Oregon Disaster Number OR-00023, 71729-71730 [E7-24470]
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Federal Register / Vol. 72, No. 242 / Tuesday, December 18, 2007 / Notices
NASDAQ–2007–095 and should be
submitted on or before January 8, 2008.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.13
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–24466 Filed 12–17–07; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–56938; File No. SR–Phlx–
2007–63]
Self-Regulatory Organizations;
Philadelphia Stock Exchange, Inc.;
Order Granting Approval of a
Proposed Rule Change Relating to
Short Interest Reporting
December 10, 2007.
I. Introduction
On August 16, 2007, the Philadelphia
Stock Exchange, Inc. (‘‘Phlx’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’) proposed
rule change SR–Phlx–2007–63 pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’).1 On
September 20, 2007, Phlx amended the
proposed rule change.2 Notice of the
proposal was published in the Federal
Register on October 3, 2007.3 No
comment letters were received. For the
reasons discussed below, the
Commission is granting approval of the
proposed rule change.
II. Description
The proposed rule change conforms
Phlx Rule 786 to rule changes made by
other self-regulatory organizations
(‘‘SROs’’) to implement uniform changes
to the short interest reporting
requirements across SROs.
First, Phlx is making a technical
change to the text of Phlx Rule 786,
Supplementary Material .01.
Supplementary Material .01 provides
that, subject to certain limited
exceptions, short positions required to
be reported under the rule are those
resulting from short sales as the term is
defined in Rule 200 of Regulation SHO.
The term ‘‘short sale’’ is actually
defined in Rule 200(a) of Regulation
13 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 Amendment No. 1, which replaced the original
proposed rule change in its entirety, made
clarifying changes to the original proposed rule
change.
3 Securities Exchange Act Release No. 56541
(September 26, 2007), 72 FR 56427 (October 3,
2007) (Phlx–2007–63).
SHO.4 Therefore, Phlx is amending the
text of Supplementary Material .01 to
reference Regulation SHO Rule 200(a),
instead of Rule 200, in order to
eliminate any confusion.
Second, Phlx is adding a new section,
Supplementary Material .02, to Phlx
Rule 786. The new language adopts
exceptions to the short interest reporting
requirement. Phlx is also adding
conforming language relating to the new
section to Rule 786, Supplementary
Material .01. Currently, any transaction
that is marked ‘‘sell short exempt’’ is
exempt from the reporting requirement.
Beginning on July 6, 2007, the ‘‘short
exempt’’ marking requirement was
eliminated by the Commission.5
Therefore, beginning on July 6, 2007, all
transactions marked short will be
covered by Phlx’s reporting
requirement. However, other SROs have
modified their short interest reporting
rules to exclude five specific
transactions that were previously
contained in the now eliminated Rule
10a–1 under the Act.6 The rule change
is designed to conform Phlx’s reporting
requirement to those of other SROs and
increase uniformity for broker-dealers as
they comply with various rules across
SROs, which should reduce costs and
increase efficiency for those brokerdealers.
III. Discussion
Section 6(b)(5) of the Act 7 requires,
among other things, that the rules of an
exchange be designed to promote just
and equitable principles of trade, to
remove impediments to and perfect the
mechanism of a free and open market
and a national market system, and, in
general to protect investors and the
public interest. The rule change is
designed to conform Phlx’s reporting
requirement to those of other SROs and
increase uniformity for broker-dealers as
they comply with various rules across
SROs, which should reduce costs and
increase efficiency for those brokerdealers. Accordingly, because the rule
change will lead to greater uniformity in
SRO rules, the Commission finds that
the rule change meets the requirements
of Section 6(b)(5) of the Act because it
is designed to promote just and
equitable principles of trade, to remove
impediments to and perfect the
mechanism of a free and open market
and a national market system, and, in
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1 15
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CFR 242.200(a).
Securities Exchange Act Release No. 55970
(June 28, 2007), 72 FR 36348 (July 3, 2007).
6 See, e.g., Securities Exchange Act Release No.
56300 (August 22, 2007), 72 FR 49342 (August 28,
2007) (NYSEArca–2007–63).
7 15 U.S.C. 78f(b)(5).
71729
general to protect investors and the
public interest.
IV. Conclusion
On the basis of the foregoing, the
Commission finds that the rule change
is consistent with the requirements of
the Act, in particular Section 6(b) of the
Act 8 and the rules and regulations
thereunder.9
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act, that the
proposed rule change (File No. SR–
Phlx–2007–63) be and hereby is
approved.
For the Commission by the Division of
Trading and Markets, pursuant to delegated
authority.10
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–24465 Filed 12–17–07; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration # 11122 and # 11123]
Oregon Disaster Number OR–00023
U.S. Small Business
Administration.
ACTION: Amendment 1.
AGENCY:
SUMMARY: This is an amendment of the
Presidential declaration of a major
disaster for the State of Oregon (FEMA–
1733–DR), dated 12/09/2007.
Incident: Severe Storms and Flooding.
Incident Period: 12/01/2007 and
continuing.
12/10/2007.
Physical Loan Application Deadline
Date: 02/07/2008.
EIDL Loan Application Deadline Date:
09/09/2008.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing And
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, Suite 6050, Washington,
DC 20416.
SUPPLEMENTARY INFORMATION: The notice
of the Presidential disaster declaration
for the State of Oregon, dated 12/09/
2007 is hereby amended to include the
following areas as adversely affected by
the disaster:
EFFECTIVE DATE:
4 17
5 See
PO 00000
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Fmt 4703
Sfmt 4703
8 15
U.S.C. 78f(b).
approving the proposed rule change, the
Commission considered the proposal’s impact on
efficiency, competition and capital formation. 15
U.S.C. 78c(f).
10 17 CFR 200.30–3(a)(12).
9 In
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71730
Federal Register / Vol. 72, No. 242 / Tuesday, December 18, 2007 / Notices
Primary Counties: Clatsop.
All other counties contiguous to the
above named primary county have
previously been declared.
All other information in the original
declaration remains unchanged.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
James E. Rivera,
Acting Associate Administrator for Disaster
Assistance.
[FR Doc. E7–24470 Filed 12–17–07; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
Small Business Investment
Companies; Increase in Maximum
Leverage Ceiling
13 CFR 107.1150(a) sets forth the
maximum amount of Leverage (as
defined in 13 CFR 107.50) that a Small
Business Investment Company may
have outstanding at any time. The
maximum Leverage amounts are
adjusted annually based on the increase
in the Consumer Price Index published
by the Bureau of Labor Statistics. The
cited regulation states that the Small
Business Administration will publish
the indexed maximum Leverage
amounts each year in a Notice in the
Federal Register.
Accordingly, effective the date of
publication of this Notice, and until
further notice, the maximum Leverage
amounts under 13 CFR 107.1150(a) are
as stated in the following table:
If your Leverageable Capital is:
Then your maximum Leverage is:
(1)
(2)
(3)
(4)
300 percent of Leverageable Capital.
$65,400,000 + [2 × (Leverageable Capital¥$21,800,000)].
$108,800,000 + (Leverageable Capital¥$43,500,000).
$130,600,000.
Not over $21,800,000 .........................................................................
Over $21,800,000 but not over $43,500,000 .....................................
Over $43,500,000 but not over $65,300,000 .....................................
Over $65,300,000 ...............................................................................
(Catalog of Federal Domestic Assistance
Program No. 59.011, Small Business
Investment Companies)
Dated: December 11, 2007.
A. Joseph Shepard,
Associate Administrator for Investment.
[FR Doc. E7–24469 Filed 12–17–07; 8:45 am]
BILLING CODE 8025–01–P
DEPARTMENT OF STATE
[Public Notice 6029]
yshivers on PROD1PC62 with NOTICES
Culturally Significant Objects Imported
for Exhibition Determinations:
‘‘Poussin and Nature: Arcadian
Visions’’
SUMMARY: Notice is hereby given of the
following determinations: Pursuant to
the authority vested in me by the Act of
October 19, 1965 (79 Stat. 985; 22 U.S.C.
2459), Executive Order 12047 of March
27, 1978, the Foreign Affairs Reform and
Restructuring Act of 1998 (112 Stat.
2681, et seq.; 22 U.S.C. 6501 note, et
seq.), Delegation of Authority No. 234 of
October 1, 1999, Delegation of Authority
No. 236 of October 19, 1999, as
amended, and Delegation of Authority
No. 257 of April 15, 2003 [68 FR 19875],
I hereby determine that the objects to be
included in the exhibition ‘‘Poussin and
Nature: Arcadian Visions,’’ imported
from abroad for temporary exhibition
within the United States, are of cultural
significance. The objects are imported
pursuant to loan agreements with the
foreign owners or custodians. I also
determine that the exhibition or display
of the exhibit objects at The
Metropolitan Museum of Art, New York,
NY, from on or about February 11, 2008,
until on or about May 11, 2008, and at
possible additional exhibitions or
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venues yet to be determined, is in the
national interest. Public Notice of these
Determinations is ordered to be
published in the Federal Register.
FOR FURTHER INFORMATION CONTACT: For
further information, including a list of
the exhibit objects, contact Julie
Simpson, Attorney-Adviser, Office of
the Legal Adviser, U.S. Department of
State (telephone: 202–453–8050). The
address is U.S. Department of State, SA–
44, 301 4th Street, SW., Room 700,
Washington, DC 20547–0001.
Dated: December 11, 2007.
C. Miller Crouch,
Principal Deputy Assistant Secretary for
Educational and Cultural Affairs, Department
of State.
[FR Doc. E7–24495 Filed 12–17–07; 8:45 am]
BILLING CODE 4710–05–P
DEPARTMENT OF STATE
[Public Notice 6028]
Deposit of Instrument of Ratification
by the United States of the Hague
Convention on Protection of Children
and Co-operation in Respect of
Intercountry Adoption
Department of State.
Notice.
AGENCY:
ACTION:
SUMMARY: On December 12, 2007, the
United States deposited its instrument
of ratification for the Hague Convention
on Protection of Children and Cooperation with Respect to Intercountry
Adoption (the Convention). In
accordance with the terms of the
Convention, the Convention will enter
into force with respect to the United
States on April 1, 2008.
The United States signed the
Convention on March 31, 1994 and the
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Frm 00116
Fmt 4703
Sfmt 4703
President transmitted it to the Senate for
its advice and consent on June 11, 1998.
(S. Treaty Doc. 105–51 at III (1998)). On
September 20, 2000, the Senate gave its
advice and consent to the ratification of
the Convention, subject to certain
declarations, and on October 6, 2000,
Congress enacted the implementing
legislation for the Convention, the
Intercountry Adoption Act of 2000,
Public Law 106–279, 42 U.S.C. 14901–
14952 (the IAA). The President signed
the instrument of ratification on
November 16, 2007.
FOR FURTHER INFORMATION CONTACT: Miki
Stebbing at 202–736–9086. Hearing or
speech-impaired persons may use the
Telecommunications Devices for the
Deaf (TDD) by contacting the Federal
Information Relay Service at 1–800–
877–8339.
SUPPLEMENTARY INFORMATION: The
Convention is a multilateral treaty that
provides a framework for the adoption
of children habitually resident in one
country that is a party to the Convention
by persons habitually resident in
another country that is also a party to
the Convention. The Convention
establishes procedures to be followed in
these intercountry adoption cases and
imposes safeguards to protect the best
interests of children. When the
Convention enters into force for the
United States, it will apply to the
United States as both a country of origin
(in outgoing adoption cases, i.e., where
children are emigrating from the United
States to a foreign country) and a
receiving country (in incoming adoption
cases, i.e., where children are
immigrating to the United States from a
foreign country).
The implementing legislation for the
Convention is the IAA. Under the
Convention, the IAA, and the final rule
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Agencies
[Federal Register Volume 72, Number 242 (Tuesday, December 18, 2007)]
[Notices]
[Pages 71729-71730]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-24470]
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SMALL BUSINESS ADMINISTRATION
[Disaster Declaration 11122 and 11123]
Oregon Disaster Number OR-00023
AGENCY: U.S. Small Business Administration.
ACTION: Amendment 1.
-----------------------------------------------------------------------
SUMMARY: This is an amendment of the Presidential declaration of a
major disaster for the State of Oregon (FEMA-1733-DR), dated 12/09/
2007.
Incident: Severe Storms and Flooding.
Incident Period: 12/01/2007 and continuing.
Effective Date: 12/10/2007.
Physical Loan Application Deadline Date: 02/07/2008.
EIDL Loan Application Deadline Date: 09/09/2008.
ADDRESSES: Submit completed loan applications to: U.S. Small Business
Administration, Processing And Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster
Assistance, U.S. Small Business Administration, 409 3rd Street, Suite
6050, Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice of the Presidential disaster
declaration for the State of Oregon, dated 12/09/2007 is hereby amended
to include the following areas as adversely affected by the disaster:
[[Page 71730]]
Primary Counties: Clatsop.
All other counties contiguous to the above named primary county
have previously been declared.
All other information in the original declaration remains
unchanged.
(Catalog of Federal Domestic Assistance Numbers 59002 and 59008)
James E. Rivera,
Acting Associate Administrator for Disaster Assistance.
[FR Doc. E7-24470 Filed 12-17-07; 8:45 am]
BILLING CODE 8025-01-P