Endangered and Threatened Wildlife; Sea Turtle Conservation, 63537-63546 [E7-22073]
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Federal Register / Vol. 72, No. 217 / Friday, November 9, 2007 / Proposed Rules
than the least costly, most cost-effective
or least burdensome alternative if the
Administrator publishes with the final
rule an explanation why that alternative
was not adopted. Before EPA establishes
any regulatory requirements that may
significantly or uniquely affect small
governments, including tribal
governments, it must have developed
under section 203 of the UMRA a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of EPA regulatory
proposals with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
EPA has determined that this rule
does not contain a Federal mandate that
may result in expenditures of $100
million or more for State, local, and
tribal governments, in the aggregate, or
the private sector in any one year.
Today’s rule does not affect State, local,
or tribal governments. The impact of
this rule on the private sector will be
less than $100 million per year. Thus,
today’s rule is not subject to the
requirements of sections 202 and 205 of
the UMRA. EPA has determined that
this rule contains no regulatory
requirements that might significantly or
uniquely affect small governments. This
regulation does not apply to
governmental entities.
sroberts on PROD1PC70 with PROPOSALS
E. Executive Order 13132: Federalism
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ is defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’
This action does not have federalism
implications. It will not have substantial
direct effects on the States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. This regulation
applies directly to facilities that use
these substances and not to
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governmental entities. Thus, Executive
Order 13132 does not apply to this rule.
I. National Technology Transfer and
Advancement Act
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
As noted in the proposed rule,
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law
104–113, Section 12(d) (15 U.S.C. 272
note) directs EPA to use voluntary
consensus standards in regulatory
activities unless to do so would be
inconsistent with applicable law or
otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures, and
business practices) that are developed or
adopted by voluntary consensus
standards bodies. The NTTAA directs
EPA to provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards. This
rulemaking explicitly references
technical standards; EPA uses the SAE
revision versions of J2210. These
standards can be obtained from https://
www.sae.org/technical/standards/.
Executive Order 13175, entitled
‘‘Consultation and Coordination with
Indian Tribal Governments’’ (65 FR
67249, November 6, 2000), requires EPA
to develop an accountable process to
ensure ‘‘meaningful and timely input by
tribal officials in the development of
regulatory policies that have tribal
implications.’’ This final rule does not
have tribal implications, as specified in
Executive Order 13175. It does not
significantly or uniquely affect the
communities of Indian tribal
governments, because this regulation
applies directly to facilities that use
these substances and not to
governmental entities. Thus, Executive
Order 13175 does not apply to this rule.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
Executive Order 13045: ‘‘Protection of
Children From Environmental Health
Risks and Safety Risks’’ (62 FR 19885,
April 23, 1997) applies to any rule that:
(1) Is determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
EPA has reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
the Agency must evaluate the
environmental health or safety effects of
the planned rule on children, and
explain why the planned regulation is
preferable to other potentially effective
and reasonably feasible alternatives
considered by the Agency.
EPA interprets Executive Order 13045
as applying only to those regulatory
actions that are based on health or safety
risks, such that the analysis required
under section 5–501 of the Order has
the potential to influence the regulation.
This rule is not subject to Executive
Order 13045 because it is based on
technology performance and not on
health or safety risks.
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
This rule is not subject to Executive
Order 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’ (66
FR 28355 (May 22, 2001)) because it is
not a significant regulatory action under
Executive Order 12866.
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List of Subjects in 40 CFR Part 82
Environmental protection, Motor
vehicle air-conditioning, Recover/
recycle equipment, Recover/recycle/
recharge equipment, Reporting and
certification requirements, Stratospheric
ozone layer.
Dated: November 2, 2007.
Stephen L. Johnson,
Administrator.
[FR Doc. E7–21941 Filed 11–8–07; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 223
[Docket No. 071030628–7631–01]
RIN 0648–AV84
Endangered and Threatened Wildlife;
Sea Turtle Conservation
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
SUMMARY: In 2006, the National Marine
Fisheries Service (NMFS) issued
regulations requiring the use of chain
mat modified dredges in the Atlantic sea
scallop fishery south of 41° 9.0′ North
latitude from May 1 through November
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Federal Register / Vol. 72, No. 217 / Friday, November 9, 2007 / Proposed Rules
30 each year. The existing requirements
resulted from two final rules: one issued
in August 2006 after prior public notice
and opportunity for comment (August
25, 2006); and an emergency rule issued
in November 2006 for which prior
notice and opportunity for comment
was waived for good cause (November
15, 2006). These actions were necessary
to help reduce mortality and injury to
endangered and threatened sea turtles
captured in scallop dredge gear and to
conserve sea turtles listed under the
Endangered Species Act (ESA). This
action re-proposes the chain mat
requirements, with some modifications.
This proposed action would clarify the
regulatory text regarding the chain-mat
modified gear, add a transiting
provision, and address a procedural
error regarding the timing of the signing
of the National Environmental Policy
Act (NEPA) document during the
issuance of the August 2006 final rule.
Any incidental take of threatened sea
turtles in sea scallop dredge gear in
compliance with the gear modification
requirements and all other applicable
requirements will be exempted from the
ESA prohibition against takes.
DATES: Comments on the proposed rule
must be received by 5 p.m. EST on
December 10, 2007.
ADDRESSES: Written comments on this
action, identified by RIN 0648–AV84,
may be submitted by any one of the
following methods:
• Electronic submissions: Submit all
electronic public comments via the
Federal eRulemaking portal at https://
www.regulations.gov.
• Fax: 978–281–9394, ATTN: Sea
Turtle Conservation Measures, Proposed
Rule.
• Mail: Mary A. Colligan, Assistant
Regional Administrator for Protected
Resources, NMFS, Northeast Region,
One Blackburn Drive, Gloucester, MA
01930, ATTN: Sea Turtle Conservation
Measures, Proposed Rule.
Copies of the Draft Environmental
Assessment/Regulatory Impact Review
can be obtained from https://
www.nero.noaa.gov/nero/regs/com.html
listed under the Electronic Access
portion of this document or by writing
to Ellen Keane, NMFS, Northeast
Region, One Blackburn Drive,
Gloucester, MA 01930.
FOR FURTHER INFORMATION CONTACT:
Ellen Keane (ph. 978–281–9300 x6526,
fax 978–281–9394, email
ellen.keane@noaa.gov) or Barbara
Schroeder (ph. 301–713–2322, fax 301–
427–2522, email
barbara.schroeder@noaa.gov).
SUPPLEMENTARY INFORMATION:
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Background
All sea turtles that occur in U.S.
waters are listed as either endangered or
threatened under the Endangered
Species Act of 1973 (ESA). The Kemp’s
ridley (Lepidochelys kempii),
leatherback (Dermochelys coriacea), and
hawksbill (Eretmochelys imbricata) sea
turtles are listed as endangered. The
loggerhead (Caretta caretta) and green
(Chelonia mydas) sea turtles are listed
as threatened, except for breeding
populations of green turtles in Florida
and on the Pacific coast of Mexico that
are listed as endangered. Kemp’s ridley,
hawksbill, loggerhead, and green sea
turtles are hard-shelled sea turtles.
Under the ESA and its implementing
regulations, taking sea turtles under
NMFS’ jurisdiction, even incidentally,
is prohibited, with exceptions identified
in 50 CFR 223.206. The term ‘‘take’’
means to harass, harm, pursue, hunt,
shoot, wound, kill, trap, capture, or
collect or to attempt to engage in such
conduct. The incidental take of
endangered species may only legally be
exempted by an incidental take
statement or an incidental take permit
issued pursuant to section 7 or 10 of the
ESA, respectively. Existing sea turtle
conservation regulations at 50 CFR
223.206(d) exempt fishing activities and
scientific research from the prohibition
on takes of threatened sea turtles under
certain conditions. The incidental take,
both lethal and non-lethal, of loggerhead
and unidentified hard-shelled sea
turtles as a result of scallop dredging
has been observed in the sea scallop
dredge fishery (Northeast Fisheries
Science Center (NEFSC) Fisheries
Sampling Branch (FSB), Observer
Database). In addition, non-lethal takes
of a green and a Kemp’s ridley sea turtle
have been observed in this fishery
(NEFSC FSB, Observer Database) and
one unconfirmed take of a leatherback
sea turtle was reported during the
experimental fishery to test the chainmat modified gear (DuPaul et al.,
2004a).
This rule is being proposed under the
ESA provisions authorizing the issuance
of regulations to conserve threatened
species and for enforcement purposes
(sections 4 and 11, respectively). This
rule re-proposes the existing chain mat
regulations, with some modifications
that apply to dredges in the Atlantic sea
scallop fishery. The proposed rule, if
implemented, would (1) clarify the
requirements related to the use of chain
mats in the Atlantic sea scallop dredge
fishery, (2) add a transiting provision,
and (3) address a procedural error in the
August 2006 rulemaking (71 FR 50361,
August 25, 2006) that required the use
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of chain mats in the Atlantic sea scallop
dredge fishery. In addition, NMFS is
seeking public comment on the decision
not to include in this proposed rule the
configuration option for the chain-mat
modified gear that was removed from
the existing regulations by the
November 2006 emergency action (71
FR 66466, November 15, 2006).
Sea Turtle Bycatch in the Sea Scallop
Dredge Fishery
Sea turtles have been observed taken
in the Atlantic sea scallop dredge
fishery. ‘‘Observed’’ or ‘‘observed take’’
means seen and documented by a NMFS
approved observer while on-watch. The
majority of the takes have occurred in
the mid-Atlantic; while one take
occurred on southern Georges Bank.
During 1996 through June 2007, 62 takes
were observed in the sea scallop dredge
fishery while an observer was on-watch
(excluding the experimental fishery
described later): 1 each in 1996, 1997,
and 1999; 11 in 2001; 17 in 2002; 22 in
2003; 8 in 2004; and 1 in 2006 (NEFSC
FSB, Observer Database). In addition,
during this period, 14 sea turtles were
reported taken while the observer was
off-watch (when an observer is on the
vessel but not on duty) or on an
unobserved haul (when an observer is
on duty but unable to collect all
information on a haul) (NEFSC, FSB,
Observer Database), 2 turtles, neither
observed, were reported during the
preliminary testing of the chain-mat
modified gear, and 8 turtles, 6 of which
were observed, were captured during
the course of the experimental fishery to
test the chain-mat modified gear
(DuPaul et al., 2004a). Of the 62
observed takes, 44 were identified as
loggerhead sea turtles, 1 was identified
as a green sea turtle, and the remaining
animals were hard-shelled sea turtles
that could not be positively identified
(NEFSC FSB, Observer Database). A
single take of a Kemp’s ridley sea turtle
was documented in this fishery during
an off-watch haul in 2005 (NEFSC, FSB,
Observer Database) and an unconfirmed
take of a leatherback sea turtle was
reported during the experimental
fishery (DuPaul et al., 2004a). Of the 62
turtles, 4 were fresh dead upon retrieval
or died on the vessel, 1 was alive but
required resuscitation, 26 were alive but
injured, 19 were alive with no apparent
injuries, and 12 were listed as alive but
condition unknown.
The NEFSC has completed an
assessment of sea turtle bycatch in the
Atlantic sea scallop dredge fishery in
the mid-Atlantic for fishing years (FY)
2003, 2004, and 2005. The estimated
total bycatch of loggerhead sea turtles in
this fishery was 749 (C.V. = 0.28) in
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FY2003 (Murray, 2004a), 180 (C.V. =
0.37) in FY2004 (Murray, 2005), and 0
in FY2005 (Murray, 2007). It should be
noted that although no turtles were
estimated to have been captured in sea
scallop dredge gear in FY2005, there
were three interactions documented by
observers who were off-watch at the
time of the take. One turtle was
identified as a Kemp’s ridley; two were
identified as loggerheads. The species
was confirmed for all three interactions.
As the observer was off-watch at the
time of the takes, there was insufficient
data associated with these events to
allow the interactions to be used in the
estimation of total turtle bycatch in the
fishery (Murray, 2007). Although the
estimate provided by the NEFSC is 0,
NMFS recognizes that the actual take of
sea turtles in the 2005 fishing year was
greater.
The NEFSC has attempted to identify
a variable for predicting sea turtle
bycatch in the dredge component of the
scallop fishery (Murray, 2004a, 2004b,
2005). Using a modeling approach, sea
surface temperature (SST), depth, timeof-day, and tow time were identified as
variables affecting observed bycatch
rates of sea turtles with scallop dredge
gear (Murray, 2004a, 2004b, 2005).
However, the variable(s) associated with
the highest bycatch rates changed from
one year to another (e.g., SST, depth) or
could not be further analyzed (e.g., timeof-day and tow time) because the
information is not collected for the
entire fishery (Murray, 2004a, 2004b,
2005). Therefore, a set of variables has
not yet been found for forecasting sea
turtle bycatch with scallop dredge gear.
Risks to sea turtles from capture in
dredge gear include forced submergence
and injury. Sea turtles forcibly
submerged in any type of restrictive gear
would eventually suffer fatal
consequences from prolonged anoxia
and/or seawater infiltration of the lung
(Lutcavage et al., 1997). Sea turtles
caught in scallop dredge gear often
suffer injuries. The most commonly
observed injury is damage to the
carapace. The causes of these injuries
are unknown, but the most likely appear
to be from being struck by the dredge
(during a tow or upon emptying the
dredge bag), crushed by debris (e.g.,
large rocks) that collects in the dredge
bag, or as a result of a fall during
hauling gear. Under typical fishing
operations, the dredge is hauled to the
surface, lifted above the deck of the
vessel, and emptied by turning the bag
over. Under such conditions, a turtle
caught in the bag may fall many feet to
the deck of the vessel and could suffer
cracks to the carapace or other injuries
as a result of the fall. After the bag is
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dumped, the dredge frame is often
dropped on top of it. Thus, dumping the
catch and lowering the gear onto deck
are actions during which turtles could
be injured. Additional information on
sea turtle bycatch in the Atlantic sea
scallop dredge fishery can be found in
the draft Environmental Assessment for
this action.
Experimental Fishery to Test the
Modified Gear
In response to information on the take
of sea turtles in the sea scallop dredge
fishery, NMFS worked with the scallop
fishing industry and the Virginia
Institute of Marine Science to
investigate the use of a modified sea
scallop dredge to keep sea turtles out of
the dredge bag. The modified dredge has
a chain mat hung over the opening of
the bag, preventing sea turtles from
entering the bag itself, and injuries that
result from such capture. An
experimental fishery to test the chain
mat gear was conducted from July 17,
2003 October 9, 2004 (DuPaul et al.,
2004a), with preliminary trials
conducted from October 2002 through
January 2003 (letter from Dr. W. DuPaul
to M. Colligan, August 21, 2007). During
the preliminary trials, two turtles were
reported captured. DuPaul et al. (2004a)
reported that one turtle was taken in the
unmodified dredge; the other turtle was
reported on the chain mat, subsequently
swimming away as the gear was hauled.
The experimental fishery to test the
chain mat configuration was conducted
on 11–foot (3.35–m), 14–foot (4.27–m),
and 15–foot (4.57–m) dredges. The final
report on the experimental fishery
(DuPaul et al., 2004a) and the draft
Environmental Assessment for this
action provide additional detail. During
field trials of the chain mats, eight
turtles (six of which were observed)
were captured in the unmodified
dredge; no turtles were captured in the
modified dredge equipped with a chain
mat. The six observed interactions were
with loggerhead sea turtles. One of the
unobserved interactions was reported by
the fisherman as a loggerhead sea turtle;
the second was reported by the
fisherman as a leatherback sea turtle.
The principal investigators did
interview the captain and determined,
based on the captain’s description of the
turtle, that it was likely the turtle was
a leatherback. Thus, the turtle was
reported as such in the final report on
the experiment (DuPaul et al., 2004a).
With respect to the catch of sea
scallops, the dredge modified with the
chain mat caught 6.71 percent less
scallops than the unmodified dredge
(DuPaul et al., 2004). The study shows
that the chain mats can be effective in
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63539
preventing the capture of sea turtles in
the dredge bag without substantial
reductions in the harvest of sea scallops.
Requirements for the Chain-mat
Modified Dredge
On August 25, 2006, NMFS issued a
final rule to require the use of chain-mat
modified dredges in the Atlantic sea
scallop fishery south of 41° 9.0′ N.
latitude from May 1 through November
30 each year (71 FR 50361). The chain
mat regulation became effective on
September 25, 2006. The specific
purpose of requiring the use of a chain
mat is to keep sea turtles from being
captured inside the dredge bag and to
prevent the injury and mortality
associated with such capture. As
described previously, sea turtles
captured in the dredge bag may suffer
injury or mortality due to being struck
by the dredge upon emptying the dredge
bag, crushed by debris (e.g., large rocks)
that collects in the dredge bag, or as a
result of a fall while fishermen empty
the bag.
The August 2006 final rule included
two options for configuring the gear.
The first option specified a number of
chains by dredge width. The second
option required that each side of the
opening created by the intersecting
chains be 14 inches (35.5 cm) or less.
Shortly after the rule’s effective date,
NMFS became aware of a discrepancy
between the two options for configuring
the chain mat in the August 2006 final
rule. NMFS believed that both
configurations would create a chain mat
with openings of 14 inches (35.5 cm) or
less per side. However, NMFS
discovered that was not the case, and
the configuration specifying a number of
chains by dredge width resulted in some
openings greater than 14 inches (35.5
cm); therefore, NMFS proceeded with
rulemaking to correct the discrepancy to
ensure that sea turtles are protected to
the extent intended by the August 2006
final rule. On November 15, 2006,
NMFS published an emergency rule that
removed the option that allowed the
gear to be configured by dredge width
(71 FR 66466). The emergency rule,
which is currently in place and does not
have an expiration date, requires
Atlantic sea scallop dredge vessels to
configure the chains such that the
length of each side of the squares or
rectangles formed by the chain is less
than or equal to 14 inches (35.5 cm).
Re-proposal of the Chain Mat
Requirements
The proposed chain mat requirement
is based on the results of the
experimental fishery and is
independently supported by
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information gathered by observers on
sea scallop vessels that captured turtles.
As described previously, the
experimental fishery showed that the
chain mat prevents sea turtles from
entering the dredge bag while not
substantially affecting the catch of sea
scallops. The spacing of the chains
based on dredge width included in the
August 2006 final rule was intended to
be based on an experimental fishery to
test the chain mat gear. In total, a series
of 22 experimental cruises were carried
out on commercial vessels using 11–foot
(3.35–m), 14–foot (4.27–m), and 15–ft
(4.57–m) dredges. During the
experimental fishery, 9 vertical chains
were used for the 11–ft (3.35–m) dredge
and 11 vertical and 6 horizontal chains
were used for the 14–foot (4.27–m) and
15–ft (4.57–m) dredges (DuPaul et al.,
2004a). The report does not explicitly
state the number of horizontal chains
used on the 11–ft (3.35–m) dredge, but
the researchers have stated that 5 or 6
chains were used. As indicated in the
final report, the number of chains in and
of itself is not what drove the
configuration tested. Rather it was the
target size of the openings that drove the
number of chains to be used, and thus,
the overall configuration. The openings
were designed to prevent sea turtles of
greater than 24 inches (60.96 cm) in
length from entering the dredge bag
(DuPaul et al., 2004a). Even though the
size of the openings created by the
intersecting chains used in the
experimental fishery was not included
in the final report on the experiment,
information was provided that supports
the 14 inch (35.5 cm) maximum
opening. During the pilot study in 2002,
the chain mat was rigged so that a grid
of 12–inch (30.5 cm) squares was
formed (DuPaul and Smolowitz, 2003).
A placard, produced by Fisheries
Survival Fund and Virginia Sea Grant,
was included in the final report on the
experiment to provide a full description
and picture of the gear. The placard
states that the number of chains used
during the experimental fishery, spaced
evenly on a normal sweep arrangement,
should result in approximately a 12- to
13–inch (30.5 to 33 cm) square pattern.
The experimental fishery showed that
the use of a chain mat with the size
openings used in the experiment
prevented sea turtles from entering the
dredge bag and incurring injuries from
such capture.
The requirement that the openings in
the chain mat be 14 inches (35.5 cm) or
less will reduce the severity of sea
turtle-gear interactions given the size of
sea turtles observed taken in the fishery.
Fisheries observers collect information
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on the length and width of sea turtles
observed taken. When it is not possible
to collect measurements, the length and
width can be estimated by the observer.
For example, a turtle observed taken in
2004 in the sea scallop dredge fishery
was estimated by the observer to be 170
cm (66.9 in) in length. The precision
and accuracy of these estimated values
is not known and may vary between
observers. Therefore, only turtles for
which measured values are available
will be described here. Loggerhead sea
turtles observed captured ranged in
length from 62.2 107 cm (24.5 42.1 in)
from notch to tip (curved carapace
length (CCL)) (NEFSC FSB, Observer
Database). When converted to straight
carapace length (SCL) based on the
formula for loggerheads provided in
Teas (1993), the size range of the
loggerhead sea turtles observed captured
in the fishery is 57.5–100 cm (22.6 39.4
in) SCL (NMFS, 2006). Loggerhead sea
turtles observed captured in the scallop
dredge fishery ranged in carapace width
(curved) from 45.0 to 99 cm (17.7 – 39
in; NEFSC, FSB, Observer Database).
When converted to straight carapace
width based on the formula from Coles
(1999), the width of loggerheads
observed captured in this fishery ranged
from 37.9–78.1 cm (14.9–30.7 in).
The only Kemp’s ridley sea turtle
observed captured in scallop dredge
gear to date measured 24.3 cm (9.6 in)
from notch to tip (curved carapace
length; NMFS, 2006) and 26.0 cm (10.2
in) curved carapace width (NEFSC FSB,
Observer Database). Using the formula
for Kemp’s ridley sea turtles provided in
Teas (1993), this is a straight carapace
length of 23 cm (9.1 in; NMFS, 2006).
When converted to straight carapace
width based on the formula from Coles
(1999), this is a straight width of 22.1
cm (8.7 in).
The single green sea turtle observed
captured in scallop dredge gear was
estimated by the observer to be about 70
cm (27.6 in) in length (NMFS, 2006).
Given that only one green and one
Kemp’s ridley sea turtle were observed
in the scallop dredge fishery from 1996
to 2005, it is likely that interactions
with these species are relatively unique
events on an individual haul basis
(NMFS, 2006). Based on the
experimental fishery and the size and
identification of sea turtles captured by
the scallop fishery, chain mats with
openings measuring equal to or less
than 14 inches (35.5 cm) per side will
prevent most sea turtles from entering
the dredge bag and injury and mortality
resulting from such capture.
The chain-mat modification is an
important step following the chain mat
experiments in the process to reduce sea
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turtle bycatch and the effects of that
bycatch in the Atlantic sea scallop
fishery. The NEFSC estimated that, in
the 2003–fishing year, there were 749
sea turtles taken in the mid-Atlantic sea
scallop fishery (Murray, 2004a). In the
September 2006 Biological Opinion,
NMFS anticipated that up to 749
loggerhead sea turtles will be captured
each year and up to 479 of these
(approximately 64 percent) will result in
serious injury (as defined in the NMFS
Northeast Region ‘‘Serious Injury
Determinations for Sea Turtles Taken in
Scallop Dredge Gear - Working
Guidance’’) or mortality (NMFS, 2006).
The September 2006 Biological Opinion
recognized that the use of the chain
mats on scallop dredges will (1) reduce
the likelihood that turtles that encounter
the gear on the bottom will enter the
dredge bag and be at further risk of
injury or death, and (2) reduce the
likelihood that turtles that encounter the
gear in the water column will enter the
dredge bag and be subsequently injured
or killed. For these reasons, NMFS
believes that the serious injury and
mortality rate of sea turtles interacting
with scallop dredge gear will be less
than that calculated for the Biological
Opinion since fewer turtles will be
subject to injuries occurring within the
dredge bag or as a result of dumping the
dredge bag on deck (NMFS, 2006).
However, the reduction in mortality rate
can not be quantified.
With the chain mat installed over the
opening to the dredge bag, it is
reasonable to assume that sea turtles
that would otherwise enter the dredge
bag will come into contact with the
chain mat (at least) and be prevented
from entering the dredge bag. Installing
a chain mat over the opening of the
dredge bag will not increase takes in
this fishery and is expected to reduce
capture in the bag and associated
subsequent injury and mortality. Data
do not exist on the percentage of sea
turtles interacting with the chain-mat
modified gear that will be unharmed,
sustain minor injuries, or sustain
serious injuries that would result in
death or failure to reproduce. However,
there are several assumptions that can
be made to help estimate the degree of
interaction. The first assumption is that
sea turtles likely interact with scallop
dredge gear both on the sea floor as the
gear is being fished and in the water
column as the gear is hauled back to the
vessel. This is a reasonable assumption,
because sea turtles have been observed
in the area in which scallop gear
operates and they have been seen near
scallop vessels when they are fishing or
hauling gear. In addition, sea turtles
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generally are known to forage and rest
on the sea floor as part of their normal
behavior. The condition of sea turtles
observed taken in the sea scallop dredge
fishery ranges from alive with no
apparent injuries to alive and injured to
fresh dead. NMFS believes that
interactions between sea turtles and sea
scallop dredge gear that occur on the
bottom are likely to result in serious
injury to the sea turtle. Based on this
assumption, NMFS believes that the
unharmed/slightly injured turtles
observed captured in the sea scallop
dredge bag follow an interaction with
sea scallop dredge gear in the water
column.
The second assumption relates to the
apportionment of the seriousness of the
interaction between sea turtles and the
modified gear. Taking one of two
extremes, one could assume all of the
sea turtles that would come in contact
with the modified gear and the chain
mat (up to 749) would be unharmed.
However, this assumption is not
reasonable given that, in the case of a
bottom interaction, the frame and
cutting bar may pass over any sea turtles
on the bottom, and the sea turtles would
still be run over by the dredge bag since
entry into the dredge bag would be
prevented by the chain mat. A standard
15 ft (4.57 m) dredge frame weighs
about 2500 lbs (1134 kg); the dredge bag
with chains and club stick weighs
another 2000 lbs (907 kg). Variations in
materials may affect this weight by
approximately plus or minus 15 percent
(Henry Milliken, NEFSC, pers. comm.).
A sea turtle being run over by the gear
would bear a significant amount of
weight. At the other extreme, one could
assume that all of the sea turtles that
would come into contact with the
modified gear and with the chain mat
(up to 749) would sustain serious
injuries leading to death or failure to
reproduce. This assumption is also
unreasonable, given that some of the
interactions are likely in the water
column during haul back (or possibly
during setting the gear). The haul back
speed when the dredge is moving across
the bottom ranges from 4 to 7 miles per
hour. (6.4 to 11.3 km per hour). Once
the dredge is off bottom and traveling
up to the surface, the speed ranges from
1 to 4 miles per hour (1.6 to 6.4 km per
hour). As the gear is hauled through the
water column, all turtles hitting the
chain mat in this situation probably are
not going to sustain serious injury
leading to death or failure to reproduce
because of the slow speed during haul
back.
The proper apportionment of the
seriousness of interactions between sea
turtles and the modified gear falls in
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between these two extremes. To arrive
at a reasonable apportionment, we start
with the assumption that interactions
with scallop gear occur both on the
bottom and in the water column, the
assumption that up to 749 sea turtles
will still interact with the chain-mat
modified gear, and the estimate that up
to 479 sea turtles will be seriously
injured/killed and 270 will be
unharmed/slightly injured without the
chain mat. There are two scenarios in
which sea turtles may sustain serious
injuries that lead to death or failure to
reproduce interactions on the sea floor
or interactions in the water column.
As the dredge is fished on the bottom,
sea turtles may be passed over with the
dredge frame and cutting bar, which
weigh thousands of pounds. Without
the chain mat modification, the sea
turtle could be swept into the dredge
bag, forcibly submerged for the
remainder of the tow, and at risk of
further injury due to being tumbled
around or hit by debris inside the bag
or being crushed when the catch is
dumped on the vessel’s deck. Tows are
often close to or over one hour in length,
a duration known to cause physiological
stress that may lead to drowning. While
the mid-Atlantic scalloping areas
consist more of sand substrates than
New England’s rougher bottom, gravel
or larger rocks do enter the dredge bag
even in the mid-Atlantic and may strike
any turtles caught inside. Finally, as the
dredge bag is hauled out of the water,
it is suspended at a significant height
above the deck and then its contents,
including any turtles, are dumped on
the vessel’s deck. The gear is often
dropped on the pile. Any sea turtles
caught in the bag may be crushed by the
contents of the bag as it is dumped or
by the gear as it is dropped on top of
the pile. Given the nature of the
interaction on the bottom and during
the tow once a turtle is caught in the
bag, a conservative assumption is that
no turtles taken from the sea floor are
only seriously injured after they have
entered the dredge bag. Therefore, a
portion of the 479 sea turtles are
conservatively assumed to sustain
serious injuries leading to death or
failure to reproduce due to bottom
interactions with unmodified gear.
With the chain mat in place, it is
reasonable to assume that the sea turtles
on the sea floor would still interact with
the gear, but that the nature of the
interaction would be different. With the
modified gear, the sea turtles may still
be hit by the leading edge of the frame
and cutting bar and would likely be
forced down to the sea floor rather then
swept into the dredge bag. The dredge
rides on the sea floor on shoes, which
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are part of the frame. The cutting bar, a
thin steel edge, rides off the bottom from
just above the sea floor to approximately
8 inches (20.3 cm). Since the turtles are
not swept into the bag, they would be
run over by the dredge bag and club
stick. The dredge bag constitutes a
substantial weight. Sea turtles that
interact on the sea floor with the chainmat modified dredge would probably
fare just as poorly as those that interact
with the unmodified dredge due to the
substantial weight of the dredge frame
and bag. Given the nature of the bottom
interaction without the chain mat,
NMFS believes that the same portion of
the 479 sea turtles would still
experience serious injuries that lead to
mortality or failure to reproduce with
the chain mat in place as without it.
In 2005 and 2006, NMFS worked with
industry to test a dredge with a
modified cutting bar and bail designed
to minimize impacts to turtles that may
be encountered on the bottom (NMFS,
2005; Milliken et al., 2007). Dredges
used in the experiments were equipped
with the chain mat configuration,
although the purpose of the trials was
not to test the chain mats. The project
used turtle carcasses and model turtles
to simulate a worse case scenario of a
dredge overtaking a sea turtle lying
motionless on the bottom. During the
2005 study, the turtle carcasses were
observed lodged in front of the cutting
bar and pushed along, eventually going
under the cutting bar and getting caught
on the chain mat. During the study in
2006, no carcasses were observed going
under the cutting bar (Milliken et al.,
2007) and, therefore, no carcasses
interacted with the chain mat. It is
important to note that the project was
limited in that behavioral responses of
a live turtle encountering a dredge could
not be assessed.
Any injuries to sea turtles taken in the
water column are likely to be nonserious because sea turtles would hit the
chain mat in the water column during
haul back. Once off the bottom, the gear
is hauled back through the water
column at a slow speed (1 4 miles per
hour (1.6 to 6.4 km per hour)). Any
turtle hitting the chain mat in the water
column would not be hit with great
force and would likely be able to swim
away. During the preliminary trials of
the chain main configuration, one of the
turtles was observed ‘‘hanging onto’’ to
the chain mat, perhaps held by water
pressure, and subsequently swimming
away. NMFS has no indication that this
type of interaction would result in
serious injury. NMFS believes that in
this type of interaction the animal is
being held against the gear by water
pressure as the gear moves through the
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water. Once, the gear stops moving and
the pressure is relieved, the animal
would be able to swim away. Some of
the 479 seriously injured sea turtles
probably obtained those injuries after
being caught in the water column by
unmodified gear, because the turtle
were captured in the dredge bag. The
chain mat would prevent these serious
injuries, since the turtles would not be
able to get into the dredge bag and,
therefore, would not be crushed by
debris in the bag, dumped on the deck
from height, or crushed by falling gear.
We also assume that the 270
unharmed/slightly injured sea turtles
are taken in the water column. These
turtles would come into contact with
the chain mat and would either swim
away unharmed or with injuries that are
not likely to result in death or failure to
reproduce. The gear is hauled back to
the vessel at a slow speed, so any turtle
hitting the chain mat would not be hit
with great force and would likely be
able to swim away. Based on this
analysis, some of the 270 interactions
would result in contact with the chain
mat, but this contact is not likely to
result in serious injury.
To summarize, NMFS believes the
chain mat will prevent serious injury
leading to death or failure to reproduce
caused by crushing from debris in the
dredge bag, dumping of turtles on the
vessel’s deck, and crushing them by the
falling gear following an interaction in
the water column. The chain mat would
also prevent serious injuries from debris
in the dredge bag or dumping/crushing
on deck of sea turtles following an
interaction on the sea floor. However,
NMFS has made the conservative
assumption that a turtle in a bottom
interaction sustains serious injuries on
the bottom, so, under this conservative
assumption, there would not be a
benefit from the chain mat for bottom
interactions. This assumption, however,
may be too conservative in that it is
possible (although not likely) that
bottom interactions cause only minor
injuries. In the unlikely scenario of a
turtle receiving only minor injuries
following a bottom interaction, the
chain mat modification would prevent
additional injuries, that may be serious,
resulting from capture in the dredge bag
(i.e., injuries from debris in the bag,
drowning from forced submergence,
dropping on deck, or crushing by the
dredge).
Clarification to the Regulatory
Language
The existing regulations require that
any vessel with a sea scallop dredge and
required to have an Atlantic sea scallop
fishery permit, present in waters south
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of 41° 9.0′ North latitude from May 1
through November 30, have each dredge
configured with a chain mat. The chain
mat must be composed of horizontal
and vertical chains that are configured
such that the length of each side of the
square or rectangle formed by the
intersecting chains is less than or equal
to 14 inches (35.5 cm) (50 CFR
223.206(d)(11)(i)). In addition, any
vessel that harvests sea scallops in or
from the waters described and required
to have a Federal Atlantic sea scallop
fishery permit must have the chain mat
configuration installed on all dredges
for the duration of the trip (50 CFR
223.206(d)(11)(ii)). NMFS is proposing
three clarifications to this regulatory
language.
First, NMFS is proposing to change
the language in § 223.206(d)(11)(ii) that
states ‘‘...such that each side of the
square or rectangle formed by the
intersecting chains is less than or equal
to 14 inches (35.5 cm).’’ The openings
formed by the horizontal and vertical
chains and the sweep may, in some
cases, result in openings with three
sides rather than four. To clarify that all
sides of the openings, regardless of
whether the opening is three- or foursided, must be less than or equal to 14
inches (35.5 cm), NMFS would modify
this text to read ‘‘...such that the
openings formed by the intersecting
chains have no more than 4 sides. The
length of each side of the openings
created by the intersecting chains,
including the sweep, must be less than
or equal to 14 inches (35.5 cm).’’
Second, NMFS proposes to change the
text in § 223.206(d)(11)(ii) that reads,
‘‘Any vessel that harvests sea scallops in
or from the waters...’’ to read, ‘‘Any
vessel that enters the waters....’’ This
revision would clarify that once a vessel
has entered the waters described, it
must comply with the requirement to
have the chain mat affixed to the dredge
for the duration of the trip regardless of
whether the vessel is still in those
waters. Third, NMFS would also revise
the text in paragraph (d)(11)(i) that
reads, ‘‘...any vessel...present in
waters...’’ to ‘‘...any vessel...that enters
waters...’’ This change would be made
so that this subparagraph uses the same
terminology as § 223.206(d)(11)(ii). The
regulations apply to all vessels required
to have a Federal Atlantic sea scallop
fishery permit and with sea scallop
dredge gear entering waters south of 41°
9.0′ N. latitude from May 1 through
November 30 each year.
Transiting Provision
This action, if implemented, would
add a transiting provision to the
regulations regarding the use of chain
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mats in the Atlantic sea scallop dredge
fishery. With the proposed change to the
regulatory language, vessels that transit
through areas south of the 41° 9.0’ N.
latitude line would be required to use
chain mats when fishing north of the
line. This is not the intent of the
regulation as sea turtle interactions
north of that line are unlikely. To
address this issue, NMFS is proposing a
transiting provision. Vessels would be
exempted from the chain-mat
requirements provided that the vessel
has no scallops on-board and that the
gear is stowed and not available for
immediate use. Gear that is not available
for immediate use is gear that is stowed
in conformance with the methods
described at 50 CFR 648.23(b)(2). For
scallop dredges, the gear must conform
to one of the following: (1) the towing
wire is detached from the scallop
dredge, the towing wire is completely
reeled up onto the winch, the dredge is
secured and the dredge or the winch is
covered so that it is rendered unusable
for fishing; or (2) the towing wire is
detached from the dredge and attached
to a bright-colored poly ball no less than
24 inches (60.9 cm) in diameter, with
the towing wire left in its normal
operating position (through the various
blocks) and either is wound back to the
first block (in the gallows) or is
suspended at the end of the lifting block
where its retrieval does not present a
hazard to the crew and where it is
readily visible from above.
Procedural Error
This action is also necessary to
address a procedural error in the
rulemaking that required chain mats on
dredges in the Atlantic sea scallop
fisehry. NMFS prepared an
Environmental Assessment (EA) that
analyzed the impacts on the human
environment, and a Finding of No
Significant Impact (FONSI) for the chain
mat regulation. While the draft EA and
FONSI circulated for review during the
decision-making process at the
proposed and final rule stages, due to an
oversight, the FONSI was not signed
concurrent with the decision to issue
the final rule (memo from Patricia A.
Kurkul to William T. Hogarth, October
19, 2006). However, the EA was
reconsidered and the FONSI was signed
as soon as the mistake was discovered.
This rulemaking would further address
this procedural oversight by ensuring
that NMFS follows all of the National
Environmental Policy Act procedures in
the proper sequence.
Request for Comments
While NMFS encourages public
comment on any aspect of this proposed
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action, NMFS is specifically requesting
comments on a number of issues,
including the lack of a proposal to
define the configuration by dredge
width and the number of horizontal and
vertical chains (an option removed by
the November 2006 emergency rule), the
replacement cost of the gear, and the
northern extent of the regulations. As
described previously, the chain mat
regulations originally allowed two
options for configuring the gear that
NMFS believed achieved openings of
less than or equal to 14 inches (35.5 cm)
per side. However, subsequent to the
rule’s effective date, NMFS learned that,
in some cases, the configurations
specified by dredge width resulted in
openings that were larger than expected
and desired. NMFS corrected this
discrepancy by removing the option that
allowed the gear to be configured by
dredge width in an emergency
rulemaking (71 FR 66466, November 15,
2006). Prior notice and comment and
most of the 30–day delay in effective
date were waived for good cause. As
there was no comment period during
this emergency rulemaking, NMFS is, at
this time, specifically requesting
comment on the removal of the option
that allowed a specified number of
chains by dredge width.
Some have asked NMFS to define the
configuration required by a table
identifying the number of horizontal
and vertical chains by dredge width as
in the original chain mat rule. However,
the size of the opening created by the
chains is the important factor in
preventing sea turtles from entering the
dredge bag, not the number of chains.
NMFS investigated whether it would be
feasible to specify a number of chains by
dredge width that would achieve the
desired spacing of 14 inches (35.5 cm).
NMFS has limited information on the
distance between the cutting bar and the
sweep, but this information does show
that this distance can vary by up to 1.7
ft (0.52 m) for certain dredge widths
(NMFS, 2007). Given the limited
information available and the high
degree of variability in this distance, it
would be difficult to specify a number
of horizontal chains that would achieve
the desired spacing. As a result, NMFS
is not defining the configuration based
on a specified number of chains, but by
the desired size opening, which is the
important factor for sea turtle
conservation. However, NMFS is
requesting public comments on this
issue to see if there are other factors to
be considered, to obtain information on
the possible variations in the rigging
(e.g., the sweep), and to solicit
suggestions on whether or how
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variations can be accounted for in a
configuration table.
NMFS recognizes that as the chains
and links/shackles wear, they will need
to be replaced. NMFS anticipates that a
high quality chain such as that used in
the experimental fishery should last for
a fishing season. Therefore, the
estimated cost to purchase the materials
for the chain mat would be an annual
cost. To achieve a configuration of 14
inches (35.5 cm), the cost of materials is
estimated at approximately $150 for a
10–ft (3.05–m) dredge to $410 for a 15–
ft (4.57–m) dredge. However, NMFS
recognizes that the longevity of the
chain and the links/shackles depends
on a number of factors including the
type of chain installed, the rigging of the
chain, the dredge configuration, area
fished and other factors that may
increase or decrease average wear. Due
to the high number of variables, NMFS
is requesting comment on this issue in
order to better assess the costs
associated with this replacement.
Specifically, NMFS is requesting
information on the size, type, and
longevity of the chain used to configure
the chain-mat in modified sea scallop
dredge gear.
As described in the EA, the chain-mat
modification is required in the midAtlantic and on the southern portion of
Georges Bank. Since the regulation’s
effective date (September 25, 2006; 71
FR 50361, August 25, 2006), some have
expressed concern that the chains
should not be required on vessels
fishing on Georges Bank as it is less
likely that sea turtles will be captured
in the gear in that area. Prior to 2005,
no sea turtle takes had been observed in
the sea scallop dredge fishery outside
the mid-Atlantic region. In the 1999 and
2000 scallop fishing years, relatively
high levels of observer coverage (22
percent - 51 percent) occurred in
portions of the Georges Bank
Multispecies Closed Areas that were
conditionally opened to scallop fishing.
Despite this high level of observer
coverage and operation of scallop
dredge vessels in the area during June
to October, no sea turtles were observed
captured in scallop dredge gear. From
2001 through 2004, observer coverage
was low in the Georges Bank region (<1
percent in 2001, 2002, and 2003; <2
percent from September through
November 2004 with most of the
coverage occurring in November)
(Murray, 2004a, 2005). In August 2005,
a Kemp’s ridley was taken at
approximately 40° 58′ N. lat./67° 16′ W.
long. by a dredge vessel operating on
southern Georges Bank indicating that
takes in this area are possible. In
addition, the take of sea turtles in other
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fisheries has been documented along
this southern edge. Based on (1) the
known distribution of sea turtles, (2) sea
scallop dredge fishing effort, and (3) the
observed take of sea turtles in this
fishery, NMFS expects the take of sea
turtles by dredge vessels operating over
Georges Bank to be rare. However, as
described in the EA, sea turtles are
known to be present on the southern
portion of Georges, and the chain mats
would prevent the capture of sea turtles
in the dredge bag in this area. Therefore,
NMFS is proposing to maintain the
northern boundary of 41° 9.0′ N. lat.
However, NMFS is specifically
requesting comment on this boundary.
Classification
This action has been determined to be
not significant under Executive Order
12866.
NMFS has prepared an initial
regulatory flexibility analysis that
described the economic impact this
proposed rule, if adopted, would have
on small entities. A description of the
action, why it is being considered, and
the legal basis for this action are
contained in the preamble. No
reporting, record keeping, or other
compliance requirements are proposed.
No duplicative, overlapping, or
conflicting Federal rules have been
identified. A summary of the analysis
follows.
The fishery affected by this proposed
rule is the Atlantic sea scallop dredge
fishery. The proposed action requires all
vessels, regardless of the dredge size or
vessel permit category, that enter waters
south of 41° 9.0′ N. lat. from the
shoreline to the EEZ to modify their
dredge gear from May 1 through
November 30 each year. The proposed
gear modification is fairly inexpensive.
Therefore, NMFS assumes that vessels
will convert their gear and continue
fishing in the area. According to the
Vessel Trip Report (VTR) data for 2003,
314 vessels fished south of 41° 9.0′ N.
lat. From May 1 through November 30.
Of these, 277 were limited access
vessels and 37 were general category
vessels. In 2003, the 314 affected vessels
earned approximately 221.4 million
dollars in revenues using a total of
40,888 days at sea. The 277 limited
access vessels earned approximately 98
percent of the total industry revenues
and 95 percent of the industry revenues
were earned using scallop dredge gear.
On average, limited access vessels
earned between $441,800 and $895,100
per year and general category vessels
earned between $46,700 and $162,000
per year.
This analysis estimates the costs of
the initial requirement to use chain-mat
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modified gear in the Atlantic sea scallop
dredge fishery outlined in the table
provided in the August 2006. The table
specified 11 vertical and 6 horizontal
chains for dredges with a frame width
greater than 13 ft (3.96 m), 9 vertical and
5 horizontal chains for dredges of 11 ft
(3.35 m)to 13 ft (3.96 m), 7 vertical and
4 horizontal chains for dredges of 10 ft
(3.05 m) to less than 11 ft (3.35 m), and
5 vertical and 3 horizontal chains for
dredges of less than 10 ft (3.05 m). Some
vessels with different dredge
configurations may incur additional
costs due to the requirement for 14
inches (35.5 cm) or less, if they had
based their configuration on the table
and it did not produce 14 inch (35.5 cm)
openings, but these costs are expected to
be minimal and will not significantly
affect the analysis. Using the materials
recommended in DuPaul et al. (2004a)
and average costs for labor, the cost for
modifying a scallop dredge ranges from
$177.37 for a dredge less than 10 ft (3.05
m) to $389.22 for a dredge greater than
13 ft (3.96 m). The second cost to the
industry is the loss of catch with the
modified dredge. This cost will not be
affected by the requirement of 14–inch
(35.5–cm) openings as these openings
are similar in size to those used during
the experimental fishery. During the
2003–2004 field trials, the modified
dredge caught, on average, 6.71 percent
less scallops than the unmodified
dredge (DuPaul et al., 2004a). This is
slightly less than the loss of 6.76 percent
reported in the draft final report on the
experiment (DuPaul et al., 2004b). The
economic analysis assumes a loss of
6.76 percent, as reported in the draft
report on the experiment. Therefore, the
analysis slightly overestimated the
economic impacts. If fishermen do not
increase their effort to offset this loss,
they will experience a reduction in
revenues. Assuming that the fishermen
do not minimize this loss by increasing
effort, revenue for a limited access
vessel may be reduced between a low of
$18,800 to a high of $38,700; while
revenue for a general category vessel
may be reduced between $1,300 and
$5,600. The total impact of the cost to
modify the gear and loss of revenue due
to reduction in catch may reduce a
vessel’s annual revenues on average
between 3 percent and 7.8 percent.
Of the 314 affected vessels, 193
vessels may have their revenues
reduced by 5 percent or less, 116 vessels
may have their revenues reduced
between 5 and 10 percent, and 5 vessels
may have their revenues reduced by
greater than 10 percent. Of the 121
vessels that may have revenue
reductions exceeding 5 percent, 27, 29,
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29, and 22 of the vessels are registered
to the states of Massachusetts, New
Jersey, Virginia, and North Carolina,
respectively. Annual industry revenues
would be reduced by 4.3 percent ($9.6
million/$221.4 million x 100).
There is also a cost associated with
maintaining the gear. This cost depends
on a number of factors including the
type and grade of chain utilized, the
configuration and rigging of the gear,
and the area fished. Based on the use of
a high quality chain, NMFS anticipates
that the chain mat would need to be
replaced each fishing season. It is
unlikely that the replacement of chains
will occur at a single point during the
season as chains may break during
fishing operations or may wear at
different rates. Nevertheless, it is
expected that the entire chain mat
would be replaced over the course of a
fishing season. Therefore, fishermen
will incur the costs associated with
purchasing the chains and shackles to
configure the gear each year.
Other potential costs are those due to
increased drag, weight, and tow times,
as well as increased fuel consumption,
which will result from adding chains to
the dredge. The NEFSC provided
information on the weight of a standard
scallop dredge for the August 2006 rule.
The total weight (+/- 15 percent) of a sea
scallop dredge with a width of 15 ft
(4.57 m) is approximately 2,500 pounds
(1134 kg) for the dredge frame and
another 2,000 pounds (907 kg) for the
chain bag with chains and club sticks.
The weight of the chain mat is estimated
to be between 56 pounds (25 kg) for a
10–ft (3.05–m) dredge and 147 pounds
(66.7 kg) for a 15–ft (4.57–m) dredge.
Assuming 20 percent additional chains
and shackles would be required for
some vessels to comply with the 14 inch
(35.5 cm) requirement (a conservative
overestimate), the range of weights
would increase by 11 lbs (5 kg) for a 10–
ft (3.05–m) dredge to 29 lbs (13 kg) for
a 15–ft (4.57–m) dredge. The weight of
the chain-mat modified dredge is not
considerably different from the
unmodified dredge. The additional
chain that some vessels may have added
to comply with the requirement for a
14–inch (35.5–cm) opening is a fraction
of the chain required for the chain mat
as a whole, and the addition of this
chain is not expected to substantially
increase the weight of the gear.
Therefore, NMFS does not anticipate
that the additional chain will
substantially impact the efficiency of
the dredge and does not anticipate any
significant costs resulting from extra
weight on the gear.
There are some additional costs for
vessels that need to reconfigure the gear
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to comply with the requirement to have
openings measuring 14 inches (35.5 cm)
or less per side. The costs due to a loss
of catch evaluated here are based on the
scallop loss observed during the
experimental fishery (6.7 percent).
Given that the openings in the gear used
in the experimental fishery are of
similar size to the openings required by
the proposed regulation and that the
analysis uses the loss of catch estimated
in the experimental fishery, the impacts
due to a loss of catch included in the
analysis for the original chain mat
regulation (described previously) apply
to this proposed action as well.
Therefore, the only difference is in the
cost to reconfigure the gear.
As described previously, there are two
costs associated with reconfiguring the
gear - the cost of materials and the cost
of labor. Vessels will have already
purchased the majority of the chain
needed to configure the chain mat.
There will be a slight additional cost for
some vessels for the purchase of
additional chain in order to achieve
openings equal to or less than 14 inches
(35.5 cm). However, the amount of
additional chain needed will be less
than that already purchased. If you
assume 20 percent additional chains
and shackles would be required to
comply with the 14 inch (35.5 cm)
requirement (a conservative
overestimate), the additional costs for a
10–foot (3.05–m) dredge would be
approximately $26 and the costs for a
15–foot (4.57–m) dredge would be
approximately $68. This estimate uses
the same costs for materials considered
in the analysis described previously.
Some additional welding would be
required to reconfigure the gear to meet
the 14 inch (35.5 cm) requirement.
However, it is unlikely that this cost
would exceed the cost of initially
configuring the gear. The cost to the
industry of reconfiguring the gear to
meet the 14 inch (35.5 cm) or less
requirement cannot be quantified at this
time as it is unknown how many vessels
would need to reconfigure their gear.
However, these impacts are expected to
be minimal given that: (1) some vessels
had already configured their gear
according to this option; (2) the use of
the table resulted in openings meeting
this requirement in certain cases; and
(3) the cost to reconfigure the gear is less
than the cost to initially configure the
gear.
Three alternatives were evaluated for
this action. Under the No Action
Alternative, vessels would be required
to comply with the existing chain mat
requirements. That is, any vessels with
a Federal Atlantic sea scallop fishery
permit and a sea scallop dredge,
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regardless of dredge size or vessel
permit category, present in waters south
of 41° 9.0′ N. lat., from the shoreline to
the outer boundary of the EEZ must
have each dredge configured with a
chain mat from May 1 through
November 30 each year. Vessels that
harvest sea scallop in or from these
waters must have the chain mat
configuration installed on all dredges
for the duration of the trip. The
Preferred Alternative is the same as the
No Action; with minor modifications to
the regulatory text to clarify the
regulatory requirements and the
addition of a transiting provision.
Alternative 1 would remove the existing
requirements for chain-mat modified
dredges in the Atlantic sea scallop
fishery. This alternative is necessary to
provide for a comparative analysis of
the alternatives.
All business entities participating in
the sea scallop dredge fisheries are
considered small business entities. The
Preferred Alternative and the No Action
Alternative have the same economic
impact; while Alternative 1 will have a
lesser impact. Under the Preferred
Alternative and the No Action
Alternative, 314 vessels are affected and
industry revenues are reduced by 4.3
percent. The Preferred Alternative and
the No Action Alternative provide the
most protection to sea turtles; while
Alternative 1 leaves sea turtles
vulnerable to capture, injury, and
mortality that result from such capture,
in the sea scallop dredge bag.
Literature Cited
Coles, W.C. 1999. Aspects of the
biology of sea turtles in the mid-Atlantic
bight. Unpublished dissertation, The
College of William and Mary in
Virginia. 149 pp.
DuPaul, W. D. and R. J. Smolowitz.
2003. The development of a modified
sea scallop dredge. Final Contract
Report. February 14, 2003. VIMS Marine
Resources Report, No. 2003–1. 9 pp.
DuPaul, W. D., D. B. Rudders, and R.
J. Smolowitz. 2004a. Industry trials of a
modified sea scallop dredge to minimize
the catch of sea turtles. Final Report.
November 2004. VIMS Marine
Resources Report, No. 2004–12. 35 pp.
DuPaul, W. D., D. B. Rudders, and R.
J. Smolowitz. 2004b. Industry trials of a
modified sea scallop dredge to minimize
the catch of sea turtles. Draft Final
Report. August 2004. Contract Number
POιEA 133F–03–SE–0235. 11 pp.
Milliken, H. O., L. Belskis, W. DuPaul,
J. Gearhart, H. Haas, J. Mitchell, R.
Smolowitz, and W. Teas. 2007.
Evaluation of a modified scallop
dredge’s ability to reduce the likelihood
of damage to loggerhead sea turtle
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17:12 Nov 08, 2007
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carcasses. U.S. Dep Commer., Northeast
Fisheries Science Center Reference
Document 07–07. Northeast Fisheries
Science Center. Woods Hole, MA. 30
pp. Available at https://
www.nefsc.noaa.gov/nefsc/publications/
Murray, K. T. 2004a. Bycatch of sea
turtles in the Mid-Atlantic sea scallop
(Placopecten magellanicus) dredge
fishery during 2003. 2nd ed. U.S. Dep
Commer., Northeast Fisheries Science
Center Reference Document 04–11.
Northeast Fisheries Science Center.
Woods Hole, MA. 25 pp. Available at
https://www.nefsc.noaa.gov/nefsc/
publications/
Murray, K. T. 2004b. Magnitude and
distribution of sea turtle bycatch in the
sea scallop (Placopecten magellanicus)
dredge fishery in two areas in the
northwestern Atlantic Ocean, 2001–
2002. Fish. Bull. 102:671–681.
Murray, K. T. 2005. Total bycatch
estimate of loggerhead turtles (Caretta
caretta) in the 2004 Atlantic sea scallop
(Placopecten magellanicus) dredge
fishery. U.S. Dep Commer., Northeast
Fisheries Science Center Reference
Document 05–12. Northeast Fisheries
Science Center. Woods Hole, MA. 22
pp. Available at https://
www.nefsc.noaa.gov/nefsc/publications/
Murray, K. T. 2007. Estimated bycatch
of loggerhead turtles (Caretta caretta) in
U.S. mid-Atlantic scallop trawl gear,
2004–2005, and in sea scallop dredge
gear, 2005. U.S. Dep Commer. Northeast
Fisheries Science Center Reference
Document 07–04. Northeast Fisheries
Science Center. Woods Hole, MA. 30
pp. Available at https://
www.nefsc.noaa.gov/nefsc/publications/
NMFS (National Marine Fisheries
Service). 2005. Scallop dredge
evaluations. F/V Capt. Wick, Panama
City FL. 6/18/05–6/23/05. Report and
Video. NOAA, National Marine
Fisheries Service, Southeast Fisheries
Science Center. Harvesting Systems and
Engineering Branch. Received 7/12/
2005. 8 pp.
NMFS (National Marine Fisheries
Service) 2006. Endangered Species Act
section 7 consultation on the Atlantic
sea scallop fishery management.
Biological Opinion. Sep. 2006. NOAA,
National Marine Fisheries Service
Northeast Regional Office. Gloucester,
MA. 104 pp. plus appendices.
Teas, W. G. 1993. Species
composition and size class distribution
of marine turtle strandings on the Gulf
of Mexico and southeast United States
coasts, 1985–1991. NOAA Tech. Memo.
NMFS-SEFSC–315. 43 pp.
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63545
List of Subjects in 50 CFR Part 223
Endangered and threatened species,
Exports, Reporting and recordkeeping
requirements, Transportation.
Dated: November 6, 2007.
William T. Hogarth,
Assistant Administrator for Fisheries,
National Marine Fisheries Service.
For the reasons set forth in the
preamble, 50 CFR part 223 is proposed
to be amended as follows:
PART 223—THREATENED MARINE
AND ANADROMOUS SPECIES
1. The authority citation for part 223
continues to read as follows:
Authority: 16 U.S.C. 1531–1543; subpart B,
§ 223.12 also issued under 16 U.S.C. 1361 et.
seq.; 16 U.S.C. 5503(d) for § 223.206(d)(9).
In § 223.206, paragraph (d)(11) is
revised to read as follows:
§ 223.206 Exemptions to prohibitions
relating to sea turtles.
*
*
*
*
*
(d) * * *
(11) Restrictions applicable to sea
scallop dredges in the mid-Atlantic—(i)
Gear Modification. During the time
period of May 1 through November 30,
any vessel with a sea scallop dredge and
required to have a Federal Atlantic sea
scallop fishery permit, regardless of
dredge size or vessel permit category,
that enters waters south of 41° 9.0′ N.
latitude, from the shoreline to the outer
boundary of the Exclusive Economic
Zone must have on each dredge a chain
mat described as follows. The chain mat
must be composed of horizontal
(‘‘tickler’’) chains and vertical (‘‘up-anddown’’) chains that are configured such
that the openings formed by the
intersecting chains have no more than 4
sides. The length of each side of the
openings formed by the intersecting
chains, including the sweep, must be
less than or equal to 14 inches (35.5
cm). The chains must be connected to
each other with a shackle or link at each
intersection point. The measurement
must be taken along the chain, with the
chain held taut, and include one shackle
or link at the intersection point and all
links in the chain up to, but excluding,
the shackle or link at the other
intersection point.
(ii) Any vessel that enters the waters
described in (d)(11)(i) and that is
required to have a Federal Atlantic sea
scallop fishery permit must have the
chain mat configuration installed on all
dredges for the duration of the trip.
(iii) Vessels subject to the
requirements in (d)(11)(i) and (d)(11)(ii)
transiting waters south of 41° 9.0′ N.
latitude, from the shoreline to the outer
boundary of the Exclusive Economic
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Zone, will be exempted from the chainmat requirements provided the dredge
gear is stowed in accordance with
§ 648.23(b) and there are no scallops onboard.
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Agencies
[Federal Register Volume 72, Number 217 (Friday, November 9, 2007)]
[Proposed Rules]
[Pages 63537-63546]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-22073]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 223
[Docket No. 071030628-7631-01]
RIN 0648-AV84
Endangered and Threatened Wildlife; Sea Turtle Conservation
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: In 2006, the National Marine Fisheries Service (NMFS) issued
regulations requiring the use of chain mat modified dredges in the
Atlantic sea scallop fishery south of 41[deg] 9.0' North latitude from
May 1 through November
[[Page 63538]]
30 each year. The existing requirements resulted from two final rules:
one issued in August 2006 after prior public notice and opportunity for
comment (August 25, 2006); and an emergency rule issued in November
2006 for which prior notice and opportunity for comment was waived for
good cause (November 15, 2006). These actions were necessary to help
reduce mortality and injury to endangered and threatened sea turtles
captured in scallop dredge gear and to conserve sea turtles listed
under the Endangered Species Act (ESA). This action re-proposes the
chain mat requirements, with some modifications. This proposed action
would clarify the regulatory text regarding the chain-mat modified
gear, add a transiting provision, and address a procedural error
regarding the timing of the signing of the National Environmental
Policy Act (NEPA) document during the issuance of the August 2006 final
rule. Any incidental take of threatened sea turtles in sea scallop
dredge gear in compliance with the gear modification requirements and
all other applicable requirements will be exempted from the ESA
prohibition against takes.
DATES: Comments on the proposed rule must be received by 5 p.m. EST on
December 10, 2007.
ADDRESSES: Written comments on this action, identified by RIN 0648-
AV84, may be submitted by any one of the following methods:
Electronic submissions: Submit all electronic public
comments via the Federal eRulemaking portal at https://
www.regulations.gov.
Fax: 978-281-9394, ATTN: Sea Turtle Conservation Measures,
Proposed Rule.
Mail: Mary A. Colligan, Assistant Regional Administrator
for Protected Resources, NMFS, Northeast Region, One Blackburn Drive,
Gloucester, MA 01930, ATTN: Sea Turtle Conservation Measures, Proposed
Rule.
Copies of the Draft Environmental Assessment/Regulatory Impact
Review can be obtained from https://www.nero.noaa.gov/nero/regs/com.html
listed under the Electronic Access portion of this document or by
writing to Ellen Keane, NMFS, Northeast Region, One Blackburn Drive,
Gloucester, MA 01930.
FOR FURTHER INFORMATION CONTACT: Ellen Keane (ph. 978-281-9300 x6526,
fax 978-281-9394, email ellen.keane@noaa.gov) or Barbara Schroeder (ph.
301-713-2322, fax 301-427-2522, email barbara.schroeder@noaa.gov).
SUPPLEMENTARY INFORMATION:
Background
All sea turtles that occur in U.S. waters are listed as either
endangered or threatened under the Endangered Species Act of 1973
(ESA). The Kemp's ridley (Lepidochelys kempii), leatherback
(Dermochelys coriacea), and hawksbill (Eretmochelys imbricata) sea
turtles are listed as endangered. The loggerhead (Caretta caretta) and
green (Chelonia mydas) sea turtles are listed as threatened, except for
breeding populations of green turtles in Florida and on the Pacific
coast of Mexico that are listed as endangered. Kemp's ridley,
hawksbill, loggerhead, and green sea turtles are hard-shelled sea
turtles.
Under the ESA and its implementing regulations, taking sea turtles
under NMFS' jurisdiction, even incidentally, is prohibited, with
exceptions identified in 50 CFR 223.206. The term ``take'' means to
harass, harm, pursue, hunt, shoot, wound, kill, trap, capture, or
collect or to attempt to engage in such conduct. The incidental take of
endangered species may only legally be exempted by an incidental take
statement or an incidental take permit issued pursuant to section 7 or
10 of the ESA, respectively. Existing sea turtle conservation
regulations at 50 CFR 223.206(d) exempt fishing activities and
scientific research from the prohibition on takes of threatened sea
turtles under certain conditions. The incidental take, both lethal and
non-lethal, of loggerhead and unidentified hard-shelled sea turtles as
a result of scallop dredging has been observed in the sea scallop
dredge fishery (Northeast Fisheries Science Center (NEFSC) Fisheries
Sampling Branch (FSB), Observer Database). In addition, non-lethal
takes of a green and a Kemp's ridley sea turtle have been observed in
this fishery (NEFSC FSB, Observer Database) and one unconfirmed take of
a leatherback sea turtle was reported during the experimental fishery
to test the chain-mat modified gear (DuPaul et al., 2004a).
This rule is being proposed under the ESA provisions authorizing
the issuance of regulations to conserve threatened species and for
enforcement purposes (sections 4 and 11, respectively). This rule re-
proposes the existing chain mat regulations, with some modifications
that apply to dredges in the Atlantic sea scallop fishery. The proposed
rule, if implemented, would (1) clarify the requirements related to the
use of chain mats in the Atlantic sea scallop dredge fishery, (2) add a
transiting provision, and (3) address a procedural error in the August
2006 rulemaking (71 FR 50361, August 25, 2006) that required the use of
chain mats in the Atlantic sea scallop dredge fishery. In addition,
NMFS is seeking public comment on the decision not to include in this
proposed rule the configuration option for the chain-mat modified gear
that was removed from the existing regulations by the November 2006
emergency action (71 FR 66466, November 15, 2006).
Sea Turtle Bycatch in the Sea Scallop Dredge Fishery
Sea turtles have been observed taken in the Atlantic sea scallop
dredge fishery. ``Observed'' or ``observed take'' means seen and
documented by a NMFS approved observer while on-watch. The majority of
the takes have occurred in the mid-Atlantic; while one take occurred on
southern Georges Bank. During 1996 through June 2007, 62 takes were
observed in the sea scallop dredge fishery while an observer was on-
watch (excluding the experimental fishery described later): 1 each in
1996, 1997, and 1999; 11 in 2001; 17 in 2002; 22 in 2003; 8 in 2004;
and 1 in 2006 (NEFSC FSB, Observer Database). In addition, during this
period, 14 sea turtles were reported taken while the observer was off-
watch (when an observer is on the vessel but not on duty) or on an
unobserved haul (when an observer is on duty but unable to collect all
information on a haul) (NEFSC, FSB, Observer Database), 2 turtles,
neither observed, were reported during the preliminary testing of the
chain-mat modified gear, and 8 turtles, 6 of which were observed, were
captured during the course of the experimental fishery to test the
chain-mat modified gear (DuPaul et al., 2004a). Of the 62 observed
takes, 44 were identified as loggerhead sea turtles, 1 was identified
as a green sea turtle, and the remaining animals were hard-shelled sea
turtles that could not be positively identified (NEFSC FSB, Observer
Database). A single take of a Kemp's ridley sea turtle was documented
in this fishery during an off-watch haul in 2005 (NEFSC, FSB, Observer
Database) and an unconfirmed take of a leatherback sea turtle was
reported during the experimental fishery (DuPaul et al., 2004a). Of the
62 turtles, 4 were fresh dead upon retrieval or died on the vessel, 1
was alive but required resuscitation, 26 were alive but injured, 19
were alive with no apparent injuries, and 12 were listed as alive but
condition unknown.
The NEFSC has completed an assessment of sea turtle bycatch in the
Atlantic sea scallop dredge fishery in the mid-Atlantic for fishing
years (FY) 2003, 2004, and 2005. The estimated total bycatch of
loggerhead sea turtles in this fishery was 749 (C.V. = 0.28) in
[[Page 63539]]
FY2003 (Murray, 2004a), 180 (C.V. = 0.37) in FY2004 (Murray, 2005), and
0 in FY2005 (Murray, 2007). It should be noted that although no turtles
were estimated to have been captured in sea scallop dredge gear in
FY2005, there were three interactions documented by observers who were
off-watch at the time of the take. One turtle was identified as a
Kemp's ridley; two were identified as loggerheads. The species was
confirmed for all three interactions. As the observer was off-watch at
the time of the takes, there was insufficient data associated with
these events to allow the interactions to be used in the estimation of
total turtle bycatch in the fishery (Murray, 2007). Although the
estimate provided by the NEFSC is 0, NMFS recognizes that the actual
take of sea turtles in the 2005 fishing year was greater.
The NEFSC has attempted to identify a variable for predicting sea
turtle bycatch in the dredge component of the scallop fishery (Murray,
2004a, 2004b, 2005). Using a modeling approach, sea surface temperature
(SST), depth, time-of-day, and tow time were identified as variables
affecting observed bycatch rates of sea turtles with scallop dredge
gear (Murray, 2004a, 2004b, 2005). However, the variable(s) associated
with the highest bycatch rates changed from one year to another (e.g.,
SST, depth) or could not be further analyzed (e.g., time-of-day and tow
time) because the information is not collected for the entire fishery
(Murray, 2004a, 2004b, 2005). Therefore, a set of variables has not yet
been found for forecasting sea turtle bycatch with scallop dredge gear.
Risks to sea turtles from capture in dredge gear include forced
submergence and injury. Sea turtles forcibly submerged in any type of
restrictive gear would eventually suffer fatal consequences from
prolonged anoxia and/or seawater infiltration of the lung (Lutcavage et
al., 1997). Sea turtles caught in scallop dredge gear often suffer
injuries. The most commonly observed injury is damage to the carapace.
The causes of these injuries are unknown, but the most likely appear to
be from being struck by the dredge (during a tow or upon emptying the
dredge bag), crushed by debris (e.g., large rocks) that collects in the
dredge bag, or as a result of a fall during hauling gear. Under typical
fishing operations, the dredge is hauled to the surface, lifted above
the deck of the vessel, and emptied by turning the bag over. Under such
conditions, a turtle caught in the bag may fall many feet to the deck
of the vessel and could suffer cracks to the carapace or other injuries
as a result of the fall. After the bag is dumped, the dredge frame is
often dropped on top of it. Thus, dumping the catch and lowering the
gear onto deck are actions during which turtles could be injured.
Additional information on sea turtle bycatch in the Atlantic sea
scallop dredge fishery can be found in the draft Environmental
Assessment for this action.
Experimental Fishery to Test the Modified Gear
In response to information on the take of sea turtles in the sea
scallop dredge fishery, NMFS worked with the scallop fishing industry
and the Virginia Institute of Marine Science to investigate the use of
a modified sea scallop dredge to keep sea turtles out of the dredge
bag. The modified dredge has a chain mat hung over the opening of the
bag, preventing sea turtles from entering the bag itself, and injuries
that result from such capture. An experimental fishery to test the
chain mat gear was conducted from July 17, 2003 October 9, 2004 (DuPaul
et al., 2004a), with preliminary trials conducted from October 2002
through January 2003 (letter from Dr. W. DuPaul to M. Colligan, August
21, 2007). During the preliminary trials, two turtles were reported
captured. DuPaul et al. (2004a) reported that one turtle was taken in
the unmodified dredge; the other turtle was reported on the chain mat,
subsequently swimming away as the gear was hauled.
The experimental fishery to test the chain mat configuration was
conducted on 11-foot (3.35-m), 14-foot (4.27-m), and 15-foot (4.57-m)
dredges. The final report on the experimental fishery (DuPaul et al.,
2004a) and the draft Environmental Assessment for this action provide
additional detail. During field trials of the chain mats, eight turtles
(six of which were observed) were captured in the unmodified dredge; no
turtles were captured in the modified dredge equipped with a chain mat.
The six observed interactions were with loggerhead sea turtles. One of
the unobserved interactions was reported by the fisherman as a
loggerhead sea turtle; the second was reported by the fisherman as a
leatherback sea turtle. The principal investigators did interview the
captain and determined, based on the captain's description of the
turtle, that it was likely the turtle was a leatherback. Thus, the
turtle was reported as such in the final report on the experiment
(DuPaul et al., 2004a).
With respect to the catch of sea scallops, the dredge modified with
the chain mat caught 6.71 percent less scallops than the unmodified
dredge (DuPaul et al., 2004). The study shows that the chain mats can
be effective in preventing the capture of sea turtles in the dredge bag
without substantial reductions in the harvest of sea scallops.
Requirements for the Chain-mat Modified Dredge
On August 25, 2006, NMFS issued a final rule to require the use of
chain-mat modified dredges in the Atlantic sea scallop fishery south of
41[deg] 9.0' N. latitude from May 1 through November 30 each year (71
FR 50361). The chain mat regulation became effective on September 25,
2006. The specific purpose of requiring the use of a chain mat is to
keep sea turtles from being captured inside the dredge bag and to
prevent the injury and mortality associated with such capture. As
described previously, sea turtles captured in the dredge bag may suffer
injury or mortality due to being struck by the dredge upon emptying the
dredge bag, crushed by debris (e.g., large rocks) that collects in the
dredge bag, or as a result of a fall while fishermen empty the bag.
The August 2006 final rule included two options for configuring the
gear. The first option specified a number of chains by dredge width.
The second option required that each side of the opening created by the
intersecting chains be 14 inches (35.5 cm) or less. Shortly after the
rule's effective date, NMFS became aware of a discrepancy between the
two options for configuring the chain mat in the August 2006 final
rule. NMFS believed that both configurations would create a chain mat
with openings of 14 inches (35.5 cm) or less per side. However, NMFS
discovered that was not the case, and the configuration specifying a
number of chains by dredge width resulted in some openings greater than
14 inches (35.5 cm); therefore, NMFS proceeded with rulemaking to
correct the discrepancy to ensure that sea turtles are protected to the
extent intended by the August 2006 final rule. On November 15, 2006,
NMFS published an emergency rule that removed the option that allowed
the gear to be configured by dredge width (71 FR 66466). The emergency
rule, which is currently in place and does not have an expiration date,
requires Atlantic sea scallop dredge vessels to configure the chains
such that the length of each side of the squares or rectangles formed
by the chain is less than or equal to 14 inches (35.5 cm).
Re-proposal of the Chain Mat Requirements
The proposed chain mat requirement is based on the results of the
experimental fishery and is independently supported by
[[Page 63540]]
information gathered by observers on sea scallop vessels that captured
turtles. As described previously, the experimental fishery showed that
the chain mat prevents sea turtles from entering the dredge bag while
not substantially affecting the catch of sea scallops. The spacing of
the chains based on dredge width included in the August 2006 final rule
was intended to be based on an experimental fishery to test the chain
mat gear. In total, a series of 22 experimental cruises were carried
out on commercial vessels using 11-foot (3.35-m), 14-foot (4.27-m), and
15-ft (4.57-m) dredges. During the experimental fishery, 9 vertical
chains were used for the 11-ft (3.35-m) dredge and 11 vertical and 6
horizontal chains were used for the 14-foot (4.27-m) and 15-ft (4.57-m)
dredges (DuPaul et al., 2004a). The report does not explicitly state
the number of horizontal chains used on the 11-ft (3.35-m) dredge, but
the researchers have stated that 5 or 6 chains were used. As indicated
in the final report, the number of chains in and of itself is not what
drove the configuration tested. Rather it was the target size of the
openings that drove the number of chains to be used, and thus, the
overall configuration. The openings were designed to prevent sea
turtles of greater than 24 inches (60.96 cm) in length from entering
the dredge bag (DuPaul et al., 2004a). Even though the size of the
openings created by the intersecting chains used in the experimental
fishery was not included in the final report on the experiment,
information was provided that supports the 14 inch (35.5 cm) maximum
opening. During the pilot study in 2002, the chain mat was rigged so
that a grid of 12-inch (30.5 cm) squares was formed (DuPaul and
Smolowitz, 2003). A placard, produced by Fisheries Survival Fund and
Virginia Sea Grant, was included in the final report on the experiment
to provide a full description and picture of the gear. The placard
states that the number of chains used during the experimental fishery,
spaced evenly on a normal sweep arrangement, should result in
approximately a 12- to 13-inch (30.5 to 33 cm) square pattern. The
experimental fishery showed that the use of a chain mat with the size
openings used in the experiment prevented sea turtles from entering the
dredge bag and incurring injuries from such capture.
The requirement that the openings in the chain mat be 14 inches
(35.5 cm) or less will reduce the severity of sea turtle-gear
interactions given the size of sea turtles observed taken in the
fishery. Fisheries observers collect information on the length and
width of sea turtles observed taken. When it is not possible to collect
measurements, the length and width can be estimated by the observer.
For example, a turtle observed taken in 2004 in the sea scallop dredge
fishery was estimated by the observer to be 170 cm (66.9 in) in length.
The precision and accuracy of these estimated values is not known and
may vary between observers. Therefore, only turtles for which measured
values are available will be described here. Loggerhead sea turtles
observed captured ranged in length from 62.2 107 cm (24.5 42.1 in) from
notch to tip (curved carapace length (CCL)) (NEFSC FSB, Observer
Database). When converted to straight carapace length (SCL) based on
the formula for loggerheads provided in Teas (1993), the size range of
the loggerhead sea turtles observed captured in the fishery is 57.5-100
cm (22.6 39.4 in) SCL (NMFS, 2006). Loggerhead sea turtles observed
captured in the scallop dredge fishery ranged in carapace width
(curved) from 45.0 to 99 cm (17.7 - 39 in; NEFSC, FSB, Observer
Database). When converted to straight carapace width based on the
formula from Coles (1999), the width of loggerheads observed captured
in this fishery ranged from 37.9-78.1 cm (14.9-30.7 in).
The only Kemp's ridley sea turtle observed captured in scallop
dredge gear to date measured 24.3 cm (9.6 in) from notch to tip (curved
carapace length; NMFS, 2006) and 26.0 cm (10.2 in) curved carapace
width (NEFSC FSB, Observer Database). Using the formula for Kemp's
ridley sea turtles provided in Teas (1993), this is a straight carapace
length of 23 cm (9.1 in; NMFS, 2006). When converted to straight
carapace width based on the formula from Coles (1999), this is a
straight width of 22.1 cm (8.7 in).
The single green sea turtle observed captured in scallop dredge
gear was estimated by the observer to be about 70 cm (27.6 in) in
length (NMFS, 2006). Given that only one green and one Kemp's ridley
sea turtle were observed in the scallop dredge fishery from 1996 to
2005, it is likely that interactions with these species are relatively
unique events on an individual haul basis (NMFS, 2006). Based on the
experimental fishery and the size and identification of sea turtles
captured by the scallop fishery, chain mats with openings measuring
equal to or less than 14 inches (35.5 cm) per side will prevent most
sea turtles from entering the dredge bag and injury and mortality
resulting from such capture.
The chain-mat modification is an important step following the chain
mat experiments in the process to reduce sea turtle bycatch and the
effects of that bycatch in the Atlantic sea scallop fishery. The NEFSC
estimated that, in the 2003-fishing year, there were 749 sea turtles
taken in the mid-Atlantic sea scallop fishery (Murray, 2004a). In the
September 2006 Biological Opinion, NMFS anticipated that up to 749
loggerhead sea turtles will be captured each year and up to 479 of
these (approximately 64 percent) will result in serious injury (as
defined in the NMFS Northeast Region ``Serious Injury Determinations
for Sea Turtles Taken in Scallop Dredge Gear - Working Guidance'') or
mortality (NMFS, 2006). The September 2006 Biological Opinion
recognized that the use of the chain mats on scallop dredges will (1)
reduce the likelihood that turtles that encounter the gear on the
bottom will enter the dredge bag and be at further risk of injury or
death, and (2) reduce the likelihood that turtles that encounter the
gear in the water column will enter the dredge bag and be subsequently
injured or killed. For these reasons, NMFS believes that the serious
injury and mortality rate of sea turtles interacting with scallop
dredge gear will be less than that calculated for the Biological
Opinion since fewer turtles will be subject to injuries occurring
within the dredge bag or as a result of dumping the dredge bag on deck
(NMFS, 2006). However, the reduction in mortality rate can not be
quantified.
With the chain mat installed over the opening to the dredge bag, it
is reasonable to assume that sea turtles that would otherwise enter the
dredge bag will come into contact with the chain mat (at least) and be
prevented from entering the dredge bag. Installing a chain mat over the
opening of the dredge bag will not increase takes in this fishery and
is expected to reduce capture in the bag and associated subsequent
injury and mortality. Data do not exist on the percentage of sea
turtles interacting with the chain-mat modified gear that will be
unharmed, sustain minor injuries, or sustain serious injuries that
would result in death or failure to reproduce. However, there are
several assumptions that can be made to help estimate the degree of
interaction. The first assumption is that sea turtles likely interact
with scallop dredge gear both on the sea floor as the gear is being
fished and in the water column as the gear is hauled back to the
vessel. This is a reasonable assumption, because sea turtles have been
observed in the area in which scallop gear operates and they have been
seen near scallop vessels when they are fishing or hauling gear. In
addition, sea turtles
[[Page 63541]]
generally are known to forage and rest on the sea floor as part of
their normal behavior. The condition of sea turtles observed taken in
the sea scallop dredge fishery ranges from alive with no apparent
injuries to alive and injured to fresh dead. NMFS believes that
interactions between sea turtles and sea scallop dredge gear that occur
on the bottom are likely to result in serious injury to the sea turtle.
Based on this assumption, NMFS believes that the unharmed/slightly
injured turtles observed captured in the sea scallop dredge bag follow
an interaction with sea scallop dredge gear in the water column.
The second assumption relates to the apportionment of the
seriousness of the interaction between sea turtles and the modified
gear. Taking one of two extremes, one could assume all of the sea
turtles that would come in contact with the modified gear and the chain
mat (up to 749) would be unharmed. However, this assumption is not
reasonable given that, in the case of a bottom interaction, the frame
and cutting bar may pass over any sea turtles on the bottom, and the
sea turtles would still be run over by the dredge bag since entry into
the dredge bag would be prevented by the chain mat. A standard 15 ft
(4.57 m) dredge frame weighs about 2500 lbs (1134 kg); the dredge bag
with chains and club stick weighs another 2000 lbs (907 kg). Variations
in materials may affect this weight by approximately plus or minus 15
percent (Henry Milliken, NEFSC, pers. comm.). A sea turtle being run
over by the gear would bear a significant amount of weight. At the
other extreme, one could assume that all of the sea turtles that would
come into contact with the modified gear and with the chain mat (up to
749) would sustain serious injuries leading to death or failure to
reproduce. This assumption is also unreasonable, given that some of the
interactions are likely in the water column during haul back (or
possibly during setting the gear). The haul back speed when the dredge
is moving across the bottom ranges from 4 to 7 miles per hour. (6.4 to
11.3 km per hour). Once the dredge is off bottom and traveling up to
the surface, the speed ranges from 1 to 4 miles per hour (1.6 to 6.4 km
per hour). As the gear is hauled through the water column, all turtles
hitting the chain mat in this situation probably are not going to
sustain serious injury leading to death or failure to reproduce because
of the slow speed during haul back.
The proper apportionment of the seriousness of interactions between
sea turtles and the modified gear falls in between these two extremes.
To arrive at a reasonable apportionment, we start with the assumption
that interactions with scallop gear occur both on the bottom and in the
water column, the assumption that up to 749 sea turtles will still
interact with the chain-mat modified gear, and the estimate that up to
479 sea turtles will be seriously injured/killed and 270 will be
unharmed/slightly injured without the chain mat. There are two
scenarios in which sea turtles may sustain serious injuries that lead
to death or failure to reproduce interactions on the sea floor or
interactions in the water column.
As the dredge is fished on the bottom, sea turtles may be passed
over with the dredge frame and cutting bar, which weigh thousands of
pounds. Without the chain mat modification, the sea turtle could be
swept into the dredge bag, forcibly submerged for the remainder of the
tow, and at risk of further injury due to being tumbled around or hit
by debris inside the bag or being crushed when the catch is dumped on
the vessel's deck. Tows are often close to or over one hour in length,
a duration known to cause physiological stress that may lead to
drowning. While the mid-Atlantic scalloping areas consist more of sand
substrates than New England's rougher bottom, gravel or larger rocks do
enter the dredge bag even in the mid-Atlantic and may strike any
turtles caught inside. Finally, as the dredge bag is hauled out of the
water, it is suspended at a significant height above the deck and then
its contents, including any turtles, are dumped on the vessel's deck.
The gear is often dropped on the pile. Any sea turtles caught in the
bag may be crushed by the contents of the bag as it is dumped or by the
gear as it is dropped on top of the pile. Given the nature of the
interaction on the bottom and during the tow once a turtle is caught in
the bag, a conservative assumption is that no turtles taken from the
sea floor are only seriously injured after they have entered the dredge
bag. Therefore, a portion of the 479 sea turtles are conservatively
assumed to sustain serious injuries leading to death or failure to
reproduce due to bottom interactions with unmodified gear.
With the chain mat in place, it is reasonable to assume that the
sea turtles on the sea floor would still interact with the gear, but
that the nature of the interaction would be different. With the
modified gear, the sea turtles may still be hit by the leading edge of
the frame and cutting bar and would likely be forced down to the sea
floor rather then swept into the dredge bag. The dredge rides on the
sea floor on shoes, which are part of the frame. The cutting bar, a
thin steel edge, rides off the bottom from just above the sea floor to
approximately 8 inches (20.3 cm). Since the turtles are not swept into
the bag, they would be run over by the dredge bag and club stick. The
dredge bag constitutes a substantial weight. Sea turtles that interact
on the sea floor with the chain-mat modified dredge would probably fare
just as poorly as those that interact with the unmodified dredge due to
the substantial weight of the dredge frame and bag. Given the nature of
the bottom interaction without the chain mat, NMFS believes that the
same portion of the 479 sea turtles would still experience serious
injuries that lead to mortality or failure to reproduce with the chain
mat in place as without it.
In 2005 and 2006, NMFS worked with industry to test a dredge with a
modified cutting bar and bail designed to minimize impacts to turtles
that may be encountered on the bottom (NMFS, 2005; Milliken et al.,
2007). Dredges used in the experiments were equipped with the chain mat
configuration, although the purpose of the trials was not to test the
chain mats. The project used turtle carcasses and model turtles to
simulate a worse case scenario of a dredge overtaking a sea turtle
lying motionless on the bottom. During the 2005 study, the turtle
carcasses were observed lodged in front of the cutting bar and pushed
along, eventually going under the cutting bar and getting caught on the
chain mat. During the study in 2006, no carcasses were observed going
under the cutting bar (Milliken et al., 2007) and, therefore, no
carcasses interacted with the chain mat. It is important to note that
the project was limited in that behavioral responses of a live turtle
encountering a dredge could not be assessed.
Any injuries to sea turtles taken in the water column are likely to
be non-serious because sea turtles would hit the chain mat in the water
column during haul back. Once off the bottom, the gear is hauled back
through the water column at a slow speed (1 4 miles per hour (1.6 to
6.4 km per hour)). Any turtle hitting the chain mat in the water column
would not be hit with great force and would likely be able to swim
away. During the preliminary trials of the chain main configuration,
one of the turtles was observed ``hanging onto'' to the chain mat,
perhaps held by water pressure, and subsequently swimming away. NMFS
has no indication that this type of interaction would result in serious
injury. NMFS believes that in this type of interaction the animal is
being held against the gear by water pressure as the gear moves through
the
[[Page 63542]]
water. Once, the gear stops moving and the pressure is relieved, the
animal would be able to swim away. Some of the 479 seriously injured
sea turtles probably obtained those injuries after being caught in the
water column by unmodified gear, because the turtle were captured in
the dredge bag. The chain mat would prevent these serious injuries,
since the turtles would not be able to get into the dredge bag and,
therefore, would not be crushed by debris in the bag, dumped on the
deck from height, or crushed by falling gear.
We also assume that the 270 unharmed/slightly injured sea turtles
are taken in the water column. These turtles would come into contact
with the chain mat and would either swim away unharmed or with injuries
that are not likely to result in death or failure to reproduce. The
gear is hauled back to the vessel at a slow speed, so any turtle
hitting the chain mat would not be hit with great force and would
likely be able to swim away. Based on this analysis, some of the 270
interactions would result in contact with the chain mat, but this
contact is not likely to result in serious injury.
To summarize, NMFS believes the chain mat will prevent serious
injury leading to death or failure to reproduce caused by crushing from
debris in the dredge bag, dumping of turtles on the vessel's deck, and
crushing them by the falling gear following an interaction in the water
column. The chain mat would also prevent serious injuries from debris
in the dredge bag or dumping/crushing on deck of sea turtles following
an interaction on the sea floor. However, NMFS has made the
conservative assumption that a turtle in a bottom interaction sustains
serious injuries on the bottom, so, under this conservative assumption,
there would not be a benefit from the chain mat for bottom
interactions. This assumption, however, may be too conservative in that
it is possible (although not likely) that bottom interactions cause
only minor injuries. In the unlikely scenario of a turtle receiving
only minor injuries following a bottom interaction, the chain mat
modification would prevent additional injuries, that may be serious,
resulting from capture in the dredge bag (i.e., injuries from debris in
the bag, drowning from forced submergence, dropping on deck, or
crushing by the dredge).
Clarification to the Regulatory Language
The existing regulations require that any vessel with a sea scallop
dredge and required to have an Atlantic sea scallop fishery permit,
present in waters south of 41[deg] 9.0' North latitude from May 1
through November 30, have each dredge configured with a chain mat. The
chain mat must be composed of horizontal and vertical chains that are
configured such that the length of each side of the square or rectangle
formed by the intersecting chains is less than or equal to 14 inches
(35.5 cm) (50 CFR 223.206(d)(11)(i)). In addition, any vessel that
harvests sea scallops in or from the waters described and required to
have a Federal Atlantic sea scallop fishery permit must have the chain
mat configuration installed on all dredges for the duration of the trip
(50 CFR 223.206(d)(11)(ii)). NMFS is proposing three clarifications to
this regulatory language.
First, NMFS is proposing to change the language in Sec.
223.206(d)(11)(ii) that states ``...such that each side of the square
or rectangle formed by the intersecting chains is less than or equal to
14 inches (35.5 cm).'' The openings formed by the horizontal and
vertical chains and the sweep may, in some cases, result in openings
with three sides rather than four. To clarify that all sides of the
openings, regardless of whether the opening is three- or four-sided,
must be less than or equal to 14 inches (35.5 cm), NMFS would modify
this text to read ``...such that the openings formed by the
intersecting chains have no more than 4 sides. The length of each side
of the openings created by the intersecting chains, including the
sweep, must be less than or equal to 14 inches (35.5 cm).''
Second, NMFS proposes to change the text in Sec.
223.206(d)(11)(ii) that reads, ``Any vessel that harvests sea scallops
in or from the waters...'' to read, ``Any vessel that enters the
waters....'' This revision would clarify that once a vessel has entered
the waters described, it must comply with the requirement to have the
chain mat affixed to the dredge for the duration of the trip regardless
of whether the vessel is still in those waters. Third, NMFS would also
revise the text in paragraph (d)(11)(i) that reads, ``...any
vessel...present in waters...'' to ``...any vessel...that enters
waters...'' This change would be made so that this subparagraph uses
the same terminology as Sec. 223.206(d)(11)(ii). The regulations apply
to all vessels required to have a Federal Atlantic sea scallop fishery
permit and with sea scallop dredge gear entering waters south of
41[deg] 9.0' N. latitude from May 1 through November 30 each year.
Transiting Provision
This action, if implemented, would add a transiting provision to
the regulations regarding the use of chain mats in the Atlantic sea
scallop dredge fishery. With the proposed change to the regulatory
language, vessels that transit through areas south of the 41[deg] 9.0'
N. latitude line would be required to use chain mats when fishing north
of the line. This is not the intent of the regulation as sea turtle
interactions north of that line are unlikely. To address this issue,
NMFS is proposing a transiting provision. Vessels would be exempted
from the chain-mat requirements provided that the vessel has no
scallops on-board and that the gear is stowed and not available for
immediate use. Gear that is not available for immediate use is gear
that is stowed in conformance with the methods described at 50 CFR
648.23(b)(2). For scallop dredges, the gear must conform to one of the
following: (1) the towing wire is detached from the scallop dredge, the
towing wire is completely reeled up onto the winch, the dredge is
secured and the dredge or the winch is covered so that it is rendered
unusable for fishing; or (2) the towing wire is detached from the
dredge and attached to a bright-colored poly ball no less than 24
inches (60.9 cm) in diameter, with the towing wire left in its normal
operating position (through the various blocks) and either is wound
back to the first block (in the gallows) or is suspended at the end of
the lifting block where its retrieval does not present a hazard to the
crew and where it is readily visible from above.
Procedural Error
This action is also necessary to address a procedural error in the
rulemaking that required chain mats on dredges in the Atlantic sea
scallop fisehry. NMFS prepared an Environmental Assessment (EA) that
analyzed the impacts on the human environment, and a Finding of No
Significant Impact (FONSI) for the chain mat regulation. While the
draft EA and FONSI circulated for review during the decision-making
process at the proposed and final rule stages, due to an oversight, the
FONSI was not signed concurrent with the decision to issue the final
rule (memo from Patricia A. Kurkul to William T. Hogarth, October 19,
2006). However, the EA was reconsidered and the FONSI was signed as
soon as the mistake was discovered. This rulemaking would further
address this procedural oversight by ensuring that NMFS follows all of
the National Environmental Policy Act procedures in the proper
sequence.
Request for Comments
While NMFS encourages public comment on any aspect of this proposed
[[Page 63543]]
action, NMFS is specifically requesting comments on a number of issues,
including the lack of a proposal to define the configuration by dredge
width and the number of horizontal and vertical chains (an option
removed by the November 2006 emergency rule), the replacement cost of
the gear, and the northern extent of the regulations. As described
previously, the chain mat regulations originally allowed two options
for configuring the gear that NMFS believed achieved openings of less
than or equal to 14 inches (35.5 cm) per side. However, subsequent to
the rule's effective date, NMFS learned that, in some cases, the
configurations specified by dredge width resulted in openings that were
larger than expected and desired. NMFS corrected this discrepancy by
removing the option that allowed the gear to be configured by dredge
width in an emergency rulemaking (71 FR 66466, November 15, 2006).
Prior notice and comment and most of the 30-day delay in effective date
were waived for good cause. As there was no comment period during this
emergency rulemaking, NMFS is, at this time, specifically requesting
comment on the removal of the option that allowed a specified number of
chains by dredge width.
Some have asked NMFS to define the configuration required by a
table identifying the number of horizontal and vertical chains by
dredge width as in the original chain mat rule. However, the size of
the opening created by the chains is the important factor in preventing
sea turtles from entering the dredge bag, not the number of chains.
NMFS investigated whether it would be feasible to specify a number of
chains by dredge width that would achieve the desired spacing of 14
inches (35.5 cm). NMFS has limited information on the distance between
the cutting bar and the sweep, but this information does show that this
distance can vary by up to 1.7 ft (0.52 m) for certain dredge widths
(NMFS, 2007). Given the limited information available and the high
degree of variability in this distance, it would be difficult to
specify a number of horizontal chains that would achieve the desired
spacing. As a result, NMFS is not defining the configuration based on a
specified number of chains, but by the desired size opening, which is
the important factor for sea turtle conservation. However, NMFS is
requesting public comments on this issue to see if there are other
factors to be considered, to obtain information on the possible
variations in the rigging (e.g., the sweep), and to solicit suggestions
on whether or how variations can be accounted for in a configuration
table.
NMFS recognizes that as the chains and links/shackles wear, they
will need to be replaced. NMFS anticipates that a high quality chain
such as that used in the experimental fishery should last for a fishing
season. Therefore, the estimated cost to purchase the materials for the
chain mat would be an annual cost. To achieve a configuration of 14
inches (35.5 cm), the cost of materials is estimated at approximately
$150 for a 10-ft (3.05-m) dredge to $410 for a 15-ft (4.57-m) dredge.
However, NMFS recognizes that the longevity of the chain and the links/
shackles depends on a number of factors including the type of chain
installed, the rigging of the chain, the dredge configuration, area
fished and other factors that may increase or decrease average wear.
Due to the high number of variables, NMFS is requesting comment on this
issue in order to better assess the costs associated with this
replacement. Specifically, NMFS is requesting information on the size,
type, and longevity of the chain used to configure the chain-mat in
modified sea scallop dredge gear.
As described in the EA, the chain-mat modification is required in
the mid-Atlantic and on the southern portion of Georges Bank. Since the
regulation's effective date (September 25, 2006; 71 FR 50361, August
25, 2006), some have expressed concern that the chains should not be
required on vessels fishing on Georges Bank as it is less likely that
sea turtles will be captured in the gear in that area. Prior to 2005,
no sea turtle takes had been observed in the sea scallop dredge fishery
outside the mid-Atlantic region. In the 1999 and 2000 scallop fishing
years, relatively high levels of observer coverage (22 percent - 51
percent) occurred in portions of the Georges Bank Multispecies Closed
Areas that were conditionally opened to scallop fishing. Despite this
high level of observer coverage and operation of scallop dredge vessels
in the area during June to October, no sea turtles were observed
captured in scallop dredge gear. From 2001 through 2004, observer
coverage was low in the Georges Bank region (<1 percent in 2001, 2002,
and 2003; <2 percent from September through November 2004 with most of
the coverage occurring in November) (Murray, 2004a, 2005). In August
2005, a Kemp's ridley was taken at approximately 40[deg] 58' N. lat./
67[deg] 16' W. long. by a dredge vessel operating on southern Georges
Bank indicating that takes in this area are possible. In addition, the
take of sea turtles in other fisheries has been documented along this
southern edge. Based on (1) the known distribution of sea turtles, (2)
sea scallop dredge fishing effort, and (3) the observed take of sea
turtles in this fishery, NMFS expects the take of sea turtles by dredge
vessels operating over Georges Bank to be rare. However, as described
in the EA, sea turtles are known to be present on the southern portion
of Georges, and the chain mats would prevent the capture of sea turtles
in the dredge bag in this area. Therefore, NMFS is proposing to
maintain the northern boundary of 41[deg] 9.0' N. lat. However, NMFS is
specifically requesting comment on this boundary.
Classification
This action has been determined to be not significant under
Executive Order 12866.
NMFS has prepared an initial regulatory flexibility analysis that
described the economic impact this proposed rule, if adopted, would
have on small entities. A description of the action, why it is being
considered, and the legal basis for this action are contained in the
preamble. No reporting, record keeping, or other compliance
requirements are proposed. No duplicative, overlapping, or conflicting
Federal rules have been identified. A summary of the analysis follows.
The fishery affected by this proposed rule is the Atlantic sea
scallop dredge fishery. The proposed action requires all vessels,
regardless of the dredge size or vessel permit category, that enter
waters south of 41[deg] 9.0' N. lat. from the shoreline to the EEZ to
modify their dredge gear from May 1 through November 30 each year. The
proposed gear modification is fairly inexpensive. Therefore, NMFS
assumes that vessels will convert their gear and continue fishing in
the area. According to the Vessel Trip Report (VTR) data for 2003, 314
vessels fished south of 41[deg] 9.0' N. lat. From May 1 through
November 30. Of these, 277 were limited access vessels and 37 were
general category vessels. In 2003, the 314 affected vessels earned
approximately 221.4 million dollars in revenues using a total of 40,888
days at sea. The 277 limited access vessels earned approximately 98
percent of the total industry revenues and 95 percent of the industry
revenues were earned using scallop dredge gear. On average, limited
access vessels earned between $441,800 and $895,100 per year and
general category vessels earned between $46,700 and $162,000 per year.
This analysis estimates the costs of the initial requirement to use
chain-mat
[[Page 63544]]
modified gear in the Atlantic sea scallop dredge fishery outlined in
the table provided in the August 2006. The table specified 11 vertical
and 6 horizontal chains for dredges with a frame width greater than 13
ft (3.96 m), 9 vertical and 5 horizontal chains for dredges of 11 ft
(3.35 m)to 13 ft (3.96 m), 7 vertical and 4 horizontal chains for
dredges of 10 ft (3.05 m) to less than 11 ft (3.35 m), and 5 vertical
and 3 horizontal chains for dredges of less than 10 ft (3.05 m). Some
vessels with different dredge configurations may incur additional costs
due to the requirement for 14 inches (35.5 cm) or less, if they had
based their configuration on the table and it did not produce 14 inch
(35.5 cm) openings, but these costs are expected to be minimal and will
not significantly affect the analysis. Using the materials recommended
in DuPaul et al. (2004a) and average costs for labor, the cost for
modifying a scallop dredge ranges from $177.37 for a dredge less than
10 ft (3.05 m) to $389.22 for a dredge greater than 13 ft (3.96 m). The
second cost to the industry is the loss of catch with the modified
dredge. This cost will not be affected by the requirement of 14-inch
(35.5-cm) openings as these openings are similar in size to those used
during the experimental fishery. During the 2003-2004 field trials, the
modified dredge caught, on average, 6.71 percent less scallops than the
unmodified dredge (DuPaul et al., 2004a). This is slightly less than
the loss of 6.76 percent reported in the draft final report on the
experiment (DuPaul et al., 2004b). The economic analysis assumes a loss
of 6.76 percent, as reported in the draft report on the experiment.
Therefore, the analysis slightly overestimated the economic impacts. If
fishermen do not increase their effort to offset this loss, they will
experience a reduction in revenues. Assuming that the fishermen do not
minimize this loss by increasing effort, revenue for a limited access
vessel may be reduced between a low of $18,800 to a high of $38,700;
while revenue for a general category vessel may be reduced between
$1,300 and $5,600. The total impact of the cost to modify the gear and
loss of revenue due to reduction in catch may reduce a vessel's annual
revenues on average between 3 percent and 7.8 percent.
Of the 314 affected vessels, 193 vessels may have their revenues
reduced by 5 percent or less, 116 vessels may have their revenues
reduced between 5 and 10 percent, and 5 vessels may have their revenues
reduced by greater than 10 percent. Of the 121 vessels that may have
revenue reductions exceeding 5 percent, 27, 29, 29, and 22 of the
vessels are registered to the states of Massachusetts, New Jersey,
Virginia, and North Carolina, respectively. Annual industry revenues
would be reduced by 4.3 percent ($9.6 million/$221.4 million x 100).
There is also a cost associated with maintaining the gear. This
cost depends on a number of factors including the type and grade of
chain utilized, the configuration and rigging of the gear, and the area
fished. Based on the use of a high quality chain, NMFS anticipates that
the chain mat would need to be replaced each fishing season. It is
unlikely that the replacement of chains will occur at a single point
during the season as chains may break during fishing operations or may
wear at different rates. Nevertheless, it is expected that the entire
chain mat would be replaced over the course of a fishing season.
Therefore, fishermen will incur the costs associated with purchasing
the chains and shackles to configure the gear each year.
Other potential costs are those due to increased drag, weight, and
tow times, as well as increased fuel consumption, which will result
from adding chains to the dredge. The NEFSC provided information on the
weight of a standard scallop dredge for the August 2006 rule. The total
weight (+/- 15 percent) of a sea scallop dredge with a width of 15 ft
(4.57 m) is approximately 2,500 pounds (1134 kg) for the dredge frame
and another 2,000 pounds (907 kg) for the chain bag with chains and
club sticks. The weight of the chain mat is estimated to be between 56
pounds (25 kg) for a 10-ft (3.05-m) dredge and 147 pounds (66.7 kg) for
a 15-ft (4.57-m) dredge. Assuming 20 percent additional chains and
shackles would be required for some vessels to comply with the 14 inch
(35.5 cm) requirement (a conservative overestimate), the range of
weights would increase by 11 lbs (5 kg) for a 10-ft (3.05-m) dredge to
29 lbs (13 kg) for a 15-ft (4.57-m) dredge. The weight of the chain-mat
modified dredge is not considerably different from the unmodified
dredge. The additional chain that some vessels may have added to comply
with the requirement for a 14-inch (35.5-cm) opening is a fraction of
the chain required for the chain mat as a whole, and the addition of
this chain is not expected to substantially increase the weight of the
gear. Therefore, NMFS does not anticipate that the additional chain
will substantially impact the efficiency of the dredge and does not
anticipate any significant costs resulting from extra weight on the
gear.
There are some additional costs for vessels that need to
reconfigure the gear to comply with the requirement to have openings
measuring 14 inches (35.5 cm) or less per side. The costs due to a loss
of catch evaluated here are based on the scallop loss observed during
the experimental fishery (6.7 percent). Given that the openings in the
gear used in the experimental fishery are of similar size to the
openings required by the proposed regulation and that the analysis uses
the loss of catch estimated in the experimental fishery, the impacts
due to a loss of catch included in the analysis for the original chain
mat regulation (described previously) apply to this proposed action as
well. Therefore, the only difference is in the cost to reconfigure the
gear.
As described previously, there are two costs associated with
reconfiguring the gear - the cost of materials and the cost of labor.
Vessels will have already purchased the majority of the chain needed to
configure the chain mat. There will be a slight additional cost for
some vessels for the purchase of additional chain in order to achieve
openings equal to or less than 14 inches (35.5 cm). However, the amount
of additional chain needed will be less than that already purchased. If
you assume 20 percent additional chains and shackles would be required
to comply with the 14 inch (35.5 cm) requirement (a conservative
overestimate), the additional costs for a 10-foot (3.05-m) dredge would
be approximately $26 and the costs for a 15-foot (4.57-m) dredge would
be approximately $68. This estimate uses the same costs for materials
considered in the analysis described previously. Some additional
welding would be required to reconfigure the gear to meet the 14 inch
(35.5 cm) requirement. However, it is unlikely that this cost would
exceed the cost of initially configuring the gear. The cost to the
industry of reconfiguring the gear to meet the 14 inch (35.5 cm) or
less requirement cannot be quantified at this time as it is unknown how
many vessels would need to reconfigure their gear. However, these
impacts are expected to be minimal given that: (1) some vessels had
already configured their gear according to this option; (2) the use of
the table resulted in openings meeting this requirement in certain
cases; and (3) the cost to reconfigure the gear is less than the cost
to initially configure the gear.
Three alternatives were evaluated for this action. Under the No
Action Alternative, vessels would be required to comply with the
existing chain mat requirements. That is, any vessels with a Federal
Atlantic sea scallop fishery permit and a sea scallop dredge,
[[Page 63545]]
regardless of dredge size or vessel permit category, present in waters
south of 41[deg] 9.0' N. lat., from the shoreline to the outer boundary
of the EEZ must have each dredge configured with a chain mat from May 1
through November 30 each year. Vessels that harvest sea scallop in or
from these waters must have the chain mat configuration installed on
all dredges for the duration of the trip. The Preferred Alternative is
the same as the No Action; with minor modifications to the regulatory
text to clarify the regulatory requirements and the addition of a
transiting provision. Alternative 1 would remove the existing
requirements for chain-mat modified dredges in the Atlantic sea scallop
fishery. This alternative is necessary to provide for a comparative
analysis of the alternatives.
All business entities participating in the sea scallop dredge
fisheries are considered small business entities. The Preferred
Alternative and the No Action Alternative have the same economic
impact; while Alternative 1 will have a lesser impact. Under the
Preferred Alternative and the No Action Alternative, 314 vessels are
affected and industry revenues are reduced by 4.3 percent. The
Preferred Alternative and the No Action Alternative provide the most
protection to sea turtles; while Alternative 1 leaves sea turtles
vulnerable to capture, injury, and mortality that result from such
capture, in the sea scallop dredge bag.
Literature Cited
Coles, W.C. 1999. Aspects of the biology of sea turtles in the mid-
Atlantic bight. Unpublished dissertation, The College of William and
Mary in Virginia. 149 pp.
DuPaul, W. D. and R. J. Smolowitz. 2003. The development of a
modified sea scallop dredge. Final Contract Report. February 14, 2003.
VIMS Marine Resources Report, No. 2003-1. 9 pp.
DuPaul, W. D., D. B. Rudders, and R. J. Smolowitz. 2004a. Industry
trials of a modified sea scallop dredge to minimize the catch of sea
turtles. Final Report. November 2004. VIMS Marine Resources Report, No.
2004-12. 35 pp.
DuPaul, W. D., D. B. Rudders, and R. J. Smolowitz. 2004b. Industry
trials of a modified sea scallop dredge to minimize the catch of sea
turtles. Draft Final Report. August 2004. Contract Number POEA
133F-03-SE-0235. 11 pp.
Milliken, H. O., L. Belskis, W. DuPaul, J. Gearhart, H. Haas, J.
Mitchell, R. Smolowitz, and W. Teas. 2007. Evaluation of a modified
scallop dredge's ability to reduce the likelihood of damage to
loggerhead sea turtle carcasses. U.S. Dep Commer., Northeast Fisheries
Science Center Reference Document 07-07. Northeast Fisheries Science
Center. Woods Hole, MA. 30 pp. Available at https://www.nefsc.noaa.gov/
nefsc/publications/
Murray, K. T. 2004a. Bycatch of sea turtles in the Mid-Atlantic sea
scallop (Placopecten magellanicus) dredge fishery during 2003. 2nd ed.
U.S. Dep Commer., Northeast Fisheries Science Center Reference Document
04-11. Northeast Fisheries Science Center. Woods Hole, MA. 25 pp.
Available at https://www.nefsc.noaa.gov/nefsc/publications/
Murray, K. T. 2004b. Magnitude and distribution of sea turtle
bycatch in the sea scallop (Placopecten magellanicus) dredge fishery in
two areas in the northwestern Atlantic Ocean, 2001-2002. Fish. Bull.
102:671-681.
Murray, K. T. 2005. Total bycatch estimate of loggerhead turtles
(Caretta caretta) in the 2004 Atlantic sea scallop (Placopecten
magellanicus) dredge fishery. U.S. Dep Commer., Northeast Fisheries
Science Center Reference Document 05-12. Northeast Fisheries Science
Center. Woods Hole, MA. 22 pp. Available at https://www.nefsc.noaa.gov/
nefsc/publications/
Murray, K. T. 2007. Estimated bycatch of loggerhead turtles
(Caretta caretta) in U.S. mid-Atlantic scallop trawl gear, 2004-2005,
and in sea scallop dredge gear, 2005. U.S. Dep Commer. Northeast
Fisheries Science Center Reference Document 07-04. Northeast Fisheries
Science Center. Woods Hole, MA. 30 pp. Available at https://
www.nefsc.noaa.gov/nefsc/publications/
NMFS (National Marine Fisheries Service). 2005. Scallop dredge
evaluations. F/V Capt. Wick, Panama City FL. 6/18/05-6/23/05. Report
and Video. NOAA, National Marine Fisheries Service, Southeast Fisheries
Science Center. Harvesting Systems and Engineering Branch. Received 7/
12/2005. 8 pp.
NMFS (National Marine Fisheries Service) 2006. Endangered Species
Act section 7 consultation on the Atlantic sea scallop fishery
management. Biological Opinion. Sep. 2006. NOAA, National Marine
Fisheries Service Northeast Regional Office. Gloucester, MA. 104 pp.
plus appendices.
Teas, W. G. 1993. Species composition and size class distribution
of marine turtle strandings on the Gulf of Mexico and southeast United
States coasts, 1985-1991. NOAA Tech. Memo. NMFS-SEFSC-315. 43 pp.
List of Subjects in 50 CFR Part 223
Endangered and threatened species, Exports, Reporting and
recordkeeping requirements, Transportation.
Dated: November 6, 2007.
William T. Hogarth,
Assistant Administrator for Fisheries, National Marine Fisheries
Service.
For the reasons set forth in the preamble, 50 CFR part 223 is
proposed to be amended as follows:
PART 223--THREATENED MARINE AND ANADROMOUS SPECIES
1. The authority citation for part 223 continues to read as
follows:
Authority: 16 U.S.C. 1531-1543; subpart B, Sec. 223.12 also
issued under 16 U.S.C. 1361 et. seq.; 16 U.S.C. 5503(d) for Sec.
223.206(d)(9).
In Sec. 223.206, paragraph (d)(11) is revised to read as follows:
Sec. 223.206 Exemptions to prohibitions relating to sea turtles.
* * * * *
(d) * * *
(11) Restrictions applicable to sea scallop dredges in the mid-
Atlantic--(i) Gear Modification. During the time period of May 1
through November 30, any vessel with a sea scallop dredge and required
to have a Federal Atlantic sea scallop fishery permit, regardless of
dredge size or vessel permit category, that enters waters south of
41[deg] 9.0' N. latitude, from the shoreline to the outer boundary of
the Exclusive Economic Zone must have on each dredge a chain mat
described as follows. The chain mat must be composed of horizontal
(``tickler'') chains and vertical (``up-and-down'') chains that are
configured such that the openings formed by the intersecting chains
have no more than 4 sides. The length of each side of the openings
formed by the intersecting chains, including the sweep, must be less
than or equal to 14 inches (35.5 cm). The chains must be connected to
each other with a shackle or link at each intersection point. The
measurement must be taken along the chain, with the chain held taut,
and include one shackle or link at the intersection point and all links
in the chain up to, but excluding, the shackle or link at the other
intersection point.
(ii) Any vessel that enters the waters described in (d)(11)(i) and
that is required to have a Federal Atlantic sea scallop fishery permit
must have the chain mat configuration installed on all dredges for the
duration of the trip.
(iii) Vessels subject to the requirements in (d)(11)(i) and
(d)(11)(ii) transiting waters south of 41[deg] 9.0' N. latitude, from
the shoreline to the outer boundary of the Exclusive Economic
[[Page 63546]]
Zone, will be exempted from the chain-mat requirements provided the
dredge gear is stowed in accordance with Sec. 648.23(b) and there are
no scallops on-board.
[FR Doc. E7-22073 Filed 11-8-07; 8:45 am]
BILLING CODE 3510-22-S