subpart B, as appropriate.
The content of the reports required by
this rule will not be eligible for
treatment as confidential business
information.
The promulgated standards would
require regulated entities to submit an
initial notification and other reports as
outlined in section II.F.
We estimate that about 62 regulated
entities are subject to the promulgated
standards. New and existing regulated
entities would have no capital costs
associated with the information
collection requirements in the
promulgated standards.
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The estimated recordkeeping and
reporting burden in the third year after
the effective date of the promulgated
rule is estimated to be 15,818 labor
hours at a cost of $1.0 million. This
estimate includes the cost of reporting,
including reading instructions,
information gathering, preparation of
initial and supplemental reports,
triennial reporting of formulation data,
and variance or compliance extension
applications. Recordkeeping cost
estimates include reading instructions,
planning activities, calculation of
reactivity, and maintenance of batch
information. The average hours and cost
per regulated entity in the third year
would be 197 hours and $16,400. About
62 facilities would respond per year.
Burden means the total time, effort, or
financial resources expended by persons
to generate, maintain, retain, or disclose,
or provide information to or for a
Federal Agency. This includes the time
needed to review instructions; develop,
acquire, install, and utilize technology
and systems for the purposes of
collecting, validating, and verifying
information, processing and
maintaining information, and disclosing
and providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to be able
to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
For purposes of assessing the impacts
of this rule on small entities, small
entity is defined as: (1) A small business
as defined by the Small Business
Administration’s (SBA) regulations at 13
CFR 121.201; (2) a small governmental
jurisdiction that is a government of a
city, county, town, school district, or
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special district with a population of less
than 50,000; and (3) a small
organization that is any not-for-profit
enterprise which is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of this regulatory action, I
certify that this action will not have a
significant economic impact on a
substantial number of small entities.
The small entities directly regulated by
this final rule are manufacturers,
wholesale distributors, and importers of
aerosol coating products. We have
determined that up to 40 out of a total
of 60 entities (or 67%) could experience
a cost-to-sales ratio increase of up to
1.42 percent. This ratio does not include
revenues from other products that small
regulated entities may sell. In addition,
significant progress has already been
made in reformulating aerosol coatings
to meet previously promulgated CARB
emission limits. Both of these factors
would significantly reduce the cost-tosales ratio. Consequently it is very
unlikely that the cost-to-sales ratio for
any small entity would exceed 1
percent. Thus, a significant impact is
not expected for a substantial number of
small entities.
Although this final rule will not have
a significant economic impact on a
substantial number of small entities,
EPA has made efforts to reduce the
potential impact of the regulation. These
efforts include active participation in
National Small Business Environmental
Assistance Program (SBEAP) meetings,
and in follow-up meetings with SBEAP
States in Region 5. As a result, several
States provided information to small
businesses regarding the rule. The final
rule includes several provisions
designed to minimize the potential
adverse impacts on small businesses.
They include a small quantity
manufacturer exemption, a compliance
extension for entities that have not
previously developed CARB-compliant
aerosol coatings formulations, and a
variance provision.
or more in any one year. Before
promulgating an EPA rule for which a
written statement is needed, section 205
of the UMRA generally requires EPA to
identify and consider a reasonable
number of regulatory alternatives and
adopt the least costly, most costeffective or least burdensome alternative
that achieves the objectives of the rule.
The provisions of section 205 do not
apply when they are inconsistent with
applicable law. Moreover, section 205
allows EPA to adopt an alternative other
than the least costly, most cost-effective
or least burdensome alternative if the
Administrator publishes with the final
rule an explanation why that alternative
was not adopted. Before EPA establishes
any regulatory requirements that may
significantly or uniquely affect small
governments, including tribal
governments, it must have developed
under section 203 of the UMRA a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of EPA regulatory
proposals with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
EPA has determined that this
regulatory action does not contain a
Federal mandate that may result in
expenditures of $100 million or more
for State, local, or tribal governments, in
the aggregate, or the private sector in
any one year. Thus, this action is not
subject to the requirements of sections
202 and 205 of the UMRA. In addition,
we have determined that this regulatory
action contains no regulatory
requirements that might significantly or
uniquely affect small governments
because they contain no regulatory
requirements that apply to such
governments or impose obligations
upon them. Therefore, this action is not
subject to the requirements of section
203 of UMRA.
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and tribal governments and the private
sector. Under section 202 of the UMRA,
EPA generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
result in expenditures to State, local,
and tribal governments, in the aggregate,
or to the private sector, of $100 million
E. Executive Order 13132: Federalism
Executive Order (EO) 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ is defined in
the EO to include regulations that have
‘‘substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
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15619
responsibilities among the various
levels of government.’’
The regulatory action does not have
federalism implications. The action
does not have substantial direct effects
on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, as
specified in EO 13132. The CAA
establishes the relationship between the
Federal Government and the States, and
this action does not impact that
relationship. Thus, EO 13132 does not
apply to this regulatory action.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
Executive Order (EO) 13175, entitled
‘‘Consultation and Coordination with
Indian Tribal Governments’’ (65 FR
67249, November 9, 2000), requires EPA
to develop an accountable process to
ensure ‘‘meaningful and timely input by
Tribal officials in the development of
regulatory policies that have Tribal
implications.’’ ‘‘Policies that have tribal
implications’’ is defined in the EO to
include regulations that have
‘‘substantial direct effects on one or
more Indian tribes, or on the
distribution of power and
responsibilities between the Federal
Government and Indian tribes.’’
This final action does not have Tribal
implications as defined by EO 13175.
The final regulatory action does not
have a substantial direct effect on one or
more Indian tribes, in that this action
imposes no regulatory burdens on
Tribes. Furthermore, the action does not
affect the relationship or distribution of
power and responsibilities between the
Federal Government and Indian tribes.
The CAA and the Tribal Authority Rule
(TAR) establish the relationship of the
Federal Government and Tribes in
implementing the CAA. Because the
rule does not have Tribal implications,
EO 13175 does not apply.
G. Executive Order 13045: Protection of
Children from Environmental Health
and Safety Risks
Executive Order (EO) 13045,
‘‘Protection of Children from
Environmental Health and Safety Risks’’
(62 FR 19885, April 23, 1997) applies to
any rule that (1) is determined to be
‘‘economically significant’’ as defined
under EO 12866, and (2) concerns an
environmental health or safety risk that
EPA has reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
section 5–501 of the EO directs the EPA
to evaluate the environmental health or
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safety effects of the planned rule on
children, and explain why the planned
regulation is preferable to other
potentially effective and reasonably
feasible alternatives considered by the
EPA.
This regulatory action is not subject to
EO 13045 because it is not an
economically significant regulatory
action as defined by EO 12866. In
addition, EPA interprets EO 13045 as
applying only to those regulatory
actions that are based on health and
safety risks, such that the analysis
required under section 5–501 of the EO
has the potential to influence the
regulations. This regulatory action is not
subject to EO 13045 because it does not
include regulatory requirements based
on health or safety risks.
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H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This rule is not a ‘‘significant energy
action’’ as defined in Executive Order
(EO) 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’ (66
FR 28355 (May 22, 2001)) because it is
not likely to have a significant adverse
effect on the supply, distribution, or use
of energy. Further, we have concluded
that this rule is not likely to have any
adverse energy effects.
I. National Technology Transfer and
Advancement Act
As noted in the proposed rule, section
12(d) of the National Technology
Transfer and Advancement Act
(NTTAA) of 1995 (Pub. L. 104–113,
Section 12(d), 15 U.S.C. 272 note)
directs EPA to use voluntary consensus
standards (VCS) in its regulatory
activities, unless to do so would be
inconsistent with applicable law or
otherwise impractical. The VCS are
technical standards (e.g., materials
specifications, test methods, sampling
procedures, and business practices) that
are developed or adopted by VCS
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
explanations when the EPA does not
use available and applicable VCS.
This final rule involves technical
standards. EPA cites the following
standards in this rule: California Air
Resources Board Method 310—
Determination of VOC in Consumer
Products and Reactive Organic
Compounds in Aerosol Coating
Products; EPA Method 311—Analysis of
Hazardous Air Pollutant Compounds in
Paints and Coatings by Direct Injection
into a Gas Chromatograph (40 CFR part
63, appendix A), in conjunction with
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American Society of Testing and
Materials (ASTM) Method D3063–94 or
D3074–94 for analysis of the propellant
portion of the coating; South Coast Air
Quality Management District
(SCAQMD) Method 318–95,
Determination of Weight Percent
Elemental Metal in Coatings by X-ray
Diffraction, July, 1996, for metal
content; and ASTM D523–89
(Reapproved 1999), Standard Test
Method for Specular Gloss for specular
gloss of flat and nonflat coatings.
EPA Method 311—Analysis of
Hazardous Air Pollutant Compounds in
Paints and Coatings by Direct Injection
into a Gas Chromatograph (40 CFR part
63, appendix A) also is a compilation of
voluntary consensus standards. The
following are incorporated by reference
in EPA Method 311—Analysis of
Hazardous Air Pollutant Compounds in
Paints and Coatings by Direct Injection
into a Gas Chromatograph (40 CFR part
63, appendix A): ASTM D1979–91,
ASTM D3432–89, ASTM D4457–85,
ASTM D4747–87, ASTM D4827–93, and
ASTM PS9–94.
Consistent with the NTTAA, EPA
conducted searches to identify
voluntary consensus standards in
addition to these methods. No
applicable voluntary consensus
standards were identified.
For the methods required by the rule,
a source may apply to EPA for
permission to use alternative test
methods or alternative monitoring
requirements in place of any required
testing methods, performance
specifications, or procedures under
§§ 63.7(f) and 63.8(f) of subpart A of the
General Provisions.
without having any disproportionately
high and adverse human health or
environmental effects on any
population, including any minority or
low-income populations. Further, it
establishes national emission standards
for VOC in aerosol coatings.
J. Executive Order 12898: Federal
Actions to Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order (EO) 12898 (59 FR
7629 (Feb. 16, 1994)) establishes federal
executive policy on environmental
justice. Its main provision directs
federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA has determined that this final
rule will not have disproportionately
high and adverse human health or
environmental effects on minority or
low-income populations because it
increases the level of environmental
protection for all affected populations
40 CFR Part 59
Environmental protection,
Administrative practice and procedure,
Air pollution control, Incorporation by
reference, Intergovernmental relations,
Reporting and recordkeeping
requirements.
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K. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. The EPA will
submit a report containing the final rule
amendment and other required
information to the U.S. Senate, the U.S.
House of Representatives, and the
Comptroller General of the United
States prior to publication of this final
rule amendment in the Federal Register.
The final rule amendment is not a
‘‘major rule’’ as defined by 5 U.S.C.
804(2). This final rule is effective on
March 24, 2008.
List of Subjects
40 CFR Part 51
Environmental protection,
Administrative practice and procedure,
Air pollution control, Carbon monoxide,
Intergovernmental relations, Lead,
Nitrogen dioxide, Ozone, Particulate
matter, Reporting and recordkeeping
requirements, Sulfur oxides, Volatile
organic compound, Consumer products,
Aerosol products, Aerosol coatings,
Consumer and commercial products.
Dated: November 15, 2007.
Stephen L. Johnson,
Administrator.
For the reasons set out in the
preamble, parts 51 and 59 of title 40 of
the Code of Federal Regulations are
amended as follows:
I
PART 51—[AMENDED]
1. The authority citation for part 51
continues to read as follows:
I
Authority: 23 U.S.C. 101; 42 U.S.C. 7401–
7671q.
2. Section 51.100 is amended by
adding paragraph (s)(7) to read as
follows:
I
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§ 51.100
Definitions.
*
*
*
*
*
(s) * * *
(7) For the purposes of determining
compliance with EPA’s aerosol coatings
reactivity based regulation (as described
in 40 CFR part 59—National Volatile
Organic Compound Emission Standards
for Consumer and Commercial
Products) any organic compound in the
volatile portion of an aerosol coating is
counted towards the product’s
reactivity-based limit, as provided in
part 59, subpart E. Therefore, the
compounds that are used in aerosol
coating products and that are identified
in paragraph (s) of this section as
negligibly reactive and excluded from
EPA’s definition of VOC are to be
counted towards a product’s reactivity
limit for the purposes of determining
compliance with EPA’s aerosol coatings
reactivity-based national regulation, as
provided in part 59, subpart E.
*
*
*
*
*
PART 59—[AMENDED]
3. The authority citation for part 59
continues to read as follows:
I
Authority: 42 U.S.C. 7414 and 7511b(e).
4. Subpart E is added to read as
follows:
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I
Subpart E—National Volatile Organic
Compound Emission Standards for Aerosol
Coatings
Sec.
59.500 What is the purpose of this subpart?
59.501 Am I subject to this subpart?
59.502 When do I have to comply with this
subpart?
59.503 What definitions apply to this
subpart?
59.504 What limits must I meet?
59.505 How do I demonstrate compliance
with the reactivity limits?
59.506 How do I demonstrate compliance if
I manufacture multi-component kits?
59.507 What are the labeling requirements
for aerosol coatings?
59.508 What test methods must I use?
59.509 Can I get a variance?
59.510 What records am I required to
maintain?
59.511 What notifications and reports must
I submit?
59.512 Addresses of EPA regional offices.
59.513 State authority.
59.514 Circumvention.
59.515 Incorporations by reference.
59.516 Availability of information and
confidentiality
Table 1 to Subpart E of Part 59—ProductWeighted Reactivity Limits by Coating
Category
Table 2A to Subpart E of Part 59—Reactivity
Factors
Table 2B to Subpart E of Part 59—Reactivity
Factors for Aliphatic Hydrocarbon
Solvent Mixtures
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Table 2C to Subpart E of Part 59—Reactivity
Factors for Aromatic Hydrocarbon
Solvent Mixtures
Subpart E—National Volatile Organic
Compound Emission Standards for
Aerosol Coatings
§ 59.500 What is the purpose of this
subpart?
This subpart establishes the productweighted reactivity (PWR) limits
regulated entities must meet in order to
comply with the national rule for
volatile organic compounds (VOC)
emitted from aerosol coatings. This
subpart also establishes labeling,
recordkeeping, and reporting
requirements for regulated entities.
§ 59.501
Am I subject to this subpart?
(a) The regulated entities for an
aerosol coating product are the
manufacturer or importer of an aerosol
coating product and a distributor of an
aerosol coating product if named on the
label. Distributors whose names do not
appear on the label for the product are
not regulated entities. Distributors
include retailers whose names appear
on the label for the product. If your
name appears on the label, you are a
regulated entity.
(b) Except as provided in paragraph
(e) of this section, the responsibilities of
each regulated entity are detailed in
paragraphs (b)(1) through (b)(4) of this
section.
(1) If you are a manufacturer or
importer, you are the regulated entity
responsible for ensuring that all aerosol
coatings manufactured or imported by
you meet the PWR limits presented in
§ 59.504, even if your name is not on the
label.
(2) If you are a distributor named on
the label, you are the regulated entity
responsible for compliance with all
sections of this subpart except for the
limits presented in § 59.504. If you are
a distributor that has specified
formulations to be used by a
manufacturer, then you are responsible
for compliance with all sections of this
subpart.
(3) If there is no distributor named on
the label, then the manufacturer or
importer is the regulated entity
responsible for compliance with all
sections of this subpart.
(4) If you are a manufacturer or
importer, you can choose to certify that
you will provide any or all of the
recordkeeping and reporting
requirements of §§ 59.510 and 59.511 by
following the procedures of § 59.511(g)
and (h).
(c) Except as provided in paragraph
(e) of this section, the provisions of this
subpart apply to aerosol coatings
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manufactured on or after January 1,
2009, for sale or distribution in the
United States. Aerosol coatings that are
registered under the Federal Insecticide,
Fungicide and Rodenticide Act (7 U.S.C.
136–136y) (FIFRA). For FIFRA
registered aerosol coatings, the
provisions of this subpart apply to
aerosol coatings manufactured on or
after January 1, 2010, for sale or
distribution in the United States.
(d) You are not a regulated entity
under this subpart for the aerosol
coatings products that you manufacture
(in or outside of the United States) that
are exclusively for sale outside the
United States.
(e) If you meet the definition of small
quantity manufacturer for a given year,
the products you manufacture in that
year are not subject to the PWR limits
presented in § 59.504 or the labeling
requirements of § 59.507. To qualify for
this exemption, small aerosol coating
manufacturers must comply with the
applicable recordkeeping and reporting
requirements in §§ 59.510 and 59.511.
(f) If you are a person who
manufactures or processes aerosol
coatings outside of the United States,
you may qualify for the small quantity
manufacturer exemption in paragraph
(e) of this section if you meet the
requirements of paragraphs (f)(1)
through (f)(3) of this section.
(1) The total VOC by mass included
in all aerosol coatings you manufacture,
at all facilities, in a given calendar year,
in the aggregate, is less than 7,500
kilograms.
(2) You comply with the
recordkeeping and reporting
requirements in §§ 59.510 and 59.511.
(3) You commit to and comply with
the requirements of paragraphs (f)(3)(i)
through (f)(3)(vii) of this section.
(i) You must provide an initial
notification no later than 90 days before
the compliance date, or at least 90 days
before you start manufacturing aerosol
coating products that are sold in the
United States. This initial notification
must state that you are a foreign
manufacturer that is intending to qualify
for the small quantity manufacturer
exemption in paragraph (e) of this
section, provide all of the information
specified in § 59.511(b), and provide all
the information in paragraphs (f)(3)(i)(A)
and (f)(3)(i)(B) of this section.
(A) The name, address, telephone
number, and e-mail address of an agent
located in the United States who will
serve as your point of contact for
communications with EPA.
(B) The address of each of your
facilities that is manufacturing aerosol
coatings for sale in the United States.
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(ii) You must notify the Administrator
of any changes in the information
provided in your initial notification
within 30 days following the change.
(iii) The agent identified above must
maintain a copy of the compliance
records specified in § 59.510(b). Those
records must be kept by the agent such
that the agent will be able to provide the
written report which must be submitted
upon 60 days notice under § 59.511(d)
and able to make those records available
for inspection and review under
§ 59.511(e).
(iv) You must give any EPA inspector
or auditor full, complete, and immediate
access to your facilities and records to
conduct inspections and audits of your
manufacturing facilities.
(v) You must agree that United States
substantive and procedural law shall
apply to any civil or criminal
enforcement action against you under
this subpart, and that the forum for any
civil or criminal enforcement action
under this subpart shall be governed by
the CAA, including the EPA
administrative forum where allowed
under the CAA.
(vi) Any person certifying any
notification, report, or other
communication from you to EPA must
state in the certification that United
States substantive and procedural law
shall apply to any civil or criminal
enforcement action against him or her
under this subpart, and that the forum
for any civil or criminal enforcement
action under this section shall be
governed by the CAA, including the
EPA administrative forum where
allowed under the CAA.
(vii) All reports and other
communications with EPA must be in
English. To the extent that you provide
any documents as part of any report or
other communication with EPA, an
English language translation of that
document must be provided with the
report or communication.
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§ 59.502 When do I have to comply with
this subpart?
(a) Except as provided in § 59.509 and
paragraphs (b) and (c) of this section,
you must be in compliance with all
provisions of this subpart by January 1,
2009.
(b) The Administrator will consider
issuance of a special compliance
extension that extends the date of
compliance until January 1, 2011, to
regulated entities that have never
manufactured, imported, or distributed
aerosol coatings for sale or distribution
in California that are in compliance
with California’s Regulation for
Reducing Ozone Formed From Aerosol
Coating Product Emissions, Title 17,
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California Code of Regulations, sections
94520–94528. In order to be considered
for an extension of the compliance date,
you must submit a special compliance
extension application to the EPA
Administrator no later than 90 days
before the compliance date or within 90
days before the date that you first
manufacture aerosol coatings,
whichever is later. This application
must contain the information in
paragraphs (b)(1) through (b)(5) of this
section. If a regulated entity remains
unable to comply with the limits of this
rule by January 1, 2011, the regulated
entity may seek a variance in
accordance with § 59.509.
(1) Company name;
(2) A signed certification by a
responsible company official that the
regulated entity has not at any time
manufactured, imported, or distributed
for sale or distribution in California any
product in any category listed in Table
1 of this subpart that complies with
California’s Regulation for Reducing
Ozone Formed From Aerosol Coating
Product Emissions, Title 17, California
Code of Regulations, sections 94520–
94528;
(3) A statement that the regulated
entity will, to the extent possible within
its reasonable control, take appropriate
action to achieve compliance with this
subpart by January 1, 2011;
(4) A list of the product categories in
Table 1 of this subpart that the regulated
entity manufactures, imports, or
distributes; and,
(5) Name, title, address, telephone, email address, and signature of the
certifying company official.
(c) Except as provided in paragraph
(b) of this section, the compliance date
for aerosol coatings that are registered
under the Federal Insecticide, Fungicide
and Rodenticide Act (7 U.S.C 136–136y)
(FIFRA) is January 1, 2010.
§ 59.503 What definitions apply to this
subpart?
The following terms are defined for
the purposes of this subpart only.
Administrator means the
Administrator of the United States
Environmental Protection Agency (EPA)
or an authorized representative.
Aerosol Coating Product means a
pressurized coating product containing
pigments or resins that is dispensed by
means of a propellant and is packaged
in a disposable can for hand-held
application, or for use in specialized
equipment for ground traffic/marking
applications. For the purpose of this
regulation, applicable aerosol coatings
categories are listed in Table 1 of this
subpart.
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Art Fixative or Sealant means a clear
coating, including art varnish, workable
art fixative and ceramic coating, which
is designed and labeled exclusively for
application to paintings, pencil, chalk,
or pastel drawings, ceramic art pieces or
other closely related art uses, in order to
provide a final protective coating or to
fix preliminary stages of artwork while
providing a workable surface for
subsequent revisions.
ASTM means the American Society
for Testing and Materials.
Autobody Primer means an
automotive primer or primer surfacer
coating designed and labeled
exclusively to be applied to a vehicle
body substrate for the purposes of
corrosion resistance and building a
repair area to a condition in which, after
drying, it can be sanded to a smooth
surface.
Automotive Bumper and Trim
Product means a product, including
adhesion promoters and chip sealants,
designed and labeled exclusively to
repair and refinish automotive bumpers
and plastic trim parts.
Aviation Propeller Coating means a
coating designed and labeled
exclusively to provide abrasion
resistance and corrosion protection for
aircraft propellers.
Aviation or Marine Primer means a
coating designed and labeled
exclusively to meet federal specification
TT–P–1757.
Clear Coating means a coating which
is colorless, containing resins but no
pigments except flatting agents, and is
designed and labeled to form a
transparent or translucent solid film.
Coating Solids means the nonvolatile
portion of an aerosol coating product,
consisting of the film-forming
ingredients, including pigments and
resins.
Commercial Application means the
use of aerosol coating products in the
production of goods, or the providing of
services for profit, including touch-up
and repair.
Corrosion Resistant Brass, Bronze, or
Copper Coating means a clear coating
designed and labeled exclusively to
prevent tarnish and corrosion of
uncoated brass, bronze, or copper metal
surfaces.
Distributor means any person who
purchases or is supplied aerosol coating
product for the purposes of resale or
distribution in commerce. Retailers who
fall within this definition are
distributors. Importers are not
distributors.
Enamel means a coating which cures
by chemical cross-linking of its base
resin and is not resoluble in its original
solvent.
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Engine Paint means a coating
designed and labeled exclusively to coat
engines and their components.
Exact Match Finish, Engine Paint
means a coating which meets all of the
following criteria:
(1) The product is designed and
labeled exclusively to exactly match the
color of an original, factory-applied
engine paint;
(2) The product is labeled with the
manufacturer’s name for which they
were formulated; and
(3) The product is labeled with one of
the following:
(i) The original equipment
manufacturer’s (O.E.M.) color code
number;
(ii) The color name; or
(iii) Other designation identifying the
specific O.E.M. color to the purchaser.
Exact Match Finish, Automotive
means a topcoat which meets all of the
following criteria:
(1) The product is designed and
labeled exclusively to exactly match the
color of an original, factory-applied
automotive coating during the touch-up
of automobile finishes;
(2) The product is labeled with the
manufacturer’s name for which they
were formulated; and
(3) The product is labeled with one of
the following:
(i) The original equipment
manufacturer’s (O.E.M.) color code
number;
(ii) The color name; or
(iii) Other designation identifying the
specific O.E.M. color to the purchaser.
Notwithstanding the foregoing,
automotive clear coatings designed and
labeled exclusively for use over
automotive exact match finishes to
replicate the original factory-applied
finish shall be considered to be
automotive exact match finishes.
Exact Match Finish, Industrial means
a coating which meets all of the
following criteria:
(1) The product is designed and
labeled exclusively to exactly match the
color of an original, factory-applied
industrial coating during the touch-up
of manufactured products;
(2) The product is labeled with the
manufacturer’s name for which they
were formulated; and
(3) The product is labeled with one of
the following:
(i) O.E.M. color code number;
(ii) The color name; or
(iii) Other designation identifying the
specific O.E.M. color to the purchaser.
Flat Paint Products means a coating
which, when fully dry, registers
specular gloss less than or equal to 15
on an 85° gloss meter, or less than or
equal to 5 on a 60° gloss meter, or which
is labeled as a flat coating.
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Flatting Agent means a compound
added to a coating to reduce the gloss
of the coating without adding color to
the coating.
Floral Spray means a coating designed
and labeled exclusively for use on fresh
flowers, dried flowers, or other items in
a floral arrangement for the purposes of
coloring, preserving or protecting their
appearance.
Formulation Data, unless otherwise
specified, means the recipe used to
formulate or manufacture a coating
product in terms of the weight fraction
(g compound/g product) of each
individual VOC in the product.
Fluorescent Coating means a coating
labeled as such, which converts
absorbed incident light energy into
emitted light of a different hue.
Glass Coating means a coating
designed and labeled exclusively for use
on glass or other transparent material to
create a soft, translucent light effect, or
to create a tinted or darkened color
while retaining transparency.
Ground Traffic/Marking Coating
means a coating designed and labeled
exclusively to be applied to dirt, gravel,
grass, concrete, asphalt, warehouse
floors, or parking lots. Such coatings
must be in a container equipped with a
valve and spray head designed to direct
the spray toward the surface when the
can is held in an inverted vertical
position.
High Temperature Coating means a
coating, excluding engine paint, which
is designed and labeled exclusively for
use on substrates which will, in normal
use, be subjected to temperatures in
excess of 400 °F.
Hobby/Model/Craft Coating means a
coating which is designed and labeled
exclusively for hobby applications and
is sold in aerosol containers of 6 ounces
by weight or less.
Importer means any person who
brings an aerosol coating product that
was manufactured, filled, or packaged at
a location outside of the United States
into the United States for sale or
distribution in the United States.
Ingredient means a component of an
aerosol coating product.
Impurity means an individual
chemical compound present in a raw
material which is incorporated in the
final aerosol coatings formulation, if the
compound is present in amounts below
the following in the raw material:
(1) For individual compounds that are
carcinogens each compound must be
present in an amount less than 0.1
percent by weight;
(2) For all other compounds present
in a raw material, a compound must be
present in an amount less than 1 percent
by weight.
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Lacquer means a thermoplastic filmforming material dissolved in organic
solvent, which dries primarily by
solvent evaporation, and is resoluble in
its original solvent.
Manufacturer means any person who
manufactures or processes an aerosol
coating product for sale or distribution
within the United States. Manufacturers
include:
(1) Processors who blend and mix
aerosol coatings;
(2) Contract fillers who develop
formulas and package these
formulations under a distributor’s name;
and
(3) Contract fillers who manufacture
products using formulations provided
by a distributor.
Marine Spar Varnish means a coating
designed and labeled exclusively to
provide a protective sealant for marine
wood products.
Metallic Coating means a topcoat
which contains at least 0.5 percent by
weight elemental metallic pigment in
the formulation, including propellant,
and is labeled as ‘‘metallic,’’ or with the
name of a specific metallic finish such
as ‘‘gold,’’ ‘‘silver,’’ or ‘‘bronze.’’
Multi-Component Kit means an
aerosol spray paint system which
requires the application of more than
one component (e.g. foundation coat
and topcoat), where both components
are sold together in one package.
Nonflat Paint Product means a coating
which, when fully dry, registers a
specular gloss greater than 15 on an 85°
gloss meter or greater than five on a 60°
gloss meter.
Ozone means a colorless gas with a
pungent odor, having the molecular
form O3.
Person means an individual,
corporation, partnership, association,
state, any agency, department, or
instrumentality of the United States,
and any officer, agent, or employee
thereof.
Photograph Coating means a coating
designed and labeled exclusively to be
applied to finished photographs to
allow corrective retouching, protection
of the image, changes in gloss level, or
to cover fingerprints.
Pleasure Craft means privately owned
vessels used for noncommercial
purposes.
Pleasure Craft Finish Primer/
Surfacer/Undercoater means a coating
designed and labeled exclusively to be
applied prior to the application of a
pleasure craft topcoat for the purpose of
corrosion resistance and adhesion of the
topcoat, and which promotes a uniform
surface by filling in surface
imperfections.
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Pleasure Craft Topcoat means a
coating designed and labeled
exclusively to be applied to a pleasure
craft as a final coat above the waterline
and below the waterline when stored
out of water. This category does not
include clear coatings.
Polyolefin Adhesion Promoter means
a coating designed and labeled
exclusively to be applied to a polyolefin
or polyolefin copolymer surface of
automotive body parts, bumpers, or trim
parts to provide a bond between the
surface and subsequent coats.
Primer means a coating labeled as
such, which is designed to be applied to
a surface to provide a bond between that
surface and subsequent coats.
Product-Weighted Reactivity (PWR)
Limit means the maximum allowed
‘‘product-weighted reactivity,’’ as
calculated in § 59.505, of an aerosol
coating product that is subject to the
limits specified in § 59.504 for a specific
category, expressed as grams of ozone
per gram (g O3/g of product).
Propellant means a liquefied or
compressed gas that is used in whole or
in part, such as a co-solvent, to expel a
liquid or any other material from the
same self-pressurized container or from
a separate container.
Reactivity Factor (RF) is a measure of
the change in mass of ozone formed by
adding a gram of a VOC to the ambient
atmosphere, expressed to hundredths of
a gram (g O3/g VOC). The RF values for
individual compounds and hydrocarbon
solvent mixtures are specified in Tables
2A, 2B, and 2C of this subpart.
Retailer means any person who sells,
supplies, or offers aerosol coating
products for sale directly to consumers.
Retailers who fall within the definition
of ‘‘distributor’’ in this section are
distributors.
Retail Outlet means any establishment
where consumer products are sold,
supplied, or offered for sale, directly to
consumers.
Shellac Sealer means a clear or
pigmented coating formulated solely
with the resinous secretion of the lac
beetle (Laccifer lacca), thinned with
alcohol, and formulated to dry by
evaporation without a chemical
reaction.
Slip-Resistant Coating means a
coating designed and labeled
exclusively as such, which is
formulated with synthetic grit and used
as a safety coating.
Small quantity manufacturer means a
manufacturer whose total VOC by mass
included in all aerosol coatings
manufactured at all facilities in a given
calendar year, in the aggregate, is less
than 7,500 kilograms.
Spatter Coating/Multicolor Coating
means a coating labeled exclusively as
such wherein spots, globules, or spatters
of contrasting colors appear on or
within the surface of a contrasting or
similar background.
Stain means a coating which is
designed and labeled to change the
color of a surface but not conceal the
surface.
United States means the United States
of America, including the District of
Columbia, the Commonwealth of Puerto
Rico, the Virgin Islands, Guam,
American Samoa, and the
Commonwealth of the Northern Mariana
Islands.
Vinyl/Fabric/Leather/Polycarbonate
Coating means a coating designed and
labeled exclusively to coat vinyl, fabric,
leather, or polycarbonate substrates or to
coat flexible substrates including rubber
or thermoplastic substrates.
Volatile Organic Compound (VOC)
means any organic compound as
defined in § 51.100(s) of this chapter. As
provided in 40 CFR 51.100(s)(7),
exemptions from the definition of VOC
in 40 CFR 51.100(s) for certain
compounds that are used in aerosol
coatings are inapplicable for purposes of
this subpart.
Webbing/Veiling Coating means a
coating designed and labeled
exclusively to provide a stranded to
spider webbed appearance when
applied.
Weight Fraction means the weight of
an ingredient divided by the total net
weight of the product, expressed to
thousandths of a gram of ingredient per
gram of product (excluding container
and packaging).
Weld-Through Primer means a coating
designed and labeled exclusively to
provide a bridging or conducting effect
for corrosion protection following
welding.
Wood Stain means a coating which is
formulated to change the color of a
wood surface but not conceal the
surface.
Wood Touch-Up/Repair/Restoration
means a coating designed and labeled
exclusively to provide an exact color or
WRFi = RFi × WFi
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sheen match on finished wood
products.
Working Day means any day from
Monday through Friday, inclusive,
except for days that are Federal
holidays.
§ 59.504
What limits must I meet?
(a) Except as provided in § 59.509,
each aerosol coating product you
manufacture, distribute or import for
sale or use in the United States must
meet the PWR limits presented in Table
1 of this subpart. These limits apply to
the final aerosol coating, including the
propellant. The PWR limits specified in
Table 1 of this subpart are also
applicable to any aerosol coating
product that is assembled by adding
bulk coating to aerosol containers of
propellant.
(b) If a product can be included in
both a general coating category and a
specialty coating category and the
product meets all of the criteria of the
specialty coating category, then the
specialty coating limit will apply
instead of the general coating limit,
unless the product is a high temperature
coating. High-temperature coatings that
contain at least 0.5 percent by weight of
an elemental metallic pigment in the
formulation, including propellant, are
subject to the limit specified for metallic
coatings.
(c) Except as provided in paragraph
(b) of this section, if anywhere on the
container of any aerosol coating product
subject to the limits in Table 1 of this
subpart, or on any sticker or label
affixed to such product, or in any sales
or advertising literature, the
manufacturer, importer or distributor of
the product makes any representation
that the product may be used as, or is
suitable for use as a product for which
a lower limit is specified, then the
lowest applicable limit will apply.
§ 59.505 How do I demonstrate compliance
with the reactivity limits?
(a) To demonstrate compliance with
the PWR limits presented in Table 1 of
this subpart, you must calculate the
PWR for each coating as described in
paragraphs (a)(1) through (2) of this
section:
(1) Calculate the weighted reactivity
factor (WRF) for each propellant and
coating component using Equation 1:
Equation 1
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Federal Register / Vol. 73, No. 57 / Monday, March 24, 2008 / Rules and Regulations
RFi = reactivity factor of component i, g O3/
g component i, from Table 2A, 2B, or 2C.
WFi = weight fraction of component i in the
product,
PWR p = ( WRF )1 + ( WRF )2 + • • • + ( WRF )n
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Where:
PWRp = PWR for product P, g O3/g product.
WRF1 = weighted reactivity factor for
component 1, g O3/g component.
WRF2 = weighted reactivity factor for
component 2, g O3/g component.
WRFn = weighted reactivity factor for
component n, g O3/g component.
(b) In calculating the PWR, you must
follow the guidelines in paragraphs
(b)(1) through (b)(4) of this section.
(1) Any ingredient which does not
contain carbon is assigned a RF value of
0.
(2) Any aerosol coating solid,
including but not limited to resins,
pigments, fillers, plasticizers, and
extenders is assigned a RF of 0. These
items do not have to be identified
individually in the calculation.
(3) All individual compounds present
in the coating in an amount equal to or
exceeding 0.1 percent will be
considered ingredients regardless of
whether or not the ingredient is
reported to the manufacturer.
(4) All individual compounds present
in the coating in an amount less than 0.1
percent will be assigned an RF value of
0.
(5) Any component that is a VOC but
is not listed in Table 2A, 2B, or 2C of
this subpart is assigned an RF value as
detailed in paragraph (e) of this section.
(c) You may use either formulation
data (including information for both the
liquid and propellant phases), California
Air Resources Board Method 310—
Determination of Volatile Organic
Compounds (VOC) in Consumer
Products and Reactive Organic
Compounds in Aerosol Coating
Products (May 5, 2005) (incorporated by
reference in 59.515), or EPA’s Method
311—Analysis of Hazardous Air
Pollutant Compounds in Paints and
Coatings by Direct Injection into a Gas
Chromatograph (40 CFR part 63,
appendix A), to calculate the PWR.
However, if there are inconsistencies
between the formulation data and the
California Air Resources Board Method
310 (May 5, 2005) (incorporated by
reference in 59.515), or EPA Method
311—Analysis of Hazardous Air
Pollutant Compounds in Paints and
Coatings by Direct Injection into a Gas
Chromatograph (40 CFR part 63,
appendix A) results, the California Air
Resources Board Method 310 (May 5,
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Equation 2
2005) (incorporated by reference in
59.515), or EPA Method 311—Analysis
of Hazardous Air Pollutant Compounds
in Paints and Coatings by Direct
Injection into a Gas Chromatograph (40
CFR part 63, appendix A) results will
govern.
(d) If you manufacture a coating
containing either an aromatic or
aliphatic hydrocarbon solvent mixture,
you must use the appropriate RF for that
mixture provided in Table 2B or 2C of
this subpart when calculating the PWR
using formulation data. However, when
calculating the PWR for a coating
containing these mixtures using data
from California Air Resources Board
Method 310 (May 5, 2005) (incorporated
by reference in 59.515), or EPA Method
311—Analysis of Hazardous Air
Pollutant Compounds in Paints and
Coatings by Direct Injection into a Gas
Chromatograph (40 CFR part 63,
appendix A), you must identify the
individual compounds that are present
in the solvent mixture and use the
weight fraction of those individual
compounds and their RF from Table 2A
of this subpart in the calculation.
(e) If a VOC is used in a product but
not listed in Table 2A of this subpart,
the Reactivity Factor (RF) is assigned
according to paragraphs (e)(1), (e)(2),
(e)(3) or (e)(4) of this section.
(1) If the VOC is not listed in Table
2A of this subpart, but has an RF greater
than 0.3, the regulated entity may
petition EPA to add the VOC to Table
2A, as described in § 59.511(j). Based on
these petitions, EPA will periodically
update the appropriate table. Once an
RF for a VOC is listed on the
appropriate table, that RF will be used
for that VOC for the purposes of this
rule. As provided in § 59.511(j), any
petitions submitted to EPA on or before
June 1, 2008, will be considered, and if
appropriate, incorporated into Table 2A
on or before January 1, 2009.
(2) If the VOC is used in a product but
not listed in Table 2A of this regulation,
and has an RF less than or equal to 0.3,
and will be used at a level greater than
or equal to 7.3 weight percent (g of
compound/g product) in any of the
regulated entity’s formulations, the
regulated entity may petition EPA as
described in § 59.511(j). Based on these
petitions, EPA will periodically update
the appropriate table. Once an RF for a
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(2) Calculate the PWR of each product
using Equation 2:
VOC is listed on the appropriate table,
that RF will be used for that VOC for the
purposes of this rule. As provided in
§ 59.511(j), any petition submitted to
EPA on or before June 1, 2008 will be
considered, and if appropriate,
incorporated into Table 2A on or before
January 1, 2009.
(3) If a compound has an RF less than
or equal to 0.3, and will not be used at
a level greater than or equal to 7.3
weight percent (g of compound/g
product) in any of the regulated entity’s
formulations, the RF to be used in all
calculations by that entity for this
subpart is 0.
(4) Except as provided in paragraph
(e)(1), (e)(2) and (e)(3) of this section, if
a VOC is not listed in Table 2A of this
subpart, it is assigned a default RF factor
of 22.04 g O3/g VOC. As described in
§ 59.511(j), regulated entities may
petition the Administrator to add a
compound or mixture to Table 2A, 2B,
or 2C of this subpart.
(f) In calculating the PWR value for a
coating containing an aromatic
hydrocarbon solvent with a boiling
range different from the ranges specified
in Table 2C of this subpart, you must
assign an RF as described in paragraphs
(f)(1) and (f)(2) of this section:
(1) If the solvent boiling point is lower
than or equal to 420 degrees F, then you
must use the RF in Table 2C of this
subpart specified for bin 23;
(2) If the solvent boiling point is
higher than 420 degrees F, then you
must use the RF specified in Table 2C
of this subpart for bin 24.
(g) For purposes of compliance with
the PWR limits, all compounds listed in
Tables 2A, 2B, or 2C that are used in the
aerosol coating products must be
included in the calculation. This
includes compounds that may otherwise
be exempted from the definition of VOC
in § 59.100(s).
§ 59.506 How do I demonstrate compliance
if I manufacture multi-component kits?
(a) If you manufacture multicomponent kits as defined in § 59.503,
then the Kit PWR must not exceed the
Total Reactivity Limit.
(b) You must calculate the Kit PWR
and the Total Reactivity Limit as
follows:
(1) KIT PWR = (PWR(1) × W1) +
(PWR(2) × W2) +. ...+ (PWR(n) × Wn)
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Where:
WRFi = weighted reactivity factor of
component i, g O3/g component i.
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(2) Total Reactivity Limit = (RL1 × W1)
+ (RL2 × W2) +...+ (RLn × Wn).
(3) Kit PWR ≤ Total Reactivity Limit.
Where:
W = the weight of the product contents
(excluding container).
RL = the PWR Limit specified in Table 1 of
this subpart.
Subscript 1 denotes the first component
product in the kit.
Subscript 2 denotes the second component
product in the kit.
Subscript n denotes any additional
component product.
§ 59.507 What are the labeling
requirements for aerosol coatings?
(a) The labels of all aerosol products
manufactured on and after the
applicable compliance date listed in
§ 59.502 must contain the information
listed in paragraphs (a)(1) through (4) of
this section.
(1) The aerosol coating category code
for the coating, based on the category
definitions in § 59.503. This code can be
the default category code shown in
Table 1 of this subpart or a companyspecific code, if that code is explained
as required by § 59.511(a);
(2) The applicable PWR limit for the
product specified in Table 1 of this
subpart;
(3) The day, month, and year on
which the product was manufactured,
or a code indicating such date;
(4) The name and a contact address
for the manufacturer, distributor, or
importer that is the regulated entity
under this subpart.
(b) The label on the product must be
displayed in such a manner that it is
readily observable without removing or
disassembling any portion of the
product container or packaging. The
information may be displayed on the
bottom of the container as long as it is
clearly legible without removing any
product packaging.
mstockstill on PROD1PC66 with RULES2
§ 59.508
What test methods must I use?
(a) Except as provided in § 59.505(c),
you must use the procedures in
California Air Resource Board Method
310—Determination of Volatile Organic
Compounds (VOC) in Consumer
Products and Reactive Organic
Compounds in Aerosol Coating
Products (May 5, 2005) (incorporated by
reference in § 59.515) or EPA’s Method
311—Analysis of Hazardous Air
Pollutant Compounds in Paints and
Coatings by Direct Injection into a Gas
Chromatograph (40 CFR part 63,
appendix A) to determine the speciated
ingredients and weight percentage of
each ingredient of each aerosol coating
product. EPA Method 311—Analysis of
Hazardous Air Pollutant Compounds in
Paints and Coatings by Direct Injection
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into a Gas Chromatograph (40 CFR part
63, appendix A) must be used in
conjunction with ASTM Method
D3063–94 or D3074–94 for analysis of
the propellant portion of the coating.
Those choosing to use California Air
Resources Board Method 310 (May 5,
2005) (incorporated by reference in
§ 59.515) must follow the procedures
specified in section 5.0 of that method
with the exception of section 5.3.1,
which requires the analysis of the VOC
content of the coating. For the purposes
of this subpart, you are not required to
determine the VOC content of the
aerosol coating. For both California Air
Resources Board Method 310 (May 5,
2005) (incorporated by reference in
§ 59.515) and EPA Method 311—
Analysis of Hazardous Air Pollutant
Compounds in Paints and Coatings by
Direct Injection into a Gas
Chromatograph (40 CFR part 63,
appendix A), you must have a listing of
the VOC ingredients in the coating
before conducting the analysis.
(b) To determine the metal content of
metallic aerosol coating products, you
must use South Coast Air Quality
Management District (SCAQMD)
Method 318–95, Determination of
Weight Percent Elemental Metal in
Coatings by X-ray Diffraction, July,
1996, in 40 CFR part 59 (incorporated
by reference in § 59.515).
To determine the specular gloss of flat
and nonflat coatings you must use
ASTM Method D523–89 (Reapproved
1999), Standard Test Method for
Specular Gloss, in 40 CFR part 59
(incorporated by reference in § 59.515).
§ 59.509
Can I get a variance?
(a) Any regulated entity that cannot
comply with the requirements of this
subpart because of circumstances
beyond its reasonable control may apply
in writing to the Administrator for a
temporary variance. The variance
application must include the
information specified in paragraphs
(a)(1) through (a)(5) of this section.
(1) The specific products for which
the variance is sought.
(2) The specific provisions of the
subpart for which the variance is
sought.
(3) The specific grounds upon which
the variance is sought.
(4) The proposed date(s) by which the
regulated entity will achieve
compliance with the provisions of this
subpart. This date must be no later than
3 years after the issuance of a variance.
(5) A compliance plan detailing the
method(s) by which the regulated entity
will achieve compliance with the
provisions of this subpart.
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(b) Within 30 days of receipt of the
original application and within 30 days
of receipt of any supplementary
information that is submitted, the
Administrator will send a regulated
entity written notification of whether
the application contains sufficient
information to make a determination. If
an application is incomplete, the
Administrator will specify the
information needed to complete the
application, and provide the
opportunity for the regulated entity to
submit written supplementary
information or arguments to the
Administrator to enable further action
on the application. The regulated entity
must submit this information to the
Administrator within 30 days of being
notified that its application is
incomplete.
(c) Within 60 days of receipt of
sufficient information to evaluate the
application, the Administrator will send
a regulated entity written notification of
approval or disapproval of a variance
application. This 60-day period will
begin after the regulated entity has been
sent written notification that its
application is complete.
(d) The Administrator will issue a
variance if the criteria specified in
paragraphs (d)(1) and (d)(2) of this
section are met to the satisfaction of the
Administrator.
(1) Complying with the provisions of
this subpart would not be
technologically or economically
feasible.
(2) The compliance plan proposed by
the applicant can reasonably be
implemented and will achieve
compliance as expeditiously as possible.
(e) A variance must specify dates by
which the regulated entity will achieve
increments of progress towards
compliance, and will specify a final
compliance date by which the regulated
entity will achieve compliance with this
subpart.
(f) A variance will cease to be
effective upon failure of the party to
whom the variance was issued to
comply with any term or condition of
the variance.
§ 59.510 What records am I required to
maintain?
(a) If you are the regulated entity
identified in § 59.501(a) as being
responsible for recordkeeping for a
product, and no other person has
certified that they will fulfill your
recordkeeping responsibilities as
provided in § 59.511(g), you must
comply with paragraphs (a)(1) through
(a)(5) of this section:
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(1) All records must be maintained on
and after the applicable compliance date
listed in § 59.502.
(2) You are required to maintain
records of the following at the location
specified in § 59.511(b)(4) for each
product subject to the PWR limits in
Table 1 of this subpart: The product
category, all product calculations, the
PWR, and the weight fraction of all
ingredients including: Water, total
solids, each VOC, and any other
compounds assigned a RF of zero as
specified in § 59.505. Solids do not have
to be listed individually in these
records. If an individual VOC is present
in an amount less than 0.1 percent by
weight, then it does not need to be
reported as an ingredient. An impurity
that meets the definition provided in
§ 59.503 does not have to be reported as
an ingredient. For each batch of each
product subject to the PWR limits, you
must maintain records of the date the
batch was manufactured, the volume of
the batch, the recipe used for
formulating the batch, and the number
of cans manufactured in each batch and
each formulation.
(3) You must maintain a copy of each
notification and report that you submit
to comply with this subpart, the
documentation supporting each
notification, and a copy of the label for
each product.
(4) If you claim the exemption under
§ 59.501(e), you must maintain a copy of
the initial report and each annual report
that you submit to EPA, and the
documentation supporting such report.
(5) You must maintain all records
required by this subpart for a minimum
of 5 years. The records must be in a
form suitable and readily available for
inspection and review.
(b) By providing the written
certification to the Administrator in
accordance with § 59.511(g), the
certifying manufacturer accepts
responsibility for compliance with the
recordkeeping requirements of this
section with respect to any products
covered by the written certification, as
detailed in the written certification.
Failure to maintain the required records
may result in enforcement action by
EPA against the certifying manufacturer
in accordance with the enforcement
provisions applicable to violation of
these provisions by regulated entities. If
the certifying manufacturer revokes its
certification, as allowed by § 59.511(h),
the regulated entity must assume
responsibility for maintaining all
records required by this section.
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§ 59.511 What notifications and reports
must I submit?
(a) If you are the regulated entity
identified in § 59.501(a) and (b) as being
responsible for notifications and
reporting for a product, and no other
person has certified that they will fulfill
your notification and reporting
responsibilities as provided in
paragraph (g) of this section, you are
responsible for all notifications and
reports included in this section. If no
distributor is named on the label, the
manufacturer or importer of the aerosol
coating is responsible for all
requirements of this section, even if not
listed on the label.
(b) You must submit an initial
notification no later than 90 days before
the compliance date, or at least 90 days
before the date that you first
manufacture, distribute, or import
aerosol coatings, whichever is later. The
initial notification must include the
information in paragraphs (b)(1) through
(b)(11) of this section.
(1) Company name;
(2) Name, title, address, telephone
number, e-mail address and signature of
certifying company official;
(3) A list of the product categories
from Table 1 of this subpart that you
manufacture, import, or distribute;
(4) The street address of each of your
facilities in the United States that is
manufacturing, packaging, or importing
aerosol coatings that are subject to the
provisions of this subpart, and the street
address where compliance records are
maintained for each site, if different;
(5) A description of date coding
systems, clearly explaining how the date
of manufacture is marked on each sales
unit;
(6) An explanation of the product
category codes that will be used on all
required labels, or a statement that the
default category codes in Table 1 of this
subpart will be used;
(7) For each product category, an
explanation of how the manufacturer,
distributor, or importer will define a
batch for the purpose of the
recordkeeping requirements;
(8) A list of any compounds or
mixtures that will be used in aerosol
coatings that are not included in Table
2A, 2B, or 2C of this subpart;
(9) For each product category, VOC
formulation data for each formulation
that you anticipate manufacturing,
importing, or distributing for calendar
year 2009 or for the first year that
includes your compliance date, if
different than 2009. If a regulated entity
can certify that the reporting is being
completed by another regulated entity
for any product, no second report is
required. The formulation data must
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15627
include the weight fraction (g
compound/g product) for each VOC
ingredient used in the product in an
amount greater than or equal to 0.1
percent. The formulation data must also
include the information in either
paragraph (b)(9)(i) or (b)(9)(ii) of this
section for each VOC ingredient
reported.
(i) For compounds listed in Table 2A
of this regulation, the chemical name,
CAS number, and the applicable
reactivity factor; or
(ii) For hydrocarbon solvent mixtures
listed in either 2B or 2C or this subpart,
the trade name, solvent mixture
manufacturer, bin number, and the
applicable reactivity factor.
(10) For each product formulation, a
list of the unique product codes by
Universal Product Code (UPC), or other
unique identifier; and
(11) A statement certifying that all
products manufactured by the company
that are subject to the limits in Table 1
of this subpart will be in compliance
with those limits.
(c) If you change any information
included in the initial notification
required by paragraph (b) of this section,
including the list of aerosol categories,
contact information, records location,
the category or date coding system, or
the list required under paragraph (b)(8)
of this section, you must notify the
Administrator of such changes within
30 days following the change. You are
also required to notify the Administrator
within 30 days of the date that you
begin using an organic compound in
any of your aerosol coating products if
that compound has an RF less than or
equal to 0.3, and is used at a level
greater than or equal to 7.3 weight
percent (g of compound/g product) in
any of your formulations. You are not
required to notify the Administrator
within 30 days of changes to the
information provided as required by
paragraph (b)(9) of this section. Changes
in formulation are to be reported in the
triennial reporting required by
paragraph (i) of this section.
(d) Upon 60 days written notice, you
must submit to the Administrator a
written report with all the information
in paragraphs (d)(1) through (d)(5) of
this section for each product you
manufacture, distribute, or import under
your name or another company’s name.
(1) The brand name of the product;
(2) A copy of the product label;
(3) The owner of the trademark or
brand names;
(4) The product category as defined in
§ 59.503;
(5) For each product, formulation data
for each formulation that manufactured,
imported, or distributed in the
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requested time period. The formulation
data must include the weight fraction (g
compound/g product) for each VOC
ingredient used in the product in an
amount greater than or equal to 0.1
percent, plus the weight fraction of all
other ingredients including: Water, total
solids, and any other compounds
assigned an RF of zero. The formulation
data must also include the information
in either paragraph (d)(5)(i) or (ii) of this
section.
(i) For compounds listed in Table 2A
of this subpart, the chemical name, CAS
number, and the applicable reactivity
factor.
(ii) For hydrocarbon solvent mixtures
listed in either 2B or 2C or this table, the
trade name, solvent mixture
manufacturer, bin number, and the
applicable reactivity factor.
(e) If you claim the exemption under
§ 59.501(e), you must submit an initial
notification no later than 90 days before
the compliance date or at least 90 days
before the date that you first
manufacture aerosol coatings,
whichever is later. The initial
notification must include the
information in paragraphs (e)(1) through
(e)(6) of this section.
(1) Company name;
(2) Name, title, number, address,
telephone number, e-mail address, and
signature of certifying company official;
(3) A list of the product categories
from Table 1 of this subpart that you
manufacture;
(4) The total amount of product you
manufacture in each category and the
total VOC mass content of such
products for the preceding calendar
year;
(5) The street address of each of your
facilities in the United States that is
manufacturing aerosol coatings that are
subject to the provisions of this subpart
and the street address where
compliance records are maintained for
each site, if different; and
(6) A list of the States in which you
sell or otherwise distribute the products
you manufacture.
(f) If you claim the exemption under
§ 59.501(e), you must file an annual
report for each year in which you claim
an exemption from the limits of this
subpart. Such annual report must be
filed by March 1 of the year following
the year in which you manufactured the
products. The annual report shall
include the same information required
in paragraphs (e)(1) through (e)(6) of this
section.
(g) If you are a manufacturer,
importer, or distributor who chooses to
certify that you will maintain records
for a regulated entity for all or part of
the purposes of § 59.510 and this
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18:28 Mar 21, 2008
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section, you must submit a report to the
appropriate Regional Office listed in
§ 59.512. This report must include the
information contained in (g)(1) though
(g)(4) of this section.
(1) Name and address of certifying
entity;
(2) Name and address(es) of the
regulated entity for which you are
accepting responsibility;
(3) Description of specific
requirements in § 59.510 and this
section for which you are assuming
responsibility and explanation of how
all required information under this
subpart will be maintained and
submitted, as required, by you or the
regulated entity; and
(4) Signature of responsible official for
the company.
(h) An entity that has provided
certification under paragraph (g) of this
section (the ‘‘certifying entity’’) may
revoke the written certification by
sending a written statement to the
appropriate Regional Office listed in
§ 59.512 and to the regulated entity for
which the certifying had accepted
responsibility, giving a minimum of 90
days notice that the certifying entity is
rescinding acceptance of responsibility
for compliance with the requirements
outlined in the certification letter. Upon
expiration of the notice period, the
regulated entity must assume
responsibility for all applicable
requirements.
(i) As a regulated entity in accordance
with paragraph (a) of this section, you
must provide the information requested
in paragraphs (i)(1) through (i)(4) of this
section every three years beginning in
2011 for reporting year 2010. The report
shall be submitted by March 31 of the
year following the reporting year to the
appropriate Regional Office listed in
§ 59.512. The first report is due March
31, 2011, for calendar year 2010.
(1) All identification information
included in paragraphs (b)(1), (b)(2), and
(b)(4) of this section;
(2) For each product category, VOC
formulation data for each formulation
that was manufactured, imported, or
distributed in the reporting year. The
formulation data must include the
weight fraction (g compound/g product)
for each VOC ingredient used in the
product in an amount equal to or greater
than 0.1 percent. If a regulated entity
can certify that the reporting is being
completed by another regulated entity
for any product, no second report is
required. The formulation data must
include the information in either
paragraph (i)(2)(i) or (i)(2)(ii) of this
section for each VOC present in an
amount greater than or equal to 0.1
percent.
PO 00000
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Fmt 4701
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(i) For compounds listed in Table 2A
of this subpart, the chemical name, CAS
number, and the applicable reactivity
factor; or
(ii) For hydrocarbon solvent mixtures
listed in either 2B or 2C of this subpart,
the trade name, solvent mixture
manufacturer, bin number, and the
applicable reactivity factor.
(3) For each formulation, the total
mass of each individual VOC species
present in an amount greater than or
equal to 0.1 percent of the formulation,
that was manufactured, imported, or
distributed in the reporting year; and
(4) For each formulation, a list of the
individual product codes by UPC or
other unique identifier.
(j) If a regulated entity identifies a
VOC that is needed for an aerosol
formulation that is not listed in Tables
2A, 2B, or 2C of this subpart, it is
assigned a default RF factor of 22.04 g
O3/g VOC. Regulated entities may
petition the Administrator to add a
compound to Table 2A, 2B, or 2C of this
subpart. Petitions must include the
chemical name, CAS number, a
statement certifying the intent to use the
compound in an aerosol coatings
product, and adequate information for
the Administrator to evaluate the
reactivity of the compound and assign a
RF value consistent with the values for
the other compounds listed in Table 2A
of this subpart. Any requests submitted
to EPA on or before June 1, 2008 will
be considered and, if appropriate,
incorporated into Table 2A, 2B, or 2C of
this subpart on or before January 1,
2009.
§ 59.512
offices.
Addresses of EPA regional
All requests (including variance
requests), reports, submittals, and other
communications to the Administrator
pursuant to this regulation shall be
submitted to the Regional Office of the
EPA which serves the State or territory
for the address that is listed on the
aerosol coating product in question.
These areas are indicated in the
following list of EPA Regional Offices.
EPA Region I (Connecticut, Maine,
Massachusetts, New Hampshire,
Rhode Island, Vermont), Director,
Office of Environmental Stewardship,
Mailcode: SAA, JFK Building, Boston,
MA 02203.
EPA Region II (New Jersey, New York,
Puerto Rico, Virgin Islands), Director,
Division of Enforcement and
Compliance Assistance, 290
Broadway, New York, NY 10007–
1866.
EPA Region III (Delaware, District of
Columbia, Maryland, Pennsylvania,
Virginia, West Virginia), Air
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Federal Register / Vol. 73, No. 57 / Monday, March 24, 2008 / Rules and Regulations
Protection Division, 1650 Arch Street,
Philadelphia, PA 19103.
EPA Region IV (Alabama, Florida,
Georgia, Kentucky, Mississippi, North
Carolina, South Carolina, Tennessee),
Director, Air, Pesticides and Toxics,
Management Division, 345 Courtland
Street, NE., Atlanta, GA 30365.
EPA Region V (Illinois, Indiana,
Michigan, Minnesota, Ohio,
Wisconsin), Director, Air and
Radiation Division, 77 West Jackson
Blvd., Chicago, IL 60604–3507.
EPA Region VI (Arkansas, Louisiana,
New Mexico, Oklahoma, Texas),
Director, Air, Pesticides and Toxics
Division, 1445 Ross Avenue, Dallas,
TX 75202–2733.
EPA Region VII (Iowa, Kansas, Missouri,
Nebraska), Director, Air and Toxics
Division, 726 Minnesota Avenue,
Kansas City, KS 66101.
EPA Region VIII (Colorado, Montana,
North Dakota, South Dakota, Utah,
Wyoming), Director, Air and Toxics
Division, 999 18th Street, 1 Denver
Place, Suite 500, Denver, Colorado
80202–2405.
EPA Region IX (American Samoa,
Arizona, California, Guam, Hawaii,
Nevada), Director, Air Division, 75
Hawthorne Street, San Francisco, CA
94105.
EPA Region X (Alaska, Oregon, Idaho,
Washington), Director, Air and Toxics
Division, 1200 Sixth Avenue, Seattle,
WA 98101.
§ 59.513
State authority.
The provisions in this regulation will
not be construed in any manner to
preclude any State or political
subdivision thereof from:
(a) Adopting and enforcing any
emission standard or limitation
applicable to a manufacturer, distributor
or importer of aerosol coatings or
components in addition to the
requirements of this subpart.
(b) Requiring the manufacturer,
distributor or importer of aerosol
coatings or components to obtain
permits, licenses, or approvals prior to
initiating construction, modification, or
operation of a facility for manufacturing
an aerosol coating or component.
§ 59.514
Circumvention.
Each manufacturer, distributor, and
importer of an aerosol coating or
component subject to the provisions of
this subpart must not alter, destroy, or
falsify any record or report, to conceal
what would otherwise be
noncompliance with this subpart. Such
concealment includes, but is not limited
to, refusing to provide the Administrator
access to all required records and datecoding information, misstating the PWR
content of a coating or component
batch, or altering the results of any
required tests to determine the PWR.
§ 59.515
Incorporations by reference.
(a) The following material is
incorporated by reference (IBR) in the
paragraphs noted in § 59.508. These
incorporations by reference were
approved by the Director of the Federal
Register in accordance with 5 U.S.C.
552(a) and 1 CFR part 51. These
materials are incorporated as they exist
on the date of approval, and notice of
any changes in these materials will be
published in the Federal Register.
(1) California Air Resources Board
Method 3–0—Determination of Volatile
Organic Compounds (VOC) in
Consumer Products and Reactive
Organic Compounds in Aerosol Coating
Products (May 5, 2005), IBR approved
for § 59.508.
(2) South Coast Air Quality
Management District (SCAQMD) Test
Method 318–95, Determination of
Weight Percent Elemental Metal in
Coatings by X-ray Diffraction, (July,
1996), IBR approved for § 59.508.
(3) ASTM Method D523–89
(Reapproved 1999), Standard Test
Method for Specular Gloss, IBR
approved for § 59.508.
(b) You may obtain and inspect the
materials at the Air and Radiation
Docket and Information Center, U.S.
EPA, 401 M Street, SW., Washington,
DC; the EPA Library, 109 T.W.
Alexander Drive, U.S. EPA, Research
Triangle Park, North Carolina; you may
inspect the materials at the National
Archives and Records Administration
(NARA). For information on the
availability of this material at NARA,
call 202–741–6030, or go to https://
www.archives.gov/federal_register/
code_of_federal_regulations/
ibr_locations.html.
§ 59.516 Availability of information and
confidentiality.
(a) Availability of information. The
availability to the public of information
provided to or otherwise obtained by
the Administrator under this part shall
be governed by part 2 of this chapter.
(b) Confidentiality. All confidential
business information entitled to
protection under section 114(c) of the
Clean Air Act (CAA) that must be
submitted or maintained by each
regulated entity pursuant to this subpart
shall be treated in accordance with 40
CFR part 2, subpart B.
(c) Reports and Applications. The
content of all reports and applications
required to be submitted to the Agency
under § 59.511, § 59.509, or § 59.502 are
not entitled to protection under Section
114(c) of the CAA.
TABLE 1 TO SUBPART E OF PART 59.—PRODUCT-WEIGHTED REACTIVITY LIMITS BY COATING CATEGORY
[g O3/g product]
Category code a
mstockstill on PROD1PC66 with RULES2
Coating category
Clear Coatings ...............................................................................................................
Flat Coatings ..................................................................................................................
Fluorescent Coatings .....................................................................................................
Metallic Coatings ............................................................................................................
Non-Flat Coatings ..........................................................................................................
Primers ...........................................................................................................................
Ground Traffic/Marking ..................................................................................................
Art Fixatives or Sealants ................................................................................................
Auto body primers ..........................................................................................................
Automotive Bumper and Trim Products .........................................................................
Aviation or Marine Primers ............................................................................................
Aviation Propellor Coatings ............................................................................................
Corrosion Resistant Brass, Bronze, or Copper Coatings ..............................................
Exact Match Finish—Engine Enamel ............................................................................
Exact Match Finish—Automotive ...................................................................................
Exact Match Finish—Industrial ......................................................................................
Floral Sprays ..................................................................................................................
Glass Coatings ...............................................................................................................
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CCP
FCP
FLP
MCP
NFP
PCP
GTM
AFS
ABP
ABT
AMP
APC
CRB
EEE
EFA
EFI
FSP
GCP
E:\FR\FM\24MRR2.SGM
Reactivity limit
1.50
1.20
1.75
1.90
1.40
1.20
1.20
1.80
1.55
1.75
2.00
2.50
1.80
1.70
1.50
2.05
1.70
1.40
24MRR2
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Federal Register / Vol. 73, No. 57 / Monday, March 24, 2008 / Rules and Regulations
TABLE 1 TO SUBPART E OF PART 59.—PRODUCT-WEIGHTED REACTIVITY LIMITS BY COATING CATEGORY—Continued
[g O3/g product]
Category code a
Coating category
High Temperature Coatings ...........................................................................................
Hobby/Model/Craft Coatings, Enamel ............................................................................
Hobby/Model/Craft Coatings, Lacquer ...........................................................................
Hobby/Model/Craft Coatings, Clear or Metallic .............................................................
Marine Spar Varnishes ..................................................................................................
Photograph Coatings .....................................................................................................
Pleasure Craft Primers, Surfacers or Undercoaters ......................................................
Pleasure Craft Topcoats ................................................................................................
Polyolefin Adhesion Promoters ......................................................................................
Shellac Sealers, Clear ...................................................................................................
Shellac Sealers, Pigmented ...........................................................................................
Slip-Resistant Coatings ..................................................................................................
Spatter/Multicolor Coatings ............................................................................................
Vinyl/Fabric/Leather/Polycarbonate Coatings ................................................................
Webbing/Veiling Coatings ..............................................................................................
Weld-Through Primers ...................................................................................................
Wood Stains ...................................................................................................................
Wood Touch-up/Repair or Restoration Coatings ...........................................................
a Regulated
Reactivity limit
HTC
HME
HML
HMC
MSV
PHC
PCS
PCT
PAP
SSC
SSP
SRC
SMC
VFL
WFC
WTP
WSP
WTR
1.85
1.45
2.70
1.60
0.90
1.00
1.05
0.60
2.50
1.00
0.95
2.45
1.05
1.55
0.85
1.00
1.40
1.50
entities may use these category codes or define their own in accordance with § 59.511(b)(6).
TABLE 2A TO SUBPART E OF PART 59.—REACTIVITY FACTORS
mstockstill on PROD1PC66 with RULES2
Compound
CAS No.
1-Butanol ..................................................................................................................................................................
1,2,4-Trimethylbenzene ...........................................................................................................................................
2-Butanol (s-Butyl alcohol) ......................................................................................................................................
2-Butoxy-1-Ethanol (Ethylene glycol monobutyl ether) ...........................................................................................
2-Propoxyethanol (ethylene glycol monopropyl ether) ............................................................................................
Acetone (Propanone) ...............................................................................................................................................
Amyl acetate (Pentyl ethanoate, pentyl acetate) ....................................................................................................
Butane ......................................................................................................................................................................
Butyl acetate, n ........................................................................................................................................................
Cyclohexanone ........................................................................................................................................................
Di (2-ethylhexyl phthalate) .......................................................................................................................................
Diacetone alcohol ....................................................................................................................................................
Diethanolamine ........................................................................................................................................................
Diisobutyl ketone .....................................................................................................................................................
Dimethyl ether ..........................................................................................................................................................
Ethanol .....................................................................................................................................................................
Ethyl acetate ............................................................................................................................................................
Ethyl benzene ..........................................................................................................................................................
Ethyl-3-Ethoxypropionate .........................................................................................................................................
Ethylene glycol monoethyl ether acetate (2-Ethoxyethyl acetate) ..........................................................................
Heptane ...................................................................................................................................................................
Hexane .....................................................................................................................................................................
Isobutane .................................................................................................................................................................
Isobutanol ................................................................................................................................................................
Isobutyl Acetate .......................................................................................................................................................
Isohexane Isomers ..................................................................................................................................................
Isopropyl alcohol (2-Propanol) .................................................................................................................................
Methanol ..................................................................................................................................................................
Methyl amyl ketone ..................................................................................................................................................
Methyl ethyl ketone (2-Butanone) ...........................................................................................................................
Methyl isobutyl ketone .............................................................................................................................................
Methyl n-Propyl Ketone (2-Pentanone) ...................................................................................................................
N,N-Dimethylethanolamine ......................................................................................................................................
N-Butyl alcohol (Butanol) .........................................................................................................................................
Pentane ....................................................................................................................................................................
Propane ...................................................................................................................................................................
Propylene glycol ......................................................................................................................................................
Propylene glycol monomethyl ether acetate ...........................................................................................................
Texanol (1,3 Pentanediol, 2,2,4-trimethyl, 1-isobutyrate) .......................................................................................
Toluene ....................................................................................................................................................................
Vinyl Chloride ...........................................................................................................................................................
Xylene, meta- ...........................................................................................................................................................
Xylene, ortho- ..........................................................................................................................................................
Xylene, para- ...........................................................................................................................................................
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71–36–3
95–63–6
78–92–2
111–76–2
2807–30–9
67–64–1
628–63–7
106–97–8
123–86–4
108–94–1
117–81–7
123–42–2
111–42–2
108–83–8
115–10–6
64–17–5
141–78–6
100–41–4
763–69–9
111–15–9
142–82–5
110–54–3
75–28–6
78–83–1
110–19–0
107–83–5
67–63–0
67–56–1
110–43–0
78–93–3
108–10–1
107–87–9
108–01–0
71–36–3
109–66–0
74–98–6
57–55–6
108–65–6
25265–77–4
108–88–3
75–01–4
108–38–3
95–47–6
106–42–3
Reactivity
factor
3.34
7.18
1.60
1.67
3.52
0.43
0.96
1.33
0.89
1.61
........................
0.68
4.05
2.94
0.93
1.69
0.64
2.79
3.61
1.9
1.28
1.45
1.35
2.24
0.67
1.80
0.71
0.71
2.80
1.49
4.31
3.07
4.76
3.34
1.54
0.56
2.75
1.71
0.89
3.97
2.92
10.61
7.49
4.25
Federal Register / Vol. 73, No. 57 / Monday, March 24, 2008 / Rules and Regulations
15631
TABLE 2B TO SUBPART E OF PART 59.—REACTIVITY FACTORS FOR ALIPHATIC HYDROCARBON SOLVENT MIXTURES
Bin
1 .............
2 .............
3 .............
4 .............
5 .............
6 .............
7 .............
8 .............
9 .............
10 ...........
11 ...........
12 ...........
13 ...........
14 ...........
15 ...........
16 ...........
17 ...........
18 ...........
19 ...........
20 ...........
Average
boiling point *
(degrees F)
80–205
80–205
80–205
80–205
80–205
>205–340
>205–340
>205–340
>205–340
>205–340
>340–460
>340–460
>340–460
>340–460
>340–460
>460–580
>460–580
>460–580
>460–580
>460–580
Reactivity
factor
Criteria
Alkanes (< 2% Aromatics) ...................................................................................................................
N– & Iso-Alkanes (≥ 90% and < 2% Aromatics) .................................................................................
Cyclo-Alkanes (≥ 90% and < 2% Aromatics) ......................................................................................
Alkanes (2 to < 8% Aromatics) ...........................................................................................................
Alkanes (8 to 22% Aromatics) .............................................................................................................
Alkanes (< 2% Aromatics) ...................................................................................................................
N– & Iso-Alkanes ( ≥ 90% and < 2% Aromatics) ...............................................................................
Cyclo-Alkanes (≥ 90% and < 2% Aromatics) ......................................................................................
Alkanes (2 to < 8% Aromatics) ...........................................................................................................
Alkanes (8 to 22% Aromatics) .............................................................................................................
Alkanes (< 2% Aromatics) ...................................................................................................................
N– & Iso-Alkanes (≥ 90% and < 2% Aromatics) .................................................................................
Cyclo-Alkanes (≥ 90% and < 2% Aromatics) ......................................................................................
Alkanes (2 to < 8% Aromatics) ...........................................................................................................
Alkanes (8 to 22% Aromatics) .............................................................................................................
Alkanes (< 2% Aromatics) ...................................................................................................................
N- & Iso-Alkanes (≥ 90% and < 2% Aromatics) .................................................................................
Cyclo-Alkanes (≥ 90% and < 2% Aromatics) ......................................................................................
Alkanes (2 to < 8% Aromatics) ...........................................................................................................
Alkanes (8 to 22% Aromatics) .............................................................................................................
2.08
1.59
2.52
2.24
2.56
1.41
1.17
1.65
1.62
2.03
0.91
0.81
1.01
1.21
1.82
0.57
0.51
0.63
0.88
1.49
* Average Boiling Point = (Initial Boiling Point + Dry Point) / 2 (b) Aromatic Hydrocarbon Solvents
TABLE 2C TO SUBPART E OF PART 59.—REACTIVITY FACTORS FOR AROMATIC HYDROCARBON SOLVENT MIXTURES
Bin
21
22
23
24
...........
...........
...........
...........
Boiling range
(degrees F)
280–290
320–350
355–420
450–535
Reactivity
factor
Criteria
Aromatic
Aromatic
Aromatic
Aromatic
Content
Content
Content
Content
(≥98%)
(≥98%)
(≥98%)
(≥98%)
....................................................................................................................
....................................................................................................................
....................................................................................................................
....................................................................................................................
[FR Doc. E8–5589 Filed 3–21–08; 8:45 am]
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BILLING CODE 6560–50–P
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7.37
7.51
8.07
5.00
Agencies
[Federal Register Volume 73, Number 57 (Monday, March 24, 2008)]
[Rules and Regulations]
[Pages 15604-15631]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-5589]
[[Page 15603]]
-----------------------------------------------------------------------
Part III
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Parts 51 and 59
National Volatile Organic Compound Emission Standards for Aerosol
Coatings; Final Rule
Federal Register / Vol. 73, No. 57 / Monday, March 24, 2008 / Rules
and Regulations
[[Page 15604]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 51 and 59
[EPA-HQ-OAR-2006-0971; FRL-8498-6]
RIN 2060-AN69
National Volatile Organic Compound Emission Standards for Aerosol
Coatings
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This action promulgates national emission standards for the
aerosol coatings (aerosol spray paints) category under section 183(e)
of the Clean Air Act (CAA). The standards implement section 183(e) of
the CAA, as amended in 1990, which requires the Administrator to
control volatile organic compounds (VOC) emissions from certain
categories of consumer and commercial products for purposes of reducing
VOC emissions contributing to ozone formation and ozone nonattainment.
This regulation establishes nationwide reactivity-based standards for
aerosol coatings. States have previously promulgated rules for the
aerosol coatings category based upon reductions of VOC by mass;
however, EPA has concluded that a national rule based upon the relative
reactivity approach will achieve more reduction in ozone formation than
may be achieved by a mass-based approach for this specific product
category. This rule will better control a product's contribution to
ozone formation by encouraging the use of less reactive VOC
ingredients, rather than treating all VOC in a product alike through
the traditional mass-based approach. We are also revising EPA's
regulatory definition of VOC. This revision is necessary to include
certain compounds that would otherwise be exempt in order to account
for the reactive compounds in aerosol coatings that contribute to ozone
formation. Therefore, certain compounds that would not be VOC under the
otherwise applicable definition will count towards the applicable
reactivity limits under this final regulation. The initial listing of
product categories and schedule for regulation was published on March
23, 1995 (60 FR 15264). This final action announces EPA's final
decision to list aerosol coatings for regulation under Group III of the
consumer and commercial product category for which regulations are
mandated under section 183(e) of the CAA.
DATES: Effective Date: This final rule is effective March 24, 2008. The
incorporation by reference of certain publications listed in the rule
is approved by the Director of the Federal Register as of March 24,
2008.
ADDRESSES: EPA has established a docket for this action under Docket ID
No. EPA-HQ-OAR-2006-0971. All documents in the docket are listed on the
www.regulations.gov Web site. Although listed in the index, some
information is not publicly available (e.g., Confidential Business
Information (CBI) or other information whose disclosure is restricted
by statute). Certain other material, such as copyrighted material, will
be publicly available only in hard copy form. Publicly available docket
materials are available either electronically through
www.regulations.gov or in hard copy at the EPA Docket Center, Docket ID
No. EPA-HQ-OAR-2006-0971, EPA Headquarters Library, Room 3334 in the
EPA West Building, 1301 Constitution Ave., NW., Washington, DC. This
Docket Facility is open from 8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The EPA Docket Center telephone
number is (202) 566-1744, and the facsimile number for the EPA Docket
Center is (202) 566-9744. EPA visitors are required to show
photographic identification and sign the EPA visitor log. After
processing through the X-ray and magnetometer machines, visitors will
be given an EPA/DC badge that must be visible at all times.
Informational updates will be provided via the EPA Web site at
https://www.epa.gov/epahome/dockets.htm as they are available.
FOR FURTHER INFORMATION CONTACT: For questions about the final rule,
contact Ms. J. Kaye Whitfield, U.S. EPA, Office of Air Quality Planning
and Standards, Sector Policies and Programs Division, Natural Resources
and Commerce Group (E143-03), Research Triangle Park, NC 27711;
telephone number (919) 541-2509; facsimile number (919) 541-3470; e-
mail address: whitfield.kaye@epa.gov. For information concerning the
CAA section 183(e) consumer and commercial products program, contact
Mr. Bruce Moore, U.S. EPA, Office of Air Quality Planning and
Standards, Sector Policies and Programs Division, Natural Resources and
Commerce Group (E143-03), Research Triangle Park, North Carolina 27711,
telephone number: (919) 541-5460, facsimile number (919) 541-3470, e-
mail address: moore.bruce@epa.gov.
SUPPLEMENTARY INFORMATION:
Entities Potentially Affected by This Action. The entities
potentially affected by this regulation encompass all steps in aerosol
coatings operations. This includes manufacturers, processors, wholesale
distributors, or importers of aerosol coatings for sale or distribution
in the United States, or manufacturers, processors, wholesale
distributors, or importers who supply the entities listed above with
aerosol coatings for sale or distribution in interstate commerce in the
United States. The entities potentially affected by this action
include:
------------------------------------------------------------------------
NAICS code Examples of regulated
Category \a\ entities
------------------------------------------------------------------------
Paint and Coating Manufacturing.. 32551 Manufacturing of
lacquers, varnishes,
enamels, epoxy
coatings, oil and alkyd
vehicle, plastisols,
polyurethane, primers,
shellacs, stains, water
repellant coatings.
All Other Miscellaneous Chemical 325998 Aerosol can filling,
Production and Preparation aerosol packaging
Manufacturing. services.
------------------------------------------------------------------------
\a\ North American Industry Classification System https://www.census.gov/
epcd/www/naics.html.
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be affected by this
action. To determine whether you would be affected by this action, you
should examine the applicable industry description in section I.E of
the promulgation preamble. If you have any questions regarding the
applicability of this action to a particular entity, consult the
appropriate EPA contact listed in the FOR FURTHER INFORMATION CONTACT
section of this notice.
Docket. The docket number for the National Volatile Organic
Compounds Emission Standards for Aerosols Coating (40 CFR part 59,
subpart E) is Docket ID No. EPA-HQ-OAR-2006-0971.
[[Page 15605]]
World Wide Web (WWW). In addition to being available in the docket,
an electronic copy of the final rule is also available on the WWW.
Following the Administrator's signature, a copy of the final rule will
be posted on EPA's Technology Transfer Network (TTN) policy and
guidance page for newly proposed or promulgated rules at https://
www.epa.gov/ttn/oarpg. The TTN provides information and technology
exchange in various areas of air pollution control.
Judicial Review. Under section 307(b)(1) of the Clean Air Act
(CAA), judicial review of the final rule is available only by filing a
petition for review in the U.S. Court of Appeals for the District of
Columbia Circuit by May 23, 2008. Under CAA section 307(b)(2), the
requirements established by this final action may not be challenged
separately in any civil or criminal proceedings brought by EPA to
enforce these requirements.
Section 307(d)(7)(B) of the CAA further provides that ``only an
objection to a rule or procedure which was raised with reasonable
specificity during the period for public comment (including any public
hearing) may be raised during judicial review.'' This section also
provides a mechanism for EPA to convene a proceeding for
reconsideration, ``if the person raising the objection can demonstrate
to EPA that it was impracticable to raise such an objection [within the
period for public comment] or if the grounds for such objection arose
after the period for public comment (but within the time specified for
judicial review) and if such objection is of central relevance to the
outcome of the rule.'' Any person seeking to make such a demonstration
to EPA should submit a Petition for Reconsideration to the Office of
the Administrator, U.S. EPA, Room 3000, Ariel Rios Building, 1200
Pennsylvania Ave., NW., Washington, DC 20460, with a copy to both the
person(s) listed in the preceding FOR FURTHER INFORMATION CONTACT
section, and the Air and Radiation Law Office, Office of General
Counsel (Mail Code 2344A), U.S. EPA, 1200 Pennsylvania Ave., NW.,
Washington, DC 20004.
Organization of This Document. The information presented in this
notice is organized as follows:
I. Background
A. The Ozone Problem
B. Statutory and Regulatory Background
C. Photochemical Reactivity
D. Role of Reactivity in VOC/Ozone Regulations
E. The Aerosol Coating Industry
II. Summary of the Final Standards and Changes Since Proposal
A. Applicability of the Standards and Regulated Entities
B. VOC Regulated Under This Rule
C. Regulatory Limits
D. Compliance Dates
E. Labeling Requirements
F. Recordkeeping and Reporting
G. Variance
H. Test Methods
III. Response to Significant Comments
A. Format of Regulation
B. Downwind Effects and Robustness of Relative Reactivity Scale
C. Consideration of Other Factors in the Consideration of Best
Available Control
D. Variance, Small Quantity Manufacturers and Extended
Compliance Date
E. Additional Reporting Requirements
IV. Summary of Impacts
A. Environmental Impacts
B. Energy Impacts
C. Cost and Economic Impacts
V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions to Address
Environmental Justice in Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. Background
A. The Ozone Problem
Ground-level ozone, a major component of smog, is formed in the
atmosphere by reactions of VOC and oxides of nitrogen in the presence
of sunlight. The formation of ground-level ozone is a complex process
that is affected by many variables.
Exposure to ground-level ozone is associated with a wide variety of
human health effects, as well as agricultural crop loss, and damage to
forests and ecosystems. Controlled human exposure studies show that
acute health effects are induced by short-term (1 to 2 hour) exposures
(observed at concentrations as low as 0.12 parts per million (ppm)),
generally while individuals are engaged in moderate or heavy exertion,
and by prolonged (6 to 8 hour) exposures to ozone (observed at
concentrations as low as 0.08 ppm and possibly lower), typically while
individuals are engaged in moderate exertion. Transient effects from
acute exposures include pulmonary inflammation, respiratory symptoms,
effects on exercise performance, and increased airway responsiveness.
Epidemiological studies have shown associations between ambient ozone
levels and increased susceptibility to respiratory infection, increased
hospital admissions and emergency room visits. Groups at increased risk
of experiencing elevated exposures include active children, outdoor
workers, and others who regularly engage in outdoor activities. Those
most susceptible to the effects of ozone include those with pre-
existing respiratory disease, children, and older adults. The
literature suggests the possibility that long-term exposures to ozone
may cause chronic health effects (e.g., structural damage to lung
tissue and accelerated decline in baseline lung function).
B. Statutory and Regulatory Background
Under section 183(e) of the CAA, EPA conducted a study of VOC
emissions from the use of consumer and commercial products to assess
their potential to contribute to levels of ozone that violate the
National Ambient Air Quality Standards (NAAQS) for ozone, and to
establish criteria for regulating VOC emissions from these products.
Section 183(e) of the CAA directed EPA to list for regulation those
categories of products that account for at least 80 percent of the VOC
emissions, on a reactivity-adjusted basis, from consumer and commercial
products in areas that violate the NAAQS for ozone (i.e., ozone
nonattainment areas), and to divide the list of categories to be
regulated into four groups.
EPA published the initial list in the Federal Register on March 23,
1995 (60 FR 15264). In that notice, EPA stated that it may amend the
list of products for regulation, and the groups of product categories
listed for regulation, in order to achieve an effective regulatory
program in accordance with EPA's discretion under CAA section 183(e).
EPA has revised the list several times. Most recently, in May 2006, EPA
revised the list to add one product category, portable fuel containers,
and to remove one product category, petroleum dry cleaning solvents.
See 71 FR 28320 (May 16, 2006). The aerosol spray paints (aerosol
coatings) category currently is listed for regulation as part of Group
III of the CAA section 183(e) list.
CAA section 183(e) directs EPA to regulate consumer and commercial
products using ``best available controls'' (BAC). CAA section
183(e)(1)(A) defines BAC as ``the degree of emissions reduction that
the Administrator
[[Page 15606]]
determines, on the basis of technological and economic feasibility,
health, environmental, and energy impacts, is achievable through the
application of the most effective equipment, measures, processes,
methods, systems or techniques, including chemical reformulation,
product or feedstock substitution, repackaging, and directions for use,
consumption, storage, or disposal.'' CAA section 183(e) also provides
EPA with authority to use any system or systems of regulation that EPA
determines is the most appropriate for the product category. Under CAA
section 183(e)(4), EPA can impose ``any system or systems of regulation
as the Administrator deems appropriate, including requirements for
registration and labeling, self-monitoring and reporting, prohibitions,
limitations, or economic incentives (including marketable permits and
auctions of emissions rights) concerning the manufacture, processing,
distribution, use, consumption or disposal of the product.'' Under
these provisions, EPA has previously issued national regulations for
architectural coatings, autobody refinishing coatings, consumer
products, and portable fuel containers.\1\ \2\ \3\ \4\ \5\
---------------------------------------------------------------------------
\1\ ``National Volatile Organic Compound Emission Standards for
Architectural Coatings'' 63 FR 48848, (September 11, 1998).
\2\ ``National Volatile Organic Compound Emission Standards for
Automobile Refinish Coatings'' 63 FR 48806, (September 11, 1998).
\3\ ``Consumer and Commercial Products: Schedule for
Regulation'' 63 FR 48792, (September 11, 1998)
\4\ National Volatile Organic Compound Emission Standards for
Consumer Products'' 63 FR 48819, (September 11, 1998).
\5\ ``National Volatile Organic Compound Emission Standards for
Portable Fuel Containers'' 72 FR 8428, (February 26, 2007).
---------------------------------------------------------------------------
For any category of consumer or commercial products, the
Administrator may issue control techniques guidelines (CTG) in lieu of
national regulations if the Administrator determines that such guidance
will be substantially as effective as a national regulation in reducing
emissions of VOC which contribute to ozone levels in areas which
violate the NAAQS for ozone. In many cases, a CTG can be an effective
regulatory approach to reduce emissions of VOC in nonattainment areas
because of the nature of the specific product and the uses of such
product. A critical distinction between a national rule and a CTG is
that a CTG may include provisions that affect the users of the
products. For other product categories, such as wood furniture coatings
and shipbuilding coatings, EPA has previously determined that, under
CAA section 183(e)(3)(C), a CTG would be substantially as effective as
a national rule and, therefore, issued CTGs to provide guidance to
States for development of appropriate State regulations. Most recently,
EPA determined that a CTG would be substantially as effective as a
national rule for three other Group III categories: Paper, Film and
Foil Coating; Metal Furniture Coating; and Large Appliance Coating.\6\
---------------------------------------------------------------------------
\6\ ``Consumer and Commercial Products: Control Techniques
Guidelines in Lieu of Regulations for Paper, Film, and Foil
Coatings; Metal Furniture Coatings; and Large Appliance Coatings''
72 FR 57215, (October 9, 2007).
---------------------------------------------------------------------------
For the category of aerosol coatings, EPA has determined that a
national rule applicable nationwide is the best system of regulation to
achieve necessary VOC emission reductions from this type of product.
Aerosol coatings are typically used in relatively small amounts by
consumers and others on an occasional basis and at varying times and
locations. Under such circumstances, reformulation of the VOC content
of the products is a more feasible way to achieve VOC emission
reductions, rather than through a CTG approach that would only affect a
smaller number of relatively large users.
Aerosol coatings regulations are already in place in three States
(California, Oregon, and Washington), and other States are considering
developing regulations for these products. For the companies that
market aerosol coatings in different States, trying to fulfill the
differing requirements of State rules may create administrative,
technical, and marketing problems. Although Section 183(e) does not
preempt States from having more stringent State standards, EPA's
national rule is expected to provide some degree of consistency,
predictability, and administrative ease for the industry. A national
rule also helps States reduce potential compliance problems associated
with noncompliant coatings being transported into nonattainment areas
from neighboring areas and neighboring States. A national rule will
also enable States to obtain needed VOC emission reductions from this
sector in the near term, without having to expend their limited
resources to develop similar rules in each State.\7\
---------------------------------------------------------------------------
\7\ Courts have already approved EPA's creation of national
rules under section 183(e). See, ALARM Caucus v. EPA, 215 F.3d 61,76
(D.C. Cir. 2000), cert. denied, 532 U.S. 1018 (2001).
---------------------------------------------------------------------------
C. Photochemical Reactivity
There are thousands of individual species of VOC that can
participate in a series of reactions involving nitrogen oxides
(NOX) and the energy from sunlight, resulting in the
formation of ozone. The impact of a given species of VOC on formation
of ground-level ozone is sometimes referred to as its ``reactivity.''
It is generally understood that not all VOC are equal in their effects
on ground-level ozone formation. Some VOC react extremely slowly and
changes in their emissions have limited effects on ozone pollution
episodes. Some VOC form ozone more quickly than other VOC, or they may
form more ozone than other VOC. Other VOC not only form ozone
themselves, but also act as catalysts and enhance ozone formation from
other VOC. By distinguishing between more reactive and less reactive
VOC, however, EPA concludes that it may be possible to develop
regulations that will decrease ozone concentrations further or more
efficiently than by controlling all VOC equally.
Assigning a value to the reactivity of a specific VOC species is a
complex undertaking. Reactivity is not simply a property of the
compound itself; it is a property of both the compound and the
environment in which the compound is found. Therefore, the reactivity
of a specific VOC varies with VOC:NOX ratios, meteorological
conditions, the mix of other VOC in the atmosphere, and the time
interval of interest. Designing an effective regulation that takes
account of these interactions is difficult. Implementing and enforcing
such a regulation requires an extra burden for both industry and
regulators, as those impacted by the rule must characterize and track
the full chemical composition of VOC emissions rather than only having
to track total VOC content as is required by traditional mass-based
rules. EPA's September 13, 2005, final rule approving a comparable
reactivity-based aerosol coating rule as part of the California State
Implementation Plan for ozone contains additional background
information on photochemical reactivity.\8\ Recently, EPA issued
interim guidance to States regarding the use of VOC reactivity
information in the development of ozone control measures.\9\
---------------------------------------------------------------------------
\8\ ``Revisions to the California State Implementation Plan and
Revision to the Definition of Volatile Organic Compounds (VOC)-
Removal of VOC Exemptions for California's Aerosol Coating Products
Reactivity-based Regulation'' 70 FR 53930, (September 13, 2005).
\9\ ``Interim Guidance on Control of Volatile Organic Compounds
in Ozone State Implementation Plans'') 70 FR 54046, (September 13,
2005).
---------------------------------------------------------------------------
1. What Research Has Been Conducted on VOC Reactivity?
Much of the initial work on reactivity scales was funded by the
California Air
[[Page 15607]]
Resources Board (CARB), which was interested in comparing the
reactivity of emissions from different alternative fuel vehicles. In
the late 1980s, CARB provided funding to William P. L. Carter at the
University of California to develop a reactivity scale. Carter
investigated 18 different methods of ranking the reactivity of
individual VOC in the atmosphere using a single-cell trajectory model
with a state-of-the-art chemical reaction mechanism.\10\ Carter
suggested three scales for further consideration:
---------------------------------------------------------------------------
\10\ Carter, W. P. L. (1994) ``Development of ozone reactivity
scales for organic gases,'' J. Air Waste Manage. Assoc., 44: 881-
899.
---------------------------------------------------------------------------
i. Maximum Incremental Reactivity (MIR) scale--an ozone yield scale
derived by adjusting the NOX emissions in a base case to
yield the highest incremental reactivity of the base reactive organic
gas mixture.
ii. Maximum Ozone Incremental Reactivity (MOIR) scale--an ozone
yield scale derived by adjusting the NOX emission in a base
case to yield the highest peak ozone concentration.
iii. Equal Benefit Incremental Reactivity (EBIR) scale--an ozone
yield scale derived by adjusting the NOX emissions in a base
case scenario so VOC and NOX reductions are equally
effective in reducing ozone.
Carter concluded that, if only one scale is used for regulatory
purposes, the MIR scale is the most appropriate.\11\ The MIR scale is
defined in terms of environmental conditions where ozone production is
most sensitive to changes in hydrocarbon emissions and, therefore,
represents conditions where hydrocarbon controls would be the most
effective. CARB used the MIR scale to establish fuel-neutral VOC
emissions limits in its low-emitting vehicle and alternative fuels
regulation.\12\ \13\ Subsequently, Carter has updated the MIR scale
several times as the chemical mechanisms in the model used to derive
the scale have evolved with new scientific information. CARB
incorporated a 1999 version of the MIR scale in its own aerosol
coatings rule. The latest revision to the MIR scale was issued in 2003.
---------------------------------------------------------------------------
\11\ ``Initial Statement of Reasons for the California Aerosol
Coatings Regulation, California Air Resources Board,'' 2000.
\12\ California Air Resources Board ``Proposed Regulations for
Low-Emission Vehicles and Clean Fuels--Staff Report and Technical
Support Document,'' State of California, Air Resources Board, P.O.
Box 2815, Sacramento, CA 95812, August 13, 1990.
\13\ California Air Resources Board ``Proposed Regulations for
Low-Emission Vehicles and Clean Fuels--Final Statement of Reasons,''
State of California, Air Resources Board, July 1991.
---------------------------------------------------------------------------
In addition to Carter's work, there have been other attempts to
create reactivity scales. One such effort is the work of R.G. Derwent
and co-workers, who have published articles on a scale called the
photochemical ozone creation potential (POCP) scale.\14\ \15\ This
scale was designed for the emissions and meteorological conditions
prevalent in Europe. The POCP scale is generally consistent with that
of Carter, although there are some differences because it uses a
different model, chemical mechanism, and emission and meteorological
scenarios. Despite these differences, there is a good correlation of
r\2\=0.9 between the results of the POCP and the MIR scales.\16\
---------------------------------------------------------------------------
\14\ Derwent, R.G., M.E. Jenkin, S.M. Saunders and M.J. Pilling
(2001) ``Characterization of the Reactivities of Volatile Organic
Compounds Using a Master Chemical Mechanism,'' J. Air Waste
Management Assoc., 51: 699-707.
\15\ Derwent, R.G., M.E. Jenkin, S.M. Saunders and M.J. Pilling
(1998) ``Photochemical Ozone Creation Potentials for Organic
Compounds in Northwest Europe Calculated with a Master Chemical
Mechanism,'' Atmos. Env., 32(14/15):2429-2441.
\16\ See https://www.narsto.org/section.src?SID=10.
---------------------------------------------------------------------------
As CARB worked to develop reactivity-based regulations in
California, EPA began to explore the implications of applying
reactivity scales in other parts of the country. In developing its
regulations, CARB has maintained that the MIR scale is the most
appropriate metric for application in California, but cautioned that
its research has focused on California atmospheric conditions and that
the suitability of the MIR scale for regulatory purposes in other areas
has not been demonstrated. In particular, specific concerns have been
raised about the suitability of using the MIR scale in relation to
multi-day stagnation or transport scenarios or over geographic regions
with very different VOC:NOX ratios than those of California.
In 1998, EPA participated in the formation of the Reactivity
Research Working Group (RRWG), which was organized to help develop an
improved scientific basis for reactivity-related regulatory
policies.\16\ All interested parties were invited to participate. Since
that time, representatives from EPA, CARB, Environment Canada, States,
academia, and industry have met in public RRWG meetings to discuss and
coordinate research that would support this goal.
The RRWG has organized a series of research efforts to explore:
i. The sensitivity of ozone to VOC mass reductions and changes in
VOC composition under a variety of environmental conditions;
ii. The derivation and evaluation of reactivity scales using
photochemical airshed models under a variety of environmental
conditions;
iii. The development of emissions inventory processing tools for
exploring reactivity-based strategies; and
iv. The fate of VOC emissions and their availability for
atmospheric reactions.
This research has led to a number of findings that increase EPA's
confidence in the ability to develop regulatory approaches that
differentiate between specific VOC on the basis of relative reactivity.
The first two research objectives listed above were explored in a
series of three parallel modeling studies that resulted in four reports
and one journal article.\17\ \18\ \19\ \20\ \21\ EPA commissioned a
review of these reports to address a series of policy-relevant science
questions.\22\ In 2007, an additional peer review was commissioned by
EPA to assess the appropriateness of basing a national aerosol coatings
regulation on reactivity. Generally, the peer reviews support the
appropriateness of the use of the box-model based MIR metric nationwide
for the aerosol coatings category. The results are available in the
rulemaking docket.
---------------------------------------------------------------------------
\17\ Carter, W.P.L., G. Tonnesen, and G. Yarwood (2003)
Investigation of VOC Reactivity Effects Using Existing Regional Air
Quality Models, Report to American Chemistry Council, Contract SC-
20.0-UCR-VOC-RRWG, April 17, 2003.
\18\ Hakami, A., M.S. Bergin, and A.G. Russell (2003) Assessment
of the Ozone and Aerosol Formation Potentials (Reactivities) of
Organic Compounds over the Eastern United States, Final Report,
Prepared for California Air Resources Board, Contract No. 00-339,
January 2003.
\19\ Hakami, A., M.S. Bergin, and A.G. Russell (2004a) Ozone
Formation Potential of Organic Compounds in the Eastern United
States: A Comparison of Episodes, Inventories, and Domains, Environ.
Sci. Technol. 2004, 38, 6748-6759.
\20\ Hakami, A., M. Arhami, and A.G. Russell (2004b) Further
Analysis of VOC Reactivity Metrics and Scales, Final Report to the
U.S. EPA, Contract 4D-5751-NAEX, July 2004.
\21\ Arunachalam S., R. Mathur, A. Holland, M.R. Lee, D. Olerud,
Jr., and H. Jeffries (2003) Investigation of VOC Reactivity
Assessment with Comprehensive Air Quality Modeling, Prepared for
U.S. EPA, GSA Contract GS-35F-0067K, Task Order ID:
4TCG68022755, June 2003.
\22\ Derwent, R.G. (2004) Evaluation and Characterization of
Reactivity Metrics, Final Draft, Report to the U.S. EPA, Order No.
4D-5844-NATX, November 2004.
---------------------------------------------------------------------------
The results of the RRWG-organized study and the subsequent reviews
suggest that there is good correlation between different relative
reactivity metrics calculated with photochemical airshed models,
regardless of the choice of model, model domain, scenario, or averaging
times. Moreover, the scales calculated with photochemical airshed
models correlate relatively well with the MIR metric derived with a
single cell, one-dimensional box model. Prior to the
[[Page 15608]]
RRWG-organized studies, little analysis of the robustness of the box-
model derived MIR metric and its applicability to environmental
conditions outside California had been conducted. Although these
studies were not specifically designed to test the robustness of the
box-model derived MIR metrics, the results suggest that the MIR metric
is relatively robust.
D. Role of Reactivity in VOC/Ozone Regulations
Historically, EPA's general approach to regulation of VOC emissions
has been based upon control of total VOC by mass, without
distinguishing between individual species of VOC. EPA considered the
regulation of VOC by mass to be the most effective and practical
approach based upon the scientific and technical information available
when EPA developed its VOC control policy.
EPA issued the first version of its VOC control policy in 1971, as
part of EPA's State Implementation Plan (SIP) preparation guidance.\23\
In that guidance, EPA emphasized the need to reduce the total mass of
VOC emissions, but also suggested that substitution of one compound for
another might be useful when it would result in a clearly evident
decrease in reactivity and thus tend to reduce photochemical oxidant
formation. This latter statement encouraged States to promulgate SIPs
with VOC emission substitution provisions similar to the Los Angeles
County Air Pollution Control District's (LACAPCD) Rule 66, which
allowed some VOC that were believed to have low to moderate reactivity
to be exempted from control. The exempt status of many of those VOC was
questioned a few years later, when research results indicated that,
although some of those compounds do not produce much ozone close to the
source, they may produce significant amounts of ozone after they are
transported downwind from urban areas.
---------------------------------------------------------------------------
\23\ ``Requirements for Preparation, Adoption and Submittal of
Implementation Plans'', Appendix B, 36 FR 15495, (August 14, 1971).
---------------------------------------------------------------------------
In 1977, further research led EPA to issue a revised VOC policy
under the title ``Recommended Policy on Control of Volatile Organic
Compounds,'' (42 FR 35314, July 8, 1977), offering its own, more
limited, list of exempt organic compounds. The 1977 policy identified
four compounds that have very low photochemical reactivity and
determined that their contribution to ozone formation and accumulation
could be considered negligible. The policy exempted these ``negligibly
reactive'' compounds from VOC emissions limitations in programs
designed to meet the ozone NAAQS. Since 1977, EPA has added other
compounds to the list of negligibly reactive compounds based on new
information as it has been developed. In 1992, EPA adopted a formal
regulatory definition of VOC for use in SIPs, which explicitly excludes
compounds that have been identified as negligibly reactive [40 CFR
51.100(s)].
To date, EPA has exempted 54 compounds or classes of compounds in
this manner. In effect, EPA's current VOC exemption policy has
generally resulted in a two bin system in which most compounds are
treated equally as VOC, and are controlled. A separate smaller group of
compounds are treated as negligibly reactive, and are exempt from VOC
controls.\24\ This approach was intended to encourage the reduction of
emissions of all VOC that participate in ozone formation. From one
perspective, it appears that this approach has been relatively
successful. EPA estimates that, between 1970 and 2003, VOC emissions
from man-made sources nationwide declined by 54 percent. This decline
in VOC emissions has helped to decrease average ozone concentration by
29 percent (based on 1-hour averages) and 21 percent (based on 8-hour
averages) between 1980 and 2003. These reductions occurred even though,
between 1970 and 2003, population, vehicle miles traveled, and gross
domestic product rose 39 percent, 155 percent and 176 percent,
respectively.\25\
---------------------------------------------------------------------------
\24\ For some analytical purposes, EPA has distinguished between
VOC and ``highly reactive'' VOC, such as in the EPA's initial
evaluation of consumer products for regulation. See, ``Final
Listing,'' 63 FR 48792, 48795-6 (Sept. 11, 1998) (explaining EPA's
approach); see also, ALARM Caucus v. EPA, 215 F. 3d 61, 69-73 (D. C.
Cir. 2000), cert. denied, 532 U.S. 1018 (2001) (approving EPA's
approach as meeting the requirements of CAA section 183(e)).
\25\ ``Latest Findings on National Air Quality: 2002 Status and
Trends,'' EPA 454/K-03-001, (August 2003); and ``The Ozone Report
Measuring Progress through 2003,'' EPA 454/K-04-001, (April 2004);
Environmental Protection Agency, Office of Air Quality Planning and
Standards, Research Triangle Park, North Carolina.
---------------------------------------------------------------------------
On the other hand, some have argued that a reactivity-based
approach for reducing VOC emissions would be more effective than the
current mass-based approach. One group of researchers conducted a
detailed modeling study of the Los Angeles area and concluded that,
compared to the current approach, a reactivity-based approach could
achieve the same reductions in ozone concentrations at significantly
less cost or, for a given cost, could achieve a significantly greater
reduction in ozone concentrations.\26\ The traditional approach to VOC
control that focused on reducing the overall mass of emissions may be
adequate in some areas of the country. However, EPA's recent SIP
guidance recognizes that approaches to VOC control that differentiate
between VOC based on relative reactivity are likely to be more
effective and efficient under certain circumstances.\27\ In particular,
reactivity-based approaches are likely to be important in areas for
which aggressive VOC control is a key strategy for reducing ozone
concentrations. Such areas include:
---------------------------------------------------------------------------
\26\ A. Russell, J. Milford, M. S. Bergin, S. McBride, L.
McNair, Y. Yang, W. R. Stockwell, B. Croes, ``Urban Ozone Control
and Atmospheric Reactivity of Organic Gases,'' Science, 269: 491-
495, (1995).
\27\ ``Interim Guidance on Control of Volatile Organic Compounds
in Ozone State Implementation Plans,'' 70 FR 54046, September 13,
2005).
---------------------------------------------------------------------------
Areas with persistent ozone nonattainment problems;
Urbanized or other NOX-rich areas where ozone
formation is particularly sensitive to changes in VOC emissions;
Areas that have already implemented VOC reasonably
available control technology (RACT) measures and need additional VOC
emission reductions.
In these areas, there are a variety of possible ways of addressing
VOC reactivity in the SIP development process, including:
Developing accurate, speciated VOC emissions inventories.
Prioritizing control measures using reactivity metrics.
Targeting emissions of highly-reactive VOC compounds with
specific control measures.
Encouraging VOC substitution and composition changes using
reactivity-weighted emission limits.
The CARB aerosol coatings rule is an example of this last
application of the concept of reactivity. CARB's reactivity-based rule
for aerosol coatings was designed to encourage the use of compounds
that are less effective at producing ozone. It contains limits for
aerosol coatings expressed as grams of ozone formed per gram of product
instead of the more traditional limits expressed as percent VOC by
mass. EPA approved CARB's aerosol coatings rule as part of the
California SIP for ozone. EPA's national aerosol coatings rule builds
largely upon CARB's efforts to regulate this product category using the
relative reactivity approach.
E. The Aerosol Coating Industry
Aerosol coatings include all coatings that are specially formulated
and
[[Page 15609]]
packaged for use in pressurized cans. They are used by both
professional and do-it-yourself (DIY) consumers. The DIY segment
accounts for approximately 80 percent of all sales. The remainder of
aerosol coatings is sold for industrial maintenance and original
equipment manufacturer use. Aerosol coatings are used for a number of
applications including small domestic coating jobs, field and
construction site marking, and touch-up of marks and scratches in
paintwork of automobiles, appliances and machinery.
The aerosol coatings industry includes the formulators and
manufacturers of the concentrated product. These manufacturers may
package the product or they may use toll fillers (processors). These
toll fillers may work not only with the large manufacturers, but for
other coating manufacturers who do not have the specialized equipment
necessary to fill aerosol containers. The fillers may then supply the
product to coating dealers, home supply stores, distributors, company-
owned stores and industrial customers.
An aerosol consists of a gas in which liquid or solid substances
may be dispensed. Aerosol coatings are pressurized coatings that, like
other coatings, consist of pigments and resins and solvents. However,
aerosol coatings also contain a propellant that dispenses the product
ingredients. A controlled amount of propellant in the product vaporizes
as it leaves the container, creating the aerosol spray. The combination
of product and propellant is finely tuned to produce the correct
concentration and spray pattern for an effective product.
Aerosol coatings can be packaged in disposable cans for hand-held
applications or for use in specialized equipment in ground traffic/
marking applications. As with other coatings, aerosol coatings are
available in both solvent-based and water-based formulations.
In developing the final national rule for aerosol coatings, EPA has
used the same coating categories, and the same definitions for those
categories, previously identified by CARB in its comparable regulation
for aerosol coatings. We believe these categories adequately categorize
the industry and encompass the range of products included in our own
analysis of this category that we conducted in preparing EPA's Report
to Congress (EPA-453/R-94-066-A). Use of the same definitions and
categories has the added benefit of providing regulated entities with
consistency between the CARB and national rules. The categories of
aerosol coatings regulated in the final rule include six general
categories and 30 specialty categories. Based on a survey of aerosol
coating manufacturers conducted by CARB in 1997, VOC emissions from the
six general categories together with the specialty category of Ground
Traffic/Marking Coatings account for approximately 85 percent of the
ozone formed as a result of the use of aerosol coatings. These
categories are defined in this regulation and are described in more
detail in the docket to this rulemaking.
There are currently no national regulations addressing VOC
emissions from aerosol coatings. California, Oregon and Washington are
the only States that currently regulate aerosol coating products and
Oregon's and Washington's rules are identical to the Tier 1 VOC mass-
based limits developed by CARB that became effective in 1996. Unlike
other EPA or State regulations and previous CARB regulations for
aerosol coatings that regulate VOC ingredients by mass in the
traditional approach, the current California regulation for aerosol
coatings is designed to limit the ozone formed from VOC emissions from
aerosol coatings by establishing limits on the reactivity of the
cumulative VOC ingredients of such coatings.
II. Summary of the Final Standards and Changes Since Proposal
This section presents a summary of the major features of the final
rule, as well as a summary of the changes made to the proposed rule.
The reasons for the changes in the final rule are explained in Section
III.
A. Applicability of the Standards and Regulated Entities
The final Aerosol Coatings Reactivity Rule (ACRR) will apply to
manufacturers, processors, wholesale distributors, or importers of
aerosol coatings used by both the general population (i.e., the ``Do It
Yourself'' market) and industrial applications (e.g., at original
equipment manufacturers and other industrial sites). This regulation
will apply to distributors, if the name of the distributor appears on
the label of the aerosol products.
The final rule includes an exemption from the limits in Table 1 of
the rule for those manufacturers that make a small annual volume of
aerosol coating products, i.e., with a total VOC content by mass of no
more than 7,500 kilograms of VOC per year in the aggregate for all
aerosol coating products. EPA notes that an exemption under EPA's
national rule for aerosol coatings under section 183(e) does not alter
any requirements under any applicable State or local regulations. The
regulatory language in this final rule has been changed from the
proposed rule to clarify the regulated entity that is responsible for
compliance with each portion of the regulation.
The final rule includes a provision in section 59.501(f) that
allows foreign manufacturers to qualify for the small quantity
manufacturer exemption in section 59.501(e). Although foreign
manufacturers are not regulated entities under this rule, some may
choose to voluntarily become regulated entities in order to qualify for
the small quantity manufacturer exemption. To qualify, the foreign
manufacturer must (1) meet the same 7500 kilogram per year VOC mass
limit that domestic small volume manufacturers must meet; (2) comply
with the same recordkeeping and reporting requirements that domestic
manufacturers must fulfill; and (3) comply with certain provisions in
40 CFR 59.501(f)(3), which are similar to those used in other EPA rules
to ensure that EPA may effectively monitor and implement this rule with
respect to foreign entities.\28\
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\28\ See Regulation of Fuels and Fuel Additives: Baseline
Requirements for Gasoline Produced by Foreign Refiners, Final Rule,
62 FR 45,533, 45,537-38 (August 28, 1997).
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B. VOC Regulated Under This Rule
This rule regulates emissions of VOC from aerosol coatings. Because
even less reactive VOC contribute to ozone formation, we are amending
the regulatory definition of VOC for purposes of this rule by adding 40
CFR 51.100(s)(7). As provided in that new subsection, any organic
compound in the volatile portion of an aerosol coating is counted
towards the product's reactivity-based limit if it: (1) Has a
reactivity factor (RF) value greater than that of ethane (0.3), or (2)
is used in amounts greater than 7.3 percent of the product weight in
the product formulation.
Table 2A currently includes those organic compounds we know to be
used in aerosol coatings that have an RF value greater than that of
ethane (0.3). Under the proposed rule, we had a single de minimis
threshold that provided that a compound would not be counted towards
the applicable limit, regardless of its reactivity, if the compound
represented less than 0.1 percent of the product weight. In the final
rule, we have provided a two-part threshold: (1) A 0.1 percent
threshold for compounds with an RF value greater than 0.3; and (2) a
7.3 percent threshold
[[Page 15610]]
for compounds with an RF value of 0.3 or less.
The rationale for the 7.3 percent threshold is that compounds with
an RF value of 0.3 or less will contribute minimally to ozone formation
from this product category. We calculated the 7.3 percent figure as
follows. We first determined the maximum RF value for a compound, which
is 22.04 (the default value for compounds of unknown reactivity). We
then multiplied that value by 0.1(the proposed percentage threshold for
all organic compounds irrespective of their RF value), which resulted
in a value of 2.2. To determine an appropriate percentage threshold for
organic compounds with an RF value of 0.3 or less, we then divided 2.2
by 0.3 (the RF for ethane) which resulted in the 7.3 percent threshold
for such compounds. Therefore, in determining compliance with the
limits of this rule, this rule does not require inclusion of de minimis
amounts of ingredients taking into consideration the relative
reactivity of the compound.
As provided in 40 CFR 59.505(e)(2), if in the future, compounds
with an RF value of 0.3 or less are used in amounts greater than or
equal to 7.3 percent of a particular aerosol coatings product
formulation, then those compounds will be counted towards the
applicable limits of this rule at that time.
The emission limits in the rule are expressed in terms of weight of
ozone generated from the VOC ingredients per weight of coating
material, rather than the traditional weight of VOC ingredients per
weight (or volume) of product. EPA has concluded that this approach
will reduce the overall amount of ozone that results from the VOC
emitted to the atmosphere from these products, while providing
regulated entities with greater flexibility to select VOC ingredients
for their products. This approach provides incentives to regulated
entities to use VOC ingredients that have lower reactivity and that
will therefore generate less ozone.
EPA has revised the list of compounds in Table 2A in order to
include only those compounds actually used as ingredients in aerosol
coating products. In addition, EPA has provided a mechanism to add
additional compounds to the table if a regulated entity elects to use
them as an ingredient in aerosol coatings.
C. Regulatory Limits
The regulatory limits for the final rule are a series of reactivity
limits for six general coating categories and 30 specialty categories
of specialty coatings. These reactivity limits are expressed in terms
of grams of ozone generated per gram of product. The reactivity of each
VOC ingredient is specified in the table of values included in the
regulation. No changes have been made to the regulatory limits since
proposal.
D. Compliance Dates
The final rule requires all regulated entities to comply by January
1, 2009, for all aerosol coating products, except those that require
registration under the Federal Insecticide, Fungicide and Rodenticide
Act (7 U.S.C. 40 CFR 136-136y) (FIFRA), which are not subject to the
requirements of this rule until January 1, 2010. The rule also includes
a provision that allows regulated entities to seek a compliance
extension if they have not previously manufactured, imported, or
distributed in California or elsewhere any aerosol coating product that
complies with applicable California regulations. This extension would
give the regulated entity until January 1, 2011, to comply with the
requirements of the final rule.
Beginning on the compliance date, the regulated entities under this
rule will be required to conduct initial compliance demonstration
calculations for all coating formulations manufactured or filled at
each of their facilities, and to maintain compliance demonstration data
for each batch of aerosol coating. These calculations and the
underlying documents must be maintained for at least 5 years after the
product is manufactured, processed, distributed, or imported, and must
be submitted to the EPA upon request. The regulated entity may use
formulation data to make the compliance calculations; however, EPA is
adopting California Air Resources Board Method 310 as the underlying
test method (i.e., formulation data must be verifiable with California
Air Resources Board Method 310, if requested). Facilities are also
allowed to use EPA's Test Method 311.
EPA has added a provision allowing the extension of the compliance
date for FIFRA-registered compounds as a revision to the proposed rule.
This provision was added to the final rule due to the additional
approvals (e.g., approval of labels and formulation changes) that must
be obtained for all FIFRA-registered products.
E. Labeling Requirements
The final rule also includes labeling requirements to facilitate
implementation and enforcement of the limits. Labels must clearly
identify the product category or the category code provided in Table 1
of the regulation, the limit for that product category, and the product
date code. If the product date is not obvious from the date code, an
explanation of the code is required in the initial notification
discussed below. In the final rule, EPA has made a change to allow a
regulated entity to develop a facility-specific category code system,
if the system is explained in the initial notification.
F. Recordkeeping and Reporting
The final rule includes a requirement for an Initial Notification
from all regulated entities to EPA at least 90 days before the
compliance date. This notification will provide basic information about
the regulated entity as well as contact information for the certifying
official. In addition, this notification will need to explain the
product date code system used to label products and the category code
system, if the facility is not using the default category codes
included in Table 1. The Initial Notification must also include VOC
formulation data for each aerosol coatings product that is subject to
this rule. The formulation data must provide the weight fraction (g
compound/g product) for each VOC compound used in the product in an
amount equal to or greater than 0.1 percent. The notification must also
identify any volatile organic compound or mixture that is not currently
listed in Table 2A, 2B, or 2C, if that compound or mixture will be used
in an aerosol coatings formulation. Finally, the notification must
include a statement certifying that all of the regulated entity's
products will be in compliance with the limits by the compliance date.
The regulated entity is required to submit a revised notification
if there is a change in the information in the Initial Notification,
with the exception of changes to product formulations. The regulated
entity is not required to submit a revised notification if the VOC
formulations submitted in its Initial Notification change. The
regulated entity is required to submit a revised notification if the
manufacturer, for example, adds a new coating category, changes the
product date code system or batch definition, or begins to use a VOC
that is not listed in Table 2A, 2B, or 2C.
The regulated entity is required to maintain compliance
calculations for each of its aerosol coatings formulations. For each
batch of a particular formulation, the regulated entity must maintain
records of the date(s) the batch was manufactured, the volume of the
batch, and the VOC formula for the formulation. Records of these
calculations must be maintained for 5 years after the product is
manufactured, processed, distributed for
[[Page 15611]]
wholesale, or imported for sale or distribution in interstate commerce
in the United States. The regulated entity must supply this information
to EPA within 60 days of a written request. The final rule includes the
addition of a provision that allows for manufacturers or importers to
accept the responsibility for recordkeeping and reporting requirements
that would otherwise be required of their distributors.
The promulgated rule requires that every 3 years, beginning with
calendar year 2011, each regulated entity must submit a triennial
report. The triennial report would provide updated VOC formulation data
and, for each VOC formulation, the total mass of each individual VOC or
mixture used as ingredients in the aerosol coatings manufactured,
imported, or distributed that year. This information must be provided
only for the second year of the reporting cycle, which in the case of
the first report would be information from 2010. Subsequent reports
will be required at three year intervals. In other words, a report
containing data from 2013 will be due in 2014, a report containing data
from 2016 will be due in 2017, and so forth. EPA intends to provide
mechanisms for regulated entities to provide this information through
the electronic submission facilities being expanded under the National
Emissions Inventory (NEI) program and will provide additional
information and guidance to regulated entities before the first report
is due. This report has been added to the final rule to address
concerns raised during the public comment period, as explained in
section III.E of this preamble.
The final rule requires those small manufacturers who qualify for
exemption from the limits of Table 1 of subpart E to make an annual
report to EPA providing necessary information and documentation to
establish that the products made by the entity should be exempt.
EPA notes that the contents of any reports, including the VOC
composition of the coatings subject to this rule, are ``emissions
data'' under section 114 of the CAA and EPA's regulatory definition of
such term in 40 CFR part 2. As such, this information must be available
to the public regardless of whether EPA obtains the information through
a reporting requirement or through a specific request to the regulated
entity. Therefore, such information is not eligible for treatment as
``confidential business information'' under 40 CFR 59.516 of this rule.
G. Variance
The final rule allows regulated entities to submit a written
application to EPA requesting a temporary variance if, for reasons
beyond their reasonable control, they cannot comply with the
requirements of the rule. An approved variance order would specify a
final compliance date and a condition that imposes increments of
progress necessary to assure timely compliance. A variance would end
immediately if the regulated entity failed to comply with any term or
condition of the variance. The Administrator will provide special
consideration to variance requests from regulated entities,
particularly small businesses that have not marketed their products in
areas subject to State regulations for these products prior to this
rulemaking. EPA notes that a variance under EPA's national rule for
aerosol coatings under section 183(e) does not alter any requirements
under any applicable State or local regulations. No changes were made
to this section since the proposal.
H. Test Methods
Although regulated entities may use formulation data to demonstrate
compliance with the reactivity limits, EPA concludes it is also
necessary to have test methods in place that can be used to verify the
accuracy of the formulation data. Therefore, we have included two test
methods that may be used by regulated entities or EPA to determine
compliance with the reactivity limits. In those cases where the
formulation data and test data are not in agreement, data collected
using the approved test methods will prevail. Regulated entities or
regulatory agencies may use either California Air Resources Board
Method 310--Determination of Volatile Organic Compounds in Consumer
Products and Reactive Organic Compounds in Aerosol Coating Products, or
EPA Method 311--Analysis of Hazardous Air Pollutant Compounds in Paints
and Coatings in Paints and Coatings by Direct Injection into a Gas
Chromatograph (40 CFR part 63, appendix A) to determine the reactive
organic compound content of an aerosol coating. California Air
Resources Board Method 310 includes some test procedures that are not
required to determine the VOC content of aerosol coatings; for example,
California Air Resources Board Method 310 incorporates EPA Method 24
for determining the VOC content of a coating. We have identified those
sections of California Air Resources Board Method 310 that are not
required for compliance demonstration purposes in the regulation. EPA
Method 311--Analysis of Hazardous Air Pollutant Compounds in Paints and
Coatings by Direct Injection into a Gas Chromatograph (40 CFR part 63,
appendix A) was originally developed for liquid coatings, so it does
not include provisions for the collection of the propellant portion of
an aerosol coating. Therefore, those choosing to use EPA Method 311--
Analysis of Hazardous Air Pollutant Compounds in Paints and Coatings by
Direct Injection into a Gas Chromatograph (40 CFR part 63, appendix A)
must separate the aerosol propellant from the coating using either ASTM
D3063-94 or ASTM D 3074-94. There were no changes to the test methods
in the final rule.
III. Response to Significant Comments
During the public comment period, we received a total of 18 comment
letters. Of these, seven were brief letters in support of the proposed
regulation. A summary of the most significant comments is presented
below. A summary of all comments received on this rule, as well as
complete responses to each of these comments, are presented in the
docket (EPA-HQ-OAR-2006-0971).
A. Format of Regulation
Several commenters discussed the use of a reactivity-based rule
versus a mass-based rule. Two commenters fully supported the
reactivity-based rule, while five commenters raised some concerns over
some aspects of this approach.
The commenters supporting the rule generally supported the use of a
reactivity-based approach both nationally and in California. One
commenter stated that EPA did a good job in evaluating the reactivity
regulation in California and the feasibility of making it apply
nationwide, calling it a ``bold step forward in the arena of air
quality regulations.'' Another commenter stated that ``[t]he rule is an
important advancement in the use of reactivity-based emissions
regulations for VOC.'' The commenter provided the following points in
support of this rule and the future use of reactivity-based VOC
emission limits in other consumer product and coating standards:
1. Reactivity-based VOC emission regulations are more
appropriate and effective for addressing the environmental concern
of interest, ozone formation potential.
2. This national proposed rule is based on an established CARB
regulation for aerosol coatings which has already been approved by
EPA and in use for several years.
[[Page 15612]]
3. Reactivity-based VOC emission regulations provide product
formulators with more options for meeting environmental performance
standards while providing technically feasible product performance,
and stimulating future product development enhancements.
4. There is evidence that lower mass-based VOC limits in some
products may be leading to the increased use of more photochemically
reactive VOC, eliminating some of the anticipated environmental
benefit (ozone reduction) of these regulations, and possibly
increasing the actual ozone formation potential of the products
themselves.
This commenter also stated that the reactivity-based approach is
consistent with EPA's September 2005 ``Interim Guidance on Control of
Volatile Organic Compounds in Ozone State Implementation Plans,'' which
specifically ``encourages States to consider recent scientific
information on the photochemical reactivity of volatile organic
compounds in the development of state implementation plans designed to
meet the national ambient air quality standards for ozone [70 FR 54046-
54051; September 13, 2005].''
The commenter concluded that reactivity-based VOC standards should
not be considered ``only as a supplement to mass-based approaches, but
as a scientifically valid and appropriate means for controlling ozone
formation.'' The commenter also stated that in its approval of the CARB
regulation, EPA appropriately