Approval and Promulgation of Implementation Plans; Designation of Areas for Air Quality Planning Purposes; State of California; PM-10; Affirmation of Determination of Attainment for the San Joaquin Valley Nonattainment Area, 49046-49067 [E7-16693]
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49046
Federal Register / Vol. 72, No. 165 / Monday, August 27, 2007 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 52 and 81
[EPA–R09–OAR–2006–0583; FRL–8459–2]
Approval and Promulgation of
Implementation Plans; Designation of
Areas for Air Quality Planning
Purposes; State of California; PM–10;
Affirmation of Determination of
Attainment for the San Joaquin Valley
Nonattainment Area
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
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AGENCY:
SUMMARY: In a final rule published in
the Federal Register on October 30,
2006, EPA determined that the San
Joaquin Valley nonattainment area (SJV
or the Valley) in California attained the
National Ambient Air Quality Standards
(NAAQS) for particulate matter with an
aerodynamic diameter less than or equal
to a nominal 10 micrometers (PM–10).
Since that final determination of
attainment, the State has flagged several
exceedances of the PM–10 standard in
2006 as being caused by exceptional
events, i.e., high winds, and requested
that these data be excluded from
attainment determinations. EPA is
proposing to concur with the State’s
request to flag these exceedances and
thus to exclude that data from use in
determining PM–10 attainment for the
SJV. EPA is also proposing to exclude
from use in determining attainment for
the SJV exceedances recorded at a
monitor located at the Santa Rosa
Rancheria, tribal lands within the
boundaries of the SJV, on two bases:
The exceedances occurred while the
monitor was operating in very close
proximity to construction activities and,
as such, the monitor was not properly
sited during that time for purposes of
comparison to the NAAQS; and the
exceedances were caused by an
exceptional event. EPA is proposing to
concur with the Santa Rosa Rancheria
Tribe’s request to flag these exceedances
as due to an exceptional event. As a
result, EPA is proposing to affirm its
determination that the SJV has attained
the PM–10 standard based on EPA’s
evaluation of quality-assured data
through December 2006. In addition to
providing the public with an
opportunity to comment on EPA’s
evaluation and proposed concurrence
on flagged exceedances that occurred
through the end of calendar year 2006,
EPA is in this proposed rule addressing
issues raised in petitions for
reconsideration and withdrawal of
EPA’s 2006 determination of attainment,
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filed by Earthjustice on behalf of the
Sierra Club, Latino Issues Forum and
others.
DATES: Written comments must be
received on or before September 26,
2007.
ADDRESSES: Submit comments,
identified by docket number EPA–R09–
OAR–2006–0583, by one of the
following methods:
(1) Federal eRulemaking portal:
https://www.regulations.gov. Follow the
on-line instructions.
(2) E-mail: lo.doris@epa.gov.
(3) Mail or deliver: Doris Lo (AIR–2),
U.S. Environmental Protection Agency
Region IX, 75 Hawthorne Street, San
Francisco, CA 94105–3901.
Instructions: All comments will be
included in the public docket without
change and may be made available
online at www.regulations.gov,
including any personal information
provided, unless the comment includes
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute. Information that
you consider CBI or otherwise protected
should be clearly identified as such and
should not be submitted through the
www.regulations.gov or e-mail.
www.regulations.gov is an anonymous
access system, and EPA will not know
your identity or contact information
unless you provide it in the body of
your comment. If you send e-mail
directly to EPA, your e-mail address
will be automatically captured and
included as part of the public comment.
If EPA cannot read your comment due
to technical difficulties and cannot
contact you for clarification, EPA may
not be able to consider your comment.
Docket: The index to the docket for
this action is available electronically at
www.regulations.gov and in hard copy
at EPA Region IX, 75 Hawthorne Street,
San Francisco, California. While all
documents in the docket are listed in
the index, some information may be
publicly available only at the hard copy
location (e.g., copyrighted material), and
some may not be publicly available in
either location (e.g., CBI). To inspect the
hard copy materials, please schedule an
appointment during normal business
hours with the contact listed directly
below.
FOR FURTHER INFORMATION CONTACT:
Doris Lo, EPA Region IX, (415) 972–
3959, lo.doris@epa.gov.
SUPPLEMENTARY INFORMATION:
Throughout this document, wherever
‘‘we,’’ ‘‘us,’’ or ‘‘our’’ are used, we mean
EPA.
Table of Contents
I. Background
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II. EPA’s Proposed Actions
III. Summary of Litigation and
Administrative Proceedings
IV. EPA’s Exceptional Events Rule
V. EPA’s Evaluation of Flagged Exceedances
A. September 22, 2006 Exceedances at
Corcoran, Bakersfield and Oildale
1. Procedural Requirements
2. Technical Criteria
3. Mitigation Requirements
B. October 25, 2006 Exceedances at
Corcoran and Bakersfield
1. Procedural Requirements
2. Technical Criteria
3. Mitigation Requirements
C. December 8, 2006 Exceedances at
Corcoran and Bakersfield
1. Procedural Requirements
2. Technical Criteria
3. Mitigation Requirements
VI. EPA Evaluation of September 14,
September 20 and October 26, 2006
Exceedances Recorded at the Santa Rosa
Rancheria
A. Evaluation Under Principles Established
in 40 CFR Part 58, Appendix E
B. Evaluation Under the Exceptional
Events Rule
1. Procedural Requirements
2. Technical Criteria
3. Mitigation Requirements
VII. Summary of Exceedances from 2004
through 2006
VIII. Petitions for Reconsideration and
Withdrawal
A. Winds and Wildfires on September 22
and October 25, 2006
B. Notice/Comment on September 22 and
October 25, 2006 Exceedances
C. Wind Conditions in the Valley
D. EPA’s Natural Events Policy
1. BACM Implementation
2. District’s Natural Events Action Plan
E. Harvest Activities
F. Exceedances at Corcoran and Stockton
in 2004, Bakersfield in 2005 and the
Santa Rosa Rancheria in 2006
IX. Statutory and Executive Order Reviews
I. Background
On October 17, 2006, EPA finalized
its determination that the SJV attained
the NAAQS for PM–10, and on October
30, 2006, EPA published this
determination in the Federal Register.
71 FR 63642. This determination was
based upon monitored air quality data
for the PM–10 NAAQS 1 during the
years 2003–2005 and all available
quality-assured data through July 31,
2006. For a more detailed discussion of
the related background for the SJV,
please refer to the proposed and final
rules at 71 FR 40952 (July 19, 2006) and
71 FR 63642. Shortly before EPA issued
the determination of attainment, EPA
learned of preliminary data indicating
that exceedances had occurred on
1 EPA’s final determination of attainment
addressed both the 24-hour and annual PM–10
standards; however, on October 17, 2006, effective
on December 18, 2006, EPA revoked the annual
PM–10 standard. 71 FR 61144.
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September 22, 2006, at several monitors,
and that the State intended to flag 2
them as caused by natural events and to
request that EPA concur with these
flags. EPA stated that because the data
were preliminary and because they may
qualify as natural events, EPA would
proceed with its determination of
attainment at that time. EPA further
indicated that once quality-assured data
were available EPA would review those
data and consider whether the
determination of attainment should be
withdrawn.
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Since the October 2006 final
determination of attainment, EPA has
obtained information regarding the PM–
10 exceedances summarized in Table 1,
which were recorded at various
monitors within the boundaries of the
SJV:
TABLE 1.—SUMMARY OF EXCEEDANCES EVALUATED FOR TODAY’S PROPOSED RULE
Concentration
(µg/m3)
Date of exceedance
Monitor location (type(s))
September 22, 2006 ...................................
Corcoran (FRM, FEM)* ..................................................................................................
Bakersfield-Golden (FRM, FEM) ...................................................................................
Oildale (FRM) .................................................................................................................
Corcoran (FEM) .............................................................................................................
Bakersfield-Golden State Highway (FEM) .....................................................................
Corcoran (FEM) .............................................................................................................
Bakersfield-Golden State Highway (FEM) .....................................................................
Santa Rosa Rancheria (FRM) .......................................................................................
Santa Rosa Rancheria (FRM) .......................................................................................
Santa Rosa Rancheria (FRM) .......................................................................................
October 25, 2006 .......................................
December 8, 2006 ......................................
September 14, 2006 ...................................
September 20, 2006 ...................................
October 26, 2006 .......................................
215, 261
157, 170
162
304
193
162
213
190
158
157
* FRM = Federal Reference Method; FEM = Federal Equivalent Method.3
In this proposed rule, EPA is
proposing to concur with the State’s
request to flag exceedances of the PM–
10 standard within the SJV on
September 22, October 25 and December
8, 2006 as being caused by exceptional
events, i.e., high winds, and thus to
exclude these data from use in
determining PM–10 attainment for the
SJV. EPA is also proposing to exclude
exceedances recorded at the Santa Rosa
Rancheria, tribal lands within the SJV,
on September 14, September 20 and
October 26, 2006 from use in
determining attainment for the SJV, on
two bases: (1) The exceedances occurred
while the monitor was operating in very
close proximity to construction
activities and, as such, the monitor was
not properly sited during that time for
purposes of comparison to the NAAQS;
and (2) the exceedances were caused by
an exceptional event, i.e., construction
activity in very close proximity to the
monitor. The Tribe has flagged those
exceedances, and EPA is proposing to
concur with those flags.
As a result, EPA is proposing to affirm
its October 2006 attainment
determination based on its evaluation of
quality-assured data from September 14
through December 31, 2006. After
receiving and considering all relevant
public comments on our proposed rule,
we will publish our final determination
as to whether we will concur with the
State’s and Tribe’s requests to flag the
exceedances discussed above as affected
by exceptional events and to exclude
them from consideration in our
attainment determination. We will also
publish our determination as to whether
we will exclude the exceedances at the
Santa Rosa Rancheria as a result of the
monitor siting. EPA is not taking
comment in these proposed actions on
any issues that were the subject of the
2006 attainment determination
rulemaking except to the extent that
they affect EPA’s ability to determine
that the SJV continued to attain the PM–
10 standard through 2006.
In this proposed rule we are also
addressing relevant issues raised in the
petition for reconsideration and petition
to withdraw the determination of
attainment filed by the Latino Issues
Forum and others.
In our 2006 attainment determination
we stated that if, after the September 22,
2006 data were quality-assured, and
after further evaluating the State’s
request for exclusion of these data, we
determine that the data do not qualify
for exclusion and we believe that if
included that they would establish that
the area is in violation of the NAAQS,
EPA would proceed with appropriate
rulemaking action to withdraw its
determination of attainment. 71 FR
63642. Both EPA’s natural/exceptional
events policies and its exceptional
events rule anticipate that the Agency
will concur or nonconcur on a state’s
request to exclude data by letter rather
than rulemaking.
2 Once air quality data have been submitted to
EPA, it is possible to ‘‘flag’’ specific values for
various purposes. ‘‘Data flagging’’ refers to the act
of making a notation in a designated field of an
electronic data record. The principal purpose of the
data flagging system in the Air Quality System
(AQS) data base is to identify those air quality
measurements for which special attention or
handling is warranted. These include, but are not
limited to, those measurements that are influenced
by exceptional events. See 71 FR 12592, 12598
(March 10, 2006).
3 A federal reference method (FRM) is an air
sample collection and analysis method which
follows the procedures detailed in the appendices
to 40 CFR part 50. A federal equivalent method
(FEM) is an air sampling collection and analysis
method which does not follow the reference
procedures in 40 CFR part 50, but has been certified
and designated by the EPA as obtaining
‘‘equivalent’’ results.
On April 24, 2007, the State
submitted to EPA documentation
supporting its claim that the September
22, 2006 exceedances were caused by
high winds and wildfires. This
submittal was supplemented with
additional documentation on July 10,
2007. On May 1, 2007, the State
submitted to EPA documentation
supporting its claim that the October 25,
2006 exceedances were caused by high
winds. On June 12, 2007, the State
submitted to EPA documentation
supporting its claim that the December
8, 2006 exceedances were caused by
high winds. The State believes that all
of these exceedances qualify as natural
events and that the data should thus be
excluded from consideration in the
attainment determination.
On July 9, 2007, EPA met with a
representative of the Santa Rosa
Rancheria EPA to discuss exceedances
recorded on September 14, September
20 and October 26, 2006. The Tribe has
flagged these exceedances as being
caused by an exceptional event related
to construction activities and EPA has
compiled documentation to support that
claim.
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II. EPA’s Proposed Actions
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Generally we would initiate
rulemaking following an attainment
determination for an area only if we had
preliminarily concluded that a
withdrawal of that determination would
be appropriate. That is not the case here.
However, in this instance both because
EPA had indicated in its final action
that it would reassess the attainment
determination once it had qualityassured data for the September 22, 2006
exceedances and because of the issues
raised by the petitions pending before
the Agency and discussed below, we are
proposing to concur with the State’s and
Tribe’s requested flags and affirm our
2006 attainment determination via
notice and comment rulemaking.
Because we generally make
determinations of attainment on a
calendar year basis, our proposed rule
addresses quality assured exceedances
from September 14 through December
31, 2006. Moreover the petitions address
exceedances within this timeframe.
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III. Summary of Litigation and
Administrative Proceedings
Earthjustice filed three petitions
related to EPA’s determination of
attainment for the SJV. On December 27,
2006, Earthjustice, on behalf of Latino
Issues Forum, Medical Advocates for
Healthy Air and Sierra Club, filed in the
U.S. Court of Appeals for the 9th Circuit
a petition for review of EPA’s October
2006 determination under the Clean Air
Act that the SJV has attained the PM–
10 standard. Latino Issues Forum v.
EPA, No. 06–75831 (9th Cir.). On
December 29, 2006, Earthjustice also
filed with EPA a petition for
reconsideration of our attainment
determination. In the petition,
Earthjustice alleges, among other things,
that EPA improperly ignored September
22, 2006 PM–10 exceedances in the SJV
that were not subject to public notice
and comment. Finally, on March 21,
2007, Earthjustice filed a petition for
withdrawal of our attainment
determination. In this petition,
Earthjustice alleges that the attainment
determination must be withdrawn
because, among other things, the
exceedances that occurred in September
and October 2006 do not qualify as
exceptional events. EPA addresses
issues raised in both of these
administrative petitions in this
proposed rule.
IV. EPA’s Exceptional Events Rule
On March 22, 2007, EPA issued a
final rule governing the review and
handling of air quality data influenced
by exceptional events. 72 FR 13560. The
rule became effective on May 21, 2007
and implements section 319 of the CAA,
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as amended by section 6013 of the Safe
Accountable Flexible EfficientTransportation Equity Act: A Legacy for
Users (SAFE–TEA–LU) of 2005. In the
rule, EPA establishes procedures and
criteria related to the identification,
evaluation, interpretation, and use of air
quality monitoring data related to the
ozone and particulate matter NAAQS
where states petition EPA to exclude
data that are affected by exceptional
events from certain regulatory actions
under the CAA. The rule is codified at
40 CFR 50.1, 50.14, and 51.920. 72 FR
at 13580–13581.
In the preamble to the final rule, EPA
also addresses its applicability to Indian
Tribes. Where, as here, the Santa Rosa
Rancheria Tribe operates an air quality
monitor only in order to gather data for
informational purposes but does not
implement other programs such as
mitigating the effects of exceptional
events, it is EPA’s responsibility to
ensure that any exclusion or
discounting of data in Indian country
areas comports with the rule’s
procedures and requirements. EPA
intends to work with tribes on the
implementation of the rule. 72 FR at
13563.
In 1986 and 1996 EPA issued
guidance to address the use of data
influenced by exceptional and natural
events: ‘‘Guidance on the Identification
and Use of Air Quality Data Affected by
Exceptional Events’’ (July 1986) and
‘‘Areas Affected by PM–10 Natural
Events,’’ May 30, 1996. CAA Section
319, as amended by SAFE–TEA–LU,
states that these guidance documents
continue to apply until the effective
date of a final regulation promulgated
under section 319(b)(2). See CAA
Section 319(b)(4). SAFE–TEA–LU did
not however address those situations
where EPA had not made a
determination prior to the effective date
of the rule whether an exceptional event
had occurred after a state had flagged
data and submitted a demonstration in
a timely manner to show that such data
reflected NAAQS exceedances that were
caused by an exceptional event. In these
circumstances, EPA believes that in the
interests of equity and administrative
efficiency, a state seeking to exclude
data affected by exceptional events
should, for a limited period of time, be
able to choose to comply with either the
provisions of the rule or those of the
guidance documents for a limited
period of time. This approach would
have some advantages, such as allowing
the state to avoid duplicating its
demonstration process and completing
the decisionmaking process already
underway. EPA believes that it is
reasonable to use this approach until
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December 31, 2007 to complete the
transition from the policies to the rule.
However, unless the state in the
circumstances described above,
specifically requests that EPA evaluate a
natural or exceptional event
demonstration under the guidance
documents, EPA will presume that the
rule applies.
Under 40 CFR 50.14(j), an
‘‘exceptional event,’’ with specified
exceptions not relevant here, is defined
as one ‘‘that affects air quality, is not
reasonably controllable or preventable,
is an event caused by human activity
that is unlikely to recur at a particular
location or a natural event, and is
determined by the Administrator in
accordance with 40 CFR 50.14
[‘treatment of air quality monitoring
data influenced by exceptional events’]
to be an exceptional event.’’ A ‘‘natural
event’’ is defined as one ‘‘in which
human activity plays little or no direct
causal role.’’ 40 CFR 50.14(k).4
The rule establishes a multi-step
process for identification by states,
tribes and local agencies of data and
submission of the requisite
demonstrations to EPA. 72 FR at 13571.
In short, a state must notify EPA of its
intent to exclude measured exceedances
of a NAAQS as being due to an
exceptional event by ‘‘flagging’’ the data
in EPA’s AQS database. 40 CFR
50.14(c)(2)(i). For PM–10, the state
should submit the flags, accompanied
by an initial description of the event, by
July 1st of the calendar year following
the year in which the flagged
measurement occurred. 40 CFR
50.14(c)(2)(iii). A state that has flagged
data as being due to an exceptional
event and is requesting its exclusion
must, after notice and opportunity for
public comment, submit a
demonstration that to EPA’s satisfaction
shows that the flagged event caused a
specific concentration in excess of the
NAAQS at the particular location to
justify data exclusion. This
demonstration must be submitted to
EPA within 3 years of the calendar
quarter following the event, but no later
than 12 months prior to an EPA
regulatory decision. A state must submit
the public comments it received along
with its demonstration to EPA. 40 CFR
50.14(c)(3)(i).
4 In the preamble to the final rule, EPA discusses
specific types of natural events, including high
wind events (i.e., those that affect ambient
particulate matter concentrations through the
raising of dust or through the re-entrainment of
material that has been deposited). See 72 FR at
13565–13566 and 13576–13577. EPA’s
interpretation of the rule with respect to high winds
is addressed in section V. below.
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In the preamble to the final rule, EPA
explained that it will generally review
the state’s demonstration and provide a
concurrence or nonconcurrence on the
flag in the AQS database within 60 days
of the state’s complete submission. EPA
expects that, in most cases, this time
period should be sufficient to review
and provide a concurrence or
nonconcurrence regarding a state’s
request to exclude data affected by an
exceptional event. However, for more
complex demonstrations, EPA may
require additional time to make its
decision and will notify the state of the
additional time required. 72 FR at
13571. Upon its concurrence on a flag,
EPA will exclude the data from use in
determinations of NAAQS exceedances
and violations. 40 CFR 50.14(b).
The requirements for the
demonstration to justify data exclusion
that the state must submit, in this
instance, to EPA are set forth at 40 CFR
50.14(a), (b)(1), and (c)(3)(iii). In order to
be considered for exclusion, the state
must show that the event satisfies the
criteria in section 50.1(j), there is a clear
causal connection between the
exceedances and the claimed
exceptional event, the event is
associated with measured concentration
in excess of normal historical
fluctuations including background and
there would have been no exceedance
‘‘but for’’ the event. 40 CFR
50.14(c)(iii)(A)–(D).
One of the requirements of section
50.1(j) is that the exceptional event must
be shown to affect air quality, which is
met by establishing that the event is
associated with a measured exceedance
in excess of normal historical
fluctuations, including background. 40
CFR 50.14(c)(iii)(B). In addition, as
noted above there must be a clear causal
relationship between the measurement
under consideration and the event that
is claimed to have affected the air
quality in the area. 40 CFR
50.14(c)(iii)(C). Air quality impact and
causal connection may be shown
through a number of methods including
modeling and speciation analysis. EPA
will evaluate whether an event affected
air quality and caused a particular
concentration using the weight of
available evidence and considering the
historical frequency of such measured
concentrations. States must compare
contemporary concentrations with
distribution of historical values and
these may be presented on a seasonal or
other temporal basis. 40 CFR 50.14(a)(2)
and (c)(3)(iii)(A) and (C); 72 FR at
13569.
Also, air quality data may not be
excluded except where states, tribes, or
local agencies show, through a weight of
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evidence approach, that exceedances or
violations of applicable standards
would not have occurred ‘‘but for’’ the
influence of exceptional events. 40 CFR
50.14(c)(3)(iii)(D). 72 FR at 13570–
13571. Finally, states must demonstrate
that they have provided an opportunity
for public comment and must submit
any public comments it received to
EPA. 40 CFR 50.14(c)(3)(i) and (iv).
States, tribes, or local agencies must
also demonstrate that the claimed
exceptional event meets the other
requirements of § 50.1(j)—that the event
is not reasonably preventable or
controllable and that the event is either
caused by human activity that is
unlikely to recur at a particular location
or is a natural event. In this instance,
the claimed events are high winds, i.e.
natural events, and construction, i.e., an
event caused by human activity that is
unlikely to recur at the particular
location.
In order to concur on a state’s request
to exclude data, EPA must determine
that the state’s submission is complete
and demonstrates to EPA’s satisfaction
that the exceptional event caused the
exceedances. Although states must meet
the minimum requirements (e.g. ‘‘but
for’’ test), EPA did not specify a
minimum level of documentation in the
rule because the facts and circumstances
could vary depending on, among others,
meteorology, and geography. Instead,
EPA illustrated through examples the
kind of information that states could
consider in meeting the demonstration
requirements of the rule. In describing
the documentation process and
requirement, EPA also stated that
acceptable documentation would be
determined through consultation with
the EPA regional offices. 72 FR at 13573.
Finally, under 40 CFR 51.930, a state
requesting to exclude air quality data
due to exceptional events must take
appropriate and reasonable actions,
including public notification, public
education and implementation of
measures, to protect public health from
exceedances or violations of the
NAAQS.
V. EPA’s Evaluation of Flagged
Exceedances
The State and Tribe have not
specifically requested that EPA evaluate
the September 14 through December 31,
2006 exceedances (which occurred
before the effective date of the
Exceptional Events Rule) under EPA’s
natural events policy or exceptional
events policy. Therefore we are
evaluating the State’s submittals and the
Santa Rosa Rancheria exceedances
under the Exceptional Events Rule to
determine whether they meet both the
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procedural requirements and the
technical criteria for showing that the
exceedances are exceptional. We will
discuss whether the State’s submittal
and the exceedances at Santa Rosa
Rancheria meet each of these
requirements and criteria separately. For
each of the exceedances being discussed
in today’s proposal, EPA bases its
evaluation on the procedural
requirements and technical criteria and
mitigation requirements of the
Exceptional Events Rule, as discussed
above and summarized below:
Procedural Requirements:
• Data are flagged in EPA’s AQS
database.
• Public had an opportunity to review
and comment on the state’s
documentation.
• The documentation was submitted
to EPA.
• EPA concurs with the state’s
demonstration.
Technical Criteria:
• The state must show that the event
satisfies the criteria in 40 CFR 50.1(j).5
• There is a clear causal connection
between the exceedance and the
claimed exceptional event.
• The event is associated with
measured concentration in excess of
normal historical fluctuations including
background.
• There would have been no
exceedances ‘‘but for’’ the event.
Mitigation Requirements:
• Provide for prompt public
notification of exceedance events.
• Provide for public education on
how to minimize exposure.
• Provide for the implementation of
appropriate measures to protect the
public.
A. September 22, 2006 Exceedances at
Corcoran, Bakersfield, and Oildale
The 24-hour PM–10 NAAQS was
exceeded at three monitoring locations
on September 22, 2006: The Corcoran
monitoring site recorded concentrations
of 215 µg/m3 and 261 µg/m3 with a FRM
sampler and a FEM automated
continuous analyzer,6 respectively; the
5 Section 50.1(j) provides the regulatory definition
of an exceptional event. ‘‘Exceptional event’’ means
an event that affects air quality, is not reasonably
controllable or preventable, is an event caused by
human activity that is unlikely to recur at a
particular location or a natural event, and is
determined by the Administrator in accordance
with 40 CFR 50.14 to be an exceptional event. It
does not include stagnation of air masses or
meteorological inversions, a meteorological event
involving high temperatures or lack of
precipitation, or air pollution relating to source
noncompliance.
6 The FEM monitor currently operated at the
Corcoran site is an automated continuous analyzer
known as a Tapered Element Oscillating
Microbalance (TEOM).
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Bakersfield-Golden State Highway
monitoring site recorded concentrations
of 157 µg/m3 and 170 µg/m3 with its
FRM sampler and FEM (TEOM)
analyzers, respectively; and the Oildale
monitoring site recorded a
concentration of 162 µg/m3 with its
FRM sampler.
The State concludes that three sources
of PM–10 contributed to exceedances of
the 24-hour PM–10 NAAQS on this day:
Wind-entrained dust from sources in the
central and southern SJV, which is
identified as the primary source of PM–
10; wind-entrained dust from regional
sources from the northern SJV; and
emissions related to several wildfires
which are identified as secondary
sources of PM–10.7 Based on the
evidence submitted, EPA agrees with
the State’s demonstration that high
wind-entrained dust from sources in the
central and southern SJV caused the
exceedances at the three monitoring
locations on September 22, 2006.
We do not however agree with the
State that emissions from wildfires or
regionally transported dust from the
northern SJV were significant
contributors.
After evaluating the State’s
demonstration under the technical
criteria established in the Exceptional
Events Rule, EPA finds that for the
Corcoran, Bakersfield and Oildale areas,
the State does not demonstrate that
emissions from wildfires had a
significant impact on the PM–10
concentrations recorded on September
22, 2006. None of the fires cited in the
documentation was within the
boundaries of the SJV. Further, an
independent review of PM–2.5
speciation data collected at Bakersfield
and Fresno on the days preceding and
after September 22 shows no unusual
concentrations of carbon. See https://
www.epa.gov/cgi-bin/htmSQL/
mxplorer/query_spe.hsql. If the fires had
had a significant effect on PM–10
concentrations, there would have been
evidence of increased carbon (one of the
chemical constituents of wood smoke)
in the speciation data. The
documentation submitted by the State
includes mostly anecdotal evidence of
the wildfires’ impact and satellite
photographs showing smoke over parts
of California. The anecdotal evidence
consists of newspaper reports of
reduced visibility due to smoke and the
odor of wood smoke, as well as
observations from trained weather
observers at Lemoore Naval Air
7 ‘‘Natural
Event Documentation, Corcoran,
Oildale, and Bakersfield, California, September 22,
2006’’, April 20, 2007 (NED for September 22, 2006)
at 10.
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Station.8 EPA finds that the
documentation lacks data linking the
fires to the concentrations given the
distance of the fires and the lack of
corroborating speciation data and
satellite photographs of the smoke, and
newspaper reports do not rise above
general or anecdotal evidence to
establish a clear causal relationship
between the exceedances on September
22, 2006 and the emissions from
wildfires.
Similarly, EPA believes that the
State’s documentation that regional
sources of entrained dust impacted
monitors in the Corcoran and
Bakersfield areas does not show a clear
causal relationship between the
exceedances and regional transport of
PM–10 from the northern SJV. EPA
bases this conclusion on its review of
the documentation which indicates that
while there were high hourly averaged
winds and gusts in the northern central
valley of California, the State did not
present any facts, corroborating
evidence or any convincing argument to
demonstrate how PM–10 from this area
could have reached the southern SJV in
concentrations sufficient to contribute
to an exceedance of the 24-hour PM–10
NAAQS.
Because EPA does not agree with the
State’s conclusions with respect to
regional transport of PM–10 from the
northern SJV and with respect to
wildfires, in the following discussion
regarding the September 22, 2006
exceedances we refer only to the State’s
conclusion that these exceedances were
caused by wind-entrained dust from
sources in the central and southern SJV.
1. Procedural Requirements
a. Data Are Flagged in EPA’s AQS
Database
All of the September 22, 2006
exceedances were flagged in EPA’s AQS
database as of July 2007.
b. Public Had an Opportunity To
Review and Comment on the State’s
Documentation
In February 2007, the SJV Air
Pollution Control District (SJVAPCD or
District) notified the public in local
newspapers and on its Web site of the
availability of the document entitled
‘‘Natural Event Documentation, High
Winds, Corcoran and Bakersfield,
California, September 22, 2006,’’ SJV
Unified Air Pollution Control District,
February 2007 and requested public
comments by March 5, 2007.
The SJVAPCD subsequently revised
the February 2007 document and
8 NED for September 22, 2006 at 11, Table 3, 14
and 37–44.
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submitted to the California Air
Resources Board (CARB) ‘‘Natural Event
Documentation, Corcoran, Oildale and
Bakersfield, California, September 22,
2006,’’ SJV Unified Air Pollution
Control District, April 20, 2007 (NED for
September 22, 2006) and posted it on its
Web site.
SJVAPCD thereafter provided
additional information to CARB in
‘‘Addendum, Natural Event
Documentation, Corcoran, Oildale and
Bakersfield, California, September 22,
2006,’’ SJV Unified Air Pollution
Control District, May 23, 2007 (NED
Addendum for September 22, 2006) and
posted it on its Web site.
The District indicated that no public
comments were received during the
public process.
c. The Documentation Was Submitted to
EPA
The NED for September 22, 2006 and
the NED Addendum for September 22,
2006 were subsequently submitted by
the State to EPA on April 24, 2007 and
July 10, 2007, respectively, and are the
documents upon which EPA is basing
its evaluation below.
d. EPA Concurs With the State’s
Demonstration
In this proposed rule, EPA is
proposing to concur with the State’s
demonstration in the NED for
September 22, 2006 and the NED
Addendum for September 22, 2006 that
high wind-entrained dust from the
central and southern SJV caused the
exceedances at the three monitoring
locations on September 22, 2006.
2. Technical Criteria
a. Did this event satisfy the criteria in
section 50.1(j) of the Rule?
The State needs to show that the
September 22, 2006 event, windentrained dust from sources in the
central and southern SJV, affected air
quality in the Corcoran and Bakersfield
areas,9 was not reasonably controllable
or preventable, was a natural event, and
is determined by EPA through the
process established in the Rule to be an
exceptional event. We believe the State
has supported its claims that winddriven dust from sources of PM–10 in
the central and southern SJV was the
cause of the September 22, 2006
exceedances, as discussed in detail
below.
9 The Bakersfield-Golden State Highway and
Oildale monitors are approximately 3.5 miles apart.
For the purposes of this discussion, the analysis for
the Bakersfield-Golden State Highway and Oildale
monitors is the same.
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i. Affected Air Quality
For an event to qualify as an
exceptional event, the state must show
that the event affected air quality. This
criterion can be met by establishing that
the event is associated with a measured
exceedance in excess of normal
historical fluctuations, including
background, and there is a causal
connection between the event and the
exceedance. The demonstration of a
clear causal relationship is necessary to
establish that the event affected air
quality and is also a separate statutory
requirement as discussed above.
In the NED for September 22, 2006
and the NED Addendum for September
22, 2006, the State provides
documentation that the measured
exceedances on September 22, 2006
were in excess of normal historical
fluctuations. See subsection c. below.
The State also establishes a causal
connection between the high winds
recorded at Lemoore and the high
concentrations recorded at the Corcoran,
Bakersfield, and Oildale monitors. The
State’s demonstration of the clear causal
relationship between the event and the
exceedances on this day is discussed in
greater detail in subsection b. below.
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ii. Not Reasonably Controllable or
Preventable
Section 50.1(j) of the Exceptional
Events Rule requires that for an event to
qualify as an exceptional event, whether
natural or anthropogenic, a state must
show that the event was not reasonably
preventable or controllable. Here this
requirement is met by demonstrating
that despite reasonable and appropriate
measures in place, the September 22,
2006 wind event caused the
exceedances. During this event there
were no other unusual dust-producing
activities occurring in the SJV and
anthropogenic emissions were
approximately constant before, during
and after the event. In addition, the
State shows that reasonable and
appropriate measures were in place,
including Regulation VIII (the District’s
general fugitive dust rules) and Rule
4550 which limits fugitive dust
emissions specifically from agricultural
operations through Conservation
Management Practices.10 Moreover, EPA
has approved the District’s best
available control measure (BACM)
demonstration for all significant sources
of PM–10 in the SJV as meeting CAA
section 189(b)(1)(B).11
10 NED
for September 22, 2006 at 32.
FR 30006, 30035 (May 26, 2004); 71 FR 7683
(February 14, 2006).
11 69
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iii. Was a Natural Event
In the preamble to the Exceptional
Events Rule EPA states that ambient
particulate matter concentrations due to
dust being raised by unusually high
winds will be treated as due to
uncontrollable natural events where (1)
the dust originated from
nonanthropogenic sources, or (2) the
dust originated from anthropogenic
sources within the State, that are
determined to have been reasonably
well-controlled at the time that the
event occurred, or from anthropogenic
sources outside the State. 72 FR at
13576. In the preamble EPA also
explains that ‘‘[s]tates must provide
appropriate documentation to
substantiate why the level of wind
speed associated with the event in
question should be considered unusual
for the affected area during the time of
year that the event occurred.’’ Id. at
13566.
On September 22, 2006, the windentrained dust originated from
anthropogenic sources within
California, i.e., from usual dustgenerating activities such as agricultural
and industrial operations.12 We discuss
the fugitive dust control measures in
place in the SJV on September 22 above.
With respect to the wind speed, EPA
concurs with the State’s demonstration
that the wind speeds in the central SJV
were unusually high on September 22,
2006.13 Meteorological data show that
the winds at Lemoore reached speeds of
29 mph with gusts of approximately 40
mph. According to the State, the
Department of Water Resources’ extreme
annual wind statistics indicate that the
mean annual peak gust for Lemoore is
42 mph.14 Thus wind gusts observed at
Lemoore were unusually high because
they are close to the typical highest
annual value of 42 mph. The State also
provides documentation that shows that
winds of approximately 18 mph will
entrain and transport dust.15 Winds
greater than this speed occurred at
Lemoore and Kettleman Hills, and were
responsible for transporting this
entrained dust. Meteorological data
indicate that the wind direction was
from the north and northwest and hence
the entrained dust at that wind speed
was transported towards Corcoran.
Winds at Corcoran were not as intense
during the peak hours at Lemoore. Table
12 NED
for September 22, 2006 at 32–33.
for September 22, 2006 at 29; NED
Addendum for September 22, 2006 at section 4.
14 NED for September 22, 2006 at 29.
15 NED for September 22, 2006 at 13; David Bush,
T&B Systems Contribution to CRPAQS Initial Data
Analysis of Field Program Measurements, Final
Report Contract 2002–06PM Technical & Business
Systems, Inc., November 9, 2004 (Bush Report).
49051
3 of the State’s submittal indicates the
winds at Corcoran at 10 a.m. were 9
mph with gusts to 12 mph.16 These
wind speeds, though not sufficient to
erode dust, were sufficient to keep the
entrained and transported dust from the
high winds at Lemoore suspended for
the period during which the
exceedances occurred.
iv. Determined by EPA To Be an
Exceptional Event
Finally, EPA must determine through
the process established in the
Exceptional Events Rule whether an
exceptional event occurred. We believe
that the State has met the procedural
requirements of the rule including
flagging of the data, submission of
demonstration, evidence of the public
opportunity to review and comment on
the demonstration and mitigation
requirements as discussed in section
V.A.1. and 3. of this proposed rule. We
further believe that the State has also
met the technical criteria in the
Exceptional Events Rule as discussed in
section V.A.2. Therefore, we are
proposing to concur with the State’s
determination that an exceptional event,
i.e., a high wind event, occurred
resulting in the exceedances on
September 22, 2006.17
b. Does the State’s documentation show
a clear causal connection between the
exceedances and the claimed
exceptional event?
Under 40 CFR 50.14(c)(3)(iii)(B), a
state’s demonstration must establish a
clear causal relationship between the
measured exceedance and the claimed
exceptional event. In addressing this
requirement for the September 22, 2006
exceedances, the State identifies a
source region for the PM–10, an area
northwest of Corcoran around the area
of Lemoore. The State provides a
convincing demonstration showing that
the winds in the area of the central SJV
were of sufficient speeds to erode soils
and entrain dust and that the wind
direction moved the PM–10 southeast
towards Corcoran and further to the
Bakersfield area.
Meteorological measurements in
Lemoore show that this area had the
highest hourly averaged winds in the
SJV that day, peaking at 10 a.m. with a
speed of 29 mph from the NNW and
gusts at the same time reaching 37
13 NED
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16 NED Addendum for September 22, 2006 at 11,
Table 3.
17 Generally EPA concurs or nonconcurs by letter
with requests to flag data as caused by exceptional
events. See our explanation in section II. above
regarding why we are proceeding by a rulemaking
here.
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mph.18 Lemoore is approximately 25
miles northwest of Corcoran.
Meteorological measurements were also
obtained from a site at Kettleman Hills,
which showed a peak hourly wind at 11
am of 20 mph from the NNW with gusts
up to 32 mph.19 Kettleman Hills is
approximately 28 miles west of
Corcoran. The wind speed, direction,
time and distance from monitors
indicate that the high winds at Lemoore
entrained the dust carrying it toward
Corcoran.20 The State cites a 2002
California Regional PM–10/PM–2.5 Air
Quality Study (2002 CRPAQS study)
that established a dust-generating wind
speed threshold of 17.8 mph to support
its conclusion that these wind speeds
were sufficient to erode soils and
entrain dust into the atmosphere as well
as to exacerbate the entrainment of dust
from the anthropogenic activities.21
At about 9:30 a.m. and 10:30 a.m. the
District received complaints about dust
emissions in Lemoore.22 This was at the
time of peak winds in Lemoore. The
District followed up on the complaints
but did not issue notices of violation.
The State indicates that there were PM–
10 generating activities in the area of
Lemoore on the morning of September
22, 2006 but that these activities were
typical for the area and subject to the
District’s fugitive dust regulations.23
The State shows a clear relationship
between the wind speeds at Lemoore
and Kettleman Hills and increased
concentrations at the Corcoran
monitoring site. The documentation
clearly shows that as hourly average
wind speeds increased at the three
meteorological sites, hourly
concentrations at Corcoran also
increased. The peak hourly
concentrations at Corcoran were at 10
a.m. and 11 a.m. (725 µg/m3 and 695 µg/
m3, respectively).24 These
concentrations coincide with the
highest winds at Lemoore and
Kettleman Hills.
The winds at Corcoran showed the
same pattern of increasing wind speeds
but at a lower intensity. Hourly average
winds at Corcoran peaked at 8 a.m. at
11 mph with a peak average minute gust
of 15 mph. While these wind speeds
were not high enough to erode and
entrain soil, based on the wind speed
threshold referenced above, they were
sufficient to keep the coarse particles
suspended in the atmosphere. The
18 NED
for September 22, 2006 at 11, Table 3.
winds were also consistently from the
northwest, which demonstrates that the
coarse particles which impacted
Corcoran originated in the areas
northwest of the monitor, e.g. Lemoore
where the winds were unusually high.
Using the threshold wind speed in the
2002 CRPAQS study, the State shows
that most of the PM–10 was generated
upwind of the Corcoran site and then
transported to the Corcoran area.25
Based on available data, wind speeds at
Corcoran were not high enough to
generate dust on their own but were
high enough to sustain the entrainment
of PM–10 from upwind areas.
The wind-driven dust from sources in
the central and southern SJV, beginning
in Lemoore, also impacted the
Bakersfield area on September 22, 2006.
The State provides the analysis and
supporting information needed to
demonstrate that the winds between the
Corcoran and Bakersfield areas were of
sufficient intensity to transport the
plume of PM–10 from Corcoran to the
Bakersfield and Oildale monitors. The
Bakersfield area monitors began to
record hourly concentrations in excess
of the level of the 24-hour PM–10
NAAQS two hours after the peak
Corcoran hourly PM–10 concentration,
with the Bakersfield hourly PM–10
concentrations peaking five hours after
the Corcoran peak hourly PM–10
concentration. In order to transport a
plume of dust from Corcoran to the
Bakersfield area, approximately 55
miles, wind speeds would have to
average approximately 11 mph in order
for the maximum amount of PM–10 to
impact the Bakersfield area monitors
five hours later.26 The winds at
Alpaugh, which is located between
Corcoran and Bakersfield, averaged 11
mph.27 As would be expected, the
concentration of PM–10 in the
Bakersfield area was lower than in
Corcoran, but still significant enough to
exceed the NAAQS. The lower PM–10
concentrations at Bakersfield are likely
due to the dispersion of the dust plume
and possibly deposition of a portion of
the dust particles along the path from
the Corcoran area to Bakersfield.
The State’s demonstration for
September 22, 2006 includes
information on wind speed and
direction 28 that shows the correlation
between the hourly wind speeds at
meteorological sites in Alpaugh and
Bakersfield-Meadows Airfield and the
19 Id.
20 Id.
25 Id.
21 Id.
at 13; Bush Report.
22 NED for September 22, 2006 at 33, Table 15.
23 Id. at 5 and 32–33.
24 Id. at 11, Table 3.
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at 13; Bush Report.
Addendum for September 22, 2006 at 7.
27 Id. at 8, Table A–1.
28 NED Addendum for September 22, 2006 at 8,
Table A–1.
26 NED
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hourly PM–10 concentrations recorded
in the Bakersfield area.29
The State also includes the results of
a basic meteorological model known as
Hybrid Single-Particle Lagrangian
Integrated Trajectory model
(HYSPLIT).30 It is important to note that
while this modeling is not meant to
quantify the particle concentration
recorded in the Bakersfield area, it does
offer support of the State’s
demonstration that the winds on
September 22, 2006 were of the
appropriate intensity and direction to
move a plume of dust from the central
SJV to the Bakersfield area.
c. Did the State demonstrate that the
event is associated with measured
concentration in excess of normal
historical fluctuations including
background?
For EPA to concur with a state’s claim
that an exceptional event caused an
exceedance, one of the requirements
that the state must meet is to show that
the event is associated with
concentrations that are beyond the
normal historical fluctuations. See 40
CFR 50.14(c)(3)(iii)(C).
The NED for September 22, 2006 and
NED Addendum for September 22, 2006
include sections that show the
unusualness of the concentrations
recorded on that date. Section 4 of the
Addendum includes Figure A–5 that
compares the peak 24-hour PM–10
concentrations recorded at Corcoran,
Bakersfield and Oildale during the
month of September for the years 2000
through 2006.31
The FRM monitor at the Corcoran site
has mostly operated on a once-in-everythree-days schedule since 2000.32 The
Corcoran FRM has collected 786
samples since 2000 and has recorded
only four exceedances of the 24-hour
PM–10 NAAQS.33 A further analysis
shows that, with the exception of a
flagged natural event in 2004, 24-hour
29 The Oildale monitoring site does not record
hourly PM–10 concentrations but uses a manual
PM–10 sampler that provides only 24-hour average
concentrations. The Bakersfield-Golden State
Highway monitoring site utilizes both a manual
sampler for average 24-hour PM–10 concentrations
and a continuous PM–10 analyzer to provide hourly
concentrations. Since the Bakersfield-Golden State
Highway site and the Oildale site are relatively
close to each other (see footnote 9 above), we
believe it is appropriate to use the BakersfieldGolden State Highway continuous analyzer to
characterize the temporal distribution of hourly
concentrations at both sites.
30 NED Addendum for September 22, 2006 at 10.
31 NED Addendum for September 22, 2006 at 14.
32 From September 1, 2000 to March 22, 2001 the
Corcoran monitor operated on a once-in-every-sixdays schedule.
33 PM–10 Raw Data Report Corcoran 2000–2006,
EPA AQS Database, July 30, 2007.
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PM–10 concentrations exceeded a level
of 100 µg/m3 only three times during the
month of September for a seven year
period, i.e, when we look at the 59
samples collected during the September
for the past seven years, a concentration
greater than 100 µg/m3 occurred only
five percent of the time.34 Exceedances
of the NAAQS have occurred twice in
September, which is less than four
percent of the days sampled.
Comparisons for the month of
September are more relevant than for
the entire year because September has
the highest concentration of dust but
does not typically have the highest PM–
10 concentrations, which occur in the
winter season. Dust is typically less
than 50% of the PM–10 during
September.35 During the winter season
nitrates are the largest contributor,
particularly in the southern part of the
central valley.
For Bakersfield, which utilizes a FRM
operating on a once-in-every-six-days
schedule, 413 samples were collected
since the year 2000. During this time the
NAAQS was exceeded three times.
Again, when we look at data collected
during the September months from 2000
to 2006, only one day out of 33 days
sampled recorded a level greater than
100 µg/m3 (128 µg/m3 on September 18,
2003), three percent of the time.36
For Oildale, also operating a FRM on
a once-every-six-days schedule, 432
samples were collected from 2000 to
2006. The PM–10 NAAQS was exceeded
once during this seven-year period.
During the September months, only one
day out of 35 days sampled recorded a
level greater than 100 µg/m3 (111 µg/m3
on September 14, 2006), less than three
percent of the time.37
d. Did the State demonstrate that there
would have been no exceedance ‘‘but
for’’ the event?
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As discussed above, to qualify as an
exceptional event the state must also
demonstrate that there would have been
no exceedance ‘‘but for’’ the event. 40
CFR 50.14 (c)(3)(iii)(D). To meet this
‘‘but for’’ criterion, states must include
analyses to demonstrate that an
exceedance or violation would not have
occurred but for the event. Such
analyses do not require a precise
34 138 µg/m3 on September 9, 2004, a 102 µg/m3
on September 24, 2004 and a 112 µg/m3 on
September 23, 2006; See Id.
35 ‘‘What are the Sources of Particulate Matter’’,
Presentation by Karen L. Magliano, California Air
Resources Board, May 17, 2006 (Magliano
Presentation).
36 PM–10 Raw Data Report Bakersfield Golden
2000–2006, EPA AQS Database, July 30, 2007.
37 PM–10 Raw Data Report Oildale 2000–2006,
EPA AQS Database, July 26, 2007.
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estimate of the estimated air quality
impact from the event. 72 FR at 13570.
To meet this ‘‘but for’’ criterion, the
State first shows that there were no
unusual activities occurring in the
affected areas in the Valley on
September 22, 2006 that could have
resulted in the exceedances.
Specifically, based on information from
District field staff and discussions with
representatives of agricultural and
industrial operations in the Valley,
anthropogenic emissions were
approximately constant in the Valley
immediately before, during and after the
event. The State indicates that there
were PM–10 generating activities, such
as agricultural and construction
operations, in the area of Lemoore on
the morning of September 22, 2006.
These types of activities are typical for
the area.38
The State next indicates that the
greatest fraction of PM–10 at the
Corcoran and Bakersfield sites on
September 22 consisted of particles in
the size fraction between PM–10 and
PM–2.5.39 This information indicates
that geologic dust, as opposed to
secondary PM or PM from combustion
sources, was the primary contributor to
the exceedances. The fraction of coarse
particles at Corcoran and Bakersfield on
September 22 was 89% and 79%
respectively.40 These values must be
compared to the typical geologic values
for the Valley during September of
approximately 30 µg/m3 which are less
than 50% of the measured PM–10.41
Based on the reported 89% value, the
estimated geologic material for Corcoran
was approximately 190 to 230 µg/m3 for
September 22, 2006. The corresponding
values for Bakersfield were 123–134 µg/
m3. Compared to the typical September
value of approximately 30 µg/m3, the
September 22, 2006 values represent an
excess geologic contribution of
approximately 160 to 200 µg/m3 for
Corcoran and approximately 94 to 104
for Bakersfield. If the typical value of 30
µg/m3 were used instead of the high
estimated geologic values derived from
the PM–10–2.5 size fraction, the
resulting ‘‘adjusted’’ PM–10 values for
Corcoran and Bakersfield would be 50–
65 µg/m3. This result favorably
compares to the typical average
September concentration of less than 60
µg/m3. Allowing for a PM–10 geologic
value of 60 µg/m3, which is twice the
September norm, would only yield an
‘‘adjusted’’ concentration of 84 to 96 µg/
m3. All of these sets of adjusted values
for September 22 are consistent with the
aforementioned historical September
levels which rarely exceeded 100 µg/m3,
showing that very few days in
Bakersfield and Corcoran over the
period 2000–2006 exceeded the level of
100 µg/m3.
In addition, the NED for September
22, 2006 includes Table 2 that lists the
PM–10 24-hour average concentrations
recorded using continuous analyzers for
the days immediately preceding and
after September 22, 2006.42 This table
indicates that 24-hour average PM–10
concentrations at Corcoran were over
100% higher on September 22 as
compared to September 20, 21, 23, and
24. At Bakersfield, concentrations on
September 22 were over 100% higher
than on September 20 and September 24
and 86% higher than on September 21.
Compared to September 23 the increase
was 14%.
Finally, as discussed above, there
were reasonable and appropriate
measures in place to control PM–10 in
the SJV on September 22, 2006,
Regulation VIII and Rule 4550.43
Moreover, EPA has approved the
District’s BACM demonstration for all
significant sources of PM–10 in the SJV
as meeting CAA section 189(b)(1)(B).44
Furthermore, District staff performed 46
inspections in the Valley on September
22 to ensure that regulated sources were
complying with the District’s fugitive
dust rules.45 The District’s Natural
Events Action Plan, discussed below,
also addresses the reasonable and
appropriate measures that the District
has implemented to address high wind
events in the SJV.
Based on the weight of evidence
presented, EPA concludes that the
State’s documentation demonstrates that
the exceedances at Corcoran, and
Bakersfield and Oildale on September
22, 2006 would not have occurred but
for the wind event on this day.
3. Mitigation Requirements
Under 40 CFR 51.930, a state
requesting to exclude air quality data
due to exceptional events must take
appropriate and reasonable actions,
including public notification, public
education, and implementation of
measures, to protect public health from
exceedances or violations of the
NAAQS.
The SJVAPCD adopted the ‘‘Natural
Events Action Plan for High Wind
Events in the San Joaquin Valley Air
42 NED
38 NED
for September 22, 2006 at 32–33.
39 Id. at 32, Figure 13.
40 Id.
41 Magliano Presentation.
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for September 22, 2006 at 9.
at 32.
44 69 FR 30006, 30035 (May 26, 2004); 71 FR 7683
(February 14, 2006).
45 NED for September 22, 2006 at 45–46.
43 Id.
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Basin’’ (NEAP) on February 16, 2006.
The NEAP provides the SJVAPCD’s
approach to forecasting high wind
events, notifying the public prior to the
event and educating the public on how
to minimize exposure during high wind
events. The document also discusses
measures that are in place to help
minimize exposure to elevated PM–10
levels. EPA believes that the detailed
processes and measures described in the
NEAP satisfy the mitigation
requirements under 40 CFR 51.930.
a. Provide for Prompt Public
Notification of Exceedance Events
Section 6 of the NEAP provides the
meteorological forecasting criteria that
the SJVAPCD uses to determine whether
or not to declare NEAP episodes. When
the criteria indicate that a NEAP
episode should be declared, the
SJVAPCD has a public notification
program, discussed in Section 7 of the
NEAP, which involves informing the
local media, SJVAPCD staff and
community groups.
b. Provide for Public Education on How
To Minimize Exposure
Section 7 of the NEAP provides a list
of precautions that can be taken to limit
exposure during a NEAP episode. The
list includes keeping windows shut,
using air conditioners or heaters on the
recycle/recirculating air mode, limiting
strenuous activity, and other
precautions. Section 8 of the NEAP
discusses the SJVAPCD’s general public
outreach program on NEAP episodes
which includes developing and
providing a brochure and information
about NEAP episodes by means of
community events, health fairs, schools
and civic engagements.
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c. Provide for the Implementation of
Appropriate Measures To Protect the
Public
Section 10 of the NEAP discusses the
SJVAPCD’s measures that reduce PM–10
emissions. These measures, including
those approved by EPA as BACM for the
SJV, in combination with the
SJVAPCD’s process for declaring NEAP
episodes and educating the public on
how to minimize their exposure during
a NEAP episode, meet the requirements
for appropriate measures to protect the
public during high wind exceptional
events.
Conclusion
EPA believes that the high winds in
the area of Lemoore on September 22,
2006 were an exceptional event as
defined in 40 CFR 50.1(j). EPA also
believes that the State has provided a
sufficient weight of evidence
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15:46 Aug 24, 2007
Jkt 211001
demonstration to show that these high
winds generated and transported PM–10
from the area of Lemoore to Corcoran,
causing an exceedance of the 24-hour
PM–10 NAAQS. Winds between
Corcoran and the Bakersfield area were
sufficient to transport the dust that
originated in the Lemoore area such that
they caused the monitors at BakersfieldGolden State Highway and Oildale to
also exceed the NAAQS. The
documentation submitted by the State
demonstrates that but for the high winds
in the area of Lemoore, the Corcoran,
Bakersfield and Oildale monitors would
not have exceeded the 24-hour PM–10
NAAQS on September 22, 2006.
Because EPA believes that the State has
satisfied the provisions of the
Exceptional Events Rule, EPA proposes
to concur with the State’s request to flag
these exceedances as being due to
exceptional events and to exclude the
data from consideration in determining
whether the area has attained the PM–
10 standard.
B. October 25, 2006 Exceedances at
Corcoran and Bakersfield
On October 25, 2006, the SJV
recorded exceedances of the 24-hour
PM–10 NAAQS at two sites, Corcoran
and Bakersfield-Golden State Highway,
using continuous PM–10 analyzers
designated as FEM monitors.46 The 24hour average concentrations recorded
were 304 µg/m3 at Corcoran and 193 µg/
m3 at Bakersfield-Golden State
Highway. The conditions that
contributed to these exceedances were
very similar to those that occurred on
September 22, 2006. Based on the
evidence submitted, EPA agrees with
the State’s demonstration that high
wind-entrained dust from the central
and southern SJV caused the
exceedances at the two monitoring
locations on October 25, 2006.
1. Procedural Requirements
a. Data Are Flagged in EPA’s AQS
Database
The October 25, 2006 exceedances
were flagged in EPA’s AQS database as
of July 2007.
46 The District operates Tapered Element
Oscillating Microbalance (TEOM) continuous
automated analyzers at these two sites in addition
to the manual high-volume Federal Reference
Method (FRM) monitors. The FRMs operate at a less
than everyday schedule, as allowed by EPA
regulations, but neither of the FRM monitors was
operating on October 25, 2006. The District operates
the continuous analyzers so that they may report
daily PM–10 air quality data to the public.
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b. Public Had an Opportunity To
Review and Comment on the State’s
Documentation
In February 2007, the SJVAPCD
notified the public in local newspapers
and on its Web site of the availability of
the document entitled ‘‘Natural Event
Documentation, High Winds, Corcoran
and Bakersfield, California, October 25,
2006,’’ SJV Unified Air Pollution
Control District, February 2007 and
requested public comments by March 5,
2007.
The SJVAPCD subsequently revised
the February 2007 document and
submitted to CARB the ‘‘Natural Event
Documentation, Corcoran and
Bakersfield, California, October 25,
2006,’’ San Joaquin Valley Unified Air
Pollution Control District, April 23,
2007 (NED for October 25, 2006), and
posted it on its Web site.
The SJVAPCD indicated that no
public comments were received during
its public process.
c. The Documentation Was Submitted to
Epa
The NED for October 25, 2006 was
submitted by the State to EPA on May
1, 2007 and is the document upon
which EPA is basing its evaluation
below.
d. EPA Concurs With the State’s
Demonstration
In this proposed rule, EPA is
proposing to concur with the State’s
demonstration in the NED for October
25, 2006 that high wind-entrained dust
caused the exceedances at the two
monitoring sites.
2. Technical Criteria
a. Did this event satisfy the criteria in
section 50.1(j) of the Rule?
i. Affected Air Quality
For an event to qualify as an
exceptional event, the state must show
that the event affected air quality. This
criterion can be met by establishing that
the event is associated with a measured
exceedance in excess of normal
historical fluctuations, including
background, and there is a causal
connection between the event and the
exceedance. The demonstration of a
clear causal relationship is necessary to
establish that the event affected air
quality and is also a separate statutory
requirement as discussed above.
In the NED for October 25, 2006, the
State provides documentation that the
measured exceedances recorded on
October 25, 2006 were in excess of
normal historical fluctuations. See
subsection c. below. The State also
establishes a causal connection between
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the high winds recorded at Lemoore and
the high concentrations at the monitors
recorded at Corcoran and Bakersfield.
The State’s demonstration of the clear
causal relationship between the
exceptional event and the exceedances
on this day is discussed in greater detail
in subsection b. below.
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ii. Not Reasonably Controllable or
Preventable
Section 50.1(j) requires that for an
event to qualify as an exceptional event,
whether natural or anthropogenic, a
state must show that the event was not
reasonably preventable or controllable.
Here this requirement is met by
demonstrating that despite reasonable
and appropriate measures in place, the
October 25, 2006 wind event caused the
exceedances. During this event, there
were no other unusual dust-producing
activities occurring in the SJV and
anthropogenic emissions were
approximately constant before, during
and after the event. In addition, the
State showed that reasonable and
appropriate measures were in place,
including Regulation VIII (the District’s
general fugitive dust rules) and Rule
4550 which limits fugitive dust
emissions specifically from agricultural
operations through Conservation
Management Practices.47 Moreover, EPA
has approved the District’s BACM
demonstration for all significant sources
of PM–10 in the SJV as meeting CAA
section 189(b)(1)(B).48
iii. Was a Natural Event
In the preamble to the Exceptional
Events Rule, EPA states that ambient
particulate matter concentrations due to
dust being raised by unusually high
winds will be treated as due to
uncontrollable natural events where (1)
the dust originated from
nonanthropogenic sources, or (2) the
dust originated from anthropogenic
sources within the State, that are
determined to have been reasonably
well-controlled at the time that the
event occurred, or from anthropogenic
sources outside the State. 72 FR at
13576. In the preamble EPA also
explains that ‘‘[s]tates must provide
appropriate documentation to
substantiate why the level of wind
speed associated with the event in
question should be considered unusual
for the affected area during the time of
year that the event occurred.’’ Id. at
13566.
The wind-entrained dust on October
25, 2006 originated from anthropogenic
sources within California, i.e., from
47 NED
48 69
for October 25, 2006 at 29.
FR at 30035; 71 FR 7683.
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15:46 Aug 24, 2007
Jkt 211001
usual dust-generating activities such as
agricultural and industrial operations.49
We discuss the fugitive dust control
measures in place in the SJV on October
25 above.
With respect to the wind speed, EPA
concurs with the State’s demonstration
that the wind speeds in the central SJV
were unusually high on October 25,
2006.50 Table 1 of the NED for October
25, 2006 lists the wind speeds in the
Hanford and Lemoore areas. The peak
hourly averaged winds were in the
range of 29 to 31 mph at Lemoore, with
gusts reaching 40 mph. Peak hourly
winds at Hanford were lower, in the
range of 17 to 18 mph, but still in line
with the threshold wind speed of 17.8
mph. Hanford also recorded peak gusts
of 22 to 30 mph during the 10 a.m. to
12 noon period.51 Tables 8, 9, and 11 of
the NED for October 25, 2006 also
include information on wind speeds
throughout the central valley of
California and the central and southern
SJV.52 The documentation also states
that wind speeds of these intensities are
relatively rare in the southwestern part
of the SJV and occur less than 5% of the
time, based on long-term monitoring
records.53
EPA concurs with the State’s
demonstration in the NED for October
25, 2006 that the wind speeds occurring
in the central SJV were unusually high
on October 25, 2006. While the winds
at Corcoran were not as high as those in
Lemoore and Hanford, as described in
the State’s documentation, the winds at
Corcoran during the peak hourly PM–10
concentrations (8 a.m. to 11 a.m.) ranged
from 10 to 13 mph, which are unusual
for this time of year in that area. These
wind speeds, though not sufficient to
erode dust, were sufficient to keep the
entrained and transported dust from the
high winds at Lemoore suspended for
the period during which the
exceedances occurred.
iv. Determined by EPA To Be an
Exceptional Event
Finally, EPA must determine through
the process established in the
Exceptional Events Rule whether an
exceptional event occurred. We believe
that the State has met the procedural
requirements of the Rule including
flagging of the data, submission of
demonstration, evidence of the public
opportunity to review and comment on
the demonstration and mitigation
requirements as discussed at section
49 NED
for October 25, 2006 at 29.
at sections 4 and 5.
51 Id. at 11.
52 Id. at 22–23.
53 Id. at 24.
50 Id.
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49055
V.B.1. and 3. of this proposed rule. We
further believe that the State has also
met the technical criteria of the Rule as
discussed at section V.B.2. of this
proposed rule. Therefore we are
proposing to concur with the State’s
determination that an exceptional event,
i.e., a high wind event, occurred
resulting in the exceedances on October
25, 2006.
b. Does the State’s documentation show
a clear causal connection between the
exceedances and the claimed
exceptional event?
Under 40 CFR 50.14(c)(3)(iii)(B), a
state’s demonstration must establish a
clear causal relationship between the
measured exceedances and the claimed
exceptional event. In addressing this
requirement for the October 25, 2006
exceedances, the NED for October 25,
2006 submitted by the State identifies
the area northwest of Corcoran as the
source of PM–10 during the October 25,
2006 event. Winds in the Lemoore area
were again in excess of the threshold
wind speed for eroding and entraining
dust as discussed above. Table 1 of the
NED for October 25, 2006 shows a clear
correlation between the wind speeds in
the Hanford and Lemoore areas and the
increased hourly concentrations at
Corcoran.54 In fact the peak wind speeds
at Lemoore and Hanford, which
occurred between 10 a.m. and 12 noon
at Lemoore, coincide with the peak
hourly concentrations at Corcoran. The
peak hourly averaged winds were in the
range of 29 to 31 mph at Lemoore, with
gusts reaching 40 mph. Peak hourly
winds at Hanford were lower, in the
range of 17 to 18 mph, but still in line
with the threshold wind speed of 17.8
mph. Hanford also recorded peak gusts
during the 10 a.m. to 12 noon period of
22 to 30 mph. Figure 2 of NED for
October 25, 2006 compares the hourly
wind speed and PM–10 concentration
data from Corcoran with the hourly
wind speed data from Lemoore in a
graphical format.55 This graphic shows
the almost perfect correlation between
increased wind speeds at Corcoran and
Lemoore with the increased PM–10
hourly concentrations at Corcoran.
The dust plume that affected the
Corcoran monitoring site on October 25,
2006 continued moving south and
ultimately impacted the continuous
PM–10 analyzer operating at the
Bakersfield-Golden State Highway
monitoring site. The State provides
information on wind speed and
direction from the Alpaugh
meteorological monitoring station,
54 NED
55 Id.
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at 12.
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located between Corcoran and
Bakersfield about 16 miles south
southeast of the Corcoran monitoring
site.56 Between the hours of 9 a.m. and
4 p.m., wind speeds at Alpaugh
averaged about 12 mph.57 Since the
meteorological data measured at
Alpaugh is taken at 2 meters Above
Ground Level (AGL), the average wind
speed at 10 meters AGL is about 15
mph.58 EPA believes this average wind
speed would have been sufficient to
keep the dust plume suspended, and
that it facilitated the transport of the
dust plume to the Bakersfield area.
The data in Table 1 of the NED for
October 25, 2006 show the Bakersfield
hourly PM–10 concentrations beginning
to exceed the level of the 24-hour PM–
10 NAAQS at 11 a.m. (177 µg/m3) and
peaking between the hours of 2 p.m. and
5 p.m. (415 µg/m3 and 416 µg/m3,
respectively). Figure 4 provides a graph
of PM–10 hourly concentrations for
three continuous PM–10 analyzers
operated by the District at Corcoran,
Bakersfield-Golden State Highway, and
Tracy.59 The graph shows hourly PM–
10 concentrations at Bakersfield-Golden
State Highway slowly increasing
through the morning hours of October
25 until 8 a.m. Hourly concentrations
increase at a higher rate between 8 a.m.
and 1 p.m., mirroring the increase at
Corcoran, but not as dramatic. As the
Corcoran hourly concentrations are
dropping between 11 a.m. 4 p.m. we see
a corresponding sharp increase in
hourly concentrations at BakersfieldGolden State Highway. This behavior of
the hourly concentrations supports the
State’s explanation that the dust plume
that first affected Corcoran traveled
south over a period of several hours and
then impacted the Bakersfield monitor.
As with the September 22, 2006
event, the State includes for the October
25, 2006 event the results of a basic
meteorological model known as the
Hybrid Single-Particle Lagrangian
Integrated Trajectory model
(HYSPLIT).60 It is important to note that
while this modeling is not meant to
quantify the particle concentration
recorded in the Bakersfield area, it does
support the State’s demonstration that
the winds on October 25, 2006 were of
the appropriate intensity and direction
to move a plume of dust from the
central SJV to the Bakersfield area.
56 Id.
at 22–26.
at 58.
58 Id. at 24–26.
59 Id. at 14.
60 Id. at 27.
57 Id.
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15:46 Aug 24, 2007
Jkt 211001
c. Did the State demonstrate that the
event is associated with measured
concentrations in excess of normal
historical fluctuations including
background?
For EPA to concur with a state’s claim
that an exceptional event caused an
exceedance, one of the requirements
that the state must meet is to show that
the event is associated with
concentrations that are beyond the
normal historical fluctuations. See 40
CFR 50.14(c)(3)(iii)(C).
The State provides data on PM–10
levels on the days before and after
October 25, 2006. PM–10 concentrations
before and after October 25, 2006 were
significantly lower than the
concentration recorded on October 25,
2006. An EPA review of continuous
PM–10 data from Corcoran and
Bakersfield-Golden State Highway
showed that 24-hour average
concentrations from October 1, when
the TEOM continuous analyzers began
reporting data, through October 24 did
not exceed 100, and while there were a
number of higher concentrations on the
days after October 25, not counting the
exceedances recorded on December 8,
2006, which are discussed further below
in subsection d, the PM–10
concentrations at Corcoran and
Bakersfield-Golden State Highway fell
to mostly less than 100 again from
October 28 through June 30, 2007.61
Historically we can compare data
from these continuous analyzers only
with the separate manual FRM samplers
operated at the sites. When we look at
typical PM–10 concentrations recorded
in the month of October from 2000 to
2006 the maximum value recorded at
Bakersfield was 116 µg/m3 measured on
October 16, 2001 and the maximum
non-exceedance value recorded at
Corcoran was 150 µg/m3 measured on
October 31, 2006.62 These
concentrations indicate that the
exceedances recorded on October 25,
2006 were unusual and not
representative of typical high
concentrations recorded at these
monitoring locations.
d. Did the State demonstrate that there
would have been no exceedance ‘‘but
for’’ the event?
As discussed previously, to qualify as
an exceptional event the State must also
demonstrate that there would have been
61 ‘‘Continuous PM–10 Data Collected with
TEOMs, Data Reported to EPA’s AIRNOW
Website,’’ July 30, 2007, Excel Spreadsheet, Bob
Pallarino.
62 Corcoran exceeded the 24-hour NAAQS on
October 29, 2002 with a value of 168 µg/m3; PM–
10 Raw Data Reports, Corcoran 2000–2006 and
Bakersfield-Golden 2000–2006.
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no exceedance ‘‘but for’’ the event. 40
CFR 50.14(c)(3)(iii)(D). To meet this
‘‘but for’’ requirement, the state must
include analyses to demonstrate that an
exceedance or violation would not have
occurred but for the event. Such
analyses do not require a precise
estimate of the estimated air quality
impact from the event. 72 FR at 13570.
To meet this ‘‘but for’’ requirement
the State first shows that there were no
unusual activities occurring in the
affected areas in the Valley that could
have resulted in the exceedances.
Specifically, based on information from
District field staff and discussions with
representatives of agricultural and
industrial operations in the Valley,
anthropogenic emissions were
approximately constant in the Valley
immediately before, during and after the
event. The District staff observed no
unusual emissions other than those
associated with the wind event. The
PM–10 generating activities were
BACM-controlled sources that are usual
for the area.63 District staff conducted 90
inspections throughout the SJV on
October 25 to ensure sources were in
compliance with District air pollution
rules.64
The State notes in the NED for
October 25, 2006 that the PM–2.5 to
PM–10 ratio on this day was very low,
which indicates that mostly coarse PM
was present on the filter, supporting its
claim that the concentrations recorded
on this day were affected by a blowing
dust event.65
When we examine the typical makeup of PM–10 in the SJV during October
we generally see particle concentrations
that are mostly in the size fraction of
PM–2.5, roughly 60–65%, with the
remaining mass being particles in the
PM–10–2.5 size fraction.66 Typically,
fugitive dust is the major constituent of
the PM–10–2.5 size fraction and makes
up about 25 to 35% of the total PM–10.
When we look at a comparison of PM–
2.5 and PM–10 concentrations recorded
on October 25, 2006, we find that the
PM–10–2.5 portion of the total PM–10
represents about 93% of the total PM–
10 at Corcoran and 85 percent of total
PM–10 at Bakersfield. This high
percentage of PM–10–2.5, which is
mostly fugitive dust, is atypical for this
time of year and supports the State’s
demonstration that the PM–10
concentrations on this day consisted of
mostly coarse geologic material.
We can also look at the days
immediately preceding and following
63 NED
for October 25, 2006 at 7 and 29.
at 35.
65 Id. at 28.
66 Magliano Presentation.
64 Id.
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the exceedance day to see if the
concentrations on October 25 were
unusual. The PM–10 concentrations
recorded on October 25 at Corcoran and
Bakersfield were over three times higher
than they were on October 24.67 PM–10
concentrations after the event decreased
dramatically and by October 28, PM–10
concentrations at both sites were below
100. See also the discussion of the
historical levels at these monitors set
forth in subsection c. above, which
further demonstrates that the
concentrations recorded on October 25
were unusual.
Finally, as discussed above, there
were reasonable and appropriate
measures in place to control PM–10 in
the SJV on October 25, 2006, Regulation
VIII and Rule 4550.68 Moreover, EPA
has approved the District’s BACM
demonstration for all significant sources
of PM–10 in the SJV as meeting CAA
section 189(b)(1)(B).69 Section 9.2 of the
NED for October 25, 2006 indicates that
the District staff performed 90
inspections on that date to ensure that
regulated sources were complying with
District fugitive dust rules.70 The
District’s Natural Events Action Plan,
discussed in section V.A.3. above, also
addresses the reasonable and
appropriate measures that the District
has implemented to address high wind
events in the SJV.
Based on the weight of evidence
presented, EPA concludes that the
State’s documentation demonstrates that
the exceedances at Corcoran and
Bakersfield on October 24, 2006 would
not have occurred but for the wind
event on this day.
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3. Mitigation Requirements
See section V.A.3. above.
67 NED
for October 25, 2006 at 16, Table 3.
at 29.
69 69 FR at 30035; 71 FR 7683.
70 NED for October 25, 2006 at 35.
68 Id.
15:46 Aug 24, 2007
C. December 8, 2006 Exceedances at
Corcoran and Bakersfield
The SJV recorded exceedances of the
24-hour PM–10 NAAQS on December 8,
2006 at two sites, Corcoran and
Bakersfield-Golden State Highway,
using continuous PM–10 analyzers
designated as FEM monitors. The 24hour average PM–10 concentrations
recorded were 162 µg/m3 at Corcoran
and 213 µg/m3 at Bakersfield-Golden
State Highway.
The State demonstrates that unusually
high winds in the Bakersfield area
eroded and entrained dust that
impacted the continuous PM–10
analyzer at Bakersfield. Unlike
September 22 and October 25, 2006, the
winds in the SJV on this day were
generally from the southwest, south and
southeast, transporting dust northward
and ultimately impacting the
continuous PM–10 analyzer at Corcoran.
Based on the evidence submitted, EPA
agrees with the State’s demonstration
that high wind-entrained dust caused
the exceedances at the two monitoring
locations on December 8, 2006.
1. Procedural Requirements
Conclusion
EPA believes that the high winds in
the area of Lemoore on October 25,
2006, were an exceptional event as
defined in 40 CFR 50.1(j). EPA also
believes that the State has provided a
sufficient weight of evidence
demonstration to show that these high
winds generated and transported PM–10
from the area of Lemoore to Corcoran,
causing an exceedance of the 24-hour
PM–10 NAAQS. Winds between
Corcoran and the Bakersfield area were
sufficient to transport the dust that
originated in the Lemoore area such that
they caused the monitor at BakersfieldGolden State Highway to also exceed
the NAAQS. The documentation
VerDate Aug<31>2005
submitted by the State demonstrates
that but for the high winds in the area
of Lemoore, the Corcoran and
Bakersfield monitors would not have
exceeded the 24-hour PM–10 NAAQS
on October 25, 2006. Because EPA
believes the State has satisfied the
provisions of the Exceptional Events
Rule, EPA proposes to concur with the
State’s request to flag these exceedances
as being due to exceptional events and
to exclude the data from consideration
in determining whether the area has
attained the PM–10 standard.
Jkt 211001
a. Data Are Flagged in EPA’s AQS
Database
The December 8, 2006 exceedances
were flagged in EPA’s AQS database as
of July 2007.
b. Public had an opportunity to review
and comment on the State’s
documentation
In February 2007, the SJVAPCD
notified the public in local newspapers
and on its Web site of the availability of
the document entitled ‘‘Natural Event
Documentation, High Winds, Corcoran
and Bakersfield, California, December 8,
2006,’’ SJV Unified Air Pollution
Control District, February 2007 and
requested public comments by March 5,
2007.
The SJVACPD subsequently revised
the February 2007 document and
submitted to the California Air
Resources Board (CARB) the ‘‘Natural
Event Documentation, Corcoran and
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Bakersfield, California, December 8,
2006,’’ SJV Unified Air Pollution
Control District, May 23, 2007 and
posted it on its Web site.
SJVAPCD thereafter made revisions
per CARB’s request and submitted to
CARB the ‘‘Natural Event
Documentation, Corcoran and
Bakersfield, California, December 8,
2006,’’ SJV Unified Air Pollution
Control District, June 6, 2007 (NED for
December 8, 2006) and posted it on its
Web site.
The District indicated that no public
comments were received during the
public process.
c. The Documentation Was Submitted to
EPA
The NED for December 8, 2006 was
subsequently submitted by the State to
EPA on June 12, 2007 and is the
document upon which EPA is basing its
evaluation below.
d. EPA Concurs With the State’s
Demonstration
In this proposed rule, EPA is
proposing to concur with the State’s
demonstration in the NED for December
8, 2006 that high wind-entrained dust
caused the exceedances at the two
monitoring locations on December 8,
2006.
2. Technical Criteria
a. Did this event satisfy the criteria in
section 50.1(j) of the Rule?
As with the previous events discussed
in this proposed rule, the State needs to
show that this event, identified in the
NED for December 8, 2006 as unusually
high winds, affected air quality in the
Corcoran and Bakersfield areas, was not
reasonably controllable or preventable,
was a natural event, and is determined
by EPA to be an exceptional event.
i. Affected Air Quality
For an event to qualify as an
exceptional event, the state must show
that the event affected air quality. This
criterion can be met by establishing that
the event is associated with a measured
exceedance in excess of normal
historical fluctuations, including
background and there is a causal
connection between the event and the
exceedance. This demonstration of a
causal connection is necessary to
establish that the event affected air
quality and is also a separate statutory
requirement as discussed above.
In the NED for December 8, 2006, the
State provides documentation that these
measured exceedances were in excess of
normal historical fluctuations. See
subsection c. below. The State also
establishes a causal connection between
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the high winds recorded in the
Bakersfield and Southern SJV area and
the high concentrations recorded at the
Corcoran and Bakersfield monitors. The
State’s demonstration of the clear causal
relationship between the event and the
exceedances on this day is discussed in
greater detail in subsection b. below.
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ii. Not Reasonably Controllable or
Preventable
Section 50.1(j) of the Exceptional
Events Rule requires that for an event to
qualify as an exceptional event, whether
natural or anthropogenic, a state must
show that the event was not reasonably
preventable or controllable. Here this
requirement is met by demonstrating
that despite reasonable and appropriate
measures in place, the December 8, 2006
wind event caused the exceedances.
During this event, there were no other
unusual dust-producing activities
occurring in the SJV and anthropogenic
emissions were approximately constant
before, during and after the event. In
addition, the State shows that
reasonable and appropriate measures
were in place, including Regulation VIII
(the District’s general fugitive dust
rules) and Rule 4550 which limits
fugitive dust emissions specifically from
agricultural operations through
Conservation Management Practices.71
Moreover, EPA has approved the
District’s BACM demonstration for all
significant sources of PM–10 in the SJV
as meeting CAA section 189(b)(1)(B).72
iii. Was a Natural Event
In the preamble to the Exceptional
Events Rule, EPA states that ambient
particulate matter concentrations due to
dust being raised by unusually high
winds will be treated as due to
uncontrollable natural events where (1)
the dust originated from
nonanthropogenic sources, or (2) the
dust originated from anthropogenic
sources within the State, that are
determined to have been reasonably
well-controlled at the time that the
event occurred, or from anthropogenic
sources outside the State. 72 FR at
13576. In the preamble EPA also
explains that ‘‘[s]tates must provide
appropriate documentation to
substantiate why the level of wind
speed associated with the event in
question should be considered unusual
for the affected area during the time of
year that the event occurred.’’ Id. at
13566.
On December 8, 2006, the windentrained dust originated from
anthropogenic sources within
California, i.e., from usual dustgenerating activities such as agricultural
and industrial operations.73 We discuss
the fugitive dust control measures in
place in the SJV on December 8, 2006
above.
With respect to the wind speed, EPA
concurs with the State’s demonstration
that the wind speeds in the southern
SJV were unusually high on December
8, 2006. The State includes information
on the unusual nature of the wind
speeds in the SJV on December 8, 2006,
stating that winds of these magnitudes
are rare, occurring less than 5% of the
time. The NED for December 8, 2006
reports that during the blowing dust
event, Bakersfield reported winds up to
25 mph with gusts up to 35 mph.
Farther north in the area of Kettleman
Hills, located on the west side of the
San Joaquin Valley, gusts up to 50 mph
were reported. Kettleman Hills also
reported a twenty-two hour period with
gusts of 20 mph or greater (from 6 a.m.
on December 8, 2006 to 4 a.m. on
December 9, 2006). Maricopa, located
on the southwest side of the San Joaquin
Valley approximately 25 miles
southwest of Bakersfield, reported a
one-minute average wind speed of 56
mph.74
iv. Determined by EPA To Be an
Exceptional Eevent
Finally, EPA must determine through
the process established in the
Exceptional Events Rule whether an
exceptional event occurred. We believe
that the State has met the procedural
requirements of the Rule including
flagging of the data, submission of
demonstration, evidence of the public
opportunity to review and comment on
the demonstration and mitigation
requirements as discussed at section
V.C.1. and 3. of this proposed rule. We
further believe that the State has also
met the technical requirements of the
Rule as discussed at section V.C.2.
Therefore, we are proposing to concur
with the State’s determination that an
exceptional event, i.e., a wind event,
occurred resulting in the exceedances
on December 8, 2006.
b. Does the State’s documentation show
a clear causal connection between the
exceedances and the claimed
exceptional event?
Under 40 CFR 50.14(c)(3)(iii)(B), a
state’s demonstration must establish a
clear causal relationship between the
measured exceedances and the claimed
exceptional event. Unlike September 22
and October 25, 2006, the winds on
December 8, 2006 were erratic and
generally from the east, south, and
southwest.75 Wind speeds at
meteorological stations near Bakersfield
recorded hourly average wind speeds in
excess of 35 mph and wind gusts in
excess of 50 mph. Winds at Bakersfield
on December 8 were from both the
southwest and southeast during the time
when peak hourly PM–10
concentrations were recorded. The
winds continued to blow from the
southeast up the Valley, pushing the
dust plume towards the Corcoran
monitoring site. The peak hours for
hourly PM–10 concentrations were from
1 p.m. to 3 p.m. at both the Corcoran
and Bakersfield sites, with a second set
of high hourly concentrations at
Bakersfield occurring from 5 p.m. to 8
p.m. Winds measured at Alpaugh,
located between Bakersfield and
Corcoran, were highest from 12 p.m. to
4 p.m. and from the southeast,
supporting the State’s argument that the
dust plume moved from the southeast to
northwest.76
Table 3 and Figure 2 of the NED for
December 8, 2006 77 show the
correlation of wind speeds and
increasing hourly concentrations of PM–
10 recorded by the continuous PM–10
analyzers at Corcoran and Bakersfield.
Figure 7 of the NED for December 8,
2006 includes the results of a basic
meteorological model known as Hybrid
Single-Particle Lagrangian Integrated
Trajectory model (HYSPLIT).78 It is
important to note that while this
modeling is not meant to quantify the
particle concentration recorded in the
Bakersfield and Corcoran areas, it does
offer support of the State’s
demonstration that the winds on
December 8, 2006 were of the
appropriate intensity and direction to
move a plume of dust from the
southeastern SJV to the Bakersfield area
and northward to Corcoran.
c. Did the State demonstrate that the
event is associated with measured
concentration in excess of normal
historical fluctuations including
background?
For EPA to concur with a state’s claim
that an exceptional event caused an
exceedance, one of the requirements
that the state must meet is to show that
the event is associated with
concentrations that are beyond the
normal historical fluctuations. See 40
CFR 50.14(c)(3)(iii)(C).
75 Id.
at 11, Table 3.
at 56.
77 Id. at 11–12.
78 Id. at 23.
76 Id.
71 NED
73 NED
72 69
for December 8, 2006 at 25.
FR at 30035; 71 FR 7683.
74 Id.
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As with the discussion above on the
September 22 and October 25, 2006
exceedances, we can compare data from
the continuous analyzers only with the
separate manual FRM samplers operated
at the sites, since the continuous
analyzers have only been in operation
since late 2006. Figures 8 and 9 of the
NED for December 8, 2006 demonstrate
the relative infrequency, over the last 10
years, of the concentrations recorded at
Corcoran and Bakersfield on December
8, 2006. When we look at PM–10 FRM
concentrations recorded at Corcoran in
the month of December from 1997 to
2006, the last non-flagged exceedance of
the standard was a 174 recorded on
December 17, 1999.79 Levels exceeding
100 only occurred 10 times in December
in the past 10 years, out of 96 FRM days
sampled. Even when we include the
continuous daily data collected at
Corcoran in 2006, there are only the 10
values over 100 described above.
For Bakersfield, the last non-flagged
day exceeding the standard in December
was 159 recorded on December 30,
1998. Of the 42 December FRM sample
days since 1997, 9 days exceed 100.
Again, even when we include the
continuous daily data from 2006, the
result remains 9 days exceeding 100 in
the last 10 years.80
d. Did the State demonstrate that there
would have been no exceedance ‘‘but
for’’ the event?
As discussed above, to qualify as an
exceptional event the state must also
demonstrate that there would have been
no exceedance ‘‘but for’’ the event. 40
CFR 50.14(c)(3)(iii)(D). To meet this
‘‘but for’’ requirement, the state must
include analyses to demonstrate that an
exceedance or violation would not have
occurred but for the event. Such
analyses do not require a precise
estimate of the estimated air quality
impact from the even. 72 FR at 13570.
To meet this ‘‘but for’’ requirement
the State first shows that there were no
unusual activities occurring in the
affected areas in the Valley that could
have resulted in the exceedances.
Specifically, based on information from
District field staff and discussions with
representatives of agricultural and
industrial operations in the Valley,
activities that generate anthropogenic
PM–10 were approximately constant in
the Valley immediately before, during
and after the event. As on September 22
and October 25, 2006, activity levels in
the SJV were typical for the time of year
and PM–10 emission control programs
were being implemented, not only for
fugitive dust-generating activities, but
also agricultural burning and residential
wood combustion in parts of the SJV.81
The State provides frequency
distributions of the maximum PM–10
24-hour December concentrations for
the past 10 years. These figures indicate
that PM–10 concentrations at Corcoran
and Bakersfield-Golden State Highway
rarely exceeded the level of the 24-hour
PM–10 NAAQS.82 This fact is an
indication that December 8, 2006 was
unusual in that the normal emission
activity levels do not cause
exceedances, based on historical data.
Examining the make-up of PM–10 on
this day using PM–2.5 data collected at
the sites with a continuous PM–2.5
analyzer, we can see that coarse
particles, or PM–10–2.5, which are
associated with windblown dust,
represented 78% of the total PM–10
mass collected at Corcoran and 88% of
the total PM–10 mass at Bakersfield.
CARB studies indicate that at this time
of year, fugitive dust generally
contributes less than 20% of the total
PM–10 mass.83 The atypical
contribution of fugitive dust to the
exceedances recorded on December 8,
2006 indicates that but for the wind
event these exceedances would not have
occurred.
As discussed above, the State also
looked at data from the days
immediately preceding and after
December 8, 2006.84 Twenty-four hour
PM–10 concentrations on December 4–
6 were less than 100 µg/m3 at both sites
and were just over 100 µg/m3 on
December 7. On December 8, the
concentration at Corcoran increased by
more than 50%, exceeding the NAAQS
with a level of 162 µg/m3, but then fell
to 32 µg/m3 on December 9 and
continued dropping for weeks after this
event. At Bakersfield, on December 8
there was a greater than 100% increase
over the December 7 concentration.
Again, concentrations dropped
dramatically on December 9 and
remained low for weeks after.
Finally, as discussed above, there
were reasonable and appropriate
measures in place to control PM–10 in
the SJV on December 8, 2006,
Regulation VIII and Rule 4550.85
Moreover, EPA has approved the
District’s BACM demonstration for all
significant sources of PM–10 in the SJV
81 NED
79 PM–10
Raw Data Report Corcoran 1997–2006,
EPA AQS Database, July 30, 2007.
80 PM–10 Raw Data Report Bakersfield Golden
1997–2006, EPA AQS Database, July 30, 2007.
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for December 8, 2006 at 25.
at 28–29, Figures 8 and 9.
83 Magliano Presentation.
84 NED for December 8, 2006 at Table 1.
85 Id. at 25.
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as meeting CAA section 189(b)(1)(B).86
The District’s Natural Events Action
Plan, discussed in section V.A.3. above,
also addresses the reasonable and
appropriate measures that the District
has implemented to address high wind
events in the SJV.
Based on the weight of evidence
presented, EPA concludes that the
State’s documentation demonstrates that
the exceedances at Corcoran and
Bakersfield on December 8, 2006 would
not have occurred but for the wind
event on this day.
3. Mitigation Requirements
See section V.A.3.c above.
Conclusion
EPA believes that the high winds in
the southeastern SJV on December 8,
2006 were an exceptional event as
defined in 40 CFR 50.1(j). EPA also
believes that the State has provided a
sufficient weight of evidence
demonstration to show that these high
winds generated and transported PM–10
from the area of Bakersfield to Corcoran
causing exceedances of the 24-hour PM–
10 NAAQS at the Bakersfield and
Corcoran monitors. The NED for
December 8, 2006 submitted by the
State demonstrates that but for the high
winds in the southern SJV, the Corcoran
and Bakersfield monitors would not
have exceeded the 24-hour PM–10
NAAQS on December 8, 2006. Because
EPA believes that the State has satisfied
the provisions of the Exceptional Events
Rule, EPA proposes to concur with the
State’s request to flag these exceedances
as due to exceptional events and to
exclude the data from consideration in
determining whether the area has
attained the PM–10 standard.
VI. EPA Evaluation of September 14,
September 20 and October 26, 2006
Exceedances at the Santa Rosa
Rancheria
The 24-hour PM–10 NAAQS was
exceeded on September 14, 20 and
October 26, 2006 at a monitor on the
Santa Rosa Rancheria (SRR), tribal land
located in Kings County within the SJV.
The 24-hour average PM–10
concentrations were 190 µg/m3, 158 µg/
m3, and 157 µg/m3, respectively. The
SRR Tribe flagged the exceedances as
caused by an exceptional event, i.e.,
construction activities.
The Santa Rosa Rancheria EPA
Department (SRREPA) operates a
monitoring site on the SRR, located on
the roof of a pumping station at the
SRR’s water treatment facility. The PM–
10 sampler is a high volume size
86 69
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selective inlet (SSI) Anderson sampler
designated as a FRM by EPA. The
monitoring site also measures ozone and
meteorological parameters including
wind speed and wind direction.
The PM–10 sampler is located near
the northeast corner on the roof of the
pumping station. The current land cover
around the pump station is paved
parking. There are no obstructions of
any kind and there is unrestricted
airflow 360 degrees around the sampler
inlet.87
To the east of the monitor is a paved
parking lot, beginning about 25 feet east
of the monitor location and extending
approximately 50 feet to the east.
Beyond the parking area are trailers and
undeveloped land. To the north of the
monitor is a larger parking lot,
beginning about 100 feet north of the
monitor location and extending north
approximately 525 feet. Beyond the
parking lot are a casino hotel, casino,
and additional parking lots. To the
immediate south (150 feet) and west
(300 feet) are the remaining physical
plant facilities (tanks, pumps, etc.) and
the area is paved. Further south and
west are agricultural fields (currently
alfalfa). Agricultural fields also lie to the
north beyond the casino and parking lot
(approximately 0.5 mile). To the east is
the SRR residential area.
PM–10 is measured once-in-every-six
days by the SRREPA according to the
national sampling schedule. Sampling
began on August 3, 2006 and continues
to the present time.
In 2006 there was a major
construction project at the SRR, which
involved construction of a casino hotel
and associated parking lots. This
construction activity, located near the
monitor, was ongoing prior to the time
the monitor began operation. The
original intention of the SRREPA was to
begin operation of the monitor and
sampling only after completion of the
parking lots and external portion of the
hotel. Due to delays, however, the
construction was not completed until
November 2006. The monitor began
operating as scheduled on August 3,
2006.
The SRREPA’s environmental
technician informed EPA that he
believes that many of the samples
collected since PM–10 monitoring began
on August 3, 2006, through midNovember 2006, were unduly
influenced by the grading and paving of
parking lots immediately adjacent to the
monitoring site on the north and east
sides of the pump station building
87 July 18, 2007 Memorandum, ‘‘On-Site Visit to
Santa Rosa Rancheria,’’ from Bob Pallarino, EPA, to
Sean Hogan, EPA (Site Visit Memorandum).
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where the PM–10 sampler monitor is
located.88 In addition to the exceedance
days, much of the data between August
3 and November 25, 2006 submitted to
the AQS database, has been flagged as
affected by construction activity.89
EPA believes there are two bases for
excluding the September 14, September
20 and October 26, 2006 exceedances
from consideration in determining
whether the SJV has attained the PM–
10 standard. First, as explained in more
detail below, EPA believes that, during
the time period the monitor was
operating in such close proximity to the
construction, the monitor should be
considered to have been improperly
sited under the principles established in
40 CFR part 58, appendix E. Second,
EPA believes that, under its Exceptional
Events Rule, the construction activity
that occurred within such close
proximity to the monitor constitutes an
exceptional event that caused the
exceedances. EPA believes that both of
these rationales, separately or together,
support EPA’s proposal not to include
the SRR monitor data recorded during
the period of parking lot construction in
our determination of whether the SJV
has attained the PM–10 NAAQS.
A. Evaluation Under Principles
Established in 40 CFR Part 58,
Appendix E
40 CFR part 58 establishes criteria and
requirements for ambient air quality
monitoring, and appendix E sets forth
the probe and monitoring path siting
criteria for ambient air quality
monitoring. 71 FR 61236 (October 17,
2006). These include both binding
requirements and goals. Section 1(b) of
appendix E, the Introduction, provides
that ‘‘[t]he probe and monitoring path
siting criteria discussed in this
appendix must be followed to the
maximum extent possible.’’ Section
58.20 provides that Special Purpose
Monitors, which may include monitors
on tribal lands, must meet certain
requirements of part 58, including
appendix E, if the data they collect are
to be used for purposes of comparison
to the NAAQS. It is not clear whether
the monitor in Santa Rosa Rancheria is
intended to be designated a Special
Purpose Monitor. It is clear, however,
that EPA does not intend data from a
monitor to be used for purposes of
comparison to the NAAQS unless the
data meet the criteria set forth in section
58.20, including appendix E. Under the
principles established in part 58,
appendix E, EPA believes that it is not
88 Site
Visit Memorandum.
Raw Data Report, Santa Rosa Rancheria
PM–10 2006 to 2007.
a reasonable monitoring practice to
locate a PM–10 monitor, intended for
purposes of comparison to the NAAQS,
so close to an obviously temporary dust
source, as was the case at the SRR.
Section 3(a) of appendix E, Spacing
from Minor Sources, addresses the
siting of monitors, including PM–10
monitors. It states that close spacing
between a monitor and a minor source
may be proper if the purpose of that
monitoring site is to investigate
emissions from that source and other
local sources. However, if, as is the case
with the SRR monitor here, the site is
to be used to determine air quality over
a larger area, such as a neighborhood or
city, it should not be placed near local,
minor sources, because the plume from
the local minor source would
inappropriately impact the air quality
data collected at the site. It is plain that
this occurred in the SRR situation,
where the monitor, when it began
operating, was only 25 feet from one
parking lot construction zone and 100
feet from another.
We believe that in general it is
important to avoid placing a particulate
monitor inordinately close to a location
where active but temporary construction
activity is generating dust emissions. As
noted above, the SRREPA originally had
not intended to start operating the
monitor until after the conclusion of the
construction activity. As a consequence
of monitoring while this construction
was still ongoing, the SRR Tribe was
compelled to flag data for 12 of the 19
sampling days that occurred between
August 3 and November 25, when the
construction concluded. Thus more
than 60% of the data collected during
this time period was considered to be
unusable for regulatory purposes.
The dramatic contrast between
concentrations monitored while
construction was ongoing and postconstruction concentrations also
testifies to the impact that the improper
siting had on the monitored data. After
construction ceased, average monitored
PM–10 concentrations declined 50%.
See discussion below in section
VI.B.2.d. below. EPA believes that after
the construction concluded the monitor
met the appropriate siting criteria.90
EPA has concluded that under the
very unusual circumstances presented
in the SRR, it was not appropriate,
according to the principles established
in part 58 appendix E, to deploy a new
PM–10 monitor, for purposes of
comparison to the NAAQS, so close to
temporary construction activity, for the
duration of that activity. EPA believes it
would be unreasonable for the Agency
89 AQS
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to allow the data from such a monitor
to determine the attainment status of the
SJV.
Conclusion
EPA is proposing to conclude that the
exceedances in the SJV at the SRR
monitor that occurred on September 14,
2006, September 20, 2006 and October
26, 2006 should be excluded from
consideration in determining whether
the SJV has attained the PM–10
standard, because during this time
period EPA deems that the monitor was
not properly sited, under the principles
established in part 58, appendix E.
In proposing to find that, during the
period of construction, the monitor was
not properly sited for the purpose of
comparison to the NAAQS, EPA is
addressing only the particular facts and
circumstances presented by the SRR
monitoring operation. EPA notes that
the construction activity at the SRR,
which occurred in extremely close
proximity to the monitor and on tribal
land, predated the start of monitoring
operations, and that monitoring was
originally intended to begin only after
the conclusion of construction activity.
Under these circumstances, EPA
believes that the September 14,
September 20 and October 26, 2006
exceedances should be excluded from
consideration in determining whether
the SJV has attained the PM–10
standard.
B. Evaluation Under the Exceptional
Events Rule
In addition to the rationale regarding
the siting of the monitor, set forth above,
EPA proposes to concur with the SRR
Tribe’s flagging of the exceedances at
the SRR because EPA believes that the
construction activity constitutes an
exceptional event under EPA’s
Exceptional Events Rule. Our
application of the requirements of the
Rule to the SRR exceedances is set forth
below.
1. Procedural Requirements
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a. Data Are Flagged in EPA’s AQS
Database
The three exceedances were flagged
by the SRR Tribe by the time the data
were submitted to the AQS database in
2006.
b. Public Had an Opportunity To
Review and Comment on the Tribe’s
Documentation
EPA is assisting the SRR Tribe by
compiling and evaluating the
documentation for the exceedances
which have been flagged as being
caused by exceptional events. The
Exceptional Events Rule recognizes that
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tribes may not be in a position to
address all of the requirements of the
Rule and thus states that EPA will
‘‘* * * work with tribes on the
implementation of this rule, which may
include appropriate implementation by
EPA of program elements ensuring that
any exclusion * * * of data in Indian
country with air quality affected by
exceptional events comports with the
procedures and requirements of this
rule.’’ 72 FR at 13563. EPA, through this
proposed rule, is providing the public
with an opportunity to review and
comment on the documentation of these
exceptional events.
c. The Documentation Was Submitted to
EPA
As discussed above, EPA is assisting
the SRR Tribe by compiling and
evaluating the documentation of the
exceedances which they have flagged as
being caused by exceptional events.
d. EPA Concurs With the Tribe’s
Flagging and Demonstration
EPA is proposing to concur with the
SRR Tribe’s flagging of these
exceedances as affected by exceptional
events. As discussed above, EPA is
assisting the SRR Tribe by compiling
and evaluating the documentation of the
exceedances it has flagged as being
caused by exceptional events, and by
ensuring that the public has an
opportunity, through this rulemaking, to
review and comment upon it.
2. Technical Criteria
a. Did this event satisfy the criteria in
section 50.1(j) of the Rule?
i. Affected Air Quality
For an event to qualify as an
exceptional event, the state or tribe must
show that the event affected air quality.
Here, EPA, on behalf of the SRR Tribe,
needs to show that the event, identified
as construction activity, affected air
quality at the SRREPA PM–10 monitor.
This criterion can be met by establishing
that the event is associated with a
measured exceedance in excess of
normal historical fluctuations, including
background, and there is a causal
connection between the event and the
exceedance. This demonstration of a
causal connection is necessary to
establish that the event affected air
quality, and it is also a separate
statutory requirement as discussed
above.
Because the SRREPA PM–10 monitor
has been in operation only since August
2006, it is not possible to compare the
data from exceedance days to historical
levels. In this case, however, we can
look at data that have been collected
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49061
since the construction and parking lot
paving was completed to determine
representative concentrations of PM–10
in the absence of a large, earthdisturbing project such as the
construction, grading and paving of
parking lots. We discuss the range of
data and its fluctuation in more detail
in subsection c. below.
We also need to show the causal
connection between the exceptional
event, in this case construction activity,
and the exceedances recorded. In
addition to other information provided
during EPA’s on-site visit, the SRREPA
has provided EPA with wind speed and
wind direction data collected at its site
that show the wind was blowing in the
appropriate direction and demonstrates
that the PM–10 monitor was downwind
of the construction activity on the
exceedance days. We discuss the causal
connection between the construction
activity and the exceedances in more
detail in subsection b. below.
ii. Not Reasonably Controllable or
Preventable
Section 50.1(j) of the Exceptional
Events Rule requires that for an event to
qualify as an exceptional event, whether
natural or anthropogenic, a state, tribe
(or, in this case, EPA) must show that
the event was not reasonably
preventable or controllable.
EPA believes that it would not have
been reasonable to prevent the activity,
i.e., paving of parking lots that were
needed for the SRR Tribe’s facilities.
Paving a parking lot (which involves
grading the ground, applying a base
material such as gravel and applying
asphalt) is a generally accepted form of
control of PM–10.91 To prevent the
paving of a parking lot would not only
be unreasonable, but illogical.
With respect to whether the event was
reasonably controllable, we note that the
SRR Tribe does not have PM–10 control
measures in place and is not subject to
the fugitive dust control regulations
adopted by the SJVAPCD. As discussed
in the Exceptional Events Rule, ‘‘Tribes
are not required to develop TIPs or
otherwise implement relevant programs
under the CAA. * * *’’ 92 ‘‘EPA
recognizes Tribal Governments as
sovereign entities with primary
authority and responsibility for the
reservation populace. Accordingly, EPA
will work directly with Tribal
Governments as the independent
91 See, for example, SJV Rule 8051 Open Areas
(Adopted November 15, 2001; Amended August 19,
2004) and Rule 8071 Unpaved Vehicle/Equipment
Traffic Areas (Adopted November 15, 2001;
Amended September 16, 2004).
92 63 FR 7254, 7265 (February 12, 1998); 72 FR
at 13563.
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Federal Register / Vol. 72, No. 165 / Monday, August 27, 2007 / Proposed Rules
authority for reservation affairs, and not
as political subdivisions of States or
other governmental units.’’ 93
While paving itself is a control
measure, EPA recognizes that other
control measures may be reasonable
during a paving process. For example,
the SJVAPCD regulations require,
among other things, that regulated
construction sites apply as appropriate
water or chemical/organic stabilizers or
construct and maintain wind barriers.94
In the circumstances of the SRR,
however, even if these types of
measures had been actively employed,
we cannot be certain that they would
have prevented exceedances at the PM–
10 monitor. This is due in large part to
the unusual circumstance presented
here of the very close proximity of the
construction activity to the monitor. As
noted above, one of the parking lots was
within 25 feet of the monitor, and the
other was within 100 feet.
EPA’s evaluation of the parking lot
construction activity’s impact on the
monitor, and whether it was reasonably
controllable, during the activity, is
informed by EPA’s views on what
constitutes acceptable monitor siting. As
EPA has set forth in detail above, EPA
believes that, for the duration of the
construction activity, the monitor was
not properly sited for the purposes of
determining attainment of the SJV, and
that as a result it was inordinately
impacted by that activity.
The provisions of 40 CFR part 58,
appendix E regarding the siting of PM–
10 monitors, are instructive with respect
to EPA’s analysis of the exceedances
under the Exceptional Events Rule. We
cannot conclude that the activity was
reasonably controllable given that the
exceedances were measured at a
monitor that EPA’s rule provides should
not be operated at such a time and
place, for the purposes of determining
attainment. Thus, under the particular
set of circumstances presented here, for
the purposes of evaluating the
‘‘reasonably controllable’’ criterion of
the Exceptional Events Rule, we deem
this criterion to have been satisfied.
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iii. Was an Event Caused by Human
Activity That is Unlikely to Recur at a
Particular Location
In this case, the event was paving of
parking lots in the vicinity of the PM–
10 monitor, and is a construction
activity that is not expected to recur at
that location.
93 59
FR 43956 (August 25, 1994).
Rule 8021 Construction, Demolition,
Excavation, Extraction, and Other Earthmoving
Activities (Adopted November 15, 2001; Amended
August 19, 2004).
94 SJV
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iv. Determined by EPA To Be an
Exceptional Event
Finally, EPA must determine through
the process established in the
Exceptional Events Rule whether an
exceptional event occurred. The
Exceptional Events Rule has both
procedural requirements and technical
criteria that we are assisting the
SRREPA in meeting. We believe that by
the initial flagging of the data, and
through the vehicle of this proposed
rulemaking we will demonstrate that the
procedural requirements and technical
criteria of the rule will have been met.
b. Is there a clear causal connection
between the exceedances and the
claimed exceptional event?
Under 40 CFR 50.14(c)(3)(iii)(B), a
clear causal relationship must be
established between the measured
exceedance and the claimed exceptional
event. The information compiled by
EPA shows a clear causal connection
between the exceedances and the
construction activity at the nearby
parking lots. The SRREPA
environmental technician observed the
conditions at the time the monitor was
operating and noted on the sample
tracking forms, which are completed
with each sampling run, that there was
construction nearby. Copies of these
tracking forms are included in the
documentation for this rulemaking.
The SRREPA measures wind speed
and wind direction at the SRR
monitoring site. These meteorological
data indicate that on the three days that
exceeded the NAAQS, winds were
predominantly from the northwest to
northeast. This would indicate that any
dust-producing activity north and
northeast of the monitor would result in
high concentrations of geologic dust
being blown towards the monitor.
The meteorological data lend support
to the environmental technician’s
account of the events of that day. EPA
also discussed these events with the
SRR construction superintendent, who
agreed with the environmental
technician’s account of the construction
activity. A private consultant working
for the SRREPA also stated that he had
witnessed major earth-disturbing
activities on these days.95
Based on the meteorological data,
eyewitness accounts, and an on-site
inspection of the monitoring site
location and its proximity to the parking
lots, we believe that there was a clear
causal connection between the
construction activity and the recorded
PM–10 exceedances.
95 Site
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c. Can it be demonstrated that the event
is associated with a measured
concentration in excess of normal
historical fluctuations including
background?
For EPA to concur with the SRREPA’s
claim that an exceptional event caused
an exceedance, one of requirements is to
show that the event is associated with
concentrations that are beyond the
normal historical fluctuations. See 40
CFR 50.14(c)(3)(iii)(C).
Of the 44 samples collected by the
SRREPA, nearly 80% of the samples (35
days) were less than 100 µg/m3. After
completion of the paving projects in
mid-November, 2006, average PM–10
concentrations dropped by more than
50%, from an average of 97 µg/m3 to an
average of 45 µg/m3.96 This would
indicate that the construction activity
had an obvious effect on the
concentrations recorded by the SRR
monitor and that the data collected
during this construction period,
including the exceedances recorded in
September and October, 2006, were not
representative of typical postconstruction PM–10 concentrations at
the location of the monitor.
d. Can it be demonstrated that there
would have been no exceedance ‘‘but
for’’ the event?
To qualify as an exceptional event,
there must be an analysis which
demonstrates that there would have
been no exceedance ‘‘but for’’ the event.
40 CFR 50.14(c)(3)(iii)(D). Such analyses
do not require a precise estimate of the
estimated air quality impact from the
event. 72 FR at 13570.
To meet this requirement, EPA
believes the SRREPA environmental
technician, consultant and the SRR
construction superintendent have
clearly indicated that the exceedances
occurred on days where nearby
construction was also occurring. As EPA
has shown, the proximity of the monitor
to the construction activity and the
concomitant infeasibility of control
measures to prevent the exceedances
also demonstrate that there would have
been no exceedances but for the
construction activity. Given these
factors and the fact that the average PM–
10 concentrations dropped by more than
50% after the completion of the paving
projects, we believe the weight of
evidence shows that the exceedances
would not have occurred but for the
construction activity.
96 Santa Rosa Rancheria PM–10 24 hour average
concentrations, Excel spreadsheet, Bob Pallarino.
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3. Mitigation Requirements
Under 40 CFR 51.930, a state or tribe
requesting to exclude air quality data
due to exceptional events must take
appropriate and reasonable actions,
including public notification, public
education and implementation of
measures, to protect public health from
exceedances or violations of the
NAAQS. In the case of the SRR, EPA
recognizes that tribes may implement
only portions of air quality programs
and not be in a position to address each
of the procedures and requirements
associated with excluding or
discounting data. In the preamble to the
Exceptional Events Rule, EPA cites an
example of tribes that ‘‘* * * may
operate a monitoring network for
purposes of gathering and identifying
appropriate data, but may not
implement relevant programs for the
purpose of mitigating the effects of
exceptional events. * * *’’ 72 FR at
13563. That is the case with the SRR.
Under these circumstances, as indicated
in the preamble to the Exceptional
Events Rule, EPA intends to work with
the SRR on the implementation of the
Rule.
Conclusion
EPA believes that the construction
activities at the SRR on September 14,
2006, September 20, 2006 and October
26, 2006 were exceptional events as
defined under 40 CFR 50.1(j). EPA
believes that there is sufficient weight of
evidence to conclude that the
construction activities caused the
exceedances on the exceedance days,
and that the exceedances would not
have occurred but for the construction
activity. The proximity of the
construction activities to the monitor
and the wind direction recorded at the
monitor support this conclusion.
Because EPA believes that the
provisions of the Exceptional Events
Rule have been satisfied, EPA is
proposing to concur with the SRR
Tribe’s flags indicating that these
exceedances were due to exceptional
events, and to exclude the data from
consideration in determining whether
the SJV has attained the PM–10
standard.
In proposing to concur with the SRR
Tribe’s flags that construction activity at
SRR constituted exceptional events,
EPA is addressing only the particular
facts and circumstances presented by
the SRR monitoring operation. In
general, fugitive dust control measures
employed during construction activities
are helpful in reducing ambient PM–10
concentrations and avoiding
exceedances of the NAAQS. However,
49063
in the specific circumstances of the SRR
during the days when exceedances were
recorded, we are not able to conclude
that the event was reasonably
controllable due to the very close
proximity of the monitor to the
construction activity, and the other
factors discussed above. Given this
singular constellation of factors, EPA is
proposing to concur with the Tribe’s
flagging of the exceedances on
September 14, September 20 and
October 26, 2006 as caused by
exceptional events.
VII. Summary of Exceedances From
2004 Through 2006
The table below provides a summary
of exceedances relevant to today’s
proposed rule that were recorded at
monitors located within the boundaries
of the SJV. The table indicates, whether
in determining attainment, EPA has
excluded or proposes to exclude the
exceedance, based on a finding that it
was due to an exceptional event. The
24-hour standard is attained when the
expected number of days per year with
levels above 150 µg/m3 (averaged over a
three-year period) is less than or equal
to one. 40 CFR part 50, appendix K. As
shown in the table, all of the monitoring
locations are meeting the PM–10
standard.
TABLE SUMMARIZING PM–10 24-HOUR EXCEEDANCES IN THE SJV
[From 2004 through 2006]
Monitor
Operating schedule
Recorded (observed)
exceedances 2004—2006
Date
Corcoran Manual FRM ...
1 in 3 day ......................
Corcoran TEOM .............
Continuous ....................
Bakersfield Golden Manual FRM.
Bakersfield Golden BAM
1 in 6 day ......................
Bakersfield Golden
TEOM.
Conc
Number of estimated exceedances
Included in
attn. deter.
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217
215
261
304
162
157
No
No
No
No
No
No
Continuous ....................
11/22/05
11/23/05
9/22/06
156
180
157
Continuous ....................
1 in 6 day ......................
1 in 6 day ......................
10/25/06
12/8/06
9/22/06
9/22/06
9/14/06
9/20/06
10/26/06
Tracy BAM ......................
Oildale Manual FRM ......
Santa Rosa Rancheria
Manual FRM.
9/3/04
9/22/06
9/22/06
10/25/06
12/8/06
9/22/06
Continuous ....................
...............
................
................
................
................
................
Reason for excluding
exceedance
Exceptional
Exceptional
Exceptional
Exceptional
Exceptional
Exceptional
..........
..........
..........
..........
..........
..........
0
............................
0
............................
............................
0
Yes ..............
Yes ..............
No ................
N/A .................................
N/A .................................
Exceptional Event ..........
0.67
............................
0
193
213
161
162
190
No ................
No ................
Yes ..............
No ................
No ................
Exceptional Event ..........
Exceptional Event ..........
N/A .................................
Exceptional Event ..........
Exceptional Event ..........
............................
............................
0.33
0
0
158
157
No ................
No ................
Exceptional Event ..........
Exceptional Event ..........
............................
............................
Sources:
EPA Air Quality System Database.
E-mail from Steven Shaw, SJVAPCD to Bob Pallarino, EPA Region 9, April 20, 2006.
E-mail from Steve Shaw, SJVAPCD to Bob Pallarino, EPA Region 9, October 12, 2006.
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Event
Event
Event
Event
Event
Event
Average number
of annual
exceedances
2004—2006
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VIII. Petitions for Reconsideration and
Withdrawal
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A. Winds and Wildfires on September
22 and October 25, 2006
Earthjustice filed its 2006 Petition for
Reconsideration (PFR) before the State
provided its exceptional event
documentation for the September 22,
2006 exceedances to the public or EPA.
At that time CARB and the District had
simply informed EPA that, based on
preliminary analysis, they believed that
these exceedances were due to high
wind and wildfire natural events.
Similarly, when Earthjustice filed its
2007 Petition for Withdrawal (PFW) and
the accompanying Jan Null declaration,
the State had not yet submitted the
complete documentation for the
September and October 2006
exceedances on which EPA is basing
this proposed rule. Therefore
Earthjustice’s conclusion in the
petitions that the September 22, 2006
and October 25, 2006 exceedances do
not qualify as natural events does not
address the technical analysis of the
winds and wildfires as ultimately
submitted by the State and which EPA
has evaluated in section V. above. To
the extent that Earthjustice’s
assessments in the petitions of the
nature and effect of the winds and
wildfires are currently relevant, we
believe our evaluation in section V.
addresses the significant points raised
in them.
In addition, since EPA, as stated in
section V. above, agrees with the
petitioners that regional transport from
north of the SJV and the northern SJV
and wildfires were not the cause of the
exceedances on September 22 and
October 25, it is unnecessary for EPA to
further address the arguments raised by
petitioners with respect to these
theories.
B. Notice/Comment on September 22
and October 25, 2006 Exceedances
The gravamen of the 2006 petition,
which is reiterated in the Petition for
Withdrawal, is Earthjustice’s claim that
EPA did not provide the public with an
opportunity to comment on the
September 22, 2006 exceedances and
thus should not have finalized the
attainment determination for the SJV.
PFR at 2–4. Petitioners also complained
that EPA did not require adequate
documentation that these exceedances
were caused by exceptional events. PFR
at 3–4.
Contrary to Earthjustice’s assertions,
EPA did not abuse its discretion in
addressing the September 22, 2006
exceedances in its October 2006
determination of attainment. EPA noted
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15:46 Aug 24, 2007
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at the time that the exceedances were
based on preliminary data only:
‘‘Because these data, which were
collected using manual reference
method samplers, are preliminary and
have not been quality assured, and
because EPA believes that they may
qualify as caused by natural events, and
thus be excluded from consideration in
an attainment determination, EPA is
proceeding to finalize its determination
that the area is in attainment.’’ 71 FR
63642. Thus the data had not been
quality assured, and in addition EPA
was on notice that CARB and the
District intended to flag the data as due
to exceptional events and to request
EPA’s concurrence on excluding the
data from consideration in an
attainment determination.
EPA went on to note that ‘‘[i]f, after
the data is quality assured, and after
further evaluating CARB’s request with
respect to these data, EPA determines
that the data do not qualify for
exclusion under EPA’s natural events
policy, and EPA further believes that if
included that they would establish that
the area is in violation of the NAAQS,
EPA will proceed with appropriate
rulemaking action to withdraw its
determination of attainment.’’ Id. It was
thus clear that EPA’s determination was
subject to revision based on subsequent
quality assurance and evaluation of the
data, and EPA outlined its projected
procedure for dealing with the data once
they were quality assured and EPA had
an opportunity to evaluate the
documentation of the potential
exceptional events.
In this proposed rule, EPA is
following through with this procedure,
and is now providing for full notice and
an opportunity for comment, in the
context of a rulemaking, on whether
those exceedances qualify as caused by
exceptional events. EPA is also
providing notice and opportunity for
comment on additional claims that
exceedances were caused by exceptional
events on October 25, 2006, and
December 8, 2006, and at the Santa Rosa
Rancheria on September 14 and 20 and
October 26, 2006.
Contrary to Earthjustice’s contention
in its Petition for Reconsideration and
Petition for Withdrawal, EPA did not
reverse the burden of proof required to
establish an exceptional event, or
relieve the State from the obligation to
document its claims. PFR at 4; PFW at
17. In the final determination, it is clear
that EPA did not conclusively concur in
excluding the data without requiring
appropriate documentation and a
showing from the State. Rather, EPA
deferred its determination on the impact
of the preliminary data until the data
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could be quality assured and the State
would have an opportunity to meet its
burden of showing that an exceedance
qualified as caused by an exceptional
event.
Finally EPA notes that Earthjustice
alleges in its 2007 petition that the
Agency ignored in its final attainment
determination the October 25, 2006
exceedances as well as the September
22, 2006 exceedances. PFW at 2. This is
not the case. The exceedances in
October occurred eight days after EPA
promulgated its final determination of
attainment, on October 17, 2006. (The
notice was published on October 30, but
the determination had been signed and
disseminated to the public on October
17). Thus, EPA had no information on
these exceedances at the time of its final
action.
C. Wind Conditions in the Valley
With respect to the existence of high
winds in the Valley generally,
Earthjustice, in both petitions,
characterizes statements in the 2003
PM–10 Plan for the area as concluding
that wind erosion is not a significant
contributing factor in dust emissions
and as suggesting that winds with
enough velocity to cause erosion
disperse PM–10 concentrations and/or
transport PM–10 out of the Valley. PFR
at 4; PFW at 8. Earthjustice in its 2007
petition also cites a letter from the
District to EPA which states that ‘‘there
is no evidence of any significant linkage
between high winds and PM–10 federal
exceedance events [in the Valley].’’ Id.
at 8–9.
Earthjustice has taken the statements
in the 2003 Plan to attain the PM–10
standard out of context. Chapter 2 of the
Plan, quoted by Earthjustice, is a 12page general overview of the San
Joaquin Valley Air Basin, the purpose of
which is to describe normal or typical
meteorological conditions. It is not
intended to nor does it address unusual
winds such as those under
consideration here that may occur in the
Valley. Nevertheless, the District did
determine that windblown dust is not a
significant problem in the SJV for the
purposes of attaining the PM–10
standard. For example, the Plan states
that ‘‘[w]ind related PM–10 events are
rare but possible when conditions are
right’’ and that ‘‘PM–10 readings in the
SJVAB are most severe during the fall
and winter periods when wind speed
and direction are not conducive to
interregional transport.’’ 2003 PM–10
Plan, ES–10, 2–6. The District also states
that ‘‘winds are effective in dispersing
PM–10 concentrations and/or
transporting PM–10 out of the Valley’’
in explaining why the spring and
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summer months, which are the windier
months of the year in the SJV, do not
yield higher PM–10 levels.
However, the fact that PM–10
pollution from windblown dust is not
generally a significant enough problem
in the SJV that it needs to be controlled
for the purposes of attaining the PM–10
standard, does not mean that
windblown dust cannot cause an
exceedance of the standard. In addition,
even if windblown dust were a
significant problem, there could be
individual situations where particular
conditions make it unreasonable to
expect the District and State to be able
to control sources in those
circumstances. For such situations, EPA
has issued the Exceptional Events Rule,
and previously its policies, which as
discussed above allows exceedances
caused by exceptional events to be
excluded from regulatory considerations
as appropriate if certain conditions are
met. Since there are many variables that
can cause exceptional event
exceedances, EPA believes the analyses
for such events should be reviewed on
a case by case basis. 72 FR 13560. For
example, not all high wind days will
lead to exceedances and not all
exceedances monitored when high
winds are recorded are necessarily due
to those high winds. For the
exceedances discussed in today’s
proposal, however, EPA believes the
State has made an adequate
demonstration that they were caused by
exceptional events and have met all of
the Exceptional Events Rule
requirements, and thus the data for
these particular events should be
excluded from regulatory consideration.
Earthjustice also cites a letter from the
District to EPA responding to a letter
from Charles Swanson to EPA
commenting on the 2003 PM–10 Plan.
April 15, 2004 letter from James Sweet,
SJVAPCD, to Doris Lo, EPA (Sweet
letter). Mr. Swanson disputes the
following passage from Table G–15 in
Appendix G entitled ‘‘BACM
Comparative Analysis for ‘On-Field
Activities’’’ concerning the BACM
justification discussion associated with
the ‘‘Other’’ category of the District’s
proposed Agricultural Conservation
Management Practices:
The SJV does not have a windblown dust
problem to anywhere near the extent of the
other nonattainment areas. The SJV has some
of the lowest average wind speeds in the
country. No wind related exceedances have
been recorded in the basin during the last
three years. Wind speeds are highest during
the spring when PM–10 levels are at their
lowest. The majority of the fugitive dust
emissions are generated from earth disturbing
activities. Certain soil types and crops are
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15:46 Aug 24, 2007
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more prone to windblown dust problems.
The ‘‘Other’’ category will give the farmers
with the potential to experience wind blown
dust emissions the flexibility to address this
issue with a CMP.
March 18, 2004 letter from Charles
Swanson to Doris Lo, EPA (Swanson
letter) at 1.
In responding to Mr. Swanson, the
District stated in its April 15, 2004 letter
that ‘‘[t]he statements in the Plan
provide a general characterization of the
San Joaquin Valley (SJV) and, as with all
generalizations, are not without
exception.’’ Sweet letter at 1.
Furthermore, while, as Earthjustice
points out, the District did also state
that an analysis of all wind events since
1990 did not establish a linkage to PM–
10 exceedances, the District also
enumerated technical limitations that
bear directly on this conclusion. For
example, the data used did not report
wind gusts and the 1 in 6 day sampling
for PM–10 will not capture all wind
events. Sweet letter at 7–8. Therefore,
Earthjustice’s attempts to characterize
the statements in the Sweet letter
regarding windblown dust as absolute is
not warranted. Finally, the District also
asserts that:
Evaluation of past events indicates that
often the area with the highest PM–10 levels
is not where the wind is highest, but rather
where the wind begins to slow. To
understand the dynamics of this pattern we
need only review the mechanisms for
entrainment and deposition. When the wind
slows, it can no longer keep the larger PM–
10 particles aloft and they settle toward the
surface. The settling of particulates aloft
* * * results in an increased concentration
in the deposition area.
Sweet letter at 2. This scenario is
precisely what occurred on September
22 and October 25, 2006 as discussed in
section V. above.
D. EPA’s Natural Events Policy
1. BACM Implementation
In both petitions Earthjustice asserts
that EPA’s 1996 Natural Events Policy
requires that the State demonstrate that
BACM were in place and that all
sources were in compliance in order for
EPA to concur on a high wind natural
event request. PFR at 5; PFW at 9.
Earthjustice contends that the State
cannot demonstrate that agricultural
sources were in compliance at the time
of the wind event since it is not clear
if any compliance inspections had been
conducted.
As discussed in sections IV. and V.,
EPA is evaluating the State’s
exceptional event documentation under
EPA’s Exceptional Event Rule and not
under its pre-existing policies. The Rule
does not require either a showing that
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49065
BACM was in place at the time of the
event or proof that sources were in
compliance. Rather, in the preamble to
the Rule EPA states that the State must
take reasonable and appropriate
measures under these circumstances. 72
FR at 13576–13577. That said, EPA has
approved the District’s BACM
demonstration for all significant sources
of PM–10 in the Valley, including
agricultural sources, as meeting CAA
section 189(b)(1)(B). 69 FR at 30035; 71
FR 7683. Moreover the State’s
documentation for the September 22
and October 25, 2006 events includes
information on compliance inspections
throughout the SJV. See section V.
above.
2. District’s Natural Events Action Plan
In its 2007 petition Earthjustice
claims that for the September 22, 2006
exceedances the District failed to meet
the requirements of its Natural Events
Action Plan for ‘‘[a]cceptable
documentation for establishing an
extraordinary natural event * * * .’’
Specifically, Earthjustice contends that
acceptable documentation for
establishing ‘‘an extraordinary natural
event’’ includes issuance by the national
Weather Service of a high wind or
blowing dust advisory, the occurrence
of strong winds aloft and surface wind
maps showing potential for high winds
to occur at the site. According to
Earthjustice no adequate documentation
of these factors was offered. PFW at 11.
Earthjustice’s statements regarding the
requirements for documentation under
the District’s ‘‘Natural Events Action
Plan for High Wind Events in the San
Joaquin Valley Air Basin,’’ February 16,
2006 (NEAP) appear in the portion of its
2007 petition that addresses the causal
relationship between high winds and
the September 22, 2006 exceedances. Id.
Section 3 of the NEAP concerns the
documentation of high wind events and
lists specific sources of documentation
suggested by EPA: Filter analysis,
meteorological data, modeling and
receptor analysis, videos and/or
photographs, maps, news accounts and
BACM 97 requirements. Section 6 of the
NEAP concerns meteorological
forecasting criteria. This section states
that if certain enumerated criteria are
met, the District, in consultation with
CARB, will declare a NEAP episode.
The items that Earthjustice contends are
required to document an exceptional
event are among these criteria. Thus
Earthjustice has confused forecasting an
exceptional event with the
documentation of it. EPA believes that
97 As noted above, BACM implementation is not
required under EPA’s exceptional events rule.
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the State has adequately documented
the September 22, 2006 exceedances as
being caused by all exceptional events
as discussed above in section V.A.
Finally we note again that EPA is
proceeding in this rulemaking under its
Exceptional Events Rule rather than the
1996 policy it replaces. In the preamble
to the Rule, EPA explained that
‘‘following the promulgation of this
rule, States will no longer be required to
keep NEAPs in place that were not
approved as a part of a SIP for an area.’’
72 FR at 13576.
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E. Harvest Activities
Earthjustice asserts in its 2006
petition that September is the peak
harvest season for cotton and almonds
and that EPA should investigate the
contribution of these activities to the
September 22 exceedances. PFR at 6. In
the 2007 petition Earthjustice states that
the end of October is generally when
two of the dustiest crop harvests, cotton
and almonds, take place and that these
activities caused the October 25
exceedances. PRW at 13–14. EPA
discusses the effect of anthropogenic
sources on the 2006 exceedances in
section V. above.
F. Exceedances at Corcoran and
Stockton in 2004, Bakersfield in 2005
and the Santa Rosa Rancheria in 2006
The 2007 petition raises issues
regarding several exceedances that have
already been addressed by the October
2006 attainment determination. These
exceedances occurred on September 3,
2004 at Corcoran and Stockton and on
November 22–23, 2005 at Bakersfield.
EPA’s position on these exceedances is
found in the final rule at 71 FR at
63658–63661.
Regarding the September 3, 2004
exceedance, Earthjustice states that EPA
must now evaluate whether the Agency
can concur on the State’s request to flag
the exceedance as a high wind event
and cannot continue to rely on the
argument that it is irrelevant because
‘‘even if EPA had not concurred with
the exclusion of this data, the Corcoran
site would still attain the 24-hour
NAAQS * * *.’’ Earthjustice takes this
position because it believes there are
now other exceedances at Corcoran that
cannot be excluded and that the
September 3, 2004 exceedance will thus
be important in determining the SJV’s
PM–10 attainment status. PFW at 9.
EPA disagrees with Earthjustice’s
contention that there are now other
exceedances that cannot be excluded.
As discussed above, EPA believes the
exceedances on September 22, October
25 and December 8, 2006 are all due to
exceptional events and is proposing to
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15:46 Aug 24, 2007
Jkt 211001
concur with the State’s request to flag
these data as caused by high wind
events. Thus our conclusion that the
September 3, 2004 exceedance is not
significant for the attainment
determination is still valid.
Regarding the November 2005
exceedances at Bakersfield, EPA stated
in its determination of attainment that
‘‘[e]ven if the Bakersfield-Golden State
Highway BAM and TEOM data are
considered together (and even if they
were quality-assured data not subject to
natural events), the exceedances
recorded at these monitors would not
show that the area is in violation of the
standard.’’ 71 FR at 63659. As discussed
above, EPA believes that the
exceedances at Bakersfield in 2006 were
due to exceptional events and is
proposing to concur with the State’s
request to flag these data. Thus we still
believe that the 2005 Bakersfield-Golden
exceedances, when considered for
purposes of our 2006 attainment
determination, would not contribute to
or constitute a violation.
In the 2007 petition Earthjustice also
raises questions about exceedances
recorded at the Santa Rosa Rancheria on
September 14, 20 and October 26, 2006.
PFW at 15–16. EPA addresses these
exceedances in section VI. above.
IX. Statutory and Executive Order
Reviews
Under Executive Order 12866 (58 FR
51735, October 4, 1993), this proposed
action is not a ‘‘significant regulatory
action’’ and therefore is not subject to
review by the Office of Management and
Budget. For this reason, this action is
also not subject to Executive Order
13211, ‘‘Actions Concerning Regulations
That Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355, May
22, 2001). This action merely proposes
a determination based on air quality
data and does not impose any additional
requirements. Accordingly, the
Administrator certifies that this
proposed rule will not have a significant
economic impact on a substantial
number of small entities under the
Regulatory Flexibility Act (5 U.S.C. 601
et seq.). Because this proposed rule does
not impose any additional enforceable
duty, it does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4).
Executive Order 13175 (65 FR 67249,
November 9, 2000) requires EPA to
develop an accountable process to
ensure ‘‘meaningful and timely input by
tribal officials in the development of
regulatory policies that have tribal
implications.’’ Several Indian tribes
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Sfmt 4702
have reservations located within the
boundaries of the SJV. EPA is aware of
only one tribe in the SJV that operates
a PM–10 monitor, the Santa Rosa
Rancheria. EPA has consulted with
representatives of the Santa Rosa
Rancheria Tribe on the data recorded by
their monitor, and the flagging of the
data, and will continue to work with the
Tribe, as provided for in Executive
Order 13175. Accordingly, EPA has
addressed Executive Order 13175 to the
extent that it applies to this action. This
proposed action also does not have
Federalism implications because it does
not have substantial direct effects on the
States, on the relationship between the
national government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132 (64 FR 43255,
August 10, 1999). This proposed action
merely makes a determination based on
air quality data and does not alter the
relationship or the distribution of power
and responsibilities established in the
CAA. Executive Order 12898 establishes
a Federal policy for incorporating
environmental justice into Federal
agency actions by directing agencies to
identify and address, as appropriate,
disproportionately high and adverse
human health or environmental effects
of their programs, policies, and
activities on minority and low-income
populations. Today’s action involves
proposed determinations based on air
quality considerations and proposes to
affirm that the San Joaquin area has
attained the PM–10 NAAQS. It will not
have disproportionately high and
adverse effects on any communities in
the area, including minority and lowincome communities.
This proposed rule also is not subject
to Executive Order 13045 ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (62 FR 19885,
April 23, 1997), because it is not
economically significant. The
requirements of section 12(d) of the
National Technology Transfer and
Advancement Act of 1995 (15 U.S.C.
272 note) do not apply. This proposed
rule does not impose an information
collection burden under the provisions
of the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.).
List of Subjects
40 CFR Part 52
Environmental protection, Air
pollution control, Incorporation by
reference, Particulate matter, Reporting
and recordkeeping requirements.
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40 CFR Part 81
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Environmental protection, Air
pollution control, National parks,
Wilderness areas.
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Dated: August 15, 2007.
Wayne Nastri,
Regional Administrator, Region 9.
[FR Doc. E7–16693 Filed 8–24–07; 8:45 am]
BILLING CODE 6560–50–P
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49067
Agencies
[Federal Register Volume 72, Number 165 (Monday, August 27, 2007)]
[Proposed Rules]
[Pages 49046-49067]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-16693]
[[Page 49045]]
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Part II
Environmental Protection Agency
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40 CFR Parts 52 and 81
Approval and Promulgation of Implementation Plans; Designation of
Areas for Air Quality Planning Purposes; State of California; PM-10;
Affirmation of Determination of Attainment for the San Joaquin Valley
Nonattainment Area; Proposed Rule
Federal Register / Vol. 72, No. 165 / Monday, August 27, 2007 /
Proposed Rules
[[Page 49046]]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 52 and 81
[EPA-R09-OAR-2006-0583; FRL-8459-2]
Approval and Promulgation of Implementation Plans; Designation of
Areas for Air Quality Planning Purposes; State of California; PM-10;
Affirmation of Determination of Attainment for the San Joaquin Valley
Nonattainment Area
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: In a final rule published in the Federal Register on October
30, 2006, EPA determined that the San Joaquin Valley nonattainment area
(SJV or the Valley) in California attained the National Ambient Air
Quality Standards (NAAQS) for particulate matter with an aerodynamic
diameter less than or equal to a nominal 10 micrometers (PM-10). Since
that final determination of attainment, the State has flagged several
exceedances of the PM-10 standard in 2006 as being caused by
exceptional events, i.e., high winds, and requested that these data be
excluded from attainment determinations. EPA is proposing to concur
with the State's request to flag these exceedances and thus to exclude
that data from use in determining PM-10 attainment for the SJV. EPA is
also proposing to exclude from use in determining attainment for the
SJV exceedances recorded at a monitor located at the Santa Rosa
Rancheria, tribal lands within the boundaries of the SJV, on two bases:
The exceedances occurred while the monitor was operating in very close
proximity to construction activities and, as such, the monitor was not
properly sited during that time for purposes of comparison to the
NAAQS; and the exceedances were caused by an exceptional event. EPA is
proposing to concur with the Santa Rosa Rancheria Tribe's request to
flag these exceedances as due to an exceptional event. As a result, EPA
is proposing to affirm its determination that the SJV has attained the
PM-10 standard based on EPA's evaluation of quality-assured data
through December 2006. In addition to providing the public with an
opportunity to comment on EPA's evaluation and proposed concurrence on
flagged exceedances that occurred through the end of calendar year
2006, EPA is in this proposed rule addressing issues raised in
petitions for reconsideration and withdrawal of EPA's 2006
determination of attainment, filed by Earthjustice on behalf of the
Sierra Club, Latino Issues Forum and others.
DATES: Written comments must be received on or before September 26,
2007.
ADDRESSES: Submit comments, identified by docket number EPA-R09-OAR-
2006-0583, by one of the following methods:
(1) Federal eRulemaking portal: https://www.regulations.gov. Follow
the on-line instructions.
(2) E-mail: lo.doris@epa.gov.
(3) Mail or deliver: Doris Lo (AIR-2), U.S. Environmental
Protection Agency Region IX, 75 Hawthorne Street, San Francisco, CA
94105-3901.
Instructions: All comments will be included in the public docket
without change and may be made available online at www.regulations.gov,
including any personal information provided, unless the comment
includes Confidential Business Information (CBI) or other information
whose disclosure is restricted by statute. Information that you
consider CBI or otherwise protected should be clearly identified as
such and should not be submitted through the www.regulations.gov or e-
mail. www.regulations.gov is an anonymous access system, and EPA will
not know your identity or contact information unless you provide it in
the body of your comment. If you send e-mail directly to EPA, your e-
mail address will be automatically captured and included as part of the
public comment. If EPA cannot read your comment due to technical
difficulties and cannot contact you for clarification, EPA may not be
able to consider your comment.
Docket: The index to the docket for this action is available
electronically at www.regulations.gov and in hard copy at EPA Region
IX, 75 Hawthorne Street, San Francisco, California. While all documents
in the docket are listed in the index, some information may be publicly
available only at the hard copy location (e.g., copyrighted material),
and some may not be publicly available in either location (e.g., CBI).
To inspect the hard copy materials, please schedule an appointment
during normal business hours with the contact listed directly below.
FOR FURTHER INFORMATION CONTACT: Doris Lo, EPA Region IX, (415) 972-
3959, lo.doris@epa.gov.
SUPPLEMENTARY INFORMATION: Throughout this document, wherever ``we,''
``us,'' or ``our'' are used, we mean EPA.
Table of Contents
I. Background
II. EPA's Proposed Actions
III. Summary of Litigation and Administrative Proceedings
IV. EPA's Exceptional Events Rule
V. EPA's Evaluation of Flagged Exceedances
A. September 22, 2006 Exceedances at Corcoran, Bakersfield and
Oildale
1. Procedural Requirements
2. Technical Criteria
3. Mitigation Requirements
B. October 25, 2006 Exceedances at Corcoran and Bakersfield
1. Procedural Requirements
2. Technical Criteria
3. Mitigation Requirements
C. December 8, 2006 Exceedances at Corcoran and Bakersfield
1. Procedural Requirements
2. Technical Criteria
3. Mitigation Requirements
VI. EPA Evaluation of September 14, September 20 and October 26,
2006 Exceedances Recorded at the Santa Rosa Rancheria
A. Evaluation Under Principles Established in 40 CFR Part 58,
Appendix E
B. Evaluation Under the Exceptional Events Rule
1. Procedural Requirements
2. Technical Criteria
3. Mitigation Requirements
VII. Summary of Exceedances from 2004 through 2006
VIII. Petitions for Reconsideration and Withdrawal
A. Winds and Wildfires on September 22 and October 25, 2006
B. Notice/Comment on September 22 and October 25, 2006
Exceedances
C. Wind Conditions in the Valley
D. EPA's Natural Events Policy
1. BACM Implementation
2. District's Natural Events Action Plan
E. Harvest Activities
F. Exceedances at Corcoran and Stockton in 2004, Bakersfield in
2005 and the Santa Rosa Rancheria in 2006
IX. Statutory and Executive Order Reviews
I. Background
On October 17, 2006, EPA finalized its determination that the SJV
attained the NAAQS for PM-10, and on October 30, 2006, EPA published
this determination in the Federal Register. 71 FR 63642. This
determination was based upon monitored air quality data for the PM-10
NAAQS \1\ during the years 2003-2005 and all available quality-assured
data through July 31, 2006. For a more detailed discussion of the
related background for the SJV, please refer to the proposed and final
rules at 71 FR 40952 (July 19, 2006) and 71 FR 63642. Shortly before
EPA issued the determination of attainment, EPA learned of preliminary
data indicating that exceedances had occurred on
[[Page 49047]]
September 22, 2006, at several monitors, and that the State intended to
flag \2\ them as caused by natural events and to request that EPA
concur with these flags. EPA stated that because the data were
preliminary and because they may qualify as natural events, EPA would
proceed with its determination of attainment at that time. EPA further
indicated that once quality-assured data were available EPA would
review those data and consider whether the determination of attainment
should be withdrawn.
---------------------------------------------------------------------------
\1\ EPA's final determination of attainment addressed both the
24-hour and annual PM-10 standards; however, on October 17, 2006,
effective on December 18, 2006, EPA revoked the annual PM-10
standard. 71 FR 61144.
\2\ Once air quality data have been submitted to EPA, it is
possible to ``flag'' specific values for various purposes. ``Data
flagging'' refers to the act of making a notation in a designated
field of an electronic data record. The principal purpose of the
data flagging system in the Air Quality System (AQS) data base is to
identify those air quality measurements for which special attention
or handling is warranted. These include, but are not limited to,
those measurements that are influenced by exceptional events. See 71
FR 12592, 12598 (March 10, 2006).
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Since the October 2006 final determination of attainment, EPA has
obtained information regarding the PM-10 exceedances summarized in
Table 1, which were recorded at various monitors within the boundaries
of the SJV:
Table 1.--Summary of Exceedances Evaluated for Today's Proposed Rule
------------------------------------------------------------------------
Monitor location Concentration
Date of exceedance (type(s)) ([mu]g/m\3\)
------------------------------------------------------------------------
September 22, 2006............ Corcoran (FRM, FEM)*.. 215, 261
Bakersfield-Golden 157, 170
(FRM, FEM).
Oildale (FRM)......... 162
October 25, 2006.............. Corcoran (FEM)........ 304
Bakersfield-Golden 193
State Highway (FEM).
December 8, 2006.............. Corcoran (FEM)........ 162
Bakersfield-Golden 213
State Highway (FEM).
September 14, 2006............ Santa Rosa Rancheria 190
(FRM).
September 20, 2006............ Santa Rosa Rancheria 158
(FRM).
October 26, 2006.............. Santa Rosa Rancheria 157
(FRM).
------------------------------------------------------------------------
* FRM = Federal Reference Method; FEM = Federal Equivalent Method.\3\
On April 24, 2007, the State submitted to EPA documentation
supporting its claim that the September 22, 2006 exceedances were
caused by high winds and wildfires. This submittal was supplemented
with additional documentation on July 10, 2007. On May 1, 2007, the
State submitted to EPA documentation supporting its claim that the
October 25, 2006 exceedances were caused by high winds. On June 12,
2007, the State submitted to EPA documentation supporting its claim
that the December 8, 2006 exceedances were caused by high winds. The
State believes that all of these exceedances qualify as natural events
and that the data should thus be excluded from consideration in the
attainment determination.
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\3\ A federal reference method (FRM) is an air sample collection
and analysis method which follows the procedures detailed in the
appendices to 40 CFR part 50. A federal equivalent method (FEM) is
an air sampling collection and analysis method which does not follow
the reference procedures in 40 CFR part 50, but has been certified
and designated by the EPA as obtaining ``equivalent'' results.
---------------------------------------------------------------------------
On July 9, 2007, EPA met with a representative of the Santa Rosa
Rancheria EPA to discuss exceedances recorded on September 14,
September 20 and October 26, 2006. The Tribe has flagged these
exceedances as being caused by an exceptional event related to
construction activities and EPA has compiled documentation to support
that claim.
II. EPA's Proposed Actions
In this proposed rule, EPA is proposing to concur with the State's
request to flag exceedances of the PM-10 standard within the SJV on
September 22, October 25 and December 8, 2006 as being caused by
exceptional events, i.e., high winds, and thus to exclude these data
from use in determining PM-10 attainment for the SJV. EPA is also
proposing to exclude exceedances recorded at the Santa Rosa Rancheria,
tribal lands within the SJV, on September 14, September 20 and October
26, 2006 from use in determining attainment for the SJV, on two bases:
(1) The exceedances occurred while the monitor was operating in very
close proximity to construction activities and, as such, the monitor
was not properly sited during that time for purposes of comparison to
the NAAQS; and (2) the exceedances were caused by an exceptional event,
i.e., construction activity in very close proximity to the monitor. The
Tribe has flagged those exceedances, and EPA is proposing to concur
with those flags.
As a result, EPA is proposing to affirm its October 2006 attainment
determination based on its evaluation of quality-assured data from
September 14 through December 31, 2006. After receiving and considering
all relevant public comments on our proposed rule, we will publish our
final determination as to whether we will concur with the State's and
Tribe's requests to flag the exceedances discussed above as affected by
exceptional events and to exclude them from consideration in our
attainment determination. We will also publish our determination as to
whether we will exclude the exceedances at the Santa Rosa Rancheria as
a result of the monitor siting. EPA is not taking comment in these
proposed actions on any issues that were the subject of the 2006
attainment determination rulemaking except to the extent that they
affect EPA's ability to determine that the SJV continued to attain the
PM-10 standard through 2006.
In this proposed rule we are also addressing relevant issues raised
in the petition for reconsideration and petition to withdraw the
determination of attainment filed by the Latino Issues Forum and
others.
In our 2006 attainment determination we stated that if, after the
September 22, 2006 data were quality-assured, and after further
evaluating the State's request for exclusion of these data, we
determine that the data do not qualify for exclusion and we believe
that if included that they would establish that the area is in
violation of the NAAQS, EPA would proceed with appropriate rulemaking
action to withdraw its determination of attainment. 71 FR 63642. Both
EPA's natural/exceptional events policies and its exceptional events
rule anticipate that the Agency will concur or nonconcur on a state's
request to exclude data by letter rather than rulemaking.
[[Page 49048]]
Generally we would initiate rulemaking following an attainment
determination for an area only if we had preliminarily concluded that a
withdrawal of that determination would be appropriate. That is not the
case here. However, in this instance both because EPA had indicated in
its final action that it would reassess the attainment determination
once it had quality-assured data for the September 22, 2006 exceedances
and because of the issues raised by the petitions pending before the
Agency and discussed below, we are proposing to concur with the State's
and Tribe's requested flags and affirm our 2006 attainment
determination via notice and comment rulemaking. Because we generally
make determinations of attainment on a calendar year basis, our
proposed rule addresses quality assured exceedances from September 14
through December 31, 2006. Moreover the petitions address exceedances
within this timeframe.
III. Summary of Litigation and Administrative Proceedings
Earthjustice filed three petitions related to EPA's determination
of attainment for the SJV. On December 27, 2006, Earthjustice, on
behalf of Latino Issues Forum, Medical Advocates for Healthy Air and
Sierra Club, filed in the U.S. Court of Appeals for the 9th Circuit a
petition for review of EPA's October 2006 determination under the Clean
Air Act that the SJV has attained the PM-10 standard. Latino Issues
Forum v. EPA, No. 06-75831 (9th Cir.). On December 29, 2006,
Earthjustice also filed with EPA a petition for reconsideration of our
attainment determination. In the petition, Earthjustice alleges, among
other things, that EPA improperly ignored September 22, 2006 PM-10
exceedances in the SJV that were not subject to public notice and
comment. Finally, on March 21, 2007, Earthjustice filed a petition for
withdrawal of our attainment determination. In this petition,
Earthjustice alleges that the attainment determination must be
withdrawn because, among other things, the exceedances that occurred in
September and October 2006 do not qualify as exceptional events. EPA
addresses issues raised in both of these administrative petitions in
this proposed rule.
IV. EPA's Exceptional Events Rule
On March 22, 2007, EPA issued a final rule governing the review and
handling of air quality data influenced by exceptional events. 72 FR
13560. The rule became effective on May 21, 2007 and implements section
319 of the CAA, as amended by section 6013 of the Safe Accountable
Flexible Efficient-Transportation Equity Act: A Legacy for Users (SAFE-
TEA-LU) of 2005. In the rule, EPA establishes procedures and criteria
related to the identification, evaluation, interpretation, and use of
air quality monitoring data related to the ozone and particulate matter
NAAQS where states petition EPA to exclude data that are affected by
exceptional events from certain regulatory actions under the CAA. The
rule is codified at 40 CFR 50.1, 50.14, and 51.920. 72 FR at 13580-
13581.
In the preamble to the final rule, EPA also addresses its
applicability to Indian Tribes. Where, as here, the Santa Rosa
Rancheria Tribe operates an air quality monitor only in order to gather
data for informational purposes but does not implement other programs
such as mitigating the effects of exceptional events, it is EPA's
responsibility to ensure that any exclusion or discounting of data in
Indian country areas comports with the rule's procedures and
requirements. EPA intends to work with tribes on the implementation of
the rule. 72 FR at 13563.
In 1986 and 1996 EPA issued guidance to address the use of data
influenced by exceptional and natural events: ``Guidance on the
Identification and Use of Air Quality Data Affected by Exceptional
Events'' (July 1986) and ``Areas Affected by PM-10 Natural Events,''
May 30, 1996. CAA Section 319, as amended by SAFE-TEA-LU, states that
these guidance documents continue to apply until the effective date of
a final regulation promulgated under section 319(b)(2). See CAA Section
319(b)(4). SAFE-TEA-LU did not however address those situations where
EPA had not made a determination prior to the effective date of the
rule whether an exceptional event had occurred after a state had
flagged data and submitted a demonstration in a timely manner to show
that such data reflected NAAQS exceedances that were caused by an
exceptional event. In these circumstances, EPA believes that in the
interests of equity and administrative efficiency, a state seeking to
exclude data affected by exceptional events should, for a limited
period of time, be able to choose to comply with either the provisions
of the rule or those of the guidance documents for a limited period of
time. This approach would have some advantages, such as allowing the
state to avoid duplicating its demonstration process and completing the
decisionmaking process already underway. EPA believes that it is
reasonable to use this approach until December 31, 2007 to complete the
transition from the policies to the rule. However, unless the state in
the circumstances described above, specifically requests that EPA
evaluate a natural or exceptional event demonstration under the
guidance documents, EPA will presume that the rule applies.
Under 40 CFR 50.14(j), an ``exceptional event,'' with specified
exceptions not relevant here, is defined as one ``that affects air
quality, is not reasonably controllable or preventable, is an event
caused by human activity that is unlikely to recur at a particular
location or a natural event, and is determined by the Administrator in
accordance with 40 CFR 50.14 [`treatment of air quality monitoring data
influenced by exceptional events'] to be an exceptional event.'' A
``natural event'' is defined as one ``in which human activity plays
little or no direct causal role.'' 40 CFR 50.14(k).\4\
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\4\ In the preamble to the final rule, EPA discusses specific
types of natural events, including high wind events (i.e., those
that affect ambient particulate matter concentrations through the
raising of dust or through the re-entrainment of material that has
been deposited). See 72 FR at 13565-13566 and 13576-13577. EPA's
interpretation of the rule with respect to high winds is addressed
in section V. below.
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The rule establishes a multi-step process for identification by
states, tribes and local agencies of data and submission of the
requisite demonstrations to EPA. 72 FR at 13571. In short, a state must
notify EPA of its intent to exclude measured exceedances of a NAAQS as
being due to an exceptional event by ``flagging'' the data in EPA's AQS
database. 40 CFR 50.14(c)(2)(i). For PM-10, the state should submit the
flags, accompanied by an initial description of the event, by July 1st
of the calendar year following the year in which the flagged
measurement occurred. 40 CFR 50.14(c)(2)(iii). A state that has flagged
data as being due to an exceptional event and is requesting its
exclusion must, after notice and opportunity for public comment, submit
a demonstration that to EPA's satisfaction shows that the flagged event
caused a specific concentration in excess of the NAAQS at the
particular location to justify data exclusion. This demonstration must
be submitted to EPA within 3 years of the calendar quarter following
the event, but no later than 12 months prior to an EPA regulatory
decision. A state must submit the public comments it received along
with its demonstration to EPA. 40 CFR 50.14(c)(3)(i).
[[Page 49049]]
In the preamble to the final rule, EPA explained that it will
generally review the state's demonstration and provide a concurrence or
nonconcurrence on the flag in the AQS database within 60 days of the
state's complete submission. EPA expects that, in most cases, this time
period should be sufficient to review and provide a concurrence or
nonconcurrence regarding a state's request to exclude data affected by
an exceptional event. However, for more complex demonstrations, EPA may
require additional time to make its decision and will notify the state
of the additional time required. 72 FR at 13571. Upon its concurrence
on a flag, EPA will exclude the data from use in determinations of
NAAQS exceedances and violations. 40 CFR 50.14(b).
The requirements for the demonstration to justify data exclusion
that the state must submit, in this instance, to EPA are set forth at
40 CFR 50.14(a), (b)(1), and (c)(3)(iii). In order to be considered for
exclusion, the state must show that the event satisfies the criteria in
section 50.1(j), there is a clear causal connection between the
exceedances and the claimed exceptional event, the event is associated
with measured concentration in excess of normal historical fluctuations
including background and there would have been no exceedance ``but
for'' the event. 40 CFR 50.14(c)(iii)(A)-(D).
One of the requirements of section 50.1(j) is that the exceptional
event must be shown to affect air quality, which is met by establishing
that the event is associated with a measured exceedance in excess of
normal historical fluctuations, including background. 40 CFR
50.14(c)(iii)(B). In addition, as noted above there must be a clear
causal relationship between the measurement under consideration and the
event that is claimed to have affected the air quality in the area. 40
CFR 50.14(c)(iii)(C). Air quality impact and causal connection may be
shown through a number of methods including modeling and speciation
analysis. EPA will evaluate whether an event affected air quality and
caused a particular concentration using the weight of available
evidence and considering the historical frequency of such measured
concentrations. States must compare contemporary concentrations with
distribution of historical values and these may be presented on a
seasonal or other temporal basis. 40 CFR 50.14(a)(2) and (c)(3)(iii)(A)
and (C); 72 FR at 13569.
Also, air quality data may not be excluded except where states,
tribes, or local agencies show, through a weight of evidence approach,
that exceedances or violations of applicable standards would not have
occurred ``but for'' the influence of exceptional events. 40 CFR
50.14(c)(3)(iii)(D). 72 FR at 13570-13571. Finally, states must
demonstrate that they have provided an opportunity for public comment
and must submit any public comments it received to EPA. 40 CFR
50.14(c)(3)(i) and (iv).
States, tribes, or local agencies must also demonstrate that the
claimed exceptional event meets the other requirements of Sec.
50.1(j)--that the event is not reasonably preventable or controllable
and that the event is either caused by human activity that is unlikely
to recur at a particular location or is a natural event. In this
instance, the claimed events are high winds, i.e. natural events, and
construction, i.e., an event caused by human activity that is unlikely
to recur at the particular location.
In order to concur on a state's request to exclude data, EPA must
determine that the state's submission is complete and demonstrates to
EPA's satisfaction that the exceptional event caused the exceedances.
Although states must meet the minimum requirements (e.g. ``but for''
test), EPA did not specify a minimum level of documentation in the rule
because the facts and circumstances could vary depending on, among
others, meteorology, and geography. Instead, EPA illustrated through
examples the kind of information that states could consider in meeting
the demonstration requirements of the rule. In describing the
documentation process and requirement, EPA also stated that acceptable
documentation would be determined through consultation with the EPA
regional offices. 72 FR at 13573.
Finally, under 40 CFR 51.930, a state requesting to exclude air
quality data due to exceptional events must take appropriate and
reasonable actions, including public notification, public education and
implementation of measures, to protect public health from exceedances
or violations of the NAAQS.
V. EPA's Evaluation of Flagged Exceedances
The State and Tribe have not specifically requested that EPA
evaluate the September 14 through December 31, 2006 exceedances (which
occurred before the effective date of the Exceptional Events Rule)
under EPA's natural events policy or exceptional events policy.
Therefore we are evaluating the State's submittals and the Santa Rosa
Rancheria exceedances under the Exceptional Events Rule to determine
whether they meet both the procedural requirements and the technical
criteria for showing that the exceedances are exceptional. We will
discuss whether the State's submittal and the exceedances at Santa Rosa
Rancheria meet each of these requirements and criteria separately. For
each of the exceedances being discussed in today's proposal, EPA bases
its evaluation on the procedural requirements and technical criteria
and mitigation requirements of the Exceptional Events Rule, as
discussed above and summarized below:
Procedural Requirements:
Data are flagged in EPA's AQS database.
Public had an opportunity to review and comment on the
state's documentation.
The documentation was submitted to EPA.
EPA concurs with the state's demonstration.
Technical Criteria:
The state must show that the event satisfies the criteria
in 40 CFR 50.1(j).\5\
---------------------------------------------------------------------------
\5\ Section 50.1(j) provides the regulatory definition of an
exceptional event. ``Exceptional event'' means an event that affects
air quality, is not reasonably controllable or preventable, is an
event caused by human activity that is unlikely to recur at a
particular location or a natural event, and is determined by the
Administrator in accordance with 40 CFR 50.14 to be an exceptional
event. It does not include stagnation of air masses or
meteorological inversions, a meteorological event involving high
temperatures or lack of precipitation, or air pollution relating to
source noncompliance.
---------------------------------------------------------------------------
There is a clear causal connection between the exceedance
and the claimed exceptional event.
The event is associated with measured concentration in
excess of normal historical fluctuations including background.
There would have been no exceedances ``but for'' the
event.
Mitigation Requirements:
Provide for prompt public notification of exceedance
events.
Provide for public education on how to minimize exposure.
Provide for the implementation of appropriate measures to
protect the public.
A. September 22, 2006 Exceedances at Corcoran, Bakersfield, and Oildale
The 24-hour PM-10 NAAQS was exceeded at three monitoring locations
on September 22, 2006: The Corcoran monitoring site recorded
concentrations of 215 [mu]g/m3 and 261 [mu]g/m3
with a FRM sampler and a FEM automated continuous analyzer,\6\
respectively; the
[[Page 49050]]
Bakersfield-Golden State Highway monitoring site recorded
concentrations of 157 [mu]g/m3 and 170 [mu]g/m3
with its FRM sampler and FEM (TEOM) analyzers, respectively; and the
Oildale monitoring site recorded a concentration of 162 [mu]g/
m3 with its FRM sampler.
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\6\ The FEM monitor currently operated at the Corcoran site is
an automated continuous analyzer known as a Tapered Element
Oscillating Microbalance (TEOM).
---------------------------------------------------------------------------
The State concludes that three sources of PM-10 contributed to
exceedances of the 24-hour PM-10 NAAQS on this day: Wind-entrained dust
from sources in the central and southern SJV, which is identified as
the primary source of PM-10; wind-entrained dust from regional sources
from the northern SJV; and emissions related to several wildfires which
are identified as secondary sources of PM-10.\7\ Based on the evidence
submitted, EPA agrees with the State's demonstration that high wind-
entrained dust from sources in the central and southern SJV caused the
exceedances at the three monitoring locations on September 22, 2006.
---------------------------------------------------------------------------
\7\ ``Natural Event Documentation, Corcoran, Oildale, and
Bakersfield, California, September 22, 2006'', April 20, 2007 (NED
for September 22, 2006) at 10.
---------------------------------------------------------------------------
We do not however agree with the State that emissions from
wildfires or regionally transported dust from the northern SJV were
significant contributors.
After evaluating the State's demonstration under the technical
criteria established in the Exceptional Events Rule, EPA finds that for
the Corcoran, Bakersfield and Oildale areas, the State does not
demonstrate that emissions from wildfires had a significant impact on
the PM-10 concentrations recorded on September 22, 2006. None of the
fires cited in the documentation was within the boundaries of the SJV.
Further, an independent review of PM-2.5 speciation data collected at
Bakersfield and Fresno on the days preceding and after September 22
shows no unusual concentrations of carbon. See https://www.epa.gov/cgi-
bin/htmSQL/mxplorer/query_spe.hsql. If the fires had had a significant
effect on PM-10 concentrations, there would have been evidence of
increased carbon (one of the chemical constituents of wood smoke) in
the speciation data. The documentation submitted by the State includes
mostly anecdotal evidence of the wildfires' impact and satellite
photographs showing smoke over parts of California. The anecdotal
evidence consists of newspaper reports of reduced visibility due to
smoke and the odor of wood smoke, as well as observations from trained
weather observers at Lemoore Naval Air Station.\8\ EPA finds that the
documentation lacks data linking the fires to the concentrations given
the distance of the fires and the lack of corroborating speciation data
and satellite photographs of the smoke, and newspaper reports do not
rise above general or anecdotal evidence to establish a clear causal
relationship between the exceedances on September 22, 2006 and the
emissions from wildfires.
---------------------------------------------------------------------------
\8\ NED for September 22, 2006 at 11, Table 3, 14 and 37-44.
---------------------------------------------------------------------------
Similarly, EPA believes that the State's documentation that
regional sources of entrained dust impacted monitors in the Corcoran
and Bakersfield areas does not show a clear causal relationship between
the exceedances and regional transport of PM-10 from the northern SJV.
EPA bases this conclusion on its review of the documentation which
indicates that while there were high hourly averaged winds and gusts in
the northern central valley of California, the State did not present
any facts, corroborating evidence or any convincing argument to
demonstrate how PM-10 from this area could have reached the southern
SJV in concentrations sufficient to contribute to an exceedance of the
24-hour PM-10 NAAQS.
Because EPA does not agree with the State's conclusions with
respect to regional transport of PM-10 from the northern SJV and with
respect to wildfires, in the following discussion regarding the
September 22, 2006 exceedances we refer only to the State's conclusion
that these exceedances were caused by wind-entrained dust from sources
in the central and southern SJV.
1. Procedural Requirements
a. Data Are Flagged in EPA's AQS Database
All of the September 22, 2006 exceedances were flagged in EPA's AQS
database as of July 2007.
b. Public Had an Opportunity To Review and Comment on the State's
Documentation
In February 2007, the SJV Air Pollution Control District (SJVAPCD
or District) notified the public in local newspapers and on its Web
site of the availability of the document entitled ``Natural Event
Documentation, High Winds, Corcoran and Bakersfield, California,
September 22, 2006,'' SJV Unified Air Pollution Control District,
February 2007 and requested public comments by March 5, 2007.
The SJVAPCD subsequently revised the February 2007 document and
submitted to the California Air Resources Board (CARB) ``Natural Event
Documentation, Corcoran, Oildale and Bakersfield, California, September
22, 2006,'' SJV Unified Air Pollution Control District, April 20, 2007
(NED for September 22, 2006) and posted it on its Web site.
SJVAPCD thereafter provided additional information to CARB in
``Addendum, Natural Event Documentation, Corcoran, Oildale and
Bakersfield, California, September 22, 2006,'' SJV Unified Air
Pollution Control District, May 23, 2007 (NED Addendum for September
22, 2006) and posted it on its Web site.
The District indicated that no public comments were received during
the public process.
c. The Documentation Was Submitted to EPA
The NED for September 22, 2006 and the NED Addendum for September
22, 2006 were subsequently submitted by the State to EPA on April 24,
2007 and July 10, 2007, respectively, and are the documents upon which
EPA is basing its evaluation below.
d. EPA Concurs With the State's Demonstration
In this proposed rule, EPA is proposing to concur with the State's
demonstration in the NED for September 22, 2006 and the NED Addendum
for September 22, 2006 that high wind-entrained dust from the central
and southern SJV caused the exceedances at the three monitoring
locations on September 22, 2006.
2. Technical Criteria
a. Did this event satisfy the criteria in section 50.1(j) of the Rule?
The State needs to show that the September 22, 2006 event, wind-
entrained dust from sources in the central and southern SJV, affected
air quality in the Corcoran and Bakersfield areas,\9\ was not
reasonably controllable or preventable, was a natural event, and is
determined by EPA through the process established in the Rule to be an
exceptional event. We believe the State has supported its claims that
wind-driven dust from sources of PM-10 in the central and southern SJV
was the cause of the September 22, 2006 exceedances, as discussed in
detail below.
---------------------------------------------------------------------------
\9\ The Bakersfield-Golden State Highway and Oildale monitors
are approximately 3.5 miles apart. For the purposes of this
discussion, the analysis for the Bakersfield-Golden State Highway
and Oildale monitors is the same.
---------------------------------------------------------------------------
[[Page 49051]]
i. Affected Air Quality
For an event to qualify as an exceptional event, the state must
show that the event affected air quality. This criterion can be met by
establishing that the event is associated with a measured exceedance in
excess of normal historical fluctuations, including background, and
there is a causal connection between the event and the exceedance. The
demonstration of a clear causal relationship is necessary to establish
that the event affected air quality and is also a separate statutory
requirement as discussed above.
In the NED for September 22, 2006 and the NED Addendum for
September 22, 2006, the State provides documentation that the measured
exceedances on September 22, 2006 were in excess of normal historical
fluctuations. See subsection c. below. The State also establishes a
causal connection between the high winds recorded at Lemoore and the
high concentrations recorded at the Corcoran, Bakersfield, and Oildale
monitors. The State's demonstration of the clear causal relationship
between the event and the exceedances on this day is discussed in
greater detail in subsection b. below.
ii. Not Reasonably Controllable or Preventable
Section 50.1(j) of the Exceptional Events Rule requires that for an
event to qualify as an exceptional event, whether natural or
anthropogenic, a state must show that the event was not reasonably
preventable or controllable. Here this requirement is met by
demonstrating that despite reasonable and appropriate measures in
place, the September 22, 2006 wind event caused the exceedances. During
this event there were no other unusual dust-producing activities
occurring in the SJV and anthropogenic emissions were approximately
constant before, during and after the event. In addition, the State
shows that reasonable and appropriate measures were in place, including
Regulation VIII (the District's general fugitive dust rules) and Rule
4550 which limits fugitive dust emissions specifically from
agricultural operations through Conservation Management Practices.\10\
Moreover, EPA has approved the District's best available control
measure (BACM) demonstration for all significant sources of PM-10 in
the SJV as meeting CAA section 189(b)(1)(B).\11\
---------------------------------------------------------------------------
\10\ NED for September 22, 2006 at 32.
\11\ 69 FR 30006, 30035 (May 26, 2004); 71 FR 7683 (February 14,
2006).
---------------------------------------------------------------------------
iii. Was a Natural Event
In the preamble to the Exceptional Events Rule EPA states that
ambient particulate matter concentrations due to dust being raised by
unusually high winds will be treated as due to uncontrollable natural
events where (1) the dust originated from nonanthropogenic sources, or
(2) the dust originated from anthropogenic sources within the State,
that are determined to have been reasonably well-controlled at the time
that the event occurred, or from anthropogenic sources outside the
State. 72 FR at 13576. In the preamble EPA also explains that
``[s]tates must provide appropriate documentation to substantiate why
the level of wind speed associated with the event in question should be
considered unusual for the affected area during the time of year that
the event occurred.'' Id. at 13566.
On September 22, 2006, the wind-entrained dust originated from
anthropogenic sources within California, i.e., from usual dust-
generating activities such as agricultural and industrial
operations.\12\ We discuss the fugitive dust control measures in place
in the SJV on September 22 above.
---------------------------------------------------------------------------
\12\ NED for September 22, 2006 at 32-33.
---------------------------------------------------------------------------
With respect to the wind speed, EPA concurs with the State's
demonstration that the wind speeds in the central SJV were unusually
high on September 22, 2006.\13\ Meteorological data show that the winds
at Lemoore reached speeds of 29 mph with gusts of approximately 40 mph.
According to the State, the Department of Water Resources' extreme
annual wind statistics indicate that the mean annual peak gust for
Lemoore is 42 mph.\14\ Thus wind gusts observed at Lemoore were
unusually high because they are close to the typical highest annual
value of 42 mph. The State also provides documentation that shows that
winds of approximately 18 mph will entrain and transport dust.\15\
Winds greater than this speed occurred at Lemoore and Kettleman Hills,
and were responsible for transporting this entrained dust.
Meteorological data indicate that the wind direction was from the north
and northwest and hence the entrained dust at that wind speed was
transported towards Corcoran. Winds at Corcoran were not as intense
during the peak hours at Lemoore. Table 3 of the State's submittal
indicates the winds at Corcoran at 10 a.m. were 9 mph with gusts to 12
mph.\16\ These wind speeds, though not sufficient to erode dust, were
sufficient to keep the entrained and transported dust from the high
winds at Lemoore suspended for the period during which the exceedances
occurred.
---------------------------------------------------------------------------
\13\ NED for September 22, 2006 at 29; NED Addendum for
September 22, 2006 at section 4.
\14\ NED for September 22, 2006 at 29.
\15\ NED for September 22, 2006 at 13; David Bush, T&B Systems
Contribution to CRPAQS Initial Data Analysis of Field Program
Measurements, Final Report Contract 2002-06PM Technical & Business
Systems, Inc., November 9, 2004 (Bush Report).
\16\ NED Addendum for September 22, 2006 at 11, Table 3.
---------------------------------------------------------------------------
iv. Determined by EPA To Be an Exceptional Event
Finally, EPA must determine through the process established in the
Exceptional Events Rule whether an exceptional event occurred. We
believe that the State has met the procedural requirements of the rule
including flagging of the data, submission of demonstration, evidence
of the public opportunity to review and comment on the demonstration
and mitigation requirements as discussed in section V.A.1. and 3. of
this proposed rule. We further believe that the State has also met the
technical criteria in the Exceptional Events Rule as discussed in
section V.A.2. Therefore, we are proposing to concur with the State's
determination that an exceptional event, i.e., a high wind event,
occurred resulting in the exceedances on September 22, 2006.\17\
---------------------------------------------------------------------------
\17\ Generally EPA concurs or nonconcurs by letter with requests
to flag data as caused by exceptional events. See our explanation in
section II. above regarding why we are proceeding by a rulemaking
here.
---------------------------------------------------------------------------
b. Does the State's documentation show a clear causal connection
between the exceedances and the claimed exceptional event?
Under 40 CFR 50.14(c)(3)(iii)(B), a state's demonstration must
establish a clear causal relationship between the measured exceedance
and the claimed exceptional event. In addressing this requirement for
the September 22, 2006 exceedances, the State identifies a source
region for the PM-10, an area northwest of Corcoran around the area of
Lemoore. The State provides a convincing demonstration showing that the
winds in the area of the central SJV were of sufficient speeds to erode
soils and entrain dust and that the wind direction moved the PM-10
southeast towards Corcoran and further to the Bakersfield area.
Meteorological measurements in Lemoore show that this area had the
highest hourly averaged winds in the SJV that day, peaking at 10 a.m.
with a speed of 29 mph from the NNW and gusts at the same time reaching
37
[[Page 49052]]
mph.\18\ Lemoore is approximately 25 miles northwest of Corcoran.
Meteorological measurements were also obtained from a site at Kettleman
Hills, which showed a peak hourly wind at 11 am of 20 mph from the NNW
with gusts up to 32 mph.\19\ Kettleman Hills is approximately 28 miles
west of Corcoran. The wind speed, direction, time and distance from
monitors indicate that the high winds at Lemoore entrained the dust
carrying it toward Corcoran.\20\ The State cites a 2002 California
Regional PM-10/PM-2.5 Air Quality Study (2002 CRPAQS study) that
established a dust-generating wind speed threshold of 17.8 mph to
support its conclusion that these wind speeds were sufficient to erode
soils and entrain dust into the atmosphere as well as to exacerbate the
entrainment of dust from the anthropogenic activities.\21\
---------------------------------------------------------------------------
\18\ NED for September 22, 2006 at 11, Table 3.
\19\ Id.
\20\ Id.
\21\ Id. at 13; Bush Report.
---------------------------------------------------------------------------
At about 9:30 a.m. and 10:30 a.m. the District received complaints
about dust emissions in Lemoore.\22\ This was at the time of peak winds
in Lemoore. The District followed up on the complaints but did not
issue notices of violation. The State indicates that there were PM-10
generating activities in the area of Lemoore on the morning of
September 22, 2006 but that these activities were typical for the area
and subject to the District's fugitive dust regulations.\23\
---------------------------------------------------------------------------
\22\ NED for September 22, 2006 at 33, Table 15.
\23\ Id. at 5 and 32-33.
---------------------------------------------------------------------------
The State shows a clear relationship between the wind speeds at
Lemoore and Kettleman Hills and increased concentrations at the
Corcoran monitoring site. The documentation clearly shows that as
hourly average wind speeds increased at the three meteorological sites,
hourly concentrations at Corcoran also increased. The peak hourly
concentrations at Corcoran were at 10 a.m. and 11 a.m. (725 [mu]g/
m3 and 695 [mu]g/m3, respectively).\24\ These
concentrations coincide with the highest winds at Lemoore and Kettleman
Hills.
---------------------------------------------------------------------------
\24\ Id. at 11, Table 3.
---------------------------------------------------------------------------
The winds at Corcoran showed the same pattern of increasing wind
speeds but at a lower intensity. Hourly average winds at Corcoran
peaked at 8 a.m. at 11 mph with a peak average minute gust of 15 mph.
While these wind speeds were not high enough to erode and entrain soil,
based on the wind speed threshold referenced above, they were
sufficient to keep the coarse particles suspended in the atmosphere.
The winds were also consistently from the northwest, which demonstrates
that the coarse particles which impacted Corcoran originated in the
areas northwest of the monitor, e.g. Lemoore where the winds were
unusually high.
Using the threshold wind speed in the 2002 CRPAQS study, the State
shows that most of the PM-10 was generated upwind of the Corcoran site
and then transported to the Corcoran area.\25\ Based on available data,
wind speeds at Corcoran were not high enough to generate dust on their
own but were high enough to sustain the entrainment of PM-10 from
upwind areas.
---------------------------------------------------------------------------
\25\ Id. at 13; Bush Report.
---------------------------------------------------------------------------
The wind-driven dust from sources in the central and southern SJV,
beginning in Lemoore, also impacted the Bakersfield area on September
22, 2006. The State provides the analysis and supporting information
needed to demonstrate that the winds between the Corcoran and
Bakersfield areas were of sufficient intensity to transport the plume
of PM-10 from Corcoran to the Bakersfield and Oildale monitors. The
Bakersfield area monitors began to record hourly concentrations in
excess of the level of the 24-hour PM-10 NAAQS two hours after the peak
Corcoran hourly PM-10 concentration, with the Bakersfield hourly PM-10
concentrations peaking five hours after the Corcoran peak hourly PM-10
concentration. In order to transport a plume of dust from Corcoran to
the Bakersfield area, approximately 55 miles, wind speeds would have to
average approximately 11 mph in order for the maximum amount of PM-10
to impact the Bakersfield area monitors five hours later.\26\ The winds
at Alpaugh, which is located between Corcoran and Bakersfield, averaged
11 mph.\27\ As would be expected, the concentration of PM-10 in the
Bakersfield area was lower than in Corcoran, but still significant
enough to exceed the NAAQS. The lower PM-10 concentrations at
Bakersfield are likely due to the dispersion of the dust plume and
possibly deposition of a portion of the dust particles along the path
from the Corcoran area to Bakersfield.
---------------------------------------------------------------------------
\26\ NED Addendum for September 22, 2006 at 7.
\27\ Id. at 8, Table A-1.
---------------------------------------------------------------------------
The State's demonstration for September 22, 2006 includes
information on wind speed and direction \28\ that shows the correlation
between the hourly wind speeds at meteorological sites in Alpaugh and
Bakersfield-Meadows Airfield and the hourly PM-10 concentrations
recorded in the Bakersfield area.\29\
---------------------------------------------------------------------------
\28\ NED Addendum for September 22, 2006 at 8, Table A-1.
\29\ The Oildale monitoring site does not record hourly PM-10
concentrations but uses a manual PM-10 sampler that provides only
24-hour average concentrations. The Bakersfield-Golden State Highway
monitoring site utilizes both a manual sampler for average 24-hour
PM-10 concentrations and a continuous PM-10 analyzer to provide
hourly concentrations. Since the Bakersfield-Golden State Highway
site and the Oildale site are relatively close to each other (see
footnote 9 above), we believe it is appropriate to use the
Bakersfield-Golden State Highway continuous analyzer to characterize
the temporal distribution of hourly concentrations at both sites.
---------------------------------------------------------------------------
The State also includes the results of a basic meteorological model
known as Hybrid Single-Particle Lagrangian Integrated Trajectory model
(HYSPLIT).\30\ It is important to note that while this modeling is not
meant to quantify the particle concentration recorded in the
Bakersfield area, it does offer support of the State's demonstration
that the winds on September 22, 2006 were of the appropriate intensity
and direction to move a plume of dust from the central SJV to the
Bakersfield area.
---------------------------------------------------------------------------
\30\ NED Addendum for September 22, 2006 at 10.
---------------------------------------------------------------------------
c. Did the State demonstrate that the event is associated with measured
concentration in excess of normal historical fluctuations including
background?
For EPA to concur with a state's claim that an exceptional event
caused an exceedance, one of the requirements that the state must meet
is to show that the event is associated with concentrations that are
beyond the normal historical fluctuations. See 40 CFR
50.14(c)(3)(iii)(C).
The NED for September 22, 2006 and NED Addendum for September 22,
2006 include sections that show the unusualness of the concentrations
recorded on that date. Section 4 of the Addendum includes Figure A-5
that compares the peak 24-hour PM-10 concentrations recorded at
Corcoran, Bakersfield and Oildale during the month of September for the
years 2000 through 2006.\31\
---------------------------------------------------------------------------
\31\ NED Addendum for September 22, 2006 at 14.
---------------------------------------------------------------------------
The FRM monitor at the Corcoran site has mostly operated on a once-
in-every-three-days schedule since 2000.\32\ The Corcoran FRM has
collected 786 samples since 2000 and has recorded only four exceedances
of the 24-hour PM-10 NAAQS.\33\ A further analysis shows that, with the
exception of a flagged natural event in 2004, 24-hour
[[Page 49053]]
PM-10 concentrations exceeded a level of 100 [mu]g/m\3\ only three
times during the month of September for a seven year period, i.e, when
we look at the 59 samples collected during the September for the past
seven years, a concentration greater than 100 [mu]g/m\3\ occurred only
five percent of the time.\34\ Exceedances of the NAAQS have occurred
twice in September, which is less than four percent of the days
sampled. Comparisons for the month of September are more relevant than
for the entire year because September has the highest concentration of
dust but does not typically have the highest PM-10 concentrations,
which occur in the winter season. Dust is typically less than 50% of
the PM-10 during September.\35\ During the winter season nitrates are
the largest contributor, particularly in the southern part of the
central valley.
---------------------------------------------------------------------------
\32\ From September 1, 2000 to March 22, 2001 the Corcoran
monitor operated on a once-in-every-six-days schedule.
\33\ PM-10 Raw Data Report Corcoran 2000-2006, EPA AQS Database,
July 30, 2007.
\34\ 138 [mu]g/m\3\ on September 9, 2004, a 102 [mu]g/m\3\ on
September 24, 2004 and a 112 [mu]g/m\3\ on September 23, 2006; See
Id.
\35\ ``What are the Sources of Particulate Matter'',
Presentation by Karen L. Magliano, California Air Resources Board,
May 17, 2006 (Magliano Presentation).
---------------------------------------------------------------------------
For Bakersfield, which utilizes a FRM operating on a once-in-every-
six-days schedule, 413 samples were collected since the year 2000.
During this time the NAAQS was exceeded three times. Again, when we
look at data collected during the September months from 2000 to 2006,
only one day out of 33 days sampled recorded a level greater than 100
[mu]g/m\3\ (128 [mu]g/m\3\ on September 18, 2003), three percent of the
time.\36\
---------------------------------------------------------------------------
\36\ PM-10 Raw Data Report Bakersfield Golden 2000-2006, EPA AQS
Database, July 30, 2007.
---------------------------------------------------------------------------
For Oildale, also operating a FRM on a once-every-six-days
schedule, 432 samples were collected from 2000 to 2006. The PM-10 NAAQS
was exceeded once during this seven-year period. During the September
months, only one day out of 35 days sampled recorded a level greater
than 100 [mu]g/m\3\ (111 [mu]g/m\3\ on September 14, 2006), less than
three percent of the time.\37\
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\37\ PM-10 Raw Data Report Oildale 2000-2006, EPA AQS Database,
July 26, 2007.
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d. Did the State demonstrate that there would have been no exceedance
``but for'' the event?
As discussed above, to qualify as an exceptional event the state
must also demonstrate that there would have been no exceedance ``but
for'' the event. 40 CFR 50.14 (c)(3)(iii)(D). To meet this ``but for''
criterion, states must include analyses to demonstrate that an
exceedance or violation would not have occurred but for the event. Such
analyses do not require a precise estimate of the estimated air quality
impact from the event. 72 FR at 13570.
To meet this ``but for'' criterion, the State first shows that
there were no unusual activities occurring in the affected areas in the
Valley on September 22, 2006 that could have resulted in the
exceedances. Specifically, based on information from District field
staff and discussions with representatives of agricultural and
industrial operations in the Valley, anthropogenic emissions were
approximately constant in the Valley immediately before, during and
after the event. The State indicates that there were PM-10 generating
activities, such as agricultural and construction operations, in the
area of Lemoore on the morning of September 22, 2006. These types of
activities are typical for the area.\38\
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\38\ NED for September 22, 2006 at 32-33.
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The State next indicates that the greatest fraction of PM-10 at the
Corcoran and Bakersfield sites on September 22 consisted of particles
in the size fraction between PM-10 and PM-2.5.\39\ This information
indicates that geologic dust, as opposed to secondary PM or PM from
combustion sources, was the primary contributor to the exceedances. The
fraction of coarse particles at Corcoran and Bakersfield on September
22 was 89% and 79% respectively.\40\ These values must be compared to
the typical geologic values for the Valley during September of
approximately 30 [mu]g/m\3\ which are less than 50% of the measured PM-
10.\41\ Based on the reported 89% value, the estimated geologic
material for Corcoran was approximately 190 to 230 [mu]g/m\3\ for
September 22, 2006. The corresponding values for Bakersfield were 123-
134 [mu]g/m\3\. Compared to the typical September value of
approximately 30 [mu]g/m\3\, the September 22, 2006 values represent an
excess geologic contribution of approximately 160 to 200 [mu]g/m\3\ for
Corcoran and approximately 94 to 104 for Bakersfield. If the typical
value of 30 [mu]g/m\3\ were used instead of the high estimated geologic
values derived from the PM-10-2.5 size fraction, the resulting
``adjusted'' PM-10 values for Corcoran and Bakersfield would be 50-65
[mu]g/m\3\. This result favorably compares to the typical average
September concentration of less than 60 [mu]g/m\3\. Allowing for a PM-
10 geologic value of 60 [mu]g/m\3\, which is twice the September norm,
would only yield an ``adjusted'' concentration of 84 to 96 [mu]g/m\3\.
All of these sets of adjusted values for September 22 are consistent
with the aforementioned historical September levels which rarely
exceeded 100 [mu]g/m\3\, showing that very few days in Bakersfield and
Corcoran over the period 2000-2006 exceeded the level of 100 [mu]g/
m\3\.
In addition, the NED for September 22, 2006 includes Table 2 that
lists the PM-10 24-hour average concentrations recorded using
continuous analyzers for the days immediately preceding and after
September 22, 2006.\42\ This table indicates that 24-hour average PM-10
concentrations at Corcoran were over 100% higher on September 22 as
compared to September 20, 21, 23, and 24. At Bakersfield,
concentrations on September 22 were over 100% higher than on September
20 and September 24 and 86% higher than on September 21. Compared to
September 23 the increase was 14%.
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\39\ Id. at 32, Figure 13.
\40\ Id.
\41\ Magliano Presentation.
\42\ NED for September 22, 2006 at 9.
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Finally, as discussed above, there were reasonable and appropriate
measures in place to control PM-10 in the SJV on September 22, 2006,
Regulation VIII and Rule 4550.\43\ Moreover, EPA has approved the
District's BACM demonstration for all significant sources of PM-10 in
the SJV as meeting CAA section 189(b)(1)(B).\44\ Furthermore, District
staff performed 46 inspections in the Valley on September 22 to ensure
that regulated sources were complying with the District's fugitive dust
rules.\45\ The District's Natural Events Action Plan, discussed below,
also addresses the reasonable and appropriate measures that the
District has implemented to address high wind events in the SJV.
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\43\ Id. at 32.
\44\ 69 FR 30006, 30035 (May 26, 2004); 71 FR 7683 (February 14,
2006).
\45\ NED for September 22, 2006 at 45-46.
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Based on the weight of evidence presented, EPA concludes that the
State's documentation demonstrates that the exceedances at Corcoran,
and Bakersfield and Oildale on September 22, 2006 would not have
occurred but for the wind event on this day.
3. Mitigation Requirements
Under 40 CFR 51.930, a state requesting to exclude air quality data
due to exceptional events must take appropriate and reasonable actions,
including public notification, public education, and implementation of
measures, to protect public health from exceedances or violations of
the NAAQS.
The SJVAPCD adopted the ``Natural Events Action Plan for High Wind
Events in the San Joaquin Valley Air
[[Page 49054]]
Basin'' (NEAP) on February 16, 2006. The NEAP provides the SJVAPCD's
approach to forecasting high wind events, notifying the public prior to
the event and educating the public on how to minimize exposure during
high wind events. The document also discusses measures that are in
place to help minimize exposure to elevated PM-10 levels. EPA believes
that the detailed processes and measures described in the NEAP satisfy
the mitigation requirements under 40 CFR 51.930.
a. Provide for Prompt Public Notification of Exceedance Events
Section 6 of the NEAP provides the meteorological forecasting
criteria that the SJVAPCD uses to determine whether or not to declare
NEAP episodes. When the criteria indicate that a NEAP episode should be
declared, the SJVAPCD has a public notification program, discussed in
Section 7 of the NEAP, which involves informing the local media,
SJVAPCD staff and community groups.
b. Provide for Public Education on How To Minimize Exposure
Section 7 of