Nevada Disaster # NV-00008, 2560-2561 [E8-623]
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Federal Register / Vol. 73, No. 10 / Tuesday, January 15, 2008 / Notices
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–57113; File No. SR–CTA–
2007–02]
Consolidated Tape Association; Order
Approving the Eleventh Substantive
Amendment to the Second
Restatement of the Consolidated Tape
Association Plan
January 8, 2008.
I. Introduction
On November 5, 2007, the
Consolidated Tape Association (‘‘CTA’’)
Plan Participants (‘‘Participants’’)1 filed
with the Securities and Exchange
Commission (‘‘SEC’’ or ‘‘Commission’’)
pursuant to section 11A of the
Securities Exchange Act of 1934
(‘‘Act’’),2 and Rule 608 thereunder,3 a
proposal to amend the Second
Restatement of the CTA Plan (the
‘‘Plan’’) to permit Participants to report
to the Processor under the CTA Plan the
actual number of shares for each
transaction (exclusive of odd-lots),
rather than to report the number of
round lots for each transaction. The
proposed Plan amendment was
published for comment in the Federal
Register on December 12, 2007.4 No
comment letters were received in
response to the Notice. This order
approves the proposed Plan
amendment.
II. Description of the Proposal
rwilkins on PROD1PC63 with NOTICES
The Plan currently requires
Participants to include in their
transaction reports to the CTA Plan’s
processor the stock symbol of the
Eligible Security, the price at which the
transaction was executed, and the
volume, in round lots, involved in the
transaction.
The Eleventh Substantive
Amendment proposes to replace the
requirement that Participant report each
transaction’s volume in round lots with
a requirement that each Participant
report the actual number of shares for
each transaction, exclusive of odd lots.
The Participants believe that it remains
1 Each Participant executed the proposed
amendment. The Participants are the American
Stock Exchange LLC; Boston Stock Exchange, Inc.;
Chicago Board Options Exchange, Inc.; Chicago
Stock Exchange, Inc.; International Securities
Exchange, LLC; The NASDAQ Stock Market LLC;
National Association of Securities Dealers, Inc. (n/
k/a the Financial Industry Regulatory Authority);
National Stock Exchange, Inc.; New York Stock
Exchange LLC.; NYSE Arca, Inc.; and Philadelphia
Stock Exchange, Inc.
2 15 U.S.C. 78k–1.
3 17 CFR 242.608.
4 See Securities Exchange Act Release No. 56904
(December 5, 2007), 72 FR 70621 (‘‘Notice’’).
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17:48 Jan 14, 2008
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appropriate to exclude odd lots from
CTA trade reporting because the small
size of odd-lot trades adds little to
marketplace transparency and because
the number of odd-lot trades would
clutter data feeds and make it more
difficult for investors to obtain a true
view of the markets for Eligible
Securities.
The Participants propose to
implement the change soon after receipt
of Commission approval of the
Amendment.
III. Discussion
The Commission finds that the
proposed CTA Plan amendment is
consistent with the Act and the rules
and regulations thereunder.5
Specifically, the Commission finds that
the amendment to report transactions in
the actual number of shares traded is
consistent with Rule 608(b)(2) 6 of the
Act in that it is necessary for the
protection of investors, the maintenance
of fair and orderly markets, and to
remove impediments to a national
market system.
The proposed amendment would add
greater transparency to the market place.
Thus, the proposed amendment is
consistent with, and would further, one
of the principal objectives for the
national market system set forth in
section 11A(a)(1)(C)(iii) 7 of the Act—
increasing the availability of market
information to broker-dealers and
investors.
IV. Conclusion
It is therefore ordered, pursuant to
section 11A of the Act,8 and the rules
thereunder, that the proposed
amendment to the CTA Plan (SR–CTA–
2007–02) is approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.9
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E8–528 Filed 1–14–08; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting; Federal
Register Citation of Previous
Announcement: [to be published]
STATUS:
Open Meeting.
5 The Commission has considered the proposed
amendment’s impact on efficiency, competition,
and capital formation. 15 U.S.C. 78c(f).
6 17 CFR 242.608(b)(2).
7 15 U.S.C. 78k–1(a)(1)(C)(iii).
8 15 U.S.C. 78k–1.
9 17 CFR 200.30–3(a)(27).
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100 F Street, NE., L–002,
Auditorium, Washington, DC.
PLACE:
ANNOUNCEMENT OF ADDITIONAL MEETING:
Open Meeting.
The Commission has scheduled an
Open Meeting for Wednesday, January
16, 2008 at 10 a.m., in the Auditorium,
Room L–002.
The subject matter of the January 16,
2008 Open Meeting will be:
The Commission will consider
whether to approve a proposed rule
change submitted by the Chicago Board
Options Exchange, Incorporated
(‘‘CBOE’’) to interpret the ‘‘Exercise
Right’’ in Article Fifth(b) of CBOE’s
Certificate of Incorporation (File No.
SR–CBOE–2006–106).
Commissioner Nazareth, as duty
officer, determined that no earlier notice
of the Open Meeting was possible.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items. For further
information and to ascertain what, if
any, matters have been added, deleted
or postponed, please contact:
The Office of the Secretary at (202)
551–5400.
Dated: January 11, 2008.
Nancy M. Morris,
Secretary.
[FR Doc. E8–641 Filed 1–14–08; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration # 11148 and # 11149]
Nevada Disaster # NV–00008
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
SUMMARY: This is a Notice of the
Presidential declaration of a major
disaster for the State of Nevada (FEMA–
1738–DR), dated 01/08/2008.
Incident: Severe Winter Storms and
Flooding.
Incident Period: 01/05/2008 and
continuing.
Effective Date: 01/08/2008.
Physical Loan Application Deadline
Date: 03/10/2008.
Economic Injury (EIDL) Loan
Application Deadline Date: 10/08/2008.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
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15JAN1
Federal Register / Vol. 73, No. 10 / Tuesday, January 15, 2008 / Notices
Notice is
hereby given that as a result of the
President’s major disaster declaration on
01/08/2008, applications for disaster
loans may be filed at the address listed
above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties (Physical Damage and
Economic Injury Loans): Lyon
Contiguous Counties (Economic Injury
Loans Only):
Nevada: Carson City, Churchill,
Douglas, Mineral, Storey, Washoe.
California: Mono.
The Interest Rates are:
SUPPLEMENTARY INFORMATION:
For Physical Damage:
Homeowners With Credit Available Elsewhere .........................
Homeowners
Without
Credit
Available Elsewhere ..................
Businesses With Credit Available
Elsewhere .................................
Other (Including Non-Profit Organizations) With Credit Available
Elsewhere .................................
Businesses And Non-Profit Organizations Without Credit Available Elsewhere .........................
For Economic Injury:
Businesses and Small Agricultural
Cooperatives Without Credit
Available Elsewhere ..................
Economic Injury (EIDL) Loan
Application Deadline Date: 10/08/2008.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
Administrator’s disaster declaration,
applications for disaster loans may be
filed at the address listed above or other
locally announced locations.
The following areas have been
Percent
determined to be adversely affected by
the disaster:
Primary Counties: Elkhart.
5.875 Contiguous Counties:
Indiana: Kosciusko, Lagrange,
2.937
Marshall, Noble, St. Joseph.
Michigan: Cass, St. Joseph.
8.000
The Interest Rates Are:
4.000
4.000
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
Herbert L. Mitchell,
Associate Administrator for Disaster
Assistance.
[FR Doc. E8–623 Filed 1–14–08; 8:45 am]
2.937
8.000
4.000
5.250
4.000
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration # 11146 and # 11147]
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
BILLING CODE 8025–01–P
Dated: January 8, 2008.
Steven C. Preston,
Administrator.
[FR Doc. E8–596 Filed 1–14–08; 8:45 am]
Indiana Disaster # IN–00015
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
BILLING CODE 8025–01–P
This is a notice of an
Administrative declaration of a disaster
for the State of INDIANA dated
01/08/2008.
Incident: Severe Storms and
Tornadoes.
Incident Period: 10/18/2007.
EFFECTIVE DATE: 01/08/2008.
Physical Loan Application Deadline
Date: 03/10/2008.
SUMMARY:
rwilkins on PROD1PC63 with NOTICES
Cherylyn Lebon,
Committee Management Officer.
[FR Doc. E8–484 Filed 1–14–08; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration # 11150]
U.S. Small Business
Administration.
5.875 ACTION: Notice.
Homeowners With Credit Available Elsewhere .........................
Homeowners
Without
Credit
Available Elsewhere ..................
Businesses With Credit Available
Elsewhere .................................
Businesses & Small Agricultural
Cooperatives Without Credit
Available Elsewhere ..................
Other (Including Non-Profit Organizations) With Credit Available
Elsewhere .................................
Businesses and Non-Profit Organizations Without Credit Available Elsewhere .........................
The number assigned to this disaster
for physical damage is 11146 C and for
economic injury is 11147 0.
The States which received an EIDL
Declaration # are Indiana, Michigan.
17:48 Jan 14, 2008
L. 106–50), SBA Advisory Committee on
Veterans Business Affairs will host a
public meeting on Tuesday, January 8,
2008 starting at 9 a.m. until 5 p.m. The
meeting will be held at the U.S. Small
Business Administration, 409 3rd Street,
SW., Washington, DC 20416,
Eisenhower’s Conference Room, Side B,
2nd Floor.
The purpose for this meeting is to
examine issues pertaining to SBA’s
programs and outreach services for
veterans and service-disabled veterans.
Anyone wishing to attend must contact
Cheryl Clark, Program Liaison, in the
Office of Veterans Business
Development at (202) 205–6773 or send
an e-mail to cheryl.clark@sba.gov.
Iowa Disaster # IA–00013
Percent
5.250
The number assigned to this disaster
for physical damage is 111486 and for
economic injury is 111490.
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SMALL BUSINESS ADMINISTRATION
Advisory Committee on Veterans
Business Affairs; Public Meeting
The U.S. Small Business
Administration (SBA), pursuant to the
Veterans Entrepreneurship and Small
Business Development Act of 1999 (Pub.
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AGENCY:
SUMMARY: This is a Notice of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of IOWA (FEMA–1737–DR),
dated 01/04/2008.
Incident: Severe Winter Storm.
Incident Period: 12/10/2007 through
12/11/2007.
EFFECTIVE DATE: 01/04/2008.
Physical Loan Application Deadline
Date: 03/04/2008.
ADDRESSES: Submit completed loan
applications to U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, Suite 6050, Washington,
DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
President’s major disaster declaration on
01/04/2008, Private Non-Profit
organizations that provide essential
services of a governmental nature may
file disaster loan applications at the
address listed above or other locally
announced locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties:
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]]>Agencies
[Federal Register Volume 73, Number 10 (Tuesday, January 15, 2008)]
[Notices]
[Pages 2560-2561]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-623]
=======================================================================
-----------------------------------------------------------------------
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration 11148 and 11149]
Nevada Disaster NV-00008
AGENCY: U.S. Small Business Administration.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: This is a Notice of the Presidential declaration of a major
disaster for the State of Nevada (FEMA-1738-DR), dated 01/08/2008.
Incident: Severe Winter Storms and Flooding.
Incident Period: 01/05/2008 and continuing.
Effective Date: 01/08/2008.
Physical Loan Application Deadline Date: 03/10/2008.
Economic Injury (EIDL) Loan Application Deadline Date: 10/08/2008.
ADDRESSES: Submit completed loan applications to: U.S. Small Business
Administration, Processing and Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster
Assistance, U.S. Small Business Administration, 409 3rd Street, SW.,
Suite 6050, Washington, DC 20416.
[[Page 2561]]
SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of
the President's major disaster declaration on 01/08/2008, applications
for disaster loans may be filed at the address listed above or other
locally announced locations.
The following areas have been determined to be adversely affected
by the disaster:
Primary Counties (Physical Damage and Economic Injury Loans): Lyon
Contiguous Counties (Economic Injury Loans Only):
Nevada: Carson City, Churchill, Douglas, Mineral, Storey, Washoe.
California: Mono.
The Interest Rates are:
------------------------------------------------------------------------
Percent
------------------------------------------------------------------------
For Physical Damage:
Homeowners With Credit Available Elsewhere................... 5.875
Homeowners Without Credit Available Elsewhere................ 2.937
Businesses With Credit Available Elsewhere................... 8.000
Other (Including Non-Profit Organizations) With Credit 5.250
Available Elsewhere.........................................
Businesses And Non-Profit Organizations Without Credit 4.000
Available Elsewhere.........................................
For Economic Injury:
Businesses and Small Agricultural Cooperatives Without Credit 4.000
Available Elsewhere.........................................
------------------------------------------------------------------------
The number assigned to this disaster for physical damage is 111486
and for economic injury is 111490.
(Catalog of Federal Domestic Assistance Numbers 59002 and 59008)
Herbert L. Mitchell,
Associate Administrator for Disaster Assistance.
[FR Doc. E8-623 Filed 1-14-08; 8:45 am]
BILLING CODE 8025-01-P
