Information Collection Activities, 65638-65643 [E7-22689]
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provide incident data without having
completed the S&S–30 Form.
Also, FTA has modified the available
answers to many of the questions from
the old Safety & Security forms to
reduce unneeded answers, and to fill in
gaps where the previously provided
answers did not account for all possible
reporting situations. These changes are
non-substantive in nature, as they do
not add any additional reporting
requirements, but may be found in the
full 2008 Safety & Security Reporting
Manual, available on the NTD Web site
at https://www.ntdprogram.gov.
Issued in Washington, DC, this 15th day of
November, 2007.
James S. Simpson,
Administrator.
[FR Doc. E7–22768 Filed 11–20–07; 8:45 am]
BILLING CODE 4910–57–P
DEPARTMENT OF TRANSPORTATION
Maritime Administration
Reports, Forms and Recordkeeping
Requirements; Agency Information
Collection Activity Under OMB Review
Maritime Administration, DOT.
Notice and request for
comments.
AGENCY:
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ACTION:
SUMMARY: In compliance with the
Paperwork Reduction Act of 1995, this
notice announces that the Information
Collection abstracted below will be
submitted to the Office of Management
and Budget (OMB) for review and
approval. The nature of the information
collection is described as well as its
expected burden. The Federal Register
Notice with a 60-day comment period
soliciting comments on the following
collection of information was published
on August 27, 2007. No comments were
received.
DATES: Comments must be submitted on
or before December 21, 2007.
FOR FURTHER INFORMATION CONTACT:
Murray A. Bloom, Maritime
Administration, 1200 New Jersey
Avenue, SE., Washington, DC 20590.
Telephone: (202) 366–5320; or E-Mail:
Murray.Bloom@dot.gov. Copies of this
collection can also be obtained from that
office.
SUPPLEMENTARY INFORMATION: Maritime
Administration (MARAD).
Title of Collection: Part 380, Subpart
B—Application for Designation of
Vessels as American Great Lakes
Vessels.
Type of Request: Extension of
currently approved information
collection.
OMB Control Number: 2133–0521.
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Expiration Date of Approval: Three
years from date of approval by the
Office of Management and Budget.
Affected Public: Shipowners of
merchant vessels.
Form Numbers: None.
Abstract: In accordance with Public
Law 101–624, the Secretary of
Transportation issued requirements for
the submission of applications for
designation of vessels as American
Great Lakes Vessels. Owners who wish
to have this designation must certify
that their vessel(s) meets certain criteria
established in 46 CFR part 380.
Expiration Date of Approval: Three
years from date of approval by the
Office of Management and Budget.
Annual Estimated Burden Hours: 1.25
hours.
Addressee: Send comments to the
Office of Information and Regulatory
Affairs, Office of Management and
Budget, 725 17th Street, NW.,
Washington, DC 20503, Attention:
MARAD Desk Officer.
Comments are invited on: Whether
the proposed collection of information
is necessary for the proper performance
of the functions of the agency, including
whether the information will have
practical utility; the accuracy of the
agency’s estimate of the burden of the
proposed information collection; ways
to enhance the quality, utility and
clarity of the information to be
collected; and ways to minimize the
burden of the collection of information
on respondents, including the use of
automated collection techniques or
other forms of information technology.
A comment to OMB is best assured of
having its full effect, if OMB receives it
within 30 days of publication.
Dated: November 14, 2007.
Christine S. Gurland,
Acting Secretary, Maritime Administration.
[FR Doc. E7–22687 Filed 11–20–07; 8:45 am]
BILLING CODE 4910–81–P
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
[Docket No. PHMSA–2007–27181 (Notice
No. 07–10)]
Information Collection Activities
Pipeline and Hazardous
Materials Safety Administration
(PHMSA), DOT.
ACTION: Notice and request for
comments.
AGENCY:
SUMMARY: The Information Collection
Request (ICR) entitled ‘‘Hazardous
Materials Public Sector Training and
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Planning Grants’’ is being revised to
implement a statutory provision
authorizing PHMSA to request
information from states concerning fees
related to the transportation of
hazardous materials. In addition, this
ICR is being revised to include more
detailed information from grantees to
enable us to more accurately evaluate
the effectiveness of the grant program in
meeting emergency response planning
and training needs. In compliance with
the Paperwork Reduction Act of 1995,
this notice announces that the ICR will
be submitted to the Office of
Management and Budget (OMB) for
revision and extension.
DATES: Comments must be submitted on
or before December 21, 2007.
ADDRESSES: Send comments regarding
the burden estimates, including
suggestions for reducing the burden, to
the Office of Management and Budget,
Attention: Desk Officer for PHMSA, 725
17th Street, NW., Washington, DC
20503.
We invite commenters to address the
following issues: (1) Whether the
proposed collection of information is
necessary for the proper performance of
the functions of the Department,
including whether the information will
have practical utility; (2) the accuracy of
the Department’s estimate of the burden
of the proposed information collection;
(3) ways to enhance the quality, utility,
and clarity of the information to be
collected; and (4) ways to minimize the
burden of the collection of information
on respondents, including the use of
automated collection techniques or
other forms of information technology.
A comment to OMB is most effective
if OMB receives it within 30 days of
publication.
FOR FURTHER INFORMATION CONTACT:
Deborah Boothe or T. Glenn Foster,
Office of Hazardous Materials Standards
(PHH–11), Pipeline and Hazardous
Materials Safety Administration, 1200
New Jersey Avenue, SE., East Building,
2nd Floor, Washington, DC 20590–0001,
Telephone (202) 366–8553.
SUPPLEMENTARY INFORMATION:
I. Background
Section 1320.8(d), Title 5, Code of
Federal Regulations requires PHMSA to
provide interested members of the
public and affected agencies an
opportunity to comment on information
collection and recordkeeping requests.
This notice identifies an information
collection PHMSA is submitting to OMB
for revision under OMB Control Number
2137–0586. This collection is contained
in 49 CFR part 110, Hazardous Materials
Public Sector Training and Planning
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Grants. We are revising the information
collection to implement a statutory
provision authorizing PHMSA to
request information from states
concerning fees related to the
transportation of hazardous materials. In
addition, we are revising the current
information collection to include more
detailed information from grantees to
enable us to more accurately evaluate
the effectiveness of the grant program in
meeting emergency response planning
and training needs.
A. HMEP Program
The Hazardous Materials and
Emergency Preparedness (HMEP) grants
program, as mandated by the Federal
hazardous materials transportation law
(Federal hazmat law; 49 U.S.C. 5101 et
seq.) provides Federal financial and
technical assistance to states and Indian
tribes to ‘‘develop, improve, and carry
out emergency plans’’ within the
National Response System and the
Emergency Planning and Community
Right-To-Know Act of 1986 (Title III), 42
U.S.C. 11001 et seq. The grants are used
to develop, improve, and implement
emergency plans; to train public sector
hazardous materials emergency
response employees to respond to
accidents and incidents involving
hazardous materials; to determine flow
patterns of hazardous materials within a
state and between states; and to
determine the need within a state for
regional hazardous materials emergency
response teams. The HMEP grants
program is funded by registration fees
collected from persons who offer for
transportation or transport certain
hazardous materials in intrastate,
interstate, or foreign commerce.
Federal hazmat law specifies that
HMEP grant funds are to be allocated
based on the needs of states and Indian
tribes for emergency response planning
and training, considering a number of
factors including whether the state or
tribe imposes and collects a fee on the
transportation of hazardous materials
and whether the fee is used only to
carry out a purpose related to the
transportation of hazardous materials.
49 U.S.C. 5116(b)(4). Accordingly, the
HMEP grant application procedures in
49 CFR part 110 require applicants to
submit a statement explaining whether
the applicant assesses and collects fees
for the transportation of hazardous
materials and whether those fees are
used solely to carry out purposes related
to the transportation of hazardous
materials.
In addition, section 5125(f) of the
Federal hazmat law permits a state,
political subdivision of a state, or Indian
tribe to impose a fee related to the
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transportation of hazardous materials
only if the fee is fair and used for a
purpose related to transporting
hazardous materials, including
enforcement and planning, developing,
and maintaining a capability for
emergency response. In accordance with
§ 5125, the Department of
Transportation may require a state,
political subdivision of a state, or Indian
tribe to report on the fees it collects,
including: (1) The basis on which the
fee is levied; (2) the purposes for which
the revenues from the fee are used; and
(3) the total amount of annual revenues
collected from the fee. Until now, we
have not proposed asking states,
political subdivisions, or Indian tribes
to report this information.
B. 60-Day Notice
On July 5, 2007, we published a
Federal Register notice [72 FR 36754]
with a 60-day comment period,
soliciting comments on revisions to the
instructions for submitting an HMEP
grant application. The revisions are
intended to increase the transparency of
the programs funded by HMEP grants
and to enable us to more accurately
evaluate the effectiveness of the HMEP
program in meeting emergency response
planning and training needs.
Specifically, in accordance with the
statutory mandate in 49 U.S.C.
5116(b)(4) and 5125(f), we proposed to
revise the grant application to request
applicants to respond to the following
questions:
1. Does your state or tribe assess a fee
or fees in connection with the
transportation of hazardous materials?
2. If the answer to question 1 is ‘‘yes,’’
a. What state agency administers the
fee?
b. What is the amount of the fee and
the basis on which the fee is assessed?
Examples of the bases on which fees
may be assessed include: (1) An annual
fee for each company which transports
hazardous materials within your state or
tribal territory; (2) a fee for each truck
or vehicle used to transport hazardous
materials within your state or tribal
territory; (3) a fee for certain
commodities or quantities of hazardous
materials transported in your state or
tribal territory; or (4) a fee for each
hazardous materials shipment transiting
your state or tribal territory.
c. Is company size considered when
assessing the fee? For instance, do
companies meeting the Small Business
Administration’s (SBA) definition of a
small business pay the same or lesser
fee amount than companies that do not
meet the SBA definition?
d. For what purpose(s) is the revenue
from the fee used? For example, is the
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revenue used to support hazardous
materials transportation enforcement
programs? Is the fee used to support
planning, developing, and maintaining
an emergency response capability?
e. What is the total annual amount of
the revenue collected for the last fiscal
year or 12-month accounting period?
In addition, to assist us to evaluate the
effectiveness of the HMEP grant
program, we proposed to ask grant
recipients to report the following
specific information regarding the
planning and training activities funded
by the HMEP grants and to provide an
overall evaluation of the effectiveness of
their programs:
Planning Grants
1. Did you complete or update
assessments of commodity flow patterns
in your jurisdiction? If so, how many
and what were the results of those
assessments? What was the amount of
planning dollars devoted to this effort?
What percentage of total planning
dollars does this represent?
2. Did you complete or update
assessments of the emergency response
capabilities in your jurisdiction? What
factors did you consider to complete
such assessments? How many
assessments were completed and what
were the results of those assessments?
What was the amount of HMEP
planning grant funds devoted to this
effort? What percentage of total HMEP
planning grant funds does this
represent?
3. Did you develop or improve
emergency plans for your jurisdiction? If
so, how many plans were either
developed or updated? Briefly describe
the outcome of this effort. What was the
amount of HMEP planning grant funds
devoted to this effort? What percentage
of total HMEP planning grant funds
does this represent?
4. Did you conduct emergency
response drills or exercises in support of
your emergency plan? How many
exercises or drills did you conduct?
Briefly describe the drill or exercise
(tabletop, computer simulation, realworld simulation, or other drill or
exercise), the number and types of
participants, including shipper or
carrier participants, and lessons learned.
What was the amount of HMEP
planning grant funds devoted to this
effort? What percentage of total HMEP
planning grant funds does this
represent?
5. Did you use HMEP planning grant
funds to provide technical staff in
support of your emergency response
planning program? If so, what was the
amount of HMEP planning grant funds
devoted to this effort? What percentage
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of total HMEP planning grant funds
does this represent?
6. How many Local Emergency
Planning Committees (LEPCs) are
located in your jurisdiction? How many
LEPCs were assisted using HMEP funds?
What was the amount of HMEP
planning grant funds devoted to such
assistance? What percentage of total
HMEP planning grant funds does this
represent?
Training Grants
1. Did you complete an assessment of
the training needs of the emergency
response personnel in your jurisdiction?
What factors did you consider to
complete the assessment? What was the
result of that assessment? What was the
amount of HMEP training grant funds
devoted to this effort? What percentage
of total HMEP training grants funds does
this represent?
2. Provide details concerning the
number of individuals trained in whole
or in part using HMEP training grant
funds. You should include separate
indications for the numbers of fire,
police, emergency medical services
(EMS) or other personnel who were
trained and the type of training
provided based on the categories listed
in standards published by the
Occupational Safety and Health
Administration at 29 CFR 1910.120
pertaining to emergency response
training. (Note that ‘‘other’’ personnel
include public works employees,
accident clean-up crews, and liaison
and support officers. Note also that if
HMEP training grant funds were used in
any way to support the training, such as
for books or equipment, you should
show that the training was partially
funded by HMEP training grant funds.)
What was the amount of training dollars
devoted to this effort? What percentage
of total training dollars does this
represent?
3. Did you incur expenses associated
with training and activities necessary to
monitor such training, including, for
example, examinations, critiques, and
instructor evaluations? What was the
amount of HMEP training grant funds
devoted to this activity? What
percentage of total HMEP training grant
funds does this represent?
4. Did you provide incident command
systems training? If so, provide separate
indications for the numbers of fire,
policy, EMS, or other personnel who
were trained. What was the amount of
HMEP training grant funds devoted to
this effort? What percentage of total
HMEP training grant funds does this
represent?
5. Did you develop new training using
HMEP training grant funds in whole or
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in part, such as training in handling
specific types of incidents of specific
types of materials? If so, briefly describe
the new programs. Was the program
qualified using the HMEP Curriculum
Guidelines process? What was the
amount of HMEP training grant funds
devoted to this effort? What percentage
of total HMEP training grant funds does
this represent?
6. Did you use HMEP training grant
funds to provide staff to manage your
training program to increase benefits,
proficiency, and rapid deployment of
emergency responders? If so, what was
the amount of HMEP training grant
funds devoted to this effort? What
percentage of total HMEP training grant
funds does this represent?
7. Do you have a system in place for
measuring the effectiveness of
emergency response to hazardous
materials incidents in your jurisdiction?
Briefly describe the criteria you use
(total response time, total time at an
accident scene, communication among
different agencies or jurisdictions, or
other criteria). How many state and
local response teams are located in your
jurisdiction? What is the estimated
coverage of these teams (e.g., the percent
of state jurisdictions covered)?
Overall Program Evaluation
1. Using a scale of 1–5 (with 5 being
excellent and 1 being poor), how well
has the HMEP grants program met your
need for preparing hazmat emergency
responders?
2. Using a scale of 1–5 (with 5 being
excellent and 1 being poor), how well
do you think the HMEP grants program
will meet your future needs?
3. What areas of the HMEP grants
program would you recommend for
enhancement?
II. Discussion of Comments
The comment period for the 60-Day
notice closed on September 5, 2007.
PHMSA received 16 comments from the
following companies, organizations, and
individuals: (1) The American Trucking
Association (ATA); (2) Colorado
Emergency Planning Commission; (3)
Kevin Crawford; (4) Robert E. Dopp; (5)
Delaware Emergency Management
Agency; (6) the Institute of Makers of
Explosives (IME); (7) Lyle Milby; (8)
Timothy Gablehouse; (9) Steven Goza;
(10) Donald K. Hall; (11) the National
Tank Truck Carriers (NTTC); (12) the
Nuclear Energy Institute (NEI); (13)
Oklahoma Hazardous Materials
Emergency Response Commission; (14)
James J. Plum; (15) Daniel Roe; and (16)
the State of Wisconsin/Department of
Military Affairs Wisconsin Emergency
Management. On October 12, 2007, we
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received an additional comment from
the Interested Parties for Hazardous
Materials Transportation (Interested
Parties) which had been filed with
OMB. In addition, the National
Association of SARA Title III Program
Officials and the Oklahoma Hazardous
Materials Response Commission
submitted letters to OMB and copied
PHMSA in response to the October 12
comment from the Interested Parties. All
comments are included in the docket for
this notice and are available for review
at the Federal eRulemaking Portal at
https://www.regulations.gov.
Commenters expressing support for
revisions to the HMEP application kit
include ATA, IME, NEI, and NTTC.
These commenters generally agree that
additional information from grantees
will assist PHMSA to evaluate the
emergency response funding needs of
states and Indian tribes and promote
more effective use of HMEP grant funds.
For example, in expressing its support,
ATA, the national representative of over
37,000 trucking companies, states that
the information being sought by PHMSA
is critical to the effective administration
of the HMEP grant program.
In its support of the proposed
revisions, NEI states that although
limited resources will be expended
responding to the additional questions,
the net result is a better use of funds
nationwide and improved responses to
events involving hazardous materials.
Similarly, NTTC, a trade association
comprised of 210 trucking companies,
states the additional information
resulting from the HMEP revisions is
necessary to ‘‘ensure proper funds
allocation based on need under the
HMEP grant program,’’ and will enable
PHMSA ‘‘to better determine whether
states’ fees are properly apportioned and
being utilized for purposes associated
with hazardous materials
transportation.’’
In its comments, IME, the safety and
security association of the commercial
explosives industry, states that because
its members are both shippers and
carriers subject to fees that support the
HMEP grants program, it has a keen
interest in how these funds are used.
The commenter supports PHMSA’s
efforts to accurately evaluate the
effectiveness of its grants program
through the proposed questions, and
asserts that utilizing the HMEP grant
application process is the least
burdensome method to capture the
information authorized by section 5125
of the Federal hazmat law.
In its October 12 comment sent to
OMB and copied to PHMSA, the
Interested Parties suggest that the
additional questions will aid the
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agency’s risk-based approach while
ensuring that legislative intent is
achieved.
Commenters opposing the revisions
include Colorado Emergency Planning
Commission; Kevin Crawford; Delaware
Emergency Management Agency; Robert
E. Dopp; Lyle Milby; Timothy
Gablehouse; Steven Goza; Donald K.
Hall; Oklahoma Hazardous Materials
Emergency Response Commission;
James J. Plum; Daniel Roe; and the State
of Wisconsin/Department of Military
Affairs Wisconsin Emergency
Management. The comments address
three inter-related areas: (1) The need
for the additional information,
particularly the information on fees; (2)
concern that funding may be reduced or
eliminated based on grantees’ responses
to the additional questions; and (3)
whether the additional information
collection burden resulting from the
additional questions is off-set by
measurable benefits. These comments
are addressed below. In addition, the
National Association of SARA Title III
Program Officials and the Oklahoma
Hazardous Materials Response
Commission submitted letters to OMB
and copied PHMSA in response to the
October 12 comment from the Interested
Parties. Both commenters question the
motivation of the Interested Parties for
submitting its comment and express
opposition to the revisions of this ICR.
A. Need for the Additional Information
Several commenters suggest that
PHMSA’s motivation in proposing to
collect more detailed information on
hazardous materials fees is to make it
easier for hazardous materials shippers
and carriers to challenge the fees. These
commenters assert that aggrieved
industry parties already have sufficient
tools to pursue challenges to specific
fees by utilizing the preemption
provisions in Federal hazmat law and
that information on hazardous materials
fees assessed by state or tribal
governments is already available
through other sources. One commenter
suggests that PHMSA ‘‘should have the
industries claiming that they pay fees to
the states and tribes (and perhaps local
entities), identify themselves to
PHMSA, at the Secretary of
Transportation’s request. The facility
could identify the state/tribe and agency
to which they pay those fees and the
amount of the fees, so that U.S. DOT
nationally could wrap its arms around
the issue to determine if there is, in fact,
an identifiable problem.’’ A second
commenter suggests that PHMSA
conduct a further study of the proposed
revisions to the grant application kit,
such as convening a stakeholder’s forum
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to include both state and tribal
governments and industry
representation to discuss issues related
to the assessment and uses of hazardous
materials fees.
Commenters are not correct that
PHMSA is proposing to require HMEP
grant applicants to submit information
concerning hazardous materials fees as
a means to assist hazardous materials
shippers or carriers to challenge those
fees through preemption or other means.
In awarding HMEP grants, PHMSA is
required by the Federal hazmat law to
consider whether the state or tribe
imposes and collects a fee on the
transportation of hazardous materials
and whether the fee is used only to
carry out a purpose related to the
transportation of hazardous materials.
The information we are requesting in
the revised grant application kit is
consistent with our statutory mandate.
We disagree with the commenters that
suggest information concerning
hazardous materials fees assessed by
state or tribal governments is readily
available through other sources. We
have considered utilizing internet or
other resources, but generally we have
found that the information is not
consistently available or reliably
accurate. We note in this regard that
commenters’ suggestions concerning
other methods for collecting information
on state or tribal hazardous materials
fees, such as through a separate survey
or stakeholder meeting, would impose a
similar or greater burden on
respondents as the questions we
propose to add to the grant application
kit. Moreover, the overall response from
state or tribal governments to such
methods would likely be somewhat less
than the overall response to the
questions in the grant application kit
and would not provide data to evaluate
the effectiveness of the grant program.
B. Reduced Funding
A number of commenters express
concern that HMEP grant funding for
individual state or tribal governments
may be reduced or eliminated as a result
of responses by the applicants to the
additional questions. For instance, Mr.
Johnnie L. Smith of the State of
Wisconsin/Department of Military
Affairs Wisconsin Emergency
Management states that ‘‘It would be
inappropriate to withhold or reduce a
state’s HMEP funding not supported by
the appropriate legal action.’’ The
commenter continues by stating that
‘‘* * * there is no reason why the
emergency management community
should be penalized by lost or reduced
funding and why essential planning and
training should not be performed.’’ The
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65641
Colorado Emergency Planning
Commission writes that ‘‘The collection
of additional information in the manner
advocated by petitioner and other
commenters is unjustified because their
suggested use of that information is
improper.’’ Mr. Kevin Crawford
comments that ‘‘As HMEP funding is
the bulk of the resources * * *
industry’s efforts to penalize states by
artificially evaluating the use of funds is
ill-conceived at best.’’
In proposing additional questions for
inclusion in the grant application kit,
PHMSA has no intent to penalize grant
recipients by the reduction or
elimination of grant funds. Rather, our
purpose in proposing the revised
questions is to enable us to work with
grantees to promote the effective use of
HMEP grant funds and identify
additional state or Indian tribe
emergency response planning and
training needs.
We note in this regard that the HMEP
grant program was established over 15
years ago and has continued with few
changes since its initial implementation.
HMEP grantees have used program
funds to train first responders; conduct
commodity flow studies; write or
update emergency plans; conduct
emergency response exercises; and
assist local emergency planning
committees. As indicated above, the
HMEP grant program is funded by
registration fees paid by hazardous
materials shippers and carriers. It is
incumbent on the agency administering
the grant program as well as the grantees
themselves to ascertain that the program
is accountable to those who fund it and
is as effective as possible in meeting its
emergency response planning and
training goals.
The information we are requesting
will provide data to evaluate emergency
response planning and training
programs conducted by states and
Indian tribes. The development of
accurate output information will also
summarize the achievements of the
HMEP grant program. This is especially
important in light of the increase in
grant funding authorized under the
Hazardous Materials Safety and Security
Reauthorization Act (Title VII of the
Safe, Accountable, Flexible, Efficient
Transportation Equity Act: A Legacy for
Users), enacted on August 10, 2005.
Under the Act, authorized funding for
the HMEP grant program effectively
doubles, from $14.3 million to $28
million. The information we seek from
grantees will enhance emergency
response preparedness and response by
allowing PHMSA and its state and tribal
partners to target gaps in current
planning and training efforts and focus
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on strategies that have been proven to be
effective.
C. Increased Information Collection
Burden
Many of the commenters who oppose
the proposed revisions to the grant
application kit consider them to be an
excessive burden on applicants without
a measurable benefit or an identified use
of the information. For example, Ms.
Montressa Jo Elder of the Oklahoma
Hazardous Materials Emergency
Response Commission comments that
‘‘These burdens are not trivial. Our local
emergency planning committees and
most of our rural fire departments are
volunteer groups. Devoting time and
energy to reports detracts from their
other very important missions.’’ Mr.
Daniel Roe states that ‘‘the proposed
notice is going to place quite a burden
not only on states, but on all funding
recipients, to include tribes, locals and
others.’’ The commenter further states
that ‘‘funds that clearly are productively
used for planning and training functions
and are now adequately documented
will be diverted to administrative
burdens, the utility of which is quite
questionable.’’ Mr. Timothy Gablehouse
states that ‘‘it is unclear how the
addition of the proposed questions to
the ICR would enable PHMSA to glean
any additional information about how
effectively HMEP grant money is spent.’’
Similarly, Mr. Robert E. Dopp states that
‘‘We do not believe that DOT/PHMSA
should impose the burden of
information collection without a clear
plan and purpose to use the information
in a fashion that comports with statute
and regulation. At this point all we
really have is the advocacy of outsiders
regarding the use of the information.
Until and unless DOT/PHMSA is clear
in its plans for the use of the
information it appears that the proposed
collection activity is simply an
increased burden without a purpose.’’
The Colorado Emergency Planning
Commission also notes that, as stated in
PHMSA’s previous Federal Register
notice, a large percentage of the
information is already collected.
PHMSA appreciates commenters’
concerns that the additional burden
resulting from the proposed revisions to
the way grantees report on the programs
funded by the HMEP grants may detract
from grantees planning and training
efforts. We continue to believe,
however, that grantees’ performance
reports should include both quantitative
and qualitative data in sufficient detail
to enable the grantees and PHMSA to
evaluate the programs, identify effective
planning and training strategies, and
target areas where improvements are
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16:56 Nov 20, 2007
Jkt 214001
needed. Grantees are currently required
to provide data on the planning and
training programs they administer; the
more detailed information we are
requesting should be readily available.
Nonetheless, in an effort to address
the commenters concerns, we have
revised the list of questions we initially
proposed to modify those for which
information can be obtained through
other means, such as through
discussions at our meetings and
conferences with grant recipients. We
have also reconfigured the questions to
provide a more user-friendly format. We
believe these adjustments will help to
minimize the impact of the information
collection burden on grantees. We have
also identified two additional grantees
and have revised the total number of
respondents. Subsequently, we
reviewed the burden hours and have recalculated the information collection
burden associated with responding to
the questions. The revised questions
and information collection burden
estimates are detailed under the
‘‘Revised HMEP Questions and
Information Collection Burden’’ section
of this notice.
III. Revised HMEP Questions and
Information Collection Burden
Beginning with the application for FY
2008 funds, applicants will be asked to
respond to the following additional
questions:
Hazardous Materials Fees
1. Does your state or tribe assess a fee
or fees in connection with the
transportation of hazardous materials?
2. If the answer to question 1 is ‘‘yes,’’
a. What state agency administers the
fee?
b. What is the amount of the fee and
the basis on which the fee is assessed?
Examples of the bases on which fees
may be assessed include: (1) An annual
fee for each company which transports
hazardous materials within your state or
tribal territory; (2) a fee for each truck
or vehicle used to transport hazardous
materials within your state or tribal
territory; (3) a fee for certain
commodities or quantities of hazardous
materials transported in your state or
tribal territory; or (4) a fee for each
hazardous materials shipment transiting
your state or tribal territory.
c. Is company size considered when
assessing the fee? For instance, do
companies meeting the Small Business
Administration’s (SBA) definition of a
small business pay the same or lesser
fee amount than companies that do not
meet the SBA definition?
d. For what purpose(s) is the revenue
from the fee used? For example, is the
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Fmt 4703
Sfmt 4703
revenue used to support hazardous
materials transportation enforcement
programs? Is the fee used to support
planning, developing, and maintaining
an emergency response capability?
e. What is the total annual amount of
the revenue collected for the last fiscal
year or 12-month accounting period?
Planning Grants
1. Of the total amount of HMEP
planning grant funds, what amount was
used to assist Local Emergency Planning
Committees (LEPCs)? How many were
assisted using HMEP funds?
a. Did the LEPCs complete or update
assessments of commodity flow patterns
in their jurisdictions? If so, how many?
What was the total amount of HMEP
planning grant funds devoted to this
effort?
b. Did the LEPCs complete or update
assessments of the emergency response
capabilities in their jurisdictions? If so,
how many? What was the total amount
of HMEP planning grant funds devoted
to this effort?
c. Did the LEPCs develop or improve
emergency plans for their jurisdictions?
If so, how many plans were either
developed or updated? What was the
total amount of HMEP planning grant
funds devoted to this effort?
d. Did the LEPCs conduct exercises to
support their emergency plans? If so,
how many exercises were conducted?
Did any of these exercises include
shipper or carrier participation? What
was the total amount of HMEP planning
grant funds devoted to emergency
response drills or exercises of all types?
e. What was the total amount of
HMEP planning grant funds devoted to
other authorized activities by LEPCs
(e.g., providing technical staff in
support of emergency response planning
efforts)?
2. Other than to assist LEPCs as
addressed in Question 1, of the total
amount of HMEP planning grant funds,
what amount was used by the grantee
(state or tribal government) to improve
emergency response planning within
the grantee’s jurisdiction?
a. Did the grantee complete or update
an assessment of commodity flow
patterns in its entire jurisdiction? What
was the total amount of HMEP planning
grant funds devoted to this effort?
b. Did the grantee complete or update
an assessment of emergency response
capabilities in its entire jurisdiction?
What was the total amount of HMEP
planning grant funds devoted to this
effort?
c. Did the grantee develop or improve
an emergency plan for its entire
jurisdiction? What was the total amount
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Federal Register / Vol. 72, No. 224 / Wednesday, November 21, 2007 / Notices
pwalker on PROD1PC71 with NOTICES
of HMEP planning grant funds devoted
to this effort?
d. Did the grantee conduct exercises
to support its emergency plan? How
many exercises were conducted? Did
any of these exercises include shipper
or carrier participation? What was the
total amount of HMEP planning grant
funds devoted to emergency response
drills or exercises of all types?
e. What was the total amount of
HMEP planning grant funds devoted to
other authorized planning activities by
the grantee (e.g., providing technical
staff in support of emergency response
planning efforts)?
3. Based on the activities outlined
above, how well has the HMEP grants
program met emergency response
planning needs within your
jurisdiction? Does your current ability to
provide planning enable you to meet the
needs you have identified? Do you have
any recommendations for additional
activities or programs that could further
enhance your emergency response
planning capabilities?
Training Grants
1. What was the total amount of
HMEP training grant funds utilized to
assess training needs and provide
training for emergency response
personnel in your jurisdiction?
a. Did you complete or update an
assessment of the training needs of the
emergency response personnel in your
jurisdiction? What was the total amount
of HMEP training grant funds devoted to
this effort?
b. How many individuals were
trained in whole or in part using HMEP
training grant funds? You should
include separate totals for numbers of
fire, police, emergency medical services
(EMS) or other personnel who were
trained and the type of training
provided. (Note that ‘‘other’’ personnel
include public works employees,
accident clean-up crews, and liaison
and support officers. Note also that if
HMEP training grant funds were used in
any way to support the training, such as
for books or equipment, you should
show that the training was partially
funded by HMEP training grant funds.)
What was the total amount of HMEP
training grant funds devoted to this
effort?
c. Did you provide incident command
systems training? If so, provide separate
indications for the numbers of fire,
policy, EMS, or other personnel who
were trained. What was the total amount
of HMEP training grant funds devoted to
this effort?
d. Did you develop new training using
HMEP training grant funds in whole or
in part, such as training in handling
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16:56 Nov 20, 2007
Jkt 214001
specific types of incidents of specific
types of materials? If so, briefly describe
the new programs. Did a commodity
flow assessment influence the
development of new training programs?
Was the program qualified using the
HMEP Curriculum Guidelines process?
What was the total amount of HMEP
training grant funds devoted to this
effort?
e. What was the total amount of
HMEP planning grant funds devoted to
other authorized training activities (e.g.,
activities necessary to monitor training,
including examinations, critiques, and
instructor evaluations; management
activities to increase the benefits,
proficiency, and rapid deployment of
emergency responders)?
2. Do you have a system in place for
measuring the effectiveness of
emergency response to hazardous
materials incidents in your jurisdiction?
Describe the criteria you use (total
response time, total time at an accident
scene, communication among different
agencies or jurisdictions, or other
criteria). How many state and local
response teams are located in your
jurisdiction? What is the estimated
coverage of these teams (e.g., the percent
of state jurisdictions covered)?
3. Based on the activities outlined
above, how well has the HMEP grants
program met emergency response
training needs within your jurisdiction?
Does your current ability to provide
training enable you to meet the needs
you have identified? Do you have any
recommendations for additional
activities or programs that could further
enhance the effectiveness of emergency
response to hazardous materials
incidents in your jurisdiction?
The total revised information
collection budget for the HMEP grants
program follows:
Title: Hazardous Materials Public
Sector Training and Planning Grants.
OMB Control Number: 2137–0586.
Type of Request: Revision of a
currently approved information
collection.
Abstract: Part 110 of 49 CFR sets forth
the procedures for reimbursable grants
for public sector planning and training
in support of the emergency planning
and training efforts of states, Indian
tribes and local communities to manage
hazardous materials emergencies,
particularly those involving
transportation. Sections in this part
address information collection and
recordkeeping with regard to applying
for grants, monitoring expenditures, and
reporting and requesting modifications.
Affected Public: State and local
governments, Indian tribes.
Recordkeeping:
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Fmt 4703
Sfmt 4703
65643
Number of Respondents: 68.
Total Number of Responses: 68.
Total Annual Burden Hours: 5,428.
Frequency of collection: On occasion.
Issued in Washington, DC on November 15,
2007.
Edward T. Mazzullo,
Director, Office of Hazardous Materials
Standards.
[FR Doc. E7–22689 Filed 11–20–07; 8:45 am]
BILLING CODE 4910–60–P
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
[Docket: PHMSA–1998–4957]
Request for Public Comments and
Office of Management and Budget
Approval of an Existing Information
Collection Requirement (2137–0618)
Pipeline and Hazardous
Materials Safety Administration
(PHMSA), U.S. Department of
Transportation (DOT).
ACTION: Notice and request for
comments.
AGENCY:
SUMMARY: In compliance with the
Paperwork Reduction Act of 1995
(PRA), this notice announces that
PHMSA forwarded an Information
Collection Request to the Office of
Management and Budget (OMB) for an
extension of the currently approved
information collection: ‘‘Pipeline Safety:
Periodic Underwater Inspections’’
(2137–0618). The purpose of this notice
is to invite the public to submit
comments on the request.
DATES: Submit comments on or before
December 21, 2007.
ADDRESSES: Send comments directly to
the Office of Management and Budget,
Office of Information and Regulatory
Affairs, Attn: Desk Officer for the
Department of Transportation, 725 17th
Street, NW., Washington, DC 20503.
FOR FURTHER INFORMATION CONTACT:
Roger Little at (202) 366–4569, or by email at roger.little@dot.gov.
SUPPLEMENTARY INFORMATION: The
Federal pipeline safety regulations (49
CFR Parts 190–199) require operators to
conduct appropriate underwater
inspections in the Gulf of Mexico. If the
operator finds pipeline exposed on the
seabed floor or a hazard to navigation,
the operator must contact the National
Response Center by telephone within 24
hours of discovery and report the
location of the exposed pipeline (49
CFR 192.612 and 195.413). PHMSA is
now requesting that OMB grant a three-
E:\FR\FM\21NON1.SGM
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Agencies
[Federal Register Volume 72, Number 224 (Wednesday, November 21, 2007)]
[Notices]
[Pages 65638-65643]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-22689]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials Safety Administration
[Docket No. PHMSA-2007-27181 (Notice No. 07-10)]
Information Collection Activities
AGENCY: Pipeline and Hazardous Materials Safety Administration (PHMSA),
DOT.
ACTION: Notice and request for comments.
-----------------------------------------------------------------------
SUMMARY: The Information Collection Request (ICR) entitled ``Hazardous
Materials Public Sector Training and Planning Grants'' is being revised
to implement a statutory provision authorizing PHMSA to request
information from states concerning fees related to the transportation
of hazardous materials. In addition, this ICR is being revised to
include more detailed information from grantees to enable us to more
accurately evaluate the effectiveness of the grant program in meeting
emergency response planning and training needs. In compliance with the
Paperwork Reduction Act of 1995, this notice announces that the ICR
will be submitted to the Office of Management and Budget (OMB) for
revision and extension.
DATES: Comments must be submitted on or before December 21, 2007.
ADDRESSES: Send comments regarding the burden estimates, including
suggestions for reducing the burden, to the Office of Management and
Budget, Attention: Desk Officer for PHMSA, 725 17th Street, NW.,
Washington, DC 20503.
We invite commenters to address the following issues: (1) Whether
the proposed collection of information is necessary for the proper
performance of the functions of the Department, including whether the
information will have practical utility; (2) the accuracy of the
Department's estimate of the burden of the proposed information
collection; (3) ways to enhance the quality, utility, and clarity of
the information to be collected; and (4) ways to minimize the burden of
the collection of information on respondents, including the use of
automated collection techniques or other forms of information
technology.
A comment to OMB is most effective if OMB receives it within 30
days of publication.
FOR FURTHER INFORMATION CONTACT: Deborah Boothe or T. Glenn Foster,
Office of Hazardous Materials Standards (PHH-11), Pipeline and
Hazardous Materials Safety Administration, 1200 New Jersey Avenue, SE.,
East Building, 2nd Floor, Washington, DC 20590-0001, Telephone (202)
366-8553.
SUPPLEMENTARY INFORMATION:
I. Background
Section 1320.8(d), Title 5, Code of Federal Regulations requires
PHMSA to provide interested members of the public and affected agencies
an opportunity to comment on information collection and recordkeeping
requests. This notice identifies an information collection PHMSA is
submitting to OMB for revision under OMB Control Number 2137-0586. This
collection is contained in 49 CFR part 110, Hazardous Materials Public
Sector Training and Planning
[[Page 65639]]
Grants. We are revising the information collection to implement a
statutory provision authorizing PHMSA to request information from
states concerning fees related to the transportation of hazardous
materials. In addition, we are revising the current information
collection to include more detailed information from grantees to enable
us to more accurately evaluate the effectiveness of the grant program
in meeting emergency response planning and training needs.
A. HMEP Program
The Hazardous Materials and Emergency Preparedness (HMEP) grants
program, as mandated by the Federal hazardous materials transportation
law (Federal hazmat law; 49 U.S.C. 5101 et seq.) provides Federal
financial and technical assistance to states and Indian tribes to
``develop, improve, and carry out emergency plans'' within the National
Response System and the Emergency Planning and Community Right-To-Know
Act of 1986 (Title III), 42 U.S.C. 11001 et seq. The grants are used to
develop, improve, and implement emergency plans; to train public sector
hazardous materials emergency response employees to respond to
accidents and incidents involving hazardous materials; to determine
flow patterns of hazardous materials within a state and between states;
and to determine the need within a state for regional hazardous
materials emergency response teams. The HMEP grants program is funded
by registration fees collected from persons who offer for
transportation or transport certain hazardous materials in intrastate,
interstate, or foreign commerce.
Federal hazmat law specifies that HMEP grant funds are to be
allocated based on the needs of states and Indian tribes for emergency
response planning and training, considering a number of factors
including whether the state or tribe imposes and collects a fee on the
transportation of hazardous materials and whether the fee is used only
to carry out a purpose related to the transportation of hazardous
materials. 49 U.S.C. 5116(b)(4). Accordingly, the HMEP grant
application procedures in 49 CFR part 110 require applicants to submit
a statement explaining whether the applicant assesses and collects fees
for the transportation of hazardous materials and whether those fees
are used solely to carry out purposes related to the transportation of
hazardous materials.
In addition, section 5125(f) of the Federal hazmat law permits a
state, political subdivision of a state, or Indian tribe to impose a
fee related to the transportation of hazardous materials only if the
fee is fair and used for a purpose related to transporting hazardous
materials, including enforcement and planning, developing, and
maintaining a capability for emergency response. In accordance with
Sec. 5125, the Department of Transportation may require a state,
political subdivision of a state, or Indian tribe to report on the fees
it collects, including: (1) The basis on which the fee is levied; (2)
the purposes for which the revenues from the fee are used; and (3) the
total amount of annual revenues collected from the fee. Until now, we
have not proposed asking states, political subdivisions, or Indian
tribes to report this information.
B. 60-Day Notice
On July 5, 2007, we published a Federal Register notice [72 FR
36754] with a 60-day comment period, soliciting comments on revisions
to the instructions for submitting an HMEP grant application. The
revisions are intended to increase the transparency of the programs
funded by HMEP grants and to enable us to more accurately evaluate the
effectiveness of the HMEP program in meeting emergency response
planning and training needs. Specifically, in accordance with the
statutory mandate in 49 U.S.C. 5116(b)(4) and 5125(f), we proposed to
revise the grant application to request applicants to respond to the
following questions:
1. Does your state or tribe assess a fee or fees in connection with
the transportation of hazardous materials?
2. If the answer to question 1 is ``yes,''
a. What state agency administers the fee?
b. What is the amount of the fee and the basis on which the fee is
assessed? Examples of the bases on which fees may be assessed include:
(1) An annual fee for each company which transports hazardous materials
within your state or tribal territory; (2) a fee for each truck or
vehicle used to transport hazardous materials within your state or
tribal territory; (3) a fee for certain commodities or quantities of
hazardous materials transported in your state or tribal territory; or
(4) a fee for each hazardous materials shipment transiting your state
or tribal territory.
c. Is company size considered when assessing the fee? For instance,
do companies meeting the Small Business Administration's (SBA)
definition of a small business pay the same or lesser fee amount than
companies that do not meet the SBA definition?
d. For what purpose(s) is the revenue from the fee used? For
example, is the revenue used to support hazardous materials
transportation enforcement programs? Is the fee used to support
planning, developing, and maintaining an emergency response capability?
e. What is the total annual amount of the revenue collected for the
last fiscal year or 12-month accounting period?
In addition, to assist us to evaluate the effectiveness of the HMEP
grant program, we proposed to ask grant recipients to report the
following specific information regarding the planning and training
activities funded by the HMEP grants and to provide an overall
evaluation of the effectiveness of their programs:
Planning Grants
1. Did you complete or update assessments of commodity flow
patterns in your jurisdiction? If so, how many and what were the
results of those assessments? What was the amount of planning dollars
devoted to this effort? What percentage of total planning dollars does
this represent?
2. Did you complete or update assessments of the emergency response
capabilities in your jurisdiction? What factors did you consider to
complete such assessments? How many assessments were completed and what
were the results of those assessments? What was the amount of HMEP
planning grant funds devoted to this effort? What percentage of total
HMEP planning grant funds does this represent?
3. Did you develop or improve emergency plans for your
jurisdiction? If so, how many plans were either developed or updated?
Briefly describe the outcome of this effort. What was the amount of
HMEP planning grant funds devoted to this effort? What percentage of
total HMEP planning grant funds does this represent?
4. Did you conduct emergency response drills or exercises in
support of your emergency plan? How many exercises or drills did you
conduct? Briefly describe the drill or exercise (tabletop, computer
simulation, real-world simulation, or other drill or exercise), the
number and types of participants, including shipper or carrier
participants, and lessons learned. What was the amount of HMEP planning
grant funds devoted to this effort? What percentage of total HMEP
planning grant funds does this represent?
5. Did you use HMEP planning grant funds to provide technical staff
in support of your emergency response planning program? If so, what was
the amount of HMEP planning grant funds devoted to this effort? What
percentage
[[Page 65640]]
of total HMEP planning grant funds does this represent?
6. How many Local Emergency Planning Committees (LEPCs) are located
in your jurisdiction? How many LEPCs were assisted using HMEP funds?
What was the amount of HMEP planning grant funds devoted to such
assistance? What percentage of total HMEP planning grant funds does
this represent?
Training Grants
1. Did you complete an assessment of the training needs of the
emergency response personnel in your jurisdiction? What factors did you
consider to complete the assessment? What was the result of that
assessment? What was the amount of HMEP training grant funds devoted to
this effort? What percentage of total HMEP training grants funds does
this represent?
2. Provide details concerning the number of individuals trained in
whole or in part using HMEP training grant funds. You should include
separate indications for the numbers of fire, police, emergency medical
services (EMS) or other personnel who were trained and the type of
training provided based on the categories listed in standards published
by the Occupational Safety and Health Administration at 29 CFR 1910.120
pertaining to emergency response training. (Note that ``other''
personnel include public works employees, accident clean-up crews, and
liaison and support officers. Note also that if HMEP training grant
funds were used in any way to support the training, such as for books
or equipment, you should show that the training was partially funded by
HMEP training grant funds.) What was the amount of training dollars
devoted to this effort? What percentage of total training dollars does
this represent?
3. Did you incur expenses associated with training and activities
necessary to monitor such training, including, for example,
examinations, critiques, and instructor evaluations? What was the
amount of HMEP training grant funds devoted to this activity? What
percentage of total HMEP training grant funds does this represent?
4. Did you provide incident command systems training? If so,
provide separate indications for the numbers of fire, policy, EMS, or
other personnel who were trained. What was the amount of HMEP training
grant funds devoted to this effort? What percentage of total HMEP
training grant funds does this represent?
5. Did you develop new training using HMEP training grant funds in
whole or in part, such as training in handling specific types of
incidents of specific types of materials? If so, briefly describe the
new programs. Was the program qualified using the HMEP Curriculum
Guidelines process? What was the amount of HMEP training grant funds
devoted to this effort? What percentage of total HMEP training grant
funds does this represent?
6. Did you use HMEP training grant funds to provide staff to manage
your training program to increase benefits, proficiency, and rapid
deployment of emergency responders? If so, what was the amount of HMEP
training grant funds devoted to this effort? What percentage of total
HMEP training grant funds does this represent?
7. Do you have a system in place for measuring the effectiveness of
emergency response to hazardous materials incidents in your
jurisdiction? Briefly describe the criteria you use (total response
time, total time at an accident scene, communication among different
agencies or jurisdictions, or other criteria). How many state and local
response teams are located in your jurisdiction? What is the estimated
coverage of these teams (e.g., the percent of state jurisdictions
covered)?
Overall Program Evaluation
1. Using a scale of 1-5 (with 5 being excellent and 1 being poor),
how well has the HMEP grants program met your need for preparing hazmat
emergency responders?
2. Using a scale of 1-5 (with 5 being excellent and 1 being poor),
how well do you think the HMEP grants program will meet your future
needs?
3. What areas of the HMEP grants program would you recommend for
enhancement?
II. Discussion of Comments
The comment period for the 60-Day notice closed on September 5,
2007. PHMSA received 16 comments from the following companies,
organizations, and individuals: (1) The American Trucking Association
(ATA); (2) Colorado Emergency Planning Commission; (3) Kevin Crawford;
(4) Robert E. Dopp; (5) Delaware Emergency Management Agency; (6) the
Institute of Makers of Explosives (IME); (7) Lyle Milby; (8) Timothy
Gablehouse; (9) Steven Goza; (10) Donald K. Hall; (11) the National
Tank Truck Carriers (NTTC); (12) the Nuclear Energy Institute (NEI);
(13) Oklahoma Hazardous Materials Emergency Response Commission; (14)
James J. Plum; (15) Daniel Roe; and (16) the State of Wisconsin/
Department of Military Affairs Wisconsin Emergency Management. On
October 12, 2007, we received an additional comment from the Interested
Parties for Hazardous Materials Transportation (Interested Parties)
which had been filed with OMB. In addition, the National Association of
SARA Title III Program Officials and the Oklahoma Hazardous Materials
Response Commission submitted letters to OMB and copied PHMSA in
response to the October 12 comment from the Interested Parties. All
comments are included in the docket for this notice and are available
for review at the Federal eRulemaking Portal at https://
www.regulations.gov.
Commenters expressing support for revisions to the HMEP application
kit include ATA, IME, NEI, and NTTC. These commenters generally agree
that additional information from grantees will assist PHMSA to evaluate
the emergency response funding needs of states and Indian tribes and
promote more effective use of HMEP grant funds. For example, in
expressing its support, ATA, the national representative of over 37,000
trucking companies, states that the information being sought by PHMSA
is critical to the effective administration of the HMEP grant program.
In its support of the proposed revisions, NEI states that although
limited resources will be expended responding to the additional
questions, the net result is a better use of funds nationwide and
improved responses to events involving hazardous materials. Similarly,
NTTC, a trade association comprised of 210 trucking companies, states
the additional information resulting from the HMEP revisions is
necessary to ``ensure proper funds allocation based on need under the
HMEP grant program,'' and will enable PHMSA ``to better determine
whether states' fees are properly apportioned and being utilized for
purposes associated with hazardous materials transportation.''
In its comments, IME, the safety and security association of the
commercial explosives industry, states that because its members are
both shippers and carriers subject to fees that support the HMEP grants
program, it has a keen interest in how these funds are used. The
commenter supports PHMSA's efforts to accurately evaluate the
effectiveness of its grants program through the proposed questions, and
asserts that utilizing the HMEP grant application process is the least
burdensome method to capture the information authorized by section 5125
of the Federal hazmat law.
In its October 12 comment sent to OMB and copied to PHMSA, the
Interested Parties suggest that the additional questions will aid the
[[Page 65641]]
agency's risk-based approach while ensuring that legislative intent is
achieved.
Commenters opposing the revisions include Colorado Emergency
Planning Commission; Kevin Crawford; Delaware Emergency Management
Agency; Robert E. Dopp; Lyle Milby; Timothy Gablehouse; Steven Goza;
Donald K. Hall; Oklahoma Hazardous Materials Emergency Response
Commission; James J. Plum; Daniel Roe; and the State of Wisconsin/
Department of Military Affairs Wisconsin Emergency Management. The
comments address three inter-related areas: (1) The need for the
additional information, particularly the information on fees; (2)
concern that funding may be reduced or eliminated based on grantees'
responses to the additional questions; and (3) whether the additional
information collection burden resulting from the additional questions
is off-set by measurable benefits. These comments are addressed below.
In addition, the National Association of SARA Title III Program
Officials and the Oklahoma Hazardous Materials Response Commission
submitted letters to OMB and copied PHMSA in response to the October 12
comment from the Interested Parties. Both commenters question the
motivation of the Interested Parties for submitting its comment and
express opposition to the revisions of this ICR.
A. Need for the Additional Information
Several commenters suggest that PHMSA's motivation in proposing to
collect more detailed information on hazardous materials fees is to
make it easier for hazardous materials shippers and carriers to
challenge the fees. These commenters assert that aggrieved industry
parties already have sufficient tools to pursue challenges to specific
fees by utilizing the preemption provisions in Federal hazmat law and
that information on hazardous materials fees assessed by state or
tribal governments is already available through other sources. One
commenter suggests that PHMSA ``should have the industries claiming
that they pay fees to the states and tribes (and perhaps local
entities), identify themselves to PHMSA, at the Secretary of
Transportation's request. The facility could identify the state/tribe
and agency to which they pay those fees and the amount of the fees, so
that U.S. DOT nationally could wrap its arms around the issue to
determine if there is, in fact, an identifiable problem.'' A second
commenter suggests that PHMSA conduct a further study of the proposed
revisions to the grant application kit, such as convening a
stakeholder's forum to include both state and tribal governments and
industry representation to discuss issues related to the assessment and
uses of hazardous materials fees.
Commenters are not correct that PHMSA is proposing to require HMEP
grant applicants to submit information concerning hazardous materials
fees as a means to assist hazardous materials shippers or carriers to
challenge those fees through preemption or other means. In awarding
HMEP grants, PHMSA is required by the Federal hazmat law to consider
whether the state or tribe imposes and collects a fee on the
transportation of hazardous materials and whether the fee is used only
to carry out a purpose related to the transportation of hazardous
materials. The information we are requesting in the revised grant
application kit is consistent with our statutory mandate.
We disagree with the commenters that suggest information concerning
hazardous materials fees assessed by state or tribal governments is
readily available through other sources. We have considered utilizing
internet or other resources, but generally we have found that the
information is not consistently available or reliably accurate. We note
in this regard that commenters' suggestions concerning other methods
for collecting information on state or tribal hazardous materials fees,
such as through a separate survey or stakeholder meeting, would impose
a similar or greater burden on respondents as the questions we propose
to add to the grant application kit. Moreover, the overall response
from state or tribal governments to such methods would likely be
somewhat less than the overall response to the questions in the grant
application kit and would not provide data to evaluate the
effectiveness of the grant program.
B. Reduced Funding
A number of commenters express concern that HMEP grant funding for
individual state or tribal governments may be reduced or eliminated as
a result of responses by the applicants to the additional questions.
For instance, Mr. Johnnie L. Smith of the State of Wisconsin/Department
of Military Affairs Wisconsin Emergency Management states that ``It
would be inappropriate to withhold or reduce a state's HMEP funding not
supported by the appropriate legal action.'' The commenter continues by
stating that ``* * * there is no reason why the emergency management
community should be penalized by lost or reduced funding and why
essential planning and training should not be performed.'' The Colorado
Emergency Planning Commission writes that ``The collection of
additional information in the manner advocated by petitioner and other
commenters is unjustified because their suggested use of that
information is improper.'' Mr. Kevin Crawford comments that ``As HMEP
funding is the bulk of the resources * * * industry's efforts to
penalize states by artificially evaluating the use of funds is ill-
conceived at best.''
In proposing additional questions for inclusion in the grant
application kit, PHMSA has no intent to penalize grant recipients by
the reduction or elimination of grant funds. Rather, our purpose in
proposing the revised questions is to enable us to work with grantees
to promote the effective use of HMEP grant funds and identify
additional state or Indian tribe emergency response planning and
training needs.
We note in this regard that the HMEP grant program was established
over 15 years ago and has continued with few changes since its initial
implementation. HMEP grantees have used program funds to train first
responders; conduct commodity flow studies; write or update emergency
plans; conduct emergency response exercises; and assist local emergency
planning committees. As indicated above, the HMEP grant program is
funded by registration fees paid by hazardous materials shippers and
carriers. It is incumbent on the agency administering the grant program
as well as the grantees themselves to ascertain that the program is
accountable to those who fund it and is as effective as possible in
meeting its emergency response planning and training goals.
The information we are requesting will provide data to evaluate
emergency response planning and training programs conducted by states
and Indian tribes. The development of accurate output information will
also summarize the achievements of the HMEP grant program. This is
especially important in light of the increase in grant funding
authorized under the Hazardous Materials Safety and Security
Reauthorization Act (Title VII of the Safe, Accountable, Flexible,
Efficient Transportation Equity Act: A Legacy for Users), enacted on
August 10, 2005. Under the Act, authorized funding for the HMEP grant
program effectively doubles, from $14.3 million to $28 million. The
information we seek from grantees will enhance emergency response
preparedness and response by allowing PHMSA and its state and tribal
partners to target gaps in current planning and training efforts and
focus
[[Page 65642]]
on strategies that have been proven to be effective.
C. Increased Information Collection Burden
Many of the commenters who oppose the proposed revisions to the
grant application kit consider them to be an excessive burden on
applicants without a measurable benefit or an identified use of the
information. For example, Ms. Montressa Jo Elder of the Oklahoma
Hazardous Materials Emergency Response Commission comments that ``These
burdens are not trivial. Our local emergency planning committees and
most of our rural fire departments are volunteer groups. Devoting time
and energy to reports detracts from their other very important
missions.'' Mr. Daniel Roe states that ``the proposed notice is going
to place quite a burden not only on states, but on all funding
recipients, to include tribes, locals and others.'' The commenter
further states that ``funds that clearly are productively used for
planning and training functions and are now adequately documented will
be diverted to administrative burdens, the utility of which is quite
questionable.'' Mr. Timothy Gablehouse states that ``it is unclear how
the addition of the proposed questions to the ICR would enable PHMSA to
glean any additional information about how effectively HMEP grant money
is spent.'' Similarly, Mr. Robert E. Dopp states that ``We do not
believe that DOT/PHMSA should impose the burden of information
collection without a clear plan and purpose to use the information in a
fashion that comports with statute and regulation. At this point all we
really have is the advocacy of outsiders regarding the use of the
information. Until and unless DOT/PHMSA is clear in its plans for the
use of the information it appears that the proposed collection activity
is simply an increased burden without a purpose.'' The Colorado
Emergency Planning Commission also notes that, as stated in PHMSA's
previous Federal Register notice, a large percentage of the information
is already collected.
PHMSA appreciates commenters' concerns that the additional burden
resulting from the proposed revisions to the way grantees report on the
programs funded by the HMEP grants may detract from grantees planning
and training efforts. We continue to believe, however, that grantees'
performance reports should include both quantitative and qualitative
data in sufficient detail to enable the grantees and PHMSA to evaluate
the programs, identify effective planning and training strategies, and
target areas where improvements are needed. Grantees are currently
required to provide data on the planning and training programs they
administer; the more detailed information we are requesting should be
readily available.
Nonetheless, in an effort to address the commenters concerns, we
have revised the list of questions we initially proposed to modify
those for which information can be obtained through other means, such
as through discussions at our meetings and conferences with grant
recipients. We have also reconfigured the questions to provide a more
user-friendly format. We believe these adjustments will help to
minimize the impact of the information collection burden on grantees.
We have also identified two additional grantees and have revised the
total number of respondents. Subsequently, we reviewed the burden hours
and have re-calculated the information collection burden associated
with responding to the questions. The revised questions and information
collection burden estimates are detailed under the ``Revised HMEP
Questions and Information Collection Burden'' section of this notice.
III. Revised HMEP Questions and Information Collection Burden
Beginning with the application for FY 2008 funds, applicants will
be asked to respond to the following additional questions:
Hazardous Materials Fees
1. Does your state or tribe assess a fee or fees in connection with
the transportation of hazardous materials?
2. If the answer to question 1 is ``yes,''
a. What state agency administers the fee?
b. What is the amount of the fee and the basis on which the fee is
assessed? Examples of the bases on which fees may be assessed include:
(1) An annual fee for each company which transports hazardous materials
within your state or tribal territory; (2) a fee for each truck or
vehicle used to transport hazardous materials within your state or
tribal territory; (3) a fee for certain commodities or quantities of
hazardous materials transported in your state or tribal territory; or
(4) a fee for each hazardous materials shipment transiting your state
or tribal territory.
c. Is company size considered when assessing the fee? For instance,
do companies meeting the Small Business Administration's (SBA)
definition of a small business pay the same or lesser fee amount than
companies that do not meet the SBA definition?
d. For what purpose(s) is the revenue from the fee used? For
example, is the revenue used to support hazardous materials
transportation enforcement programs? Is the fee used to support
planning, developing, and maintaining an emergency response capability?
e. What is the total annual amount of the revenue collected for the
last fiscal year or 12-month accounting period?
Planning Grants
1. Of the total amount of HMEP planning grant funds, what amount
was used to assist Local Emergency Planning Committees (LEPCs)? How
many were assisted using HMEP funds?
a. Did the LEPCs complete or update assessments of commodity flow
patterns in their jurisdictions? If so, how many? What was the total
amount of HMEP planning grant funds devoted to this effort?
b. Did the LEPCs complete or update assessments of the emergency
response capabilities in their jurisdictions? If so, how many? What was
the total amount of HMEP planning grant funds devoted to this effort?
c. Did the LEPCs develop or improve emergency plans for their
jurisdictions? If so, how many plans were either developed or updated?
What was the total amount of HMEP planning grant funds devoted to this
effort?
d. Did the LEPCs conduct exercises to support their emergency
plans? If so, how many exercises were conducted? Did any of these
exercises include shipper or carrier participation? What was the total
amount of HMEP planning grant funds devoted to emergency response
drills or exercises of all types?
e. What was the total amount of HMEP planning grant funds devoted
to other authorized activities by LEPCs (e.g., providing technical
staff in support of emergency response planning efforts)?
2. Other than to assist LEPCs as addressed in Question 1, of the
total amount of HMEP planning grant funds, what amount was used by the
grantee (state or tribal government) to improve emergency response
planning within the grantee's jurisdiction?
a. Did the grantee complete or update an assessment of commodity
flow patterns in its entire jurisdiction? What was the total amount of
HMEP planning grant funds devoted to this effort?
b. Did the grantee complete or update an assessment of emergency
response capabilities in its entire jurisdiction? What was the total
amount of HMEP planning grant funds devoted to this effort?
c. Did the grantee develop or improve an emergency plan for its
entire jurisdiction? What was the total amount
[[Page 65643]]
of HMEP planning grant funds devoted to this effort?
d. Did the grantee conduct exercises to support its emergency plan?
How many exercises were conducted? Did any of these exercises include
shipper or carrier participation? What was the total amount of HMEP
planning grant funds devoted to emergency response drills or exercises
of all types?
e. What was the total amount of HMEP planning grant funds devoted
to other authorized planning activities by the grantee (e.g., providing
technical staff in support of emergency response planning efforts)?
3. Based on the activities outlined above, how well has the HMEP
grants program met emergency response planning needs within your
jurisdiction? Does your current ability to provide planning enable you
to meet the needs you have identified? Do you have any recommendations
for additional activities or programs that could further enhance your
emergency response planning capabilities?
Training Grants
1. What was the total amount of HMEP training grant funds utilized
to assess training needs and provide training for emergency response
personnel in your jurisdiction?
a. Did you complete or update an assessment of the training needs
of the emergency response personnel in your jurisdiction? What was the
total amount of HMEP training grant funds devoted to this effort?
b. How many individuals were trained in whole or in part using HMEP
training grant funds? You should include separate totals for numbers of
fire, police, emergency medical services (EMS) or other personnel who
were trained and the type of training provided. (Note that ``other''
personnel include public works employees, accident clean-up crews, and
liaison and support officers. Note also that if HMEP training grant
funds were used in any way to support the training, such as for books
or equipment, you should show that the training was partially funded by
HMEP training grant funds.) What was the total amount of HMEP training
grant funds devoted to this effort?
c. Did you provide incident command systems training? If so,
provide separate indications for the numbers of fire, policy, EMS, or
other personnel who were trained. What was the total amount of HMEP
training grant funds devoted to this effort?
d. Did you develop new training using HMEP training grant funds in
whole or in part, such as training in handling specific types of
incidents of specific types of materials? If so, briefly describe the
new programs. Did a commodity flow assessment influence the development
of new training programs? Was the program qualified using the HMEP
Curriculum Guidelines process? What was the total amount of HMEP
training grant funds devoted to this effort?
e. What was the total amount of HMEP planning grant funds devoted
to other authorized training activities (e.g., activities necessary to
monitor training, including examinations, critiques, and instructor
evaluations; management activities to increase the benefits,
proficiency, and rapid deployment of emergency responders)?
2. Do you have a system in place for measuring the effectiveness of
emergency response to hazardous materials incidents in your
jurisdiction? Describe the criteria you use (total response time, total
time at an accident scene, communication among different agencies or
jurisdictions, or other criteria). How many state and local response
teams are located in your jurisdiction? What is the estimated coverage
of these teams (e.g., the percent of state jurisdictions covered)?
3. Based on the activities outlined above, how well has the HMEP
grants program met emergency response training needs within your
jurisdiction? Does your current ability to provide training enable you
to meet the needs you have identified? Do you have any recommendations
for additional activities or programs that could further enhance the
effectiveness of emergency response to hazardous materials incidents in
your jurisdiction?
The total revised information collection budget for the HMEP grants
program follows:
Title: Hazardous Materials Public Sector Training and Planning
Grants.
OMB Control Number: 2137-0586.
Type of Request: Revision of a currently approved information
collection.
Abstract: Part 110 of 49 CFR sets forth the procedures for
reimbursable grants for public sector planning and training in support
of the emergency planning and training efforts of states, Indian tribes
and local communities to manage hazardous materials emergencies,
particularly those involving transportation. Sections in this part
address information collection and recordkeeping with regard to
applying for grants, monitoring expenditures, and reporting and
requesting modifications.
Affected Public: State and local governments, Indian tribes.
Recordkeeping:
Number of Respondents: 68.
Total Number of Responses: 68.
Total Annual Burden Hours: 5,428.
Frequency of collection: On occasion.
Issued in Washington, DC on November 15, 2007.
Edward T. Mazzullo,
Director, Office of Hazardous Materials Standards.
[FR Doc. E7-22689 Filed 11-20-07; 8:45 am]
BILLING CODE 4910-60-P