Over-the-Road Bus Accessibility Program Grants, 52600-52605 [E7-18122]
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Federal Register / Vol. 72, No. 178 / Friday, September 14, 2007 / Notices
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19377–78). The
Statement may also be found at https://
dms.dot.gov.
Issued in Washington, DC, on September 6,
2007.
Grady C. Cothen, Jr.,
Deputy Associate Administrator, for Safety
Standards and Program Development.
[FR Doc. E7–18168 Filed 9–13–07; 8:45 am]
BILLING CODE 4910–06–P
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
FOR FURTHER INFORMATION CONTACT:
Over-the-Road Bus Accessibility
Program Grants
Federal Transit Administration
(FTA), DOT.
ACTION: Notice of Availability of Fiscal
Year 2007 Funds: Solicitation of Grant
Applications.
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AGENCY:
SUMMARY: The U.S. Department of
Transportation (DOT) Federal Transit
Administration (FTA) announces the
availability of funds in Fiscal Year (FY)
2007 for the Over-the-Road Bus (OTRB)
Accessibility Program, authorized by
section 3038 of the Transportation
Equity Act for the 21st Century (TEA–
21). The OTRB Accessibility Program
makes funds available to private
operators of over-the-road buses to
finance the incremental capital and
training costs of complying with DOT’s
over-the-road bus accessibility
regulation. The authorizing legislation
calls for national solicitation of
applications, with grantees to be
selected on a competitive basis. Federal
transit funds are available to intercity
fixed-route providers and other OTRB
providers at up to 90 percent of the
project cost.
In FY 2007, $5,700,000 was
appropriated for intercity fixed-route
service providers and $1,900,000 was
appropriated for other OTRB service
providers. In anticipation of additional
appropriations for the program in FY
2008, FTA reserves the right to select
projects for funding with FY 2008 funds
from applications received in response
to this notice.
This announcement is available on
the Internet on the FTA Web site at:
https://www.fta.dot.gov. FTA will
announce final selections on the
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Website and in the Federal Register. A
synopsis of this announcement will be
posted in the FIND module of the
government-wide electronic grants Web
site at https://www.grants.gov.
Applications may be submitted to FTA
in hard copy or electronically through
the Grants.Gov APPLY function.
DATES: Complete applications for OTRB
Program grants must be submitted to the
appropriate FTA regional office (see
Appendix B) by November 13, 2007, or
submitted electronically through the
Grants.Gov Web site by the same date.
Anyone intending to apply
electronically should initiate the
process of registering on the Grants.Gov
site immediately to ensure completion
of registration before the deadline for
submission. FTA will announce grant
selections in the Federal Register when
the competitive selection process is
complete.
Contact the appropriate FTA Regional
Administrator (Appendix B) for
application-specific information and
issues. For general program information,
contact Blenda Younger, Office of
Program Management, (202) 366-2053,
e-mail: blenda.younger@dot.gov. A TDD
is available at 1–800–877–8339 (TDD/
FIRS).
Overview Information
Federal Agency Name: Department of
Transportation. Federal Transit
Administration (FTA).
Funding Opportunity Title: Capital
and Training Assistance Program for
Over-The-Road Bus Accessibility.
Announcement Type: Initial
Announcement: Notice of Availability
of Fiscal Year 2007 Funds: Solicitation
of Grant Applications.
Catalog of Federal Domestic Assistance
(CFDA) Number: 20.518.
Capital and Training Assistance
Program for Over-The-Road Bus
Accessibility.
Dates: Complete applications for
OTRB Program grants must be
submitted to the appropriate FTA
regional office (see Appendix B) by
November 13, 2007, or submitted
electronically through the Grants.Gov
Web site by the same date. Anyone
intending to apply electronically should
initiate the process of registering on the
Grants.Gov site immediately to ensure
completion of registration before the
deadline for submission. FTA will
announce grant selections when the
competitive selection process is
complete.
SUPPLEMENTARY INFORMATION:
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Table of Contents
I. Funding Opportunity Description
II. Award Information
III. Eligibility Information
IV. Application and Submission Information
V. Application Review Information
VI. Award Administration Information
VII. Agency Contacts
Appendix A Over-the-Road Bus
Accessibility Program Application
Appendix B FTA Regional Offices
I. Funding Opportunity Description
A. Authority
The program is authorized under
section 3038 of the Transportation
Equity Act for the 21st Century (TEA–
21), Public Law 105–85 as amended by
the Safe, Accountable, Flexible,
Efficient, Transportation Equity Act: A
Legacy for Users (SAFETEA–LU), Public
Law 109–059, August 10, 2005.
B. Background
OTRBs are used in intercity fixedroute service as well as other services,
such as commuter, charter, and tour bus
services. These services are an
important element of the U.S.
transportation system. TEA–21
authorized FTA’s OTRB Accessibility
Program to assist OTRB operators in
complying with the Department’s Overthe-Road Bus Accessibility regulation,
‘‘Transportation for Individuals with
Disabilities’’ (49 CFR part 37, subpart
H).
Summary of DOT’s OTRB Accessibility
Rule Deadlines for Acquiring Accessible
Vehicles
Under the Over-the-Road Bus
Accessibility regulation, all new buses
obtained by large (Class I carriers, i.e.,
those with gross annual operating
revenues of $5.3 million or more), fixedroute carriers after October 30, 2000,
must be accessible, with wheelchair lifts
and tie-downs that allow passengers to
ride in their own wheelchairs. The rule
required 50 percent of the fixed-route
operators fleets to be accessible by 2006,
and 100 percent of the vehicles in their
fleets to be accessible by 2012. New
buses acquired by small (gross operating
revenues of less than $5.3 million
annually) fixed-route operators after
October 29, 2001, also are required to be
lift-equipped, although they do not have
a deadline for total fleet accessibility.
Small operators also can provide
equivalent service in lieu of obtaining
accessible buses. Starting in 2001,
charter and tour companies must
provide service in an accessible bus on
48 hours advance notice. Fixed-route
operators must also provide this kind of
service on an interim basis until their
fleets are completely accessible.
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Deadlines for Delivering Accessible
Service
The rules for delivering accessible
motorcoach service went into effect
October 29, 2001, for large fixed-route,
charter, tour and other demandresponsive motorcoach operators, and
for small operators on October 28, 2002.
Operators should consult 49 CFR part
37, subpart H, regarding the acquisition
of accessible vehicles and the provision
of accessible service to determine the
applicable section that best describes
their operating characteristics.
Specifications describing the design
features of an accessible over-the-road
bus are listed in 49 CFR part 38, subpart
G.
C. Purpose
Improving mobility and shaping
America’s future by ensuring that the
transportation system is accessible,
integrated, and efficient, and offers
flexibility of choices is a key strategic
goal of the DOT. OTRB Accessibility
projects will improve mobility for
individuals with disabilities by
providing financial assistance to help
make vehicles accessible and training to
ensure that drivers and others are
properly trained to use accessibility
features as well as how to treat patrons
with disabilities.
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D. Vehicle and Service Definitions
An ‘‘over-the-road bus’’ is defined in
49 CFR 37.3 as a bus characterized by
an elevated passenger deck located over
a baggage compartment.
Intercity, fixed-route over-the-road
bus service is regularly scheduled bus
service for the general public, using an
OTRB that operates with limited stops
over fixed routes connecting two or
more urban areas not in close proximity
or connecting one or more rural
communities with an urban area not in
close proximity; has the capacity for
transporting baggage carried by
passengers; and makes meaningful
connections with scheduled intercity
bus service to more distant points. The
application includes five criteria factors
that will be reviewed to determine
eligibility for a portion of the funding
available to operators that qualify under
this definition.
‘‘Other’’ OTRB service means any
other transportation using OTRBs,
including local fixed-route service,
commuter service, and charter or tour
service (including tour or excursion
service that includes features in
addition to bus transportation such as
meals, lodging, admission to points of
interest or special attractions). While
some commuter service may also serve
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the needs of some intercity fixed-route
passengers, the statute includes
commuter service in the definition of
‘‘other’’ service. Commuter service
providers may apply for these funds,
even though the services designed to
meet the needs of commuters may also
provide service to intercity fixed-route
passengers on an incidental basis. If a
commuter service provider can
document that more than 50 percent of
its passengers are using the service as
intercity fixed-route service, the
provider may apply for the funds
designated for intercity fixed-route
operators.
II. Award Information
Federal transit funds are available to
intercity fixed-route providers and other
OTRB providers at up to 90 percent of
the project cost. In FY 2007, $5,700,000
was appropriated for intercity fixedroute service providers and $1,900,000
was appropriated for other over-the-road
bus service providers. In anticipation of
additional appropriations for the
program in FY 2008, FTA reserves the
right to select projects for FY 2008
funding from applications received in
response to this notice. Successful
applicants will be awarded grants.
Typical grants under this program range
from $25,000 to $180,000, with most
grants being less than $40,000, for lift
equipment for a single vehicle.
III. Eligibility Information
1. Eligible Applicants
Grants will be made directly to
operators of OTRBs. Intercity, fixedroute OTRB service providers may
apply for the $5,700,000 that was
appropriated for intercity fixed-route
providers in FY 2007. Applicants must
establish eligibility as intercity fixedroute providers by meeting established
criteria on six factors identified in the
application. Other OTRB service
providers, including operators of local
fixed-route service, commuter service,
and charter or tour service may apply
for the $1,900,000 that was appropriated
in FY 2007 for these providers. OTRB
operators who provide both intercity,
fixed-route service and another type of
service, such as commuter, charter or
tour, may apply for both categories of
funds with a single application. Private
for-profit operators of over-the-road
buses are eligible to be direct applicants
for this program. This is a departure
from most other FTA programs for
which the direct applicant must be a
State or local public body. FTA does not
award grants to public entities under
this program.
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2. Eligible Projects
Projects to finance the incremental
capital and training costs of complying
with DOT’s OTRB accessibility rule (49
CFR part 37) are eligible for funding.
Incremental capital costs eligible for
funding include adding lifts, tie-downs,
moveable seats, doors and training costs
associated with using the accessibility
features and serving persons with
disabilities. Retrofitting vehicles with
such accessibility components is also an
eligible expense. Please see Buy
America section for further conditions
of eligibility.
FTA may award funds for costs
already incurred by the applicants. Any
new wheelchair accessible vehicles
delivered after June 8, 1998, the date
that the TEA–21 became effective, are
eligible for funding under the program.
Vehicles of any age that have been
retrofitted with lifts and other
accessibility components after June 8,
1998, are also eligible for funding.
Eligible training costs are those
required by the final accessibility rule as
described in 49 CFR 37.209. These
activities include training in proper
operation and maintenance of
accessibility features and equipment,
boarding assistance, securement of
mobility aids, sensitive and appropriate
interaction with passengers with
disabilities, and handling and storage of
mobility devices. The costs associated
with developing training materials or
providing training for local providers of
OTRB services for these purposes are
also eligible expenses.
FTA will not fund the incremental
costs of acquiring used accessible
OTRBs that were previously owned, as
it may be impossible to verify whether
or not FTA funds were already used to
make the vehicles accessible. Also, it
would be difficult to place a value on
the accessibility features based upon the
depreciated value of the vehicle. The
legislative intent of this grant program is
to increase the number of wheelchair
accessible OTRBs available to persons
with disabilities throughout the country.
The purchase of previously-owned
accessible vehicles, whether or not they
were funded by FTA, does not further
this objective of increasing the number
of wheelchair accessible OTRBs.
FTA has sponsored the development
of accessibility training materials for
public transit operators. FTA-funded
Project ACTION is a national technical
assistance program to promote
cooperation between the disability
community and the transportation
industry. Project ACTION provides
training, resources and technical
assistance to thousands of disability
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organizations, consumers with
disabilities, and transportation
operators. It maintains a resource center
with up-to-date information on
transportation accessibility. Project
ACTION may be contacted at: Project
ACTION, 1425 K Street, NW., Suite 200,
Washington, DC 20005, Phone: 1–800–
659–6428 (TDD: (202) 374–7385).
Internet address: https://
www.projectaction.org/.
3. Cost Sharing or Matching
Federal transit funds are available to
intercity fixed-route providers and other
OTRB providers at up to 90 percent of
the project cost. A 10 percent match is
required.
IV. Application and Submission
Information
1. Address To Request Application
Package
This announcement includes all of
the application materials. It is also
available on the Internet on the FTA
Web site at https://www.fta.dot.gov. FTA
will announce final selections on its
Website and in the Federal Register. A
synopsis of this announcement will be
posted in the FIND module of the
government-wide electronic grants Web
site at https://www.grants.gov.
2. Content and Form of Application
Submission
Guidelines for Preparing Grant
Application
The application should provide
information on all items for which you
are requesting funding in FY 2007. If
you use another company’s previous
application as a guide, remember to
modify all elements as appropriate to
reflect your company’s situation. The
application must include a project
narrative in the format provided in
Appendix A, in addition to Standard
Form 424, ‘‘Application for Federal
Assistance.’’
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Application Content
• Applicant Information
This addresses basic identifying
information, including:
a. Company name.
b. Dun and Bradstreet (D&B) Data
Universal Numbering System (DUNS)
number.
c. Contact information for notification
of project selection: contact name,
address, email address, fax and phone
number.
d. Description of services provided by
company, including areas served.
e. For fixed-route carriers, whether
you are a large (Class I, with gross
annual operating revenues of $5.3
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million or more) or small (gross
operating revenues of less than $5.3
million annually) carrier.
f. Existing fleet and employee
information, including number of overthe-road buses used for (1) Intercity
fixed-route service, and (2) other
service, and number of employees.
g. If you provide both intercity fixedroute service and another type of
service, such as commuter, charter or
tour service, please provide an estimate
of the proportion of your service that is
intercity.
h. Description of your technical, legal,
and financial capacity to implement the
proposed project. Include evidence that
you currently possess appropriate
operating authority (e.g, DOT number if
you operate interstate or identifier
assigned by State if you do not operate
interstate service).
• Project Information
Every application must:
a. Provide the Federal amount
requested for each purpose for which
funds are sought in the format in
Appendix A.
b. Document matching funds,
including amount and source.
c. Describe project, including
components to be funded (e.g., lifts, tiedowns, moveable seats, or training).
d. Provide project timeline, including
significant milestones such as date or
contract for purchase of vehicle(s), and
actual or expected delivery date of
vehicles.
e. Address each of the five statutory
evaluation criteria described in V.
f. If requesting funding for intercity
service, provide evidence that:
1. The applicant provides scheduled,
intercity, fixed route, over-the-road bus
service that interlines with one or more
scheduled, intercity bus operators.
(Such evidence includes applicant’s
membership in the National Bus Traffic
Association or participation in separate
interline agreements, and participation
in interline tariffs or price lists issued
by, or on behalf of, scheduled, intercity
bus operators with whom the applicant
interlines); and
2. The applicant has obtained
authority from the Federal Motor Carrier
Safety Administration or the Interstate
Commerce Commission to operate
scheduled, intercity, fixed route service;
and as many of the following as are
applicable;
3. The applicant is included in
Russell’s Official National Motor Coach
Guide showing that it provides regularly
scheduled, fixed route OTRB service
with meaningful connections with
scheduled intercity bus service to more
distant points.
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4. The applicant maintains a Web site
showing routes and schedules of its
regularly scheduled, fixed route OTRB
service and its meaningful connections
to other scheduled, intercity bus service.
5. The applicant maintains published
schedules showing its regularly
scheduled, fixed route OTRB service
and its meaningful connections to other
scheduled, intercity bus service.
6. The applicant participates in the
International Registration Plan (IRP)
apportionment program.
• Labor Information
a. Identify any labor organizations
that may represent your employees and
employees of any transit providers in
the service area of the project. For each
local of a nationally affiliated union, the
applicant must provide the name of the
national organization and the number or
other designation of the local union.
(e.g., Amalgamated Transit Union local
1258.) Since the Department of Labor
(DOL) makes its referral to the national
union’s headquarters, there is no need
to provide a means of contacting the
local organization.
b. For each independent labor
organization (i.e., a union that is not
affiliated with a national or
international organization) the local
information will be necessary (name of
organization, address, contact person,
phone, fax numbers).
c. Where a labor organization
represents transit employees in the
service area of the project, DOL must
refer the proposed protective
arrangements to each union and to each
recipient. For this reason, please
provide DOL with a contact person,
address, telephone number and fax
number for your company and
associated union information.
3. Submission Dates and Times
Complete applications for OTRB
Accessibility Program grants must be
submitted to the appropriate FTA
regional office (see Appendix B)
November 13, 2007, or submitted
electronically through the Grants.Gov
Web site by the same date. Applicants
planning to apply electronically are
encouraged to begin the process of
registration on the Grants.Gov site well
in advance of the submission deadline.
Registration is a multi-step process,
which may take several weeks to
complete before an application can be
submitted. FTA will announce grant
selections when the competitive
selection process is complete.
4. Intergovernmental Review
This program is not generally subject
to Executive Order (EO) 12372,
‘‘Intergovernmental Review of Federal
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Programs.’’ For more information,
contact the State’s Single Point of
Contact (SPOC) to find out about and
comply with the State’s process under
EO 12372. The names and addresses of
the SPOCs are listed in the Office of
Management and Budget’s homepage at
https://www.whitehouse.gov/omb/grants/
spoc.html.
5. Funding Restrictions
Only applications from eligible
recipients for eligible activities will be
considered for funding (see section III).
Due to funding limitations, applicants
that are selected for funding may receive
less than the amount requested.
6. Other Submission Requirements
Applicants should submit three
copies of their project proposal
application, consistent with the
application format provided at
Appendix A, to the appropriate regional
office or apply electronically through
the government wide electronic grant
application portal at https://
www.grants.gov.
V. Application Review Information
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1. Project Evaluation Criteria—
Projects will be evaluated according to
the following criteria:
A. The identified need for OTRB
accessibility for persons with
disabilities in the areas served by the
applicant (20 points).
B. The extent to which the applicant
demonstrated innovative strategies and
financial commitment to providing
access to OTRBs to persons with
disabilities (20 points).
C. The extent to which the OTRB
operator acquired equipment required
by DOT’s over-the-road bus accessibility
rule prior to the required timeframe in
the rule (20 points).
D. The extent to which financing the
costs of complying with DOT’s rule
presents a financial hardship for the
applicant (20 points).
E. The impact of accessibility
requirements on the continuation of
OTRB service with particular
consideration of the impact of the
requirements on service to rural areas
and for low-income individuals (20
points).
Note: These are the statutory criteria upon
which funding decisions will be made. In
addition to these criteria, FTA may also
consider other factors, such as the size of the
applicant’s fleet and the level of FTA funding
previously awarded to applicants in prior
years. Applicants will not be considered for
funding as intercity fixed-route operators
unless they satisfy at a minimum the first two
criteria and at least one of criteria three
through five listed in Project Information in
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the application content applicable to
intercity fixed-route applicants.
2. Review and Selection Process
Each application is screened by a
panel of members consisting of FTA
headquarters and regional staff.
Incomplete or non-responsive
applications will be disqualified.
Intercity fixed-route service providers
must provide evidence that they meet at
a minimum the first two criteria and at
least one of the next three criteria set
forth in Project Information, if funds are
requested under this category (see
Appendix A, 2, B). Applicants that do
not qualify as intercity-fixed route
operators may be considered for funding
in the ‘‘other’’ category using the same
application. FTA will make an effort to
award every qualified applicant at least
one lift.
VI. Award Administration Information
1. Award Notices
FTA will screen all applications to
determine whether all required
eligibility elements, as described in Part
III ‘‘Eligibility Information,’’ are present.
The FTA evaluation team will evaluate
each application according to the
criteria described in this announcement.
FTA will notify all applicants, both
those selected for funding and those not
selected when the competitive selection
process is complete. Projects selected
for funding will be published in a
Federal Register notice. Applicants
selected for funding must then apply to
the FTA regional office for the actual
grant award, sign Certifications and
Assurances, and execute a grant contract
before funds can be drawn down.
2. Administrative and National Policy
Requirements
A. Grant Requirements
Applicants selected for funding must
include documentation necessary to
meet the requirements of FTA’s
Nonurbanized Area Formula program
(Title 49, United States Code, section
5311). Technical assistance regarding
these requirements is available from
each FTA regional office. The regional
offices will contact those applicants
selected for funding regarding
procedures for making the required
certifications and assurances to FTA
before grants are made.
The authority for these requirements
is provided by TEA–21, Public Law
105–178, June 9, 1998, as amended by
the TEA–21 Restoration Act 105–206,
112 Stat. 685, July 22, 1998; 49 U.S.C.
section 5310, note; and DOT and FTA
regulations and FTA Circulars.
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B. Buy America
Under the OTRB Accessibility Grant
Program, FTA’s Buy America
regulations, 49 CFR part 661, apply to
the incremental capital costs of making
vehicles accessible.
Generally, Buy America applies to all
accessibility equipment acquired with
FTA funds, i.e., all of the manufacturing
processes for the product take place in
the United States. The lift, the moveable
seats, and the securement devices will
each be considered components for
purposes of this program; accordingly,
as components, each must be
manufactured in the United States
regardless of the origin of its respective
subcomponents.
It should also be noted that FTA has
issued a general public interest waiver
for all purchases under the Federal
‘‘small purchase’’ threshold, which is
currently $100,000. (See 49 CFR 661.7,
Appendix A(e)). Because section
3038(b) of TEA–21, limited FTA
financing to the incremental capital
costs of compliance with DOT’s OTRB
accessibility rule, the small purchase
waiver applies only to the incremental
cost of the accessibility features. Where
more than one bus is being made
accessible, the grantee must calculate
the incremental cost increase of the
entire procurement when determining if
the small purchase waiver applies. For
example, if $30,000 is the incremental
cost for the accessibility features eligible
under this program per bus (regardless
of the Federal share contribution), then
a procurement of three buses with a
total such cost of $90,000, would qualify
for the small purchase waiver. No
special application to FTA would be
required.
The grantee must obtain a
certification from the bus or component
manufacturer that all items included in
the incremental cost for which the
applicant is applying for funds meet
Buy America requirements. The Buy
America regulations can be found at
https://www.fta.dot.gov/library/legal/
buyamer/.
C. Labor Protection
Before FTA may award a grant for
capital assistance, 49 U.S.C. 5333(b)
requires that fair and equitable
arrangements must be made to protect
the interests of transit employees
affected by FTA assistance. Those
arrangements must be certified by the
Secretary of Labor as meeting the
requirements of the statute. When a
labor organization represents a group of
affected employees in the service area of
an FTA project, the employee protective
arrangement is usually the product of
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negotiations or discussions with the
union. The grant applicant can facilitate
DOL certification by identifying in the
application any previously certified
protective arrangements that have been
applied to similar projects undertaken
by the grant applicant, if any. Receiving
funds under the OTRB Accessibility
program, however, will not require the
grantee’s employees to be represented
by organized labor. Nothing in the labor
protection provisions in 49 U.S.C.
5333(b) requires a motorcoach operator
to become a union carrier or encourages
union organizing in any manner. Upon
receipt of a grant application requiring
employee protective arrangements, FTA
will transmit the application to DOL
and request certification of the
employee protective arrangements. In
accordance with DOL guidelines, DOL
notifies the relevant unions in the area
of the project that a grant for assistance
is pending and affords the grant
applicant and union the opportunity to
agree to an arrangement establishing the
terms and conditions of the employee
protections. If necessary, DOL furnishes
technical and mediation assistance to
the parties during their negotiations.
The Secretary of Labor may determine
the protections to be certified if the
parties do not reach an agreement after
good-faith bargaining and mediation
efforts have been exhausted. DOL will
also set the protective conditions when
affected employees in the service area
are not represented by a union. When
DOL determines that employee
protective arrangements comply with
labor protection requirements, DOL will
provide a certification to FTA. The grant
agreement between FTA and the grant
applicant incorporates by reference the
employee protective arrangements
certified by DOL.
Applicants must identify any labor
organizations that may represent their
employees and all labor organizations
that represent the employees of any
other transit providers in the service
area of the project.
For each local of a nationally
affiliated union, the applicant must
provide the name of the national
organization and the number or other
designation of the local union (e.g.,
Amalgamated Transit Union local 1258).
Since DOL makes its referral to the
national union’s headquarters, there is
no need to provide a means of
contacting the local organization.
However, for each independent labor
organization (i.e., a union that is not
affiliated with a national or
international organization) the local
information will be necessary, such as
the name of organization, address,
contact person, phone, and fax numbers.
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Where a labor organization represents
transit employees in the service area of
the project, DOL must refer the
proposed protective arrangements to
each union and to each recipient. For
this reason, please provide DOL with a
contact person, address, telephone
number and fax number for your
company, and associated union
information.
DOL issued a Federal Register notice
addressing the new TEA–21 programs,
including the OTRB Accessibility
Program, ‘‘Amendment to Section
5333(b) Guidelines to Carry Out New
Programs Authorized by the
Transportation Equity Act for the 21st
Century (TEA–21);’’ Final Rule, dated
July 28, 1999. FTA issued a ‘‘Dear
Colleague’’ letter, dated December 5,
2000, addressing DOL processing of
grant applications. Attached to the letter
is an application checklist, which
provides information that DOL must
have in order to review and certify FTA
grant applications. This letter and
attachment can be found at: https://
www.fta.dot.gov/office/public/
c0019.html. Questions concerning
protective arrangements and related
matters pertaining to transit employees
should be addressed to the Division of
Statutory Programs, Department of
Labor, 200 Constitution Avenue, NW.,
Room N–5411, Washington, DC 20210;
telephone (202) 693–0126, fax (202)
219–5338.
D. Planning
Applicants are encouraged to notify
the appropriate State Departments of
Transportation and Metropolitan
Planning Organizations (MPO) in areas
likely to be served by equipment made
accessible through funds made available
in this program. Those organizations, in
turn, should take appropriate steps to
inform the public, and individuals
requiring fully accessible services in
particular, of operators’ intentions to
expand the accessibility of their
services. Incorporation of funded
projects in the plans and transportation
improvement programs of states and
metropolitan areas by States and MPOs
also is encouraged, but is not required.
E. Standard Assurances
The Applicant assures that it will
comply with all applicable Federal
statutes, regulations, executive orders,
FTA circulars, and other Federal
administrative requirements in carrying
out any project supported by the FTA
grant. The Applicant acknowledges that
it is under a continuing obligation to
comply with the terms and conditions
of the grant agreement issued for its
project with FTA. The Applicant
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understands that Federal laws,
regulations, policies, and administrative
practices might be modified from time
to time and affect the implementation of
the project. The Applicant agrees that
the most recent Federal requirements
will apply to the project, unless FTA
issues a written determination
otherwise. Certifications and
Assurances for grants to be awarded
under this program in FY 2008 will be
included in the FTA Certifications and
Assurances for FY 2008, which will be
published in the Federal Register at a
later date, and made available for
electronic signature in FTA’s grants
system. Every applicant must submit
Certification 01, ‘‘For Each Applicant.’’
Each applicant for more than $100,000
must provide both Certification 01, and,
02, the ‘‘Lobbying Certification.’’
3. Reporting
Post-award reporting requirements
include submission of final Financial
Status Report and milestone report, or
annual reports for grants remaining
open at the end of each Federal fiscal
year (September 30). Documentation is
required for payment.
VII. Agency Contact(s)
Contact the appropriate FTA Regional
Administrator (see Appendix B) for
application-specific information and
issues. For general program information,
contact Blenda Younger, Office of
Program Management, (202) 366–2053,
e-mail: blenda.younger@dot.gov. A TDD
is available at 1–800–877–8339 (TDD/
FIRS).
Issued in Washington, DC, this 10th day of
September, 2007.
James S. Simpson,
Administrator.
Appendix A Over-the-Road Bus
Accessibility Program Project Proposal
Application (Paper or Electronic Project
Narrative)
(See section IV.2 of Federal Register
announcement for detailed explanation
of application content).
In addition to OMB Standard Form 424,
Application for Federal Assistance, provide
the following information:
1. Applicant Information
A. Company Name: lllllllllll
B. DUNS Number: llllllllllll
C. For Notification of Project Selection Contact: llllllllllllllllll
Name of Individual: lllllllllll
Address: llllllllllllllll
Fax: llllllllllllllllll
Telephone number: lllllllllll
D. Describe Services Provided by Company,
including Areas Served: lllllllll
E. Intercity Fixed-Route Carriers: lllll
ll Large/Class I (gross annual operating
revenues of $5.3 million or more).
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ll Small (gross annual revenues of less
than $5.3 million).
F. Existing Fleet and Employee Information:
ll Total number of over-the-road buses in
fleet.
ll Number of over-the-road buses in fleet
used for intercity fixed-route service.
ll Number of over-the-road buses intercityfixed-route service that currently have
lifts.
ll Number of over-the-road buses in fleet
used for Other Service, e.g., Charter,
Tour, & Commuter.
ll Number of over-the-road buses used in
‘‘other’’ service that currently have lifts.
ll Number of Employees.
G. Estimate of the proportion of service, if
any, that is intercity fixed-route ll %
of services is intercity fixed-route.
H. Describe your technical, legal, and
financial capacity to implement the
proposed project. Include evidence of
operating authority.
2. Project Information
A. Federal Amount Requested (Up to 90%
Federal Share):
Intercity Fixed Route Service:
$ llll for # llll New Over-the-road
Buses
$ llll for # llll Retrofits
$ llll for # llll Employees—
Training
Other Service (Commuter, Charter, or Tour)
$ llll for # llll New Over-the-road
Buses
$ llll for # llll Retrofits
$ llll for # llll Employees—
Training
B. If requesting funding for intercity service,
provide evidence of any of the following
that are applicable:
1. The applicant provides scheduled,
intercity, fixed route, over-the-road bus
service that interlines with one or more
scheduled, intercity bus operators. Such
evidence includes applicant’s membership in
the National Bus Traffic Association or
participation in separate interline
agreements, and participation in interline
tariffs or price lists issued by, or on behalf
of, scheduled, intercity bus operators with
whom the applicant interlines.
2. The applicant has obtained authority
from the Federal Motor Carrier Safety
Administration or the Interstate Commerce
Commission to operate scheduled, intercity,
fixed route service.
3. The applicant is included in Russell’s
Official National Motor Coach Guide
showing that it provides regularly scheduled,
fixed route OTRB service with meaningful
connections with scheduled intercity bus
service to more distant points.
4. The applicant maintains a website
showing routes and schedules of its regularly
scheduled, fixed route OTRB service and its
meaningful connections to other scheduled,
intercity bus service.
5. The applicant maintains published
schedules showing its regularly scheduled,
fixed route OTRB service and its meaningful
connections to other scheduled, intercity bus
service.
6. The applicant participates in the
International Registration Plan (IRP)
apportionment program.
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C. Document Matching Funds, including
Amount and Source
D. Describe Project, including Components to
be funded (i.e., lifts, tie-downs, moveable
seats or training).
E. Provide Project Time Line, including
significant milestones such as date of
contract for purchase of vehicle(s), and
actual or expected delivery date of
vehicles.
F. Project Evaluation Criteria
Provide information addressing the
following criteria:
• The identified need for OTRB
accessibility for persons with disabilities in
the areas served by the applicant (20 points).
• The extent to which the applicant
demonstrated innovative strategies and
financial commitment to providing access to
OTRBs to persons with disabilities (20
points).
• The extent to which the over-the-road
bus operator acquired equipment required by
DOT’s OTRB accessibility rule prior to the
required time frame in the rule (20 points).
• The extent to which financing the costs
of complying with DOT’s rule presents a
financial hardship for the applicant (20
points).
• The impact of accessibility requirements
on the continuation of OTRB service with
particular consideration of the impact of the
requirements on service to rural areas and for
low income individuals (20 points).
G. Labor Information
• List labor organizations that may
represent your employees and all labor
organizations that represent the employees of
any transit providers in the service area of
the project.
• For each local of a nationally affiliated
union, provide the name of the national
organization and the number or other
designation of the local union.
• For each independent labor organization,
provide the local information, including:
Name of organization, address, contact
person, phone and fax numbers.
• For transit employee unions in service
area of project, provide information
including: Contact person, address,
telephone number and fax number for your
company and associated union information.
Appendix B—FTA Regional Offices
Region I—Massachusetts, Rhode Island,
Connecticut, New Hampshire, Vermont
and Maine. Richard H. Doyle, FTA
Regional Administrator, Volpe National
Transportation Systems Center, Kendall
Square, 55 Broadway, Suite 920,
Cambridge, MA 02142–1093, (617) 494–
2055.
Region II—New York, New Jersey, Virgin
Islands. Brigid Hynes-Cherin, FTA
Regional Administrator, One Bowling
Green, Room 429, New York, NY 10004–
1415, (212) 668–2170.
Region III—Pennsylvania, Maryland,
Virginia, West Virginia, Delaware,
Washington, DC. Letitia Thompson, FTA
Regional Administrator, 1760 Market
Street, Suite 500, Philadelphia, PA 19103–
4124, (215) 656–7100.
Region IV—Georgia, North Carolina, South
Carolina, Florida, Mississippi, Tennessee,
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52605
Kentucky, Alabama, Puerto Rico. Yvette G.
Taylor, FTA Regional Administrator, 230
Peachtree Street, NW., Suite 800, Atlanta,
GA 30303, (404) 865–5620.
Region V—Illinois, Indiana, Ohio, Wisconsin,
Minnesota, Michigan. Marisol R. Simon,
FTA Regional Administrator, 200 West
Adams Street, Suite 320, Chicago, IL
60606–5232, (312) 353–2789.
Region VI—Texas, New Mexico, Louisiana,
Arkansas, Oklahoma. Robert Patrick, FTA
Regional Administrator, 819 Taylor Street,
Room 8A36, Ft. Worth, TX 76102, (817)
978–0550.
Region VII—Iowa, Nebraska, Kansas,
Missouri. Mokhtee Ahmad, FTA Regional
Administrator, 901 Locust Street, Suite
404, Kansas City, MO 64106, (816) 329–
3920.
Region VIII—Colorado, North Dakota, South
Dakota, Montana, Wyoming, Utah. Terry
Rosapep, Acting FTA Regional
Administrator, 12300 West Dakota Avenue,
Suite 310, Lakewood, CO 80228–2583,
(720) 963–3300.
Region IX—California, Arizona, Nevada,
Hawaii, American Samoa, Guam. Leslie
Rogers, FTA Regional Administrator, 201
Mission Street, Suite 1650, San Francisco,
CA 94105–1831, (415) 744–3133.
Region X—Washington, Oregon, Idaho,
Alaska. Richard Krochalis, FTA Regional
Administrator, Jackson Federal Building,
915 Second Avenue, Suite 3142, Seattle,
WA 98174–1002, (206) 220–7954.
[FR Doc. E7–18122 Filed 9–13–07; 8:45 am]
BILLING CODE 4910–57–P
DEPARTMENT OF TRANSPORTATION
Maritime Administration
Reports, Forms and Recordkeeping
Requirements; Agency Information
Collection Activity Under OMB Review
Maritime Administration, DOT.
Notice and request for
comments.
AGENCY:
ACTION:
SUMMARY: In compliance with the
Paperwork Reduction Act of 1995, this
notice announces that the Information
Collection abstracted below will be
submitted to the Office of Management
and Budget (OMB) for review and
approval. The nature of the information
collection is described as well as its
expected burden. The Federal Register
Notice with a 60-day comment period
soliciting comments on the following
collection of information was published
on June 25, 2007. No comments were
received.
DATES: Comments must be submitted on
or before October 15, 2007.
ADDRESSES: Send comments to the
Office of Information and Regulatory
Affairs, Office of Management and
Budget, 725 17th Street, NW.,
Washington, DC 20503, Attention:
MARAD Desk Officer.
E:\FR\FM\14SEN1.SGM
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Agencies
[Federal Register Volume 72, Number 178 (Friday, September 14, 2007)]
[Notices]
[Pages 52600-52605]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-18122]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
Over-the-Road Bus Accessibility Program Grants
AGENCY: Federal Transit Administration (FTA), DOT.
ACTION: Notice of Availability of Fiscal Year 2007 Funds: Solicitation
of Grant Applications.
-----------------------------------------------------------------------
SUMMARY: The U.S. Department of Transportation (DOT) Federal Transit
Administration (FTA) announces the availability of funds in Fiscal Year
(FY) 2007 for the Over-the-Road Bus (OTRB) Accessibility Program,
authorized by section 3038 of the Transportation Equity Act for the
21st Century (TEA-21). The OTRB Accessibility Program makes funds
available to private operators of over-the-road buses to finance the
incremental capital and training costs of complying with DOT's over-
the-road bus accessibility regulation. The authorizing legislation
calls for national solicitation of applications, with grantees to be
selected on a competitive basis. Federal transit funds are available to
intercity fixed-route providers and other OTRB providers at up to 90
percent of the project cost.
In FY 2007, $5,700,000 was appropriated for intercity fixed-route
service providers and $1,900,000 was appropriated for other OTRB
service providers. In anticipation of additional appropriations for the
program in FY 2008, FTA reserves the right to select projects for
funding with FY 2008 funds from applications received in response to
this notice.
This announcement is available on the Internet on the FTA Web site
at: https://www.fta.dot.gov. FTA will announce final selections on the
Website and in the Federal Register. A synopsis of this announcement
will be posted in the FIND module of the government-wide electronic
grants Web site at https://www.grants.gov. Applications may be submitted
to FTA in hard copy or electronically through the Grants.Gov APPLY
function.
DATES: Complete applications for OTRB Program grants must be submitted
to the appropriate FTA regional office (see Appendix B) by November 13,
2007, or submitted electronically through the Grants.Gov Web site by
the same date. Anyone intending to apply electronically should initiate
the process of registering on the Grants.Gov site immediately to ensure
completion of registration before the deadline for submission. FTA will
announce grant selections in the Federal Register when the competitive
selection process is complete.
FOR FURTHER INFORMATION CONTACT: Contact the appropriate FTA Regional
Administrator (Appendix B) for application-specific information and
issues. For general program information, contact Blenda Younger, Office
of Program Management, (202) 366-2053, e-mail: blenda.younger@dot.gov.
A TDD is available at 1-800-877-8339 (TDD/FIRS).
Overview Information
Federal Agency Name: Department of Transportation. Federal Transit
Administration (FTA).
Funding Opportunity Title: Capital and Training Assistance Program
for Over-The-Road Bus Accessibility.
Announcement Type: Initial Announcement: Notice of Availability of
Fiscal Year 2007 Funds: Solicitation of Grant Applications.
Catalog of Federal Domestic Assistance (CFDA) Number: 20.518.
Capital and Training Assistance Program for Over-The-Road Bus
Accessibility.
Dates: Complete applications for OTRB Program grants must be
submitted to the appropriate FTA regional office (see Appendix B) by
November 13, 2007, or submitted electronically through the Grants.Gov
Web site by the same date. Anyone intending to apply electronically
should initiate the process of registering on the Grants.Gov site
immediately to ensure completion of registration before the deadline
for submission. FTA will announce grant selections when the competitive
selection process is complete.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Funding Opportunity Description
II. Award Information
III. Eligibility Information
IV. Application and Submission Information
V. Application Review Information
VI. Award Administration Information
VII. Agency Contacts
Appendix A Over-the-Road Bus Accessibility Program Application
Appendix B FTA Regional Offices
I. Funding Opportunity Description
A. Authority
The program is authorized under section 3038 of the Transportation
Equity Act for the 21st Century (TEA-21), Public Law 105-85 as amended
by the Safe, Accountable, Flexible, Efficient, Transportation Equity
Act: A Legacy for Users (SAFETEA-LU), Public Law 109-059, August 10,
2005.
B. Background
OTRBs are used in intercity fixed-route service as well as other
services, such as commuter, charter, and tour bus services. These
services are an important element of the U.S. transportation system.
TEA-21 authorized FTA's OTRB Accessibility Program to assist OTRB
operators in complying with the Department's Over-the-Road Bus
Accessibility regulation, ``Transportation for Individuals with
Disabilities'' (49 CFR part 37, subpart H).
Summary of DOT's OTRB Accessibility Rule Deadlines for Acquiring
Accessible Vehicles
Under the Over-the-Road Bus Accessibility regulation, all new buses
obtained by large (Class I carriers, i.e., those with gross annual
operating revenues of $5.3 million or more), fixed-route carriers after
October 30, 2000, must be accessible, with wheelchair lifts and tie-
downs that allow passengers to ride in their own wheelchairs. The rule
required 50 percent of the fixed-route operators fleets to be
accessible by 2006, and 100 percent of the vehicles in their fleets to
be accessible by 2012. New buses acquired by small (gross operating
revenues of less than $5.3 million annually) fixed-route operators
after October 29, 2001, also are required to be lift-equipped, although
they do not have a deadline for total fleet accessibility. Small
operators also can provide equivalent service in lieu of obtaining
accessible buses. Starting in 2001, charter and tour companies must
provide service in an accessible bus on 48 hours advance notice. Fixed-
route operators must also provide this kind of service on an interim
basis until their fleets are completely accessible.
[[Page 52601]]
Deadlines for Delivering Accessible Service
The rules for delivering accessible motorcoach service went into
effect October 29, 2001, for large fixed-route, charter, tour and other
demand-responsive motorcoach operators, and for small operators on
October 28, 2002. Operators should consult 49 CFR part 37, subpart H,
regarding the acquisition of accessible vehicles and the provision of
accessible service to determine the applicable section that best
describes their operating characteristics.
Specifications describing the design features of an accessible
over-the-road bus are listed in 49 CFR part 38, subpart G.
C. Purpose
Improving mobility and shaping America's future by ensuring that
the transportation system is accessible, integrated, and efficient, and
offers flexibility of choices is a key strategic goal of the DOT. OTRB
Accessibility projects will improve mobility for individuals with
disabilities by providing financial assistance to help make vehicles
accessible and training to ensure that drivers and others are properly
trained to use accessibility features as well as how to treat patrons
with disabilities.
D. Vehicle and Service Definitions
An ``over-the-road bus'' is defined in 49 CFR 37.3 as a bus
characterized by an elevated passenger deck located over a baggage
compartment.
Intercity, fixed-route over-the-road bus service is regularly
scheduled bus service for the general public, using an OTRB that
operates with limited stops over fixed routes connecting two or more
urban areas not in close proximity or connecting one or more rural
communities with an urban area not in close proximity; has the capacity
for transporting baggage carried by passengers; and makes meaningful
connections with scheduled intercity bus service to more distant
points. The application includes five criteria factors that will be
reviewed to determine eligibility for a portion of the funding
available to operators that qualify under this definition.
``Other'' OTRB service means any other transportation using OTRBs,
including local fixed-route service, commuter service, and charter or
tour service (including tour or excursion service that includes
features in addition to bus transportation such as meals, lodging,
admission to points of interest or special attractions). While some
commuter service may also serve the needs of some intercity fixed-route
passengers, the statute includes commuter service in the definition of
``other'' service. Commuter service providers may apply for these
funds, even though the services designed to meet the needs of commuters
may also provide service to intercity fixed-route passengers on an
incidental basis. If a commuter service provider can document that more
than 50 percent of its passengers are using the service as intercity
fixed-route service, the provider may apply for the funds designated
for intercity fixed-route operators.
II. Award Information
Federal transit funds are available to intercity fixed-route
providers and other OTRB providers at up to 90 percent of the project
cost. In FY 2007, $5,700,000 was appropriated for intercity fixed-route
service providers and $1,900,000 was appropriated for other over-the-
road bus service providers. In anticipation of additional
appropriations for the program in FY 2008, FTA reserves the right to
select projects for FY 2008 funding from applications received in
response to this notice. Successful applicants will be awarded grants.
Typical grants under this program range from $25,000 to $180,000, with
most grants being less than $40,000, for lift equipment for a single
vehicle.
III. Eligibility Information
1. Eligible Applicants
Grants will be made directly to operators of OTRBs. Intercity,
fixed-route OTRB service providers may apply for the $5,700,000 that
was appropriated for intercity fixed-route providers in FY 2007.
Applicants must establish eligibility as intercity fixed-route
providers by meeting established criteria on six factors identified in
the application. Other OTRB service providers, including operators of
local fixed-route service, commuter service, and charter or tour
service may apply for the $1,900,000 that was appropriated in FY 2007
for these providers. OTRB operators who provide both intercity, fixed-
route service and another type of service, such as commuter, charter or
tour, may apply for both categories of funds with a single application.
Private for-profit operators of over-the-road buses are eligible to be
direct applicants for this program. This is a departure from most other
FTA programs for which the direct applicant must be a State or local
public body. FTA does not award grants to public entities under this
program.
2. Eligible Projects
Projects to finance the incremental capital and training costs of
complying with DOT's OTRB accessibility rule (49 CFR part 37) are
eligible for funding. Incremental capital costs eligible for funding
include adding lifts, tie-downs, moveable seats, doors and training
costs associated with using the accessibility features and serving
persons with disabilities. Retrofitting vehicles with such
accessibility components is also an eligible expense. Please see Buy
America section for further conditions of eligibility.
FTA may award funds for costs already incurred by the applicants.
Any new wheelchair accessible vehicles delivered after June 8, 1998,
the date that the TEA-21 became effective, are eligible for funding
under the program. Vehicles of any age that have been retrofitted with
lifts and other accessibility components after June 8, 1998, are also
eligible for funding.
Eligible training costs are those required by the final
accessibility rule as described in 49 CFR 37.209. These activities
include training in proper operation and maintenance of accessibility
features and equipment, boarding assistance, securement of mobility
aids, sensitive and appropriate interaction with passengers with
disabilities, and handling and storage of mobility devices. The costs
associated with developing training materials or providing training for
local providers of OTRB services for these purposes are also eligible
expenses.
FTA will not fund the incremental costs of acquiring used
accessible OTRBs that were previously owned, as it may be impossible to
verify whether or not FTA funds were already used to make the vehicles
accessible. Also, it would be difficult to place a value on the
accessibility features based upon the depreciated value of the vehicle.
The legislative intent of this grant program is to increase the number
of wheelchair accessible OTRBs available to persons with disabilities
throughout the country. The purchase of previously-owned accessible
vehicles, whether or not they were funded by FTA, does not further this
objective of increasing the number of wheelchair accessible OTRBs.
FTA has sponsored the development of accessibility training
materials for public transit operators. FTA-funded Project ACTION is a
national technical assistance program to promote cooperation between
the disability community and the transportation industry. Project
ACTION provides training, resources and technical assistance to
thousands of disability
[[Page 52602]]
organizations, consumers with disabilities, and transportation
operators. It maintains a resource center with up-to-date information
on transportation accessibility. Project ACTION may be contacted at:
Project ACTION, 1425 K Street, NW., Suite 200, Washington, DC 20005,
Phone: 1-800-659-6428 (TDD: (202) 374-7385). Internet address: https://
www.projectaction.org/.
3. Cost Sharing or Matching
Federal transit funds are available to intercity fixed-route
providers and other OTRB providers at up to 90 percent of the project
cost. A 10 percent match is required.
IV. Application and Submission Information
1. Address To Request Application Package
This announcement includes all of the application materials. It is
also available on the Internet on the FTA Web site at https://
www.fta.dot.gov. FTA will announce final selections on its Website and
in the Federal Register. A synopsis of this announcement will be posted
in the FIND module of the government-wide electronic grants Web site at
https://www.grants.gov.
2. Content and Form of Application Submission
Guidelines for Preparing Grant Application
The application should provide information on all items for which
you are requesting funding in FY 2007. If you use another company's
previous application as a guide, remember to modify all elements as
appropriate to reflect your company's situation. The application must
include a project narrative in the format provided in Appendix A, in
addition to Standard Form 424, ``Application for Federal Assistance.''
Application Content
Applicant Information
This addresses basic identifying information, including:
a. Company name.
b. Dun and Bradstreet (D&B) Data Universal Numbering System (DUNS)
number.
c. Contact information for notification of project selection:
contact name, address, email address, fax and phone number.
d. Description of services provided by company, including areas
served.
e. For fixed-route carriers, whether you are a large (Class I, with
gross annual operating revenues of $5.3 million or more) or small
(gross operating revenues of less than $5.3 million annually) carrier.
f. Existing fleet and employee information, including number of
over-the-road buses used for (1) Intercity fixed-route service, and (2)
other service, and number of employees.
g. If you provide both intercity fixed-route service and another
type of service, such as commuter, charter or tour service, please
provide an estimate of the proportion of your service that is
intercity.
h. Description of your technical, legal, and financial capacity to
implement the proposed project. Include evidence that you currently
possess appropriate operating authority (e.g, DOT number if you operate
interstate or identifier assigned by State if you do not operate
interstate service).
Project Information
Every application must:
a. Provide the Federal amount requested for each purpose for which
funds are sought in the format in Appendix A.
b. Document matching funds, including amount and source.
c. Describe project, including components to be funded (e.g.,
lifts, tie-downs, moveable seats, or training).
d. Provide project timeline, including significant milestones such
as date or contract for purchase of vehicle(s), and actual or expected
delivery date of vehicles.
e. Address each of the five statutory evaluation criteria described
in V.
f. If requesting funding for intercity service, provide evidence
that:
1. The applicant provides scheduled, intercity, fixed route, over-
the-road bus service that interlines with one or more scheduled,
intercity bus operators. (Such evidence includes applicant's membership
in the National Bus Traffic Association or participation in separate
interline agreements, and participation in interline tariffs or price
lists issued by, or on behalf of, scheduled, intercity bus operators
with whom the applicant interlines); and
2. The applicant has obtained authority from the Federal Motor
Carrier Safety Administration or the Interstate Commerce Commission to
operate scheduled, intercity, fixed route service; and as many of the
following as are applicable;
3. The applicant is included in Russell's Official National Motor
Coach Guide showing that it provides regularly scheduled, fixed route
OTRB service with meaningful connections with scheduled intercity bus
service to more distant points.
4. The applicant maintains a Web site showing routes and schedules
of its regularly scheduled, fixed route OTRB service and its meaningful
connections to other scheduled, intercity bus service.
5. The applicant maintains published schedules showing its
regularly scheduled, fixed route OTRB service and its meaningful
connections to other scheduled, intercity bus service.
6. The applicant participates in the International Registration
Plan (IRP) apportionment program.
Labor Information
a. Identify any labor organizations that may represent your
employees and employees of any transit providers in the service area of
the project. For each local of a nationally affiliated union, the
applicant must provide the name of the national organization and the
number or other designation of the local union. (e.g., Amalgamated
Transit Union local 1258.) Since the Department of Labor (DOL) makes
its referral to the national union's headquarters, there is no need to
provide a means of contacting the local organization.
b. For each independent labor organization (i.e., a union that is
not affiliated with a national or international organization) the local
information will be necessary (name of organization, address, contact
person, phone, fax numbers).
c. Where a labor organization represents transit employees in the
service area of the project, DOL must refer the proposed protective
arrangements to each union and to each recipient. For this reason,
please provide DOL with a contact person, address, telephone number and
fax number for your company and associated union information.
3. Submission Dates and Times
Complete applications for OTRB Accessibility Program grants must be
submitted to the appropriate FTA regional office (see Appendix B)
November 13, 2007, or submitted electronically through the Grants.Gov
Web site by the same date. Applicants planning to apply electronically
are encouraged to begin the process of registration on the Grants.Gov
site well in advance of the submission deadline. Registration is a
multi-step process, which may take several weeks to complete before an
application can be submitted. FTA will announce grant selections when
the competitive selection process is complete.
4. Intergovernmental Review
This program is not generally subject to Executive Order (EO)
12372, ``Intergovernmental Review of Federal
[[Page 52603]]
Programs.'' For more information, contact the State's Single Point of
Contact (SPOC) to find out about and comply with the State's process
under EO 12372. The names and addresses of the SPOCs are listed in the
Office of Management and Budget's homepage at https://
www.whitehouse.gov/omb/grants/spoc.html.
5. Funding Restrictions
Only applications from eligible recipients for eligible activities
will be considered for funding (see section III). Due to funding
limitations, applicants that are selected for funding may receive less
than the amount requested.
6. Other Submission Requirements
Applicants should submit three copies of their project proposal
application, consistent with the application format provided at
Appendix A, to the appropriate regional office or apply electronically
through the government wide electronic grant application portal at
https://www.grants.gov.
V. Application Review Information
1. Project Evaluation Criteria--Projects will be evaluated
according to the following criteria:
A. The identified need for OTRB accessibility for persons with
disabilities in the areas served by the applicant (20 points).
B. The extent to which the applicant demonstrated innovative
strategies and financial commitment to providing access to OTRBs to
persons with disabilities (20 points).
C. The extent to which the OTRB operator acquired equipment
required by DOT's over-the-road bus accessibility rule prior to the
required timeframe in the rule (20 points).
D. The extent to which financing the costs of complying with DOT's
rule presents a financial hardship for the applicant (20 points).
E. The impact of accessibility requirements on the continuation of
OTRB service with particular consideration of the impact of the
requirements on service to rural areas and for low-income individuals
(20 points).
Note: These are the statutory criteria upon which funding
decisions will be made. In addition to these criteria, FTA may also
consider other factors, such as the size of the applicant's fleet
and the level of FTA funding previously awarded to applicants in
prior years. Applicants will not be considered for funding as
intercity fixed-route operators unless they satisfy at a minimum the
first two criteria and at least one of criteria three through five
listed in Project Information in the application content applicable
to intercity fixed-route applicants.
2. Review and Selection Process
Each application is screened by a panel of members consisting of
FTA headquarters and regional staff. Incomplete or non-responsive
applications will be disqualified. Intercity fixed-route service
providers must provide evidence that they meet at a minimum the first
two criteria and at least one of the next three criteria set forth in
Project Information, if funds are requested under this category (see
Appendix A, 2, B). Applicants that do not qualify as intercity-fixed
route operators may be considered for funding in the ``other'' category
using the same application. FTA will make an effort to award every
qualified applicant at least one lift.
VI. Award Administration Information
1. Award Notices
FTA will screen all applications to determine whether all required
eligibility elements, as described in Part III ``Eligibility
Information,'' are present. The FTA evaluation team will evaluate each
application according to the criteria described in this announcement.
FTA will notify all applicants, both those selected for funding and
those not selected when the competitive selection process is complete.
Projects selected for funding will be published in a Federal Register
notice. Applicants selected for funding must then apply to the FTA
regional office for the actual grant award, sign Certifications and
Assurances, and execute a grant contract before funds can be drawn
down.
2. Administrative and National Policy Requirements
A. Grant Requirements
Applicants selected for funding must include documentation
necessary to meet the requirements of FTA's Nonurbanized Area Formula
program (Title 49, United States Code, section 5311). Technical
assistance regarding these requirements is available from each FTA
regional office. The regional offices will contact those applicants
selected for funding regarding procedures for making the required
certifications and assurances to FTA before grants are made.
The authority for these requirements is provided by TEA-21, Public
Law 105-178, June 9, 1998, as amended by the TEA-21 Restoration Act
105-206, 112 Stat. 685, July 22, 1998; 49 U.S.C. section 5310, note;
and DOT and FTA regulations and FTA Circulars.
B. Buy America
Under the OTRB Accessibility Grant Program, FTA's Buy America
regulations, 49 CFR part 661, apply to the incremental capital costs of
making vehicles accessible.
Generally, Buy America applies to all accessibility equipment
acquired with FTA funds, i.e., all of the manufacturing processes for
the product take place in the United States. The lift, the moveable
seats, and the securement devices will each be considered components
for purposes of this program; accordingly, as components, each must be
manufactured in the United States regardless of the origin of its
respective subcomponents.
It should also be noted that FTA has issued a general public
interest waiver for all purchases under the Federal ``small purchase''
threshold, which is currently $100,000. (See 49 CFR 661.7, Appendix
A(e)). Because section 3038(b) of TEA-21, limited FTA financing to the
incremental capital costs of compliance with DOT's OTRB accessibility
rule, the small purchase waiver applies only to the incremental cost of
the accessibility features. Where more than one bus is being made
accessible, the grantee must calculate the incremental cost increase of
the entire procurement when determining if the small purchase waiver
applies. For example, if $30,000 is the incremental cost for the
accessibility features eligible under this program per bus (regardless
of the Federal share contribution), then a procurement of three buses
with a total such cost of $90,000, would qualify for the small purchase
waiver. No special application to FTA would be required.
The grantee must obtain a certification from the bus or component
manufacturer that all items included in the incremental cost for which
the applicant is applying for funds meet Buy America requirements. The
Buy America regulations can be found at https://www.fta.dot.gov/library/
legal/buyamer/.
C. Labor Protection
Before FTA may award a grant for capital assistance, 49 U.S.C.
5333(b) requires that fair and equitable arrangements must be made to
protect the interests of transit employees affected by FTA assistance.
Those arrangements must be certified by the Secretary of Labor as
meeting the requirements of the statute. When a labor organization
represents a group of affected employees in the service area of an FTA
project, the employee protective arrangement is usually the product of
[[Page 52604]]
negotiations or discussions with the union. The grant applicant can
facilitate DOL certification by identifying in the application any
previously certified protective arrangements that have been applied to
similar projects undertaken by the grant applicant, if any. Receiving
funds under the OTRB Accessibility program, however, will not require
the grantee's employees to be represented by organized labor. Nothing
in the labor protection provisions in 49 U.S.C. 5333(b) requires a
motorcoach operator to become a union carrier or encourages union
organizing in any manner. Upon receipt of a grant application requiring
employee protective arrangements, FTA will transmit the application to
DOL and request certification of the employee protective arrangements.
In accordance with DOL guidelines, DOL notifies the relevant unions in
the area of the project that a grant for assistance is pending and
affords the grant applicant and union the opportunity to agree to an
arrangement establishing the terms and conditions of the employee
protections. If necessary, DOL furnishes technical and mediation
assistance to the parties during their negotiations. The Secretary of
Labor may determine the protections to be certified if the parties do
not reach an agreement after good-faith bargaining and mediation
efforts have been exhausted. DOL will also set the protective
conditions when affected employees in the service area are not
represented by a union. When DOL determines that employee protective
arrangements comply with labor protection requirements, DOL will
provide a certification to FTA. The grant agreement between FTA and the
grant applicant incorporates by reference the employee protective
arrangements certified by DOL.
Applicants must identify any labor organizations that may represent
their employees and all labor organizations that represent the
employees of any other transit providers in the service area of the
project.
For each local of a nationally affiliated union, the applicant must
provide the name of the national organization and the number or other
designation of the local union (e.g., Amalgamated Transit Union local
1258). Since DOL makes its referral to the national union's
headquarters, there is no need to provide a means of contacting the
local organization.
However, for each independent labor organization (i.e., a union
that is not affiliated with a national or international organization)
the local information will be necessary, such as the name of
organization, address, contact person, phone, and fax numbers.
Where a labor organization represents transit employees in the
service area of the project, DOL must refer the proposed protective
arrangements to each union and to each recipient. For this reason,
please provide DOL with a contact person, address, telephone number and
fax number for your company, and associated union information.
DOL issued a Federal Register notice addressing the new TEA-21
programs, including the OTRB Accessibility Program, ``Amendment to
Section 5333(b) Guidelines to Carry Out New Programs Authorized by the
Transportation Equity Act for the 21st Century (TEA-21);'' Final Rule,
dated July 28, 1999. FTA issued a ``Dear Colleague'' letter, dated
December 5, 2000, addressing DOL processing of grant applications.
Attached to the letter is an application checklist, which provides
information that DOL must have in order to review and certify FTA grant
applications. This letter and attachment can be found at: https://
www.fta.dot.gov/office/public/c0019.html. Questions concerning
protective arrangements and related matters pertaining to transit
employees should be addressed to the Division of Statutory Programs,
Department of Labor, 200 Constitution Avenue, NW., Room N-5411,
Washington, DC 20210; telephone (202) 693-0126, fax (202) 219-5338.
D. Planning
Applicants are encouraged to notify the appropriate State
Departments of Transportation and Metropolitan Planning Organizations
(MPO) in areas likely to be served by equipment made accessible through
funds made available in this program. Those organizations, in turn,
should take appropriate steps to inform the public, and individuals
requiring fully accessible services in particular, of operators'
intentions to expand the accessibility of their services. Incorporation
of funded projects in the plans and transportation improvement programs
of states and metropolitan areas by States and MPOs also is encouraged,
but is not required.
E. Standard Assurances
The Applicant assures that it will comply with all applicable
Federal statutes, regulations, executive orders, FTA circulars, and
other Federal administrative requirements in carrying out any project
supported by the FTA grant. The Applicant acknowledges that it is under
a continuing obligation to comply with the terms and conditions of the
grant agreement issued for its project with FTA. The Applicant
understands that Federal laws, regulations, policies, and
administrative practices might be modified from time to time and affect
the implementation of the project. The Applicant agrees that the most
recent Federal requirements will apply to the project, unless FTA
issues a written determination otherwise. Certifications and Assurances
for grants to be awarded under this program in FY 2008 will be included
in the FTA Certifications and Assurances for FY 2008, which will be
published in the Federal Register at a later date, and made available
for electronic signature in FTA's grants system. Every applicant must
submit Certification 01, ``For Each Applicant.'' Each applicant for
more than $100,000 must provide both Certification 01, and, 02, the
``Lobbying Certification.''
3. Reporting
Post-award reporting requirements include submission of final
Financial Status Report and milestone report, or annual reports for
grants remaining open at the end of each Federal fiscal year (September
30). Documentation is required for payment.
VII. Agency Contact(s)
Contact the appropriate FTA Regional Administrator (see Appendix B)
for application-specific information and issues. For general program
information, contact Blenda Younger, Office of Program Management,
(202) 366-2053, e-mail: blenda.younger@dot.gov. A TDD is available at
1-800-877-8339 (TDD/FIRS).
Issued in Washington, DC, this 10th day of September, 2007.
James S. Simpson,
Administrator.
Appendix A Over-the-Road Bus Accessibility Program Project Proposal
Application (Paper or Electronic Project Narrative)
(See section IV.2 of Federal Register announcement for detailed
explanation of application content).
In addition to OMB Standard Form 424, Application for Federal
Assistance, provide the following information:
1. Applicant Information
A. Company Name:-------------------------------------------------------
B. DUNS Number:--------------------------------------------------------
C. For Notification of Project Selection Contact:----------------------
Name of Individual:----------------------------------------------------
Address:---------------------------------------------------------------
Fax:-------------------------------------------------------------------
Telephone number:------------------------------------------------------
D. Describe Services Provided by Company, including Areas Served:------
E. Intercity Fixed-Route Carriers:-------------------------------------
---- Large/Class I (gross annual operating revenues of $5.3 million
or more).
[[Page 52605]]
---- Small (gross annual revenues of less than $5.3 million).
F. Existing Fleet and Employee Information:
---- Total number of over-the-road buses in fleet.
---- Number of over-the-road buses in fleet used for intercity
fixed-route service.
---- Number of over-the-road buses intercity-fixed-route service
that currently have lifts.
---- Number of over-the-road buses in fleet used for Other Service,
e.g., Charter, Tour, & Commuter.
---- Number of over-the-road buses used in ``other'' service that
currently have lifts.
---- Number of Employees.
G. Estimate of the proportion of service, if any, that is intercity
fixed-route ---- % of services is intercity fixed-route.
H. Describe your technical, legal, and financial capacity to
implement the proposed project. Include evidence of operating
authority.
2. Project Information
A. Federal Amount Requested (Up to 90% Federal Share):
Intercity Fixed Route Service:
$ -------- for -------- New Over-the-road Buses
$ -------- for -------- Retrofits
$ -------- for -------- Employees--Training
Other Service (Commuter, Charter, or Tour)
$ -------- for -------- New Over-the-road Buses
$ -------- for -------- Retrofits
$ -------- for -------- Employees--Training
B. If requesting funding for intercity service, provide evidence of
any of the following that are applicable:
1. The applicant provides scheduled, intercity, fixed route,
over-the-road bus service that interlines with one or more
scheduled, intercity bus operators. Such evidence includes
applicant's membership in the National Bus Traffic Association or
participation in separate interline agreements, and participation in
interline tariffs or price lists issued by, or on behalf of,
scheduled, intercity bus operators with whom the applicant
interlines.
2. The applicant has obtained authority from the Federal Motor
Carrier Safety Administration or the Interstate Commerce Commission
to operate scheduled, intercity, fixed route service.
3. The applicant is included in Russell's Official National
Motor Coach Guide showing that it provides regularly scheduled,
fixed route OTRB service with meaningful connections with scheduled
intercity bus service to more distant points.
4. The applicant maintains a website showing routes and
schedules of its regularly scheduled, fixed route OTRB service and
its meaningful connections to other scheduled, intercity bus
service.
5. The applicant maintains published schedules showing its
regularly scheduled, fixed route OTRB service and its meaningful
connections to other scheduled, intercity bus service.
6. The applicant participates in the International Registration
Plan (IRP) apportionment program.
C. Document Matching Funds, including Amount and Source
D. Describe Project, including Components to be funded (i.e., lifts,
tie-downs, moveable seats or training).
E. Provide Project Time Line, including significant milestones such
as date of contract for purchase of vehicle(s), and actual or
expected delivery date of vehicles.
F. Project Evaluation Criteria
Provide information addressing the following criteria:
The identified need for OTRB accessibility for persons
with disabilities in the areas served by the applicant (20 points).
The extent to which the applicant demonstrated
innovative strategies and financial commitment to providing access
to OTRBs to persons with disabilities (20 points).
The extent to which the over-the-road bus operator
acquired equipment required by DOT's OTRB accessibility rule prior
to the required time frame in the rule (20 points).
The extent to which financing the costs of complying
with DOT's rule presents a financial hardship for the applicant (20
points).
The impact of accessibility requirements on the
continuation of OTRB service with particular consideration of the
impact of the requirements on service to rural areas and for low
income individuals (20 points).
G. Labor Information
List labor organizations that may represent your
employees and all labor organizations that represent the employees
of any transit providers in the service area of the project.
For each local of a nationally affiliated union,
provide the name of the national organization and the number or
other designation of the local union.
For each independent labor organization, provide the
local information, including: Name of organization, address, contact
person, phone and fax numbers.
For transit employee unions in service area of project,
provide information including: Contact person, address, telephone
number and fax number for your company and associated union
information.
Appendix B--FTA Regional Offices
Region I--Massachusetts, Rhode Island, Connecticut, New Hampshire,
Vermont and Maine. Richard H. Doyle, FTA Regional Administrator,
Volpe National Transportation Systems Center, Kendall Square, 55
Broadway, Suite 920, Cambridge, MA 02142-1093, (617) 494-2055.
Region II--New York, New Jersey, Virgin Islands. Brigid Hynes-
Cherin, FTA Regional Administrator, One Bowling Green, Room 429, New
York, NY 10004-1415, (212) 668-2170.
Region III--Pennsylvania, Maryland, Virginia, West Virginia,
Delaware, Washington, DC. Letitia Thompson, FTA Regional
Administrator, 1760 Market Street, Suite 500, Philadelphia, PA
19103-4124, (215) 656-7100.
Region IV--Georgia, North Carolina, South Carolina, Florida,
Mississippi, Tennessee, Kentucky, Alabama, Puerto Rico. Yvette G.
Taylor, FTA Regional Administrator, 230 Peachtree Street, NW., Suite
800, Atlanta, GA 30303, (404) 865-5620.
Region V--Illinois, Indiana, Ohio, Wisconsin, Minnesota, Michigan.
Marisol R. Simon, FTA Regional Administrator, 200 West Adams Street,
Suite 320, Chicago, IL 60606-5232, (312) 353-2789.
Region VI--Texas, New Mexico, Louisiana, Arkansas, Oklahoma. Robert
Patrick, FTA Regional Administrator, 819 Taylor Street, Room 8A36,
Ft. Worth, TX 76102, (817) 978-0550.
Region VII--Iowa, Nebraska, Kansas, Missouri. Mokhtee Ahmad, FTA
Regional Administrator, 901 Locust Street, Suite 404, Kansas City,
MO 64106, (816) 329-3920.
Region VIII--Colorado, North Dakota, South Dakota, Montana, Wyoming,
Utah. Terry Rosapep, Acting FTA Regional Administrator, 12300 West
Dakota Avenue, Suite 310, Lakewood, CO 80228-2583, (720) 963-3300.
Region IX--California, Arizona, Nevada, Hawaii, American Samoa,
Guam. Leslie Rogers, FTA Regional Administrator, 201 Mission Street,
Suite 1650, San Francisco, CA 94105-1831, (415) 744-3133.
Region X--Washington, Oregon, Idaho, Alaska. Richard Krochalis, FTA
Regional Administrator, Jackson Federal Building, 915 Second Avenue,
Suite 3142, Seattle, WA 98174-1002, (206) 220-7954.
[FR Doc. E7-18122 Filed 9-13-07; 8:45 am]
BILLING CODE 4910-57-P