Founders Equity SBIC I, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 58924 [E7-20454]

Download as PDF 58924 Federal Register / Vol. 72, No. 200 / Wednesday, October 17, 2007 / Notices 2. Statutory Basis The Exchange believes that the proposed rule change is consistent with section 6(b) of the Act 6 in general, and furthers the objectives of section 6(b)(4) of the Act 7 in particular, in that it is designed to provide for the equitable allocation of reasonable dues, fees, and other charges among NYSE Arca members. B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others The Exchange has neither solicited nor received written comments on the proposed rule change. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing proposed rule change has been designated as a fee change pursuant to section 19(b)(3)(A)(ii) of the Act 8 and Rule 19b–4(f)(2) 9 thereunder, because it establishes or changes a due, fee, or other charge imposed on members by the Exchange. Accordingly, the proposal will take effect upon filing with the Commission. At any time within 60 days of the filing of such proposed rule change, the Commission may summarily abrogate such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. sroberts on PROD1PC70 with NOTICES IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s Internet comment form (http://www.sec.gov/ rules/sro.shtml); or • Send an e-mail to rulecomments@sec.gov. Please include File U.S.C. 78f(b). U.S.C. 78f(b)(4). 8 15 U.S.C. 78s(b)(3)(A)(ii). 9 17 CFR 240.19b–4(f)(2). Number SR–NYSEArca–2007–100 on the subject line. Paper Comments • Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–1090. For the Commission, by the Division of Market Regulation, pursuant to delegated authority.10 Florence E. Harmon, Deputy Secretary. [FR Doc. E7–20445 Filed 10–16–07; 8:45 am] BILLING CODE 8025–01–P DEPARTMENT OF TRANSPORTATION Office of the Secretary [Docket No. OST–2004–16951] Notice of Request for Renewal of a Previously Approved Collection Office of the Secretary, Department of Transportation. ACTION: Notice, correction. AGENCY: 10 17 Jkt 214001 Founders Equity SBIC I, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest BILLING CODE 8011–01–P 7 15 19:05 Oct 16, 2007 [License No. 02/72–0625] Notice is hereby given that Founders Equity SBIC I, L.P., 711 Fifth Avenue, 5th Floor, New York, NY 10022, a All submissions should refer to File Number SR–NYSEArca–2007–100. This Federal Licensee under the Small Business Investment Act of 1958, as file number should be included on the subject line if e-mail is used. To help the amended (‘‘the Act’’), in connection with the financing of a small concern, Commission process and review your has sought an exemption under section comments more efficiently, please use only one method. The Commission will 312 of the Act and section 107.730, post all comments on the Commission’s Financings which Constitute Conflicts of Interest of the Small Business Internet Web site (http://www.sec.gov/ Administration (‘‘SBA’’) Rules and rules/sro.shtml). Copies of the Regulations (13 CFR 107.730). Founders submission, all subsequent Equity SBIC I, L.P. proposes to provide amendments, all written statements equity security financing to CORE with respect to the proposed rule Business Technology Solutions, Inc., change that are filed with the 201 West 103rd Street, Suite 240, Commission, and all written Indianapolis, IN 46290. The financing is communications relating to the contemplated as part of a capital proposed rule change between the restructuring of the company. Commission and any person, other than The financing is brought within the those that may be withheld from the purview of § 107.730(a) of the public in accordance with the Regulations because Founders Equity provisions of 5 U.S.C. 552, will be NY, L.P., an Associate of Founders available for inspection and copying in Equity SBIC I, L.P., owns more than ten percent of CORE Business Technology the Commission’s Public Reference Solutions, Inc., and therefore CORE Room, 100 F Street, NE., Washington, Business Technology Solutions, Inc. is DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. considered an Associate of Founders Equity SBIC I, L.P. as defined in Copies of such filing also will be § 107.50 of the Regulations. available for inspection and copying at Notice is hereby given that any the principal office of the Exchange. All interested person may submit written comments received will be posted comments on the transaction to the without change; the Commission does Associate Administrator for Investment, not edit personal identifying U.S. Small Business Administration, information from submissions. You 409 Third Street, SW., Washington, DC should submit only information that 20416. you wish to make available publicly. All Dated: September 25, 2007. submissions should refer to File A. Joseph Shepard, Number SR–NYSEArca–2007–100 and Associate Administrator for Investment. should be submitted on or before [FR Doc. E7–20454 Filed 10–16–07; 8:45 am] November 7, 2007. 6 15 VerDate Aug<31>2005 SMALL BUSINESS ADMINISTRATION PO 00000 CFR 200.30–3(a)(12). Frm 00121 Fmt 4703 Sfmt 4703 SUMMARY: The Office of the Secretary published a document in the Federal Register on October 9, 2007, concerning E:\FR\FM\17OCN1.SGM 17OCN1

Agencies

[Federal Register Volume 72, Number 200 (Wednesday, October 17, 2007)]
[Notices]
[Page 58924]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-20454]


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SMALL BUSINESS ADMINISTRATION

[License No. 02/72-0625]


Founders Equity SBIC I, L.P.; Notice Seeking Exemption Under 
Section 312 of the Small Business Investment Act, Conflicts of Interest

    Notice is hereby given that Founders Equity SBIC I, L.P., 711 Fifth 
Avenue, 5th Floor, New York, NY 10022, a Federal Licensee under the 
Small Business Investment Act of 1958, as amended (``the Act''), in 
connection with the financing of a small concern, has sought an 
exemption under section 312 of the Act and section 107.730, Financings 
which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). 
Founders Equity SBIC I, L.P. proposes to provide equity security 
financing to CORE Business Technology Solutions, Inc., 201 West 103rd 
Street, Suite 240, Indianapolis, IN 46290. The financing is 
contemplated as part of a capital restructuring of the company.
    The financing is brought within the purview of Sec.  107.730(a) of 
the Regulations because Founders Equity NY, L.P., an Associate of 
Founders Equity SBIC I, L.P., owns more than ten percent of CORE 
Business Technology Solutions, Inc., and therefore CORE Business 
Technology Solutions, Inc. is considered an Associate of Founders 
Equity SBIC I, L.P. as defined in Sec.  107.50 of the Regulations.
    Notice is hereby given that any interested person may submit 
written comments on the transaction to the Associate Administrator for 
Investment, U.S. Small Business Administration, 409 Third Street, SW., 
Washington, DC 20416.

    Dated: September 25, 2007.
A. Joseph Shepard,
Associate Administrator for Investment.
[FR Doc. E7-20454 Filed 10-16-07; 8:45 am]
BILLING CODE 8025-01-P