Pesticides; Data Requirements for Biochemical and Microbial Pesticides, 60988-61025 [E7-20828]
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in crops at the appropriate plant back
intervals (taking into account plant back
restrictions on product labels) in the
confined rotational crop study. If residues of
concern in the confined study are greater
than 0.01 ppm but less than the limit of
quantitation of the analytical method to be
used on field trial samples, the Agency will
consider not requiring, on a case-by-case
basis, the limited field trials. If there are
particular toxicological concerns with the
parent pesticide or any metabolites, limited
field studies may be needed if such residues
are identified at levels below 0.01 ppm in the
confined study.
24. Crop field trials are required to
establish tolerances on rotational crops when
quantifiable residues of concern are observed
in the field rotational crops study.
25. Not required for an exemption from a
tolerance provided that dietary exposure
estimates are not needed due to low toxicity
or that theoretical estimates of exposure are
adequate to assess dietary risk.
26. Not required for an exemption from a
tolerance.
Subparts X – Z [Reserved]
update definitions for both biochemical
and microbial pesticides. The Agency
received comments from 20
commenters, representing State and
Federal agencies, industry, and private
consultants.
DATES: This rule is effective on
December 26, 2007.
ADDRESSES: EPA has established a
docket for this action under Docket
identification number EPA-HQ-OPP2004-0415. All documents in the docket
are listed on the regulations.gov web
site. Although listed in the index, some
information is not publicly available,
i.e., CBI or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically through
www.regulations.gov or in hard copy at
the Office of Pesticide Programs (OPP)
Regulatory Public Docket (7502P), Room
S-4400, One Potomac Yard (South
Building), 2777 S. Crystal Drive,
Arlington, VA 22202. This Docket is
open from 8:30 a.m. to 4 p.m., Monday
through Friday, excluding legal
holidays. The Docket telephone number
is (703) 305-5805 .
FOR FURTHER INFORMATION CONTACT:
Candace Brassard or Nathanael Martin,
U.S. Environmental Protection Agency
(7506P), 1200 Pennsylvania Ave., NW.,
Washington, DC 20460, telephone: 703305-6598 or 703-305-6475, e-mail:
brassard.candace@epa.gov or
martin.nathanael@epa.gov.
§§ 158.2300 – 158.2500
SUPPLEMENTARY INFORMATION:
Subparts P – T [Reserved]
§§ 158.1500 – 158.1900
[Reserved]
Subpart U—Biochemical Pesticides
[Reserved]
§ 158.2000
[Reserved]
Subpart V—Microbial Pesticides
[Reserved]
§ 158.2100
[Reserved]
Subpart W—Antimicrobial Pesticides
[Reserved]
§ 158.2200
[Reserved]
[Reserved]
[FR Doc. E7–20826 Filed 10–25–07; 8:45 am]
I. General Information
BILLING CODE 6560–50–S
A. Does this Action Apply to Me?
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 158
[EPA–HQ–OPP–2004–0415; FRL–8109–8]
RIN 2070–AD51
Pesticides; Data Requirements for
Biochemical and Microbial Pesticides
Environmental Protection
Agency (EPA).
ACTION: Final Rule.
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AGENCY:
SUMMARY: This is the final rule for
Biochemical and Microbial Pesticide
Data Requirements. The Agency
published a proposed rule on March 8,
2006, on the data requirements to
support registration of biochemical and
microbial pesticides and proposed to
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You may be potentially affected by
this action if you are a producer or
registrant of a biochemical or microbial
pesticide product. This action may also
affect any person or company that might
petition the Agency for new tolerances
for biochemical or microbial pesticides,
or hold a pesticide registration with
existing tolerances, any person or
company interested in obtaining or
retaining a tolerance in the absence of
a registration. Potentially affected
entities may include, but are not limited
to:
• Crop Production (NAICS code 111).
• Animal Production (NAICS code
112).
• Food Manufacturing and Processing
(NAICS code 311).
• Chemical Producers (NAICS code
32532), e.g., pesticide manufacturers or
formulators of pesticide products,
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importers, or any person or company
that seeks to register a pesticide or
obtain a tolerance for a pesticide.
This listing is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. Other types of
entities not listed in this unit could also
be affected. The North American
Industrial Classification System
(NAICS) codes have been provided to
assist you and others in determining
whether this action might apply to
certain entities. To determine whether
you or your business may be affected by
this action, you should carefully
examine the applicability provisions in
Unit II. If you have any questions
regarding the applicability of this action
to a particular entity, consult the
persons listed under FOR FURTHER
INFORMATION CONTACT or visit the
following Web site: https://www.epa.gov/
pesticides/biopesticides/.
B. How Can I Access Electronic Copies
of this Document and Other Related
Information?
All documents in the docket are listed
in the docket index at https://
www.regulations.gov under docket
number EPA–HQ–OPP–2004–0415.
Although listed in the index, some
information is not publicly available,
e.g., CBI or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available either in the electronic docket
at https://www.regulations.gov, or, if only
available in hard copy, at the Office of
Pesticide Programs (OPP) Regulatory
Public Docket in Rm. S-4400, One
Potomac Yard (South Building), 2777 S.
Crystal Drive, Arlington, VA. The hours
of operation of this docket facility are
from 8:30 a.m. to 4:00 p.m., Monday
through Friday, excluding legal
holidays. The Docket telephone number
is 703-305-5805.
II. Overview of This Document
EPA published a notice of proposed
rulemaking in the Federal Register on
March 8, 2006 (71 FR 12072) for Data
Requirements for Biochemical and
Microbial Pesticides. This document is
the final rule and the response to
comments on the proposed rule. EPA
received comments from 20
commenters, raising 58 comments on
various data requirement issues for
biochemical and microbial pesticides. A
total of 11 comments concerning the
definition of a biochemical pesticide
and 5 comments concerning the
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definition of a microbial pesticide were
received. Of the 20 commenters, 15
were from industry or private consulting
firms, 4 were from State/Federal/
international governments, and 1 was
from a public interest group.
In response to comments, EPA is
modifying some aspects of the rule
relating to types of products being
tested, i.e., technical grade active
ingredient (TGAI) versus typical endproduct (TEP), modifying some test
notes where appropriate, adding or
deleting some data requirements, and
modifying the definition of a microbial
pesticide.
The final rule updates the definitions
of a biochemical pesticide and a
microbial pesticide to more accurately
describe these categories of pesticides,
and to make a conforming change to the
definition of microbial pesticide in 40
CFR 172.43. The rule also informs the
public how the Agency will assist
applicants in determining what data are
appropriate to support registration of a
biochemical or microbial pesticide. EPA
encourages applicants to request presubmission meetings to discuss these
data issues. The final rule also provides
for assistance to applicants, in some
narrow circumstances, in preparation of
an applicant’s data waiver.
As an ancillary matter, this final rule
is making certain technical changes
necessitated by EPA’s decision to create
new part 161 to contain data
requirements specific to antimicrobial
pesticides. New part 161 is discussed
fully in the final rule for conventional
pesticides published elsewhere in this
issue of the Federal Register. By
transferring essentially intact the
current part 158 requirements, EPA
would also be transferring material
pertaining to biochemical and microbial
pesticides that is not intended to be
covered by part 161. Specifically, EPA
is removing §§ 161.65, 161.690 and
161.740, the freestanding sections
devoted exclusively to biochemical and
microbial pesticides.
This final rule is one in a series of
proposed and final rules to update and
clarify pesticide data requirements.
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III. The Proposed Rule and Related
Proposal for Conventional Chemicals
On March 8, 2006, the Agency
published a notice of proposed
rulemaking for Biochemical and
Microbial Pesticide Data Requirements
(71 FR 12072). The Agency received
submissions from 20 commenters. This
final rule describes briefly the
background of the final rule and
responds to key issues raised by
commenters.
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A. General Background on the Phased
Rulemaking Approach
EPA is responsible for registration of
the following categories of pesticides:
biochemicals, microbials, plantincorporated protectants, conventional
pesticides, and antimicrobial pesticides.
These pesticides, although regulated
under the same statutory standards
under FIFRA and FFDCA, pose different
levels of risk and exposure that lead to
significant differences in data needs.
EPA has embarked on a series of
rulemakings intended to update data
requirements for the various types of
pesticides. This final rule is the second
and builds on the previous update for
conventional chemicals.
Elsewhere in this issue of the Federal
Register EPA published a final rule to
update and revise its data requirements
for the registration of conventional
pesticides. In addition to specific
changes to the data requirements for
registration of conventional pesticides,
EPA made a number of other changes to
the general provisions of part 158.
Specifically, subpart A of the rule for
conventional chemicals describes
general provisions including
definitions, format of data submissions,
policies on Confidential Business
Information (CBI), flagging criteria,
waivers, and minor uses. Subpart B of
the rule for conventional chemicals
describes expanded use patterns,
clarifications on using the data tables,
identifying data for Experimental Use
Permits (EUPs), test guidelines, and
purpose of the registration data
requirements.
EPA proposed to also upgrade the
structure of part 158, assigning
biochemical data requirements to
subpart L and microbial pesticide data
requirements to subpart M of part 158.
As a result of the comments on the
proposed rule for conventional
pesticides, EPA has restructured part
158. Biochemical pesticide data
requirements will now be under subpart
U and microbial pesticide data
requirements will be under subpart V.
B. General Provisions and Format
As described in the final rule on
Conventional Pesticides published
elsewhere in this issue of the Federal
Register, EPA has reorganized and
reformatted part 158, subpart A (General
Provisions) and subpart B (How to Use
Data Tables), and reorganized and
redesignated subpart D (Data
Requirement Tables) into a number of
individual subparts.
Many of the revisions are intended to
improve the usefulness of part 158 data
tables by better identifying the specific
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data requirements that could apply to a
particular pesticide application. As with
the original design of part 158 in 1984,
given the variety in pesticide chemistry,
exposure, and hazard, these revisions
are intended to retain a fair amount of
flexibility in their application, while
improving clarity and transparency to
the regulated community.
C. Required and Conditionally Required
Data Requirements
As with conventional pesticides, the
R/CR terminology is a general
presentation of the likelihood that a data
requirement will apply. The use of R
does not necessarily indicate that a
study is always required, but that it is
more likely to be required than not. The
use of CR means a study is less likely
to be required. However, both R and CR
designations must be read in the context
of the accompanying test notes to the
table. An applicant may assume that a
data requirement with R will typically
be required all the time. The test notes
accompanying that R designation may
provide supplementary information or
identify some condition(s) when the
study is not required. A CR designation
will generally include more extensive
test notes describing the limited
conditionality of the requirement. The
final rule continues this longstanding
practice. EPA revised some of the test
notes to clarify the conditions under
which the data would be required.
IV. Regulation of Biochemical and
Microbial Pesticides and Response to
Comments Discussion
A. Background of Regulating
Biochemical and Microbial Pesticides
This document is the final rule for the
Biochemical and Microbial Pesticide
Data Requirements. This document also
finalizes definitions of both a
biochemical and microbial pesticide.
The Agency issued a Notice of Proposed
Rulemaking on Biochemical and
Microbial Pesticide Data Requirements,
71 FR 12072; March 8, 2006. This notice
was an update of the biochemical and
microbial pesticide data requirements to
support the registration of biochemical
and microbial pesticides originally
promulgated in 1984.
B. Consultations with Applicants
In the preamble to the proposed rule,
the Agency discussed a process for
consultations with applicants. The
public responses were in favor of the
Agency recognizing that applicants
often needed assistance in determining
what information or data are
appropriate to support registration of a
biochemical or microbial pesticide.
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Therefore, EPA will continue to
encourage applicants to request presubmission meetings to discuss these
data issues. EPA will also continue to
provide assistance to applicants in some
narrow circumstances in preparation of
an applicant’s data waiver after
submission of an application.
EPA encourages applicants to seek
pre-submission meetings to discuss the
appropriate data or information to
support their product and the
opportunity for requesting data waivers.
During the pre-submission meeting,
EPA may be aware that certain data
requirements are already satisfied by
available data or information. Sources of
existing data include public literature
and/or studies submitted by another
registrant, which may be cited by the
applicant in accordance with relevant
data compensation procedures. EPA
may also be aware of sound scientific
rationales that render certain testing
unnecessary. Ultimately, the applicant
may submit an application based on the
discussion with EPA, along with a
signed copy of the minutes (which have
been concurred on by the Agency) of the
pre-submission meeting listing each
data requirement and the reason why
EPA and the company believe a waiver
is appropriate.
In addition, the Agency is offering a
post-submission process. Even after
submission of an application for
registration, EPA may find that either of
these scenarios may exist (i.e., basis for
citing to other data or information, or
waiver of a data requirement). Again,
EPA may discuss these issues with the
applicant and the applicant may choose
to amend its application by citing to
other data/information or requesting a
waiver.
This pre-submission and postsubmission process for ensuring that the
data requirements are either satisfied or
waived is specific to the review of
biochemical and microbial registration
applications, due primarily to the
specific nature and circumstances
unique to these pesticides (e.g.,
information already known to the
Agency) and thus the Agency does not
anticipate this process being widely
applicable to other types of pesticides,
such as conventional or antimicrobial
pesticides.
EPA notes that in providing this
assistance during the pre-submission
and post-submission process, it will
only consider readily accessible
information, such as information found
in Agency databases, and will not
search for applicable information, data,
or literature. Further, although this
process is intended to help applicants in
supporting their applications, EPA does
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not encourage applicants to rely on this
process to fill informational data gaps;
doing so may be at the expense of timely
review or may ultimately result in
rejection of an application or petition.
Finally, providing assistance in this
manner does not effectively allow
applicants to circumvent the data
requirements or the requirement to
submit a request for waiver of a data
requirement. The applicant must at all
times submit the waiver request; EPA is
simply providing assistance in
identifying what requirements are likely
to be waived for a particular product or,
in some narrow circumstances,
assistance in the preparation of the
waiver request. Because we are using
the pre-and post-submission process to
assist applicants in filing their own
waiver requests, we are not amending
the existing waiver provisions at 40 CFR
158.45.
C. Agency Coordination with the APHIS
Permitting Process
EPA requested comment on whether
the Agency should coordinate with
USDA for reviewing microbial
pesticides prior to registration. The
Agency was prompted by USDA’s need
for coordination when an Animal and
Plant Health Inspection Service (APHIS)
movement permit under 7 CFR part 340
is needed. USDA suggested that
registrants be required to submit a copy
of the applicable APHIS permits as part
of the registration application to EPA.
After discussing this issue with USDA,
EPA is developing a process for
coordinating the review of these
applications with USDA to avoid
delays.
D. Other Issues
With respect to some of the
environmental fate data requirements,
the Agency is providing two sets of
guideline numbers where needed; the
first guideline numbers are those
currently used by the Agency. The
second guideline numbers, which are in
parentheses, are the draft guidelines that
have completed peer review and will be
published as EPA final guidelines in the
near future. Guideline numbers are
provided in part 158 as information/
guidance to applicants, and both
guideline numbers are provided for each
data requirement in this rule as an
interim measure until the draft
guidelines are finalized. In general, draft
guidelines do not represent official
Agency position until finalized. In
either case, an applicant is not
compelled to use the cited guidelines,
but may choose to use an alternative
methodology that will provide the
information needed to complete the risk
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assessment. In such cases, applicants
are encouraged to consult with EPA
beforehand. Applicants may also
consult with EPA about using an
alternative methodology in draft
guideline that has completed peer
review.
As with the existing guidelines, draft
guidelines are developed through a
rigorous scientific process, including
public comment and extensive peer
review by the Scientific Advisory Panel,
and many have been harmonized
internationally. As such, they represent
the Agency’s recommended approach to
developing data that will generally be
likely to satisfy the Agency’s data needs
for risk assessment, and an applicant
choosing to use the Agency guidelines
may have greater confidence that the
resulting data will adequately address
our needs. This may also be the case for
the draft guidelines referenced in
parentheses in this rule. Once finalized,
the Agency would correct the guideline
references as appropriate.
E. Issues Identified that Apply to Both
Biochemical and Microbial Pesticide
Data Requirements.
The Agency did receive comments
that applied to both biochemical and
microbial pesticide data requirements.
These issues are discussed as follows:
1. Endangered species assessments—
summary of comments. Incidental to its
proposed data requirements for
conventional pesticides, EPA discussed
the possibility of future data and
information needs to develop and/or
refine risk assessments for endangered
species. EPA did not propose any data
requirements specific to endangered
species but described its current level of
information and data usage. EPA
requested comment on the value and
utility of location and usage
information, and on additional types of
research that might yield greater
refinement in risk assessments for
endangered species. One commenter
questioned whether the Agency’s
endangered species discussion in the
preamble applies to biochemical and
microbial pesticides only, or for
conventional pesticides as well. Two
commenters indicated the Agency
should require toxicity data for
surrogate species, and in particular
reptile and amphibian data.
Summary of response to comments.
EPA appreciates the responses it
received from the commenter on this
topic. As endangered species data
requirements were not proposed, EPA
has not responded to the comment as
part of this final rule but will consider
them in the context of its ongoing risk
assessments. If EPA finds that it needs
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to amend part 158 to normalize
endangered species data requirements,
the Agency will consider these
comments in the development of a
future proposed rule. The Agency has in
the past and will continue to rely on the
avian, fish, and invertebrate testing to
indicate the potential toxicity for other
non-target species.
2. Product performance—summary of
comments. Without proposing changes
to existing product performance data
requirements (§ 158.640), the Agency
augmented language for both
biochemical and microbial pesticide
data requirements for product
performance with the regulatory text.
One commenter indicated that the
Agency requires data for uses other than
for public health pests. Another
comment was that EPA’s language in the
proposed preamble required
clarification, indicating some products
are not as efficacious as conventional
pesticides. Another commenter
indicated that the label should be
supported by the efficacy data provided
to the Agency.
Summary of response to comments.
The Agency agrees that product
performance data are required for all
uses, but are only required to be
submitted for review at the time of
registration to support public health
claims. These provisions, i.e. new
§§ 158.2070 and 158.2160 for
biochemical and microbial pesticides,
respectively, are not replacing the data
requirement tables in § 158.640, but
only adding additional text for
clarifying when submission of product
performance data are typically
necessary for biochemical and microbial
pesticides. EPA is finalizing the
language as proposed. EPA agrees with
the commenters that the data must be
submitted to support the label claims for
registration of these public health
pesticides.
EPA did not propose to change the
existing data requirements and neither
the existing data table nor the proposed
regulating text would require the
applicant to submit data comparing
product efficacy. The Agency agrees
with the commenter that there should
not have been a distinction between
biochemical and conventional
pesticides in their efficacy, but that the
efficacy varies between all pesticides
and their products, and with respect to
public health claims, the label should
reflect the efficacy of the product.
3. Addition of passerine species and
appropriate nomenclature of test
species within nontarget ecological
effects data requirements—summary of
comments. The Agency proposed to add
another possible test species for the
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avian acute oral toxicity study, the redwinged blackbird, a passerine species.
EPA also proposed to continue to
include the identification of other
possible avian test species (bobwhite
quail and mallards), and for fish species
(rainbow trout and bluegill sunfish).
One commenter requested that EPA
revise the word ‘‘songbird’’ to read
‘‘passerine.’’ Another commenter
indicated that the Agency should
require historical control data on the
red-winged blackbird for the past 5
years to develop a baseline for future
testing on the species.
Summary of response to comments.
The Agency recommends that if the
registrant and the Agency deem it
appropriate to test a passerine species,
the registrant meet with the Agency
before initiating the study to determine
if the passerine species is appropriate
based on the current scientific
methodology and use pattern of the
proposed registration. This test species
may be required if the use pattern
would result in higher exposure to this
order of avian species.
In addition, after reviewing the
comments submitted, the Agency
decided to discontinue specific species
designation for all non-target organisms.
The test notes in the final rule only
indicate upland game, waterfowl, or
passerine species for avian concerns and
coldwater and warmwater fish for fish
concerns.
In summary, passerine species data
are still conditionally required in the
final rule for both biochemical and
microbial pesticides. The individual test
notes indicate when these data would
be appropriate. With respect to
developing test data over 5 years, EPA
will consider such protocol concerns
when it revises its test guidelines. The
Agency is finalizing the proposed
addition of the passerine species.
4. Reptile/amphibian testing—
summary of comments. The Agency did
not propose to require separate reptile
testing. One commenter indicated that
amphibian testing needed to be
included in the data requirements for
evaluating effects to non-target
ecological species.
Summary of response to comments.
The Agency has in the past and will
continue to rely on avian, fish, and
invertebrate testing to indicate the
potential toxicity for other non-target
species. Additional information will be
required as needed.
5. New studies providing little or no
practical value— summary of
comments. EPA proposed to require a
few newly codified studies, i.e.,
applicator/user exposure data to refine
data requirements, i.e., mutagenicity
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data requirements. One commenter
believed the Agency was using a ‘‘check
box’’ approach to requiring data rather
than regulatory need.
Summary of response to comments.
The Agency reviewed the data typically
submitted or determined to be necessary
to support registration requests received
over 7 years. EPA’s proposed rule was
based on that review. In some cases,
EPA proposed new data requirements to
codify existing practices and in other
cases EPA proposed to amend test notes,
for example, to clarify existing data
requirements. EPA’s analysis and
proposed rule were based on decisions
that the data and the modifications to
the tables were necessary. Without more
specific comment, EPA can not further
respond to this comment.
6. Providing adequate guidance when
data are required/use pattern
clarification—summary of comments.
When EPA revised the proposed rule,
there was a concerted effort to provide
informative test notes, which would
clarify when data are required.
However, a commenter did not provide
specific data requirement issues but
indicated the Agency was not clear on
the expanded use patterns. This
commenter also indicated that the
waiver policy was unclear.
Summary of response to comments.
As indicated earlier in this preamble,
the Agency provided a section on
‘‘Consultation with Applicants’’ in the
proposal which the commenter
indicated was missing. It is a
description of the pre-submission and
post-submission process within the
Agency encouraging the registrant to
meet with the Agency as early as
possible in the process in order to
minimize delays and avoid unnecessary
test costs. In most cases the numbers of
use patterns were actually combined for
transparency, i.e., food use and nonfood use. The test notes provided for
biochemical and microbial pesticides
are more detailed than in the current
regulation.
7. There are no accepted protocols or
guidelines for many data
requirements—summary of comments.
One commenter indicated that the
Agency published data requirements
without supporting published
guidelines. This commenter cited the
environmental fate guidelines.
Summary of response to comments.
The Agency proposed newly codified
data data requirements guidelines for
applicator/user exposure data; particle
size, fiber length, and diameter
distribution; product use information;
and companion animal safety. There
were also some new guideline numbers
identified for environmental fate data
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requirements. All of these data
requirements have guidelines available.
At the time of the publication of the
proposed rule, the environmental fate
guidelines were not finalized. The
Agency did provide the existing
guideline numbers that denoted the test
methods at that time. The
environmental fate guidelines (835
series) are anticipated to be published
this year. In the interim, we have
provided the current guideline numbers
and the proposed guideline numbers in
the data table. Once the final guidelines
are published, the Agency will amend
the Guideline references in the datea
tables, as appropriate. As indicated
previously, the guideline references are
provided in part 158 as information/
guidance to applicants. As with existing
guidelines, an applicant is not
compelled to use the cited draft
guidelines, but may choose to use an
alternative methodology that will
provide the information needed to
complete the risk assessment. (See Unit
IV.D.).
8. Codifying existing practice—
summary of comments. EPA made
revisions, which included codified,
newly codified, or new data
requirements. One commenter stated
that the Agency was mistaken in its
distinction between ‘‘new
requirements’’ and ‘‘newly codified
requirements.’’ The commenter
provided the example that the
immunotoxicity study (guideline
885.3550), is a new requirement, as no
such data requirement previously
existed, regardless of whether the
guideline was available.
Summary of response to comments. In
developing this rule, the Agency
received the data typically submitted or
determined to be necessary to support
registration requests received over the
last 7 years. If the data had never been
submitted to support registration, then
the data requirement would be
considered new. However, if the data
had been submitted or required to
support recent registrations, and were
not listed in the 1984 promulgated rule,
then the Agency would classify that
data requirement as newly codified.
As for the specific example of
immunotoxicity, these data are
currently required and are being
submitted to support existing
registrations and is currently required in
40 CFR 158.690. EPA has been requiring
or applicants have been submitting
immunotoxicity data based on specific
conditions, consistent with the 880.3550
guideline in more recent years, so the
Agency classified this as a newly
codified data requirement as a Tier II
and Tier III data requirement.
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9. Animal welfare concerns—
summary of comments. The Agency
received comment on individual studies
suggesting alternative approaches to
substitute for them. This comment was
designed to recommend reducing the
number of animals used in studies.
Summary of response to comments.
All new studies required under today’s
rule for biochemical and microbial
pesticides were all standard guideline
studies that are also part of the data
requirements for conventional
pesticides. The EPA’s Biopesticides and
Pollution Prevention Division (BPPD)
uses, where possible, the same studies
that are used for conventional pesticides
to allow for similar risk assessment
procedures; to support the validated,
time-tried, methods; to reduce the
complexity of studies that testing
laboratories must provide; to avoid
excessive expenses for the typically
small businesses that market these
biopesticides; and to avoid instituting
novel, non-validated procedures for a
relatively small group of pesticides. As
discussed in the preamble to the final
rule for the data requirements for the
registration of conventional pesticide
products, Unit XIII, Discussion of
Comments on Animal Welfare
Concerns, the Agency is committed to
avoiding unnecessary animal testing,
while taking into consideration
principles of sound science and the
requirements of FIFRA to protect
humans and the environment. The
complete Unit XIII response to these
comments also applies to microbial and
biochemical pesticide data
requirements. BPPD will consider test
methods that do not use animals and is
working with the rest of the Agency to
move towards these goals. In addition,
BPPD will continue to be available for
pre and post submission meetings to
allow an applicant to submit only those
data needed to support that particular
product.
V. Biochemical Pesticide Data
Requirements (new Subpart U)
A. Definition of Biochemical
(§ 158.2000)
Summary of proposed definition. EPA
proposed to revise the definition of
biochemical pesticide and received 11
comments on the definition. EPA’s
proposed definition was as follows:
A biochemical pesticide is a pesticide
that:
(1) Is a naturally-occurring substance
or structurally similar and functionally
identical to a naturally-occurring
substance;
(2) Has a history of exposure to
humans and the environment
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demonstrating minimal toxicity, or in
the case of a synthetically derived
biochemical pesticide, is equivalent to a
naturally-occurring substance that has
such a history; and
(3) Has a non-toxic mode of action to
the target pest(s).
As explained in the proposed rule,
EPA proposed to clarify the ‘‘naturallyoccurring’’ clause of the prior definition
by adding a criterion that the pesticide
have a history of exposure
demonstrating minimal toxicity. EPA
believes that if a pesticide is present in
the environment in sufficient quantities,
there would be a good chance that any
innate toxicity would already have been
recognized due to observed effects on
humans or representative non-target
organisms. A pesticide that meets this,
as well as other specified criteria, is
more appropriate for the tiering data
structure that EPA uses for biochemicals
than a pesticide that does not have such
history of exposure or a pesticide that
has a history of exposure in which such
exposure has revealed toxicity concerns.
The tiering structure can be beneficial
if data submitted to satisfy the early
tiers allow EPA to determine that the
pesticide does not cause unreasonable
adverse effects on the environment. This
determination at the early tiered stage
can reduce the total amount of data
generated to satisfy registration as
compared to pesticides that do not meet
the biochemical definition.
If the pesticide is naturally occurring
but otherwise does not clearly meet the
biochemical definition, EPA is not
likely to use the biochemical pesticides
tiering structure for testing; instead,
EPA would likely apply the data
requirements for conventional
pesticides for an adequate assessment of
the risks from the proposed use of such
a pesticide. However, note that in some
limited cases, EPA may assess a
pesticide under the biochemical
pesticide tiering structure even though
the pesticide is not a biochemical
pesticide. Specifically, EPA added
paragraph (c) to 40 CFR 158.2000 to
allow some limited use of the
biochemical tiering structure for
pesticides not clearly meeting the
biochemical definition but for which
only minimal additional data would be
necessary. Please refer to the preamble
of the proposed rule for further
explanation.
EPA also proposed that to meet the
definition of ‘‘biochemical’’ the
pesticide must have a non-toxic mode of
action to the target pest. EPA proposed
this criterion to conform to the original
intent for defining biochemical, that the
term describes a pesticide that is ‘‘not
the result of target organism
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toxification.’’ As EPA explained in the
proposed rule, the natural occurrence of
a pesticide does not necessarily mean
that it has a non-toxic mode of action to
the target pest. An example might be
pyrethrins, which are naturallyoccurring toxins that occur in
chrysanthemum plants. See the
proposed preamble and regulatory text
for a more complete discussion of the
proposed definition.
Summary of comments. Eleven
commenters identified concerns for the
revised definition of a biochemical
pesticide. In particular, the commenters
believed in most cases that the proposed
definition was more restrictive than the
current definition. Of particular concern
was the addition of the criterion that a
biochemical pesticide must have a nontoxic mode of action. A suggestion was
made that the definition be reworded to
include the phrase ‘‘mitigating mode of
action’’ as in ‘‘Has a non-toxic or
mitigating mode of action to the target
pest.’’ The commenters suggested that
this would allow inclusion of a physical
mode of action. Another commenter
indicated that the new definition would
not allow pesticides that cause
suffocation.
In addition, most of these commenters
believed that the proposed definition,
which included the language ‘‘Has a
history of exposure ... demonstrating
minimal toxicity’’ and ‘‘Has a non-toxic
mode of action to the target pest(s),’’
would also make the criteria for
defining a biochemical more restrictive,
possibly disallowing insect
pheromones, juvenile growth hormones,
and most plant and animal extracts to be
classified as biochemical pesticides.
One commenter indicated that the
definition should include both natural
occurrence and non-toxic mode of
action as part of the definition for low
risk.
One commenter generally supported
the new definition but suggested that
EPA also consider setting some limits to
exposure since some naturally-occurring
substances may be much more toxic if
their use patterns result in high
exposure levels. Another commenter
expressed a concern that saponins
would not be considered as biochemical
pesticides under the proposed
definition.
Summary of response to comments.
EPA disagrees with the general
comment that the proposed definition is
more restrictive than EPA’s operation
under the prior definition. EPA
reviewed all 180 biochemical pesticide
registrations since 1948 and determined
that only two pesticides currently
evaluated as biochemicals would not fit
the definition of a biochemical pesticide
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as proposed. Though these two have
been evaluated as biochemical
pesticides, the data required were
equivalent to what was required to
support conventional pesticides. Based
on this survey of biochemical
pesticides, the Agency expects that
there will be no significant differences
in the scope of pesticides EPA evaluated
as biochemical pesticides prior to the
effect of this rule and the scope of those
EPA evaluates as biochemical pesticides
under this new definition. This applies
equally to the scope of insect
pheromones, juvenile growth hormones,
and plant and animal extracts evaluated
under the prior definition and that
would be evaluated under the new
definition.
The Agency would like to clarify that
the provision that a biochemical
pesticide is a naturally-occurring
substance as well as a compound that is
structurally-similar and functionally
identical to a naturally-occurring
substance, also applies to pheromones.
The pheromone definition in today’s
rule has been modified to make this
explicit. In addition, the straight chain
lepidopteran pheromone definition will
be slightly corrected to correspond with
the internationally-recognized
definition as used in the tolerance
exemption at § 180.1153. The word
‘‘double’’ is added to ‘‘three bonds’’ to
read as ‘‘three double bonds’’. The
Agency is also replacing ‘‘designated
by’’ with ‘‘consisting of’’ in order to
make the definition more transparent.
The revised definition will read: ‘‘ A
straight chain lepidopteran pheromone
is a lepidopteran pheromone consisting
of an unbranched aliphatic chain
(between 9 and 18 carbons) ending in an
alcohol, aldehyde, or acetate functional
group and containing up to three double
bonds in the aliphatic backbone.’’
EPA does not believe that the
recommended inclusion of a ‘‘mitigating
mode of action’’ is needed. First, the
Agency interprets the phrase ‘‘non-toxic
mode of action’’ to include such pest
control mechanisms as attraction,
repellency (including irritants), growth
regulation/development changes,
induction of systemic acquired
resistance, and physical modes of action
such as desiccation, coatings, or
smothering, e.g., by naturally-occurring
oils. The Agency recognizes that
physical modes of action, e.g.
suffocation, may be lethal to the target
pest, but since they do not involve toxic
chemical/poison-induced effects in the
context of this program, they are
considered to be a non-toxic mode of
action. This is how EPA has interpreted
‘‘unique modes of action’’ as used in the
prior definition. EPA notes that the
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Biochemical Classification Committee
(consisting of EPA scientists) was
formed in 1995 and has been
responsible for determining whether a
proposed pesticide is eligible to be
evaluated as a biochemical pesticide
and has consistently applied this
interpretation of the existing definition.
EPA proposed to include the phrase
‘‘non-toxic mode of action’’ instead of
the phrase ‘‘unique modes of action’’
because EPA believes the former and
proposed phrase better/more accurately
describes our historical approach for
defining ‘‘biochemical pesticides,’’ and
intended no change in the scope of the
term historically applied. In addition, to
the fact that the proposed phrase
captures commenter’s concern,
commenters did not adequately define
the word ‘‘mitigate’’ as it would apply
to pesticidal modes of action. Thus, EPA
believes using a reference to mitigating
mode of action is unnecessary and may
only add confusion in implementation.
Finally, for practical reasons, EPA
does not believe that setting a limit
based on the amount of existing
exposure as compared to that
contemplated by the proposed use
pattern is necessary as recommended by
the commenter. Implementation of this
concept would be very difficult since
the classification of the product would
depend on the uses proposed with the
initial application, which often change
subsequent to the risk assessment
process. It would be impractical to have
to reclassify an active ingredient from a
biochemical pesticide to a chemical
pesticide based on use patterns. In
practice, EPA will initially classify a
pesticide as a biochemical pesticide, but
will apply additional data requirements,
up to and including those for
conventional pesticides, to adequately
assess the risk. In no case will an initial
determination of biochemical status
preclude the Agency from requiring data
not specifically included in subpart U if
necessary.
Another commenter stated the belief
that saponins (naturally-occurring
glycosides within plants) should be
considered biochemical pesticides and
that the new definition precludes such
a finding. The Agency believes not all
saponins would necessarily be
registered as biochemical pesticides.
Each one has to be evaluated carefully.
This illustrates the importance of having
sufficient exposure of naturally
occurring chemicals to determine if any
unreasonable toxicity is observed. Some
saponins are known to be poisonous to
people if swallowed, and some saponins
can cause severe dermal irritation, and
others may not be absorbed at low levels
in the diet. Many saponins are
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especially toxic to fish. Any changes in
the application or scope of the
definition would be addressed through
notice and comment rulemaking.
B. Individual Biochemical Data
Requirements
As noted in Unit II, 20 commenters
responded to the proposal. The
following sections are responses to
comments raised:
1. TEP and EP testing versus TGAI
testing—summary of comments. Many
commenters raised concerns about the
variability in test material used for
testing typical end-use product (TEP) or
end-use product (EP) or technical grade
active ingredient (TGAI) and whether to
require the use of the same test material
as that required for conventional
pesticide data requirements.
Summary of response to comments.
The Agency compared the test materials
required for conventional pesticides and
determined that requiring the same
testing material (i.e., TEP, EP, or TGAI)
for biochemical pesticides to be used is
appropriate in some circumstances.
However, upon review EPA determined
that there are instances where the types
of testing material should not be the
same. This difference is because there
usually is no ‘‘typical end-use product’’
for biochemical pesticides. Most
biochemical pesticide EPs are difficult
to replicate. Therefore, TGAI is being
required for many instances in which
the conventional pesticide regulations
require TEP or EP. EPA has made
revisions where appropriate in the final
rule.
2. Particle size, fiber length, and
diameter distribution—summary of
comments. EPA proposed to add a new
requirement for particle size, fiber
length and diameter distribution, due to
spray drift concerns. This new data
requirement is consistent with
conventional pesticides data
requirements with the exception of the
test material to be used; the Agency is
requiring TGAI data for biochemical
pesticides given the difficulties of
producing a replicated TEP or EP. One
commenter questioned the need for this
data requirement.
Summary of response to comments.
As indicated in the proposed preamble,
the data from these studies are needed
to complete the environmental fate
assessment to estimate the potential
pesticide drift to non-target areas. The
Agency should have included in the
justification that these data are also
useful for determining the potential for
acute inhalation toxicity to human
health and the environment. The
Agency is being consistent with its
assessment, since it reached the same
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conclusion in response to comments for
conventional pesticides.
Specifically, particle size is generally
expressed as mean mass aerodynamic
diameter (MMAD), which is a practical
way to account for the different possible
shapes such as fibers, clumps, etc. The
particle size distribution is used as a set
of criteria to determine respirability for
purposes of establishing the need and/
or the acceptability of inhalation
toxicity studies (acute and, if the main
route of exposure is inhalation,
subchronic toxicity studies), and again,
these data can also be used for spray
drift evaluation.
3. Immunotoxicity data
requirements—summary of comment.
EPA proposed to move the immune
response requirements from Tier I and
Tier II to Tier II and Tier III and added
two test notes indicating when the data
are required. One commenter stated
immunotoxicity tier II data are difficult
to interpret. Another commenter
believed that this should be identified
as a ‘‘new requirement’’ rather than as
‘‘codifying an existing data
requirement.’’
Summary of response to comments.
EPA is finalizing the amendments as
proposed. The name of this study has
changed, but the ‘‘immunotoxicity
testing’’ data requirement is identical to
the original ‘‘immune response’’ testing.
To provide more guidance on when the
studies are actually required, the final
rule includes two test notes. As a result
the data will be conditionally required
as Tier II and Tier III data requirements.
4. Companion animal safety data
requirement—summary of comments.
The Agency proposed to add companion
animal safety data requirements based
on past experiences indicating the data
were needed for a risk assessment. One
commenter requested that the Agency
define companion animal species and
surrogate species to be tested.
Summary of response to comments.
The Agency did not define the species
to be tested in a test note since it relies
on the Pesticide Assessment Guidelines
(870.7200) to identify various
appropriate species, which traditionally
have been required to support flea and
tick treatments for pets (i.e., dogs and
cats). EPA has not changed the final rule
as a result of the comments received,
except we provided more specific
guidance on test substance, (i.e., TGAI
instead of choice).
5. Applicator/user exposure data
requirements—summary of comments.
EPA proposed to add data requirements
to address applicator/user exposure.
EPA proposed a series of data
requirements within this category to be
tested on TGAI. EPA proposed to
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require background information as part
of the applicator/user exposure
monitoring data requirements. One
commenter requested that EPA clarify
its expectation that applicator exposure
data requirements are primarily
intended to generate data to support
evaluation of insect repellents. One
commenter indicated these data were
not needed for all use patterns.
Summary of response to comments.
EPA has decided to not finalize its
proposal to require background
information for the applicator/user
exposure monitoring test (guideline
875.1000) since the same data are
already required to be submitted under
the various other data requirements, i.e.,
dermal outdoor exposure, dermal indoor
exposure, etc. (guidelines 875.1100
through 875.1500). EPA has made no
further revisions to any other proposals
on this series of data requirements.
The final rule conditionally requires
the data to be submitted when the use
of the biochemical pesticide could
result in exposure levels that might
exceed those historically encountered,
and if so, other additional information
would be necessary (e.g., directions for
use, application rates, or other exposure
information) to determine potential
risks.
Thus, in general, when the use of any
biochemical pesticide can be expected
to exceed historical exposure to humans
or the environment, the Agency would
require exposure information to assure
minimal risk associated with that use.
Although it is true that insect repellents
are typically applied at levels that can
be expected to exceed those historically
encountered, many other pesticide use
patterns may also result in exposure
levels exceeding these historically
encountered use patterns. Again, these
data requirements are not limited to
insect repellents.
6. Product use information data
requirement—summary and Response
to comments. The Agency proposed to
require product use information
(guideline 875.1700). EPA received
comments that this information was not
necessary because this same basic use
information is available as part of the
registration or experimental use permit
application. EPA agrees with the
commenters and has removed this
requirement from the final rule.
7. Mutagenicity data requirements—
summary of comments . EPA proposed
to provide more guidance for
mutagenicity testing by specifying what
kinds of studies would be required at
Tier I and Tier II. This information was
previously described in the 1982
published Subdivision M guidelines
that indicated that Tier I would be in
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vitro testing and Tier II would be in vivo
testing. EPA proposed to add two of the
three in vitro studies to the table for
mutagenicity Tier I testing, and the two
in vivo studies were added to the data
table for mutagenicity Tier II testing.
Three comments were received. One
commenter mistakenly thought we had
an in vivo study at Tier I but did urge
us to use non-animal methods at Tier I
referencing an EPA tiered testing
proposal by Dearfield, et al. (Ref. 1).
Another commenter recommended that
we include an in vitro chromosome
aberration test at Tier I to better address
chromosomal endpoints. The third
commenter was concerned that an in
vivo chromosomal aberration or
clastogenicity study was moved to Tier
II and recommended an in vivo test be
included at Tier I.
Summary of response to comments.
Although the commenters were not
totally accurate about the presence of in
vivo chromosome studies being at the
Tier I level (they were not actually at
Tier I in the original nor the proposed
guidelines, although the original table
was not definitive by itself), the Agency
believes the recommendation of the
second commenter will address all these
concerns. Therefore, the in vitro
mammalian chromosome aberration
study, guideline 870.5375, will be
included in the Tier I Mutagenicity
Testing battery of acceptable tests to
better address chromosomal endpoints.
This will correspond better to the
mutagenicity testing description for the
conventional pesticide data
requirements, and will provide a more
complete Tier I assessment.
8. Primary eye, dermal and skin
sensitization data requirements—
summary of comments. The Agency
proposed to require both TGAI and EP
testing, for EPs and TGAI and MP
testing for MPs. The prior rule did not
require TGAI testing. One commenter
did not understand why the Agency
expanded the data requirements to add
the TGAI as the requisite test material.
Summary of response to comments.
The Agency indicated in the preamble
of the proposed rule that inert
ingredients as well as active ingredients
could cause adverse effects not
necessarily noted by TGAI alone.
Therefore, testing on both TGAI and EP
or MP is necessary to determine the
safety of the pesticide for these
endpoints. As a result, EPA is finalizing
both TGAI and EP or MP testing.
9. Limit testing—summary and
response to comments. The Agency did
not propose any revisions on limit
testing for avian acute toxicity testing,
but one commenter indicated support
for the new methods in reducing the
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number of test animals used for
conducting the study. The Agency
minimizes testing as much as possible
and often encourages the use of
maximum hazard testing using only the
high dose level, anticipating that no
significant effects will be seen.
10. Sediment/soil adsorption/
desorption data—summary of
comments. EPA proposed a revision in
the sediment toxicity data requirement
in Tier I from ‘‘not required’’ to
‘‘conditionally required’’ for greenhouse
use. The Agency also revised the test
note. One commenter requested that the
Agency clarify why these data would be
required for greenhouse use.
Summary of response to comments.
The Agency indicated the data may be
conditionally required for greenhouse
use to determine if the parent
compound remains bound while grown
in greenhouse conditions and is
available for uptake in the plant.
Likewise, it may need to be determined
how rapidly the parent degrades in the
growing medium, into what forms it
may degrade, and whether the
degradates are bound in the growing
medium or taken up by the plant.
VI. Microbial Pesticides Data
Requirements (Subpart V)
A. Definition of Microbial Pesticide
1. Summary of proposal. The Agency
proposed to revise the definition of a
microbial pesticide as follows:
Microbial pesticide means a
microorganism intended for preventing,
destroying, repelling, or mitigating any
pest, or intended for use as a plant
regulator, defoliant, or desiccant, that:
i. Is a eucaryotic microorganism
including, but not limited to, protozoa,
algae, and fungi.
ii. Is a procaryotic microorganism,
including, but not limited to bacteria.
iii. Is an autonomous replicating
microscopic element, including, but not
limited to, viruses.
EPA proposed this revision to 40 CFR
158.65 to better conform to the
description of the class of non-exempt
biological control agents in 152.20(a)(3),
and to use a structure for defining
microbial pesticide similar to that at 40
CFR 172.43. EPA explained that the
proposed revisions are not intended to
change, and in EPA’s view does not
change, the scope of the previous
regulatory definitions and descriptions
of microbial pesticides at §§ 158.65,
152.20(a)(3), or § 172.43. EPA also
proposed changes to § 172.43 so that the
definition would conform to the newly
proposed definition of microbial
pesticide, but did not intend to change
the scope of that provision. These
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revisions are intended to include all
microorganisms as microbial pesticides
based on the currently accepted
taxonomic nomenclature as of the date
of publication of this rule.
EPA also proposed to refine the
current regulatory text relating to the
need to separately register new species
or isolates and to separate that provision
from the definition section to avoid
confusion on the definition of microbial
pesticide.
In the preamble to the proposed rule,
EPA noted that microorganisms are
known to produce many chemical
pesticidal substances. These pesticidal
substances, when distributed or sold
independently of the microorganism,
are considered to be biochemical
pesticides, conventional chemical
pesticides, or antimicrobial pesticides,
depending on the mode of action and
the use. The microorganism would then
usually be considered part of the
manufacturing process. For example,
streptomycin, an antibiotic produced by
a bacterium, Streptomyces griseus, is
registered as a conventional chemical
fungicide.
See Unit VIII.A. of the preamble to the
proposed rule (71 FR 12072, March 8,
2006) for a more complete discussion of
the changes proposed for the definition
of microbial pesticide.
2. Summary of comments. The
Agency received a total of five
comments on the proposed definition of
a microbial pesticide. Some commenters
expressed concerns that the microbial
pesticide definition might not
adequately describe all microbial
pesticides. One recommended including
bacteriophages. Another commenter
asked if nematodes (which may have
symbiotic microorganisms living in
them) are covered by the definition.
Several commenters generally agreed
with the provision in EPA’s prior
definition that specifies that each new
isolate of a microorganism should be
evaluated as a new strain. However, one
of these commenters was concerned
that, particularly for baculoviruses,
there may be a few cases in which some
microorganisms could be evaluated at a
family or genus level for some test data
requirements such as for human health
toxicity/pathogenicity testing, even if
each microorganism is a different strain,
while in other cases an isolate might not
‘‘always meet the definition for a
strain.’’ The commenter is concerned
that maintaining the provision from the
prior definition might require more
testing than is necessary.
3. Summary of response to comments.
To address the concerns about the
adequacy of the microbial pesticide
definition, the Agency added the
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procaryotic class Archaea as an example
to the class Bacteria since this is another
division of procaryotes that is on the
level of bacteria, at least according to
some taxonomic schemes. Although this
does not change the scope of the
definition as implemented and
proposed by EPA, this will ensure that
this part of the definition is much
clearer by explicitly including that
entire group of microscopic living
organisms. EPA also considered
including bacteriophages in the
‘‘autonomous replicating’’ class under
the revised microbial definition, which,
as proposed, only included ‘‘viruses’’ as
an example. However, EPA decided that
it would not be appropriate from a
taxonomic viewpoint. Bacteriophages
are viruses that infect prokaryotes.
Including a subcategory of viruses, i.e.
the bacteriophages, as well as ‘‘viruses’’
would tend to confuse the language in
the regulation and adds nothing to the
scope of the definition. In addition, the
original language in the preamble to the
proposed rule was not quite accurate in
describing viruses, i.e. ‘‘the autonomous
replicating language is intended to
exclude pesticide components of
microscopic cells that are not able to
replicate as separate entities, such as
genetic constructs.’’ Because viruses
replicate utilizing some components of
a host cell, the ‘‘autonomous
replicating’’ language would not
accurately capture the relevant biology
or the viruses we have registered.
Therefore, EPA is changing the phrase
‘‘autonomous replicating microscopic
element’’ to ‘‘parasitically replicating
microscopic element’’ in part 3 of the
definition. Under this definition, genetic
constructs inserted intentionally into a
microbial agent to provide pesticidal
traits are not included because they do
not parasitically replicate; however, the
genetically altered microbial agent itself
would be regulated as a microbial
pesticide. We also changed the language
in the definition from ‘‘microorganism’’
to ‘‘microbial agent.’’ This better agrees
with the language in 40 CFR 152.20(a)
which exempts ‘‘Certain biological
control agents’’ from regulation under
FIFRA.
In response to the comment
concerning nematodes, EPA will offer
some general guidance on nematodes
here. Nematodes have been identified as
a macroscopic biocontrol organism that
is exempt from regulation in accordance
with § 152.20(a) on the basis that
another Federal regulatory agency is
adequately regulating them. However,
EPA is aware that the insecticidal
activity of some commercially marketed
nematodes is due to insecticidal
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microorganisms that live in a symbiotic
relationship inside the nematode gut,
(e.g., Xenorhabdus spp. and
Photorhabdus spp., entomopathogenic
bacteria associated with nematodes of
the families Steinernematidae and
Heterorhabditidae). In response to
previous inquiries from researchers
working with these biocontrol
organisms, EPA determined that these
symbiotic bacteria are considered a part
of the mode of action of the exempt
nematodes and are therefore covered by
the exemption in § 152.20. Many
exempt biocontrol organisms have
naturally-occurring microbial flora
living within them. However, if these
bacteria were isolated, grown separately,
and reinoculated into the nematodes as
a delivery system, EPA has determined
that the exemption does not apply and,
thus, a registration would be required
(USEPA, 1990)(Ref. 2). Likewise, genetic
engineering of the symbiotic insecticidal
microorganisms would also require
them to be regulated as microbial
pesticides.
EPA carefully considered the
comment raising the issue of whether an
isolate occasionally could be evaluated
to satisfy a subset of data requirements
at a higher taxonomic level than strain
level and whether an isolate might
sometimes be included as part of a very
similar strain. EPA believes the
proposed microbial pesticide definition
applicability provision is sufficiently
flexible to ensure adequate
consideration and data on new isolates,
while allowing use of existing data to
support registration if similar to an
existing strain that is already registered.
The wording of the provision relating to
applicability of the microbial data
requirements reads, ‘‘each new isolate of
a microbial pesticide is treated as a new
strain and must be registered
independently of any similar registered
microbial pesticide strain and supported
by data required in this subpart.’’ This
wording does not preclude the
possibility of using data from another
isolate to support the assessment if it
can be shown that the two isolates are
sufficiently closely related. In this way
it ensures that each isolate will be
independently considered for
registration purposes. The differences in
taxonomy between different
microorganism classifications,
particularly for baculoviruses, would
make any attempt to further clarify this
provision very complex and potentially
confusing as the systematic
nomenclature of these organisms change
over time. The Agency intends to use its
best scientific judgment in each instance
to determine if one isolate is sufficiently
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closely related to another isolate to
allow sharing of data or waiving of data
requirements.
B. Amendment of Parts 172 and 152
The definition of a microbial pesticide
has been revised as follows:
(1) ‘‘Microbial agent’’ replaces
‘‘microorganism;’’
(2) ‘‘Eubacteria and Archaebacteria’’
replaces bacteria; and lastly,
(3) ‘‘parasitically’’ replaces
‘‘autonomous’’.
These revisions were incorporated and
were also replaced in other sections of
40 CFR. To better coordinate the
regulations, EPA proposed to replace
the definition for a microbial pesticide
at 40 CFR 172.43 with an updated
definition. In addition, the Agency has
also identified § 152.403 as another
location in 40 CFR where the definition
of a microbial pesticide is crossreferenced. Accordingly, this provision
also needs to be corrected to reference
the new § 158.2000 and § 158.2100. EPA
has also proposed to delete § 158.65 in
the proposed rule for conventional
pesticides. EPA received no comments
on this change to parts 152 and 172.
C. Individual Issues Submitted on
Microbial Pesticides Data Requirements
A number of issues were identified
that were focused on the guidelines, i.e.,
number of applications, maximum
dosing of pesticides during testing, etc.
These issues are outside the scope of
this rule and EPA will consider them in
the context of guideline development.
The following issues were identified
for specific data requirements for
microbial pesticides. The Agency
responds to these comments in this
preamble. When appropriate, the
Agency has revised the regulatory text.
1. EP versus TGAI testing for data
requirements—summary of comments.
EPA proposed to require testing on
TGAI for various data requirements
instead of MP, or TEP or vice versa.
Summary of response to comments.
One commenter indicated that the EP
should be tested instead of the TGAI for
physical and chemical properties data
requirements. The Agency agrees with
the commenter and understands that for
meeting the chemical and physical
properties data requirements, some
product analyses should be done on the
product proposed for registration, either
an MP or EP. However, some product
analyses should be done with TGAI.
EPA proposed no change to the test
substance currently being required.
Rather, EPA simply broke out the
various tests that make up the body of
the product analyses data. Therefore,
the data being required are on TGAI or
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EP just as often as before, but with the
revised table, it is more clear when
TGAI or TGAI and MP/EP data are
required for each specific test is listed
(odor, color, etc.).
2. Analytical methods data
requirement—summary of comments.
EPA proposed to move the data
requirement for analytical methods from
the Product Analysis Data Table to the
Residue Data Table. One commenter
indicated that the analytical method
should be required as a chemical and
physical properties data requirement.
Summary of response to comments.
The Agency is continuing to require
these data but believes it more
appropriate to require the data as a
residue chemistry data requirement
where it primarily would be needed if
the microorganism could produce
residues of concern, such as toxins. For
general analysis of less problematic
microorganisms, the new requirement
for deposition of a sample to a culture
collection where it would be available
for use with standard microbial
analytical comparison methods is
sufficient to allow post registration
analysis. This is to ensure that the
product being registered is what was
tested and evaluated.
3. Quality assurance/quality control
issue—summary of comments. EPA did
not propose a revision in the
manufacturing process data
requirement. One commenter indicated
that a detailed description of quality
assurance/quality control (QA/QC)
program as part of the manufacturing/
production process should be clearly
specified as a data requirement.
Summary of response to comments.
The Agency agrees with the commenter
that the QA/QC program is especially
critical for microbial agents. The
existing regulations address these
concerns by requiring confirmation that
QA/QC is an essential part of the
manufacturing process description as
well as the discussion on formation of
unintentional products and impurities.
4. Acute injection toxicity/
pathogenicity data requirement—
summary of comments. EPA proposed
to eliminate the intracerebral
administration and rely on the
intravenous or intraperitoneal
administration for the acute injection
toxicity/pathogenicity study. One
commenter agreed that elimination of
the intracerebral injection assay was
reasonable, but indicated it was unclear
why the data were not required to
support registration of viruses. Another
commenter indicated that the
pathogenicity/toxicity study via the
intravenous (i.v.) or subcutaneous (s.c.)
route should not be required for viruses.
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Summary of response to comments.
The requirement for the intracerebral
injection assay is eliminated since it is
difficult to accomplish and has
questionable utility for detecting effects
given the high likelihood of adverse
effects from the method itself.
The Agency is not requiring
pathogenicity/toxicity data for viral
agents based on the difficulty of
establishing the clearance endpoint for
viruses. In these tests, the individual
organ macerates must be tested for
infectivity by a bioassay in the target
pest. The Agency finds that the results
from the cell culture assays are more
sensitive and present a greater potential
for the virus to express infectivity and
cytopathic effects. The final rule is the
same as the proposed rule for this data
requirement.
5. Hypersensitivity incidents data
requirement—summary of comments.
EPA proposed to revise the
hypersensitive incident data
requirement from ‘‘conditionally
required’’ (CR) to ‘‘required’’ (R) to
better describe the occurrence and when
it is actually required. One commenter
requested more guidance on when to
report hypersensitivity incidents to the
Agency, and indicated that the
elimination of the sensitization study
could not be supported.
Summary of response to comments.
For clarification, EPA did not require a
‘‘sensitization’’ study for microbial
pesticides in either the original or the
proposed rule. The original rule
required a hypersensitivity study and
reporting of hypersensitivity incidents.
The proposed rule proposed to remove
the requirement for hypersensitivity
studies but continue the requirement for
reporting of data for hypersensitivity
incidents. The reference was changed
from CR to R for the hypersensitivity
reporting to better indicate that the data
are required with no exceptions for all
use patterns, if any hypersensitivity
incidents occur. The Agency expects
that many microbial pesticides may be
respiratory sensitizers, although there
are no consistently reliable laboratory
tests available for this endpoint.
Therefore, in general, the Agency
requires protective equipment to lessen
exposure to microbial agents for
applicators with a high likelihood of
repeated exposure. The requirement for
reporting of human hypersensitivity
incidents is to track microorganisms
that may require more protective
measures than those generally followed.
The Agency agrees with the comment
that more guidance on when to report
would be helpful and is adding to the
footnote the following language from the
‘‘when required’’ section of the 1982
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Subdivision M Guideline 152.37
referenced in the original data
requirements for Hypersensitivity
Incidents and as slightly revised in the
1989 Guidelines (152A-15): ‘‘3.
Hypersensitivity incidents, including
immediate-type and delayed-type
reactions, of humans or domestic
animals that occur during the testing or
production of the TGAI, MP, or EP, or
are otherwise known to the applicant,
must be reported if they occur.’’
Additional guidance is provided by 40
CFR 152.50(f)(3), which specifies that an
applicant must include in a registration
application any factual information of
which he is aware regarding
unreasonable adverse effects of the
pesticide on humans or the
environment.
6. Mutagenicity data requirements—
summary of comments. EPA proposed
to no longer require mutagenicity data
on the whole microorganism. One
commenter disagreed with the Agency,
and indicated that mutagenicity data
should be required on the whole
organism. The commenter indicated
that, especially for a new
microorganism, basic genotoxicity
studies (in vitro) might indicate the
presence of metabolites/toxins with
mutagenic properties that otherwise
would not have been detected. Thus,
basic studies should be kept on the list,
at least as conditionally required. This
same commenter indicated a concern for
immunocompromised people and the
possible production of antibiotic
substances or the spread of antibiotic
resistance to human or animal
pathogens that could occur.
Summary of response to comments.
The Agency’s experience with standard
mutagenicity testing shows that it is not
appropriate for whole microorganisms
or often even for slurries. These
mixtures often interfere with the results
from the tests. If toxins that may be
mutagenic are identified as part of the
Tier I testing and/or are known to be
present in taxonomically related
microorganisms, they can be tested as
part of the acute testing requirements at
Tier II. The Agency’s approach is to
require testing that identifies whether
known problematic toxins are present in
that isolate. The significant part of a
microbial assessment comes from the
taxonomic description of the organism
that is used to search the literature to
identify any problematic toxins that
warrant individual assessment.
EPA evaluates potential effects on
immunocompromised people as part of
the assessment process of a microbial
pesticide, considering its relationship to
known human pathogens, the test data,
and the potential exposure from its use.
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EPA agrees most naturally-occurring
microorganisms have evolved some sort
of antibiotic mechanisms to help them
survive in the presence of other
microorganisms. However, rarely would
significant levels of an antibiotic be
produced from uses of microbial
pesticides that might produce a disease
problem. If a microorganism that could
produce significant levels of a clinically
important antibiotic was proposed for a
pesticidal use that might affect
medicinal uses of that antibiotic, it
would be handled on a case-by-case
basis by knowledgeable EPA scientists.
After careful consideration, the
mutagenicity data requirements remain
the same in the final rule as in the
proposed rule.
7. Infectivity/pathogenicity data
requirement—summary of comments.
EPA proposed to conditionally require
infectivity/pathogencity data as a Tier
III data requirement. One commenter
was opposed to the new data
requirement for infectivity/
pathogenicity.
Summary of response to comments.
The Agency understands the concerns
of conditionally requiring higher tiers of
mammalian testing. EPA believes,
however, that there may be instances in
which a microbial pesticide is intended
for control of a mammalian pest, and
such tests may be needed to assure the
safety for non-target mammalian
species. This same commenter also
strongly opposed the use of primates for
this testing and oncogencity/
carcinogenicity testing. The Agency
doubts a registrant would go to the
extremes of performing a primate study
to try to support registration of a
mammalian pathogen. The data
requirements in the final rule remain
the same as in the proposed rule.
8. TEP testing for non-target
ecological effects. EPA proposed some
revisions to provide the option for
testing either the TEP or TGAI for nontarget ecological effects. One commenter
recommended TEP or EP testing for all
products with potential aquatic or
terrestrial non-target exposure.
Summary of response to comments:
The Agency agrees with the commenter
that EP testing should be required when
significant non-target exposure is to be
expected. Therefore, the Agency has
added a new test note to require EP or
TEP testing when the EP may contain
other ingredients that may be toxic to
non-target organisms. The Agency has
added TEP to freshwater fish/
pathogenicity and invertebrate/
pathogenicity testing data requirements.
9. Honeybee toxicity testing—
summary of comments. The Agency
proposed one test note revision to the
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honeybee toxicity study for indoor use
and Experimental Use Permits (EUPs).
One commenter indicated the data
requirement refers mainly to oral effects,
and that the Agency should consider
dermal/topical effects as well,
suggesting it would improve
harmonization with other data
requirements, if the dermal/topical
acute toxicity test was also included as
an option.
Summary of response to comments.
The data table does not specify the route
of exposure for the honeybee toxicity
testing. The route of exposure for this
test is addressed in its OPPTS Microbial
Pesticide Harmonized Test Guideline,
885.4380, which is available on the
EPA’s web site at https://www.epa.gov/
opptsfrs/home/guidelin.htm and which
is referenced in the data table. This
guideline recommends using an oral
dose if the microbial pesticide is
expected to act by a dietary route of
exposure or consists of particles of such
a size that they might be carried back to
the hive like pollen. However, we
recognize that most honeybee oral
dosing methods would likely also result
in some dermal exposure. Furthermore,
the guideline does not rule out using a
conventional dermal/topical exposure
as an option if the mode of action of the
microbial pesticide indicates that it
would be more appropriate.
10. Environmental expression data
requirements—summary of comments .
EPA did not propose to change when
the Tier II environmental fate, i.e.
expression, testing would be triggered
by Tier I acute toxicity testing. However,
one commenter indicated that the data
requirements on environmental
expression are very limited. The
commenter recommended, to improve
harmonization with the European Union
(EU), that EPA should add substantial
guidance to the test notes 9, 10, and 11
(or references to relevant literature) on
what environmental fate data should be
collected, presented, and submitted, in
case a Tier II evaluation is required.
Response to comments: The guidance
that the commenter recommends be
added to the regulatory text is found in
our guidelines, specifically guidelines
885.5200, 885.5300, and 85.5400, which
are referenced in the data tables.
Historically, EPA has provided detailed
guidance on a case-by-case basis. The
EU and the US have agreed to use the
same microbial pesticide testing
guidelines, so these would be the best
place to address this concern. The EPA
will continue to address EU
harmonization through the OECD
Biopesticides Steering Group.
11. Reduction in number of test
animals used for testing—summary of
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comments. EPA did not propose any
revisions to the test guidelines within
this proposed rule. Two commenters
supported the development of new
methods to reduce the number of
animals used for pesticide testing while
maintaining the diversity of test species.
Summary of response to comments.
The revision of the guidelines is a
separate activity. The OPPTS Microbial
Test Guidelines already recommends a
single high dose for the initial test using
a minimal number of test animals and
provides for enough replicates with
sufficient statistical power. Specifically,
high dose tests (basically high dose
screening tests using a low number of
test animals and replicates) by their very
nature provide sufficient statistical
power to avoid type II (beta) errors.
12. Non-target organisms and
environmental fate testing. Both the
original and the proposed testing for
non-target effects and environmental
fate are organized into tiers, with the
effects testing at the Tier I level and the
environmental exposure testing at the
Tier II level. One commenter requested
the Agency conduct the fate and
exposure studies at Tier I and put the
non-target studies using living test
organisms at Tier II and higher. The
commenter suggested limiting Tier I
data requirements to strictly nonvertebrate studies, e.g., environmental
expression studies, and substituting
some in vitro studies such as a fish egg
and a protozoan toxicity study for in
vivo fish studies.
Summary of response to comments.
The Agency does not believe this
suggestion would allow an adequate
assessment to be done. The basis for the
microbial pesticide ecological risk
assessment is to first determine if there
are any significant adverse effects with
a maximum hazard approach. The
maximum hazard approach to testing
uses one dosing group of animals (mice,
rats, birds, etc) tested at a very high
dosage of the test substance on the
presumption that no adverse effects will
be seen. If no significant adverse effects
are seen at the maximum dosage,
exposure data are not required. The
Agency minimizes testing as much as
possible and often encourages the use of
maximum hazard testing when no
significant effects are expected to be
seen at that level. This is especially
pertinent to microbial pesticides which
rarely show any significant effects in the
high dose and it has dramatically
reduced the number of test animals used
and also reduced the cost of the testing.
Definitive environmental expression
studies are very difficult to perform for
naturally-occurring microorganisms that
can increase in numbers in the
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environment under varying conditions,
in contrast to chemical pesticides for
which environment fate studies are
designed to determine only how fast
they degrade and/or are transported. An
environmental expression study on a
microorganism rarely, if ever, would be
sufficiently conclusive to allow
bypassing the easier-to-perform in vivo
effects studies. However, a careful
preregistration analysis of the proposed
uses and known environmental
characteristics of the specific
microorganism usually allows for some
data waivers of the Tier I studies to be
granted. The proposal for substituting
the two in vitro studies to replace a
study on fish is worth further study as
an alternative to the standard fish study,
but it is not clear at this time if it would
accurately detect the potential for
microbial infectivity and pathogenicity.
13. Addition of other test species—
summary of comments. One commenter
suggested adding testing of freshwater
algae, terrestrial micro-organisms, and
the active micro-organisms in sewage
treatment plants, as these may be
exposed as well to general use,
biochemical, or microbial pesticides.
Summary of response to comments.
Current knowledge indicates that the
inherent variability in physical and
biological environments, the
adaptability of microbes, and redundant
degradation pathways in microbial and
mesofaunal communities, leads to no
significant or lasting impact on
ecosystems from introduction of
pesticidal microbes even where changes
to these populations can be
meaningfully tracked. (Refs. 3 and 4).
Moreover, microbial ecosystems are
highly variable. Any transitory, limited,
effects from the introduction of a typical
microbial pesticide into the
environment would be very difficult to
detect and analyze. The active
microorganisms in sewage treatment
plants are also part of a complex
specialized microbial community that is
very competitive and is also very
unlikely to be influenced by any one
given microbial pesticide.
VII. Experimental Use Permits
In promulgating its final rule on
conventional pesticides, EPA segregated
the Experimental Use Permit (EUP) data
requirements into a separate subpart C.
This was done in response to comments
suggesting this change for clarity and to
avoid confusion about the purpose of
the brackets. For consistency and ease of
use, EPA has adopted this new format
for biochemical and microbial
pesticides. Accordingly, the brackets
have been removed from the product
chemistry, residue, toxicology, non-
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target organism, and environmental fate
data tables.
The new data requirements for
experimental use permits are listed in
§ 158.2080 for biochemical pesticides
and § 158.2170 for microbial pesticides.
VIII. Implementation
After the effective date, the data
requirements in this final rule will
apply to all new registrations of
biochemical pesticides and microbial
pesticides. The Agency does not intend
to apply these requirements
retroactively to all existing pesticide
registrations but the Agency may find it
necessary to call in some data on certain
existing registrations, as warranted by
emerging risks of concern on particular
pesticides or as a result of possible
programmatic changes and priorities on
existing pesticides.
FIFRA sec. 3(c)(2) provides EPA broad
authority, before and after registration,
to require scientific testing and
submission of the resulting data to the
Agency by registrants and applicants of
pesticide products. Although the data
requirements in part 158 are imposed
primarily as a part of initial registration,
EPA is authorized under FIFRA sec.
3(c)(2)(B) to require a registrant to
develop and submit additional data to
maintain a registration. This postregistration data call-in authority
recognizes that the scientific
underpinnings of risk assessment
change, and is another means by which
EPA may keep data for use in risk
assessment current with evolving
science.
EPA will consider as part of its review
of a pending application whether and
how to apply these updated data
requirements. EPA expects that few
changes will be needed, as these
updated requirements reflect current
practice.
IX. References
The following is a listing of the
documents that are specifically
referenced in this final rule. These
documents and other supporting
materials are included in the docket
established for this rulemaking under
docket ID No. EPA-HQ-OPP-2004-0415
at https://www.regulations.gov.
1. Dearfield, K.L., Cimino, M.C.,
McCarroll, N.E., et al. ‘‘Genotoxicity risk
assessment: a proposed classification
strategy.’’ Mutation Research 521, 121135 (2002).
2. December 3, 1990 EPA memo:
Schneider to Hutton.
3. Gagliardi, J.V., Buyer, J.S. Angle,
J.S. and Russek-Cohen, E. 2001a.
Structural and functional analysis of
whole-soil microbial communities for
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risk and efficacy testing following
microbial inoculation of wheat roots in
diverse soils. Soil Biol. Biochem. 33:2540.
4. Gagliardi J.V., Angle J.S., Germida
J.J., Wyndham R.C., Chanway C.P.,
Watson R.J., Greer C.W., McIntyre T, Yu
H.H., Levin M.A., Russek-Cohen E,
Rosolen S, Nairn J, Seib A, MartinHeller T, Wisse G. 2001b. Intact soilcore microcosms compared with multisite field releases for prerelease testing
of microbes in diverse soils and
climates. Can J Microbiol. 47(3):237-52.
5. U.S. EPA, 2006. ‘‘Economic
Analysis of the Final Data Requirements
For Biochemical And Microbial
Pesticides Rule.’’ FEAD/OPP/U.S. EPA,
Washington, D.C.
6. U.S. EPA, 2002. ‘‘Supporting
Statement for an Information Collection
Request: Tolerance Petitions for
Pesticides on Food/Feed Crops and New
Inert Ingredients.’’ OMB Control No.
2070-0024, EPA ICR No. 0597. OPP/U.S.
EPA, Washington, D.C.
7. U.S. EPA, 2002. ‘‘Supporting
Statement for an Information Collection
Request: Application for New or
Amended Pesticide Registration.’’ OMB
Control No. 2070-0060, EPA ICR No.
0277. OPP/U.S. EPA, Washington, D.C.
8. U.S. EPA, 2001. ‘‘Supporting
Statement for an Information Collection
Request:’’ Data Generation for
Reregistration; Phase 4 and 5
Reregistration.’’ OMB Control No. 20700107, EPA ICR No. 1504. OPP/U.S. EPA,
Washington, D.C.
9. U.S. EPA, 2001. ‘‘Supporting
Statement for an Information Collection
Request: Data Call-Ins for the Special
Review and Registration Review
Programs.’’ OMB Control No. 20700057, EPA ICR No. 0057. OPP/U.S. EPA,
Washington, D.C.
10. U.S. EPA, 2004. ‘‘Supporting
Statement for an Information Collection
Request: Plant-Incorporated Protectants;
CBI Substantiation and Adverse Effects
Reporting.’’ OMB Control No. 20700142, EPA ICR No. 1693, Washington,
D.C.
X. FIFRA Review Requirements
In accordance with FIFRA sec. 25(a),
the Agency submitted a draft of this
final rule to the FIFRA Scientific
Advisory Panel (SAP), the Secretary of
Agriculture, and the Committee on
Agriculture in the House of
Representatives, and the Committee on
Agriculture, Nutrition, and Forestry in
the United States Senate.
The FIFRA SAP waived its review of
this final rule because the significant
scientific issues involved have already
been reviewed by the SAP and
additional review is unnecessary.
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A. Regulatory Planning and Review
Under Executive Order 12866,
entitled Regulatory Planning and
Review (58 FR 51735, October 4, 1993),
the Office of Management and Budget
(OMB) has determined that this action
is a significant regulatory action because
it might raise novel legal or policy
issues arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
Accordingly, EPA submitted this action
to OMB for review under Executive
Order 12866 and any changes made in
response to OMB recommendations
have been documented in the docket for
this action as required by sec. 6(a)(3)(E)
of the Executive Order.
In addition, EPA has prepared an
analysis of the potential costs and
benefits associated with this action,
entitled Economic Analysis of the Final
Data Requirements For Biochemical
And Microbial Pesticides Rule
(Economic Analysis). (Ref. 4). A copy of
this analysis is available in the docket
for this rule and is briefly summarized
here.
For the proposed rule, EPA estimated
that the total annual impact to the
pesticide industry is a regulatory
compliance cost reduction of $3.04
million per year, with an estimated
average cost reduction of $60,000 per
firm, per year. During the public
comment period for the proposed rule,
no comments were received on the
economic analysis. The majority of the
comments on the proposed rule focused
on definitional issues; none of the
clarifications made in this final rule
affect the Agency’s estimate on the total
annual impact to the pesticide industry.
Accordingly, no substantive changes
have been made to the Economic
Analysis for this rulemaking.
As such, the likely impact of this final
rule on businesses overall is expected to
be mostly beneficial. EPA believes that
the final rule would have no effect on
the availability of pesticides to users.
On balance, the Agency believes that
cost savings resulting from the final
changes to the data requirements
presented in this final rule can be
realized without compromising the
protection of human health and the
environment.
B. Paperwork Reduction Act (PRA)
This final rule does not contain any
new information collection
requirements that require additional
approval by OMB under the Paperwork
Reduction Act (PRA), 44 U.S.C. 3501 et
seq. Under the PRA, an agency may not
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conduct or sponsor, and a person is not
required to respond to a collection of
information unless it displays a
currently valid OMB control number, or
is otherwise required to submit the
specific information by a statute. The
OMB control numbers for EPA’s
regulations codified in Title 40 of the
CFR, after appearing in the preamble of
the final rule, are further displayed
either by publication in the Federal
Register or by other appropriate means,
such as on the related collection
instrument or form, if applicable. The
display of OMB control numbers in
certain EPA regulations is consolidated
in a list at 40 CFR 9.1.
Under the PRA, ‘‘burden’’ means the
total time, effort, or financial resources
expended by persons to generate,
maintain, retain, or disclose or provide
information to or for a Federal agency.
This includes the time needed to:
review instructions; develop, acquire,
install, and utilize technology and
systems for the purposes of collecting,
validating, and verifying information,
processing and maintaining
information, and disclosing and
providing information; adjust existing
ways to comply with any previously
applicable instructions and
requirements; train personnel to be able
to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
The information collection
requirements (i.e., the paperwork
collection activities) related to the
submission of data necessary to register
a pesticide product are already
approved by OMB under several
existing information collection requests
(ICR). Specifically, the activities that
would generate a paperwork burden
under this rule are covered by the
following ICRs:
• The activities associated with the
establishment of a tolerance are
currently approved under OMB Control
No. 2070–0024 (EPA ICR No. 0597) (Ref.
5).
• The activities associated with the
application for a new or amended
registration of a pesticide are currently
approved under OMB Control No. 2070–
0060 (EPA ICR No. 0277) (Ref. 6).
• The activities associated with the
generation of data for reregistration are
currently approved under OMB Control
No. 2070–0107 (EPA ICR No. 1504) (Ref.
7).
• The activities associated with the
generation of data for special review or
registration review are currently
approved under OMB Control No. 2070–
0057 (EPA ICR No. 0922) (Ref. 8).
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• The activities associated with
notification of genetically modified
microbial pesticides are currently
approved under OMB Control No. 2070–
0142 (EPA ICR No. 1693) (Ref. 9).
These existing ICRs cover the
paperwork activities contained in this
rule because these activities already
occur as part of existing program
activities. These program activities are
an integral part of the Agency pesticide
program, and the corresponding ICRs
are regularly renewed as required under
the PRA, such that these OMB Control
Nos. are maintained valid.
Based on these existing approvals, the
Agency estimates that the total average
annual public reporting burden
currently approved by OMB for these
various activities ranges from 8 hours to
approximately 3,000 hours per
respondent, depending on the activity
and other factors surrounding the
particular pesticide product. Additional
information about this estimate is
provided in the Economic Analysis for
this rulemaking.
C. Regulatory Flexibility Act
Pursuant to section 605(b) of the
Regulatory Flexibility Act (RFA), 5
U.S.C. 601 et seq., the Agency hereby
certifies that this rule will not have a
significant adverse economic impact on
a substantial number of small entities.
This determination is based on the
Agency’s Economic Analysis performed
for this rulemaking, which is
summarized in Unit IX.A. above, and a
copy of which is available in the docket
for this rulemaking. The following is a
brief summary of the factual basis for
this certification.
Under the RFA, small entities include
small businesses, small not-for-profit
organizations, and small governmental
jurisdictions. For purposes of assessing
the impacts of today’s rule on small
entities, small entity is defined in
accordance with the RFA as: (1) A small
business as defined by the Small
Business Administration’s (SBA)
regulations at 13 CFR 121.201; (2) a
small governmental jurisdiction that is a
government of a city, county, town,
school district, or special district with a
population of less than 50,000; and (3)
a small organization that is any not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field.
Based on the industry profile that
EPA prepared using historical pesticide
registration data as part of the Economic
Analysis prepared for this rulemaking,
EPA has determined that this rule is not
expected to impact any small not-forprofit organizations or small
governmental jurisdictions. The
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historical data indicates that these types
of entities do not engage in the activities
covered by this rulemaking. As such,
the small entity impacts analysis
evaluates potentially impacted
businesses that could be considered
small businesses as defined by the
Small Business Administration, which
uses the maximum number of
employees or sales for businesses in
each industry sector, as that sector is
defined by NAICS. For example, entities
defined as Pesticide and Other
Agricultural Chemical Manufacturing
(325320) are considered to be a small
business if they employ 500 or fewer
people.
EPA then used historical data to
estimate the impacts of the rule on these
small businesses. Of 51 firms with
biochemical or microbial registration
actions between 1997 to 2004, financial
data for determining company size was
available for 40 firms, with 23 of those
firms classified as small businesses.
According to the analysis, all of these
small entities would realize a reduction
in costs based on the rule changes
compared to the current part 158 data
requirements. Given these estimated
impacts on small businesses, EPA
concluded that the revisions in this rule
may benefit and would not likely have
a significant adverse economic impact
on a substantial number of small
entities.
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D. Unfunded Mandates Reform Act
(UMRA)
Under Title II of the Unfunded
Mandates Reform Act of 1995 (UMRA)
(Public Law 104–4), EPA has
determined that this action does not
contain a Federal mandate that may
result in expenditures of $100 million or
more for State, local, and tribal
governments, in the aggregate, or the
private sector in any one year. As
described in Unit XI.A., the total annual
impact to the pesticide industry is
estimated to be a regulatory compliance
cost reduction of about $3.04 million
per year.
In addition, since State, local, and
tribal governments are rarely pesticide
applicants or registrants, the final rule is
not expected to significantly or uniquely
affect small governments. Accordingly,
this action is not subject to the
requirements of sections 202 and 205 of
UMRA.
E. Federalism Implications
Pursuant to Executive Order 13132,
entitled Federalism (64 FR 43255,
August 10, 1999), EPA has determined
that this rule does not have ‘‘federalism
implications,’’ because it would not
have substantial direct effects on the
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States, on the relationship between the
national government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, as specified in the
Order. Because instances in which a
State is a registrant are extremely rare,
this final rule may seldom affect a State
government. Thus, Executive Order
13132 does not apply to this rule.
F. Tribal Implications
As required by Executive Order
13175, entitled Consultation and
Coordination with Indian Tribal
Governments (65 FR 67249, November
6, 2000), EPA has determined that this
final rule does not have tribal
implications because it would not have
substantial direct effects on tribal
governments, on the relationship
between the Federal government and
the Indian tribes, or on the distribution
of power and responsibilities between
the Federal Government and Indian
tribes, as specified in the Order. At
present, no tribal governments hold, or
have applied for, a pesticide
registration. Thus, Executive Order
13175 does not apply to this rule.
G. Protection of Children
Executive Order 13045, entitled
Protection of Children from
Environmental Health Risks and Safety
Risks (62 FR 19885, April 23, 1997) does
not apply to this final rule because this
action is not designated as an
‘‘economically significant’’ regulatory
action as defined by Executive Order
12866 (see Unit XI.A.). Further, this rule
does not establish an environmental
standard that is intended to have a
negatively disproportionate effect on
children. To the contrary, this action
would provide added protection for
children from pesticide risk. The
requirements in this rule are intended to
address risks that, if not addressed,
could have a disproportionate negative
impact on children. EPA will use the
data and information obtained by this
rule to carry out its mandate under
FFDCA to give special attention to the
risks of pesticides to sensitive
subpopulations, especially infants and
children.
H. Energy Implications
This rule is not subject to Executive
Order 13211, entitled Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (66 FR 28355, May
22, 2001), because it is not designated
as an ‘‘economically significant’’
regulatory action under Executive Order
12866 (see Unit XI.A.), nor is it likely
to have any significant adverse effect on
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61001
the supply, distribution, or use of
energy.
I. National Technology Transfer and
Advancement Act (NTTAA)
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), (15 U.S.C. 272
note) directs EPA to use voluntary
consensus standards in its regulatory
activities unless to do so would be
inconsistent with applicable law or
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, etc.) that are
developed or adopted by voluntary
consensus standards bodies. NTTAA
directs EPA to provide Congress,
through OMB, explanations when the
Agency decides not to use available and
applicable voluntary consensus
standards.
This regulation proposes the types of
data to be required to support a
biochemical or microbial pesticide
registration but does not propose to
require specific methods or standards to
generate those data. Therefore, this
regulation does not impose any
technical standards that would require
Agency consideration of voluntary
consensus standards. EPA is not
precluding the use of any method,
whether it constitutes a voluntary
consensus standard or not, as long as it
meets the performance criteria
specified. The Agency invited comment
on its conclusion regarding the
applicability of voluntary consensus
standards to this rulemaking effort and
did not receive any comments on this
point.
J. Environmental Justice
This rule does not have an adverse
impact on the environmental and health
conditions in low-income and minority
communities. Therefore, under
Executive Order 12898, entitled Federal
Actions to Address Environmental
Justice in Minority Populations and
Low-Income Populations (59 FR 7629,
February 16, 1994), the Agency is not
required to and has not considered
environmental justice-related issues.
Although not directly impacting
environmental justice-related concerns,
the Agency believes that the
requirements in this rule will assist EPA
and others in assessing potential risks
associated with exposures to
biochemical and microbial pesticides.
XII. Congressional Review Act (CRA)
The Congressional Review Act, 5
U.S.C. 801 et seq., generally provides
that before a rule may take effect, the
Agency promulgating the rule must
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submit a rule report, which includes a
copy of the rule, to each house of
Congress and the Comptroller General of
the United States. EPA will submit a
report containing this rule and other
required information to the U.S. Senate,
the U.S. House of Representatives, and
the Comptroller General of the United
States prior to publication of the rule in
the Federal Register. This rule is not a
major rule as defined by 5 U.S.C. 804(2).
List of Subjects in 40 CFR Part 158
Administrative practice and
procedure, Agricultural commodities,
Pesticides and pests, Reporting and
recordkeeping requirements.
Dated: October 10, 2007.
Stephen L. Johnson,
Administrator.
Therefore, Title 40, chapter I, part 158
is amended as follows:
I 1. The authority citation for part 158
continues to read as follows:
I
Authority: 7 U.S.C. 136–136y; 21 U.S.C.
346a.
2. By adding subparts U and V to part
158 to read as follows:
I
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Subpart U—Biochemical Pesticides
Sec.
158.2000 Biochemical pesticides definition
and applicability.
158.2010 Biochemical pesticides data
requirements.
158.2030 Biochemical pesticides product
chemistry data requirements table.
158.2040 Biochemical pesticides residue
data requirements table.
158.2050 Biochemical pesticides human
health assessment data requirements
table.
158.2060 Biochemical pesticides nontarget
organisms and environmental fate data
requirements table.
158.2070 Biochemical pesticides product
performance data requirements.
158.2080 Experimental use permit data
requirements - biochemical pesticides.
158.2081 Experimental use permit
biochemical pesticides product
chemistry data requirements table.
158.2082 Experimental use permit
biochemical pesticides residue data
requirements table.
158.2083 Experimental use permit
biochemical pesticides human health
assessment data requirements table.
158.2084 Experimental use permit
biochemical pesticides nontarget
organisms and environmental fate data
requirements table.
Subpart V— Microbial Pesticides
Sec.
158.2100 Microbial pesticides definition
and applicability.
158.2110 Microbial pesticides data
requirements.
158.2120 Microbial pesticides product
analysis data requirements table.
158.2130 Microbial pesticides residue data
requirements table.
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158.2140 Microbial pesticides toxicology
data requirements table.
158.2150 Microbial pesticides nontarget
organisms and environmental fate data
requirements table.
158.2160 Microbial pesticides product
performance data requirements.
158.2170 Experimental use permit data
requirements-microbial pesticides.
158.2171 Experimental use permit
microbial pesticides product analysis
data requirements table.
158.2172 Experimental use permit
microbial pesticides residue data
requirements table.
158.2173 Experimental use permit
microbial pesticides toxicology data
requirements table.
158.2174 Experimental use permit
microbial pesticides nontarget organisms
and environmental fate data
requirements table.
Subpart U—Biochemical Pesticides
§ 158.2000 Biochemical pesticides
definition and applicability.
This subpart applies to all
biochemical pesticides as defined in
paragraphs (a), (b), and (c) of this
section.
(a) Definitions. The following terms
are defined for the purposes of subpart
U of this part.
(1) A biochemical pesticide is a
pesticide that:
(i) Is a naturally-occurring substance
or structurally-similar and functionally
identical to a naturally-occurring
substance;
(ii) Has a history of exposure to
humans and the environment
demonstrating minimal toxicity, or in
the case of a synthetically-derived
biochemical pesticides, is equivalent to
a naturally-occurring substance that has
such a history; and
(iii) Has a non-toxic mode of action to
the target pest(s).
(2) A Pheromone is a compound
produced by a living organism or is a
synthetically derived substance that is
structurally similar and functionally
identical to a naturally-occurring
pheromone, which, alone or in
combination with other such
compounds, modifies the behavior of
other individuals of the same species.
(i) An Arthropod Pheromone is a
pheromone produced by a member of
the taxonomic phylum Arthropoda.
(ii) A Lepidopteran Pheromone is an
arthropod pheromone produced by a
member of the insect order Lepidoptera.
(iii) A Straight Chain Lepidopteran
Pheromone is a lepidopteran
pheromone consisting of an unbranched
aliphatic chain (between 9 and 18
carbons) ending in an alcohol, aldehyde,
or acetate functional group and
containing up to three double bonds in
the aliphatic backbone.
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(b) Examples. Biochemical pesticides
include, but are not limited to:
(1) Semiochemicals (insect
pheromones and kairomones),
(2) Natural plant and insect
regulators,
(3) Naturally-occurring repellents and
attractants, and
(4) Enzymes.
(c) Applicability. The Agency may
review, on a case-by-case basis,
naturally-occurring pesticides that do
not clearly meet the definition of a
biochemical pesticide in an effort to
ensure, to the greatest extent possible,
that only the minimum testing sufficient
to make scientifically sound regulatory
decisions would be conducted. The
Agency will review applications for
registration of naturally-occurring
pesticides to determine whether to
review the pesticide under this subpart
U.
§ 158.2010 Biochemical pesticides data
requirements.
(a) Sections 158.2030 through
158.2070 identify the data requirements
that are required to support registration
of biochemical pesticides. Sections
158.2080 through 158.2084 identify the
data requirements that are required to
support Experimental Use Permits
(EUPs). Variations in the test conditions
are identified within the test notes.
Definitions that apply to all biochemical
data requirements can be found in
§ 158.2000.
(b) Each data table includes ‘‘use
patterns’’ under which the individual
data are required, with variations
including food and nonfood uses for
terrestrial and aquatic applications,
greenhouse, indoor, forestry, and
residential outdoor applications under
certain circumstances.
(c) The categories for each data
requirement are ‘‘R’’, which stands for
required, and ‘‘CR’’ which stands for
conditionally required. Generally, ‘‘R’’
indicates that the data are more likely
required than for those data
requirements with ‘‘CR.’’ However, in
each case, the regulatory text preceding
the data table and the test notes
following the data table must be used to
determine whether the data requirement
must be satisfied.
(d) Each table identifies the test
substance that is required to be tested to
satisfy the data requirement. Test
substances may include: technical grade
active ingredient (TGAI),
manufacturing-use product (MP), enduse product (EP), typical end-use
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product (TEP), residue of concern, and
pure active ingredient (PAI) or all of the
above (All). Commas between the test
substances (i.e., TGAI, EP) indicate that
data may be required on the TGAI or EP
or both depending on the conditions set
forth in the test note.
(e) The data requirements are
organized into a tier-testing system with
specified additional studies at higher
tiers being required if warranted by
adverse effects observed in lower tier
studies. The lower tier studies are a
subset of those required for
conventional pesticides, and the studies
overall are generally selected from those
required for conventional pesticides.
(f) Two sets of guideline numbers are
provided for some of the environmental
fate data requirements. For ease of
understanding, the current guidelines
will be used as an interim measure until
the new guidelines (in parentheses) are
finalized.
§ 158.2030 Biochemical pesticides product
chemistry data requirements table.
(a) General. (1) Sections 158.100
through 158.130 describe how to use
this table to determine the product
chemistry data requirements for a
particular pesticide product. Notes that
apply to an individual test and include
specific conditions, qualifications, or
exceptions to the designated test are
listed in paragraph (e) of the section.
(2) Definitions in § 158.300 apply to
data requirements in this section.
61003
(b) Use patterns. Product chemistry
data are required for all pesticide
products and are not use specific.
(c) Key. R=Required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; Residue of concern=the
active ingredient and its metabolites,
degradates, and impurities of
toxicological concern; All=All of the
above.
(d) Table. The following table shows
the data requirements for biochemical
pesticides product chemistry. The test
notes are shown in paragraph (e) of this
section.
TABLE—BIOCHEMICAL PESTICIDES PRODUCT CHEMISTRY DATA REQUIREMENTS
Guideline Number
Test Substance
All Use Patterns
Data Requirement
MP
EP
Test Notes
Product Identity and Composition
880.1100
Product identity and composition
R
TGAI, MP
TGAI, EP
1, 2
880.1200
Description of starting materials, production and formulation process
R
TGAI, MP
TGAI, EP
2, 3
880.1400
Discussion of formation of impurities
R
TGAI and
MP
TGAI and
EP
4
Analysis and Certified Limits
830.1700
Preliminary analysis
CR
TGAI and
MP
TGAI and
EP
5, 8
830.1750
Certified limits
R
MP
EP
6
830.1800
Enforcement analytical method
R
MP
EP
7
Physical and Chemical Characteristics
Color
R
TGAI
TGAI
8
830.6303
Physical state
R
TGAI and
MP
TGAI and
EP
8
830.6304
Odor
R
TGAI
TGAI
8
830.6313
Stability to normal and elevated temperatures, metals and
metal ions
R
TGAI
TGAI
8, 17
830.6315
Flammability
CR
MP
EP
9
830.6317
Storage stability
R
MP
EP
--
830.6319
Miscibility
CR
MP
EP
10
830.6320
Corrosion characteristics
R
MP
EP
--
830.7000
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830.6302
pH
CR
TGAI and
MP
TGAI and
EP
8, 11
830.7050
UV/Visible light absorption
R
TGAI
TGAI
--
830.7100
Viscosity
CR
MP
EP
12
830.7200
Melting point/melting range
CR
TGAI
TGAI
8, 13
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TABLE—BIOCHEMICAL PESTICIDES PRODUCT CHEMISTRY DATA REQUIREMENTS—Continued
Guideline Number
Test Substance
All Use Patterns
Data Requirement
MP
EP
Test Notes
830.7220
Boiling point/boiling range
CR
TGAI
TGAI
8, 14
830.7300
Density/relative density/bulk density
R
TGAI and
MP
TGAI and
EP
8, 18
830.7520
Particle size, fiber length, and diameter distribution
CR
TGAI
TGAI
8, 15
830.7550
830.7560
830.7570
Partition coefficient (n-Octanol /Water)
CR
TGAI
TGAI
16
830.7840
Water solubility
R
TGAI
TGAI
8
830.7950
Vapor pressure
R
TGAI
TGAI
8, 19
(e) Test notes. The following test
notes are applicable to the data
requirements for biochemical pesticides
product chemistry and are referenced in
the last column of the table in paragraph
(d) of this section.
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1. Data must be provided in accordance
with § 158.320.
2. If the MP and EP are produced by an
integrated formulation system (non-registered
source), these data are also required on TGAI.
3. Data must be provided in accordance
with §§ 158.325, 158.330, and § 158.335.
4. Data must be provided in accordance
with § 158.340.
5. Data must be provided in accordance
with § 158.345. Also, required to support the
registration of each manufacturing-use
product (including registered TGAIs) and
end-use products produced by an integrated
formulation system. Data on other end-use
products would be required on a case-by-case
basis.
6. Data must be provided in accordance
with § 158.350.
7. Data must be provided in accordance
with § 158.355.
8. If the TGAI cannot be isolated, data are
required on the practical equivalent of the
TGAI. EP testing may also be appropriate.
9. Required if the product contains
combustible liquids.
10. Required if the product is an
emulsifiable liquid and is to be diluted with
petroleum solvents.
11. Required if the test substance is soluble
or dispersible in water.
12. Required if the product is a liquid.
13. Required when the technical chemical
is a solid at room temperature.
14. Required when the technical chemical
is a liquid at room temperature.
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15. Required for water insoluble test
substances (>10-6g/l) and fibrous test
substances with diameter ≥0.1 µm.
16. Required for organic chemicals unless
they dissociate in water or are partially or
completely soluble in water.
17. Data on the stability to metals and
metal ions is required only if the active
ingredient is expected to come in contact
with either material during storage.
18. True density or specific density are
required for all test substances. Data on bulk
density is required for MPs or EPs that are
solid at room temperature.
19. Not required for salts.
§ 158.2040 Biochemical pesticides residue
data requirements table.
(a) General. Sections 158.100 through
158.130 describe how to use this table
to determine the biochemical pesticides
residue data requirements for a
particular pesticide product and the
substance that needs to be tested. These
data requirements apply to all
biochemical pesticides, i.e. naturally
occurring insect repellents and
attractants, semiochemicals (e.g., insect
pheromones), natural and plant growth
regulators. Notes that apply to an
individual test and include specific
conditions, qualifications, or exceptions
to the designated test are listed in
paragraph (e) of this section.
(b) Use patterns. (1) Data are required
or conditionally required for all
pesticides used in or on food and for
residential outdoor uses where food
crops are grown. Food use patterns
include products classified under the
general use patterns of terrestrial food
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crop use, terrestrial feed crop use,
aquatic food crop use, greenhouse food
crop use, and indoor food use. Data are
also conditionally required for aquatic
nonfood use if there is direct
application to water that could
subsequently result in exposure to food.
(2) Data are conditionally required for
nonfood uses if pesticide residues may
occur in food or feed as a result of the
use. Data requirements for these
nonfood uses would be determined on
a case-by-case basis. For example, most
products used in or near kitchens
require residue data for risk assessment
purposes even though tolerances may
not be necessary in all cases.
(c) Key. R=Required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing end-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; Residue of concern=the
active ingredient and its metabolites,
degradates, and impurities of
toxicological concern; All=All of the
above. Specific conditions,
qualifications, or exceptions to the
designated test procedures appear in
paragraph (e) of this section, and apply
to the individual tests in the following
table:
(d) Data requirements table. The
following table shows the data
requirements for biochemical pesticides
residue. The test notes are shown in
paragraph (e) of this section.
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61005
TABLE—BIOCHEMICAL RESIDUE DATA REQUIREMENTS FOR SPECIFIC USES
Use Patterns
Guideline Number
Terrestrial
Data Requirement
Aquatic
Food/
Feed
Food
Greenhouse
Food
Test Substance
Test Notes
Indoor Food
Supporting Information
860.1100
Chemical identity
CR
CR
CR
CR
TGAI
1, 2, 4
860.1200
Directions for use
CR
CR
CR
CR
--
1, 3, 4
Nature of the Residue
860.1300
Nature of the residue in plants
CR
CR
CR
CR
TGAI
1, 4, 5, 6
860.1300
Nature of the residue in livestock
CR
CR
CR
CR
TGAI or plant
metabolite
1, 7, 8, 10,
13
860.1340
Residue analytical method
CR
CR
R
CR
Residue of
concern
4, 9, 10
860.1360
Multiresidue method
CR
CR
R
CR
Residue of
concern
10, 11
Magnitude of the Residue
860.1400
Potable water
NR
CR
NR
NR
TGAI
1, 12
860.1400
Fish
NR
CR
NR
NR
TGAI
1, 13
860.1400
Irrigated crops
NR
CR
NR
NR
TGAI
1, 14
860.1460
Food handling
NR
NR
NR
CR
TGAI
1, 15
860.1480
Meat/milk/poultry/eggs
CR
CR
CR
CR
TGAI or plant
metabolites
1, 7, 8, 10
860.1500
Crop field trials
CR
CR
CR
CR
TEP
1, 3, 4
860.1520
Processed food/feed
CR
CR
CR
CR
TEP
1, 16
860.1540
Anticipated residues
CR
CR
CR
CR
Residue of
concern
1, 10, 17
860.1550
Proposed tolerances
CR
CR
CR
CR
--
1, 18
860.1560
Reasonable grounds in support of the
petition
CR
CR
CR
CR
--
1, 10
860.1650
Submittal of analytical reference standards
CR
CR
CR
CR
TGAI and
residue of
concern
10, 19
pwalker on PROD1PC71 with RULES
(e) Test notes. The following test
notes are applicable to the data
requirements for biochemical pesticides
product chemistry and are in the last
column of the table contained in
paragraph (d) of this section.
1. Residue chemistry data requirements
apply to biochemical pesticide products
when Tier II or Tier III toxicology data are
required, as specified for biochemical agents
in the biochemical human health assessment
data requirements, §158.2050.
2. The same chemical identity data are
required for biochemical product chemistry
data requirements, §158.2030, with an
emphasis on impurities.
3. Required information includes crops to
be treated, rate of application, number and
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timing of applications, preharvest intervals,
and relevant restrictions.
4. Required for residential outdoor uses on
food crops if the corresponding agricultural
use is not approved or the residential use is
expected to produce higher residues based on
the label directions .
5. Required unless it is an arthropod
pheromone applied at a rate less than or
equal to 150 grams active ingredient per acre.
6. Required for indoor uses where the
pesticide is applied directly to food, in order
to determine metabolites and/or degradates.
Not required when only indirect contact with
food would occur (e.g., crack and crevice
treatments).
7. Required when a pesticide is to be
applied directly to livestock, to livestock
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premises, to livestock drinking water, or to
crops used for livestock feed.
8. If results from the plant metabolism
study show differing metabolites in plants
from those found in animals, an additional
livestock metabolism study involving dosing
with the plant metabolite(s) may also be
required.
9. A residue analytical method suitable for
enforcement of tolerances is required
whenever a numeric tolerance (including
temporary and time-limited tolerances) is
proposed.
10. Required if indoor use could result in
pesticide residues in or on food or feed.
11. Data are required to determine whether
FDA/USDA multiresidue methodology
would detect and identify the pesticides and
any metabolites.
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Federal Register / Vol. 72, No. 207 / Friday, October 26, 2007 / Rules and Regulations
12. Data are required whenever a pesticide
may be applied directly to water, unless it
can be demonstrated that the treated water
would not be available for human or
livestock consumption.
13. Data on fish are required for all
pesticides applied directly to water
inhabited, or which will be inhabited by fish
that may be caught or harvested for human
consumption .
14. Data are required when a pesticide is
to be applied directly to water that could be
used for irrigation or to irrigation facilities
such as irrigation ditches.
15. Data are required whenever a pesticide
may be used in food/feed handling
establishments.
16. Data on the nature and level of residue
in processed food/feed are required when
detectible residues could potentially
concentrate on processing thus requiring the
establishment of a separate tolerance higher
than that of the raw agricultural commodity.
17. Required when residues at the
tolerance level may result in risk of concern.
These data may include washing, cooking,
processing, or degradation studies as well as
market basket surveys for a more precise
residue determination.
18. The proposed tolerance must reflect the
maximum residue likely to occur in crops, in
meat, milk, poultry, or eggs.
19. Required when a residue analytical
method is required.
§ 158.2050 Biochemical pesticides human
health assessment data requirements table.
(a) General. (1) Sections 158.100
through 158.130 describe how to use
this table to determine the biochemical
human health assessment data
requirements for a particular
biochemical pesticide product.
(2) The data in this section are not
required for straight chain lepidopteran
pheromones when applied up to a
maximum use rate of 150 grams active
ingredient/acre/year.
(b) Use patterns. (1) Food use
patterns, in general, include products
classified under the following general
uses: terrestrial food crop use; terrestrial
feed crop use; aquatic food crop use;
greenhouse food crop use.
(2) Nonfood use patterns include
products classified under the general
use patterns of terrestrial nonfood crop
use; aquatic nonfood residential use;
aquatic nonfood outdoor use; aquatic
nonfood industrial use; greenhouse
nonfood crop use; forestry use;
residential outdoor use; residential
indoor use; indoor food use; indoor
nonfood use; indoor medical use.
(c) Key. R=Required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; Residue of concern=the
active ingredient and its metabolites,
degradates, and impurities of
toxicological concern; All=All of the
above. Specific conditions,
qualifications, or exceptions to the
designated test procedures appear in
paragraph (e) of this section, and apply
to the individual tests in the following
table:
(d) Table. The following table shows
the data requirements for biochemical
pesticides human health assessment.
The test notes are shown in paragraph
(e) of this section.
TABLE—BIOCHEMICAL PESTICIDES HUMAN HEALTH ASSESSMENT DATA REQUIREMENTS
Use Patterns
Guideline Number
Test Substance
Data Requirement
Test Notes
Food
Nonfood
MP
EP
Tier I
Acute Testing
870.1100
Acute oral toxicity - rat
R
R
TGAI and
MP
TGAI and EP
1
870.1200
Acute dermal toxicity
R
R
TGAI and
MP
TGAI and EP
1, 2
870.1300
Acute inhalation toxicity - rat
R
R
TGAI and
MP
TGAI and EP
3
870.2400
Primary eye irritation - rabbit
R
R
TGAI and
MP
TGAI and EP
2
870.2500
Primary dermal irritation
R
R
TGAI and
MP
TGAI and EP
1, 2
870.2600
Dermal sensitization
R
R
TGAI and
MP
TGAI and EP
2, 4
none
Hypersensitivity incidents
R
R
All
All
5
870.3100
90-day oral (one species)
R
CR
TGAI
TGAI
6
870.3250
90-day dermal - rat
CR
CR
TGAI
TGAI
7
870.3465
90-day inhalation - rat
CR
CR
TGAI
TGAI
8
R
CR
TGAI
TGAI
9
pwalker on PROD1PC71 with RULES
Subchronic Testing
Developmental Toxicity
870.3700
Prenatal developmental - rat preferably
Mutagenicity Testing
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61007
TABLE—BIOCHEMICAL PESTICIDES HUMAN HEALTH ASSESSMENT DATA REQUIREMENTS—Continued
Use Patterns
Guideline Number
Test Substance
Data Requirement
Test Notes
Food
Nonfood
MP
EP
870.5100
Bacterial reverse mutation test
R
CR
TGAI
TGAI
10
870.5300
870.5375
In vitro mammalian cell assay
R
CR
TGAI
TGAI
10, 11
CR
CR
TGAI
TGAI
13
Prenatal developmental
CR
CR
TGAI
TGAI
9
Immunotoxicity
CR
CR
TGAI
TGAI
12, 13
Tier II
Mutagenicity Testing (In vivo cytogenetics)
870.5385
870.5895
In vivo Mammalian Cytogenetics
Developmental Toxicity
870.3700
Special Tests
880.3550
Applicator/User Exposure
875.1100
Dermal outdoor exposure
CR
CR
TGAI
TGAI
15
875.1200
Dermal indoor exposure
CR
CR
TGAI
TGAI
15
875.1300
Inhalation outdoor exposure
CR
CR
TGAI
TGAI
15
875.1400
Inhalation indoor exposure
CR
CR
TGAI
TGAI
15
875.1500
Biological monitoring
CR
CR
TGAI
TGAI
15
Tier III
Chronic Testing/Special Testing
880.3800
Immune response
CR
CR
TGAI
TGAI
14
870.3800
Reproduction and fertility effects
CR
CR
TGAI
TGAI
16
870.4100
Chronic oral - rodent and nonrodent
CR
CR
TGAI
TGAI
17
870.4200
Carcinogenicity - two species - rat and
mouse preferred
CR
CR
TGAI
TGAI
18
870.5380
Mammalian spermatogonial chromosome aberration test
CR
CR
TGAI
TGAI
19
Companion animal safety
CR
CR
NR
TGAI or EP
20
Special Testing
870.7200
pwalker on PROD1PC71 with RULES
(e) Test notes. The following test
notes are applicable to the data
requirements for biochemical pesticides
human health assessment as referenced
in the last column of the table in
paragraph (d) of this section.
1. Required unless the test material is a gas
or highly volatile (vapor pressure >10-4torr
(mm/Hg)).
2. Required unless the test material is
corrosive to skin or has pH <2 or >11.5.
3. Required when the pesticide, under
conditions of use, would result in respirable
material (e.g., gas, volatile substance or
aerosol/particulate), unless it is a straight
chain lepidopteran pheromone.
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4. Required if repeated contact with human
skin is likely to occur under conditions of
use.
5. Hypersensitivity incidents must be
reported as adverse effects data.
6. Required for non-food uses that are
likely to result in repeated oral exposure to
humans.
7. Required to support uses involving
purposeful application to the human skin or
which would result in comparable prolonged
human exposure to the product (e.g., insect
repellents) and if any of the following criteria
are met:
i. Data from a 90–day oral study are not
required.
ii. The active ingredient is known or
expected to be metabolized differently by the
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dermal route of exposure than by the oral
route and the metabolite is of toxicological
concern.
iii. The use pattern is such that the dermal
route would be the primary route of
exposure.
8. Required if there is a likelihood of
significant levels of repeated inhalation
exposure to the pesticide as a gas, vapor, or
aerosol.
9. Required if the use of the product under
widespread and commonly recognized
practice may reasonably be expected to result
in significant exposure to female humans
(e.g., occupational exposure or repeated
application of insect repellents directly to the
skin). Tier II data is required on a different
test species from Tier I data when
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developmental effects are observed in the
first study and information on species-tospecies extrapolation is needed.
10. Required to support nonfood uses if
either:
i. The use is likely to result in significant
human exposure; or
ii. The active ingredient (or its metabolites)
is structurally related to a known mutagen or
belongs to any chemical class of compounds
containing a known mutagen. Additional
mutagenicity tests that may have been
performed plus a complete reference list
must also be submitted. Subsequent testing
may be required based on the available
evidence.
11. Choice of assay using either:
i. Mouse lymphoma L5178Y cells,
thymidine kinase (tk) gene locus, maximizing
assay conditions for small colony expression
or detection;
ii. Chinese hamster ovary (CHO) or Chinese
hamster lung fibroblast (V79) cells,
hypoxanthine-guanine phosphoribosyl
transferase (hgprt) gene locus, accompanied
by an appropriate in vitro test for
clastogenicity; or
iii. CHO cells strains AS52, xanthineguanine phosphoribosyl transferase (xprt)
gene locus.
12. Required if there are effects on
hematology, clinical chemistry, lymphoid
organ weights, and histopathology are
observed in the 90–day studies.
13. The micronucleus rodent bone marrow
assay is preferred; however, rodent bone
marrow assays using metaphase analysis
(aberrations) are acceptable.
14. Required if adverse effects are observed
in the Tier II immunotoxicity study. The
protocol for evaluating adverse effects to the
immune response should be developed after
evaluating the effects noted in the
immunotoxicity study.
15. These data are required when the data
used for the human health assessment
indicates that the biochemical may pose a
potential hazard to the applicator/user.
16. Required if there is evidence of:
i. Endocrinological effects from the
subchronic toxicity studies.
ii. Developmental effects in the prenatal
developmental toxicity study(s), or
iii. Genotoxicity to mammals based on
results from the mutagenicity tests.
The use of a combined study that utilizes the
two-generation reproduction study in rodents
(guideline 870.3800) as a basic protocol for
the addition of other endpoints or functional
assessments in the immature animal is
encouraged.
17. Required if the potential for adverse
chronic effects is indicated based on any of
the following:
i. The subchronic effect level established in
the following Tier I studies: 90–day oral
toxicity study, 90–day dermal toxicity study,
or 90–day inhalation toxicity study.
ii. The pesticide use pattern (e.g., rate,
frequency, and site of application).
iii. The frequency and level of repeated
human exposure that is expected.
18. Required if the product meets either of
the following criteria:
i. The active ingredient (or any of its
metabolites, degradation products, or
impurities) produce(s) in Tier I subchronic
studies a morphologic effect (e.g.,
hyperplasia or metaplasia) in any organ that
potentially could lead to neoplastic change.
ii. Adverse cellular effects suggesting
carcinogenic potential are observed in Tier II
immunotoxicity and Tier III immune
response study or in Tier II mammalian
mutagenicity assays.
In addition, a 90–day range finding study
in both rats and mice is required to
determine the dose levels if carcinogenicity
studies are required. If the mouse
carcinogenicity study is not required, the 90–
day mouse subchronic study is likewise not
required.
19. Required if results from lower tiered
mutation or reproductive studies indicate
there is potential for chromosomal aberration
to occur.
20. May be required if the product’s use
will result in exposure to domestic animals
through, but not limited to, direct application
or consumption of treated feed.
§ 158.2060 Biochemical pesticides
nontarget organisms and environmental
fate data requirements table.
(a) General. (1) Sections 158.100
through 158.130 describe how to use
this table to determine the terrestrial
and aquatic nontarget organisms and
fate data requirements for a particular
biochemical pesticide product. Notes
that apply to an individual test
including specific conditions,
qualifications, or exceptions to the
designated test are listed in paragraph
(e) of this section. In general, for all
outdoor end-use products including
turf, the following studies are required:
one avian acute oral, one avian dietary,
one acute freshwater fish, one acute
freshwater invertebrate study, plant
toxicity testing, and a honeybee acute
contact study.
(2) The data in this section are not
required for arthropod pheromones
when applied at up to a maximum use
rate of 150 grams active ingredient/acre/
year except when the product is
expected to be available to avian species
(i.e., granular formulation).
(b) Use patterns. The terrestrial use
pattern includes products classified
under the general use patterns of
terrestrial food crop, terrestrial feed
crop, and terrestrial nonfood/nonfeed
crop. The greenhouse use pattern
includes products classified under the
general use patterns of greenhouse food
crop and greenhouse nonfood crop. The
indoor use pattern includes products
classified under the general use patterns
of indoor food and nonfood use. The
remaining terrestrial uses include:
forestry and residential outdoor use.
Data are also required for the general
use patterns of aquatic food and
nonfood crop use.
(c) Key. R=Required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; Residue of concern=the
active ingredient and its metabolites,
degradates, and impurities of
toxicological concern; All=All of the
above. Specific conditions,
qualifications, or exceptions to the
designated test procedures appear in
paragraph (e) of this section, and apply
to the individual tests in the following
table:
(d) Table. The following table shows
the data requirements for biochemical
pesticides nontarget organisms and
environmental fate. The test notes are
shown in paragraph (e) of this section.
TABLE—BIOCHEMICAL PESTICIDES NONTARGET ORGANISMS AND ENVIRONMENTAL FATE DATA REQUIREMENTS
Use Patterns
Guideline Number
Terrestrial
Aquatic
Greenhouse
Food/
Feed/
Nonfood
Food/
Nonfood
R
R
Data Requirement
Food/
Nonfood
Forestry,
Residential Outdoor
Indoor
Food/
Nonfood
CR
R
CR
Test Substance
Test Notes
TGAI, EP
1, 2, 3, 4
pwalker on PROD1PC71 with RULES
Tier I
Avian Testing
850.2100
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61009
TABLE—BIOCHEMICAL PESTICIDES NONTARGET ORGANISMS AND ENVIRONMENTAL FATE DATA REQUIREMENTS—
Continued
Use Patterns
Terrestrial
850.2200
Aquatic
Greenhouse
Food/
Feed/
Nonfood
Guideline Number
Food/
Nonfood
R
Data Requirement
Avian dietary toxicity
Food/
Nonfood
Forestry,
Residential Outdoor
Indoor
Test Substance
Test Notes
Food/
Nonfood
R
CR
R
CR
TGAI, EP
1, 2, 3, 4
Aquatic Organism Testing
850.1075
Fish acute toxicity, freshwater
R
R
CR
R
CR
TGAI, EP
2, 3, 4, 5
850.1010
Aquatic invertebrate acute
toxicity, freshwater
R
R
CR
R
CR
TGAI, EP
2, 3, 5
Nontarget Plant Testing
850.4100
Terrestrial Plant Toxicity,
Seedling emergence
R
R
NR
R
NR
TGAI, EP
5
850.4150
Terrestrial Plant Toxicity, Vegetative vigor
R
R
NR
R
NR
TGAI, EP
5
Nontarget Insect Testing
R
R
R
R
NR
TGAI
14
Insect Testing
880.4350
Tier II
Environmental Fate Testing
163-1 (835.1230)
Sediment and soil adsorption/
desorption for parent and
degradates
CR
CR
CR
CR
NR
TGAI
6
163-1 (835.1240)
Soil column leaching
CR
CR
CR
CR
NR
TGAI
6
163-2 (835.1410)
Laboratory volatilization from
soil
CR
NR
CR
CR
NR
TEP
7
161-1 (835.2120)
Hydrolysis
CR
CR
CR
CR
NR
TGAI
6
161-1 (835.4100)
Aerobic soil metabolism
CR
NR
CR
CR
NR
TGAI
6
161-2 (835.2240)
Photodegradation in water
CR
CR
CR
CR
NR
TGAI
6
161-3 (835.2410)
Photodegradation on soil
CR
NR
CR
CR
NR
TGAI
6
162-2 (835.4200)
Anaerobic soil metabolism
CR
NR
NR
NR
NR
TGAI
6
162-4 (835.4300)
Aerobic aquatic metabolism
CR
CR
CR
CR
NR
TGAI
6
162-3 (835.4400)
Anaerobic aquatic metabolism
CR
CR
NR
NR
NR
TGAI
6
880.4425
Dispenser - water leaching
CR
NR
CR
CR
NR
EP
8
850.4225
Seedling emergence
R
R
NR
R
NR
TGAI
9
850.4250
Vegetative vigor
R
R
NR
R
NR
TGAI
9
CR
CR
NR
CR
NR
TGAI
10
Nontarget Plant
pwalker on PROD1PC71 with RULES
Tier III
Aquatic Fauna Chronic, Life Cycle, and Field Studies
850.1300
850.1400
850.1500
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testing
16:25 Oct 25, 2007
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Federal Register / Vol. 72, No. 207 / Friday, October 26, 2007 / Rules and Regulations
TABLE—BIOCHEMICAL PESTICIDES NONTARGET ORGANISMS AND ENVIRONMENTAL FATE DATA REQUIREMENTS—
Continued
Use Patterns
Terrestrial
Aquatic
Greenhouse
Food/
Feed/
Nonfood
Guideline Number
Food/
Nonfood
Data Requirement
Food/
Nonfood
Forestry,
Residential Outdoor
Indoor
Test Substance
Test Notes
Food/
Nonfood
850.1025
850.1035
850.1045
850.1055
850.1350
850.1400
850.1500
Marine/Estuarine fish/invertebrate animal testing
CR
CR
NR
CR
NR
TGAI
10
850.1950
Aquatic field fish/invertebrate
testing
CR
CR
NR
CR
NR
EP
10
Terrestrial Wildlife
850.2300
Avian Reproduction
CR
CR
NR
CR
NR
TGAI
11
850.2400
Wild mammal acute toxicity
CR
CR
NR
CR
NR
TGAI
11
850.2500
Terrestrial field testing
CR
CR
NR
CR
NR
EP
11
Field testing for Pollinators
CR
CR
NR
CR
NR
TEP
12
Nontarget plant
CR
CR
NR
CR
NR
TGAI
13
Beneficial Insects
850.3040
Nontarget Plants
850.4225
850.4250
850.4300
850.4450
pwalker on PROD1PC71 with RULES
(e) Test notes. The following test
notes are applicable to the data
requirements for biochemical pesticides
nontarget organisms and environmental
fate as referenced in the last column of
the table contained in paragraph (d) of
this section.
1. Required for the EP when any end-use
formulation may contain other ingredients
that may be toxic to nontarget organisms or
to support arthropod pheromones that would
be available to avian wildlife, (e.g., a granular
product).
2. Tests for pesticides intended solely for
indoor application would be required on a
case-by-case basis, depending on use pattern,
physical/chemical properties, production
volume, and other pertinent factors.
3. Not required for any use groups if the
pesticide is highly volatile (estimated
volatility >5 X 10-5atm m3/mol).
4. Preferred test species are Upland game,
waterfowl, or passerine for avian acute oral
toxicity studies; Upland game and waterfowl
for avian dietary studies; and coldwater fish
species for acute freshwater fish studies.
5. Required for the EP when the end-use
formulation may contain other ingredients
that may be toxic to nontarget organisms.
6. Required on a case-by-case basis when
results from Tier I studies indicate adverse
effects.
VerDate Aug<31>2005
16:25 Oct 25, 2007
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7. Required when results of any one or
more of the nontarget organism studies in
Tier I indicate potential adverse effects on
nontarget organisms and the pesticide is to be
applied on land. In view of methdological
difficulties with the study of
photodegradation in air, prior consultation
with the Agency regarding the protocol is
recommended before the test is performed.
8. Required when results of any one or
more of the nontarget organism studies in
Tier I indicate potential adverse effects on
nontarget organisms and the pesticide is to be
applied in a passive dispenser.
9. Required to support registration of
known phytotoxicants, i.e. herbicides,
desiccants, defoliants, and plant growth
regulators.
10. Required if environmental fate
characteristics indicate that the estimated
environmental concentration of the pesticide
in the aquatic environment is >0.01 of any
EC50 or LC50 determined in the aquatic
nontarget organism testing.
11. Required if either of the following
criteria are met:
i. Environmental fate characteristics
indicate that the estimated concentration of
the pesticide in the terrestrial environment is
> 0.20 the avian dietary LC50 or equal to >
0.20 the avian oral single dose LD50
(converted to ppm).
ii. The pesticide or any of its metabolites
or degradation products are stable in the
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environment to the extent that potentially
toxic amounts may persist in the avian or
mammalian feed.
12. Required when results of Tier I
nontarget organism studies indicate potential
adverse effects on nontarget insects and
results of Tier II tests indicate exposure of
nontarget insects. Additional insect species
may have to be tested if necessary to address
issues raised by use patterns and potential
exposure of important nontarget insect
species, (e.g., threatened or endangered
species).
13. Required if the product is expected to
be transported from the site of application by
air, soil, or water. The extent of movement
would be determined by the results of the
Tier II environmental fate studies.
14. Required depending on pesticide mode
of action, method and timing of application,
and results of any available efficacy data.
Typically the honeybee acute toxicity
guideline (guideline 850.3020) satisfies this
requirement, however, additional nontarget
insect species may have to be tested if
necessary to address issues raised by use
patterns and potential exposure of important
nontarget insect species, (e.g., endangered
species.)
§ 158.2070 Biochemical pesticides product
performance data requirements.
Product performance data must be
developed for all biochemical
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pesticides. However, the Agency
typically does not require applicants to
submit such efficacy data unless the
pesticide product bears a claim to
control public health pests, such as pest
microorganisms infectious to man in
any area of the inanimate environment
or a claim to control vertebrates
(including but not limited to: rodents,
birds, bats, canids, and skunks) or
invertebrates (including but not limited
to: mosquitoes and ticks) that may
directly or indirectly transmit diseases
to humans. However, each registrant
must ensure through testing that his
products are efficacious when used in
accordance with label directions and
commonly accepted pest control
practices. The Agency reserves the right
to require, on a case-by-case basis,
submission of efficacy data for any
pesticide product registered or proposed
for registration.
§ 158.2080 Experimental use permit data
requirements—biochemical pesticides.
(a) Sections 158.2081 through
158.2084 describe the experimental use
permit (EUP) data requirements for
biochemical pesticides. Variations in
the test conditions are identified within
the test notes. Definitions that apply to
all biochemical data requirements can
be found in § 158.2000.
(b) For general information on the
data requirement tables, see
§ 158.2010(b)-(f).
§ 158.2081 Experimental use permit
biochemical pesticides product chemistry
data requirements table.
(a) General. (1) Sections 158.100
through 158.130 describe how to use
this table to determine the product
chemistry data requirements for a
particular biochemical pesticide
product. Notes that apply to an
individual test and include specific
conditions, qualifications, or exceptions
to the designated test are listed in
paragraph (e) of the section.
(2) Depending on the results of the
required product chemistry studies,
appropriate use restrictions, labeling
requirements, or special packaging
requirements may be imposed.
61011
(b) Use patterns. Product chemistry
data are required for all pesticide
products and are not use specific.
(c) Key. R=Required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; Residue of concern=the
active ingredient and its metabolites,
degradates, and impurities of
toxicological concern; All=All of the
above. Specific conditions,
qualifications, or exceptions to the
designated test procedures appear in
paragraph (e) of this section, and apply
to the individual tests in the following
table:
(d) Table. The following table shows
the data requirements for experimental
use permit biochemical pesticides
product chemistry. The test notes are
shown in paragraph (e) of this section .
TABLE—EUP BIOCHEMICAL PESTICIDES PRODUCT CHEMISTRY DATA REQUIREMENTS
Guideline Number
Test Substance
All Use Patterns
Data Requirement
MP
EP
Test Notes
Product Identity and Composition
880.1100
Product identity and composition
R
TGAI, MP
TGAI, EP
1, 2
880.1200
Description of starting materials, production and formulation
process
R
TGAI, MP
TGAI, EP
2, 3
880.1400
Discussion of formation of impurities
R
TGAI and
MP
TGAI and
EP
4
Analysis and Certified Limits
830.1700
Preliminary analysis
CR
TGAI and
MP
TGAI and
EP
5, 8
830.1750
Certified limits
R
MP
EP
6
830.1800
Enforcement analytical method
R
MP
EP
7
Physical and Chemical Characteristics
Color
R
TGAI
TGAI
8
830.6303
Physical state
R
TGAI and
MP
TGAI and
EP
8
830.6304
Odor
R
TGAI
TGAI
8
830.6313
Stability to normal and elevated temperatures, metals and
metal ions
R
TGAI
TGAI
8, 17
830.6315
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830.6302
Flammability
CR
MP
EP
9
830.6317
Storage stability
R
MP
EP
--
830.6319
Miscibility
CR
MP
EP
10
830.6320
Corrosion characteristics
R
MP
EP
--
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TABLE—EUP BIOCHEMICAL PESTICIDES PRODUCT CHEMISTRY DATA REQUIREMENTS—Continued
Guideline Number
Test Substance
All Use Patterns
Data Requirement
Test Notes
MP
EP
830.7000
pH
CR
TGAI and
MP
TGAI and
EP
8, 11
830.7050
UV/Visible light absorption
R
TGAI
TGAI
--
830.7100
Viscosity
CR
MP
EP
12
830.7200
Melting point/melting range
CR
TGAI
TGAI
8, 13
830.7220
Boiling point/boiling range
CR
TGAI
TGAI
8, 14
830.7300
Density/relative density/bulk density
R
TGAI and
MP
TGAI and
EP
8, 18
830.7520
Particle size, fiber length, and diameter distribution
CR
TGAI
TGAI
8, 15
830.7550
830.7560
830.7570
Partition coefficient (n-Octanol /Water)
CR
TGAI
TGAI
16
830.7840
Water solubility
R
TGAI
TGAI
8
830.7950
Vapor pressure
R
TGAI
TGAI
8, 19
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(e) Test notes. The following test
notes are applicable to the data
requirements for experimental use
permit biochemical pesticides product
chemistry and are referenced in the last
column of the table in paragraph (d) of
this section.
1. Data must be provided in accordance
with § 158.320.
2. If the MP and EP are produced by an
integrated formulation system (non-registered
source), these data are also required on TGAI.
3. Data must be provided in accordance
with § 158.325, § 158.330, and § 158.335.
4. Data must be provided in accordance
with § 158.340.
5. Data must be provided in accordance
with § 158.345. Also, required to support the
registration of each manufacturing-use
product (including registered TGAIs) and
end-use products produced by an integrated
formulation system. Data on other end-use
products would be required on a case-by-case
basis. For pesticides in the production stage,
a preliminary product analytical method and
data would suffice to support an
experimental use permit.
6. Data must be provided in accordance
with § 158.350.
7. Data must be provided in accordance
with § 158.355.
8. If the TGAI cannot be isolated, data are
required on the practical equivalent of the
TGAI. EP testing may also be appropriate.
9. Required if the product contains
combustible liquids.
10. Required if the product is an
emulsifiable liquid and is to be diluted with
petroleum solvents.
11. Required if the test substance is soluble
or dispersible in water.
12. Required if the product is a liquid.
13. Required when the technical chemical
is a solid at room temperature.
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14. Required when the technical chemical
is a liquid at room temperature.
15. Required for water insoluble test
substances (>10-6g/l) and fibrous test
substances with diameter ≥0.1 µm.
16. Required for organic chemicals unless
they dissociate in water or are partially or
completely soluble in water.
17. Data on the stability to metals and
metal ions is required only if the active
ingredient is expected to come in contact
with either material during storage.
18. True density or specific density are
required for all test substances. Data on bulk
density is required for MPs or EPs that are
solid at room temperature.
19. Not required for salts.
§ 158.2082 Experimental use permit
biochemical pesticides residue data
requirements table.
(a) General. Sections 158.100 through
158.130 describe how to use this table
to determine the biochemical pesticides
residue data requirements for a
particular pesticide product and the
substance that needs to be tested. These
data requirements apply to all
biochemical pesticides, i.e. naturally
occurring insect repellents and
attractants, semiochemicals (e.g., insect
pheromones), natural and plant growth
regulators. Notes that apply to an
individual test and include specific
conditions, qualifications, or exceptions
to the designated test are listed in
paragraph (e) of this section.
(b) Use patterns. (1) Data are required
or conditionally required for all
pesticides used in or on food and for
residential outdoor uses where food
crops are grown. Food use patterns
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include products classified under the
general use patterns of terrestrial food
crop use, terrestrial feed crop use,
aquatic food crop use, greenhouse food
crop use, and indoor food use. Data are
also conditionally required for aquatic
nonfood use if there is direct
application to water that could
subsequently result in exposure to food.
(2) Data are conditionally required for
nonfood uses if pesticide residues may
occur in food or feed as a result of the
use. Data requirements for these
nonfood uses would be determined on
a case-by-case basis. For example, most
products used in or near kitchens
require residue data for risk assessment
purposes even though tolerances may
not be necessary in all cases.
(c) Key. R=Required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing end-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; Residue of concern=the
active ingredient and its metabolites,
degradates,and impurities of
toxicological concern. All=All of the
above. Specific conditions,
qualifications, or exceptions to the
designated test procedures appear in
paragraph (e) of this section, and apply
to the individual tests in the following
table:
(d) Data table. The following table
shows the data requirements for
biochemical pesticides residue. The test
notes are shown in paragraph (e) of this
section.
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61013
TABLE—EUP BIOCHEMICAL PESTICIDES RESIDUE DATA REQUIREMENTS
Use Patterns
Guideline Number
Data Requirement
Terrestrial
Aquatic
Food/Feed
Food
Greenhouse
Food
Test Substance
Test Notes
Indoor Food
Supporting Information
860.1100
Chemical identity
CR
CR
CR
CR
TGAI
1, 2, 4
860.1200
Directions for use
CR
CR
CR
CR
--
1, 3, 4
860.1300
Nature of the residue in
plants
CR
CR
CR
CR
TGAI
1, 4, 5, 6
860.1300
Nature of the residue in
livestock
CR
CR
CR
CR
TGAI or plant
metabolite
1, 7, 8, 9, 13
Nature of Residue
Magnitude of the Residue
860.1400
Potable water
NR
CR
NR
NR
TGAI
1, 11
860.1400
Fish
NR
CR
NR
NR
TGAI
1, 12
860.1400
Irrigated crops
NR
CR
NR
NR
TGAI
1, 13
860.1460
Food handling
NR
NR
NR
CR
TGAI
1, 14
860.1480
Meat/milk/poultry/eggs
CR
CR
CR
CR
TGAI or plant
metabolites
1, 7, 8, 9
860.1500
Crop field trials
CR
CR
CR
CR
TEP
1, 3, 4
860.1520
Processed food/feed
CR
CR
CR
CR
TEP
1, 15
860.1540
Anticipated residues
CR
CR
CR
CR
Residue of concern
1, 9, 16
860.1550
Proposed tolerances
CR
CR
CR
CR
--
1, 17
860.1560
Reasonable grounds in
support of the petition
CR
CR
CR
CR
--
1, 9
860.1650
Submittal of analytical reference standards
CR
CR
CR
CR
TGAI and residue of concern
9, 18
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(e) Test notes. The following test
notes are applicable to the data
requirements for biochemical pesticides
product chemistry and are referenced
referenced in the last column of the
table contained in paragraph (d) of this
section.
1. Residue chemistry data requirements
apply to biochemical pesticide products
when Tier II or Tier III toxicology data are
required, as specified for biochemical agents
in the biochemical human health assessment
data requirements, §158.2050.
2. The same chemical identity data are
required for biochemical product chemistry
data requirements,§158.2030 with an
emphasis on impurities.
3. Required information includes crops to
be treated, rate of application, number and
timing of applications, preharvest intervals,
and relevant restrictions.
4. Required for residential outdoor uses on
food crops if the corresponding agricultural
use is not approved or the residential use is
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expected to produce higher residues based on
the label directions.
5. Required unless it is an arthropod
pheromone applied at a rate less than or
equal to 150 grams active ingredient per acre.
6. Required for indoor uses where the
pesticide is applied directly to food, in order
to determine metabolites and/or degradates.
Not required when only indirect contact with
food would occur (e.g., crack and crevice
treatments).
7. Required when a pesticide is to be
applied directly to livestock, to livestock
premises, to livestock drinking water, or to
crops used for livestock feed. If results from
the plant metabolism study show differing
metabolites in plants form those found in
animals, an additional livestock metabolism
study involving dosing with the plant
metabolite(s) may also be required.
8. Livestock feeding studies are required
whenever a pesticide residue is present in
livestock feed or when direct application to
livestock uses occurs.
9. Required if indoor use could result in
pesticide residues in or on food or feed.
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10. Data are required to determine whether
FDA/USDA multiresidue methodology
would detect and identify the pesticides and
any metabolites.
11. Data are required whenever a pesticide
may be applied directly to water, unless it
can be demonstrated that the treated water
would not be available for human or
livestock consumption.
12. Data on fish are required for all
pesticides applied directly to water
inhabited, or which will be inhabited, by fish
that may be caught or harvested for human
consumption.
13. Data are required when a pesticide is
to be applied directly to water that could be
used for irrigation or to irrigation facilities
such as irrigation ditches.
14. Data are required whenever a pesticide
may be used in food/feed handling
establishments.
15. Data on the nature and level of residue
in processed food/feed are required when
detectible residues could potentially
concentrate on processing thus requiring the
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establishment of a separate tolerance higher
than that of the raw agricultural commodity.
16 Anticipated residue data are required
when the assumption of tolerance level
residues would result in predicted exposure
at an unsafe level of exposure. Data, using
single serving samples of a raw agricultural
commodity, on the level or residue in food
as consumed would be used to obtain a more
precise estimate of potential dietary
exposure. These data may also include
washing, cooking, processing or degradation
studies as well as market basket surveys for
a more precise residue determination.
17. The proposed tolerance must reflect the
maximum residue likely to occur in crops, in
meat, milk, poultry, or eggs.
18. Required when a residue analytical
method is required.
§ 158.2083 Experimental use permit
biochemical pesticides human health
assessment data requirements table.
(a) General. (1) Sections 158.100
through 158.130 describe how to use
this table to determine the human
health assessment data requirements for
a particular biochemical pesticide
product.
(2) The data in this section are not
required for straight chain lepidopteran
pheromones when applied up to a
maximum use rate of 150 grams active
ingredient/acre/year.
(b) Use patterns. (1) Food use
patterns, in general, include products
classified under the following general
uses: terrestrial food crop use; terrestrial
feed crop use; aquatic food crop use;
greenhouse food crop use.
(2) Nonfood use patterns include
products classified under the general
use patterns of terrestrial nonfood crop
use; aquatic nonfood residential use;
aquatic nonfood outdoor use; aquatic
nonfood industrial use; greenhouse
nonfood crop use; forestry use;
residential outdoor use; residential
indoor use; indoor food use; indoor
nonfood use; indoor medical use.
(c) Key. R=Required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; Residue of concern=the
active ingredient and its metabolites,
degradates, and impurities of
toxicological concern; All=All of the
above. Specific conditions,
qualifications, or exceptions to the
designated test procedures appear in
paragraph (e) of this section, and apply
to the individual tests in the following
table:
(d) Table. The following table shows
the data requirements for experimental
use permit biochemical pesticides
human health assessment. The test
notes are shown in paragraph (e) of this
section.
TABLE—EUP BIOCHEMICAL PESTICIDES HUMAN HEALTH ASSESSMENT DATA REQUIREMENTS
Use Patterns
Guideline Number
Test Substance
Data Requirement
Test Notes
Food
Nonfood
MP
EP
Tier I
Acute Testing
870.1100
Acute oral toxicity - rat
R
R
TGAI and
MP
TGAI and EP
1
870.1200
Acute dermal toxicity
R
R
TGAI and
MP
TGAI and EP
1, 2
870.1300
Acute inhalation toxicity - rat
R
R
TGAI and
MP
TGAI and EP
3
870.2400
Primary eye irritation - rabbit
R
R
TGAI and
MP
TGAI and EP
2
870.2500
Primary dermal irritation
R
R
TGAI and
MP
TGAI and EP
1, 2
none
Hypersensitivity incidents
R
R
All
All
4
90-day oral (one species)
R
NR
TGAI
TGAI
--
Prenatal developmental - rat preferably
R
CR
TGAI
TGAI
5
870.5100
Bacterial reverse mutation test
R
CR
TGAI
TGAI
6
870.5300
In vivo mammalian cell assay
R
CR
TGAI
TGAI
6, 7
CR
CR
TGAI
TGAI
5
Subchronic Testing
870.3100
Developmental Toxicity
870.3700
Mutagenicity Testing
Tier II
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Developmental Toxicity
870.3700
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(e) Test notes. The following test
notes are applicable to the data
requirements for experimental use
permit biochemical pesticides human
health assessment as referenced in the
last column of the table in paragraph (d)
of this section.
1. Required unless the test material is a gas
or highly volatile (vapor pressure > 10-4torr
(mm/Hg)).
2. Required unless the test material is
corrosive to skin or has pH <2 or >11.5.
3. Required when the pesticide, under
conditions of use, would result in respirable
material (e.g., gas, volatile substance or
aerosol/particulate), unless it is a straight
chain lepidopteran pheromone.
4. Hypersensitivity incidents must be
reported as adverse effects data.
5. Required if the use of the product under
widespread and commonly recognized
practice may reasonably be expected to result
in significant exposure to female humans
(e.g., occupational exposure or repeated
application of insect repellents directly to the
skin). Tier II data is required on a different
test species from Tier I data when
developmental effects are observed in the
first study and information on species-tospecies extrapolation is needed.
6. Required to support nonfood uses if
either:
i. The use is likely to result in significant
human exposure; or
ii. The active ingredient (or its metabolites)
is structurally related to a known mutagen or
belongs to any chemical class of compounds
containing a known mutagen.
Additional mutagenicity tests that may
have been performed plus a complete
reference list must also be submitted.
Subsequent testing may be required based on
the available evidence.
7. Choice of assay using either:
i. Mouse lymphoma L5178Y cells,
thymidine kinase (tk) gene locus, maximizing
assay conditions for small colony expression
or detection;
ii. Chinese hamster ovary (CHO) or Chinese
hamster lung fibroblast (V79) cells,
hypoxanthine-guanine phosphoribosyl
transferase (hgprt) gene locus, accompanied
by an appropriate in vivo test for
clastogenicity; or
iii. CHO cells strains AS52, xanthineguanine phosphoribosyl transferase (xprt)
gene locus.
61015
(b) Use patterns. The terrestrial use
pattern includes products classified
under the general use patterns of
terrestrial food crop, terrestrial feed
crop, and terrestrial nonfood/nonfeed
crop. The greenhouse use pattern
includes products classified under the
general use patterns of greenhouse food
crop and greenhouse nonfood crop. The
indoor use pattern includes products
classified under the general use patterns
of indoor food and nonfood use. The
remaining terrestrial uses include
forestry and residential outdoor use.
Data are also required for the general
use patterns of aquatic food and
nonfood crop use.
(c) Key. R=Required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; Residue of concern=the
active ingredient and its metabolites,
degradates, and impurities of
toxicological concern; All=All of the
above. Specific conditions,
qualifications, or exceptions to the
designated test procedures appear in
paragraph (e) of this section, and apply
to the individual tests in the following
table:
(d) Table. The following table shows
the data requirements for experimental
use permit biochemical pesticides
nontarget organisms and environmental
fate. The test notes are shown in
paragraph (e) of this section.
§ 158.2084 Experimental use permit
biochemical pesticides nontarget
organisms and environmental fate data
requirements table.
(a) General. (1) Sections 158.100
through 158.130 describe how to use
this table to determine the terrestrial
and aquatic nontarget organisms and
fate data requirements for a particular
biochemical pesticide product. Notes
that apply to an individual test
including specific conditions,
qualifications, or exceptions to the
designated test are listed in paragraph
(e) of this section. In general, for all
outdoor end-use products including
turf, the following studies are required:
one avian acute oral, one avian dietary,
one acute freshwater fish, and one acute
freshwater invertebrate study.
(2) The data in this section are not
required for arthropod pheromones
when applied at up to a maximum use
rate of 150 grams active ingredient/acre/
year except when the product is
expected to be available to avian species
(i.e., granular formulation).
TABLE—EUP BIOCHEMICAL PESTICIDES NONTARGET ORGANISMS AND ENVIRONMENTAL FATE DATA REQUIREMENTS
Use Patterns
Terrestrial
Aquatic
Greenhouse
Food/Feed/
Nonfood
Guideline Number
Food/
Nonfood
Data Requirement
Food/
Nonfood
Forestry,
Residential Outdoor
Indoor
Test Substance
Test Notes
Food/
Nonfood
Tier I
Avian Testing
850.2100
Avian acute oral toxicity
R
R
NR
R
NR
TGAI, EP
1, 2, 3
850.2200
Avian dietary toxicity
R
R
NR
R
NR
TGAI, EP
1, 2, 3
Aquatic Organism Testing
Fish acute toxicity,
freshwater
R
R
NR
R
NR
TGAI, EP
2, 3, 4
850.1010
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850.1075
Aquatic invertebrate
acute toxicity, freshwater
R
R
NR
R
NR
TGAI, EP
2, 4
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(e) Test notes. The following test
notes are applicable to the data
requirements for experimental use
permit biochemical pesticides nontarget
organisms and environmental fate as
referenced in the last column of the
table contained in paragraph (d) of this
section.
1. Required for the EP when any end-use
formulation may contain other ingredients
that may be toxic to nontarget organisms or
to support arthropod pheromones that would
be available to avian wildlife, (e.g., a granular
product).
2. Not required for any use groups if the
pesticide is highly volatile (estimated
volatility >5 X 10-5atm m3/mol).
3. Preferred test species are: upland game,
waterfowl, or passerine for avian acute oral
toxicity studies; upland game or waterfowl
for avian dietary studies; and coldwater fish
for acute freshwater fish studies.
4. Required for the EP when the end-use
formulation may contain other ingredients
that may be toxic to nontarget organisms.
Subpart V—Microbial Pesticides
§ 158.2100 Microbial pesticides definition
and applicability.
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(a) This subpart applies to all living
or dead microbial pesticides as
described in paragraphs (b) and (c) of
this section.
(b) Definition. Microbial pesticide is a
microbial agent intended for preventing,
destroying, repelling, or mitigating any
pest, or intended for use as a plant
regulator, defoliant, or desiccant, that:
(1) Is a eucaryotic microorganism
including, but not limited to, protozoa,
algae, and fungi;
(2) Is a procaryotic microorganism,
including, but not limited to, Eubacteria
and Archaebacteria; or
(3) Is a parasitically replicating
microscopic element, including, but not
limited to, viruses.
(c) Applicability. (1) This part applies
to microbial pesticides as specified in
paragraphs (c)(2), (3) and (4) of this
section.
(2) Each new isolate of a microbial
pesticide is treated as a new strain and
must be registered independently of any
similar registered microbial pesticide
strain and supported by data required in
this subpart.
(3) Genetically modified microbial
pesticides may be subject to additional
data or information requirements on a
case-by-case basis depending on the
particular microbial agent and/or its
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parental strains, the proposed pesticide
use pattern, and the manner and extent
to which the organism has been
genetically modified.
(4) Pest control organisms such as
insect predators, nematodes, and
macroscopic parasites are exempt from
the requirements of FIFRA as authorized
by section 25(b) of FIFRA and specified
in § 152.20 (a) of this chapter.
§ 158.2110 Microbial pesticides data
requirements.
(a) For all microbial pesticides. (1)
The following § 158.2120 through
§ 158.2150 identify the data
requirements that are required to
support registration of microbial
pesticides. The variations in the test
conditions are identified within the test
notes.
(2) Each data table includes ‘‘use
patterns’’ under which the individual
data are required, with variations
including all use patterns, food and
nonfood uses for terrestrial and aquatic
applications, greenhouse, indoor,
forestry, and residential outdoor
applications under certain
circumstances.
(3) The categories for each data
requirement are ‘‘R,’’ which stands for
required, and ‘‘CR’’ which stands for
conditionally required. If a bracket
appears around the ‘‘R’’ or ‘‘CR,’’ the
data are required for both the
registration and experimental use
permit requests. Generally, ‘‘R’’
indicates that the data are more likely
required than for those data
requirements with ‘‘CR.’’ However, in
each case, the regulatory text preceding
the data table and the test notes
following the data table must be used to
determine whether the data requirement
must be satisfied.
(4) Each table identifies the test
substance that is required to be tested to
satisfy the data requirement. Test
substances may include: technical grade
active ingredient (TGAI),
manufacturing-use product (MP), enduse product (EP), typical end-use
product (TEP), residue of concern, and
pure active ingredient (PAI) or all of the
above (All). Commas between the test
substances (i.e., TGAI, EP) indicate that
data may be required on the TGAI or EP
or both depending on the conditions set
forth in the test note. Data requirements
which list two test substances (i.e.,
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TGAI and EP) indicate that both are
required to be tested. Data requirements
that list only MP as the test substance
apply to products containing solely the
technical grade of the active ingredient
and manufacturing-use products to
which other ingredients have been
intentionally added. Data requirements
listing the EP as the test substance apply
to any EP with an ingredient in the enduse formulation other than the active
ingredient that is expected to enhance
the toxicity of the product.
(b) Additional data requirements for
genetically modified microbial
pesticides. Additional requirements for
genetically modified microbial
pesticides may include but are not
limited to: genetic engineering
techniques used; the identity of the
inserted or deleted gene segment (base
sequence data or enzyme restriction
map of the gene); information on the
control region of the gene in question;
a description of the ‘‘new’’ traits or
characteristics that are intended to be
expressed; tests to evaluate genetic
stability and exchange; and selected
Tier II environmental expression and
toxicology tests.
§ 158.2120 Microbial pesticides product
analysis data requirements table.
(a) General. Sections 158.100 through
158.130 describe how to use this table
to determine the product analysis data
requirements and the substance to be
tested for a particular microbial
pesticide. Specific conditions,
qualifications, or exceptions to the
designated test are identified in
paragraph (d) of this section, and the
test notes appear in paragraph (e) of this
section.
(b) Key. R=Required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; All=All of the above.
Specific conditions, qualifications, or
exceptions to the designated test
procedures appear in paragraph (e) of
this section, and apply to the individual
tests in the following table:
(c) Table. The following table shows
the data requirements for microbial
pesticides product analysis. The test
notes are shown in paragraph (d) of this
section.
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61017
TABLE—MICROBIAL PESTICIDES PRODUCT ANALYSIS DATA REQUIREMENTS
Guideline Number
Test Substance
All Use Patterns
Data Requirement
MP
EP
Test Notes
Product Chemistry and Composition
885.1100
Product Identity
R
MP
EP
--
885.1200
Manufacturing process
R
TGAI and
MP
TGAI and
EP
--
Deposition of a sample in a nationally recognized culture
collection
R
TGAI
TGAI
--
Discussion of formation of unintentional ingredients
R
TGAI and
MP
TGAI and
EP
--
885.1300
Analysis and Certified Limits
885.1400
Analysis of samples
R
TGAI and
MP
TGAI and
EP
1
885.1500
Certification of limits
R
MP
EP
--
Physical and Chemical Characteristics
830.6302
Color
R
TGAI
TGAI
--
830.6303
Physical state
R
TGAI
TGAI
--
830.6304
Odor
R
TGAI
TGAI
--
830.6313
Stability to normal and elevated temperatures, metals and
metal ions
R
TGAI
TGAI
--
830.6317
Storage stability
R
TGAI and
MP
TGAI and
EP
--
830.6319
Miscibility
R
MP
EP
2
830.6320
Corrosion Characteristics
R
MP
EP
3
830.7000
pH
R
TGAI
TGAI
--
830.7100
Viscosity
R
MP
EP
4
830.7300
Density/relative density/bulk density (specific gravity)
R
TGAI
TGAI
--
3. Required when microbial pesticides are
packaged in metal, plastic, or paper
containers.
4. Only required for liquid forms of
microbial pesticides.
(d) Test notes. The following test
notes are applicable to the data
requirements for microbial pesticides
product analysis as referenced in the
last column of the table contained in
paragraph (c) of this section.
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1. Required to support registration of each
manufacturing-use product and end-use
product. This analysis must be conducted at
the point in the production process after
which there would be no potential for
microbial contamination or microbial
regrowth. For full registration, generally an
analysis of samples is a compilation of
batches, over a period of time, depending on
the frequency of manufacturing.
2. Only required for emulsifiable liquid
forms of microbial pesticides.
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§ 158.2130 Microbial pesticides residue
data requirements table.
(a) General. Sections 158.100 through
158.130 describe how to use this table
to determine the residue chemistry data
requirements and the substance to be
tested for a particular microbial
pesticide. Specific conditions,
qualifications, or exceptions to the
designated test appear in paragraph (d)
of this section, and the procedures
appear in paragraph (e) of this section.
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(b) Key. R=required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; All=All of the above.
Specific conditions, qualifications, or
exceptions to the designated test
procedures appear in paragraph (d) of
this section, and apply to the individual
tests in the following table:
(c) Table. The following table shows
the data requirements for microbial
pesticides residue. The test notes are
shown in paragraph (d) of this section.
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Federal Register / Vol. 72, No. 207 / Friday, October 26, 2007 / Rules and Regulations
TABLE—MICROBIAL PESTICIDES RESIDUE DATA REQUIREMENTS
Guideline Number
All Use Patterns
Data Requirement
Test Substance Data to
Support MP or
EP
Test Notes
885.2100
Chemical Identity
CR
EP
1
885.2200
Nature of the Residue in plants
CR
EP
1
885.2250
Nature of the Residue in animals
CR
EP
1
885.2300
Analytical methods - plants
CR
TGAI
1
885.2350
Analytical methods - animals
CR
TGAI
1
885.2400
Storage Stability
CR
EP
1
885.2500
Magnitude of residue in plants
CR
EP
1
885.2550
Magnitude of residues in meat, milk, poultry, eggs
CR
EP
1
885.2600
Magnitude of residues in potable water, fish, and irrigated crops
CR
EP
1
(d) Test notes. The following test note
is applicable to the data requirements
for microbial pesticides residue as
referenced in the last column of the
table contained in paragraph (c) of this
section.
1. Required when the results of testing:
i. Indicate the potential to cause adverse
human health effects or the product
characterization indicates the microbial
pesticide has a significant potential to
produce a mammalian toxin; and
ii. The use pattern is such that residues
may be present in or on food or feed crops.
§ 158.2140 Microbial pesticides toxicology
data requirements table.
(a) General. Sections 158.100 through
158.130 describe how to use this table
to determine the toxicology data
requirements for a particular pesticide
product. Notes that apply to an
individual test and include specific
conditions, qualifications, or exceptions
to the designated test are listed in
paragraph (d) of this section.
(b) Key. R=Required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; All=All of the above.
Specific conditions, qualifications, or
exceptions to the designated test
procedures appear in paragraph (d) of
this section, and apply to the individual
tests in the following table:
(c) Table. The following table shows
the data requirements for microbial
pesticides toxicology. The test notes are
shown in paragraph (d) of this section.
TABLE—MICROBIAL PESTICIDES TOXICOLOGY DATA REQUIREMENTS
Guideline Number
All Use Patterns
Data Requirement
Test Substance
Test Notes
Tier I
Acute oral toxicity/pathogenicity
R
TGAI
1
885.3150
Acute pulmonary toxicity/pathogenicity
R
TGAI
--
885.3200
Acute injection toxicity/pathogenicity/(intravenous)
Acute injectiont toxicity/pathogenicity/(intraperitoneal)
R
TGAI
2
885.3400
Hypersensitivity incidents
R
All
3
885.3500
Cell culture
R
TGAI
4
870.1100
Acute oral toxicity
R
MP , EP
1, 5
870.1200
Acute dermal toxicity
R
MP , EP
5
870.1300
Acute inhalation toxicity
R
MP , EP
5, 6
870.2400
Acute eye irritation
R
MP , EP
5
870.2500
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885.3050
Primary dermal irritation
R
MP , EP
5
885.3550
Acute toxicology
CR
TGAI
7
885.3600
Subchronic toxicity/pathogenicity
CR
TGAI
8
Tier II
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Federal Register / Vol. 72, No. 207 / Friday, October 26, 2007 / Rules and Regulations
TABLE—MICROBIAL PESTICIDES TOXICOLOGY DATA REQUIREMENTS—Continued
Guideline Number
All Use Patterns
Data Requirement
Test Substance
Test Notes
Tier III
885.3650
Reproductive fertility effects
CR
TGAI
9, 13
870.4200
Carcinogenicity
CR
TGAI
10, 13
870.7800
Immunotoxicity
CR
TGAI
11, 13
885.3000
Infectivity/pathogenicity analysis
CR
TGAI
12, 13
(d) Test notes. The following test
notes are applicable to the data
requirements for microbial pesticides
toxicology as referenced in the last
column of the table contained in
paragraph (c) of this section:
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1. The acute oral toxicity/pathogenicity
study is required to support the TGAI.
However, it can be combined with the unit
dose portion of the acute oral toxicity study,
with an EP or MP test material to fulfill the
requirement for the TGAI and the MP or EP
in a single study, if the new protocol is
designed to address the endpoints of
concern.
2. Data not required for products whose
active ingredient is a virus. For test materials
whose size or consistency may prevent use
of an intravenous injection, the
intraperitoneal injection procedure may be
employed.
3. Hypersensitivity incidents, including
immediate type and delayed-type reactions of
humans or domestic animals, occur during
the testing or production of the TGAI, MP, or
EP, or are otherwise known to the applicant
must be reported if they occur.
4. Data must be submitted only for
products whose active ingredient is a virus.
5. The 870 series studies for the MP and
EP are intended to provide data on the acute
toxicity of the product. Waivers for any or all
of these studies may be granted when the
applicant can demonstrate that the
combination of inert ingredients is not likely
to pose any significant human health risks.
Where appropriate, the limit dose approach
to testing is recommended.
6. Required when the product consists of,
or under conditions of use would result in,
an inhalable material (e.g., gas, volatile
substances, or aerosol particulate).
7. Data required when significant toxicity,
in the absence of pathogenicity and
significant infectivity, is observed in acute
oral, injection, or pulmonary studies (Tier I).
Route(s) of exposure correspond to route(s)
where toxicity was observed in Tier I studies.
The toxic component of the TGAI is to be
tested.
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8. Data required when significant
infectivity and/or unusual persistence is
observed in the absence of pathogenicity or
toxicity in Tier I studies. Routes of exposure
(oral and/or pulmonary) correspond to routes
in Tier I studies where adverse effects were
noted. Data may also be required to evaluate
adverse effects due to microbial
contaminants or to toxic byproducts.
9. Data are required when one or more of
the following criteria are met:
i. Significant infectivity of the microbial
pest control agent (MPCA) was observed in
test animals in the Tier II subchronic study
and in which no significant signs of toxicity
or pathogenicity were observed.
ii. The microbial pesticide is a virus which
can persist or replicate in mammalian cell
culture lines.
iii. The microbial pesticide is not amenable
to thorough taxonomic classification, and is
related to organisms known to be parasitic for
mammalian cells.
iv. The microbial pesticide preparation is
not well purified, and may contain
contaminants which are parasitic for
mammals.
10. Data may be required for products
known to contain or suspected to contain
carcinogenic viruses or for microbial
components that are identified as having
significant toxicity in Tier II testing.
11. Data may be required for products
known to contain or suspected to contain
viruses that can interact in an adverse
manner with components of the mammalian
immune system.
12. An analysis of human infectivity/
pathogenicity potential using scientific
literature, genomic analysis, and/or actual
specific cell culture/animal data may be
required for products known to contain or
suspected of containing intracellular
parasites of mammalian cells for products
that exhibit pathogenic characteristics in Tier
I and/or Tier II, for products which are
closely related to known human pathogens
based on the product analysis data, or for
known human pathogens that have been
‘‘disarmed’’ or rendered non-pathogenic for
humans.
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13. Test standards may have to be modified
depending on the characteristics of the
microorganism. Requirements may vary for
these studies depending on the active
ingredient being tested. Consultation with
the Agency is advised before performing
these Tier III studies.
§ 158.2150 Microbial pesticides nontarget
organisms and environmental fate data
requirements table.
(a) General. Sections 158.100 through
158.130 describe how to use this table
to determine the terrestrial and aquatic
nontarget organisms data requirements
for a particular microbial pesticide
product. Notes that apply to an
individual test including specific
conditions, qualifications, or exceptions
to the designated test are listed in
paragraph (e) of this section.
(b) Use patterns. Aquatic uses
include: food and feed, nonfood uses
(e.g., outdoor, residential, and
industrial). Terrestrial uses include:
Food, Feed, Non-Food, Forestry,
Residential outdoor, greenhouse (food
and food), Indoor (food and nonfood),
and Industrial.
(c) Key. R=Required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; All=All of the above.
Specific conditions, qualifications, or
exceptions to the designated test
procedures appear in paragraph (e) of
this section, and apply to the individual
tests in the following table:
(d) Table. The following table shows
the data requirements for microbial
pesticides nontarget organisms and
environmental fate. The test notes are
shown in paragraph (e) of this section.
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TABLE—MICROBIAL PESTICIDES NONTARGET ORGANISMS AND ENVIRONMENTAL FATE DATA REQUIREMENTS
Use Patterns
Terrestrial
Guideline
Number
Aquatic
Data Requirement
Food/
Feed
Forestry
Nonfood
Greenhouse
Indoor
Outdoor
Food/
Feed/
Nonfood
Residential
Food/
Nonfood
Food/
Nonfood
Industrial
Test
Substance
Test
Notes
Tier I
885.4050
Avian oral toxicity
R
R
R
R
R
CR
CR
CR
TGAI
1, 2
885.4100
Avian inhalation toxicity/
pathogenicity
CR
CR
CR
CR
CR
CR
CR
CR
TGAI
1, 2, 3
885.4150
Wild mammal toxicity/
pathogenicity
CR
CR
CR
CR
CR
NR
NR
CR
TGAI
1, 4
885.4200
Freshwater fish toxicity/
pathogenicity
R
R
R
R
CR
CR
CR
CR
TGAI or
TEP
1, 2, 5
885.4240
Freshwater invertebrate
toxicity/ pathogenicity
R
R
R
R
CR
CR
CR
CR
TGAI or
TEP
1, 2, 5
885.4280
Estuarine/Marine fish
testing
Estuarine and marine invertebrate testing
CR
CR
CR
CR
CR
NR
NR
CR
TGAI
1, 6
885.4300
Nontarget plant
testing
CR
CR
CR
R
CR
NR
CR
CR
TEP
1, 7
885.4340
Nontarget insect testing
R
R
R
R
R
CR
NR
CR
TGAI
1, 8
885.4380
Honey bee testing
R
R
R
R
R
CR
NR
CR
TGAI
1
885.5200
Terrestrial environmental
expression tests
CR
CR
CR
CR
CR
NR
NR
CR
TGAI or
TEP
9
885.5300
Freshwater environmental
expression tests
CR
CR
CR
CR
CR
NR
NR
CR
TGAI or
TEP
10
885.5400
Marine or estuarine environmental expression
tests
CR
CR
CR
CR
CR
NR
NR
CR
TGAI or
TEP
11, 12
885.4600
Avian chronic pathogenicity and reproduction
test
CR
CR
CR
CR
CR
NR
NR
CR
TGAI
12, 13
885.4650
Aquatic invertebrate
range testing
CR
CR
CR
CR
CR
NR
NR
CR
TGAI
12, 14
885.4700
Fish life cycle studies
CR
CR
CR
CR
CR
NR
NR
CR
TGAI
12, 14
885.4750
Aquatic ecosystem test
CR
CR
CR
CR
CR
NR
NR
CR
TGAI
15
850.2500
850.1950
Field testing for terrestrial
wildlife and Field testing for aquatic organisms
CR
CR
CR
CR
CR
NR
NR
CR
TGAI or
TEP
11, 16
850.2500
Simulated or actual field
tests (birds, mammals)
CR
CR
CR
CR
CR
NR
NR
CR
TEP
16, 17,
20
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Tier II
Tier III
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Tier IV
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Federal Register / Vol. 72, No. 207 / Friday, October 26, 2007 / Rules and Regulations
TABLE—MICROBIAL PESTICIDES NONTARGET ORGANISMS AND ENVIRONMENTAL FATE DATA REQUIREMENTS—Continued
Use Patterns
Terrestrial
Guideline
Number
Aquatic
Data Requirement
Food/
Feed
Forestry
Nonfood
Greenhouse
Indoor
Outdoor
Food/
Feed/
Nonfood
Residential
Food/
Nonfood
Food/
Nonfood
Industrial
Test
Substance
Test
Notes
850.1950
Simulated or actual field
test (aquatic organisms)
CR
CR
CR
CR
CR
NR
NR
CR
TEP
16, 18,
19, 20
850.2500
Simulated or actual field
tests (insect predators,
parasites)
CR
CR
CR
CR
CR
NR
NR
CR
TEP
16, 18,
19, 20
850.3040
Simulated or actual field
tests (insect pollinators)
CR
CR
CR
CR
CR
NR
NR
CR
TEP
16, 18,
19, 20
850.4300
Simulated or actual field
tests (plants)
CR
CR
CR
CR
CR
NR
NR
CR
TEP
16, 18,
19, 20
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(e) Test notes. The following test
notes are applicable to the data
requirements for microbial pesticides
nontarget organism and environmental
fate as referenced in the last column of
the table contained in paragraph (d) of
this section.
1. Tests for pesticides intended solely for
indoor application would be required on a
case-by-case basis, depending on use pattern,
production volume, and other pertinent
factors.
2. The preferred species for the avian oral
study is either the upland game or waterfowl.
The preferred species for the avian inhalation
toxicity/pathogenicity study and the avian
chronic toxicity/pathogenicity study is the
upland game. There is also the option to test
the passerine if there is a concern. The
coldwater fish is preferred for freshwater fish
testing. However, two species (coldwater and
warmwater fish species are the preferred
species) must be tested for uses involving
direct freshwater exposure. Freshwater
invertebrate testing is also required.
3. Data required when the nature of the
microbial pesticide and/or its toxins
indicates potential pathogenicity to birds.
4. Required on a case-by-case basis if
results of tests required by § 158.2140 are
inadequate or inappropriate for assessment of
hazards to wild mammals.
5. Required when there will be significant
exposure to aquatic organisms (fish and
invertebrates).
6. Required if the product is intended for
direct application into the estuarine or
marine environment or expected to enter this
environment in significant concentrations
because of expected use or mobility pattern.
7. Required if the microbial pesticide is
taxonomically related to a known plant
pathogen.
8. Data are not required unless an active
microbial ingredient controls the target insect
pest by a mechanism of infectivity; i.e. may
create an epizootic condition in nontarget
insects.
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9. Required if toxic or pathogenic effects
are observed in one or more of the following
tests for microbial pesticides:
i. Avian acute oral or avian inhalation
studies.
ii. Wild mammal studies.
iii. Nontarget plant studies (terrestrial).
iv. Honey bee studies.
v. Nontarget insect studies.
10. Required when toxic or pathogenic
effects are observed in any of the following
Tier I tests for microbial pest control agents:
i. Freshwater fish studies.
ii. Freshwater invertebrate studies.
iii. Nontarget plant studies (aquatic).
11. Required if product is applied on land
or in fresh water or marine/estuarine
environments and toxic or pathogenic effects
are observed in any of the following Tier I
tests for microbial pesticides:
i. Estuarine and marine animal toxicity and
pathogenicity.
ii. Plant studies - estuarine or marine
species.
12. An appropriate dose-response toxicity
test is required when toxic effects on
nontarget terrestrial wildlife or aquatic
organisms (including plants) are reported in
one or more Tier I tests and results of Tier
II tests indicate exposure of the microbial
agent to the affected nontarget terrestrial
wildlife or aquatic organisms. The protocols
for these tests may have to be modified in
accordance with results from the nontarget
organism and environmental expression
studies.
13. Required when one or more of the
following are present:
i. Pathogenic effects are observed in Tier I
avian studies.
ii. Tier II environmental expression testing
indicate that long-term exposure of terrestrial
animals is likely.
14. Required when product is intended for
use in water or expected to be transported to
water from the intended use site, and when
pathogenicity or infectivity was observed in
Tier I aquatic studies.
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15. Required if, after an analysis of the
microbial pesticide’s ability to survive and
multiply in the environment and what
ecological habitat it would occupy, the
intended use patterns, and the results of
previous nontarget organisms and
environmental expression tests, it is
determined that use of the microbial agent
may result in adverse effects on the nontarget
organisms in aquatic environments. Testing
is to determine if applications of the
microbial pest control would be expected to
disrupt the balance of populations in the
target ecosystem.
16. Tier IV studies may be conducted as a
condition of registration as post-registration
monitoring if the potential for unreasonable
adverse effects appears to be minimal during
that period of use due to implementation of
mitigation measures.
17. Required when both of the following
conditions occur:
i. Pathogenic effects observed at actual or
expected field residue exposure levels are
reported in Tier III; and
ii. The Agency determines that quarantine
methods would not prevent the microbial
pesticide from contaminating areas adjacent
to the test area.
18. Short term simulated or actual field
studies are required when it is determined
that the product is likely to cause adverse
short-term or acute effects, based on
consideration of available laboratory data,
use patterns, and exposure rates.
19. Data from a long-term simulated field
test (e.g., where reproduction and growth of
confined populations are observed) and/or an
actual field test (e.g., where reproduction and
growth of natural populations are observed)
are required if laboratory data indicate that
adverse long-term, cumulative, or life-cycle
effects may result from intended use.
20. Since test standards would be
developed on a case-by-case basis,
consultation with the Agency and
development of a protocol is advised before
performing these Tier IV studies.
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Federal Register / Vol. 72, No. 207 / Friday, October 26, 2007 / Rules and Regulations
§ 158.2160 Microbial pesticides product
performance data requirements.
§ 158.2170 Experimental use permit data
requirements—microbial pesticides.
Product performance data must be
developed for all microbial pesticides.
However, the Agency has waived all
requirements to submit efficacy data
unless the pesticide product bears a
claim to control public health pests,
such as pest microorganisms infectious
to man in any area of the inanimate
environment or a claim to control
vertebrates (including but not limited to:
rodents, birds, bats, canids, and skunks)
or invertebrates (including but not
limited to: mosquitoes and ticks) that
may directly or indirectly transmit
diseases to humans. However, each
registrant must ensure through testing
that his products are efficacious when
used in accordance with label directions
and commonly accepted pest control
practices. The Agency reserves the right
to require, on a case-by-case basis,
submission of efficacy data for any
pesticide product registered or proposed
for registration.
(a) For all microbial pesticides. (1)
The following § 158.2171 through
§ 158.2174 identify the data
requirements that are required to
support experimental use permits for
microbial pesticides. The variations in
the test conditions are identified within
the test notes.
(2) For general information on the
data requirement tables, see
§ 158.2110(a)(2)-(4).
(b) Additional data requirements for
genetically modified microbial
pesticides. Additional requirements for
genetically modified microbial
pesticides may include but are not
limited to: genetic engineering
techniques used; the identity of the
inserted or deleted gene segment (base
sequence data or enzyme restriction
map of the gene); information on the
control region of the gene in question;
a description of the ‘‘new’’ traits or
characteristics that are intended to be
expressed; tests to evaluate genetic
stability and exchange; and selected
Tier II environmental expression and
toxicology tests.
§ 158.2171 Experimental use permit
microbial pesticides product analysis data
requirements table.
(a) General. Sections 158.100 through
158.130 describe how to use this table
to determine the product analysis data
requirements and the substance to be
tested for a particular microbial
pesticide. Specific conditions,
qualifications, or exceptions to the
designated test are identified in (d) of
this section, and the test notes appear in
paragraph (e) of this section.
(b) Key. R=Required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; All=All of the above.
Specific conditions, qualifications, or
exceptions to the designated test
procedures appear in paragraph (e) of
this section, and apply to the individual
tests in the following table:
(c) Table. The following table shows
the data requirements for experimental
use permit microbial pesticides product
analysis. The test notes are shown in
paragraph (d) of this section.
TABLE—EUP MICROBIAL PRODUCT ANALYSIS DATA REQUIREMENTS
Guideline Number
Test Substance
All Use Patterns
Data Requirement
MP
EP
Test Notes
Product Chemistry and Composition
885.1100
Product Identity
R
MP
EP
--
885.1200
Manufacturing process
R
TGAI and
MP
TGAI and
EP
1, 2
Deposition of a sample in a nationally recognized culture
collection
R
TGAI
TGAI
--
Discussion of formation of unintentional ingredients
R
TGAI and
MP
TGAI and
EP
2
885.1300
Analysis and Certified Limits
885.1400
Analysis of samples
R
TGAI and
MP
TGAI and
EP
2, 3
885.1500
Certification of limits
R
MP
EP
--
Physical and Chemical Characteristics
Color
R
TGAI
TGAI
--
830.6303
Physical state
R
TGAI
TGAI
--
830.6304
Odor
R
TGAI
TGAI
--
830.6313
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830.6302
Stability to normal and elevated temperatures, metals and
metal ions
R
TGAI
TGAI
--
830.6317
Storage stability
R
TGAI and
MP
TGAI and
EP
--
830.6319
Miscibility
R
MP
EP
4
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61023
TABLE—EUP MICROBIAL PRODUCT ANALYSIS DATA REQUIREMENTS—Continued
Guideline Number
Test Substance
All Use Patterns
Data Requirement
MP
EP
Test Notes
830.6320
Corrosion Characteristics
R
MP
EP
5
830.7000
pH
R
TGAI
TGAI
--
830.7100
Viscosity
R
MP
EP
6
830.7300
Density/relative density/bulk density (specific gravity)
R
TGAI
TGAI
--
(d) Test notes. The following test
notes are applicable to the data
requirements for experimental use
permit microbial pesticides product
analysis as referenced in the last column
of the table contained in paragraph (c)
of this section.
1. If an experimental use permit is being
sought, and if the pesticide is not already
under full-scale production, a schematic
diagram and/or description of the
manufacturing process suffices.
2. If an experimental use permit is being
sought, and if the product is not already
under full-scale production, a discussion of
unintentional ingredients is required to be
submitted to the extent this information is
available.
3. Required to support registration of each
manufacturing-use product and end-use
product. This analysis must be conducted at
the point in the production process after
which there would be no potential for
microbial contamination or microbial
regrowth. For pesticides in the production
stage, a preliminary product analytical
method and data would suffice to support an
experimental use permit. For full registration,
generally an analysis of samples is a
compilation of batches, over a period of time,
depending on the frequency of
manufacturing.
4. Only required for emulsifiable liquid
forms of microbial pesticides.
5. Required when microbial pesticides are
packaged in metal, plastic, or paper
containers.
6. Only required for liquid forms of
microbial pesticides.
§ 158.2172 Experimental use permit
microbial pesticides residue data
requirements table.
(a) General. Sections 158.100 through
158.130 describe how to use this table
to determine the residue chemistry data
requirements and the substance to be
tested for a particular microbial
pesticide. Specific conditions,
qualifications, or exceptions to the
designated test appear in (d) of this
section, and the procedures appear in
paragraph (e) of this section.
(b) Key. R=Required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; All=All of the above.
Specific conditions, qualifications, or
exceptions to the designated test
procedures appear in paragraph (d) of
this section, and apply to the individual
tests in the following table:
(c) Table. The following table shows
the data requirements for experimental
use permit microbial pesticides residue.
The test notes are shown in paragraph
(d) of this section.
TABLE—EUP MICROBIAL PESTICIDES RESIDUE DATA REQUIREMENTS
Guideline Number
All Use Patterns
Data Requirement
Test Substance
Data to Support
MP or EP
Test Notes
Chemical Identity
CR
EP
1
885.2200
Nature of the Residue in plants
CR
EP
1
885.2250
Nature of the Residue in animals
CR
EP
1
885.2300
Analytical methods - plants
CR
TGAI
1
885.2350
Analytical methods-animals
CR
TGAI
1
885.2400
Storage Stability
CR
EP
1
885.2500
Magnitude of residue in plants
CR
EP
1
885.2550
Magnitude of residues in meat, milk, poultry, eggs
CR
EP
1
885.2600
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885.2100
Magnitude of residues in potable water, fish, and irrigated
crops
CR
EP
1
(d) Test notes. The following test note
is applicable to the data requirements
for experimental use permit microbial
pesticides residue as referenced in the
last column of the table contained in
paragraph (c) of this section.
1. Required when the results of testing:
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i. Indicate the potential to cause adverse
human health effects or the product
characterization indicates the microbial
pesticide has a significant potential to
produce a mammalian toxin; and
ii. The use pattern is such that residues
may be present in or on food or feed crops.
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§ 158.2173 Experimental use permit
microbial pesticides toxicology data
requirements table.
(a) General. Sections 158.100 through
158.130 describe how to use this table
to determine the toxicology data
requirements for a particular microbial
pesticide product. Notes that apply to
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an individual test and include specific
conditions, qualifications, or exceptions
to the designated test are listed in
paragraph (d) of this section.
(b) Key. R=Required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; All=All of the above.
Specific conditions, qualifications, or
exceptions to the designated test
procedures appear in paragraph (d) of
this section, and apply to the individual
tests in the following table:
(c) Table. The following table shows
the data requirements for microbial
pesticide toxicology. The test notes are
shown in paragraph (d) of this section.
TABLE—EUP MICROBIAL PESTICIDES TOXICOLOGY DATA REQUIREMENTS
Guideline Number
Data Requirement
All Use Patterns
Test Substance
Test Notes
885.3050
Acute oral toxicity/pathogenicity
R
TGAI
1
885.3150
Acute pulmonary toxicity/pathogenicity
R
TGAI
--
885.3200
Acute injection toxicity/pathogenicity/(intravenous)
Acute injection toxicity/pathogenicity/(intraperitoneal)
R
TGAI
2
885.3400
Hypersensitivity incidents
R
All
3
885.3500
Cell culture
R
TGAI
4
870.1100
Acute oral toxicity
R
MP, EP
1, 5
870.1200
Acute dermal toxicity
R
MP, EP
5
870.1300
Acute inhalation toxicity
R
MP, EP
5, 6
870.2400
Acute eye irritation
R
MP, EP
5
870.2500
Primary dermal irritation
CR
MP, EP
5
(d) Test notes. The following test
notes are applicable to the data
requirements for experimental use
permit microbial pesticides toxicology
as referenced in the last column of the
table contained in paragraph (c) of this
section:
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1. The acute oral toxicity/pathogenicity
study is required to support the TGAI.
However, it can be combined with the unit
dose portion of the acute oral toxicity study,
with an EP or MP test material to fulfill the
requirement for the TGAI and the MP or EP
in a single study, if the new protocol is
designed to address the endpoints of
concern.
2. Data not required for products whose
active ingredient is a virus. For test materials
whose size or consistency may prevent use
of an intravenous injection, the
intraperitoneal injection procedure may be
employed.
3. Hypersensitivity incidents, including
immediate type and delayed type reactions of
humans or domestic animals occur during
the testing or production of the TGAI, MP, or
EP, or are otherwise known to the applicant
must be reported if they occur.
4. Data must be submitted only for
products whose active ingredient is a virus.
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5. The 870 series studies for the MP and
EP are intended to provide data on the acute
toxicity of the product. Waivers for any or all
of these studies may be granted when the
applicant can demonstrate that the
combination of inert ingredients is not likely
to pose any significant human health risks.
Where appropriate, the limit dose approach
to testing is recommended.
6. Required when the product consists of,
or under conditions of use that would result
in an inhalable material (e.g., gas, volatile
substances, or aerosol particulate).
§ 158.2174 Experimental use permit
microbial pesticides nontarget organisms
and environmental fate data requirements
table.
(a) General. Sections 158.100 through
158.130 describe how to use this table
to determine the terrestrial and aquatic
nontarget organisms data requirements
for a particular microbial pesticide
product. Notes that apply to an
individual test including specific
conditions, qualifications, or exceptions
to the designated test are listed in
paragraph (e) of this section.
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(b) Use patterns. Aquatic uses
include: food and feed, nonfood uses
(e.g., outdoor, residential, and
industrial). Terrestrial uses include:
Food, Feed, Non-Food, Forestry,
Residential outdoor, greenhouse (food
and food), Indoor (food and nonfood),
and Industrial.
(c) Key. R=Required;
CR=Conditionally required; NR=Not
required; MP=Manufacturing-use
product; EP=End-use product;
TEP=Typical end-use product;
TGAI=Technical grade of the active
ingredient; All=All of the above.
Specific conditions, qualifications, or
exceptions to the designated test
procedures appear in paragraph (e) of
this section, and apply to the individual
tests in the following table:
(d) Table. The following table shows
the data requirements for experimental
use permit microbial pesticides
nontarget organisms and environmental
fate. The test notes are shown in
paragraph (e) of this section.
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TABLE—EUP MICROBIAL PESTICIDES NONTARGET ORGANISMS AND ENVIRONMENTAL FATE DATA REQUIREMENTS
Use Patterns
Terrestrial
Guideline
Number
Aquatic
Data Requirement
Food/
Feed
Forestry
Nonfood
Greenhouse
Indoor
Outdoor
Food/
Feed/
Nonfood
Residential
Food/
Nonfood
Food/
Nonfood
Industrial
Test
Substance
Test
Notes
885.4050
Avian oral
toxicity
NR
R
R
R
R
NR
NR
NR
TGAI
1, 2
885.4200
Freshwater fish toxicity/
pathogenicity
NR
R
R
R
NR
NR
NR
NR
TGAI
1, 2, 3
885.4240
Freshwater invertebrate
toxicity/pathogenicity
NR
R
R
R
NR
NR
NR
NR
TGAI
1, 2, 3
885.4300
Nontarget plant
testing
NR
NR
NR
R
NR
NR
NR
NR
TEP
1, 4
885.4340
Nontarget insect testing
R
R
R
R
NR
NR
NR
NR
TGAI
1, 5
885.4380
Honey bee testing
R
R
R
R
NR
NR
NR
NR
TGAI
1
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(e) Test notes. The following test
notes are applicable to the data
requirements for microbial pesticides
nontarget organism and environmental
fate as referenced in the last column of
the table contained in paragraph (d) of
this section.
1. Tests for pesticides intended solely for
indoor application would be required on a
case-by-case basis, depending on use pattern,
production volume, and other pertinent
factors. Tests to support EUP’s are based on
the application timing and acreage.
2. The preferred species for the avian oral
study is either the upland game or waterfowl.
The preferred species for the avian inhalation
toxicity/pathogenicity study and the avian
chronic toxicity/pathogenicity study is the
upland game. There is also the option to test
a passerine species if there is a concern. The
coldwater fish is preferred for freshwater fish
testing. However, two species (coldwater and
warmwater fish are the preferred species)
must be tested for uses involving direct
freshwater exposure. Freshwater
invertebrates are preferred for invertebrate
testing.
3. Required when there will be significant
exposure to aquatic organisms (fish and
invertebrates).
4. Required if the microbial pesticide is
taxonomically related to a known plant
pathogen.
5. Data are not required unless an active
microbial ingredient controls the target insect
pest by a mechanism of infectivity; i.e. may
create an epizootic condition in nontarget
insects.
[FR Doc. E7–20828 Filed 10–25–07; 8:45 am]
BILLING CODE 6560–50–S
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ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 152, 156, 159, 160, 168
and 172
[EPA–HQ–OPP–2004–0387; FRL–8114–1]
Pesticide Data Requirements;
Technical Amendments
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
SUMMARY: This document makes
technical changes and revises cross
references in the Code of Federal
Regulations (CFR) to reflect changes in
pesticide data requirements being
promulgated elsewhere in today’s
Federal Register. These technical
changes are solely to conform other
parts of the CFR to the new rules, and
have no substantive impact on any
requirements. This regulation is a
technical amendment which requires no
opportunity for comment or public
participation.
DATES: This final rule is effective
December 26, 2007.
ADDRESSES: EPA has established a
docket for this action under docket
identification (ID) number EPA–HQ–
OPP–2004–0387. To access the
electronic docket, go to https://
www.regulations.gov, select ‘‘Advanced
Search,’’ then ‘‘Docket Search.’’ Insert
the docket ID number where indicated
and select the ‘‘Submit’’ button. Follow
the instructions on the regulations.gov
web site to view the docket index or
access available documents. All
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documents in the docket are listed in
the docket index available in
regulations.gov. Although listed in the
index, some information is not publicly
available, e.g., Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available either in the electronic docket
at https://www.regulations.gov, or, if only
available in hard copy, at the OPP
Public Docket, in Rm. S–4400, One
Potomac Yard (South Building), 2777 S.
Crystal Drive, Arlington, VA. The
Docket Facility is open from 8:30 a.m.
to 4 p.m., Monday through Friday,
excluding legal holidays. The Docket
telephone number is (703) 305–5805.
FOR FURTHER INFORMATION CONTACT: Jean
Frane, Office of Pesticide Programs,
Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington,
DC 20460–0001; telephone number:
(703) 305–5944; fax number: (703) 305–
5884; e-mail address:
frane.jean@epa.gov.
SUPPLEMENTARY INFORMATION:
I. Does this Action Apply to Me
You may be potentially affected by
this action if you are a producer or
registrant of a pesticide product. This
action may also affect any person or
company who might petition the
Agency for new tolerances, hold a
pesticide registration with existing
tolerances, or any person or company
E:\FR\FM\26OCR2.SGM
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Agencies
[Federal Register Volume 72, Number 207 (Friday, October 26, 2007)]
[Rules and Regulations]
[Pages 60988-61025]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-20828]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 158
[EPA-HQ-OPP-2004-0415; FRL-8109-8]
RIN 2070-AD51
Pesticides; Data Requirements for Biochemical and Microbial
Pesticides
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final Rule.
-----------------------------------------------------------------------
SUMMARY: This is the final rule for Biochemical and Microbial Pesticide
Data Requirements. The Agency published a proposed rule on March 8,
2006, on the data requirements to support registration of biochemical
and microbial pesticides and proposed to update definitions for both
biochemical and microbial pesticides. The Agency received comments from
20 commenters, representing State and Federal agencies, industry, and
private consultants.
DATES: This rule is effective on December 26, 2007.
ADDRESSES: EPA has established a docket for this action under Docket
identification number EPA-HQ-OPP-2004-0415. All documents in the docket
are listed on the regulations.gov web site. Although listed in the
index, some information is not publicly available, i.e., CBI or other
information whose disclosure is restricted by statute. Certain other
material, such as copyrighted material, is not placed on the Internet
and will be publicly available only in hard copy form. Publicly
available docket materials are available either electronically through
www.regulations.gov or in hard copy at the Office of Pesticide Programs
(OPP) Regulatory Public Docket (7502P), Room S-4400, One Potomac Yard
(South Building), 2777 S. Crystal Drive, Arlington, VA 22202. This
Docket is open from 8:30 a.m. to 4 p.m., Monday through Friday,
excluding legal holidays. The Docket telephone number is (703) 305-5805
.
FOR FURTHER INFORMATION CONTACT: Candace Brassard or Nathanael Martin,
U.S. Environmental Protection Agency (7506P), 1200 Pennsylvania Ave.,
NW., Washington, DC 20460, telephone: 703-305-6598 or 703-305-6475, e-
mail: brassard.candace@epa.gov or martin.nathanael@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
You may be potentially affected by this action if you are a
producer or registrant of a biochemical or microbial pesticide product.
This action may also affect any person or company that might petition
the Agency for new tolerances for biochemical or microbial pesticides,
or hold a pesticide registration with existing tolerances, any person
or company interested in obtaining or retaining a tolerance in the
absence of a registration. Potentially affected entities may include,
but are not limited to:
Crop Production (NAICS code 111).
Animal Production (NAICS code 112).
Food Manufacturing and Processing (NAICS code 311).
Chemical Producers (NAICS code 32532), e.g., pesticide
manufacturers or formulators of pesticide products, importers, or any
person or company that seeks to register a pesticide or obtain a
tolerance for a pesticide.
This listing is not intended to be exhaustive, but rather provides
a guide for readers regarding entities likely to be affected by this
action. Other types of entities not listed in this unit could also be
affected. The North American Industrial Classification System (NAICS)
codes have been provided to assist you and others in determining
whether this action might apply to certain entities. To determine
whether you or your business may be affected by this action, you should
carefully examine the applicability provisions in Unit II. If you have
any questions regarding the applicability of this action to a
particular entity, consult the persons listed under FOR FURTHER
INFORMATION CONTACT or visit the following Web site: https://
www.epa.gov/pesticides/biopesticides/.
B. How Can I Access Electronic Copies of this Document and Other
Related Information?
All documents in the docket are listed in the docket index at
https://www.regulations.gov under docket number EPA-HQ-OPP-2004-0415.
Although listed in the index, some information is not publicly
available, e.g., CBI or other information whose disclosure is
restricted by statute. Certain other material, such as copyrighted
material, is not placed on the Internet and will be publicly available
only in hard copy form. Publicly available docket materials are
available either in the electronic docket at https://
www.regulations.gov, or, if only available in hard copy, at the Office
of Pesticide Programs (OPP) Regulatory Public Docket in Rm. S-4400, One
Potomac Yard (South Building), 2777 S. Crystal Drive, Arlington, VA.
The hours of operation of this docket facility are from 8:30 a.m. to
4:00 p.m., Monday through Friday, excluding legal holidays. The Docket
telephone number is 703-305-5805.
II. Overview of This Document
EPA published a notice of proposed rulemaking in the Federal
Register on March 8, 2006 (71 FR 12072) for Data Requirements for
Biochemical and Microbial Pesticides. This document is the final rule
and the response to comments on the proposed rule. EPA received
comments from 20 commenters, raising 58 comments on various data
requirement issues for biochemical and microbial pesticides. A total of
11 comments concerning the definition of a biochemical pesticide and 5
comments concerning the
[[Page 60989]]
definition of a microbial pesticide were received. Of the 20
commenters, 15 were from industry or private consulting firms, 4 were
from State/Federal/international governments, and 1 was from a public
interest group.
In response to comments, EPA is modifying some aspects of the rule
relating to types of products being tested, i.e., technical grade
active ingredient (TGAI) versus typical end-product (TEP), modifying
some test notes where appropriate, adding or deleting some data
requirements, and modifying the definition of a microbial pesticide.
The final rule updates the definitions of a biochemical pesticide
and a microbial pesticide to more accurately describe these categories
of pesticides, and to make a conforming change to the definition of
microbial pesticide in 40 CFR 172.43. The rule also informs the public
how the Agency will assist applicants in determining what data are
appropriate to support registration of a biochemical or microbial
pesticide. EPA encourages applicants to request pre-submission meetings
to discuss these data issues. The final rule also provides for
assistance to applicants, in some narrow circumstances, in preparation
of an applicant's data waiver.
As an ancillary matter, this final rule is making certain technical
changes necessitated by EPA's decision to create new part 161 to
contain data requirements specific to antimicrobial pesticides. New
part 161 is discussed fully in the final rule for conventional
pesticides published elsewhere in this issue of the Federal Register.
By transferring essentially intact the current part 158 requirements,
EPA would also be transferring material pertaining to biochemical and
microbial pesticides that is not intended to be covered by part 161.
Specifically, EPA is removing Sec. Sec. 161.65, 161.690 and 161.740,
the freestanding sections devoted exclusively to biochemical and
microbial pesticides.
This final rule is one in a series of proposed and final rules to
update and clarify pesticide data requirements.
III. The Proposed Rule and Related Proposal for Conventional Chemicals
On March 8, 2006, the Agency published a notice of proposed
rulemaking for Biochemical and Microbial Pesticide Data Requirements
(71 FR 12072). The Agency received submissions from 20 commenters. This
final rule describes briefly the background of the final rule and
responds to key issues raised by commenters.
A. General Background on the Phased Rulemaking Approach
EPA is responsible for registration of the following categories of
pesticides: biochemicals, microbials, plant-incorporated protectants,
conventional pesticides, and antimicrobial pesticides. These
pesticides, although regulated under the same statutory standards under
FIFRA and FFDCA, pose different levels of risk and exposure that lead
to significant differences in data needs. EPA has embarked on a series
of rulemakings intended to update data requirements for the various
types of pesticides. This final rule is the second and builds on the
previous update for conventional chemicals.
Elsewhere in this issue of the Federal Register EPA published a
final rule to update and revise its data requirements for the
registration of conventional pesticides. In addition to specific
changes to the data requirements for registration of conventional
pesticides, EPA made a number of other changes to the general
provisions of part 158. Specifically, subpart A of the rule for
conventional chemicals describes general provisions including
definitions, format of data submissions, policies on Confidential
Business Information (CBI), flagging criteria, waivers, and minor uses.
Subpart B of the rule for conventional chemicals describes expanded use
patterns, clarifications on using the data tables, identifying data for
Experimental Use Permits (EUPs), test guidelines, and purpose of the
registration data requirements.
EPA proposed to also upgrade the structure of part 158, assigning
biochemical data requirements to subpart L and microbial pesticide data
requirements to subpart M of part 158. As a result of the comments on
the proposed rule for conventional pesticides, EPA has restructured
part 158. Biochemical pesticide data requirements will now be under
subpart U and microbial pesticide data requirements will be under
subpart V.
B. General Provisions and Format
As described in the final rule on Conventional Pesticides published
elsewhere in this issue of the Federal Register, EPA has reorganized
and reformatted part 158, subpart A (General Provisions) and subpart B
(How to Use Data Tables), and reorganized and redesignated subpart D
(Data Requirement Tables) into a number of individual subparts.
Many of the revisions are intended to improve the usefulness of
part 158 data tables by better identifying the specific data
requirements that could apply to a particular pesticide application. As
with the original design of part 158 in 1984, given the variety in
pesticide chemistry, exposure, and hazard, these revisions are intended
to retain a fair amount of flexibility in their application, while
improving clarity and transparency to the regulated community.
C. Required and Conditionally Required Data Requirements
As with conventional pesticides, the R/CR terminology is a general
presentation of the likelihood that a data requirement will apply. The
use of R does not necessarily indicate that a study is always required,
but that it is more likely to be required than not. The use of CR means
a study is less likely to be required. However, both R and CR
designations must be read in the context of the accompanying test notes
to the table. An applicant may assume that a data requirement with R
will typically be required all the time. The test notes accompanying
that R designation may provide supplementary information or identify
some condition(s) when the study is not required. A CR designation will
generally include more extensive test notes describing the limited
conditionality of the requirement. The final rule continues this
longstanding practice. EPA revised some of the test notes to clarify
the conditions under which the data would be required.
IV. Regulation of Biochemical and Microbial Pesticides and Response to
Comments Discussion
A. Background of Regulating Biochemical and Microbial Pesticides
This document is the final rule for the Biochemical and Microbial
Pesticide Data Requirements. This document also finalizes definitions
of both a biochemical and microbial pesticide. The Agency issued a
Notice of Proposed Rulemaking on Biochemical and Microbial Pesticide
Data Requirements, 71 FR 12072; March 8, 2006. This notice was an
update of the biochemical and microbial pesticide data requirements to
support the registration of biochemical and microbial pesticides
originally promulgated in 1984.
B. Consultations with Applicants
In the preamble to the proposed rule, the Agency discussed a
process for consultations with applicants. The public responses were in
favor of the Agency recognizing that applicants often needed assistance
in determining what information or data are appropriate to support
registration of a biochemical or microbial pesticide.
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Therefore, EPA will continue to encourage applicants to request pre-
submission meetings to discuss these data issues. EPA will also
continue to provide assistance to applicants in some narrow
circumstances in preparation of an applicant's data waiver after
submission of an application.
EPA encourages applicants to seek pre-submission meetings to
discuss the appropriate data or information to support their product
and the opportunity for requesting data waivers. During the pre-
submission meeting, EPA may be aware that certain data requirements are
already satisfied by available data or information. Sources of existing
data include public literature and/or studies submitted by another
registrant, which may be cited by the applicant in accordance with
relevant data compensation procedures. EPA may also be aware of sound
scientific rationales that render certain testing unnecessary.
Ultimately, the applicant may submit an application based on the
discussion with EPA, along with a signed copy of the minutes (which
have been concurred on by the Agency) of the pre-submission meeting
listing each data requirement and the reason why EPA and the company
believe a waiver is appropriate.
In addition, the Agency is offering a post-submission process. Even
after submission of an application for registration, EPA may find that
either of these scenarios may exist (i.e., basis for citing to other
data or information, or waiver of a data requirement). Again, EPA may
discuss these issues with the applicant and the applicant may choose to
amend its application by citing to other data/information or requesting
a waiver.
This pre-submission and post-submission process for ensuring that
the data requirements are either satisfied or waived is specific to the
review of biochemical and microbial registration applications, due
primarily to the specific nature and circumstances unique to these
pesticides (e.g., information already known to the Agency) and thus the
Agency does not anticipate this process being widely applicable to
other types of pesticides, such as conventional or antimicrobial
pesticides.
EPA notes that in providing this assistance during the pre-
submission and post-submission process, it will only consider readily
accessible information, such as information found in Agency databases,
and will not search for applicable information, data, or literature.
Further, although this process is intended to help applicants in
supporting their applications, EPA does not encourage applicants to
rely on this process to fill informational data gaps; doing so may be
at the expense of timely review or may ultimately result in rejection
of an application or petition.
Finally, providing assistance in this manner does not effectively
allow applicants to circumvent the data requirements or the requirement
to submit a request for waiver of a data requirement. The applicant
must at all times submit the waiver request; EPA is simply providing
assistance in identifying what requirements are likely to be waived for
a particular product or, in some narrow circumstances, assistance in
the preparation of the waiver request. Because we are using the pre-and
post-submission process to assist applicants in filing their own waiver
requests, we are not amending the existing waiver provisions at 40 CFR
158.45.
C. Agency Coordination with the APHIS Permitting Process
EPA requested comment on whether the Agency should coordinate with
USDA for reviewing microbial pesticides prior to registration. The
Agency was prompted by USDA's need for coordination when an Animal and
Plant Health Inspection Service (APHIS) movement permit under 7 CFR
part 340 is needed. USDA suggested that registrants be required to
submit a copy of the applicable APHIS permits as part of the
registration application to EPA. After discussing this issue with USDA,
EPA is developing a process for coordinating the review of these
applications with USDA to avoid delays.
D. Other Issues
With respect to some of the environmental fate data requirements,
the Agency is providing two sets of guideline numbers where needed; the
first guideline numbers are those currently used by the Agency. The
second guideline numbers, which are in parentheses, are the draft
guidelines that have completed peer review and will be published as EPA
final guidelines in the near future. Guideline numbers are provided in
part 158 as information/guidance to applicants, and both guideline
numbers are provided for each data requirement in this rule as an
interim measure until the draft guidelines are finalized. In general,
draft guidelines do not represent official Agency position until
finalized. In either case, an applicant is not compelled to use the
cited guidelines, but may choose to use an alternative methodology that
will provide the information needed to complete the risk assessment. In
such cases, applicants are encouraged to consult with EPA beforehand.
Applicants may also consult with EPA about using an alternative
methodology in draft guideline that has completed peer review.
As with the existing guidelines, draft guidelines are developed
through a rigorous scientific process, including public comment and
extensive peer review by the Scientific Advisory Panel, and many have
been harmonized internationally. As such, they represent the Agency's
recommended approach to developing data that will generally be likely
to satisfy the Agency's data needs for risk assessment, and an
applicant choosing to use the Agency guidelines may have greater
confidence that the resulting data will adequately address our needs.
This may also be the case for the draft guidelines referenced in
parentheses in this rule. Once finalized, the Agency would correct the
guideline references as appropriate.
E. Issues Identified that Apply to Both Biochemical and Microbial
Pesticide Data Requirements.
The Agency did receive comments that applied to both biochemical
and microbial pesticide data requirements. These issues are discussed
as follows:
1. Endangered species assessments--summary of comments. Incidental
to its proposed data requirements for conventional pesticides, EPA
discussed the possibility of future data and information needs to
develop and/or refine risk assessments for endangered species. EPA did
not propose any data requirements specific to endangered species but
described its current level of information and data usage. EPA
requested comment on the value and utility of location and usage
information, and on additional types of research that might yield
greater refinement in risk assessments for endangered species. One
commenter questioned whether the Agency's endangered species discussion
in the preamble applies to biochemical and microbial pesticides only,
or for conventional pesticides as well. Two commenters indicated the
Agency should require toxicity data for surrogate species, and in
particular reptile and amphibian data.
Summary of response to comments. EPA appreciates the responses it
received from the commenter on this topic. As endangered species data
requirements were not proposed, EPA has not responded to the comment as
part of this final rule but will consider them in the context of its
ongoing risk assessments. If EPA finds that it needs
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to amend part 158 to normalize endangered species data requirements,
the Agency will consider these comments in the development of a future
proposed rule. The Agency has in the past and will continue to rely on
the avian, fish, and invertebrate testing to indicate the potential
toxicity for other non-target species.
2. Product performance--summary of comments. Without proposing
changes to existing product performance data requirements (Sec.
158.640), the Agency augmented language for both biochemical and
microbial pesticide data requirements for product performance with the
regulatory text. One commenter indicated that the Agency requires data
for uses other than for public health pests. Another comment was that
EPA's language in the proposed preamble required clarification,
indicating some products are not as efficacious as conventional
pesticides. Another commenter indicated that the label should be
supported by the efficacy data provided to the Agency.
Summary of response to comments. The Agency agrees that product
performance data are required for all uses, but are only required to be
submitted for review at the time of registration to support public
health claims. These provisions, i.e. new Sec. Sec. 158.2070 and
158.2160 for biochemical and microbial pesticides, respectively, are
not replacing the data requirement tables in Sec. 158.640, but only
adding additional text for clarifying when submission of product
performance data are typically necessary for biochemical and microbial
pesticides. EPA is finalizing the language as proposed. EPA agrees with
the commenters that the data must be submitted to support the label
claims for registration of these public health pesticides.
EPA did not propose to change the existing data requirements and
neither the existing data table nor the proposed regulating text would
require the applicant to submit data comparing product efficacy. The
Agency agrees with the commenter that there should not have been a
distinction between biochemical and conventional pesticides in their
efficacy, but that the efficacy varies between all pesticides and their
products, and with respect to public health claims, the label should
reflect the efficacy of the product.
3. Addition of passerine species and appropriate nomenclature of
test species within nontarget ecological effects data requirements--
summary of comments. The Agency proposed to add another possible test
species for the avian acute oral toxicity study, the red-winged
blackbird, a passerine species. EPA also proposed to continue to
include the identification of other possible avian test species
(bobwhite quail and mallards), and for fish species (rainbow trout and
bluegill sunfish). One commenter requested that EPA revise the word
``songbird'' to read ``passerine.'' Another commenter indicated that
the Agency should require historical control data on the red-winged
blackbird for the past 5 years to develop a baseline for future testing
on the species.
Summary of response to comments. The Agency recommends that if the
registrant and the Agency deem it appropriate to test a passerine
species, the registrant meet with the Agency before initiating the
study to determine if the passerine species is appropriate based on the
current scientific methodology and use pattern of the proposed
registration. This test species may be required if the use pattern
would result in higher exposure to this order of avian species.
In addition, after reviewing the comments submitted, the Agency
decided to discontinue specific species designation for all non-target
organisms. The test notes in the final rule only indicate upland game,
waterfowl, or passerine species for avian concerns and coldwater and
warmwater fish for fish concerns.
In summary, passerine species data are still conditionally required
in the final rule for both biochemical and microbial pesticides. The
individual test notes indicate when these data would be appropriate.
With respect to developing test data over 5 years, EPA will consider
such protocol concerns when it revises its test guidelines. The Agency
is finalizing the proposed addition of the passerine species.
4. Reptile/amphibian testing--summary of comments. The Agency did
not propose to require separate reptile testing. One commenter
indicated that amphibian testing needed to be included in the data
requirements for evaluating effects to non-target ecological species.
Summary of response to comments. The Agency has in the past and
will continue to rely on avian, fish, and invertebrate testing to
indicate the potential toxicity for other non-target species.
Additional information will be required as needed.
5. New studies providing little or no practical value-- summary of
comments. EPA proposed to require a few newly codified studies, i.e.,
applicator/user exposure data to refine data requirements, i.e.,
mutagenicity data requirements. One commenter believed the Agency was
using a ``check box'' approach to requiring data rather than regulatory
need.
Summary of response to comments. The Agency reviewed the data
typically submitted or determined to be necessary to support
registration requests received over 7 years. EPA's proposed rule was
based on that review. In some cases, EPA proposed new data requirements
to codify existing practices and in other cases EPA proposed to amend
test notes, for example, to clarify existing data requirements. EPA's
analysis and proposed rule were based on decisions that the data and
the modifications to the tables were necessary. Without more specific
comment, EPA can not further respond to this comment.
6. Providing adequate guidance when data are required/use pattern
clarification--summary of comments. When EPA revised the proposed rule,
there was a concerted effort to provide informative test notes, which
would clarify when data are required. However, a commenter did not
provide specific data requirement issues but indicated the Agency was
not clear on the expanded use patterns. This commenter also indicated
that the waiver policy was unclear.
Summary of response to comments. As indicated earlier in this
preamble, the Agency provided a section on ``Consultation with
Applicants'' in the proposal which the commenter indicated was missing.
It is a description of the pre-submission and post-submission process
within the Agency encouraging the registrant to meet with the Agency as
early as possible in the process in order to minimize delays and avoid
unnecessary test costs. In most cases the numbers of use patterns were
actually combined for transparency, i.e., food use and non-food use.
The test notes provided for biochemical and microbial pesticides are
more detailed than in the current regulation.
7. There are no accepted protocols or guidelines for many data
requirements--summary of comments. One commenter indicated that the
Agency published data requirements without supporting published
guidelines. This commenter cited the environmental fate guidelines.
Summary of response to comments. The Agency proposed newly codified
data data requirements guidelines for applicator/user exposure data;
particle size, fiber length, and diameter distribution; product use
information; and companion animal safety. There were also some new
guideline numbers identified for environmental fate data
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requirements. All of these data requirements have guidelines available.
At the time of the publication of the proposed rule, the environmental
fate guidelines were not finalized. The Agency did provide the existing
guideline numbers that denoted the test methods at that time. The
environmental fate guidelines (835 series) are anticipated to be
published this year. In the interim, we have provided the current
guideline numbers and the proposed guideline numbers in the data table.
Once the final guidelines are published, the Agency will amend the
Guideline references in the datea tables, as appropriate. As indicated
previously, the guideline references are provided in part 158 as
information/guidance to applicants. As with existing guidelines, an
applicant is not compelled to use the cited draft guidelines, but may
choose to use an alternative methodology that will provide the
information needed to complete the risk assessment. (See Unit IV.D.).
8. Codifying existing practice--summary of comments. EPA made
revisions, which included codified, newly codified, or new data
requirements. One commenter stated that the Agency was mistaken in its
distinction between ``new requirements'' and ``newly codified
requirements.'' The commenter provided the example that the
immunotoxicity study (guideline 885.3550), is a new requirement, as no
such data requirement previously existed, regardless of whether the
guideline was available.
Summary of response to comments. In developing this rule, the
Agency received the data typically submitted or determined to be
necessary to support registration requests received over the last 7
years. If the data had never been submitted to support registration,
then the data requirement would be considered new. However, if the data
had been submitted or required to support recent registrations, and
were not listed in the 1984 promulgated rule, then the Agency would
classify that data requirement as newly codified.
As for the specific example of immunotoxicity, these data are
currently required and are being submitted to support existing
registrations and is currently required in 40 CFR 158.690. EPA has been
requiring or applicants have been submitting immunotoxicity data based
on specific conditions, consistent with the 880.3550 guideline in more
recent years, so the Agency classified this as a newly codified data
requirement as a Tier II and Tier III data requirement.
9. Animal welfare concerns--summary of comments. The Agency
received comment on individual studies suggesting alternative
approaches to substitute for them. This comment was designed to
recommend reducing the number of animals used in studies.
Summary of response to comments. All new studies required under
today's rule for biochemical and microbial pesticides were all standard
guideline studies that are also part of the data requirements for
conventional pesticides. The EPA's Biopesticides and Pollution
Prevention Division (BPPD) uses, where possible, the same studies that
are used for conventional pesticides to allow for similar risk
assessment procedures; to support the validated, time-tried, methods;
to reduce the complexity of studies that testing laboratories must
provide; to avoid excessive expenses for the typically small businesses
that market these biopesticides; and to avoid instituting novel, non-
validated procedures for a relatively small group of pesticides. As
discussed in the preamble to the final rule for the data requirements
for the registration of conventional pesticide products, Unit XIII,
Discussion of Comments on Animal Welfare Concerns, the Agency is
committed to avoiding unnecessary animal testing, while taking into
consideration principles of sound science and the requirements of FIFRA
to protect humans and the environment. The complete Unit XIII response
to these comments also applies to microbial and biochemical pesticide
data requirements. BPPD will consider test methods that do not use
animals and is working with the rest of the Agency to move towards
these goals. In addition, BPPD will continue to be available for pre
and post submission meetings to allow an applicant to submit only those
data needed to support that particular product.
V. Biochemical Pesticide Data Requirements (new Subpart U)
A. Definition of Biochemical (Sec. 158.2000)
Summary of proposed definition. EPA proposed to revise the
definition of biochemical pesticide and received 11 comments on the
definition. EPA's proposed definition was as follows:
A biochemical pesticide is a pesticide that:
(1) Is a naturally-occurring substance or structurally similar and
functionally identical to a naturally-occurring substance;
(2) Has a history of exposure to humans and the environment
demonstrating minimal toxicity, or in the case of a synthetically
derived biochemical pesticide, is equivalent to a naturally-occurring
substance that has such a history; and
(3) Has a non-toxic mode of action to the target pest(s).
As explained in the proposed rule, EPA proposed to clarify the
``naturally-occurring'' clause of the prior definition by adding a
criterion that the pesticide have a history of exposure demonstrating
minimal toxicity. EPA believes that if a pesticide is present in the
environment in sufficient quantities, there would be a good chance that
any innate toxicity would already have been recognized due to observed
effects on humans or representative non-target organisms. A pesticide
that meets this, as well as other specified criteria, is more
appropriate for the tiering data structure that EPA uses for
biochemicals than a pesticide that does not have such history of
exposure or a pesticide that has a history of exposure in which such
exposure has revealed toxicity concerns.
The tiering structure can be beneficial if data submitted to
satisfy the early tiers allow EPA to determine that the pesticide does
not cause unreasonable adverse effects on the environment. This
determination at the early tiered stage can reduce the total amount of
data generated to satisfy registration as compared to pesticides that
do not meet the biochemical definition.
If the pesticide is naturally occurring but otherwise does not
clearly meet the biochemical definition, EPA is not likely to use the
biochemical pesticides tiering structure for testing; instead, EPA
would likely apply the data requirements for conventional pesticides
for an adequate assessment of the risks from the proposed use of such a
pesticide. However, note that in some limited cases, EPA may assess a
pesticide under the biochemical pesticide tiering structure even though
the pesticide is not a biochemical pesticide. Specifically, EPA added
paragraph (c) to 40 CFR 158.2000 to allow some limited use of the
biochemical tiering structure for pesticides not clearly meeting the
biochemical definition but for which only minimal additional data would
be necessary. Please refer to the preamble of the proposed rule for
further explanation.
EPA also proposed that to meet the definition of ``biochemical''
the pesticide must have a non-toxic mode of action to the target pest.
EPA proposed this criterion to conform to the original intent for
defining biochemical, that the term describes a pesticide that is ``not
the result of target organism
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toxification.'' As EPA explained in the proposed rule, the natural
occurrence of a pesticide does not necessarily mean that it has a non-
toxic mode of action to the target pest. An example might be
pyrethrins, which are naturally-occurring toxins that occur in
chrysanthemum plants. See the proposed preamble and regulatory text for
a more complete discussion of the proposed definition.
Summary of comments. Eleven commenters identified concerns for the
revised definition of a biochemical pesticide. In particular, the
commenters believed in most cases that the proposed definition was more
restrictive than the current definition. Of particular concern was the
addition of the criterion that a biochemical pesticide must have a non-
toxic mode of action. A suggestion was made that the definition be
reworded to include the phrase ``mitigating mode of action'' as in
``Has a non-toxic or mitigating mode of action to the target pest.''
The commenters suggested that this would allow inclusion of a physical
mode of action. Another commenter indicated that the new definition
would not allow pesticides that cause suffocation.
In addition, most of these commenters believed that the proposed
definition, which included the language ``Has a history of exposure ...
demonstrating minimal toxicity'' and ``Has a non-toxic mode of action
to the target pest(s),'' would also make the criteria for defining a
biochemical more restrictive, possibly disallowing insect pheromones,
juvenile growth hormones, and most plant and animal extracts to be
classified as biochemical pesticides. One commenter indicated that the
definition should include both natural occurrence and non-toxic mode of
action as part of the definition for low risk.
One commenter generally supported the new definition but suggested
that EPA also consider setting some limits to exposure since some
naturally-occurring substances may be much more toxic if their use
patterns result in high exposure levels. Another commenter expressed a
concern that saponins would not be considered as biochemical pesticides
under the proposed definition.
Summary of response to comments. EPA disagrees with the general
comment that the proposed definition is more restrictive than EPA's
operation under the prior definition. EPA reviewed all 180 biochemical
pesticide registrations since 1948 and determined that only two
pesticides currently evaluated as biochemicals would not fit the
definition of a biochemical pesticide as proposed. Though these two
have been evaluated as biochemical pesticides, the data required were
equivalent to what was required to support conventional pesticides.
Based on this survey of biochemical pesticides, the Agency expects that
there will be no significant differences in the scope of pesticides EPA
evaluated as biochemical pesticides prior to the effect of this rule
and the scope of those EPA evaluates as biochemical pesticides under
this new definition. This applies equally to the scope of insect
pheromones, juvenile growth hormones, and plant and animal extracts
evaluated under the prior definition and that would be evaluated under
the new definition.
The Agency would like to clarify that the provision that a
biochemical pesticide is a naturally-occurring substance as well as a
compound that is structurally-similar and functionally identical to a
naturally-occurring substance, also applies to pheromones. The
pheromone definition in today's rule has been modified to make this
explicit. In addition, the straight chain lepidopteran pheromone
definition will be slightly corrected to correspond with the
internationally-recognized definition as used in the tolerance
exemption at Sec. 180.1153. The word ``double'' is added to ``three
bonds'' to read as ``three double bonds''. The Agency is also replacing
``designated by'' with ``consisting of'' in order to make the
definition more transparent. The revised definition will read: `` A
straight chain lepidopteran pheromone is a lepidopteran pheromone
consisting of an unbranched aliphatic chain (between 9 and 18 carbons)
ending in an alcohol, aldehyde, or acetate functional group and
containing up to three double bonds in the aliphatic backbone.''
EPA does not believe that the recommended inclusion of a
``mitigating mode of action'' is needed. First, the Agency interprets
the phrase ``non-toxic mode of action'' to include such pest control
mechanisms as attraction, repellency (including irritants), growth
regulation/development changes, induction of systemic acquired
resistance, and physical modes of action such as desiccation, coatings,
or smothering, e.g., by naturally-occurring oils. The Agency recognizes
that physical modes of action, e.g. suffocation, may be lethal to the
target pest, but since they do not involve toxic chemical/poison-
induced effects in the context of this program, they are considered to
be a non-toxic mode of action. This is how EPA has interpreted ``unique
modes of action'' as used in the prior definition. EPA notes that the
Biochemical Classification Committee (consisting of EPA scientists) was
formed in 1995 and has been responsible for determining whether a
proposed pesticide is eligible to be evaluated as a biochemical
pesticide and has consistently applied this interpretation of the
existing definition. EPA proposed to include the phrase ``non-toxic
mode of action'' instead of the phrase ``unique modes of action''
because EPA believes the former and proposed phrase better/more
accurately describes our historical approach for defining ``biochemical
pesticides,'' and intended no change in the scope of the term
historically applied. In addition, to the fact that the proposed phrase
captures commenter's concern, commenters did not adequately define the
word ``mitigate'' as it would apply to pesticidal modes of action.
Thus, EPA believes using a reference to mitigating mode of action is
unnecessary and may only add confusion in implementation.
Finally, for practical reasons, EPA does not believe that setting a
limit based on the amount of existing exposure as compared to that
contemplated by the proposed use pattern is necessary as recommended by
the commenter. Implementation of this concept would be very difficult
since the classification of the product would depend on the uses
proposed with the initial application, which often change subsequent to
the risk assessment process. It would be impractical to have to
reclassify an active ingredient from a biochemical pesticide to a
chemical pesticide based on use patterns. In practice, EPA will
initially classify a pesticide as a biochemical pesticide, but will
apply additional data requirements, up to and including those for
conventional pesticides, to adequately assess the risk. In no case will
an initial determination of biochemical status preclude the Agency from
requiring data not specifically included in subpart U if necessary.
Another commenter stated the belief that saponins (naturally-
occurring glycosides within plants) should be considered biochemical
pesticides and that the new definition precludes such a finding. The
Agency believes not all saponins would necessarily be registered as
biochemical pesticides. Each one has to be evaluated carefully. This
illustrates the importance of having sufficient exposure of naturally
occurring chemicals to determine if any unreasonable toxicity is
observed. Some saponins are known to be poisonous to people if
swallowed, and some saponins can cause severe dermal irritation, and
others may not be absorbed at low levels in the diet. Many saponins are
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especially toxic to fish. Any changes in the application or scope of
the definition would be addressed through notice and comment
rulemaking.
B. Individual Biochemical Data Requirements
As noted in Unit II, 20 commenters responded to the proposal. The
following sections are responses to comments raised:
1. TEP and EP testing versus TGAI testing--summary of comments.
Many commenters raised concerns about the variability in test material
used for testing typical end-use product (TEP) or end-use product (EP)
or technical grade active ingredient (TGAI) and whether to require the
use of the same test material as that required for conventional
pesticide data requirements.
Summary of response to comments. The Agency compared the test
materials required for conventional pesticides and determined that
requiring the same testing material (i.e., TEP, EP, or TGAI) for
biochemical pesticides to be used is appropriate in some circumstances.
However, upon review EPA determined that there are instances where the
types of testing material should not be the same. This difference is
because there usually is no ``typical end-use product'' for biochemical
pesticides. Most biochemical pesticide EPs are difficult to replicate.
Therefore, TGAI is being required for many instances in which the
conventional pesticide regulations require TEP or EP. EPA has made
revisions where appropriate in the final rule.
2. Particle size, fiber length, and diameter distribution--summary
of comments. EPA proposed to add a new requirement for particle size,
fiber length and diameter distribution, due to spray drift concerns.
This new data requirement is consistent with conventional pesticides
data requirements with the exception of the test material to be used;
the Agency is requiring TGAI data for biochemical pesticides given the
difficulties of producing a replicated TEP or EP. One commenter
questioned the need for this data requirement.
Summary of response to comments. As indicated in the proposed
preamble, the data from these studies are needed to complete the
environmental fate assessment to estimate the potential pesticide drift
to non-target areas. The Agency should have included in the
justification that these data are also useful for determining the
potential for acute inhalation toxicity to human health and the
environment. The Agency is being consistent with its assessment, since
it reached the same conclusion in response to comments for conventional
pesticides.
Specifically, particle size is generally expressed as mean mass
aerodynamic diameter (MMAD), which is a practical way to account for
the different possible shapes such as fibers, clumps, etc. The particle
size distribution is used as a set of criteria to determine
respirability for purposes of establishing the need and/or the
acceptability of inhalation toxicity studies (acute and, if the main
route of exposure is inhalation, subchronic toxicity studies), and
again, these data can also be used for spray drift evaluation.
3. Immunotoxicity data requirements--summary of comment. EPA
proposed to move the immune response requirements from Tier I and Tier
II to Tier II and Tier III and added two test notes indicating when the
data are required. One commenter stated immunotoxicity tier II data are
difficult to interpret. Another commenter believed that this should be
identified as a ``new requirement'' rather than as ``codifying an
existing data requirement.''
Summary of response to comments. EPA is finalizing the amendments
as proposed. The name of this study has changed, but the
``immunotoxicity testing'' data requirement is identical to the
original ``immune response'' testing. To provide more guidance on when
the studies are actually required, the final rule includes two test
notes. As a result the data will be conditionally required as Tier II
and Tier III data requirements.
4. Companion animal safety data requirement--summary of comments.
The Agency proposed to add companion animal safety data requirements
based on past experiences indicating the data were needed for a risk
assessment. One commenter requested that the Agency define companion
animal species and surrogate species to be tested.
Summary of response to comments. The Agency did not define the
species to be tested in a test note since it relies on the Pesticide
Assessment Guidelines (870.7200) to identify various appropriate
species, which traditionally have been required to support flea and
tick treatments for pets (i.e., dogs and cats). EPA has not changed the
final rule as a result of the comments received, except we provided
more specific guidance on test substance, (i.e., TGAI instead of
choice).
5. Applicator/user exposure data requirements--summary of comments.
EPA proposed to add data requirements to address applicator/user
exposure. EPA proposed a series of data requirements within this
category to be tested on TGAI. EPA proposed to require background
information as part of the applicator/user exposure monitoring data
requirements. One commenter requested that EPA clarify its expectation
that applicator exposure data requirements are primarily intended to
generate data to support evaluation of insect repellents. One commenter
indicated these data were not needed for all use patterns.
Summary of response to comments. EPA has decided to not finalize
its proposal to require background information for the applicator/user
exposure monitoring test (guideline 875.1000) since the same data are
already required to be submitted under the various other data
requirements, i.e., dermal outdoor exposure, dermal indoor exposure,
etc. (guidelines 875.1100 through 875.1500). EPA has made no further
revisions to any other proposals on this series of data requirements.
The final rule conditionally requires the data to be submitted when
the use of the biochemical pesticide could result in exposure levels
that might exceed those historically encountered, and if so, other
additional information would be necessary (e.g., directions for use,
application rates, or other exposure information) to determine
potential risks.
Thus, in general, when the use of any biochemical pesticide can be
expected to exceed historical exposure to humans or the environment,
the Agency would require exposure information to assure minimal risk
associated with that use. Although it is true that insect repellents
are typically applied at levels that can be expected to exceed those
historically encountered, many other pesticide use patterns may also
result in exposure levels exceeding these historically encountered use
patterns. Again, these data requirements are not limited to insect
repellents.
6. Product use information data requirement--summary and Response
to comments. The Agency proposed to require product use information
(guideline 875.1700). EPA received comments that this information was
not necessary because this same basic use information is available as
part of the registration or experimental use permit application. EPA
agrees with the commenters and has removed this requirement from the
final rule.
7. Mutagenicity data requirements--summary of comments . EPA
proposed to provide more guidance for mutagenicity testing by
specifying what kinds of studies would be required at Tier I and Tier
II. This information was previously described in the 1982 published
Subdivision M guidelines that indicated that Tier I would be in
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vitro testing and Tier II would be in vivo testing. EPA proposed to add
two of the three in vitro studies to the table for mutagenicity Tier I
testing, and the two in vivo studies were added to the data table for
mutagenicity Tier II testing. Three comments were received. One
commenter mistakenly thought we had an in vivo study at Tier I but did
urge us to use non-animal methods at Tier I referencing an EPA tiered
testing proposal by Dearfield, et al. (Ref. 1). Another commenter
recommended that we include an in vitro chromosome aberration test at
Tier I to better address chromosomal endpoints. The third commenter was
concerned that an in vivo chromosomal aberration or clastogenicity
study was moved to Tier II and recommended an in vivo test be included
at Tier I.
Summary of response to comments. Although the commenters were not
totally accurate about the presence of in vivo chromosome studies being
at the Tier I level (they were not actually at Tier I in the original
nor the proposed guidelines, although the original table was not
definitive by itself), the Agency believes the recommendation of the
second commenter will address all these concerns. Therefore, the in
vitro mammalian chromosome aberration study, guideline 870.5375, will
be included in the Tier I Mutagenicity Testing battery of acceptable
tests to better address chromosomal endpoints. This will correspond
better to the mutagenicity testing description for the conventional
pesticide data requirements, and will provide a more complete Tier I
assessment.
8. Primary eye, dermal and skin sensitization data requirements--
summary of comments. The Agency proposed to require both TGAI and EP
testing, for EPs and TGAI and MP testing for MPs. The prior rule did
not require TGAI testing. One commenter did not understand why the
Agency expanded the data requirements to add the TGAI as the requisite
test material.
Summary of response to comments. The Agency indicated in the
preamble of the proposed rule that inert ingredients as well as active
ingredients could cause adverse effects not necessarily noted by TGAI
alone. Therefore, testing on both TGAI and EP or MP is necessary to
determine the safety of the pesticide for these endpoints. As a result,
EPA is finalizing both TGAI and EP or MP testing.
9. Limit testing--summary and response to comments. The Agency did
not propose any revisions on limit testing for avian acute toxicity
testing, but one commenter indicated support for the new methods in
reducing the number of test animals used for conducting the study. The
Agency minimizes testing as much as possible and often encourages the
use of maximum hazard testing using only the high dose level,
anticipating that no significant effects will be seen.
10. Sediment/soil adsorption/desorption data--summary of comments.
EPA proposed a revision in the sediment toxicity data requirement in
Tier I from ``not required'' to ``conditionally required'' for
greenhouse use. The Agency also revised the test note. One commenter
requested that the Agency clarify why these data would be required for
greenhouse use.
Summary of response to comments. The Agency indicated the data may
be conditionally required for greenhouse use to determine if the parent
compound remains bound while grown in greenhouse conditions and is
available for uptake in the plant. Likewise, it may need to be
determined how rapidly the parent degrades in the growing medium, into
what forms it may degrade, and whether the degradates are bound in the
growing medium or taken up by the plant.
VI. Microbial Pesticides Data Requirements (Subpart V)
A. Definition of Microbial Pesticide
1. Summary of proposal. The Agency proposed to revise the
definition of a microbial pesticide as follows:
Microbial pesticide means a microorganism intended for preventing,
destroying, repelling, or mitigating any pest, or intended for use as a
plant regulator, defoliant, or desiccant, that:
i. Is a eucaryotic microorganism including, but not limited to,
protozoa, algae, and fungi.
ii. Is a procaryotic microorganism, including, but not limited to
bacteria.
iii. Is an autonomous replicating microscopic element, including,
but not limited to, viruses.
EPA proposed this revision to 40 CFR 158.65 to better conform to
the description of the class of non-exempt biological control agents in
152.20(a)(3), and to use a structure for defining microbial pesticide
similar to that at 40 CFR 172.43. EPA explained that the proposed
revisions are not intended to change, and in EPA's view does not
change, the scope of the previous regulatory definitions and
descriptions of microbial pesticides at Sec. Sec. 158.65,
152.20(a)(3), or Sec. 172.43. EPA also proposed changes to Sec.
172.43 so that the definition would conform to the newly proposed
definition of microbial pesticide, but did not intend to change the
scope of that provision. These revisions are intended to include all
microorganisms as microbial pesticides based on the currently accepted
taxonomic nomenclature as of the date of publication of this rule.
EPA also proposed to refine the current regulatory text relating to
the need to separately register new species or isolates and to separate
that provision from the definition section to avoid confusion on the
definition of microbial pesticide.
In the preamble to the proposed rule, EPA noted that microorganisms
are known to produce many chemical pesticidal substances. These
pesticidal substances, when distributed or sold independently of the
microorganism, are considered to be biochemical pesticides,
conventional chemical pesticides, or antimicrobial pesticides,
depending on the mode of action and the use. The microorganism would
then usually be considered part of the manufacturing process. For
example, streptomycin, an antibiotic produced by a bacterium,
Streptomyces griseus, is registered as a conventional chemical
fungicide.
See Unit VIII.A. of the preamble to the proposed rule (71 FR 12072,
March 8, 2006) for a more complete discussion of the changes proposed
for the definition of microbial pesticide.
2. Summary of comments. The Agency received a total of five
comments on the proposed definition of a microbial pesticide. Some
commenters expressed concerns that the microbial pesticide definition
might not adequately describe all microbial pesticides. One recommended
including bacteriophages. Another commenter asked if nematodes (which
may have symbiotic microorganisms living in them) are covered by the
definition. Several commenters generally agreed with the provision in
EPA's prior definition that specifies that each new isolate of a
microorganism should be evaluated as a new strain. However, one of
these commenters was concerned that, particularly for baculoviruses,
there may be a few cases in which some microorganisms could be
evaluated at a family or genus level for some test data requirements
such as for human health toxicity/pathogenicity testing, even if each
microorganism is a different strain, while in other cases an isolate
might not ``always meet the definition for a strain.'' The commenter is
concerned that maintaining the provision from the prior definition
might require more testing than is necessary.
3. Summary of response to comments. To address the concerns about
the adequacy of the microbial pesticide definition, the Agency added
the
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procaryotic class Archaea as an example to the class Bacteria since
this is another division of procaryotes that is on the level of
bacteria, at least according to some taxonomic schemes. Although this
does not change the scope of the definition as implemented and proposed
by EPA, this will ensure that this part of the definition is much
clearer by explicitly including that entire group of microscopic living
organisms. EPA also considered including bacteriophages in the
``autonomous replicating'' class under the revised microbial
definition, which, as proposed, only included ``viruses'' as an
example. However, EPA decided that it would not be appropriate from a
taxonomic viewpoint. Bacteriophages are viruses that infect
prokaryotes. Including a subcategory of viruses, i.e. the
bacteriophages, as well as ``viruses'' would tend to confuse the
language in the regulation and adds nothing to the scope of the
definition. In addition, the original language in the preamble to the
proposed rule was not quite accurate in describing viruses, i.e. ``the
autonomous replicating language is intended to exclude pesticide
components of microscopic cells that are not able to replicate as
separate entities, such as genetic constructs.'' Because viruses
replicate utilizing some components of a host cell, the ``autonomous
replicating'' language would not accurately capture the relevant
biology or the viruses we have registered. Therefore, EPA is changing
the phrase ``autonomous replicating microscopic element'' to
``parasitically replicating microscopic element'' in part 3 of the
definition. Under this definition, genetic constructs inserted
intentionally into a microbial agent to provide pesticidal traits are
not included because they do not parasitically replicate; however, the
genetically altered microbial agent itself would be regulated as a
microbial pesticide. We also changed the language in the definition
from ``microorganism'' to ``microbial agent.'' This better agrees with
the language in 40 CFR 152.20(a) which exempts ``Certain biological
control agents'' from regulation under FIFRA.
In response to the comment concerning nematodes, EPA will offer
some general guidance on nematodes here. Nematodes have been identified
as a macroscopic biocontrol organism that is exempt from regulation in
accordance with Sec. 152.20(a) on the basis that another Federal
regulatory agency is adequately regulating them. However, EPA is aware
that the insecticidal activity of some commercially marketed nematodes
is due to insecticidal microorganisms that live in a symbiotic
relationship inside the nematode gut, (e.g., Xenorhabdus spp. and
Photorhabdus spp., entomopathogenic bacteria associated with nematodes
of the families Steinernematidae and Heterorhabditidae). In response to
previous inquiries from researchers working with these biocontrol
organisms, EPA determined that these symbiotic bacteria are considered
a part of the mode of action of the exempt nematodes and are therefore
covered by the exemption in Sec. 152.20. Many exempt biocontrol
organisms have naturally-occurring microbial flora living within them.
However, if these bacteria were isolated, grown separately, and
reinoculated into the nematodes as a delivery system, EPA has
determined that the exemption does not apply and, thus, a registration
would be required (USEPA, 1990)(Ref. 2). Likewise, genetic engineering
of the symbiotic insecticidal microorganisms would also require them to
be regulated as microbial pesticides.
EPA carefully considered the comment raising the issue of whether
an isolate occasionally could be evaluated to satisfy a subset of data
requirements at a higher taxonomic level than strain level and whether
an isolate might sometimes be included as part of a very similar
strain. EPA believes the proposed microbial pesticide definition
applicability provision is sufficiently flexible to ensure adequate
consideration and data on new isolates, while allowing use of existing
data to support registration if similar to an existing strain that is
already registered. The wording of the provision relating to
applicability of the microbial data requirements reads, ``each new
isolate of a microbial pesticide is treated as a new strain and must be
registered independently of any similar registered microbial pesticide
strain and supported by data required in this subpart.'' This wording
does not preclude the possibility of using data from another isolate to
support the assessment if it can be shown that the two isolates are
sufficiently closely related. In this way it ensures that each isolate
will be independently considered for registration purposes. The
differences in taxonomy between different microorganism
classifications, particularly for baculoviruses, would make any attempt
to further clarify this provision very complex and potentially
confusing as the systematic nomenclature of these organisms change over
time. The Agency intends to use its best scientific judgment in each
instance to determine if one isolate is sufficiently closely related to
another isolate to allow sharing of data or waiving of data
requirements.
B. Amendment of Parts 172 and 152
The definition of a microbial pesticide has been revised as
follows:
(1) ``Microbial agent'' replaces ``microorganism;''
(2) ``Eubacteria and Archaebacteria'' replaces bacteria; and
lastly,
(3) ``parasitically'' replaces ``autonomous''.
These revisions were incorporated and were also replaced in other
sections of 40 CFR. To better coordinate the regulations, EPA proposed
to replace the definition for a microbial pesticide at 40 CFR 172.43
with an updated definition. In addition, the Agency has also identified
Sec. 152.403 as another location in 40 CFR where the definition of a
microbial pesticide is cross-referenced. Accordingly, this provision
also needs to be corrected to reference the new Sec. 158.2000 and
Sec. 158.2100. EPA has also proposed to delete Sec. 158.65 in the
proposed rule for conventional pesticides. EPA received no comments on
this change to parts 152 and 172.
C. Individual Issues Submitted on Microbial Pesticides Data
Requirements
A number of issues were identified that were focused on the
guidelines, i.e., number of applications, maximum dosing of pesticides
during testing, etc. These issues are outside the scope of this rule
and EPA will consider them in the context of guideline development.
The following issues were identified for specific data requirements
for microbial pesticides. The Agency responds to these comments in this
preamble. When appropriate, the Agency has revised the regulatory text.
1. EP versus TGAI testing for data requirements--summary of
co