National Emission Standards for Hazardous Air Pollutants for Area Sources: Electric Arc Furnace Steelmaking Facilities, 74088-74116 [E7-24837]
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Federal Register / Vol. 72, No. 248 / Friday, December 28, 2007 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2004–0083; FRL–8509–5]
RIN 2060–AM71
National Emission Standards for
Hazardous Air Pollutants for Area
Sources: Electric Arc Furnace
Steelmaking Facilities
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
SUMMARY: EPA is issuing national
emission standards for electric arc
furnace steelmaking facilities that are
area sources of hazardous air pollutants.
The final rule establishes requirements
for the control of mercury emissions
that are based on the maximum
achievable control technology and
requirements for the control of other
hazardous air pollutants that are based
on generally available control
technology or management practices.
DATES: This final rule is effective on
December 28, 2007. The incorporation
by reference of certain publications
listed in this final rule is approved by
the Director of the Federal Register as of
December 28, 2007.
ADDRESSES: The EPA has established a
docket for this action under Docket ID
No. EPA–HQ–OAR–2004–0083. All
documents in the docket are listed in
the Federal Docket Management System
index at https://www.regulations.gov
index. Although listed in the index,
some information is not publicly
available, e.g., confidential business
information or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically in https://
www.regulations.gov or in hard copy at
the National Emission Standards for
Hazardous Air Pollutants for Area
Sources: Electric Arc Furnace
Steelmaking Facilities Docket at the
EPA Docket and Information Center in
the EPA Headquarters Library, EPA
West, Room 3334, 1301 Constitution
Ave., NW., Washington, DC. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
number for the Public Reading Room is
(202) 566–1744, and the telephone
number for the Air Docket is (202) 566–
1742.
FOR FURTHER INFORMATION CONTACT: Mr.
Phil Mulrine, Sector Policies and
Program Division, Office of Air Quality
Planning and Standards (D243–02),
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711, telephone number (919) 541–
5289; fax number (919) 541–3207, email address: mulrine.phil@epa.gov.
SUPPLEMENTARY INFORMATION: Outline.
The information presented in this
preamble is organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this
document?
C. Judicial Review
II. Background Information for the Final Rule
III. Summary of Final Rule and Changes
Since Proposal
A. Applicability and Compliance Date
NAICS code1
Category
Industry .....................................................
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1 North
331111
B. Final MACT Standards for the Control
of Mercury
C. Final GACT Standards for EAF and AOD
Vessels
D. Final GACT Standards for Scrap
Management
E. Recordkeeping and Reporting
Requirements
IV. Summary of Comments and Responses
A. Basis for Area Source Standards
B. Proposed MACT Standard for Mercury
C. Proposed GACT Standard for Metal HAP
Other Than Mercury
D. Proposed GACT Standards for Scrap to
Control HAP Other Than Mercury
E. Miscellaneous Comments
V. Impacts of the Final Rule
VI. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer
Advancement Act
J. Executive Order 12898: Federal Actions
to Address Environmental Justice in
Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. General Information
A. Does this action apply to me?
The regulated category and entities
potentially affected by this final action
include:
Examples of regulated entities
Steel mills with electric arc furnace steelmaking facilities that are area sources.
American Industry Classification System.
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. To determine
whether your facility would be
regulated by this action, you should
examine the applicability criteria in 40
CFR 63.10680 of subpart YYYYY
(National Emission Standards for
Hazardous Air Pollutants for Area
Sources: Electric Arc Furnace
Steelmaking Facilities). If you have any
questions regarding the applicability of
this action to a particular entity, consult
either the air permit authority for the
entity or your EPA regional
representative as listed in 40 CFR 63.13
of subpart A (General Provisions).
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B. Where can I get a copy of this
document?
In addition to being available in the
docket, an electronic copy of this final
action will also be available on the
Worldwide Web (WWW) through the
Technology Transfer Network (TTN).
Following signature, a copy of this final
action will be posted on the TTN’s
policy and guidance page for newly
proposed or promulgated rules at the
following address: https://www.epa.gov/
ttn/oarpg/. The TTN provides
information and technology exchange in
various areas of air pollution control.
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C. Judicial Review
Under section 307(b)(1) of the Clean
Air Act (CAA), judicial review of this
final rule is available only by filing a
petition for review in the U.S. Court of
Appeals for the District of Columbia
Circuit by February 26, 2008. Under
section 307(d)(7)(B) of the CAA, only an
objection to this final rule that was
raised with reasonable specificity
during the period for public comment
can be raised during judicial review.
Moreover, under section 307(b)(2) of the
CAA, the requirements established by
this final rule may not be challenged
separately in any civil or criminal
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proceedings brought by EPA to enforce
these requirements.
Section 307(d)(7)(B) of the CAA
further provides that ‘‘[o]nly an
objection to a rule or procedure which
was raised with reasonable specificity
during the period for public comment
(including any public hearing) may be
raised during judicial review.’’ This
section also provides a mechanism for
us to convene a proceeding for
reconsideration, ‘‘[i]f the person raising
an objection can demonstrate to the EPA
that it was impracticable to raise such
objection within [the period for public
comment] or if the grounds for such
objection arose after the period for
public comment (but within the time
specified for judicial review) and if such
objection is of central relevance to the
outcome of the rule.’’ Any person
seeking to make such a demonstration to
us should submit a Petition for
Reconsideration to the Office of the
Administrator, Environmental
Protection Agency, Room 3000, Ariel
Rios Building, 1200 Pennsylvania Ave.,
NW., Washington, DC 20460, with a
copy to the person listed in the
preceding FOR FURTHER INFORMATION
CONTACT section, and the Associate
General Counsel for the Air and
Radiation Law Office, Office of General
Counsel (Mail Code 2344A),
Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington,
DC 20004.
II. Background Information for the
Final Rule
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Section 112(k)(3)(B) of the CAA
requires EPA to identify at least 30
hazardous air pollutants (HAP), which,
as the result of emissions of area
sources,1 pose the greatest threat to
public health in urban areas. Consistent
with this provision, in 1999, in the
Integrated Urban Air Toxics Strategy,
EPA identified the 30 HAP that pose the
greatest potential health threat in urban
areas, and these HAP are referred to as
the ‘‘Urban HAP.’’ See 64 FR 38715, July
19, 1999. Section 112(c)(3) requires EPA
to list sufficient categories or
subcategories of area sources to ensure
that area sources representing 90
percent of the emissions of the 30 Urban
HAP are subject to regulation. EPA
listed the source categories that account
for 90 percent of the Urban HAP
emissions in the Integrated Urban Air
1 An area source is a stationary source of
hazardous air pollutant (HAP) emissions that is not
a major source. A major source is a stationary
source that emits or has the potential to emit 10
tons per year (tpy) or more of any HAP or 25 tpy
or more of any combination of HAP.
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Toxics Strategy.2 Sierra Club sued EPA,
alleging a failure to complete standards
for the area source categories listed
pursuant to CAA sections 112(c)(3) and
(k)(3)(B) within the time frame specified
by the statute. See Sierra Club v.
Johnson, No. 01–1537, (D.D.C.). On
March 31, 2006, the court issued an
order requiring EPA to promulgate
standards under CAA section 112(d) for
those area source categories listed
pursuant to CAA section 112(c)(3).
Among other things, the court order, as
amended on October 15, 2007, requires
that EPA complete standards for 9 area
source categories by December 15, 2007.
On September 20, 2007 (72 FR 53814),
we proposed NESHAP for the electric
arc furnace (EAF) steelmaking area
source category. Other final NESHAP
will complete the required regulatory
action for the remaining area source
categories.
Under CAA section 112(d)(5), the
Administrator may, in lieu of standards
requiring maximum achievable control
technology (MACT) under section
112(d)(2), elect to promulgate standards
or requirements for area sources ‘‘which
provide for the use of generally
available control technologies or
management practices by such sources
to reduce emissions of hazardous air
pollutants.’’ As explained in the
preamble to the proposed NESHAP, we
are issuing standards based on GACT for
the control of the Urban HAP arsenic,
cadmium, chromium, lead, manganese,
and nickel from area source EAF
steelmaking facilities.
Section 112(c)(6) requires EPA to list,
and subject to standards pursuant to
section 112(d)(2) or (d)(4), categories of
sources accounting for not less than 90
percent of emissions of each of seven
specific HAP: Alkylated lead
compounds, polycyclic organic matter,
hexachlorobenzene, mercury,
polychlorinated biphenyls, 2,3,7,9tetrachlorodibenzofurans, and 2,3,7,8tetrachloridibenzo-p-dioxin. Standards
established under CAA section 112(d)(2)
must reflect performance of MACT. On
September 20, 2007 (72 FR 53817), we
added EAF steelmaking facilities that
are area sources to this list of source
categories under CAA section 112(c)(6)
solely on the basis of mercury
emissions. As discussed in the preamble
to the proposed NESHAP, we are
issuing MACT standards pursuant to
CAA section 112(d)(2) for mercury
emissions from all EAF steelmaking
facilities that are area sources of HAP.
The notice also announced a revision to
2 Since its publication in the Integrated Urban Air
Toxics Strategy in 1999, EPA has revised the area
source category list several times.
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the area source category list developed
under our Integrated Urban Air Toxics
Strategy pursuant to CAA section
112(c)(3). The revision changed the
name of the listed area source category
‘‘Stainless and Nonstainless Steel
Manufacturing Electric Arc Furnaces
(EAF)’’ to ‘‘Electric Arc Furnace
Steelmaking Facilities.’’
III. Summary of Final Rule and
Changes Since Proposal
A. Applicability and Compliance Date
The final NESHAP applies to each
new or existing EAF steelmaking facility
that is an area source of HAP. The
owner or operator of an existing area
source that does not have to install or
modify emissions control equipment to
meet the opacity limit for fugitive
emissions must comply with all
applicable rule requirements no later
than June 30, 2008. The owner or
operator of an existing area source that
must install or modify emission control
equipment to meet the opacity limit for
fugitive emissions may request a
compliance date for the opacity limit
that is no later than December 28, 2010
and must demonstrate to the satisfaction
of the permitting authority that the
additional time is needed. We revised
the compliance date from 2 years to 3
years if a facility can demonstrate the
additional time is needed to install
controls after considering comments on
the upgrades that some facilities may
need to meet the opacity limit. The
owner or operator of a new affected
source must comply with all applicable
rule requirements by December 28, 2007
(if the startup date is on or before
December 28, 2007) or upon startup (if
the startup date is after December 28,
2007).
B. Final MACT Standards for the
Control of Mercury
The final standards for mercury are
based on pollution prevention and
require an EAF owner or operator who
melts scrap from motor vehicles either
to purchase (or otherwise obtain) the
motor vehicle scrap only from scrap
providers participating in an EPAapproved program for the removal of
mercury switches or to fulfill the
alternative requirements described
below. EAF facilities participating in an
approved program must maintain
records identifying each scrap provider
and documenting the scrap provider’s
participation in the EPA-approved
mercury switch removal program. A
compliance option requires the EAF
facility to prepare and operate pursuant
to an approved site-specific plan that
includes specifications to the scrap
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provider that mercury switches must be
removed from motor vehicle bodies at
an efficiency comparable to that of the
EPA-approved mercury switch removal
program (see below). An equivalent
compliance option is provided for
facilities that do not utilize motor
vehicle scrap that contains mercury
switches. We have added a new
provision to the final rule for scrap that
does not contain motor vehicle scrap to
require certification and records
documenting that the scrap does not
contain motor vehicle scrap.
We expect most facilities that use
motor vehicle scrap will choose to
comply by purchasing motor vehicle
scrap only from scrap providers who
participate in a program for removal of
mercury switches that has been
approved by the Administrator. The
NVMSRP 3 is an approved program
under this final standard. In response to
comments, we are also identifying the
Vehicle Mercury Switch Removal
Program mandated by Maine State law
as an EPA-approved program. Facilities
choosing to use an EPA-approved
program as a compliance option are
required to assume all of the
responsibilities for EAF steelmakers as
described in the NVMSRP MOU. The
NVMSRP is described in detail in
section III.D.1 of the preamble to the
proposed rule. In response to comments,
we are including in the final rule
provisions for EPA-approved programs
that specify certain responsibilities that
the EAF steelmaking industry agreed to
in signing the MOU, including
developing a plan that demonstrates
how the facility is participating in the
program, documenting communication
and outreach to scrap providers, and
corroboration to ensure mercury
switches are being removed.
EAF facilities may also obtain scrap
from scrap providers participating in
other programs if they obtain EPA
approval of the program. To do so, the
facility owner or operator must submit
a request to the Administrator for
approval to comply by purchasing scrap
from scrap providers that are
participating in another switch removal
program and demonstrate to the
Administrator’s satisfaction that the
program meets the following specified
criteria: (1) There is an outreach
program that informs automobile
dismantlers of the need for removal of
mercury switches and provides training
and guidance on switch removal, (2) the
program has a goal for the removal of at
3 Additional details can be found at https://
www.epa.gov/mercury/switch.htm and in section
IV.D.1 of this preamble. In particular, see the signed
Memorandum of Understanding.
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least 80 percent of the mercury
switches, and (3) the program sponsor
must submit annual progress reports on
the number of switches removed and
the estimated number of motor vehicle
bodies processed (from which a
percentage of switches removed is
derivable).
EAF facilities that purchase motor
vehicle scrap from scrap providers that
do not participate in an EPA-approved
mercury switch removal program have
to prepare and operate pursuant to and
in conformance with a site-specific plan
for the removal of mercury switches.
The facility’s scrap specifications must
include a requirement for the removal of
mercury switches, and the plan must
include provisions for obtaining
assurance from scrap providers that
mercury switches have been removed.
The plan must be submitted to the
permitting authority for approval and
demonstrate how the facility will
comply with specific requirements that
include: (1) A means of communicating
to scrap purchasers and scrap providers
the need to obtain or provide motor
vehicle scrap from which mercury
switches have been removed and the
need to ensure the proper disposal of
the mercury switches, (2) provisions for
obtaining assurance from scrap
providers that motor vehicle scrap
provided to the facility meets the scrap
specifications, (3) provisions for
periodic inspection, or other means of
corroboration to ensure that scrap
providers and dismantlers are
implementing appropriate steps to
minimize the presence of mercury
switches in motor vehicle scrap, (4)
provisions for taking corrective actions
if needed, and (5) requiring each motor
vehicle scrap provider to provide an
estimate of the number of mercury
switches removed from motor vehicle
scrap sent to the facility during the
previous year and the basis for the
estimate. The permitting authority may
request documentation or additional
information from the owner or operator
at any time. The site-specific plan must
establish a goal for the removal of at
least 80 percent of the mercury
switches. All documented and verifiable
mercury-containing components
removed from motor vehicle scrap
counts towards the 80 percent goal. We
have clarified in the final rule that the
owner or operator must operate
according to the plan during the review
and approval process, must address any
deficiencies noted by the permitting
authority within 60 days, and may
request changes to the plan.
An equivalent compliance option is
provided for EAF owners or operators
who do not utilize motor vehicle scrap
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that contains mercury. The option
requires the facility to certify that the
only materials they are charging from
motor vehicle scrap are materials
recovered for their specialty alloy, such
as chromium in certain exhaust systems.
C. Final GACT Standards for EAF and
AOD Vessels
The final rule requires the owner or
operator to install, operate, and
maintain capture systems for EAF and
AOD vessels that convey the collected
emissions to a venturi scrubber or
baghouse for the removal of PM. We are
establishing separate emissions limits
for new and existing EAF steelmaking
facilities that produce less than 150,000
tpy of stainless or specialty steel, and
for larger, non-specialty EAF
steelmaking facilities. The small
facilities are required to comply with a
PM emissions limit of 0.8 pounds of PM
per ton (lb/ton) of steel for each control
device serving an EAF or AOD vessel.
Alternatively, small specialty producers
may elect to comply with a PM limit of
0.0052 grains per dry standard cubic
foot (gr/dscf). The final rule also
includes an opacity limit of 6 percent
for melt shop emissions. All other EAF
steelmaking facilities (both existing and
new) are required to meet a PM limit of
0.0052 grains per dry standard cubic
foot (gr/dscf) for emissions from a
control device for an EAF or AOD
vessel. The opacity of emissions from
melt shops from these sources is limited
to 6 percent. We have clarified in the
final rule that the emission limits apply
to AOD vessels and do not apply to
ladle metallurgy operations.
Performance tests are required for
each emissions source to demonstrate
initial compliance with the PM and
opacity limits. Provisions are included
in the rule for conducting the tests. The
owner or operator of an existing EAF
steelmaking facility is allowed to certify
initial compliance with the emissions
limits if a previous test was conducted
during the past 5 years using the
methods and procedures in the rule and
either no process changes have been
made since the test, or the owner or
operator can demonstrate that the test
results, with or without adjustments,
reliably demonstrate compliance despite
process changes.
All EAF steelmaking facilities are
required to have or obtain a title V
permit. We have clarified in the final
rule that sources that already have a title
V permit are not required to obtain a
new title V permit as a result of this area
source rule. However, sources that
already have a title V permit must
include the requirements of this rule
through a permit reopening or at
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renewal according to the requirements
of 40 CFR part 70 and the title V permit
program. See 40 CFR 70.7(f). The final
rule requires each EAF steelmaking
facility to monitor the capture system,
PM control device, and melt shop;
maintain records; and submit reports
according to the CAM requirements in
40 CFR part 64. The existing part 64 rule
requires the owner or operator to
establish appropriate ranges for selected
indicators for each emissions unit (i.e.,
operating limits) such that operation
within the ranges will provide a
reasonable assurance of compliance
with the emissions limitations or
standards.
The CAM rule requires the owner or
operator to submit certain monitoring
information to the permitting authority
for approval. This information includes:
(1) The indicators to be monitored; (2)
the ranges or designated conditions for
such indicators, or the process by which
such indicator ranges or designated
conditions will be established; (3)
performance criteria for the monitoring;
and if applicable, (4) the indicator
ranges and performance criteria for a
CEMS, COMS, or predictive emissions
monitoring system. The owner or
operator also must submit a justification
for the proposed elements of the
monitoring control device (and process
and capture system, if applicable) and
operating parameter data obtained
during the conduct of the applicable
compliance or performance test.
If monitoring indicates that the unit is
operating outside of the acceptable
range established in its permit, the
owner or operator must return the
operation to within the established
range consistent with 40 CFR 64.7(d).
D. Final GACT Standards for Scrap
Management
In addition to meeting PM and
opacity limits reflecting GACT, we are
also requiring EAF facilities to restrict
the use of certain scrap or follow a
pollution prevention plan for scrap
inspection and selection that minimizes
the amount of specific contaminants in
the scrap.
The requirements are based on two
pollution prevention approaches
depending on the type of scrap that is
used, and a facility may have some
scrap subject to one approach and other
scrap subject to the other approach. One
provision is for scrap that does not
contain certain contaminants and
simply prohibits the processing of scrap
containing these contaminants
(restricted scrap). Compliance is
demonstrated by a certification that the
scrap does not contain the
contaminants. This scrap management
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approach is expected to be most useful
to stainless and specialty steel
producers with stringent scrap
specifications that do not permit the use
of motor vehicle scrap and scrap
containing free organic liquids. The
other approach for scrap that may
contain certain contaminants is more
prescriptive and requires a pollution
prevention plan, scrap specifications,
and procedures for determining that
these requirements are met. This
pollution prevention approach was
developed primarily for carbon steel
producers that accept motor vehicle
scrap and many other types of ferrous
scrap.
Under the restricted scrap provision,
the plant owner or operator must agree
to restrict the use of certain scrap,
including metallic scrap from motor
vehicle bodies, engine blocks, oil filters,
oily turnings, machine shop borings,
transformers and capacitors containing
polychlorinated biphenyls (PCBs), leadcontaining components, chlorinated
plastics, or free organic liquids. The
restriction on lead-containing
components does not apply to the
production of leaded steel (where lead
is obviously needed for production).
The other scrap management
provision requires the plant owner or
operator to prepare a pollution
prevention plan for metallic scrap
selection and inspection to minimize
the amount of chlorinated plastics, lead
(except for the production of leaded
steel), and free organic liquids. This
plan must be submitted to the
permitting authority for approval. The
owner or operator is required to keep a
copy of the plan onsite and train plant
personnel with materials acquisition or
inspection duties in the plan’s
requirements.
The plan must include specifications
for scrap materials to be depleted (to the
extent practicable) of lead-containing
components (except for the production
of leaded steel), undrained used oil
filters, chlorinated plastics, and free
organic liquids. The plan must also
contain procedures for determining if
these requirements are met (e.g., visual
inspection or periodic audits of scrap
suppliers) and procedures for taking
corrective actions with vendors whose
shipments are not within specifications.
E. Recordkeeping and Reporting
Requirements
Area sources subject to the
requirements for EAF and AOD vessels
are subject to the recordkeeping and
reporting requirements of the part 64
CAM rule. The general recordkeeping
requirements of the part 64 rule directs
the owner or operator to comply with
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the recordkeeping requirements for title
V operating permits in 40 CFR
70.6(a)(3)(ii), which require records of
analyses, measurements, and sampling
data. The part 64 rule also requires the
owner or operator to maintain records of
monitoring data, monitor performance
data, corrective actions taken, any
written quality improvement plan (QIP),
any activities undertaken to implement
a QIP, and other supporting information
required by the part 64 rule (such as
data used to document the adequacy of
monitoring, or records of monitoring
maintenance or corrective actions).
The general reporting requirements of
part 64 require the owner or operator to
submit monitoring reports to the
permitting authority in accordance with
the requirements for facilities with title
V operating permits. The title V
reporting requirements in 40 CFR
70.6(c)(1) and 40 CFR 71.6(c)(1) include
a 6-month monitoring report, deviation
reports, and annual compliance
certifications. The part 64 reporting
requirements specify that the 6-month
monitoring report include: (1) Summary
information on the number, duration
and cause (including unknown cause, if
applicable) of excursions or
exceedances, as applicable, and the
corrective actions taken; (2) summary
information on the number, duration
and cause (including unknown cause, if
applicable) for monitor downtime
incidents (other than downtime
associated with zero and span or other
daily calibration checks, if applicable);
and (3) a description of the actions
taken to implement a QIP during the
reporting period. Upon completion of a
QIP, the owner or operator must include
in the next summary report
documentation that the implementation
of the plan has been completed and
reduced the likelihood of similar levels
of excursions or exceedances occurring.
All EAF steelmaking facilities subject
to this NESHAP are also subject to
certain specified requirements of the
NESHAP general provisions (40 CFR
part 63, subpart A). The general
provisions include requirements for
initial notifications; startup, shutdown,
and malfunction records and reports;
recordkeeping; and semiannual excess
emissions and monitoring system
performance reports. The information
required in these records and reports is
similar to the information required by
the CAM rule (40 CFR part 64) and the
operating permits rules (40 CFR parts 70
and 71).
The NESHAP also includes specific
recordkeeping and reporting
requirements for area source facilities
subject to requirements for control of
contaminants from scrap. The area
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source facilities are required to keep
records to demonstrate compliance with
the requirements for their pollution
prevention plan for minimizing the
amount of chlorinated plastics, lead,
and free organic liquids charged to a
furnace or for the use of only restricted
scrap and the site-specific plan for
mercury or any of the mercury
compliance options.
As noted above, facilities subject to
the site-specific plan for mercury are
required to keep records and submit
semiannual reports on the number of
mercury switches removed by the scrap
providers or the weight of mercury
recovered from those switches, an
estimate of the percent of mercury
switches recovered, and certification
that the recovered mercury switches
were managed at RCRA-permitted
facilities. We have clarified that the
requested information can be aggregated
in the semiannual report and does not
have to reported separately for every
scrap shipment. Facilities participating
in an EPA-approved program for switch
removal must keep records that identify
their scrap providers and document that
they participate in an approved switch
removal program. The final rule requires
more extensive records for a sitespecific plan than for an approved
program because extensive
recordkeeping, reporting, and
measurement of success are already
required for approval of such a removal
program, the NVMSRP being the prime
example.
All facilities subject to the
requirements for the control of
contaminants from scrap are required to
submit semiannual reports according to
the requirements in § 63.10(e) of the
general provisions. The report must
identify any deviation from the rule
requirements and the corrective action
taken.
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IV. Summary of Comments and
Responses
We received a total of 20 comments
on the proposed NESHAP from two
trade associations representing the
steelmaking industry, two trade
associations representing the scrap
recycling industry, two associations
representing State agencies, six
environmental groups, four State
agencies, two companies, a consultant,
and one private citizen during the
public comment period. Sections IV.A
through IV.E of this preamble provide
responses to the significant public
comments received on the proposed
NESHAP.
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A. Basis for Area Source Standards
Comment: One commenter stated that
EPA’s decision to issue GACT standards
for mercury pursuant to section
112(d)(5), instead of MACT standards
pursuant to section 112(d)(2) and (d)(3),
is arbitrary and capricious because EPA
provided no rationale for its decision to
issue GACT standards. The commenter
further stated that EPA’s proposed
GACT for mercury emissions from EAFs
does not satisfy section 112(d)(5) of the
CAA because EPA is relying on a
voluntary program to keep switches that
contain mercury out of the EAF rather
than evaluating potential reduction
measures that are commercially
available.
Response: The commenter evidently
misread the proposed rule. The
proposed standard for mercury is based
on MACT and is not based on GACT. As
we explained at proposal (72 FR 53816),
EAF steelmaking facilities were listed
under CAA section 112(c)(6) solely on
the basis of mercury emissions, and we
proposed standards for mercury under
CAA section 112(d)(2) that reflect the
performance of MACT. We identified
the MACT floor (72 FR 53822) as the
pollution prevention approach of using
scrap only from scrap providers that are
first removing mercury switches
pursuant to an EPA-approved program.
We also evaluated more stringent
beyond-the-floor options for MACT (72
FR 53824). Additional discussion of our
MACT determination is provided in
section IV.B.1 of this preamble. Since
the commenter did not address any
aspect of the actual proposal, further
response is unnecessary.
If, against all natural readings, the
comment is construed as stating that
EPA must first provide a rationale as to
why it is not issuing a MACT standard
before it can issue a GACT standard
under CAA section 112(d)(5) for HAP
other than mercury, we disagree with
the commenter for the reasons set forth
in the final rules for Acrylic and
Modacrylic Fibers Production, Carbon
Black Production, Chemical
Manufacturing: Chromium Compounds,
Flexible Polyurethane Foam Production
and Fabrication, Lead Acid Battery
Manufacturing, and Wood Preserving
(72 FR 38880, July 16, 2007). We
reiterate that we do not view the
commenter as having raised an issue
with respect to GACT vs. MACT for
HAP other than mercury; however, we
provide this response in an abundance
of caution to the extent the comment is,
in some way, construed in this manner.
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B. Proposed MACT Standard for
Mercury
We determined at proposal that the
MACT floor and MACT for mercury
emissions was the pollution prevention
practice of removing mercury switches
from end-of-life vehicles before the
vehicles were crushed and shredded for
use in EAFs. MACT would be
implemented by EAF owners or
operators purchasing scrap only from
scrap providers that were participating
in an EPA-approved program for switch
removal, operating pursuant to an EPAapproved site-specific plan (of equal
effectiveness to an EPA-approved
program) that ensured scrap providers
had removed mercury switches, or by
not melting scrap from end-of-life
vehicles. We further proposed that the
National Vehicle Mercury Switch
Recovery Program (NVMSRP) met the
requirements of an EPA-approved
program. However, we received several
comments questioning how the
effectiveness of an EPA-approved
program would be ensured and
suggestions for improving aspects of the
rule related to program transparency,
enforceability, and implementability.
We have incorporated several of these
suggested improvements into the final
rule, and we address these comments
and describe these improvements in
detail in section IV.B.3 of this preamble.
The improvements include developing
and maintaining a plan showing how
the facility is participating in the
approved program, documentation of
communication to suppliers of the need
for them to remove mercury switches, or
other means of corroboration by the
facility to ensure suppliers are
implementing switch removal
procedures. We note here that the
Administrator is committed to
evaluating the effectiveness of the
approved program on a continuing basis
and is a party to the agreement that
established the NMVSRP. The parties
(including the Administrator) recently
reviewed the program’s effectiveness
after 1 year. The 1-year review showed
reasonable progress, with recycling
programs now available in every State.
The national program was slightly
ahead of the schedule projected for
start-up. We now expect switch
removals to steadily increase over the
next year as these programs begin to
fully operate. If the Administrator finds
the program to be ineffective at the next
scheduled review under the MOU, or at
any time as provided in the rule, the
Administrator may disapprove the
program in whole or in part (e.g., for a
particular State), and participation in
the program would no longer be a
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compliance option, leaving EAF owners
or operators obliged to develop sitespecific programs for EPA approval in
order to meet the requirements of this
rule. Under the site-specific program, it
would fall on the EAF owner or operator
to provide a detailed accounting of
switches removed and vehicles
processed from all of their scrap
providers to enable the Administrator or
permitting authority to evaluate whether
the facility is in compliance with the
switch removal requirements. The
somewhat lower documentation feature
of the NVMSRP provides a strong
incentive to all of the parties involved
in switch removal to make every effort
to ensure the NVMSRP is effective on a
continuing basis. However, if the
national program were to prove
unsatisfactory and be subsequently
disapproved as a compliance option, the
burden would be on the EAF owner or
operator to implement a site-specific
approach. In either case (whether a
national program or site-specific
program), we have codified an approach
that provides accountability and
measures of effectiveness as described
in detail in section IV.B.3 of this
preamble.
We also considered a standard based
on the performance of activated carbon
injection (ACI) with continuous
monitoring for mercury as a beyond-thefloor option, and as we discuss in detail
in section IV.B.1 of this preamble, we
rejected this option for several reasons.
In summary, ACI has not been
demonstrated for EAFs, its effectiveness
is highly uncertain due in large part to
the extreme variability in mercury
loading from this batch operation (e.g.,
it is difficult to design and estimate the
capacity of the ACI system that would
be needed to handle the highly variable
loading of mercury), and it would likely
result in the landfilling of large
quantities of hazardous waste (EAF
dust) that is currently recycled
(pursuant to RCRA subtitle C standards)
to recover its zinc content. In addition,
it would be costly, and the continuous
monitoring that would be needed to
assess the effectiveness of ACI is not
feasible for the majority of EAF facilities
because they have baghouses without
stacks. (See 72 FR 53817.)
1. Emission Controls and an Emission
Limit for Mercury
Comment: One commenter stated that
the proposed standard for mercury does
not satisfy the requirements of section
112(d)(5) of the CAA because EPA is
relying solely upon a voluntary program
to keep switches from cars out of the
EAF rather than evaluating the potential
reduction measures that are
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commercially available. One commenter
noted that EPA’s calculated cost
effectiveness of $11,000/pound (lb) of
mercury for ACI is similar to the cost
effectiveness anticipated by EPA for
municipal waste combustors and
medical waste incinerators, and it is
well below the control costs expected
from implementation of the utility
boiler Clean Air Mercury Rule—all rules
where a technology-based standard for
mercury is based upon performance of
ACI. The commenter notes that without
further analysis to determine the non-air
quality health and environmental
impacts and energy requirements, it
appears that ACI is a cost effective
control for mercury emissions and was
rejected by EPA prematurely. Several
commenters recommended that EPA
require controls beyond the vehicle
switch removal program. One of these
commenters stated that ACI is widely
used on other combustion sources (e.g.,
municipal waste combustors, medical
waste incinerators, and hazardous waste
incinerators) and that ACI has already
been successfully applied to iron and
steel melters in Europe. The commenter
stated that coal-fired boilers use ACI
successfully, and no circumstances
specific to EAFs have been identified
that would indicate that EAFs could not
use the same technology efficaciously.
The commenter noted that the State of
New Jersey estimated the cost to
implement source separation and to
install ACI on an existing baghouse to
be less than $1.80 per ton of scrap
processed. The commenter claimed that
the cost of compliance is minimal
compared to the price of a ton of steel
($360 to $780/ton) or a ton of scrap
($300/ton) and is not expected to cause
any facility to close. The commenter
believes these cost estimates indicate
that add-on controls for mercury for
EAFs are cost effective when the
impacts of mercury emissions on human
health and the environment are
weighed.
Several commenters requested that
EPA include a mercury emission limit
and monitoring strategy for EAFs rather
than relying solely on a voluntary
program. Three commenters said it is
important to establish an emission limit
and require testing for mercury because
40 to 50 percent of the mercury comes
from non-automobile sources and would
not be removed by the switch removal
program. One commenter requested that
EPA establish a mercury emission limit,
require appropriate testing to verify
compliance, and require add-on
emission controls if the emission limit
is not met. Another commenter
suggested that EPA set a mercury
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emission standard that uses a tiered
approach towards demonstrating
compliance, e.g., sources that emit less
than a certain amount of mercury per
year may be allowed to comply with the
pollution prevention standard along
with a mercury emissions monitoring
requirement. The commenter continues
by stating that more stringent mercury
monitoring should be required for more
significant mercury emitters with the
understanding that if a certain level is
not reached within a given time frame
(e.g., three years), the source must
install mercury emissions controls and
implement associated monitoring.
Another commenter requested a
protective backstop for the MACT
requirement, including advanced
mercury emissions removal technology
and continuous emission monitoring
systems (CEMS) for facilities that do not
meet the mercury pollution prevention
standards.
One commenter stated that two EAFs
in Michigan have mercury emission
limits and must perform stack testing.
This commenter asks that if EPA
determines that an emission limit is not
practical for the area source standard,
EPA should consider a percent
reduction standard similar to what is
required in the State of New Jersey (75
percent). The commenter asks that
measures and targets be established and
consequences identified if targets are
not achieved. The commenter said
measures and targets include an
estimate of mercury-containing devices
collected, inlet and outlet stack testing,
and baghouse dust analysis to confirm
reduced mercury inputs and emissions.
The commenter stated that identifying
spikes in the mercury concentration of
baghouse dust provides information to
conduct additional quality control on
scrap shipments.
Two commenters claimed that ACI is
not a demonstrated technology for EAFs
and that there is a great deal of
uncertainty about its potential
effectiveness due in large part to the
high variability of mercury emission
levels. The commenters also stated that
the use of ACI would have a negative
effect on recycling EAF dust because the
mercury in the dust makes it necessary
to landfill the dust instead of recycling
it. The commenters agreed with EPA’s
pollution prevention approach and
stated that EPA properly explained the
technological and economic feasibility
difficulties associated with developing
and enforcing a mercury emission limit
for EAFs, including the fact that
continuous monitoring for mercury from
EAFs is impractical.
Response: At proposal, we
determined that the MACT floor for
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mercury was a pollution prevention
approach based on preventing mercury
switches from entering the EAF. We also
explained at proposal that standards
requiring pollution prevention were not
work practices under section 112(h),
and even assuming for the sake of
argument that they were work practices,
it is not feasible to prescribe or enforce
an emissions limit for mercury within
the meaning of section 112(h) (72 FR
53817). We received no adverse
comments on or challenges to our
MACT floor determination or our
conclusion that pollution prevention
standards were not work practices
under section 112(h).
We evaluated ACI as a beyond-thefloor control option for mercury
emissions and rejected the option for
several reasons (72 FR 53824). We also
considered the feasibility of establishing
an emission limit for mercury and
explained in detail why we chose
instead an approach based on a
pollution prevention standard (72 FR
53816). We disagree that the proposed
standard for mercury relies solely on a
voluntary program to keep mercury
switches out of the scrap supply. First,
there is nothing voluntary about the
obligations of EAF owners or operators
under the rule. They are not in
compliance with the rule unless they
obtain scrap from dealers participating
in an effective program to remove
mercury switches. Moreover, the
standard contains detailed requirements
for preparing and operating a pollution
prevention plan that must be approved
by the Administrator, specific criteria
that will be used by the Administrator
to review and approve plans, criteria for
approval of switch removal programs to
ensure they are effective, and reporting
and recordkeeping requirements
(including progress reports). The
Administrator can evaluate the success
of an approved switch removal program
based on progress reports that provide
the number of mercury switches
removed, the estimated number of
vehicles processed, and the percent of
switches removed. Based on this
evaluation, the Administrator may
subsequently disapprove a previously
approved switch removal program or a
site-specific plan. An example of an
existing switch recovery program that
has been documented as successful is
the one implemented by the State of
Maine, which was one of the first such
programs and was in place in advance
of the NVMSRP. The Maine program is
now fully operational and reported a
recovery rate of over 90 percent for
mercury switches in 2006.
The commenters provided no new
information or additional facts with
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respect to ACI that were not considered
and addressed at proposal when we
evaluated it as a beyond-the-floor option
(72 FR 53824, 53825) and concluded
that:
Based on the fact that activated carbon
injection is not a demonstrated mercury
control technology for EAF facilities, the
uncertainty in design and performance of the
add-on controls and hence of the actual
mercury emission reductions for EAF
facilities, the cost impacts per ton of
emission reduction, and the adverse energy
and solid waste impacts, we determined that
control beyond the floor is not warranted for
mercury. Therefore, we are proposing that
the removal of mercury switches from the
scrap before it is melted in the EAF
represents MACT for mercury for new and
existing EAF facilities.
We emphasize again that ACI was not
rejected as a beyond-the-floor option
solely on the basis of cost effectiveness.
We concluded that ACI has not been
demonstrated for EAFs and that there is
a great deal of uncertainty in design
(e.g., the carbon capacity that would be
needed to treat a highly variable inlet
loading of mercury) and potential
performance (i.e., how much mercury
would actually be removed), and hence
of the actual mercury emission
reductions that might be achieved. We
also considered and discussed the
adverse energy and solid waste impacts.
2. Monitoring for Mercury
Comment: Several commenters stated
that stack monitoring for mercury
emissions from EAFs was needed to
assess the effectiveness of the NVMSRP
and other programs. These commenters
believe it is important to have
information on the actual emissions, the
emissions impact of pollution
prevention measures, and an indication
of need for additional actions that may
be needed to further reduce mercury
emissions. One commenter stated that
CEMS are essential to establish that the
voluntary switch removal program
reduces emissions. Another commenter
requested that the monitoring program
include a requirement to test emissions
within 6 months of publication of the
final rule to establish a baseline for each
facility.
One commenter stated that although
the proposal states that no feasible
methods of emissions testing exist for
any EAF facility (e.g., continuous
emissions monitoring), there are
monitoring technologies that are
adaptable for use by any facility in this
industry. The commenter noted that
batch process emissions are tested and
monitored in many industrial sectors,
and EPA has established emission
standards for many batch processes
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without requiring the use of continuous
monitors, including Pesticide Active
Ingredient Manufacturing and
Miscellaneous Organic Chemical
Manufacturing. The commenter also
noted that EPA has recently
promulgated the ‘‘sorbent tube’’ method
for sampling stack gases at coal-fired
power plants (40 CFR part 75, appendix
K). The commenter believes that
because this method of monitoring
mercury is capable of sampling flue
gases over any period of time (hours or
even days), there appears to be little
impediment to using this method to
sample ‘‘batch’’ processes like those at
an EAF. Another commenter also noted
that CEMS are available and in use at
other types of mercury-emitting
facilities.
One commenter stated that data from
frequent monitoring will be essential to
determine if actual reductions in
mercury emissions have been achieved
in order to determine whether the
‘‘sunset’’ of the pollution prevention
standard in 2017 should be allowed to
occur. One commenter was concerned
that if there are no mercury emission
standards, it may be very difficult for
EPA to conduct its residual risk
determination. The commenter wonders
how EPA will calculate residual risk
when there has been no attempt to
establish a baseline of mercury
emissions, determine the effectiveness
of the switch removal program, or
measure emissions after controls are
implemented. One commenter stated
that at least one steel mill of which they
are aware has reported higher levels of
mercury emissions since starting to
participate in the NVMSRP. The
commenter notes that frequent
monitoring is needed to determine
whether the program is effective.
One commenter suggested that EPA
require facilities to keep records of the
sources of scrap metal entering the
facility in a manner that allows
correlation of scrap sources with
elevated mercury emissions and that
these records be available to the Agency
and accessible for public review.
Response: At proposal, we considered
the use of CEMS for mercury (72 FR
53817):
We therefore examined the technological
and economic feasibility of continuous
monitoring for mercury from these sources.
We note first that mercury CEMS are not
demonstrated for EAF, raising a threshold
question of their technical feasibility for all
EAF. Furthermore, most EAF discharge
emissions from positive pressure baghouses
without stacks. Continuous mercury
monitoring would not be technically feasible
for these EAF (i.e., stackless EAF), even
assuming that mercury CEMS were otherwise
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demonstrated for EAF. This is because
volumetric flow rate and concentration
would need to be determined by CEMS to
measure the mass emission rate of mercury,
and without a stack, it is nearly impossible
to obtain an accurate measurement of
volumetric flow rate or to obtain
representative measurements of mercury
concentration in the discharged emissions.
Indeed, EPA has previously determined that
the use of continuous opacity monitoring
systems (COMS) was not feasible for positive
pressure baghouses without stacks for this
reason.
The commenters did not address any
of these points that we made at
proposal. After further consideration of
CEMS, we continue to believe that
CEMS are not feasible for monitoring
baghouses without stacks.
One commenter stated that batch
processes such as EAF steelmaking
could be monitored for mercury
emissions using the sorbent tube
method. We agree that there are
monitoring methods for mercury that
can be used for batch processes;
however, the problem with applying
CEMS or the sorbent tube method is
because of baghouses without stacks,
not because steelmaking is a batch
process. We received no other
comments that addressed, much less
refuted, EPA’s view of the fundamental
shortcomings of applying mercury
CEMS to EAFs without stacks that were
discussed at proposal.
We discuss in much greater detail in
section IV.B.3 of this preamble the
monitoring requirements of the rule and
how they are used to determine the
effectiveness of the standard. We have
developed monitoring requirements that
are appropriate for the pollution
prevention standard, and since we have
concluded it is not necessary or
appropriate to establish a mercury stack
emission limit, it is not appropriate and
in most cases it is infeasible to require
monitoring for mercury emissions.
The lack of a mercury emission
standard will not affect our ability to
conduct a residual risk assessment in
the future. We will by that time have
historical data on the effectiveness of
the MACT standard, and mass balance
approaches as well as innovative
methods for sampling and analysis of
sources or ambient air concentrations
may provide additional data.
We cannot directly address the
commenter who claimed that one
plant’s mercury emissions had
increased since joining the NVMSRP
because the commenter provided no
details to substantiate the claim.
However, there is no doubt that removal
of mercury switches before motor
vehicle scrap is melted will reduce
mercury emissions, whether the
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removal takes place under the NVMSRP
or under other switch removal
programs.
3. Effectiveness of the Pollution
Prevention Standard for Mercury
Comment: Several commenters stated
that requirements to verify the
effectiveness of the NVMSRP and other
switch removal programs are needed
and that accountability is not
adequately addressed. The commenters
claimed that there are no enforceable
mechanisms to ensure effective
participation in or compliance with the
switch removal programs and identified
the need for increased recordkeeping
and reporting beyond just participation
in a switch removal program. One
commenter requested that EPA include
enforceable measures of accountability
that include consequences if the
programs do not meet their goals. Two
commenters requested that quantifiable
performance measures be included to
verify the effectiveness of mercury
reduction programs. One commenter
requested written documentation and
audits of program participation of
suppliers, evaluation of switch recovery
rates, and mercury emissions testing
and monitoring requirements. Another
commenter suggested incorporating
verifiable measurement and
accountability systems and using some
of the specific language from the MOU
to make the scrap plans accountable and
enforceable. This commenter also
requested that EPA revise the rule to
include enforceable scrap specification
requirements and binding contracts
with scrap suppliers (rather than a
‘‘means of communicating’’) and require
recordkeeping, reporting, and
certification to assure that scrap meets
specifications, as well as contract
termination in the event of deviations.
This commenter also states that the
switch removal requirements must be
more than a ‘‘goal’’; they must be
achieved through binding contracts
establishing removal requirements and
effective tracking, recordkeeping, and
reporting requirements. Two
commenters noted that since there are
no effective performance measures,
goals, or consequences for failure to
remove switches, there is no strong
incentive for the NVMSRP to continue
after the initial funding has been
expended.
Two commenters requested
achievement of specific switch recovery
percentages as the rule is implemented.
They suggest a ramped capture rate of
30 percent for year one, 50 percent for
year two, and 80 percent in year three.
The commenters believe it is essential
that the rule require increasing mercury
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switch capture rates so that a rate of 80
percent or more is achieved within two
to three years.
One commenter stated that two
studies of switch removal and mercury
emission reductions do not constitute
evidence of a cause and effect
relationship between removal of
switches and mercury reductions. The
commenter believes that documentation
based on a large number of studies can
determine the cause and effect
relationship. The commenter further
states that because no monitoring or
testing of mercury emissions are
required by the proposed rule, no
evidence of correlation between
amounts of mercury emitted and the
quality of scrap can be demonstrated,
and there would be no evidence that the
switch removal program is working to
reduce mercury emissions.
Several commenters noted that the
proposed rule is silent on what happens
if the 80 percent switch removal goal is
not met. One commenter believes the
rule should include a final date when
the goal is to be met and identify
emission standards to be met as an
alternative to the 80 percent removal
goal.
One commenter was concerned about
using an estimate of the percentage of
mercury switches removed to determine
whether an approved plan should
continue to be approved because the
estimate of the percentage of mercury
switches removed is highly uncertain
and dependant on many assumptions.
The commenter stated that determining
the effectiveness of site-specific mercury
switch removal programs by comparing
uncertain statistics with an aggressive
removal goal (80 percent) may cause
effective programs to have their
approval revoked.
Response: The NVMSRP resulted
from a two-year process of collaboration
and negotiation among a diverse group
of stakeholders to create a dedicated
nationwide effort to remove mercurycontaining switches from end-of-life
vehicles. The stakeholders included
EPA, automakers, steel manufacturers,
environmental groups, automobile scrap
recyclers, and State agency
representatives. These stakeholders
signed an MOU detailing their
respective responsibilities and
commitments in the national switch
recovery effort. This effort will result in
substantial reductions in mercury
emissions from EAFs by removing the
majority of mercury from metal scrap. In
addition, it will have environmental
benefits from reducing mercury
emissions from sources other than EAFs
and will reduce mercury releases to
media other than air. We disagree with
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the commenter that without testing for
mercury emissions, there would be no
evidence that the switch removal
program is working to reduce mercury
emissions. Many States have
implemented switch removal programs,
and major environmental groups have
participated in and signed agreements
supporting the programs, both of which
are indications of the participants’ belief
in the ability of such programs to reduce
mercury emissions. EPA recounts this
history not to show that the Agency is
blindly accepting the negotiated
agreement, but that EPA has examined
the agreement anew in light of the
requirements of section 112(d) and finds
that the program resulting from that
agreement meets the statutory
requirements. The success of the
program has been documented by direct
measurements of mercury in switches
removed, and as of November 28, 2007,
over 843,000 switches with 1,855
pounds of mercury have been recovered.
As we stated in detail at proposal, this
pollution prevention approach was
determined to be the MACT floor and
MACT for reducing mercury emissions
from EAFs. Emissions of mercury result
from the melting of scrap metal that
contains mercury components. When
these components are removed prior to
charging the scrap to an EAF, the
mercury emissions are prevented.
Thousands of automobile recyclers
have already joined the NVMSRP,
although not all members have yet sent
in recovered switches. (As we discuss in
more detail below, there is a lag time as
dismantlers accumulate enough
switches to fill a shipping container.)
Information on the program, including
scrap suppliers who have joined and the
number of switches they have turned in
to date, can be found on the End of Life
Vehicle Solutions Web site (https://
www.elvsolutions.org).
As we discussed at proposal, there are
many elements in the NVMSRP that are
designed to measure success and to
evaluate its effectiveness. One year
following the effective date of the MOU
and each year thereafter, the parties or
their designees and EPA agreed to meet
to review the effectiveness of the
program at the State level based upon
recovery and capture rates. The parties
to the agreement will use the results to
improve the performance of the program
and to explore implementation of a
range of options in that effort. Two and
one-half years from the inception of the
program, the parties agreed to meet and
review overall program effectiveness
and performance. This review will
include analysis of the number of
switches that have been collected and
what factors have contributed to
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program effectiveness. The
Administrator is one of the parties
committed to this review and
assessment of effectiveness, and the
Administrator may disapprove the
program as a compliance option (in
whole or in part) at any time based on
the assessment of effectiveness.
A key element of measuring the
success of the program is maintaining a
database of participants that includes
detailed contact information;
documentation showing when the
participant joined the program (or
started submitting mercury switches);
records of all submissions by the
participant including date, number of
mercury switches; and confirmation that
the participant has submitted mercury
switches as expected. Another
important element is aggregated
information to be updated on a quarterly
basis, including progress reports,
summaries of the number of program
participants by State, individual
program participants, and records of
State and national totals for the number
of switches and the amount of mercury
recovered. The program is also
estimating the number of motor vehicles
recycled. The NVMSRP will issue
reports quarterly during the first year of
the program, every six months in the
second and third year of the program,
and annually thereafter. The reports
prepared by ELVS will include the total
number of dismantlers or other potential
participants identified; the total number
of dismantlers or others contacted; and
the total number of dismantlers or
others participating. The annual report
will include the total mercury (in
pounds) and number of mercury
switches recovered nationwide; the total
pounds of mercury recovered and
number of mercury switches by State;
and an estimated national capture rate.
Other information includes the total
number and identity of dismantlers or
others dropped due to inactivity or
withdrawal from the program. Mercury
switch removal is already underway—
more than 1,855 pounds of mercury
from over 843,000 switches have been
recovered to date by program
participants. This represents almost 20
percent of our estimated reduction in
mercury emissions of 5 tons per year
once the final rule and NVMSRP are
fully implemented.
The commenters make valid points
that the effectiveness of the rule could
be improved by incorporating certain
elements that the steel manufacturers
have already agreed to in the MOU. We
have revised the proposed rule to
provide more specificity to the EAF
owner or operator responsibilities and
to improve the effectiveness of EPA-
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approved programs, which may include
programs other than the NVMSRP. In
addition, we are including these same
requirements in the option for
developing a site-specific plan for
switch removal. The rule changes
include:
• EAF owners or operators must
develop and maintain onsite a plan
demonstrating the manner through
which their facility is participating in
the EPA-approved program. The plan
must include facility-specific
implementation elements, corporatewide policies, and/or efforts
coordinated by a trade association as
appropriate for each facility.
• EAF owners or operators must
provide in the plan documentation of
direction to appropriate staff to
communicate to suppliers throughout
the scrap supply chain the need for the
removal of mercury switches from endof-life vehicles. Upon the request of the
permitting authority, the owner or
operator must provide examples of
materials that are used for outreach to
suppliers, such as letters, contract
language, policies for purchasing agents,
and scrap inspection protocols.
• EAF owners or operators must
conduct periodic inspections or provide
other means of corroboration to ensure
that suppliers are aware of the need for
and are implementing appropriate steps
to minimize the presence of mercury in
scrap from end-of-life vehicles.
One commenter claimed that because
no monitoring or testing for mercury is
required, there is no way to determine
if the pollution prevention approach is
reducing mercury emissions. We
strongly disagree because the number of
switches or weight of mercury recovered
is a direct measure of the amount of
mercury prevented from entering the
environment. As we explained at
proposal and in an earlier comment
response, it is not feasible to require
continuous emission monitoring at
EAFs with baghouses without stacks,
and because of the variability in
mercury emissions from this batch
process, periodic manual sampling is
inadequate and provides only a
snapshot in time of the emissions.
Commenters also asked what happens
if the 80 percent goal is not met.
Another stated that there is a great deal
of uncertainty in estimating the percent
of switches removed and that the use of
this uncertain statistic could cause
effective switch removal programs to
have their approval revoked. We
addressed these issues at proposal (72
FR 53824) and we note again that the 80
percent minimum recovery rate is a goal
that all parties to the MOU agreed to
work toward. We recognize that 80
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percent recovery will not be achieved in
the first year or two; however, the
parties to the MOU agreed to aim for
collection of at least four million
switches in the first three years of the
NVMSRP and agreed to exceed this
amount if possible. We believe that
recovery of four million switches
(approximately 4.4 tons of mercury at 1
gram per switch) in the first three years
is a good beginning for working toward
recovery of 80 percent of mercury
switches. It is necessary to acknowledge
that there will be an initial delay in
many States that have recently joined
the NVMSRP while individual
dismantlers accumulate sufficient
switches to make a shipment for
recovery. It has been estimated that it
may take from 6 to 12 months to fill a
switch collection bucket (e.g., according
to the ELVS Web site at https://
www.elvsolutions.org, switches are
typically collected in 3.5 gallon buckets
that can hold up to 450 mercury pellets
from switch assemblies).
Furthermore, the goal of removing 80
percent of the mercury switches is not
the only criteria used to evaluate the
success of a program. In the proposed
rule, we explained that the
Administrator can evaluate the success
of an EPA-approved program at any
time, identify States where
improvements might be needed,
recommend options for improving the
program in a particular State, and if
necessary, disapprove the program as
implemented in a State from being used
to demonstrate compliance with the rule
based on an assessment of this
performance. The evaluation would be
based on progress reports submitted to
the Administrator that provide the
number of mercury switches removed,
the estimated number of vehicles
processed, and percent of mercury
switches recovered. The Administrator
can assess the information with respect
to the program’s goal for percent switch
recovery and trends in recovery rates.
For example, as the NVMSRP has
ramped up, switch recovery rates have
increased from 241,000 switches in
2006 to 602,000 through the first 10
months of 2007.
Comment: One commenter noted that
in the NVMSRP MOU, funding was
negotiated with the understanding that
the EAF rule would provide strong
incentives for switch removal after the
incentive fund was depleted. The
commenter states that the proposed rule
does not appear to provide such
incentives because there are no
performance measures, goals, or
consequences for failing to remove
switches. The commenter further states
that to provide accountability and
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enhance effectiveness, the rule should
stipulate enforceable consequences for
the EAF sector in the event that the
pollution prevention approach is not
sufficient to achieve necessary emission
reductions. The commenter suggests
that if existing and proposed programs
are not successful, then additional
emission control and monitoring
requirements and/or further EAF
financial support to the NVMSRP
should be required.
Response: The rule provides a strong
incentive for EAF owners or operators to
continue their support for the NVMSRP
even after the incentive fund is
depleted. Facilities that do not
participate in an EPA-approved program
must develop and operate by sitespecific switch removal plans that may
prove to be more burdensome than that
of participating in the NVMSRP. The
rule requires that metal scrap purchased
for use in an EAF be procured from a
supplier that removes mercury
convenience light switches. If an EAF
owner or operator fails to meet the
requirements related to audits of
suppliers, reporting, recordkeeping or
any other rule provisions, then the
owner or operator is at risk of being
found in violation of the rule. If the
facility is at risk of non-compliance
because of the actions of a scrap
provider, then it is in the interest of the
owner or operator to take corrective
actions and fix the problem with the
scrap provider or to terminate the scrap
purchasing contract because of failure to
meet scrap specifications.
Comment: One commenter stated that
a review of the End of Life Vehicle
Solutions (ELVS) database indicates a
number of cases where individual
dismantlers are participants in the
NVMSRP, but have yet to submit
collected switches.
Response: The ELVS Web site, which
provides information on the NVMSRP
and its members, includes the date
when a particular automobile or scrap
recycler joined the program. As the
facility-specific data show, some
recyclers joined the program during its
first year of implementation or even
earlier. We do not believe that this
should cause undue concern at this
time. Some States had instituted
statutorily mandated programs prior to
the establishment of the national
program and, therefore, have been
operating for a longer period of time.
Automobile and scrap recyclers in these
States have had more of incentive to
participate early on in the program. It is
possible that automobile and scrap
recyclers in those States have already
submitted switches to be recycled, some
of which may have been stored in
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anticipation of a future opportunity to
dispose or recycle them. States that have
just joined the national program are
clearly in a ramp-up phase. There will
be an initial delay associated with many
new programs while individual
dismantlers accumulate sufficient
switches to make a shipment for
recovery. It has been estimated that it
may take from 6 to 12 months to fill a
switch collection bucket that typically
holds about 400 mercury pellets from
switches. The same type of lag time in
shipping was noted when one of the
first switch removal programs in the
country was initiated by the State of
Maine.
The data show that during its first full
year, the program has made significant
progress, and as we pointed out earlier,
over 1,855 pounds of mercury has been
recovered, and this represents almost 20
percent of our estimated annual
reduction in mercury emissions (5 tons
per year) once the rule is fully
implemented. The second year of the
program will shift from roll-out to
ramping up participation and collection
rates. We should see significant progress
toward achieving 80 percent recovery of
switches in the third year of program
implementation.
Comment: One commenter questioned
the meaning of ‘‘80 percent’’ in the
reduction of mercury switches: Does it
refer to the convenience switches in one
automobile, the total weight of mercury
in switches in a vehicle being turned
into scrap, the total number of switches
and other sources of mercury in one
vehicle, or none of the above.
Response: ‘‘80 percent’’ switch
recovery is the goal, and the percent of
switches recovered (the capture rate as
defined in the MOU) is the number of
mercury switches removed from end-oflife vehicles divided by the total
mercury switch population in end-oflife vehicles in a given time period (e.g.,
each year of the program) times 100.
Comment: One commenter objected to
the credit allowed in calculating the 80
percent mercury switch removal goal for
site-specific plans. The commenter
objected to the credit because it allows
counting of mercury removed from
components other than convenience
lighting while the approved plan
requires only the removal of mercury
switches from convenience lighting. The
commenter stated that the provision is
not consistent with the MOU, which
states that only mercury switches used
for convenience lighting will be counted
for purposes of measuring program
performance. The commenter argued
that site-specific plans should not be
held to a higher standard than the
NVMSRP.
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Response: While it is true that only
switches from convenience lighting
apply to the 80 percent minimum goal
of the NVMSRP, ELVS accepts all
automobile mercury switches (including
those from anti-lock brake systems
(ABS)), and the automobile or scrap
recyclers that remove them are paid the
incentive fee of $1.00 per switch. We
believe that this provides an incentive
to remove switches from other systems
as well as for convenience lighting. In
the requirements for site-specific plans,
other sources of mercury are included in
determining the 80 percent goal, such as
ABS, security systems, active ride
control, and other applications.
Inclusion of these other components in
the site-specific programs provides an
incentive for their removal. These
mercury-containing components
contribute less mercury (13 percent
compared to 87 percent from
convenience light switches), and they
are more difficult to locate, identify, and
remove. Mercury-containing
components in ABS will be the
components other than convenience
light switches that are most often
removed. The removal of these
components requires removing the rear
seat and dismantling the ABS. We
believe that if a dismantler chooses to
take the time to remove and recover
mercury components from ABS or other
components, they should receive some
type of credit for doing so, thus they can
include them in their 80 percent
minimum recovery goal.
Comment: One commenter stated that
at least two EAF facilities are exempt
from the proposed rule because they are
collocated with major source integrated
iron and steel manufacturing facilities.
The commenter noted that if these
facilities are not covered by the rule and
choose not to participate in the
voluntary NVMSRP, then these facilities
and their suppliers will enjoy at least
two competitive advantages over the 91
facilities that will have to comply with
the rule: They will have lower costs and
they will be free of any legal
requirement to address mercury in the
scrap that they receive, generate, and or
use as feedstock. The commenter also
stated that scrap from any supplier who
chooses to ignore mercury will
preferentially flow to these facilities
because there will be no legal or
voluntary obligation for that supply
chain to address mercury.
Response: As we stated at proposal,
we plan to list EAFs as a major source
category and develop MACT standards
for HAP emissions, including mercury.
Comment: One commenter noted that
the criteria by which the Administrator
will evaluate semiannual reports are not
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specified for the option of a site-specific
plan for switch removal. The
commenter went on to state that there
is no incentive to meet the requirements
and no penalty for failing to do so.
Another commenter is concerned about
the proposed rule’s mechanism for
approval of alternative switch recovery
programs since States vary in their level
of participation in the NVMSRP and
have a variety of statutory and
regulatory requirements, State level
MOUs, State incentive funds, and other
program components. The commenter
said that to ensure consistency and
enforceability, clear criteria and
procedures that ensure any program’s
effectiveness need to be specified in the
rule. One commenter suggested the
Administrator specifically consider the
participation rate of scrap suppliers to
an area steel mill and the collection rate
of the largest scrap suppliers to the
facility prior to approving the goals. One
of the commenters noted that as
proposed, the rule directs the
Administrator to determine if NVMSRP
or alternative programs are adequately
recovering switches, but provides no
quantitative requirements.
Response: As we discussed above, the
Administrator will evaluate the number
of mercury switches removed, the
estimated number of vehicles processed,
and percent of mercury switches
recovered. (See § 63.10685(b)(1)(v) and
(b)(2)(iii)). The Administrator can assess
the information with respect to the
program’s goal for percent switch
recovery and trends in recovery rates.
The criteria are not hard and fixed
because flexibility is needed to consider
potentially lower recovery rates as the
program is established and higher rates
as the number of participants peaks. We
have described earlier the database used
for documenting and measuring
mercury switch recovery. We believe
that this database provides sufficient
transparency to ensure that the program
is making measurable program progress
and assuring accountability while at the
same time remaining flexible.
We have provided sufficient detail in
the rule for the criteria used to approve
State and other switch removal
programs: (1) There is an outreach
program that informs automobile
dismantlers of the need for removal of
mercury switches and provides training
and guidance on switch removal, (2) the
program has a goal for the removal of at
least 80 percent of the mercury
switches, and (3) the program sponsor
must submit annual progress reports on
the number of switches removed and
the estimated number of motor vehicle
bodies processed.
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4. Other Sources of Mercury in Scrap
Comment: Several commenters
claimed that a significant amount of
mercury comes from sources other than
automobile scrap, including household
and commercial appliances, heating and
air conditioning units, and industrial
equipment. Some of these commenters
suggested addressing these sources of
mercury by expanding the NVMSRP.
One commenter stated that the mercury
from sources other than automobiles
was on the order of 40 to 50 percent of
the mercury in scrap. Another
commenter noted that the counteracting
effect of increased use of ABS, more
mercury containing electronic devices
in cars, and other mercury-containing
items, could conceivably lead to a net
increase in the mercury in scrap
processed by steel mills.
One commenter stated that the rule
should address these mercury sources to
scrap metal by incorporation into the
NVMSRP or through the establishment
and funding (by mercury product
manufacturers and the EAF sector) of
collection programs targeting other
products that contribute to scrap metal.
The commenter suggested as an
example a possible requirement that
mercury thermostat manufacturers and
the EAF sector could fund an expansion
of the Thermostat Recycling Corporation
(TRC) program, a voluntary end-of-life
mercury thermostat collection initiative
supported by thermostat manufacturers.
The commenter stated that the TRC is a
well-established program but provides
no recovery incentives and has achieved
a poor national recovery rate.
Response: At proposal, we considered
the removal of other mercury-containing
components in automobiles, such as
switches in ABS, and determined the
option was not justified as a beyond-the
floor standard (72 FR 53824). These
sensors are considerably more difficult
and time consuming to remove than are
convenience light switches, and they
contribute much less mercury (e.g., 87
percent of the mercury in end-of-life
vehicles comes from convenience light
switches). The commenters provided no
data or rationale to support that the
removal of other sources of mercury
from the scrap supply was economically
and technologically feasible as a
beyond-the-floor option.
We have no data or documentation
that non-automobile sources contribute
40 to 50 percent of the mercury as the
commenters claim, and we have some
indications their estimate is quite high.
For example, a report (available at
https://www.epa.gov/region5/air/
mercury/appliancereport.html)
prepared for the State of Massachusetts
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stated that mercury switches in obsolete
appliances accounted for less than 1
percent of the mercury in the solid
waste stream. Most mercury-containing
components in appliances were phased
out several years ago, and any that
might remain would contribute very
little mercury to the scrap supply
compared to switches in automobiles. In
addition, end-of-life vehicles contribute
approximately 7 times more in tons of
total metal to the scrap supply than do
obsolete appliances; consequently, these
factors suggest that end-of-life vehicles
are the primary contributor to mercury
in the scrap supply. While some ABS
contained mercury sensors as we noted
at proposal, these too have been phased
out and were much less common and
contained less mercury than
convenience light switches.
5. Role of State Agencies
Comment: One commenter claimed
that State agencies would have little or
no say in approving site-specific
pollution prevention plans and that
State and/or local agencies should have
more authority over such approvals.
Another commenter noted that part of
the approval process can be delegated to
the permitting authority, but there may
be many varying programs and elements
of programs that individual companies
or facilities may wish to implement,
some of which States do not have any
experience with. The commenter
recommends that EPA retain the
responsibility for approving programs
and provide clear criteria for an
acceptable program, and use these
criteria to approve existing State
programs that are not part of the
NVMSRP.
Two commenters were concerned
about the ability of air agencies to
enforce a pollution prevention program
that will, in many cases, be overseen by
solid and hazardous waste programs.
The commenters noted that the
requirements of the switch removal
program must be incorporated into air
permits, and the provisions must be
clearly understood and enforceable by
State air agencies in cooperation with
their counterparts in other media
programs. The commenters are
concerned that if these provisions are
not explicit in the program, this
pollution prevention approach will not
be effective.
One State agency commenter asked
that EPA approve the vehicle mercury
switch recovery program mandated by
Maine State law as an EPA-approved
program under the rule. The commenter
noted that the Maine program has been
the most successful switch recovery
program to date, with a 2006 recovery
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rate of over 90 percent for all mercury
switches—not just convenience light
switches. The commenter further added
that the program meets or exceeds all of
the criteria that are identified in the
proposed rule as necessary to effect
mercury reductions from EAFs.
One commenter recommended that
EPA grant pre-approval of existing State
programs. The commenter argued that
pre-approval of the eight existing State
programs (which account for about
1,900 participants), would eliminate the
need for scrap providers participating in
those programs to obtain EPA approval
of their site-specific plans.
Response: We agree that State
agencies should be involved in
reviewing and approving or
disapproving site-specific pollution
prevention plans. We expect that the
State permitting authority will have a
better understanding of the facilities in
their State and their site-specific
operating conditions and any special
circumstances. We are clarifying that
the rule delegates to the States the
authority to implement and enforce
those requirements in the rule dealing
with contaminants from scrap except for
the approval of national, State, or local
agency programs under the option for
approved mercury programs. We believe
that such broad programs should require
EPA approval and that it is not
appropriate for a State agency to
evaluate and approve a national
program or their own program. The rule
should be implemented by State air
programs and not by solid and
hazardous waste programs.
We are also identifying the mercury
switch recovery program mandated by
State law in Maine as an EPA-approved
program because they submitted
documentation that the requirements
are equivalent to (or more stringent
than) the approved national program.
The program in Maine represents
MACT, and we explained at proposal
that MACT is a national, State, local or
facility-specific switch recovery
program that meets specific criteria. No
other States made such requests or
submitted information showing
equivalency; consequently, we are not
currently identifying other State
programs as EPA-approved in the final
rule.
6. Comments on Specific Rule Changes
Comment: One commenter stated that
in § 63.10685(b)(1)(i) and (ii), the
requirement for removal of mercury
switches from vehicle bodies used to
make scrap does not seem to recognize
the possibility of inaccessible switches.
The commenter suggests replacing
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‘‘mercury switches’’ with ‘‘accessible
mercury switches.’’
Response: We have defined mercury
switch to include only those switches
that are part of a convenience light
switch mechanism. Our information
indicates that these switches are
accessible and are easily removed, and
it is important to the success of the
pollution prevention program that they
be removed. Consequently, we are not
adding the additional requirement that
they be ‘‘accessible,’’ which would
introduce additional uncertainty
because of the judgment that must be
made as to what is accessible.
Comment: One commenter stated the
requirement in § 63.10685(b)(1)(B) for
assurances from scrap providers that
scrap meets specifications does not
seem to allow for uncertainty or error.
The commenter suggested that the
language read ‘‘Provisions for obtaining
assurance from scrap providers that to
the best of their knowledge, motor
vehicle scrap provided to the facility
meets the scrap specification’’.
Response: We disagree that the
change recommended by the commenter
is necessary because the phrase ‘‘to the
best of their knowledge’’ is subjective
and likely creates confusion rather than
clarity. The EAF owner or operator must
obtain assurance to their satisfaction
that the scrap meets specifications.
Comment: One commenter said the
requirement in § 63.10685(b)(1)(ii)(C) for
a means of corroboration to ensure that
scrap providers and dismantlers are
implementing appropriate steps to
minimize the presence of mercury
switches in motor vehicle scrap should
be replaced with appropriate steps ‘‘to
encourage the removal of accessible
mercury switches from motor vehicles
to be shredded.’’
Response: We disagree because
corroboration to ensure that scrap
providers and dismantlers are
implementing appropriate steps to
minimize the presence of mercury
switches in motor vehicle scrap is
necessary to ensure the effectiveness
and credibility of the pollution
prevention requirements.
Comment: One commenter expressed
concern that the requirements in
§ 63.10685(b)(1)(ii)(C), (b)(1)(iii), and
(b)(1)(v) may require scrap providers to
divulge confidential business
information (CBI) or to provide sensitive
information to EAF operators to comply.
Response: It is in the interest of both
the scrap provider and EAF operator to
provide the information required by the
rule and to establish procedures if
necessary to protect confidential
information. The requirements cited by
the commenter refer to: (1) Periodic
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inspections of scrap providers and
dismantlers to ensure appropriate steps
are being taken to remove mercury
switches; (2) estimates of the number of
switches removed; and (3) semiannual
progress reports that provide the
number of switches or weight of
mercury removed, number of vehicles
processed, estimate of the percent of
switches removed, and certification of
proper disposal of the switches. This
information is an essential monitoring
component of the rule to measure the
effectiveness of a facility’s pollution
prevention program. The information on
number of vehicles processed can be
aggregated for a facility if it is important
not to reveal the number of vehicles
processed by a given scrap provider. We
do not see nor did the commenter
identify exactly what component of the
requested information would be CBI;
however, if the case can be made that
there is CBI involved, EPA and the
permitting authorities have established
procedures for managing and
safeguarding CBI and will, of course,
utilize them.
Comment: One commenter objected to
the requirement in § 63.10685(b)(1)(iii),
which effectively compels scrap
providers to collect switch removal
information from all upstream sources
of end-of-life vehicles. The commenter
stated that to impose such burdensome
requirements on the suppliers of the
regulated entity far exceeds the
Agency’s regulatory authority.
Response: The burden imposed by the
Agency is on the EAF owner or operator
to obtain switch removal information
because it is a critical monitoring
component of the rule. The EAF owner
or operator in turn must require this
information from scrap providers, and if
such information is not obtained, the
EAF owner or operator could be found
in violation of the rule.
Comment: One commenter objected to
the proposed requirement for EPA
approval of the scrap pollution
prevention plan and mercury switch
removal plan if prior approval is needed
before the plan can be implemented or
a change made. The commenter argued
that prior approval would require all
EAF operations to be shut down from
the effective date of the rule until the
plan is approved (unless EPA can
approve all plans in the limited time
available), that the need to respond to
scrap that is presently available
precludes the ability of the facility to
seek prior approval of changes, and that
it is unclear that EPA can provide
meaningful review of scrap plans. The
commenter suggested language that
would require facilities to keep a copy
of the plan onsite and update the plan
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to address any deficiency within 90
days of receiving a written notice from
the Administrator. The commenter
stated that recordkeeping and
compliance certification requirements
should be added consistent with the
requirement.
Response: We continue to believe that
the pollution prevention plans must be
submitted to the permitting authority for
review and approval to ensure they
adequately address the requirements in
the rule. We are clarifying in the final
rule that the owner or operator must
operate according to the plan as
submitted during the review and
approval process, operate according to
the approved plan at all times after
approval, and address any deficiency
identified by the permitting authority
within 60 days following disapproval of
a plan. We are also clarifying that the
owner or operator may request approval
to revise the plan and may operate
according to the revised plan unless and
until the revision is disapproved by the
permitting authority.
Comment: One commenter pointed to
the provision in § 63.10685(b)(2)(iii)
which allows the Administrator to
revoke approval for all or part of the
NVMSRP based on review of the
reported data. The commenter asked if
the 90-day period between the
revocation notice and the effective date
of the revocation provide sufficient time
for the Administrator to approve 100
site-specific plans under
§ 63.10685(b)(1) and if there was a
process in place for seeking
reconsideration of revocation.
Response: We are clarifying in the
final rule that the authority for the
approval of site-specific plans is
delegated to the permitting authority.
This is what the proposed rule allowed
because this authority was not among
those listed in the rule as not being
delegated. We believe the 90-day period
is adequate for the approval process.
The rule has no formal process for
seeking reconsideration of revocation.
Comment: One commenter
recommended that the proposed
definition of ‘‘scrap provider’’ be
revised because the definition includes
brokers who have no oversight over
scrap preparation and delivery.
According to the commenter, a revised
definition should allow brokers to be
considered ‘‘scrap providers’’ as a
contractual matter. The commenter
suggested that EPA define ‘‘scrap
provider’’ to mean ‘‘the final preparer of
scrap delivered to a steel mill, or a
broker when a brokered transaction
specifies that the broker provide
information to the steel mill from the
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scrap processors participating in the
brokered transaction.’’
Response: We disagree because the
definition as proposed allows a broker
to be considered a scrap provider. The
EAF owner or operator must ensure that
the broker receives scrap only from
suppliers participating in an EPAapproved program, and we have
clarified this in the final rule. For the
site-specific option, the EAF owner or
operator must obtain assurance from all
scrap providers that mercury switches
have been removed and provide an
accounting of the number of switches
removed and vehicles processed for all
scrap providers, along with all of the
other requirements in the site-specific
plan.
Comment: One commenter
recommended that the proposed
definition of ‘‘motor vehicle scrap’’ be
revised to refer to shredded scrap that
contains shredded end-of-life vehicles.
The commenter explained that shredded
scrap typically includes shredded endof-life or obsolete appliances as well as
other materials. Alternatively, the
commenter suggested replacing the
definition of ‘‘motor vehicle scrap’’ with
a definition of ‘‘shredded scrap’’, which
would contain some fraction of
shredded end-of-life vehicles.
Response: The definition of motor
vehicle scrap is specific to vehicles
processed in a shredder. We do not see
a need to revise the definitions as
suggested by the commenter.
Comment: One commenter
recommended that EPA revise
§ 63.10685(b) to clarify that scrap that
does not contain motor vehicle scrap
does not need to meet one of the three
compliance options for mercury. The
commenter suggested using the term
‘‘motor vehicle scrap provider’’ instead
of ‘‘scrap provider.’’ Otherwise, the
commenter asked that EPA add a fourth
compliance option under § 63.19685(b)
for scrap that contains no motor vehicle
scrap and require certification to that
effect for the scrap provider, contract for
scrap, or scrap shipment. The
commenter stated that recordkeeping
and compliance certification
requirements should be added
consistent with the requirement.
Response: We have clarified in the
final rule that the mercury switch
removal provisions and three
compliance options apply to scrap that
contains motor vehicle scrap. In
addition, we have added a new
provision to the rule for scrap that does
not contain motor vehicle scrap to
require a certification and
documentation through records that the
scrap does not contain motor vehicle
scrap.
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Comment: One commenter objected to
the requirement for facilities to submit
a semiannual report of all scrap
shipments received under the sitespecific compliance option. The
commenter recommended that EPA
review scrap management records to
determine compliance. The commenter
provided recommended language for a
semiannual report containing a
certification of compliance, along with
records of how each motor vehicle scrap
provider, contract, or shipment
complies with the rule.
Response: We continue to believe that
an accounting of mercury switches and
estimated number of vehicles processed
must be submitted in semiannual
reports because it is an important
monitoring provision that is necessary
to determine if the site-specific plan is
being implemented and to assess its
effectiveness. However, we are
clarifying that the information can be
submitted in aggregate form and does
not have to be submitted for each
shipment, which could include
hundreds of records for some large
facilities. However, the owner or
operator must maintain records for each
motor vehicle scrap provider, contract,
or shipment (as the commenter suggests)
sufficient to demonstrate compliance
with the rule and must make these
records available upon the request of the
permitting authority.
Comment: One commenter stated that
the scrap specification requirements for
mercury switches make unrealistic and
unenforceable demands of metal
purchasers. The commenter notes that
steel mill staff are required to assure
that the scrap is clean by visiting
suppliers (who may be hundreds of
miles away) by doing visual inspection
of their facilities and treated scrap. The
commenter further notes that suppliers
change frequently, they buy from
middlemen, and they ship scrap from
combined sources. The commenter
believes this shifts responsibility of
‘‘ensuring’’ quality of scrap to the
steelmakers and makes no requirements
of the steelmakers themselves, but asks
them to inspect members of an
independent industry at large cost in
staffing and travel when it is unlikely to
be effective.
Response: The rule applies to owners
or operators of EAF steelmaking
facilities, and it is the responsibility of
these facilities to comply with the rule.
Among other things, the final rule
requires that EAF owners or operators
conduct periodic inspections or provide
other means of corroboration to ensure
that suppliers are aware of the need for
and are implementing appropriate steps
to minimize the presence of mercury in
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scrap from end-of-life vehicles. Periodic
audits or inspections of scrap suppliers
or dismantlers are one means of
complying with this requirement.
Although there are certainly other
means to comply with this requirement,
we note that periodic audits or
inspections of scrap suppliers or
dismantlers are consistent with the
agreement reached in the NVMSRP
among many stakeholders, including the
scrap providers. Some EAF facilities
already perform inspections of
suppliers, and EAF facilities have
historical experience in ensuring the
quality of the scrap they receive because
of safety concerns (e.g., radiation or
explosion hazards) and the direct effect
of scrap quality on steel quality.
The corroboration requirement in the
final rule, as described above, is an
important element of assuring program
effectiveness and achieving the
pollution prevention objective of section
112(d)(2)(A). EPA is thus adopting the
requirement as an exercise of
independent judgment, not simply
because it is in the agreement.
C. Proposed GACT Standard for Metal
HAP Other Than Mercury
1. Opacity Limit for the Melt Shop
Comment: Two commenters stated
that a subcategory for older non-NSPS
facilities is justified by the fact that the
non-NSPS status of these facilities has a
direct bearing on the technical and
economic feasibility of retrofitting to
achieve the six percent opacity standard
during charging and tapping. According
to the commenters, these facilities, by
virtue of their design, are of a different
class and type from the NSPS facilities.
The commenters concluded that the
alternative standard described in the
proposal preamble with an opacity
standard of six percent and an
allowance of 20 percent opacity during
charging and tapping was appropriate
for these non-NSPS facilities. The
commenters provided a discussion of
EPA’s authority to establish such a
subcategory and information they
claimed indicated that EPA’s estimates
of the costs to retrofit the non-NSPS
facilities was understated. The
commenters also argued that applying
the NSPS to the non-NSPS facilities was
not justified because the proposed
standard was not as cost effective as
EPA had estimated, and in addition, the
cost effectiveness for HAP was much
higher than what EPA had determined
to be unacceptable in other rulemakings.
The commenters noted that CAA
section 112 grants the EPA authority to
categorize and subcategorize based on
class, type, and size of source.
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According to the commenters, the
Administrator ‘‘may distinguish among
classes, types, and sizes of sources
within a category or subcategory’’ under
section 112(d)(l), and similarly, section
112(c) authorizes EPA to establish
categories and subcategories of major
and area sources in a manner that is
consistent with the list of categories and
subcategories under Section 111. The
commenters also indicated that section
111(b)(2) provides EPA with authority
to ‘‘distinguish among classes, types,
and sizes within categories,’’ and
section 112 further provides that
‘‘(n)othing in the preceding sentence
(referring to the desire to maintain
consistency between source categories
under Sections 111 and 112) limits the
Administrator’s authority to establish
subcategories under this section, as
appropriate.’’
The commenters pointed out that in
the preamble to the proposed rule (72
FR 53826), EPA stated that it may be
appropriate to consider a separate
subcategory of facilities based on the
technical and economic feasibility of
retrofitting pre-1983 (non-NSPS)
facilities. According to the commenters,
such subcategorization is not new and
falls within the Agency’s discretion to
create subcategories. The commenters
continued by stating that while age is
not specifically identified as a criterion
for subcategorizing under Section 112,
age may have a direct correlation to the
design of a facility, the production and
air pollution control equipment used by
the facility, and other factors that allow
for ‘‘class, type, or size’’ subcategory
distinctions within an industry. The
commenters stated that courts have
confirmed this relationship between age
and allowable subcategorization factors
where there is a meaningful, discernable
relationship between the age of the
facility and the basis for
subcategorization (e.g., the cost or
feasibility of retrofitting or the
effectiveness of anti-pollution devices
on emissions) and cited American Iron
and Steel Inst. v. EPA, 568 F.2d 244, 298
(3rd Cir. 1977) (‘‘AISI’’) (also cited by
EPA in the preamble to the proposed
rule). The commenters claimed that the
courts have recognized that age may
play a direct role in a facility’s ability
to install anti-pollution devices (i.e.,
retrofitting costs) and on the
effectiveness of reducing emissions
(citing American Iron and Steel Inst. v.
EPA, 526 F.2d 1046, 1048 (3rd Cir.
1975) (also cited by EPA), recognizing
the ‘‘special problem’’ in requiring a
one-size-fits-all anti-pollution device in
industries where there is considerable
variation in the age of facilities).
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The commenters stated that they are
not seeking subcategorization based
strictly on the age of the facility, but
rather to recognize that non-NSPS
facilities (those that were constructed
prior to 1983 and not subsequently
modified) face design and equipment
challenges in achieving the opacity
standards that more modern facilities
are engineered to meet. According to the
commenters, non-NSPS facilities are a
different ‘‘class’’ or ‘‘type’’ of facility
from NSPS facilities, and consistent
with the cases cited, the non-NSPS
status of certain EAF steelmaking
facilities bears directly on the technical
and economic feasibility of reducing
fugitive emissions and warrants a
separate subcategory. The commenters
claimed that non-NSPS facilities vary
substantially in design and compliance
requirements, but in almost all cases the
buildings are not fully closed and the
furnace design and emission capture
systems are such that modifications are
required to achieve the NSPS standards.
According to the commenters, these
design and equipment differences are
reasonable bases on which to justify a
non-NSPS subcategory.
The commenters provided
information concerning the
modifications and retrofitting that
would be required at the non-NSPS
facilities to meet the six percent opacity
limit. In addition, the commenters
submitted estimates of the costs and
identified additional non-NSPS
facilities not previously included in
EPA’s analysis of impacts. The
commenters noted that there are 11 nonNSPS facilities that cannot currently
meet the NSPS opacity limit (rather than
the six identified at proposal) and
estimated that the capital cost to meet
the standard as $85 to $99 million
instead of EPA’s estimate at proposal of
$29 million. Among the plants
identified by the commenter was one
plant that the commenter stated could
meet the opacity limit 99 percent of the
time, but the commenter claimed that
costs would be incurred to address
trivial and infrequent excursions to
ensure the facility could meet the limit
100 percent of the time.
The commenters stated that applying
the NSPS opacity limit to the non-NSPS
plants was less cost effective than EPA’s
estimates at proposal because costs were
underestimated and emission
reductions were overestimated. The
commenters cited the higher capital
costs described above and also stated
that other costs, such as lost revenue
due to downtime to perform upgrades
and annual operating costs (including
increased power consumption and
maintenance labor) had not been
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included in EPA’s estimates. In
addition, the commenters claimed that
EPA’s estimates of emission reductions
were overstated because some of the
dust assumed to be collected by the
improved capture system would have
settled within the melt shop rather than
being emitted as fugitive emissions
through the melt shop roof. The
commenter also stated that the
improved capture efficiency estimated
for three facilities (from 85 percent to 95
percent) assumed an open roof monitor;
however the improvement in capture is
more likely from 90 percent to 95
percent because these facilities do not
have open roofs. The commenter
believes that the emission reductions for
these facilities is about half of that
estimated by EPA.
The commenter also stated that EPA’s
cost effectiveness estimate of $160,000/
ton of HAP was higher than what had
been accepted in other rulemakings:
$6,800/ton chlorine rejected and $1,100/
ton chlorine accepted (hazardous waste
combustors); $45,000/ton hydrogen
chloride rejected (industrial boilers);
$90,000/ton acrylonitrile rejected
(acrylic and modacrylic fibers); $724 to
$9,000/ton of organic HAP accepted
(halogenated solvent cleaning); and
$300 to $10,000/ton of organic HAP
accepted (gasoline distribution). The
commenters stated that it was
inappropriate to compare the particulate
matter (PM) cost effectiveness of the
proposed rule with that of mobile
source programs because those
programs were geared towards
addressing PM while the area source
rule is focused on HAP emissions. The
commenters believe the proper
comparison is with respect to the cost
effectiveness of HAP emission
reductions as described above.
Response: We proposed a standard of
six percent opacity for the EAF melt
shop for all plants in the source category
(i.e., no subcategories) as GACT because
about 90 percent of the existing facilities
are subject to and achieve this level of
control, and the technology used by
these facilities is generally available. We
requested comment on an alternative
based on a subcategory for older
facilities and an alternative standard of
six percent opacity except for 20 percent
opacity during charging and tapping (72
FR 53826). We also requested
supporting documentation in sufficient
detail to allow characterization and
representativeness of the data.
The commenters claimed that there
are meaningful differences between
plants that are subject to the NSPS and
those that are not subject to it, although
they correctly acknowledged that age
can only be a proxy for some process
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difference (i.e., age in and of itself is not
a basis for subcategorization). However,
we are not convinced that there is any
basis for subcategorization because the
non-NSPS plants have no physical
differences that are impediments to the
installation of the necessary and widelydemonstrated capture and control
systems for fugitive emissions.
Moreover, as we discuss in detail below,
even if (against our view) it is
appropriate to subcategorize, GACT
would be the same for NSPS plants and
non-NSPS plants.
We stated at proposal that GACT for
fugitive emissions from the melt shop
includes hoods to capture the fugitive
emissions escaping during charging,
melting, and tapping, and ducting the
emissions to a baghouse. All EAF
facilities have capture and control
systems for emissions from charging,
melting, and tapping, and this
technology has been applied to many
other industries (e.g., iron and steel
foundries, integrated iron and steel
plants). However, most EAF steelmaking
facilities have better capture systems for
charging and tapping emissions than do
some of the affected non-NSPS plants.
We have identified no technical reason
that the capture and control systems
demonstrated by plants subject to the
NSPS to achieve an opacity limit of six
percent cannot be applied industry
wide. The technology for upgrading the
capture and control of emissions from
charging and tapping is generally
available and includes new or
redesigned capture hoods, higher
evacuation rates, and in some cases,
additional baghouse capacity, all of
which have been accounted for in our
cost estimates.
Not only is this type of technology
routinely utilized, but there is no
technical impediment to its
applicability in this source category.
The commenters stated that ‘‘buildings
are not fully closed and the furnace
design and emission capture systems are
such that modifications are required to
achieve the NSPS standards’’, but this
merely indicates that some type of
upgrade would be required for plants to
meet the standards, not that these older
plants cannot be physically enclosed so
that they were able to achieve the NSPS
opacity limit. Moreover, these sources’
fugitive emissions consist of the same
HAP in the same concentration as all of
the NSPS plants. (See the HAP
concentration data presented in
‘‘Electric Arc Furnace Impacts
Analysis’’, Docket Item 0074 in Docket
Number EPA–HQ–OAR–2004–0083.) In
addition, a number of pre-NSPS EAFs
have in fact upgraded to meet a 6
percent opacity limit. Not only are these
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sources’ fugitive emissions comparable
to those of the remaining non-upgraded
facilities, but their costs are comparable
as well, as are the cost effectiveness of
the emission reductions. (See the results
of the cost survey of plants that have
previously upgraded as discussed in
‘‘Electric Arc Furnace Impacts
Analysis’’, Docket Item 0074 in Docket
Number EPA–HQ–OAR–2004–0083.)
EPA therefore does not believe that
the remaining non-NSPS plants are of a
different class or type than the universe
of sources meeting the 6 percent opacity
standard. They produce the same
product by the same means, are capable
of controlling opacity by the same
means at the same effectiveness, appear
to be identically situated to non-NSPS
EAFs which meet the 6 percent
standard, and (as discussed below) are
capable of meeting that standard at
reasonable cost and cost effectiveness.
Moreover, even if (against our views)
subcategorization would be appropriate,
EPA believes GACT for the subcategory
would be the NSPS standard. The
standard reflects readily available
technology (as just discussed) at
reasonable cost and cost effectiveness.
EPA carefully reviewed the detailed cost
information submitted by the
commenters for upgrading non-NSPS
plants to meet the proposed opacity
limit. The cost estimates are higher than
those we developed at proposal
reflecting that there are certain unique
or site-specific factors for several plants
that would result in costs higher than
those we generated that did not include
site-specific cost elements. We have
accordingly revised the cost analysis
from proposal and used the
commenters’ estimates of capital cost for
most of the non-NSPS plants (using the
average for those cases where a range of
costs were provided for a given plant).
We have also incorporated the
commenters’ estimates on the increased
operating costs when they provided
such estimates (e.g., increased
consumption of electricity and labor for
operation and maintenance). When
estimates of operating cost were not
provided, we developed estimates of
operating costs for electricity, labor for
operation and maintenance, and dust
disposal based on the size of the
upgraded system.
We did not accept the commenters’
full estimate of cost for one non-NSPS
plant. The commenters provided a
capital cost estimate of $30.5 million to
replace the entire existing melt shop at
this plant, including a new and larger
EAF to replace two small ones, new
EAF transformers, new cranes and other
ancillary equipment, and other
modifications. We disagree with this
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cost estimate because it is based on the
cost for a new facility, including new
process equipment, in addition to new
capture and control equipment for
emissions. For our revised impacts
analysis, we estimated the cost for
emission capture and control equipment
only and used a capital cost of $16.3
million that the commenter attributed to
a new baghouse and ancillary
equipment associated with emission
control; however, we note that it could
be more economical to upgrade the
existing baghouses, and the cost
estimate of $16 million was based on an
EAF steelmaking facility that was
several times larger than this plant,
making even this estimate highly
conservative. (The estimated impacts,
including the revised cost estimates, are
documented in ‘‘Revised Analysis of
Impacts’’ in the rulemaking docket.)
We also reviewed the available
information on costs associated with
lost production when the upgrades are
installed. Prior to proposal, we sent a
detailed cost survey to several plants
that had made substantial upgrades to
improve the capture and control of
fugitive emissions. One plant stated that
the installation was performed as much
as possible over a 1 year period during
normal operations, the final tie-in of the
control system to the EAF was made
during a regularly-scheduled production
outage of two weeks, and sufficient
inventory was maintained to supply
customers. A second plant also said that
most of the installation was completed
during normal operations, final tie-in
was during two different scheduled
outages of two weeks, and sufficient
inventory was maintained to supply
customers. A third plant replied that
they could not provide a reliable
estimate of any costs that might have
been due to lost production during the
installation. Based on the actual
experience of plants that have made
upgrades, we believe that significant
costs due to lost production can be
avoided by installation as much as
possible during normal operation, final
tie-in during a regularly-scheduled
outage for maintenance, and building
sufficient inventory to supply customers
during the short period of production
shutdown.
The commenter identified one plant
that could meet the opacity limit 99
percent of the time, but claimed that
costs would be incurred to address
trivial and infrequent excursions to
ensure the facility could meet the limit
100 percent of the time. The commenter
did not include any cost estimates for
this plant in their estimates of total costs
for meeting the opacity limit and only
provided a qualitative discussion and
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capital cost estimates for the wholesale
replacement of EAFs. The estimates
provided by the commenter were for the
capital cost of replacing EAFs, including
in one case purchasing a used 20-ton
EAF to replace existing furnaces with a
capital cost of $4.2 million and in
another case installing a new 40-ton
furnace at a cost of over $70 million. We
requested several times but did not
receive any opacity data showing
whether this plant could or could not
meet the opacity limit, and we do not
think it appropriate to assume a new
and larger EAF would need to be
installed at a cost of many millions of
dollars to address trivial and infrequent
excursions even if they had occurred.
Excursions that occur one percent of the
time or less could well be outliers and
a result of an equipment failure that is
not preventable (i.e., a malfunction).
Moreover, a rare excursion could be
caused by a preventable equipment
failure or operating error, in which case
the event might be considered a
deviation. If the excursion occurs
because of a particular sequence or
overlapping of cycles since this facility
has multiple small furnaces, then
careful attention to scheduling of
operations might be a solution. In any
event, the commenter and facility did
not provide sufficient information, a
credible cost estimate, or any opacity
data; consequently, we do not have
sufficient information to conclude that
the facility would incur significant costs
for upgrading.
Our revised estimate of the cost for
non-NSPS to meet the NSPS opacity
limit is a capital cost of $69 million and
a total annualized cost of $13 million
per year. These costs average less than
one percent of sales, will not affect the
profit margin significantly, and will not
cause plant closures. Consequently, the
technology to meet the NSPS is
economically feasible, which supports
our view that the emission control
technology is ‘‘generally available.’’
We also re-examined our estimates of
the emission reductions attributable to
revised standards (the key input, along
with cost, to assessing cost
effectiveness). The commenters stated
that for three plants, the reductions
should be based on improving capture
efficiency from 90 percent to 95 percent
rather than the improvement of 85
percent to 95 percent that was used in
our impacts analysis. We have
acknowledged there is a great deal of
uncertainty in this estimate;
consequently, we have developed
estimates of HAP metal (and PM, their
surrogate) emission reductions using
both ranges for improved capture
efficiency. For plants that provided
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evacuation rates, we estimated the
emission reductions from the design
evacuation rate and a PM concentration
of 0.01 gr/dscf in the captured
emissions. The commenters stated that
they believed this estimate is high
because some of the dust that is
captured by the upgraded system would
have settled out in the melt shop and
not be emitted as fugitive emissions.
However, the estimate of 0.01 gr/dscf is
an unbiased average estimate that we
believe is roughly accurate within a
factor of two. We had information from
one plant that indicated the
concentration of fugitive emissions
before control was 0.02 gr/dscf (a factor
of two higher than our estimate). The
lower end is bounded by 0.005 gr/dscf
(a factor of two lower) because at that
concentration a baghouse would not be
needed to meet the PM emission limit
of 0.0052 gr/dscf. Consequently, we did
not revise this aspect of our estimates of
emission reductions.
After making the changes to the
estimates of costs, emissions, and
emission reductions described above,
the cost effectiveness is $15,000/ton for
PM and $250,000/ton for HAP metals.
As we stated at proposal, we believe the
cost effectiveness for PM is well within
the range of acceptability and is in line
with the cost effectiveness for PM for
other rules (72 FR 53826). We further
noted at proposal that the cost
effectiveness for PM is within the range
we have accepted previously for control
of PM emitted by mobile sources, and
we continue to believe that these mobile
source rules provide a reasonable
benchmark for PM cost effectiveness.
We also disagree with the
commenters’ assertions that the cost
effectiveness for metal HAP is
unacceptable. The final GACT standard
for EAFs will provide reductions of 52
tons per year of compounds of
chromium, lead, manganese, and nickel,
which are all urban HAP for which this
category was listed pursuant to sections
112(c)(3) and 112(k). EPA listed these
metal compounds as urban HAP
because of their significant adverse
health effects. A large portion of the
reductions of these urban HAP will
occur in the urban areas that EPA
identified in the Integrated Urban Air
Toxics Strategy. See CAA 112(k)(3)(C).
The primary HAP emitted from
melting iron and steel scrap are
manganese and lead with smaller levels
of chromium and nickel. These metals
(especially manganese) are inherent
components of the scrap that is melted,
and at the high temperatures used in the
EAFs, the HAP metals are unavoidably
vaporized and emitted. These metal
HAP are present in particulate matter
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emissions from the EAF, and because
they are in particulate form, they can be
captured and removed from the gas
stream at high efficiency by control
devices designed to capture particulate
matter (such as baghouses). The nature
of these emissions and the HAP
composition are unique to iron and steel
melting furnaces such as EAFs and are
quite different from the emissions from
other processes and operations that do
not involve melting metal scrap at high
temperatures.
There are adverse health effects
associated with the metal HAP emitted
from EAFs. Hexavalent chromium and
certain forms of nickel are known
human carcinogens. Lead is toxic at low
concentrations, and children are
particularly sensitive to the chronic
effects of lead. Chronic exposure to
manganese affects the central nervous
system. Additional details on the health
and environmental effects of these HAP
can be found at https://www.epa.gov/ttn/
atw/hlthef/hapindex.html. In addition,
approximately 50 percent of the PM
emissions are in the form of fine
particulate matter, and EPA studies
have found that fine particles continue
to be a significant source of health risks
in many urban areas.
Accordingly, even considered as a
separate subcategory, EPA believes that
GACT for these sources would be the
current NSPS standard, due to technical
feasibility at reasonable cost and cost
effectiveness.
Furthermore, we have incorporated
into this final rule certain provisions of
the General Provisions (40 CFR part 63,
subpart A) that afford sources additional
flexibility. For example, existing sources
can request an additional year to
comply with the standard if they can
demonstrate to the permitting authority
that such additional time is needed to
install controls. See 40 CFR
63.6(i)(4)(1)(A). In addition, EPA’s
regulations implementing CAA section
112(l) provide further flexibility.
Specifically, 40 CFR part 63, subpart E
provides that a State may seek approval
of permit terms and conditions that
differ from those specified in a section
112 rule, if the State can demonstrate
that the terms and conditions of the
permit are equivalent to the
requirements of this rule. The
procedures for seeking approval of such
a permit are set forth in detail in 40 CFR
63.94.
Comment: One commenter noted the
proposal requires that a capture system
must collect ‘‘gases and fumes,’’ while
a capture system is defined as collecting
‘‘particulate matter.’’ The commenter
believes that neither of these terms is
correct; the capture system should be
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described as capturing ‘‘emissions’’
generated from the EAF and other
metallurgy operations.
Response: We agree and have made
this revision.
Comment: One commenter noted that
the proposed rule identifies opacity
standards for melt shops exclusive to
EAF or ladle metallurgy operations
(LMO) and no other sources. The
commenter requested that the term
‘‘melt shop’’ be defined so that the
applicability of the opacity standard is
accurately applied. The commenter
further claimed that the current
requirement restricting the opacity
standard to the operation of an EAF or
LMO is unenforceable. The commenter
said that based on States’ experiences,
many different operations occur within
a melt shop, and without having at least
one other person positioned within the
building viewing all operations within,
it would be impossible to know whether
emissions observed outside of a
building were associated with all the
activities of a melt shop or solely the
EAF or LMO. The commenter suggested
removing the exclusivity of the opacity
standard to EAF and LMO.
Response: We disagree. The
procedures for conducting opacity
observations are the same as those in the
NSPS, and these procedures have been
used successfully for over 20 years to
enforce the NSPS. In addition, our
opacity data and GACT determination
were based on the procedures for
conducting opacity observations as
required by the NSPS.
2. Ladle Metallurgy Operations
Comment: Two commenters stated
that LMO should not be covered by the
EAF area source rule because it would
be inconsistent with the area source
listing of EAF steelmaking facilities
(which does not mention LMO). The
area source listing reflects the fact that
EAF emissions are the source of the vast
majority of PM (and potential HAP)
emissions at these facilities. The
commenters stated that coverage of
LMO will require additional controls at
many facilities to address minimal HAP
emissions. The commenters claimed
that EPA has not collected information
on LMO emissions or the cost of
controlling them and also noted that
LMO is not covered by the NSPS. The
commenters claim that HAP metals have
been removed from the steel in the EAF
by the time it reaches the post
processing stage of the LMO. The
commenters indicated that there are 12
facilities with a separate LMO baghouse
(i.e., not ducted to the baghouse
associated with the EAF), seven with
the LMO located in a separate building,
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and six facilities that stated LMO
fugitive emissions are separate from
EAF melt shop emissions. The
commenters stated that these facilities
will need to take steps to ensure they
can meet the NSPS limits. One
commenter also stated that argonoxygen decarburization (AOD) vessels
should not be covered by the area
source rule for the same reasons given
above for LMO (except that AOD vessels
are covered by the NSPS). The
commenter provided no information
similar to that provided for LMO on
AOD vessels with separate baghouses or
located in separate buildings.
Another commenter requested that
EPA clarify that LMO is not covered by
the standard or, if it is subject to the
standard, which it complies if it is
equipped with a side draft hood or close
fitting hood even if there is no
additional canopy collection.
Response: We agree with the
commenters that the area source listing
and 1990 emissions inventory for EAFs
did not include LMO. The PM
emissions from LMO are a small
percentage of the emissions from EAF
operations, and as the commenters note,
the percent HAP in the PM from LMO
is lower than that from EAFs because
the more volatile HAP metals are
removed during the EAF melting
process. Consequently, we are clarifying
that the area source rule applies only to
EAFs and AOD vessels.
We disagree with the one commenter
who suggested that AOD vessels also
should not be covered by the area
source standard for many of the same
reasons that were applied to LMO.
Although the use of LMO was not very
widespread in 1990, AOD vessels have
been used at specialty and stainless
steel facilities for many years. In fact,
AOD vessels were included in the 1983
NSPS, and we included AOD vessels in
our GACT determination for EAF
steelmaking facilities. Many AOD
operations are vented to and controlled
by the same baghouses that are used to
control EAF emissions; consequently,
the 1990 emissions inventory would
have included AOD emissions even
when the emission source was
identified as the EAF. Thus when we
listed the EAF steelmaking area source
category under section 112(c)(3), we
considered and included facilities with
AOD emissions as part of the source
category that we needed to meet the 90
percent requirement for emissions of the
Urban HAP arsenic, cadmium,
chromium, lead, manganese, and nickel.
The comments with respect to HAP
metals are also not applicable to AOD
vessels because AOD emissions contain
high percentages of chromium and
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nickel, which are alloys used in making
specialty and stainless steel.
We evaluated the impacts of
including AOD vessels in the proposed
area source standard. We identified only
one plant that did not control AOD
vessels with a baghouse, and we
estimated the cost of replacing the wet
scrubber with a baghouse. For this
plant, both the EAF and AOD vessels
are vented to a single wet scrubber;
consequently, our cost estimate was
based on a baghouse designed to control
emissions from both operations. We
evaluated the cost and cost effectiveness
for this plant at proposal in our
determination of GACT for small
stainless steel producers (72 FR 53827).
The commenter did not identify any
additional plants that did not have a
baghouse for the AOD vessel, and the
commenter provided no data or other
information showing that any other
AOD vessels could not meet the
proposed emission limits.
Consequently, we believe that we have
adequately evaluated the potential
impacts of the proposed rule on AOD
vessels and conclude that the NSPS
limits for AOD vessels represent GACT
for these vessels at carbon steel and
large specialty steel facilities.
3. Small Stainless Steel Subcategory
Comment: One commenter submitted
two comments on the subcategory for
small stainless steel producers. The
commenter asked if the 150,000 tons per
year threshold applies to actual
production or to potential facility
production capacity. The commenter
also asked that facilities in this
subcategory be given the option of
complying with the more stringent
emission limit of 0.0052 gr/dscf that was
proposed for other EAF facilities. The
commenter stated that some facilities in
the subcategory already have this limit
in their permit and that they should not
be required to demonstrate compliance
with the 0.8 pounds per ton (lb/ton)
limit as well. The commenter also
claimed that without the option of
complying with the 0.0052 gr/dscf limit,
small facilities might be discouraged
from upgrading pollution control
equipment because the permitting
authority could translate the lb/ton limit
into a concentration limit more stringent
than 0.0052 gr/dscf.
One commenter stated that the 0.8
lb/ton limit should not be applied to
baghouses because a concentration limit
in gr/dscf is more appropriate for
baghouses. The commenter said that PM
emissions from a baghouse are not
linearly related to steel production rates.
The commenter asks that EPA clarify
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that the lb/ton limit applies only to wet
scrubbers.
Another commenter recommended
that the PM limit for the small stainless
steel subcategory be expressed in grain
loading or similar fashion per industry
practice instead of a lb/ton format. The
commenter explained that it is not
possible to demonstrate continuous
compliance with the lb/ton format
because not all particulate matter is
released at the same time (i.e., the
control device may continue to release
PM after the end of a production run).
The commenter stated that the testing
provisions do not fully address this
problem.
Response: The threshold for small
stainless steel facilities is based on
potential production as determined
from the operating capacity of the EAF
in tons per year multiplied by the
maximum number of operating hours
per year. We are clarifying that the
potential production can be based on
the maximum production or maximum
number of permitted operating hours if
specified in the facility’s operating
permit. Otherwise, the potential
production would be based on the EAF
production capacity and maximum
operating hours.
We agree with the commenters that
facilities in the small stainless steel
subcategory that are equipped with
baghouses should be allowed to
demonstrate compliance exclusively
with the more stringent PM of 0.0052 gr/
dscf rather than 0.8 lb/ton as well for
several reasons. There are existing
plants equipped with baghouses that
already must meet the more stringent
PM limit of 0.0052 gr/dscf;
consequently, requiring them to also
demonstrate compliance with the less
stringent limit is unnecessarily
burdensome. We also agree that a
concentration format is more
appropriate for baghouses because
baghouses are typically designed to
meet an outlet concentration expressed
in gr/dscf. On the other hand, wet
scrubbers are typically designed to
achieve a percent reduction in PM, and
emissions are more relatable to steel
production (i.e., higher steel production
rates result in higher inlet loadings,
which usually results in higher
emissions at the outlet for wet
scrubbers). The test procedures are clear
for determining compliance with the lb/
ton limit, and the plant with the wet
scrubber has previously determined
emissions in this format; consequently,
we are not revising the testing
provisions.
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4. Particulate Matter Limit for EAFs
Comment: One commenter identified
a plant that was not included in the
analysis of impacts at proposal. The
commenter stated that the facility could
meet the opacity limit of six percent;
however, compliance with the PM
emission limit of 0.0052 gr/dscf will
require upgrades to the baghouse, and
other modifications will be required.
The commenter estimated the capital
cost for the upgrades as $1.9 million.
Response: We have evaluated the
commenter’s estimated cost for
upgrades in our revised analysis of
impacts. However, it is not clear that
these costs should be attributed entirely
to the area source standard. Our
discussion with plant representatives
prior to proposal indicated that a
performance test showed that the
baghouse achieved 0.0052 gr/dscf or
less. In addition, bag replacement is a
typical and recurring maintenance
expense for baghouses, and bags would
be replaced periodically even in the
absence of the area source standard.
Assuming the new bags and other
modifications achieve a nominal
reduction of only 0.001 gr/dscf, the
improvements are cost effective and
reasonable for reductions in PM
emissions ($5,100/ton). Since this is the
only plant in the subcategory that might
be impacted by the PM emission limit,
the estimate of cost effectiveness also
represents the industry-wide estimate of
cost effectiveness. (All estimates of
impacts of the final standard are
documented in the rulemaking docket.)
Comment: One commenter suggested
that the PM limit should be based on the
average performance of the best
performing 12 percent of sources (i.e.,
the MACT floor).
Response: We discussed in detail in
the proposal preamble (72 FR 53816)
that the standard is based on GACT
rather than MACT for Urban HAP other
than mercury. The methodology
suggested is the MACT methodology for
establishing floors, which is neither
required nor appropriate in determining
what constitutes GACT.
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D. Proposed GACT Standards for Scrap
To Control HAP Other Than Mercury
Comment: One commenter objected to
the definition of ‘‘free organic liquid’’
for turnings and borings because most
turnings and borings contain significant
quantities of oil. The commenter
recommended that the prohibition on
free organic liquids not include metal
working fluids that contain less than
one percent chlorinated compounds or
less than 0.1 percent of a carcinogen.
The commenter explained that this
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change would allow the majority of
turning and borings to be recycled while
avoiding possible emissions of
chlorinated compounds.
Response: We disagree with the
commenter because this provision is
designed to prevent significant amounts
of oil or other free organic liquids from
entering the EAF with the scrap. These
organic liquids contribute to the
emissions of organic HAP such as
benzene and polycyclic organic matter.
Comment: One commenter asks EPA
to clarify the meaning of taking
corrective action under
§ 63.10685(a)(1)(iii), which requires the
facility to include in the scrap
management plan procedures for
‘‘taking corrective actions with vendors
whose shipments are not within
specifications.’’ The commenter asked
to what extent a scrap provider has any
recourse when corrective actions are
deemed necessary.
Response: The procedures for taking
corrective actions must be described by
the EAF owner or operator in the sitespecific pollution prevention plan and
these procedures may vary depending
on the type of scrap, scrap provider, and
other factors, some of which may be
unique to the facility. The concept is not
a new one because EAF owners or
operators have historically taken
corrective actions when scrap does not
meet their specifications. The area
source rule places no direct
requirements on the scrap provider;
however, we expect that the scrap
provider would work with customers
(the EAF owners or operators) to resolve
any questions of recourse with respect
to corrective actions.
Comment: Several commenters
believe the following proposed language
creates a potential loophole for sources
to charge otherwise unacceptable
materials: ‘‘The requirements for a
pollution prevention plan do not apply
to the routine recycling of baghouse
bags and other internal process or
maintenance materials in the furnace.’’
These commenters believe the language
presents a loophole that renders the
pollution prevention plan unenforceable
and should be removed. One commenter
suggests these exemptions not be
allowed unless specifically identified in
the pollution prevention plan and
approved by the Administrator. Two
commenters noted that under the
proposed language, if an inspector
found chlorinated plastics, lead or free
organic liquids in an EAF’s feedstock,
the inspector would need to
demonstrate that these wastes did not
stem from ‘‘internal process materials or
maintenance materials.’’
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Response: The final rule, like the
proposal, allows certain materials
generated internally (e.g., baghouse
bags) to be charged to the EAF. We agree
that these materials should be identified
and described in the facility’s pollution
prevention plan, and this is reflected in
the final rule language. These materials
are only those that are generated
internally; consequently, they cannot be
used as a loophole for incoming scrap.
The inspector should be aware that the
presence of chlorinated plastics, lead, or
free organic liquids in these internal
process materials or maintenance
materials should be relatively rare, and
if present, only exist in small quantities
and only as described in the sitespecific pollution prevention plan.
Comment: Two commenters stated
that the metallic scrap restrictions are
vague, difficult, and practically
unenforceable. The commenter requests
that EPA either define the terms ‘‘to the
extent practicable’’ and ‘‘standard
industry practice’’, set a particular
standard, or make the requirements
voluntary. Another commenter asked
what the term ‘‘to the extent
practicable’’ means in practice, and if
there is no definition, how can the
compliance provisions lead to corrective
actions.
Response: We do not see the need to
codify a definition of ‘‘practicable’’ but
note here that our intent is that
something is practicable if it is capable
of being put into practice and is feasible.
However, we believe that the term
‘‘standard industry practice’’ does not
have a significantly clearer meaning,
and in fact, may not result in as much
removal. We are deleting the term in the
final rule and continue to use the term
‘‘to the extent practicable’’ as it relates
to the removal of lead-containing
components such as batteries and wheel
weights.
E. Miscellaneous Comments
1. General Provisions
Comment: One commenter objected to
the requirement for SSM plans and
reports because the burden of the
recordkeeping and reporting
requirements are not commensurate
with the small quantity of pollutants
covered by the rule. If SSM plans are
required in the final rule, the
commenter recommended that the plan
requirements be limited to the operation
of the EAF and LMO and associated
control devices. The commenter was
concerned that the SSM requirements
could be read to apply to problems with
the pollution prevention plans. The
commenter recommended that Table 1
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to Subpart YYYYY should indicate the
limitation of the SSM requirements.
Response: We agree that the SSM
requirements do not apply to the
pollution prevention plans. Sources
must comply with the pollution
prevention plans at all times, including
periods of SSM. Therefore, separate
requirements governing SSM are not
necessary.
Comment: One commenter stated that
because the rule requires compliance
with the compliance assurance
monitoring (CAM) provisions, Table 1 to
subpart YYYYY should indicate that the
monitoring requirements in § 63.8(a)
through (c) of the general provisions (40
CFR part 63, subpart A) apply only if a
continuous opacity monitoring system
or continuous emission monitoring
system (CEMS) is used.
Response: We agree and will make
this clarification.
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2. Compliance Date
Comment: Two commenters requested
that three years be allowed for nonNSPS facilities to install or modify
controls to meet the opacity limit. The
commenters stated that a series of
events must occur to improve controls:
Conceptual and detailed engineering
studies must be conducted to determine
what is needed to achieve compliance,
a budget must be established and capital
funding requests initiated and approved
by company management, the project
must be contracted out (after a
competitive bidding process), necessary
building permits obtained, and
construction initiated. The commenters
asked that EPA provide for the full
three-year compliance period allowed
under the CAA in order to avoid a
proliferation of extension requests.
Response: We recognize that certain
facilities will require extensive
upgrades, including new capture
systems, new baghouses, and sitespecific modifications to improve
control of fugitive emissions and meet
the melt shop opacity limit.
Consequently, we agree that it is
appropriate to allow up to three years to
achieve compliance for those facilities
that demonstrate to the satisfaction of
the permitting authority that additional
time is needed to install or modify
emission control equipment to meet the
opacity limit.
3. Title V Permit
Comment: One commenter stated that
the title V permit program is for major
sources of criteria pollutants or HAP.
The commenter stated that there was
one small specialty steel EAF facility
that was not a major source for any
pollutant and that the facility has a State
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permit that caps emissions below major
source thresholds. The commenter
asked that the proposed rule be revised
to require a title V permit only for those
facilities that are major sources.
Response: Section 502(a) of the CAA
requires sources subject to regulation
under section 112 of the CAA to obtain
a permit to operate. However, Section
502(a) authorizes the Administrator, in
his discretion, to ‘‘promulgate
regulations to exempt one or more
source categories (in whole or in part)
from the requirement of (title V) if the
Administrator finds that compliance
with such requirements is
impracticable, infeasible, or
unnecessarily burdensome on such
categories * * * .’’ EPA promulgated a
rule interpreting section 502(a) and
therein stated that EPA may only
exempt a category from Title V
permitting if we find compliance to be
‘‘impracticable, infeasible, or
unnecessarily burdensome,’’ and we
determine that exempting the category
would not adversely affect public
health, welfare, or the environment.
(See 70 FR 75,320 and 75,323, December
19, 2005.) Nowhere in our rule did we
establish a presumption in favor of
exempting sources from title V
permitting, and the statute leaves such
determinations to the discretion of the
Administrator.
The decision to exempt a source
category from title V requirements is
made on a case-by-case basis according
to the facts of the particular source
category. The commenter has identified
one EAF steelmaking facility (in a
population of over 90 facilities) that
does not currently have a title V permit.
The commenter does not explain,
however, why an exemption from title
V is appropriate for this source category,
where, as here, 99 percent of the
facilities in the source category have
title V permits. We refer the commenter
to the detailed justification underlying
exemption of other area source
categories from title V. (For example,
see 72 FR 38871, July 16, 2007.) We
continue to believe that title V
permitting is necessary for this source
category. The record in this case does
not demonstrate that compliance with
title V permitting would be
impracticable, infeasible, or
unnecessarily burdensome for the
sources in this category.
Comment: One commenter stated that
§ 63.106890(d) should be revised
because the language could have the
unintended consequence of forcing
facilities that already have a title V
permit to obtain a new permit. The
commenter provided suggested language
to clarify the requirement.
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Response: Although facilities with a
title V permit do not have to obtain a
new title V permit as a result of this area
source rule, sources that already have a
title V permit must include the
requirements of this rule through a
permit reopening or at renewal
according to the requirements of 40 CFR
part 70 and the title V permit program.
See 40 CFR 70.7(f).
4. Performance Tests
Comment: One commenter
recommended that the provision
allowing use of a previous performance
test to demonstrate compliance be
revised to include a time frame for
action by the permitting authority. The
commenter expressed concern that the
facility may be exposed to a compliance
risk if the source submits a test and the
permitting authority deems the prior
test unacceptable. The commenter was
concerned that the requirement to test
within 180 days of the compliance date
would not be adequate if permitting
authority has delayed action on the
source’s notification of compliance
status report. The commenter provided
rule language that would require that
the prior test be deemed approved if not
deemed unacceptable within 60 days.
Response: We agree that in the rare
event that a permitting authority takes
months to deem that a prior test is
unacceptable, there may not be
sufficient time to arrange and conduct a
performance test within 180 days of the
compliance date. We are revising the
provision in the rule to state that if a
permitting authority determines a prior
performance test is unacceptable to
demonstrate compliance, a performance
test must be performed with 180 days of
the compliance date or within 90 days
of receipt of the notification of
disapproval of the prior test, whichever
is later.
5. Funding for State and Local Agencies
Comment: One commenter stated that
in order for these rules to be
implemented properly, EPA should
provide sufficient additional funds to
State and local clean air agencies. The
commenter said that in recent years,
Federal grants for State and local air
programs have amounted to only about
one-third of what they should be, and
budget requests for the last two years
have called for additional cuts.
According to the commenter, additional
area source programs, which are not
eligible for title V fees, will require
significant increases in resources for
State and local air agencies beyond what
is currently provided. The commenter
claims that without increased funding,
some State and local air agencies may
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not be able to adopt and enforce
additional area source rules.
Response: State and local air
programs are an important and integral
part of the regulatory scheme under the
CAA. As always, EPA recognizes the
efforts of State and local agencies in
taking delegations to implement and
enforce CAA requirements, including
the area source standards under section
112. We understand the importance of
adequate resources for State and local
agencies to run these programs;
however, we do not believe that this
issue can be addressed through today’s
rulemaking.
EPA today is promulgating standards
for the EAF Steelmaking area source
category that reflect what constitutes
MACT for mercury emissions and GACT
for the Urban HAP other than mercury
for which the source category was
listed. MACT and GACT standards are
technology-based standards. The level
of State and local resources needed to
implement these rules is not a factor
that we consider in determining what
constitutes GACT or MACT. Moreover,
we note that the rule for EAF
steelmaking facilities requires all
affected facilities to have a title V
permit; consequently, the comment
about loss of fees from title V permit
exemptions is not pertinent for this rule.
Although the resource issue cannot be
resolved through today’s rulemaking for
the reason stated above, EPA remains
committed to working with State and
local agencies to implement this rule.
State and local agencies that receive
grants for continuing air programs under
CAA section 105 should work with their
project officer to determine what
resources are necessary to implement
and enforce the area source standards.
EPA will continue to provide the
resources appropriated for section 105
grants consistent with the statute and
the allotment formula developed
pursuant to the statute.
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6. Secondary Nonferrous Metal
Production
Comment: One commenter asked that
EPA clarify that the rule does not apply
to EAFs that are used to produce
nonferrous metals, where nonferrous
metal means ‘‘any pure metal other than
iron or any metal alloy for which a
metal other than iron is its major
constituent by percent in weight.’’
Response: We agree. The types of
facilities identified by the commenter
are covered under other source
categories depending on the type of
metal produced (e.g., secondary
nonferrous metals, secondary
aluminum, secondary copper, etc.)
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V. Impacts of the Final Rule
We estimate that the final standards
will reduce mercury emissions from
EAF by an estimated 5 tons per year
(tpy) and will reduce emissions of other
metallic HAP (primarily manganese
with some lead, nickel and chromium)
by about 52 tpy. Emissions of PM will
be reduced by 865 tpy.
The capital cost of the final standards
is estimated as $69 million. The total
annualized cost of the final rule is
estimated at $13 million/yr, including
the annualized cost of capital and the
annual operating costs for emissions
control systems. The additional cost of
monitoring, reporting, and
recordkeeping attributable to the final
rule, including the preparation of scrap
management plans and scrap
specifications, is estimated as $122,000
per year. No adverse economic impacts
are expected for large or small entities.
Secondary impacts will include an
increase in the generation of hazardous
waste (865 tpy) and an increase in
electricity usage (23,000 megawatthours per year) from additional fans and
fan capacity associated with baghouse
installations and upgrades to meet the
opacity standard.
VI. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order 12866 (58 FR
51735, October 4, 1993), this action is a
‘‘significant regulatory action’’ because
it may raise novel legal or policy issues.
Accordingly, EPA submitted this action
to OMB for review under Executive
Order 12866, and any changes made in
response to OMB recommendations
have been documented in the docket for
this action.
B. Paperwork Reduction Act
The information collection
requirements in this rule have been
submitted for approval to the Office of
Management and Budget (OMB) under
the Paperwork Reduction Act, 44 U.S.C.
3501 et seq. The information collection
requirements are not enforceable until
OMB approves them.
The information requirements are
based on notification, recordkeeping,
and reporting requirements in the
NESHAP General Provisions (40 CFR
part 63, subpart A), which are
mandatory for all operators subject to
national emission standards, and the
recordkeeping and reporting
requirements in the part 64 CAM rule,
which are based on the requirements in
the operating permits rule (40 CFR parts
70 and 71). These recordkeeping and
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reporting requirements are specifically
authorized by section 114 of the CAA
(42 U.S.C. 7414). All information
submitted to EPA pursuant to the
recordkeeping and reporting
requirements for which a claim of
confidentiality is made is safeguarded
according to Agency policies set forth in
40 CFR part 2, subpart B.
The final rule requires all facilities to
submit a one-time notification of
applicability and notification of
compliance status required by the
NESHAP general provisions (40 CFR
part 63, subpart A). The notification of
compliance status must include
compliance certifications for various
rule requirements. The general
provisions also require preparation of a
test plan for performance tests and
advance notification of the date the
performance test is to be conducted.
The provisions for the control of
contaminants from scrap require the
owner or operator to prepare a pollution
prevention plan to minimize the amount
of chlorinated plastics, lead, and free
organic liquids that are charged to the
furnace and to submit the plan to the
Administrator for approval. Facilities
must keep the plan onsite and train
certain employees in the plan’s
requirements. Alternatively, the facility
must restrict the type of scrap charged
to the furnace. For mercury, facilities
must prepare a site-specific plan for
removal of mercury switches, submit
the plan to the Administrator for
approval, and submit semiannual
progress reports containing information
on the mercury switches that have been
removed would also be required.
Alternatively, facilities must purchase
motor vehicle scrap only from suppliers
that participate in an approved program
for the removal of mercury switches or
recover only material for its specialty
alloy content that does not contain
mercury switches. Facilities are
required to maintain records to
demonstrate compliance with the
selected option. Records of specific
information are required for plants
electing to comply with the site-specific
plan for mercury; semiannual progress
reports are also required.
All area source facilities are required
to conduct performance tests to
demonstrate initial compliance with the
applicable PM and opacity limits.
Existing facilities are allowed to certify
initial compliance based on the results
of a previous performance test that
meets the rule requirements. All
facilities must monitor capture systems
and PM control devices for EAF and
AOD vessels, maintain records, and
submit reports according to the part 64
CAM requirements. These reports
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include deviation reports, semiannual
monitoring reports, and annual
compliance certifications.
Consistent with § 63.6(e) of the
general provisions, all plants are
required to prepare and operate by a
startup, shutdown, and malfunction
plan, and make an immediate report if
a startup, shutdown, or malfunction was
not consistent with their plan. Plants
also must keep records and make
semiannual reports according to the
requirements in § 63.10.
The annual average monitoring,
reporting, and recordkeeping burden for
this collection (averaged over the first 3
years of this ICR) is estimated to total
2,393 labor hours per year at a cost of
$121,573. This includes 2.7 responses
per year from each of 91 respondents for
an average of about 9.7 hours per
response. There are no additional
capital/startup costs or operation and
maintenance costs associated with the
final rule.
Burden means the total time, effort, or
financial resources expended by persons
to generate, maintain, retain, or disclose
or provide information to or for a
Federal agency. This includes the time
needed to review instructions; develop,
acquire, install, and utilize technology
and systems for the purposes of
collecting, validating, and verifying
information, processing and
maintaining information, and disclosing
and providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to be able
to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
An agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in 40
CFR are listed in 40 CFR part 9. When
this ICR is approved by OMB, the
Agency will publish a technical
amendment to 40 CFR part 9 in the
Federal Register to display the OMB
control number for the approved
information collection requirements
contained in this final rule.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule would not have a
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significant economic impact on a
substantial number of small entities.
Small entities include small businesses,
small not-for-profit enterprises, and
small governmental jurisdictions.
For the purposes of assessing the
impacts of this final rule on small
entities, small entity is defined as: (1) A
small business that meets the Small
Business Administration size standards
for small businesses at 13 CFR 121.201
(whose parent company has fewer than
1,000 employees for NAICS code
331111); (2) a small governmental
jurisdiction that is a government of a
city, county, town, school district, or
special district with a population of less
than 50,000; and (3) a small
organization that is any not-for-profit
enterprise which is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of this final rule on small
entities, I certify that this action will not
have a significant economic impact on
a substantial number of small entities.
The small entities directly regulated by
this final rule are approximately nine
EAF steelmaking facilities owned by
small businesses. We have determined
that the requirements for these small
business owned facilities consist of
preparing a scrap selection plan or
mercury switch removal plan and
maintaining records to document
compliance with these requirements.
The requirements of the part 63 General
Provisions include notifications,
records, semiannual reports, and a
startup, shutdown and malfunction
plan. The information required in these
information collection requirements is
very similar to the information
collection requirements in 40 CFR parts
64, 70, and 71. We have determined that
the nine or fewer EAF steelmaking
facilities (less than 10 percent of the
total number of facilities) will
experience an impact of about $3,500
per year per facility, which is less than
one percent of total revenues.
Electric arc furnaces and AOD vessels
at all EAF steelmaking facilities that are
area sources are already equipped with
capture systems and control devices. We
have identified ten plants that may have
to upgrade emission capture and control
systems at a total capital cost of $69
million and a total annualized cost of
$13 million per year. However, none of
these plants are owned by small
businesses.
Although this final rule will not have
a significant economic impact on a
substantial number of small entities,
EPA has nonetheless tried to reduce the
impact of this rule on small entities. We
held meetings with industry trade
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associations and company
representatives to discuss the proposed
rule and have included provisions such
as the lb/ton limit for small facilities
that address their concerns. We have
also included a subcategory based
partially on facility size that allows
more individualized consideration of
EAFs in the subcategory, which include
small businesses.
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and tribal governments and the private
sector. Under section 202 of the UMRA,
EPA generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
result in expenditures by State, local,
and tribal governments, in the aggregate,
or to the private sector, of $100 million
or more in any 1 year. Before
promulgating an EPA rule for which a
written statement is needed, section 205
of the UMRA generally requires EPA to
identify and consider a reasonable
number of regulatory alternatives and
adopt the least costly, most costeffective, or least burdensome
alternative that achieves the objectives
of the rule. The provisions of section
205 do not apply when they are
inconsistent with applicable law.
Moreover, section 205 allows EPA to
adopt an alternative other than the least
costly, most cost-effective, or least
burdensome alternative if the
Administrator publishes with the final
rule an explanation why that alternative
was not adopted. Before EPA establishes
any regulatory requirements that may
significantly or uniquely affect small
governments, including tribal
governments, it must have developed
under section 203 of the UMRA a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of EPA regulatory
proposals with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
EPA has determined that this final
rule does not contain a Federal mandate
that may result in expenditures of $100
million or more for State, local, and
tribal governments, in the aggregate, or
to the private sector in any 1 year. Thus,
this final rule is not subject to the
requirements of sections 202 and 205 of
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the UMRA. EPA has determined that
this final rule contains no regulatory
requirements that might significantly or
uniquely affect small governments. In
addition, the final rule is not subject to
section 203 of the UMRA.
E. Executive Order 13132: Federalism
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ are defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’
This final rule does not have
federalism implications. It will not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. The final rule
does not impose any requirements on
State and local governments. Thus,
Executive Order 13132 does not apply
to the final rule.
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F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
Executive Order 13175 entitled
‘‘Consultation and Coordination with
Indian Tribal Governments’’ (65 FR
67249, November 6, 2000), requires EPA
to develop an accountable process to
ensure ‘‘meaningful and timely input by
tribal officials in the development of
regulatory policies that have tribal
implications.’’ This final rule does not
have tribal implications, as specified in
Executive Order 13175. It will not have
substantial direct effects on tribal
governments, on the relationship
between the Federal government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal government and Indian tribes,
as specified in Executive Order 13175.
The final rule imposes no requirements
on tribal governments. Thus, Executive
Order 13175 does not apply to this rule.
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
Executive Order 13045 (62 FR 19885,
April 23, 1997) applies to any rule that:
(1) Is determined to be ‘‘economically
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significant,’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
EPA has reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
EPA must evaluate the environmental
health or safety effects of the planned
rule on children, and explain why the
planned regulation is preferable to other
potentially effective and reasonably
feasible alternatives considered by the
Agency.
EPA interprets Executive Order 13045
as applying only to those regulatory
actions that are based on health or safety
risks, such that the analysis required
under section 5–501 of the Order has
the potential to influence the regulation.
This final rule is not subject to the
Executive Order because it is based on
technology performance and not on
health or safety risks.
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
This final rule is not a ‘‘significant
energy action’’ as defined in Executive
Order 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’ (66
FR 28355, May 22, 2001) because it is
not likely to have a significant adverse
effect on the supply, distribution, or use
of energy. Further, we have concluded
that this final rule is not likely to have
any adverse energy effects because
energy requirements will not be
significantly impacted by the additional
pollution controls or other equipment
that are required by this rule.
I. National Technology Transfer
Advancement Act
As noted in the proposed rule, section
12(d) of the National Technology
Transfer and Advancement Act
(NTTAA) of 1995 (Pub. L. 104–113, 15
U.S.C. 272 note) directs EPA to use
voluntary consensus standards (VCS) in
its regulatory activities, unless to do so
would be inconsistent with applicable
law or otherwise impractical. The VCS
are technical standards (e.g., materials
specifications, test methods, sampling
procedures, and business practices) that
are developed or adopted by VCS
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
explanations when the Agency does not
use available and applicable VCS.
This final rule involves technical
standards. EPA cites the following
standards: EPA Methods 1, 1A, 2, 2A,
2C, 2D, 2F, 2G, 3, 3A, 3B, 4, 5, 5D, and
9 in 40 CFR part 60, appendix A; EPA
Method 9095B, ‘‘Paint Filter Liquids
Test,’’ (revision 2, November 2004)
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(incorporated by reference—see § 63.14);
and ASTM D2216–05, ‘‘Standard Test
Methods for Laboratory Determination
of Water (Moisture) Content of Soil and
Rock by Mass’’ (incorporated by
reference—see § 63.14).
Consistent with the NTTAA, EPA
conducted searches to identify VCS in
addition to these EPA methods. No
applicable VCS were identified for EPA
Methods 1A, 2A, 2D, 2F, 2G, 5D, 9,
9095B, or ASTM D2216–05. The search
and review results are in the docket for
this final rule.
One VCS was identified as applicable
to this final rule. The standard ASME
PTC 19.10–1981, ‘‘Flue and Exhaust Gas
Analyses,’’ is cited in this final rule for
its manual method for measuring the
oxygen, carbon dioxide, and carbon
monoxide content of the exhaust gas.
This part of ASME PTC 19.10–1981 is
an acceptable alternative to EPA Method
3B.
The search for emissions
measurement procedures identified 12
other VCS. The EPA determined that
these 12 standards identified for
measuring emissions of the HAP or
surrogates subject to emissions
standards in this final rule were
impractical alternatives to EPA test
methods. Therefore, EPA does not
intend to adopt these standards for this
purpose. The reasons for the
determinations for the 12 methods are
discussed in a memorandum included
in the docket for this final rule.
For the methods required or
referenced by this final rule, a source
may apply to EPA for permission to use
alternative test methods or alternative
monitoring requirements in place of any
required testing methods, performance
specifications, or procedures under
§ 63.7(f) and § 63.8(f) of subpart A of the
General Provisions.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629,
February 16, 1994) establishes Federal
executive policy on environmental
justice. Its main provision directs
Federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA has determined that this final
rule will not have disproportionately
high and adverse human health or
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environmental effects on minority or
low-income populations because it
increases the level of environmental
protection for all affected populations
without having any disproportionately
high and adverse human health or
environmental effects on any
population, including any minority or
low-income population. This final rule
establishes national standards for the
area source category.
K. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801, et seq., as added by the
Small Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of
Congress and to the Comptroller General
of the United States. The EPA will
submit a report containing this final rule
and other required information to the
U.S. Senate, the U.S. House of
Representatives, and the Comptroller
General of the United States prior to
publication of the final rule in the
Federal Register. A major rule cannot
take effect until 60 days after it is
published in the Federal Register. This
action is not a ‘‘major rule’’ as defined
by 5 U.S.C. 804(2). This final rule will
be effective on December 28, 2007.
List of Subjects in 40 CFR Part 63
Environmental protection, Air
pollution control, Hazardous
substances, Incorporation by reference,
Reporting and recordkeeping
requirements.
Dated: December 14, 2007.
Stephen L. Johnson,
Administrator.
For the reasons stated in the preamble,
title 40, chapter I, part 63 of the Code
of Federal Regulations is amended as
follows:
PART 63—[AMENDED]
1. The authority citation for part 63
continues to read as follows:
I
2. Section 63.14 is amended as
follows:
I a. By adding paragraph (b)(63);
I b. By revising paragraph (i)(1); and
I c. By adding paragraph (k)(1)(iv).
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I
*
*
*
*
(b) * * *
(63) ASTM D2216–05, ‘‘Standard Test
Methods for Laboratory Determination
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Am I subject to this subpart?
What are my compliance dates?
Standards and Compliance Requirements
63.10685 What are the requirements for the
control of contaminants from scrap?
63.10686 What are the requirements for
electric arc furnaces and argon-oxygen
decarburization vessels?
Tables to Subpart YYYYY of Part 63
Incorporations by reference.
*
63.10680
63.10681
63.10690 What parts of the General
Provisions apply to me?
63.10691 Who implements and enforces
this subpart?
63.10692 What definitions apply to this
subpart?
Subpart A—[Amended]
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Sec.
Other Information and Requirements
Authority: 42 U.S.C. 7401 et seq.
VerDate Aug<31>2005
Subpart YYYYY—National Emission
Standards for Hazardous Air Pollutants
for Area Sources: Electric Arc Furnace
Steelmaking Facilities
Applicability and Compliance Dates
I
§ 63.14
of Water (Moisture) Content of Soil and
Rock by Mass,’’ IBR approved for the
definition of ‘‘Free organic liquids’’ in
§ 63.10692.
*
*
*
*
*
(i) * * *
(1) ANSI/ASME PTC 19.10–1981,
‘‘Flue and Exhaust Gas Analyses [Part
10, Instruments and Apparatus],’’ IBR
approved for §§ 63.309(k)(1)(iii),
63.865(b), 63.3166(a)(3),
63.3360(e)(1)(iii), 63.3545(a)(3),
63.3555(a)(3), 63.4166(a)(3),
63.4362(a)(3), 63.4766(a)(3),
63.4965(a)(3), 63.5160(d)(1)(iii),
63.9307(c)(2), 63.9323(a)(3),
63.10686(d)(1(iii), 63.10702,
63.11148(e)(3)(iii), 63.11155(e)(3),
63.11162(f)(3)(iii) and (f)(4),
63.11163(g)(1)(iii) and (g)(2),
63.11410(j)(1)(iii), and Table 5 to
subpart DDDDD of this part.
*
*
*
*
*
(k) * * *
(1) * * *
(iv) Method 9095B, ‘‘Paint Filter
Liquids Test,’’ revision 2, November
2004, IBR approved for the definition of
‘‘Free organic liquids’’ in § 63.10692.
*
*
*
*
*
3. Part 63 is amended by adding
subpart YYYYY to read as follows:
Table 1 to Subpart YYYYY of Part 63—
Applicability of General Provisions to
Subpart YYYYY
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Subpart YYYYY—National Emission
Standards for Hazardous Air Pollutants
for Area Sources: Electric Arc Furnace
Steelmaking Facilities
Applicability and Compliance Dates
§ 63.10680
Am I subject to this subpart?
(a) You are subject to this subpart if
you own or operate an electric arc
furnace (EAF) steelmaking facility that
is an area source of hazardous air
pollutant (HAP) emissions.
(b) This subpart applies to each new
or existing affected source. The affected
source is each EAF steelmaking facility.
(1) An affected source is existing if
you commenced construction or
reconstruction of the affected source on
or before September 20, 2007.
(2) An affected source is new if you
commenced construction or
reconstruction of the affected source
after September 20, 2007.
(c) This subpart does not apply to
research and development facilities, as
defined in section 112(c)(7) of the Clean
Air Act (CAA).
(d) If you own or operate an area
source subject to this subpart, you must
have or obtain a permit under 40 CFR
part 70 or 40 CFR part 71.
§ 63.10681
dates?
What are my compliance
(a) Except as provided in paragraph
(b) of this section, if you own or operate
an existing affected source, you must
achieve compliance with the applicable
provisions of this subpart by no later
than June 30, 2008.
(b) If you own or operate an existing
affected source, you must achieve
compliance with opacity limit in
§ 63.10686(b)(2) or (c)(2) by no later
than December 28, 2010 if you
demonstrate to the satisfaction of the
permitting authority that additional
time is needed to install or modify
emission control equipment.
(c) If you start up a new affected
source on or before December 28, 2007,
you must achieve compliance with the
applicable provisions of this subpart by
no later than December 28, 2007.
(d) If you start up a new affected
source after December 28, 2007, you
must achieve compliance with the
applicable provisions of this subpart
upon startup of your affected source.
Standards and Compliance
Requirements
§ 63.10685 What are the requirements for
the control of contaminants from scrap?
(a) Chlorinated plastics, lead, and free
organic liquids. For metallic scrap
utilized in the EAF at your facility, you
must comply with the requirements in
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either paragraph (a)(1) or (2) of this
section. You may have certain scrap at
your facility subject to paragraph (a)(1)
of this section and other scrap subject to
paragraph (a)(2) of this section provided
the scrap remains segregated until
charge make-up.
(1) Pollution prevention plan. For the
production of steel other than leaded
steel, you must prepare and implement
a pollution prevention plan for metallic
scrap selection and inspection to
minimize the amount of chlorinated
plastics, lead, and free organic liquids
that is charged to the furnace. For the
production of leaded steel, you must
prepare and implement a pollution
prevention plan for scrap selection and
inspection to minimize the amount of
chlorinated plastics and free organic
liquids in the scrap that is charged to
the furnace. You must submit the scrap
pollution prevention plan to the
permitting authority for approval. You
must operate according to the plan as
submitted during the review and
approval process, operate according to
the approved plan at all times after
approval, and address any deficiency
identified by the permitting authority
within 60 days following disapproval of
a plan. You may request approval to
revise the plan and may operate
according to the revised plan unless and
until the revision is disapproved by the
permitting authority. You must keep a
copy of the plan onsite, and you must
provide training on the plan’s
requirements to all plant personnel with
materials acquisition or inspection
duties. Each plan must include the
information in paragraphs (a)(1)(i)
through (iii) of this section:
(i) Specifications that scrap materials
must be depleted (to the extent
practicable) of undrained used oil
filters, chlorinated plastics, and free
organic liquids at the time of charging
to the furnace.
(ii) A requirement in your scrap
specifications for removal (to the extent
practicable) of lead-containing
components (such as batteries, battery
cables, and wheel weights) from the
scrap, except for scrap used to produce
leaded steel.
(iii) Procedures for determining if the
requirements and specifications in
paragraph (a)(1) of this section are met
(such as visual inspection or periodic
audits of scrap providers) and
procedures for taking corrective actions
with vendors whose shipments are not
within specifications.
(iv) The requirements of paragraph
(a)(1) of this section do not apply to the
routine recycling of baghouse bags or
other internal process or maintenance
materials in the furnace. These
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exempted materials must be identified
in the pollution prevention plan.
(2) Restricted metallic scrap. For the
production of steel other than leaded
steel, you must not charge to a furnace
metallic scrap that contains scrap from
motor vehicle bodies, engine blocks, oil
filters, oily turnings, machine shop
borings, transformers or capacitors
containing polychlorinated biphenyls,
lead-containing components,
chlorinated plastics, or free organic
liquids. For the production of leaded
steel, you must not charge to the furnace
metallic scrap that contains scrap from
motor vehicle bodies, engine blocks, oil
filters, oily turnings, machine shop
borings, transformers or capacitors
containing polychlorinated biphenyls,
chlorinated plastics, or free organic
liquids. This restriction does not apply
to any post-consumer engine blocks,
post-consumer oil filters, or oily
turnings that are processed or cleaned to
the extent practicable such that the
materials do not include lead
components, chlorinated plastics, or
free organic liquids. This restriction
does not apply to motor vehicle scrap
that is charged to recover the chromium
or nickel content if you meet the
requirements in paragraph (b)(3) of this
section.
(b) Mercury requirements. For scrap
containing motor vehicle scrap, you
must procure the scrap pursuant to one
of the compliance options in paragraphs
(b)(1), (2), or (3) of this section for each
scrap provider, contract, or shipment.
For scrap that does not contain motor
vehicle scrap, you must procure the
scrap pursuant to the requirements in
paragraph (b)(4) of this section for each
scrap provider, contract, or shipment.
You may have one scrap provider,
contract, or shipment subject to one
compliance provision and others subject
to another compliance provision.
(1) Site-specific plan for mercury
switches. You must comply with the
requirements in paragraphs (b)(1)(i)
through (v) of this section.
(i) You must include a requirement in
your scrap specifications for removal of
mercury switches from vehicle bodies
used to make the scrap.
(ii) You must prepare and operate
according to a plan demonstrating how
your facility will implement the scrap
specification in paragraph (b)(1)(i) of
this section for removal of mercury
switches. You must submit the plan to
the permitting authority for approval.
You must operate according to this plan
as submitted during the review and
approval process, operate according to
the approved plan at all times after
approval, and address any deficiency
identified by the permitting authority
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within 60 days following disapproval of
a plan. You may request approval to
revise the plan and may operate
according to the revised plan unless and
until the revision is disapproved by the
permitting authority. The permitting
authority may change the approval
status of the plan upon 90-days written
notice based upon the semiannual
compliance report or other information.
The plan must include:
(A) A means of communicating to
scrap purchasers and scrap providers
the need to obtain or provide motor
vehicle scrap from which mercury
switches have been removed and the
need to ensure the proper management
of the mercury switches removed from
that scrap as required under the rules
implementing subtitle C of the Resource
Conservation and Recovery Act (RCRA)
(40 CFR parts 261 through 265 and 268).
The plan must include documentation
of direction to appropriate staff to
communicate to suppliers throughout
the scrap supply chain the need to
promote the removal of mercury
switches from end-of-life vehicles. Upon
the request of the permitting authority,
you must provide examples of materials
that are used for outreach to suppliers,
such as letters, contract language,
policies for purchasing agents, and
scrap inspection protocols;
(B) Provisions for obtaining assurance
from scrap providers that motor vehicle
scrap provided to the facility meet the
scrap specification;
(C) Provisions for periodic inspections
or other means of corroboration to
ensure that scrap providers and
dismantlers are implementing
appropriate steps to minimize the
presence of mercury switches in motor
vehicle scrap and that the mercury
switches removed are being properly
managed, including the minimum
frequency such means of corroboration
will be implemented; and
(D) Provisions for taking corrective
actions (i.e., actions resulting in scrap
providers removing a higher percentage
of mercury switches or other mercurycontaining components) if needed,
based on the results of procedures
implemented in paragraph (b)(1)(ii)(C)
of this section).
(iii) You must require each motor
vehicle scrap provider to provide an
estimate of the number of mercury
switches removed from motor vehicle
scrap sent to your facility during the
previous year and the basis for the
estimate. The permitting authority may
request documentation or additional
information at any time.
(iv) You must establish a goal for each
scrap provider to remove at least 80
percent of the mercury switches.
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Although a site-specific plan approved
under paragraph (b)(1) of this section
may require only the removal of
convenience light switch mechanisms,
the permitting authority will credit all
documented and verifiable mercurycontaining components removed from
motor vehicle scrap (such as sensors in
anti-locking brake systems, security
systems, active ride control, and other
applications) when evaluating progress
towards the 80 percent goal.
(v) For each scrap provider, you must
submit semiannual progress reports to
the permitting authority that provide the
number of mercury switches removed or
the weight of mercury recovered from
the switches, the estimated number of
vehicles processed, an estimate of the
percent of mercury switches removed,
and certification that the removed
mercury switches were recycled at
RCRA-permitted facilities or otherwise
properly managed pursuant to RCRA
subtitle C regulations referenced in
paragraph (b)(1)(ii)(A) of this section.
This information can be submitted in
aggregated form and does not have to be
submitted for each scrap provider,
contract, or shipment. The permitting
authority may change the approval
status of a site-specific plan following
90-days notice based on the progress
reports or other information.
(2) Option for approved mercury
programs. You must certify in your
notification of compliance status that
you participate in and purchase motor
vehicle scrap only from scrap providers
who participate in a program for
removal of mercury switches that has
been approved by the Administrator
based on the criteria in paragraphs
(b)(2)(i) through (iii) of this section. If
you purchase motor vehicle scrap from
a broker, you must certify that all scrap
received from that broker was obtained
from other scrap providers who
participate in a program for the removal
of mercury switches that has been
approved by the Administrator based on
the criteria in paragraphs (b)(2)(i)
through (iii) of this section. The
National Vehicle Mercury Switch
Recovery Program and the Vehicle
Switch Recovery Program mandated by
Maine State law are EPA-approved
programs under paragraph (b)(2) of this
section unless and until the
Administrator disapproves the program
(in part or in whole) under paragraph
(b)(2)(iii) of this section.
(i) The program includes outreach
that informs the dismantlers of the need
for removal of mercury switches and
provides training and guidance for
removing mercury switches;
(ii) The program has a goal to remove
at least 80 percent of mercury switches
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from the motor vehicle scrap the scrap
provider processes. Although a program
approved under paragraph (b)(2) of this
section may require only the removal of
convenience light switch mechanisms,
the Administrator will credit all
documented and verifiable mercurycontaining components removed from
motor vehicle scrap (such as sensors in
anti-locking brake systems, security
systems, active ride control, and other
applications) when evaluating progress
towards the 80 percent goal; and
(iii) The program sponsor agrees to
submit progress reports to the
Administrator no less frequently than
once every year that provide the number
of mercury switches removed or the
weight of mercury recovered from the
switches, the estimated number of
vehicles processed, an estimate of the
percent of mercury switches recovered,
and certification that the recovered
mercury switches were recycled at
facilities with permits as required under
the rules implementing subtitle C of
RCRA (40 CFR parts 261 through 265
and 268). The progress reports must be
based on a database that includes data
for each program participant; however,
data may be aggregated at the State level
for progress reports that will be publicly
available. The Administrator may
change the approval status of a program
or portion of a program (e.g., at the State
level) following 90-days notice based on
the progress reports or on other
information.
(iv) You must develop and maintain
onsite a plan demonstrating the manner
through which your facility is
participating in the EPA-approved
program.
(A) The plan must include facilityspecific implementation elements,
corporate-wide policies, and/or efforts
coordinated by a trade association as
appropriate for each facility.
(B) You must provide in the plan
documentation of direction to
appropriate staff to communicate to
suppliers throughout the scrap supply
chain the need to promote the removal
of mercury switches from end-of-life
vehicles. Upon the request of the
permitting authority, you must provide
examples of materials that are used for
outreach to suppliers, such as letters,
contract language, policies for
purchasing agents, and scrap inspection
protocols.
(C) You must conduct periodic
inspections or provide other means of
corroboration to ensure that scrap
providers are aware of the need for and
are implementing appropriate steps to
minimize the presence of mercury in
scrap from end-of-life vehicles.
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(3) Option for specialty metal scrap.
You must certify in your notification of
compliance status that the only
materials from motor vehicles in the
scrap are materials recovered for their
specialty alloy (including, but not
limited to, chromium, nickel,
molybdenum, or other alloys) content
(such as certain exhaust systems) and,
based on the nature of the scrap and
purchase specifications, that the type of
scrap is not reasonably expected to
contain mercury switches.
(4) Scrap that does not contain motor
vehicle scrap. For scrap not subject to
the requirements in paragraphs (b)(1)
through (3) of this section, you must
certify in your notification of
compliance status and maintain records
of documentation that this scrap does
not contain motor vehicle scrap.
(c) Recordkeeping and reporting
requirements. In addition to the records
required by § 63.10, you must keep
records to demonstrate compliance with
the requirements for your pollution
prevention plan in paragraph (a)(1) of
this section and/or for the use of only
restricted scrap in paragraph (a)(2) of
this section and for mercury in
paragraphs (b)(1) through (3) of this
section as applicable. You must keep
records documenting compliance with
paragraph (b)(4) of this section for scrap
that does not contain motor vehicle
scrap.
(1) If you are subject to the
requirements for a site-specific plan for
mercury under paragraph (b)(1) of this
section, you must:
(i) Maintain records of the number of
mercury switches removed or the
weight of mercury recovered from the
switches and properly managed, the
estimated number of vehicles processed,
and an estimate of the percent of
mercury switches recovered; and
(ii) Submit semiannual reports of the
number of mercury switches removed or
the weight of mercury recovered from
the switches and properly managed, the
estimated number of vehicles processed,
an estimate of the percent of mercury
switches recovered, and a certification
that the recovered mercury switches
were recycled at RCRA-permitted
facilities. The semiannual reports must
include a certification that you have
conducted inspections or taken other
means of corroboration as required
under paragraph (b)(1)(ii)(C) of this
section. You may include this
information in the semiannual
compliance reports required under
paragraph (c)(3) of this section.
(2) If you are subject to the option for
approved mercury programs under
paragraph (b)(2) of this section, you
must maintain records identifying each
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scrap provider and documenting the
scrap provider’s participation in an
approved mercury switch removal
program. If you purchase motor vehicle
scrap from a broker, you must maintain
records identifying each broker and
documentation that all scrap provided
by the broker was obtained from other
scrap providers who participate in an
approved mercury switch removal
program.
(3) You must submit semiannual
compliance reports to the Administrator
for the control of contaminants from
scrap according to the requirements in
§ 63.10(e). The report must clearly
identify any deviation from the
requirements in paragraphs (a) and (b)
of this section and the corrective action
taken. You must identify which
compliance option in paragraph (b) of
this section applies to each scrap
provider, contract, or shipment.
rwilkins on PROD1PC63 with NOTICES2
§ 63.10686 What are the requirements for
electric arc furnaces and argon-oxygen
decarburization vessels?
(a) You must install, operate, and
maintain a capture system that collects
the emissions from each EAF (including
charging, melting, and tapping
operations) and argon-oxygen
decarburization (AOD) vessel and
conveys the collected emissions to a
control device for the removal of
particulate matter (PM).
(b) Except as provided in paragraph
(c) of this section, you must not
discharge or cause the discharge into the
atmosphere from an EAF or AOD vessel
any gases which:
(1) Exit from a control device and
contain in excess of 0.0052 grains of PM
per dry standard cubic foot (gr/dscf);
and
(2) Exit from a melt shop and, due
solely to the operations of any affected
EAF(s) or AOD vessel(s), exhibit 6
percent opacity or greater.
(c) If you own or operate a new or
existing affected source that has a
production capacity of less than 150,000
tons per year (tpy) of stainless or
specialty steel (as determined by the
maximum production if specified in the
source’s operating permit or EAF
capacity and maximum number of
operating hours per year), you must not
discharge or cause the discharge into the
atmosphere from an EAF or AOD vessel
any gases which:
(1) Exit from a control device and
contain particulate matter (PM) in
excess of 0.8 pounds per ton (lb/ton) of
steel. Alternatively, the owner or
operator may elect to comply with a PM
limit of 0.0052 grains per dry standard
cubic foot (gr/dscf); and
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(2) Exit from a melt shop and, due
solely to the operations of any affected
EAF(s) or AOD vessel(s), exhibit 6
percent opacity or greater.
(d) Except as provided in paragraph
(d)(6) of this section, you must conduct
performance tests to demonstrate initial
compliance with the applicable
emissions limit for each emissions
source subject to an emissions limit in
paragraph (b) or (c) of this section.
(1) You must conduct each PM
performance test for an EAF or AOD
vessel according to the procedures in
§ 63.7 and 40 CFR 60.275a using the
following test methods in 40 CFR part
60, appendices A–1, A–2, A–3, and A–
4:
(i) Method 1 or 1A of appendix A–1
of 40 CFR part 60 to select sampling
port locations and the number of
traverse points in each stack or duct.
Sampling sites must be located at the
outlet of the control device (or at the
outlet of the emissions source if no
control device is present) prior to any
releases to the atmosphere.
(ii) Method 2, 2A, 2C, 2D, 2F, or 2G
of appendix A–1 of 40 CFR part 60 to
determine the volumetric flow rate of
the stack gas.
(iii) Method 3, 3A, or 3B of appendix
A–3 of 40 CFR part 60 to determine the
dry molecular weight of the stack gas.
You may use ANSI/ASME PTC 19.10–
1981, ‘‘Flue and Exhaust Gas Analyses’’
(incorporated by reference—see § 63.14)
as an alternative to EPA Method 3B.
(iv) Method 4 of appendix A–3 of 40
CFR part 60 to determine the moisture
content of the stack gas.
(v) Method 5 or 5D of appendix A–3
of 40 CFR part 60 to determine the PM
concentration. Three valid test runs are
needed to comprise a PM performance
test. For EAF, sample only when metal
is being melted and refined. For AOD
vessels, sample only when the
operation(s) are being conducted.
(2) You must conduct each opacity
test for a melt shop according to the
procedures in § 63.6(h) and Method 9 of
appendix A–4 of 40 CFR part 60. When
emissions from any EAF or AOD vessel
are combined with emissions from
emission sources not subject to this
subpart, you must demonstrate
compliance with the melt shop opacity
limit based on emissions from only the
emission sources subject to this subpart.
(3) During any performance test, you
must monitor and record the
information specified in 40 CFR
60.274a(h) for all heats covered by the
test.
(4) You must notify and receive
approval from the Administrator for
procedures that will be used to
determine compliance for an EAF or
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AOD vessel when emissions are
combined with those from facilities not
subject to this subpart.
(5) To determine compliance with the
PM emissions limit in paragraph (c) of
this section for an EAF or AOD vessel
in a lb/ton of steel format, compute the
process-weighted mass emissions (Ep)
for each test run using Equation 1 of this
section:
Ep =
C×Q×T
P×K
( Eq. 1)
Where:
Ep = Process-weighted mass emissions of PM,
lb/ton;
C = Concentration of PM or total metal HAP,
gr/dscf;
Q = Volumetric flow rate of stack gas, dscf/
hr;
T = Total time during a test run that a sample
is withdrawn from the stack during steel
production cycle, hr;
P = Total amount of metal produced during
the test run, tons; and
K = Conversion factor, 7,000 grains per
pound.
(6) If you own or operate an existing
affected source that is subject to the
emissions limits in paragraph (b) or (c)
of this section, you may certify initial
compliance with the applicable
emission limit for one or more
emissions sources based on the results
of a previous performance test for that
emissions source in lieu of the
requirement for an initial performance
test provided that the test(s) were
conducted within 5 years of the
compliance date using the methods and
procedures specified in paragraph (d)(1)
or (2) of this section; the test(s) were for
the affected facility; and the test(s) were
representative of current or anticipated
operating processes and conditions.
Should the permitting authority deem
the prior test data unacceptable to
demonstrate compliance with an
applicable emissions limit, the owner or
operator must conduct an initial
performance test within 180 days of the
compliance date or within 90 days of
receipt of the notification of disapproval
of the prior test, whichever is later.
(e) You must monitor the capture
system and PM control device required
by this subpart, maintain records, and
submit reports according to the
compliance assurance monitoring
requirements in 40 CFR part 64. The
exemption in 40 CFR 64.2(b)(1)(i) for
emissions limitations or standards
proposed after November 15, 1990
under section 111 or 112 of the CAA
does not apply. In lieu of the deadlines
for submittal in 40 CFR 64.5, you must
submit the monitoring information
required by 40 CFR 64.4 to the
applicable permitting authority for
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approval by no later than the
compliance date for your affected source
for this subpart and operate according to
the approved plan by no later than 180
days after the date of approval by the
permitting authority.
Other Information and Requirements
rwilkins on PROD1PC63 with NOTICES2
§ 63.10690 What parts of the General
Provisions apply to this subpart?
(a) You must comply with the
requirements of the NESHAP General
Provisions (40 CFR part 63, subpart A)
as provided in Table 1 of this subpart.
(b) The notification of compliance
status required by § 63.9(h) must
include each applicable certification of
compliance, signed by a responsible
official, in paragraphs (b)(1) through (6)
of this section.
(1) For the pollution prevention plan
requirements in § 63.10685(a)(1): ‘‘This
facility has submitted a pollution
prevention plan for metallic scrap
selection and inspection in accordance
with § 63.10685(a)(1)’’;
(2) For the restrictions on metallic
scrap in § 63.10685(a)(2): ‘‘This facility
complies with the requirements for
restricted metallic scrap in accordance
with § 63.10685(a)(2)’’;
(3) For the mercury requirements in
§ 63.10685(b):
(i) ‘‘This facility has prepared a sitespecific plan for mercury switches in
accordance with § 63.10685(b)(1)’’;
(ii) ‘‘This facility participates in and
purchases motor vehicle scrap only
from scrap providers who participate in
a program for removal of mercury
switches that has been approved by the
EPA Administrator in accordance with
§ 63.10685(b)(2)’’ and has prepared a
plan demonstrating how the facility
participates in the EPA-approved
program in accordance with
§ 63.10685(b)(2)(iv);
(iii) ‘‘The only materials from motor
vehicles in the scrap charged to an
electric arc furnace at this facility are
materials recovered for their specialty
alloy content in accordance with
§ 63.10685(b)(3) which are not
reasonably expected to contain mercury
switches’’; or
(iv) ‘‘This facility complies with the
requirements for scrap that does not
contain motor vehicle scrap in
accordance with § 63.10685(b)(4).’’
(4) This certification of compliance
for the capture system requirements in
§ 63.10686(a), signed by a responsible
official: ‘‘This facility operates a capture
system for each electric arc furnace and
argon-oxygen decarburization vessel
that conveys the collected emissions to
a PM control device in accordance with
§ 63.10686(a)’’.
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(5) If applicable, this certification of
compliance for the performance test
requirements in § 63.10686(d)(6): ‘‘This
facility certifies initial compliance with
the applicable emissions limit in
§ 63.10686(a) or (b) based on the results
of a previous performance test in
accordance with § 63.10686(d)(6)’’.
(6) This certification of compliance
for the monitoring requirements in
§ 63.10686(e), signed by a responsible
official: ‘‘This facility has developed
and submitted proposed monitoring
information in accordance with 40 CFR
part 64’’.
§ 63.10691 Who implements and enforces
this subpart?
(a) This subpart can be implemented
and enforced by the EPA or a delegated
authority such as a State, local, or tribal
agency. If the EPA Administrator has
delegated authority to a State, local, or
tribal agency, then that Agency has the
authority to implement and enforce this
subpart. You should contact your EPA
Regional Office to find out if this
subpart is delegated to your State, local,
or tribal agency.
(b) In delegating implementation and
enforcement authority of this subpart to
a State, local, or tribal agency under 40
CFR part 63, subpart E, the authorities
contained in paragraph (c) of this
section are retained by the
Administrator and are not transferred to
the State, local, or tribal agency.
(c) The authorities that will not be
delegated to State, local, or tribal
agencies are listed in paragraphs (c)(1)
through (6) of this section.
(1) Approval of an alternative nonopacity emissions standard under 40
CFR 63.6(g).
(2) Approval of an alternative opacity
emissions standard under § 63.6(h)(9).
(3) Approval of a major change to test
methods under § 63.7(e)(2)(ii) and (f). A
‘‘major change to test method’’ is
defined in 40 CFR 63.90.
(4) Approval of major change to
monitoring under 40 CFR 63.8(f). A
‘‘major change to monitoring’’ is defined
in 40 CFR 63.90.
(5) Approval of a major change to
recordkeeping/reporting under 40 CFR
63.10(f). A ‘‘major change to
recordkeeping/reporting’’ is defined in
40 CFR 63.90.
(6) Approval of a program for the
removal of mercury switches under
§ 63.10685(b)(2).
§ 63.10692
subpart?
What definitions apply to this
Terms used in this subpart are
defined in the Clean Air Act, in § 63.2,
and in this section as follows:
Argon-oxygen decarburization (AOD)
vessel means any closed-bottom,
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refractory-lined converter vessel with
submerged tuyeres through which
gaseous mixtures containing argon and
oxygen or nitrogen may be blown into
molten steel for further refining.
Capture system means the equipment
(including ducts, hoods, fans, dampers,
etc.) used to capture or transport
emissions generated by an electric arc
furnace or argon-oxygen decarburization
vessel to the air pollution control
device.
Chlorinated plastics means solid
polymeric materials that contain
chlorine in the polymer chain, such as
polyvinyl chloride (PVC) and PVC
copolymers.
Control device means the air pollution
control equipment used to remove
particulate matter from the effluent gas
stream generated by an electric arc
furnace or argon-oxygen decarburization
vessel.
Deviation means any instance where
an affected source subject to this
subpart, or an owner or operator of such
a source:
(1) Fails to meet any requirement or
obligation established by this subpart,
including but not limited to any
emissions limitation or work practice
standard;
(2) Fails to meet any term or condition
that is adopted to implement an
applicable requirement in this subpart
and that is included in the operating
permit for any affected source required
to obtain such a permit; or
(3) Fails to meet any emissions
limitation in this subpart during startup,
shutdown, or malfunction, regardless of
whether or not such failure is permitted
by this subpart.
Electric arc furnace (EAF) means a
furnace that produces molten steel and
heats the charge materials with electric
arcs from carbon electrodes. An electric
arc furnace consists of the furnace shell,
roof, and the transformer.
Electric arc furnace (EAF) steelmaking
facility means a steel plant that
produces carbon, alloy, or specialty
steels using an EAF. This definition
excludes EAF steelmaking facilities at
steel foundries and EAF facilities used
to produce nonferrous metals.
Free organic liquids means material
that fails the paint filter test by EPA
Method 9095B, (revision 2, dated
November 1994) (incorporated by
reference—see § 63.14) after accounting
for water using a moisture
determination test by ASTM Method
D2216–05 (incorporated by reference—
see § 63.14). If, after conducting a
moisture determination test, if any
portion of the material passes through
and drops from the filter within the 5-
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minute test period, the material contains
free organic liquids.
Leaded steel means steel that must
meet a minimum specification for lead
content (typically 0.25 percent or more)
and for which lead is a necessary alloy
for that grade of steel.
Mercury switch means each mercurycontaining capsule or switch assembly
that is part of a convenience light switch
mechanism installed in a vehicle.
Motor vehicle means an automotive
vehicle not operated on rails and
usually operated with rubber tires for
use on highways.
Motor vehicle scrap means vehicle or
automobile bodies, including
automobile body hulks, that have been
processed through a shredder. Motor
vehicle scrap does not include
automobile manufacturing bundles, or
miscellaneous vehicle parts, such as
wheels, bumpers or other components
that do not contain mercury switches.
Nonferrous metals means any pure
metal other than iron or any metal alloy
for which an element other than iron is
its major constituent by percent in
weight.
Scrap provider means the person
(including a broker) who contracts
directly with a steel mill to provide
scrap that contains motor vehicle scrap.
Scrap processors such as shredder
operators or vehicle dismantlers that do
not sell scrap directly to a steel mill are
not scrap providers.
Specialty steel means low carbon and
high alloy steel other than stainless steel
that is processed in an argon-oxygen
decarburization vessel.
Stainless steel means low carbon steel
that contains at least 10.5 percent
chromium.
Tables to Subpart YYYYY of Part 63
As required in § 63.10691(a), you
must comply with the requirements of
the NESHAP General Provisions (40
CFR part 63, subpart A) shown in the
following table.
TABLE 1 TO SUBPART YYYYY OF PART 63.—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART YYYYY
Applies to subpart YYYYY?
Citation
Subject
§ 63.1(a)(1), (a)(2), (a)(3), (a)(4), (a)(6),
(a)(10)–(a)(12), (b)(1), (b)(3), (c)(1),
(c)(2), (c)(5), (e).
§ 63.1(a)(5), (a)(7)–(a)(9), (b)(2), (c)(3),
(c)(4), (d).
§ 63.2 .......................................................
§ 63.3 .......................................................
§ 63.4 .......................................................
§ 63.5 .......................................................
Applicability ............................................
Yes.
Reserved ................................................
No.
Definitions ..............................................
Units and Abbreviations .........................
Prohibited Activities and Circumvention
Preconstruction Review and Notification
Requirements.
Compliance with Standards and Maintenance Requirements.
Yes.
Yes.
Yes.
Yes.
Reserved ................................................
No.
Applicability and Performance Test
Dates.
Monitoring Requirements .......................
Yes.
[Reserved] ..............................................
Additional Monitoring Requirements for
Control Devices in § 63.11.
Continuous Monitoring System Requirements.
RATA Alternative ...................................
Notification Requirements ......................
No.
No.
Reserved ................................................
................................................................
Recordkeeping and Reporting Requirements.
No.
No.
Yes ...................
CMS Records for RATA Alternative ......
Reserved ................................................
Control Device Requirements ................
State Authority and Delegations ............
Addresses, Incorporations by Reference, Availability of Information,
Performance Track Provisions.
Yes ...................
No.
No.
Yes.
Yes.
§ 63.6(a), (b)(1)–(b)(5), (b)(7), (c)(1),
(c)(2), (c)(5), (e)(1), (e)(3)(i), (e)(3)(iii)–
(e)(3)(ix), (f), (g), (h)(1), (h)(2), (h)(5)–
(h)(9), (i), (j).
§ 63.6(b)(6), (c)(3), (c)(4), (d), (e)(2),
(e)(3)(ii), (h)(3), (h)(5)(iv).
§ 63.7 .......................................................
§ 63.8(a)(1), (a)(2), (b), (c), (d), (e),
(f)(1)–(5), (g).
§ 63.8(a)(3) ..............................................
§ 63.8(a)(4) ..............................................
§ 63.8(c)(4) ..............................................
§ 63.8(f)(6) ...............................................
§ 63.9(a), (b)(1), (b)(2), (b)(5), (c), (d),
(f), (g), (h)(1)–(h)(3), (h)(5), (h)(6), (i),
(j).
§ 63.9(b)(3), (h)(4) ...................................
§ 63.9(b)(4) ..............................................
§ 63.10(a), (b)(1), (b)(2)(i)–(v), (b)(2)(xiv),
(b)(3), (c)(1), (c)(5)–(c)(8), (c)(10)–
(c)(15), (d), (e)(1)–(e)(4), (f).
rwilkins on PROD1PC63 with NOTICES2
§ 63.10(b)(2)(xiii) ......................................
§ 63.10(c)(2)–(c)(4), (c)(9) .......................
§ 63.11 .....................................................
§ 63.12 .....................................................
§§ 63.13–63.16 ........................................
Explanation
Yes.
Yes ...................
Yes ...................
Yes ...................
Yes.
Requirements apply if a COMS or
CEMS is used.
Requirements apply if a COMS or
CEMS is used.
Requirements apply if a CEMS is used.
Additional records for CMS in § 63.10(c)
(1)–(6), (9)–(15), and reports in
§ 63.10(d)(1)–(2) apply if a COMS or
CEMS is used.
Requirements apply if a CEMS is used.
[FR Doc. E7–24837 Filed 12–27–07; 8:45 am]
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Agencies
[Federal Register Volume 72, Number 248 (Friday, December 28, 2007)]
[Rules and Regulations]
[Pages 74088-74116]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-24837]
[[Page 74087]]
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Part III
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 63
National Emission Standards for Hazardous Air Pollutants for Area
Sources: Electric Arc Furnace Steelmaking Facilities; Final Rule
Federal Register / Vol. 72, No. 248 / Friday, December 28, 2007 /
Rules and Regulations
[[Page 74088]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2004-0083; FRL-8509-5]
RIN 2060-AM71
National Emission Standards for Hazardous Air Pollutants for Area
Sources: Electric Arc Furnace Steelmaking Facilities
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is issuing national emission standards for electric arc
furnace steelmaking facilities that are area sources of hazardous air
pollutants. The final rule establishes requirements for the control of
mercury emissions that are based on the maximum achievable control
technology and requirements for the control of other hazardous air
pollutants that are based on generally available control technology or
management practices.
DATES: This final rule is effective on December 28, 2007. The
incorporation by reference of certain publications listed in this final
rule is approved by the Director of the Federal Register as of December
28, 2007.
ADDRESSES: The EPA has established a docket for this action under
Docket ID No. EPA-HQ-OAR-2004-0083. All documents in the docket are
listed in the Federal Docket Management System index at https://
www.regulations.gov index. Although listed in the index, some
information is not publicly available, e.g., confidential business
information or other information whose disclosure is restricted by
statute. Certain other material, such as copyrighted material, will be
publicly available only in hard copy form. Publicly available docket
materials are available either electronically in https://
www.regulations.gov or in hard copy at the National Emission Standards
for Hazardous Air Pollutants for Area Sources: Electric Arc Furnace
Steelmaking Facilities Docket at the EPA Docket and Information Center
in the EPA Headquarters Library, EPA West, Room 3334, 1301 Constitution
Ave., NW., Washington, DC. The Public Reading Room is open from 8:30
a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The
telephone number for the Public Reading Room is (202) 566-1744, and the
telephone number for the Air Docket is (202) 566-1742.
FOR FURTHER INFORMATION CONTACT: Mr. Phil Mulrine, Sector Policies and
Program Division, Office of Air Quality Planning and Standards (D243-
02), Environmental Protection Agency, Research Triangle Park, North
Carolina 27711, telephone number (919) 541-5289; fax number (919) 541-
3207, e-mail address: mulrine.phil@epa.gov.
SUPPLEMENTARY INFORMATION: Outline. The information presented in this
preamble is organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document?
C. Judicial Review
II. Background Information for the Final Rule
III. Summary of Final Rule and Changes Since Proposal
A. Applicability and Compliance Date
B. Final MACT Standards for the Control of Mercury
C. Final GACT Standards for EAF and AOD Vessels
D. Final GACT Standards for Scrap Management
E. Recordkeeping and Reporting Requirements
IV. Summary of Comments and Responses
A. Basis for Area Source Standards
B. Proposed MACT Standard for Mercury
C. Proposed GACT Standard for Metal HAP Other Than Mercury
D. Proposed GACT Standards for Scrap to Control HAP Other Than
Mercury
E. Miscellaneous Comments
V. Impacts of the Final Rule
VI. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health and Safety Risks
H. Executive Order 13211: Actions That Significantly Affect
Energy Supply, Distribution, or Use
I. National Technology Transfer Advancement Act
J. Executive Order 12898: Federal Actions to Address
Environmental Justice in Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. General Information
A. Does this action apply to me?
The regulated category and entities potentially affected by this
final action include:
------------------------------------------------------------------------
Examples of regulated
Category NAICS code\1\ entities
------------------------------------------------------------------------
Industry....................... 331111 Steel mills with
electric arc furnace
steelmaking facilities
that are area sources.
------------------------------------------------------------------------
\1\ North American Industry Classification System.
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be affected by this
action. To determine whether your facility would be regulated by this
action, you should examine the applicability criteria in 40 CFR
63.10680 of subpart YYYYY (National Emission Standards for Hazardous
Air Pollutants for Area Sources: Electric Arc Furnace Steelmaking
Facilities). If you have any questions regarding the applicability of
this action to a particular entity, consult either the air permit
authority for the entity or your EPA regional representative as listed
in 40 CFR 63.13 of subpart A (General Provisions).
B. Where can I get a copy of this document?
In addition to being available in the docket, an electronic copy of
this final action will also be available on the Worldwide Web (WWW)
through the Technology Transfer Network (TTN). Following signature, a
copy of this final action will be posted on the TTN's policy and
guidance page for newly proposed or promulgated rules at the following
address: https://www.epa.gov/ttn/oarpg/. The TTN provides information
and technology exchange in various areas of air pollution control.
C. Judicial Review
Under section 307(b)(1) of the Clean Air Act (CAA), judicial review
of this final rule is available only by filing a petition for review in
the U.S. Court of Appeals for the District of Columbia Circuit by
February 26, 2008. Under section 307(d)(7)(B) of the CAA, only an
objection to this final rule that was raised with reasonable
specificity during the period for public comment can be raised during
judicial review. Moreover, under section 307(b)(2) of the CAA, the
requirements established by this final rule may not be challenged
separately in any civil or criminal
[[Page 74089]]
proceedings brought by EPA to enforce these requirements.
Section 307(d)(7)(B) of the CAA further provides that ``[o]nly an
objection to a rule or procedure which was raised with reasonable
specificity during the period for public comment (including any public
hearing) may be raised during judicial review.'' This section also
provides a mechanism for us to convene a proceeding for
reconsideration, ``[i]f the person raising an objection can demonstrate
to the EPA that it was impracticable to raise such objection within
[the period for public comment] or if the grounds for such objection
arose after the period for public comment (but within the time
specified for judicial review) and if such objection is of central
relevance to the outcome of the rule.'' Any person seeking to make such
a demonstration to us should submit a Petition for Reconsideration to
the Office of the Administrator, Environmental Protection Agency, Room
3000, Ariel Rios Building, 1200 Pennsylvania Ave., NW., Washington, DC
20460, with a copy to the person listed in the preceding FOR FURTHER
INFORMATION CONTACT section, and the Associate General Counsel for the
Air and Radiation Law Office, Office of General Counsel (Mail Code
2344A), Environmental Protection Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20004.
II. Background Information for the Final Rule
Section 112(k)(3)(B) of the CAA requires EPA to identify at least
30 hazardous air pollutants (HAP), which, as the result of emissions of
area sources,\1\ pose the greatest threat to public health in urban
areas. Consistent with this provision, in 1999, in the Integrated Urban
Air Toxics Strategy, EPA identified the 30 HAP that pose the greatest
potential health threat in urban areas, and these HAP are referred to
as the ``Urban HAP.'' See 64 FR 38715, July 19, 1999. Section 112(c)(3)
requires EPA to list sufficient categories or subcategories of area
sources to ensure that area sources representing 90 percent of the
emissions of the 30 Urban HAP are subject to regulation. EPA listed the
source categories that account for 90 percent of the Urban HAP
emissions in the Integrated Urban Air Toxics Strategy.\2\ Sierra Club
sued EPA, alleging a failure to complete standards for the area source
categories listed pursuant to CAA sections 112(c)(3) and (k)(3)(B)
within the time frame specified by the statute. See Sierra Club v.
Johnson, No. 01-1537, (D.D.C.). On March 31, 2006, the court issued an
order requiring EPA to promulgate standards under CAA section 112(d)
for those area source categories listed pursuant to CAA section
112(c)(3). Among other things, the court order, as amended on October
15, 2007, requires that EPA complete standards for 9 area source
categories by December 15, 2007. On September 20, 2007 (72 FR 53814),
we proposed NESHAP for the electric arc furnace (EAF) steelmaking area
source category. Other final NESHAP will complete the required
regulatory action for the remaining area source categories.
---------------------------------------------------------------------------
\1\ An area source is a stationary source of hazardous air
pollutant (HAP) emissions that is not a major source. A major source
is a stationary source that emits or has the potential to emit 10
tons per year (tpy) or more of any HAP or 25 tpy or more of any
combination of HAP.
\2\ Since its publication in the Integrated Urban Air Toxics
Strategy in 1999, EPA has revised the area source category list
several times.
---------------------------------------------------------------------------
Under CAA section 112(d)(5), the Administrator may, in lieu of
standards requiring maximum achievable control technology (MACT) under
section 112(d)(2), elect to promulgate standards or requirements for
area sources ``which provide for the use of generally available control
technologies or management practices by such sources to reduce
emissions of hazardous air pollutants.'' As explained in the preamble
to the proposed NESHAP, we are issuing standards based on GACT for the
control of the Urban HAP arsenic, cadmium, chromium, lead, manganese,
and nickel from area source EAF steelmaking facilities.
Section 112(c)(6) requires EPA to list, and subject to standards
pursuant to section 112(d)(2) or (d)(4), categories of sources
accounting for not less than 90 percent of emissions of each of seven
specific HAP: Alkylated lead compounds, polycyclic organic matter,
hexachlorobenzene, mercury, polychlorinated biphenyls, 2,3,7,9-
tetrachlorodibenzofurans, and 2,3,7,8-tetrachloridibenzo-p-dioxin.
Standards established under CAA section 112(d)(2) must reflect
performance of MACT. On September 20, 2007 (72 FR 53817), we added EAF
steelmaking facilities that are area sources to this list of source
categories under CAA section 112(c)(6) solely on the basis of mercury
emissions. As discussed in the preamble to the proposed NESHAP, we are
issuing MACT standards pursuant to CAA section 112(d)(2) for mercury
emissions from all EAF steelmaking facilities that are area sources of
HAP. The notice also announced a revision to the area source category
list developed under our Integrated Urban Air Toxics Strategy pursuant
to CAA section 112(c)(3). The revision changed the name of the listed
area source category ``Stainless and Nonstainless Steel Manufacturing
Electric Arc Furnaces (EAF)'' to ``Electric Arc Furnace Steelmaking
Facilities.''
III. Summary of Final Rule and Changes Since Proposal
A. Applicability and Compliance Date
The final NESHAP applies to each new or existing EAF steelmaking
facility that is an area source of HAP. The owner or operator of an
existing area source that does not have to install or modify emissions
control equipment to meet the opacity limit for fugitive emissions must
comply with all applicable rule requirements no later than June 30,
2008. The owner or operator of an existing area source that must
install or modify emission control equipment to meet the opacity limit
for fugitive emissions may request a compliance date for the opacity
limit that is no later than December 28, 2010 and must demonstrate to
the satisfaction of the permitting authority that the additional time
is needed. We revised the compliance date from 2 years to 3 years if a
facility can demonstrate the additional time is needed to install
controls after considering comments on the upgrades that some
facilities may need to meet the opacity limit. The owner or operator of
a new affected source must comply with all applicable rule requirements
by December 28, 2007 (if the startup date is on or before December 28,
2007) or upon startup (if the startup date is after December 28, 2007).
B. Final MACT Standards for the Control of Mercury
The final standards for mercury are based on pollution prevention
and require an EAF owner or operator who melts scrap from motor
vehicles either to purchase (or otherwise obtain) the motor vehicle
scrap only from scrap providers participating in an EPA-approved
program for the removal of mercury switches or to fulfill the
alternative requirements described below. EAF facilities participating
in an approved program must maintain records identifying each scrap
provider and documenting the scrap provider's participation in the EPA-
approved mercury switch removal program. A compliance option requires
the EAF facility to prepare and operate pursuant to an approved site-
specific plan that includes specifications to the scrap
[[Page 74090]]
provider that mercury switches must be removed from motor vehicle
bodies at an efficiency comparable to that of the EPA-approved mercury
switch removal program (see below). An equivalent compliance option is
provided for facilities that do not utilize motor vehicle scrap that
contains mercury switches. We have added a new provision to the final
rule for scrap that does not contain motor vehicle scrap to require
certification and records documenting that the scrap does not contain
motor vehicle scrap.
We expect most facilities that use motor vehicle scrap will choose
to comply by purchasing motor vehicle scrap only from scrap providers
who participate in a program for removal of mercury switches that has
been approved by the Administrator. The NVMSRP \3\ is an approved
program under this final standard. In response to comments, we are also
identifying the Vehicle Mercury Switch Removal Program mandated by
Maine State law as an EPA-approved program. Facilities choosing to use
an EPA-approved program as a compliance option are required to assume
all of the responsibilities for EAF steelmakers as described in the
NVMSRP MOU. The NVMSRP is described in detail in section III.D.1 of the
preamble to the proposed rule. In response to comments, we are
including in the final rule provisions for EPA-approved programs that
specify certain responsibilities that the EAF steelmaking industry
agreed to in signing the MOU, including developing a plan that
demonstrates how the facility is participating in the program,
documenting communication and outreach to scrap providers, and
corroboration to ensure mercury switches are being removed.
---------------------------------------------------------------------------
\3\ Additional details can be found at https://www.epa.gov/
mercury/switch.htm and in section IV.D.1 of this preamble. In
particular, see the signed Memorandum of Understanding.
---------------------------------------------------------------------------
EAF facilities may also obtain scrap from scrap providers
participating in other programs if they obtain EPA approval of the
program. To do so, the facility owner or operator must submit a request
to the Administrator for approval to comply by purchasing scrap from
scrap providers that are participating in another switch removal
program and demonstrate to the Administrator's satisfaction that the
program meets the following specified criteria: (1) There is an
outreach program that informs automobile dismantlers of the need for
removal of mercury switches and provides training and guidance on
switch removal, (2) the program has a goal for the removal of at least
80 percent of the mercury switches, and (3) the program sponsor must
submit annual progress reports on the number of switches removed and
the estimated number of motor vehicle bodies processed (from which a
percentage of switches removed is derivable).
EAF facilities that purchase motor vehicle scrap from scrap
providers that do not participate in an EPA-approved mercury switch
removal program have to prepare and operate pursuant to and in
conformance with a site-specific plan for the removal of mercury
switches. The facility's scrap specifications must include a
requirement for the removal of mercury switches, and the plan must
include provisions for obtaining assurance from scrap providers that
mercury switches have been removed. The plan must be submitted to the
permitting authority for approval and demonstrate how the facility will
comply with specific requirements that include: (1) A means of
communicating to scrap purchasers and scrap providers the need to
obtain or provide motor vehicle scrap from which mercury switches have
been removed and the need to ensure the proper disposal of the mercury
switches, (2) provisions for obtaining assurance from scrap providers
that motor vehicle scrap provided to the facility meets the scrap
specifications, (3) provisions for periodic inspection, or other means
of corroboration to ensure that scrap providers and dismantlers are
implementing appropriate steps to minimize the presence of mercury
switches in motor vehicle scrap, (4) provisions for taking corrective
actions if needed, and (5) requiring each motor vehicle scrap provider
to provide an estimate of the number of mercury switches removed from
motor vehicle scrap sent to the facility during the previous year and
the basis for the estimate. The permitting authority may request
documentation or additional information from the owner or operator at
any time. The site-specific plan must establish a goal for the removal
of at least 80 percent of the mercury switches. All documented and
verifiable mercury-containing components removed from motor vehicle
scrap counts towards the 80 percent goal. We have clarified in the
final rule that the owner or operator must operate according to the
plan during the review and approval process, must address any
deficiencies noted by the permitting authority within 60 days, and may
request changes to the plan.
An equivalent compliance option is provided for EAF owners or
operators who do not utilize motor vehicle scrap that contains mercury.
The option requires the facility to certify that the only materials
they are charging from motor vehicle scrap are materials recovered for
their specialty alloy, such as chromium in certain exhaust systems.
C. Final GACT Standards for EAF and AOD Vessels
The final rule requires the owner or operator to install, operate,
and maintain capture systems for EAF and AOD vessels that convey the
collected emissions to a venturi scrubber or baghouse for the removal
of PM. We are establishing separate emissions limits for new and
existing EAF steelmaking facilities that produce less than 150,000 tpy
of stainless or specialty steel, and for larger, non-specialty EAF
steelmaking facilities. The small facilities are required to comply
with a PM emissions limit of 0.8 pounds of PM per ton (lb/ton) of steel
for each control device serving an EAF or AOD vessel. Alternatively,
small specialty producers may elect to comply with a PM limit of 0.0052
grains per dry standard cubic foot (gr/dscf). The final rule also
includes an opacity limit of 6 percent for melt shop emissions. All
other EAF steelmaking facilities (both existing and new) are required
to meet a PM limit of 0.0052 grains per dry standard cubic foot (gr/
dscf) for emissions from a control device for an EAF or AOD vessel. The
opacity of emissions from melt shops from these sources is limited to 6
percent. We have clarified in the final rule that the emission limits
apply to AOD vessels and do not apply to ladle metallurgy operations.
Performance tests are required for each emissions source to
demonstrate initial compliance with the PM and opacity limits.
Provisions are included in the rule for conducting the tests. The owner
or operator of an existing EAF steelmaking facility is allowed to
certify initial compliance with the emissions limits if a previous test
was conducted during the past 5 years using the methods and procedures
in the rule and either no process changes have been made since the
test, or the owner or operator can demonstrate that the test results,
with or without adjustments, reliably demonstrate compliance despite
process changes.
All EAF steelmaking facilities are required to have or obtain a
title V permit. We have clarified in the final rule that sources that
already have a title V permit are not required to obtain a new title V
permit as a result of this area source rule. However, sources that
already have a title V permit must include the requirements of this
rule through a permit reopening or at
[[Page 74091]]
renewal according to the requirements of 40 CFR part 70 and the title V
permit program. See 40 CFR 70.7(f). The final rule requires each EAF
steelmaking facility to monitor the capture system, PM control device,
and melt shop; maintain records; and submit reports according to the
CAM requirements in 40 CFR part 64. The existing part 64 rule requires
the owner or operator to establish appropriate ranges for selected
indicators for each emissions unit (i.e., operating limits) such that
operation within the ranges will provide a reasonable assurance of
compliance with the emissions limitations or standards.
The CAM rule requires the owner or operator to submit certain
monitoring information to the permitting authority for approval. This
information includes: (1) The indicators to be monitored; (2) the
ranges or designated conditions for such indicators, or the process by
which such indicator ranges or designated conditions will be
established; (3) performance criteria for the monitoring; and if
applicable, (4) the indicator ranges and performance criteria for a
CEMS, COMS, or predictive emissions monitoring system. The owner or
operator also must submit a justification for the proposed elements of
the monitoring control device (and process and capture system, if
applicable) and operating parameter data obtained during the conduct of
the applicable compliance or performance test.
If monitoring indicates that the unit is operating outside of the
acceptable range established in its permit, the owner or operator must
return the operation to within the established range consistent with 40
CFR 64.7(d).
D. Final GACT Standards for Scrap Management
In addition to meeting PM and opacity limits reflecting GACT, we
are also requiring EAF facilities to restrict the use of certain scrap
or follow a pollution prevention plan for scrap inspection and
selection that minimizes the amount of specific contaminants in the
scrap.
The requirements are based on two pollution prevention approaches
depending on the type of scrap that is used, and a facility may have
some scrap subject to one approach and other scrap subject to the other
approach. One provision is for scrap that does not contain certain
contaminants and simply prohibits the processing of scrap containing
these contaminants (restricted scrap). Compliance is demonstrated by a
certification that the scrap does not contain the contaminants. This
scrap management approach is expected to be most useful to stainless
and specialty steel producers with stringent scrap specifications that
do not permit the use of motor vehicle scrap and scrap containing free
organic liquids. The other approach for scrap that may contain certain
contaminants is more prescriptive and requires a pollution prevention
plan, scrap specifications, and procedures for determining that these
requirements are met. This pollution prevention approach was developed
primarily for carbon steel producers that accept motor vehicle scrap
and many other types of ferrous scrap.
Under the restricted scrap provision, the plant owner or operator
must agree to restrict the use of certain scrap, including metallic
scrap from motor vehicle bodies, engine blocks, oil filters, oily
turnings, machine shop borings, transformers and capacitors containing
polychlorinated biphenyls (PCBs), lead-containing components,
chlorinated plastics, or free organic liquids. The restriction on lead-
containing components does not apply to the production of leaded steel
(where lead is obviously needed for production).
The other scrap management provision requires the plant owner or
operator to prepare a pollution prevention plan for metallic scrap
selection and inspection to minimize the amount of chlorinated
plastics, lead (except for the production of leaded steel), and free
organic liquids. This plan must be submitted to the permitting
authority for approval. The owner or operator is required to keep a
copy of the plan onsite and train plant personnel with materials
acquisition or inspection duties in the plan's requirements.
The plan must include specifications for scrap materials to be
depleted (to the extent practicable) of lead-containing components
(except for the production of leaded steel), undrained used oil
filters, chlorinated plastics, and free organic liquids. The plan must
also contain procedures for determining if these requirements are met
(e.g., visual inspection or periodic audits of scrap suppliers) and
procedures for taking corrective actions with vendors whose shipments
are not within specifications.
E. Recordkeeping and Reporting Requirements
Area sources subject to the requirements for EAF and AOD vessels
are subject to the recordkeeping and reporting requirements of the part
64 CAM rule. The general recordkeeping requirements of the part 64 rule
directs the owner or operator to comply with the recordkeeping
requirements for title V operating permits in 40 CFR 70.6(a)(3)(ii),
which require records of analyses, measurements, and sampling data. The
part 64 rule also requires the owner or operator to maintain records of
monitoring data, monitor performance data, corrective actions taken,
any written quality improvement plan (QIP), any activities undertaken
to implement a QIP, and other supporting information required by the
part 64 rule (such as data used to document the adequacy of monitoring,
or records of monitoring maintenance or corrective actions).
The general reporting requirements of part 64 require the owner or
operator to submit monitoring reports to the permitting authority in
accordance with the requirements for facilities with title V operating
permits. The title V reporting requirements in 40 CFR 70.6(c)(1) and 40
CFR 71.6(c)(1) include a 6-month monitoring report, deviation reports,
and annual compliance certifications. The part 64 reporting
requirements specify that the 6-month monitoring report include: (1)
Summary information on the number, duration and cause (including
unknown cause, if applicable) of excursions or exceedances, as
applicable, and the corrective actions taken; (2) summary information
on the number, duration and cause (including unknown cause, if
applicable) for monitor downtime incidents (other than downtime
associated with zero and span or other daily calibration checks, if
applicable); and (3) a description of the actions taken to implement a
QIP during the reporting period. Upon completion of a QIP, the owner or
operator must include in the next summary report documentation that the
implementation of the plan has been completed and reduced the
likelihood of similar levels of excursions or exceedances occurring.
All EAF steelmaking facilities subject to this NESHAP are also
subject to certain specified requirements of the NESHAP general
provisions (40 CFR part 63, subpart A). The general provisions include
requirements for initial notifications; startup, shutdown, and
malfunction records and reports; recordkeeping; and semiannual excess
emissions and monitoring system performance reports. The information
required in these records and reports is similar to the information
required by the CAM rule (40 CFR part 64) and the operating permits
rules (40 CFR parts 70 and 71).
The NESHAP also includes specific recordkeeping and reporting
requirements for area source facilities subject to requirements for
control of contaminants from scrap. The area
[[Page 74092]]
source facilities are required to keep records to demonstrate
compliance with the requirements for their pollution prevention plan
for minimizing the amount of chlorinated plastics, lead, and free
organic liquids charged to a furnace or for the use of only restricted
scrap and the site-specific plan for mercury or any of the mercury
compliance options.
As noted above, facilities subject to the site-specific plan for
mercury are required to keep records and submit semiannual reports on
the number of mercury switches removed by the scrap providers or the
weight of mercury recovered from those switches, an estimate of the
percent of mercury switches recovered, and certification that the
recovered mercury switches were managed at RCRA-permitted facilities.
We have clarified that the requested information can be aggregated in
the semiannual report and does not have to reported separately for
every scrap shipment. Facilities participating in an EPA-approved
program for switch removal must keep records that identify their scrap
providers and document that they participate in an approved switch
removal program. The final rule requires more extensive records for a
site-specific plan than for an approved program because extensive
recordkeeping, reporting, and measurement of success are already
required for approval of such a removal program, the NVMSRP being the
prime example.
All facilities subject to the requirements for the control of
contaminants from scrap are required to submit semiannual reports
according to the requirements in Sec. 63.10(e) of the general
provisions. The report must identify any deviation from the rule
requirements and the corrective action taken.
IV. Summary of Comments and Responses
We received a total of 20 comments on the proposed NESHAP from two
trade associations representing the steelmaking industry, two trade
associations representing the scrap recycling industry, two
associations representing State agencies, six environmental groups,
four State agencies, two companies, a consultant, and one private
citizen during the public comment period. Sections IV.A through IV.E of
this preamble provide responses to the significant public comments
received on the proposed NESHAP.
A. Basis for Area Source Standards
Comment: One commenter stated that EPA's decision to issue GACT
standards for mercury pursuant to section 112(d)(5), instead of MACT
standards pursuant to section 112(d)(2) and (d)(3), is arbitrary and
capricious because EPA provided no rationale for its decision to issue
GACT standards. The commenter further stated that EPA's proposed GACT
for mercury emissions from EAFs does not satisfy section 112(d)(5) of
the CAA because EPA is relying on a voluntary program to keep switches
that contain mercury out of the EAF rather than evaluating potential
reduction measures that are commercially available.
Response: The commenter evidently misread the proposed rule. The
proposed standard for mercury is based on MACT and is not based on
GACT. As we explained at proposal (72 FR 53816), EAF steelmaking
facilities were listed under CAA section 112(c)(6) solely on the basis
of mercury emissions, and we proposed standards for mercury under CAA
section 112(d)(2) that reflect the performance of MACT. We identified
the MACT floor (72 FR 53822) as the pollution prevention approach of
using scrap only from scrap providers that are first removing mercury
switches pursuant to an EPA-approved program. We also evaluated more
stringent beyond-the-floor options for MACT (72 FR 53824). Additional
discussion of our MACT determination is provided in section IV.B.1 of
this preamble. Since the commenter did not address any aspect of the
actual proposal, further response is unnecessary.
If, against all natural readings, the comment is construed as
stating that EPA must first provide a rationale as to why it is not
issuing a MACT standard before it can issue a GACT standard under CAA
section 112(d)(5) for HAP other than mercury, we disagree with the
commenter for the reasons set forth in the final rules for Acrylic and
Modacrylic Fibers Production, Carbon Black Production, Chemical
Manufacturing: Chromium Compounds, Flexible Polyurethane Foam
Production and Fabrication, Lead Acid Battery Manufacturing, and Wood
Preserving (72 FR 38880, July 16, 2007). We reiterate that we do not
view the commenter as having raised an issue with respect to GACT vs.
MACT for HAP other than mercury; however, we provide this response in
an abundance of caution to the extent the comment is, in some way,
construed in this manner.
B. Proposed MACT Standard for Mercury
We determined at proposal that the MACT floor and MACT for mercury
emissions was the pollution prevention practice of removing mercury
switches from end-of-life vehicles before the vehicles were crushed and
shredded for use in EAFs. MACT would be implemented by EAF owners or
operators purchasing scrap only from scrap providers that were
participating in an EPA-approved program for switch removal, operating
pursuant to an EPA-approved site-specific plan (of equal effectiveness
to an EPA-approved program) that ensured scrap providers had removed
mercury switches, or by not melting scrap from end-of-life vehicles. We
further proposed that the National Vehicle Mercury Switch Recovery
Program (NVMSRP) met the requirements of an EPA-approved program.
However, we received several comments questioning how the effectiveness
of an EPA-approved program would be ensured and suggestions for
improving aspects of the rule related to program transparency,
enforceability, and implementability. We have incorporated several of
these suggested improvements into the final rule, and we address these
comments and describe these improvements in detail in section IV.B.3 of
this preamble. The improvements include developing and maintaining a
plan showing how the facility is participating in the approved program,
documentation of communication to suppliers of the need for them to
remove mercury switches, or other means of corroboration by the
facility to ensure suppliers are implementing switch removal
procedures. We note here that the Administrator is committed to
evaluating the effectiveness of the approved program on a continuing
basis and is a party to the agreement that established the NMVSRP. The
parties (including the Administrator) recently reviewed the program's
effectiveness after 1 year. The 1-year review showed reasonable
progress, with recycling programs now available in every State. The
national program was slightly ahead of the schedule projected for
start-up. We now expect switch removals to steadily increase over the
next year as these programs begin to fully operate. If the
Administrator finds the program to be ineffective at the next scheduled
review under the MOU, or at any time as provided in the rule, the
Administrator may disapprove the program in whole or in part (e.g., for
a particular State), and participation in the program would no longer
be a
[[Page 74093]]
compliance option, leaving EAF owners or operators obliged to develop
site-specific programs for EPA approval in order to meet the
requirements of this rule. Under the site-specific program, it would
fall on the EAF owner or operator to provide a detailed accounting of
switches removed and vehicles processed from all of their scrap
providers to enable the Administrator or permitting authority to
evaluate whether the facility is in compliance with the switch removal
requirements. The somewhat lower documentation feature of the NVMSRP
provides a strong incentive to all of the parties involved in switch
removal to make every effort to ensure the NVMSRP is effective on a
continuing basis. However, if the national program were to prove
unsatisfactory and be subsequently disapproved as a compliance option,
the burden would be on the EAF owner or operator to implement a site-
specific approach. In either case (whether a national program or site-
specific program), we have codified an approach that provides
accountability and measures of effectiveness as described in detail in
section IV.B.3 of this preamble.
We also considered a standard based on the performance of activated
carbon injection (ACI) with continuous monitoring for mercury as a
beyond-the-floor option, and as we discuss in detail in section IV.B.1
of this preamble, we rejected this option for several reasons. In
summary, ACI has not been demonstrated for EAFs, its effectiveness is
highly uncertain due in large part to the extreme variability in
mercury loading from this batch operation (e.g., it is difficult to
design and estimate the capacity of the ACI system that would be needed
to handle the highly variable loading of mercury), and it would likely
result in the landfilling of large quantities of hazardous waste (EAF
dust) that is currently recycled (pursuant to RCRA subtitle C
standards) to recover its zinc content. In addition, it would be
costly, and the continuous monitoring that would be needed to assess
the effectiveness of ACI is not feasible for the majority of EAF
facilities because they have baghouses without stacks. (See 72 FR
53817.)
1. Emission Controls and an Emission Limit for Mercury
Comment: One commenter stated that the proposed standard for
mercury does not satisfy the requirements of section 112(d)(5) of the
CAA because EPA is relying solely upon a voluntary program to keep
switches from cars out of the EAF rather than evaluating the potential
reduction measures that are commercially available. One commenter noted
that EPA's calculated cost effectiveness of $11,000/pound (lb) of
mercury for ACI is similar to the cost effectiveness anticipated by EPA
for municipal waste combustors and medical waste incinerators, and it
is well below the control costs expected from implementation of the
utility boiler Clean Air Mercury Rule--all rules where a technology-
based standard for mercury is based upon performance of ACI. The
commenter notes that without further analysis to determine the non-air
quality health and environmental impacts and energy requirements, it
appears that ACI is a cost effective control for mercury emissions and
was rejected by EPA prematurely. Several commenters recommended that
EPA require controls beyond the vehicle switch removal program. One of
these commenters stated that ACI is widely used on other combustion
sources (e.g., municipal waste combustors, medical waste incinerators,
and hazardous waste incinerators) and that ACI has already been
successfully applied to iron and steel melters in Europe. The commenter
stated that coal-fired boilers use ACI successfully, and no
circumstances specific to EAFs have been identified that would indicate
that EAFs could not use the same technology efficaciously. The
commenter noted that the State of New Jersey estimated the cost to
implement source separation and to install ACI on an existing baghouse
to be less than $1.80 per ton of scrap processed. The commenter claimed
that the cost of compliance is minimal compared to the price of a ton
of steel ($360 to $780/ton) or a ton of scrap ($300/ton) and is not
expected to cause any facility to close. The commenter believes these
cost estimates indicate that add-on controls for mercury for EAFs are
cost effective when the impacts of mercury emissions on human health
and the environment are weighed.
Several commenters requested that EPA include a mercury emission
limit and monitoring strategy for EAFs rather than relying solely on a
voluntary program. Three commenters said it is important to establish
an emission limit and require testing for mercury because 40 to 50
percent of the mercury comes from non-automobile sources and would not
be removed by the switch removal program. One commenter requested that
EPA establish a mercury emission limit, require appropriate testing to
verify compliance, and require add-on emission controls if the emission
limit is not met. Another commenter suggested that EPA set a mercury
emission standard that uses a tiered approach towards demonstrating
compliance, e.g., sources that emit less than a certain amount of
mercury per year may be allowed to comply with the pollution prevention
standard along with a mercury emissions monitoring requirement. The
commenter continues by stating that more stringent mercury monitoring
should be required for more significant mercury emitters with the
understanding that if a certain level is not reached within a given
time frame (e.g., three years), the source must install mercury
emissions controls and implement associated monitoring. Another
commenter requested a protective backstop for the MACT requirement,
including advanced mercury emissions removal technology and continuous
emission monitoring systems (CEMS) for facilities that do not meet the
mercury pollution prevention standards.
One commenter stated that two EAFs in Michigan have mercury
emission limits and must perform stack testing. This commenter asks
that if EPA determines that an emission limit is not practical for the
area source standard, EPA should consider a percent reduction standard
similar to what is required in the State of New Jersey (75 percent).
The commenter asks that measures and targets be established and
consequences identified if targets are not achieved. The commenter said
measures and targets include an estimate of mercury-containing devices
collected, inlet and outlet stack testing, and baghouse dust analysis
to confirm reduced mercury inputs and emissions. The commenter stated
that identifying spikes in the mercury concentration of baghouse dust
provides information to conduct additional quality control on scrap
shipments.
Two commenters claimed that ACI is not a demonstrated technology
for EAFs and that there is a great deal of uncertainty about its
potential effectiveness due in large part to the high variability of
mercury emission levels. The commenters also stated that the use of ACI
would have a negative effect on recycling EAF dust because the mercury
in the dust makes it necessary to landfill the dust instead of
recycling it. The commenters agreed with EPA's pollution prevention
approach and stated that EPA properly explained the technological and
economic feasibility difficulties associated with developing and
enforcing a mercury emission limit for EAFs, including the fact that
continuous monitoring for mercury from EAFs is impractical.
Response: At proposal, we determined that the MACT floor for
[[Page 74094]]
mercury was a pollution prevention approach based on preventing mercury
switches from entering the EAF. We also explained at proposal that
standards requiring pollution prevention were not work practices under
section 112(h), and even assuming for the sake of argument that they
were work practices, it is not feasible to prescribe or enforce an
emissions limit for mercury within the meaning of section 112(h) (72 FR
53817). We received no adverse comments on or challenges to our MACT
floor determination or our conclusion that pollution prevention
standards were not work practices under section 112(h).
We evaluated ACI as a beyond-the-floor control option for mercury
emissions and rejected the option for several reasons (72 FR 53824). We
also considered the feasibility of establishing an emission limit for
mercury and explained in detail why we chose instead an approach based
on a pollution prevention standard (72 FR 53816). We disagree that the
proposed standard for mercury relies solely on a voluntary program to
keep mercury switches out of the scrap supply. First, there is nothing
voluntary about the obligations of EAF owners or operators under the
rule. They are not in compliance with the rule unless they obtain scrap
from dealers participating in an effective program to remove mercury
switches. Moreover, the standard contains detailed requirements for
preparing and operating a pollution prevention plan that must be
approved by the Administrator, specific criteria that will be used by
the Administrator to review and approve plans, criteria for approval of
switch removal programs to ensure they are effective, and reporting and
recordkeeping requirements (including progress reports). The
Administrator can evaluate the success of an approved switch removal
program based on progress reports that provide the number of mercury
switches removed, the estimated number of vehicles processed, and the
percent of switches removed. Based on this evaluation, the
Administrator may subsequently disapprove a previously approved switch
removal program or a site-specific plan. An example of an existing
switch recovery program that has been documented as successful is the
one implemented by the State of Maine, which was one of the first such
programs and was in place in advance of the NVMSRP. The Maine program
is now fully operational and reported a recovery rate of over 90
percent for mercury switches in 2006.
The commenters provided no new information or additional facts with
respect to ACI that were not considered and addressed at proposal when
we evaluated it as a beyond-the-floor option (72 FR 53824, 53825) and
concluded that:
Based on the fact that activated carbon injection is not a
demonstrated mercury control technology for EAF facilities, the
uncertainty in design and performance of the add-on controls and
hence of the actual mercury emission reductions for EAF facilities,
the cost impacts per ton of emission reduction, and the adverse
energy and solid waste impacts, we determined that control beyond
the floor is not warranted for mercury. Therefore, we are proposing
that the removal of mercury switches from the scrap before it is
melted in the EAF represents MACT for mercury for new and existing
EAF facilities.
We emphasize again that ACI was not rejected as a beyond-the-floor
option solely on the basis of cost effectiveness. We concluded that ACI
has not been demonstrated for EAFs and that there is a great deal of
uncertainty in design (e.g., the carbon capacity that would be needed
to treat a highly variable inlet loading of mercury) and potential
performance (i.e., how much mercury would actually be removed), and
hence of the actual mercury emission reductions that might be achieved.
We also considered and discussed the adverse energy and solid waste
impacts.
2. Monitoring for Mercury
Comment: Several commenters stated that stack monitoring for
mercury emissions from EAFs was needed to assess the effectiveness of
the NVMSRP and other programs. These commenters believe it is important
to have information on the actual emissions, the emissions impact of
pollution prevention measures, and an indication of need for additional
actions that may be needed to further reduce mercury emissions. One
commenter stated that CEMS are essential to establish that the
voluntary switch removal program reduces emissions. Another commenter
requested that the monitoring program include a requirement to test
emissions within 6 months of publication of the final rule to establish
a baseline for each facility.
One commenter stated that although the proposal states that no
feasible methods of emissions testing exist for any EAF facility (e.g.,
continuous emissions monitoring), there are monitoring technologies
that are adaptable for use by any facility in this industry. The
commenter noted that batch process emissions are tested and monitored
in many industrial sectors, and EPA has established emission standards
for many batch processes without requiring the use of continuous
monitors, including Pesticide Active Ingredient Manufacturing and
Miscellaneous Organic Chemical Manufacturing. The commenter also noted
that EPA has recently promulgated the ``sorbent tube'' method for
sampling stack gases at coal-fired power plants (40 CFR part 75,
appendix K). The commenter believes that because this method of
monitoring mercury is capable of sampling flue gases over any period of
time (hours or even days), there appears to be little impediment to
using this method to sample ``batch'' processes like those at an EAF.
Another commenter also noted that CEMS are available and in use at
other types of mercury-emitting facilities.
One commenter stated that data from frequent monitoring will be
essential to determine if actual reductions in mercury emissions have
been achieved in order to determine whether the ``sunset'' of the
pollution prevention standard in 2017 should be allowed to occur. One
commenter was concerned that if there are no mercury emission
standards, it may be very difficult for EPA to conduct its residual
risk determination. The commenter wonders how EPA will calculate
residual risk when there has been no attempt to establish a baseline of
mercury emissions, determine the effectiveness of the switch removal
program, or measure emissions after controls are implemented. One
commenter stated that at least one steel mill of which they are aware
has reported higher levels of mercury emissions since starting to
participate in the NVMSRP. The commenter notes that frequent monitoring
is needed to determine whether the program is effective.
One commenter suggested that EPA require facilities to keep records
of the sources of scrap metal entering the facility in a manner that
allows correlation of scrap sources with elevated mercury emissions and
that these records be available to the Agency and accessible for public
review.
Response: At proposal, we considered the use of CEMS for mercury
(72 FR 53817):
We therefore examined the technological and economic feasibility
of continuous monitoring for mercury from these sources. We note
first that mercury CEMS are not demonstrated for EAF, raising a
threshold question of their technical feasibility for all EAF.
Furthermore, most EAF discharge emissions from positive pressure
baghouses without stacks. Continuous mercury monitoring would not be
technically feasible for these EAF (i.e., stackless EAF), even
assuming that mercury CEMS were otherwise
[[Page 74095]]
demonstrated for EAF. This is because volumetric flow rate and
concentration would need to be determined by CEMS to measure the
mass emission rate of mercury, and without a stack, it is nearly
impossible to obtain an accurate measurement of volumetric flow rate
or to obtain representative measurements of mercury concentration in
the discharged emissions. Indeed, EPA has previously determined that
the use of continuous opacity monitoring systems (COMS) was not
feasible for positive pressure baghouses without stacks for this
reason.
The commenters did not address any of these points that we made at
proposal. After further consideration of CEMS, we continue to believe
that CEMS are not feasible for monitoring baghouses without stacks.
One commenter stated that batch processes such as EAF steelmaking
could be monitored for mercury emissions using the sorbent tube method.
We agree that there are monitoring methods for mercury that can be used
for batch processes; however, the problem with applying CEMS or the
sorbent tube method is because of baghouses without stacks, not because
steelmaking is a batch process. We received no other comments that
addressed, much less refuted, EPA's view of the fundamental
shortcomings of applying mercury CEMS to EAFs without stacks that were
discussed at proposal.
We discuss in much greater detail in section IV.B.3 of this
preamble the monitoring requirements of the rule and how they are used
to determine the effectiveness of the standard. We have developed
monitoring requirements that are appropriate for the pollution
prevention standard, and since we have concluded it is not necessary or
appropriate to establish a mercury stack emission limit, it is not
appropriate and in most cases it is infeasible to require monitoring
for mercury emissions.
The lack of a mercury emission standard will not affect our ability
to conduct a residual risk assessment in the future. We will by that
time have historical data on the effectiveness of the MACT standard,
and mass balance approaches as well as innovative methods for sampling
and analysis of sources or ambient air concentrations may provide
additional data.
We cannot directly address the commenter who claimed that one
plant's mercury emissions had increased since joining the NVMSRP
because the commenter provided no details to substantiate the claim.
However, there is no doubt that removal of mercury switches before
motor vehicle scrap is melted will reduce mercury emissions, whether
the removal takes place under the NVMSRP or under other switch removal
programs.
3. Effectiveness of the Pollution Prevention Standard for Mercury
Comment: Several commenters stated that requirements to verify the
effectiveness of the NVMSRP and other switch removal programs are
needed and that accountability is not adequately addressed. The
commenters claimed that there are no enforceable mechanisms to ensure
effective participation in or compliance with the switch removal
programs and identified the need for increased recordkeeping and
reporting beyond just participation in a switch removal program. One
commenter requested that EPA include enforceable measures of
accountability that include consequences if the programs do not meet
their goals. Two commenters requested that quantifiable performance
measures be included to verify the effectiveness of mercury reduction
programs. One commenter requested written documentation and audits of
program participation of suppliers, evaluation of switch recovery
rates, and mercury emissions testing and monitoring requirements.
Another commenter suggested incorporating verifiable measurement and
accountability systems and using some of the specific language from the
MOU to make the scrap plans accountable and enforceable. This commenter
also requested that EPA revise the rule to include enforceable scrap
specification requirements and binding contracts with scrap suppliers
(rather than a ``means of communicating'') and require recordkeeping,
reporting, and certification to assure that scrap meets specifications,
as well as contract termination in the event of deviations. This
commenter also states that the switch removal requirements must be more
than a ``goal''; they must be achieved through binding contracts
establishing removal requirements and effective tracking,
recordkeeping, and reporting requirements. Two commenters noted that
since there are no effective performance measures, goals, or
consequences for failure to remove switches, there is no strong
incentive for the NVMSRP to continue after the initial funding has been
expended.
Two commenters requested achievement of specific switch recovery
percentages as the rule is implemented. They suggest a ramped capture
rate of 30 percent for year one, 50 percent for year two, and 80
percent in year three. The commenters believe it is essential that the
rule require increasing mercury switch capture rates so that a rate of
80 percent or more is achieved within two to three years.
One commenter stated that two studies of switch removal and mercury
emission reductions do not constitute evidence of a cause and effect
relationship between removal of switches and mercury reductions. The
commenter believes that documentation based on a large number of
studies can determine the cause and effect relationship. The commenter
further states that because no monitoring or testing of mercury
emissions are required by the proposed rule, no evidence of correlation
between amounts of mercury emitted and the quality of scrap can be
demonstrated, and there would be no evidence that the switch removal
program is working to reduce mercury emissions.
Several commenters noted that the proposed rule is silent on what
happens if the 80 percent switch removal goal is not met. One commenter
believes the rule should include a final date when the goal is to be
met and identify emission standards to be met as an alternative to the
80 percent removal goal.
One commenter was concerned about using an estimate of the
percentage of mercury switches removed to determine whether an approved
plan should continue to be approved because the estimate of the
percentage of mercury switches removed is highly uncertain and
dependant on many assumptions. The commenter stated that determining
the effectiveness of site-specific mercury switch removal programs by
comparing uncertain statistics with an aggressive removal goal (80
percent) may cause effective programs to have their approval revoked.
Response: The NVMSRP resulted from a two-year process of
collaboration and negotiation among a diverse group of stakeholders to
create a dedicated nationwide effort to remove mercury-containing
switches from end-of-life vehicles. The stakeholders included EPA,
automakers, steel manufacturers, environmental groups, automobile scrap
recyclers, and State agency representatives. These stakeholders signed
an MOU detailing their respective responsibilities and commitments in
the national switch recovery effort. This effort will result in
substantial reductions in mercury emissions from EAFs by removing the
majority of mercury from metal scrap. In addition, it will have
environmental benefits from reducing mercury emissions from sources
other than EAFs and will reduce mercury releases to media other than
air. We disagree with
[[Page 74096]]
the commenter that without testing for mercury emissions, there would
be no evidence that the switch removal program is working to reduce
mercury emissions. Many States have implemented switch removal
programs, and major environmental groups have participated in and
signed agreements supporting the programs, both of which are
indications of the participants' belief in the ability of such programs
to reduce mercury emissions. EPA recounts this history not to show that
the Agency is blindly accepting the negotiated agreement, but that EPA
has examined the agreement anew in light of the requirements of section
112(d) and finds that the program resulting from that agreement meets
the statutory requirements. The success of the program has been
documented by direct measurements of mercury in switches removed, and
as of November 28, 2007, over 843,000 switches with 1,855 pounds of
mercury have been recovered.
As we stated in detail at proposal, this pollution prevention
approach was determined to be the MACT floor and MACT for reducing
mercury emissions from EAFs. Emissions of mercury result from the
melting of scrap metal that contains mercury components. When these
components are removed prior to charging the scrap to an EAF, the
mercury emissions are prevented.
Thousands of automobile recyclers have already joined the NVMSRP,
although not all members have yet sent in recovered switches. (As we
discuss in more detail below, there is a lag time as dismantlers
accumulate enough switches to fill a shipping container.) Information
on the program, including scrap suppliers who have joined and the
number of switches they have turned in to date, can be found on the End
of Life Vehicle Solutions Web site (https://www.elvsolutions.org).
As we discussed at proposal, there are many elements in the NVMSRP
that are designed to measure success and to evaluate its effectiveness.
One year following the effective date of the MOU and each year
thereafter, the parties or their designees and EPA agreed to meet to
review the effectiveness of the program at the State level based upon
recovery and capture rates. The parties to the agreement will use the
results to improve the performance of the program and to explore
implementation of a range of options in that effort. Two and one-half
years from the inception of the program, the parties agreed to meet and
review overall program effectiveness and performance. This review will
include analysis of the number of switches that have been collected and
what factors have contributed to program effectiveness. The
Administrator is one of the parties committed to this review and
assessment of effectiveness, and the Administrator may disapprove the
program as a compliance option (in whole or in part) at any time based
on the assessment of effectiveness.
A key element of measuring the success of the program is
maintaining a database of participants that includes detailed contact
information; documentation showing when the participant joined the
program (or started submitting mercury switches); records of all
submissions by the participant including date, number of mercury
switches; and confirmation that the participant has submitted mercury
switches as expected. Another important element is aggregated
information to be updated on a quarterly basis, including progress
reports, summaries of the number of program participants by State,
individual program participants, and records of State and national
totals for the number of switches and the amount of mercury recovered.
The program is also estimating the number of motor vehicles recycled.
The NVMSRP will issue reports quarterly during the first year of the
program, every six months in the second and third year of the program,
and annually thereafter. The reports prepared by ELVS will include the
total number of dismantlers or other potential participants identified;
the total number of dismantlers or others contacted; and the total
number of dismantlers or others participating. The annual report will
include the total mercury (in pounds) and number of mercury switches
recovered nationwide; the total pounds of mercury recovered and number
of mercury switches by State; and an estimated national capture rate.
Other information includes the total number and identity of dismantlers
or others dropped due to inactivity or withdrawal from the program.
Mercury switch removal is already underway--more than 1,855 pounds of
mercury from over 843,000 switches have been reco