California State Motor Vehicle Pollution Control Standards; Notice of Decision Denying a Waiver of Clean Air Act Preemption for California's 2009 and Subsequent Model Year Greenhouse Gas Emission Standards for New Motor Vehicles, 12156-12169 [E8-4350]
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12156
Federal Register / Vol. 73, No. 45 / Thursday, March 6, 2008 / Notices
numbers in certain EPA regulations is
consolidated in 40 CFR part 9.
Abstract: The major New Source
Review (NSR) program is a
preconstruction review and permitting
program for new major sources of air
pollutants and major modifications at
existing major sources. The program is
required under parts C and D of title I
of the Clean Air Act. The types of
information collection activities
associated with the major NSR program
are those necessary for the preparation
and submittal of construction permit
applications (by major sources) and the
issuance of final permits (by the State
and local regulatory agencies or
‘‘reviewing authorities’’). For EPA to
carry out its required oversight function
of reviewing construction permits and
assuring adequate implementation of
the program, it must have available to it
information on proposed construction
and modifications. The major NSR rule
changes addressed in this ICR add PM2.5
and its precursors to the list of
pollutants that must be addressed in a
major NSR permit action, but do not
otherwise change the requirements of
the program.
Burden Statement: The public
reporting and recordkeeping burden for
this collection of information is
estimated to increase by an average of
52 hours per major NSR permit over the
currently approved level of 668 hours
per permit. The annual burden for
reviewing authorities to administer a
major NSR program is estimated to
increase by an average of 144 hours over
the currently approved level of 1,117
hours per year.
Burden means the total time, effort, or
financial resources expended by persons
to generate, maintain, retain, or disclose
or provide information to or for a
Federal agency. This includes the time
needed to review instructions; develop,
acquire, install, and utilize technology
and systems for the purposes of
collecting, validating, and verifying
information, processing and
maintaining information, and disclosing
and providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements which have subsequently
changed; train personnel to be able to
respond to a collection of information;
search data sources; complete and
review the collection of information;
and transmit or otherwise disclose the
information.
Respondents/Affected Entities:
Entities potentially affected by this
action are major sources of air
pollutants that emit PM2.5 and must
apply for and obtain a preconstruction
permit under the major NSR program. In
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addition, State and local air reviewing
authorities who administer the major
NSR program are potentially affected
entities.
Estimated Number of Respondents:
753 major NSR permits per year
obtained by sources; 112 State and local
reviewing authorities.
Frequency of Response: On occasion.
Estimated Increase in Annual Hour
Burden: The incremental increase in
annual burden estimated to result from
the revisions to the major NSR
regulations totals 38,875 hours for
sources and 16,107 hours for reviewing
authorities. The currently approved ICR
for the entire NSR program (major and
minor) includes 5,851,126 for sources
and reviewing authorities.
Estimated Increase in Annual Cost:
The incremental increase in annual
costs attributable to the major NSR rule
revisions is about $4,268,991 for
sources, which includes an estimated
labor cost of $2,546,313 million, an
estimated O&M cost of $1,722,678, and
no capital costs.
The incremental increase in annual
costs attributable to the major NSR rule
revisions for reviewing authorities is
$701,152 in labor costs and no capital
or O&M costs.
Dated: February 28, 2008.
Sara Hisel-McCoy,
Director, Collection Strategies Division.
[FR Doc. E8–4348 Filed 3–5–08; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
[FRL–8539–6]
California State Motor Vehicle
Pollution Control Standards; Notice of
Decision Denying a Waiver of Clean Air
Act Preemption for California’s 2009
and Subsequent Model Year
Greenhouse Gas Emission Standards
for New Motor Vehicles
Environmental Protection
Agency.
ACTION: Notice.
AGENCY:
SUMMARY: Under section 209(b) of the
Clean Air Act, as amended, 42 U.S.C.
7543(b), the Environmental Protection
Agency denies the California Air
Resources Board’s request for a waiver
of the Clean Air Act’s prohibition on
adopting and enforcing its greenhouse
gas emission standards as they affect
2009 and later model year new motor
vehicles. This decision is based on the
Administrator’s finding that California
does not need its greenhouse gas
standards for new motor vehicles to
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meet compelling and extraordinary
conditions.
DATES: Petitions for review must be filed
by May 5, 2008.
ADDRESSES: EPA has established a
docket for this action under Docket ID
No. EPA–HQ–OAR–2006–0173. All
documents and public comments in the
docket are listed on the
www.regulations.gov Web site. Publicly
available docket materials are available
either electronically through
www.regulations.gov or in hard copy at
the Air and Radiation Docket in the EPA
Headquarters Library, EPA West
Building, Room 3334, 1301 Constitution
Ave., NW., Washington, DC. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
number for the Reading Room is (202)
566–1744. The Air and Radiation
Docket and Information Center’s Web
site is https://www.epa.gov/oar/
docket.html. The electronic mail (email) address for the Air and Radiation
Docket is: a-and-r-Docket@epa.gov, the
telephone number is (202) 566–1742,
and the Fax number is (202) 566–9744.
FOR FURTHER INFORMATION CONTACT:
Specific questions may be addressed to
David Dickinson, Office of
Transportation and Air Quality,
Compliance and Innovative Strategies
Division (6405J), EPA, 1200
Pennsylvania Avenue, NW.,
Washington, DC 20460, telephone: (202)
343–9256, e-mail:
dickinson.david@epa.gov.
SUPPLEMENTARY INFORMATION:
I. Finding
In this decision, I find that the
California Air Resources Board’s
(CARB’s) amendments to title 13,
California Code of Regulations (CCR),
sections 1900 and 1961, and a new
section 1961 for its Passenger Cars,
Light-Duty Trucks, and Medium-Duty
Vehicles, relating to greenhouse gases
(GHGs), are not needed to meet
compelling and extraordinary
conditions. While I recognize that global
climate change is a serious challenge,1
I have concluded that section 209(b)
was intended to allow California to
promulgate state standards applicable to
emissions from new motor vehicles to
1 This document does not reflect, and nothing in
this document should be construed as reflecting,
my judgment regarding whether emissions of GHGs
from new motor vehicles or engines cause or
contribute to air pollution ‘‘which may reasonably
be anticipated to endanger public health or
welfare,’’ which is a separate question involving
different statutory provisions and criteria; nor
should it be construed as reflecting my judgment
regarding any issue relevant to the determination of
this question.
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address pollution problems that are
local or regional. I do not believe section
209(b)(1)(B) was intended to allow
California to promulgate state standards
for emissions from new motor vehicles
designed to address global climate
change problems; nor, in the alternative,
do I believe that the effects of climate
change in California are compelling and
extraordinary compared to the effects in
the rest of the country. Based on this
finding, pursuant to section 209(b)(1) of
the Clean Air Act (Act), CARB’s waiver
request for its GHG standards for new
motor vehicles must be denied. Because
my finding regarding section
209(b)(1)(B) must, and is sufficient to,
result in a denial of California’s waiver
request, it is unnecessary for me to
determine whether the criteria for
denial of a waiver under sections
209(b)(1)(A) and (C) have been met. I
therefore will not address these criteria
in this decision.
II. Background
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A. California’s GHG Program for New
Motor Vehicles
California’s GHG program for new
motor vehicles is included as part of its
second generation low-emission vehicle
program known as LEV II. EPA
previously issued a waiver for the LEV
II program and also issued a waiver for
CARB’s zero-emission vehicle program
(known as ZEV) through the 2011 model
year. By Resolution 04–28 CARB
approved the GHG program for motor
vehicles on September 24, 2004 and
California’s Office of Administrative
Law approved the regulations on
September 15, 2005.
CARB’s regulations and incorporated
test procedures control certain
greenhouse gas emissions from two
categories of new motor vehicles—
passenger cars and the lightest trucks
(PC and LDT1) and heavier light-duty
trucks and medium-duty passenger
vehicles (LDT2 and MDPV). The
regulations add four new greenhouse
gas air emissions (carbon dioxide (CO2),
methane (CH4), nitrous oxide (N2O), and
hydrofluorocarbons (HFCs)) to
California’s existing regulations for
criteria and criteria-precursor
pollutants, along with air toxic
contaminants. The regulations establish
a declining fleet average emission
standard for these gases, with separate
standards for each of the two categories
of passenger vehicles noted above.
CARB sets the declining standards for
manufacturers into two phases: Nearterm standards phased in from 2009
through 2012, and mid-term standards,
phased in from 2013 through 2016.
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B. EPA’s Consideration of CARB’s
Request
By letter dated December 21, 2005,
CARB submitted a request seeking a
waiver of Section 209(a)’s prohibition
for its GHG motor vehicle standards.2
On February 21, 2007, EPA Acting
Assistant Administrator for Air and
Radiation Bill Wehrum notified the
Executive Officer of CARB that the
timing of EPA’s consideration of the
GHG waiver request was related to the
then-pending Massachusetts v. EPA
case before the United States Supreme
Court. EPA believed that the decision
and opinion in that case could
potentially be relevant to issues EPA
may address in the context of the GHG
waiver proceeding. As stated in the
February 21, 2007 letter EPA notified
CARB’s Executive Officer that it would
proceed with the waiver request after
the Supreme Court decision was
issued.3 The Supreme Court issued its
decision for Massachusetts v. EPA on
April 2, 2007, finding among other
things that EPA has authority to regulate
emissions of GHGs from new motor
vehicles under section 202(a) of the Act,
if in the Administrator’s judgment such
emissions cause or contribute to air
pollution that may reasonably be
anticipated to endanger public health or
welfare (549 U.S. l, 127 S.Ct. 1438).
On April 30, 2007, a Federal Register
notice was published announcing an
opportunity for hearing and comment
on CARB’s request, including a public
hearing scheduled for May 22, 2007, in
Washington, DC and a written comment
period with a deadline of June 15,
2007.4 On May 10, 2007, an additional
Federal Register notice was published
announcing an additional public
hearing for May 30, 2007, in
Sacramento, CA with no change in the
comment period deadline of June 15,
2007.5 EPA subsequently conducted the
two public hearings on May 22, 2007
and May 30, 2007. The written comment
period closed on June 15, 2007.
On several occasions EPA received
requests to extend or re-open the
comment period; however the Agency
did not extend the June 15, 2007
deadline. The Agency did, however,
2 Section 209(a) of the Act provides: No State or
any political subdivision thereof shall adopt or
attempt to enforce any standard relating to the
control of emissions from new motor vehicles or
new motor vehicle engines subject to this part. No
State shall require certification, inspection or any
other approval relating to the control of emissions
from any new motor vehicle or new motor vehicle
engine as condition precedent to the initial retail
sale, titling (if any), or registration of such motor
vehicle, motor vehicle engine, or equipment.
3 Docket entry EPA–HQ–OAR–2006–0173–0002.
4 72 FR 21260 (April 30, 2007).
5 72 FR 26626 (May 10, 2007)
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indicate that consistent with past waiver
practice, it would continue, as
appropriate, to communicate with any
stakeholders in the waiver process after
the comment period ended and that it
would continue to evaluate any
comments submitted after the close of
the comment period to the extent
practicable.6 By letter dated June 21,
2007, I informed Governor
Schwarzenegger that I intended to make
a decision on the state’s request by the
end of the year.7 By letter dated
December 19, 2007 I notified Governor
Schwarzenegger that EPA would be
denying the waiver and that I had
instructed my staff to draft the
appropriate documents setting forth the
rationale for the denial in further
detail.8
III. Analysis of Preemption Under the
Clean Air Act
A. Clean Air Act
Section 209(a) of the Act provides:
No State or any political subdivision
thereof shall adopt or attempt to enforce any
standard relating to the control of emissions
from new motor vehicles or new motor
vehicle engines subject to this part. No State
shall require certification, inspection or any
other approval relating to the control of
emissions from any new motor vehicle or
new motor vehicle engine as condition
precedent to the initial retail sale, titling (if
6 EPA denied these requests by letters to the
requestors on June 8, 2007 (see EPA–HQ–OAR–
0173–1236, EPA–HQ–OAR–0173–1237, EPA–HQ–
OAR–0173–1238, and EPA–HQ–OAR–0173–1239;
by letter on August 17, 2007 (see EPA–HQ–OAR–
0173–3604); and by letters on November 6, 2007
(see EPA–HQ–OAR–0173–3655, EPA–HQ–OAR–
0173–3656, and EPA–HQ–OAR–0173–3657).
7 Docket entry EPA–HQ–OAR–0173–5847.
8 Docket entry EPA–HQ–OAR–0173–4702. This
letter merely informed the Governor of California
that EPA ‘‘will be denying the waiver’’ based on a
finding that California does not have a ‘‘need to
meet compelling and extraordinary conditions.’’ As
noted in the letter, EPA staff were instructed to
draft the appropriate documents setting forth the
rationale in further detail for why under this second
criteria under the Clean Air Act the waiver would
be denied. Both the intent and nature of the letter
clearly reflect that the letter was not the Agency’s
final action and that EPA would be issuing a
separate final decision (to be signed by the
Administrator); therefore, today’s decision is EPA’s
final decision on California’s waiver request and
represents the Agency’s final agency action. The
State of California has petitioned the United States
Court of Appeals for the Ninth Circuit for review
of EPA’s December 19, 2007 communication based
on its view that such communication was final
agency action. (See State of California v. United
States Environmental Protection Agency, No. 08–
70011). As explained in EPA’s Motion to Dismiss
California’s petition (and other joined petitions), the
Agency’s final agency action that is subject to
judicial review is the final signed decision
document—which is today’s action. To the extent
any court finds that the December 19, 2007 letter
was final action, today’s final decision supersedes
and replaces the December 19, 2007 communication
to California and reflects EPA’s entire decision to
deny the waiver.
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any), or registration of such motor vehicle,
motor vehicle engine, or equipment.
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Section 209(b)(1) of the Act requires
the Administrator, after an opportunity
for public hearing, to waive application
of the prohibitions of section 209(a) for
any State that has adopted standards
(other than crankcase emission
standards) for the control of emissions
from new motor vehicles or new motor
engines prior to March 30, 1966,9 if the
State determines that the State
standards will be, in the aggregate, at
least as protective of public health and
welfare as applicable Federal standards.
However, no such waiver shall be
granted if the Administrator finds that:
(A) the protectiveness determination of
the State is arbitrary and capricious; (B)
the State does not need such State
standards to meet compelling and
extraordinary conditions; or (C) such
State standards and accompanying
enforcement procedures are not
consistent with section 202(a) of the
Act.
B. Deference
CARB maintains that EPA’s previous
waiver practice of leaving decisions on
ambiguous and controversial matters of
public policy to California’s judgment
applies equally if not more so to policy
considerations over the treatment of
GHG emissions. It notes nothing in
section 209(b) has changed the express
Congressional intent for California to
lead and experiment with cutting edge
emission-reduction technologies and,
just as California paved the way for
advances in reducing criteria air
pollutants, so does California’s GHG
regulation advance the reduction in
climate-changing GHG emissions.
The Alliance of Automobile
Manufacturers (the Alliance) discusses
EPA’s historical practice and its ‘‘highly
deferential standard of review.’’ 10 In its
June 5, 2007 comments the Alliance sets
out examples of EPA’s deference toward
California’s regulations as
demonstration of EPA’s limited scope of
review. However, the Alliance claims
that CARB’s GHG regulation has a
qualitatively new objective of
addressing global climate change.
Because of this, the Alliance believes
that EPA must make its own
independent judgment, with no
deference to California, on two
questions arising under section
209(b)(1)(B)—specifically whether
California needs its own state-specific
regulations and whether California’s
9 California is the only State which meets section
209(b)(1) eligibility criteria for obtaining waivers.
See e.g., S. Rep. No. 90–403, at 632 (1967).
10 Docket Entry EPA–HQ–OAR–2006–0173–
1519.1, at p. 3.
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particular regulations will actually
address or meet the perceived need.
With respect to the deference due to
California’s policy judgments on the
best way to protect the public health
and welfare of its residents, EPA is not
addressing or changing its traditional
interpretation and practice concerning
deference to California’s judgment with
respect to section 209(b)(1)(A) and (C).
EPA’s role in applying the second
criterion is not to substitute its
judgment for California’s on the
importance, value, or benefit for
California that might be derived from a
specific set of GHG standards and the
related reductions, assuming it is
otherwise appropriate for California to
adopt its own GHG standards.
At the same time, as discussed below,
EPA’s interpretation of section
209(b)(1)(B) looks at the nature of GHGs
as an air pollution problem, and in the
alternative looks at the impacts of global
climate change in California in
comparison to the rest of the nation as
a whole. Applying this interpretation to
this waiver application calls for EPA to
exercise its own judgment to determine
whether the air pollution problem at
issue—elevated concentrations of
GHGs—is within the confines of state
air pollution programs covered by
section 209(b)(1)(B). EPA’s evaluation
relates to the limits of California’s
authority to regulate GHG emissions
from new motor vehicles, not to the
particular regulatory provisions that
California wishes to enforce. California
has its own views on this issue, but EPA
does not believe it is required or
appropriate to give deference to
California of the statutory interpretation
of the Clean Air Act, including the issue
of the confines or limits of state
authority established by section
209(b)(1)(B). This does not change
EPA’s consistent view that within such
confines it should give deference to
California’s policy judgments, as it has
in past in waiver decisions, on the
mechanism used to address local and
regional air pollution problems.
C. Burden of Proof
In Motor and Equip. Mfrs. Assoc. v.
EPA, 627 F.2d 1095 (D.C. Cir. 1979)
(MEMA I), the U.S. Court of Appeals
stated that the Administrator’s role in a
section 209 proceeding is to:
consider all evidence that passes the
threshold test of materiality and * * *
thereafter assess such material evidence
against a standard of proof to determine
whether the parties favoring a denial of the
waiver have shown that the factual
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circumstances exist in which Congress
intended a denial of the waiver.11
The court in MEMA I considered the
standards of proof under section 209 for
the two findings necessary to grant a
waiver for an accompanying
enforcement procedure (as opposed to
the standards themselves): (1)
Protectiveness in the aggregate and (2)
consistency with section 202(a). The
court instructed that, ‘‘the standard of
proof must take account of the nature of
the risk of error involved in any given
decision, and it therefore varies with the
finding involved. We need not decide
how this standard operates in every
waiver decision.’’ 12
The court upheld the Administrator’s
position that, to deny a waiver, ‘‘there
must be ‘clear and compelling evidence’
to show that proposed procedures
undermine the protectiveness of
California’s standards.’’ 13 The court
noted that this standard of proof ‘‘also
accords with the Congressional intent to
provide California with the broadest
possible discretion in setting regulations
it finds protective of the public health
and welfare.’’ 14 With respect to the
consistency finding, the court did not
articulate a standard of proof applicable
to all proceedings, but found that the
opponents of the waiver were unable to
meet their burden of proof even if the
standard were a mere preponderance of
the evidence.
Although MEMA I addressed
enforcement procedures and did not
explicitly consider the standards of
proof under section 209 concerning a
waiver request for standards, nothing in
the opinion suggests that the court’s
analysis would not apply with equal
force to such determinations. Both
before and after MEMA I, EPA’s past
waiver decisions have consistently
made clear that:
[E]ven in the two areas concededly
reserved for Federal judgment by this
legislation—the existence of ‘compelling and
extraordinary’ conditions and whether the
standards are technologically feasible—
Congress intended that the standards of EPA
review of the State decision to be a narrow
one.15
Finally, opponents of the waiver bear
the burden of showing that California’s
waiver request is inconsistent with
section 202(a). As found in MEMA I, this
obligation rests firmly with opponents
of the waiver in a 209 proceeding,
holding that: ‘‘[t]he language of the
statute and its legislative history
11 MEMA
I, 627 F.2d at 1122.
12 Id.
13 Id.
14 Id.
15 See,
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e.g., 40 FR.23102–103 (May 28, 1975).
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indicate that California’s regulations,
and California’s determinations that
they must comply with the statute,
when presented to the Administrator are
presumed to satisfy the waiver
requirements and that the burden of
proving otherwise is on whoever attacks
them.’’ 16
The Administrator’s burden, on the
other hand, is to demonstrate that he
has made a reasonable and fair
evaluation of the information in the
record in coming to the waiver request
decision. As the court in MEMA I stated,
‘‘here, too, if the Administrator ignores
evidence demonstrating that the waiver
should not be granted, or if he seeks to
overcome that evidence with
unsupported assumptions of his own,
he runs the risk of having his waiver
decision set aside as ‘arbitrary and
capricious.’ ’’ 17 Therefore, the
Administrator’s burden is to act
‘‘reasonably.’’ 18
IV. Discussion
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A. Sections 209(b)(1)(A) and (C)
Under section 209(b) of the Clean Air
Act, a waiver shall not be granted if the
Administrator makes any one of the
three findings in section 209(b)(1)(A),
(B) and (C). As noted above and
discussed in detail below, I am denying
California’s request for a waiver based
on my finding that California does not
need its motor vehicle GHG standards to
meet compelling and extraordinary
conditions. We received numerous
comments regarding the criteria in
sections 209(b)(1)(A) and (C). Because
my finding regarding section
209(b)(1)(B) must, and is sufficient to,
result in a denial of California’s waiver
request, it is unnecessary for me to
determine whether the criteria for
denial of a waiver under sections
209(b)(1)(A) and (C) have been met. I
therefore will not address these criteria
in this decision nor will I address the
comments submitted regarding these
criteria.
B. Additional Issues Raised by EPA’s
Federal Register Notice
In EPA’s April 30, 2007 Federal
Register Notice the Agency invited
comment on three issues with regard to
our review of this waiver request: (1)
Given that the regulations referenced in
the December 21, 2005, request letter
relate to global climate change, should
that have any effect on EPA’s evaluation
of the criteria, and if so, in what
manner?; (2) whether the United States
Supreme Court decision in
16 MEMA
I, 627 F.2d at 1121.
at 1126.
18 Id. at 1126.
17 Id.
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Massachusetts v. EPA, issued on April
2, 2007, regarding the regulation of
emissions of greenhouse gases from new
motor vehicles under Title II of the
Clean Air Act is relevant to EPA’s
evaluation of the three criteria, and if so,
in what manner?; and (3) whether the
Energy Policy and Conservation Act
(EPCA) fuel economy provisions are
relevant to EPA’s consideration of this
petition or to CARB’s authority to
implement its vehicle GHG regulations?
With regard to the first two issues, the
responses to the questions are generally
subsumed into the discussion of section
209(b)(1)(B) below, to the extent they
are relevant to my consideration of that
criterion. With regard to the third issue,
my decision is based solely on the
statutory criteria in section 209(b) of the
Act and this decision does not attempt
to interpret or apply EPCA or any other
statutory provision.19
C. Does California Need Its GHG
Standards To Meet Compelling and
Extraordinary Conditions?
1. It Is Appropriate To Apply This
Criterion to California’s GHG Standards
Separately, as Compared to California’s
Motor Vehicle Program as a Whole
Under section 209(b)(1)(B) of the
Clean Air Act, the Administrator may
not grant a waiver if he finds that the
‘‘State does not need such State
standards to meet compelling and
extraordinary conditions.’’ California’s
submissions state that EPA has in the
past recognized California’s unique
needs when reviewing waiver requests.
California states that the relevant
inquiry is whether California needs its
own motor vehicle emissions control
program to meet compelling and
extraordinary conditions, not whether
any given standard is needed to meet
compelling and extraordinary
conditions related to that air pollution
problem. On the other hand, several
commenters opposing the waiver
suggest EPA’s determination should be
based on whether California needs its
greenhouse gas standards in particular
to meet compelling and extraordinary
conditions, saying that a proposed set of
standards must be linked to compelling
and extraordinary conditions. These
commenters suggest that the Act
19 EPA notes that there are two recent U.S.
District Court decisions recognizing that California
GHG standards are preempted under section 209(a)
of the Clean Air Act. These cases do not address
the issue of whether it is appropriate for EPA to
grant a waiver under section 209(b) of the Clean Air
Act, including the second criterion of section
209(b)(1), which is the subject of today’s decision.
See Central Valley Chrysler-Jeep v. Goldstene, 2007
WL 437878 (ED Cal Dec. 11, 2007); Green Mountain
Chrysler v. Crombie, 508 F.Supp. 2nd 295 (D. Vt.
2007).
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requires EPA to look at the particular
‘‘standards’’ at issue, not the program.
I find that it is appropriate to review
whether California needs its GHG
standards to meet compelling and
extraordinary conditions separately
from the need for the remainder of
California’s new motor vehicle program.
I base this decision on the fact that
California’s GHG standards are designed
to address global climate change
problems that are different from the
local pollution problems that California
has addressed previously in its new
motor vehicle program. The climate
change problems are different in terms
of the distribution of the pollutants and
the effect of local factors, including the
local effect of motor vehicle emissions
as differentiated from other GHG
emissions worldwide on the GHG
concentrations in California.
This waiver decision represents the
first instance of EPA applying the
section 209(b)(1)(B) criterion to a
California waiver request for a
fundamentally global air pollution
problem. Although EPA’s review of this
criterion has typically been cursory due
to California needing its motor vehicle
emission program due to fundamental
factors leading to local and regional air
pollution problems (as discussed
below), it is appropriate in this case to
carefully review the purpose of section
209(b)(1)(B) when applying it to the new
circumstance of California’s intent to
regulate greenhouse gases. By doing so
EPA gives meaning to Congress’s
decision to include this provision in
section 209(b).20
a. EPA Practice in Previous Waivers
In past waivers that addressed local or
regional air pollution, EPA has
interpreted section 209(b)(1)(B) as
looking at whether California needs a
separate motor vehicle program to meet
compelling and extraordinary
conditions. Under this approach EPA
does not look at whether the specific
standards at issue are needed to meet
compelling and extraordinary
conditions related to that air pollutant.
For example, EPA reviewed this issue in
detail with regard to particulate matter
in a 1984 waiver decision.21 In that
waiver proceeding, California argued
that EPA is restricted to considering
whether California needs its own motor
vehicle program to meet compelling and
extraordinary conditions, and not
whether any given standard is necessary
to meet such conditions. Opponents of
20 See United States v. Menashe, 348 U.S. 528,
538–39, 75 S.Ct. 513, 520 (1955) (courts must give
effect to every word, clause, and sentence of a
statute).
21 See 49 FR 18887 (May 3, 1984).
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the waiver in that proceeding argued
that EPA was to consider whether
California needed these PM standards to
meet compelling and extraordinary
conditions related to PM air pollution.
The Administrator agreed with
California that it was appropriate to look
at the program as a whole in
determining compliance with section
209(b)(1)(B). One justification of the
Administrator was that many of the
concerns with regard to having separate
state standards were based on the
manufacturers’ worries about having to
meet more than one motor vehicle
program in the country, but that once a
separate California program was
permitted, it should not be a greater
administrative hindrance to have to
meet further standards in California.
The Administrator also justified this
decision by noting that the language of
the statute referred to ‘‘such state
standards,’’ which referred back to the
use of the same phrase in the criterion
looking at the protectiveness of the
standards in the aggregate. He also
noted that the phrase referred to
standards in the plural, not individual
standards. He considered this
interpretation to be consistent with the
ability of California to have some
standards that are less stringent than the
federal standards, as long as, per section
209(b)(1)(A), in the aggregate its
standards were at least as protective as
the federal standards.
The Administrator further stated that
in the legislative history of section 209,
the phrase ‘‘compelling and
extraordinary circumstances’’ refers to
‘‘certain general circumstances, unique
to California, primarily responsible for
causing its air pollution problem,’’ like
the numerous thermal inversions caused
by its local geography and wind
patterns. The Administrator also noted
that Congress recognized ‘‘the presence
and growth of California’s vehicle
population, whose emissions were
thought to be responsible for ninety
percent of the air pollution in certain
parts of California.’’ 22 EPA reasoned
that the term compelling and
extraordinary conditions ‘‘does not refer
to the levels of pollution directly.’’
Instead, the term refers primarily to the
factors that tend to produce higher
levels of pollution—‘‘geographical and
climatic conditions (like thermal
inversions) that, when combined with
large numbers and high concentrations
of automobiles, create serious air
pollution problems.’’
The Administrator summarized that
the question to be addressed in the
second criterion is whether these
22 Id.
at 18890.
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‘‘fundamental conditions’’ (i.e. the
geographical and climate conditions and
large motor vehicle population) that
cause air pollution continued to exist,
not whether the air pollution levels for
PM were compelling and extraordinary,
or the extent to which these specific PM
standards will address the PM air
pollution problem.
From this it can be seen that EPA’s
interpretation in the context of
reviewing standards designed to address
local or regional air pollution has
looked at the local causes of the air
pollution problems—geographic and
climatic conditions that turn local
emissions into air pollution problems,
such as thermal inversions, combined
with a large number of motor vehicles
in California emitting in the aggregate
large quantities of emissions. Under this
interpretation, it is the common factors
that cause or produce local or regional
air pollution problems, and the
particular contribution of local vehicles
to such problems, that set California
apart from other areas when Congress
adopted this provision.
EPA’s review of this criterion has
usually been cursory and not in dispute,
as the fundamental factors leading to air
pollution problems—geography, local
climate conditions (like thermal
inversions), significance of the motor
vehicle population—have not changed
over time and over different local and
regional air pollutants. These
fundamental factors have applied
similarly for all of California’s air
pollution problems that are local or
regional in nature. California’s
circumstances of geography, climate,
and motor vehicle population continue
to show that it has compelling and
extraordinary conditions leading to such
local air pollution problems related to
traditional pollutants.
To date, California’s motor vehicle
program has addressed air pollution
problems that are generally local or
regional in nature. The emission
standards have been designed to reduce
emissions coming from local vehicles,
in circumstances where these local
emissions lead to air pollution in
California that will affect directly the
local population and environment in
California. In that context, EPA’s prior
interpretation has been and continues to
be a reasonable and appropriate
interpretation of the second criterion,
and EPA is not reconsidering or
changing it here for local or regional air
pollution problems. The narrow
question in this waiver proceeding is
whether this interpretation is
appropriate when considering motor
vehicle standards designed to address a
global air pollution problem and its
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effects, as compared to a local or
regional air pollution problem that has
close causal ties to conditions in
California.
b. The Distinct Nature of Global
Pollution as It Relates to Section
209(b)(1)(B)
The air pollution problem at issue
here is elevated atmospheric
concentrations of greenhouse gases, and
the concern is the impact these
concentrations have on global climate
change and the effect of global climate
change on California. In contrast to local
or regional air pollution problems, the
atmospheric concentrations of these
greenhouse gases is basically uniform
across the globe, based on their long
atmospheric life and the resulting
mixing in the atmosphere. The factors
looked at in the past—the geography
and climate of California, and the large
motor vehicle population in California,
which were considered the fundamental
causes of the air pollution levels found
in California—no longer perform the
same causal function. The atmospheric
concentration of greenhouse gases in
California is not affected by the
geography and climate of California.
The long duration of these gases in the
atmosphere means they are well-mixed
throughout the global atmosphere, such
that their concentrations over California
and the U.S. are, for all practical
purposes, the same as the global
average. The number of motor vehicles
in California, while still a notable
percentage of the national total and still
a notable source of GHG emissions in
the State, bears no more relation to the
levels of greenhouse gases in the
atmosphere over California than any
other comparable source or group of
sources of greenhouse gases anywhere
in the world. Emissions of greenhouse
gases from California cars do not
generally remain confined within
California’s local environment but
instead become one part of the global
pool of GHG emissions, with this global
pool of emissions leading to a relatively
homogenous concentration of
greenhouse gases over the globe. Thus,
the emissions of motor vehicles in
California do not affect California’s air
pollution problem in any way different
from emissions from vehicles and other
pollution sources all around the world.
Similarly, the emissions from
California’s cars do not just affect the
atmosphere in California, but in fact
become one part of the global pool of
GHG emissions that affect the
atmosphere globally and are distributed
throughout the world, resulting in
basically a uniform global atmospheric
concentration.
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Given the different, and global, nature
of the pollution at issue, it is reasonable
to find that the conceptual basis
underlying the practice of considering
California’s motor vehicle program as a
whole does not apply with respect to
elevated atmospheric concentrations of
GHGs. Therefore EPA has considered
whether it is appropriate to apply this
criterion in a different manner for this
kind of air pollution problem; that is, a
global air pollution problem. EPA
continues to believe that it is
appropriate to apply its historical
practice to air pollution problems that
are local or regional in nature, and is not
suggesting the need to change such
interpretation. The only question
addressed is whether it is appropriate to
employ a different practice to the very
different circumstances present for this
global air pollution problem.
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c. Analysis of the Text and History of
Section 209(b)(1)(B)
The text of section 209(b)(1)(B) does
not limit EPA to its previous practice as
the language of the statute is ambiguous
on this point.23 The second criterion
refers to the need for ‘‘such State
standards.’’ While it is clear that this
language refers at least to all of the
standards that are the subject of the
particular waiver proceeding before the
Administrator, it could reasonably be
considered as referring either to the
standards in the entire California
program, the program for similar
vehicles, or the particular standards for
which California is requesting a waiver
under the pending request.24
The 1984 PM waiver referred to the
need for consistency with the ‘‘in the
aggregate’’ finding, where Congress
explicitly allowed California to adopt
some standards that are less stringent
than federal standards. This provision
was specifically aimed at allowing
California to adopt less stringent CO
standards at a time when California
23 I note that because the statute is not clear with
respect to the interpretation of this paragraph, my
decision is entitled to deference and should be
upheld as long as it is a permissible construction
of the statute. Chevron v. NRDC, 467 U.S. 837, 843,
104 S. Ct. 2778, 2782 (1984). See Engine
Manufacturers Ass’n v. EPA, 88 F.3d 1075, 1084
(DC Cir. 1996) (‘‘the court need only find that the
EPA’s understanding of * * * [the] statute is a
sufficiently rational one to preclude a court from
substituting its judgment for that of EPA’’ [internal
quotes and citations omitted]).
24 As noted above, EPA’s 1984 waiver justified its
review of California’s program as a whole in part
on the fact that section 209(b)(1)(B) referred to
‘‘standards’’ in the plural, rather than the singular.
However, the fact that ‘‘standards’’ is plural does
not in and of itself determine what set of standards
is being reviewed, since many waiver requests
encompass a set of standards, rather than a single
standard. EPA notes that the words ‘‘in the
aggregate’’ are not found in section 209(b)(1)(B).
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wanted to adopt NOX standards that
were tighter than the federal NOX
standards, to address ozone problems.
California judged that a relaxed CO
standard would facilitate the
technological feasibility of the desired
more stringent NOX standards. EPA
noted that it would be inconsistent for
Congress to allow EPA to look at each
air pollutant separately for purposes of
determining compelling and
extraordinary conditions for that air
pollution problem, and at the same time
allow California to adopt standards for
an air pollutant that were less stringent
than the federal standards. While EPA
continues to believe, for local or
regional air pollution problems, that it
is appropriate to look at California’s
program as a whole under the second
criterion, allowing less stringent
standards for some pollutants does not
by itself mandate that this is the only
possible interpretation of this criterion,
especially when a global pollutant is at
issue. For example, it is not implausible
to think that even if EPA traditionally
were to look at air pollution problems
separately under the second criterion,
EPA could readily determine that the
less stringent CO standards should be
considered with respect to the ozone
problem when evaluating compelling
and extraordinary conditions, not the
CO problem, as ozone control was the
purpose of the less stringent CO
standard.25
The legislative history for section 209
also supports EPA’s decision to examine
the second criterion specifically in the
context of global climate change. It
indicates that Congress was moved to
allow waivers of preemption for
California motor vehicle standards
based on the particular effects of local
conditions in California on the air
pollution problems in California.
Congress discussed ‘‘the unique
problems faced in California as a result
of its climate and topography.’’ H.R.
Rep. No. 728, 90th Cong. 1st Sess., at 21
(1967). See also Statement of Cong.
Holifield (CA), 113 Cong. Rec. 30942–43
(1967). Congress also noted the large
effect of local vehicle pollution on such
local problems. See, e.g., Statement of
Cong. Bell (CA) 113 Cong. Rec. 30946.
In particular, Congress focused on
California’s smog problem, which is
especially affected by local conditions
and local pollution. See Statement of
Cong. Smith (CA) 113 Cong. Rec.
30940–41 (1967); Statement of Cong.
Holifield (CA), id. at 30942. See also,
25 See ‘‘Waiver for Standards for Model Year 1979
and later Passenger Cars, Certification Procedures
and High Altitude Regulations’’ at 43 FR 25729
(June 14, 1978).
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MEMA I, 627 F.2d 1095, 1109 (D.C. Cir.,
1979) (noting the discussion of
California’s ‘‘peculiar local conditions’’
in the legislative history). Congress did
not justify this provision based on
pollution problems of a more national or
global nature in justifying this
provision.26
d. It Is Appropriate To Apply Section
209(b)(1)(B) Separately to GHG
Standards
EPA believes that in the context of
reviewing California GHG standards
designed to address global climate
change, it is appropriate to apply the
second criterion separately for GHG
standards. For this waiver proceeding
EPA will not look at whether California
continues to need its separate motor
vehicle program in general to meet
compelling and extraordinary
conditions, as the core factors
underlying that interpretation, which
are related to local conditions, do not
apply to the circumstances of this global
air pollution problem.
The intent of Congress, in enacting
section 209(b) and in particular
Congress’s decision to have a separate
section 209(b)(1)(B), was to require EPA
to specifically review whether
California continues to have compelling
and extraordinary conditions and the
need for state standards to address those
conditions. Thus I believe it is
appropriate to review California’s GHG
standards separately from the remainder
of its motor vehicle emission control
program for purposes of section
209(b)(1)(B).27
In this context it is appropriate to give
meaning to this criterion by looking at
whether the emissions from California
motor vehicles, as well as the local
climate and topography in California,
are the fundamental causal factors for
the air pollution problem—elevated
concentrations of greenhouse gases—
apart from the other parts of California’s
motor vehicle program, which are
intended to remediate different air
pollution concerns. In the alternative,
EPA has also considered the effects in
California of this global air pollution
problem in California in comparison to
26 In reference to another argument made in the
1984 waiver, while the administrative costs of a
program may not increase significantly based on the
addition of new standards, there is still cost in the
implementation of new standards, particularly in
terms of changes in design necessitated by the new
standards. In any case, this issue does not appear
to be particularly relevant to the issue of whether
California needs its standards to meet compelling
and extraordinary conditions.
27 I note that this does not represent a change in
EPA practice regarding its previous waiver
decisions, which addressed California standards
designed to address local or regional pollution.
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the rest of the country, again addressing
the GHG standards separately from the
rest of California’s motor vehicle
program. While the atmospheric
concentrations of GHGs may be
basically uniform around the globe, and
GHG emissions distributed globally,
EPA has considered whether the
potential impact of climate change
resulting from these concentrations will
differ across geographic areas and if so
whether the effects in California amount
to compelling and extraordinary
conditions. These alternative
approaches are consistent with the text
of the provision, and give it a meaning
relevant to the air pollution
circumstances at issue.
The appropriate criteria to apply
therefore is whether the emissions of
California motor vehicles, as well as
California’s local climate and
topography, are the fundamental causal
factors for the air pollution problem of
elevated concentrations of greenhouse
gases, and in the alternative whether the
effect in California of this global air
pollution problem amounts to
compelling and extraordinary
conditions.
2. Relationship of California Motor
Vehicles, Climate, and Topography to
Elevated Concentrations of Greenhouse
Gases in California
I recognize that Congress’ purpose in
establishing the prohibition in section
209(a) and the waiver in 209(b) was to
balance the benefit of allowing
California significant discretion in
deciding how to protect the health and
welfare of its population, and that part
of that benefit is allowing California to
act as a laboratory for potential federal
motor vehicle controls, with the burden
imposed on the manufacturers of being
subject to two separate motor vehicle
programs. S. Rep. No. 403, 90th Cong.
1st Sess., at 32–33 (1967). It is clear that
Congress intended this balance to be
premised on a situation where
California needs the state standards to
meet compelling and extraordinary
conditions. Thus, if I find that California
does not need its state GHG standards
to meet compelling and extraordinary
conditions, it would not be appropriate
to grant a waiver of preemption for
California’s state requirements.
Commenters opposed to EPA granting
the waiver commented that California
should be denied the waiver because
separate state GHG standards are not
needed to meet compelling and
extraordinary conditions because there
is no link between motor vehicle
emissions in California and any alleged
extraordinary conditions in California.
These commenters state that while
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California spends a great deal of time
discussing the effects of climate change
in California (discussed below),
California does not link these emission
standards with such effects. They note
that GHGs are not localized pollutants
that can affect California’s local climate
or which are problematic due to
California’s specific topography.
Instead, emissions from vehicles in
California become mixed with the global
emissions of GHG and affect global
climate (including California’s climate)
in the same way that any GHG from
around the world affect global (and
California) climate conditions. They
claim that Congress authorized EPA to
grant a waiver of preemption only in
cases where California standards were
necessary to address peculiar local air
quality problems. They claim that there
can be no need for separate California
standards if the standards are not aimed
at, and do not redress, a Californiaspecific problem.
California and others supporting the
waiver counter that the reductions in
GHG emissions from the standards are
needed to reduce future impacts of
climate change.
In previous waiver decisions, EPA
was asked to waive preemption of
standards regulating emissions that
were local or regional in effect. Local air
pollution problems are affected directly
by local conditions in California, largely
the emissions from motor vehicles in
California in the context of the local
climate and topography. As a result
state standards regulating such local
motor vehicle emissions will have a
direct effect on the concentration of
pollutants directly affecting California’s
environment. They are effective
mechanisms to reduce the levels of local
air pollution in California because local
conditions are the primary cause of that
kind of air pollution problem. In
addition, reductions in emissions from
motor vehicles that occur elsewhere in
the United States will not have the same
impact, and often will have no impact,
on reducing the levels of local air
pollution in California.
By contrast, GHGs emitted by
California motor vehicles become part of
the global pool of GHG emissions that
affect concentrations of GHGs on a
uniform basis throughout the world.
The local climate and topography in
California have no significant impact on
the long-term atmospheric
concentrations of greenhouse gases in
California. Greenhouse gas emissions
from vehicles or other pollution sources
in other parts of the country and the
world will have as much effect on
California’s environment as emissions
from California vehicles. As a result,
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reducing emissions of GHGs from motor
vehicles in California has the same
impact or effect on atmospheric
concentrations of GHGs as reducing
emissions of GHGs from motor vehicles
or other sources elsewhere in the US, or
reducing emissions of GHGs from other
sources anywhere in the world.
California’s motor vehicle standards for
GHG emissions do not affect just
California’s concentration of GHGs, but
affect such concentrations globally, in
ways unrelated to the particular
topography in California. Similarly,
emissions from other parts of the world
affect the global concentrations of
GHGs, and therefore concentrations in
California, in exactly the same manner
as emissions from California’s motor
vehicles.
In Section IV.C.1, the previous
section, EPA discussed the reasons for
concluding that it is appropriate to look
at California’s GHGs standards
separately, as compared to looking at its
need for a motor vehicle program in
general. These reasons also lead to the
conclusion that California does not need
these GHG standards to meet
compelling and extraordinary
conditions, without the need to compare
impacts in California with impacts in
the rest of the nation. The legislative
history indicates that Congress’ intent in
the second criterion was to allow
California to adopt new motor vehicle
standards because of compelling and
extraordinary conditions in California
that were causally related to local or
regional air pollution levels in
California. These factors—climate,
topography, large population of motor
vehicles—cause these kinds of local or
regional air pollution levels in
California and because of this causal
link, California’s motor vehicle
standards can be effective mechanisms
to address these local problems.
Reductions outside California would not
be expected to be as effective as
reductions from California’s state motor
vehicle standards in addressing
California’s local or regional air
pollution problems, as there is not such
a causal link between emissions outside
California and local or regional air
quality conditions inside California.
Some have argued that the decision of
the Supreme Court in Massachusetts v.
EPA, which determined that EPA has
authority to regulate GHGs under
section 202(a) of the Act, if EPA makes
certain findings, requires that EPA grant
a waiver of preemption under section
209(b). However, this argument does not
address a critical difference between
sections 202(a) and 209(b). Section
202(a) requires EPA to promulgate
‘‘standards applicable to the emission of
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any air pollutant from any class or
classes of new motor vehicle * * *
which in his judgment cause, or
contribute to, air pollution which may
reasonably be anticipated to endanger
public health or welfare,’’ without
regard to the local, regional or national
nature of the conditions. However,
section 209(b)(1)(B) explicitly requires
EPA to review whether California needs
its state standards to meet compelling
and extraordinary conditions. I believe
that section 209(b) was intended to
allow California to promulgate state
standards applicable to emissions from
new motor vehicles to address pollution
problems that are local or regional. I
believe that the inclusion of section
209(b)(1)(B) indicated Congress’s desire
not to allow waiver of preemption for
California standards to reduce emissions
related to global air pollution problems,
as compared to local or regional air
pollution. Section 209(b) was a
compromise measure that allowed
disruption of the introduction of new
motor vehicles into interstate commerce
by allowing California to have its own
motor vehicle program, but limited this
to situations where the air pollution
problems have their basic cause, and
therefore their solution, locally in
California.28 Congress allowed
California to promulgate its own new
motor vehicle standards based in part
on the fact that California motor
vehicles were such a large part of the
local air pollution problem in
California, see e.g., Statement of Cong.
Bell (CA) 113 Cong. Rec. 30946 and ‘‘the
unique problems faced in California as
a result of its climate and topography.’’
H.R. Rep. No. 728, 90th Cong. 1st Sess.,
at 21 (1967). California’s ability to
address these local or regional air
pollution problems through local
measures that reduce emissions of
pollutants that directly affect
California’s own local environment, and
the effectiveness of such measures to
deliver emission reductions in the area
that needs it, was the basis for allowing
California the authority, unique among
the states, to promulgate such state
standards.
In contrast, Congress did not indicate
any particular desire to allow California
to promulgate local standards to deal
with global air pollution like
atmospheric concentrations of GHGs.
California comments on the need for
reductions in GHG atmospheric
concentrations and therefore emissions,
but the issue is not whether such
reductions are needed but whether
Congress intended them to be
28 See S. Rep. No 403, 90th Cong. 1st Sess., at 32–
33 (1967).
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effectuated on a state basis by California
through its new motor vehicle program.
This type of pollution seems ill-fitted to
Congress’s intent to provide California
with a method of handling its local air
pollution concentrations and related
problems with local emission control
measures. I believe that standards
regulating emissions of global pollutants
like greenhouse gases were not part of
the compromise envisioned by Congress
in passing section 209(b).
California argues that increased
temperatures associated with climate
change would increase ozone levels in
California, and that EPA has long
recognized that California has
compelling and extraordinary
conditions concerning ozone, and
therefore the waiver should be granted
based on the impact of climate change
on ozone levels. However, as discussed
above, in specifying the need for
standards to meet compelling and
extraordinary conditions Congress had
in mind the causal factors of local or
regional air pollution problems, not the
level of the air pollution per se. GHG
emissions from California cars are not a
causal factor for local ozone levels any
more than GHG emissions from any
other source of GHG emissions in the
world. It is not the impact on ozone
levels that is the key question, but the
nature of the causal factors. The second
criterion identifies local and regional air
pollution problems where the causal
factors are local to California, and
therefore local controls will be effective
and controls outside the state would not
be as effective. While climate change
may impact levels of ozone in
California, this does not change the fact
that the factors causing elevated
concentrations of greenhouse gases are
not solely local to California. This is in
contrast to the kinds of motor vehicle
emissions normally associated with
ozone levels, such as VOCs and NOX,
and the local climate and topography
that in the past have lead to the
conclusion that California has the need
for state standards to meet these kinds
of compelling and extraordinary
conditions.
California also claims that the GHG
standards are needed to meet
‘‘compelling and extraordinary
conditions’’ because the net impact of
upstream emission reductions of ozone
precursors from reduced fuel
throughput (including a reduction of
emissions from refineries in California)
helps to reduce California ozone levels.
However, without taking a position on
whether or to what extent such
reductions would occur, any such
reduction in local stationary source
emissions would not be reductions in
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the emissions of ozone precursors from
motor vehicles, but instead are indirect
reductions caused by the expected
actions of stationary sources. The
second criterion in section 209(b)(1)(B)
focuses on the need to control emissions
from new motor vehicles because of the
impact of motor vehicle emissions on
local or regional air pollution problems,
not on the need to indirectly control
stationary source emissions through
motor vehicle standards. California has
independent authority to directly
regulate stationary sources in the State.
Therefore, California cannot rely on the
emission reductions from stationary
sources in the State as the justification
for satisfying the waiver criterion under
section 209(b)(1)(B). This waiver
decision does not affect California’s
ability to reduce emissions of ozone
precursors from stationary sources
directly in California. This analysis of
section 209(b)(1)(B) is separate and
distinct from the analysis of whether
any reduction from indirect sources is
relevant under the ‘‘protectiveness’’
criterion of section 209(b)(1)(A).
Given that Congress enacted section
209(b) to provide California with a
unique ability to receive a waiver of
preemption, which provides California
with authority that it would not
otherwise have under section 209, and
given the specific language in section
209(b)(2) pointing out the need for
extraordinary and compelling
conditions as a condition for the waiver,
I believe that it is not appropriate to
waive preemption for California’s
standards to regulate GHGs.
Atmospheric concentrations of
greenhouse gases are an air pollution
problem that is global in nature, and
this air pollution problem does not bear
the same causal link to factors local to
California as do local or regional air
pollution problems. I believe that
atmospheric concentrations of GHGs are
not the kind of local or regional air
pollution problem Congress intended to
identify in the second criterion of
section 209(b)(2). As such I find that
California does not need its GHG
standards to meet compelling and
extraordinary conditions.
3. Relationship of Impacts of Global
Climate Change in California to the Rest
of the Country
As noted above, in section IV.C.1., as
an alternative to the approach discussed
in section IV.C.2, EPA has also
considered the effects of this global air
pollutant problem in California in
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comparison to the rest of the country.29
While the air pollution concentrations
may be relatively uniform around the
globe, and GHG emissions distributed
globally, EPA has considered whether
the potential impact of climate change
resulting from these emissions and
concentrations will differ across
geographic areas and if so whether the
likely effects in California amount to
compelling and extraordinary
conditions.
In determining whether the effect in
California is compelling and
extraordinary, guidance can be found in
the legislative history, which speaks of
California demonstrating ‘‘compelling
and extraordinary circumstances
sufficiently different from the nation as
a whole to justify standards on
automobile emissions which may, from
time to time, need to be more stringent
than national standards.’’ S. Rep. No.
403, 90th Cong. 1st Sess., at 32 (1967).
The history refers to California’s
‘‘peculiar local conditions’’ and ‘‘unique
problems.’’ Id. This indicates a
Congressional intent that there be
particular circumstances in California
sufficiently different from the nation as
a whole that justify separate standards
in California. Therefore the criterion to
apply is whether the effects in
California from elevated concentrations
of GHGs and any resulting climate
change are different enough from the
rest of the nation as a whole that
California should be considered to have
compelling and extraordinary
conditions under section 209(b)(1)(B).
In its waiver request CARB restates its
need for its own engine and vehicles
programs to meet serious air pollution
problems. CARB states that climate
change threatens California’s public
health, water resources, agricultural
industry, ecology, and economy. Direct
health impacts due to climate change
that CARB cites include extreme events,
such as heat waves, droughts, increased
fire frequency, and increased storm
intensity. CARB also notes that air
quality impacts, such as increases in
ground-level ozone due to higher
temperatures, will cause secondary
health effects. CARB’s waiver request
also anticipates that manufacturers may
`
argue that California’s position vis-a-vis
other states regarding climate change
impacts is not ‘‘extraordinary.’’ In
addition to stating that this claim is not
legally pertinent to EPA’s review of
California’s continuing need for its own
‘‘motor vehicle program,’’ CARB also
29 The review in this section is independent of the
analysis in the previous section. That analysis is
sufficient to deny the waiver request. This analysis
provides an independent reason for denial.
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notes that both the Assembly Bill 1493
(Chap. 200, Stats, 2002 (Pavley)) and the
CARB Board Resolution 04–28
(September 23, 2004) recognize that
global warming would impose
compelling and extraordinary impacts
such as those noted above.
EPA also received comment from
CARB and others supporting the waiver
stating that California faces unique and
compelling geographical and population
issues in their state, which have not
changed since Congress and EPA
originally recognized California’s need
to establish separate vehicle standards.
According to the comments, along with
exacerbating ozone impacts and
increasing wildfires, there are a number
of other compelling and extraordinary
circumstances in California that justify
the passage of GHG emission standards,
including: declining snowpack and
early snowmelt and resultant impacts
on water storage and release, sea level
rise, salt water intrusion, and adverse
impacts to agriculture (e.g., declining
yields, increased pests, etc.), forests, and
wildlife. During EPA’s two public
hearings and in written submissions to
the docket many commenters provided
additional discussion regarding the
variety and severity of adverse impacts
of GHG emissions and global warming
on the environment. In addition, some
commenters specifically point to a
direct threat to public health (e.g.,
asthma) since increased temperatures
due to increased GHG emissions will
lead to increased levels of ozone and
other pollutants. Some commenters also
assert that there is nothing in section
209(b)(1)(B) of the CAA that limits the
‘‘extraordinary and compelling
conditions’’ that should be considered
to those associated with smog, and that
as a result, California should be able to
consider these additional conditions.
EPA also received comments
suggesting that in order for California’s
conditions to be ‘‘extraordinary’’ they
need not be worse or unique among
states. CARB points out, in reference to
the 1984 PM waiver, California’s
conditions need not be worse or unique
among States because if that were the
case only California could be setting its
own standards for specific California
purposes. These commenters suggest in
addition that, in any case, conditions
are indeed worse in California. CARB
points to the testimony of Dr. Stephen
Schneider of Stanford University and
others to demonstrate that not only are
California’s conditions ‘‘unique and
arguably more severe’’ (e.g. temperature
impacts from global warming are more
certain for Western states like
California) but also that no other state
faces the combination of ozone
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exacerbation, wildfire emission’s
contribution, water system and coastal
system impacts and other impacts faced
by California.
On the other hand, several
commenters opposed to granting the
waiver state that global warming is not
a compelling and extraordinary
condition specific to California. They
assert that the ‘‘extraordinary’’ aspect of
section 209(b)(1)(B) embodies a concept
of uniqueness and to date, EPA has
granted waivers for California to address
the issue of localized urban air pollution
caused by criteria and other healthrelated pollutants. In its interpretation
of the term ‘‘compelling and
extraordinary conditions’’ CARB
describes a number of potential impacts
to tourism, public health, water
resources, agriculture, ecology,
wildfires, droughts, heat waves,
flooding, and other adverse effects,
many of which, according to some
commenters, could also be claimed by
other States as resulting from climate
change. The commenters state that
CARB has not demonstrated that the
negative impacts it would face from
global climate change are
‘‘extraordinary’’ as compared to other
States in the nation. Even though
California can claim that it is more
susceptible to some kinds of risks
because it is a coastal state, that does
not differentiate California from other
coastal states, of which there are many.
According to commenters, the level of
significance implied by the structure of
the Act, as set against constitutional
principles, requires that California face
truly unique circumstances. The
Alliance states that California has not
satisfied the requirement under section
209(b)(1)(B) because, apart from the
arguments discussed in section IV.C.2
above, California has not pointed to an
effect that is not widely shared and
sufficiently unique with respect to the
nature or degree of the effect to be
experienced. In addition, several
commenters that supported the waiver,
in particular commenters representing
states and localities other than
California, commented that global
climate change would also have a
substantial effect on areas other than
California.30 These comments may tend
30 EPA received comment during its public
hearings and written comment period from
representatives from several states, including: New
Jersey, Rhode Island, Maryland, Illinois, Maine,
Pennsylvania, Massachusetts, New York, New
Mexico, Oregon, Illinois, Connecticut, Vermont,
and Florida. Many of these comments note studies
or concerns where specific and critical risks or
vulnerabilities are identified (e.g., coastal flooding
and erosion, increased temperatures, frequent and
intense storms, aging populations vulnerable to
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to indicate that the effects of global
climate change in California are not
extraordinary compared to the rest of
the country.31
In order to assess such comments and
the arguments made both in favor and
against a determination that California
faces extraordinary and compelling
conditions, the following section
discusses the atmospheric effect of GHG
emissions, observed and projected
climate change, the context within
which climate change impacts may
occur, and the projected risks and
impacts associated with climate change,
both in California and nationally.
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a. Atmospheric Effect of Greenhouse
Gases and Their Atmospheric
Concentrations
It is widely recognized that
greenhouse gases have a climatic
warming effect by trapping heat in the
atmosphere that would otherwise
escape to space.32 Greenhouse gases,
once emitted, can remain in the
atmosphere for decades to centuries,
meaning that their concentrations
become well-mixed throughout the
global atmosphere regardless of
emission origin. Therefore, the
concentrations of the six primary GHGs
directly emitted by human activities
(CO2, CH4, N2O, HFCs, PFCs, SF6) over
the U.S. and California are, for all
practical purposes, the same as the
global average. In contrast, the
concentrations of more ‘‘traditional’’
pollutants, such as tropospheric ozone,
are more variable over space and time
due to their much shorter atmospheric
lifetimes (e.g., days to weeks) compared
to GHGs.33
intensities in weather systems, vector-borne
diseases, etc.).
31 EPA received comment from the Western
Environmental Law Center (EPA–HQ–OAR–0173–
1404.1), among others, suggesting that although
many states have submitted comment outlining the
challenges and impacts that they face as a result of
climate change this nevertheless does not
undermine the fact that California faces compelling
and extraordinary conditions. The Western
Environmental Law Center notes ‘‘Moreover, as
California has noted, the state ‘is particularly
vulnerable’ to climate change impacts, including, in
its Bay-Delta area, ‘to saltwater intrusion from sealevel rise, levee collapse, and flooding, any of
which would severely tax California’s increasingly
fragile water-supply system * * *. The state notes,
as well, that ‘[t]he predicted decrease in winter
snow pack would exacerbate these impacts by
reducing spring and summer snowmelt runoff
critical for municipal and agricultural uses, a
situation further strained by fish and wildlife
considerations. Also, of course, California’s high
ozone levels—clearly a condition Congress
considered—will be exacerbated by higher
temperatures from global warming.’ ’’.
32 See https://www.epa.gov/climatechange/
science/stateofknowledge.html.
33 Forster, P. et al. (2007) Changes in Atmospheric
Constituents and in Radiative Forcing. In: Climate
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The global atmospheric CO2
concentration has increased about 35%
from pre-industrial levels to 2005, and
almost all of the increase is due to
anthropogenic (i.e., man-made)
emissions.34 The global atmospheric
concentration of CH4 has increased by
148% from pre-industrial levels; and the
N2O concentration has increased 18%.
The observed concentration increase in
these gases can also be attributed
primarily to anthropogenic emissions.
The industrial fluorinated gases, HFCs,
PFCs, and SF6, have relatively low
atmospheric concentrations but are
increasing rapidly; these gases are
entirely anthropogenic in origin.35
b. Observed Global, U.S. and California
Climate Change
i. Global Temperature
According to the most recent reports
of the International Panel on Climate
Change, warming of the climate system
is unequivocal and is now evident from
observations of increases in global
average air and ocean temperatures,
widespread melting of snow and ice,
and rising global average sea level.36
Global mean surface temperatures have
risen by 0.74°C (1.3°F) over the last 100
years. The rate of warming over the last
50 years is almost double that over the
last 100 years. Global mean surface
temperature was higher during the last
few decades of the 20th century than
during any comparable period during
the preceding four centuries.37 Most of
the observed increase in global average
temperatures since the mid-20th century
is very likely due to the observed
increase in anthropogenic GHG
concentrations.38 Climate model
simulations suggest natural forcings
alone (e.g., changes in solar irradiance)
cannot explain the observed warming.
Likewise, North America’s observed
temperatures over the last century can
only be reproduced using model
Change 2007: The Physical Science Basis.
Contribution of Working Group I to the Fourth
Assessment Report of the Intergovernmental Panel
on Climate Change [Solomon, S., D. Qin, M.
Manning, Z. Chen, M. Marquis, K.B. Avery, M.
Tignor and H.L. Miller (eds.)]. Cambridge
University Press, Cambridge, United Kingdom and
New York, NY, USA.
34 IPCC (2007) Summary for Policymakers. In:
Climate Change 2007: The Physical Science Basis.
Contribution of Working Group I to the Fourth
Assessment Report of the Intergovernmental Panel
on Climate Change [Solomon, S., D. Qin, M.
Manning, Z. Chen, M. Marquis, K.B. Averyt, M.
Tignor and H.L. Miller (eds.)]. Cambridge
University Press, Cambridge, United Kingdom and
New York, NY, USA.
35 Id.
36 Id.
37 Id.
38 Id.
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simulations containing both natural and
anthropogenic forcings.39
Widespread changes in extreme
temperatures have been observed in the
last 50 years across all world regions
including the U.S. Cold days, cold
nights, and frost have become less
frequent, while hot days, hot nights, and
heat waves have become more
frequent.40
ii. U.S. and California Temperatures
U.S. temperatures also warmed during
the 20th century and into the 21st
century. U.S. temperatures are now
approximately 1.0 °F warmer than at the
start of the 20th century, with an
increased rate of warming over the past
30 years. The Southeast experienced a
very slight cooling trend over the entire
period (¥0.04 °F per century), but
shows warming since 1979. California
itself has experienced a warming trend
of 2.3 °F over the period 1901 to 2005,41
while the greatest temperature increase
occurred in Alaska (3.3 °F per century).
iii. U.S. and California Precipitation
Data show that over the contiguous
U.S., total annual precipitation
increased at an average rate of 6% per
century from 1901–2005.42 The greatest
increases in precipitation were in the
East North Central climate region (12%
per century) and the South (11%).
Precipitation in the Northeast increased
by 7%, in the Southeast by 3%, the
Central U.S. by 8%, the West North
Central by 3%, the Southwest by 1%,
the West by 9%, and the Northwest by
5%. Precipitation trends for the state of
California alone are not as clear as the
increased temperature trends.43
iv. Global and U.S. Sea Level Rise
There is strong evidence that global
sea level gradually rose in the 20th
century and is currently rising at an
increased rate. The total 20th century
global sea level rise is estimated to be
6.7 ± 2 inches (0.17 ± 0.05 m).44 Nearly
39 Id.
40 Id.
41 Data obtained from: https://www.ncdc.noaa.gov/
oa/climate/research/ushcn/ushcn.html.
42 Data obtained from: https://www.ncdc.noaa.gov/
oa/climate/research/ushcn/ushcn.html.
43 California Energy Commission (2005) Climate
Change Impacts and Adaptation in California.
CEC–500–2005–103–SD.
44 Bindoff, N.L. et al. (2007) Observations:
Oceanic Climate Change and Sea Level. In: Climate
Change 2007: The Physical Science Basis.
Contribution of Working Group I to the Fourth
Assessment Report of the Intergovernmental Panel
on Climate Change [Solomon, S., D. Qin, M.
Manning, Z. Chen, M. Marquis, K.B. Avery,
M.Tignor and H.L. Miller (eds.)]. Cambridge
University Press, Cambridge, United Kingdom and
New York, NY, USA.
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all of the Atlantic Ocean shows sea level
rise during the past decade with the rate
of rise reaching a maximum (over 0.08
inches or 2 mm per year) in a band
along the U.S. east coast. Sea level 45 has
been rising 0.08–0.12 inches per year
(2.0–3.0 mm per year) along most of the
U.S. Atlantic and Gulf coasts. The rate
of sea level rise varies from about 0.36
inches per year (10 mm per year) along
the Louisiana Coast (due to land
sinking), to a drop of a few inches per
decade in parts of Alaska (because land
is rising).
Historical trends along the California
coast, quantified from a small set of
California tide gauges, have approached
0.08 inches per year (2 mm per year),
which are rates very similar to those
estimated for global mean sea level.46
On average this is generally less than or
equal to the rate of sea level rise
elsewhere in the US.
c. Projected Climate Change
i. Global Context
The majority of future reference-case
scenarios (assuming no explicit GHG
mitigation actions beyond those already
enacted) project an increase of global
GHG emissions over the century, with
climbing GHG concentrations and rising
net positive radiative forcing. Carbon
dioxide is expected to remain the
dominant anthropogenic GHG over the
course of the 21st century. The radiative
forcing associated with the non-CO2
GHGs is still significant and growing
over time.47
Through about 2030, projections for
the global warming rate are affected
little by different scenario assumptions
or different model sensitivities.48 By
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45 U.S.
sea level data obtained from the
Permanent Service for Mean Sea Level https://
www.pol.ac.uk/psmsl/ of the Proudman
Oceanographic Laboratory.
46 California Climate Change Center (2006)
Scenarios of Climate Change in California: An
Overview. CEC–500–2005–186–SF.
47 CCSP (2007) Scenarios of Greenhouse Gas
Emissions and Atmospheric Concentrations (Part A)
and Review of Integrated Scenario Development
and Application (Part B). A Report by the U.S.
Climate Change Science Program and the
Subcommittee on Global Change Research [Clarke,
L., J. Edmonds, J. Jacoby, H. Pitcher, J. Reilly, R.
Richels, E. Parson, V. Burkett, K. Fisher-Vanden, D.
Keith, L. Mearns, H. Pitcher, C. Rosenzweig, M.
Webster (Authors)]. Department of Energy, Office of
Biological & Environmental Research, Washington,
DC., USA, 260 pp. See also, IPCC (2000) Special
Report on Emissions Scenarios. A Special Report of
Working Group III of the Intergovernmental Panel
on Climate Change [N. Nakicenovic et al. (eds.)].
Cambridge University Press, Cambridge, United
Kingdom and New York, NY, USA.
48 IPCC (2007) Summary for Policymakers. In:
Climate Change 2007: The Physical Science Basis.
Contribution of Working Group I to the Fourth
Assessment Report of the Intergovernmental Panel
on Climate Change [Solomon, S., D. Qin, M.
Manning, Z. Chen, M. Marquis, K.B. Avery,
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mid-century, the choice of scenario
becomes more important for the
magnitude of the projected warming;
about a third of that warming is
projected to be due to climate change
that is already committed. By the end of
the century, projected average global
warming (compared to average
temperature around 1990) varies
significantly by emissions scenario,
ranging from 1.8 to 4.0 °C (3.2 to 7.2 °F),
with an uncertainty range of 1.1 to
6.4 °C (2.0 to 11.5 °F), according to the
IPCC.49
By the end of the century, globally
averaged sea level is projected to rise
between 0.18 and 0.59 meters relative to
around 1990.50 These numbers
represent the lowest and highest
projections of the 5 to 95% ranges for
all scenarios considered collectively and
include neither uncertainty in carbon
cycle feedbacks nor rapid dynamical
changes in ice sheet flow. In all
scenarios, the average rate of sea level
rise during the 21st century very likely
exceeds the 1961 to 2003 average rate
(1.8 ± 0.5 mm per year).51
other regions of the world, increasing
the risk of flooding, greater runoff and
erosion, and thus the potential for
adverse water quality effects.53
Increases in the amount of precipitation
are very likely in higher latitudes, while
decreases are likely in most subtropical,
more southern regions, continuing
observed patterns in recent trends in
observations. The mid-continental area
is expected to experience drying during
summer, indicating a greater risk of
drought. It is likely that hurricanes will
become more intense, with stronger
peak winds and more heavy
precipitation associated with ongoing
increases of tropical sea surface
temperatures.54
For the U.S. coastline, a mid-range
emissions scenario shows sea level rise
values close to the global mean, with
slightly higher rates in eastern Canada
and western Alaska, and stronger
positive anomalies in the Arctic. The
projected rate of sea level rise off the
low-lying U.S. South Atlantic and Gulf
coasts is also higher than the global
average.55
ii. U.S. Projections for Temperature,
Precipitation and Sea Level Rise
All of the U.S. is very likely to warm
during this century, and most areas of
the U.S. are expected to warm by more
than the global average. The average
warming in the U.S. is projected to
exceed 2 °C (3.6 °F) by the end of the
century, with 5 out of 21 models from
IPCC projecting average warming in
excess of 4 °C (7.2 °F).52 The largest
warming is projected to occur in winter
over northern parts of Alaska. In
western, central and eastern regions of
North America, the projected warming
has less seasonal variation and is not as
large, especially near the coast,
consistent with less warming over the
oceans.
It is very likely that heat waves will
become more intense, more frequent,
and longer lasting in a future warm
climate, whereas cold episodes are
projected to decrease significantly.
Intensity of precipitation events is
projected to increase in the U.S. and
iii. California Projections of
Temperature, Precipitation and Sea
Level Rise
Climate change projections were also
conducted by California using many of
the same global GHG emission scenarios
that underlie the IPCC’s projections.
Over the course of the 21st century,
temperatures are projected to increase
by 3° to 10.4 °F.56 Precipitation trends,
which are more difficult to project at the
regional scale, do not show consistent
trends among different modeling
M.Tignor and H.L. Miller (eds.)]. Cambridge
University Press, Cambridge, United Kingdom and
New York, NY, USA.
49 Id.
50 Id.
51 Id.
52 Christensen, J.H. et al. (2007) Regional Climate
Projections. In: Climate Change 2007: The Physical
Science Basis. Contribution of Working Group I to
the Fourth Assessment Report of the
Intergovernmental Panel on Climate Change
[Solomon, S., D. Qin, M. Manning, Z. Chen, M.
Marquis, K.B. Avery, M. Tignor and H.L. Miller
(eds.)]. Cambridge University Press, Cambridge,
United Kingdom and New York, NY, USA.
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53 Id. See also, Field, C.B. et al. (2007) North
America. In: Climate Change 2007: Impacts,
Adaptation and Vulnerability. Contribution of
Working Group II to the Fourth Assessment Report
of the Intergovernmental Panel on Climate Change
[M.L. Parry, O.F. Canziani, J.P. Palutikof, P.J. van
der Linden and C.E. Hanson (eds.)]. Cambridge
University Press, Cambridge, United Kingdom and
New York, NY, USA.
54 IPCC (2007) Summary for Policymakers. In:
Climate Change 2007: The Physical Science Basis.
Contribution of Working Group I to the Fourth
Assessment Report of the Intergovernmental Panel
on Climate Change [Solomon, S., D. Qin, M.
Manning, Z. Chen, M. Marquis, K.B. Avery,
M.Tignor and H.L. Miller (eds.)]. Cambridge
University Press, Cambridge, United Kingdom and
New York, NY, USA.
55 Nicholls, R.J. et al. (2007) Coastal Systems and
Low-lying Areas. In: Climate Change 2007: Impacts,
Adaptation and Vulnerability. Contribution of
Working Group II to the Fourth Assessment Report
of the Intergovernmental Panel on Climate Change
[M.L. Parry, O.F. Canziani, J.P. Palutikof, P.J. van
der Linden and C.E. Hanson (eds.)]. Cambridge
University Press, Cambridge, United Kingdom and
New York, NY, USA.
56 California Energy Commission (2006). Our
Changing Climate: Assessing the Risks to California.
[Accessed 08.08.07: https://www.energy.ca.gov/
2006publications/CEC–500–2006–077/CEC–500–
2006–077.PDF].
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scenarios. Sea level rise is expected to
continue along California.57 The middle
to higher end of the projected range
would substantially exceed the
historical rate of sea level rise observed
at San Francisco and San Diego during
the past 100 years.58
d. Projected Risks and Impacts
Associated With Climate Change
The IPCC states that vulnerability to
climate change is ‘‘a function of the
character, magnitude and rate of climate
change and the variation to which a
system is exposed, its sensitivity and its
adaptive capacity.’’ 59 Therefore, even
though GHGs are global pollutants that
remain in the atmosphere long enough
to distribute themselves homogenously
around the globe, the end-point risks
and impacts associated with the
resultant climate change vary across and
within countries, and over time.
a. Across the U.S.
The IPCC 60 made the following
conclusions with very high
confidence 61 regarding what are
expected to be key impacts for North
America:62 Coastal communities and
habitats will be increasingly stressed by
climate change impacts interacting with
development and pollution; climate
change will constrain North America’s
over-allocated water resources,
increasing competition among
agricultural, municipal, industrial and
ecological uses; climate change impacts
on infrastructure and human health and
safety in urban centers will be
compounded by aging infrastructure,
maladapted urban form and building
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57 Id.
58 California Climate Change Center (2006)
Scenarios of Climate Change in California: An
Overview. CEC–500–2005–186–SF.
59 IPCC (2007) Summary for Policymakers. In:
Climate Change 2007: Impacts, Adaptation and
Vulnerability. Contribution of Working Group II to
the Fourth Assessment Report of the
Intergovernmental Panel on Climate Change [M.L.
Parry, O.F. Canziani, J.P. Palutikof, P.J. van der
Linden and C.E. Hanson (eds.)]. Cambridge
University Press, Cambridge, United Kingdom and
New York, NY, USA.
60 Field, C.B. et al. (2007) North America. In:
Climate Change 2007: Impacts, Adaptation and
Vulnerability. Contribution of Working Group II to
the Fourth Assessment Report of the
Intergovernmental Panel on Climate Change [M.L.
Parry, O.F. Canziani, J.P. Palutikof, P.J. van der
Linden and C.E. Hanson (eds.)]. Cambridge
University Press, Cambridge, United Kingdom and
New York, NY, USA.
61 According to IPCC terminology, ‘‘very high
confidence’’ conveys a 9 out of 10 chance of being
correct.
62 Though the IPCC chapter on which this
information is based is focused on North America,
the IPCC convening lead authors of this chapter
confirmed for EPA in a written statement that the
chapter’s executive summary conclusions are
equally applicable to the U.S. See EPA–HQ–OAR–
2006–0173–6401.
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stock, urban heat islands, air pollution,
population growth and an aging
population; and, disturbances such as
wildfire and insect outbreaks are
increasing and are likely to intensify in
a warmer future with drier soils and
longer growing seasons.
Severe heat waves are projected to
intensify in magnitude and duration
over the portions of the U.S. where
these events already occur, with likely
increases in mortality and morbidity,
especially among the elderly, young and
frail. Ranges of vector-borne and tickborne diseases in North America may
expand but with modulation by public
health measures and other factors.63
Climate change is also expected to
facilitate the spread of invasive species
and disrupt ecosystem services. Over
the 21st century, changes in climate will
also cause species to shift north and to
higher elevations and fundamentally
rearrange U.S. ecosystems. Differential
capacities for range shifts and
constraints from development, habitat
fragmentation, invasive species, and
broken ecological connections will alter
ecosystem structure, function, and
services.
The IPCC projects with virtual
certainty declining air quality in U.S.
and other world cities due to warmer
and fewer cold days and nights and/or
warmer/more frequent hot days and
nights over most land areas.64 Climate
change is expected to lead to increases
in ozone pollution, with associated risks
in respiratory infection and aggravation
of asthma. Ozone exposure also may
contribute to premature death in people
with heart and lung disease.65 In
addition to human health effects,
tropospheric ozone has significant
adverse effects on certain vegetation.66
The directional effect of climate change
on ambient particulate matter levels
remains uncertain.
63 Field, C.B. et al. (2007) North America. In:
Climate Change 2007: Impacts, Adaptation and
Vulnerability. Contribution of Working Group II to
the Fourth Assessment Report of the
Intergovernmental Panel on Climate Change [M.L.
Parry, O.F. Canziani, J.P. Palutikof, P.J. van der
Linden and C.E. Hanson (eds.)]. Cambridge
University Press, Cambridge, United Kingdom and
New York, NY, USA.
64 IPCC (2007) Summary for Policymakers. In:
Climate Change 2007: Impacts, Adaptation and
Vulnerability. Contribution of Working Group II to
the Fourth Assessment Report of the
Intergovernmental Panel on Climate Change [M.L.
Parry, O.F. Canziani, J.P. Palutikof, P.J. van der
Linden and C.E. Hanson (eds.)]. Cambridge
University Press, Cambridge, United Kingdom and
New York, NY, USA.
65 But see discussion above.
66 EPA is currently reviewing the ozone NAAQS,
including the impact of ozone on vegetation with
respect to the secondary standard for ozone. (72 FR
37818, July 11, 2007).
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It should be noted that moderate
climate change in the early decades of
the century is projected to have some
‘‘positive’’ effects including an increase
in aggregate yields of rainfed agriculture
by 5–20% in the U.S. Such effects,
however, contain important variability
among regions. Moreover, major
challenges are projected for crops that
are near the warm end of their suitable
range or depend on highly utilized
water resources.67 Recent studies
indicate that climate change scenarios
that include increased frequency of heat
stress, droughts and flooding events
reduce crop yields and livestock
productivity beyond the impacts due to
changes in mean variables alone.
Climate variability and change also
modify the risks of pest and pathogen
outbreaks.
b. Across California
California is expected to experience
many of the key risks and impacts from
climate change that have been
highlighted above for the U.S. as a
whole. Additionally, California has a
number of physical and economic
characteristics to consider when
evaluating climate change impacts
within the state, and how those impacts
may compare to those in the rest of the
country. First, as a state, California has
the largest agricultural based economy
(based on 13% of U.S. market value of
agricultural products sold).68 Second,
California has the largest state coastal
population, representing 25% of the
U.S. oceanic coastal population.69
California’s agricultural sector is
heavily dependent on irrigation, has the
nation’s highest crop value and is the
nation’s leading dairy producer.70
Though most scientific literature has
focused on how elevated CO2
concentrations and climate change may
67 Field, C.B. et al. (2007) North America. In:
Climate Change 2007: Impacts, Adaptation and
Vulnerability. Contribution of Working Group II to
the Fourth Assessment Report of the
Intergovernmental Panel on Climate Change [M.L.
Parry, O.F. Canziani, J.P. Palutikof, P.J. van der
Linden and C.E. Hanson (eds.)]. Cambridge
University Press, Cambridge, United Kingdom and
New York, NY, USA.
68 See USDA’s 2002 Census of Agriculture,
National Agricultural Statistics Service: https://
www.agcensus.usda.gov/Publications/2002/
index.asp.
69 See NOAA (2004) Population Trends Along the
Coastal United States: 1980–2008. Note that this
figure excludes the coastal population along the
Great Lakes. California also has the largest state
population, representing just over 12% of the total
U.S. population. See Table 1: Annual Estimates of
the Population of the United States, Regions, States,
and Puerto Rico: April 1, 2000 to July 1, 2007
(Population Division, U.S. Census Bureau).
70 California Regional Assessment Group (2002)
The Potential Consequences of Climate Variability
and Change for California: A California Regional
Assessment.
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affect crop yields, there is improved
information on how livestock
productivity may be affected by thermal
stress and through nutritional changes
in forage caused by elevated CO2
concentrations. Wine is California’s
highest value agricultural product;71 the
wine grapes are very sensitive to
temperature changes.
The conditions which create
California’s tropospheric ozone
problems remain (e.g., topography,
regional meteorology, number of
vehicles). Climate change is expected to
exacerbate tropospheric ozone levels. A
number of studies in the U.S. have
shown that summer daytime ozone
concentrations correlate strongly with
temperature, i.e., ozone is shown to
increase with increasing temperature.
Atmospheric circulation can be
expected to change in a warming
climate and, thus, modify pollutant
transport and removal. The more
frequent occurrence of stagnant air
events in urban or industrial areas could
enhance the intensity of air pollution
events, although the importance of these
effects is not yet well quantified.72
Wildfires, which are already
increasing in duration and intensity,
may be exacerbated. Wildfires can also
contribute to health problems through
increased generation of particulate
matter.
California’s water resources are
already stressed due to competing
demands from agricultural, industrial
and municipal uses. Climate change is
expected to introduce an additional
stress to an already over-allocated
system by increasing temperatures
(increasing evaporation), and by
decreasing snowpack, which is an
important water source in the spring
and summer.
California has the greatest variety of
ecosystems in the U.S., and the second
most threatened and endangered species
(of plants and animals combined) and
the most threatened and endangered
animal species, representing about 21%
of the U.S. total.73 As noted above,
climate change is expected to have a
range of impacts on U.S. ecosystems.
mstockstill on PROD1PC66 with NOTICES
71 Id.
72 Denman, K.L., et al. (2007) Couplings Between
Changes in the Climate System and
Biogeochemistry. In: Climate Change 2007: The
Physical Science Basis. Contribution of Working
Group I to the Fourth Assessment Report of the
Intergovernmental Panel on Climate Change
[Solomon, S., D. Qin, M. Manning, Z. Chen, M.
Marquis, K.B. Avery, M. Tignor and H.L. Miller
(eds.)]. Cambridge University Press, Cambridge,
United Kingdom and New York, NY, USA.
73 U.S. Fish and Wildlife Service, Threatened and
Endangered Species System as of February 20,
2008. https://ecos.fws.gov/tess_public/StartTESS.do.
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c. The Impacts of Climate Change in
California Compared to the Nation as a
Whole
As the previous section indicates,
global climate change is a substantial
and critical challenge for the
environment. There is little question
that the conditions brought about as a
result of global climate change are
serious, whether reviewing the issue as
a global, national or state-specific issue.
However, section 209(b)(1)(B) also
requires that conditions be ‘‘compelling
and extraordinary,’’ in particular with
regard to California. The legislative
history, when discussing the
justification for this provision, discusses
conditions in California as ‘‘unique,’’
and speaks of California demonstrating
‘‘compelling and extraordinary
circumstances sufficiently different
from the nation as a whole to justify
standards on automobile emissions
which may, from time to time, need to
be more stringent than national
standards.’’ S. Rep. No. 403, 90th Cong.
1st Sess., at 32 (1967). The compromise
that brought about section 209(b)(1)(B)
was contingent on the condition that
vehicle manufacturers would not have
to meet separate state standards for
conditions in California that were not
sufficiently different from the rest of the
country to justify such standards.
While I find that the conditions
related to global climate change in
California are substantial, they are not
sufficiently different from conditions in
the nation as a whole to justify separate
state standards. As the discussion above
indicates, global climate change has
affected, and is expected to affect, the
nation, indeed the world, in ways very
similar to the conditions noted in
California.74 While proponents of the
waiver claim that no other state
experiences the impacts in combination
as does California, the more appropriate
comparison in this case is California
compared to the nation as a whole,
focusing on averages and extremes, and
not a comparison of California to the
other states individually. These
identified impacts are found to affect
74 Indeed, California in an attachment to its
Motion for Summary Judgment filed in the U.S.
District Court for the District of Columbia, claims
‘‘ Other States that have adopted or are considering
adoption of the California Standard are also
adversely affected by increasing concentrations of
atmospheric greenhouse gases, including an
increase in coastal erosion, damage to low-lying
coastal infrastructure, increased heat waves,
increased frequency and intensity of wildfires and
the alteration of hardwood forests,’’ and cites
several EPA documents that discuss global climate
change impacts in other states. Plaintiff’s Motion for
Summary Judgment, Separate Statement of
Undisputed Material Facts, California v. EPA, No.
1:07–CV–02024 (D.C.D.C., Feb. 11, 2008).
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other parts of the United States and
therefore these effects are not
sufficiently different compared to the
nation as a whole. California’s
precipitation increases are not
qualitatively different from changes in
other areas. Rises in sea level in the
coastal parts of the United States are
projected to be as severe, or more
severe, particularly in consequences, in
the Atlantic and Gulf regions than in the
Pacific regions, which includes
California. Temperature increases have
occurred in most parts of the United
States, and while California’s
temperatures have increased by more
than the national average, there are
other places in the United States with
higher or similar increases in
temperature.
It is true that many of the effects of
global climate change (e.g. water supply
issues, increases in wildfires, effects on
agriculture) will affect California. But
these effects are also well established to
affect other parts of the United States.75
Many parts of the United States may
have issues related to drinking water
(e.g., increased salinity) and wildfires
and effects on agriculture are by no
means limited to California. These are
issues of national, indeed international,
concern and Congress has indicated that
such conditions do not merit separate
standards in California unless the
conditions are sufficiently different in
California compared to the rest of the
nation as a whole. In my judgment, the
impacts of global climate change in
California, compared to the rest of the
nation as whole, are not sufficiently
different to be considered ‘‘compelling
and extraordinary conditions’’ that
merit separate state GHG standards for
new motor vehicles.
V. Decision
Having given due consideration to all
material submitted for the record and
other relevant information and the
requisite burden of proof required to
deny a waiver, I find that California
does not need its GHG standards for
new motor vehicles to meet compelling
and extraordinary conditions, pursuant
to section 209(b)(1)(B). Therefore, I deny
California’s request to waive application
of section 209(a) of the Act with respect
to its GHG standards for new motor
vehicles. I make no findings with regard
to sections 209(b)(1)(A) and 209(b)(1)(C)
of the Act.
My decision will affect not only
persons in California, but also
75 See also, EPA’s archived Web Site https://
yosemite.epa.gov/oar/globalwarming.nsf/content/
impactsstateimpacts.html, which compiles state-bystate information of global warming impacts.
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Federal Register / Vol. 73, No. 45 / Thursday, March 6, 2008 / Notices
manufacturers outside the State who
would have otherwise had to comply
with California’s requirements in order
to produce new motor vehicles for sale
in California. In addition, because other
states have adopted or may adopt
California’s GHG program for new motor
vehicles—which is allowed if certain
criteria under section 177 of the Act are
met, this decision will also affect those
states and those persons in such states.
For these reasons, I determine and find,
as in past waiver decisions, that this is
a final action of national applicability
for purposes of section 307(b)(1).
As with past waiver decisions, this
action is not a rule as defined by
Executive Order 12866. Therefore, it is
exempt from review by the Office of
Management and Budget as required for
rules and regulations by Executive
Order 12866.
In addition, this action is not a rule
as defined in the Regulatory Flexibility
Act, 5 U.S.C. section 601(2). Therefore,
EPA has not prepared a supporting
regulatory flexibility analysis addressing
the impact of this action on small
business entities.
Dated: February 29, 2008.
Stephen L. Johnson,
Administrator.
[FR Doc. E8–4350 Filed 3–5–08; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
[EPA–HQ–OPP–2007–1065; FRL–8351–3]
Experimental Use Permit; Receipt of
Application
Environmental Protection
Agency (EPA).
ACTION: Notice.
AGENCY:
SUMMARY: This notice announces receipt
of an application 71049–EUP–U from
KIM-CI, LLC requesting an experimental
use permit (EUP) for the plant growth
regulator Forchlorfenuron (CPPU). The
Agency has determined that the
application may be of regional and
national significance. Therefore, in
accordance with 40 CFR 172.11(a), the
Agency is soliciting comments on this
application.
Comments must be received on
or before April 7, 2008.
ADDRESSES: Submit your comments,
identified by docket identification (ID)
number EPA–HQ–OPP–2007–1065, by
one of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the on-line
instructions for submitting comments.
mstockstill on PROD1PC66 with NOTICES
DATES:
VerDate Aug<31>2005
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• Mail: Office of Pesticide Programs
(OPP) Regulatory Public Docket (7502P),
Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington,
DC 20460–0001.
• Delivery: OPP Regulatory Public
Docket (7502P), Environmental
Protection Agency, Rm. S–4400, One
Potomac Yard (South Bldg.), 2777 S.
Crystal Dr., Arlington, VA. Deliveries
are only accepted during the Docket’s
normal hours of operation (8:30 a.m. to
4 p.m., Monday through Friday,
excluding legal holidays). Special
arrangements should be made for
deliveries of boxed information. The
Docket Facility telephone number is
(703) 305–5805.
Instructions: Direct your comments to
docket ID number EPA–HQ–OPP–2007–
1065. EPA’s policy is that all comments
received will be included in the docket
without change and may be made
available on-line at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through regulations.gov or email. The regulations.gov website is an
‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through
regulations.gov, your e-mail address
will be automatically captured and
included as part of the comment that is
placed in the docket and made available
on the Internet. If you submit an
electronic comment, EPA recommends
that you include your name and other
contact information in the body of your
comment and with any disk or CD-ROM
you submit. If EPA cannot read your
comment due to technical difficulties
and cannot contact you for clarification,
EPA may not be able to consider your
comment. Electronic files should avoid
the use of special characters, any form
of encryption, and be free of any defects
or viruses.
Docket: All documents in the docket
are listed in the docket index available
in regulations.gov. To access the
electronic docket, go to https://
www.regulations.gov, select ‘‘Advanced
Search,’’ then ‘‘Docket Search.’’ Insert
the docket ID number where indicated
and select the ‘‘Submit’’ button. Follow
the instructions on the regulations.gov
website to view the docket index or
access available documents. Although
listed in the index, some information is
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12169
not publicly available, e.g., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either in the
electronic docket at https://
www.regulations.gov, or, if only
available in hard copy, at the OPP
Regulatory Public Docket in Rm. S–
4400, One Potomac Yard (South Bldg.),
2777 S. Crystal Dr., Arlington, VA. The
hours of operation of this Docket
Facility are from 8:30 a.m. to 4 p.m.,
Monday through Friday, excluding legal
holidays. The Docket Facility telephone
number is (703) 305–5805.
FOR FURTHER INFORMATION CONTACT:
Tawanda Maignan, Registration
Division (7505P), Office of Pesticide
Programs, Environmental Protection
Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460–0001; telephone
number: (703) 308–8050; e-mail address:
maignan.tawanda@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
This action is directed to the public
in general. This action may, however, be
of interest to those persons who are or
may be required to conduct testing of
chemical substances under the Federal
Food, Drug, and Cosmetic Act (FFDCA)
or the Federal Insecticide, Fungicide,
and Rodenticide Act (FIFRA). Since
other entities may also be interested, the
Agency has not attempted to describe all
the specific entities that may be affected
by this action. If you have any questions
regarding the applicability of this action
to a particular entity, consult the person
listed under FOR FURTHER INFORMATION
CONTACT.
B. What Should I Consider as I Prepare
My Comments for EPA?
1. Submitting CBI. Do not submit this
information to EPA through
regulations.gov or e-mail. Clearly mark
the part or all of the information that
you claim to be CBI. For CBI
information in a disk or CD-ROM that
you mail to EPA, mark the outside of the
disk or CD-ROM as CBI and then
identify electronically within the disk or
CD-ROM the specific information that is
claimed as CBI. In addition to one
complete version of the comment that
includes information claimed as CBI, a
copy of the comment that does not
contain the information claimed as CBI
must be submitted for inclusion in the
public docket. Information so marked
will not be disclosed except in
E:\FR\FM\06MRN1.SGM
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Agencies
[Federal Register Volume 73, Number 45 (Thursday, March 6, 2008)]
[Notices]
[Pages 12156-12169]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-4350]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
[FRL-8539-6]
California State Motor Vehicle Pollution Control Standards;
Notice of Decision Denying a Waiver of Clean Air Act Preemption for
California's 2009 and Subsequent Model Year Greenhouse Gas Emission
Standards for New Motor Vehicles
AGENCY: Environmental Protection Agency.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: Under section 209(b) of the Clean Air Act, as amended, 42
U.S.C. 7543(b), the Environmental Protection Agency denies the
California Air Resources Board's request for a waiver of the Clean Air
Act's prohibition on adopting and enforcing its greenhouse gas emission
standards as they affect 2009 and later model year new motor vehicles.
This decision is based on the Administrator's finding that California
does not need its greenhouse gas standards for new motor vehicles to
meet compelling and extraordinary conditions.
DATES: Petitions for review must be filed by May 5, 2008.
ADDRESSES: EPA has established a docket for this action under Docket ID
No. EPA-HQ-OAR-2006-0173. All documents and public comments in the
docket are listed on the www.regulations.gov Web site. Publicly
available docket materials are available either electronically through
www.regulations.gov or in hard copy at the Air and Radiation Docket in
the EPA Headquarters Library, EPA West Building, Room 3334, 1301
Constitution Ave., NW., Washington, DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal
holidays. The telephone number for the Reading Room is (202) 566-1744.
The Air and Radiation Docket and Information Center's Web site is
https://www.epa.gov/oar/docket.html. The electronic mail (e-mail)
address for the Air and Radiation Docket is: a-and-r-Docket@epa.gov,
the telephone number is (202) 566-1742, and the Fax number is (202)
566-9744.
FOR FURTHER INFORMATION CONTACT: Specific questions may be addressed to
David Dickinson, Office of Transportation and Air Quality, Compliance
and Innovative Strategies Division (6405J), EPA, 1200 Pennsylvania
Avenue, NW., Washington, DC 20460, telephone: (202) 343-9256, e-mail:
dickinson.david@epa.gov.
SUPPLEMENTARY INFORMATION:
I. Finding
In this decision, I find that the California Air Resources Board's
(CARB's) amendments to title 13, California Code of Regulations (CCR),
sections 1900 and 1961, and a new section 1961 for its Passenger Cars,
Light-Duty Trucks, and Medium-Duty Vehicles, relating to greenhouse
gases (GHGs), are not needed to meet compelling and extraordinary
conditions. While I recognize that global climate change is a serious
challenge,\1\ I have concluded that section 209(b) was intended to
allow California to promulgate state standards applicable to emissions
from new motor vehicles to
[[Page 12157]]
address pollution problems that are local or regional. I do not believe
section 209(b)(1)(B) was intended to allow California to promulgate
state standards for emissions from new motor vehicles designed to
address global climate change problems; nor, in the alternative, do I
believe that the effects of climate change in California are compelling
and extraordinary compared to the effects in the rest of the country.
Based on this finding, pursuant to section 209(b)(1) of the Clean Air
Act (Act), CARB's waiver request for its GHG standards for new motor
vehicles must be denied. Because my finding regarding section
209(b)(1)(B) must, and is sufficient to, result in a denial of
California's waiver request, it is unnecessary for me to determine
whether the criteria for denial of a waiver under sections 209(b)(1)(A)
and (C) have been met. I therefore will not address these criteria in
this decision.
---------------------------------------------------------------------------
\1\ This document does not reflect, and nothing in this document
should be construed as reflecting, my judgment regarding whether
emissions of GHGs from new motor vehicles or engines cause or
contribute to air pollution ``which may reasonably be anticipated to
endanger public health or welfare,'' which is a separate question
involving different statutory provisions and criteria; nor should it
be construed as reflecting my judgment regarding any issue relevant
to the determination of this question.
---------------------------------------------------------------------------
II. Background
A. California's GHG Program for New Motor Vehicles
California's GHG program for new motor vehicles is included as part
of its second generation low-emission vehicle program known as LEV II.
EPA previously issued a waiver for the LEV II program and also issued a
waiver for CARB's zero-emission vehicle program (known as ZEV) through
the 2011 model year. By Resolution 04-28 CARB approved the GHG program
for motor vehicles on September 24, 2004 and California's Office of
Administrative Law approved the regulations on September 15, 2005.
CARB's regulations and incorporated test procedures control certain
greenhouse gas emissions from two categories of new motor vehicles--
passenger cars and the lightest trucks (PC and LDT1) and heavier light-
duty trucks and medium-duty passenger vehicles (LDT2 and MDPV). The
regulations add four new greenhouse gas air emissions (carbon dioxide
(CO2), methane (CH4), nitrous oxide
(N2O), and hydrofluorocarbons (HFCs)) to California's
existing regulations for criteria and criteria-precursor pollutants,
along with air toxic contaminants. The regulations establish a
declining fleet average emission standard for these gases, with
separate standards for each of the two categories of passenger vehicles
noted above. CARB sets the declining standards for manufacturers into
two phases: Near-term standards phased in from 2009 through 2012, and
mid-term standards, phased in from 2013 through 2016.
B. EPA's Consideration of CARB's Request
By letter dated December 21, 2005, CARB submitted a request seeking
a waiver of Section 209(a)'s prohibition for its GHG motor vehicle
standards.\2\ On February 21, 2007, EPA Acting Assistant Administrator
for Air and Radiation Bill Wehrum notified the Executive Officer of
CARB that the timing of EPA's consideration of the GHG waiver request
was related to the then-pending Massachusetts v. EPA case before the
United States Supreme Court. EPA believed that the decision and opinion
in that case could potentially be relevant to issues EPA may address in
the context of the GHG waiver proceeding. As stated in the February 21,
2007 letter EPA notified CARB's Executive Officer that it would proceed
with the waiver request after the Supreme Court decision was issued.\3\
The Supreme Court issued its decision for Massachusetts v. EPA on April
2, 2007, finding among other things that EPA has authority to regulate
emissions of GHGs from new motor vehicles under section 202(a) of the
Act, if in the Administrator's judgment such emissions cause or
contribute to air pollution that may reasonably be anticipated to
endanger public health or welfare (549 U.S. --, 127 S.Ct. 1438).
---------------------------------------------------------------------------
\2\ Section 209(a) of the Act provides: No State or any
political subdivision thereof shall adopt or attempt to enforce any
standard relating to the control of emissions from new motor
vehicles or new motor vehicle engines subject to this part. No State
shall require certification, inspection or any other approval
relating to the control of emissions from any new motor vehicle or
new motor vehicle engine as condition precedent to the initial
retail sale, titling (if any), or registration of such motor
vehicle, motor vehicle engine, or equipment.
\3\ Docket entry EPA-HQ-OAR-2006-0173-0002.
---------------------------------------------------------------------------
On April 30, 2007, a Federal Register notice was published
announcing an opportunity for hearing and comment on CARB's request,
including a public hearing scheduled for May 22, 2007, in Washington,
DC and a written comment period with a deadline of June 15, 2007.\4\ On
May 10, 2007, an additional Federal Register notice was published
announcing an additional public hearing for May 30, 2007, in
Sacramento, CA with no change in the comment period deadline of June
15, 2007.\5\ EPA subsequently conducted the two public hearings on May
22, 2007 and May 30, 2007. The written comment period closed on June
15, 2007.
---------------------------------------------------------------------------
\4\ 72 FR 21260 (April 30, 2007).
\5\ 72 FR 26626 (May 10, 2007)
---------------------------------------------------------------------------
On several occasions EPA received requests to extend or re-open the
comment period; however the Agency did not extend the June 15, 2007
deadline. The Agency did, however, indicate that consistent with past
waiver practice, it would continue, as appropriate, to communicate with
any stakeholders in the waiver process after the comment period ended
and that it would continue to evaluate any comments submitted after the
close of the comment period to the extent practicable.\6\ By letter
dated June 21, 2007, I informed Governor Schwarzenegger that I intended
to make a decision on the state's request by the end of the year.\7\ By
letter dated December 19, 2007 I notified Governor Schwarzenegger that
EPA would be denying the waiver and that I had instructed my staff to
draft the appropriate documents setting forth the rationale for the
denial in further detail.\8\
---------------------------------------------------------------------------
\6\ EPA denied these requests by letters to the requestors on
June 8, 2007 (see EPA-HQ-OAR-0173-1236, EPA-HQ-OAR-0173-1237, EPA-
HQ-OAR-0173-1238, and EPA-HQ-OAR-0173-1239; by letter on August 17,
2007 (see EPA-HQ-OAR-0173-3604); and by letters on November 6, 2007
(see EPA-HQ-OAR-0173-3655, EPA-HQ-OAR-0173-3656, and EPA-HQ-OAR-
0173-3657).
\7\ Docket entry EPA-HQ-OAR-0173-5847.
\8\ Docket entry EPA-HQ-OAR-0173-4702. This letter merely
informed the Governor of California that EPA ``will be denying the
waiver'' based on a finding that California does not have a ``need
to meet compelling and extraordinary conditions.'' As noted in the
letter, EPA staff were instructed to draft the appropriate documents
setting forth the rationale in further detail for why under this
second criteria under the Clean Air Act the waiver would be denied.
Both the intent and nature of the letter clearly reflect that the
letter was not the Agency's final action and that EPA would be
issuing a separate final decision (to be signed by the
Administrator); therefore, today's decision is EPA's final decision
on California's waiver request and represents the Agency's final
agency action. The State of California has petitioned the United
States Court of Appeals for the Ninth Circuit for review of EPA's
December 19, 2007 communication based on its view that such
communication was final agency action. (See State of California v.
United States Environmental Protection Agency, No. 08-70011). As
explained in EPA's Motion to Dismiss California's petition (and
other joined petitions), the Agency's final agency action that is
subject to judicial review is the final signed decision document--
which is today's action. To the extent any court finds that the
December 19, 2007 letter was final action, today's final decision
supersedes and replaces the December 19, 2007 communication to
California and reflects EPA's entire decision to deny the waiver.
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III. Analysis of Preemption Under the Clean Air Act
A. Clean Air Act
Section 209(a) of the Act provides:
No State or any political subdivision thereof shall adopt or
attempt to enforce any standard relating to the control of emissions
from new motor vehicles or new motor vehicle engines subject to this
part. No State shall require certification, inspection or any other
approval relating to the control of emissions from any new motor
vehicle or new motor vehicle engine as condition precedent to the
initial retail sale, titling (if
[[Page 12158]]
any), or registration of such motor vehicle, motor vehicle engine,
or equipment.
Section 209(b)(1) of the Act requires the Administrator, after an
opportunity for public hearing, to waive application of the
prohibitions of section 209(a) for any State that has adopted standards
(other than crankcase emission standards) for the control of emissions
from new motor vehicles or new motor engines prior to March 30,
1966,\9\ if the State determines that the State standards will be, in
the aggregate, at least as protective of public health and welfare as
applicable Federal standards. However, no such waiver shall be granted
if the Administrator finds that: (A) the protectiveness determination
of the State is arbitrary and capricious; (B) the State does not need
such State standards to meet compelling and extraordinary conditions;
or (C) such State standards and accompanying enforcement procedures are
not consistent with section 202(a) of the Act.
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\9\ California is the only State which meets section 209(b)(1)
eligibility criteria for obtaining waivers. See e.g., S. Rep. No.
90-403, at 632 (1967).
---------------------------------------------------------------------------
B. Deference
CARB maintains that EPA's previous waiver practice of leaving
decisions on ambiguous and controversial matters of public policy to
California's judgment applies equally if not more so to policy
considerations over the treatment of GHG emissions. It notes nothing in
section 209(b) has changed the express Congressional intent for
California to lead and experiment with cutting edge emission-reduction
technologies and, just as California paved the way for advances in
reducing criteria air pollutants, so does California's GHG regulation
advance the reduction in climate-changing GHG emissions.
The Alliance of Automobile Manufacturers (the Alliance) discusses
EPA's historical practice and its ``highly deferential standard of
review.'' \10\ In its June 5, 2007 comments the Alliance sets out
examples of EPA's deference toward California's regulations as
demonstration of EPA's limited scope of review. However, the Alliance
claims that CARB's GHG regulation has a qualitatively new objective of
addressing global climate change. Because of this, the Alliance
believes that EPA must make its own independent judgment, with no
deference to California, on two questions arising under section
209(b)(1)(B)--specifically whether California needs its own state-
specific regulations and whether California's particular regulations
will actually address or meet the perceived need.
---------------------------------------------------------------------------
\10\ Docket Entry EPA-HQ-OAR-2006-0173-1519.1, at p. 3.
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With respect to the deference due to California's policy judgments
on the best way to protect the public health and welfare of its
residents, EPA is not addressing or changing its traditional
interpretation and practice concerning deference to California's
judgment with respect to section 209(b)(1)(A) and (C). EPA's role in
applying the second criterion is not to substitute its judgment for
California's on the importance, value, or benefit for California that
might be derived from a specific set of GHG standards and the related
reductions, assuming it is otherwise appropriate for California to
adopt its own GHG standards.
At the same time, as discussed below, EPA's interpretation of
section 209(b)(1)(B) looks at the nature of GHGs as an air pollution
problem, and in the alternative looks at the impacts of global climate
change in California in comparison to the rest of the nation as a
whole. Applying this interpretation to this waiver application calls
for EPA to exercise its own judgment to determine whether the air
pollution problem at issue--elevated concentrations of GHGs--is within
the confines of state air pollution programs covered by section
209(b)(1)(B). EPA's evaluation relates to the limits of California's
authority to regulate GHG emissions from new motor vehicles, not to the
particular regulatory provisions that California wishes to enforce.
California has its own views on this issue, but EPA does not believe it
is required or appropriate to give deference to California of the
statutory interpretation of the Clean Air Act, including the issue of
the confines or limits of state authority established by section
209(b)(1)(B). This does not change EPA's consistent view that within
such confines it should give deference to California's policy
judgments, as it has in past in waiver decisions, on the mechanism used
to address local and regional air pollution problems.
C. Burden of Proof
In Motor and Equip. Mfrs. Assoc. v. EPA, 627 F.2d 1095 (D.C. Cir.
1979) (MEMA I), the U.S. Court of Appeals stated that the
Administrator's role in a section 209 proceeding is to:
consider all evidence that passes the threshold test of materiality
and * * * thereafter assess such material evidence against a
standard of proof to determine whether the parties favoring a denial
of the waiver have shown that the factual circumstances exist in
which Congress intended a denial of the waiver.\11\
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\11\ MEMA I, 627 F.2d at 1122.
The court in MEMA I considered the standards of proof under section
209 for the two findings necessary to grant a waiver for an
accompanying enforcement procedure (as opposed to the standards
themselves): (1) Protectiveness in the aggregate and (2) consistency
with section 202(a). The court instructed that, ``the standard of proof
must take account of the nature of the risk of error involved in any
given decision, and it therefore varies with the finding involved. We
need not decide how this standard operates in every waiver decision.''
\12\
---------------------------------------------------------------------------
\12\ Id.
---------------------------------------------------------------------------
The court upheld the Administrator's position that, to deny a
waiver, ``there must be `clear and compelling evidence' to show that
proposed procedures undermine the protectiveness of California's
standards.'' \13\ The court noted that this standard of proof ``also
accords with the Congressional intent to provide California with the
broadest possible discretion in setting regulations it finds protective
of the public health and welfare.'' \14\ With respect to the
consistency finding, the court did not articulate a standard of proof
applicable to all proceedings, but found that the opponents of the
waiver were unable to meet their burden of proof even if the standard
were a mere preponderance of the evidence.
---------------------------------------------------------------------------
\13\ Id.
\14\ Id.
---------------------------------------------------------------------------
Although MEMA I addressed enforcement procedures and did not
explicitly consider the standards of proof under section 209 concerning
a waiver request for standards, nothing in the opinion suggests that
the court's analysis would not apply with equal force to such
determinations. Both before and after MEMA I, EPA's past waiver
decisions have consistently made clear that:
[E]ven in the two areas concededly reserved for Federal judgment
by this legislation--the existence of `compelling and extraordinary'
conditions and whether the standards are technologically feasible--
Congress intended that the standards of EPA review of the State
decision to be a narrow one.\15\
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\15\ See, e.g., 40 FR.23102-103 (May 28, 1975).
Finally, opponents of the waiver bear the burden of showing that
California's waiver request is inconsistent with section 202(a). As
found in MEMA I, this obligation rests firmly with opponents of the
waiver in a 209 proceeding, holding that: ``[t]he language of the
statute and its legislative history
[[Page 12159]]
indicate that California's regulations, and California's determinations
that they must comply with the statute, when presented to the
Administrator are presumed to satisfy the waiver requirements and that
the burden of proving otherwise is on whoever attacks them.'' \16\
---------------------------------------------------------------------------
\16\ MEMA I, 627 F.2d at 1121.
---------------------------------------------------------------------------
The Administrator's burden, on the other hand, is to demonstrate
that he has made a reasonable and fair evaluation of the information in
the record in coming to the waiver request decision. As the court in
MEMA I stated, ``here, too, if the Administrator ignores evidence
demonstrating that the waiver should not be granted, or if he seeks to
overcome that evidence with unsupported assumptions of his own, he runs
the risk of having his waiver decision set aside as `arbitrary and
capricious.' '' \17\ Therefore, the Administrator's burden is to act
``reasonably.'' \18\
---------------------------------------------------------------------------
\17\ Id. at 1126.
\18\ Id. at 1126.
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IV. Discussion
A. Sections 209(b)(1)(A) and (C)
Under section 209(b) of the Clean Air Act, a waiver shall not be
granted if the Administrator makes any one of the three findings in
section 209(b)(1)(A), (B) and (C). As noted above and discussed in
detail below, I am denying California's request for a waiver based on
my finding that California does not need its motor vehicle GHG
standards to meet compelling and extraordinary conditions. We received
numerous comments regarding the criteria in sections 209(b)(1)(A) and
(C). Because my finding regarding section 209(b)(1)(B) must, and is
sufficient to, result in a denial of California's waiver request, it is
unnecessary for me to determine whether the criteria for denial of a
waiver under sections 209(b)(1)(A) and (C) have been met. I therefore
will not address these criteria in this decision nor will I address the
comments submitted regarding these criteria.
B. Additional Issues Raised by EPA's Federal Register Notice
In EPA's April 30, 2007 Federal Register Notice the Agency invited
comment on three issues with regard to our review of this waiver
request: (1) Given that the regulations referenced in the December 21,
2005, request letter relate to global climate change, should that have
any effect on EPA's evaluation of the criteria, and if so, in what
manner?; (2) whether the United States Supreme Court decision in
Massachusetts v. EPA, issued on April 2, 2007, regarding the regulation
of emissions of greenhouse gases from new motor vehicles under Title II
of the Clean Air Act is relevant to EPA's evaluation of the three
criteria, and if so, in what manner?; and (3) whether the Energy Policy
and Conservation Act (EPCA) fuel economy provisions are relevant to
EPA's consideration of this petition or to CARB's authority to
implement its vehicle GHG regulations?
With regard to the first two issues, the responses to the questions
are generally subsumed into the discussion of section 209(b)(1)(B)
below, to the extent they are relevant to my consideration of that
criterion. With regard to the third issue, my decision is based solely
on the statutory criteria in section 209(b) of the Act and this
decision does not attempt to interpret or apply EPCA or any other
statutory provision.\19\
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\19\ EPA notes that there are two recent U.S. District Court
decisions recognizing that California GHG standards are preempted
under section 209(a) of the Clean Air Act. These cases do not
address the issue of whether it is appropriate for EPA to grant a
waiver under section 209(b) of the Clean Air Act, including the
second criterion of section 209(b)(1), which is the subject of
today's decision. See Central Valley Chrysler-Jeep v. Goldstene,
2007 WL 437878 (ED Cal Dec. 11, 2007); Green Mountain Chrysler v.
Crombie, 508 F.Supp. 2nd 295 (D. Vt. 2007).
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C. Does California Need Its GHG Standards To Meet Compelling and
Extraordinary Conditions?
1. It Is Appropriate To Apply This Criterion to California's GHG
Standards Separately, as Compared to California's Motor Vehicle Program
as a Whole
Under section 209(b)(1)(B) of the Clean Air Act, the Administrator
may not grant a waiver if he finds that the ``State does not need such
State standards to meet compelling and extraordinary conditions.''
California's submissions state that EPA has in the past recognized
California's unique needs when reviewing waiver requests. California
states that the relevant inquiry is whether California needs its own
motor vehicle emissions control program to meet compelling and
extraordinary conditions, not whether any given standard is needed to
meet compelling and extraordinary conditions related to that air
pollution problem. On the other hand, several commenters opposing the
waiver suggest EPA's determination should be based on whether
California needs its greenhouse gas standards in particular to meet
compelling and extraordinary conditions, saying that a proposed set of
standards must be linked to compelling and extraordinary conditions.
These commenters suggest that the Act requires EPA to look at the
particular ``standards'' at issue, not the program.
I find that it is appropriate to review whether California needs
its GHG standards to meet compelling and extraordinary conditions
separately from the need for the remainder of California's new motor
vehicle program. I base this decision on the fact that California's GHG
standards are designed to address global climate change problems that
are different from the local pollution problems that California has
addressed previously in its new motor vehicle program. The climate
change problems are different in terms of the distribution of the
pollutants and the effect of local factors, including the local effect
of motor vehicle emissions as differentiated from other GHG emissions
worldwide on the GHG concentrations in California.
This waiver decision represents the first instance of EPA applying
the section 209(b)(1)(B) criterion to a California waiver request for a
fundamentally global air pollution problem. Although EPA's review of
this criterion has typically been cursory due to California needing its
motor vehicle emission program due to fundamental factors leading to
local and regional air pollution problems (as discussed below), it is
appropriate in this case to carefully review the purpose of section
209(b)(1)(B) when applying it to the new circumstance of California's
intent to regulate greenhouse gases. By doing so EPA gives meaning to
Congress's decision to include this provision in section 209(b).\20\
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\20\ See United States v. Menashe, 348 U.S. 528, 538-39, 75
S.Ct. 513, 520 (1955) (courts must give effect to every word,
clause, and sentence of a statute).
---------------------------------------------------------------------------
a. EPA Practice in Previous Waivers
In past waivers that addressed local or regional air pollution, EPA
has interpreted section 209(b)(1)(B) as looking at whether California
needs a separate motor vehicle program to meet compelling and
extraordinary conditions. Under this approach EPA does not look at
whether the specific standards at issue are needed to meet compelling
and extraordinary conditions related to that air pollutant. For
example, EPA reviewed this issue in detail with regard to particulate
matter in a 1984 waiver decision.\21\ In that waiver proceeding,
California argued that EPA is restricted to considering whether
California needs its own motor vehicle program to meet compelling and
extraordinary conditions, and not whether any given standard is
necessary to meet such conditions. Opponents of
[[Page 12160]]
the waiver in that proceeding argued that EPA was to consider whether
California needed these PM standards to meet compelling and
extraordinary conditions related to PM air pollution.
---------------------------------------------------------------------------
\21\ See 49 FR 18887 (May 3, 1984).
---------------------------------------------------------------------------
The Administrator agreed with California that it was appropriate to
look at the program as a whole in determining compliance with section
209(b)(1)(B). One justification of the Administrator was that many of
the concerns with regard to having separate state standards were based
on the manufacturers' worries about having to meet more than one motor
vehicle program in the country, but that once a separate California
program was permitted, it should not be a greater administrative
hindrance to have to meet further standards in California. The
Administrator also justified this decision by noting that the language
of the statute referred to ``such state standards,'' which referred
back to the use of the same phrase in the criterion looking at the
protectiveness of the standards in the aggregate. He also noted that
the phrase referred to standards in the plural, not individual
standards. He considered this interpretation to be consistent with the
ability of California to have some standards that are less stringent
than the federal standards, as long as, per section 209(b)(1)(A), in
the aggregate its standards were at least as protective as the federal
standards.
The Administrator further stated that in the legislative history of
section 209, the phrase ``compelling and extraordinary circumstances''
refers to ``certain general circumstances, unique to California,
primarily responsible for causing its air pollution problem,'' like the
numerous thermal inversions caused by its local geography and wind
patterns. The Administrator also noted that Congress recognized ``the
presence and growth of California's vehicle population, whose emissions
were thought to be responsible for ninety percent of the air pollution
in certain parts of California.'' \22\ EPA reasoned that the term
compelling and extraordinary conditions ``does not refer to the levels
of pollution directly.'' Instead, the term refers primarily to the
factors that tend to produce higher levels of pollution--``geographical
and climatic conditions (like thermal inversions) that, when combined
with large numbers and high concentrations of automobiles, create
serious air pollution problems.''
---------------------------------------------------------------------------
\22\ Id. at 18890.
---------------------------------------------------------------------------
The Administrator summarized that the question to be addressed in
the second criterion is whether these ``fundamental conditions'' (i.e.
the geographical and climate conditions and large motor vehicle
population) that cause air pollution continued to exist, not whether
the air pollution levels for PM were compelling and extraordinary, or
the extent to which these specific PM standards will address the PM air
pollution problem.
From this it can be seen that EPA's interpretation in the context
of reviewing standards designed to address local or regional air
pollution has looked at the local causes of the air pollution
problems--geographic and climatic conditions that turn local emissions
into air pollution problems, such as thermal inversions, combined with
a large number of motor vehicles in California emitting in the
aggregate large quantities of emissions. Under this interpretation, it
is the common factors that cause or produce local or regional air
pollution problems, and the particular contribution of local vehicles
to such problems, that set California apart from other areas when
Congress adopted this provision.
EPA's review of this criterion has usually been cursory and not in
dispute, as the fundamental factors leading to air pollution problems--
geography, local climate conditions (like thermal inversions),
significance of the motor vehicle population--have not changed over
time and over different local and regional air pollutants. These
fundamental factors have applied similarly for all of California's air
pollution problems that are local or regional in nature. California's
circumstances of geography, climate, and motor vehicle population
continue to show that it has compelling and extraordinary conditions
leading to such local air pollution problems related to traditional
pollutants.
To date, California's motor vehicle program has addressed air
pollution problems that are generally local or regional in nature. The
emission standards have been designed to reduce emissions coming from
local vehicles, in circumstances where these local emissions lead to
air pollution in California that will affect directly the local
population and environment in California. In that context, EPA's prior
interpretation has been and continues to be a reasonable and
appropriate interpretation of the second criterion, and EPA is not
reconsidering or changing it here for local or regional air pollution
problems. The narrow question in this waiver proceeding is whether this
interpretation is appropriate when considering motor vehicle standards
designed to address a global air pollution problem and its effects, as
compared to a local or regional air pollution problem that has close
causal ties to conditions in California.
b. The Distinct Nature of Global Pollution as It Relates to Section
209(b)(1)(B)
The air pollution problem at issue here is elevated atmospheric
concentrations of greenhouse gases, and the concern is the impact these
concentrations have on global climate change and the effect of global
climate change on California. In contrast to local or regional air
pollution problems, the atmospheric concentrations of these greenhouse
gases is basically uniform across the globe, based on their long
atmospheric life and the resulting mixing in the atmosphere. The
factors looked at in the past--the geography and climate of California,
and the large motor vehicle population in California, which were
considered the fundamental causes of the air pollution levels found in
California--no longer perform the same causal function. The atmospheric
concentration of greenhouse gases in California is not affected by the
geography and climate of California. The long duration of these gases
in the atmosphere means they are well-mixed throughout the global
atmosphere, such that their concentrations over California and the U.S.
are, for all practical purposes, the same as the global average. The
number of motor vehicles in California, while still a notable
percentage of the national total and still a notable source of GHG
emissions in the State, bears no more relation to the levels of
greenhouse gases in the atmosphere over California than any other
comparable source or group of sources of greenhouse gases anywhere in
the world. Emissions of greenhouse gases from California cars do not
generally remain confined within California's local environment but
instead become one part of the global pool of GHG emissions, with this
global pool of emissions leading to a relatively homogenous
concentration of greenhouse gases over the globe. Thus, the emissions
of motor vehicles in California do not affect California's air
pollution problem in any way different from emissions from vehicles and
other pollution sources all around the world. Similarly, the emissions
from California's cars do not just affect the atmosphere in California,
but in fact become one part of the global pool of GHG emissions that
affect the atmosphere globally and are distributed throughout the
world, resulting in basically a uniform global atmospheric
concentration.
[[Page 12161]]
Given the different, and global, nature of the pollution at issue,
it is reasonable to find that the conceptual basis underlying the
practice of considering California's motor vehicle program as a whole
does not apply with respect to elevated atmospheric concentrations of
GHGs. Therefore EPA has considered whether it is appropriate to apply
this criterion in a different manner for this kind of air pollution
problem; that is, a global air pollution problem. EPA continues to
believe that it is appropriate to apply its historical practice to air
pollution problems that are local or regional in nature, and is not
suggesting the need to change such interpretation. The only question
addressed is whether it is appropriate to employ a different practice
to the very different circumstances present for this global air
pollution problem.
c. Analysis of the Text and History of Section 209(b)(1)(B)
The text of section 209(b)(1)(B) does not limit EPA to its previous
practice as the language of the statute is ambiguous on this point.\23\
The second criterion refers to the need for ``such State standards.''
While it is clear that this language refers at least to all of the
standards that are the subject of the particular waiver proceeding
before the Administrator, it could reasonably be considered as
referring either to the standards in the entire California program, the
program for similar vehicles, or the particular standards for which
California is requesting a waiver under the pending request.\24\
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\23\ I note that because the statute is not clear with respect
to the interpretation of this paragraph, my decision is entitled to
deference and should be upheld as long as it is a permissible
construction of the statute. Chevron v. NRDC, 467 U.S. 837, 843, 104
S. Ct. 2778, 2782 (1984). See Engine Manufacturers Ass'n v. EPA, 88
F.3d 1075, 1084 (DC Cir. 1996) (``the court need only find that the
EPA's understanding of * * * [the] statute is a sufficiently
rational one to preclude a court from substituting its judgment for
that of EPA'' [internal quotes and citations omitted]).
\24\ As noted above, EPA's 1984 waiver justified its review of
California's program as a whole in part on the fact that section
209(b)(1)(B) referred to ``standards'' in the plural, rather than
the singular. However, the fact that ``standards'' is plural does
not in and of itself determine what set of standards is being
reviewed, since many waiver requests encompass a set of standards,
rather than a single standard. EPA notes that the words ``in the
aggregate'' are not found in section 209(b)(1)(B).
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The 1984 PM waiver referred to the need for consistency with the
``in the aggregate'' finding, where Congress explicitly allowed
California to adopt some standards that are less stringent than federal
standards. This provision was specifically aimed at allowing California
to adopt less stringent CO standards at a time when California wanted
to adopt NOX standards that were tighter than the federal
NOX standards, to address ozone problems. California judged
that a relaxed CO standard would facilitate the technological
feasibility of the desired more stringent NOX standards. EPA
noted that it would be inconsistent for Congress to allow EPA to look
at each air pollutant separately for purposes of determining compelling
and extraordinary conditions for that air pollution problem, and at the
same time allow California to adopt standards for an air pollutant that
were less stringent than the federal standards. While EPA continues to
believe, for local or regional air pollution problems, that it is
appropriate to look at California's program as a whole under the second
criterion, allowing less stringent standards for some pollutants does
not by itself mandate that this is the only possible interpretation of
this criterion, especially when a global pollutant is at issue. For
example, it is not implausible to think that even if EPA traditionally
were to look at air pollution problems separately under the second
criterion, EPA could readily determine that the less stringent CO
standards should be considered with respect to the ozone problem when
evaluating compelling and extraordinary conditions, not the CO problem,
as ozone control was the purpose of the less stringent CO standard.\25\
---------------------------------------------------------------------------
\25\ See ``Waiver for Standards for Model Year 1979 and later
Passenger Cars, Certification Procedures and High Altitude
Regulations'' at 43 FR 25729 (June 14, 1978).
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The legislative history for section 209 also supports EPA's
decision to examine the second criterion specifically in the context of
global climate change. It indicates that Congress was moved to allow
waivers of preemption for California motor vehicle standards based on
the particular effects of local conditions in California on the air
pollution problems in California. Congress discussed ``the unique
problems faced in California as a result of its climate and
topography.'' H.R. Rep. No. 728, 90th Cong. 1st Sess., at 21 (1967).
See also Statement of Cong. Holifield (CA), 113 Cong. Rec. 30942-43
(1967). Congress also noted the large effect of local vehicle pollution
on such local problems. See, e.g., Statement of Cong. Bell (CA) 113
Cong. Rec. 30946. In particular, Congress focused on California's smog
problem, which is especially affected by local conditions and local
pollution. See Statement of Cong. Smith (CA) 113 Cong. Rec. 30940-41
(1967); Statement of Cong. Holifield (CA), id. at 30942. See also, MEMA
I, 627 F.2d 1095, 1109 (D.C. Cir., 1979) (noting the discussion of
California's ``peculiar local conditions'' in the legislative history).
Congress did not justify this provision based on pollution problems of
a more national or global nature in justifying this provision.\26\
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\26\ In reference to another argument made in the 1984 waiver,
while the administrative costs of a program may not increase
significantly based on the addition of new standards, there is still
cost in the implementation of new standards, particularly in terms
of changes in design necessitated by the new standards. In any case,
this issue does not appear to be particularly relevant to the issue
of whether California needs its standards to meet compelling and
extraordinary conditions.
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d. It Is Appropriate To Apply Section 209(b)(1)(B) Separately to GHG
Standards
EPA believes that in the context of reviewing California GHG
standards designed to address global climate change, it is appropriate
to apply the second criterion separately for GHG standards. For this
waiver proceeding EPA will not look at whether California continues to
need its separate motor vehicle program in general to meet compelling
and extraordinary conditions, as the core factors underlying that
interpretation, which are related to local conditions, do not apply to
the circumstances of this global air pollution problem.
The intent of Congress, in enacting section 209(b) and in
particular Congress's decision to have a separate section 209(b)(1)(B),
was to require EPA to specifically review whether California continues
to have compelling and extraordinary conditions and the need for state
standards to address those conditions. Thus I believe it is appropriate
to review California's GHG standards separately from the remainder of
its motor vehicle emission control program for purposes of section
209(b)(1)(B).\27\
---------------------------------------------------------------------------
\27\ I note that this does not represent a change in EPA
practice regarding its previous waiver decisions, which addressed
California standards designed to address local or regional
pollution.
---------------------------------------------------------------------------
In this context it is appropriate to give meaning to this criterion
by looking at whether the emissions from California motor vehicles, as
well as the local climate and topography in California, are the
fundamental causal factors for the air pollution problem--elevated
concentrations of greenhouse gases--apart from the other parts of
California's motor vehicle program, which are intended to remediate
different air pollution concerns. In the alternative, EPA has also
considered the effects in California of this global air pollution
problem in California in comparison to
[[Page 12162]]
the rest of the country, again addressing the GHG standards separately
from the rest of California's motor vehicle program. While the
atmospheric concentrations of GHGs may be basically uniform around the
globe, and GHG emissions distributed globally, EPA has considered
whether the potential impact of climate change resulting from these
concentrations will differ across geographic areas and if so whether
the effects in California amount to compelling and extraordinary
conditions. These alternative approaches are consistent with the text
of the provision, and give it a meaning relevant to the air pollution
circumstances at issue.
The appropriate criteria to apply therefore is whether the
emissions of California motor vehicles, as well as California's local
climate and topography, are the fundamental causal factors for the air
pollution problem of elevated concentrations of greenhouse gases, and
in the alternative whether the effect in California of this global air
pollution problem amounts to compelling and extraordinary conditions.
2. Relationship of California Motor Vehicles, Climate, and Topography
to Elevated Concentrations of Greenhouse Gases in California
I recognize that Congress' purpose in establishing the prohibition
in section 209(a) and the waiver in 209(b) was to balance the benefit
of allowing California significant discretion in deciding how to
protect the health and welfare of its population, and that part of that
benefit is allowing California to act as a laboratory for potential
federal motor vehicle controls, with the burden imposed on the
manufacturers of being subject to two separate motor vehicle programs.
S. Rep. No. 403, 90th Cong. 1st Sess., at 32-33 (1967). It is clear
that Congress intended this balance to be premised on a situation where
California needs the state standards to meet compelling and
extraordinary conditions. Thus, if I find that California does not need
its state GHG standards to meet compelling and extraordinary
conditions, it would not be appropriate to grant a waiver of preemption
for California's state requirements.
Commenters opposed to EPA granting the waiver commented that
California should be denied the waiver because separate state GHG
standards are not needed to meet compelling and extraordinary
conditions because there is no link between motor vehicle emissions in
California and any alleged extraordinary conditions in California.
These commenters state that while California spends a great deal of
time discussing the effects of climate change in California (discussed
below), California does not link these emission standards with such
effects. They note that GHGs are not localized pollutants that can
affect California's local climate or which are problematic due to
California's specific topography. Instead, emissions from vehicles in
California become mixed with the global emissions of GHG and affect
global climate (including California's climate) in the same way that
any GHG from around the world affect global (and California) climate
conditions. They claim that Congress authorized EPA to grant a waiver
of preemption only in cases where California standards were necessary
to address peculiar local air quality problems. They claim that there
can be no need for separate California standards if the standards are
not aimed at, and do not redress, a California-specific problem.
California and others supporting the waiver counter that the
reductions in GHG emissions from the standards are needed to reduce
future impacts of climate change.
In previous waiver decisions, EPA was asked to waive preemption of
standards regulating emissions that were local or regional in effect.
Local air pollution problems are affected directly by local conditions
in California, largely the emissions from motor vehicles in California
in the context of the local climate and topography. As a result state
standards regulating such local motor vehicle emissions will have a
direct effect on the concentration of pollutants directly affecting
California's environment. They are effective mechanisms to reduce the
levels of local air pollution in California because local conditions
are the primary cause of that kind of air pollution problem. In
addition, reductions in emissions from motor vehicles that occur
elsewhere in the United States will not have the same impact, and often
will have no impact, on reducing the levels of local air pollution in
California.
By contrast, GHGs emitted by California motor vehicles become part
of the global pool of GHG emissions that affect concentrations of GHGs
on a uniform basis throughout the world. The local climate and
topography in California have no significant impact on the long-term
atmospheric concentrations of greenhouse gases in California.
Greenhouse gas emissions from vehicles or other pollution sources in
other parts of the country and the world will have as much effect on
California's environment as emissions from California vehicles. As a
result, reducing emissions of GHGs from motor vehicles in California
has the same impact or effect on atmospheric concentrations of GHGs as
reducing emissions of GHGs from motor vehicles or other sources
elsewhere in the US, or reducing emissions of GHGs from other sources
anywhere in the world. California's motor vehicle standards for GHG
emissions do not affect just California's concentration of GHGs, but
affect such concentrations globally, in ways unrelated to the
particular topography in California. Similarly, emissions from other
parts of the world affect the global concentrations of GHGs, and
therefore concentrations in California, in exactly the same manner as
emissions from California's motor vehicles.
In Section IV.C.1, the previous section, EPA discussed the reasons
for concluding that it is appropriate to look at California's GHGs
standards separately, as compared to looking at its need for a motor
vehicle program in general. These reasons also lead to the conclusion
that California does not need these GHG standards to meet compelling
and extraordinary conditions, without the need to compare impacts in
California with impacts in the rest of the nation. The legislative
history indicates that Congress' intent in the second criterion was to
allow California to adopt new motor vehicle standards because of
compelling and extraordinary conditions in California that were
causally related to local or regional air pollution levels in
California. These factors--climate, topography, large population of
motor vehicles--cause these kinds of local or regional air pollution
levels in California and because of this causal link, California's
motor vehicle standards can be effective mechanisms to address these
local problems. Reductions outside California would not be expected to
be as effective as reductions from California's state motor vehicle
standards in addressing California's local or regional air pollution
problems, as there is not such a causal link between emissions outside
California and local or regional air quality conditions inside
California.
Some have argued that the decision of the Supreme Court in
Massachusetts v. EPA, which determined that EPA has authority to
regulate GHGs under section 202(a) of the Act, if EPA makes certain
findings, requires that EPA grant a waiver of preemption under section
209(b). However, this argument does not address a critical difference
between sections 202(a) and 209(b). Section 202(a) requires EPA to
promulgate ``standards applicable to the emission of
[[Page 12163]]
any air pollutant from any class or classes of new motor vehicle * * *
which in his judgment cause, or contribute to, air pollution which may
reasonably be anticipated to endanger public health or welfare,''
without regard to the local, regional or national nature of the
conditions. However, section 209(b)(1)(B) explicitly requires EPA to
review whether California needs its state standards to meet compelling
and extraordinary conditions. I believe that section 209(b) was
intended to allow California to promulgate state standards applicable
to emissions from new motor vehicles to address pollution problems that
are local or regional. I believe that the inclusion of section
209(b)(1)(B) indicated Congress's desire not to allow waiver of
preemption for California standards to reduce emissions related to
global air pollution problems, as compared to local or regional air
pollution. Section 209(b) was a compromise measure that allowed
disruption of the introduction of new motor vehicles into interstate
commerce by allowing California to have its own motor vehicle program,
but limited this to situations where the air pollution problems have
their basic cause, and therefore their solution, locally in
California.\28\ Congress allowed California to promulgate its own new
motor vehicle standards based in part on the fact that California motor
vehicles were such a large part of the local air pollution problem in
California, see e.g., Statement of Cong. Bell (CA) 113 Cong. Rec. 30946
and ``the unique problems faced in California as a result of its
climate and topography.'' H.R. Rep. No. 728, 90th Cong. 1st Sess., at
21 (1967). California's ability to address these local or regional air
pollution problems through local measures that reduce emissions of
pollutants that directly affect California's own local environment, and
the effectiveness of such measures to deliver emission reductions in
the area that needs it, was the basis for allowing California the
authority, unique among the states, to promulgate such state standards.
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\28\ See S. Rep. No 403, 90th Cong. 1st Sess., at 32-33 (1967).
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In contrast, Congress did not indicate any particular desire to
allow California to promulgate local standards to deal with global air
pollution like atmospheric concentrations of GHGs. California comments
on the need for reductions in GHG atmospheric concentrations and
therefore emissions, but the issue is not whether such reductions are
needed but whether Congress intended them to be effectuated on a state
basis by California through its new motor vehicle program. This type of
pollution seems ill-fitted to Congress's intent to provide California
with a method of handling its local air pollution concentrations and
related problems with local emission control measures. I believe that
standards regulating emissions of global pollutants like greenhouse
gases were not part of the compromise envisioned by Congress in passing
section 209(b).
California argues that increased temperatures associated with
climate change would increase ozone levels in California, and that EPA
has long recognized that California has compelling and extraordinary
conditions concerning ozone, and therefore the waiver should be granted
based on the impact of climate change on ozone levels. However, as
discussed above, in specifying the need for standards to meet
compelling and extraordinary conditions Congress had in mind the causal
factors of local or regional air pollution problems, not the level of
the air pollution per se. GHG emissions from California cars are not a
causal factor for local ozone levels any more than GHG emissions from
any other source of GHG emissions in the world. It is not the impact on
ozone levels that is the key question, but the nature of the causal
factors. The second criterion identifies local and regional air
pollution problems where the causal factors are local to California,
and therefore local controls will be effective and controls outside the
state would not be as effective. While climate change may impact levels
of ozone in California, this does not change the fact that the factors
causing elevated concentrations of greenhouse gases are not solely
local to California. This is in contrast to the kinds of motor vehicle
emissions normally associated with ozone levels, such as VOCs and
NOX, and the local climate and topography that in the past
have lead to the conclusion that California has the need for state
standards to meet these kinds of compelling and extraordinary
conditions.
California also claims that the GHG standards are needed to meet
``compelling and extraordinary conditions'' because the net impact of
upstream emission reductions of ozone precursors from reduced fuel
throughput (including a reduction of emissions from refineries in
California) helps to reduce California ozone levels. However, without
taking a position on whether or to what extent such reductions would
occur, any such reduction in local stationary source emissions would
not be reductions in the emissions of ozone precursors from motor
vehicles, but instead are indirect reductions caused by the expected
actions of stationary sources. The second criterion in section
209(b)(1)(B) focuses on the need to control emissions from new motor
vehicles because of the impact of motor vehicle emissions on local or
regional air pollution problems, not on the need to indirectly control
stationary source emissions through motor vehicle standards. California
has independent authority to directly regulate stationary sources in
the State. Therefore, California cannot rely on the emission reductions
from stationary sources in the State as the justification for
satisfying the waiver criterion under section 209(b)(1)(B). This waiver
decision does not affect California's ability to reduce emissions of
ozone precursors from stationary sources directly in California. This
analysis of section 209(b)(1)(B) is separate and distinct from the
analysis of whether any reduction from indirect sources is relevant
under the ``protectiveness'' criterion of section 209(b)(1)(A).
Given that Congress enacted section 209(b) to provide California
with a unique ability to receive a waiver of preemption, which provides
California with authority that it would not otherwise have under
section 209, and given the specific language in section 209(b)(2)
pointing out the need for extraordinary and compelling conditions as a
condition for the waiver, I believe that it is not appropriate to waive
preemption for California's standards to regulate GHGs. Atmospheric
concentrations of greenhouse gases are an air pollution problem that is
global in nature, and this air pollution problem does not bear the same
causal link to factors local to California as do local or regional air
pollution problems. I believe that atmospheric concentrations of GHGs
are not the kind of local or regional air pollution problem Congress
intended to identify in the second criterion of section 209(b)(2). As
such I find that California does not need its GHG standards to meet
compelling and extraordinary conditions.
3. Relationship of Impacts of Global Climate Change in California to
the Rest of the Country
As noted above, in section IV.C.1., as an alternative to the
approach discussed in section IV.C.2, EPA has also considered the
effects of this global air pollutant problem in California in
[[Page 12164]]
comparison to the rest of the country.\29\ While the air pollution
concentrations may be relatively uniform around the globe, and GHG
emissions distributed globally, EPA has considered whether the
potential impact of climate change resulting from these emissions and
concentrations will differ across geographic areas and if so whether
the likely effects in California amount to compelling and extraordinary
conditions.
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\29\ The review in this section is independent of the analysis
in the previous section. That analysis is sufficient to deny the
waiver request. This analysis provides an independent reason for
denial.
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In determining whether the effect in California is compelling and
extraordinary, guidance can be found in the legislative history, which
speaks of California demonstrating ``compelling and extraordinary
circumstances sufficiently different from the nation as a whole to
justify standards on automobile emissions which may, from time to time,
need to be more stringent than national standards.'' S. Rep. No. 403,
90th Cong. 1st Sess., at 32 (1967). The history refers to California's
``peculiar local conditions'' and ``unique problems.'' Id. This
indicates a Congressional intent that there be particular circumstances
in California sufficiently different from the nation as a whole that
justify separate standards in California. Therefore the criterion to
apply is whether the effects in California from elevated concentrations
of GHGs and any resulting climate change are different enough from the
rest of the nation as a whole that California should be considered to
have compelling and extraordinary conditions under section
209(b)(1)(B).
In its waiver request CARB restates its need for its own engine and
vehicles programs to meet serious air pollution problems. CARB states
that climate change threatens California's public health, water
resources, agricultural industry, ecology, and economy. Direct health
impacts due to climate change that CARB cites include extreme events,
such as heat waves, droughts, increased fire frequency, and increased
storm intensity. CARB also notes that air quality impacts, such as
increases in ground-level ozone due to higher temperatures, will cause
secondary health effects. CARB's waiver request also anticipates that
manufacturers may argue that California's position vis-[agrave]-vis
other states regarding climate change impacts is not ``extraordinary.''
In addition to stating that this claim is not legally pertinent to
EPA's review of California's continuing need for its own ``motor
vehicle program,'' CARB also notes that both the Assembly Bill 1493
(Chap. 200, Stats, 2002 (Pavley)) and the CARB Board Resolution 04-28
(September 23, 2004) recognize that global warming would impose
compelling and extraordinary impacts such as those noted above.
EPA also received comment from CARB and others supporting the
waiver stating that California faces unique and compelling geographical
and population issues in their state, which have not changed since
Congress and EPA originally recognized California's need to establish
separate vehicle standards. According to the comments, along with
exacerbating ozone impacts and increasing wildfires, there are a number
of other compelling and extraordinary circumstances in California that
justify the passage of GHG emission standards, including: declining
snowpack and early snowmelt an