Founders Equity SBIC I, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 58924 [E7-20454]
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Federal Register / Vol. 72, No. 200 / Wednesday, October 17, 2007 / Notices
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
section 6(b) of the Act 6 in general, and
furthers the objectives of section 6(b)(4)
of the Act 7 in particular, in that it is
designed to provide for the equitable
allocation of reasonable dues, fees, and
other charges among NYSE Arca
members.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
The Exchange has neither solicited
nor received written comments on the
proposed rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing proposed rule change
has been designated as a fee change
pursuant to section 19(b)(3)(A)(ii) of the
Act 8 and Rule 19b–4(f)(2) 9 thereunder,
because it establishes or changes a due,
fee, or other charge imposed on
members by the Exchange. Accordingly,
the proposal will take effect upon filing
with the Commission. At any time
within 60 days of the filing of such
proposed rule change, the Commission
may summarily abrogate such rule
change if it appears to the Commission
that such action is necessary or
appropriate in the public interest, for
the protection of investors, or otherwise
in furtherance of the purposes of the
Act.
sroberts on PROD1PC70 with NOTICES
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
U.S.C. 78f(b).
U.S.C. 78f(b)(4).
8 15 U.S.C. 78s(b)(3)(A)(ii).
9 17 CFR 240.19b–4(f)(2).
Number SR–NYSEArca–2007–100 on
the subject line.
Paper Comments
• Send paper comments in triplicate
to Nancy M. Morris, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.10
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–20445 Filed 10–16–07; 8:45 am]
BILLING CODE 8025–01–P
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
[Docket No. OST–2004–16951]
Notice of Request for Renewal of a
Previously Approved Collection
Office of the Secretary,
Department of Transportation.
ACTION: Notice, correction.
AGENCY:
10 17
Jkt 214001
Founders Equity SBIC I, L.P.; Notice
Seeking Exemption Under Section 312
of the Small Business Investment Act,
Conflicts of Interest
BILLING CODE 8011–01–P
7 15
19:05 Oct 16, 2007
[License No. 02/72–0625]
Notice is hereby given that Founders
Equity SBIC I, L.P., 711 Fifth Avenue,
5th Floor, New York, NY 10022, a
All submissions should refer to File
Number SR–NYSEArca–2007–100. This Federal Licensee under the Small
Business Investment Act of 1958, as
file number should be included on the
subject line if e-mail is used. To help the amended (‘‘the Act’’), in connection
with the financing of a small concern,
Commission process and review your
has sought an exemption under section
comments more efficiently, please use
only one method. The Commission will 312 of the Act and section 107.730,
post all comments on the Commission’s Financings which Constitute Conflicts
of Interest of the Small Business
Internet Web site (https://www.sec.gov/
Administration (‘‘SBA’’) Rules and
rules/sro.shtml). Copies of the
Regulations (13 CFR 107.730). Founders
submission, all subsequent
Equity SBIC I, L.P. proposes to provide
amendments, all written statements
equity security financing to CORE
with respect to the proposed rule
Business Technology Solutions, Inc.,
change that are filed with the
201 West 103rd Street, Suite 240,
Commission, and all written
Indianapolis, IN 46290. The financing is
communications relating to the
contemplated as part of a capital
proposed rule change between the
restructuring of the company.
Commission and any person, other than
The financing is brought within the
those that may be withheld from the
purview of § 107.730(a) of the
public in accordance with the
Regulations because Founders Equity
provisions of 5 U.S.C. 552, will be
NY, L.P., an Associate of Founders
available for inspection and copying in
Equity SBIC I, L.P., owns more than ten
percent of CORE Business Technology
the Commission’s Public Reference
Solutions, Inc., and therefore CORE
Room, 100 F Street, NE., Washington,
Business Technology Solutions, Inc. is
DC 20549, on official business days
between the hours of 10 a.m. and 3 p.m. considered an Associate of Founders
Equity SBIC I, L.P. as defined in
Copies of such filing also will be
§ 107.50 of the Regulations.
available for inspection and copying at
Notice is hereby given that any
the principal office of the Exchange. All
interested person may submit written
comments received will be posted
comments on the transaction to the
without change; the Commission does
Associate Administrator for Investment,
not edit personal identifying
U.S. Small Business Administration,
information from submissions. You
409 Third Street, SW., Washington, DC
should submit only information that
20416.
you wish to make available publicly. All
Dated: September 25, 2007.
submissions should refer to File
A. Joseph Shepard,
Number SR–NYSEArca–2007–100 and
Associate Administrator for Investment.
should be submitted on or before
[FR Doc. E7–20454 Filed 10–16–07; 8:45 am]
November 7, 2007.
6 15
VerDate Aug<31>2005
SMALL BUSINESS ADMINISTRATION
PO 00000
CFR 200.30–3(a)(12).
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SUMMARY: The Office of the Secretary
published a document in the Federal
Register on October 9, 2007, concerning
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Agencies
[Federal Register Volume 72, Number 200 (Wednesday, October 17, 2007)]
[Notices]
[Page 58924]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-20454]
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SMALL BUSINESS ADMINISTRATION
[License No. 02/72-0625]
Founders Equity SBIC I, L.P.; Notice Seeking Exemption Under
Section 312 of the Small Business Investment Act, Conflicts of Interest
Notice is hereby given that Founders Equity SBIC I, L.P., 711 Fifth
Avenue, 5th Floor, New York, NY 10022, a Federal Licensee under the
Small Business Investment Act of 1958, as amended (``the Act''), in
connection with the financing of a small concern, has sought an
exemption under section 312 of the Act and section 107.730, Financings
which Constitute Conflicts of Interest of the Small Business
Administration (``SBA'') Rules and Regulations (13 CFR 107.730).
Founders Equity SBIC I, L.P. proposes to provide equity security
financing to CORE Business Technology Solutions, Inc., 201 West 103rd
Street, Suite 240, Indianapolis, IN 46290. The financing is
contemplated as part of a capital restructuring of the company.
The financing is brought within the purview of Sec. 107.730(a) of
the Regulations because Founders Equity NY, L.P., an Associate of
Founders Equity SBIC I, L.P., owns more than ten percent of CORE
Business Technology Solutions, Inc., and therefore CORE Business
Technology Solutions, Inc. is considered an Associate of Founders
Equity SBIC I, L.P. as defined in Sec. 107.50 of the Regulations.
Notice is hereby given that any interested person may submit
written comments on the transaction to the Associate Administrator for
Investment, U.S. Small Business Administration, 409 Third Street, SW.,
Washington, DC 20416.
Dated: September 25, 2007.
A. Joseph Shepard,
Associate Administrator for Investment.
[FR Doc. E7-20454 Filed 10-16-07; 8:45 am]
BILLING CODE 8025-01-P