Multiple Listing Service, Inc.; Analysis of Agreement Containing Consent Order to Aid Public Comment, 72359-72361 [E7-24686]
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Federal Register / Vol. 72, No. 244 / Thursday, December 20, 2007 / Notices
FEDERAL RESERVE SYSTEM
FEDERAL TRADE COMMISSION
Formations of, Acquisitions by, and
Mergers of Bank Holding Companies
[File No. 061 0090]
sroberts on PROD1PC70 with NOTICES
The companies listed in this notice
have applied to the Board for approval,
pursuant to the Bank Holding Company
Act of 1956 (12 U.S.C. 1841 et seq.)
(BHC Act), Regulation Y (12 CFR Part
225), and all other applicable statutes
and regulations to become a bank
holding company and/or to acquire the
assets or the ownership of, control of, or
the power to vote shares of a bank or
bank holding company and all of the
banks and nonbanking companies
owned by the bank holding company,
including the companies listed below.
The applications listed below, as well
as other related filings required by the
Board, are available for immediate
inspection at the Federal Reserve Bank
indicated. The application also will be
available for inspection at the offices of
the Board of Governors. Interested
persons may express their views in
writing on the standards enumerated in
the BHC Act (12 U.S.C. 1842(c)). If the
proposal also involves the acquisition of
a nonbanking company, the review also
includes whether the acquisition of the
nonbanking company complies with the
standards in section 4 of the BHC Act
(12 U.S.C. 1843). Unless otherwise
noted, nonbanking activities will be
conducted throughout the United States.
Additional information on all bank
holding companies may be obtained
from the National Information Center
website at www.ffiec.gov/nic/.
Unless otherwise noted, comments
regarding each of these applications
must be received at the Reserve Bank
indicated or the offices of the Board of
Governors not later than January 14,
2008.
A. Federal Reserve Bank of St. Louis
(Glenda Wilson, Community Affairs
Officer) 411 Locust Street, St. Louis,
Missouri 63166–2034:
1. South Central Bancorp, Inc.; to
become a bank holding company by
acquiring 100 percent of the voting
shares of The First National Bank of
Kinmundy, both of Kinmundy, Illinois.
Board of Governors of the Federal Reserve
System, December 17, 2007.
Robert deV. Frierson,
Deputy Secretary of the Board.
[FR Doc. E7–24706 Filed 12–19–07; 8:45 am]
BILLING CODE 6210–01–S
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Multiple Listing Service, Inc.; Analysis
of Agreement Containing Consent
Order to Aid Public Comment
Federal Trade Commission.
Proposed Consent Agreement.
AGENCY:
ACTION:
SUMMARY: The consent agreement in this
matter settles alleged violations of
federal law prohibiting unfair or
deceptive acts or practices or unfair
methods of competition. The attached
Analysis to Aid Public Comment
describes both the allegations in the
draft complaint and the terms of the
consent order—embodied in the consent
agreement—that would settle these
allegations.
DATES: Comments must be received on
or before January 14, 2008.
ADDRESSES: Interested parties are
invited to submit written comments.
Comments should refer to ‘‘Multiple
Listing Service, File No. 061 0090,’’ to
facilitate the organization of comments.
A comment filed in paper form should
include this reference both in the text
and on the envelope, and should be
mailed or delivered to the following
address: Federal Trade Commission/
Office of the Secretary, Room 135-H,
600 Pennsylvania Avenue, NW,
Washington, D.C. 20580. Comments
containing confidential material must be
filed in paper form, must be clearly
labeled ‘‘Confidential,’’ and must
comply with Commission Rule 4.9(c).
16 CFR 4.9(c) (2005).1 The FTC is
requesting that any comment filed in
paper form be sent by courier or
overnight service, if possible, because
U.S. postal mail in the Washington area
and at the Commission is subject to
delay due to heightened security
precautions. Comments that do not
contain any nonpublic information may
instead be filed in electronic form as
part of or as an attachment to email
messages directed to the following email
box: consentagreement@ftc.gov.
The FTC Act and other laws the
Commission administers permit the
collection of public comments to
consider and use in this proceeding as
appropriate. All timely and responsive
public comments, whether filed in
paper or electronic form, will be
1 The comment must be accompanied by an
explicit request for confidential treatment,
including the factual and legal basis for the request,
and must identify the specific portions of the
comment to be withheld from the public record.
The request will be granted or denied by the
Commission’s General Counsel, consistent with
applicable law and the public interest. See
Commission Rule 4.9(c), 16 CFR 4.9(c).
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72359
considered by the Commission, and will
be available to the public on the FTC
website, to the extent practicable, at
www.ftc.gov. As a matter of discretion,
the FTC makes every effort to remove
home contact information for
individuals from the public comments it
receives before placing those comments
on the FTC website. More information,
including routine uses permitted by the
Privacy Act, may be found in the FTC’s
privacy policy, at https://www.ftc.gov/
ftc/privacy.htm.
FOR FURTHER INFORMATION CONTACT:
Patrick J. Roach (202) 326-2793, Bureau
of Competition, Room NJ-6245, 600
Pennsylvania Avenue, NW, Washington,
D.C. 20580.
SUPPLEMENTARY INFORMATION: Pursuant
to section 6(f) of the Federal Trade
Commission Act, 38 Stat. 721, 15 U.S.C.
46(f), and § 2.34 of the Commission
Rules of Practice, 16 CFR 2.34, notice is
hereby given that the above-captioned
consent agreement containing a consent
order to cease and desist, having been
filed with and accepted, subject to final
approval, by the Commission, has been
placed on the public record for a period
of thirty (30) days. The following
Analysis to Aid Public Comment
describes the terms of the consent
agreement, and the allegations in the
complaint. An electronic copy of the
full text of the consent agreement
package can be obtained from the FTC
Home Page (for December 12, 2007), on
the World Wide Web, at https://
www.ftc.gov/os/2007/12/index.htm. A
paper copy can be obtained from the
FTC Public Reference Room, Room 130H, 600 Pennsylvania Avenue, N.W.,
Washington, D.C. 20580, either in
person or by calling (202) 326-2222.
Public comments are invited, and may
be filed with the Commission in either
paper or electronic form. All comments
should be filed as prescribed in the
ADDRESSES section above, and must be
received on or before the date specified
in the DATES section.
Analysis of Agreement Containing
Consent Order to Aid Public Comment
The Federal Trade Commission has
accepted for public comment an
agreement containing consent order
with Multiple Listing Service, Inc.
(‘‘MLS, Inc.’’ or ‘‘Respondent’’).
Respondent operates a multiple listing
service (‘‘MLS’’) that is designed to
facilitate real estate transactions by
sharing and publicizing information on
properties for sale by customers of real
estate brokers. The agreement settles
charges that MLS, Inc. violated Section
5 of the Federal Trade Commission Act,
15 U.S.C. § 45, through particular acts
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72360
Federal Register / Vol. 72, No. 244 / Thursday, December 20, 2007 / Notices
and practices of the MLS. The proposed
consent order has been placed on the
public record for thirty (30) days to
receive comments from interested
persons. Comments received during this
period will become part of the public
record. After thirty (30) days, the
Commission will review the agreement
and the comments received, and will
decide whether it should withdraw from
the agreement or make the proposed
order final.
The purpose of this analysis is to
facilitate comment on the proposed
consent order. This analysis does not
constitute an official interpretation of
the agreement and proposed order, and
does not modify its terms in any way.
Further, the proposed consent order has
been entered into for settlement
purposes only, and does not constitute
an admission by proposed Respondent
that it violated the law or that the facts
alleged in the complaint against the
Respondent (other than jurisdictional
facts) are true.
I. The Respondent
MLS, Inc. is a Wisconsin corporation
that provides multiple listing services to
each of the local associations of real
estate professionals based in the
Milwaukee metropolitan area and
surrounding counties. It is owned by
several realtor boards and associations,
and has more than 6500 members.
Respondent serves the great majority of
the residential real estate brokers in its
service area, and is the sole MLS serving
that area. MLS, Inc. also owns and
operates a web site, wihomes.com, that
provides listing information directly to
consumers over the internet.
sroberts on PROD1PC70 with NOTICES
II. The Conduct Addressed by the
Proposed Consent Order
In general, the conduct at issue in this
matter is largely the same as the conduct
addressed by the Commission in six
other consent orders involving MLS
restrictions in the past year.2 A general
discussion of industry background and
the Commission’s reasoning is
contained in the Analysis to Aid Public
Comment issued in connection with five
of those consent orders in the ‘‘real
estate sweep’’ announced in October
2006.3
2Information and Real Estate Services, LLC, FTC
File No. 061-0087; Northern New England Real
Estate Network, Inc., FTC File No. 051-0065;
Williamsburg Area Ass’n of Realtors, Inc., FTC File
No. 061-0268; Realtors Ass’n of Northeast
Wisconsin, Inc., FTC File No. 061-0267; Monmouth
County Ass’n of Realtors, Inc., FTC File No. 0510217; Austin Bd. of Realtors, FTC File No. 0510219.See generally https://www.ftc.gov/opa/2006/10/
realestatesweep.shtm.
3See https://www.ftc.gov/os/caselist/0610268/
0610268consentanalysis.pdf.
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Jkt 214001
A. The Respondent Has Market Power
MLS, Inc. serves residential real estate
brokers in the Milwaukee metropolitan
area and surrounding counties in
Wisconsin. These professionals compete
with one another to provide residential
real estate brokerage services to
consumers. Membership in MLS, Inc. is
necessary for a broker to provide
effective residential real estate brokerage
services to sellers and buyers of real
property in this area.4 By virtue of broad
industry participation and control over
a key input, MLS, Inc. has market power
in the provision of residential real estate
brokerage services to sellers and buyers
of real property in southeast Wisconsin.
B. Respondent’s Conduct
The complaint accompanying the
proposed consent order alleges that
Respondent has violated the FTC Act by
adopting rules and policies that limit
the publication and marketing of certain
sellers’ properties, but not others, based
solely on the terms of their respective
listing contracts. Listing contracts are
the agreements by which property
sellers obtain services from their chosen
real estate brokers. The restrictions
challenged in the complaint
accompanying the proposed order state
that information about properties will
not be made available on popular real
estate web sites unless the listing
contracts follow the traditional format
approved by the MLS. When
implemented, these restrictions prevent
properties with non-traditional listing
contracts from being displayed on a
broad range of public web sites,
including the ‘‘Realtor.com’’ web site
operated by the National Association of
Realtors, the local web site
‘‘wihomes.com’’ operated by MLS, Inc.,
and web sites operated by brokers or
brokerage firms that are MLS members.
The complaint alleges that the conduct
was collusive and exclusionary, because
in agreeing to keep non-traditional
listings off the MLS and from public
web sites, the brokers enacting the rules
were, in effect, agreeing among
themselves to limit the manner in which
they compete with one another, and
withholding valuable benefits of the
MLS from real estate brokers who did
not go along.
As was the case with the other MLSs
that agreed to consent orders with the
Commission, the contract favored by
4 As noted, the MLS provides valuable services
for a broker assisting a seller as a listing broker, by
offering a means of publicizing the property to other
brokers and the public. For a broker assisting a
buyer, it also offers unique and valuable services,
including detailed information that is not shown on
public web sites, which can help with house
showings and otherwise facilitate home selections.
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Respondent here is known as an
‘‘Exclusive Right to Sell Listing,’’ and is
the kind of listing agreement
traditionally used by listing brokers to
provide the full range of residential real
estate brokerage services. Among the
contracts disfavored by the Respondent
is the kind known as an ‘‘Exclusive
Agency Listing,’’ which brokers can use
to offer limited brokerage services to
home sellers in exchange for set fees or
reduced commissions.
Respondent adopted the challenged
rules and policies in May 2001. In
October 2006, prior to agreeing to the
proposed consent order and prior to the
Commission’s acceptance of the consent
order and proposed complaint for
public comment, the Board of Directors
of MLS, Inc. voted to rescind the
restriction. The members of the MLS
affected by these rules were notified in
November 2006 of the Board’s intention
to change its rules.
C. Competitive Effects of the
Respondent’s Rules and Policies
MLS, Inc.’s rules and policies have
discouraged its members from offering
or accepting Exclusive Agency Listings.
Thus, the restrictions impede the
provision of unbundled brokerage
services, and may make it more difficult
and costly for home sellers to market
their homes. Furthermore, the rules and
policies have caused home sellers to
switch away from Exclusive Agency
Listings to other forms of listing
agreements. By prohibiting Exclusive
Agency Listings from being transmitted
to popular real estate web sites, the
MLS, Inc. restrictions have adverse
effects on home sellers and home
buyers. When home sellers switch to
full-service listing agreements from
Exclusive Agency Listings that often
offer lower-cost real estate services to
consumers, the sellers may purchase
services that they would not otherwise
buy. This, in turn, may increase the
commission costs to consumers of real
estate brokerage services. In particular,
the rules deny home sellers choices for
marketing their homes and deny home
buyers the chance to use the internet
easily to see all of the houses listed by
real estate brokers in the area, making
their search less efficient.
D. There is No Competitive Efficiency
Associated with the Web Site Policy
The Respondent’s rules at issue here
advance no legitimate procompetitive
purpose. As a theoretical matter, if
buyers and sellers could avail
themselves of an MLS system and carry
out real estate transactions without
compensating any of its broker
members, an MLS might be concerned
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Federal Register / Vol. 72, No. 244 / Thursday, December 20, 2007 / Notices
that those buyers and sellers were freeriding on the investment that brokers
have made in the MLS and adopt rules
to address that free-riding. But this
theoretical concern does not justify the
restrictions adopted by the Respondent
here. Exclusive Agency Listings are not
a credible means for home buyers or
sellers to bypass the use of the brokerage
services that the MLS was created to
promote, because a listing broker is
always involved in an Exclusive Agency
Listing, and other provisions in MLS,
Inc.’s rules ensure that a cooperating
broker—a broker who finds a buyer for
the property—is compensated for the
brokerage service he or she provides.
Under existing MLS rules that apply
to any form of listing agreement, the
listing broker must ensure that the home
seller pays compensation to the
cooperating selling broker (if there is
one), and the listing broker may be
liable himself for a lost commission if
the home seller fails to pay a selling
broker who was the procuring cause of
a completed property sale. The
possibility of sellers or buyers using the
MLS but bypassing brokerage services is
already addressed effectively by the
Respondent’s existing rules that do not
distinguish between forms of listing
contracts, and does not justify the series
of exclusionary rules and policies
adopted by MLS, Inc. It is possible, of
course, that a buyer of an Exclusive
Agency Listing may make the purchase
without using a selling broker, but this
is true for traditional Exclusive Right to
Sell Listings as well.
III. The Proposed Consent Order
sroberts on PROD1PC70 with NOTICES
Despite the recent decision by
Respondent’s Board of Directors to
remove the challenged restrictions, it is
appropriate for the Commission to
require the prospective relief in the
proposed consent order. Such relief
ensures that MLS, Inc. cannot revert to
the old rules or policies, or engage in
future variations of the challenged
conduct. The conduct at issue in the
current case is itself a variation of
practices that have been the subject of
past Commission orders; in the 1980s
and 1990s, the Commission condemned
the practices of several local MLS
boards that had banned Exclusive
Agency Listings entirely, and several
consent orders were imposed.5
5 See, e.g., In the Matter of Port Washington Real
Estate Bd., Inc., 120 F.T.C. 882 (1995); In the Matter
of United Real Estate Brokers of Rockland, Ltd., 116
F.T.C. 972 (1993); In the Matter of Am. Indus. Real
Estate Assoc., Docket No. C-3449, 1993 WL 1thirty
(30)09648 (F.T.C. Jul. 6, 1993); In the Matter of
Puget Sound Multiple Listing Serv., Docket No. C3390 (F.T.C. Aug. 2, 1990); In the Matter of
Bellingham-Whatcom County Multiple Listing
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20:08 Dec 19, 2007
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72361
The proposed order is designed to
ensure that Respondent does not misuse
its market power, while preserving the
procompetitive incentives of members
to contribute to the joint venture
operated by MLS, Inc. The proposed
order prohibits Respondent from
adopting or enforcing any rules or
policies that deny or limit the ability of
MLS participants to enter into Exclusive
Agency Listings, or any other lawful
listing agreements, with sellers of
properties. The proposed order includes
examples of such practices, but the
conduct it enjoins is not limited to those
five enumerated examples. In addition,
the proposed order states that, within
thirty days after it becomes final,
Respondent shall have conformed its
rules to the substantive provisions of the
order. MLS, Inc. is further required to
notify its participants of the order
through its usual business
communications and its web site. The
proposed order requires notification to
the Commission of changes in the
Respondent’s structure, and periodic
filings of written reports concerning
compliance.
The proposed order applies to
Respondent and entities it owns or
controls, including MetroMLS and any
affiliated web site it operates. The order
does not prohibit participants in the
MLS, or other independent persons or
entities that receive listing information
from Respondent, from making
independent decisions concerning the
use or display of such listing
information on participant or thirdparty web sites, consistent with any
contractual obligations to Respondent.
The proposed order will expire in 10
years.
By direction of the Commission.
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Donald S. Clark
Secretary
[FR Doc. E7–24686 Filed 12–19–07: 8:45 am]
Measuring the Psychological Impact
on Communities Affected by
Landmines—New—Coordinating Center
for Environmental Health and Injury
Prevention (CCEHIP), Centers for
Disease Control and Prevention (CDC).
[Billing Code: 6750–01–S]
Centers for Disease Control and
Prevention
[60 Day–08–07AB]
Proposed Data Collections Submitted
for Public Comment and
Recommendations
In compliance with the requirement
of section 3506(c)(2)(A) of the
Paperwork Reduction Act of 1995 for
opportunity for public comment on
proposed data collection projects, the
Centers for Disease Control and
Prevention (CDC) will publish periodic
summaries of proposed projects. To
request more information on the
proposed projects or to obtain a copy of
the data collection plans and
instruments, call 404–639–5960 and
send comments to Maryam I. Daneshvar,
CDC Acting Reports Clearance Officer,
1600 Clifton Road, MS–D74, Atlanta,
GA 30333 or send an e-mail to
omb@cdc.gov.
Comments are invited on: (a) Whether
the proposed collection of information
is necessary for the proper performance
of the functions of the agency, including
whether the information shall have
practical utility; (b) the accuracy of the
agency’s estimate of the burden of the
proposed collection of information; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the collection of information
on respondents, including through the
use of automated collection techniques
or other forms of information
technology. Written comments should
be received within 60 days of this
notice.
Proposed Project
Background and Brief Description
Bureau, Docket No. C-3299 (F.T.C. Aug. 2, 1990); In
the Matter of Metro MLS, Inc., Docket No. C-3286,
1990 WL 10012611 (F.T.C. Apr. 18, 1990); In the
Matter of Multiple Listing Serv. of the Greater
Michigan City Area, Inc., 106 F.T.C. 95 (1985); In
the Matter of Orange County Bd. of Realtors, Inc.,
106 F.T.C. 88 (1985).
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This is a republication of the 60–Day
Federal Register Notice on this project
published 12/13/2006. Comments were
received concerning urgent needs
relating to landmines and unexploded
ordnance. CDC has considered the
comments and appreciates the concerns
expressed. While our study is relatively
small by design, we judge that there will
be sufficient statistical power for this
empirical population-based study to
demonstrate what the social economic
E:\FR\FM\20DEN1.SGM
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Agencies
[Federal Register Volume 72, Number 244 (Thursday, December 20, 2007)]
[Notices]
[Pages 72359-72361]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-24686]
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FEDERAL TRADE COMMISSION
[File No. 061 0090]
Multiple Listing Service, Inc.; Analysis of Agreement Containing
Consent Order to Aid Public Comment
AGENCY: Federal Trade Commission.
ACTION: Proposed Consent Agreement.
-----------------------------------------------------------------------
SUMMARY: The consent agreement in this matter settles alleged
violations of federal law prohibiting unfair or deceptive acts or
practices or unfair methods of competition. The attached Analysis to
Aid Public Comment describes both the allegations in the draft
complaint and the terms of the consent order--embodied in the consent
agreement--that would settle these allegations.
DATES: Comments must be received on or before January 14, 2008.
ADDRESSES: Interested parties are invited to submit written comments.
Comments should refer to ``Multiple Listing Service, File No. 061
0090,'' to facilitate the organization of comments. A comment filed in
paper form should include this reference both in the text and on the
envelope, and should be mailed or delivered to the following address:
Federal Trade Commission/Office of the Secretary, Room 135-H, 600
Pennsylvania Avenue, NW, Washington, D.C. 20580. Comments containing
confidential material must be filed in paper form, must be clearly
labeled ``Confidential,'' and must comply with Commission Rule 4.9(c).
16 CFR 4.9(c) (2005).\1\ The FTC is requesting that any comment filed
in paper form be sent by courier or overnight service, if possible,
because U.S. postal mail in the Washington area and at the Commission
is subject to delay due to heightened security precautions. Comments
that do not contain any nonpublic information may instead be filed in
electronic form as part of or as an attachment to email messages
directed to the following email box: consentagreement@ftc.gov.
---------------------------------------------------------------------------
\1\ The comment must be accompanied by an explicit request for
confidential treatment, including the factual and legal basis for
the request, and must identify the specific portions of the comment
to be withheld from the public record. The request will be granted
or denied by the Commission's General Counsel, consistent with
applicable law and the public interest. See Commission Rule 4.9(c),
16 CFR 4.9(c).
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The FTC Act and other laws the Commission administers permit the
collection of public comments to consider and use in this proceeding as
appropriate. All timely and responsive public comments, whether filed
in paper or electronic form, will be considered by the Commission, and
will be available to the public on the FTC website, to the extent
practicable, at www.ftc.gov. As a matter of discretion, the FTC makes
every effort to remove home contact information for individuals from
the public comments it receives before placing those comments on the
FTC website. More information, including routine uses permitted by the
Privacy Act, may be found in the FTC's privacy policy, at https://
www.ftc.gov/ftc/privacy.htm.
FOR FURTHER INFORMATION CONTACT: Patrick J. Roach (202) 326-2793,
Bureau of Competition, Room NJ-6245, 600 Pennsylvania Avenue, NW,
Washington, D.C. 20580.
SUPPLEMENTARY INFORMATION: Pursuant to section 6(f) of the Federal
Trade Commission Act, 38 Stat. 721, 15 U.S.C. 46(f), and Sec. 2.34 of
the Commission Rules of Practice, 16 CFR 2.34, notice is hereby given
that the above-captioned consent agreement containing a consent order
to cease and desist, having been filed with and accepted, subject to
final approval, by the Commission, has been placed on the public record
for a period of thirty (30) days. The following Analysis to Aid Public
Comment describes the terms of the consent agreement, and the
allegations in the complaint. An electronic copy of the full text of
the consent agreement package can be obtained from the FTC Home Page
(for December 12, 2007), on the World Wide Web, at https://www.ftc.gov/
os/2007/12/index.htm. A paper copy can be obtained from the FTC Public
Reference Room, Room 130-H, 600 Pennsylvania Avenue, N.W., Washington,
D.C. 20580, either in person or by calling (202) 326-2222.
Public comments are invited, and may be filed with the Commission
in either paper or electronic form. All comments should be filed as
prescribed in the ADDRESSES section above, and must be received on or
before the date specified in the DATES section.
Analysis of Agreement Containing Consent Order to Aid Public Comment
The Federal Trade Commission has accepted for public comment an
agreement containing consent order with Multiple Listing Service, Inc.
(``MLS, Inc.'' or ``Respondent''). Respondent operates a multiple
listing service (``MLS'') that is designed to facilitate real estate
transactions by sharing and publicizing information on properties for
sale by customers of real estate brokers. The agreement settles charges
that MLS, Inc. violated Section 5 of the Federal Trade Commission Act,
15 U.S.C. Sec. 45, through particular acts
[[Page 72360]]
and practices of the MLS. The proposed consent order has been placed on
the public record for thirty (30) days to receive comments from
interested persons. Comments received during this period will become
part of the public record. After thirty (30) days, the Commission will
review the agreement and the comments received, and will decide whether
it should withdraw from the agreement or make the proposed order final.
The purpose of this analysis is to facilitate comment on the
proposed consent order. This analysis does not constitute an official
interpretation of the agreement and proposed order, and does not modify
its terms in any way. Further, the proposed consent order has been
entered into for settlement purposes only, and does not constitute an
admission by proposed Respondent that it violated the law or that the
facts alleged in the complaint against the Respondent (other than
jurisdictional facts) are true.
I. The Respondent
MLS, Inc. is a Wisconsin corporation that provides multiple listing
services to each of the local associations of real estate professionals
based in the Milwaukee metropolitan area and surrounding counties. It
is owned by several realtor boards and associations, and has more than
6500 members. Respondent serves the great majority of the residential
real estate brokers in its service area, and is the sole MLS serving
that area. MLS, Inc. also owns and operates a web site, wihomes.com,
that provides listing information directly to consumers over the
internet.
II. The Conduct Addressed by the Proposed Consent Order
In general, the conduct at issue in this matter is largely the same
as the conduct addressed by the Commission in six other consent orders
involving MLS restrictions in the past year.\2\ A general discussion of
industry background and the Commission's reasoning is contained in the
Analysis to Aid Public Comment issued in connection with five of those
consent orders in the ``real estate sweep'' announced in October
2006.\3\
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\2\Information and Real Estate Services, LLC, FTC File No. 061-
0087; Northern New England Real Estate Network, Inc., FTC File No.
051-0065; Williamsburg Area Ass'n of Realtors, Inc., FTC File No.
061-0268; Realtors Ass'n of Northeast Wisconsin, Inc., FTC File No.
061-0267; Monmouth County Ass'n of Realtors, Inc., FTC File No. 051-
0217; Austin Bd. of Realtors, FTC File No. 051-0219.See generally
https://www.ftc.gov/opa/2006/10/realestatesweep.shtm.
\3\See https://www.ftc.gov/os/caselist/0610268/
0610268consentanalysis.pdf.
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A. The Respondent Has Market Power
MLS, Inc. serves residential real estate brokers in the Milwaukee
metropolitan area and surrounding counties in Wisconsin. These
professionals compete with one another to provide residential real
estate brokerage services to consumers. Membership in MLS, Inc. is
necessary for a broker to provide effective residential real estate
brokerage services to sellers and buyers of real property in this
area.\4\ By virtue of broad industry participation and control over a
key input, MLS, Inc. has market power in the provision of residential
real estate brokerage services to sellers and buyers of real property
in southeast Wisconsin.
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\4\ As noted, the MLS provides valuable services for a broker
assisting a seller as a listing broker, by offering a means of
publicizing the property to other brokers and the public. For a
broker assisting a buyer, it also offers unique and valuable
services, including detailed information that is not shown on public
web sites, which can help with house showings and otherwise
facilitate home selections.
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B. Respondent's Conduct
The complaint accompanying the proposed consent order alleges that
Respondent has violated the FTC Act by adopting rules and policies that
limit the publication and marketing of certain sellers' properties, but
not others, based solely on the terms of their respective listing
contracts. Listing contracts are the agreements by which property
sellers obtain services from their chosen real estate brokers. The
restrictions challenged in the complaint accompanying the proposed
order state that information about properties will not be made
available on popular real estate web sites unless the listing contracts
follow the traditional format approved by the MLS. When implemented,
these restrictions prevent properties with non-traditional listing
contracts from being displayed on a broad range of public web sites,
including the ``Realtor.com'' web site operated by the National
Association of Realtors, the local web site ``wihomes.com'' operated by
MLS, Inc., and web sites operated by brokers or brokerage firms that
are MLS members. The complaint alleges that the conduct was collusive
and exclusionary, because in agreeing to keep non-traditional listings
off the MLS and from public web sites, the brokers enacting the rules
were, in effect, agreeing among themselves to limit the manner in which
they compete with one another, and withholding valuable benefits of the
MLS from real estate brokers who did not go along.
As was the case with the other MLSs that agreed to consent orders
with the Commission, the contract favored by Respondent here is known
as an ``Exclusive Right to Sell Listing,'' and is the kind of listing
agreement traditionally used by listing brokers to provide the full
range of residential real estate brokerage services. Among the
contracts disfavored by the Respondent is the kind known as an
``Exclusive Agency Listing,'' which brokers can use to offer limited
brokerage services to home sellers in exchange for set fees or reduced
commissions.
Respondent adopted the challenged rules and policies in May 2001.
In October 2006, prior to agreeing to the proposed consent order and
prior to the Commission's acceptance of the consent order and proposed
complaint for public comment, the Board of Directors of MLS, Inc. voted
to rescind the restriction. The members of the MLS affected by these
rules were notified in November 2006 of the Board's intention to change
its rules.
C. Competitive Effects of the Respondent's Rules and Policies
MLS, Inc.'s rules and policies have discouraged its members from
offering or accepting Exclusive Agency Listings. Thus, the restrictions
impede the provision of unbundled brokerage services, and may make it
more difficult and costly for home sellers to market their homes.
Furthermore, the rules and policies have caused home sellers to switch
away from Exclusive Agency Listings to other forms of listing
agreements. By prohibiting Exclusive Agency Listings from being
transmitted to popular real estate web sites, the MLS, Inc.
restrictions have adverse effects on home sellers and home buyers. When
home sellers switch to full-service listing agreements from Exclusive
Agency Listings that often offer lower-cost real estate services to
consumers, the sellers may purchase services that they would not
otherwise buy. This, in turn, may increase the commission costs to
consumers of real estate brokerage services. In particular, the rules
deny home sellers choices for marketing their homes and deny home
buyers the chance to use the internet easily to see all of the houses
listed by real estate brokers in the area, making their search less
efficient.
D. There is No Competitive Efficiency Associated with the Web Site
Policy
The Respondent's rules at issue here advance no legitimate
procompetitive purpose. As a theoretical matter, if buyers and sellers
could avail themselves of an MLS system and carry out real estate
transactions without compensating any of its broker members, an MLS
might be concerned
[[Page 72361]]
that those buyers and sellers were free-riding on the investment that
brokers have made in the MLS and adopt rules to address that free-
riding. But this theoretical concern does not justify the restrictions
adopted by the Respondent here. Exclusive Agency Listings are not a
credible means for home buyers or sellers to bypass the use of the
brokerage services that the MLS was created to promote, because a
listing broker is always involved in an Exclusive Agency Listing, and
other provisions in MLS, Inc.'s rules ensure that a cooperating
broker--a broker who finds a buyer for the property--is compensated for
the brokerage service he or she provides.
Under existing MLS rules that apply to any form of listing
agreement, the listing broker must ensure that the home seller pays
compensation to the cooperating selling broker (if there is one), and
the listing broker may be liable himself for a lost commission if the
home seller fails to pay a selling broker who was the procuring cause
of a completed property sale. The possibility of sellers or buyers
using the MLS but bypassing brokerage services is already addressed
effectively by the Respondent's existing rules that do not distinguish
between forms of listing contracts, and does not justify the series of
exclusionary rules and policies adopted by MLS, Inc. It is possible, of
course, that a buyer of an Exclusive Agency Listing may make the
purchase without using a selling broker, but this is true for
traditional Exclusive Right to Sell Listings as well.
III. The Proposed Consent Order
Despite the recent decision by Respondent's Board of Directors to
remove the challenged restrictions, it is appropriate for the
Commission to require the prospective relief in the proposed consent
order. Such relief ensures that MLS, Inc. cannot revert to the old
rules or policies, or engage in future variations of the challenged
conduct. The conduct at issue in the current case is itself a variation
of practices that have been the subject of past Commission orders; in
the 1980s and 1990s, the Commission condemned the practices of several
local MLS boards that had banned Exclusive Agency Listings entirely,
and several consent orders were imposed.\5\
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\5\ See, e.g., In the Matter of Port Washington Real Estate Bd.,
Inc., 120 F.T.C. 882 (1995); In the Matter of United Real Estate
Brokers of Rockland, Ltd., 116 F.T.C. 972 (1993); In the Matter of
Am. Indus. Real Estate Assoc., Docket No. C-3449, 1993 WL 1thirty
(30)09648 (F.T.C. Jul. 6, 1993); In the Matter of Puget Sound
Multiple Listing Serv., Docket No. C-3390 (F.T.C. Aug. 2, 1990); In
the Matter of Bellingham-Whatcom County Multiple Listing Bureau,
Docket No. C-3299 (F.T.C. Aug. 2, 1990); In the Matter of Metro MLS,
Inc., Docket No. C-3286, 1990 WL 10012611 (F.T.C. Apr. 18, 1990); In
the Matter of Multiple Listing Serv. of the Greater Michigan City
Area, Inc., 106 F.T.C. 95 (1985); In the Matter of Orange County Bd.
of Realtors, Inc., 106 F.T.C. 88 (1985).
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The proposed order is designed to ensure that Respondent does not
misuse its market power, while preserving the procompetitive incentives
of members to contribute to the joint venture operated by MLS, Inc. The
proposed order prohibits Respondent from adopting or enforcing any
rules or policies that deny or limit the ability of MLS participants to
enter into Exclusive Agency Listings, or any other lawful listing
agreements, with sellers of properties. The proposed order includes
examples of such practices, but the conduct it enjoins is not limited
to those five enumerated examples. In addition, the proposed order
states that, within thirty days after it becomes final, Respondent
shall have conformed its rules to the substantive provisions of the
order. MLS, Inc. is further required to notify its participants of the
order through its usual business communications and its web site. The
proposed order requires notification to the Commission of changes in
the Respondent's structure, and periodic filings of written reports
concerning compliance.
The proposed order applies to Respondent and entities it owns or
controls, including MetroMLS and any affiliated web site it operates.
The order does not prohibit participants in the MLS, or other
independent persons or entities that receive listing information from
Respondent, from making independent decisions concerning the use or
display of such listing information on participant or third-party web
sites, consistent with any contractual obligations to Respondent.
The proposed order will expire in 10 years.
By direction of the Commission.
Donald S. Clark
Secretary
[FR Doc. E7-24686 Filed 12-19-07: 8:45 am]
[Billing Code: 6750-01-S]