Cheeses and Related Cheese Products; Proposal to Permit the Use of Ultrafiltered Milk; Reopening of the Comment Period, 70251-70255 [E7-23981]
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Federal Register / Vol. 72, No. 237 / Tuesday, December 11, 2007 / Proposed Rules
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[FR Doc. E7–23950 Filed 12–10–07; 8:45 am]
BILLING CODE 4910–13–P
16:55 Dec 10, 2007
Food and Drug Administration
21 CFR Part 133
[Docket No. 2000P–0586 (Formerly Docket
No. 00P–0586)]
Cheeses and Related Cheese
Products; Proposal to Permit the Use
of Ultrafiltered Milk; Reopening of the
Comment Period
AGENCY:
Food and Drug Administration,
HHS.
Proposed rule; reopening of the
comment period.
ACTION:
Note: This AD differs from the MCAI and/
or service information as follows: No
differences.
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DEPARTMENT OF HEALTH AND
HUMAN SERVICES
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SUMMARY: The Food and Drug
Administration (FDA) is reopening until
February 11, 2008, the comment period
for the proposed rule published in the
Federal Register of October 19, 2005 (70
FR 60751), (herein after referred to as
the 2005 proposed rule). In that
document, FDA proposed to amend its
regulations to provide for the use of
fluid ultrafiltered (UF) milk in the
manufacture of standardized cheeses
and related cheese products. FDA
received a number of comments that
were opposed to the proposed
requirement to declare fluid UF milk,
when used, as ‘‘ultrafiltered milk’’ or
‘‘ultrafiltered nonfat milk,’’ as
appropriate, in the ingredient statement
of the finished cheese. FDA is reopening
the comment period on the 2005
proposed rule to seek further comment
only on two specific issues raised by the
comments concerning the proposed
ingredient declaration.
DATES: Submit written or electronic
comments by February 11, 2008.
ADDRESSES: You may submit comments,
identified by Docket No. 2000P–0586,
by any of the following methods:
Electronic Submissions
Submit electronic comments in the
following ways:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Agency Web site: https://
www.fda.gov/dockets/ecomments.
Follow the instructions for submitting
comments on the agency Web site.
Written Submissions
Submit written submissions in the
following ways:
• FAX: 301–827–6870.
• Mail/Hand delivery/Courier [For
paper, disk, or CD–ROM submissions]:
Division of Dockets Management (HFA–
305), Food and Drug Administration,
5630 Fishers Lane, rm. 1061, Rockville,
MD 20852.
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70251
To ensure more timely processing of
comments, FDA is no longer accepting
comments submitted to the agency by email. FDA encourages you to continue
to submit electronic comments by using
the Federal eRulemaking Portal or the
agency Web site, as described
previously, in the ADDRESSES portion of
this document under Electronic
Submissions.
Instructions: All submissions received
must include the agency name and
Docket No(s). and Regulatory
Information Number (RIN) (if a RIN
number has been assigned) for this
rulemaking. All comments received may
be posted without change to https://
www.fda.gov/ohrms/dockets/
default.htm, including any personal
information provided. For additional
information on submitting comments,
see the ‘‘Comments’’ heading of the
SUPPLEMENTARY INFORMATION section of
this document.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.fda.gov/ohrms/dockets/
default.htm and insert the docket
number(s), found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Division of Dockets
Management, 5630 Fishers Lane, rm.
1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Ritu
Nalubola, Center for Food Safety and
Applied Nutrition (HFS–820), Food and
Drug Administration, 5100 Paint Branch
Pkwy., College Park, MD 20740, 301–
436–2371.
SUPPLEMENTARY INFORMATION:
I. The 2005 Proposed Rule
In the 2005 proposed rule, FDA
proposed to amend the definitions of
‘‘milk’’ and ‘‘nonfat’’ milk in § 133.3 (21
CFR 133.3) for cheeses and related
cheese products to: (1) Provide for
ultrafiltration of milk and nonfat milk;
(2) define UF milk and UF nonfat milk
as raw or pasteurized milk or nonfat
milk that is passed over one or more
semipermeable membranes to partially
remove water, lactose, minerals, and
water-soluble vitamins without altering
the casein-to-whey protein ratio of the
milk or nonfat milk and resulting in a
liquid product; and (3) require that such
treated milk be declared in the
ingredient statement of the finished
food as ‘‘ultrafiltered milk’’ and
‘‘ultrafiltered nonfat milk,’’ respectively.
FDA proposed these amendments
principally in response to two citizen
petitions, one submitted by the
American Dairy Products Institute
(Docket No. 1999P–5198 (formerly
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Docket No. 99P–5198)) and another
submitted jointly by the National
Cheese Institute, the Grocery
Manufacturers of America, Inc., and the
National Food Processors Association
(the NCI petition; Docket No. 2000P–
0586 (formerly Docket No. 00P–0586)).
In the 2005 proposed rule, FDA
explained the scientific and legal basis
for its tentative conclusion to permit the
use of fluid UF milk as an ingredient
and provided a tentative definition of
fluid UF milk. In addition, FDA
tentatively concluded that fluid UF
milk, as defined, is significantly
different in its composition from the
starting material ‘‘milk’’ and, therefore,
proposed that fluid UF milk must be
declared as ‘‘ultrafiltered milk’’ in the
ingredient statement of the finished
cheese. FDA requested comments on the
2005 proposed rule by January 17, 2006.
II. Comments to the 2005 Proposed Rule
The agency received about 24
responses (letters and e-mails), each
containing 1 or more comments, in
response to the 2005 proposed rule. A
majority of the comments were from
industry, including cheese
manufacturers and milk producers and
processors, while other comments were
from farmers or groups representing
farmers, individual consumers, foreign
governments, a research institution, and
a member of Congress. Most comments
supported the proposed use of fluid UF
milk in standardized cheeses and
related cheese products and several
comments encouraged the agency to
adopt the definition of fluid UF milk as
proposed. However, although they did
not disagree that fluid UF milk is
significantly different from ‘‘milk,’’
several comments opposed the proposed
provision to require fluid UF milk or
fluid UF nonfat milk to be declared as
‘‘ultrafiltered milk’’ or ‘‘ultrafiltered
nonfat milk,’’ respectively. They cited
several reasons for their opposition.
FDA is seeking public comment only
with respect to two of their reasons that:
(1) Due to economic and logistical
burdens, it would be impracticable for
cheese manufacturers to comply with
the labeling requirement; and (2) the
proposed provision to declare fluid UF
milk as ‘‘ultrafiltered milk’’ would be
misleading to consumers in that
consumers incorrectly believe that
cheeses that declare ‘‘ultrafiltered milk’’
as an ingredient are different from those
cheeses that declare ‘‘milk’’ as an
ingredient or ‘‘milk and ultrafiltered
milk’’ as ingredients. In section III of
this document, the agency discusses the
primary arguments that the comments
presented with respect to each of these
reasons.
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Comments also opposed other
tentative conclusions that the agency
stated in the 2005 proposed rule. The
agency has considered those comments
and intends to respond to all issues
raised by the comments in any
subsequent final rule. However, at this
time, the agency is not seeking further
comment on any topic other than the
two related to the labeling provision, as
described in section III of this
document.
III. Request for Comments
By way of background, section 403(i)
of the Federal Food, Drug, and Cosmetic
Act (the act) (21 U.S.C. 343), which
governs the labeling of ingredients in
foods, requires, with few exceptions, the
declaration of all ingredients by their
individual common or usual names.
Section 403(i) of the act also provides
that to the extent that compliance with
this requirement ‘‘is impracticable, or
results in deception or unfair
competition,’’ FDA shall establish
regulations for exemptions from this
requirement.
As noted in section II of this
document, FDA received comments
from industry opposing the proposed
requirement to declare fluid UF milk as
‘‘ultrafiltered milk’’ or ‘‘ultrafiltered
nonfat milk’’ in the ingredient statement
of the finished cheese in which these
ingredients are used. FDA is seeking
comments with respect to two of the
reasons that these comments cited in
support of their opposition to the
proposed labeling provision, i.e., that it
would be impracticable for industry to
comply with the proposed labeling
requirement and that declaring fluid UF
milk as ‘‘ultrafiltered milk’’ would be
misleading to consumers.
Comments previously submitted to
the Division of Dockets Management do
not need to be and should not be
resubmitted. All comments previously
submitted to the docket number found
in brackets in the heading of this
document, and comments submitted in
response to this limited reopening of the
comment period, will be considered in
any final rule to the 2005 proposed rule.
A. Impracticability
Some comments stated that the
proposed labeling requirement would be
impracticable for the cheese industry to
implement in a cost-effective way. They
stated that the cost of complying with
the proposed labeling requirement
would outweigh any economic benefits
provided by the use of fluid UF milk in
cheesemaking. They further maintained
that cheese manufacturers have long
used UF milk in cheddar and
mozzarella cheeses without declaring it
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as ‘‘ultrafiltered milk.’’ Another
comment emphasized that ‘‘outsourced
UF milk’’ (a term the comments used to
refer to milk that is ultrafiltered at a
facility other than the plant where the
cheese is produced) is widely used in
today’s marketplace and labeling
changes at this time would reduce or
eliminate the currently realized
economic benefits of using UF milk. The
comments contained several arguments
in support of their claim of
impracticability.
(Comment 1) Some comments stated
that cheese manufacturers do not use
‘‘outsourced UF milk’’ on a consistent
basis and that they use milk and
‘‘outsourced UF milk’’ interchangeably
as needed and economically practical
and, therefore, it would be economically
and logistically burdensome to monitor
the use of UF milk.
(Response) The agency questions the
basis for this argument. The 2005
proposed rule provides for optional (not
mandatory) use of fluid UF milk and,
therefore, manufacturers have the
option to use fluid UF milk as an
ingredient only if it is economically
practical. Cost considerations would
factor into a firm’s decision to use fluid
UF milk, as with any other ingredient.
Furthermore, it is FDA’s understanding
that fluid UF milk is likely to be used
simultaneously, not interchangeably,
with milk. As FDA explained in the
2005 proposed rule (70 FR 60751 at
60759), most cheeses are amenable to
the use of fluid UF milk, not in lieu of
milk, but as a supplement to milk to
produce a protein-standardized milk
and thus increase cheese yield. In
addition, the petitioners acknowledged
that fluid UF milk is economically
beneficial to cheese manufacturers
because it increases cheese yield,
decreases production time, and
decreases costs associated with shipping
of raw materials and disposal of whey
(a byproduct of cheesemaking) (pp. 8–9,
the NCI petition).
(Comment 2) According to a trade
association, cheese manufacturers do
not have information technology
systems in place to track and measure
the presence of ‘‘outsourced UF milk’’
and tracking ‘‘outsourced UF milk’’
becomes even more unmanageable as
the cheese is further processed into
other products, such as shredded cheese
blends. Further, the comment indicated
that suppliers often do not provide
information on whether the cheese
product is made from UF milk and to do
so would mean more logistical
difficulties and added costs. The
comment also argued that a cheese
processor has no way to test a product
from a supplier to determine if UF milk
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was used and thus ensure that the
correct label was affixed to the finished
food.
(Response) It is the agency’s
understanding that most cheesemaking
production lines are fully automated
and allow manufacturers to track raw
materials from receiving docks through
to finished products. Published
literature, including articles in trade
journals, indicate that computerintegrated manufacturing systems are
used to control ingredient feeders and
maintain detailed records of the
combination of ingredients used and
results of laboratory analyses of
ingredients and product formulations
(Refs. 1 and 2). Another publication
indicated that automation in the dairy
industry enables manufacturers to track
every batch of cheese that is produced,
including the combination of
ingredients that are fed into each batch
(Ref. 3). Moreover, food manufacturers
would have to monitor the ingredients
that are used to manufacture the food
they market in order to comply with the
ingredient declaration provisions of
§ 101.4 (21 CFR 101.4). Therefore, it is
unclear to the agency why a cheese
supplier would not provide information
about the ingredients (including fluid
UF milk, when used) that are used to
produce the cheese. With respect to the
cost argument, the 2005 proposed rule
provides for optional (not mandatory)
use of fluid UF milk and, therefore,
manufacturers have the option to weigh
any associated costs against benefits to
determine whether it would be
economically beneficial to use fluid UF
milk in cheese.
(Comment 3) The trade association
also estimated that, in order to comply
with the labeling requirement, cheese
manufacturers will, at a minimum, need
to triple their label inventory. According
to this comment, associated costs that
will also increase include:
• Producing more labels (estimated at
$985,000 to $2.7 million);
• Carrying additional packaging
inventory, risk of obsolete packaging,
and additional storage space (estimated
at doubling or tripling of current costs);
• Increasing raw material inventory
(estimated at $470,000 to $5.8 million);
• Additional personnel (estimated at
$240,000 to $900,000); and
• Administrative and logistical
problems (estimates of $5.4 million and
$72 million).
(Comment 4) Another comment stated
that the proposed labeling requirement
would result in costs to modify tracking
systems, update specifications, and
update quality control programs as well
as costs associated with increased
inventory of raw materials, packaging,
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and finished goods. This comment
estimated the cost of complying with
the labeling requirement to be about $23
million.
(Response) The comments did not
provide a detailed or itemized
breakdown of the estimation of these
costs sufficient to enable the agency to
conduct any meaningful analysis of
these figures. FDA requests that
interested persons submitting comments
on this issue provide such data. It is
FDA’s current understanding that
cheese manufacturing facilities are
already equipped with systems that can
handle multiple ingredients and
combinations of ingredients in the
manufacture of a cheese product and,
therefore, can easily adapt to the
introduction of a single, new ingredient.
Indeed, manufacturers routinely adjust
existing product formulations or
introduce new ones based on supply
and availability of ingredients and
market demand. Thus, FDA questions
the additional cost described in the
comments associated with the labeling
of this new ingredient given the
extensive monitoring systems already in
place.
(Comment 5) The trade association
also asserted that under the proposed
labeling requirement, operational
efficiencies would decline, cheese
plants would lose up to an hour a day
changing packaging, and additional time
would be spent auditing labels to ensure
proper labeling.
(Response) It seems possible to FDA
that declines in operational efficiencies
can be avoided by proper planning of
the production run. Further, any
decrease in efficiency due to the
labeling requirement is likely to be
offset by increased yield, increased
through-put (decreased time between
coagulation and cutting phases), and
increased overall production efficiency.
Moreover, the provision for fluid UF
milk, as stated in the 2005 proposed
rule, is optional and, if finalized as
proposed, would not limit
manufacturers’ ability to weigh different
cost considerations to determine
whether it would be economical to use
fluid UF milk in their cheese
production.
FDA is interested in factual
information or data that would enable
the agency to fully evaluate claims in
these comments that it would be
impracticable for the cheese industry to
comply with the proposed labeling
requirement. In particular, FDA seeks
information on the following questions:
1. What systems do cheese plants use
to monitor ingredients received and
ingredients used in different cheeses
and related cheese products?
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2. How extensively are cheese plants
automated with respect to tracking the
use of different ingredients?
3. What types of costs are associated
with introducing a new ingredient into
cheesemaking?
4. How are costs associated with the
use of fluid UF milk different from those
associated with the use of any other new
ingredient or other reformulation of a
cheese product?
5. Are the costs associated with the
labeling of UF milk that are estimated
by the two comments noted previously
reasonable? Explain.
6. What mechanisms do
manufacturers of cheese-based products
(for example, cheese spreads, processed
cheeses, shredded cheese blends)
currently employ to ensure that the
ingredients used in their products,
including the sub-ingredients of the
cheeses used in their products, are
accurately declared? Why are these
same mechanisms inadequate to
accurately identify fluid UF milk when
it is a sub-ingredient of a cheese
ingredient?
B. Misleading Ingredient Declaration
Comments that opposed the proposed
labeling requirement stated that this
requirement would lead to consumer
confusion and deception. They stated
that consumers would be misled by
special ingredient labeling of UF milk,
given that the finished cheeses made
with or without UF milk are
indistinguishable and that there are no
differing consequences of use or
allergen-related concerns between the
two cheeses. One comment also stated
that the use of UF milk is not material
information because cheeses made with
or without UF milk are the same. In
addition, comments from Kraft and
those submitted jointly by the
International Dairy Foods Association
(IDFA) and the National Milk Producers
Federation (NMPF) included consumer
research, which they claim indicates
that consumers, when shown cheese
labels that declare either ‘‘milk,’’
‘‘ultrafiltered milk,’’ or ‘‘milk and
ultrafiltered milk’’ in the ingredient
statement, believe that the cheeses are
different with respect to taste,
healthfulness, and quality. Based on
these results, these two comments stated
that it would be misleading to
consumers to declare UF milk as
‘‘ultrafiltered milk’’ because it would
lead them to believe that the cheeses are
‘‘different’’ when, in fact, cheeses made
with or without UF milk are ‘‘identical.’’
These comments urged the agency to
remove the proposed labeling
requirement from any final rule on this
issue such that ultrafiltered milk and
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ultrafiltered nonfat milk, when used as
ingredients in standardized cheeses and
related cheese products, would be
declared as simply ‘‘milk’’ and ‘‘nonfat
milk,’’ respectively, in the ingredient
statement of the finished food.
With respect to the consumer research
information that Kraft and IDFA/NMPF
submitted, the agency reviewed these
submissions and notes several
limitations in the design of the surveys
and interpretation of the results from
these surveys (Refs. 4 and 5). In the case
of the IDFA-commissioned consumer
research (IDFA study; n=672), as an
Internet study, the survey sample
cannot be considered representative of
the population as a whole. The study is
essentially a survey with a key measure
being forced comparisons between two
product labels. However, a substantial
limitation of the study is that the forced
comparison questions (in which
respondents are directed to examine
specific label information) are not
reliable indicators of what consumers
are likely to do in realistic product
selection situations (in which
consumers may or may not review or
consider such information in making
their choices). A more useful and
appropriate research method would be
an experimental study, which looks to
establish cause-effect relationships
between changes in label information
and consumers’ judgments and
inferences. The results of the IDFA
study suggest that some study
participants whose attention is directed
to the ‘‘ultrafiltered milk’’ in a product’s
ingredient list may infer that the
product may be different somehow from
a product that does not have that
specific ingredient listed. However, this
conclusion is likely to be more a
product of the logical deduction that
something that is labeled differently
must be different than it is to any
understanding of what ‘‘ultrafiltered
milk’’ is or how this ingredient may
affect the product. The IDFA study
demonstrates that when study
participants notice or are directed to
notice a single ingredient difference
between two otherwise similar product
labels, some will believe the products
differ in some way. Of the attributes
tested, healthfulness of the product was
believed to differ by the largest minority
(45 percent). For taste and quality fewer
expected a difference (38 percent and 35
percent respectively).
The Kraft consumer research is nearly
identical to the IDFA study. It is an
Internet panel study, with a smaller
sample size (n=301), conducted among
individuals who reported that they were
cheese product consumers. Like the
IDFA study, the Kraft study sample
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cannot be considered representative of
the population as a whole or of all
consumers of cheese products. As did
the IDFA study, the Kraft study focuses
narrowly on the question of whether
disclosing ‘‘milk’’ or ‘‘ultrafiltered milk’’
in the ingredient list of a cheese product
affects study participants’ perceptions of
the product, and the Kraft study suffers
from the same shortcomings as does the
IDFA study. Kraft’s study demonstrates
that when study participants noticed or
were directed to notice the ingredient
difference between two otherwise
identical product labels, some inferred
that the products differ in some way. Of
the attributes tested, healthfulness of the
product was believed to differ by nearly
half (48 percent) of the respondents. For
taste and quality fewer respondents
expected a difference (32 percent and 42
percent respectively).
Because of the limitations in the
design of these studies as noted
previously, FDA tentatively concludes
that the findings from both the IDFA
study and the Kraft study fail to provide
sufficient support for their assertion that
labeling fluid UF milk on cheese
products as ‘‘ultrafiltered milk’’ would
be deceptive to consumers.
With respect to the recommendation
of some comments that fluid UF milk
and fluid UF nonfat milk should be
permitted to be declared by the
collective terms ‘‘milk’’ and ‘‘nonfat
milk,’’ respectively, the agency seeks
comment on the need for and
appropriateness of such declaration.
The existing provisions for the use of
the collective terms ‘‘milk’’ and ‘‘nonfat
milk’’ in § 101.4(b) are relatively narrow
and limited to those forms of milk and
nonfat milk from which only water is
removed to varying degrees. For
example, concentrated milk,
reconstituted milk, and dry whole milk
are all permitted as basic ingredients in
standardized cheeses and § 101.4(b)(4)
permits these ingredients to be declared
as ‘‘milk.’’ However, the agency is being
asked to consider extending this
collective declaration provision to fluid
UF milk. The petitioners and a number
of comments in response to the petitions
and to the 2005 proposed rule have
noted that several substances present in
milk (such as lactose, minerals, and
water-soluble vitamins) are lost during
the ultrafiltration process. The agency
also explained the process of
ultrafiltration and its effect on milk
composition based on its own review of
the scientific literature in the 2005
proposed rule (70 FR 60751 at 60752).
Unlike concentrated milk, reconstituted
milk, and dry whole milk, all of which
differ from milk only with respect to
their moisture content (and which are
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permitted under § 101.4 to be declared
by the generic term ‘‘milk’’), fluid UF
milk, as defined in the 2005 proposed
rule, has a composition that is
significantly different from that of milk.
Another factor that should be
considered is that fluid UF milk is not
the standardized food ‘‘milk’’ as defined
21 CFR 131.110. Given that there is
currently no provision in § 101.4 for
fluid UF milk to be declared as ‘‘milk’’
in the ingredient statement of a finished
food, and that fluid UF milk does not
comply with the standard of identity for
‘‘milk,’’ current regulations do not
permit fluid UF milk to be declared as
‘‘milk.’’ In such instances, consistent
with 21 CFR 101.3, the agency generally
applies the principles of common or
usual name regulations in 21 CFR 102.5
to determine an appropriate name that
accurately identifies or describes the
basic identity of the food. Consequently,
in the 2005 proposed rule, the agency
proposed ‘‘ultrafiltered milk’’ as the
appropriate declaration of this
ingredient. In addition, in response to
the petitions, the agency previously
received comments from consumers
who requested that, if ultrafiltered milk
is permitted as an ingredient, cheeses
made with this ingredient should be
clearly labeled to distinguish them from
cheeses made with only milk. The
agency seeks public comment on the
need for, and appropriateness of,
declaring fluid UF milk (or fluid UF
nonfat milk) as simply ‘‘milk’’ (or
‘‘nonfat milk’’) when used as an
ingredient in standardized cheeses and
related cheese products.
Under certain conditions, FDA has
previously permitted the use of ‘‘or,’’
‘‘and/or,’’ or ‘‘contains one or more of
the following:’’ in the declaration of
ingredients to accommodate relevant
concerns related to ingredient supply
and availability. For example,
§ 101.4(b)(23) provides that when
manufacturers are unable to adhere to a
constant pattern of fish species
ingredient(s) in the manufacture of
processed seafood products containing
fish protein, due to seasonal or other
limitations of species availability, the
common or usual name of each
individual fish species need not be
declared in descending order of
predominance, and fish species not
present in the fish protein product may
be listed if they are sometimes used in
the product. This provision permits the
declaration of such ingredients using
the terms ‘‘or,’’ ‘‘and/or,’’ or ‘‘contains
one or more of the following:’’ to
indicate to consumers that all of the
listed ingredients may not be present or
that they may not be present in the
listed descending order of
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predominance. For example, the
provision allows for the declaration
‘‘fish protein (contains one or more of
the following: Pollock, cod, and/or
pacific whiting).’’ Given the concerns
that industry has expressed with respect
to impracticability of the agency’s
proposed labeling requirement (see
section III.A of this document), we seek
comment on the need for and
appropriateness of a similar provision
for the labeling of fluid UF milk that is
used interchangeably with milk, as
needed and when economically and
logistically practical, in the manufacture
of standardized cheeses and related
cheese products.
The agency seeks public comment on
whether the labeling requirement that
the agency proposed would be
misleading or deceptive to consumers.
Specifically, the agency seeks comment
on the following questions:
1. Considering that the products of
ultrafiltration, as defined in proposed
§ 133.3(f) and (g) in the 2005 proposed
rule, are significantly different in
composition from milk and nonfat milk,
is it or is it not appropriate to require
that they must be identified by a
common or usual name other than
‘‘milk’’ and ‘‘nonfat milk,’’ respectively?
2. If it is appropriate to permit fluid
UF milk and fluid UF nonfat milk to be
declared by the collective terms ‘‘milk’’
and ‘‘nonfat milk,’’ respectively, when
used in standardized cheeses and
related cheese products, what is the
scientific and legal justification?
3. Is there a need to consider the
declaration of fluid UF milk and fluid
UF nonfat milk by a term(s) other than
their specific, individual common, or
usual names when they are used as
ingredients in standardized cheeses and
related cheese products? Should this
consideration be extended to fluid UF
milk and fluid UF nonfat milk when
they are used as ingredients in other
foods? If they are required to be
declared by different terms when used
in standardized cheeses as compared to
other foods, what would be the
scientific and legal basis for the
different labeling requirements?
4. Is there a need for the agency to
consider providing for ‘‘and/or’’ labeling
(similar to such provisions in § 101.4(b))
when fluid UF milk or fluid UF nonfat
milk are used as ingredients in
standardized cheeses and related cheese
products? What is the scientific and
legal justification for such a provision?
IV. Comments
Interested persons may submit to the
Division of Dockets Management (see
ADDRESSES) written or electronic
comments regarding this document.
VerDate Aug<31>2005
16:55 Dec 10, 2007
Jkt 214001
Submit a single copy of electronic
comments or two paper copies of any
mailed comments, except that
individuals may submit one paper copy.
Comments are to be identified with the
docket number found in brackets in the
heading of this document. Received
comments may be seen in the Division
of Dockets Management between 9 a.m.
and 4 p.m., Monday through Friday.
Please note that in January 2008, the
FDA Web site is expected to transition
to the Federal Dockets Management
System (FDMS). FDMS is a
Government-wide, electronic docket
management system. After the transition
date, electronic submissions will be
accepted by FDA through the FDMS
only. When the exact date of the
transition to FDMS is known, FDA will
publish a Federal Register notice
announcing that date.
V. References
The following references have been
placed on display in the Division of
Dockets Management (see ADDRESSES)
and may be seen by interested persons
between 9 a.m. and 4 p.m., Monday
through Friday. (FDA has verified the
Web site address, but FDA is not
responsible for any subsequent changes
to the Web site after this document
publishes in the Federal Register.)
1. Johnson, M.E. and J.A. Lucey, ‘‘Major
Technological Advances and Trends in
Cheese,’’ Journal of Dairy Science, 89:1174–
1178, 2006.
2. Dudlicek, J., ‘‘Cutting Edge: Innovative
Processes Keep Dairy Manufacturing
Moving,’’ in the February 2006 ed. of Dairy
Field (https://www.dairyfield.com/
content.php?s=DF/2006/02&p=10), accessed
July 2, 2007.
3. Tamime, A.Y. and B.A. Law (Eds.),
Mechanisation and Automation in Dairy
Technology, pp. 1–29 and 204–295, Sheffield
Academic Press Ltd., Sheffield, England,
2001.
4. Derby, B.M., Memorandum to Nalubola,
R., Consumer Research on Ultrafiltered Milk
Labeling, February 10, 2006.
5. Derby, B.M., Memorandum to Nalubola,
R., Kraft Consumer Research on Ultrafiltered
Milk Labeling, August 16, 2006.
Dated: December 3, 2007.
Leslye M. Fraser,
Director, Office of Regulations and Policy,
Center for Food Safety and Applied Nutrition.
[FR Doc. E7–23981 Filed 12–10–07; 8:45 am]
BILLING CODE 4160–01–S
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Frm 00019
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70255
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 52 and 81
[EPA–R05–OAR–2007–0957; FRL–8504–1]
Approval and Promulgation of
Implementation Plans and Designation
of Areas for Air Quality Planning
Purposes; Wisconsin; Redesignation
of Kewaunee County Area to
Attainment for Ozone
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
SUMMARY: EPA is proposing to make a
determination under the Clean Air Act
(CAA) that the nonattainment area of
Kewaunee County has attained the 8hour ozone National Ambient Air
Quality Standard (NAAQS). This
determination is based on qualityassured ambient air quality monitoring
data for the 2004–2006 ozone seasons
that demonstrate that the 8-hour ozone
NAAQS has been attained in the area.
Preliminary monitoring data for 2007
continue to show monitored attainment
of the NAAQS.
EPA is proposing to approve a request
from the State of Wisconsin to
redesignate the Kewaunee County area
to attainment of the 8-hour ozone
NAAQS. The Wisconsin Department of
Natural Resources (WDNR) submitted
this request on June 12, 2007. In
proposing to approve this request EPA
is also proposing to approve, as a
revision to the Wisconsin State
Implementation Plan (SIP), the State’s
plan for maintaining the 8-hour ozone
NAAQS through 2018 in the area. EPA
also finds adequate and is proposing to
approve the State’s 2012 and 2018
Motor Vehicle Emission Budgets
(MVEBs) for the Kewaunee County area.
DATES: Comments must be received on
or before January 10, 2008.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–R05–
OAR–2007–0957, by one of the
following methods:
1. www.regulations.gov: Follow the
on-line instructions for submitting
comments.
2. E-mail: mooney.john@epa.gov.
3. Fax: (312) 886–5824.
4. Mail: John M. Mooney, Chief,
Criteria Pollutant Section, Air Programs
Branch (AR–18J), U.S. Environmental
Protection Agency, 77 West Jackson
Boulevard, Chicago, Illinois 60604.
5. Hand delivery: John M. Mooney,
Chief, Criteria Pollutant Section, Air
Programs Branch (AR–18J), U.S.
Environmental Protection Agency, 77
E:\FR\FM\11DEP1.SGM
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Agencies
[Federal Register Volume 72, Number 237 (Tuesday, December 11, 2007)]
[Proposed Rules]
[Pages 70251-70255]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-23981]
=======================================================================
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 133
[Docket No. 2000P-0586 (Formerly Docket No. 00P-0586)]
Cheeses and Related Cheese Products; Proposal to Permit the Use
of Ultrafiltered Milk; Reopening of the Comment Period
AGENCY: Food and Drug Administration, HHS.
ACTION: Proposed rule; reopening of the comment period.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is reopening until
February 11, 2008, the comment period for the proposed rule published
in the Federal Register of October 19, 2005 (70 FR 60751), (herein
after referred to as the 2005 proposed rule). In that document, FDA
proposed to amend its regulations to provide for the use of fluid
ultrafiltered (UF) milk in the manufacture of standardized cheeses and
related cheese products. FDA received a number of comments that were
opposed to the proposed requirement to declare fluid UF milk, when
used, as ``ultrafiltered milk'' or ``ultrafiltered nonfat milk,'' as
appropriate, in the ingredient statement of the finished cheese. FDA is
reopening the comment period on the 2005 proposed rule to seek further
comment only on two specific issues raised by the comments concerning
the proposed ingredient declaration.
DATES: Submit written or electronic comments by February 11, 2008.
ADDRESSES: You may submit comments, identified by Docket No. 2000P-
0586, by any of the following methods:
Electronic Submissions
Submit electronic comments in the following ways:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Agency Web site: https://www.fda.gov/dockets/ecomments.
Follow the instructions for submitting comments on the agency Web site.
Written Submissions
Submit written submissions in the following ways:
FAX: 301-827-6870.
Mail/Hand delivery/Courier [For paper, disk, or CD-ROM
submissions]: Division of Dockets Management (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852.
To ensure more timely processing of comments, FDA is no longer
accepting comments submitted to the agency by e-mail. FDA encourages
you to continue to submit electronic comments by using the Federal
eRulemaking Portal or the agency Web site, as described previously, in
the ADDRESSES portion of this document under Electronic Submissions.
Instructions: All submissions received must include the agency name
and Docket No(s). and Regulatory Information Number (RIN) (if a RIN
number has been assigned) for this rulemaking. All comments received
may be posted without change to https://www.fda.gov/ohrms/dockets/
default.htm, including any personal information provided. For
additional information on submitting comments, see the ``Comments''
heading of the SUPPLEMENTARY INFORMATION section of this document.
Docket: For access to the docket to read background documents or
comments received, go to https://www.fda.gov/ohrms/dockets/default.htm
and insert the docket number(s), found in brackets in the heading of
this document, into the ``Search'' box and follow the prompts and/or go
to the Division of Dockets Management, 5630 Fishers Lane, rm. 1061,
Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Ritu Nalubola, Center for Food Safety
and Applied Nutrition (HFS-820), Food and Drug Administration, 5100
Paint Branch Pkwy., College Park, MD 20740, 301-436-2371.
SUPPLEMENTARY INFORMATION:
I. The 2005 Proposed Rule
In the 2005 proposed rule, FDA proposed to amend the definitions of
``milk'' and ``nonfat'' milk in Sec. 133.3 (21 CFR 133.3) for cheeses
and related cheese products to: (1) Provide for ultrafiltration of milk
and nonfat milk; (2) define UF milk and UF nonfat milk as raw or
pasteurized milk or nonfat milk that is passed over one or more
semipermeable membranes to partially remove water, lactose, minerals,
and water-soluble vitamins without altering the casein-to-whey protein
ratio of the milk or nonfat milk and resulting in a liquid product; and
(3) require that such treated milk be declared in the ingredient
statement of the finished food as ``ultrafiltered milk'' and
``ultrafiltered nonfat milk,'' respectively.
FDA proposed these amendments principally in response to two
citizen petitions, one submitted by the American Dairy Products
Institute (Docket No. 1999P-5198 (formerly
[[Page 70252]]
Docket No. 99P-5198)) and another submitted jointly by the National
Cheese Institute, the Grocery Manufacturers of America, Inc., and the
National Food Processors Association (the NCI petition; Docket No.
2000P-0586 (formerly Docket No. 00P-0586)). In the 2005 proposed rule,
FDA explained the scientific and legal basis for its tentative
conclusion to permit the use of fluid UF milk as an ingredient and
provided a tentative definition of fluid UF milk. In addition, FDA
tentatively concluded that fluid UF milk, as defined, is significantly
different in its composition from the starting material ``milk'' and,
therefore, proposed that fluid UF milk must be declared as
``ultrafiltered milk'' in the ingredient statement of the finished
cheese. FDA requested comments on the 2005 proposed rule by January 17,
2006.
II. Comments to the 2005 Proposed Rule
The agency received about 24 responses (letters and e-mails), each
containing 1 or more comments, in response to the 2005 proposed rule. A
majority of the comments were from industry, including cheese
manufacturers and milk producers and processors, while other comments
were from farmers or groups representing farmers, individual consumers,
foreign governments, a research institution, and a member of Congress.
Most comments supported the proposed use of fluid UF milk in
standardized cheeses and related cheese products and several comments
encouraged the agency to adopt the definition of fluid UF milk as
proposed. However, although they did not disagree that fluid UF milk is
significantly different from ``milk,'' several comments opposed the
proposed provision to require fluid UF milk or fluid UF nonfat milk to
be declared as ``ultrafiltered milk'' or ``ultrafiltered nonfat milk,''
respectively. They cited several reasons for their opposition. FDA is
seeking public comment only with respect to two of their reasons that:
(1) Due to economic and logistical burdens, it would be impracticable
for cheese manufacturers to comply with the labeling requirement; and
(2) the proposed provision to declare fluid UF milk as ``ultrafiltered
milk'' would be misleading to consumers in that consumers incorrectly
believe that cheeses that declare ``ultrafiltered milk'' as an
ingredient are different from those cheeses that declare ``milk'' as an
ingredient or ``milk and ultrafiltered milk'' as ingredients. In
section III of this document, the agency discusses the primary
arguments that the comments presented with respect to each of these
reasons.
Comments also opposed other tentative conclusions that the agency
stated in the 2005 proposed rule. The agency has considered those
comments and intends to respond to all issues raised by the comments in
any subsequent final rule. However, at this time, the agency is not
seeking further comment on any topic other than the two related to the
labeling provision, as described in section III of this document.
III. Request for Comments
By way of background, section 403(i) of the Federal Food, Drug, and
Cosmetic Act (the act) (21 U.S.C. 343), which governs the labeling of
ingredients in foods, requires, with few exceptions, the declaration of
all ingredients by their individual common or usual names. Section
403(i) of the act also provides that to the extent that compliance with
this requirement ``is impracticable, or results in deception or unfair
competition,'' FDA shall establish regulations for exemptions from this
requirement.
As noted in section II of this document, FDA received comments from
industry opposing the proposed requirement to declare fluid UF milk as
``ultrafiltered milk'' or ``ultrafiltered nonfat milk'' in the
ingredient statement of the finished cheese in which these ingredients
are used. FDA is seeking comments with respect to two of the reasons
that these comments cited in support of their opposition to the
proposed labeling provision, i.e., that it would be impracticable for
industry to comply with the proposed labeling requirement and that
declaring fluid UF milk as ``ultrafiltered milk'' would be misleading
to consumers.
Comments previously submitted to the Division of Dockets Management
do not need to be and should not be resubmitted. All comments
previously submitted to the docket number found in brackets in the
heading of this document, and comments submitted in response to this
limited reopening of the comment period, will be considered in any
final rule to the 2005 proposed rule.
A. Impracticability
Some comments stated that the proposed labeling requirement would
be impracticable for the cheese industry to implement in a cost-
effective way. They stated that the cost of complying with the proposed
labeling requirement would outweigh any economic benefits provided by
the use of fluid UF milk in cheesemaking. They further maintained that
cheese manufacturers have long used UF milk in cheddar and mozzarella
cheeses without declaring it as ``ultrafiltered milk.'' Another comment
emphasized that ``outsourced UF milk'' (a term the comments used to
refer to milk that is ultrafiltered at a facility other than the plant
where the cheese is produced) is widely used in today's marketplace and
labeling changes at this time would reduce or eliminate the currently
realized economic benefits of using UF milk. The comments contained
several arguments in support of their claim of impracticability.
(Comment 1) Some comments stated that cheese manufacturers do not
use ``outsourced UF milk'' on a consistent basis and that they use milk
and ``outsourced UF milk'' interchangeably as needed and economically
practical and, therefore, it would be economically and logistically
burdensome to monitor the use of UF milk.
(Response) The agency questions the basis for this argument. The
2005 proposed rule provides for optional (not mandatory) use of fluid
UF milk and, therefore, manufacturers have the option to use fluid UF
milk as an ingredient only if it is economically practical. Cost
considerations would factor into a firm's decision to use fluid UF
milk, as with any other ingredient. Furthermore, it is FDA's
understanding that fluid UF milk is likely to be used simultaneously,
not interchangeably, with milk. As FDA explained in the 2005 proposed
rule (70 FR 60751 at 60759), most cheeses are amenable to the use of
fluid UF milk, not in lieu of milk, but as a supplement to milk to
produce a protein-standardized milk and thus increase cheese yield. In
addition, the petitioners acknowledged that fluid UF milk is
economically beneficial to cheese manufacturers because it increases
cheese yield, decreases production time, and decreases costs associated
with shipping of raw materials and disposal of whey (a byproduct of
cheesemaking) (pp. 8-9, the NCI petition).
(Comment 2) According to a trade association, cheese manufacturers
do not have information technology systems in place to track and
measure the presence of ``outsourced UF milk'' and tracking
``outsourced UF milk'' becomes even more unmanageable as the cheese is
further processed into other products, such as shredded cheese blends.
Further, the comment indicated that suppliers often do not provide
information on whether the cheese product is made from UF milk and to
do so would mean more logistical difficulties and added costs. The
comment also argued that a cheese processor has no way to test a
product from a supplier to determine if UF milk
[[Page 70253]]
was used and thus ensure that the correct label was affixed to the
finished food.
(Response) It is the agency's understanding that most cheesemaking
production lines are fully automated and allow manufacturers to track
raw materials from receiving docks through to finished products.
Published literature, including articles in trade journals, indicate
that computer-integrated manufacturing systems are used to control
ingredient feeders and maintain detailed records of the combination of
ingredients used and results of laboratory analyses of ingredients and
product formulations (Refs. 1 and 2). Another publication indicated
that automation in the dairy industry enables manufacturers to track
every batch of cheese that is produced, including the combination of
ingredients that are fed into each batch (Ref. 3). Moreover, food
manufacturers would have to monitor the ingredients that are used to
manufacture the food they market in order to comply with the ingredient
declaration provisions of Sec. 101.4 (21 CFR 101.4). Therefore, it is
unclear to the agency why a cheese supplier would not provide
information about the ingredients (including fluid UF milk, when used)
that are used to produce the cheese. With respect to the cost argument,
the 2005 proposed rule provides for optional (not mandatory) use of
fluid UF milk and, therefore, manufacturers have the option to weigh
any associated costs against benefits to determine whether it would be
economically beneficial to use fluid UF milk in cheese.
(Comment 3) The trade association also estimated that, in order to
comply with the labeling requirement, cheese manufacturers will, at a
minimum, need to triple their label inventory. According to this
comment, associated costs that will also increase include:
Producing more labels (estimated at $985,000 to $2.7
million);
Carrying additional packaging inventory, risk of obsolete
packaging, and additional storage space (estimated at doubling or
tripling of current costs);
Increasing raw material inventory (estimated at $470,000
to $5.8 million);
Additional personnel (estimated at $240,000 to $900,000);
and
Administrative and logistical problems (estimates of $5.4
million and $72 million).
(Comment 4) Another comment stated that the proposed labeling
requirement would result in costs to modify tracking systems, update
specifications, and update quality control programs as well as costs
associated with increased inventory of raw materials, packaging, and
finished goods. This comment estimated the cost of complying with the
labeling requirement to be about $23 million.
(Response) The comments did not provide a detailed or itemized
breakdown of the estimation of these costs sufficient to enable the
agency to conduct any meaningful analysis of these figures. FDA
requests that interested persons submitting comments on this issue
provide such data. It is FDA's current understanding that cheese
manufacturing facilities are already equipped with systems that can
handle multiple ingredients and combinations of ingredients in the
manufacture of a cheese product and, therefore, can easily adapt to the
introduction of a single, new ingredient. Indeed, manufacturers
routinely adjust existing product formulations or introduce new ones
based on supply and availability of ingredients and market demand.
Thus, FDA questions the additional cost described in the comments
associated with the labeling of this new ingredient given the extensive
monitoring systems already in place.
(Comment 5) The trade association also asserted that under the
proposed labeling requirement, operational efficiencies would decline,
cheese plants would lose up to an hour a day changing packaging, and
additional time would be spent auditing labels to ensure proper
labeling.
(Response) It seems possible to FDA that declines in operational
efficiencies can be avoided by proper planning of the production run.
Further, any decrease in efficiency due to the labeling requirement is
likely to be offset by increased yield, increased through-put
(decreased time between coagulation and cutting phases), and increased
overall production efficiency. Moreover, the provision for fluid UF
milk, as stated in the 2005 proposed rule, is optional and, if
finalized as proposed, would not limit manufacturers' ability to weigh
different cost considerations to determine whether it would be
economical to use fluid UF milk in their cheese production.
FDA is interested in factual information or data that would enable
the agency to fully evaluate claims in these comments that it would be
impracticable for the cheese industry to comply with the proposed
labeling requirement. In particular, FDA seeks information on the
following questions:
1. What systems do cheese plants use to monitor ingredients
received and ingredients used in different cheeses and related cheese
products?
2. How extensively are cheese plants automated with respect to
tracking the use of different ingredients?
3. What types of costs are associated with introducing a new
ingredient into cheesemaking?
4. How are costs associated with the use of fluid UF milk different
from those associated with the use of any other new ingredient or other
reformulation of a cheese product?
5. Are the costs associated with the labeling of UF milk that are
estimated by the two comments noted previously reasonable? Explain.
6. What mechanisms do manufacturers of cheese-based products (for
example, cheese spreads, processed cheeses, shredded cheese blends)
currently employ to ensure that the ingredients used in their products,
including the sub-ingredients of the cheeses used in their products,
are accurately declared? Why are these same mechanisms inadequate to
accurately identify fluid UF milk when it is a sub-ingredient of a
cheese ingredient?
B. Misleading Ingredient Declaration
Comments that opposed the proposed labeling requirement stated that
this requirement would lead to consumer confusion and deception. They
stated that consumers would be misled by special ingredient labeling of
UF milk, given that the finished cheeses made with or without UF milk
are indistinguishable and that there are no differing consequences of
use or allergen-related concerns between the two cheeses. One comment
also stated that the use of UF milk is not material information because
cheeses made with or without UF milk are the same. In addition,
comments from Kraft and those submitted jointly by the International
Dairy Foods Association (IDFA) and the National Milk Producers
Federation (NMPF) included consumer research, which they claim
indicates that consumers, when shown cheese labels that declare either
``milk,'' ``ultrafiltered milk,'' or ``milk and ultrafiltered milk'' in
the ingredient statement, believe that the cheeses are different with
respect to taste, healthfulness, and quality. Based on these results,
these two comments stated that it would be misleading to consumers to
declare UF milk as ``ultrafiltered milk'' because it would lead them to
believe that the cheeses are ``different'' when, in fact, cheeses made
with or without UF milk are ``identical.'' These comments urged the
agency to remove the proposed labeling requirement from any final rule
on this issue such that ultrafiltered milk and
[[Page 70254]]
ultrafiltered nonfat milk, when used as ingredients in standardized
cheeses and related cheese products, would be declared as simply
``milk'' and ``nonfat milk,'' respectively, in the ingredient statement
of the finished food.
With respect to the consumer research information that Kraft and
IDFA/NMPF submitted, the agency reviewed these submissions and notes
several limitations in the design of the surveys and interpretation of
the results from these surveys (Refs. 4 and 5). In the case of the
IDFA-commissioned consumer research (IDFA study; n=672), as an Internet
study, the survey sample cannot be considered representative of the
population as a whole. The study is essentially a survey with a key
measure being forced comparisons between two product labels. However, a
substantial limitation of the study is that the forced comparison
questions (in which respondents are directed to examine specific label
information) are not reliable indicators of what consumers are likely
to do in realistic product selection situations (in which consumers may
or may not review or consider such information in making their
choices). A more useful and appropriate research method would be an
experimental study, which looks to establish cause-effect relationships
between changes in label information and consumers' judgments and
inferences. The results of the IDFA study suggest that some study
participants whose attention is directed to the ``ultrafiltered milk''
in a product's ingredient list may infer that the product may be
different somehow from a product that does not have that specific
ingredient listed. However, this conclusion is likely to be more a
product of the logical deduction that something that is labeled
differently must be different than it is to any understanding of what
``ultrafiltered milk'' is or how this ingredient may affect the
product. The IDFA study demonstrates that when study participants
notice or are directed to notice a single ingredient difference between
two otherwise similar product labels, some will believe the products
differ in some way. Of the attributes tested, healthfulness of the
product was believed to differ by the largest minority (45 percent).
For taste and quality fewer expected a difference (38 percent and 35
percent respectively).
The Kraft consumer research is nearly identical to the IDFA study.
It is an Internet panel study, with a smaller sample size (n=301),
conducted among individuals who reported that they were cheese product
consumers. Like the IDFA study, the Kraft study sample cannot be
considered representative of the population as a whole or of all
consumers of cheese products. As did the IDFA study, the Kraft study
focuses narrowly on the question of whether disclosing ``milk'' or
``ultrafiltered milk'' in the ingredient list of a cheese product
affects study participants' perceptions of the product, and the Kraft
study suffers from the same shortcomings as does the IDFA study.
Kraft's study demonstrates that when study participants noticed or were
directed to notice the ingredient difference between two otherwise
identical product labels, some inferred that the products differ in
some way. Of the attributes tested, healthfulness of the product was
believed to differ by nearly half (48 percent) of the respondents. For
taste and quality fewer respondents expected a difference (32 percent
and 42 percent respectively).
Because of the limitations in the design of these studies as noted
previously, FDA tentatively concludes that the findings from both the
IDFA study and the Kraft study fail to provide sufficient support for
their assertion that labeling fluid UF milk on cheese products as
``ultrafiltered milk'' would be deceptive to consumers.
With respect to the recommendation of some comments that fluid UF
milk and fluid UF nonfat milk should be permitted to be declared by the
collective terms ``milk'' and ``nonfat milk,'' respectively, the agency
seeks comment on the need for and appropriateness of such declaration.
The existing provisions for the use of the collective terms ``milk''
and ``nonfat milk'' in Sec. 101.4(b) are relatively narrow and limited
to those forms of milk and nonfat milk from which only water is removed
to varying degrees. For example, concentrated milk, reconstituted milk,
and dry whole milk are all permitted as basic ingredients in
standardized cheeses and Sec. 101.4(b)(4) permits these ingredients to
be declared as ``milk.'' However, the agency is being asked to consider
extending this collective declaration provision to fluid UF milk. The
petitioners and a number of comments in response to the petitions and
to the 2005 proposed rule have noted that several substances present in
milk (such as lactose, minerals, and water-soluble vitamins) are lost
during the ultrafiltration process. The agency also explained the
process of ultrafiltration and its effect on milk composition based on
its own review of the scientific literature in the 2005 proposed rule
(70 FR 60751 at 60752). Unlike concentrated milk, reconstituted milk,
and dry whole milk, all of which differ from milk only with respect to
their moisture content (and which are permitted under Sec. 101.4 to be
declared by the generic term ``milk''), fluid UF milk, as defined in
the 2005 proposed rule, has a composition that is significantly
different from that of milk.
Another factor that should be considered is that fluid UF milk is
not the standardized food ``milk'' as defined 21 CFR 131.110. Given
that there is currently no provision in Sec. 101.4 for fluid UF milk
to be declared as ``milk'' in the ingredient statement of a finished
food, and that fluid UF milk does not comply with the standard of
identity for ``milk,'' current regulations do not permit fluid UF milk
to be declared as ``milk.'' In such instances, consistent with 21 CFR
101.3, the agency generally applies the principles of common or usual
name regulations in 21 CFR 102.5 to determine an appropriate name that
accurately identifies or describes the basic identity of the food.
Consequently, in the 2005 proposed rule, the agency proposed
``ultrafiltered milk'' as the appropriate declaration of this
ingredient. In addition, in response to the petitions, the agency
previously received comments from consumers who requested that, if
ultrafiltered milk is permitted as an ingredient, cheeses made with
this ingredient should be clearly labeled to distinguish them from
cheeses made with only milk. The agency seeks public comment on the
need for, and appropriateness of, declaring fluid UF milk (or fluid UF
nonfat milk) as simply ``milk'' (or ``nonfat milk'') when used as an
ingredient in standardized cheeses and related cheese products.
Under certain conditions, FDA has previously permitted the use of
``or,'' ``and/or,'' or ``contains one or more of the following:'' in
the declaration of ingredients to accommodate relevant concerns related
to ingredient supply and availability. For example, Sec. 101.4(b)(23)
provides that when manufacturers are unable to adhere to a constant
pattern of fish species ingredient(s) in the manufacture of processed
seafood products containing fish protein, due to seasonal or other
limitations of species availability, the common or usual name of each
individual fish species need not be declared in descending order of
predominance, and fish species not present in the fish protein product
may be listed if they are sometimes used in the product. This provision
permits the declaration of such ingredients using the terms ``or,''
``and/or,'' or ``contains one or more of the following:'' to indicate
to consumers that all of the listed ingredients may not be present or
that they may not be present in the listed descending order of
[[Page 70255]]
predominance. For example, the provision allows for the declaration
``fish protein (contains one or more of the following: Pollock, cod,
and/or pacific whiting).'' Given the concerns that industry has
expressed with respect to impracticability of the agency's proposed
labeling requirement (see section III.A of this document), we seek
comment on the need for and appropriateness of a similar provision for
the labeling of fluid UF milk that is used interchangeably with milk,
as needed and when economically and logistically practical, in the
manufacture of standardized cheeses and related cheese products.
The agency seeks public comment on whether the labeling requirement
that the agency proposed would be misleading or deceptive to consumers.
Specifically, the agency seeks comment on the following questions:
1. Considering that the products of ultrafiltration, as defined in
proposed Sec. 133.3(f) and (g) in the 2005 proposed rule, are
significantly different in composition from milk and nonfat milk, is it
or is it not appropriate to require that they must be identified by a
common or usual name other than ``milk'' and ``nonfat milk,''
respectively?
2. If it is appropriate to permit fluid UF milk and fluid UF nonfat
milk to be declared by the collective terms ``milk'' and ``nonfat
milk,'' respectively, when used in standardized cheeses and related
cheese products, what is the scientific and legal justification?
3. Is there a need to consider the declaration of fluid UF milk and
fluid UF nonfat milk by a term(s) other than their specific, individual
common, or usual names when they are used as ingredients in
standardized cheeses and related cheese products? Should this
consideration be extended to fluid UF milk and fluid UF nonfat milk
when they are used as ingredients in other foods? If they are required
to be declared by different terms when used in standardized cheeses as
compared to other foods, what would be the scientific and legal basis
for the different labeling requirements?
4. Is there a need for the agency to consider providing for ``and/
or'' labeling (similar to such provisions in Sec. 101.4(b)) when fluid
UF milk or fluid UF nonfat milk are used as ingredients in standardized
cheeses and related cheese products? What is the scientific and legal
justification for such a provision?
IV. Comments
Interested persons may submit to the Division of Dockets Management
(see ADDRESSES) written or electronic comments regarding this document.
Submit a single copy of electronic comments or two paper copies of any
mailed comments, except that individuals may submit one paper copy.
Comments are to be identified with the docket number found in brackets
in the heading of this document. Received comments may be seen in the
Division of Dockets Management between 9 a.m. and 4 p.m., Monday
through Friday.
Please note that in January 2008, the FDA Web site is expected to
transition to the Federal Dockets Management System (FDMS). FDMS is a
Government-wide, electronic docket management system. After the
transition date, electronic submissions will be accepted by FDA through
the FDMS only. When the exact date of the transition to FDMS is known,
FDA will publish a Federal Register notice announcing that date.
V. References
The following references have been placed on display in the
Division of Dockets Management (see ADDRESSES) and may be seen by
interested persons between 9 a.m. and 4 p.m., Monday through Friday.
(FDA has verified the Web site address, but FDA is not responsible for
any subsequent changes to the Web site after this document publishes in
the Federal Register.)
1. Johnson, M.E. and J.A. Lucey, ``Major Technological Advances
and Trends in Cheese,'' Journal of Dairy Science, 89:1174-1178,
2006.
2. Dudlicek, J., ``Cutting Edge: Innovative Processes Keep Dairy
Manufacturing Moving,'' in the February 2006 ed. of Dairy Field
(https://www.dairyfield.com/content.php?s=DF/2006/02&p=10), accessed
July 2, 2007.
3. Tamime, A.Y. and B.A. Law (Eds.), Mechanisation and
Automation in Dairy Technology, pp. 1-29 and 204-295, Sheffield
Academic Press Ltd., Sheffield, England, 2001.
4. Derby, B.M., Memorandum to Nalubola, R., Consumer Research on
Ultrafiltered Milk Labeling, February 10, 2006.
5. Derby, B.M., Memorandum to Nalubola, R., Kraft Consumer
Research on Ultrafiltered Milk Labeling, August 16, 2006.
Dated: December 3, 2007.
Leslye M. Fraser,
Director, Office of Regulations and Policy, Center for Food Safety and
Applied Nutrition.
[FR Doc. E7-23981 Filed 12-10-07; 8:45 am]
BILLING CODE 4160-01-S