Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Four-Month Pilot Program To Offer Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM, 4929-4931 [E8-1374]
Download as PDF
Federal Register / Vol. 73, No. 18 / Monday, January 28, 2008 / Notices
Notwithstanding the proposed
delisting policy, customer requests to
add strikes and/or maintain strikes in
QOS in ETF options in series eligible for
delisting shall be granted.
Further, in connection with the
proposed delisting policy, if the
Exchange identifies series for delisting,
the Exchange shall notify other options
exchanges with similar delisting
policies regarding eligible series for
listing, and shall work with such other
exchanges to develop a uniform list of
series to be delisted, so as to ensure
uniform series delisting of multiply
listed QOS in ETF options.
It is expected that the proposed
delisting policy for QOS in ETF options
would be adopted by other options
exchanges that have adopted the QOS
Pilot Program.
The Exchange represents that it has
the necessary systems capacity to
support new options series that will
result from this proposal. Further, as
proposed, the Exchange notes that this
rule change would become part of the
pilot program and, going forward,
would be considered by the
Commission when the Exchange seeks
to renew or make permanent the pilot
program in the future.7
2. Statutory Basis
mstockstill on PROD1PC66 with NOTICES
Because the additional new series can
be added without presenting capacity
problems and because the Exchange has
proposed a delisting policy with respect
to QOS in ETF options, the Exchange
believes the rule proposal is consistent
with the Act and the rules and
regulations thereunder applicable to a
national securities exchange and, in
particular, the requirements of section
6(b) of the Act.8 Specifically, the
Exchange believes that the proposed
rule change is consistent with the
requirements under section 6(b)(5) of
the Act 9 that the rules of an exchange
be designed to promote just and
equitable principles of trade, to prevent
fraudulent and manipulative acts and,
in general, to protect investors and the
public interest
7 To the extent the Commission views the
proposed rule change as an expansion of the pilot
program, thus triggering the requirement under the
terms of the Pilot Program Approval Order that the
Exchange submit a pilot program report, the
Exchange notes that it submitted a report on June
26, 2007, in connection with its filing to extend the
pilot program through July 10, 2008. See Securities
Exchange Act Release No. 56035 (July 10, 2007), 72
FR 38851 (July 16, 2007) (SR-CBOE–2007–70).
8 15 U.S.C. 78f(b).
9 15 U.S.C. 78f(b)(5).
VerDate Aug<31>2005
17:56 Jan 25, 2008
Jkt 214001
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition not
necessary or appropriate in furtherance
of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
The Exchange neither solicited nor
received comments on the proposal.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 35 days of the date of
publication of this notice in the Federal
Register or within such longer period (i)
as the Commission may designate up to
90 days of such date if it finds such
longer period to be appropriate and
publishes its reasons for so finding or
(ii) as to which CBOE consents, the
Commission will:
A. By order approve such proposed
rule change, or
B. institute proceedings to determine
whether the proposed rule change
should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–CBOE–2007–96 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Nancy M. Morris, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–CBOE–2007–96. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
PO 00000
Frm 00163
Fmt 4703
Sfmt 4703
4929
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Room, 100 F Street, NE., Washington,
DC 20549, on official business days
between the hours of 10 a.m. and 3 p.m.
Copies of the filing also will be available
for inspection and copying at the
principal office of the Exchange. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–CBOE–2007–96 and should
be submitted on or before February 19,
2008.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E8–1373 Filed 1–25–08; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–57176; File No. SR–NYSE–
2008–04]
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Implement a
Four-Month Pilot Program To Offer
Liquidity Takers a Reduced
Transaction Fee Structure for Certain
Bond Trades Executed on the NYSE
BondsSM System
January 18, 2008.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on January
11, 2008, the New York Stock Exchange
LLC ( ‘‘NYSE’’ or the ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been substantially prepared by
NYSE. The Exchange has designated
this proposal as one establishing or
10 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
E:\FR\FM\28JAN1.SGM
28JAN1
4930
Federal Register / Vol. 73, No. 18 / Monday, January 28, 2008 / Notices
changing a due, fee, or other charge
imposed by the Exchange under Section
19(b)(3)(A)(ii) of the Act 3 and Rule 19b–
4(f)(2) thereunder,4 which renders the
proposal effective upon filing with the
Commission. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to implement
a four-month pilot program that will
offer liquidity takers a reduced
transaction fee structure for certain
bond trades executed on the NYSE
BondsSM system. This pilot program
will terminate on the close of business
May 15, 2008 and will apply to all
orders. The text of the proposed rule
change is available at the Exchange’s
principal office, in the Commission’s
Public Reference Room, and at https://
www.nyse.com.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission,
NYSE included statements concerning
the purpose of, and basis for, the
proposed rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
may be examined at the places specified
in Item IV below. NYSE has prepared
summaries, set forth in Sections A, B,
and C below, of the most significant
aspects of such statements.
mstockstill on PROD1PC66 with NOTICES
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to implement
a four-month pilot program that will
offer liquidity takers a reduced
transaction fee structure for transaction
fees for certain bond trades executed on
NYSE Bonds. This pilot program will
commence on January 15, 2008 and will
terminate at the close of business May
15, 2008.
The Exchange proposes to reduce
transaction fees charged to liquidity
takers for transactions executed on
NYSE Bonds with a staggered
transaction fee schedule based on the
number of bonds purchased in excess of
ten bonds. Currently, the transaction fee
for orders that take liquidity from the
market is $0.50 per bond. This fee
remains unchanged for orders up to ten
bonds. The proposed fee filing provides
for the following transaction fee
schedule: (1) When the liquidity taker
purchases between one to ten bonds, the
Exchange will charge an execution fee
of $0.50 per bond; (2) when the liquidity
taker purchases between 11 and 25
bonds, the Exchange will charge an
execution fee of $0.20 per bond; and (3)
when the liquidity taker purchases 26
bonds or more, the Exchange will charge
an execution fee of $0.10 per bond. The
Exchange will impose a $100 fee cap per
transaction.
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
the provisions of Section 6 of the Act 5
in general and furthers the objectives of
Section 6(b)(4) of the Act 6 in particular,
in that it is designed to provide for the
equitable allocation of reasonable dues,
fees, and other charges among its
members and other persons using its
facilities.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants or Others
The Exchange has neither solicited
nor received written comments on the
proposed rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing rule change
establishes or changes a due, fee, or
other charge imposed by the Exchange,
it has become effective pursuant to
Section 19(b)(3)(A) of the Act 7 and
subparagraph (f)(2) of Rule 19b–4
thereunder.8 At any time within 60 days
of the filing of the proposed rule change,
the Commission may summarily
abrogate such rule change if it appears
to the Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.
5 15
U.S.C. 78f.
U.S.C. 78f(b)(4).
7 15 U.S.C. 78s(b)(3)(A).
8 17 CFR 240.19b–4(f)(2).
6 15
3 15
4 17
U.S.C. 78s(b)(3)(A)(ii).
CFR 240.19b–4(f)(2).
VerDate Aug<31>2005
17:56 Jan 25, 2008
Jkt 214001
PO 00000
Frm 00164
Fmt 4703
Sfmt 4703
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–NYSE–2008–04 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Nancy M. Morris, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NYSE–2008–04. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Room, 100 F Street, NE., Washington,
DC 20549, on official business days
between the hours of 10 a.m. and 3 p.m.
Copies of such filing also will be
available for inspection and copying at
the principal office of NYSE. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–4–NYSE–2008–04 and
should be submitted on or before
February 19, 2008.
E:\FR\FM\28JAN1.SGM
28JAN1
Federal Register / Vol. 73, No. 18 / Monday, January 28, 2008 / Notices
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.9
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E8–1374 Filed 1–25–08; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–57186; File No. SR–
NYSEArca–2007–121]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Order Granting Approval of
Proposed Rule Change Relating to
Rule 6.37B and the Quoting
Obligations of Lead Market Makers
January 22, 2008.
mstockstill on PROD1PC66 with NOTICES
On November 27, 2007, NYSE Arca,
Inc. (‘‘NYSE Arca’’ or ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to modify the continuous
quoting obligation of Lead Market
Makers (‘‘LMMs’’). The proposed rule
change was published for comment in
the Federal Register on December 12,
2007.3 The Commission received no
comments on the proposed rule change.
This order approves the proposed rule
change.
NYSE Arca proposes to amend its
Rule 6.37B to reduce the continuous
quoting obligation of LMMs. Currently,
an LMM must provide continuous twosided quotations throughout the trading
day in its appointed issues for 99% of
the time the Exchange is open for
trading in each issue.4 NYSE Arca
proposes to reduce the continuous
quoting obligation of LMMs to 90% of
the time the Exchange is open for
trading in each appointed issue. The
Exchange proposes that any period in
which a technical failure or limitation of
a system of the Exchange prevents an
LMM from maintaining, or prevents an
LMM from communicating to the
Exchange, timely and accurate
electronic quotes in a class shall not be
considered in determining whether an
LLM has satisfied the 90% quoting
standard with respect to that option
class. The Exchange also proposes that
it may consider other exceptions to the
continuous quoting obligation based on
9 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 56908
(December 5, 2007), 72 FR 70639.
4 See NYSE Arca Rule 6.37B(b).
1 15
VerDate Aug<31>2005
17:56 Jan 25, 2008
Jkt 214001
demonstrated legal or regulatory
requirements or other mitigating
circumstances. In addition, the
Exchange proposes to amend the review
period for this continuous quoting
obligation from a quarterly basis to a
monthly basis.
The Commission finds that the
proposed rule change is consistent with
the requirements of the Act and the
rules and regulations thereunder that
are applicable to a national securities
exchange.5 In particular, the
Commission believes that the proposed
rule change is consistent with section
6(b)(5) of the Act,6 in that it is designed
to promote just and equitable principles
of trade, to remove impediments to and
perfect the mechanism of a free and
open market and a national market
system, and, in general, to protect
investors and the public interest. The
Commission believes that the
Exchange’s proposal to reduce the
continuous quoting obligation of LMMs
is appropriate given the benefits
afforded to LMMs.7
It is therefore ordered, pursuant to
section 19(b)(2) of the Act,8 that the
proposed rule change (SR–NYSEArca–
2007–121) be, and it hereby is,
approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.9
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E8–1395 Filed 1–25–08; 8:45 am]
BILLING CODE 8011–01–P
5 In approving this rule, the Commission notes
that it has considered the proposed rule’s impact on
efficiency, competition, and capital formation. See
15 U.S.C. 78c(f).
6 15 U.S.C. 78f(b)(5).
7 In addition, the Commission notes that all NYSE
Arca Market Makers have a minimum continuous
quoting obligation. NYSE Arca Rule 6.37B(c) states
that a Market Maker must provide continuous two
sided quotations throughout the trading day in its
appointed issues for 60% of the time the Exchange
is open for trading in each issue. In addition, the
Commission notes that NYSE Arca Rule 6.37B(d),
which states that in the interest of maintaining a
fair and orderly market, a Market Maker may be
called upon by a Trading Official to maintain
continuous quotes in one or more series of an
option issue, shall continue to apply.
8 15 U.S.C. 78s(b)(2).
9 17 CFR 200.30–3(a)(12).
PO 00000
Frm 00165
Fmt 4703
Sfmt 4703
4931
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
In the Matter of Certain Companies
Quoted on the Pink Sheets: Asia
Pacific Energy Inc.; Bolivar Mining
Corp; Order of Suspension of Trading
January 24, 2008.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of the issuers
listed below. As set forth below for each
issuer, questions have arisen regarding
the adequacy and accuracy of publicly
disseminated information concerning,
among other things: (1) The companies’
current financial condition, (2) the
companies’ management, (3) the
companies’ business operations, and/or
(4) stock promoting activity.
1. Asia Pacific Energy Inc. is a Nevada
company with offices in Richmond Hill,
Ontario, Canada. Questions have arisen
regarding the adequacy and accuracy of
statements on the company’s Web site
concerning the company’s management,
operations, current financial condition,
transactions involving the issuance of
the company’s shares, and concerning
stock promoting activity.
2. Bolivar Mining Corp. is a Nevada
company with offices in Vancouver,
British Columbia, Canada. Questions
have arisen regarding the adequacy and
accuracy of press releases concerning
the company’s current financial
condition, operations, management, and
concerning stock promoting activity.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the companies listed
above.
Therefore, it is ordered, pursuant to
section 12(k) of the Securities Exchange
Act of 1934, that trading in the
securities of the companies listed above
is suspended for the period from 9:30
a.m. EST on January 24, 2008, through
11:59 p.m. EST, on February 6, 2008.
By the Commission.
Nancy M. Morris,
Secretary.
[FR Doc. 08–359 Filed 1–24–08; 10:26 am]
BILLING CODE 8011–01–P
UNITED STATES SENTENCING
COMMISSION
Sentencing Guidelines for United
States Courts
United States Sentencing
Commission.
AGENCY:
E:\FR\FM\28JAN1.SGM
28JAN1
Agencies
[Federal Register Volume 73, Number 18 (Monday, January 28, 2008)]
[Notices]
[Pages 4929-4931]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-1374]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-57176; File No. SR-NYSE-2008-04]
Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To
Implement a Four-Month Pilot Program To Offer Liquidity Takers a
Reduced Transaction Fee Structure for Certain Bond Trades Executed on
the NYSE Bonds\SM\ System
January 18, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on January 11, 2008, the New York Stock Exchange LLC ( ``NYSE'' or the
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items I, II,
and III below, which Items have been substantially prepared by NYSE.
The Exchange has designated this proposal as one establishing or
[[Page 4930]]
changing a due, fee, or other charge imposed by the Exchange under
Section 19(b)(3)(A)(ii) of the Act \3\ and Rule 19b-4(f)(2)
thereunder,\4\ which renders the proposal effective upon filing with
the Commission. The Commission is publishing this notice to solicit
comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ 15 U.S.C. 78s(b)(3)(A)(ii).
\4\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to implement a four-month pilot program that
will offer liquidity takers a reduced transaction fee structure for
certain bond trades executed on the NYSE Bonds\SM\ system. This pilot
program will terminate on the close of business May 15, 2008 and will
apply to all orders. The text of the proposed rule change is available
at the Exchange's principal office, in the Commission's Public
Reference Room, and at https://www.nyse.com.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, NYSE included statements
concerning the purpose of, and basis for, the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. NYSE has prepared summaries, set forth in Sections A, B,
and C below, of the most significant aspects of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The Exchange proposes to implement a four-month pilot program that
will offer liquidity takers a reduced transaction fee structure for
transaction fees for certain bond trades executed on NYSE Bonds. This
pilot program will commence on January 15, 2008 and will terminate at
the close of business May 15, 2008.
The Exchange proposes to reduce transaction fees charged to
liquidity takers for transactions executed on NYSE Bonds with a
staggered transaction fee schedule based on the number of bonds
purchased in excess of ten bonds. Currently, the transaction fee for
orders that take liquidity from the market is $0.50 per bond. This fee
remains unchanged for orders up to ten bonds. The proposed fee filing
provides for the following transaction fee schedule: (1) When the
liquidity taker purchases between one to ten bonds, the Exchange will
charge an execution fee of $0.50 per bond; (2) when the liquidity taker
purchases between 11 and 25 bonds, the Exchange will charge an
execution fee of $0.20 per bond; and (3) when the liquidity taker
purchases 26 bonds or more, the Exchange will charge an execution fee
of $0.10 per bond. The Exchange will impose a $100 fee cap per
transaction.
2. Statutory Basis
The Exchange believes that the proposed rule change is consistent
with the provisions of Section 6 of the Act \5\ in general and furthers
the objectives of Section 6(b)(4) of the Act \6\ in particular, in that
it is designed to provide for the equitable allocation of reasonable
dues, fees, and other charges among its members and other persons using
its facilities.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78f.
\6\ 15 U.S.C. 78f(b)(4).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of purposes of the Act.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants or Others
The Exchange has neither solicited nor received written comments on
the proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
Because the foregoing rule change establishes or changes a due,
fee, or other charge imposed by the Exchange, it has become effective
pursuant to Section 19(b)(3)(A) of the Act \7\ and subparagraph (f)(2)
of Rule 19b-4 thereunder.\8\ At any time within 60 days of the filing
of the proposed rule change, the Commission may summarily abrogate such
rule change if it appears to the Commission that such action is
necessary or appropriate in the public interest, for the protection of
investors, or otherwise in furtherance of the purposes of the Act.
---------------------------------------------------------------------------
\7\ 15 U.S.C. 78s(b)(3)(A).
\8\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://
www.sec.gov/rules/sro.shtml); or
Send an e-mail to rule-comments@sec.gov. Please include
File Number SR-NYSE-2008-04 on the subject line.
Paper Comments
Send paper comments in triplicate to Nancy M. Morris,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-NYSE-2008-04. This file
number should be included on the subject line if e-mail is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/
sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for inspection and
copying in the Commission's Public Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Copies of such filing also will be available for
inspection and copying at the principal office of NYSE. All comments
received will be posted without change; the Commission does not edit
personal identifying information from submissions. You should submit
only information that you wish to make available publicly. All
submissions should refer to File Number SR-4-NYSE-2008-04 and should be
submitted on or before February 19, 2008.
[[Page 4931]]
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\9\
---------------------------------------------------------------------------
\9\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E8-1374 Filed 1-25-08; 8:45 am]
BILLING CODE 8011-01-P