National Small Business Development Center Advisory Board; Public Meeting, 7624-7625 [E8-2290]
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Federal Register / Vol. 73, No. 27 / Friday, February 8, 2008 / Notices
rule change, as amended, is consistent
with the requirements of the Act and the
rules and regulations thereunder
applicable to a national securities
exchange, and, in particular, the
requirements of Section 6(b)(5) and 11A
of the Act.24 Specifically, the
Commission finds that Phlx’s proposal
is designed to provide investors with a
tailored product that may be more
suitable to their investment needs.
Moreover, consistent with Section 11A,
the proposal encourages fair
competition among brokers and dealers
and exchange markets, by allowing the
Exchange to compete with the over-thecounter market in foreign currency
options. Additionally, the Commission
believes that the proposal will help
promote the maintenance of fair and
orderly markets because it will extend
the benefits of a listed, exchange market
to FCOs that are more flexible than
currently listed FCOs.25
The proposed rule change will permit
the trading of U.S. dollar-settled FCOs
with individually tailored expiration
dates and strike prices.26 The
Commission notes that it previously
approved rules relating to the listing
and trading of FLEX index and equity
options on Phlx, which give investors
and other market participants the ability
to individually tailor, within specified
limits, certain terms of those index and
equity options.27 The current proposal
incorporates FLEX currency options
into these existing rules and regulatory
framework. The Commission finds that
the Exchange’s proposal to introduce
the trading of FLEX currency options
into the market in this manner, which
will result in a substantially similar
regulatory structure for all FLEX
products traded on Phlx, is consistent
with the Act.
Pursuant to the proposed rule change,
the Exchange will be able to offer
investors and other market participants
the ability to trade FLEX currency
options with an expiration date in any
month, business day and year, subject to
certain explicit restrictions as described
above. The ability to customize
24 15
U.S.C. 78f(b)(5) and 78k–1.
approving this rule, the Commission notes
that it has considered the proposed rule’s impact on
efficiency, competition, and capital formation. 15
U.S.C. 78c(f).
26 As noted above, OCC will be the issuer and
guarantor of all FLEX currency options. The
Commission is designating FLEX currency options
as standardized options for purposes of the options
disclosure framework established under Rule 9b–1
of the Act. See Securities Exchange Act Release
Nos. 31910 (February 23, 1993), 58 FR 12056
(March 2, 1993); 34925 (November 1, 1994), 59 FR
55720 (November 8, 1994); and 36841 (February 14,
1996), 61 FR 6666 (February 21, 1996).
27 See Securities Exchange Act Release No. 39549
(January 14, 1998), 63 FR 3601 (January 23, 1998).
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25 In
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expiration dates is designed to enable
investors and other market participants
to hedge their exchange rate exposure
more accurately by trading a contract
that expires on the date of their choice.
The proposal also will permit investors
and other market participants to
individually tailor the strike prices of
FLEX currency options. As the proposal
makes clear, such strike prices need not
be consistent with strike price intervals
permissible for non-FLEX U.S. dollarsettled FCOs. This additional flexibility
permits users of FLEX currency options
to tailor the product according to their
investment needs and objectives, and
the Commission finds it consistent with
the Act.
The Commission also believes that the
Exchange has extended the application
of existing rules regarding FLEX index
and equity options, and non-FLEX U.S.
dollar-settled FCOs, to FLEX currency
options consistent with the Act. For
example, like FLEX index and equity
options, the expiration date for a FLEX
currency option cannot fall on or within
two business days prior or subsequent
to an expiration date for a non-FLEX
option on the same underlying
currency. Further, the procedure for
quoting and trading of FLEX currency
options in Rule 1079(b) will be the same
as the existing procedure for the quoting
and trading of FLEX index and equity
options. The proposal also sets
minimum size requirements for RFQs
and responses to RFQs, as it does for
FLEX index and equity options.
Similarly, the Exchange’s proposal
applies certain rules governing nonFLEX U.S. dollar-settled FCOs to FLEX
currency options. For example, like
non-FLEX U.S. dollar-settled FCOs,
FLEX currency options will be quoted
in terms of dollars per unit of
underlying foreign currency, and may
be quoted and traded in the same
minimum increments that are
established for non-FLEX U.S. dollarsettled FCOs. The settlement value
determination for FLEX currency
options also will be calculated in a
manner that is substantially identical to
the calculation of settlement value for
non-FLEX U.S. dollar-settled FCOs, and
FLEX currency options will have the
same trading hours as non-FLEX U.S.
dollar-settled FCOs.
In addition, the proposal requires the
aggregation of positions in FLEX
currency options with positions in nonFLEX U.S. dollar-settled FCOs and
physical delivery FCOs for purposes of
determining compliance with the
Exchange’s existing position limit rules
in Rule 1001.28 The Commission
28 See
PO 00000
supra note 22 and accompanying text.
Frm 00119
Fmt 4703
Sfmt 4703
believes that such aggregation, which is
designed to minimize concerns
regarding manipulations or disruptions
of the market for those and related
products, is consistent with the Act.
Finally, the Commission believes that
a regulatory system designed to protect
public customers must be in place
before the trading of sophisticated
financial instruments, such as FLEX
currency options, can commence on a
national securities exchange. Phlx has
represented that Exchange rules and
regulations involving sales practice will
be applicable to FLEX currency options,
and that the Exchange has adequate
surveillance procedures for, and
systems capacity to support, the trading
of FLEX currency options. Thus, the
Commission believes that the goal of
ensuring adequate customer protection
has been satisfied by the Exchange,
consistent with the Act.
IV. Conclusion
For the foregoing reasons, the
Commission finds that the proposed
rule change, as amended, is consistent
with the Act and the rules and
regulations thereunder applicable to a
national securities exchange. In
addition, the Commission finds
pursuant to Rule 9b–1 under the Act
that FLEX currency options are
standardized options for purposes of the
options disclosure framework
established under Rule 9b–1 of the
Act.29
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,30 that the
proposed rule change (SR–Phlx–2007–
68), as amended, is approved.
It is further ordered, pursuant to Rule
9b–1(a)(4) under the Act,31 that FLEX
currency options are designated as
standardized options.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.32
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E8–2332 Filed 2–7–08; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
National Small Business Development
Center Advisory Board; Public Meeting
Pursuant to the Federal Advisory
Committee Act, Appendix 2 of Title 5,
United States Code, Public Law 92–463,
29 See
supra note 26.
U.S.C. 78s(b)(2).
31 17 CFR 240.9b–1(a)(4).
32 17 CFR 200.30–3(a)(12) and 17 CFR 200.30–
3(a)(51).
30 15
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Federal Register / Vol. 73, No. 27 / Friday, February 8, 2008 / Notices
notice is hereby given that the U.S.
Small Business Administration (SBA),
National Small Business Development
Center Advisory Board will be hosting
a public meeting via conference call to
discuss such matters that may be
presented by Board members, staff of
the SBA and interested others. The
conference call is scheduled for
Tuesday, February 19, 2008, at 1 p.m.
Eastern Standard Time. The purpose of
this meeting is to discuss the upcoming
ASBDC Spring Conference in March and
other official SBDC business.
Anyone wishing to make an oral
presentation to the Board must contact
Alanna Falcone, Program Analyst, U.S.
Small Business Administration, Office
of Small Business Development Centers,
409 3rd Street, SW., Washington, DC
20416, telephone (202) 619–1612 or fax
(202) 481–0134.
Cherylyn H. Lebon,
Committee Management Officer.
[FR Doc. E8–2290 Filed 2–7–08; 8:45 am]
BILLING CODE 8025–01–P‘
DEPARTMENT OF STATE
[Public Notice 6094]
Evaluation of the Intergovernmental
Panel on Climate Change
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ACTION:
Request for public comment.
SUMMARY: The U.S. State Department, in
its role as coordinator for the U.S.
Government’s role in the IPCC, requests
public comment on the activities and
process of the Intergovernmental Panel
on Climate Change (IPCC) in order to
facilitate the U.S. Government’s effort to
assess and enhance the IPCC’s highlevel of scientific credibility and
relevance for the evolving needs of
decision-maker.
The IPCC is a scientific
intergovernmental body set up by the
World Meteorological Organization
(WMO) and the United Nations
Environment Program (UNEP). The
IPCC’s role is to assess on a
comprehensive, objective, open, and
transparent basis the latest scientific,
technical, and socio-economic literature
produced worldwide. Consistent with
this role, the IPCC does not conduct
research, nor does it monitor climate
related data or parameters.
In order to fulfill this role, the IPCC
produces comprehensive assessment
reports at regular intervals of the state
of knowledge with respect to climate
change science; impacts, vulnerability
and adaptation; and mitigation. The
most recent of these, the Fourth
Assessment Report, was completed in
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November 2007. The First Assessment
Report was completed in 1990, the
Second Assessment Report in 1995, and
the Third Assessment Report in 2001.
These reports have been widely used as
key references for the state of knowledge
on climate change, including in
international climate discussions under
the United Nations Framework
Convention on Climate Change
(UNFCCC). The IPCC also issues
periodic Special Reports on specific
aspects of climate change. The most
recent of these, on Carbon Dioxide
Capture and Storage, was released in
2005. The United States has played a
leading role in the IPCC since its
inception, through official contributions
and key leadership positions in IPCC
report development, as well as through
the contributions of many U.S. scientist
and experts to the reports themselves.
All IPCC reports are developed in a
manner that conforms to the IPCC
Principles and Procedures, which were
developed by participating governments
of the IPCC. Consistent with these
principles and procedures, IPCC reports
should be neutral with respect to policy,
although they need to deal objectively
with policy relevant scientific,
technical, and socio-economic factors.
Efforts are currently underway within
the IPCC to initiate a dialogue regarding
the scope and nature of IPCC activities
in the coming years. In order to inform
these discussions, the State Department
is requesting public comment regarding
aspects of the IPCC products and the
processes used to develop them.
Comments of particular value might
focus on:
—The value of comprehensive
assessments vs. special reports;
—The structure, frequency and process
for developing IPCC reports;
—Substantive areas that need stronger
coverage and, if so, why;
—Relationship of the reports to the
needs of decision-makers.
The public is also welcome to submit
comment on other aspects of the IPCC
as it sees fit. Further information about
the activities of the IPCC, as well as
IPCC reports can be found at https://
www.ipcc.ch.
DATES: Comments must be received on
or before February 29, 2008.
ADDRESSES: Send comments via e-mail
to IPCC-future@climatescience.gov by
the prescribed deadline. Append
surname to title and to the attached
word-processing file to facilitate
processing and archival (e.g., ‘‘IPCC
Future: Smith’’ and IPCC-Smith.doc),
and include contact details (name,
institution, physical address, phone,
and e-mail).
PO 00000
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7625
All public comments will be made
available on the U.S. Climate Change
Science Program (CCSP) Web site at
https://www.climatescience.gov/Library/
ipcc/ipcc-future.htm as submitted,
unless modified for technical reasons.
Accordingly, comments will not be
edited to remove any identifying or
contact information.
FOR FURTHER INFORMATION CONTACT:
Trigg Talley, U.S. Department of State,
Office of Global Change, at (202)647–
3984.
SUPPLEMENTARY INFORMATION: IPCC
assessments and special reports and
other information about IPCC activities
are available at https://www.ipcc.ch.
Dated: February 5, 2008.
Donna L. Lee,
Foreign Affairs Officer, Department of State.
[FR Doc. E8–2360 Filed 2–7–08; 8:45 am]
BILLING CODE 4710–09–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
[Summary Notice No. PE–2008–02]
Petition for Exemption; Summary of
Petition Received
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of petition for exemption
received.
AGENCY:
SUMMARY: This notice contains a
summary of a petition seeking relief
from specified requirements of 14 CFR.
The purpose of this notice is to improve
the public’s awareness of, and
participation in, this aspect of FAA’s
regulatory activities. Neither publication
of this notice nor the inclusion or
omission of information in the summary
is intended to affect the legal status of
the petition or its final disposition.
DATES: Comments on this petition must
identify the petition docket number
involved and must be received on or
before February 28, 2008.
ADDRESSES: You may send comments
identified by Docket Number FAA–
2008–0053 using any of the following
methods:
• Government-wide rulemaking Web
site: Go to https://www.regulations.gov
and follow the instructions for sending
your comments electronically.
• Mail: Send comments to the Docket
Management Facility; U.S. Department
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Avenue, SE., West Building Ground
Floor, Room W12–140, Washington, DC
20590.
• Fax: Fax comments to the Docket
Management Facility at 202–493–2251.
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Agencies
[Federal Register Volume 73, Number 27 (Friday, February 8, 2008)]
[Notices]
[Pages 7624-7625]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-2290]
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SMALL BUSINESS ADMINISTRATION
National Small Business Development Center Advisory Board; Public
Meeting
Pursuant to the Federal Advisory Committee Act, Appendix 2 of Title
5, United States Code, Public Law 92-463,
[[Page 7625]]
notice is hereby given that the U.S. Small Business Administration
(SBA), National Small Business Development Center Advisory Board will
be hosting a public meeting via conference call to discuss such matters
that may be presented by Board members, staff of the SBA and interested
others. The conference call is scheduled for Tuesday, February 19,
2008, at 1 p.m. Eastern Standard Time. The purpose of this meeting is
to discuss the upcoming ASBDC Spring Conference in March and other
official SBDC business.
Anyone wishing to make an oral presentation to the Board must
contact Alanna Falcone, Program Analyst, U.S. Small Business
Administration, Office of Small Business Development Centers, 409 3rd
Street, SW., Washington, DC 20416, telephone (202) 619-1612 or fax
(202) 481-0134.
Cherylyn H. Lebon,
Committee Management Officer.
[FR Doc. E8-2290 Filed 2-7-08; 8:45 am]
BILLING CODE 8025-01-P`