Emission Standards for Stationary Diesel Engines, 4136-4144 [E8-1118]
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Federal Register / Vol. 73, No. 16 / Thursday, January 24, 2008 / Proposed Rules
Alabama’s June 2006 SIP submittal
did not include any revisions to its
NNSR rules. The State of Alabama
currently has two nonattainment areas
for PM2.5 and no nonattainment areas for
ozone. At the time of the submittal by
Alabama, EPA had not promulgated
NSR implementations rules for PM2.5.
EPA proposed the NSR implementation
rules for PM2.5 on November 1, 2005.
Once final, Alabama will be required to
revise its SIP to update its NNSR rules.
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IV. What Action is EPA Taking?
For the reasons discussed above, EPA
is proposing to approve the changes
made to Alabama’s Rule 335–3–14–.04,
as submitted by ADEM on June 16,
2006, as revisions to the Alabama SIP.
V. Statutory and Executive Order
Reviews
Under Executive Order 12866 (58 FR
51735, October 4, 1993), this proposed
action is not a ‘‘significant regulatory
action’’ and therefore is not subject to
review by the Office of Management and
Budget. For this reason, this action is
also not subject to Executive Order
13211, ‘‘Actions Concerning Regulations
That Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355, May
22, 2001). This proposed action merely
proposes to approve state law as
meeting Federal requirements and
imposes no additional requirements
beyond those imposed by state law.
Accordingly, the Administrator certifies
that this proposed rule will not have a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.). Because this rule
proposes to approve pre-existing
requirements under state law and does
not impose any additional enforceable
duty beyond that required by state law,
it does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4).
This proposed rule also does not have
tribal implications because it will not
have a substantial direct effect on one or
more Indian tribes, on the relationship
between the Federal Government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal Government and Indian tribes,
as specified by Executive Order 13175
(65 FR 67249, November 9, 2000). This
action also does not have Federalism
implications because it does not have
substantial direct effects on the states,
on the relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
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levels of government, as specified in
Executive Order 13132 (64 FR 43255,
August 10, 1999). This action merely
proposes to approve state rules
implementing a Federal standard, and
does not alter the relationship or the
distribution of power and
responsibilities established in the CAA.
This proposed rule also is not subject to
Executive Order 13045 ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (62 FR 19885,
April 23, 1997), because it is not
economically significant.
In reviewing SIP submissions, EPA’s
role is to approve state choices,
provided that they meet the criteria of
the CAA. In this context, in the absence
of a prior existing requirement for the
State to use voluntary consensus
standards (VCS), EPA has no authority
to disapprove a SIP submission for
failure to use VCS. It would thus be
inconsistent with applicable law for
EPA, when it reviews a SIP submission,
to use VCS in place of a SIP submission
that otherwise satisfies the provisions of
the CAA. Thus, the requirements of
section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) do not
apply. This proposed rule does not
impose an information collection
burden under the provisions of the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.).
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Carbon monoxide,
Intergovernmental relations, Lead,
Nitrogen dioxide, Ozone, Particulate
matter, Reporting and recordkeeping
requirements, Sulphur oxides, Volatile
organic compounds.
Authority: 42 U.S.C. 7401 et seq.
Dated: January 10, 2008.
Russell L. Wright, Jr.,
Acting Regional Administrator, Region 4.
[FR Doc. E8–1181 Filed 1–23–08; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2007–0995; FRL–8518–6]
RIN 2060–A073
Emission Standards for Stationary
Diesel Engines
Environmental Protection
Agency.
ACTION: Advance notice of proposed
rulemaking.
AGENCY:
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SUMMARY: With this advance notice of
proposed rulemaking, the U.S.
Environmental Protection Agency is
soliciting comment on several issues
concerning options the U.S.
Environmental Protection Agency can
pursue through Federal rulemaking
under the Clean Air Act to regulate
emissions of pollutants from existing
stationary diesel engines, generally, and
specifically from larger, older stationary
diesel engines. The U.S. Environmental
Protection Agency has taken several
actions over the past several years to
reduce exhaust pollutants from
stationary diesel engines. The Agency
continues to be interested in exploring
opportunities to further reduce exhaust
pollutants from stationary diesel
engines, particularly existing stationary
diesel engines that have not been
subject to federal standards. This
advance notice of proposed rulemaking
is intended to explore possible options
to achieve further emissions reductions,
particularly from existing stationary
diesel engines.
DATES: Comments must be received on
or before February 25, 2008.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–HQ–
OAR–2007–0995, by one of the
following methods:
• www.regulations.gov: Follow the
on-line instructions for submitting
comments.
• E-mail: a-and-r-Docket@epa.gov.
• Fax: (202) 566–9744.
• Mail: U.S. Postal Service, send
comments to: Emissions Standards for
Stationary Diesel Engines Docket,
Environmental Protection Agency, Air
and Radiation Docket and Information
Center, Mailcode: 2822T, 1200
Pennsylvania Avenue, NW.,
Washington, DC 20460. Please include a
total of two copies. We request that a
separate copy also be sent to the contact
person identified below (see FOR
FURTHER INFORMATION CONTACT).
Hand Delivery: In person or by
courier, deliver comments to: EPA
Docket and Information Center, Public
Reading Room, EPA West Building,
Room 3334, 1301 Constitution Avenue,
NW., Washington, DC 20004. Such
deliveries are only accepted during the
Docket’s normal hours of operation, and
special arrangements should be made
for deliveries of boxed information.
Instructions: Direct your comments to
Docket ID No. EPA–HQ–OAR–2007–
0995. The U.S. Environmental
Protection Agency’s (EPA’s) policy is
that all comments received will be
included in the public docket without
change and may be made available
online at www.regulations.gov,
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Federal Register / Vol. 73, No. 16 / Thursday, January 24, 2008 / Proposed Rules
including any personal information
provided, unless the comment includes
information claimed to be Confidential
Business Information (CBI) or other
information whose disclosure is
restricted by statute. Do not submit
information that you consider to be CBI
or otherwise protected through
www.regulations.gov or e-mail. The
www.regulations.gov Web site is an
‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through
www.regulations.gov, your e-mail
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses. For additional information
about EPA’s public docket visit the EPA
Docket Center homepage at
www.epa.gov/epahome/dockets.htm.
Docket: All documents in the docket
are listed in the www.regulations.gov
index. Although listed in the index,
some information is not publicly
available, e.g., CBI or other information
whose disclosure is restricted by statute.
Certain other material, such as
copyrighted material, will be publicly
available only in hard copy. Publicly
available docket materials are available
either electronically in
www.regulations.gov or in hard copy at
the Emissions Standards for Stationary
Diesel Engines Docket, Environmental
Protection Agency, EPA West Building,
Room 3334, 1301 Constitution Ave.,
NW., Washington, DC. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
number for the Public Reading Room is
(202) 566–1744, and the telephone
number for the Air and Radiation
Docket is (202) 566–1742.
FOR FURTHER INFORMATION CONTACT: Mr.
Christopher S. Stoneman, Outreach and
Information Division, Office of Air
Quality Planning and Standards, Mail
Code C304–01, Environmental
Protection Agency, Research Triangle
Park, NC 27711, telephone number:
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(919) 541–0823, fax number: (919) 541–
0072; e-mail address:
stoneman.chris@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
B. What should I consider as I prepare my
comments for EPA?
1. Submitting CBI.
2. Tips for Preparing Your Comments.
C. Where can I get a copy of this document
and other related information?
II. Background Information
A. What is the purpose of this action?
B. Why are emissions from diesel engines
a health concern?
C. What is the Agency already doing to
address diesel emissions from new and
existing stationary and mobile diesel
engines?
D. What do we know about existing
stationary diesel engines?
III. Specific Issues on Which EPA is Seeking
Comment
A. What particular subgroups of existing
stationary diesel engines should EPA
focus on and how can EPA best find
information on those engines?
B. Where can EPA find better information
about the location and numbers of
existing stationary engines, who owns
and operates them and what impact they
are having (including hours of
operation)?
C. What are appropriate and available
technically-feasible, cost-effective
methods of controlling emissions from
existing stationary diesel engines?
D. To what degree do state and local
governments regulate emissions from
stationary diesel engines?
E. What are appropriate methods of
ensuring compliance with such
requirements, including record-keeping
and testing issues?
IV. How EPA Intends to Proceed Following
Publication of This Notice
V. Statutory and Executive Order Reviews
I. General Information
A. Does this action apply to me?
This notice is likely to be of interest
to a variety of parties, including owners
and operators of stationary diesel
engines, manufacturers of stationary
diesel engines, state and local air quality
agencies responsible for developing
diesel pollution reduction strategies,
and individuals and organizations with
an interest in emissions from diesel
engines. All of these parties and others
interested in stationary diesel engine
issues are encouraged to read this notice
and to submit comments for EPA’s
consideration.
B. What should I consider as I prepare
my comments for EPA?
1. Submitting CBI. Do not submit this
information to EPA through
www.regulations.gov or e-mail. Clearly
mark the part or all of the information
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that you claim to be CBI. For CBI
information in a disk or CD–ROM that
you mail to EPA, mark the outside of the
disk or CD–ROM as CBI and then
identify electronically within the disk or
CD–ROM the specific information that
is claimed as CBI. In addition to one
complete version of the comment that
includes information claimed as CBI, a
copy of the comment that does not
contain the information claimed as CBI
must be submitted for inclusion in the
public docket. Information so marked
will not be disclosed except in
accordance with procedures set forth in
40 CFR part 2.
2. Tips for Preparing Your Comments.
When submitting comments, remember
to:
• Identify the rulemaking by docket
number and other identifying
information (subject heading, Federal
Register date and page number).
• Follow directions—The Agency
may ask you to respond to specific
questions or organize comments by
referencing a Code of Federal
Regulations (CFR) part or section
number.
• Explain why you agree or disagree,
suggest alternatives, and substitute
language for your requested changes.
• Describe any assumptions and
provide any technical information and/
or data that you used.
• If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
• Provide specific examples to
illustrate your concerns, and suggest
alternatives.
• Explain your views as clearly as
possible, avoiding the use of profanity
or personal threats.
• Make sure to submit your
comments by the comment period
deadline identified.
C. Where can I get a copy of this
document and other related
information?
In addition to being available in the
docket, an electronic copy of this notice
will be available on the Worldwide Web
through the Technology Transfer
Network (TTN). The TTN provides
information and technology exchange in
various areas of air pollution control.
Following signature, an electronic
version of this document will be posted
at www.epa.gov/ttn/oarpg under
‘‘Recent Additions.’’
II. Background Information
A. What is the purpose of this action?
The EPA has taken several actions
over the past few years to reduce
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exhaust pollutants (e.g., particulate
matter (PM), nitrogen oxides (NOX),
hazardous air pollutants (HAPs)) from
mobile and stationary diesel engines as
these pollutants have been associated
with several health-related concerns,
including cancer, respiratory problems,
and premature death. Diesel exhaust is
a complex mixture of hundreds of
constituents in either a gas or particle
form resulting from the complete and
incomplete combustion of fuel and
small amounts of engine oil. While EPA
uses the term ‘‘diesel exhaust’’ as a
static concept throughout this
document, EPA recognizes that the
mixture of chemicals in diesel engine
exhaust can vary in important ways,
particularly when comparing exhaust
from uncontrolled engines to exhaust
from controlled engines.1 Diesel exhaust
varies significantly in chemical
composition and particle sizes between
different engine types (heavy-duty,
light-duty), engine operating conditions
(e.g., idle, acceleration, deceleration)
and fuel formulations (high/low sulfur).
Over 600 compounds or elements have
been identified in diesel exhaust.2 The
emissions include particles composed of
carbon and/or inorganic constituents
with organics, trace elements and ions
absorbed onto the particles, and organic
and inorganic gases. The PM present in
diesel exhaust consists primarily of fine
particles (generally referring to particles
less than or equal to 2.5 micrometers
(µm) in diameter), including a subgroup
with a large number of ultrafine
particles (generally referring to particles
less than 0.1 µm in diameter).
Collectively, these particles have a large
surface area which makes them effective
for absorbing organic and inorganic
HAPs. Their small size also makes them
highly respirable and able to reach
deeply into the lungs.3
As discussed below, EPA has already
taken several actions to reduce pollution
from diesel engines. In combination,
1 While the EPA Diesel Health Assessment
Document refers to ‘‘diesel exhaust’’ in general, it
also notes that the ‘‘health hazard conclusions are
based on exhaust emissions from diesel engines
built prior to the mid-1990s. * * * As new and
cleaner diesel engines, together with different diesel
fuels, replace a substantial number of existing
engines, the general applicability of the health
hazard conclusions will need to be reevaluated.,’’
‘‘Health Assessment Document for Diesel Engine
Exhaust,’’ U.S. Environmental Protection Agency,
600/8–90/057F, https://www.epa.gov/ttn/atw/
dieselfinal.pdf, May 2002, p. 1–3.
2 ‘‘Expanding and Updating the Master List of
Compounds Emitted by Mobile Sources—Phase III
Final Report,’’ U.S. Environmental Protection
Agency, EPA420–R–06–005, https://www.epa.gov/
otaq/regs/toxics/420r06005.pdf, February 2006.
3 ‘‘Air Quality Criteria for Particulate Matter,’’
U.S. Environmental Protection Agency, Volume II
Document No. EPA600/P–99/002bF, October 2004,
Chapter 6.
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• Which stationary diesel engines to
control;
• Appropriate controls for those
engines;
• Existing stationary engine control
measures in place, including State and
local requirements;
• Costs and cost effectiveness of, and
emission reductions associated with,
different control technologies and
control strategies; and
• Monitoring, recordkeeping and
reporting requirements for owners and
operators of existing stationary engines
subject to emissions standards.
In this ANPR, EPA provides
background information on:
• Existing and other proposed efforts
to control stationary engine emissions;
• Some of the information we have on
existing stationary diesel engines; and
• Health concerns related to
emissions from diesel engines.
these efforts will improve air quality by
substantially reducing emissions of
pollutants from these engines. However,
the Agency continues to be interested in
exploring further opportunities to
reduce exhaust pollutants from diesel
engines generally, and specifically from
larger, older stationary diesel engines,
the subject of this notice.
Some stakeholders are encouraging
the Agency to review whether there are
further ways to reduce emissions of
pollutants from existing stationary
diesel engines. In its comments on
EPA’s 2006 proposed rule for new
stationary diesel engines,4
Environmental Defense suggested
several possible avenues for the
regulation of existing stationary diesel
engines, including use of diesel
oxidation catalysts or catalyzed diesel
particulate filters, as well as the use of
ultra-low sulfur diesel (ULSD) fuel.
Environmental Defense suggested that
such controls can provide significant
pollution reductions at reasonable cost.
As a result of discussions with
Environmental Defense and other
interested stakeholders, EPA is
undertaking this Advance Notice of
Proposed Rulemaking (ANPR). The
purpose of this action is to solicit
comment and collect information to aid
decision-making related to the reduction
of HAP emissions from existing
stationary diesel engines and
specifically from larger, older engines
under Clean Air Act (CAA) section 112
authorities.5 The Agency is seeking
comment on the larger, older engines
because available data indicate that they
emit the majority of PM and toxic
emissions from non-emergency
stationary engines as a whole.
The EPA requests comment on
specific, well supported information
that will assist the Agency with moving
forward with the regulation of existing
stationary diesel engines (Section III).
The areas for which EPA is seeking
comment include:
• Locations of stationary diesel
engines;
• Usage and duty cycles;
• Technical parameters that help
define ‘‘older’’ engines for purposes of
defining potential subcategories of
engines;
B. Why are emissions from diesel
engines a health concern?
EPA published a Diesel Health
Assessment Document (Diesel HAD) in
September 2002.6 Some of the HAD’s
important results are summarized here.
The Diesel HAD classified exposure to
diesel exhaust as ‘‘likely to be
carcinogenic to humans by inhalation’’
at environmental levels of exposure.
Other agencies at the international,
federal and state level have come to
similar conclusions.7 The EPA Diesel
HAD provided insight into the possible
ranges of lung cancer risk that might be
present in the population resulting from
environmental exposure to diesel
emissions. Lifetime cancer risk may
exceed 10¥5 and could be as high as
10¥3. Because of uncertainties, the
analysis acknowledged that the risks
could be lower than 10¥4 or 10¥5, and
a zero risk from diesel exhaust exposure
was not ruled out. This range of values
includes numerous uncertainties and, as
discussed in the Diesel HAD, does not
constitute an Agency cancer unit risk
range suitable for estimating the number
of cancer cases resulting from exposure
to diesel exhaust. EPA’s 1999 NationalScale Air Toxics Assessment (NATA)
does not include a quantitative estimate
of cancer risk for diesel exhaust, but it
concludes that diesel exhaust ranks
with the other emissions that the
4 ‘‘Standards of Performance for Stationary Spark
Ignition Internal Combustion Engines and National
Emission Standards for Hazardous Air Pollution for
Reciprocating Internal Combustion Engines,’’ 71 FR
33803–33855, www.epa.gov/ttn/atw/rice/
ricepg.html, June 12, 2006.
5 If reductions in HAP emissions occur in the
future through the issuance of EPA regulation,
because some HAPs are in the particulate form, a
reduction in HAP emissions may also result in
reductions of emissions of particulate matter.
6 Health Assessment Document for Diesel Engine
Exhaust,’’ U.S. Environmental Protection Agency,
600/8–90/057F, https://www.epa.gov/ttn/atw/
dieselfinal.pdf, May 2002.
7 A [0] number of other agencies (National
Institute for Occupational Safety and Health, the
International Agency for Research on Cancer, the
World Health Organization, California EPA, and the
U.S. Department of Health and Human Services)
have made similar classifications regarding the
diesel exhaust lung cancer hazard.
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national-scale assessment suggests pose
the greatest relative risk.8 The purpose
of this national-scale assessment is to
provide a perspective on the magnitude
of risks posed by outdoor sources of air
toxics and to identify the pollutants and
sources that are important contributors
to these health risks.
The Diesel HAD established an
inhalation Reference Concentration
(RfC) of 5 µg/m3 for diesel exhaust as
measured by diesel PM.9 The Diesel
HAD concludes ‘‘that acute exposure to
DE [diesel exhaust] has been associated
with irritation of the eye, nose, and
throat, respiratory symptoms (cough and
phlegm), and neurophysiological
symptoms such as headache,
lightheadedness, nausea, vomiting, and
numbness or tingling of the
extremities.’’ 10 There is also evidence of
immunologic effects such as the
exacerbation of allergenic responses to
known allergens and asthma-like
symptoms.
Diesel exhaust is a mixture that
includes HAPs that are known or
suspected human carcinogens or have
noncancer effects, including benzene,
1,3-butadiene, formaldehyde,
acetaldehyde, polycyclic organic matter
(POM), and naphthalene. Benzene11 and
1,3-butadiene12 are known human
carcinogens. Noncancer health effects
may include neurological,
cardiovascular, liver, kidney, and
respiratory effects, as well as effects on
the immune and reproductive systems.
Several of the HAPs emitted by diesel
engines (e.g., acrolein, benzene, 1,3butadiene, formaldehyde, naphthalene,
and POM) were identified in EPA’s 1999
NATA as national or regional cancer
and/or noncancer risk drivers.13
However, EPA does not have high
confidence in the NATA data for all
these compounds.14 It should be noted
8 For more information on NATA, see https://
www.epa.gov/ttn/atw/nata1999/risksum.html.
9 An RfC is defined by EPA as ‘‘an estimate of a
continuous inhalation exposure to the human
population, including sensitive subgroups, with
uncertainty spanning perhaps an order of
magnitude, which is likely to be without
appreciable risks of deleterious noncancer effects
during a lifetime.’’
10 ‘‘Health Assessment Document for Diesel
Engine Exhaust,’’ U.S. Environmental Protection
Agency, 600/8–90/057F, https://www.epa.gov/ttn/
atw/dieselfinal.pdf, May 2002, p. 9–9.
11 Integrated Risk Information System File for
Benzene, U.S. Environmental Protection Agency,
https://www.epa.gov/ncea/iris/subst/0276.htm, 2000.
12 Integrated Risk Information System File for 1,3Butadiene, U.S. Environmental Protection Agency,
https://www.epa.gov/ncea/iris/subst/0139.htm, 2002.
13 More information on NATA risk drivers is
available at: https://www.epa.gov/ttn/atw/nata1999/
risksum.html.
14 See ‘‘Control of Emissions From New Marine
Compression-Ignition Engines at or Above 30 Liters
per Cylinder; Proposed Rule,’’ 72 FR 69521–69552,
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that the NATA modeling framework has
a number of limitations which prevent
its use as the sole basis for setting
regulatory standards. These limitations
and uncertainties are discussed on the
1999 NATA Web site. Even so, this
modeling framework is very useful in
identifying air toxic pollutants and
sources of greatest concern, setting
regulatory priorities, and informing the
decision making process.15
Diesel emissions contain fine and
ultra-fine PM and contribute
significantly to ambient PM2.5
concentrations in many areas of the
country.16 The nature of the effects that
have been reported to be associated with
fine particle exposures include
premature mortality, aggravation of
respiratory and cardiovascular disease
(as indicated by increased hospital
admissions and emergency department
visits), changes in lung function and
increased respiratory symptoms, as well
as new evidence for more subtle
indicators of cardiovascular health (71
FR 61152, October 17, 2006).17 The PM
Air Quality Criteria Document also
notes that the PM components of
gasoline and diesel engine exhaust
represent one class of hypothesized
likely important contributors to the
observed ambient PM-related increases
in lung cancer incidence and
mortality.18 The PM2.5 National
Ambient Air Quality Standard is
designed to provide protection from the
noncancer and premature mortality
effects of PM2.5 as a whole, of which
diesel PM is a constituent.19
69534, https://www.epa.gov/fedrgstr/EPA-AIR/2007/
December/Day-07/a23556.htm, December 2007.
15 For more information on NATA, see https://
www.epa.gov/ttn/atw/nata1999/risksum.html.
16 ‘‘Health Assessment Document for Diesel
Engine Exhaust,’’ U.S. Environmental Protection
Agency, 600/8–90/057F, https://www.epa.gov/ttn/
atw/dieselfinal.pdf, May 2002, p. 2–97, Table 2–23.
17 Detailed information on the health effects of
PM is provided in: ‘‘Air Quality Criteria for
Particulate Matter,’’ U.S. Environmental Protection
Agency, Volume I, EPA600/P–99/002aF and
Volume II, EPA600/P–99/002bF, October 2004;
‘‘Review of the National Ambient Air Quality
Standard for Particulate Matter: Policy Assessment
of Scientific and Technical Information, OAQPS
Staff Paper,’’ U.S. Environmental Protection
Agency, EPA–452/R–05–005, 2005; ‘‘National
Ambient Air Quality Standards for Particulate
Matter; Proposed Rule,’’ 71 FR 2620–2708, 2626–
2637, https://www.epa.gov/air/particlepollution/
actions.html, January 17, 2006 and ‘‘National
Ambient Air Quality Standards for Particulate
Matter; Final Rule,’’ 71 FR 61144–61233, https://
www.epa.gov/air/particlepollution/actions.html,
October 17, 2006.
18 ‘‘Air Quality Criteria for Particulate Matter,’’
U.S. Environmental Protection Agency, Volume I,
EPA600/P–99/002aF and Volume II, EPA600/P–99/
002bF, October 2004, p. 8–318.
19 ‘‘Control of Emissions of Air Pollution From
Locomotive Engines and Marine CompressionIgnition Engines Less Than 30 Liters per Cylinder;
Proposed Rule,’’ 72 FR 15937–15986, 15958,
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Diesel exhaust also includes NOX and
volatile organic compounds, which
react in the presence of sunlight to form
ozone. Ozone contributes to serious
public health problems, including
aggravation of respiratory disease (as
indicated by increased hospital
admissions and emergency room visits,
school absences, lost work days, and
restricted activity days), changes in lung
function and increased respiratory
symptoms, altered respiratory defense
mechanisms, and chronic bronchitis. In
addition, there is suggestive evidence of
a contribution of ozone to
cardiovascular-related morbidity and
highly suggestive evidence that shortterm ozone exposure directly or
indirectly contributes to non-accidental
and cardiopulmonary-related mortality,
but additional research is needed to
more fully establish underlying
mechanisms by which such effects
occur.20
Tables 3 and 4 in the Section II.D.
below indicate that older, larger nonemergency stationary source diesel
engines generate a substantial share of
the emissions from all stationary diesel
engines. In this context, it is important
to consider the health effects associated
with diesel exhaust.
C. What is the Agency already doing to
address diesel emissions from new and
existing stationary and mobile diesel
engines?
EPA has undertaken several specific
regulatory efforts to control emissions
from new or reconstructed stationary
diesel engines. In June 2004, EPA
published national emission standards
for hazardous air pollutants (NESHAP)
for stationary reciprocating internal
combustion engines (RICE) 21 with a site
rating of greater than 500 brake horse
power (BHP) located at major sources.22
https://www.epa.gov/oms/locomotv.htm, April 3,
2007.
20 Detailed information regarding the health
effects of ozone[0] is provided in: ‘‘Air Quality
Criteria for Ozone and Related Photochemical
Oxidants (Final),’’ U.S. Environmental Protection
Agency, EPA/600/R–05/004aF–cF, 2006, pp. 7–97
and 8–78; ‘‘Review of the National Ambient Air
Quality Standards for Ozone: Policy Assessment of
Scientific and Technical Information, OAQPS Staff
Paper,’’ U.S. Environmental Protection Agency,
EPA–452/R–07–003, January 2007; and ‘‘National
Ambient Air Quality Standards for Ozone: Proposed
Rule,’’ 72 FR 37818–37919, 37844 and 37836,
https://www.epa.gov/air/ozonepollution/
actions.html, July 11, 2007.
21 A reciprocating engine is an internal
combustion engine that uses reciprocating motion
to convert heat energy into mechanical work.
22 ‘‘National Emission Standards for Hazardous
Air Pollutants for Stationary Reciprocating Internal
Combustion Engines,’’ 69 FR 33474–33522,
www.epa.gov/ttn/atw/rice/ricepg.html, June 15,
2004.
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The rule contains emission limitations
for new and reconstructed compression
ignition (i.e. diesel) stationary RICE,
among other sources. In that action, EPA
identified stationary RICE as major
sources of HAP emissions, such as
formaldehyde, acrolein, methanol, and
acetaldehyde. The NESHAP required all
RICE above 500 BHP located at major
sources to meet HAP emission standards
reflecting the application of the
maximum achievable control
technology (MACT). EPA estimated at
the time that 40% of stationary RICE
would be located at major sources and
thus, subject to the final rule. New or
reconstructed stationary RICE that
operate exclusively as emergency or
limited use units were subject only to
initial notification requirements. The
RICE rule is projected to reduce total
national HAP emissions by an estimated
5,600 tons per year (tpy) in the 5th year
after the rule is promulgated. EPA
expects that engine manufacturers will
achieve the expected reductions by
installing diesel oxidation catalysts. The
emissions reduction performance
provided by the installation of diesel
oxidation catalysts through this rule
were projected to reduce PM emissions
from the affected engines by 20–30%,
compared with uncontrolled engines.
In July 2006, EPA published new
source performance standards (NSPS)
for new stationary compression ignition
(CI) internal combustion engines
(ICE).23 24 The standards implement
section 111(b) of the CAA and are based
on the Administrator’s determination
that stationary CI ICE cause, or
contribute significantly to, air pollution
that may reasonably be anticipated to
endanger public health or welfare. The
standards require all new, modified, and
reconstructed stationary CI ICE to use
the best demonstrated system of
continuous emission reduction of PM,
NOX, hydrocarbons and CO considering
costs, non-air quality health, and
environmental and energy impacts. The
23 ‘‘Standards of Performance for Stationary
Compression Ignition Internal Combustion Engines;
Final Rule,’’ 71 FR 39153–39185, www.epa.gov/
fedrgstr/EPA-AIR/2006/July/Day-11/a5968.htm,
July 11, 2006.
24 Similar to the diesel engines covered by the
RICE rule, these compression ignition, internal
combustion engines are also reciprocating, diesel
engines. However, the 2006 NSPS rulemaking
covered fewer types of engines and different
pollutants than the June 2004 RICE rule. The 2006
rulemaking addressed criteria pollutants from
compression ignition engines, while the 2004 RICE
rule addressed HAP emissions from both
compression-ignition and spark-ignition engines,
both of which are reciprocating engines. For that
reason, the 2004 engine rule refers to the engines
it covers as ‘‘RICE’’ rather than the narrower term
used to describe the engines covered by the 2006
engine rule: CI ICE.
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CI ICE NSPS affects stationary CI ICE
that commenced construction,
modification or reconstruction after July
11, 2005. EPA generally requires that
engines affected by the rulemaking use
ULSD 25 for all engines (emergency and
non-emergency). EPA expects that nonemergency engines will need to use
diesel particulate filters and NOX
aftertreatment to meet the NSPS. The
final standards will reduce NOX by an
estimated 38,000 tpy, PM by an
estimated 3,000 tpy, sulfur dioxide by
an estimated 9,000 tpy, nonmethane
hydrocarbons by an estimated 600 tpy,
and CO by an estimated 18,000 tpy in
the year 2015.
In June 2006, EPA published a
proposed NESHAP for stationary RICE
that either are located at area sources of
HAP emissions or that have a site rating
of less than or equal to 500 BHP and are
located at major sources of HAP
emissions.26 In that same action, EPA
also proposed NSPS for stationary spark
ignition internal combustion engines. In
December 2007, EPA finalized the NSPS
for spark ignition engines and the
NESHAP for new stationary RICE
sources. EPA will be issuing a proposed
NESHAP for existing engines in 2009.
For new mobile source diesel engines,
EPA has issued the Heavy-Duty
Highway Diesel Engine and Fuel Rule 27
and the Clean Air Nonroad Diesel
Engine and Fuel Rule 28 regulatory
programs. Overall, the substantial
majority of diesel exhaust is emitted
from mobile sources rather than
stationary sources. Engines meeting the
emission standards required by the
Heavy-Duty Highway Diesel Engine and
Fuel Rule achieve a greater than 98
percent reduction in PM and NOX over
25 EPA also requires ULSD for nonroad and onhighway engines that should help ensure
widespread availability of the fuel for stationary
engines. See ‘‘Control of Air Pollution from New
Motor Vehicles: Heavy-Duty Engine and Vehicle
Standards and Highway Diesel Fuel Sulfur Control
Requirements,’’ 66 FR 5001–5193, www.epa.gov/
otaq/highway-diesel/regs/2007-heavy-dutyhighway.htm, January 2001 and ‘‘Control of
Emissions of Air Pollution From Nonroad Diesel
Engines and Fuel,’’ 69 FR 38957–39273,
www.epa.gov/nonroad-diesel/2004fr.htm, June 29,
2004.
26 ‘‘Standards of Performance for Stationary Spark
Ignition Internal Combustion Engines and National
Emission Standards for Hazardous Air Pollution for
Reciprocating Internal Combustion Engines,’’ 71 FR
33803–33855, www.epa.gov/ttn/atw/rice/
ricepg.html, June 12, 2006.
27 See ‘‘Control of Air Pollution from New Motor
Vehicles: Heavy-Duty Engine and Vehicle
Standards and Highway Diesel Fuel Sulfur Control
Requirements,’’ 66 FR 5001–5193, www.epa.gov/
otaq/highway-diesel/regs/2007-heavy-dutyhighway.htm, January 2001.
28 See ‘‘Control of Emissions of Air Pollution
From Nonroad Diesel Engines and Fuel,’’ 69 FR
38957–39273, www.epa.gov/nonroad-diesel/
2004fr.htm, June 29, 2004.
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uncontrolled emission levels. This
program, when fully phased in, will
provide annual emission reductions
equivalent to removing the pollution
from more than 90 percent of today’s
trucks and buses, or about 13 million
trucks and buses. We project that in
2030, when the current heavy-duty
vehicle fleet is completely replaced with
newer heavy-duty vehicles that comply
with these emission standards, this
program will reduce annual emissions
of non-methane hydrocarbons by
115,000 tons, PM by 109,000 tons, and
NOX by 2.6 million tons. Similarly, the
nonroad program will reduce NOX and
PM emissions from nonroad diesel
engines by more than 90 percent. Both
rules will provide a wide range of
public health benefits. Additionally,
EPA has recently proposed regulations
for locomotive and marine engines.
These regulatory programs will
ultimately yield reductions of PM and
NOX from mobile sources as high as
90%, depending upon engine category.
EPA has also developed the National
Clean Diesel Campaign, which aims to
reduce emissions from existing mobile
source diesel engines through
innovative retrofit programs. Through
the campaign, as of 2005 more than 300
clean diesel projects nationwide are
resulting in significant emission
reductions (in lifetime tons) including:
110,000 NOX, 20,000 PM, 35,000
hydrocarbons and 25,000 carbon
monoxide (CO).29 To date, emissions
from more than 200,000 diesel vehicles
have been reduced through these
projects.
In addition to these rulemakings, EPA
is reviewing its ability to take certain
steps to further encourage emission
reductions from existing diesel engines,
including:
1. Publishing a control techniques
guideline/alternative control technology
document for existing stationary diesel
engines;
2. Developing guidance pertaining to
EPA review of federal actions under the
National Environmental Policy Act and
CAA section 309 addressing the
characterization and mitigation of
emissions from new and existing diesel
engines;
3. Encouraging emission controls for
existing stationary diesel engines
through voluntary programs;
4. Exploring methods of promoting
the use of clean diesel engines by
entities in the federal government; and
29 For more information, see ‘‘National Clean
Diesel Campaign: Innovative Strategies for Cleaner
Air, 2005 Progress Report,’’ U.S. Environmental
Protection Agency, EPA420-R–06–009, https://
www.epa.gov/cleandiesel/documents/
420r06009.pdf, June 2006.
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5. Publishing a white paper together
with an analytical tool for local areas
and states to estimate health benefits of
diesel emissions reduction strategies.
In addition, EPA, among others, is
helping to fund the study of differences
in the health effects associated with PM
from cleaner burning diesel engines.
D. What do we know about existing
stationary diesel engines?
EPA’s knowledge about the types of
and use of stationary diesel engines
consists primarily of certain general
information. Based on the number of
hours of operation, existing stationary
diesel engines are considered either
non-emergency or emergency.
Generally, non-emergency engines
operate about 1,000 hours per year,
though they can run more or less than
that. Non-emergency engines are
engines that are used for several
purposes or applications such as: oil
and gas industry, including oil and gas
extraction and transmission; agriculture
(e.g., irrigation pumps); and generation
of electricity in remote areas or for
purposes of meeting peak demand.
Emergency engines operate on an
emergency or as-needed basis, including
periodically for short periods of time for
testing purposes to ensure engine
performance in the event of an
emergency. Applications for emergency
engines include electric power for
emergency commercial and institutional
needs. For example, hospitals and any
other facilities that require power in the
event of a power outage may use
emergency engines. Emergency engines
typically operate an average of 50 hours
per year.
Based on (1) sales information from
diesel engine manufacturers, (2) data
from the Power Systems Research
Database and (3) estimates of the
stationary source fraction of the total
engine sales, EPA estimates that there
are about 900,000 existing stationary
compression ignition (CI) or diesel
engines in the U.S. (see Table 1). About
20% of the engines (about 180,000) are
considered non-emergency and about
80% are considered emergency (about
720,000).
Generally, diesel emissions from the
engines reflected in Table 1 (and the
4141
other Tables in this notice) are largely
uncontrolled at the Federal level as
EPA’s emissions standards for stationary
diesel engines did not take effect until
August 2004. Non-emergency engines
are estimated to emit 90% of total
combined PM and NOX emissions from
all stationary diesel engines, while
emergency engines are estimated to emit
10% of total PM and NOX emissions.
Based on this information, we believe
that a relatively small percentage of the
total number of stationary diesel engines
operating in the United States are
emitting a significant amount of the
HAPs from stationary diesel engines
overall.
Of the non-emergency engines, about
36,000 non-emergency engines rated
300 BHP or higher were built prior to
1996, which is about 21% of all nonemergency engines (see Table 2). These
36,000 engines emit about:
• 57% of the total PM emissions from
all stationary non-emergency diesel
engines (see Table 3); and
• 59% of the total HAP emissions
from all stationary non-emergency
diesel engines (see Table 4).
TABLE 1.—ENGINE MANUFACTURERS ASSOCIATION ESTIMATES OF STATIONARY DIESEL ENGINES IN USE IN THE U.S.
Engine ratings
< 1980
2002–2005
62,759
92,857
63,991
53,188
12,664
28,357
49,919
61,572
57,739
38,778
10,743
33,835
22,521
23,634
40,877
31,403
8,648
10,520
196,588
21.8
Totals ................................................................
Percent ..............................................................
1995–2001
26,200
57,426
27,198
70,303
8,562
6,899
≥50 and <100 BHP ..................................................
≥100 and <175 BHP ................................................
≥175 and <300 BHP ................................................
≥300 and <600 BHP ................................................
≥600 and <750 BHP ................................................
≥750 .........................................................................
1980–1994
313,816
34.8
252,586
28.0
137,603
15.3
Totals
Percent
161,399
235,489
189,805
193,672
40,617
79,611
17.9
26.1
21.1
21.5
4.5
8.8
900,593
....................
99.9
....................
Notes:
• The Engine Manufacturers Association engine sales data that was used to help develop these numbers represent 70% of total U.S. engine
sales.
• Assumes all 1999–2005 engines are currently in operation.
• Total percent does not equal 100 due to rounding.
Source: Engine Manufacturers Association.
TABLE 2.—ENGINE MANUFACTURERS ASSOCIATION ESTIMATES OF NON-EMERGENCY STATIONARY DIESEL ENGINES IN
USE IN THE U.S.
Engine ratings
< 1980
1980–1995
1996–2001
2002–2005
Totals
Percent
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≥50 and <100 BHP ..........................................................
≥100 and <175 BHP ........................................................
≥175 and <300 BHP ........................................................
≥300 and <600 BHP ........................................................
≥600 and <750 BHP ........................................................
≥750 .................................................................................
4,978
10,911
5,168
13,358
1,627
1,311
14,145
21,163
14,700
11,217
2,644
6,212
7,264
8,179
8,429
6,256
1,804
5,605
4,279
4,490
7,767
5,967
1,643
1,999
30,666
44,743
36,064
36,798
7,718
15,127
17.9
26.1
21.1
21.5
4.5
8.8
Totals ........................................................................
37,353
70,081
37,537
26,145
171,116
100.0
Engines > 300 BHP and < 1996: 36,369 (21.3 of all non-emergency engines)
Notes:
• EPA is providing the 36,369 engine number because we are considering focusing for regulation on non-emergency diesel engines that were
built before 1996 and that are rated greater than 300 BHP, although EPA is open to alternatives that commenters may propose. See Section III
for a more detailed discussion of this issue.
Source: Engine Manufacturers Association.
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TABLE 3.—ENGINE MANUFACTURERS ASSOCIATION ESTIMATES OF PERCENT PM EMISSIONS FROM NON-EMERGENCY
ENGINES
Engine ratings
<1980
1980–1995
1996–2001
2002–2005
Totals
≥50 and <100 BHP ........................................................................
≥100 and <175 BHP ......................................................................
≥175 and <300 BHP ......................................................................
≥300 and <600 BHP ......................................................................
≥600 and <750 BHP ......................................................................
≥750 ...............................................................................................
1.3
5.0
4.1
20.1
3.7
4.4
2.4
6.5
7.8
11.3
4.0
13.9
0.7
1.3
1.8
2.5
1.1
5.0
0.3
0.4
0.6
0.9
0.4
0.7
4.7
13.2
14.3
34.8
9.2
24
Totals ......................................................................................
38.6
45.9
12.4
3.3
100.2
Percent PM Emissions from non-emergency engines >300 BHP built prior to 1996: 57.4.
Notes:
• The percent estimates are based on an Engine Manufacturers Association assumption that non-emergency engines operate about 2,000
hours/year. EPA in its rulemaking analyses assumes about 1,000 hours/year of operation for non-emergency engines. The 2,000 hours/year assumption is used here because we are using the most readily available information that the Engine Manufacturers Association has provided to
EPA. However, EPA would not expect the percent estimates in this table to differ significantly under the 1,000 hours/year EPA assumption.
• Emissions estimates based on EPA AP–42 emission factors and recent mobile source emission factors: www.epa.gov/ttn/chief/ap42/ch03/
index.html.
• Total percent does not equal 100 due to rounding.
Source: Engine Manufacturers Association.
TABLE 4.—U.S. ENVIRONMENTAL PROTECTION AGENCY ESTIMATES OF PERCENT HAP EMISSIONS FROM NONEMERGENCY ENGINES
Engine ratings
<1980
1980–1995
1996–2001
2002–2005
Totals
≥50 and <100 BHP ..........................................................................
≥100 and <175 BHP ........................................................................
≥175 and <300 BHP ........................................................................
≥300 and <600 BHP ........................................................................
≥600 and <750 BHP ........................................................................
≥750 .................................................................................................
0.5
2.5
2.3
17.4
4.4
2.7
1.4
4.9
6.6
14.6
7.1
12.7
0.5
1.1
1.7
2.4
1.1
9.3
0.2
0.5
1.0
2.3
1.0
1.7
2.6
9.1
11.7
36.7
13.5
26.4
Totals ........................................................................................
29.9
47.4
16.1
6.6
100.0
Percent HAP Emissions from non-emergency engines >300 BHP built prior to 1996: 58.9.
Notes:
• Percent estimates based on assumption that non-emergency engines run about 1,000 hours/year. EPA in its rulemaking analyses assumes
about 1,000 hours/year for non-emergency engines.
• HAP emissions estimates include: Formaldehyde, acetaldehyde, polycyclic aromatic hydrocarbons, naphthalene, and acrolein.
• Emissions estimates based on EPA AP–42 emission factors and recent mobile source emission factors: www.epa.gov/ttn/chief/ap42/ch03/
index.html.
Source: U.S. Environmental Protection Agency.
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III. Specific Issues on Which EPA Is
Seeking Comment
Although we have some limited
information about larger, older
stationary diesel engines, we have a
need for more detailed and current data
related to existing engines. We are
issuing this ANPR to request
information that will help inform our
efforts on how best to control emissions
from these engines. There are several
issues that we need to understand more
fully in order to implement a program
for existing stationary diesel engines. In
this section, we break down the specific
areas of interest for which we are
requesting comment.
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A. What particular subgroups of existing
stationary diesel engines should EPA
focus on and how can EPA best find
information on those engines?
Currently, EPA is considering
focusing on non-emergency diesel
engines that were built before 1996 and
that are rated greater than 300 BHP,
although EPA is open to alternatives
that commenters may propose that are
well supported with appropriate data.
We are focusing on non-emergency
engines, because, while they represent
only 20% of the total number of
stationary engines, they are responsible
for a significant amount of HAP
emissions from stationary engines. EPA
is considering focusing on pre-1996
engines because, generally speaking,
emissions controls were not
implemented in a significant way on
nonroad diesel engines until the 1996
engine model year. Thus, the pre-1996
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engines represent stationary engines
that EPA believes are largely
uncontrolled. In addition, diesel retrofit
controls are typically more cost effective
and technically feasible the larger the
engine. 30 When these three criteria
are combined, it comprises a set of
larger, older non-emergency engines
that represent the majority of PM and
toxics emissions from non-emergency
engines as a whole (see Tables 3 and 4).
While we believe this is an
appropriate set of engines to focus on,
we are requesting comment on whether
there are other appropriate categories of
engines that should also be considered.
For example, should EPA consider
requiring emission reductions for non30 For more information, see ‘‘The CostEffectiveness of Heavy-Duty Diesel Retrofits and
Other Mobile Source Emission Reduction Projects
and Programs,’’ U.S. Environmental Protection
Agency, EPA420–B–07–006, www.epa.gov/
cleandiesel/publications.htm, May 2007.
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emergency stationary diesel engines
built in the late 1990s (notwithstanding
our estimates that total emissions from
these engines are lower). The list below
further explores diesel control
technologies and associated emission
reduction issues.
Particular areas for categorization of
engines on which we could focus
include:
• The model year of the engine,
including engines built since 1996 and
remaining useful engine life for older
engines;
• The type and size of engine,
including engines rated less than 300
BHP in size;
• The number of hours of operation
and/or time profile annually or over a
shorter term;
• The applicable technologies, and
corresponding emissions reductions
available, for given ages and sizes of
engines;
• The duty cycle;
• The sector or use;
• The ability of engine owners and
operators to access the lower sulfur fuel
necessary to ensure the proper
performance of pollution control
devices;
• Ease of installation and cost
effectiveness of emissions reductions
associated with controls on existing
stationary diesel engines, including
newer, later model year engines; and
• Any other distinguishing
characteristics commenters may think
important.
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B. Where can EPA find better
information about the location and
numbers of existing stationary engines,
who owns and operates them and what
impact they are having (including hours
of operation)?
Above, EPA lays out the general
information it has available on the
numbers of stationary diesel engines
believed operating today. EPA
specifically estimates that there are
approximately 36,000 non-emergency,
pre-1996 stationary diesel engines larger
than 300 BHP. EPA seeks comment on
the accuracy of these numbers, as well
as of the other estimates in Tables 3 and
4. EPA is requesting any information
that informs its understanding of the
number and distribution of these
stationary diesel engines and the
group(s) that would be most affected by
any requirements to reduce emissions.
We also lack detailed information on
the location of these sources, including
their owners and operators. If EPA
proposes standards based on engine size
and age criteria, then we would need
detailed information on the location or
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the owners and operators of these
sources.
We are aware of the following
information sources from which we
need information that we currently lack:
• State-managed permit databases;
• State-gathered information through
surveys and other means;
• Engine manufacturer and owner/
operator and fuel industry information
such as fuel distribution/delivery
records, and fuel storage tank sales,
repairs, and permits;
• Industry sectors that are major
owners and operators of diesel engines,
including their trade associations such
as the Interstate Natural Gas Association
of America and the American Petroleum
Institute; and
• Diesel control technology
manufacturers.
We would like to know if states have
an accurate count of the number of
engines operating in the state, including
their purpose and hours of operation. If
so, EPA is also interested in the source
of the information (e.g., a state permit
database). We are also interested in any
small business impacts and other
relevant information about the owners
and operators and number of hours that
these engines operate.
C. What are appropriate and available
technically-feasible, cost-effective
methods of controlling emissions from
existing stationary diesel engines?
EPA seeks information on control
technologies and other methods for
reducing diesel HAP emissions from
existing stationary diesel engines,
particularly for non-emergency, pre1996 engines that are rated greater than
300 BHP. These methods include, but
are not limited to, one or more of the
following:
• Retrofitting with diesel particulate
filters, including both actively and
passively regenerated filters;
• Retrofitting with partial flow filters;
• Retrofitting with oxidation
catalysts;
• Retrofitting with closed crankcase
ventilation systems;
• Engine recalibration or fuel system
upgrade;
• Replacement with new, state-of-theart engines;
• Use of low sulfur diesel (500 parts
per million (ppm)) or ULSD (15 ppm)
fuel;
• Use of fuel substitution systems
using natural gas;
• Use of biodiesel; and
• Management practices.
EPA understands that there may be
limitations, both economic and
technical, to certain control methods
and solicits engine emissions testing
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4143
data, cost data and other information to
inform our approach to these issues. For
example, EPA would like clarification
on the following:
• The extent to which low sulfur and
ULSD fuel may be problematic in
certain older engines due to fuel system
seal leakage and how this problem has
been addressed through fuel additives
and/or modifications to mobile source
engines;
• Potential for the malfunction of
diesel retrofit devices on older engines
(e.g., diesel particulate filters), the
engine conditions that lead to this
problem, and appropriate precautions to
avoid malfunction;
• Technical feasibility of controls for
short use periods (e.g., need for controls
to warm up in order to be effective, the
need for these engines to start
immediately without mechanical
complications);
• Cost-effectiveness of controls on
existing engines (i.e., emissions
reductions relative to cost and hours
operated);
• Cost, availability and emissions
related to fuel substitution systems
using natural gas;
• The equipment and operating costs
(and any challenges, including safety
issues) associated with known control
technologies;
• Engine size limitations beyond
which a control technology may become
infeasible and for what reason; and
• Any other technical and economic
feasibility issues that would affect the
control of emissions reductions from
older, larger and smaller diesel engines.
D. To what degree do state and local
governments regulate emissions from
stationary diesel engines?
EPA requests comment on the extent
to which state and local governments
have issued regulations to reduce
emissions from stationary diesel engines
of all sizes, particularly the larger, older
engines. EPA is aware, for example, that
the States of California 31 and
Wisconsin 32 have issued rules that
mandate reductions of particulate
emissions from existing stationary
diesel engines. EPA is interested in
information about other state and local
governments that have issued
31 For more information on the California rule,
see: ‘‘Airborne toxic control measure for stationary
compression ignition engines,’’ section 93115, title
17, California Code of Regulations, www.arb.ca.gov/
diesel/ag/documents/finalatcm.pdf.
32 For more information on the Wisconsin rule,
see: ‘‘Fuel, control and compliance requirements for
compression ignition internal combustion engines
combusting fuel oil,’’ section NR 445.09,
www.legis.state.wi.us/rsb/code/nr/nr445.pdf.
E:\FR\FM\24JAP1.SGM
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Federal Register / Vol. 73, No. 16 / Thursday, January 24, 2008 / Proposed Rules
regulations controlling emissions from
existing stationary diesel engines.
DEPARTMENT OF HOMELAND
SECURITY
E. What are appropriate methods of
ensuring compliance with such
requirements, including recordkeeping
and testing issues?
Federal Emergency Management
Agency
Given the large population of
stationary diesel engines and our lack of
information on the location and owners
and operators of these engines, EPA
requests comment on effective methods
to ensure compliance with any emission
reduction requirements. EPA also
requests comment on the extent to
which the owners and operators of these
engines are small businesses and on
what the appropriate regulatory
compliance requirements should be for
those entities. EPA is especially
interested in ways to minimize the
monitoring burden to individual owners
and operators, while maintaining an
appropriate level of environmental
protection.
[Docket No. FEMA–B–7759]
IV. How EPA Intends To Proceed
Following Publication of This Notice
Following the closing of the comment
period for this notice, EPA will
summarize and analyze the comments
received. The summary and analysis
will be used to help develop and inform
the notice of proposed rulemaking that
will follow this notice.
V. Statutory and Executive Order
Reviews
Under Executive Order (EO) 12866
(58 FR 51735, October 4, 1993), this
action is a ‘‘significant regulatory
action.’’ Accordingly, EPA submitted
this action to the Office of Management
and Budget (OMB) for review under EO
12866 and any changes made in
response to OMB recommendations
have been documented in the docket for
this action. Generally, because this
action is ‘‘advanced’’ in nature and does
not, therefore, propose any requirements
on any entities, the various
administrative requirements EPA must
address in the rulemaking process are
not applicable. When EPA issues a
notice of proposed rulemaking that
contains proposed emissions standards
for stationary diesel engines, EPA will
address those requirements.
mstockstill on PROD1PC66 with PROPOSALS
Lists of Subjects in 40 CFR Part 63
Environmental protection, Air toxics.
Dated: January 16, 2008.
Stephen L. Johnson,
Administrator.
[FR Doc. E8–1118 Filed 1–23–08; 8:45 am]
BILLING CODE 6560–50–P
VerDate Aug<31>2005
18:55 Jan 23, 2008
Jkt 214001
44 CFR Part 67
Proposed Flood Elevation
Determinations
Federal Emergency
Management Agency, DHS.
ACTION: Proposed rule.
AGENCY:
SUMMARY: Comments are requested on
the proposed Base (1 percent annualchance) Flood Elevations (BFEs) and
proposed BFE modifications for the
communities listed in the table below.
The purpose of this notice is to seek
general information and comment
regarding the proposed regulatory flood
elevations for the reach described by the
downstream and upstream locations in
the table below. The BFEs and modified
BFEs are a part of the floodplain
management measures that the
community is required either to adopt
or show evidence of having an effect in
order to qualify or remain qualified for
participation in the National Flood
Insurance Program (NFIP). In addition,
these elevations, once finalized, will be
used by insurance agents, and others to
calculate appropriate flood insurance
premium rates for new buildings and
the contents in those buildings.
DATES: Comments are to be submitted
on or before April 23, 2008.
ADDRESSES: The corresponding
preliminary Flood Insurance Rate Map
(FIRM) for the proposed BFEs for each
community are available for inspection
at the community’s map repository. The
respective addresses are listed in the
table below.
You may submit comments, identified
by Docket No. FEMA–B–7759, to
William R. Blanton, Jr., Chief,
Engineering Management Branch,
Mitigation Directorate, Federal
Emergency Management Agency, 500 C
Street, SW., Washington, DC 20472,
(202) 646–3151, or (e-mail)
bill.blanton@dhs.gov.
FOR FURTHER INFORMATION CONTACT:
William R. Blanton, Jr., Chief,
Engineering Management Branch,
Mitigation Directorate, Federal
Emergency Management Agency, 500 C
Street, SW., Washington, DC 20472,
(202) 646–3151 or (e-mail)
bill.blanton@dhs.gov.
SUPPLEMENTARY INFORMATION: The
Federal Emergency Management Agency
(FEMA) proposes to make
PO 00000
Frm 00024
Fmt 4702
Sfmt 4702
determinations of BFEs and modified
BFEs for each community listed below,
in accordance with section 110 of the
Flood Disaster Protection Act of 1973,
42 U.S.C. 4104, and 44 CFR 67.4(a).
These proposed BFEs and modified
BFEs, together with the floodplain
management criteria required by 44 CFR
60.3, are the minimum that are required.
They should not be construed to mean
that the community must change any
existing ordinances that are more
stringent in their floodplain
management requirements. The
community may at any time enact
stricter requirements of its own, or
pursuant to policies established by other
Federal, State, or regional entities.
These proposed elevations are used to
meet the floodplain management
requirements of the NFIP and are also
used to calculate the appropriate flood
insurance premium rates for new
buildings built after these elevations are
made final, and for the contents in these
buildings.
Comments on any aspect of the Flood
Insurance Study and FIRM, other than
the proposed BFEs, will be considered.
A letter acknowledging receipt of any
comments will not be sent.
Administrative Procedure Act
Statement. This matter is not a
rulemaking governed by the
Administrative Procedure Act (APA), 5
U.S.C. 553. FEMA publishes flood
elevation determinations for notice and
comment; however, they are governed
by the Flood Disaster Protection Act of
1973, 42 U.S.C. 4105, and the National
Flood Insurance Act of 1968, 42 U.S.C.
4001 et seq., and do not fall under the
APA.
National Environmental Policy Act.
This proposed rule is categorically
excluded from the requirements of 44
CFR part 10, Environmental
Consideration. An environmental
impact assessment has not been
prepared.
Regulatory Flexibility Act. As flood
elevation determinations are not within
the scope of the Regulatory Flexibility
Act, 5 U.S.C. 601–612, a regulatory
flexibility analysis is not required.
Executive Order 12866, Regulatory
Planning and Review. This proposed
rule is not a significant regulatory action
under the criteria of section 3(f) of
Executive Order 12866, as amended.
Executive Order 13132, Federalism.
This proposed rule involves no policies
that have federalism implications under
Executive Order 13132.
Executive Order 12988, Civil Justice
Reform. This proposed rule meets the
applicable standards of Executive Order
12988.
E:\FR\FM\24JAP1.SGM
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Agencies
[Federal Register Volume 73, Number 16 (Thursday, January 24, 2008)]
[Proposed Rules]
[Pages 4136-4144]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-1118]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2007-0995; FRL-8518-6]
RIN 2060-A073
Emission Standards for Stationary Diesel Engines
AGENCY: Environmental Protection Agency.
ACTION: Advance notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: With this advance notice of proposed rulemaking, the U.S.
Environmental Protection Agency is soliciting comment on several issues
concerning options the U.S. Environmental Protection Agency can pursue
through Federal rulemaking under the Clean Air Act to regulate
emissions of pollutants from existing stationary diesel engines,
generally, and specifically from larger, older stationary diesel
engines. The U.S. Environmental Protection Agency has taken several
actions over the past several years to reduce exhaust pollutants from
stationary diesel engines. The Agency continues to be interested in
exploring opportunities to further reduce exhaust pollutants from
stationary diesel engines, particularly existing stationary diesel
engines that have not been subject to federal standards. This advance
notice of proposed rulemaking is intended to explore possible options
to achieve further emissions reductions, particularly from existing
stationary diesel engines.
DATES: Comments must be received on or before February 25, 2008.
ADDRESSES: Submit your comments, identified by Docket ID No. EPA-HQ-
OAR-2007-0995, by one of the following methods:
www.regulations.gov: Follow the on-line instructions for
submitting comments.
E-mail: a-and-r-Docket@epa.gov.
Fax: (202) 566-9744.
Mail: U.S. Postal Service, send comments to: Emissions
Standards for Stationary Diesel Engines Docket, Environmental
Protection Agency, Air and Radiation Docket and Information Center,
Mailcode: 2822T, 1200 Pennsylvania Avenue, NW., Washington, DC 20460.
Please include a total of two copies. We request that a separate copy
also be sent to the contact person identified below (see FOR FURTHER
INFORMATION CONTACT).
Hand Delivery: In person or by courier, deliver comments to: EPA
Docket and Information Center, Public Reading Room, EPA West Building,
Room 3334, 1301 Constitution Avenue, NW., Washington, DC 20004. Such
deliveries are only accepted during the Docket's normal hours of
operation, and special arrangements should be made for deliveries of
boxed information.
Instructions: Direct your comments to Docket ID No. EPA-HQ-OAR-
2007-0995. The U.S. Environmental Protection Agency's (EPA's) policy is
that all comments received will be included in the public docket
without change and may be made available online at www.regulations.gov,
[[Page 4137]]
including any personal information provided, unless the comment
includes information claimed to be Confidential Business Information
(CBI) or other information whose disclosure is restricted by statute.
Do not submit information that you consider to be CBI or otherwise
protected through www.regulations.gov or e-mail. The
www.regulations.gov Web site is an ``anonymous access'' system, which
means EPA will not know your identity or contact information unless you
provide it in the body of your comment. If you send an e-mail comment
directly to EPA without going through www.regulations.gov, your e-mail
address will be automatically captured and included as part of the
comment that is placed in the public docket and made available on the
Internet. If you submit an electronic comment, EPA recommends that you
include your name and other contact information in the body of your
comment and with any disk or CD-ROM you submit. If EPA cannot read your
comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment. Electronic
files should avoid the use of special characters, any form of
encryption, and be free of any defects or viruses. For additional
information about EPA's public docket visit the EPA Docket Center
homepage at www.epa.gov/epahome/dockets.htm.
Docket: All documents in the docket are listed in the
www.regulations.gov index. Although listed in the index, some
information is not publicly available, e.g., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, will be publicly available only in hard copy.
Publicly available docket materials are available either electronically
in www.regulations.gov or in hard copy at the Emissions Standards for
Stationary Diesel Engines Docket, Environmental Protection Agency, EPA
West Building, Room 3334, 1301 Constitution Ave., NW., Washington, DC.
The Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal holidays. The telephone number for the
Public Reading Room is (202) 566-1744, and the telephone number for the
Air and Radiation Docket is (202) 566-1742.
FOR FURTHER INFORMATION CONTACT: Mr. Christopher S. Stoneman, Outreach
and Information Division, Office of Air Quality Planning and Standards,
Mail Code C304-01, Environmental Protection Agency, Research Triangle
Park, NC 27711, telephone number: (919) 541-0823, fax number: (919)
541-0072; e-mail address: stoneman.chris@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
B. What should I consider as I prepare my comments for EPA?
1. Submitting CBI.
2. Tips for Preparing Your Comments.
C. Where can I get a copy of this document and other related
information?
II. Background Information
A. What is the purpose of this action?
B. Why are emissions from diesel engines a health concern?
C. What is the Agency already doing to address diesel emissions
from new and existing stationary and mobile diesel engines?
D. What do we know about existing stationary diesel engines?
III. Specific Issues on Which EPA is Seeking Comment
A. What particular subgroups of existing stationary diesel
engines should EPA focus on and how can EPA best find information on
those engines?
B. Where can EPA find better information about the location and
numbers of existing stationary engines, who owns and operates them
and what impact they are having (including hours of operation)?
C. What are appropriate and available technically-feasible,
cost-effective methods of controlling emissions from existing
stationary diesel engines?
D. To what degree do state and local governments regulate
emissions from stationary diesel engines?
E. What are appropriate methods of ensuring compliance with such
requirements, including record-keeping and testing issues?
IV. How EPA Intends to Proceed Following Publication of This Notice
V. Statutory and Executive Order Reviews
I. General Information
A. Does this action apply to me?
This notice is likely to be of interest to a variety of parties,
including owners and operators of stationary diesel engines,
manufacturers of stationary diesel engines, state and local air quality
agencies responsible for developing diesel pollution reduction
strategies, and individuals and organizations with an interest in
emissions from diesel engines. All of these parties and others
interested in stationary diesel engine issues are encouraged to read
this notice and to submit comments for EPA's consideration.
B. What should I consider as I prepare my comments for EPA?
1. Submitting CBI. Do not submit this information to EPA through
www.regulations.gov or e-mail. Clearly mark the part or all of the
information that you claim to be CBI. For CBI information in a disk or
CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as
CBI and then identify electronically within the disk or CD-ROM the
specific information that is claimed as CBI. In addition to one
complete version of the comment that includes information claimed as
CBI, a copy of the comment that does not contain the information
claimed as CBI must be submitted for inclusion in the public docket.
Information so marked will not be disclosed except in accordance with
procedures set forth in 40 CFR part 2.
2. Tips for Preparing Your Comments. When submitting comments,
remember to:
Identify the rulemaking by docket number and other
identifying information (subject heading, Federal Register date and
page number).
Follow directions--The Agency may ask you to respond to
specific questions or organize comments by referencing a Code of
Federal Regulations (CFR) part or section number.
Explain why you agree or disagree, suggest alternatives,
and substitute language for your requested changes.
Describe any assumptions and provide any technical
information and/or data that you used.
If you estimate potential costs or burdens, explain how
you arrived at your estimate in sufficient detail to allow for it to be
reproduced.
Provide specific examples to illustrate your concerns, and
suggest alternatives.
Explain your views as clearly as possible, avoiding the
use of profanity or personal threats.
Make sure to submit your comments by the comment period
deadline identified.
C. Where can I get a copy of this document and other related
information?
In addition to being available in the docket, an electronic copy of
this notice will be available on the Worldwide Web through the
Technology Transfer Network (TTN). The TTN provides information and
technology exchange in various areas of air pollution control.
Following signature, an electronic version of this document will be
posted at www.epa.gov/ttn/oarpg under ``Recent Additions.''
II. Background Information
A. What is the purpose of this action?
The EPA has taken several actions over the past few years to reduce
[[Page 4138]]
exhaust pollutants (e.g., particulate matter (PM), nitrogen oxides
(NOX), hazardous air pollutants (HAPs)) from mobile and
stationary diesel engines as these pollutants have been associated with
several health-related concerns, including cancer, respiratory
problems, and premature death. Diesel exhaust is a complex mixture of
hundreds of constituents in either a gas or particle form resulting
from the complete and incomplete combustion of fuel and small amounts
of engine oil. While EPA uses the term ``diesel exhaust'' as a static
concept throughout this document, EPA recognizes that the mixture of
chemicals in diesel engine exhaust can vary in important ways,
particularly when comparing exhaust from uncontrolled engines to
exhaust from controlled engines.\1\ Diesel exhaust varies significantly
in chemical composition and particle sizes between different engine
types (heavy-duty, light-duty), engine operating conditions (e.g.,
idle, acceleration, deceleration) and fuel formulations (high/low
sulfur). Over 600 compounds or elements have been identified in diesel
exhaust.\2\ The emissions include particles composed of carbon and/or
inorganic constituents with organics, trace elements and ions absorbed
onto the particles, and organic and inorganic gases. The PM present in
diesel exhaust consists primarily of fine particles (generally
referring to particles less than or equal to 2.5 micrometers ([mu]m) in
diameter), including a subgroup with a large number of ultrafine
particles (generally referring to particles less than 0.1 [mu]m in
diameter). Collectively, these particles have a large surface area
which makes them effective for absorbing organic and inorganic HAPs.
Their small size also makes them highly respirable and able to reach
deeply into the lungs.\3\
---------------------------------------------------------------------------
\1\ While the EPA Diesel Health Assessment Document refers to
``diesel exhaust'' in general, it also notes that the ``health
hazard conclusions are based on exhaust emissions from diesel
engines built prior to the mid-1990s. * * * As new and cleaner
diesel engines, together with different diesel fuels, replace a
substantial number of existing engines, the general applicability of
the health hazard conclusions will need to be reevaluated.,''
``Health Assessment Document for Diesel Engine Exhaust,'' U.S.
Environmental Protection Agency, 600/8-90/057F, https://www.epa.gov/
ttn/atw/dieselfinal.pdf, May 2002, p. 1-3.
\2\ ``Expanding and Updating the Master List of Compounds
Emitted by Mobile Sources--Phase III Final Report,'' U.S.
Environmental Protection Agency, EPA420-R-06-005, https://
www.epa.gov/otaq/regs/toxics/420r06005.pdf, February 2006.
\3\ ``Air Quality Criteria for Particulate Matter,'' U.S.
Environmental Protection Agency, Volume II Document No. EPA600/P-99/
002bF, October 2004, Chapter 6.
---------------------------------------------------------------------------
As discussed below, EPA has already taken several actions to reduce
pollution from diesel engines. In combination, these efforts will
improve air quality by substantially reducing emissions of pollutants
from these engines. However, the Agency continues to be interested in
exploring further opportunities to reduce exhaust pollutants from
diesel engines generally, and specifically from larger, older
stationary diesel engines, the subject of this notice.
Some stakeholders are encouraging the Agency to review whether
there are further ways to reduce emissions of pollutants from existing
stationary diesel engines. In its comments on EPA's 2006 proposed rule
for new stationary diesel engines,\4\ Environmental Defense suggested
several possible avenues for the regulation of existing stationary
diesel engines, including use of diesel oxidation catalysts or
catalyzed diesel particulate filters, as well as the use of ultra-low
sulfur diesel (ULSD) fuel. Environmental Defense suggested that such
controls can provide significant pollution reductions at reasonable
cost.
---------------------------------------------------------------------------
\4\ ``Standards of Performance for Stationary Spark Ignition
Internal Combustion Engines and National Emission Standards for
Hazardous Air Pollution for Reciprocating Internal Combustion
Engines,'' 71 FR 33803-33855, www.epa.gov/ttn/atw/rice/ricepg.html,
June 12, 2006.
---------------------------------------------------------------------------
As a result of discussions with Environmental Defense and other
interested stakeholders, EPA is undertaking this Advance Notice of
Proposed Rulemaking (ANPR). The purpose of this action is to solicit
comment and collect information to aid decision-making related to the
reduction of HAP emissions from existing stationary diesel engines and
specifically from larger, older engines under Clean Air Act (CAA)
section 112 authorities.\5\ The Agency is seeking comment on the
larger, older engines because available data indicate that they emit
the majority of PM and toxic emissions from non-emergency stationary
engines as a whole.
---------------------------------------------------------------------------
\5\ If reductions in HAP emissions occur in the future through
the issuance of EPA regulation, because some HAPs are in the
particulate form, a reduction in HAP emissions may also result in
reductions of emissions of particulate matter.
---------------------------------------------------------------------------
The EPA requests comment on specific, well supported information
that will assist the Agency with moving forward with the regulation of
existing stationary diesel engines (Section III). The areas for which
EPA is seeking comment include:
Locations of stationary diesel engines;
Usage and duty cycles;
Technical parameters that help define ``older'' engines
for purposes of defining potential subcategories of engines;
Which stationary diesel engines to control;
Appropriate controls for those engines;
Existing stationary engine control measures in place,
including State and local requirements;
Costs and cost effectiveness of, and emission reductions
associated with, different control technologies and control strategies;
and
Monitoring, recordkeeping and reporting requirements for
owners and operators of existing stationary engines subject to
emissions standards.
In this ANPR, EPA provides background information on:
Existing and other proposed efforts to control stationary
engine emissions;
Some of the information we have on existing stationary
diesel engines; and
Health concerns related to emissions from diesel engines.
B. Why are emissions from diesel engines a health concern?
EPA published a Diesel Health Assessment Document (Diesel HAD) in
September 2002.\6\ Some of the HAD's important results are summarized
here. The Diesel HAD classified exposure to diesel exhaust as ``likely
to be carcinogenic to humans by inhalation'' at environmental levels of
exposure. Other agencies at the international, federal and state level
have come to similar conclusions.\7\ The EPA Diesel HAD provided
insight into the possible ranges of lung cancer risk that might be
present in the population resulting from environmental exposure to
diesel emissions. Lifetime cancer risk may exceed 10-5 and
could be as high as 10-3. Because of uncertainties, the
analysis acknowledged that the risks could be lower than
10-4 or 10-5, and a zero risk from diesel exhaust
exposure was not ruled out. This range of values includes numerous
uncertainties and, as discussed in the Diesel HAD, does not constitute
an Agency cancer unit risk range suitable for estimating the number of
cancer cases resulting from exposure to diesel exhaust. EPA's 1999
National-Scale Air Toxics Assessment (NATA) does not include a
quantitative estimate of cancer risk for diesel exhaust, but it
concludes that diesel exhaust ranks with the other emissions that the
[[Page 4139]]
national-scale assessment suggests pose the greatest relative risk.\8\
The purpose of this national-scale assessment is to provide a
perspective on the magnitude of risks posed by outdoor sources of air
toxics and to identify the pollutants and sources that are important
contributors to these health risks.
---------------------------------------------------------------------------
\6\ Health Assessment Document for Diesel Engine Exhaust,'' U.S.
Environmental Protection Agency, 600/8-90/057F, https://www.epa.gov/
ttn/atw/dieselfinal.pdf, May 2002.
\7\ A [0] number of other agencies (National Institute for
Occupational Safety and Health, the International Agency for
Research on Cancer, the World Health Organization, California EPA,
and the U.S. Department of Health and Human Services) have made
similar classifications regarding the diesel exhaust lung cancer
hazard.
\8\ For more information on NATA, see https://www.epa.gov/ttn/
atw/nata1999/risksum.html.
---------------------------------------------------------------------------
The Diesel HAD established an inhalation Reference Concentration
(RfC) of 5 [mu]g/m\3\ for diesel exhaust as measured by diesel PM.\9\
The Diesel HAD concludes ``that acute exposure to DE [diesel exhaust]
has been associated with irritation of the eye, nose, and throat,
respiratory symptoms (cough and phlegm), and neurophysiological
symptoms such as headache, lightheadedness, nausea, vomiting, and
numbness or tingling of the extremities.'' \10\ There is also evidence
of immunologic effects such as the exacerbation of allergenic responses
to known allergens and asthma-like symptoms.
---------------------------------------------------------------------------
\9\ An RfC is defined by EPA as ``an estimate of a continuous
inhalation exposure to the human population, including sensitive
subgroups, with uncertainty spanning perhaps an order of magnitude,
which is likely to be without appreciable risks of deleterious
noncancer effects during a lifetime.''
\10\ ``Health Assessment Document for Diesel Engine Exhaust,''
U.S. Environmental Protection Agency, 600/8-90/057F, https://
www.epa.gov/ttn/atw/dieselfinal.pdf, May 2002, p. 9-9.
---------------------------------------------------------------------------
Diesel exhaust is a mixture that includes HAPs that are known or
suspected human carcinogens or have noncancer effects, including
benzene, 1,3-butadiene, formaldehyde, acetaldehyde, polycyclic organic
matter (POM), and naphthalene. Benzene\11\ and 1,3-butadiene\12\ are
known human carcinogens. Noncancer health effects may include
neurological, cardiovascular, liver, kidney, and respiratory effects,
as well as effects on the immune and reproductive systems.
---------------------------------------------------------------------------
\11\ Integrated Risk Information System File for Benzene, U.S.
Environmental Protection Agency, https://www.epa.gov/ncea/iris/subst/
0276.htm, 2000.
\12\ Integrated Risk Information System File for 1,3-Butadiene,
U.S. Environmental Protection Agency, https://www.epa.gov/ncea/iris/
subst/0139.htm, 2002.
---------------------------------------------------------------------------
Several of the HAPs emitted by diesel engines (e.g., acrolein,
benzene, 1,3-butadiene, formaldehyde, naphthalene, and POM) were
identified in EPA's 1999 NATA as national or regional cancer and/or
noncancer risk drivers.\13\ However, EPA does not have high confidence
in the NATA data for all these compounds.\14\ It should be noted that
the NATA modeling framework has a number of limitations which prevent
its use as the sole basis for setting regulatory standards. These
limitations and uncertainties are discussed on the 1999 NATA Web site.
Even so, this modeling framework is very useful in identifying air
toxic pollutants and sources of greatest concern, setting regulatory
priorities, and informing the decision making process.\15\
---------------------------------------------------------------------------
\13\ More information on NATA risk drivers is available at:
https://www.epa.gov/ttn/atw/nata1999/risksum.html.
\14\ See ``Control of Emissions From New Marine Compression-
Ignition Engines at or Above 30 Liters per Cylinder; Proposed
Rule,'' 72 FR 69521-69552, 69534, https://www.epa.gov/fedrgstr/EPA-
AIR/2007/December/Day-07/a23556.htm, December 2007.
\15\ For more information on NATA, see https://www.epa.gov/ttn/
atw/nata1999/risksum.html.
---------------------------------------------------------------------------
Diesel emissions contain fine and ultra-fine PM and contribute
significantly to ambient PM2.5 concentrations in many areas
of the country.\16\ The nature of the effects that have been reported
to be associated with fine particle exposures include premature
mortality, aggravation of respiratory and cardiovascular disease (as
indicated by increased hospital admissions and emergency department
visits), changes in lung function and increased respiratory symptoms,
as well as new evidence for more subtle indicators of cardiovascular
health (71 FR 61152, October 17, 2006).\17\ The PM Air Quality Criteria
Document also notes that the PM components of gasoline and diesel
engine exhaust represent one class of hypothesized likely important
contributors to the observed ambient PM-related increases in lung
cancer incidence and mortality.\18\ The PM2.5 National
Ambient Air Quality Standard is designed to provide protection from the
noncancer and premature mortality effects of PM2.5 as a
whole, of which diesel PM is a constituent.\19\
---------------------------------------------------------------------------
\16\ ``Health Assessment Document for Diesel Engine Exhaust,''
U.S. Environmental Protection Agency, 600/8-90/057F, https://
www.epa.gov/ttn/atw/dieselfinal.pdf, May 2002, p. 2-97, Table 2-23.
\17\ Detailed information on the health effects of PM is
provided in: ``Air Quality Criteria for Particulate Matter,'' U.S.
Environmental Protection Agency, Volume I, EPA600/P-99/002aF and
Volume II, EPA600/P-99/002bF, October 2004; ``Review of the National
Ambient Air Quality Standard for Particulate Matter: Policy
Assessment of Scientific and Technical Information, OAQPS Staff
Paper,'' U.S. Environmental Protection Agency, EPA-452/R-05-005,
2005; ``National Ambient Air Quality Standards for Particulate
Matter; Proposed Rule,'' 71 FR 2620-2708, 2626-2637, https://
www.epa.gov/air/particlepollution/actions.html, January 17, 2006 and
``National Ambient Air Quality Standards for Particulate Matter;
Final Rule,'' 71 FR 61144-61233, https://www.epa.gov/air/
particlepollution/actions.html, October 17, 2006.
\18\ ``Air Quality Criteria for Particulate Matter,'' U.S.
Environmental Protection Agency, Volume I, EPA600/P-99/002aF and
Volume II, EPA600/P-99/002bF, October 2004, p. 8-318.
\19\ ``Control of Emissions of Air Pollution From Locomotive
Engines and Marine Compression-Ignition Engines Less Than 30 Liters
per Cylinder; Proposed Rule,'' 72 FR 15937-15986, 15958, https://
www.epa.gov/oms/locomotv.htm, April 3, 2007.
---------------------------------------------------------------------------
Diesel exhaust also includes NOX and volatile organic
compounds, which react in the presence of sunlight to form ozone. Ozone
contributes to serious public health problems, including aggravation of
respiratory disease (as indicated by increased hospital admissions and
emergency room visits, school absences, lost work days, and restricted
activity days), changes in lung function and increased respiratory
symptoms, altered respiratory defense mechanisms, and chronic
bronchitis. In addition, there is suggestive evidence of a contribution
of ozone to cardiovascular-related morbidity and highly suggestive
evidence that short-term ozone exposure directly or indirectly
contributes to non-accidental and cardiopulmonary-related mortality,
but additional research is needed to more fully establish underlying
mechanisms by which such effects occur.\20\
---------------------------------------------------------------------------
\20\ Detailed information regarding the health effects of
ozone[0] is provided in: ``Air Quality Criteria for Ozone and
Related Photochemical Oxidants (Final),'' U.S. Environmental
Protection Agency, EPA/600/R-05/004aF-cF, 2006, pp. 7-97 and 8-78;
``Review of the National Ambient Air Quality Standards for Ozone:
Policy Assessment of Scientific and Technical Information, OAQPS
Staff Paper,'' U.S. Environmental Protection Agency, EPA-452/R-07-
003, January 2007; and ``National Ambient Air Quality Standards for
Ozone: Proposed Rule,'' 72 FR 37818-37919, 37844 and 37836, https://
www.epa.gov/air/ozonepollution/actions.html, July 11, 2007.
---------------------------------------------------------------------------
Tables 3 and 4 in the Section II.D. below indicate that older,
larger non-emergency stationary source diesel engines generate a
substantial share of the emissions from all stationary diesel engines.
In this context, it is important to consider the health effects
associated with diesel exhaust.
C. What is the Agency already doing to address diesel emissions from
new and existing stationary and mobile diesel engines?
EPA has undertaken several specific regulatory efforts to control
emissions from new or reconstructed stationary diesel engines. In June
2004, EPA published national emission standards for hazardous air
pollutants (NESHAP) for stationary reciprocating internal combustion
engines (RICE) \21\ with a site rating of greater than 500 brake horse
power (BHP) located at major sources.\22\
[[Page 4140]]
The rule contains emission limitations for new and reconstructed
compression ignition (i.e. diesel) stationary RICE, among other
sources. In that action, EPA identified stationary RICE as major
sources of HAP emissions, such as formaldehyde, acrolein, methanol, and
acetaldehyde. The NESHAP required all RICE above 500 BHP located at
major sources to meet HAP emission standards reflecting the application
of the maximum achievable control technology (MACT). EPA estimated at
the time that 40% of stationary RICE would be located at major sources
and thus, subject to the final rule. New or reconstructed stationary
RICE that operate exclusively as emergency or limited use units were
subject only to initial notification requirements. The RICE rule is
projected to reduce total national HAP emissions by an estimated 5,600
tons per year (tpy) in the 5th year after the rule is promulgated. EPA
expects that engine manufacturers will achieve the expected reductions
by installing diesel oxidation catalysts. The emissions reduction
performance provided by the installation of diesel oxidation catalysts
through this rule were projected to reduce PM emissions from the
affected engines by 20-30%, compared with uncontrolled engines.
---------------------------------------------------------------------------
\21\ A reciprocating engine is an internal combustion engine
that uses reciprocating motion to convert heat energy into
mechanical work.
\22\ ``National Emission Standards for Hazardous Air Pollutants
for Stationary Reciprocating Internal Combustion Engines,'' 69 FR
33474-33522, www.epa.gov/ttn/atw/rice/ricepg.html, June 15, 2004.
---------------------------------------------------------------------------
In July 2006, EPA published new source performance standards (NSPS)
for new stationary compression ignition (CI) internal combustion
engines (ICE).23 24 The standards implement section 111(b)
of the CAA and are based on the Administrator's determination that
stationary CI ICE cause, or contribute significantly to, air pollution
that may reasonably be anticipated to endanger public health or
welfare. The standards require all new, modified, and reconstructed
stationary CI ICE to use the best demonstrated system of continuous
emission reduction of PM, NOX, hydrocarbons and CO
considering costs, non-air quality health, and environmental and energy
impacts. The CI ICE NSPS affects stationary CI ICE that commenced
construction, modification or reconstruction after July 11, 2005. EPA
generally requires that engines affected by the rulemaking use ULSD
\25\ for all engines (emergency and non-emergency). EPA expects that
non-emergency engines will need to use diesel particulate filters and
NOX aftertreatment to meet the NSPS. The final standards
will reduce NOX by an estimated 38,000 tpy, PM by an
estimated 3,000 tpy, sulfur dioxide by an estimated 9,000 tpy,
nonmethane hydrocarbons by an estimated 600 tpy, and CO by an estimated
18,000 tpy in the year 2015.
---------------------------------------------------------------------------
\23\ ``Standards of Performance for Stationary Compression
Ignition Internal Combustion Engines; Final Rule,'' 71 FR 39153-
39185, www.epa.gov/fedrgstr/EPA-AIR/2006/July/Day-11/a5968.htm, July
11, 2006.
\24\ Similar to the diesel engines covered by the RICE rule,
these compression ignition, internal combustion engines are also
reciprocating, diesel engines. However, the 2006 NSPS rulemaking
covered fewer types of engines and different pollutants than the
June 2004 RICE rule. The 2006 rulemaking addressed criteria
pollutants from compression ignition engines, while the 2004 RICE
rule addressed HAP emissions from both compression-ignition and
spark-ignition engines, both of which are reciprocating engines. For
that reason, the 2004 engine rule refers to the engines it covers as
``RICE'' rather than the narrower term used to describe the engines
covered by the 2006 engine rule: CI ICE.
\25\ EPA also requires ULSD for nonroad and on-highway engines
that should help ensure widespread availability of the fuel for
stationary engines. See ``Control of Air Pollution from New Motor
Vehicles: Heavy-Duty Engine and Vehicle Standards and Highway Diesel
Fuel Sulfur Control Requirements,'' 66 FR 5001-5193, www.epa.gov/
otaq/highway-diesel/regs/2007-heavy-duty-highway.htm, January 2001
and ``Control of Emissions of Air Pollution From Nonroad Diesel
Engines and Fuel,'' 69 FR 38957-39273, www.epa.gov/nonroad-diesel/
2004fr.htm, June 29, 2004.
---------------------------------------------------------------------------
In June 2006, EPA published a proposed NESHAP for stationary RICE
that either are located at area sources of HAP emissions or that have a
site rating of less than or equal to 500 BHP and are located at major
sources of HAP emissions.\26\ In that same action, EPA also proposed
NSPS for stationary spark ignition internal combustion engines. In
December 2007, EPA finalized the NSPS for spark ignition engines and
the NESHAP for new stationary RICE sources. EPA will be issuing a
proposed NESHAP for existing engines in 2009.
---------------------------------------------------------------------------
\26\ ``Standards of Performance for Stationary Spark Ignition
Internal Combustion Engines and National Emission Standards for
Hazardous Air Pollution for Reciprocating Internal Combustion
Engines,'' 71 FR 33803-33855, www.epa.gov/ttn/atw/rice/ricepg.html,
June 12, 2006.
---------------------------------------------------------------------------
For new mobile source diesel engines, EPA has issued the Heavy-Duty
Highway Diesel Engine and Fuel Rule \27\ and the Clean Air Nonroad
Diesel Engine and Fuel Rule \28\ regulatory programs. Overall, the
substantial majority of diesel exhaust is emitted from mobile sources
rather than stationary sources. Engines meeting the emission standards
required by the Heavy-Duty Highway Diesel Engine and Fuel Rule achieve
a greater than 98 percent reduction in PM and NOX over
uncontrolled emission levels. This program, when fully phased in, will
provide annual emission reductions equivalent to removing the pollution
from more than 90 percent of today's trucks and buses, or about 13
million trucks and buses. We project that in 2030, when the current
heavy-duty vehicle fleet is completely replaced with newer heavy-duty
vehicles that comply with these emission standards, this program will
reduce annual emissions of non-methane hydrocarbons by 115,000 tons, PM
by 109,000 tons, and NOX by 2.6 million tons. Similarly, the
nonroad program will reduce NOX and PM emissions from
nonroad diesel engines by more than 90 percent. Both rules will provide
a wide range of public health benefits. Additionally, EPA has recently
proposed regulations for locomotive and marine engines. These
regulatory programs will ultimately yield reductions of PM and
NOX from mobile sources as high as 90%, depending upon
engine category.
---------------------------------------------------------------------------
\27\ See ``Control of Air Pollution from New Motor Vehicles:
Heavy-Duty Engine and Vehicle Standards and Highway Diesel Fuel
Sulfur Control Requirements,'' 66 FR 5001-5193, www.epa.gov/otaq/
highway-diesel/regs/2007-heavy-duty-highway.htm, January 2001.
\28\ See ``Control of Emissions of Air Pollution From Nonroad
Diesel Engines and Fuel,'' 69 FR 38957-39273, www.epa.gov/nonroad-
diesel/2004fr.htm, June 29, 2004.
---------------------------------------------------------------------------
EPA has also developed the National Clean Diesel Campaign, which
aims to reduce emissions from existing mobile source diesel engines
through innovative retrofit programs. Through the campaign, as of 2005
more than 300 clean diesel projects nationwide are resulting in
significant emission reductions (in lifetime tons) including: 110,000
NOX, 20,000 PM, 35,000 hydrocarbons and 25,000 carbon
monoxide (CO).\29\ To date, emissions from more than 200,000 diesel
vehicles have been reduced through these projects.
---------------------------------------------------------------------------
\29\ For more information, see ``National Clean Diesel Campaign:
Innovative Strategies for Cleaner Air, 2005 Progress Report,'' U.S.
Environmental Protection Agency, EPA420-R-06-009, https://
www.epa.gov/cleandiesel/documents/420r06009.pdf, June 2006.
---------------------------------------------------------------------------
In addition to these rulemakings, EPA is reviewing its ability to
take certain steps to further encourage emission reductions from
existing diesel engines, including:
1. Publishing a control techniques guideline/alternative control
technology document for existing stationary diesel engines;
2. Developing guidance pertaining to EPA review of federal actions
under the National Environmental Policy Act and CAA section 309
addressing the characterization and mitigation of emissions from new
and existing diesel engines;
3. Encouraging emission controls for existing stationary diesel
engines through voluntary programs;
4. Exploring methods of promoting the use of clean diesel engines
by entities in the federal government; and
[[Page 4141]]
5. Publishing a white paper together with an analytical tool for
local areas and states to estimate health benefits of diesel emissions
reduction strategies.
In addition, EPA, among others, is helping to fund the study of
differences in the health effects associated with PM from cleaner
burning diesel engines.
D. What do we know about existing stationary diesel engines?
EPA's knowledge about the types of and use of stationary diesel
engines consists primarily of certain general information. Based on the
number of hours of operation, existing stationary diesel engines are
considered either non-emergency or emergency. Generally, non-emergency
engines operate about 1,000 hours per year, though they can run more or
less than that. Non-emergency engines are engines that are used for
several purposes or applications such as: oil and gas industry,
including oil and gas extraction and transmission; agriculture (e.g.,
irrigation pumps); and generation of electricity in remote areas or for
purposes of meeting peak demand. Emergency engines operate on an
emergency or as-needed basis, including periodically for short periods
of time for testing purposes to ensure engine performance in the event
of an emergency. Applications for emergency engines include electric
power for emergency commercial and institutional needs. For example,
hospitals and any other facilities that require power in the event of a
power outage may use emergency engines. Emergency engines typically
operate an average of 50 hours per year.
Based on (1) sales information from diesel engine manufacturers,
(2) data from the Power Systems Research Database and (3) estimates of
the stationary source fraction of the total engine sales, EPA estimates
that there are about 900,000 existing stationary compression ignition
(CI) or diesel engines in the U.S. (see Table 1). About 20% of the
engines (about 180,000) are considered non-emergency and about 80% are
considered emergency (about 720,000).
Generally, diesel emissions from the engines reflected in Table 1
(and the other Tables in this notice) are largely uncontrolled at the
Federal level as EPA's emissions standards for stationary diesel
engines did not take effect until August 2004. Non-emergency engines
are estimated to emit 90% of total combined PM and NOX
emissions from all stationary diesel engines, while emergency engines
are estimated to emit 10% of total PM and NOX emissions.
Based on this information, we believe that a relatively small
percentage of the total number of stationary diesel engines operating
in the United States are emitting a significant amount of the HAPs from
stationary diesel engines overall.
Of the non-emergency engines, about 36,000 non-emergency engines
rated 300 BHP or higher were built prior to 1996, which is about 21% of
all non-emergency engines (see Table 2). These 36,000 engines emit
about:
57% of the total PM emissions from all stationary non-
emergency diesel engines (see Table 3); and
59% of the total HAP emissions from all stationary non-
emergency diesel engines (see Table 4).
Table 1.--Engine Manufacturers Association Estimates of Stationary Diesel Engines in Use in the U.S.
----------------------------------------------------------------------------------------------------------------
Engine ratings < 1980 1980-1994 1995-2001 2002-2005 Totals Percent
----------------------------------------------------------------------------------------------------------------
>=50 and <100 BHP............. 26,200 62,759 49,919 22,521 161,399 17.9
>=100 and <175 BHP............ 57,426 92,857 61,572 23,634 235,489 26.1
>=175 and <300 BHP............ 27,198 63,991 57,739 40,877 189,805 21.1
>=300 and <600 BHP............ 70,303 53,188 38,778 31,403 193,672 21.5
>=600 and <750 BHP............ 8,562 12,664 10,743 8,648 40,617 4.5
>=750......................... 6,899 28,357 33,835 10,520 79,611 8.8
---------------------------------------------------------------------------------
Totals.................... 196,588 313,816 252,586 137,603 900,593 99.9
Percent................... 21.8 34.8 28.0 15.3 ........... ...........
----------------------------------------------------------------------------------------------------------------
Notes:
The Engine Manufacturers Association engine sales data that was used to help develop these numbers
represent 70% of total U.S. engine sales.
Assumes all 1999-2005 engines are currently in operation.
Total percent does not equal 100 due to rounding.
Source: Engine Manufacturers Association.
Table 2.--Engine Manufacturers Association Estimates of Non-Emergency Stationary Diesel Engines in Use in the
U.S.
----------------------------------------------------------------------------------------------------------------
Engine ratings < 1980 1980-1995 1996-2001 2002-2005 Totals Percent
----------------------------------------------------------------------------------------------------------------
>=50 and <100 BHP................. 4,978 14,145 7,264 4,279 30,666 17.9
>=100 and <175 BHP................ 10,911 21,163 8,179 4,490 44,743 26.1
>=175 and <300 BHP................ 5,168 14,700 8,429 7,767 36,064 21.1
>=300 and <600 BHP................ 13,358 11,217 6,256 5,967 36,798 21.5
>=600 and <750 BHP................ 1,627 2,644 1,804 1,643 7,718 4.5
>=750............................. 1,311 6,212 5,605 1,999 15,127 8.8
-----------------------------------------------------------------------------
Totals........................ 37,353 70,081 37,537 26,145 171,116 100.0
----------------------------------------------------------------------------------------------------------------
Engines 300 BHP and < 1996: 36,369 (21.3 of all non-emergency engines)
----------------------------------------------------------------------------------------------------------------
Notes:
EPA is providing the 36,369 engine number because we are considering focusing for regulation on non-
emergency diesel engines that were built before 1996 and that are rated greater than 300 BHP, although EPA is
open to alternatives that commenters may propose. See Section III for a more detailed discussion of this
issue.
Source: Engine Manufacturers Association.
[[Page 4142]]
Table 3.--Engine Manufacturers Association Estimates of Percent PM Emissions From Non-Emergency Engines
----------------------------------------------------------------------------------------------------------------
Engine ratings <1980 1980-1995 1996-2001 2002-2005 Totals
----------------------------------------------------------------------------------------------------------------
>=50 and <100 BHP......................... 1.3 2.4 0.7 0.3 4.7
>=100 and <175 BHP........................ 5.0 6.5 1.3 0.4 13.2
>=175 and <300 BHP........................ 4.1 7.8 1.8 0.6 14.3
>=300 and <600 BHP........................ 20.1 11.3 2.5 0.9 34.8
>=600 and <750 BHP........................ 3.7 4.0 1.1 0.4 9.2
>=750..................................... 4.4 13.9 5.0 0.7 24
---------------------------------------------------------------------
Totals................................ 38.6 45.9 12.4 3.3 100.2
----------------------------------------------------------------------------------------------------------------
Percent PM Emissions from non-emergency engines 300 BHP built prior to 1996: 57.4.
----------------------------------------------------------------------------------------------------------------
Notes:
The percent estimates are based on an Engine Manufacturers Association assumption that non-emergency
engines operate about 2,000 hours/year. EPA in its rulemaking analyses assumes about 1,000 hours/year of
operation for non-emergency engines. The 2,000 hours/year assumption is used here because we are using the
most readily available information that the Engine Manufacturers Association has provided to EPA. However, EPA
would not expect the percent estimates in this table to differ significantly under the 1,000 hours/year EPA
assumption.
Emissions estimates based on EPA AP-42 emission factors and recent mobile source emission factors:
www.epa.gov/ttn/chief/ap42/ch03/.
Total percent does not equal 100 due to rounding.
Source: Engine Manufacturers Association.
Table 4.--U.S. Environmental Protection Agency Estimates of Percent HAP Emissions From Non-Emergency Engines
----------------------------------------------------------------------------------------------------------------
Engine ratings <1980 1980-1995 1996-2001 2002-2005 Totals
----------------------------------------------------------------------------------------------------------------
>=50 and <100 BHP.......................... 0.5 1.4 0.5 0.2 2.6
>=100 and <175 BHP......................... 2.5 4.9 1.1 0.5 9.1
>=175 and <300 BHP......................... 2.3 6.6 1.7 1.0 11.7
>=300 and <600 BHP......................... 17.4 14.6 2.4 2.3 36.7
>=600 and <750 BHP......................... 4.4 7.1 1.1 1.0 13.5
>=750...................................... 2.7 12.7 9.3 1.7 26.4
--------------------------------------------------------------------
Totals................................. 29.9 47.4 16.1 6.6 100.0
----------------------------------------------------------------------------------------------------------------
Percent HAP Emissions from non-emergency engines 300 BHP built prior to 1996: 58.9.
----------------------------------------------------------------------------------------------------------------
Notes:
Percent estimates based on assumption that non-emergency engines run about 1,000 hours/year. EPA in its
rulemaking analyses assumes about 1,000 hours/year for non-emergency engines.
HAP emissions estimates include: Formaldehyde, acetaldehyde, polycyclic aromatic hydrocarbons,
naphthalene, and acrolein.
Emissions estimates based on EPA AP-42 emission factors and recent mobile source emission factors:
www.epa.gov/ttn/chief/ap42/ch03/.
Source: U.S. Environmental Protection Agency.
III. Specific Issues on Which EPA Is Seeking Comment
Although we have some limited information about larger, older
stationary diesel engines, we have a need for more detailed and current
data related to existing engines. We are issuing this ANPR to request
information that will help inform our efforts on how best to control
emissions from these engines. There are several issues that we need to
understand more fully in order to implement a program for existing
stationary diesel engines. In this section, we break down the specific
areas of interest for which we are requesting comment.
A. What particular subgroups of existing stationary diesel engines
should EPA focus on and how can EPA best find information on those
engines?
Currently, EPA is considering focusing on non-emergency diesel
engines that were built before 1996 and that are rated greater than 300
BHP, although EPA is open to alternatives that commenters may propose
that are well supported with appropriate data. We are focusing on non-
emergency engines, because, while they represent only 20% of the total
number of stationary engines, they are responsible for a significant
amount of HAP emissions from stationary engines. EPA is considering
focusing on pre-1996 engines because, generally speaking, emissions
controls were not implemented in a significant way on nonroad diesel
engines until the 1996 engine model year. Thus, the pre-1996 engines
represent stationary engines that EPA believes are largely
uncontrolled. In addition, diesel retrofit controls are typically more
cost effective and technically feasible the larger the engine.\ 30\
When these three criteria are combined, it comprises a set of larger,
older non-emergency engines that represent the majority of PM and
toxics emissions from non-emergency engines as a whole (see Tables 3
and 4).
---------------------------------------------------------------------------
\30\ For more information, see ``The Cost-Effectiveness of
Heavy-Duty Diesel Retrofits and Other Mobile Source Emission
Reduction Projects and Programs,'' U.S. Environmental Protection
Agency, EPA420-B-07-006, www.epa.gov/cleandiesel/publications.htm,
May 2007.
---------------------------------------------------------------------------
While we believe this is an appropriate set of engines to focus on,
we are requesting comment on whether there are other appropriate
categories of engines that should also be considered. For example,
should EPA consider requiring emission reductions for non-
[[Page 4143]]
emergency stationary diesel engines built in the late 1990s
(notwithstanding our estimates that total emissions from these engines
are lower). The list below further explores diesel control technologies
and associated emission reduction issues.
Particular areas for categorization of engines on which we could
focus include:
The model year of the engine, including engines built
since 1996 and remaining useful engine life for older engines;
The type and size of engine, including engines rated less
than 300 BHP in size;
The number of hours of operation and/or time profile
annually or over a shorter term;
The applicable technologies, and corresponding emissions
reductions available, for given ages and sizes of engines;
The duty cycle;
The sector or use;
The ability of engine owners and operators to access the
lower sulfur fuel necessary to ensure the proper performance of
pollution control devices;
Ease of installation and cost effectiveness of emissions
reductions associated with controls on existing stationary diesel
engines, including newer, later model year engines; and
Any other distinguishing characteristics commenters may
think important.
B. Where can EPA find better information about the location and numbers
of existing stationary engines, who owns and operates them and what
impact they are having (including hours of operation)?
Above, EPA lays out the general information it has available on the
numbers of stationary diesel engines believed operating today. EPA
specifically estimates that there are approximately 36,000 non-
emergency, pre-1996 stationary diesel engines larger than 300 BHP. EPA
seeks comment on the accuracy of these numbers, as well as of the other
estimates in Tables 3 and 4. EPA is requesting any information that
informs its understanding of the number and distribution of these
stationary diesel engines and the group(s) that would be most affected
by any requirements to reduce emissions.
We also lack detailed information on the location of these sources,
including their owners and operators. If EPA proposes standards based
on engine size and age criteria, then we would need detailed
information on the location or the owners and operators of these
sources.
We are aware of the following information sources from which we
need information that we currently lack:
State-managed permit databases;
State-gathered information through surveys and other
means;
Engine manufacturer and owner/operator and fuel industry
information such as fuel distribution/delivery records, and fuel
storage tank sales, repairs, and permits;
Industry sectors that are major owners and operators of
diesel engines, including their trade associations such as the
Interstate Natural Gas Association of America and the American
Petroleum Institute; and
Diesel control technology manufacturers.
We would like to know if states have an accurate count of the
number of engines operating in the state, including their purpose and
hours of operation. If so, EPA is also interested in the source of the
information (e.g., a state permit database). We are also interested in
any small business impacts and other relevant information about the
owners and operators and number of hours that these engines operate.
C. What are appropriate and available technically-feasible, cost-
effective methods of controlling emissions from existing stationary
diesel engines?
EPA seeks information on control technologies and other methods for
reducing diesel HAP emissions from existing stationary diesel engines,
particularly for non-emergency, pre-1996 engines that are rated greater
than 300 BHP. These methods include, but are not limited to, one or
more of the following:
Retrofitting with diesel particulate filters, including
both actively and passively regenerated filters;
Retrofitting with partial flow filters;
Retrofitting with oxidation catalysts;
Retrofitting with closed crankcase ventilation systems;
Engine recalibration or fuel system upgrade;
Replacement with new, state-of-the-art engines;
Use of low sulfur diesel (500 parts per million (ppm)) or
ULSD (15 ppm) fuel;
Use of fuel substitution systems using natural gas;
Use of biodiesel; and
Management practices.
EPA understands that there may be limitations, both economic and
technical, to certain control methods and solicits engine emissions
testing data, cost data and other information to inform our approach to
these issues. For example, EPA would like clarification on the
following:
The extent to which low sulfur and ULSD fuel may be
problematic in certain older engines due to fuel system seal leakage
and how this problem has been addressed through fuel additives and/or
modifications to mobile source engines;
Potential for the malfunction of diesel retrofit devices
on older engines (e.g., diesel particulate filters), the engine
conditions that lead to this problem, and appropriate precautions to
avoid malfunction;
Technical feasibility of controls for short use periods
(e.g., need for controls to warm up in order to be effective, the need
for these engines to start immediately without mechanical
complications);
Cost-effectiveness of controls on existing engines (i.e.,
emissions reductions relative to cost and hours operated);
Cost, availability and emissions related to fuel
substitution systems using natural gas;
The equipment and operating costs (and any challenges,
including safety issues) associated with known control technologies;
Engine size limitations beyond which a control technology
may become infeasible and for what reason; and
Any other technical and economic feasibility issues that
would affect the control of emissions reductions from older, larger and
smaller diesel engines.
D. To what degree do state and local governments regulate emissions
from stationary diesel engines?
EPA requests comment on the extent to which state and local
governments have issued regulations to reduce emissions from stationary
diesel engines of all sizes, particularly the larger, older engines.
EPA is aware, for example, that the States of California \31\ and
Wisconsin \32\ have issued rules that mandate reductions of particulate
emissions from existing stationary diesel engines. EPA is interested in
information about other state and local governments that have issued
[[Page 4144]]
regulations controlling emissions from existing stationary diesel
engines.
---------------------------------------------------------------------------
\31\ For more information on the California rule, see:
``Airborne toxic control measure for stationary compression ignition
engines,'' section 93115, title 17, California Code of Regulations,
www.arb.ca.gov/diesel/ag/documents/finalatcm.pdf.
\32\ For more information on the Wisconsin rule, see: ``Fuel,
control and compliance requirements for compression ignition
internal combustion engines combusting fuel oil,'' section NR
445.09, www.legis.state.wi.us/rsb/code/nr/nr445.pdf.
---------------------------------------------------------------------------
E. What are appropriate methods of ensuring compliance with such
requirements, including recordkeeping and testing issues?
Given the large population of stationary diesel engines and our
lack of information on the location and owners and operators of these
engines, EPA requests comment on effective methods to ensure compliance
with any emission reduction requirements. EPA also requests comment on
the extent to which the owners and operators of these engines are small
businesses and on what the appropriate regulatory compliance
requirements should be for those entities. EPA is especially interested
in ways to minimize the monitoring burden to individual owners and
operators, while maintaining an appropriate level of environmental
protection.
IV. How EPA Intends To Proceed Following Publication of This Notice
Following the closing of the comment period for this notice, EPA
will summarize and analyze the comments received. The summary and
analysis will be used to help develop and inform the notice of proposed
rulemaking that will follow this notice.
V. Statutory and Executive Order Reviews
Under Executive Order (EO) 12866 (58 FR 51735, October 4, 1993),
this action is a ``significant regulatory action.'' Accordingly, EPA
submitted this action to the Office of Management and Budget (OMB) for
review under EO 12866 and any changes made in response to OMB
recommendations have been documented in the docket for this action.
Generally, because this action is ``advanced'' in nature and does not,
therefore, propose any requirements on any entities, the various
administrative requirements EPA must address in the rulemaking process
are not applicable. When EPA issues a notice of proposed rulemaking
that contains proposed emissions standards for stationary diesel
engines, EPA will address those requirements.
Lists of Subjects in 40 CFR Part 63
Environmental protection, Air toxics.
Dated: January 16, 2008.
Stephen L. Johnson,
Administrator.
[FR Doc. E8-1118 Filed 1-23-08; 8:45 am]
BILLING CODE 6560-50-P