Amendment of the Commission's Rules Governing Hearing Aid-Compatible Mobile Handsets, Petition of American National Standards Institute Accredited Standards Committee C63 (EMC) ANSI ASC C63TM, 65494-65508 [E7-22657]
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65494
Federal Register / Vol. 72, No. 224 / Wednesday, November 21, 2007 / Proposed Rules
Signed: November 5, 2007.
John J. Manfreda,
Administrator.
[FR Doc. E7–22697 Filed 11–20–07; 8:45 am]
BILLING CODE 4810–31–P
Dated: November 16, 2007.
Michael F. Duffy,
Chairman, Federal Mine Safety and Health
Review Commission.
[FR Doc. E7–22792 Filed 11–20–07; 8:45 am]
BILLING CODE 6735–01–P
FEDERAL MINE SAFETY AND HEALTH
REVIEW COMMISSION
ENVIRONMENTAL PROTECTION
AGENCY
29 CFR Part 2702
40 CFR Part 52
Freedom of Information Act Procedural
Rules
Federal Mine Safety and Health
Review Commission.
AGENCY:
Proposed rule; reopening of
comment period.
ACTION:
Comments must be submitted on
or before November 30, 2007.
DATE:
Comments and questions
may be mailed to Michael A. McCord,
General Counsel, Office of the General
Counsel, Federal Mine Safety and
Health Review Commission, 601 New
Jersey Avenue, NW., Suite 9500,
Washington, DC 20001, or sent via
facsimile to 202–434–9944.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Michael A. McCord, General Counsel,
Office of the General Counsel, 601 New
Jersey Avenue, NW., Suite 9500,
Washington, DC 20001; telephone 202–
434–9935; fax 202–434–9944.
On
October 17, 2007, the Commission
published revisions to its rules
implementing the FOIA. 72 FR 58790.
The comment period ended on
November 16, 2007. The Commission
received a request that the comment
period be reopened. Recognizing that
the Commission’s rules implementing
the FOIA impact the public, the
Commission has agreed to reopen the
comment period in order to extend the
opportunity of the interested public to
express any comments on the proposed
rules. Comments on the proposed rules
must be submitted on or before
November 30, 2007.
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Approval and Promulgation of Air
Quality Implementation Plans; Maine;
Emission Statements Reporting and
Definitions
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
SUMMARY: The Federal Mine Safety and
Health Review Commission (the
‘‘Commission’’) previously published,
on October 17, 2007, proposed revisions
to its rules implementing the Freedom
of Information Act (‘‘FOIA’’). The period
for comments to the proposed rules
ended on November 16, 2007. A request
was made that the comment period be
reopened and the Commission has
agreed to do so.
SUPPLEMENTARY INFORMATION:
[EPA–R01–OAR–2006–0704; A–1–FRL–
8491–9]
SUMMARY: The EPA is proposing to
approve State Implementation Plan
(SIP) revisions submitted by the State of
Maine. These revisions update Maine’s
criteria pollutant emissions reporting
program, and list of terms and
associated definitions used in Maine’s
air pollution control regulations. The
intended effect of this action is to
propose approval of these items into the
Maine SIP. This action is being taken
under the Clean Air Act.
DATES: Written comments must be
received on or before December 21,
2007.
Submit your comments,
identified by Docket ID No. EPA–R01–
OAR–2006–0704 by one of the following
methods:
1. https://www.regulations.gov: Follow
the on-line instructions for submitting
comments.
2. E-mail: arnold.anne@epa.gov.
3. Fax: (617) 918–0047.
4. Mail: EPA–R01–OAR–2006–0704,
Anne Arnold, U.S. Environmental
Protection Agency, EPA New England
Regional Office, One Congress Street,
Suite 1100 (mail code CAQ), Boston,
MA 02114–2023.
5. Hand Delivery or Courier: Deliver
your comments to: Anne Arnold,
Manager, Air Quality Planning Unit,
Office of Ecosystem Protection, U.S.
Environmental Protection Agency, EPA
New England Regional Office, One
Congress Street, 11th floor, (CAQ),
Boston, MA 02114–2023. Such
deliveries are only accepted during the
Regional Office’s normal hours of
operation. The Regional Office’s official
hours of business are Monday through
Friday, 8:30 to 4:30, excluding legal
holidays.
ADDRESSES:
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Please see the direct final rule which
is located in the Rules Section of this
Federal Register for detailed
instructions on how to submit
comments.
FOR FURTHER INFORMATION CONTACT: Bob
McConnell, Air Quality Planning Unit,
EPA New England Regional Office, One
Congress Street, Suite 1100–CAQ,
Boston, MA 02114–2023, telephone
number 617–918–1046, fax number
617–918–0046, e-mail
mcconnell.robert@epa.gov.
SUPPLEMENTARY INFORMATION: In the
Final Rules Section of this Federal
Register, EPA is approving the State’s
SIP submittals as a direct final rule
without prior proposal because the
Agency views them as noncontroversial
and anticipates no adverse comments. A
detailed rationale for the approval is set
forth in the direct final rule. If no
adverse comments are received in
response to this action, no further
activity is contemplated. If EPA receives
adverse comments, the direct final rule
will be withdrawn and all public
comments received will be addressed in
a subsequent final rule based on this
proposed rule. EPA will not institute a
second comment period. Any parties
interested in commenting on this action
should do so at this time. Please note
that if EPA receives adverse comment
on an amendment, paragraph, or section
of this rule and if that provision may be
severed from the remainder of the rule,
EPA may adopt as final those provisions
of the rule that are not the subject of an
adverse comment.
For additional information, see the
direct final rule which is located in the
Rules Section of this Federal Register.
Dated: October 25, 2007.
Robert W. Varney,
Regional Administrator, EPA New England.
[FR Doc. E7–22599 Filed 11–20–07; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 2, 20, 68
[WT Docket No. 07–250; FCC 07–192]
Amendment of the Commission’s
Rules Governing Hearing AidCompatible Mobile Handsets, Petition
of American National Standards
Institute Accredited Standards
Committee C63 (EMC) ANSI ASC
C63TM
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
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Federal Register / Vol. 72, No. 224 / Wednesday, November 21, 2007 / Proposed Rules
SUMMARY: Consistent with
recommendations from Commission
staff in a report (Staff Report), the
Federal Communications Commission
(Commission) seeks comment on
various possible revisions to its hearing
aid compatibility policies and
requirements pertaining to wireless
services, including several tentative
conclusions to modify § 20.19 and other
requirements along the framework
proposed in a consensus plan (Joint
Consensus Plan) recently developed
jointly by industry and representatives
for the deaf and hard of hearing
community. In light of the current
marketplace and in anticipation of
future developments in wireless
offerings, the Commission takes steps to
ensure that hearing aid users will
continue to benefit from the
convenience and features offered by the
newest wireless communications
systems being provided to American
consumers. To the extent people who
use hearing aids have difficulty finding
a wireless mobile telephone that
functions effectively with those devices
because of interference or compatibility
problems, the Commission states that a
continued expansion in the number and
availability of hearing aid-compatible
wireless telephones is warranted.
DATES: Comments due on or before
December 21, 2007. Reply comments are
due on or before January 7, 2008.
ADDRESSES: You may submit comments,
identified by WT Docket No. 07–250, by
any of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Federal Communications
Commission’s Web Site: https://
www.fcc.gov/cgb/ecfs/. Follow the
instructions for submitting comments.
• E-mail: ecfs@fcc.gov, and include
the following words in the body of the
message, ‘‘get form.’’ A sample form and
directions will be sent in response.
• Mail: Federal Communications
Commission, 445 12th Street, SW.,
Washington, DC 20554.
• Hand Delivery/Courier: 236
Massachusetts Avenue, NE., Suite 110,
Washington, DC 20002.
• Accessible Formats: Contact the
FCC to request reasonable
accommodations (accessible format
documents, sign language interpreters,
CART, etc.) for filing comments either
by e-mail: FCC504@fcc.gov or phone:
202–418–0530 or TTY: 202–418–0432.
Instructions: All submissions received
must include the agency name and
docket number for this rulemaking. All
comments received will be posted
without change to https://www.fcc.gov/
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cgb/ecfs including any personal
information provided.
FOR FURTHER INFORMATION CONTACT:
Michael Rowan, Spectrum &
Competition Policy Division, Wireless
Telecommunications Bureau, Federal
Communications Commission, 445 12th
Street, SW., Portals I, Room 6603,
Washington, DC 20554; or Thomas
McCudden, Spectrum & Competition
Policy Division, Wireless
Telecommunications Bureau, Federal
Communications Commission, 445 12th
Street, SW., Portals I, Room 6118,
Washington, DC 20554.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Notice of
Proposed Rulemaking (NPRM) in WT
Docket No. 07–250 released November
7, 2007. The complete text of the NPRM
is available for public inspection and
copying from 8 a.m. to 4:30 p.m.
Monday through Thursday or from 8
a.m. to 11:30 a.m. on Friday at the FCC
Reference Information Center, Portals II,
445 12th Street, SW., Room CY–A257,
Washington, DC 20554. [The NPRM may
also be purchased from the
Commission’s duplicating contractor,
Best Copy and Printing, Inc. (BCPI),
Portals II, 445 12th Street, SW., Room
CY–B402, Washington, DC 20554,
telephone 202–488–5300, facsimile
202–488–5563, or you may contact BCPI
at its Web site: https://
www.BCPIWEB.com. When ordering
documents from BCPI please provide
the appropriate FCC document number,
FCC 07–250. The NPRM is also available
on the Internet at the Commission’s Web
site through its Electronic Document
Management System (EDOCS): https://
hraunfoss.fcc.gov/edocs_public/Silver
Stream/Pages/edocs.html.
Initial Paperwork Reduction Act of
1995 Analysis: This document contains
proposed information collection
requirements. The Commission, as part
of its continuing effort to reduce
paperwork burdens, invites the general
public and the Office of Management
and Budget (OMB) to comment on the
information collection requirements
contained in this document, as required
by the Paperwork Reduction Act (PRA)
of 1995, Pub. L. 104–13. Public and
agency comments are due on or before
January 22, 2008. Comments should
address: (a) Whether the proposed
collection of information is necessary
for the proper performance of the
functions of the Commission, including
whether the information shall have
practical utility; (b) the accuracy of the
Commission’s burden estimates; (c)
ways to enhance the quality, utility, and
clarity of the information collected; and
(d) ways to minimize the burden of the
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collection of information on the
respondents, including the use of
automated collection techniques or
other forms of information technology.
In addition, pursuant to the Small
Business Paperwork Relief Act of 2002,
Pub. L. 107–198 (see 44 U.S.C.
3506(c)(4)), the Commission seeks
specific comment on how it might
‘‘further reduce the information
collection burden for small business
concerns with fewer than 25
employees.’’ The Commission notes,
however, that § 213 of the Consolidated
Appropriations Act 2000, Pub. L. 106–
113, provides that rules governing
frequencies in the 746–806 MHz Band
become effective immediately upon
publication in the Federal Register
without regard to certain sections of the
Paperwork Reduction Act. The
Commission is therefore not inviting
comment on any information collections
that concern frequencies in the 746–806
MHz Band.
To view a copy of this information
collection request (ICR) submitted to
OMB: (1) Go to the web page https://
www.reginfo.gov/public/do/PRAMain,
(2) look for the section of the web page
called ‘‘Currently Under Review,’’ (3)
click on the downward-pointing arrow
in the ‘‘Select Agency’’ box below the
‘‘Currently Under Review’’ heading, (4)
select ‘‘Federal Communications
Commission’’ from the list of agencies
presented in the ‘‘Select Agency’’ box,
(5) click the ‘‘Submit’’ button to the
right of the ‘‘Select Agency’’ box, (6)
when the list of FCC ICRs currently
under review appears, look for the title
of this ICR (or its OMB control number,
if there is one) and then click on the ICR
Reference Number to view detailed
information about this ICR.’’
For additional information or copies
of the information collection(s), contact
Cathy Williams at (202) 418–2918.
Please send your PRA comments to
Nicholas A. Fraser, Office of
Management and Budget, via Internet at
Nicholas_A._Fraser@omb.eop.gov or via
fax at (202) 395–5167 and to Cathy
Williams, Federal Communications
Commission, Room 1–C823, 445 12th
Street, SW., Washington, DC or via
Internet at Cathy.Williams@fcc.gov.
The proposed information collection
requirements that the Commission seeks
public comment on are as follows:
OMB Control No.: 3060–0999.
Title: Section 20.19, Hearing Aid
Compatible Mobile Handsets (Hearing
Aid Compatibility Act).
Form Number: Not applicable.
Type of Review: Revision of a
currently approved collection.
Respondents: Business or other forprofit.
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Federal Register / Vol. 72, No. 224 / Wednesday, November 21, 2007 / Proposed Rules
Estimated Number of Respondents:
925.
Estimated Time per Response: 3
hours—160 hours.
Frequency of Response: Annual
reporting requirement; Third party
requirement.
Estimated Total Annual Burden:
6,975 hours.
Estimated Total Annual Costs: None.
Nature of Response: Mandatory.
Nature and Extent of Confidentiality:
There is no need for confidentiality with
this information collection.
Privacy Act Impact Assessment: No
impact(s).
Needs and Usage: On November 7,
2007, the Commission released WT
Docket No. 07–250; FCC 07–192.
Commission rules require digital
wireless phone manufacturers and
service providers to make available a
certain number of digital wireless
phones that meet specific performance
levels set forth in an established
technical standard. The phones must be
made available according to an
implementation schedule specified in
Commission rules. To monitor the
progress of implementation, it is
proposed that digital phone
manufacturers and service providers
submit reports annually from 2008
through 2012. These parties currently
submit reports to the Commission;
however, the Commission is proposing
to revise the reporting criteria for these
parties.
The Commission proposes to require
that manufactures include in their
reports to the Commission the following
information: digital wireless phones
tested; Compliant phone models using
the FCC ID number and ratings
according to C63.19; status of product
labeling; outreach efforts; total numbers
of compliant phone models offered as of
the time of the report; and information
pertaining to product refresh. The
Commission is proposing that service
providers include in their reports the
following information: compliant phone
models using the FCC ID number and
ratings according to C63.19; status of
product labeling; outreach efforts;
information related to the retail
availability of compliant phones; total
numbers of compliant and noncompliant phone models offered as of
the time of the report; and the ‘‘tiers’’
into which the compliant phones fall.
In addition to these criteria, the
Commission proposes to require both
manufacturers and service providers to
provide the model number and FCC ID
directly associated with each model that
they are reporting as compatible,
together with the ‘‘M’’ and ‘‘T’’ rating
that each such model has been certified
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as achieving under the ANSI C63.19
standard. The Commission further
proposes to require that these reports
include the air interface(s) and
frequency band(s) over which each
compatible model operates.
The Commission is seeking OMB
approval for the revised proposed
reporting criteria, if adopted by the
Commission, the reports will be
submitted annually by digital phone
manufacturers and services provider
through 2012.
I. Introduction
1. In this NPRM, the Commission
takes steps to ensure that hearing aid
users will continue to benefit from the
convenience and features offered by the
newest wireless communications
systems being provided to American
consumers. The actions proposed by the
Commission are designed to take
account of an evolving marketplace of
new technologies and services. The
proposals set forth in this NPRM draw
upon recommendations proposed in the
Staff Report. Several of these proposals,
in turn, are based on an interconnected
set of rule changes set forth in the Joint
Consensus Plan recently developed
jointly by industry and representatives
for the deaf and hard of hearing
community. The specifics of the Joint
Consensus Plan, along with a proposed
model rule, are contained in the
Supplemental Comments of the Alliance
for Telecommunications Industry
Solutions (ATIS). ATIS states that its
working group developed this
comprehensive plan reflecting the joint
input of the wireless industry and
consumers with hearing loss. In a
separate petition, American National
Standards Institute (ANSI) supports the
adoption of an updated technical
standard as proposed in the Joint
Consensus Plan, and it states that the
new standard includes further
improvements that reflect changes in
technology, and efficiencies and
improvements in testing procedures.
II. Discussion
2. In the NPRM, the Commission
seeks comment on recommendations in
the Staff Report and on the various
proposals set forth in the Joint
Consensus Plan. The Commission
makes a number of tentative
conclusions based on the broad
consensus established by those
participating in the development of the
Joint Consensus Plan. In the context of
several of these tentative conclusions,
the Commission requests comment
regarding the appropriate deployment
regime for Tier II/III carriers and other
service providers that are not Tier I
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carriers, which generally were not
included within the Joint Consensus
Plan’s framework. The Commission
requests that manufacturers and service
providers be as specific as possible
regarding the impact of these proposals
on their operations, and that any
alternative proposals be supported by
evidence as to their feasibility and
effectiveness. Affected consumers,
including those with hearing
difficulties, should support any new
proposals with explanations of not only
the benefits but also the costs to service
providers, manufacturers, or other
consumers, and why such costs are
outweighed by the benefits. The Joint
Consensus Plan contains many
interrelated provisions, and the
Commission notes the emphasis that its
proponents place on adopting the plan
as a whole in order to maintain the
balance achieved during negotiations by
its various member participants.
3. Requirements and Deadlines for
Hearing Aid-Compatible Handset
Deployment.
4. The Commission seeks comment on
a set of new requirements for
manufacturers and certain carriers as
they deploy hearing aid-compatible
handsets in the years to come. The first
proposal in the Joint Consensus Plan is
to modify several deployment deadlines
as set forth in § 20.19 of the
Commission’s rules, 47 CFR 20.19,
including the requirement that
manufacturers and wireless service
providers ensure that, by February 18,
2008, at least 50 percent of their handset
models over each air interface offered
meet an M3 or better rating for RF
interference reduction, as specified in
ANSI Standard C63.19, as well as the
requirements for deployment of
handsets that meet a T3 rating for
inductive coupling capability under the
same standard. In this context, the plan
also proposes new ‘‘product refresh’’
and ‘‘multiple tier’’ requirements in
order to ensure people with hearing loss
have access to new, advanced devices.
5. Deployment Benchmarks and
Deadlines. The Commission seeks
comment on tentative conclusions to
adopt new hearing aid-compatible
handset deployment benchmarks for
manufacturers and service providers
between 2008 and 2011, consistent with
those recommended in the Staff Report
and proposed as part of the Joint
Consensus Plan. These include
proposals (1) to modify requirements
currently in effect for February 18, 2008,
and establish future requirements to
provide handsets that incorporate
reduced RF interference in recognition
of technology and market obstacles
currently faced by manufacturers and
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Federal Register / Vol. 72, No. 224 / Wednesday, November 21, 2007 / Proposed Rules
service providers, and (2) to provide
more options to consumers with severe
hearing loss by imposing additional
requirements on both service providers
and manufacturers to make handsets
available that are compatible with
hearing aids operating in the telecoil
mode. In addition to seeking comment
on the recommendations and proposals
in the Joint Consensus Plan, the
Commission asks commenters to
address specifically questions raised in
the Staff Report, including those
concerning appropriate benchmarks and
deadlines to apply to service providers
other than Tier I carriers, and those
concerning whether staggering of
deadlines between manufacturers and
service providers is appropriate.
6. M3- and T3-Rated Benchmarks/
Deadlines. Section 20.19(c) and (d) of
the Commission’s rules contains the
current deadlines for deployment of
public mobile radio service handset
models that meet both the M3 (or
higher) and T3 (or higher) ratings for
compatibility with hearing aids. The
Commission seeks comment on
modifying these provisions consistent
with the proposals in the Joint
Consensus Plan, both by adopting
reduced and alternative benchmarks for
deploying handsets compatible with
hearing aids operating in acoustic
coupling (also known as microphone)
mode and by increasing future
benchmarks for compatibility with
hearing aids operating in inductive
coupling (also known as telecoil) mode.
7. With respect to acoustic coupling
compatibility, in recognition of
marketplace and technical realities, the
Commission seeks comment on a
tentative conclusion to adopt a lower
threshold for equipment manufacturers
to deploy M3-rated (or higher) handsets.
In place of the current requirement that
50 percent of handset models per air
interface meet hearing aid compatibility
standards by February 18, 2008, the
Commission proposes that
manufacturers be obligated, for each air
interface for which they offer handsets,
to meet the requirement, as proposed in
the Joint Consensus Plan, of 33% of
manufacturers’ non-de minimis
portfolio models offered to service
providers in the United States. Thus, for
example, if a manufacturer produces a
total of 12 models capable of operating
over the GSM air interface (regardless of
whether these are single-mode or multimode models), at least four of those
models would have to meet an M3 or
higher rating. Moreover, a multi-mode
handset could not be counted as
compatible over any air interface unless
it is compatible in all air interfaces over
which it operates.
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8. The Commission notes that
technological issues make it difficult to
produce a wide variety of Global System
for Mobile Communications (GSM)
handsets that both meet the M3
standard for reduced RF interference for
acoustic coupling and include certain
popular features, and the Commission
seeks to promulgate rules that are as
technology-impartial as possible. The
Commission tentatively concludes that,
in context with the other proposals in
the Joint Consensus Plan, these reduced
thresholds strike an appropriate balance
between maintaining technological
neutrality and ensuring availability of
hearing aid-compatible handsets to
affected consumers. The Commission
asks whether differences, in terms of the
nature of the signals emitted and
burdens of the formulae used to
calculate compliance ratings under the
ANSI technical standard, support its
tentative conclusion and justify this
lower benchmark. The Commission asks
whether either the GSM or Code
Division Multiple Access (CDMA) air
interface have an advantage over the
other in terms of rule compliance. The
Commission asks whether any impacts
to hard of hearing consumers due to the
production of fewer numbers of
compatible handset models would be
offset by the requirement that
manufacturers regularly include new
compatible models in their product
lines.
9. For Tier I (nationwide) carriers, the
Commission seeks comment on a
tentative conclusion to adopt an
alternative schedule to the 50 percent
M3-rated (or higher) February 18, 2008
deployment deadline. These carriers
would have the choice of complying
with either the current rule or a new
schedule based on total numbers of
compliant handset models. This
schedule would create obligations for
service providers to provide an
increasing number of handset models
per air interface over which they offer
service by future dates as follows:
February 18, 2008: eight M3-rated (or
higher) handset models; February 18,
2009: nine M3-rated (or higher) handset
models; February 18, 2010: ten M3-rated
(or higher) handset models. The
Commission seeks comment on its
tentative conclusion to modify the rule
as proposed.
10. Along with these proposals to
modify the deployment requirements
regarding reduced RF interference for
acoustic coupling compatibility, the
Commission also seeks comment on a
tentative conclusion to increase the
benchmarks for manufacturers’ and Tier
I carriers’ deployment of handsets
meeting a T3 (or higher) rating for
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65497
inductive coupling capability. Because
customers’ options for handsets that
enable inductive coupling with telecoils
have been more limited than for
acoustic coupling compatibility,
additional requirements of this nature
could benefit some of the most
disadvantaged wireless users in the deaf
and hard of hearing community, who
are more likely to rely on telecoilequipped hearing aids. Under its
proposed rule changes, the Commission
would now require manufacturers to
meet the greater of two measures for
each air interface for which they offer
handsets in 2009 through 2011, as
follows: a minimum of two T3-rated (or
higher) models for each air interface for
which the manufacturer offers four or
more handset models to service
providers; or at least 20%/25%/33% of
models that the manufacturer offers over
each air interface rated T3 (or higher) by
February 18, 2009/2010/2011
respectively. As proposed, these
percentage calculations would be
rounded down to the nearest whole
number in determining the minimum
number of handsets to be produced. In
addition, the Commission notes that
each non-de minimis manufacturer
would still be required to produce at
least two or more T3-rated (or higher)
handsets per air interface for which it
offers handsets.
11. Service providers are currently not
required to deploy additional T3-rated
(or higher) handset models once they
have met the September 18, 2006
deadline for offering two compliant
handset models per air interface. Under
its proposed rule changes, the
Commission would now require Tier I
carriers to meet the lesser of the
following requirements for each air
interface over which they offer service:
(1) February 18, 2008: 33% of digital
wireless handset models are T3-rated (or
higher); or (2) a schedule as follows:
February 18, 2008: three T3-rated (or
higher) handsets; February 18, 2009:
five T3-rated (or higher) handsets;
February 18, 2010: seven T3-rated (or
higher) handsets; and February 18,
2011: Ten T3-rated (or higher) handsets.
The Commission tentatively concludes
that these increased requirements for
deployment of T3-rated (or higher)
handsets are necessary and appropriate
for both manufacturers and Tier I
carriers. The Commission seeks
comment on its tentative conclusion.
The Commission also seeks comment on
any additional deadlines or deployment
milestones that may be appropriate to
adopt at this time, such as any future
M4 or T4 handset compliance
requirements.
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12. Service Providers Other than Tier
I Carriers. As explained in the Staff
Report, the Joint Consensus Plan is
silent with respect to service providers
that are not Tier I carriers. Accordingly,
the Commission seeks comment
generally on the appropriate
deployment regime for these wireless
service providers. As a general matter,
in order to make the benefits of
compatible handsets available to all
consumers who need them, all service
providers should be expected to meet
the same benchmarks unless they
cannot reasonably do so. At the same
time, the Commission notes that in the
past numerous Tier II and Tier III
carriers have requested, and many have
been granted, extension of compatible
handset deployment deadlines because
they were unable timely to obtain
compliant handsets in sufficient
quantities from manufacturers. The
Commission therefore asks commenters
to address whether there is anything
inherent in the characteristics of Tier II
and Tier III carriers, resellers, and
mobile virtual network operators
(MVNOs), or other categories of smaller
service providers, that would prevent
them from meeting either the RF
interference reduction or inductive
coupling-capable handset numbers and
percentages set out for Tier I carriers.
13. Staggered Deadlines for
Deployment. The Commission also
specifically seeks comment on whether,
with respect to offering compliant
handsets, the Commission should
require different, staggered deployment
deadlines for manufacturers and service
providers, such as whether
manufacturers should be required to
offer compliant handsets at some time
prior to all service providers, or to some
subset of smaller providers. The
Commission notes that many Tier II and
Tier III carriers have requested waivers
of hearing aid compatibility deadlines,
complaining among other things that
manufacturers have not made compliant
handsets available sufficiently in
advance of the deadline so that these
service providers could, in turn, make
them available to consumers. Instituting
a short interval between the
manufacturers’ and some or all service
providers’ deadlines might be
appropriate to address the
circumstances that have engendered
these waiver requests. Because of
market realities, Tier II and Tier III
carriers may have more difficulty than
Tier I carriers in obtaining handsets.
The Commission notes that the Joint
Consensus Plan does not request any
staggered deadlines for Tier I carriers.
The Commission asks commenters to
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address specifically whether staggering
of deadlines is appropriate in the
context of its proposed future hearing
aid compatibility requirements, and if
so, for how long and for what subset of
service providers.
14. New Requirements for Handset
Deployment. The Commission proposes,
in accord with the Staff Report and the
Joint Consensus Plan, additional
specific measures to ensure that such a
range of compatible handset models will
be available so that consumers will have
access to hearing aid-compatible
handsets with the newest features, as
well as more economical models.
15. The Commission tentatively
concludes that its rules should require
equipment manufacturers to meet a
‘‘product refresh’’ requirement, as
recommended in the Staff Report and
described in the Joint Consensus Plan.
This proposal would mandate that
manufacturers meet RF interference
reduction thresholds for acoustic
coupling compatibility in some of their
new models each year, enough so that,
for manufacturers offering four or more
handsets using a given air interface, half
of the minimum required number of
M3-rated or higher handset models
would be new models introduced
during the calendar year. To make this
calculation, the number of new
compliant models to be produced would
be 50 percent of the total required
number of compliant models, rounded
up to the nearest whole number. For
manufacturers that produce three total
M3-rated models per air interface, at
least one new M3-rated (or higher)
model shall be introduced every other
calendar year. If a manufacturer is not
introducing a new model in a calendar
year, then under the proposed rule it
would not be required to refresh its list
of compliant handsets.
16. Notwithstanding its tentative
conclusion, the Commission seeks
comment on whether this requirement
should be modified in any way. For
example, it asks whether there are any
modifications that would better promote
hard of hearing individuals’ access to
new handset models without causing
undue costs to other parties. The
Commission also asks whether the
proposed ‘‘product refresh’’ requirement
would sufficiently ensure that, over
time, compatible phones become
available across all frequency bands as
standards are promulgated and
equipment is rolled out. The
Commission also solicits comment on
whether there are any possible less
burdensome or intrusive approaches or
incentives that would enable the deaf
and hard of hearing community to select
fresh models on a regular basis. For any
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proposal, the Commission asks
commenters to address the
disadvantages of deviating from the
standard proposed under the Joint
Consensus Plan. Finally, the
Commission seeks comment on any
implementation issues, such as
reporting requirements that may be
necessary with regard to these
obligations, and any enforcement issues.
17. In addition to a ‘‘product refresh’’
rule for manufacturers, the Commission
tentatively concludes that its hearing
aid compatibility rules should require
Tier I carriers to offer to consumers
hearing aid-compatible handsets with
different levels of functionality. As
described in the Staff Report, a
proposed requirement set forth in the
Joint Consensus Plan would obligate
Tier I carriers to offer handset models
from ‘‘multiple tiers,’’ and include a
concomitant requirement that these
providers’ reports include information
on the carriers’ implementation of
tiering. In the context of the language in
the Joint Consensus Plan stating carriers
will self-define their tiers, the
Commission interprets the term ‘‘tiers’’
to refer to levels of functionality. The
Commission further intends
functionality to include the extent to
which a handset model has the
capability to operate over multiple
frequency bands for which hearing aid
compatibility standards have been
established. The Commission seeks
comment on a tentative conclusion to
require Tier I carriers to provide access
to handsets with different levels of
functionality. If commenters support
this tentative conclusion, the
Commission asks them to specifically
address how such an obligation might
be effectively implemented and
enforced in its rules.
18. 2007 ANSI C63.19 Technical
Standard.
19. The Commission seeks comment
on changing the current hearing aid
compatibility technical standard
codified in § 20.19(b) of the
Commission’s rules, 47 CFR 20.19(b). It
seeks comment on a tentative
conclusion to change the current
practice permitting use of multiple
versions of ANSI C63.19 and, instead,
codify a single 2007 version of the
testing standard. ANSI C63.19–2007, an
updated version of the technical
standard for determining hearing aid
compatibility, has been recently
approved by the Accredited Standards
Committee on Electromagnetic
Compatibility, C63TM and adopted by
ANSI. Under the Commission’s
proposal, this new 2007 standard would
replace the 2001, 2005 draft, and 2006
versions of the technical standard. The
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Commission explains that it would
retain the current practice of permitting
the Chief of Wireless
Telecommunications Bureau (WTB), in
coordination with the Chief of Office of
Engineering & Technology (OET), on
delegated authority, to approve use of
future versions of the standard,
including multiple alternative versions,
to the extent that the changes do not
raise major compliance issues.
20. ANSI filed a petition this year
requesting that the Commission adopt
this 2007 revision of the ANSI C63.19
technical standard as the permanent
standard. ANSI states in its petition that
further improvements have been made
to the technical standard to reflect
changes in technology, and efficiencies
and improvements in testing
procedures. Because the standard that
has been adopted by ANSI is stricter in
some respects than prior versions, and
is the result of broad participation from
diverse groups, the Commission
proposes that the standard be codified
in its rules in order to better promote
the development of hearing aidcompatible handsets that hearingimpaired consumers can readily use.
Commenters should address whether
they support such a rule change, and if
not, identify an acceptable alternative to
its tentative conclusion.
21. The Commission also seeks
comment on a tentative conclusion to
phase in the 2007 standard. Under this
proposal, the Commission would permit
both the 2006 and 2007 versions of the
standard to be used for new RF
interference and inductive coupling
hearing aid compatibility certifications
through 2009. A newly-certified handset
would therefore have to meet, at
minimum, an M3 or T3 rating as set
forth in either the 2006 or 2007 revision
of the ANSI C63.19 standard to be
considered compatible, while grants of
equipment authorization previously
issued under other versions of the
standard would remain valid for hearing
aid compatibility purposes. Then,
beginning on January 1, 2010, the
Commission would only permit use of
the 2007 version of the standard for
obtaining new grants of equipment
authorization, while continuing to
recognize the validity of existing grants
under previous versions of the standard.
The Commission seeks comment on
whether this two step phase-in period
appropriately balances the interests in
bringing state-of-the-art compatible
handsets to hard of hearing consumers
and in avoiding unreasonable burdens
on manufacturers and service providers.
It also asks commenters to consider
whether there are alternative
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implementations of the 2007 standard
that would better serve these goals.
22. Reporting Obligations, Public
Information, and Outreach.
23. The Commission seeks comment
on proposed requirements relating to
manufacturers’ and service providers’
filing of hearing aid compatibility
reports with the Commission, as well as
other public information and outreach
measures.
24. Reporting. The Commission
tentatively concludes not only to
continue requiring service providers
and manufacturers to report regularly on
the availability of hearing aidcompatible products, but to enhance
and improve the content of the reports
that are filed. As reported in the Staff
Report, there is evidence in the record
that some of the information in the
existing compliance reports may not be
as complete or as helpful as possible for
consumers, wireless service providers,
or the Commission. Furthermore, staff
encountered difficulties when verifying
the ratings for certain handset models
identified in compliance reports,
because many of the compliance reports
referenced the handset manufacturer
and model number but did not include
the associated FCC ID. In order to
address these shortcomings, the Joint
Consensus Plan includes proposed
requirements that will render the
reports more helpful to consumers and
others by providing them with better
information concerning the commercial
availability of compliant handsets.
Specifically, the Joint Consensus Plan
recommends that reports include:
25. Manufacturers: digital wireless
phones tested; compliant phone models
using the FCC ID number and ratings
according to C63.19; status of product
labeling; outreach efforts; total numbers
of compliant phone models offered as of
the time of the report; and information
pertaining to product refresh.
26. Service providers: compliant
phone models using the FCC ID number
and ratings according to C63.19; status
of product labeling; outreach efforts;
information related to the retail
availability of compliant phones; total
numbers of compliant and noncompliant phone models offered as of
the time of the report; and the ‘‘tiers’’
into which the compliant phones fall.
27. The Commission proposes to
adopt these reporting criteria and asks
commenters to address whether they
capture the appropriate information and
level of detail. In particular, to clarify
the information collection
recommended in the Joint Consensus
Plan, the Commission proposes to
require both manufacturers and service
providers to provide the model number
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and FCC ID directly associated with
each model that they are reporting as
compatible, together with the ‘‘M’’ and
‘‘T’’ rating that each such model has
been certified as achieving under the
ANSI C63.19 standard. The Commission
would accept the manufacturer’s
determination of whether a device is a
distinct model consistent with the
manufacturer’s marketing practices, so
long as models that have no
distinguishing variations of form,
features, or user capabilities, or that
only differentiate units sold to a
particular carrier, are not separately
counted as distinct models to
customers. The Commission further
proposes to require that reports include
the air interface(s) and frequency
band(s) over which each compatible
model operates. The Commission seeks
comment on these proposed additional
requirements. In addition, the
Commission asks whether it should vary
the information sought depending on
the type of service provider (e.g., Tier I
carrier vs. other service provider).
28. The Commission also seeks
comment on additional ways to improve
the quality and usefulness of the
reports, including whether the
Commission should require additional
information beyond that proposed in the
Joint Consensus Plan. Unless
commenters support another process,
the Commission proposes to authorize
Commission staff to develop a
standardized reporting format for
collecting information.
29. In addition, the Commission seeks
comment regarding the schedule under
which the Commission should require
future reports. Under the proposal
contained in the Joint Consensus Plan,
the Commission would adopt a
staggered schedule whereby
manufacturers would be required to
provide an annual status report to the
Commission beginning November 30,
2007, Tier I carriers would be required
to provide an annual status report to the
Commission six months later beginning
May 30, 2008, and Tier II and III carriers
would be required to provide an annual
status report beginning May 30, 2009.
These reporting requirements would
continue annually thereafter through the
November report in 2012. The
Commission seeks comment on a
tentative conclusion to adopt
substantially this schedule, but with
certain refinements. First, given the
timing of this proceeding, the
Commission expects that manufacturers
and service providers will be required to
comply with current rules for November
2007 reporting. To the extent the
Commission maintains the current
November 17, 2007 reporting deadline
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during the rulemaking, commenters
should consider how the remaining
schedule may need to be modified.
30. In addition, the Commission
questions the Joint Consensus Plan
proposal to adopt a delayed reporting
requirement for Tier II and III carriers
whereby their next reports would not be
required until a year after the Tier I
carriers’ reports. In light of the
recommendations in the Staff Report
and its objectives, especially for
consumers who receive service from
such providers, the Commission seeks
comment on whether it serves the
public interest to delay their next
reports for a period of 18 months to two
years from their reports that will be
submitted in November 2007, or
whether they should instead be held to
the same schedule as Tier I carriers in
order to provide a steady source of
information to consumers and to the
Commission. Moreover, given that Tier
II and III carriers have already been
filing reports regularly, the Commission
seeks comment on the extent of the
burdens that would be avoided by
postponing their first reports as
proposed under the Joint Consensus
Plan, balanced against the extent of
information that would be lost by
introducing a gap of 18 months or more
in their reporting. Commenters should
also address whether the reporting
deadlines for Tier II and III carriers
should depend on its adoption of
staggered deployment deadlines.
Finally, if the Commission adopts
different reporting deadlines for Tier I
versus Tier II and III carriers, the
Commission seeks comment on the
rules that should apply to resellers and
to MVNOs.
31. Public Information and Outreach.
In addition to the content and frequency
of manufacturer and service provider
reports, the Commission seeks comment
on other ways to increase the
availability of hearing aid compatibility
information to consumers, service
providers, and other interested parties.
As explained in the Staff Report, the
Commission’s existing databases and
websites are of limited value for these
purposes. For example, although OET’s
equipment authorization database has
information about hearing aid
compatibility ratings associated with
manufacturers’ equipment, the database
maintains such information based on
FCC IDs, not handset model numbers,
and it does not maintain a single clear,
current record associated with each ID.
Thus, it is difficult—particularly for an
inexperienced user—to search for
hearing aid-compatible models based
either on the manufacturer’s name or on
the model’s FCC ID. Similarly, the
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Disability Rights Office (DRO) of the
Consumer and Government Affairs
Bureau maintains a website that
explains the disability access rules and
provides contact information for
manufacturers and service providers,
but this website does not include
information regarding the compatibility
of particular handset models. As noted
in the Staff Report, although a consumer
wishing to file a complaint under § 255
of the Communications Act, 47 U.S.C.
255, can locate the designated agent’s
name and contact information from the
Commission’s website, no similar
information is available under the
process governing complaints for
violations of hearing aid compatibility
requirements. Under the hearing aid
compatibility complaint process,
consumers are responsible for
identifying the agent designated by
manufacturers or service providers for
service of complaints under 47 CFR
68.418(b). The Commission notes that it
extended its part 68, subpart E rules to
allow consumers to file informal
complaints under those rules if they
find that wireless service providers or
manufacturers of wireless equipment
are not complying with its hearing aid
compatibility rules.
32. In recognition of these
shortcomings, the Commission seeks
comment on potential measures to
improve the value of these databases
and websites for parties seeking hearing
aid compatibility information,
including, for example, adding a
relevant search function to the
equipment authorization database or
adding links to manufacturers’ and
service providers’ websites from the
DRO’s web page. In addition to the
ongoing efforts of Commission staff to
continue to improve information
available to consumers, service
providers, and other interested parties,
the Commission seeks comment as to
any specific measures the Commission
should require or take, such as requiring
manufacturers to include in their
equipment authorization filings the
handset models associated with each
FCC ID number, and to update this
information when they introduce new
models. Also, the Commission asks
whether it should adopt new part 2
rules to require a filing for permissive
changes that includes trade names and
model numbers. The Commission also
requests comment on whether to require
manufacturers and service providers
subject to the Commission’s hearing aid
compatibility rules to follow the same
procedures as those applicable to § 255
complaints, and to have the
Commission publish hearing aid
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compatibility designated agents’ contact
information on the DRO website.
33. The Commission also seeks
comment on how it can encourage
digital wireless handset manufacturers
and service providers to engage in
additional outreach efforts to assist
consumers with hearing disabilities as
they shop for wireless phones. As
recommended in the Staff Report, the
Commission seeks comment on how
best to promote the availability of useful
hearing aid compatibility information
on manufacturers’ and service
providers’ websites, including whether
the Commission should not only
encourage but require the posting of
such information. The Commission
further seeks comment as to what
requirements or guidelines, if any, it
should provide regarding the content of
such postings.
34. Consistent with the
recommendations in the Staff Report,
the Commission also seeks comment
generally on any other ways that
wireless manufacturers, service
providers, and independent retailers can
improve the effectiveness of their instore testing, consumer education, and
other consumer outreach efforts. These
efforts would, ideally, include new
ways of publicly identifying compliant
phones for consumers and audiologists,
as well as efforts that independent
retailers could take to facilitate such
identification. In addition, in order to
assist consumers as they shop for
wireless phones, the Commission also
asks whether there are additional steps
it can take to facilitate the flow of
information between consumers,
manufacturers, and service providers to
meet its hearing aid compatibility
outreach objectives.
35. Other Components of Joint
Consensus Plan, and Related Proposals.
36. As recommended in the Staff
Report, the Commission seeks comment
on several additional proposals in the
Joint Consensus Plan, as well as on
matters related to those proposals.
37. Other Spectrum Bands. The Joint
Consensus Plan contains a request that
the Commission apply the
Commission’s hearing aid compatibility
rules to all spectrum bands that are used
for the provision of Commercial Mobile
Radio Services (CMRS) in the United
States, subject to standards
development. The Commission
determined earlier this year that all
digital CMRS providers, regardless of
the particular band in which they were
operating, as well as manufacturers of
handsets capable of providing such
services, should be subject to the
hearing aid compatibility requirements
set forth in § 20.19 to the extent that a
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service satisfies the scope provision for
hearing aid compatibility set forth in its
part 20 rules. The Commission seeks
comment generally on whether any
further action is necessary or
appropriate in this regard, and in
particular on several specific questions
that relate to the extension of hearing
aid compatibility requirements to new
frequency bands. First, the Commission
seeks comment on how its current
hearing aid compatibility requirements
apply to mobile satellite service (MSS)
providers that offer CMRS and whether
any revisions to the hearing aid
compatibility rules are appropriate
respecting such providers, in order to
promote consistent treatment for all
CMRS providers that offer functionally
equivalent services. In this regard, the
Commission asks commenters to
address whether it should make a
difference if an MSS provider offers
service purely through a satellite-based
network or through a combined network
that relies on both satellite and ancillary
terrestrial component (ATC) facilities.
38. Second, the Commission agrees
with the recommendation in the Staff
Report that standard-setting bodies
should strive to develop hearing aid
compatibility standards together with
technical operating specifications for
new frequency bands. The Commission
seeks comment on any measures that
the Commission should take to promote
this practice.
39. Third, the Commission has held
that if a handset manufacturer or service
provider offers a multi-band handset in
order to comply with the hearing aid
compatibility requirements, the handset
must be hearing aid-compatible in each
frequency band over which it operates.
The Commission tentatively concludes
to codify this requirement in § 20.19 of
the rules. The Commission further
tentatively concludes, consistent with
this principle, that multi-band phones
should not be counted as compatible in
any band if they operate over frequency
bands for which technical standards
have not been established. The
Commission believes this limitation
would conform with consumers’
expectation that a phone labeled
‘‘hearing aid compatible’’ is compatible
in all its operations. Treating such
handsets as not compatible would also
create incentives for industry bodies to
develop compatibility standards for new
frequency bands more quickly. The
Commission seeks comment on this
tentative conclusion.
40. Fourth, the Commission notes that
the ANSI C63.19 standard includes
target values for hearing aid
compatibility validation procedures for
operation over specific air interfaces at
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frequencies in the ranges of 800–950
MHz and 1.6–2.5 GHz. Accordingly, the
Commission tentatively concludes to
revise § 20.19(b), 47 CFR 20.19(b), to
include services operating over any
frequencies within these two bands, to
the extent they employ air interfaces for
which hearing aid compatibility
technical standards have been
established and approved by the
Commission.
41. In addition, the Commission seeks
comment on whether it can, and should,
establish a mechanism under which
hearing aid compatibility regulations
would become applicable to future
frequency bands as soon as, or within a
defined period after, technical standards
are established for relevant air
interfaces. Under its current rules, the
Commission must modify § 20.19
pursuant to rulemaking to add new
services or new frequency bands.
Amending § 20.19 so that a rule change
is not necessary every time technical
standards are established for new
services, new air interfaces, or new
frequency bands potentially would
bring the benefits of compatible
handsets more quickly to consumers
and would provide greater certainty to
all affected parties. In addition, to the
extent that manufacturers and service
providers are already meeting their
obligations to offer defined numbers or
percentages of hearing aid-compatible
handsets over previously covered
services, the automatic extension of its
rules to additional frequency bands may
not impose significant additional
burdens, and may even assist
manufacturers and service providers in
achieving compliance by permitting
them to count multi-band models as
compliant. The Commission asks
commenters to address both the benefits
and the drawbacks of an automatic
effectiveness regime, as well as what the
specific rules should entail. Under
existing rules, the Commission generally
must approve revised versions of ANSI
C63.19 for such revised standards to
take effect for purposes of its hearing aid
compatibility requirements. The
Commission asks whether a standard
should be considered ‘‘established’’ for
a new frequency band upon its
promulgation by C63, or whether there
should be a process for the Commission
or its staff to review or approve the
standard, and if so what should that
process be.
42. Multi-Mode Handsets. The
Commission tentatively concludes to
adopt the proposal in the Joint
Consensus Plan stating that multi-mode
handsets do not satisfy § 20.19 for any
air interface unless they are compatible
in all air interfaces over which they
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operate. The Commission further
tentatively concludes, consistent with
its tentative conclusion regarding multiband handsets, that multi-mode phones
should not be counted as compatible in
any mode if they operate over air
interfaces for which technical standards
have not been established. The
Commission believes this rule would
conform to consumers’ expectations and
would help promote the rapid
development of compatibility standards
for new air interfaces. The Commission
seeks comment on these tentative
conclusions and on any other potential
measures to promote the development
of compatibility standards for new air
interfaces together with technical
operating specifications.
43. De Minimis Exception. The
Commission adopted a de minimis
exception, which relieves wireless
service providers and handset
manufacturers that offer two or fewer
digital wireless handset models in the
United States from the hearing aid
compatibility compliance obligations.
The Joint Consensus Plan proposes that
the Commission retain the de minimis
exception and clarify that it applies on
a per-air interface basis. The
Commission notes that it has already
clarified that the de minimis exception
applies on a per-air interface basis,
rather than across a manufacturer’s or
carrier’s entire product line. The
Commission tentatively concludes that
this clarification should be codified in
its rules. The Commission also invite
further comment on the question of
whether to narrow the de minimis
exception.
44. 2010 Further Review. The Joint
Consensus Plan proposes that the
Commission establish a further review
of the hearing aid compatibility rules in
2010. The Commission tentatively
concludes to adopt this proposal, and
the Commission seeks comment. In
particular, given the timing of the
obligations the Commission proposes,
the Commission seeks comment on
whether such a review would be more
appropriate at a later date, such as in
2012. The Commission states that once
the proposed deployment deadlines
have passed and the Commission can
assess the effectiveness of any action it
takes arising out of its proposals, it may
decide to add new or additional
obligations, or on the other hand, reduce
its oversight role if the state of
competition or technology supports
such action.
45. Volume Controls. Consistent with
the Joint Consensus Plan’s
recommendation, the Commission urges
all interested parties to specifically look
into adding volume controls to wireless
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handsets. The Commission seeks
comment on whether any volume
control requirements should be
incorporated into its rules, and if so
what they should be. The Commission
also invites comment on interference
from handset screen displays, including
whether any measures are appropriate
to promote the deployment of phones
that enable users to turn off their
screens.
46. Emerging Technologies.
47. The Commission seeks comment
on whether its hearing aid compatibility
rules should be modified to address new
technologies being used and offered by
manufacturers and providers in their
wireless handsets and networks. Under
current Commission rules,
manufacturers and service providers are
required to meet the Commission’s
hearing aid compatibility standards only
to the extent that handsets are
associated with digital CMRS networks
that ‘‘offer real-time, two-way switched
voice or data service that is
interconnected with the public switched
network and utilize an in-network
switching facility that enables the
provider to reuse frequencies and
accomplish seamless hand-offs of
subscriber calls.’’ 47 CFR 20.19(a). The
Commission seeks comment on whether
it should extend some or a portion of
the hearing aid compatibility
requirements under § 20.19 to wireless
handsets that may fall outside the
definition of CMRS and the criteria in
§ 20.19(a), such as handsets that operate
on unlicensed Wireless Fidelity (WiFi)
networks that do not employ an innetwork switching facility that enables
the provider to reuse frequencies and
accomplish seamless hand-offs. The
Staff Report provides several examples
of service providers offering access to
Voice over Internet Protocol (VoIP)
applications over WiFi and other
wireless technologies. The Commission
agrees with the recommendation in the
Staff Report that the Commission should
consider whether to change its rules to
address these developments.
48. First, the Commission seeks
comment generally on the application of
its hearing aid compatibility rules to
VoIP applications provided over
wireless technologies such as WiFi and
other emerging technologies. The
Commission asks commenters to
address how current and anticipated
future use of VoIP applications over
wireless networks, both interconnected
and non-interconnected, would be
treated under the interaction of the
Hearing Aid Compatibility Act and its
rules. 47 U.S.C. 610(b)(2). The
Commission asks several questions
about the scope and applicability of
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§ 20.19(a) in these situations.
Commenters suggesting changes are
asked to address not only the policy
reasons for their proposed revisions, but
also the Commission’s legal authority to
adopt them.
49. In addition, the Commission
solicits comment as to whether any new
hearing aid compatibility rules are
appropriate to address handsets that
combine covered mobile voice operation
with data services provided over WiFi
networks or other emerging
technologies. The Commission notes
that such service combinations may be
particularly attractive to deaf and hard
of hearing consumers, but that its
current rules do not necessarily require
that any such handsets be hearing aidcompatible if the manufacturer and
service provider satisfy their hearing aid
compatibility benchmarks using other
models. Elsewhere in the NPRM, the
Commission tentatively concludes to
adopt ‘‘product refresh’’ and ‘‘tiering’’
rules that are intended to ensure
consumers who use hearing aids will
have access to mobile handsets with a
range of functionalities. The
Commission seeks comment as to
whether these proposed rules
appropriately promote the availability of
hearing aid-compatible handsets that
include data services provided over
WiFi networks or other emerging
technologies, or whether additional
measures are needed. In this regard, the
Commission notes that the requirements
of § 20.19 apply to handsets used with
either voice or data services that fall
within its terms. The Commission seeks
comment as to the implications of
imposing hearing aid compatibility
requirements based on the provision of
wireless data services, and whether this
provision should be changed.
50. Finally, the Commission invites
broad comment on what additional
regulatory obligations may be
appropriate to address the issues raised
by emerging wireless technologies,
taking into account the statutory goal to
promote equal access to
communications equipment and
services for consumers with hearing loss
as well as economic, technological, and
legal constraints. Regulation may be
appropriate when new technology
causes people with hearing disabilities
to lose access, but the Commission is
unsure what the extent of any access
problem may be and what measures
may best address any such problem, and
the Commission therefore invites
commenters to address this question. As
emerging technologies progress, the deaf
and hard of hearing community should
be able to benefit to a similar degree as
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the mainstream population, as has been
its goal under § 20.19.
51. Networks Using Open Platforms
for Devices and Applications.
52. The Commission required that
licensees of the Upper 700 MHz Band C
Block of spectrum provide ‘‘open
platforms’’ for devices and applications
to allow customers, device
manufacturers, third-party application
developers, and others to use the
devices and applications of their
choosing in C Block networks, subject to
certain reasonable network management
conditions that allow the licensee to
protect the network from harm. An open
platform network mandate, such as that
for the Upper 700 MHz Band C Block of
spectrum, may fundamentally alter the
paradigm within which the hearing aid
compatibility rules apply. As currently
constituted, § 20.19 of the Commission’s
rules imposes hearing aid compatibility
obligations only on manufacturers and
providers of services within its scope,
including resellers and MVNOs. With
the growth of open platform networks,
however, entities other than the
traditional equipment manufacturers
and service providers may become
increasingly significant. While the
existing requirements on manufacturers,
together with the open platform
requirements themselves, may be
adequate to ensure sufficient hearing
aid-compatible handset choice for
consumers, the Commission seeks
comment on whether any additional
hearing aid compatibility requirements
should be imposed in the context of
open platform networks.
53. The Commission seeks comment
both on whether to impose additional
hearing aid compatibility requirements
on manufacturers in the context of open
platform networks, and on whether to
extend any requirements to entities that
are not currently covered. In addition,
the Commission seeks comment on
whether and how to extend its hearing
aid compatibility requirements to the
responsible manufacturing party in joint
venture situations.
54. The Commission also seeks
comment on whether and how to extend
its hearing aid compatibility rules,
including handset deployment,
information, and outreach requirements,
from service providers to other entities
offering handsets to consumers within
an open platform environment.
Considering the development of open
platform networks, there may be a
greater need for in-store testing by
independent retailers or other third
parties. The Commission therefore seeks
comment on whether to extend in-store
testing rules to independent retailers or
other third parties in the context of open
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platform networks. The Commission
seeks comment on the regulatory status
under its current hearing aid
compatibility rules of application
developers and other potential new
participants using open platform
networks, and on whether any new
hearing aid compatibility requirements
should appropriately be imposed on
such entities.
III. Procedural Matters
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A. Regulatory Flexibility Act
55. As required by the Regulatory
Flexibility Act (RFA), 5 U.S.C. 603, the
Commission has prepared an Initial
Regulatory Flexibility Analysis (IRFA)
of the possible significant economic
impact on small entities of the policies
and rules addressed in this NPRM. The
IRFA is set forth in an Appendix to the
NPRM. Written public comments are
requested on the IRFA. These comments
must be filed in accordance with the
same filing deadlines as comments filed
in response to the NPRM, and must have
a separate and distinct heading
designating them as responses to the
IRFA.
B. Initial Paperwork Reduction Act of
1995
56. This NPRM contains proposed
information collection requirements.
The Commission, as part of its
continuing effort to reduce paperwork
burdens, invites the general public and
the Office of Management and Budget
(OMB) to comment on the information
collection requirements contained in
this NPRM, as required by the
Paperwork Reduction Act of 1995, Pub.
L. 104–13. Public and agency comments
are due on or before January 22, 2008.
Comments should address: (a) Whether
the proposed collection of information
is necessary for the proper performance
of the functions of the Commission,
including whether the information shall
have practical utility; (b) the accuracy of
the Commission’s burden estimates; (c)
ways to enhance the quality, utility, and
clarity of the information collected; and
(d) ways to minimize the burden of the
collection of information on the
respondents, including the use of
automated collection techniques or
other forms of information technology.
In addition, pursuant to the Small
Business Paperwork Relief Act of 2002,
Pub. L. 107–198 (see 44 U.S.C.
3506(c)(4)), the Commission seeks
specific comment on how it might
‘‘further reduce the information
collection burden for small business
concerns with fewer than 25
employees.’’ The Commission notes,
however, that § 213 of the Consolidated
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Appropriations Act of 2000 provides
that rules governing frequencies in the
746–806 MHz Band become effective
immediately upon publication in the
Federal Register without regard to
certain sections of the Paperwork
Reduction Act. Consolidated
Appropriations Act of 2000, Pub. L.
106–113, 113 Stat. 2502, Appendix E,
Sec. 213(a)(4)(A) through (B); see 145
Cong. Rec. H12493–94 (Nov. 17, 1999);
47 U.S.C.A. 337 note at Sec. 213(a)(4)(A)
through (B). The Commission is
therefore not inviting comment on any
information collections that concern
frequencies in the 746–806 MHz Band.
C. Other Procedural Matters
1. Ex Parte Presentations
57. The rulemaking this NPRM
initiates shall be treated as a ‘‘permitbut-disclose’’ proceeding in accordance
with the Commission’s ex parte rules.
Persons making oral ex parte
presentations are reminded that
memoranda summarizing the
presentations must contain summaries
of the substance of the presentations
and not merely a listing of the subjects
discussed. More than a one or two
sentence description of the views and
arguments presented generally is
required. Other requirements pertaining
to oral and written presentations are set
forth in 47 CFR 1.1206(b) of the
Commission’s rules.
2. Comment Filing Procedures
58. Pursuant to 47 CFR 1.415 and
1.419 of the Commission’s rules,
interested parties may file comments on
or before December 21, 2007 and reply
comments on or before January 7, 2008.
All filings related to this NPRM should
refer to WT Docket No. 07–250.
Comments may be filed using: (1) The
Commission’s Electronic Comment
Filing System (ECFS), (2) the Federal
Government’s eRulemaking Portal, or (3)
by filing paper copies.
59. Electronic Filers: Comments may
be filed electronically using the Internet
by accessing the ECFS: https://
www.fcc.gov/cgb/ecfs/ or the Federal
eRulemaking Portal: https://
www.regulations.gov. Filers should
follow the instructions provided on the
Web site for submitting comments.
ECFS filers must transmit one electronic
copy of the comments for WT Docket
No. 07–250. In completing the
transmittal screen, filers should include
their full name, U.S. Postal Service
mailing address, and WT Docket No.
07–250. Parties may also submit an
electronic comment by Internet e-mail.
To get filing instructions, filers should
send an e-mail to ecfs@fcc.gov and
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include the following words in the body
of the message, ‘‘get form.’’ A sample
form and directions will be sent in
response.
60. Paper Filers: Parties who choose
to file by paper must file an original and
four copies of each filing. Filings can be
sent by hand or messenger delivery, by
commercial overnight courier, or by
first-class or overnight U.S. Postal
Service mail (although the Commission
continues to experience delays in
receiving U.S. Postal Service mail). All
filings must be addressed to the
Commission’s Secretary, Marlene H.
Dortch, Office of the Secretary, Federal
Communications Commission. The
Commission’s contractor will receive
hand-delivered or messenger-delivered
paper filings for the Commission’s
Secretary at 236 Massachusetts Avenue,
N.E., Suite 110, Washington, DC 20002.
The filing hours at this location are 8
a.m. to 7 p.m. All hand deliveries must
be held together with rubber bands or
fasteners. Any envelopes must be
disposed of before entering the building.
Commercial overnight mail (other than
U.S. Postal Service Express Mail and
Priority Mail) must be sent to 9300 East
Hampton Drive, Capitol Heights, MD
20743. U.S. Postal Service first-class,
Express, and Priority mail should be
addressed to 445 12th Street, SW.,
Washington, DC 20554.
3. Accessible Formats
61. To request materials in accessible
formats for people with disabilities
(braille, large print, electronic files,
audio format), send an e-mail to
FCC504@fcc.gov or call the Consumer &
Governmental Affairs Bureau at 202–
418–0530 (voice), 202–418–0432 (TTY).
IV. Initial Regulatory Flexibility
Analysis
62. As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA), the Commission has prepared
this Initial Regulatory Flexibility
Analysis (IRFA) of the possible
significant economic impact on a
substantial number of small entities by
the policies and rules considered in this
NPRM. Written public comments are
requested on this IRFA. Comments must
be identified as responses to the IRFA
and must be filed by the deadlines for
comments on the NPRM. The
Commission will send a copy of this
NPRM, including this IRFA, to the Chief
Counsel for Advocacy of the Small
Business Administration (SBA). In
addition, this NPRM and IRFA (or
summaries thereof) will be published in
the Federal Register.
63. Section 213 of the Consolidated
Appropriations Act of 2000 provides
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that the RFA shall not apply to the rules
and competitive bidding procedures for
frequencies in the 746–806 MHz Band.
In particular, this exemption extends to
the requirements imposed by Chapter 6
of Title 5, United States Code, § 3 of the
Small Business Act (15 U.S.C. 632) and
§§ 3507 and 3512 of Title 44, United
States Code. Consolidated
Appropriations Act of 2000, Pub. L.
106–113, 113 Stat. 2502, Appendix E,
Sec. 213(a)(4)(A) through (B); see 145
Cong. Rec. H12493–94 (Nov. 17, 1999);
47 U.S.C.A. 337 note at Sec. 213(a)(4)(A)
through (B). The Commission
nevertheless believes that it would serve
the public interest to analyze the
possible significant economic impact of
the proposed policy and rule changes in
this band on small entities. Accordingly,
this IRFA contains an analysis of this
impact in connection with all spectrum
that falls within the scope of this NPRM,
including spectrum in the 746–806 MHz
Band.
A. Need for, and Objectives of, the
Proposed Rules
64. In the NPRM, the Commission
reexamines existing hearing aid
compatibility requirements to ensure
that they will continue to be effective in
an evolving marketplace of new
technologies and services. Although the
NPRM tentatively concludes
substantially to adopt new M3- and T3rated handset deployment benchmarks
through 2011, and a related requirement
to offer handsets with different levels of
functionality, for Tier I carriers only, it
also seeks comment on the appropriate
regime for smaller service providers. In
addition, the NPRM tentatively
concludes to adopt new deployment
benchmarks for all manufacturers,
subject to a de minimis exception for
certain manufacturers with small
product lines. Moreover, the
Commission also tentatively concludes
that the following steps that might affect
small businesses are needed to meet its
objectives: (1) Implement a ‘‘product
refresh’’ rule for manufacturers; (2)
adopt, after a suitable phase-in period,
the use of a single version of the ANSI
C63.19 standard, ANSI C63.19–2007;
and (3) adopt new content and timelines
for hearing aid compatibility reporting
requirements. In the context of several
of these tentative conclusions, the
Commission requests comment on
possible compliance requirements not
included within the Joint Consensus
Plan’s framework. For example, the
Commission seeks comment on the
possibility of staggered handset
deployment deadlines for different
classes of service providers and
manufacturers, additional reporting/
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outreach obligations, and other
measures that may impact small
entities. In addition, following upon the
recommendations in the Staff Report,
the NPRM invites comments on new
hearing aid compatibility issues
implicated by recent developments
relating to provision of Voice over
Internet Protocol (VoIP) over wireless
platforms, as well as ‘‘open platform’’
networks. The Commission is open to
comment on what, if any, requirements
it should, or should not, impose for
small entities if it adopts new rules
based on the proposals in the NPRM.
65. To promote compatibility between
digital wireless telephones and hearing
aids, this NPRM could result in rule
changes that, if adopted, would create
new opportunities and obligations for
several categories of wireless service
providers, as well as manufacturers of
wireless handsets. The rule changes in
the NPRM may affect service providers
and equipment manufacturers in
services for which technical standards
both have and have not been
established. In addition, the NPRM
requests comment on potential rule
changes that may affect providers of
VoIP applications over wireless
technologies, as well as independent
retailers and other third parties in the
context of ‘‘open platform’’ networks.
66. The Commission states that
ensuring the availability of hearing aidcompatible handsets to hard of hearing
consumers, as well as information about
such handsets, remains a high priority.
To the extent people who use hearing
aids have difficulty finding a wireless
mobile telephone that functions
effectively with those devices because of
interference or compatibility problems,
the Commission states that a continued
expansion in the number and
availability of hearing aid-compatible
wireless telephones is warranted. It
explains that its objective is to take
account of changing market and
technological conditions with
appropriate new steps to ensure that
hearing aid users will continue to
benefit from the convenience and
features offered by the newest wireless
communications systems being
provided to American consumers.
B. Legal Basis
67. The potential actions about which
comment is sought in this NPRM would
be authorized pursuant to the authority
contained in Sections 4(i), 303(r), and
710 of the Communications Act of 1934,
as amended, 47 U.S.C. 154(i), 303(r),
and 610.
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C. Description and Estimate of the
Number of Small Entities to Which the
Rules Will Apply
68. The RFA directs agencies to
provide a description of, and, where
feasible, an estimate of, the number of
small entities that may be affected by
the proposed rules, if adopted. The RFA
generally defines the term ‘‘small
entity’’ as having the same meaning as
the terms ‘‘small business,’’ ‘‘small
organization,’’ and ‘‘small governmental
jurisdiction.’’ In addition, the term
‘‘small business’’ has the same meaning
as the term ‘‘small business concern’’
under the Small Business Act. A ‘‘small
business concern’’ is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the Small Business
Administration (SBA). To assist the
Commission in analyzing the total
number of potentially affected small
entities, the Commission requests
commenters to estimate the number of
small entities that may be affected by
any rule changes that might result from
this NPRM.
69. Wireless Communications
Services. This service can be used for
fixed, mobile, radiolocation, and digital
audio broadcasting satellite uses in the
2305–2320 MHz and 2345–2360 MHz
bands. The Commission defined ‘‘small
business’’ for the wireless
communications services (WCS) auction
as an entity with average gross revenues
of $40 million for each of the three
preceding years, and a ‘‘very small
business’’ as an entity with average
gross revenues of $15 million for each
of the three preceding years. The SBA
has approved these definitions. The
Commission auctioned geographic area
licenses in the WCS service. In the
auction, which commenced on April 15,
1997 and closed on April 25, 1997, there
were seven bidders that won 31 licenses
that qualified as very small business
entities, and one bidder that won one
license that qualified as a small business
entity.
70. 700 MHz Guard Bands Licenses.
The Commission adopted size standards
for ‘‘small businesses’’ and ‘‘very small
businesses’’ for purposes of determining
their eligibility for special provisions
such as bidding credits and installment
payments. A small business in this
service is an entity that, together with
its affiliates and controlling principals,
has average gross revenues not
exceeding $40 million for the preceding
three years. Additionally, a ‘‘very small
business’’ is an entity that, together with
its affiliates and controlling principals,
has average gross revenues that are not
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more than $15 million for the preceding
three years. SBA approval of these
definitions is not required. An auction
of 52 Major Economic Area (MEA)
licenses for each of two spectrum blocks
commenced on September 6, 2000, and
closed on September 21, 2000. Of the
104 licenses auctioned, 96 licenses were
sold to nine bidders. Five of these
bidders were small businesses that won
a total of 26 licenses. A second auction
of remaining 700 MHz Guard Bands
licenses commenced on February 13,
2001, and closed on February 21, 2001.
All eight of the licenses auctioned were
sold to three bidders. One of these
bidders was a small business that won
a total of two licenses. Subsequently,
the Commission reorganized the
licenses pursuant to an agreement
among most of the licensees, resulting
in a spectral relocation of the first set of
paired spectrum block licenses, and an
elimination of the second set of paired
spectrum block licenses (many of which
were already vacant, reclaimed by the
Commission from Nextel). A single
licensee that did not participate in the
agreement was grandfathered in the
initial spectral location for its two
licenses in the second set of paired
spectrum blocks. Accordingly, at this
time there are 54 licenses in the 700
MHz Guard Bands.
71. 700 MHz Band Commercial
Licenses. There is 80 megahertz of nonGuard Band spectrum in the 700 MHz
Band that is designated for commercial
use: 698–757, 758–763, 776–787, and
788–793 MHz Bands. With one
exception, the Commission adopted
criteria for defining two groups of small
businesses for purposes of determining
their eligibility for bidding credits at
auction. These two categories are: (1)
‘‘Small business,’’ which is defined as
an entity that has attributed average
annual gross revenues that do not
exceed $15 million during the preceding
three years; and (2) ‘‘very small
business,’’ which is defined as an entity
with attributed average annual gross
revenues that do not exceed $40 million
for the preceding three years. In Block
C of the Lower 700 MHz Band (710–716
MHz and 740–746 MHz), which was
licensed on the basis of 734 Cellular
Market Areas, the Commission adopted
a third criterion for determining
eligibility for bidding credits: An
‘‘entrepreneur,’’ which is defined as an
entity that, together with its affiliates
and controlling principals, has average
gross revenues that are not more than $3
million for the preceding three years.
The SBA has approved these small size
standards.
72. An auction of 740 licenses for
Blocks C (710–716 MHz and 740–746
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MHz) and D (716–722 MHz) of the
Lower 700 MHz Band commenced on
August 27, 2002, and closed on
September 18, 2002. Of the 740 licenses
available for auction, 484 licenses were
sold to 102 winning bidders. Seventytwo of the winning bidders claimed
small business, very small business, or
entrepreneur status and won a total of
329 licenses. A second auction
commenced on May 28, 2003, and
closed on June 13, 2003, and included
256 licenses: five EAG licenses and 251
CMA licenses. Seventeen winning
bidders claimed small or very small
business status and won 60 licenses,
and nine winning bidders claimed
entrepreneur status and won 154
licenses.
73. The remaining 62 megahertz of
commercial spectrum is currently
scheduled for auction on January 24,
2008. Bidding credits for all of these
licenses will be available to ‘‘small
businesses’’ and ‘‘very small
businesses.’’
74. Government Transfer Bands. The
Commission adopted small business
size standards for the unpaired 1390–
1392 MHz, 1670–1675 MHz, and the
paired 1392–1395 MHz and 1432–1435
MHz bands. Specifically, with respect to
these bands, the Commission defined an
entity with average annual gross
revenues for the three preceding years
not exceeding $40 million as a ‘‘small
business,’’ and an entity with average
annual gross revenues for the three
preceding years not exceeding $15
million as a ‘‘very small business.’’ SBA
has approved these small business size
standards for the aforementioned bands.
Correspondingly, the Commission
adopted a bidding credit of 15 percent
for ‘‘small businesses’’ and a bidding
credit of 25 percent for ‘‘very small
businesses.’’ This bidding credit
structure was found to have been
consistent with the Commission’s
schedule of bidding credits, which may
be found at § 1.2110(f)(2) of the
Commission’s rules. The Commission
found that these two definitions will
provide a variety of businesses seeking
to provide a variety of services with
opportunities to participate in the
auction of licenses for this spectrum and
will afford such licensees, who may
have varying capital costs, substantial
flexibility for the provision of services.
The Commission noted that it had long
recognized that bidding preferences for
qualifying bidders provide such bidders
with an opportunity to compete
successfully against large, well-financed
entities. The Commission also noted
that it had found that the use of tiered
or graduated small business definitions
is useful in furthering its mandate under
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§ 309(j) to promote opportunities for and
disseminate licenses to a wide variety of
applicants. An auction for one license in
the 1670–1674 MHz band commenced
on April 30, 2003 and closed the same
day. One license was awarded. The
winning bidder was not a small entity.
75. Advanced Wireless Services. The
Commission adopted rules that affect
applicants who wish to provide service
in the 1710–1755 MHz and 2110–2155
MHz bands. The Commission did not
know precisely the type of service that
a licensee in these bands might seek to
provide. Nonetheless, the Commission
anticipated that the services that will be
deployed in these bands may have
capital requirements comparable to
those in the broadband Personal
Communications Service (PCS), and that
the licensees in these bands will be
presented with issues and costs similar
to those presented to broadband PCS
licensees. Further, at the time the
broadband PCS service was established,
it was similarly anticipated that it
would facilitate the introduction of a
new generation of service. Therefore,
the Commission adopts the same small
business size definition that it adopted
for the broadband PCS service and that
the SBA approved. In particular, it
defines a ‘‘small business’’ as an entity
with average annual gross revenues for
the preceding three years not exceeding
$40 million, and a ‘‘very small
business’’ as an entity with average
annual gross revenues for the preceding
three years not exceeding $15 million. It
also provides small businesses with a
bidding credit of 15 percent and very
small businesses with a bidding credit
of 25 percent.
76. Broadband Radio Service and
Educational Broadband Service.
Broadband Radio Service (‘‘BRS’’),
formerly known as Multipoint
Distribution Service (‘‘MDS’’), and
Educational Broadband Service (‘‘EBS’’),
formerly known as Instructional
Television Fixed Service (‘‘ITFS’’), use
frequencies at 2150–2162 and 2500–
2690 MHz to transmit video
programming and provide broadband
services to residential subscribers.
These services, collectively referred to
as ‘‘wireless cable,’’ were originally
designed for the delivery of
multichannel video programming,
similar to that of traditional cable
systems, but over the past several years
licensees have focused their operations
instead on providing two-way highspeed Internet access services. The
Commission estimates that the number
of wireless cable subscribers is
approximately 100,000, as of March
2005. The SBA small business size
standard for the broad census category
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of Cable and Other Program
Distribution, which consists of such
entities generating $13.5 million or less
in annual receipts, appears applicable to
MDS and ITFS. Other standards also
apply, as described.
77. The Commission has defined
small MDS (now BRS) entities in the
context of Commission license auctions.
In the 1996 MDS auction, the
Commission defined a small business as
an entity that had annual average gross
revenues of less than $40 million in the
previous three calendar years. This
definition of a small entity in the
context of MDS auctions has been
approved by the SBA. In the MDS
auction, 67 bidders won 493 licenses. Of
the 67 auction winners, 61 claimed
status as a small business. At this time,
the Commission estimates that of the 61
small business MDS auction winners, 48
remain small business licensees. In
addition to the 48 small businesses that
hold BTA authorizations, there are
approximately 392 incumbent MDS
licensees that have gross revenues that
are not more than $40 million and are
thus considered small entities. MDS
licensees and wireless cable operators
that did not receive their licenses as a
result of the MDS auction fall under the
SBA small business size standard for
Cable and Other Program Distribution.
Information available to us indicates
that there are approximately 850 of
these licensees and operators that do not
generate revenue in excess of $13.5
million annually. Therefore, the
Commission estimates that there are
approximately 850 small entity MDS (or
BRS) providers, as defined by the SBA
and the Commission’s auction rules.
78. Educational institutions are
included in this analysis as small
entities; however, the Commission has
not created a specific small business
size standard for ITFS (now EBS). The
Commission estimates that there are
currently 2,032 EBS licensees, and all
but 100 of the licenses are held by
educational institutions. Thus, it
estimates that at least 1,932 EBS
licensees are small entities.
79. Cellular Licensees. The SBA has
developed a small business size
standard for small businesses in the
category ‘‘Wireless Telecommunications
Carriers (except satellite).’’ Under that
SBA category, a business is small if it
has 1,500 or fewer employees. For the
census category of ‘‘Cellular and Other
Wireless Telecommunications,’’ Census
Bureau data for 2002 show that there
were 1,397 firms in this category that
operated for the entire year. Of this
total, 1,378 firms had employment of
999 or fewer employees, and 19 firms
had employment of 1,000 employees or
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more. Thus, under this category and size
standard, the majority of firms can be
considered small.
80. Broadband Personal
Communications Service. The
broadband Personal Communications
Service (PCS) spectrum is divided into
six frequency blocks designated A
through F, and the Commission has held
auctions for each block. The
Commission has created a small
business size standard for Blocks C and
F as an entity that has average gross
revenues of less than $40 million in the
three previous calendar years. For Block
F, an additional small business size
standard for ‘‘very small business’’ was
added and is defined as an entity that,
together with its affiliates, has average
gross revenues of not more than $15
million for the preceding three calendar
years. These small business size
standards, in the context of broadband
PCS auctions, have been approved by
the SBA. No small businesses within the
SBA-approved small business size
standards bid successfully for licenses
in Blocks A and B. There were 90
winning bidders that qualified as small
entities in the Block C auctions. A total
of 93 ‘‘small’’ and ‘‘very small’’ business
bidders won approximately 40 percent
of the 1,479 licenses for Blocks D, E, and
F. On March 23, 1999, the Commission
reauctioned 155 C, D, E, and F Block
licenses; there were 113 small business
winning bidders. On January 26, 2001,
the Commission completed the auction
of 422 C and F PCS licenses in Auction
35. Of the 35 winning bidders in this
auction, 29 qualified as ‘‘small’’ or ‘‘very
small’’ businesses. Subsequent events
concerning Auction 35, including
judicial and agency determinations,
resulted in a total of 163 C and F Block
licenses being available for grant.
81. Specialized Mobile Radio. The
Commission awards ‘‘small entity’’
bidding credits in auctions for
Specialized Mobile Radio (SMR)
geographic area licenses in the 800 MHz
and 900 MHz bands to firms that had
revenues of no more than $15 million in
each of the three previous calendar
years. The Commission awards ‘‘very
small entity’’ bidding credits to firms
that had revenues of no more than $3
million in each of the three previous
calendar years. The SBA has approved
these small business size standards for
the 900 MHz Service. The Commission
has held auctions for geographic area
licenses in the 800 MHz and 900 MHz
bands. The 900 MHz SMR auction began
on December 5, 1995, and closed on
April 15, 1996. Sixty bidders claiming
that they qualified as small businesses
under the $15 million size standard won
263 geographic area licenses in the 900
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MHz SMR band. The 800 MHz SMR
auction for the upper 200 channels
began on October 28, 1997, and was
completed on December 8, 1997. Ten
bidders claiming that they qualified as
small businesses under the $15 million
size standard won 38 geographic area
licenses for the upper 200 channels in
the 800 MHz SMR band. A second
auction for the 800 MHz band was held
on January 10, 2002 and closed on
January 17, 2002 and included 23 BEA
licenses. One bidder claiming small
business status won five licenses.
82. The auction of the 1,050 800 MHz
SMR geographic area licenses for the
General Category channels began on
August 16, 2000, and was completed on
September 1, 2000. Eleven bidders won
108 geographic area licenses for the
General Category channels in the 800
MHz SMR band qualified as small
businesses under the $15 million size
standard. In an auction completed on
December 5, 2000, a total of 2,800
Economic Area licenses in the lower 80
channels of the 800 MHz SMR service
were sold. Of the 22 winning bidders,
19 claimed ‘‘small business’’ status and
won 129 licenses. Thus, combining all
three auctions, 40 winning bidders for
geographic licenses in the 800 MHz
SMR band claimed status as small
business.
83. In addition, there are numerous
incumbent site-by-site SMR licensees
and licensees with extended
implementation authorizations in the
800 and 900 MHz bands. The
Commission does not know how many
firms provide 800 MHz or 900 MHz
geographic area SMR pursuant to
extended implementation
authorizations, nor how many of these
providers have annual revenues of no
more than $15 million, or have no more
than 1,500 employees. One firm has
over $15 million in revenues. The
Commission assumes, for purposes of
this analysis, that all of the remaining
existing extended implementation
authorizations are held by small
entities, as that small business size
standard is established by the SBA.
84. Rural Radiotelephone Service. The
Commission uses the SBA definition
applicable to Wireless
Telecommunications Carriers (except
satellite), i.e., an entity employing no
more than 1,500 persons. There are
approximately 1,000 licensees in the
Rural Radiotelephone Service, and the
Commission estimates that there are
1,000 or fewer small entity licensees in
the Rural Radiotelephone Service that
may be affected by the rules and
policies adopted herein.
85. Air-Ground Radiotelephone
Service. The Commission uses the SBA
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definition applicable to Wireless
Telecommunications Carriers (except
satellite), i.e., an entity employing no
more than 1,500 persons. There are
approximately 100 licensees in the AirGround Radiotelephone Service, and the
Commission estimates that almost all of
them qualify as small entities under the
SBA definition.
86. Offshore Radiotelephone Service.
This service operates on several ultra
high frequency (UHF) TV broadcast
channels that are not used for TV
broadcasting in the coastal area of the
states bordering the Gulf of Mexico. At
present, there are approximately 55
licensees in this service. The
Commission uses the SBA definition
applicable to Wireless
Telecommunications Carriers (except
satellite), i.e., an entity employing no
more than 1,500 persons. The
Commission is unable at this time to
estimate the number of licensees that
would qualify as small entities under
the SBA definition. The Commission
assumes, for purposes of this analysis,
that all of the 55 licensees are small
entities, as that term is defined by the
SBA.
87. Mobile Satellite Service Carriers.
Neither the Commission nor the U.S.
Small Business Administration has
developed a small business size
standard specifically for mobile satellite
service licensees. The appropriate size
standard is therefore the SBA standard
for Satellite Telecommunications,
which provides that such entities are
small if they have $13.5 million or less
in annual revenues. Currently, the
Commission’s records show that there
are 31 entities authorized to provide
voice and data MSS in the United
States. The Commission does not have
sufficient information to determine
which, if any, of these parties are small
entities. The Commission notes that
small businesses are not likely to have
the financial ability to become MSS
system operators because of high
implementation costs, including
construction of satellite space stations
and rocket launch, associated with
satellite systems and services. Still, the
Commission requests comment on the
number and identity of small entities
that would be significantly impacted by
the proposed rule changes.
88. Wireless Communications
Equipment Manufacturers. The SBA has
established a small business size
standard for wireless communications
equipment manufacturers. Under the
standard, firms are considered small if
they have 750 or fewer employees.
Census Bureau data for 1997 indicates
that, for that year, there were a total of
1,215 establishments in this category. Of
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those, there were 1,150 that had
employment under 500, and an
additional 37 that had employment of
500 to 999. The Commission estimates
that the majority of wireless
communications equipment
manufacturers are small businesses.
89. Radio, Television, and Other
Electronics Stores. This U.S. industry
comprises: (1) establishments known as
consumer electronics stores primarily
engaged in retailing a general line of
new consumer-type electronic products;
(2) establishments specializing in
retailing a single line of consumer-type
electronic products (except computers);
or (3) establishments primarily engaged
in retailing these new electronic
products in combination with repair
services. The SBA has developed a
small business size standard for this
category of retail store; that size
standard is $7.5 million or less in
annual revenues. According to Census
Bureau data for 1997, there were 8,328
firms in this category that operated for
the entire year. Of these, 8,088 firms had
annual sales of under $5 million, and an
additional 132 had annual sales of $5
million to $9,999,999. Therefore, the
majority of these businesses may be
considered to be small.
90. Internet Service Providers. In the
NPRM, the Commission seeks comment
on whether to extend hearing aid
compatibility requirements to entities
offering access to VoIP applications over
WiFi and other wireless technologies
that may fall outside the definition of
CMRS and/or the criteria in § 20.19(a),
such as those operating on networks
that do not employ ‘‘an in-network
switching facility that enables the
provider to reuse frequencies and
accomplish seamless hand-offs.’’ Such
applications may be provided, for
example, by Internet Service Providers
(ISPs). ISPs are Internet Publishing and
Broadcasting and Web Search Portals
that provide clients access to the
Internet and generally provide related
services such as web hosting, web page
designing, and hardware or software
consulting related to Internet
connectivity. To gauge small business
prevalence for these Internet Publishing
and Broadcasting and Web Search
Portals, the Commission must, however,
use current census data that are based
on the previous category of Internet
Service Providers and its associated size
standard. That standard was: all such
firms having $23.5 million or less in
annual receipts. Accordingly, to use
data available to it under the old
standard and Census Bureau data for
2002, there were 2,529 firms in this
category that operated for the entire
year. Of these, 2,437 firms had annual
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65507
receipts of under $10 million, and an
additional 47 firms had receipts of
between $10 million and $24,999,999.
Consequently, the Commission
estimates that the majority of these firms
are small entities that may be affected
by this action.
91. All Other Information Services.
This industry comprises establishments
primarily engaged in providing other
information services (except new
syndicates and libraries and archives).
VoIP services over wireless technologies
could be provided by entities that
provide other services such as email,
online gaming, web browsing, video
conferencing, instant messaging, and
other, similar IP-enabled services. The
SBA has developed a small business
size standard for this category; that size
standard is $6.5 million or less in
average annual receipts. According to
Census Bureau data for 1997, there were
195 firms in this category that operated
for the entire year. Of these, 172 had
annual receipts of under $5 million, and
an additional nine firms had receipts of
between $5 million and $9,999,999.
Consequently, the Commission
estimates that the majority of these firms
are small entities that may be affected
by this action.
92. Part 15 Device Manufacturers.
Manufacturers of unlicensed wireless
devices may also become subject to
requirements in this proceeding for their
devices used to provide VoIP
applications. The Commission has not
developed a definition of small entities
applicable to unlicensed
communications devices manufacturers.
Therefore, the Commission will utilize
the SBA definition applicable to Radio
and Television Broadcasting and
Wireless Communications Equipment
Manufacturing. The Census Bureau
defines this category as follows: This
industry comprises establishments
primarily engaged in manufacturing
radio and television broadcast and
wireless communications equipment.
Examples of products made by these
establishments are: transmitting and
receiving antennas, cable television
equipment, GPS equipment, pagers,
cellular phones, mobile
communications equipment, and radio
and television studio and broadcasting
equipment. The SBA has developed a
small business size standard for Radio
and Television Broadcasting and
Wireless Communications Equipment
Manufacturing, which is: all such firms
having 750 or fewer employees.
According to Census Bureau data for
2002, there were a total of 1,041
establishments in this category that
operated for the entire year. Of this
total, 1,010 had employment of under
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500, and an additional 13 had
employment of 500 to 999.1 Thus, under
this size standard, the majority of firms
can be considered small.
D. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
93. The Commission tentatively
concludes that it will adopt several
reporting, recordkeeping, and other
compliance requirements which could
affect small entities. For example,
manufacturers and service providers
have filed regular reports with the
Commission since 2003 detailing their
hearing aid compatibility efforts. In
order to address shortcomings that have
been observed in the existing reports
and to render future reports as
transparent and useful as possible for
consumers, industry, and Commission
staff responsible for helping to ensure
that the Commission’s hearing aid
compatibility requirements are fully
implemented, the Commission
tentatively concludes to adopt new
content requirements, as recommended
in the Staff Report and proposed in the
Joint Consensus Plan.
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E. Steps Taken To Minimize Significant
Economic Impact on Small Entities, and
Significant Alternatives Considered
94. The RFA requires an agency to
describe any significant, specifically
small business alternatives that it has
considered in reaching its proposed
approach, which may include the
following four alternatives (among
others): (1) The establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance or reporting requirements
under the rule for small entities; (3) the
use of performance, rather than design,
standards; and (4) and exemption from
coverage of the rule, or any part thereof,
for small entities.
95. The Commission seeks comment
generally on the effect the rule changes
considered in this NPRM would have on
small entities, on whether alternative
rules should be adopted for small
entities in particular, and on what effect
such alternative rules would have on
those entities. The Commission invites
comment on ways in which it can
achieve its goals while minimizing the
burden on small wireless service
providers, equipment manufacturers,
and other entities.
1 Id. An additional 18 establishments had
employment of 1,000 or more.
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96. For example, the Commission
specifically considers handset
deployment benchmark alternatives for
small businesses. In this regard, the
Commission requests comment
regarding the appropriate benchmarks
and deadlines for Tier II and Tier III
carriers, resellers, mobile virtual
network operators (MVNOs), and other
categories of smaller service providers.
The Commission notes that in the past
numerous Tier II and Tier III carriers
have requested, and many have been
granted, extension of compatible
handset deployment deadlines because
they were unable timely to obtain
compliant handsets in sufficient
quantities from manufacturers. The
Commission states that Tier II and Tier
III carriers may have more difficulty
than Tier I carriers in obtaining
handsets due to market realities.
Accordingly, the Commission seeks
comment on the alternative of whether
the handset deployment benchmarks
proposed for Tier I carriers are
appropriate for smaller carriers, and on
whether the deadlines for those entities
in particular should be later than those
applicable to manufacturers. To
consider the economic impact on small
entities, the Commission asks
commenters to address whether there is
anything inherent in the characteristics
of smaller service providers that would
prevent them from meeting either the
RF interference or inductive couplingcapable handset numbers and
percentages set out for Tier I carriers.
The Commission asks commenters to
discuss with specificity any alternative
requirements or schedules that they
propose for these types of service
providers, and the reasons for those
alternatives.
97. The NPRM also considers the
alternative of delayed reporting
obligations for non-Tier I carriers, which
includes small entities. The NPRM seeks
comment on the appropriate reporting
timelines for Tier II and III carriers,
including the alternative of delaying
their next reports for a period of 18
months to two years from their reports
that will be submitted in November
2007, versus the alternative of whether
they should instead be held to the same
schedule as Tier I carriers in order to
provide a steady source of information
to consumers and to the Commission. In
this context, the Commission considers
the extent of the burdens to Tier II and
III carriers that would be avoided by
postponing their first reports as
proposed under the Joint Consensus
Plan. For example, given that Tier II and
III carriers have already been filing
reports regularly, the Commission seeks
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comment on the extent of any
inconvenience or costs that would be
avoided by postponing their first reports
as proposed under the Joint Consensus
Plan, balanced against the extent of
information that would be lost by
introducing a gap of 18 months or more
in their reporting. Finally, the NPRM
asks commenters to address whether the
delayed reporting deadline alternative
for Tier II and III carriers should depend
on what deployment deadlines are
adopted.
F. Federal Rules That May Duplicate,
Overlap, or Conflict With the Proposed
Rules
98. None.
V. Ordering Clauses
99. It is ordered that, pursuant to the
authority of sections 4(i), 303(r), and
710 of the Communications Act of 1934,
as amended, 47 U.S.C. 154(i), 303(r),
and 610, this NPRM is hereby adopted.
100. It is further ordered that pursuant
to applicable procedures set forth in
§§ 1.415 and 1.419 of the Commission’s
Rules, 47 CFR 1.415, 1.419, interested
parties may file comments on the NPRM
on or before December 21, 2007 and
reply comments on or before January 7,
2008.
101. It is further ordered that the
petition of American National Standards
Institute Accredited Standards
Committee C63 (EMC) ANSI ASC C63TM
is granted to the extent set forth herein.
102. It is further ordered that the
Commission’s Consumer Information
Bureau, Reference Information Center,
shall send a copy of the NPRM,
including the IRFA, to the Chief
Counsel for Advocacy of the Small
Business Administration.
Federal Communications Commission.
Ruth A. Dancey,
Associate Secretary.
[FR Doc. E7–22657 Filed 11–20–07; 8:45 am]
BILLING CODE 6712–01–P
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[Federal Register Volume 72, Number 224 (Wednesday, November 21, 2007)]
[Proposed Rules]
[Pages 65494-65508]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-22657]
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FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 2, 20, 68
[WT Docket No. 07-250; FCC 07-192]
Amendment of the Commission's Rules Governing Hearing Aid-
Compatible Mobile Handsets, Petition of American National Standards
Institute Accredited Standards Committee C63 (EMC) ANSI ASC
C63TM
AGENCY: Federal Communications Commission.
ACTION: Proposed rule.
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[[Page 65495]]
SUMMARY: Consistent with recommendations from Commission staff in a
report (Staff Report), the Federal Communications Commission
(Commission) seeks comment on various possible revisions to its hearing
aid compatibility policies and requirements pertaining to wireless
services, including several tentative conclusions to modify Sec. 20.19
and other requirements along the framework proposed in a consensus plan
(Joint Consensus Plan) recently developed jointly by industry and
representatives for the deaf and hard of hearing community. In light of
the current marketplace and in anticipation of future developments in
wireless offerings, the Commission takes steps to ensure that hearing
aid users will continue to benefit from the convenience and features
offered by the newest wireless communications systems being provided to
American consumers. To the extent people who use hearing aids have
difficulty finding a wireless mobile telephone that functions
effectively with those devices because of interference or compatibility
problems, the Commission states that a continued expansion in the
number and availability of hearing aid-compatible wireless telephones
is warranted.
DATES: Comments due on or before December 21, 2007. Reply comments are
due on or before January 7, 2008.
ADDRESSES: You may submit comments, identified by WT Docket No. 07-250,
by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Federal Communications Commission's Web Site: https://
www.fcc.gov/cgb/ecfs/. Follow the instructions for submitting comments.
E-mail: ecfs@fcc.gov, and include the following words in
the body of the message, ``get form.'' A sample form and directions
will be sent in response.
Mail: Federal Communications Commission, 445 12th Street,
SW., Washington, DC 20554.
Hand Delivery/Courier: 236 Massachusetts Avenue, NE.,
Suite 110, Washington, DC 20002.
Accessible Formats: Contact the FCC to request reasonable
accommodations (accessible format documents, sign language
interpreters, CART, etc.) for filing comments either by e-mail:
FCC504@fcc.gov or phone: 202-418-0530 or TTY: 202-418-0432.
Instructions: All submissions received must include the agency name
and docket number for this rulemaking. All comments received will be
posted without change to https://www.fcc.gov/cgb/ecfs including any
personal information provided.
FOR FURTHER INFORMATION CONTACT: Michael Rowan, Spectrum & Competition
Policy Division, Wireless Telecommunications Bureau, Federal
Communications Commission, 445 12th Street, SW., Portals I, Room 6603,
Washington, DC 20554; or Thomas McCudden, Spectrum & Competition Policy
Division, Wireless Telecommunications Bureau, Federal Communications
Commission, 445 12th Street, SW., Portals I, Room 6118, Washington, DC
20554.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice
of Proposed Rulemaking (NPRM) in WT Docket No. 07-250 released November
7, 2007. The complete text of the NPRM is available for public
inspection and copying from 8 a.m. to 4:30 p.m. Monday through Thursday
or from 8 a.m. to 11:30 a.m. on Friday at the FCC Reference Information
Center, Portals II, 445 12th Street, SW., Room CY-A257, Washington, DC
20554. [The NPRM may also be purchased from the Commission's
duplicating contractor, Best Copy and Printing, Inc. (BCPI), Portals
II, 445 12th Street, SW., Room CY-B402, Washington, DC 20554, telephone
202-488-5300, facsimile 202-488-5563, or you may contact BCPI at its
Web site: https://www.BCPIWEB.com. When ordering documents from BCPI
please provide the appropriate FCC document number, FCC 07-250. The
NPRM is also available on the Internet at the Commission's Web site
through its Electronic Document Management System (EDOCS): https://
hraunfoss.fcc.gov/edocs_public/SilverStream/Pages/edocs.html.
Initial Paperwork Reduction Act of 1995 Analysis: This document
contains proposed information collection requirements. The Commission,
as part of its continuing effort to reduce paperwork burdens, invites
the general public and the Office of Management and Budget (OMB) to
comment on the information collection requirements contained in this
document, as required by the Paperwork Reduction Act (PRA) of 1995,
Pub. L. 104-13. Public and agency comments are due on or before January
22, 2008. Comments should address: (a) Whether the proposed collection
of information is necessary for the proper performance of the functions
of the Commission, including whether the information shall have
practical utility; (b) the accuracy of the Commission's burden
estimates; (c) ways to enhance the quality, utility, and clarity of the
information collected; and (d) ways to minimize the burden of the
collection of information on the respondents, including the use of
automated collection techniques or other forms of information
technology. In addition, pursuant to the Small Business Paperwork
Relief Act of 2002, Pub. L. 107-198 (see 44 U.S.C. 3506(c)(4)), the
Commission seeks specific comment on how it might ``further reduce the
information collection burden for small business concerns with fewer
than 25 employees.'' The Commission notes, however, that Sec. 213 of
the Consolidated Appropriations Act 2000, Pub. L. 106-113, provides
that rules governing frequencies in the 746-806 MHz Band become
effective immediately upon publication in the Federal Register without
regard to certain sections of the Paperwork Reduction Act. The
Commission is therefore not inviting comment on any information
collections that concern frequencies in the 746-806 MHz Band.
To view a copy of this information collection request (ICR)
submitted to OMB: (1) Go to the web page https://www.reginfo.gov/public/
do/PRAMain, (2) look for the section of the web page called ``Currently
Under Review,'' (3) click on the downward-pointing arrow in the
``Select Agency'' box below the ``Currently Under Review'' heading, (4)
select ``Federal Communications Commission'' from the list of agencies
presented in the ``Select Agency'' box, (5) click the ``Submit'' button
to the right of the ``Select Agency'' box, (6) when the list of FCC
ICRs currently under review appears, look for the title of this ICR (or
its OMB control number, if there is one) and then click on the ICR
Reference Number to view detailed information about this ICR.''
For additional information or copies of the information
collection(s), contact Cathy Williams at (202) 418-2918.
Please send your PRA comments to Nicholas A. Fraser, Office of
Management and Budget, via Internet at Nicholas--A.--Fraser@omb.eop.gov
or via fax at (202) 395-5167 and to Cathy Williams, Federal
Communications Commission, Room 1-C823, 445 12th Street, SW.,
Washington, DC or via Internet at Cathy.Williams@fcc.gov.
The proposed information collection requirements that the
Commission seeks public comment on are as follows:
OMB Control No.: 3060-0999.
Title: Section 20.19, Hearing Aid Compatible Mobile Handsets
(Hearing Aid Compatibility Act).
Form Number: Not applicable.
Type of Review: Revision of a currently approved collection.
Respondents: Business or other for-profit.
[[Page 65496]]
Estimated Number of Respondents: 925.
Estimated Time per Response: 3 hours--160 hours.
Frequency of Response: Annual reporting requirement; Third party
requirement.
Estimated Total Annual Burden: 6,975 hours.
Estimated Total Annual Costs: None.
Nature of Response: Mandatory.
Nature and Extent of Confidentiality: There is no need for
confidentiality with this information collection.
Privacy Act Impact Assessment: No impact(s).
Needs and Usage: On November 7, 2007, the Commission released WT
Docket No. 07-250; FCC 07-192. Commission rules require digital
wireless phone manufacturers and service providers to make available a
certain number of digital wireless phones that meet specific
performance levels set forth in an established technical standard. The
phones must be made available according to an implementation schedule
specified in Commission rules. To monitor the progress of
implementation, it is proposed that digital phone manufacturers and
service providers submit reports annually from 2008 through 2012. These
parties currently submit reports to the Commission; however, the
Commission is proposing to revise the reporting criteria for these
parties.
The Commission proposes to require that manufactures include in
their reports to the Commission the following information: digital
wireless phones tested; Compliant phone models using the FCC ID number
and ratings according to C63.19; status of product labeling; outreach
efforts; total numbers of compliant phone models offered as of the time
of the report; and information pertaining to product refresh. The
Commission is proposing that service providers include in their reports
the following information: compliant phone models using the FCC ID
number and ratings according to C63.19; status of product labeling;
outreach efforts; information related to the retail availability of
compliant phones; total numbers of compliant and non-compliant phone
models offered as of the time of the report; and the ``tiers'' into
which the compliant phones fall.
In addition to these criteria, the Commission proposes to require
both manufacturers and service providers to provide the model number
and FCC ID directly associated with each model that they are reporting
as compatible, together with the ``M'' and ``T'' rating that each such
model has been certified as achieving under the ANSI C63.19 standard.
The Commission further proposes to require that these reports include
the air interface(s) and frequency band(s) over which each compatible
model operates.
The Commission is seeking OMB approval for the revised proposed
reporting criteria, if adopted by the Commission, the reports will be
submitted annually by digital phone manufacturers and services provider
through 2012.
I. Introduction
1. In this NPRM, the Commission takes steps to ensure that hearing
aid users will continue to benefit from the convenience and features
offered by the newest wireless communications systems being provided to
American consumers. The actions proposed by the Commission are designed
to take account of an evolving marketplace of new technologies and
services. The proposals set forth in this NPRM draw upon
recommendations proposed in the Staff Report. Several of these
proposals, in turn, are based on an interconnected set of rule changes
set forth in the Joint Consensus Plan recently developed jointly by
industry and representatives for the deaf and hard of hearing
community. The specifics of the Joint Consensus Plan, along with a
proposed model rule, are contained in the Supplemental Comments of the
Alliance for Telecommunications Industry Solutions (ATIS). ATIS states
that its working group developed this comprehensive plan reflecting the
joint input of the wireless industry and consumers with hearing loss.
In a separate petition, American National Standards Institute (ANSI)
supports the adoption of an updated technical standard as proposed in
the Joint Consensus Plan, and it states that the new standard includes
further improvements that reflect changes in technology, and
efficiencies and improvements in testing procedures.
II. Discussion
2. In the NPRM, the Commission seeks comment on recommendations in
the Staff Report and on the various proposals set forth in the Joint
Consensus Plan. The Commission makes a number of tentative conclusions
based on the broad consensus established by those participating in the
development of the Joint Consensus Plan. In the context of several of
these tentative conclusions, the Commission requests comment regarding
the appropriate deployment regime for Tier II/III carriers and other
service providers that are not Tier I carriers, which generally were
not included within the Joint Consensus Plan's framework. The
Commission requests that manufacturers and service providers be as
specific as possible regarding the impact of these proposals on their
operations, and that any alternative proposals be supported by evidence
as to their feasibility and effectiveness. Affected consumers,
including those with hearing difficulties, should support any new
proposals with explanations of not only the benefits but also the costs
to service providers, manufacturers, or other consumers, and why such
costs are outweighed by the benefits. The Joint Consensus Plan contains
many interrelated provisions, and the Commission notes the emphasis
that its proponents place on adopting the plan as a whole in order to
maintain the balance achieved during negotiations by its various member
participants.
3. Requirements and Deadlines for Hearing Aid-Compatible Handset
Deployment.
4. The Commission seeks comment on a set of new requirements for
manufacturers and certain carriers as they deploy hearing aid-
compatible handsets in the years to come. The first proposal in the
Joint Consensus Plan is to modify several deployment deadlines as set
forth in Sec. 20.19 of the Commission's rules, 47 CFR 20.19, including
the requirement that manufacturers and wireless service providers
ensure that, by February 18, 2008, at least 50 percent of their handset
models over each air interface offered meet an M3 or better rating for
RF interference reduction, as specified in ANSI Standard C63.19, as
well as the requirements for deployment of handsets that meet a T3
rating for inductive coupling capability under the same standard. In
this context, the plan also proposes new ``product refresh'' and
``multiple tier'' requirements in order to ensure people with hearing
loss have access to new, advanced devices.
5. Deployment Benchmarks and Deadlines. The Commission seeks
comment on tentative conclusions to adopt new hearing aid-compatible
handset deployment benchmarks for manufacturers and service providers
between 2008 and 2011, consistent with those recommended in the Staff
Report and proposed as part of the Joint Consensus Plan. These include
proposals (1) to modify requirements currently in effect for February
18, 2008, and establish future requirements to provide handsets that
incorporate reduced RF interference in recognition of technology and
market obstacles currently faced by manufacturers and
[[Page 65497]]
service providers, and (2) to provide more options to consumers with
severe hearing loss by imposing additional requirements on both service
providers and manufacturers to make handsets available that are
compatible with hearing aids operating in the telecoil mode. In
addition to seeking comment on the recommendations and proposals in the
Joint Consensus Plan, the Commission asks commenters to address
specifically questions raised in the Staff Report, including those
concerning appropriate benchmarks and deadlines to apply to service
providers other than Tier I carriers, and those concerning whether
staggering of deadlines between manufacturers and service providers is
appropriate.
6. M3- and T3-Rated Benchmarks/Deadlines. Section 20.19(c) and (d)
of the Commission's rules contains the current deadlines for deployment
of public mobile radio service handset models that meet both the M3 (or
higher) and T3 (or higher) ratings for compatibility with hearing aids.
The Commission seeks comment on modifying these provisions consistent
with the proposals in the Joint Consensus Plan, both by adopting
reduced and alternative benchmarks for deploying handsets compatible
with hearing aids operating in acoustic coupling (also known as
microphone) mode and by increasing future benchmarks for compatibility
with hearing aids operating in inductive coupling (also known as
telecoil) mode.
7. With respect to acoustic coupling compatibility, in recognition
of marketplace and technical realities, the Commission seeks comment on
a tentative conclusion to adopt a lower threshold for equipment
manufacturers to deploy M3-rated (or higher) handsets. In place of the
current requirement that 50 percent of handset models per air interface
meet hearing aid compatibility standards by February 18, 2008, the
Commission proposes that manufacturers be obligated, for each air
interface for which they offer handsets, to meet the requirement, as
proposed in the Joint Consensus Plan, of 33% of manufacturers' non-de
minimis portfolio models offered to service providers in the United
States. Thus, for example, if a manufacturer produces a total of 12
models capable of operating over the GSM air interface (regardless of
whether these are single-mode or multi-mode models), at least four of
those models would have to meet an M3 or higher rating. Moreover, a
multi-mode handset could not be counted as compatible over any air
interface unless it is compatible in all air interfaces over which it
operates.
8. The Commission notes that technological issues make it difficult
to produce a wide variety of Global System for Mobile Communications
(GSM) handsets that both meet the M3 standard for reduced RF
interference for acoustic coupling and include certain popular
features, and the Commission seeks to promulgate rules that are as
technology-impartial as possible. The Commission tentatively concludes
that, in context with the other proposals in the Joint Consensus Plan,
these reduced thresholds strike an appropriate balance between
maintaining technological neutrality and ensuring availability of
hearing aid-compatible handsets to affected consumers. The Commission
asks whether differences, in terms of the nature of the signals emitted
and burdens of the formulae used to calculate compliance ratings under
the ANSI technical standard, support its tentative conclusion and
justify this lower benchmark. The Commission asks whether either the
GSM or Code Division Multiple Access (CDMA) air interface have an
advantage over the other in terms of rule compliance. The Commission
asks whether any impacts to hard of hearing consumers due to the
production of fewer numbers of compatible handset models would be
offset by the requirement that manufacturers regularly include new
compatible models in their product lines.
9. For Tier I (nationwide) carriers, the Commission seeks comment
on a tentative conclusion to adopt an alternative schedule to the 50
percent M3-rated (or higher) February 18, 2008 deployment deadline.
These carriers would have the choice of complying with either the
current rule or a new schedule based on total numbers of compliant
handset models. This schedule would create obligations for service
providers to provide an increasing number of handset models per air
interface over which they offer service by future dates as follows:
February 18, 2008: eight M3-rated (or higher) handset models; February
18, 2009: nine M3-rated (or higher) handset models; February 18, 2010:
ten M3-rated (or higher) handset models. The Commission seeks comment
on its tentative conclusion to modify the rule as proposed.
10. Along with these proposals to modify the deployment
requirements regarding reduced RF interference for acoustic coupling
compatibility, the Commission also seeks comment on a tentative
conclusion to increase the benchmarks for manufacturers' and Tier I
carriers' deployment of handsets meeting a T3 (or higher) rating for
inductive coupling capability. Because customers' options for handsets
that enable inductive coupling with telecoils have been more limited
than for acoustic coupling compatibility, additional requirements of
this nature could benefit some of the most disadvantaged wireless users
in the deaf and hard of hearing community, who are more likely to rely
on telecoil-equipped hearing aids. Under its proposed rule changes, the
Commission would now require manufacturers to meet the greater of two
measures for each air interface for which they offer handsets in 2009
through 2011, as follows: a minimum of two T3-rated (or higher) models
for each air interface for which the manufacturer offers four or more
handset models to service providers; or at least 20%/25%/33% of models
that the manufacturer offers over each air interface rated T3 (or
higher) by February 18, 2009/2010/2011 respectively. As proposed, these
percentage calculations would be rounded down to the nearest whole
number in determining the minimum number of handsets to be produced. In
addition, the Commission notes that each non-de minimis manufacturer
would still be required to produce at least two or more T3-rated (or
higher) handsets per air interface for which it offers handsets.
11. Service providers are currently not required to deploy
additional T3-rated (or higher) handset models once they have met the
September 18, 2006 deadline for offering two compliant handset models
per air interface. Under its proposed rule changes, the Commission
would now require Tier I carriers to meet the lesser of the following
requirements for each air interface over which they offer service: (1)
February 18, 2008: 33% of digital wireless handset models are T3-rated
(or higher); or (2) a schedule as follows: February 18, 2008: three T3-
rated (or higher) handsets; February 18, 2009: five T3-rated (or
higher) handsets; February 18, 2010: seven T3-rated (or higher)
handsets; and February 18, 2011: Ten T3-rated (or higher) handsets. The
Commission tentatively concludes that these increased requirements for
deployment of T3-rated (or higher) handsets are necessary and
appropriate for both manufacturers and Tier I carriers. The Commission
seeks comment on its tentative conclusion. The Commission also seeks
comment on any additional deadlines or deployment milestones that may
be appropriate to adopt at this time, such as any future M4 or T4
handset compliance requirements.
[[Page 65498]]
12. Service Providers Other than Tier I Carriers. As explained in
the Staff Report, the Joint Consensus Plan is silent with respect to
service providers that are not Tier I carriers. Accordingly, the
Commission seeks comment generally on the appropriate deployment regime
for these wireless service providers. As a general matter, in order to
make the benefits of compatible handsets available to all consumers who
need them, all service providers should be expected to meet the same
benchmarks unless they cannot reasonably do so. At the same time, the
Commission notes that in the past numerous Tier II and Tier III
carriers have requested, and many have been granted, extension of
compatible handset deployment deadlines because they were unable timely
to obtain compliant handsets in sufficient quantities from
manufacturers. The Commission therefore asks commenters to address
whether there is anything inherent in the characteristics of Tier II
and Tier III carriers, resellers, and mobile virtual network operators
(MVNOs), or other categories of smaller service providers, that would
prevent them from meeting either the RF interference reduction or
inductive coupling-capable handset numbers and percentages set out for
Tier I carriers.
13. Staggered Deadlines for Deployment. The Commission also
specifically seeks comment on whether, with respect to offering
compliant handsets, the Commission should require different, staggered
deployment deadlines for manufacturers and service providers, such as
whether manufacturers should be required to offer compliant handsets at
some time prior to all service providers, or to some subset of smaller
providers. The Commission notes that many Tier II and Tier III carriers
have requested waivers of hearing aid compatibility deadlines,
complaining among other things that manufacturers have not made
compliant handsets available sufficiently in advance of the deadline so
that these service providers could, in turn, make them available to
consumers. Instituting a short interval between the manufacturers' and
some or all service providers' deadlines might be appropriate to
address the circumstances that have engendered these waiver requests.
Because of market realities, Tier II and Tier III carriers may have
more difficulty than Tier I carriers in obtaining handsets. The
Commission notes that the Joint Consensus Plan does not request any
staggered deadlines for Tier I carriers. The Commission asks commenters
to address specifically whether staggering of deadlines is appropriate
in the context of its proposed future hearing aid compatibility
requirements, and if so, for how long and for what subset of service
providers.
14. New Requirements for Handset Deployment. The Commission
proposes, in accord with the Staff Report and the Joint Consensus Plan,
additional specific measures to ensure that such a range of compatible
handset models will be available so that consumers will have access to
hearing aid-compatible handsets with the newest features, as well as
more economical models.
15. The Commission tentatively concludes that its rules should
require equipment manufacturers to meet a ``product refresh''
requirement, as recommended in the Staff Report and described in the
Joint Consensus Plan. This proposal would mandate that manufacturers
meet RF interference reduction thresholds for acoustic coupling
compatibility in some of their new models each year, enough so that,
for manufacturers offering four or more handsets using a given air
interface, half of the minimum required number of M3-rated or higher
handset models would be new models introduced during the calendar year.
To make this calculation, the number of new compliant models to be
produced would be 50 percent of the total required number of compliant
models, rounded up to the nearest whole number. For manufacturers that
produce three total M3-rated models per air interface, at least one new
M3-rated (or higher) model shall be introduced every other calendar
year. If a manufacturer is not introducing a new model in a calendar
year, then under the proposed rule it would not be required to refresh
its list of compliant handsets.
16. Notwithstanding its tentative conclusion, the Commission seeks
comment on whether this requirement should be modified in any way. For
example, it asks whether there are any modifications that would better
promote hard of hearing individuals' access to new handset models
without causing undue costs to other parties. The Commission also asks
whether the proposed ``product refresh'' requirement would sufficiently
ensure that, over time, compatible phones become available across all
frequency bands as standards are promulgated and equipment is rolled
out. The Commission also solicits comment on whether there are any
possible less burdensome or intrusive approaches or incentives that
would enable the deaf and hard of hearing community to select fresh
models on a regular basis. For any proposal, the Commission asks
commenters to address the disadvantages of deviating from the standard
proposed under the Joint Consensus Plan. Finally, the Commission seeks
comment on any implementation issues, such as reporting requirements
that may be necessary with regard to these obligations, and any
enforcement issues.
17. In addition to a ``product refresh'' rule for manufacturers,
the Commission tentatively concludes that its hearing aid compatibility
rules should require Tier I carriers to offer to consumers hearing aid-
compatible handsets with different levels of functionality. As
described in the Staff Report, a proposed requirement set forth in the
Joint Consensus Plan would obligate Tier I carriers to offer handset
models from ``multiple tiers,'' and include a concomitant requirement
that these providers' reports include information on the carriers'
implementation of tiering. In the context of the language in the Joint
Consensus Plan stating carriers will self-define their tiers, the
Commission interprets the term ``tiers'' to refer to levels of
functionality. The Commission further intends functionality to include
the extent to which a handset model has the capability to operate over
multiple frequency bands for which hearing aid compatibility standards
have been established. The Commission seeks comment on a tentative
conclusion to require Tier I carriers to provide access to handsets
with different levels of functionality. If commenters support this
tentative conclusion, the Commission asks them to specifically address
how such an obligation might be effectively implemented and enforced in
its rules.
18. 2007 ANSI C63.19 Technical Standard.
19. The Commission seeks comment on changing the current hearing
aid compatibility technical standard codified in Sec. 20.19(b) of the
Commission's rules, 47 CFR 20.19(b). It seeks comment on a tentative
conclusion to change the current practice permitting use of multiple
versions of ANSI C63.19 and, instead, codify a single 2007 version of
the testing standard. ANSI C63.19-2007, an updated version of the
technical standard for determining hearing aid compatibility, has been
recently approved by the Accredited Standards Committee on
Electromagnetic Compatibility, C63\TM\ and adopted by ANSI. Under the
Commission's proposal, this new 2007 standard would replace the 2001,
2005 draft, and 2006 versions of the technical standard. The
[[Page 65499]]
Commission explains that it would retain the current practice of
permitting the Chief of Wireless Telecommunications Bureau (WTB), in
coordination with the Chief of Office of Engineering & Technology
(OET), on delegated authority, to approve use of future versions of the
standard, including multiple alternative versions, to the extent that
the changes do not raise major compliance issues.
20. ANSI filed a petition this year requesting that the Commission
adopt this 2007 revision of the ANSI C63.19 technical standard as the
permanent standard. ANSI states in its petition that further
improvements have been made to the technical standard to reflect
changes in technology, and efficiencies and improvements in testing
procedures. Because the standard that has been adopted by ANSI is
stricter in some respects than prior versions, and is the result of
broad participation from diverse groups, the Commission proposes that
the standard be codified in its rules in order to better promote the
development of hearing aid-compatible handsets that hearing-impaired
consumers can readily use. Commenters should address whether they
support such a rule change, and if not, identify an acceptable
alternative to its tentative conclusion.
21. The Commission also seeks comment on a tentative conclusion to
phase in the 2007 standard. Under this proposal, the Commission would
permit both the 2006 and 2007 versions of the standard to be used for
new RF interference and inductive coupling hearing aid compatibility
certifications through 2009. A newly-certified handset would therefore
have to meet, at minimum, an M3 or T3 rating as set forth in either the
2006 or 2007 revision of the ANSI C63.19 standard to be considered
compatible, while grants of equipment authorization previously issued
under other versions of the standard would remain valid for hearing aid
compatibility purposes. Then, beginning on January 1, 2010, the
Commission would only permit use of the 2007 version of the standard
for obtaining new grants of equipment authorization, while continuing
to recognize the validity of existing grants under previous versions of
the standard. The Commission seeks comment on whether this two step
phase-in period appropriately balances the interests in bringing state-
of-the-art compatible handsets to hard of hearing consumers and in
avoiding unreasonable burdens on manufacturers and service providers.
It also asks commenters to consider whether there are alternative
implementations of the 2007 standard that would better serve these
goals.
22. Reporting Obligations, Public Information, and Outreach.
23. The Commission seeks comment on proposed requirements relating
to manufacturers' and service providers' filing of hearing aid
compatibility reports with the Commission, as well as other public
information and outreach measures.
24. Reporting. The Commission tentatively concludes not only to
continue requiring service providers and manufacturers to report
regularly on the availability of hearing aid-compatible products, but
to enhance and improve the content of the reports that are filed. As
reported in the Staff Report, there is evidence in the record that some
of the information in the existing compliance reports may not be as
complete or as helpful as possible for consumers, wireless service
providers, or the Commission. Furthermore, staff encountered
difficulties when verifying the ratings for certain handset models
identified in compliance reports, because many of the compliance
reports referenced the handset manufacturer and model number but did
not include the associated FCC ID. In order to address these
shortcomings, the Joint Consensus Plan includes proposed requirements
that will render the reports more helpful to consumers and others by
providing them with better information concerning the commercial
availability of compliant handsets. Specifically, the Joint Consensus
Plan recommends that reports include:
25. Manufacturers: digital wireless phones tested; compliant phone
models using the FCC ID number and ratings according to C63.19; status
of product labeling; outreach efforts; total numbers of compliant phone
models offered as of the time of the report; and information pertaining
to product refresh.
26. Service providers: compliant phone models using the FCC ID
number and ratings according to C63.19; status of product labeling;
outreach efforts; information related to the retail availability of
compliant phones; total numbers of compliant and non-compliant phone
models offered as of the time of the report; and the ``tiers'' into
which the compliant phones fall.
27. The Commission proposes to adopt these reporting criteria and
asks commenters to address whether they capture the appropriate
information and level of detail. In particular, to clarify the
information collection recommended in the Joint Consensus Plan, the
Commission proposes to require both manufacturers and service providers
to provide the model number and FCC ID directly associated with each
model that they are reporting as compatible, together with the ``M''
and ``T'' rating that each such model has been certified as achieving
under the ANSI C63.19 standard. The Commission would accept the
manufacturer's determination of whether a device is a distinct model
consistent with the manufacturer's marketing practices, so long as
models that have no distinguishing variations of form, features, or
user capabilities, or that only differentiate units sold to a
particular carrier, are not separately counted as distinct models to
customers. The Commission further proposes to require that reports
include the air interface(s) and frequency band(s) over which each
compatible model operates. The Commission seeks comment on these
proposed additional requirements. In addition, the Commission asks
whether it should vary the information sought depending on the type of
service provider (e.g., Tier I carrier vs. other service provider).
28. The Commission also seeks comment on additional ways to improve
the quality and usefulness of the reports, including whether the
Commission should require additional information beyond that proposed
in the Joint Consensus Plan. Unless commenters support another process,
the Commission proposes to authorize Commission staff to develop a
standardized reporting format for collecting information.
29. In addition, the Commission seeks comment regarding the
schedule under which the Commission should require future reports.
Under the proposal contained in the Joint Consensus Plan, the
Commission would adopt a staggered schedule whereby manufacturers would
be required to provide an annual status report to the Commission
beginning November 30, 2007, Tier I carriers would be required to
provide an annual status report to the Commission six months later
beginning May 30, 2008, and Tier II and III carriers would be required
to provide an annual status report beginning May 30, 2009. These
reporting requirements would continue annually thereafter through the
November report in 2012. The Commission seeks comment on a tentative
conclusion to adopt substantially this schedule, but with certain
refinements. First, given the timing of this proceeding, the Commission
expects that manufacturers and service providers will be required to
comply with current rules for November 2007 reporting. To the extent
the Commission maintains the current November 17, 2007 reporting
deadline
[[Page 65500]]
during the rulemaking, commenters should consider how the remaining
schedule may need to be modified.
30. In addition, the Commission questions the Joint Consensus Plan
proposal to adopt a delayed reporting requirement for Tier II and III
carriers whereby their next reports would not be required until a year
after the Tier I carriers' reports. In light of the recommendations in
the Staff Report and its objectives, especially for consumers who
receive service from such providers, the Commission seeks comment on
whether it serves the public interest to delay their next reports for a
period of 18 months to two years from their reports that will be
submitted in November 2007, or whether they should instead be held to
the same schedule as Tier I carriers in order to provide a steady
source of information to consumers and to the Commission. Moreover,
given that Tier II and III carriers have already been filing reports
regularly, the Commission seeks comment on the extent of the burdens
that would be avoided by postponing their first reports as proposed
under the Joint Consensus Plan, balanced against the extent of
information that would be lost by introducing a gap of 18 months or
more in their reporting. Commenters should also address whether the
reporting deadlines for Tier II and III carriers should depend on its
adoption of staggered deployment deadlines. Finally, if the Commission
adopts different reporting deadlines for Tier I versus Tier II and III
carriers, the Commission seeks comment on the rules that should apply
to resellers and to MVNOs.
31. Public Information and Outreach. In addition to the content and
frequency of manufacturer and service provider reports, the Commission
seeks comment on other ways to increase the availability of hearing aid
compatibility information to consumers, service providers, and other
interested parties. As explained in the Staff Report, the Commission's
existing databases and websites are of limited value for these
purposes. For example, although OET's equipment authorization database
has information about hearing aid compatibility ratings associated with
manufacturers' equipment, the database maintains such information based
on FCC IDs, not handset model numbers, and it does not maintain a
single clear, current record associated with each ID. Thus, it is
difficult--particularly for an inexperienced user--to search for
hearing aid-compatible models based either on the manufacturer's name
or on the model's FCC ID. Similarly, the Disability Rights Office (DRO)
of the Consumer and Government Affairs Bureau maintains a website that
explains the disability access rules and provides contact information
for manufacturers and service providers, but this website does not
include information regarding the compatibility of particular handset
models. As noted in the Staff Report, although a consumer wishing to
file a complaint under Sec. 255 of the Communications Act, 47 U.S.C.
255, can locate the designated agent's name and contact information
from the Commission's website, no similar information is available
under the process governing complaints for violations of hearing aid
compatibility requirements. Under the hearing aid compatibility
complaint process, consumers are responsible for identifying the agent
designated by manufacturers or service providers for service of
complaints under 47 CFR 68.418(b). The Commission notes that it
extended its part 68, subpart E rules to allow consumers to file
informal complaints under those rules if they find that wireless
service providers or manufacturers of wireless equipment are not
complying with its hearing aid compatibility rules.
32. In recognition of these shortcomings, the Commission seeks
comment on potential measures to improve the value of these databases
and websites for parties seeking hearing aid compatibility information,
including, for example, adding a relevant search function to the
equipment authorization database or adding links to manufacturers' and
service providers' websites from the DRO's web page. In addition to the
ongoing efforts of Commission staff to continue to improve information
available to consumers, service providers, and other interested
parties, the Commission seeks comment as to any specific measures the
Commission should require or take, such as requiring manufacturers to
include in their equipment authorization filings the handset models
associated with each FCC ID number, and to update this information when
they introduce new models. Also, the Commission asks whether it should
adopt new part 2 rules to require a filing for permissive changes that
includes trade names and model numbers. The Commission also requests
comment on whether to require manufacturers and service providers
subject to the Commission's hearing aid compatibility rules to follow
the same procedures as those applicable to Sec. 255 complaints, and to
have the Commission publish hearing aid compatibility designated
agents' contact information on the DRO website.
33. The Commission also seeks comment on how it can encourage
digital wireless handset manufacturers and service providers to engage
in additional outreach efforts to assist consumers with hearing
disabilities as they shop for wireless phones. As recommended in the
Staff Report, the Commission seeks comment on how best to promote the
availability of useful hearing aid compatibility information on
manufacturers' and service providers' websites, including whether the
Commission should not only encourage but require the posting of such
information. The Commission further seeks comment as to what
requirements or guidelines, if any, it should provide regarding the
content of such postings.
34. Consistent with the recommendations in the Staff Report, the
Commission also seeks comment generally on any other ways that wireless
manufacturers, service providers, and independent retailers can improve
the effectiveness of their in-store testing, consumer education, and
other consumer outreach efforts. These efforts would, ideally, include
new ways of publicly identifying compliant phones for consumers and
audiologists, as well as efforts that independent retailers could take
to facilitate such identification. In addition, in order to assist
consumers as they shop for wireless phones, the Commission also asks
whether there are additional steps it can take to facilitate the flow
of information between consumers, manufacturers, and service providers
to meet its hearing aid compatibility outreach objectives.
35. Other Components of Joint Consensus Plan, and Related
Proposals.
36. As recommended in the Staff Report, the Commission seeks
comment on several additional proposals in the Joint Consensus Plan, as
well as on matters related to those proposals.
37. Other Spectrum Bands. The Joint Consensus Plan contains a
request that the Commission apply the Commission's hearing aid
compatibility rules to all spectrum bands that are used for the
provision of Commercial Mobile Radio Services (CMRS) in the United
States, subject to standards development. The Commission determined
earlier this year that all digital CMRS providers, regardless of the
particular band in which they were operating, as well as manufacturers
of handsets capable of providing such services, should be subject to
the hearing aid compatibility requirements set forth in Sec. 20.19 to
the extent that a
[[Page 65501]]
service satisfies the scope provision for hearing aid compatibility set
forth in its part 20 rules. The Commission seeks comment generally on
whether any further action is necessary or appropriate in this regard,
and in particular on several specific questions that relate to the
extension of hearing aid compatibility requirements to new frequency
bands. First, the Commission seeks comment on how its current hearing
aid compatibility requirements apply to mobile satellite service (MSS)
providers that offer CMRS and whether any revisions to the hearing aid
compatibility rules are appropriate respecting such providers, in order
to promote consistent treatment for all CMRS providers that offer
functionally equivalent services. In this regard, the Commission asks
commenters to address whether it should make a difference if an MSS
provider offers service purely through a satellite-based network or
through a combined network that relies on both satellite and ancillary
terrestrial component (ATC) facilities.
38. Second, the Commission agrees with the recommendation in the
Staff Report that standard-setting bodies should strive to develop
hearing aid compatibility standards together with technical operating
specifications for new frequency bands. The Commission seeks comment on
any measures that the Commission should take to promote this practice.
39. Third, the Commission has held that if a handset manufacturer
or service provider offers a multi-band handset in order to comply with
the hearing aid compatibility requirements, the handset must be hearing
aid-compatible in each frequency band over which it operates. The
Commission tentatively concludes to codify this requirement in Sec.
20.19 of the rules. The Commission further tentatively concludes,
consistent with this principle, that multi-band phones should not be
counted as compatible in any band if they operate over frequency bands
for which technical standards have not been established. The Commission
believes this limitation would conform with consumers' expectation that
a phone labeled ``hearing aid compatible'' is compatible in all its
operations. Treating such handsets as not compatible would also create
incentives for industry bodies to develop compatibility standards for
new frequency bands more quickly. The Commission seeks comment on this
tentative conclusion.
40. Fourth, the Commission notes that the ANSI C63.19 standard
includes target values for hearing aid compatibility validation
procedures for operation over specific air interfaces at frequencies in
the ranges of 800-950 MHz and 1.6-2.5 GHz. Accordingly, the Commission
tentatively concludes to revise Sec. 20.19(b), 47 CFR 20.19(b), to
include services operating over any frequencies within these two bands,
to the extent they employ air interfaces for which hearing aid
compatibility technical standards have been established and approved by
the Commission.
41. In addition, the Commission seeks comment on whether it can,
and should, establish a mechanism under which hearing aid compatibility
regulations would become applicable to future frequency bands as soon
as, or within a defined period after, technical standards are
established for relevant air interfaces. Under its current rules, the
Commission must modify Sec. 20.19 pursuant to rulemaking to add new
services or new frequency bands. Amending Sec. 20.19 so that a rule
change is not necessary every time technical standards are established
for new services, new air interfaces, or new frequency bands
potentially would bring the benefits of compatible handsets more
quickly to consumers and would provide greater certainty to all
affected parties. In addition, to the extent that manufacturers and
service providers are already meeting their obligations to offer
defined numbers or percentages of hearing aid-compatible handsets over
previously covered services, the automatic extension of its rules to
additional frequency bands may not impose significant additional
burdens, and may even assist manufacturers and service providers in
achieving compliance by permitting them to count multi-band models as
compliant. The Commission asks commenters to address both the benefits
and the drawbacks of an automatic effectiveness regime, as well as what
the specific rules should entail. Under existing rules, the Commission
generally must approve revised versions of ANSI C63.19 for such revised
standards to take effect for purposes of its hearing aid compatibility
requirements. The Commission asks whether a standard should be
considered ``established'' for a new frequency band upon its
promulgation by C63, or whether there should be a process for the
Commission or its staff to review or approve the standard, and if so
what should that process be.
42. Multi-Mode Handsets. The Commission tentatively concludes to
adopt the proposal in the Joint Consensus Plan stating that multi-mode
handsets do not satisfy Sec. 20.19 for any air interface unless they
are compatible in all air interfaces over which they operate. The
Commission further tentatively concludes, consistent with its tentative
conclusion regarding multi-band handsets, that multi-mode phones should
not be counted as compatible in any mode if they operate over air
interfaces for which technical standards have not been established. The
Commission believes this rule would conform to consumers' expectations
and would help promote the rapid development of compatibility standards
for new air interfaces. The Commission seeks comment on these tentative
conclusions and on any other potential measures to promote the
development of compatibility standards for new air interfaces together
with technical operating specifications.
43. De Minimis Exception. The Commission adopted a de minimis
exception, which relieves wireless service providers and handset
manufacturers that offer two or fewer digital wireless handset models
in the United States from the hearing aid compatibility compliance
obligations. The Joint Consensus Plan proposes that the Commission
retain the de minimis exception and clarify that it applies on a per-
air interface basis. The Commission notes that it has already clarified
that the de minimis exception applies on a per-air interface basis,
rather than across a manufacturer's or carrier's entire product line.
The Commission tentatively concludes that this clarification should be
codified in its rules. The Commission also invite further comment on
the question of whether to narrow the de minimis exception.
44. 2010 Further Review. The Joint Consensus Plan proposes that the
Commission establish a further review of the hearing aid compatibility
rules in 2010. The Commission tentatively concludes to adopt this
proposal, and the Commission seeks comment. In particular, given the
timing of the obligations the Commission proposes, the Commission seeks
comment on whether such a review would be more appropriate at a later
date, such as in 2012. The Commission states that once the proposed
deployment deadlines have passed and the Commission can assess the
effectiveness of any action it takes arising out of its proposals, it
may decide to add new or additional obligations, or on the other hand,
reduce its oversight role if the state of competition or technology
supports such action.
45. Volume Controls. Consistent with the Joint Consensus Plan's
recommendation, the Commission urges all interested parties to
specifically look into adding volume controls to wireless
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handsets. The Commission seeks comment on whether any volume control
requirements should be incorporated into its rules, and if so what they
should be. The Commission also invites comment on interference from
handset screen displays, including whether any measures are appropriate
to promote the deployment of phones that enable users to turn off their
screens.
46. Emerging Technologies.
47. The Commission seeks comment on whether its hearing aid
compatibility rules should be modified to address new technologies
being used and offered by manufacturers and providers in their wireless
handsets and networks. Under current Commission rules, manufacturers
and service providers are required to meet the Commission's hearing aid
compatibility standards only to the extent that handsets are associated
with digital CMRS networks that ``offer real-time, two-way switched
voice or data service that is interconnected with the public switched
network and utilize an in-network switching facility that enables the
provider to reuse frequencies and accomplish seamless hand-offs of
subscriber calls.'' 47 CFR 20.19(a). The Commission seeks comment on
whether it should extend some or a portion of the hearing aid
compatibility requirements under Sec. 20.19 to wireless handsets that
may fall outside the definition of CMRS and the criteria in Sec.
20.19(a), such as handsets that operate on unlicensed Wireless Fidelity
(WiFi) networks that do not employ an in-network switching facility
that enables the provider to reuse frequencies and accomplish seamless
hand-offs. The Staff Report provides several examples of service
providers offering access to Voice over Internet Protocol (VoIP)
applications over WiFi and other wireless technologies. The Commission
agrees with the recommendation in the Staff Report that the Commission
should consider whether to change its rules to address these
developments.
48. First, the Commission seeks comment generally on the
application of its hearing aid compatibility rules to VoIP applications
provided over wireless technologies such as WiFi and other emerging
technologies. The Commission asks commenters to address how current and
anticipated future use of VoIP applications over wireless networks,
both interconnected and non-interconnected, would be treated under the
interaction of the Hearing Aid Compatibility Act and its rules. 47
U.S.C. 610(b)(2). The Commission asks several questions about the scope
and applicability of Sec. 20.19(a) in these situations. Commenters
suggesting changes are asked to address not only the policy reasons for
their proposed revisions, but also the Commission's legal authority to
adopt them.
49. In addition, the Commission solicits comment as to whether any
new hearing aid compatibility rules are appropriate to address handsets
that combine covered mobile voice operation with data services provided
over WiFi networks or other emerging technologies. The Commission notes
that such service combinations may be particularly attractive to deaf
and hard of hearing consumers, but that its current rules do not
necessarily require that any such handsets be hearing aid-compatible if
the manufacturer and service provider satisfy their hearing aid
compatibility benchmarks using other models. Elsewhere in the NPRM, the
Commission tentatively concludes to adopt ``product refresh'' and
``tiering'' rules that are intended to ensure consumers who use hearing
aids will have access to mobile handsets with a range of
functionalities. The Commission seeks comment as to whether these
proposed rules appropriately promote the availability of hearing aid-
compatible handsets that include data services provided over WiFi
networks or other emerging technologies, or whether additional measures
are needed. In this regard, the Commission notes that the requirements
of Sec. 20.19 apply to handsets used with either voice or data
services that fall within its terms. The Commission seeks comment as to
the implications of imposing hearing aid compatibility requirements
based on the provision of wireless data services, and whether this
provision should be changed.
50. Finally, the Commission invites broad comment on what
additional regulatory obligations may be appropriate to address the
issues raised by emerging wireless technologies, taking into account
the statutory goal to promote equal access to communications equipment
and services for consumers with hearing loss as well as economic,
technological, and legal constraints. Regulation may be appropriate
when new technology causes people with hearing disabilities to lose
access, but the Commission is unsure what the extent of any access
problem may be and what measures may best address any such problem, and
the Commission therefore invites commenters to address this question.
As emerging technologies progress, the deaf and hard of hearing
community should be able to benefit to a similar degree as the
mainstream population, as has been its goal under Sec. 20.19.
51. Networks Using Open Platforms for Devices and Applications.
52. The Commission required that licensees of the Upper 700 MHz
Band C Block of spectrum provide ``open platforms'' for devices and
applications to allow customers, device manufacturers, third-party
application developers, and others to use the devices and applications
of their choosing in C Block networks, subject to certain reasonable
network management conditions that allow the licensee to protect the
network from harm. An open platform network mandate, such as that for
the Upper 700 MHz Band C Block of spectrum, may fundamentally alter the
paradigm within which the hearing aid compatibility rules apply. As
currently constituted, Sec. 20.19 of the Commission's rules imposes
hearing aid compatibility obligations only on manufacturers and
providers of services within its scope, including resellers and MVNOs.
With the growth of open platform networks, however, entities other than
the traditional equipment manufacturers and service providers may
become increasingly significant. While the existing requirements on
manufacturers, together with the open platform requirements themselves,
may be adequate to ensure sufficient hearing aid-compatible handset
choice for consumers, the Commission seeks comment on whether any
additional hearing aid compatibility requirements should be imposed in
the context of open platform networks.
53. The Commission seeks comment both on whether to impose
additional hearing aid compatibility requirements on manufacturers in
the context of open platform networks, and on whether to extend any
requirements to entities that are not currently covered. In addition,
the Commission seeks comment on whether and how to extend its hearing
aid compatibility requirements to the responsible manufacturing party
in joint venture situations.
54. The Commission also seeks comment on whether and how to extend
its hearing aid compatibility rules, including handset deployment,
information, and outreach requirements, from service providers to other
entities offering handsets to consumers within an open platform
environment. Considering the development of open platform networks,
there may be a greater need for in-store testing by independent
retailers or other third parties. The Commission therefore seeks
comment on whether to extend in-store testing rules to independent
retailers or other third parties in the context of open
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platform networks. The Commission seeks comment on the regulatory
status under its current hearing aid compatibility rules of application
developers and other potential new participants using open platform
networks, and on whether any new hearing aid compatibility requirements
should appropriately be imposed on such entities.
III. Procedural Matters
A. Regulatory Flexibility Act
55. As required by the Regulatory Flexibility Act (RFA), 5 U.S.C.
603, the Commission has prepared an Initial Regulatory Flexibility
Analysis (IRFA) of the possible significant economic impact on small
entities of the policies and rules addressed in this NPRM. The IRFA is
set forth in an Appendix to the NPRM. Written public comments are
requested on the IRFA. These comments must be filed in accordance with
the same filing deadlines as comments filed in response to the NPRM,
and must have a separate and distinct heading designating them as
responses to the IRFA.
B. Initial Paperwork Reduction Act of 1995
56. This NPRM contains proposed information collection
requirements. The Commission, as part of its continuing effort to
reduce paperwork burdens, invites the general public and the Office of
Management and Budget (OMB) to comment on the information collection
requirements contained in this NPRM, as required by the Paperwork
Reduction Act of 1995, Pub. L. 104-13. Public and agency comments are
due on or before January 22, 2008. Comments should address: (a) Whether
the proposed collection of information is necessary for the proper
performance of the functions of the Commission, including whether the
information shall have practical utility; (b) the accuracy of the
Commission's burden estimates; (c) ways to enhance the quality,
utility, and clarity of the information collected; and (d) ways to
minimize the burden of the collection of information on the
respondents, including the use of automated collection techniques or
other forms of information technology. In addition, pursuant to the
Small Business Paperwork Relief Act of 2002, Pub. L. 107-198 (see 44
U.S.C. 3506(c)(4)), the Commission seeks specific comment on how it
might ``further reduce the information collection burden for small
business concerns with fewer than 25 employees.'' The Commission notes,
however, that Sec. 213 of the Consolidated Appropriations Act of 2000
provides that rules governing frequencies in the 746-806 MHz Band
become effective immediately upon publication in the Federal Register
without regard to certain sections of the Paperwork Reduction Act.
Consolidated Appropriations Act of 2000, Pub. L. 106-113, 113 Stat.
2502, Appendix E, Sec. 213(a)(4)(A) through (B); see 145 Cong. Rec.
H12493-94 (Nov. 17, 1999); 47 U.S.C.A. 337 note at Sec. 213(a)(4)(A)
through (B). The Commission is therefore not inviting comment on any
information collections that concern frequencies in the 746-806 MHz
Band.
C. Other Procedural Matters
1. Ex Parte Presentations
57. The rulemaking this NPRM initiates shall be treated as a
``permit-but-disclose'' proceeding in accordance with the Commission's
ex parte rules. Persons making oral ex parte presentations are reminded
that memoranda summarizing the presentations must contain summaries of
the substance of the presentations and not merely a listing of the
subjects discussed. More than a one or two sentence description of the
views and arguments presented generally is required. Other requirements
pertaining to oral and written presentations are set forth in 47 CFR
1.1206(b) of the Commission's rules.
2. Comment Filing Procedures
58. Pursuant to 47 CFR 1.415 and 1.419 of the Commission's rules,
interested parties may file comments on or before December 21, 2007 and
reply comments on or before January 7, 2008. All filings related to
this NPRM should refer to