Household Water Well System Grant Program Announcement of Application Deadlines and Funding, 4809-4815 [E8-1379]
Download as PDF
Federal Register / Vol. 73, No. 18 / Monday, January 28, 2008 / Notices
E. Deadlines
1. Paper applications must be
postmarked and mailed, shipped, or
sent overnight no later than March 28,
2008 to be eligible for FY 2008 grant
funding. Late applications are not
eligible for FY 2008 grant funding.
2. Electronic grant applications must
be received by March 28, 2008 to be
eligible for FY 2008 funding. Late
applications are not eligible for FY 2008
grant funding.
V. Application Review Information
mstockstill on PROD1PC66 with NOTICES
A. Criteria
1. Grant applications are scored
competitively and subject to the criteria
listed below.
2. Grant application scoring criteria
are detailed in 7 CFR 1740.8. There are
100 points available, broken down as
follows:
a. The Rurality of the Project (up to
50 points);
b. The Economic Need of the Project’s
Service Area (up to 25 points); and
c. The Critical Need for the project,
and of the applicant, including the
benefits derived from the proposed
service (up to 25 points).
17:56 Jan 25, 2008
Jkt 214001
B. Review Standards
VI. Award Administration Information
1. All applications for grants must be
delivered to Rural Development at the
address and by the date specified in this
notice to be eligible for funding. Rural
Development will review each
application for conformance with the
provisions of this part. Rural
Development may contact the applicant
for additional information or
clarification.
2. Incomplete applications as of the
deadline for submission will not be
considered. If an application is
determined to be incomplete, the
applicant will be notified in writing and
the application will be returned with no
further action.
3. Applications conforming with this
part will be evaluated competitively by
a panel of Rural Development
employees selected by the
Administrator of RUS, and will be
awarded points as described in the
scoring criteria in 7 CFR 1740.8.
Applications will be ranked and grants
awarded in rank order until all grant
funds are expended.
4. Regardless of the score an
application receives, if Rural
Development determines that the
Project is technically or financially
infeasible, Rural Development will
notify the applicant, in writing, and the
application will be returned with no
further action.
A. Award Notices
Rural Development recognizes that
each funded project is unique, and
therefore may attach conditions to
different projects’ award documents.
The Agency generally notifies
applicants whose projects are selected
for awards by faxing an award letter.
Rural Development follows the award
letter with a grant agreement that
contains all the terms and conditions for
the grant. An applicant must execute
and return the grant agreement,
accompanied by any additional items
required by the grant agreement.
C. Scoring Guidelines
consider the impact of this procedure in
selecting their application delivery
method.
2. Electronically submitted
applications.
a. Applications will not be accepted
via facsimile machine transmission or
electronic mail.
b. Electronic applications for grants
will be accepted if submitted through
the Federal government’s Grants.gov
initiative at https://www.grants.gov.
c. How to use Grants.gov:
(i) Navigate your Web browser to
https://www.grants.gov.
(ii) Follow the instructions on that
Web site to find grant information.
(iii) Download a copy of the
application package.
(iv) Complete the package off-line.
(v) Upload and submit the application
via the Grants.gov Web site.
d. Grants.gov contains full
instructions on all required passwords,
credentialing and software.
e. Rural Development encourages
applicants who wish to apply through
Grants.gov to submit their applications
in advance of the deadline. Difficulties
encountered by applicants filing
through Grants.gov will not justify filing
deadline extensions.
f. If a system problem occurs or you
have technical difficulties with an
electronic application, please use the
customer support resources available at
the Grants.gov Web site.
VerDate Aug<31>2005
4809
VII. Agency Contacts
A. Web site: https://www.usda.gov/rus/.
The Web site maintains up-to-date
resources and contact information for
the Public Television Station Digital
Transition Grant Program.
B. Phone: 202–690–4493.
C. Fax: 202–720–1051.
D. Main point of contact: Gary B.
Allan, Chief, Universal Services Branch,
Advanced Services Division,
Telecommunications Program, USDA
Rural Development.
1. The applicant’s self scores in
Rurality and Economic Need will be
checked and, if necessary, corrected by
Rural Development.
2. The Critical Need score will be
determined by Rural Development
based on information presented in the
application. This score is intended to
capture from the rural public’s
standpoint the necessity and usefulness
of the proposed project. This scoring
category will also recognize that some
transition purchases are more essential
than others, so that first time transmitter
transitions and power upgrades of
previously installed transmitters will
receive scoring advantages. Master
control equipment is very important to
a station’s operation and first time
master control equipment will also get
a high priority. Local production
equipment can be a high priority
especially if it produces an area’s only
local news or if the station has been
historically active in producing local
programming. Translators always
deliver a great deal of rural benefit and
a full digital conversion of a translators
will receive recognition in the project’s
critical need score.
PO 00000
Frm 00043
Fmt 4703
Sfmt 4703
B. Administrative and National Policy
Requirements
The items listed in the program
regulation at 7 CFR 1740.9(j) implement
the appropriate administrative and
national policy requirements.
C. Performance Reporting
All recipients of Public Television
Station Digital Transition Grant Program
financial assistance must provide
annual performance activity reports to
USDA Rural Development until the
project is complete and the funds are
expended. A final performance report is
also required; the final report may serve
as the last annual report. The final
report must include an evaluation of the
success of the project.
Dated: January 11, 2008.
James M. Andrew,
Administrator, Rural Utilities Service.
[FR Doc. E8–1377 Filed 1–25–08; 8:45 am]
BILLING CODE 3410–15–P
DEPARTMENT OF AGRICULTURE
Rural Utilities Service
Household Water Well System Grant
Program Announcement of Application
Deadlines and Funding
Rural Utilities Service, USDA.
Notice of funding availability
and solicitation of applications.
AGENCY:
ACTION:
E:\FR\FM\28JAN1.SGM
28JAN1
mstockstill on PROD1PC66 with NOTICES
4810
Federal Register / Vol. 73, No. 18 / Monday, January 28, 2008 / Notices
SUMMARY: The Rural Utilities Service, an
agency delivering the United States
Department of Agriculture’s (USDA)
Rural Development Utilities Programs,
hereinafter referred to as Rural
Development, announces its Household
Water Well System (HWWS) Grant
Program application window for Fiscal
Year (FY) 2008. In addition to
announcing the application window,
Rural Development announces the
available funding and maximum
amounts for HWWS competitive grants
for the fiscal year.
The HWWS Grant Program is
authorized under Section 6012 of the
Farm Security and Rural Investment Act
of 2002 (the Act), Public Law 107–171.
The Act authorizes Rural Development
to make grants to qualified private nonprofit organizations to establish lending
programs for household water wells. For
FY 2008, the HWWS grant funding
available is $993,000. Non-profit
organizations will use the grants to
make loans to individual homeowners
to construct or upgrade a household
water well system for an existing home.
The organizations must contribute an
amount equal to at least 10 percent of
the grant request to capitalize the loan
fund. Applications may be submitted in
paper or electronic format. The HWWS
Grant Program regulations are contained
in 7 CFR part 1776.
DATES: You may submit completed
applications for grants on paper or
electronically according to the following
deadlines:
• The deadline for completed
applications for a HWWS grant is May
31, 2008.
• Paper copies must be postmarked
and mailed, shipped, or sent overnight
no later than May 31, 2008 to be eligible
for FY 2008 grant funding. Late or
incomplete applications will not be
eligible for FY 2008 grant funding.
• Applications in electronic copies
must be postmarked or time-stamped
electronically and must be received by
May 31, 2008 to be eligible for FY 2008
grant funding. Late or incomplete
applications will not be eligible for FY
2008 grant funding.
ADDRESSES: You may obtain application
guides and materials for the HWWS
program at the Water and
Environmental Programs (WEP) Web
site: https://www.usda.gov/rus/water/
well.htm. You may also request
application guides and materials by
contacting the Water and Environmental
Staff at (202) 720–9589.
Submit electronic grant applications
through https://www.grants.gov
(Grants.gov), following the instructions
on that Web site.
VerDate Aug<31>2005
17:56 Jan 25, 2008
Jkt 214001
Submit completed paper applications
to the U.S. Department of Agriculture,
Rural Development Utilities Programs,
Mail Stop #1570, Room 2233–S, 1400
Independence Ave., SW., Washington,
DC 20250–1570. Applications should be
marked ‘‘Attention: Water and
Environmental Programs.’’
FOR FURTHER INFORMATION CONTACT:
Cheryl Francis, Loan Specialist, U.S.
Department of Agriculture, Rural
Development Utilities Programs, Water
and Environmental Programs,
telephone: (202) 720–1937, fax: (202)
690–0649, e-mail:
cheryl.francis@wdc.usda.gov.
SUPPLEMENTARY INFORMATION:
Service, an agency delivering the United
States Department of Agriculture’s
(USDA) Rural Development Utilities
Programs, to make grants to qualified
private non-profit organizations to
establish lending programs for
household water wells.
As grant recipients, non-profit
organizations will receive HWWS grants
to establish lending programs that will
provide water well loans to individuals.
The individuals, as loan recipients, may
use the loans to construct, refurbish,
and service their household well
systems. A loan may not exceed $8,000
and will have a term of up to 20 years
at a one percent annual interest rate.
Overview
B. Background
Federal Agency: Rural Utilities
Service (RUS).
Funding Opportunity Title:
Household Water Well System Grant
Program.
Announcement Type: Grant—Initial.
Catalog of Federal Domestic
Assistance (CFDA) Number: 10.862.
Due Date for Applications: May 31,
2008.
Rural Development supports the
sound development of rural
communities and the growth of our
economy without endangering the
environment. Rural Development
provides financial and technical
assistance to help communities bring
safe drinking water and sanitary,
environmentally sound waste disposal
facilities to rural Americans in greatest
need.
Central water systems may not be the
only or best solution to drinking water
problems. Distance or physical barriers
make public central water systems
expensive in remote areas. A significant
number of geographically isolated
households without water service might
require individual wells rather than
connections to new or existing
community systems. The goal of Rural
Development is not only to make funds
available to those communities most in
need of potable water but also to ensure
that facilities used to deliver drinking
water are safe and affordable. There is
a role for private wells in reaching this
goal.
Items in Supplementary Information
I. Funding Opportunity: Description
of the Household Water Well System
Grant Program.
II. Award Information: Available
funds.
III. Eligibility Information: Who is
eligible, what kinds of projects are
eligible, what criteria determine basic
eligibility.
IV. Application and Submission
Information: Where to get application
materials, what constitutes a completed
application, how and where to submit
applications, deadlines, items that are
eligible.
V. Application Review Information:
Considerations and preferences, scoring
criteria, review standards, selection
information.
VI. Award Administration
Information: Award notice information,
award recipient reporting requirements.
VII. Agency Contacts: Web, phone,
fax, e-mail, contact name.
I. Funding Opportunity
A. Program Description
The Household Water Well System
(HWWS) Grant Program has been
established to help individuals with low
to moderate incomes finance the costs of
household water wells that they own or
will own. The HWWS Grant Program is
authorized under Section 6012 of the
Farm Security and Rural Investment Act
of 2002 (The Act), Public Law 107–171.
The Act authorizes the Rural Utilities
PO 00000
Frm 00044
Fmt 4703
Sfmt 4703
C. Purpose
The purpose of the HWWS Grant
Program is to provide funds to nonprofit organizations to assist them in
establishing loan programs from which
individuals may borrow money for
household water well systems.
Applicants must show that the project
will provide technical and financial
assistance to eligible individuals to
remedy household well problems.
Priority will be given to the non-profit
organizations that:
1. Demonstrate experience in
promoting safe, productive uses of
household water wells and ground
water.
2. Demonstrate significant
management experience in making and
servicing loans to individuals.
E:\FR\FM\28JAN1.SGM
28JAN1
Federal Register / Vol. 73, No. 18 / Monday, January 28, 2008 / Notices
3. Contribute more than 50 percent of
the grant amount in cash or other liquid
assets in order to capitalize the
revolving loan fund.
4. Propose to serve rural areas
containing the smallest communities
with a high percentage of low-income
individuals eligible for loans.
5. Target areas which lack running
water, flush toilets, and modern sewage
disposal systems.
Due to the limited amount of funds
available under the HWWS Program,
one or two applications may be funded
from FY 2008 funds. Previously funded
grant recipients must apply for a
different target area to be considered for
funding under this announcement.
II. Award Information
Funding Instrument Type: Grant.
Anticipated Total Priority Area
Funding: $993,000.
Anticipated Number of Awards: 1 or
2.
Length of Project Periods: 12-month
project.
Assistance Instrument: Grant
Agreement with successful applicants
before any grant funds are disbursed.
III. Eligibility Information
mstockstill on PROD1PC66 with NOTICES
A. Who Is Eligible for Grants?
1. An organization is eligible to
receive a Household Water Well grant if
it:
a. Is a private, non-profit organization
that has tax-exempt status from the
United States Internal Revenue Service
(IRS). Faith-based organizations are
eligible and encouraged to apply for this
program.
b. Is legally established and located
within one of the following:
(1) A state within the United States.
(2) The District of Columbia.
(3) The Commonwealth of Puerto
Rico.
(4) A United States territory.
c. Has the legal capacity and authority
to carry out the grant purpose;
d. Has sufficient expertise and
experience in lending activities;
e. Has sufficient expertise and
experience in promoting the safe and
productive use of individually-owned
household water well systems and
ground water;
f. Has no delinquent debt to the
Federal Government or no outstanding
judgments to repay a Federal debt;
g. Demonstrates that it possesses the
financial, technical, and managerial
capability to comply with Federal and
State laws and requirements.
2. An individual is ineligible to
receive a Household Water Well grant.
An individual may receive only a loan.
VerDate Aug<31>2005
17:56 Jan 25, 2008
Jkt 214001
B. What are the Basic Eligibility
Requirements for a Project?
1. Project Eligibility. To be eligible for
a grant, the project must:
a. Be a revolving loan fund created to
provide loans to eligible individuals to
construct, refurbish, and service
individually-owned household water
well systems (see 7 CFR 1776.11 and
1776.12). Loans may not be provided for
home sewer or septic system projects.
b. Be established and maintained by
a private, non-profit organization.
c. Be located in a rural area. Rural
area is defined as locations other than
cities or towns of more than 50,000
people and the adjacent urbanized area
of such towns and cities.
2. Required Matching Contributions.
Grant applicants must provide written
evidence of a matching contribution of
at least 10 percent from sources other
than the proceeds of a HWWS grant. Inkind contributions will not be
considered for the matching
requirement. Please see 7 CFR 1776.9
for the requirement.
3. Other—Requirements.
a. DUNS Number. An organization
must have a Dun and Bradstreet Data
Universal Numbering System (DUNS)
number. A DUNS number will be
required whether an applicant is
submitting a paper application or an
electronic application through
www.grants.gov. To verify that your
organization has a DUNS number or to
receive one at no cost, call the dedicated
toll-free request line at 1–866–705–5711
or request one on-line at https://
www.dnb.com.
b. Eligibility for Loans. Individuals
are not eligible for grants but are eligible
for loans. To be eligible for a loan, an
individual must:
(1) Be a member of a household of
which the combined household income
of all members does not exceed 100
percent of the median non-metropolitan
household income for the State or
territory in which the individual
resides. Household income is the total
income from all sources received by
each adult household member for the
most recent 12-month period for which
the information is available. It does not
include income earned or received by
dependent children under 18 years old
or other benefits that are excluded by
Federal law. The non-metropolitan
household income must be based on the
most recent decennial census of the
United States.
Rural Development publishes a list of
income exclusions in 7 CFR 3550.54(b).
Also, a list of federally Mandated
Exclusions from Income, published by
the Department of Housing and Urban
PO 00000
Frm 00045
Fmt 4703
Sfmt 4703
4811
Development may be found in the
Federal Register, April 20, 2001 at 66
FR 20318.
(2) Own and occupy the home being
improved with the proceeds of the
Household Water Well loan or be
purchasing the home to occupy under a
legally enforceable land purchase
contract which is not in default by
either the seller or the purchaser.
(3) Own the home in a rural area.
(4) Not use the loan for a water well
system associated with the construction
of a new dwelling.
(5) Not use the loan to substitute a
well for water service available from
collective water systems. (For example,
a loan may not be used to restore an old
well that was abandoned when a
dwelling was connected to a water
district’s water line.)
(6) Not be suspended or debarred
from participation in Federal programs.
IV. Application and Submission
Information
A. Where To Get Application
Information
The application guide, copies of
necessary forms and samples, and the
HWWS Grant regulation are available
from these sources:
1. On-line for electronic copies:
https://www.grants.gov or https://
www.usda.gov/rus/water/well.htm, and
2. Rural Development for paper
copies.
Rural Development Utilities
Programs, Water Programs Division,
Room 2234 South, Stop 1570, 1400
Independence Avenue, SW.,
Washington, DC 20250–1570,
Telephone: (202) 720–9589; Fax (202)
690–0649.
B. Content and Form of Application
Submission
1. Rules and Guidelines
a. Detailed information on each item
required can be found in the Household
Water Well System Grant Program
regulation and the Household Water
Well System Grant Application Guide.
Applicants are strongly encouraged to
read and apply both the regulation and
the application guide. This Notice does
not change the requirements for a
completed application for any form of
HWWS financial assistance specified in
the regulation. The regulation and
application guide provide specific
guidance on each of the items listed.
b. Applications should be prepared in
conformance with the provisions in 7
CFR 1776, subpart B, and applicable
USDA regulations including 7 CFR parts
3015 and 3019. Applicants should use
the Household Water Well System Grant
E:\FR\FM\28JAN1.SGM
28JAN1
4812
Federal Register / Vol. 73, No. 18 / Monday, January 28, 2008 / Notices
Application Guide which contains
instructions and other important
information in preparing their
application. Completed applications
must include the items found in the
checklist in the next paragraph.
2. Checklist of Items in Completed
Application Packages
The forms in items 1 through 6 must
be completed and signed where
appropriate by an official of your
organization who has authority to
obligate the organization legally. The
forms may be found on-line at the Rural
Development Web site: https://
www.usda.gov/rus/water/wwforms.htm.
See section V, ‘‘Application Review
Information,’’ for instructions and
guidelines on preparing Items 7 through
13.
Application items
mstockstill on PROD1PC66 with NOTICES
1. SF–424, ‘‘Application for Federal Assistance’’.
2. SF–424A, ‘‘Budget Information—Non-Construction Programs’’.
3. SF–424B, ‘‘Assurances—Non-Construction
Programs’’.
4. SF–LLL, ‘‘Disclosure of Lobbying Activity’’.
5. Form RD 400–1, ‘‘Equal Opportunity
Agreement’’.
6. Form RD 400–4, ‘‘Assurance Agreement
(Under Title VI, Civil Rights Act of 1964).
7. Project Proposal.
Project Summary.
Needs Assessment.
Project Goals and Objectives.
Project Narrative.
8. Work Plan.
9. Budget and Budget Justification.
10. Evidence of Legal Authority and Existence.
11. Documentation of non-profit status and
IRS Tax Exempt Status.
12. List of Directors and Officers.
13. Financial information and sustainability
(narrative).
14. Assurances and Certifications of Compliance with Other Federal Statutes.
3. Compliance with Other Federal
Statutes. The applicant must provide
evidence of compliance with other
Federal statutes and regulations,
including, but not limited to the
following:
a. 7 CFR part 15, subpart A—
Nondiscrimination in Federally
Assisted Programs of the Department of
Agriculture—Effectuation of Title VI of
the Civil Rights Act of 1964.
b. 7 CFR part 3015—Uniform Federal
Assistance Regulations.
c. 7 CFR part 3017—Government wide
Debarment and Suspension (Nonprocurement).
d. 7 CFR part 3018—New Restrictions
on Lobbying.
VerDate Aug<31>2005
17:56 Jan 25, 2008
Jkt 214001
e. 7 CFR part 3021—Government wide
Requirements for Drug-Free Workplace
(Financial Assistance).
f. Executive Order 13166, ‘‘Improving
Access to Services for Persons with
Limited English Proficiency.’’ For
information on limited English
proficiency and agency-specific
guidance, go to https://www.LEP.gov.
g. Federal Obligation Certification on
Delinquent Debt.
C. How Many Copies of an Application
Are Required?
1. Applications Submitted on Paper.
Submit one signed original and two
additional copies. The original and each
of the two copies must include all
required forms, certifications,
assurances, and appendices, be signed
by an authorized representative, and
have original signatures. Do not include
organizational brochures or promotional
materials.
2. Applications Submitted
Electronically. The additional paper
copies are unnecessary if the
application is submitted electronically
through www.grants.gov.
D. How and Where To Submit an
Application
1. Submitting Paper Applications
a. For paper applications mail or
ensure delivery of an original paper
application (no stamped, photocopied,
or initialed signatures) and two copies
by the deadline date to: Rural
Development Utilities Programs, Water
Programs Division, Room 2234 South,
Stop 1570, 1400 Independence Avenue,
SW., Washington, DC 20250–1570.
b. Applications must show proof of
mailing or shipping by one of the
following:
(1) A legibly dated U.S. Postal Service
(USPS) postmark;
(2) A legible mail receipt with the
date of mailing stamped by the USPS; or
(3) A dated shipping label, invoice, or
receipt from a commercial carrier.
c. If a deadline date falls on a
weekend, it will be extended to the
following Monday. If the date falls on a
Federal holiday, it will be extended to
the next business day.
d. Due to screening procedures at the
U.S. Department of Agriculture,
packages arriving via the USPS are
irradiated, which can damage the
contents. Rural Development
encourages applicants to consider the
impact of this procedure in selecting an
application delivery method.
2. Submitting Electronic Applications
a. Applications will not be accepted
via facsimile machine transmission or
electronic mail.
PO 00000
Frm 00046
Fmt 4703
Sfmt 4703
b. Electronic applications for grants
will be accepted if submitted through
Grants.gov at https://www.grants.gov.
c. Applicants who apply through
Grants.gov should submit their
applications before the deadline.
d. Grants.gov contains full
instructions on all required passwords,
credentialing, and software. Follow the
instructions at Grants.gov for registering
and submitting an electronic
application. Rural Development may
request original signatures on
electronically submitted documents
later.
e. To use Grants.gov:
(1) Follow the instructions on the
Web site to find grant information.
(2) Download a copy of an application
package.
(3) Complete the package off-line.
(4) Upload and submit the application
via the Grants.gov Web site.
f. You must be registered with
Grants.gov before you can submit a
grant application.
(1) You will need a DUNS number to
access or register at any of the services.
In addition to the DUNS number
required of all grant applicants, your
organization must be listed in the
Central Contractor Registry (CCR). If you
have not used Grants.gov before, you
will need to register with the CCR and
the Credential Provider.
Setting up a CCR listing (a one-time
procedure with annual updates) takes
up to five business days. Rural
Development recommends that you
obtain your organization’s DUNS
number and CCR listing well in advance
of the deadline specified in this notice.
(2) The CCR registers your
organization, housing your
organizational information and allowing
Grants.gov to use it to verify your
identity. You may register for the CCR
by calling the CCR Assistance Center at
1–888–227–2423 or you may register
online at https://www.ccr.gov.
(3) The Credential Provider gives you
or your representative a username and
password, as part of the Federal
Government’s e-Authentication to
ensure a secure transaction. You will
need the username and password when
you register with Grants.gov or use
Grants.gov to submit your application.
You must register with the Central
Provider through Grants.gov at https://
apply.grants.gov/OrcRegister.
(4) If a system problem or technical
difficulty occurs with an electronic
application, please use the customer
support resources available at the
Grants.gov Web site.
E:\FR\FM\28JAN1.SGM
28JAN1
Federal Register / Vol. 73, No. 18 / Monday, January 28, 2008 / Notices
E. Deadlines
The deadline for paper and electronic
submissions is May 31, 2008. Paper
applications must be postmarked and
mailed, shipped, or sent overnight no
later than the closing date to be
considered for FY 2008 grant funding.
Electronic applications must have an
electronic date and time stamp by
midnight of May 31, 2008, to be
considered on time. Rural Development
will not accept applications by fax or email.
Applications that do not meet the
criteria above are considered late
applications and will not be considered.
Rural Development will notify each late
applicant that its application will not be
considered.
F. Funding Restrictions
1. Eligible Grant Purposes
a. Grant funds must be used to
establish and maintain a revolving loan
fund to provide loans to eligible
individuals for household water well
systems.
b. Individuals may use the loans to
construct, refurbish, rehabilitate, or
replace household water well systems
up to the point of entry of a home. Point
of entry for the well system is the
junction where water enters into a home
water delivery system after being
pumped from a well.
c. Grant funds may be used to pay
administrative expenses associated with
providing Household Water Well loans.
mstockstill on PROD1PC66 with NOTICES
2. Ineligible Grant Purposes
a. Administrative expenses incurred
in any calendar year that exceed 10
percent of the HWWS loans made
during the same period do not qualify
for reimbursement.
b. Administrative expenses incurred
before Rural Development executes a
grant agreement with the recipient do
not qualify for reimbursement.
c. Delinquent debt owed to the
Federal Government.
d. Grant funds may not be used to
provide loans for household sewer or
septic systems.
e. Household Water Well loans may
not be used to pay the costs of water
well systems for the construction of a
new house.
f. Household Water Well loans may
not be used to pay the costs of a home
plumbing system.
V. Application Review Information
A. Criteria
This section contains instructions and
guidelines on preparing the project
proposal, work plan, and budget
sections of the application. Also,
VerDate Aug<31>2005
17:56 Jan 25, 2008
Jkt 214001
guidelines are provided on the
additional information required for
Rural Development to determine
eligibility and financial feasibility.
1. Project Proposal. The project
proposal should outline the project in
sufficient detail to provide a reader with
a complete understanding of the loan
program. Explain what will be
accomplished by lending funds to
individual well owners. Demonstrate
the feasibility of the proposed loan
program in meeting the objectives of
this grant program. The proposal should
include the following elements:
a. Project Summary. Present a brief
project overview. Explain the purpose of
the project, how it relates to Rural
Development’s purposes, how the
project will be executed, what the
project will produce, and who will
direct it.
b. Needs Assessment. To show why
the project is necessary, clearly identify
the economic, social, financial, or other
problems that require solutions.
Demonstrate the well owners’ need for
financial and technical assistance.
Quantify the number of prospective
borrowers or provide statistical or
narrative evidence that a sufficient
number of borrowers will exist to justify
the grant award. Describe the service
area. Provide information on the
household income of the area and other
demographical information. Address
community needs.
c. Project Goals and Objectives.
Clearly state the project goals. The
objectives should clearly describe the
goals and be concrete and specific
enough to be quantitative or observable.
They should also be feasible and relate
to the purpose of the grant and loan
program.
d. Project Narrative. The narrative
should cover in more detail the items
briefly described in the Project
Summary. Demonstrate the grant
applicant’s experience and expertise in
promoting the safe and productive use
of individually-owned household water
well systems. The narrative should
address the following points:
(1) Document the grant applicant’s
ability to manage and service a
revolving fund. The narrative may
describe the systems that are in place for
the full life cycle of a loan from loan
origination through servicing. If a
servicing contractor will service the
loan portfolio, the arrangement and
services provided must be discussed.
(2) Show evidence that the
organization can commit financial
resources the organization controls. This
documentation should describe the
sources of funds other than the HWWS
grant that will be used to pay your
PO 00000
Frm 00047
Fmt 4703
Sfmt 4703
4813
operational costs and provide financial
assistance for projects.
(3) Demonstrate that the organization
has secured commitments of significant
financial support from other funding
sources, if appropriate.
(4) List the fees and charges that
borrowers will be assessed.
2. Work Plan. The work plan or scope
of work must describe the tasks and
activities that will be accomplished
with available resources during the
grant period. It must include who will
carry out the activities and services to
be performed and specific timeframes
for completion. Describe any unusual or
unique features of the project such as
innovations, reductions in cost or time,
or extraordinary community
involvement.
3. Budget and Budget Justification.
Both Federal and non-Federal resources
shall be detailed and justified in the
budget and narrative justification.
‘‘Federal resources’’ refers only to the
HWWS grant for which you are
applying. ‘‘Non Federal resources’’ are
all other Federal and non-Federal
resources.
a. Provide a budget with line item
detail and detailed calculations for each
budget object class identified in section
B of the Budget Information form (SF–
424A). Detailed calculations must
include estimation methods, quantities,
unit costs, and other similar quantitative
detail sufficient for the calculation to be
duplicated. Also include a breakout by
the funding sources identified in Block
15 of the SF–424.
b. Provide a narrative budget
justification that describes how the
categorical costs are derived for all
capital and administrative expenditures,
the matching contribution, and other
sources of funds necessary to complete
the project. Discuss the necessity,
reasonableness, and allocability of the
proposed costs. Consult OMB Circular
A–122: ‘‘Cost Principles for Non-Profit
Organizations’’ for information about
appropriate costs for each budget
category.
c. If the grant applicant will use a
servicing contractor, the fees may be
reimbursed as an administrative
expense as provided in 7 CFR 1776.13.
These fees must be discussed in the
budget narrative. If the grant applicant
will hire a servicing contractor, it must
demonstrate that all procurement
transactions will be conducted in a
manner to provide, to the maximum
extent practical, open and free
competition. Recipients must justify any
anticipated procurement action that is
expected to be awarded without
competition and exceed the simplified
E:\FR\FM\28JAN1.SGM
28JAN1
4814
Federal Register / Vol. 73, No. 18 / Monday, January 28, 2008 / Notices
acquisition threshold fixed at 41 U.S.C.
403(11) (currently set at $100,000).
d. The indirect cost category should
be used only when the grant applicant
currently has an indirect cost rate
approved by the U.S. Department of
Agriculture or another cognizant
Federal agency. A grant applicant that
will charge indirect costs to the grant
must enclose a copy of the current rate
agreement. If the grant applicant is in
the process of initially developing or
renegotiating a rate, the grant applicant
shall submit its indirect cost proposal to
the cognizant agency immediately after
the applicant is advised that an award
will be made. In no event, shall the
indirect cost proposal be submitted later
than three months after the effective
date of the award. Consult OMB
Circular A–122 for information about
indirect costs.
4. Evidence of Legal Authority and
Existence. The applicant must provide
satisfactory documentation that it is
legally recognized under state and
Federal law as a non-profit organization.
The documentation also must show that
it has the authority to enter into a grant
agreement with Rural Development and
to perform the activities proposed under
the grant application. Satisfactory
documentation includes, but is not
limited to, certificates from the
Secretary of State, or copies of state
statutes or laws establishing your
organization. Letters from the IRS
awarding tax-exempt status are not
considered adequate evidence.
5. List of Directors and Officers. The
applicant must submit a certified list of
directors and officers with their
respective terms.
6. IRS Tax Exempt Status. The
applicant must submit evidence of tax
exempt status from the Internal Revenue
Service.
7. Financial Information and
Sustainability. The applicant must
submit pro forma balance sheets,
income statements, and cash flow
statements for the last three years and
projections for three years. Additionally,
the most recent audit of the applicant’s
organization must be submitted.
B. Evaluation Criteria
Grant applications that are complete
and eligible will be scored
competitively based on the following
scoring criteria:
Scoring criteria
Points
Degree of expertise and experience in promoting the safe and productive use of individuallyowned household water well systems and ground water.
Degree of expertise and successful experience in making and servicing loans to individuals ......
Percentage of applicant contributions. Points allowed under this paragraph will be based on
written evidence of the availability of funds from sources other than the proceeds of a
HWWS grant to pay part of the cost of a loan recipient’s project. In-kind contributions will not
be considered. Funds from other sources as a percentage of the HWWS grant and points
corresponding to such percentages are as follows:
0 to 9 percent ...........................................................................................................................
10 to 25 percent .......................................................................................................................
26 to 30 percent .......................................................................................................................
31 to 50 percent .......................................................................................................................
51 percent or more ...................................................................................................................
Extent to which the work plan demonstrates a well thought out, comprehensive approach to accomplishing the objectives of this part, clearly defines who will be served by the project, and
appears likely to be sustainable.
Lowest ratio of projected administrative expenses to loans advanced ..........................................
Administrator’s discretion, taking into consideration such factors as: ............................................
Creative outreach ideas for marketing HWWS loans to rural residents;
Amount of funds requested in relation to the amount of needs demonstrated in the proposal;
Excellent utilization of a previous revolving loan fund; and Optimizing the use of agency resources.
Description of the service area, particularly the range of the area:
State .........................................................................................................................................
Regional ...................................................................................................................................
National ....................................................................................................................................
Extent to which the problem or issue being addressed in the Needs Assessment is defined
clearly and supported by data.
Extent to which the goals and objectives are clearly defined, tied to the need as defined in the
Needs Assessment, and are measurable.
Extent to which the evaluation methods are specific to the program, clearly defined, measurable, with expected program outcomes.
mstockstill on PROD1PC66 with NOTICES
C. Review Standards
1. Incomplete applications as of the
deadline for submission will not be
considered. If an application is
determined to be incomplete, the
applicant will be notified in writing and
the application will be returned with no
further action.
2. Ineligible applications will be
returned to the applicant with an
explanation.
VerDate Aug<31>2005
17:56 Jan 25, 2008
Jkt 214001
3. Complete, eligible applications will
be evaluated competitively by a review
team, composed of at least two Rural
Development employees selected from
the Water Programs Division. They will
make overall recommendations based
on the program elements found in 7 CFR
part 1776 and the review criteria
presented in this notice. They will
award points as described in the scoring
criteria in 7 CFR 1776.9 and this notice.
Each application will receive a score
PO 00000
Frm 00048
Fmt 4703
Sfmt 4703
Up to 30 points.
Up to 20 points.
Ineligible.
5 points.
10 points.
15 points.
20 points.
Up to 20 points.
Up to 10 points.
Up to 10 points.
10 points.
15 points.
20 points.
Up to 15 points.
Up to 15 points.
Up to 20 points.
based on the averages of the reviewers’
scores and discretionary points awarded
by the Rural Utilities Service
Administrator.
4. Applications will be ranked and
grants awarded in rank order until all
grant funds are expended.
5. Regardless of the score an
application receives, if Rural
Development determines that the
project is technically infeasible, Rural
Development will notify the applicant,
E:\FR\FM\28JAN1.SGM
28JAN1
Federal Register / Vol. 73, No. 18 / Monday, January 28, 2008 / Notices
in writing, and the application will be
returned with no further action.
VI. Award Administration Information
A. Award Notices
Rural Development will notify a
successful applicant by an award letter
accompanied by a grant agreement. The
grant agreement will contain the terms
and conditions for the grant. The
applicant must execute and return the
grant agreement, accompanied by any
additional items required by the award
letter or grant agreement.
B. Administrative and National Policy
Requirements
1. This notice, the 7 CFR 1776, and
Household Water Well System Grant
Program Application Guide implement
the appropriate administrative and
national policy requirements. Grant
recipients are subject to the
requirements in 7 CFR part 1776.
2. Direct Federal grants, sub-award
funds, or contracts under the HWWS
Program shall not be used to fund
inherently religious activities, such as
worship, religious instruction, or
proselytization. Therefore, organizations
that receive direct USDA assistance
should take steps to separate, in time or
location, their inherently religious
activities from the services funded
under the HWWS Program. USDA
regulations pertaining to the Equal
Treatment for Faith-based
Organizations, which includes the
prohibition against Federal funding of
inherently religious activities, can be
found either at the USDA Web site at
https://www.usda.gov/fbci/finalrule.pdf
or 7 CFR part 16.
The audit will be submitted within 9
months after the grantee’s fiscal year.
Additional audits may be required if the
project period covers more than one
fiscal year.
b. Grantees expending less than
$500,000 will provide annual financial
statements covering the grant period,
consisting of the organization’s
statement of income and expense and
balance sheet signed by an appropriate
official of the organization. Financial
statements will be submitted within 90
days after the grantee’s fiscal year.
VII. Agency Contacts
A. Web Site
https://www.usda.gov/rus/water. The
Rural Development’s Web site maintains
up-to-date resources and contact
information for the Household Water
Well program.
B. Phone
202–720–9589.
C. Fax
202–690–0649.
D. E-mail
cheryl.francis@wdc.usda.gov.
E. Main Point of Contact
Cheryl Francis, Loan Specialist, Water
and Environmental Programs, Water
Programs Division, Rural Development
Utilities Programs, U.S. Department of
Agriculture.
Dated: January 11, 2008.
James M. Andrew,
Administrator, Rural Utilities Service.
[FR Doc. E8–1379 Filed 1–25–08; 8:45 am]
BILLING CODE 3410–15–P
mstockstill on PROD1PC66 with NOTICES
C. Reporting
1. Performance Reporting. All
recipients of HWWS Grant Program
financial assistance must provide
quarterly performance activity reports to
Rural Development until the project is
complete and the funds are expended. A
final performance report is also
required. The final report may serve as
the last annual report. The final report
must include an evaluation of the
success of the project.
2. Financial Reporting. All recipients
of Household Water Well System Grant
Program financial assistance must
provide an annual audit, beginning with
the first year a portion of the financial
assistance is expended. The grantee will
provide an audit report or financial
statements as follows:
a. Grantees expending $500,000 or
more Federal funds per fiscal year will
submit an audit conducted in
accordance with OMB Circular A–133.
VerDate Aug<31>2005
17:56 Jan 25, 2008
Jkt 214001
DEPARTMENT OF COMMERCE
Submission for OMB Review;
Comment Request
The Department of Commerce will
submit to the Office of Management and
Budget (OMB) for clearance the
following proposal for collection of
information under the provisions of the
Paperwork Reduction Act (44 U.S.C.
chapter 35).
Agency: U.S. Census Bureau.
Title: Local Update of Census
Addresses (LUCA) Program.
Form Number(s): D–1663 through D–
1706.
OMB Control Number: 0607–0795.
Type of Request: Extension of a
currently approved collection.
Burden Hours: 3,909,829.
Number of Respondents: 19,780.
Average Hours Per Response: 197
hours and 40 minutes.
PO 00000
Frm 00049
Fmt 4703
Sfmt 4703
4815
Needs and Uses: The information to
be collected in the Local Update of
Census Addresses (LUCA) Program is
essential to the mission of the Census
Bureau and will directly contribute to
the successful outcome of Census 2010.
The Census Bureau requested and
received emergency clearance from
OMB so that the LUCA Program start-up
was not delayed. That emergency
clearance expires February, 2008.
The LUCA Program was developed by
the U.S. Census Bureau to meet the
requirements of the Census Address List
Improvement Act of 1994, Public Law
103–430. Under the voluntary LUCA
Program, participating governments may
review the Census Bureau’s confidential
list of individual living quarters
addresses and provide address
additions, corrections, deletions, and/or
the identification of corrected address
counts for census blocks; street and
street attribute updates; and legal
boundary updates. Governments
electing to participate in the LUCA
program also provide program contact
information; certification of their
agreement to maintain the
confidentiality of the Census Bureau
address information; responses
regarding their physical and information
technology security capabilities;
program option and product media
preference information; shipment
inventory information; certification of
their return/destruction of materials
containing confidential data; and, for
participants not submitting address list
changes, their reasons for not doing so.
The program will be available to tribal,
state, and local governments, and the
District of Columbia and Puerto Rico (or
their designated representatives) in
areas for which the Census Bureau
performs a precensus address
canvassing operation (excluded are
sparsely settled areas in the states of
Alaska and Maine). The LUCA program
includes federally-recognized American
Indian tribes with reservations and/or
off-reservation trust lands, states, and
general-purpose local governments,
such as cities and townships, for which
the Census Bureau reports data. This
information collection will occur
between August 2007 and May 2008.
The Census Bureau will use the LUCA
program to help develop the housing
unit and group quarters (e.g., college
dormitory, nursing home, correctional
facility, etc.) address information that it
will need to conduct the 2010 Decennial
Census. Because tribal, state, and local
governments have current knowledge of
and data about where housing growth
and change are occurring in their
jurisdictions, their input into the overall
E:\FR\FM\28JAN1.SGM
28JAN1
Agencies
[Federal Register Volume 73, Number 18 (Monday, January 28, 2008)]
[Notices]
[Pages 4809-4815]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-1379]
-----------------------------------------------------------------------
DEPARTMENT OF AGRICULTURE
Rural Utilities Service
Household Water Well System Grant Program Announcement of
Application Deadlines and Funding
AGENCY: Rural Utilities Service, USDA.
ACTION: Notice of funding availability and solicitation of
applications.
-----------------------------------------------------------------------
[[Page 4810]]
SUMMARY: The Rural Utilities Service, an agency delivering the United
States Department of Agriculture's (USDA) Rural Development Utilities
Programs, hereinafter referred to as Rural Development, announces its
Household Water Well System (HWWS) Grant Program application window for
Fiscal Year (FY) 2008. In addition to announcing the application
window, Rural Development announces the available funding and maximum
amounts for HWWS competitive grants for the fiscal year.
The HWWS Grant Program is authorized under Section 6012 of the Farm
Security and Rural Investment Act of 2002 (the Act), Public Law 107-
171. The Act authorizes Rural Development to make grants to qualified
private non-profit organizations to establish lending programs for
household water wells. For FY 2008, the HWWS grant funding available is
$993,000. Non-profit organizations will use the grants to make loans to
individual homeowners to construct or upgrade a household water well
system for an existing home. The organizations must contribute an
amount equal to at least 10 percent of the grant request to capitalize
the loan fund. Applications may be submitted in paper or electronic
format. The HWWS Grant Program regulations are contained in 7 CFR part
1776.
DATES: You may submit completed applications for grants on paper or
electronically according to the following deadlines:
The deadline for completed applications for a HWWS grant
is May 31, 2008.
Paper copies must be postmarked and mailed, shipped, or
sent overnight no later than May 31, 2008 to be eligible for FY 2008
grant funding. Late or incomplete applications will not be eligible for
FY 2008 grant funding.
Applications in electronic copies must be postmarked or
time-stamped electronically and must be received by May 31, 2008 to be
eligible for FY 2008 grant funding. Late or incomplete applications
will not be eligible for FY 2008 grant funding.
ADDRESSES: You may obtain application guides and materials for the HWWS
program at the Water and Environmental Programs (WEP) Web site: https://
www.usda.gov/rus/water/well.htm. You may also request application
guides and materials by contacting the Water and Environmental Staff at
(202) 720-9589.
Submit electronic grant applications through https://www.grants.gov
(Grants.gov), following the instructions on that Web site.
Submit completed paper applications to the U.S. Department of
Agriculture, Rural Development Utilities Programs, Mail Stop
1570, Room 2233-S, 1400 Independence Ave., SW., Washington, DC
20250-1570. Applications should be marked ``Attention: Water and
Environmental Programs.''
FOR FURTHER INFORMATION CONTACT: Cheryl Francis, Loan Specialist, U.S.
Department of Agriculture, Rural Development Utilities Programs, Water
and Environmental Programs, telephone: (202) 720-1937, fax: (202) 690-
0649, e-mail: cheryl.francis@wdc.usda.gov.
SUPPLEMENTARY INFORMATION:
Overview
Federal Agency: Rural Utilities Service (RUS).
Funding Opportunity Title: Household Water Well System Grant
Program.
Announcement Type: Grant--Initial.
Catalog of Federal Domestic Assistance (CFDA) Number: 10.862.
Due Date for Applications: May 31, 2008.
Items in Supplementary Information
I. Funding Opportunity: Description of the Household Water Well
System Grant Program.
II. Award Information: Available funds.
III. Eligibility Information: Who is eligible, what kinds of
projects are eligible, what criteria determine basic eligibility.
IV. Application and Submission Information: Where to get
application materials, what constitutes a completed application, how
and where to submit applications, deadlines, items that are eligible.
V. Application Review Information: Considerations and preferences,
scoring criteria, review standards, selection information.
VI. Award Administration Information: Award notice information,
award recipient reporting requirements.
VII. Agency Contacts: Web, phone, fax, e-mail, contact name.
I. Funding Opportunity
A. Program Description
The Household Water Well System (HWWS) Grant Program has been
established to help individuals with low to moderate incomes finance
the costs of household water wells that they own or will own. The HWWS
Grant Program is authorized under Section 6012 of the Farm Security and
Rural Investment Act of 2002 (The Act), Public Law 107-171. The Act
authorizes the Rural Utilities Service, an agency delivering the United
States Department of Agriculture's (USDA) Rural Development Utilities
Programs, to make grants to qualified private non-profit organizations
to establish lending programs for household water wells.
As grant recipients, non-profit organizations will receive HWWS
grants to establish lending programs that will provide water well loans
to individuals. The individuals, as loan recipients, may use the loans
to construct, refurbish, and service their household well systems. A
loan may not exceed $8,000 and will have a term of up to 20 years at a
one percent annual interest rate.
B. Background
Rural Development supports the sound development of rural
communities and the growth of our economy without endangering the
environment. Rural Development provides financial and technical
assistance to help communities bring safe drinking water and sanitary,
environmentally sound waste disposal facilities to rural Americans in
greatest need.
Central water systems may not be the only or best solution to
drinking water problems. Distance or physical barriers make public
central water systems expensive in remote areas. A significant number
of geographically isolated households without water service might
require individual wells rather than connections to new or existing
community systems. The goal of Rural Development is not only to make
funds available to those communities most in need of potable water but
also to ensure that facilities used to deliver drinking water are safe
and affordable. There is a role for private wells in reaching this
goal.
C. Purpose
The purpose of the HWWS Grant Program is to provide funds to non-
profit organizations to assist them in establishing loan programs from
which individuals may borrow money for household water well systems.
Applicants must show that the project will provide technical and
financial assistance to eligible individuals to remedy household well
problems. Priority will be given to the non-profit organizations that:
1. Demonstrate experience in promoting safe, productive uses of
household water wells and ground water.
2. Demonstrate significant management experience in making and
servicing loans to individuals.
[[Page 4811]]
3. Contribute more than 50 percent of the grant amount in cash or
other liquid assets in order to capitalize the revolving loan fund.
4. Propose to serve rural areas containing the smallest communities
with a high percentage of low-income individuals eligible for loans.
5. Target areas which lack running water, flush toilets, and modern
sewage disposal systems.
Due to the limited amount of funds available under the HWWS
Program, one or two applications may be funded from FY 2008 funds.
Previously funded grant recipients must apply for a different target
area to be considered for funding under this announcement.
II. Award Information
Funding Instrument Type: Grant.
Anticipated Total Priority Area Funding: $993,000.
Anticipated Number of Awards: 1 or 2.
Length of Project Periods: 12-month project.
Assistance Instrument: Grant Agreement with successful applicants
before any grant funds are disbursed.
III. Eligibility Information
A. Who Is Eligible for Grants?
1. An organization is eligible to receive a Household Water Well
grant if it:
a. Is a private, non-profit organization that has tax-exempt status
from the United States Internal Revenue Service (IRS). Faith-based
organizations are eligible and encouraged to apply for this program.
b. Is legally established and located within one of the following:
(1) A state within the United States.
(2) The District of Columbia.
(3) The Commonwealth of Puerto Rico.
(4) A United States territory.
c. Has the legal capacity and authority to carry out the grant
purpose;
d. Has sufficient expertise and experience in lending activities;
e. Has sufficient expertise and experience in promoting the safe
and productive use of individually-owned household water well systems
and ground water;
f. Has no delinquent debt to the Federal Government or no
outstanding judgments to repay a Federal debt;
g. Demonstrates that it possesses the financial, technical, and
managerial capability to comply with Federal and State laws and
requirements.
2. An individual is ineligible to receive a Household Water Well
grant. An individual may receive only a loan.
B. What are the Basic Eligibility Requirements for a Project?
1. Project Eligibility. To be eligible for a grant, the project
must:
a. Be a revolving loan fund created to provide loans to eligible
individuals to construct, refurbish, and service individually-owned
household water well systems (see 7 CFR 1776.11 and 1776.12). Loans may
not be provided for home sewer or septic system projects.
b. Be established and maintained by a private, non-profit
organization.
c. Be located in a rural area. Rural area is defined as locations
other than cities or towns of more than 50,000 people and the adjacent
urbanized area of such towns and cities.
2. Required Matching Contributions. Grant applicants must provide
written evidence of a matching contribution of at least 10 percent from
sources other than the proceeds of a HWWS grant. In-kind contributions
will not be considered for the matching requirement. Please see 7 CFR
1776.9 for the requirement.
3. Other--Requirements.
a. DUNS Number. An organization must have a Dun and Bradstreet Data
Universal Numbering System (DUNS) number. A DUNS number will be
required whether an applicant is submitting a paper application or an
electronic application through www.grants.gov. To verify that your
organization has a DUNS number or to receive one at no cost, call the
dedicated toll-free request line at 1-866-705-5711 or request one on-
line at https://www.dnb.com.
b. Eligibility for Loans. Individuals are not eligible for grants
but are eligible for loans. To be eligible for a loan, an individual
must:
(1) Be a member of a household of which the combined household
income of all members does not exceed 100 percent of the median non-
metropolitan household income for the State or territory in which the
individual resides. Household income is the total income from all
sources received by each adult household member for the most recent 12-
month period for which the information is available. It does not
include income earned or received by dependent children under 18 years
old or other benefits that are excluded by Federal law. The non-
metropolitan household income must be based on the most recent
decennial census of the United States.
Rural Development publishes a list of income exclusions in 7 CFR
3550.54(b). Also, a list of federally Mandated Exclusions from Income,
published by the Department of Housing and Urban Development may be
found in the Federal Register, April 20, 2001 at 66 FR 20318.
(2) Own and occupy the home being improved with the proceeds of the
Household Water Well loan or be purchasing the home to occupy under a
legally enforceable land purchase contract which is not in default by
either the seller or the purchaser.
(3) Own the home in a rural area.
(4) Not use the loan for a water well system associated with the
construction of a new dwelling.
(5) Not use the loan to substitute a well for water service
available from collective water systems. (For example, a loan may not
be used to restore an old well that was abandoned when a dwelling was
connected to a water district's water line.)
(6) Not be suspended or debarred from participation in Federal
programs.
IV. Application and Submission Information
A. Where To Get Application Information
The application guide, copies of necessary forms and samples, and
the HWWS Grant regulation are available from these sources:
1. On-line for electronic copies: https://www.grants.gov or https://
www.usda.gov/rus/water/well.htm, and
2. Rural Development for paper copies.
Rural Development Utilities Programs, Water Programs Division, Room
2234 South, Stop 1570, 1400 Independence Avenue, SW., Washington, DC
20250-1570, Telephone: (202) 720-9589; Fax (202) 690-0649.
B. Content and Form of Application Submission
1. Rules and Guidelines
a. Detailed information on each item required can be found in the
Household Water Well System Grant Program regulation and the Household
Water Well System Grant Application Guide. Applicants are strongly
encouraged to read and apply both the regulation and the application
guide. This Notice does not change the requirements for a completed
application for any form of HWWS financial assistance specified in the
regulation. The regulation and application guide provide specific
guidance on each of the items listed.
b. Applications should be prepared in conformance with the
provisions in 7 CFR 1776, subpart B, and applicable USDA regulations
including 7 CFR parts 3015 and 3019. Applicants should use the
Household Water Well System Grant
[[Page 4812]]
Application Guide which contains instructions and other important
information in preparing their application. Completed applications must
include the items found in the checklist in the next paragraph.
2. Checklist of Items in Completed Application Packages
The forms in items 1 through 6 must be completed and signed where
appropriate by an official of your organization who has authority to
obligate the organization legally. The forms may be found on-line at
the Rural Development Web site: https://www.usda.gov/rus/water/
wwforms.htm. See section V, ``Application Review Information,'' for
instructions and guidelines on preparing Items 7 through 13.
------------------------------------------------------------------------
Application items
-------------------------------------------------------------------------
1. SF-424, ``Application for Federal Assistance''.
2. SF-424A, ``Budget Information--Non-Construction Programs''.
3. SF-424B, ``Assurances--Non-Construction Programs''.
4. SF-LLL, ``Disclosure of Lobbying Activity''.
5. Form RD 400-1, ``Equal Opportunity Agreement''.
6. Form RD 400-4, ``Assurance Agreement (Under Title VI, Civil Rights
Act of 1964).
7. Project Proposal.
Project Summary.
Needs Assessment.
Project Goals and Objectives.
Project Narrative.
8. Work Plan.
9. Budget and Budget Justification.
10. Evidence of Legal Authority and Existence.
11. Documentation of non-profit status and IRS Tax Exempt Status.
12. List of Directors and Officers.
13. Financial information and sustainability (narrative).
14. Assurances and Certifications of Compliance with Other Federal
Statutes.
------------------------------------------------------------------------
3. Compliance with Other Federal Statutes. The applicant must
provide evidence of compliance with other Federal statutes and
regulations, including, but not limited to the following:
a. 7 CFR part 15, subpart A--Nondiscrimination in Federally
Assisted Programs of the Department of Agriculture--Effectuation of
Title VI of the Civil Rights Act of 1964.
b. 7 CFR part 3015--Uniform Federal Assistance Regulations.
c. 7 CFR part 3017--Government wide Debarment and Suspension (Non-
procurement).
d. 7 CFR part 3018--New Restrictions on Lobbying.
e. 7 CFR part 3021--Government wide Requirements for Drug-Free
Workplace (Financial Assistance).
f. Executive Order 13166, ``Improving Access to Services for
Persons with Limited English Proficiency.'' For information on limited
English proficiency and agency-specific guidance, go to https://
www.LEP.gov.
g. Federal Obligation Certification on Delinquent Debt.
C. How Many Copies of an Application Are Required?
1. Applications Submitted on Paper. Submit one signed original and
two additional copies. The original and each of the two copies must
include all required forms, certifications, assurances, and appendices,
be signed by an authorized representative, and have original
signatures. Do not include organizational brochures or promotional
materials.
2. Applications Submitted Electronically. The additional paper
copies are unnecessary if the application is submitted electronically
through www.grants.gov.
D. How and Where To Submit an Application
1. Submitting Paper Applications
a. For paper applications mail or ensure delivery of an original
paper application (no stamped, photocopied, or initialed signatures)
and two copies by the deadline date to: Rural Development Utilities
Programs, Water Programs Division, Room 2234 South, Stop 1570, 1400
Independence Avenue, SW., Washington, DC 20250-1570.
b. Applications must show proof of mailing or shipping by one of
the following:
(1) A legibly dated U.S. Postal Service (USPS) postmark;
(2) A legible mail receipt with the date of mailing stamped by the
USPS; or
(3) A dated shipping label, invoice, or receipt from a commercial
carrier.
c. If a deadline date falls on a weekend, it will be extended to
the following Monday. If the date falls on a Federal holiday, it will
be extended to the next business day.
d. Due to screening procedures at the U.S. Department of
Agriculture, packages arriving via the USPS are irradiated, which can
damage the contents. Rural Development encourages applicants to
consider the impact of this procedure in selecting an application
delivery method.
2. Submitting Electronic Applications
a. Applications will not be accepted via facsimile machine
transmission or electronic mail.
b. Electronic applications for grants will be accepted if submitted
through Grants.gov at https://www.grants.gov.
c. Applicants who apply through Grants.gov should submit their
applications before the deadline.
d. Grants.gov contains full instructions on all required passwords,
credentialing, and software. Follow the instructions at Grants.gov for
registering and submitting an electronic application. Rural Development
may request original signatures on electronically submitted documents
later.
e. To use Grants.gov:
(1) Follow the instructions on the Web site to find grant
information.
(2) Download a copy of an application package.
(3) Complete the package off-line.
(4) Upload and submit the application via the Grants.gov Web site.
f. You must be registered with Grants.gov before you can submit a
grant application.
(1) You will need a DUNS number to access or register at any of the
services. In addition to the DUNS number required of all grant
applicants, your organization must be listed in the Central Contractor
Registry (CCR). If you have not used Grants.gov before, you will need
to register with the CCR and the Credential Provider.
Setting up a CCR listing (a one-time procedure with annual updates)
takes up to five business days. Rural Development recommends that you
obtain your organization's DUNS number and CCR listing well in advance
of the deadline specified in this notice.
(2) The CCR registers your organization, housing your
organizational information and allowing Grants.gov to use it to verify
your identity. You may register for the CCR by calling the CCR
Assistance Center at 1-888-227-2423 or you may register online at
https://www.ccr.gov.
(3) The Credential Provider gives you or your representative a
username and password, as part of the Federal Government's e-
Authentication to ensure a secure transaction. You will need the
username and password when you register with Grants.gov or use
Grants.gov to submit your application. You must register with the
Central Provider through Grants.gov at https://apply.grants.gov/
OrcRegister.
(4) If a system problem or technical difficulty occurs with an
electronic application, please use the customer support resources
available at the Grants.gov Web site.
[[Page 4813]]
E. Deadlines
The deadline for paper and electronic submissions is May 31, 2008.
Paper applications must be postmarked and mailed, shipped, or sent
overnight no later than the closing date to be considered for FY 2008
grant funding. Electronic applications must have an electronic date and
time stamp by midnight of May 31, 2008, to be considered on time. Rural
Development will not accept applications by fax or e-mail.
Applications that do not meet the criteria above are considered
late applications and will not be considered. Rural Development will
notify each late applicant that its application will not be considered.
F. Funding Restrictions
1. Eligible Grant Purposes
a. Grant funds must be used to establish and maintain a revolving
loan fund to provide loans to eligible individuals for household water
well systems.
b. Individuals may use the loans to construct, refurbish,
rehabilitate, or replace household water well systems up to the point
of entry of a home. Point of entry for the well system is the junction
where water enters into a home water delivery system after being pumped
from a well.
c. Grant funds may be used to pay administrative expenses
associated with providing Household Water Well loans.
2. Ineligible Grant Purposes
a. Administrative expenses incurred in any calendar year that
exceed 10 percent of the HWWS loans made during the same period do not
qualify for reimbursement.
b. Administrative expenses incurred before Rural Development
executes a grant agreement with the recipient do not qualify for
reimbursement.
c. Delinquent debt owed to the Federal Government.
d. Grant funds may not be used to provide loans for household sewer
or septic systems.
e. Household Water Well loans may not be used to pay the costs of
water well systems for the construction of a new house.
f. Household Water Well loans may not be used to pay the costs of a
home plumbing system.
V. Application Review Information
A. Criteria
This section contains instructions and guidelines on preparing the
project proposal, work plan, and budget sections of the application.
Also, guidelines are provided on the additional information required
for Rural Development to determine eligibility and financial
feasibility.
1. Project Proposal. The project proposal should outline the
project in sufficient detail to provide a reader with a complete
understanding of the loan program. Explain what will be accomplished by
lending funds to individual well owners. Demonstrate the feasibility of
the proposed loan program in meeting the objectives of this grant
program. The proposal should include the following elements:
a. Project Summary. Present a brief project overview. Explain the
purpose of the project, how it relates to Rural Development's purposes,
how the project will be executed, what the project will produce, and
who will direct it.
b. Needs Assessment. To show why the project is necessary, clearly
identify the economic, social, financial, or other problems that
require solutions. Demonstrate the well owners' need for financial and
technical assistance. Quantify the number of prospective borrowers or
provide statistical or narrative evidence that a sufficient number of
borrowers will exist to justify the grant award. Describe the service
area. Provide information on the household income of the area and other
demographical information. Address community needs.
c. Project Goals and Objectives. Clearly state the project goals.
The objectives should clearly describe the goals and be concrete and
specific enough to be quantitative or observable. They should also be
feasible and relate to the purpose of the grant and loan program.
d. Project Narrative. The narrative should cover in more detail the
items briefly described in the Project Summary. Demonstrate the grant
applicant's experience and expertise in promoting the safe and
productive use of individually-owned household water well systems. The
narrative should address the following points:
(1) Document the grant applicant's ability to manage and service a
revolving fund. The narrative may describe the systems that are in
place for the full life cycle of a loan from loan origination through
servicing. If a servicing contractor will service the loan portfolio,
the arrangement and services provided must be discussed.
(2) Show evidence that the organization can commit financial
resources the organization controls. This documentation should describe
the sources of funds other than the HWWS grant that will be used to pay
your operational costs and provide financial assistance for projects.
(3) Demonstrate that the organization has secured commitments of
significant financial support from other funding sources, if
appropriate.
(4) List the fees and charges that borrowers will be assessed.
2. Work Plan. The work plan or scope of work must describe the
tasks and activities that will be accomplished with available resources
during the grant period. It must include who will carry out the
activities and services to be performed and specific timeframes for
completion. Describe any unusual or unique features of the project such
as innovations, reductions in cost or time, or extraordinary community
involvement.
3. Budget and Budget Justification. Both Federal and non-Federal
resources shall be detailed and justified in the budget and narrative
justification. ``Federal resources'' refers only to the HWWS grant for
which you are applying. ``Non Federal resources'' are all other Federal
and non-Federal resources.
a. Provide a budget with line item detail and detailed calculations
for each budget object class identified in section B of the Budget
Information form (SF-424A). Detailed calculations must include
estimation methods, quantities, unit costs, and other similar
quantitative detail sufficient for the calculation to be duplicated.
Also include a breakout by the funding sources identified in Block 15
of the SF-424.
b. Provide a narrative budget justification that describes how the
categorical costs are derived for all capital and administrative
expenditures, the matching contribution, and other sources of funds
necessary to complete the project. Discuss the necessity,
reasonableness, and allocability of the proposed costs. Consult OMB
Circular A-122: ``Cost Principles for Non-Profit Organizations'' for
information about appropriate costs for each budget category.
c. If the grant applicant will use a servicing contractor, the fees
may be reimbursed as an administrative expense as provided in 7 CFR
1776.13. These fees must be discussed in the budget narrative. If the
grant applicant will hire a servicing contractor, it must demonstrate
that all procurement transactions will be conducted in a manner to
provide, to the maximum extent practical, open and free competition.
Recipients must justify any anticipated procurement action that is
expected to be awarded without competition and exceed the simplified
[[Page 4814]]
acquisition threshold fixed at 41 U.S.C. 403(11) (currently set at
$100,000).
d. The indirect cost category should be used only when the grant
applicant currently has an indirect cost rate approved by the U.S.
Department of Agriculture or another cognizant Federal agency. A grant
applicant that will charge indirect costs to the grant must enclose a
copy of the current rate agreement. If the grant applicant is in the
process of initially developing or renegotiating a rate, the grant
applicant shall submit its indirect cost proposal to the cognizant
agency immediately after the applicant is advised that an award will be
made. In no event, shall the indirect cost proposal be submitted later
than three months after the effective date of the award. Consult OMB
Circular A-122 for information about indirect costs.
4. Evidence of Legal Authority and Existence. The applicant must
provide satisfactory documentation that it is legally recognized under
state and Federal law as a non-profit organization. The documentation
also must show that it has the authority to enter into a grant
agreement with Rural Development and to perform the activities proposed
under the grant application. Satisfactory documentation includes, but
is not limited to, certificates from the Secretary of State, or copies
of state statutes or laws establishing your organization. Letters from
the IRS awarding tax-exempt status are not considered adequate
evidence.
5. List of Directors and Officers. The applicant must submit a
certified list of directors and officers with their respective terms.
6. IRS Tax Exempt Status. The applicant must submit evidence of tax
exempt status from the Internal Revenue Service.
7. Financial Information and Sustainability. The applicant must
submit pro forma balance sheets, income statements, and cash flow
statements for the last three years and projections for three years.
Additionally, the most recent audit of the applicant's organization
must be submitted.
B. Evaluation Criteria
Grant applications that are complete and eligible will be scored
competitively based on the following scoring criteria:
------------------------------------------------------------------------
Scoring criteria Points
------------------------------------------------------------------------
Degree of expertise and experience in Up to 30 points.
promoting the safe and productive use of
individually-owned household water well
systems and ground water.
Degree of expertise and successful Up to 20 points.
experience in making and servicing loans
to individuals.
Percentage of applicant contributions.
Points allowed under this paragraph will
be based on written evidence of the
availability of funds from sources other
than the proceeds of a HWWS grant to pay
part of the cost of a loan recipient's
project. In-kind contributions will not be
considered. Funds from other sources as a
percentage of the HWWS grant and points
corresponding to such percentages are as
follows:
0 to 9 percent......................... Ineligible.
10 to 25 percent....................... 5 points.
26 to 30 percent....................... 10 points.
31 to 50 percent....................... 15 points.
51 percent or more..................... 20 points.
Extent to which the work plan demonstrates Up to 20 points.
a well thought out, comprehensive approach
to accomplishing the objectives of this
part, clearly defines who will be served
by the project, and appears likely to be
sustainable.
Lowest ratio of projected administrative Up to 10 points.
expenses to loans advanced.
Administrator's discretion, taking into Up to 10 points.
consideration such factors as:.
Creative outreach ideas for marketing
HWWS loans to rural residents;
Amount of funds requested in relation
to the amount of needs demonstrated in
the proposal;
Excellent utilization of a previous
revolving loan fund; and Optimizing
the use of agency resources.
Description of the service area,
particularly the range of the area:
State.................................. 10 points.
Regional............................... 15 points.
National............................... 20 points.
Extent to which the problem or issue being Up to 15 points.
addressed in the Needs Assessment is
defined clearly and supported by data.
Extent to which the goals and objectives Up to 15 points.
are clearly defined, tied to the need as
defined in the Needs Assessment, and are
measurable.
Extent to which the evaluation methods are Up to 20 points.
specific to the program, clearly defined,
measurable, with expected program outcomes.
------------------------------------------------------------------------
C. Review Standards
1. Incomplete applications as of the deadline for submission will
not be considered. If an application is determined to be incomplete,
the applicant will be notified in writing and the application will be
returned with no further action.
2. Ineligible applications will be returned to the applicant with
an explanation.
3. Complete, eligible applications will be evaluated competitively
by a review team, composed of at least two Rural Development employees
selected from the Water Programs Division. They will make overall
recommendations based on the program elements found in 7 CFR part 1776
and the review criteria presented in this notice. They will award
points as described in the scoring criteria in 7 CFR 1776.9 and this
notice. Each application will receive a score based on the averages of
the reviewers' scores and discretionary points awarded by the Rural
Utilities Service Administrator.
4. Applications will be ranked and grants awarded in rank order
until all grant funds are expended.
5. Regardless of the score an application receives, if Rural
Development determines that the project is technically infeasible,
Rural Development will notify the applicant,
[[Page 4815]]
in writing, and the application will be returned with no further
action.
VI. Award Administration Information
A. Award Notices
Rural Development will notify a successful applicant by an award
letter accompanied by a grant agreement. The grant agreement will
contain the terms and conditions for the grant. The applicant must
execute and return the grant agreement, accompanied by any additional
items required by the award letter or grant agreement.
B. Administrative and National Policy Requirements
1. This notice, the 7 CFR 1776, and Household Water Well System
Grant Program Application Guide implement the appropriate
administrative and national policy requirements. Grant recipients are
subject to the requirements in 7 CFR part 1776.
2. Direct Federal grants, sub-award funds, or contracts under the
HWWS Program shall not be used to fund inherently religious activities,
such as worship, religious instruction, or proselytization. Therefore,
organizations that receive direct USDA assistance should take steps to
separate, in time or location, their inherently religious activities
from the services funded under the HWWS Program. USDA regulations
pertaining to the Equal Treatment for Faith-based Organizations, which
includes the prohibition against Federal funding of inherently
religious activities, can be found either at the USDA Web site at
https://www.usda.gov/fbci/finalrule.pdf or 7 CFR part 16.
C. Reporting
1. Performance Reporting. All recipients of HWWS Grant Program
financial assistance must provide quarterly performance activity
reports to Rural Development until the project is complete and the
funds are expended. A final performance report is also required. The
final report may serve as the last annual report. The final report must
include an evaluation of the success of the project.
2. Financial Reporting. All recipients of Household Water Well
System Grant Program financial assistance must provide an annual audit,
beginning with the first year a portion of the financial assistance is
expended. The grantee will provide an audit report or financial
statements as follows:
a. Grantees expending $500,000 or more Federal funds per fiscal
year will submit an audit conducted in accordance with OMB Circular A-
133. The audit will be submitted within 9 months after the grantee's
fiscal year. Additional audits may be required if the project period
covers more than one fiscal year.
b. Grantees expending less than $500,000 will provide annual
financial statements covering the grant period, consisting of the
organization's statement of income and expense and balance sheet signed
by an appropriate official of the organization. Financial statements
will be submitted within 90 days after the grantee's fiscal year.
VII. Agency Contacts
A. Web Site
https://www.usda.gov/rus/water. The Rural Development's Web site
maintains up-to-date resources and contact information for the
Household Water Well program.
B. Phone
202-720-9589.
C. Fax
202-690-0649.
D. E-mail
cheryl.francis@wdc.usda.gov.
E. Main Point of Contact
Cheryl Francis, Loan Specialist, Water and Environmental Programs,
Water Programs Division, Rural Development Utilities Programs, U.S.
Department of Agriculture.
Dated: January 11, 2008.
James M. Andrew,
Administrator, Rural Utilities Service.
[FR Doc. E8-1379 Filed 1-25-08; 8:45 am]
BILLING CODE 3410-15-P