Amendment of the Commission's Rules Regarding AM Directional Antennas, 44418-44423 [E7-15373]
Download as PDF
44418
Federal Register / Vol. 72, No. 152 / Wednesday, August 8, 2007 / Rules and Regulations
Community
No.
State and location
Effective date authorization/cancellation of
sale of flood insurance in community
Current Effective
map date
Date Certain
Federal assistance no longer
available in
SFHAs
Victory, Town of, Cayuga County .........
360131
January 3, 1977, Emerg, February 6, 1984,
Reg, August 2, 2007, Susp.
......do...... .........
Do.
Region IV
Alabama:
Eldridge, City of, Walker County ...........
010382
November 7, 2006, Emerg; Reg, August 2,
2007, Susp.
......do...... .........
Do.
Tennessee:
Shelbyville, Town of, Bedford County ...
470008
......do...... .........
Do.
Wartrace, Town of, Bedford County ......
470009
February 8, 1974, Emerg, February 17,
1988, Reg, August 2, 2007, Susp.
May 20, 1987, Emerg, September 1, 1987,
Reg, August 2, 2007, Susp.
......do...... .........
Do.
Region V
Illinois:
Breese, City of, Clinton County .............
170046
......do...... .........
Do.
Carlyle, City of, Clinton County .............
170047
......do...... .........
Do.
Centralia, City of, Clinton County ..........
170453
......do...... .........
Do.
Clark County, Unincorporated Areas ....
170940
......do...... .........
Do.
Clinton County, Unincorporated Areas ..
170044
......do...... .........
Do.
Divernon, Village of, Sangamon County
170949
......do...... .........
Do.
Thayer, Village of, Sangamon County ..
170804
February 3, 1976, Emerg, February 2,
1984, Reg, August 2, 2007, Susp.
September 8, 1975, Emerg, September 4,
1985, Reg, August 2, 2007, Susp.
July 2, 1975, Emerg, December 18, 1984,
Reg, August 2, 2007, Susp.
September 23, 1985, Emerg, November 4,
1988, Reg, August 2, 2007, Susp.
June 10, 1977, Emerg, May 1, 1987, Reg,
August 2, 2007, Susp.
October 25, 1983, Emerg, May 15, 1984,
Reg, August 2, 2007, Susp.
November 25, 1975, Emerg, May 3, 1982,
Reg, August 2, 2007, Susp.
......do...... .........
Do.
July 6, 1976, Emerg, July 21, 1978, Reg,
August 2, 2007, Susp.
February 13, 1975, Emerg, September 16,
1981, Reg, August 2, 2007, Susp.
January 20, 1975, Emerg, April 1, 1981,
Reg, August 2, 2007, Susp.
May 19, 1975, Emerg, May 17, 1982, Reg,
August 2, 2007, Susp.
July 24, 1975, Emerg, March 2, 1989, Reg,
August 2, 2007, Susp.
September 30, 1975, Emerg, August 16,
1982, Reg, August 2, 2007, Susp.
March 17, 1975, Emerg, September 16,
1981, Reg, August 2, 2007, Susp.
......do...... .........
Do.
......do...... .........
Do.
......do...... .........
Do.
......do...... .........
Do.
......do...... .........
Do.
......do...... .........
Do.
......do...... .........
Do.
Indiana:
Bargersville, Town of, Johnson County
180112
Edinburgh, Town of, Johnson County ...
180113
Franklin, City of, Johnson County .........
180114
Greenwood, City of, Johnson County ...
180115
Johnson County, Unincorporated Areas
180111
New Whiteland, Town of, Johnson
County.
Princes Lake, Town of, Johnson County
180116
180117
*-do- =Ditto.
Code for reading third column: Emerg.—Emergency; Reg.—Regular; Susp.—Suspension.
Dated: July 26, 2007.
David I. Maurstad,
Assistant Administrator, Mitigation,
Department of Homeland Security, Federal
Emergency Management Agency.
[FR Doc. E7–15425 Filed 8–7–07; 8:45 am]
FEDERAL COMMUNICATIONS
COMMISSION
BILLING CODE 9110–12–P
Amendment of the Commission’s
Rules Regarding AM Directional
Antennas
47 CFR Part 73
[MB Docket No. 03–151; FCC 07–97]
Federal Communications
Commission.
ACTION: Final rule.
ebenthall on PRODPC61 with RULES
AGENCY:
SUMMARY: The Commission issued this
document in order to resolve a conflict
between the requirements of the rules
regarding what corrective actions an AM
broadcast station licensee must take
when experiencing difficulties in the
VerDate Aug<31>2005
15:29 Aug 07, 2007
Jkt 211001
PO 00000
Frm 00052
Fmt 4700
Sfmt 4700
operation of a station’s AM directional
antenna.
DATES: Effective September 7, 2007.
FOR FURTHER INFORMATION CONTACT:
Karen Kosar, Karen.Kosar@fcc.gov of the
Media Bureau, Policy Division, (202)
418–2120 or Charles Miller,
Charles.Miller@fcc.gov of the Media
Bureau, Audio Division, (202) 418–
2700.
This is a
summary of the Commission’s Report
and Order (Order), FCC 07–97, adopted
on May 22, 2007 and released on May
25, 2007. The full text of this document
is available for public inspection and
copying during regular business hours
in the FCC Reference Center, Federal
Communications Commission, 445 12th
SUPPLEMENTARY INFORMATION:
E:\FR\FM\08AUR1.SGM
08AUR1
Federal Register / Vol. 72, No. 152 / Wednesday, August 8, 2007 / Rules and Regulations
Street, SW., CY–A257, Washington, DC,
20554. These documents will also be
available via ECFS (https://www.fcc.gov/
cgb/ecfs/). (Documents will be available
electronically in ASCII, Word 97, and/
or Adobe Acrobat.) The complete text
may be purchased from the
Commission’s copy contractor, 445 12th
Street, SW., Room CY–B402,
Washington, DC 20554. To request this
document in accessible formats
(computer diskettes, large print, audio
recording, and Braille), send an e-mail
to fcc504@fcc.gov or call the
Commission’s Consumer and
Governmental Affairs Bureau at (202)
418–0530 (voice), (202) 418–0432
(TTY).
Paperwork Reduction Act
This document does not contain new
or modified information collection
requirements subject to the Paperwork
Reduction Act of 1995 (‘‘PRA’’), Public
Law 104–13. In addition, therefore, it
does not contain any new or modified
‘‘information collection burdens for
small business concerns with fewer than
25 employees,’’ pursuant to the Small
Business Paperwork Relief Act of 2002,
Public Law 107–198, see 44 U.S.C.
3506(c)(4).
Summary of the Report and Order
ebenthall on PRODPC61 with RULES
I. Introduction
1. This Report and Order (‘‘Order’’) is
issued to resolve a conflict between the
requirements of §§ 73.62 and
73.1350(d)(2) of the Commission’s rules
regarding what corrective actions an AM
broadcast station licensee must take
when encountering certain difficulties
in the operation of a station’s AM
directional antenna. Specifically, we
consider the proposed amendments as
set forth in FCC 03–160 of the Notice of
Proposed Rulemaking (‘‘NPRM’’) 68 FR
44273, July 28, 2003, issued in the
above-captioned proceeding and the
comments filed in response thereto; see
In the Matter of §§ 73.62 and 73.1350 of
the Commission’s Rules, 18 FCC Rcd
13570 (2003) (‘‘NPRM’’). A list of parties
filing comments and reply comments is
set forth in Appendix A.
II. Discussion
2. Each of the rules at issue is invoked
when an AM broadcast station’s
directional antenna operating
parameters and/or monitoring point
field strengths exceed operating
tolerances. The operating parameters of
an AM directional antenna are the
relative amplitudes and phases of the
currents in the individual towers of the
array. Stations that use directional
antennas are required to have an FCC
authorized antenna monitor to measure
VerDate Aug<31>2005
15:29 Aug 07, 2007
Jkt 211001
the operating parameters. Each AM
station using a directional antenna must
take field strength measurements at the
monitoring point locations specified in
the instrument of authorization, as often
as necessary to ensure that fields at
those points do not exceed the values
specified in the station authorization.
According to the Commission’s current
version of the rules, §§ 73.62 and
73.1350(d)(2) require different courses
of action when an AM station’s
directional monitoring parameters
exceed the required operating
tolerances. Section 73.62 of the rules,
specifically addressing directional
antenna system tolerances, requires that
whenever the operating parameters of a
directional antenna cannot be
maintained within the tolerances
specified in the rule, an AM licensee
has 24 hours within which to identify
any excessive monitoring point field
strengths followed by three additional
hours to take corrective action.
In contrast, § 73.1350(d)(2) of the
rules, which addresses transmission
system operation, requires that, in the
event of any condition of antenna
parameters or monitoring points out of
tolerance, station operation be
terminated within three minutes unless
power is reduced sufficiently to
eliminate any excess radiation. The
NPRM proposed amendments to both
sections of the rules in order to resolve
any conflict by clearly delineating
situations that require 24 hour, threehour and/or three-minute responses by
AM licensees experiencing directional
antenna out-of-tolerance operation. The
NPRM stated that clarity in the
Commission’s rules is especially critical
when the rules may require that
broadcast operations terminate within a
matter of minutes. Moreover, when
broadcast operations cease and
programming is disrupted, broadcast
listeners, in some cases, may be
deprived of critical information
regarding hazardous weather and other
emergency conditions. Broadcast
licensees also may be faced with fines
and forfeitures when found to be out of
compliance with Commission rules. It is
therefore essential that the rules
governing licensee compliance be
unambiguous.
3. The NPRM tentatively concluded
that § 73.1350(d)(2) of the rules
requiring termination of broadcast
operation in three minutes was
excessively stringent and was not
intended to apply to instances of minor
out-of-tolerance AM directional antenna
operating parameters. It proposed that a
requirement to terminate operation in
three minutes should apply only to
catastrophic events that are likely to
PO 00000
Frm 00053
Fmt 4700
Sfmt 4700
44419
cause significant disruption to the
operation of other stations or that pose
a threat to life or property. It also
proposed that a requirement to
terminate operation within three hours
should apply to instances of out-oftolerance operation that are likely to
result in minor interference to other
stations. The NPRM tentatively
concluded that in the case of minor
variances of operating parameters
caused by environmental changes, the
provision of § 73.62 which allows 24
hours to determine the existence of an
out-of-tolerance condition for an AM
directional antenna system is
reasonable. The NPRM also tentatively
concluded that the language currently
included in § 73.1350(d) that
specifically addresses AM directional
antenna systems should be relocated to
§ 73.62 because that section of the rules
applies only to AM licensees, while
§ 73.1350 applies equally to AM, FM
and TV licensees.
4. The commenters participating in
this proceeding generally support the
substantive amendments proposed by
the Commission in the NPRM. Womble
Carlyle Sandridge & Rice, PLLC
(‘‘WCSR’’) state that there is a clear
conflict between the two rules and the
proposed amendments will provide AM
licensees with unambiguous guidance
regarding appropriate conduct involving
cases of AM directional antenna out-oftolerance operation. The National
Association of Broadcasters (‘‘NAB’’)
states that it strongly supports the
Commission’s proposal that the threeminute rule should not apply to
instances of minor-out-of-tolerance AM
directional operating parameters and
that the abbreviated time frame should
apply only when operation poses
significant disruption to another
licensee or poses a threat to life or
property. Likewise, NAB supports the
three-hour rule for operations likely to
result in minor interference to other
licensees and a 24-hour time period to
determine minor operating variances
caused by environmental changes.
5. While Mullaney Engineering, Inc.
(‘‘MEI’’) states that it fully supports the
amendments proposed in the NPRM, it
claims that there are two areas of
ambiguity that remain regarding the
proposals and the actions that AM
licensees are required to take when
confronted with AM directional out-oftolerance conditions. First, MEI states
that clarification is needed regarding the
proposed version of § 73.62 and the
language used to determine whether the
three-minute or 24-hour/three-hour time
frame applies in a given situation.
According to MEI, the issue arises when
trying to determine whether the out-of-
E:\FR\FM\08AUR1.SGM
08AUR1
ebenthall on PRODPC61 with RULES
44420
Federal Register / Vol. 72, No. 152 / Wednesday, August 8, 2007 / Rules and Regulations
tolerance condition results in operation
substantially at variance from the
authorized radiation pattern or whether
the out-of-tolerance condition consists
of only minor variations from the
required tolerances. The proposed
version of § 73.62(b) states that ‘‘ [i]n the
event of a failure of system components,
improper pattern switching or any other
event that results in operation
substantially at variance from the
radiation pattern specified in the
instrument of authorization for the
pertinent time of day, operation must be
terminated within three minutes unless
power can be reduced sufficiently to
eliminate any excessive radiation.’’ The
proposed version of § 73.62(c) states that
‘‘ [i]n the event of minor variations of
directional antenna operating
parameters from the tolerances specified
in paragraph (a) of this section, the
following procedures will apply: (1)–
(4).’’ MEI states that neither the
proposed amendments nor the text of
the NPRM provide any clear definition
of what is to be considered
‘‘substantially at variance’’ or what is
meant by ‘‘minor variations.’’ MEI
points out that the NPRM states that a
requirement to terminate operation in
three minutes should apply only to
catastrophic events that are likely to
cause significant disruption to the
operation of other stations or that pose
a threat to life or property. With regard
to the three-hour criteria, MEI observes
that the NPRM states that a requirement
to terminate operation during this time
frame should apply to instances of outof-tolerance operation that are likely to
result in interference to other stations.
According to MEI, however, these
statements in the NPRM do not provide
any objective basis for making the
requisite distinctions as to whether the
out-of-tolerance condition would be
substantial or minor. MEI maintains that
it is imperative that these phrases be
defined because the former triggers the
three-minute requirement, while the
latter would only invoke the 24-hour/
three-hour rule. Without further
guidance from the Commission, MEI
asserts that it is left to broadcast
licensees to determine whether an
incident is to be considered substantial
or minor, which may leave licensees
open to fines or forfeitures if their
judgment differs from that of a
Commission field inspector.
6. MEI suggests that a possible
solution might be to set a multiple of the
tolerances (offering three to five times as
an example), which if exceeded, would
trigger the three minute time frame for
responding to out-of-tolerance
conditions. MEI also proposes that
VerDate Aug<31>2005
15:29 Aug 07, 2007
Jkt 211001
rather than requiring a complete
termination of operation in response to
a substantial variation in tolerances, an
alternative response might be to require
reduction of power to 25 percent of the
authorized value, pending a check of the
monitor point field strengths within a
24-hour period. MEI notes that this
course of action would only be
appropriate if there were no complaints
of interference. MEI asserts that the
Commission routinely grants short-term
operation under Special Temporary
Authority (‘‘STA’’) at 25 percent of
authorized power, absent interference
complaints, without regard to whether
or not this maintains the radiated field
strength within authorized limits in any
given azimuth. According to MEI,
especially if large excursions from
authorized parameters are the result of
extremes in environmental conditions,
the public interest is better served by
maintaining some level of on-air
capability rather than requiring the
affected station to completely shut
down.
7. MEI further asserts that a second
area in which ambiguity exists is when
the out-of-tolerance condition of
directional antenna operation
parameters is relatively short lived, i.e.,
only a few hours or less. MEI argues that
it is possible in such a case that the
antenna operating parameters may
return to within tolerance before the
monitoring point field strengths can be
checked. MEI requests further guidance
in this area because checking
monitoring point readings under such
conditions may be a waste of time
because engineers would be checking
those readings for antenna parameters
that are within required limits and
would not be checking the original outof-tolerance state.
8. The purpose of §§ 73.62 and
73.1350 of the Commission’s rules is to
instruct AM broadcast licensees
employing directional antennas as to
what corrective action to take when
monitoring parameters exceed required
operating tolerances and in what
amount of time that action must be
taken. Section 73.62 of the rules is
narrowly aimed at directional system
tolerances and requires that action must
be taken when directional operating
parameters exceed the +/¥5 percent
current and +/¥3 degree phase
tolerances required by the rules, or
when any monitoring point field
strength exceeds the value specified on
the station license. Section 73.1350 of
the rules regarding transmission system
operation is more general in its coverage
and can affect FM and TV licensees, as
well as AM licensees. Section 73.62
provides a more liberal amount of time
PO 00000
Frm 00054
Fmt 4700
Sfmt 4700
to determine and address issues specific
to AM directional antennas (27 hours),
as compared to § 73.1350 (three
minutes).
9. We believe that the adoption of the
proposed substantive amendments to
§§ 73.62 and 73.1350 of the
Commission’s rules has been supported
by the record in this proceeding. We
agree with MEI that it is necessary to
delineate the difference between minor
variations of operating parameters and
operation substantially at variance from
the license. We believe that the proposal
offered by MEI on this issue has merit
and we adopt the following definition to
be added to § 73.62 of the rules: Any
variation of operating parameters by
more than +/¥15 percent sample
current ratio or +/¥10 degrees in phase,
any monitor point that exceeds 125
percent of the licensed limit, or any
operation at variance from the license
that results in complaints of interference
shall be considered operation
substantially at variance from the
license and will require immediate
corrective action, i.e., action within the
three minute time frame for responding
to substantially variant out-of-tolerance
conditions, or within three minutes of a
bona fide complaint if the variation does
not exceed the foregoing limits. In the
absence of interference complaints,
lesser variances shall be considered
minor variations in operating
parameters subject to the corrective
actions called for in § 73.62 of the
Commission’s rules.
10. The Commission’s rules already
provide for reduction of operating
power to eliminate excessive radiation.
In addition, § 73.1680 provides that if
AM directional antenna systems become
damaged and can no longer operate
properly, prior Commission approval is
not required for licensees to commence
operation with an emergency
nondirectional antenna and power
reduced to 25 percent or less of the
nominal licensed power, or a higher
power, not exceeding licensed power,
while ensuring that the radiated field
strength does not exceed that authorized
in any given azimuth. Licensees,
however, must file a request for special
temporary authority within 24 hours
following commencement of emergency
antenna operation. Because the current
rules adequately provide for reduced
power and emergency antenna
operation, we find no need for any rule
changes in this regard. With regard to
MEI’s concern about ‘‘short-lived’’
variances, it is impossible to predict in
advance that a given out-of-tolerance
condition will restore itself without the
need for corrective action. Therefore, we
are not persuaded that checking
E:\FR\FM\08AUR1.SGM
08AUR1
Federal Register / Vol. 72, No. 152 / Wednesday, August 8, 2007 / Rules and Regulations
monitoring point readings necessarily
will be a waste of time in these
circumstances and decline to respond to
MEI’s request for further guidance on
this matter.
11. We believe that our actions in this
proceeding will result in clearer and
more easily understandable rules that
will assist AM broadcast licensees
employing directional antennas to
implement corrective action in the
appropriate time frame when
monitoring parameters exceed required
operating tolerances during the
operation of their stations. The
clarification of these ambiguities will
assist broadcast licenses in avoiding
unnecessary termination of operation of
their stations and provide the necessary
guidance to maintain compliance with
our rules.
ebenthall on PRODPC61 with RULES
III. Procedural Matters
12. Final Regulatory Flexibility Act.
As required by the Regulatory
Flexibility Act (‘‘RFA’’), an Initial
Regulatory Flexibility Analysis
(‘‘IRFA’’) was incorporated into the
NPRM. The Commission sought written
public comment on the possible
significant economic impact of the
proposed policies and rules on small
entities in the NPRM, including
comments on the IFRA. Pursuant to the
RFA, a Final Flexibility Analysis is
contained in Appendix C.
13. Paperwork Reduction Act
Analysis. This document does not
contain new or modified information
collection requirements subject to the
Paperwork Reduction Act of 1995
(‘‘PRA’’), Public Law 104–13. In
addition, therefore, it does not contain
any new or modified ‘‘information
collection burdens for small business
concerns with fewer than 25
employees,’’ pursuant to the Small
Business Paperwork Relief Act of 2002,
Public Law 107–198, see 44 U.S.C.
3506(c)(4).
14. Congressional Review Act. The
Commission will send a copy of this
Report and Order in a report to be sent
to Congress and the General Accounting
Office pursuant to the Congressional
Review Act, see 5 U.S.C. 801(a)(1)(A).
IV. Final Regulatory Flexibility Act
Analysis
15. As required by the Regulatory
Flexibility Act of 1980, as amended,
(‘‘RFA’’), an Initial Regulatory
Flexibility Analysis (‘‘IRFA’’) was
incorporated in the Notice of Proposed
Rulemaking in MB Docket No. 03–151
(hereinafter referred to as the NPRM).
The Commission sought written
comment on the proposal in the NPRM,
including comment on the IRFA. The
VerDate Aug<31>2005
15:29 Aug 07, 2007
Jkt 211001
comments received are discussed below.
This present Final Regulatory Flexibility
Analysis (‘‘FRFA’’) conforms to the
RFA.
A. Need for, and Objectives, of the
Report and Order
16. The Report and Order was issued
to resolve a conflict between §§ 73.62
and 73.1350(d)(2) of the Commission’s
rules. Both rules are invoked when an
AM broadcast station’s directional
operating parameters and/or monitoring
point field strengths exceed the required
operating tolerances. It was considered
important to resolve the conflict in our
rules because these rules affect
termination of broadcast operations,
which may deprive listeners of
necessary information regarding
hazardous or other emergency
conditions. Moreover, if broadcasters
are found not to be in compliance with
these rules, they may face fines or have
forfeiture action instituted against them.
17. The Report and Order adopts the
substantive amendments proposed by
the Commission in the Notice. It was
determined that § 73.1350(d)(2) of the
rules requiring termination of broadcast
operation in three minutes was too
stringent to apply to instances of minor
out-of-tolerance AM directional
operating parameters. As such, it was
determined that a requirement to
terminate operation in three minutes
should apply only to catastrophic events
likely to cause significant disruption to
the operation of other stations or that
pose a threat to life or property. In
addition, it was determined that a
requirement to terminate operation
within three hours should apply to
instances of out-of-tolerance operation
that are likely to result in minor
interference to other stations. Moreover,
in the case of minor variances of
operating power caused by
environmental changes, it was
determined that the 24 hour time period
provided for in § 73.62 of the rules was
a reasonable period of time in order to
determine the existence of the out-oftolerance condition. The Report and
Order also clarified the rules to
delineate the difference between minor
variations of operating parameters and
operation substantially at variance from
the broadcast license. The Commission
found that the rules at issue need not be
amended regarding the reduction of
power as an alternative to termination of
operation or with regard to emergency
antenna operation because the current
rules adequately address these matters.
PO 00000
Frm 00055
Fmt 4700
Sfmt 4700
44421
B. Summary of Significant Issues Raised
by Public Comments in Response to the
IRFA
18. There were no comments filed on
the IRFA.
C. Description and Estimate of the
Number of Small Entities to Which
Rules Will Apply
19. The RFA directs agencies to
provide a description of, and, where
feasible an estimate of, the number of
small entities that may be affected by
the rules adopted herein. The RFA
generally defines the term ‘‘small
entity’’ as having the same meaning as
the terms ‘‘small business,’’ ‘‘small
organization,’’ and ‘‘small governmental
jurisdiction.’’ In addition, the term
‘‘small business’’ has the same meaning
as the term ‘‘small business concern’’
under the Small Business Act. A ‘‘small
business concern’’ is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the Small Business
Administration (SBA).
20. The amendments to §§ 73.1350
and 73.62 will primarily apply to
certain AM directional radio
broadcasting licensees and potential
licensees. The amendments to § 73.1350
would also affect FM broadcast stations
in the event that any FM broadcast
station operates in a manner that poses
a threat to life or property or in a
manner that is likely to cause significant
disruption to the operation of other
stations. The SBA defines a radio
broadcast entity that has $6.5 million or
less in annual receipts as a small
business. Business concerns included in
this industry are those ‘‘primarily
engaged in broadcasting aural programs
by radio to the public.’’ According to
Commission staff review of the BIA
Publications, Inc., Master Access Radio
Analyzer Database, as of May 16, 2003,
about 10,427 of the 10,945 commercial
radio stations in the United States have
revenues of $6 million or less. We note,
however, that many radio stations are
affiliated with much larger corporations
with much higher revenue, and that in
assessing whether a business concern
qualifies as small under the above
definition, such business (control)
affiliations (‘‘Concerns are affiliates of
each other when one concern controls
or has the power to control the other, or
a third party or parties controls or has
the power to control both.’’ 13 CFR
121.103(a)(1)) are included. ‘‘SBA
counts the receipts or employees of the
concern whose size is at issue and those
of all its domestic and foreign affiliates,
regardless of whether the affiliates are
E:\FR\FM\08AUR1.SGM
08AUR1
44422
Federal Register / Vol. 72, No. 152 / Wednesday, August 8, 2007 / Rules and Regulations
ebenthall on PRODPC61 with RULES
organized for profit, in determining the
concern’s size.’’ 13 CFR 121(a)(4). Our
estimate, therefore likely overstates the
number of small businesses that might
be affected by the rules because the
revenue figure on which it is based does
not include or aggregate revenues from
affiliated companies.
21. The amendments to § 73.1350
would also affect television stations in
the event that any television station
operates in a manner that poses a threat
to life or property or is likely to
significantly disrupt the operation of
other stations. The SBA defines a
television broadcasting station that has
no more than $13 million in annual
receipts as a small business. Business
concerns included in this industry are
those ‘‘primarily engaged in
broadcasting images together with
sound.’’ This category description
continues, ‘‘These establishments
operate television broadcasting studios
and facilities for the programming and
transmission of programs to the public.
These establishments also produce or
transmit visual programming to
affiliated broadcast television stations,
which in turn broadcast the programs to
the public on a predetermined schedule.
Programming may originate in their own
studios, from an affiliated network, or
from external sources.’’ Separate census
categories pertain to businesses
primarily engaged in producing
programming. See id. at 502–05, NAICS
code 51210. Motion Picture and Video
Production: code 512120, Motion
Picture and Video Distribution, code
512191, Teleproduction and Other PostProduction Services, and code 512199,
Other Motion Picture and Video
Industries. According to Commission
staff review of the BIA Publications, Inc.
Master Access Television Analyzer
Database as of May 16, 2003, about 814
of the 1,220 commercial television
stations in the United States have
revenues of $12 million or less. We
note, however, that in assessing whether
a business concern qualifies as small
under the above definition, business
(control) affiliations must be included.
Our estimates, therefore, likely overstate
the number of small entities that might
be affected by the rules because the
revenue figure on which it is based does
not include or aggregate revenues from
affiliated companies.
D. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
22. The rule changes will not impose
any additional reporting or
recordkeeping requirements.
VerDate Aug<31>2005
15:29 Aug 07, 2007
Jkt 211001
E. Steps Taken To Minimize Significant
Economic Impact on Small Entities and
Significant Alternatives Considered
23. The RFA requires an agency to
describe any significant alternatives that
it has considered in reaching its
proposed approach, which may include
the following four alternatives: (1) The
establishment of differing compliance or
reporting requirements or timetables
that take into account the resources
available to small entities; (2) the
clarification, consolidation, or
simplification of compliance or
reporting requirements under the rule
for small entities; (3) the use of
performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities.
24. The Report and Order has been
issued to remedy a conflict in the
Commission’s rules that affect AM
broadcast stations that employ
directional antennas. Amendment of the
rules also affects FM and television
broadcast services. As we stated in the
Notice of Proposed Rulemaking, no
alternatives to our proposal were
mentioned because we did not
anticipate a differential impact on
smaller entities. While we welcomed
comment on modifications of our
proposals if based on evidence of
potential differential impact, we
received no comments on the IRFA.
25. Report to Congress. The
Commission will send a copy of the
Report and Order, including this FRFA,
in a report to be sent to Congress
pursuant to the Congressional Review
Act. In addition, the Commission will
send a copy of the Report and Order,
including this FRFA, to the Chief
Counsel for Advocacy of the SBA. A
copy of the Report and Order and FRFA
(or summaries thereof) will also be
published in the Federal Register.
V. Ordering Clauses
26. Accordingly, it is ordered that,
pursuant to authority found in sections
1, 4(i) and (j), 301, 303 and 403 of the
Communications Act of 1934, as
amended, 47 U.S.C. 151, 154(i) and (j),
301, 303, and 403, the Commission’s
rules are hereby amended as set forth in
Appendix B.
27. It is ordered that the rules adopted
herein will become effective thirty days
after publication in the Federal
Register.
28. It is further ordered that the
Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
this Report and Order, including the
Final Regulatory Flexibility Analysis, to
PO 00000
Frm 00056
Fmt 4700
Sfmt 4700
the Chief Counsel of the Small Business
Administration.
List of Subjects in 47 CFR Part 73
Radio.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Rule Changes
For the reasons discussed in the
preamble, the Federal Communications
Commission amends 47 CFR part 73 as
follows:
I
PART 73–RADIO BROADCAST
SERVICES
1. The authority citation for part 73
continues to read as follows:
I
Authority: 47 U.S.C. 154, 303, 334, and
336.
2. Section 73.62 is revised to read as
follows:
I
§ 73.62 Directional antenna system
operation and tolerances.
(a) Each AM station operating a
directional antenna must maintain the
relative amplitudes of the antenna
currents, as indicated by the antenna
monitor, within 5% of the values
specified on the instrument of
authorization. Directional antenna
relative phases must be maintained
within 3 degrees of the values specified
on the instrument of authorization.
(b) In the event of a failure of system
components, improper pattern
switching or any other event that results
in operation substantially at variance
from the radiation pattern specified in
the instrument of authorization for the
pertinent time of day, operation must be
terminated within three minutes unless
power can be reduced sufficiently to
eliminate any excessive radiation. See
§ 73.1350(e).
(1) Any variation of operating
parameters by more than ±15 percent
sample current ratio or ±10 degrees in
phase, any monitor point that exceeds
125 percent of the licensed limit, or any
operation at variance that results in
complaints of interference shall be
considered operation substantially at
variance from the license and will
require immediate corrective action.
(2) [Reserved]
(c) In the event of minor variations of
directional antenna operating
parameters from the tolerances specified
in paragraph (a) of this section, the
following procedures will apply:
(1) The licensee shall measure and log
every monitoring point at least once for
each mode of directional operation.
Subsequent variations in operating
E:\FR\FM\08AUR1.SGM
08AUR1
Federal Register / Vol. 72, No. 152 / Wednesday, August 8, 2007 / Rules and Regulations
parameters will require the remeasuring
and logging of every monitoring point to
assure that the authorized monitoring
point limits are not being exceeded. The
licensee will be permitted 24 hours to
accomplish these actions; provided that,
the date and time of the failure to
maintain proper operating parameters
have been recorded in the station log.
(2) Provided each monitoring point is
within its specified limit, operation may
continue for a period up to 30 days
before a request for Special Temporary
Authority (STA) must be filed, pursuant
to paragraph (c)(4) of this section, to
operate with parameters at variance
from the provisions of paragraph (a) of
this section.
(3) If any monitoring point exceeds its
specified limit, the licensee must either
terminate operation within three hours
or reduce power in accordance with the
applicable provisions of § 73.1350(d), in
order to eliminate any possibility of
interference or excessive radiation in
any direction.
(4) If operation pursuant to paragraph
(c)(3) of this section is necessary, or
before the 30-day period specified in
paragraph (c)(2) of this § expires, the
licensee must request a Special
Temporary Authority (STA) in
accordance with section 73.1635 to
continue operation with parameters at
variance and/or with reduced power
along with a statement certifying that all
monitoring points will be continuously
maintained within their specified limits.
(d) In any other situation in which it
might reasonably be anticipated that the
operating parameters might vary out of
tolerance (such as planned array repairs
or adjustment and proofing procedures),
the licensee shall, before such activity is
undertaken, obtain a Special Temporary
Authority (STA) in accordance with
§ 73.1635 in order to operate with
parameters at variance and/or with
reduced power as required to maintain
all monitoring points within their
specified limits.
I 3. Section 73.1350 is amended by
revising paragraphs (b)(2) and (d),
redesignate paragraph (e) through (h) as
paragraphs (f) through (i), and by adding
a new paragraph (e) to read as follows:
§ 73.1350
Transmission system operation.
ebenthall on PRODPC61 with RULES
*
*
*
*
*
(b) * * *
(2) The transmitter control personnel
must have the capability to turn the
transmitter off at all times. If the
personnel are at a remote location, the
control system must provide this
capability continuously or must include
an alternate method of acquiring control
that can satisfy the requirement of
paragraph (e) of this section that
VerDate Aug<31>2005
15:29 Aug 07, 2007
Jkt 211001
operation be terminated within three
minutes.
*
*
*
*
*
(d) In the event that a broadcast
station is operating in a manner that is
not in compliance with the applicable
technical rules set forth elsewhere in
this part or the terms of the station
authorization, and the condition is not
listed in paragraph (e) or (f) of this
section, broadcast operation must be
terminated within three hours unless
antenna input power is reduced
sufficiently to eliminate any excess
radiation. Examples of conditions that
require termination of operation within
three hours include excessive power,
excessive modulation or the emission of
spurious signals that do not result in
harmful interference.
(e) If a broadcast station is operating
in a manner that poses a threat to life
or property or that is likely to
significantly disrupt the operation of
other stations, immediate corrective
action is required. In such cases,
operation must be terminated within
three minutes unless antenna input
power is reduced sufficiently to
eliminate any excess radiation.
Examples of conditions that require
immediate corrective action include the
emission of spurious signals that cause
harmful interference, any mode of
operation not specified by the station
license for the pertinent time of day, or
operation substantially at variance from
the authorized radiation pattern.
*
*
*
*
*
[FR Doc. E7–15373 Filed 8–7–07; 8:45 am]
BILLING CODE 6712–01–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 90
[WP Docket No. 07–100, DA 07–3256]
Amendment of Part 90 of the
Commission’s Rules; Correction
Federal Communications
Commission.
ACTION: Correcting amendments.
AGENCY:
SUMMARY: In this document, the Federal
Communications Commission
(‘‘Commission’’) published in the
Federal Register of Wednesday, June 27,
2007, a document, wherein
§§ 90.20(d)(42), 90.157, 90.203(n) and
90.235(e) was incorrectly amended. This
document corrects those amendments.
DATES: Effective on July 27, 2007.
FOR FURTHER INFORMATION CONTACT:
Rodney P. Conway, at
Rodney.Conway@FCC.gov, Wireless
PO 00000
Frm 00057
Fmt 4700
Sfmt 4700
44423
Telecommunications Bureau, (202) 418–
2904, or TTY (202) 418–7233; or via email at Rodney.Conway@fcc.gov.
SUPPLEMENTARY INFORMATION:
Background
The final regulations that are subject
to these corrections supersedes §§ 90.20,
90.157, 90.203 and 90.235.
Need for Correction
As published, the final regulations
contain errors which may prove to be
misleading and need to be clarified.
List of Subjects in 47 CFR Part 90
Administrative practice and
procedure, Common carriers,
Communications equipment, Radio.
Accordingly, 47 CFR part 90 is
corrected by making the following
correcting amendments:
I
PART 90—PRIVATE LAND MOBILE
RADIO SERVICES
1. The authority citation for part 90
continues to read as follows:
I
Authority: Sections 4(i), 11, 303(g), 303(r),
and 332(c)(7) of the Communications Act of
1934, as amended, 47 U.S.C. 154(i), 161,
303(g), 303(r), and 332(c)(7).
2. Amend § 90.20 by revising
paragraph (d)(42) to read as follows:
I
§ 90.20
Public Safety Pool.
*
*
*
*
*
(d) * * *
(42) This frequency may not be
assigned within 161 km (100 miles) of
New Orleans, La. (coordinates 29°56′53″
N and 90°04′10″ W).
*
*
*
*
*
I 3. Revise § 90.157 to read as follows:
§ 90.157 Discontinuance of station
operation.
(a) An authorization shall cancel
automatically upon permanent
discontinuance of operations. Unless
stated otherwise in this part or in a
station authorization, for the purposes
of this section, any station which has
not operated for one year or more is
considered to have been permanently
discontinued.
(b) For DSRCS Roadside Units (RSUs)
in the 5850–5925 MHz band, it is the
DSRCS licensee’s responsibility to
delete from the registration database any
RSUs that have been discontinued.
I 4. Amend § 90.203 by revising
paragraph (n) to read as follows:
§ 90.203
Certification required.
*
*
*
*
*
(n) Transmitters designed to operate
in the voice mode on channels
E:\FR\FM\08AUR1.SGM
08AUR1
Agencies
[Federal Register Volume 72, Number 152 (Wednesday, August 8, 2007)]
[Rules and Regulations]
[Pages 44418-44423]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-15373]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 73
[MB Docket No. 03-151; FCC 07-97]
Amendment of the Commission's Rules Regarding AM Directional
Antennas
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Commission issued this document in order to resolve a
conflict between the requirements of the rules regarding what
corrective actions an AM broadcast station licensee must take when
experiencing difficulties in the operation of a station's AM
directional antenna.
DATES: Effective September 7, 2007.
FOR FURTHER INFORMATION CONTACT: Karen Kosar, Karen.Kosar@fcc.gov of
the Media Bureau, Policy Division, (202) 418-2120 or Charles Miller,
Charles.Miller@fcc.gov of the Media Bureau, Audio Division, (202) 418-
2700.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Report
and Order (Order), FCC 07-97, adopted on May 22, 2007 and released on
May 25, 2007. The full text of this document is available for public
inspection and copying during regular business hours in the FCC
Reference Center, Federal Communications Commission, 445 12th
[[Page 44419]]
Street, SW., CY-A257, Washington, DC, 20554. These documents will also
be available via ECFS (https://www.fcc.gov/cgb/ecfs/). (Documents will
be available electronically in ASCII, Word 97, and/or Adobe Acrobat.)
The complete text may be purchased from the Commission's copy
contractor, 445 12th Street, SW., Room CY-B402, Washington, DC 20554.
To request this document in accessible formats (computer diskettes,
large print, audio recording, and Braille), send an e-mail to
fcc504@fcc.gov or call the Commission's Consumer and Governmental
Affairs Bureau at (202) 418-0530 (voice), (202) 418-0432 (TTY).
Paperwork Reduction Act
This document does not contain new or modified information
collection requirements subject to the Paperwork Reduction Act of 1995
(``PRA''), Public Law 104-13. In addition, therefore, it does not
contain any new or modified ``information collection burdens for small
business concerns with fewer than 25 employees,'' pursuant to the Small
Business Paperwork Relief Act of 2002, Public Law 107-198, see 44
U.S.C. 3506(c)(4).
Summary of the Report and Order
I. Introduction
1. This Report and Order (``Order'') is issued to resolve a
conflict between the requirements of Sec. Sec. 73.62 and 73.1350(d)(2)
of the Commission's rules regarding what corrective actions an AM
broadcast station licensee must take when encountering certain
difficulties in the operation of a station's AM directional antenna.
Specifically, we consider the proposed amendments as set forth in FCC
03-160 of the Notice of Proposed Rulemaking (``NPRM'') 68 FR 44273,
July 28, 2003, issued in the above-captioned proceeding and the
comments filed in response thereto; see In the Matter of Sec. Sec.
73.62 and 73.1350 of the Commission's Rules, 18 FCC Rcd 13570 (2003)
(``NPRM''). A list of parties filing comments and reply comments is set
forth in Appendix A.
II. Discussion
2. Each of the rules at issue is invoked when an AM broadcast
station's directional antenna operating parameters and/or monitoring
point field strengths exceed operating tolerances. The operating
parameters of an AM directional antenna are the relative amplitudes and
phases of the currents in the individual towers of the array. Stations
that use directional antennas are required to have an FCC authorized
antenna monitor to measure the operating parameters. Each AM station
using a directional antenna must take field strength measurements at
the monitoring point locations specified in the instrument of
authorization, as often as necessary to ensure that fields at those
points do not exceed the values specified in the station authorization.
According to the Commission's current version of the rules, Sec. Sec.
73.62 and 73.1350(d)(2) require different courses of action when an AM
station's directional monitoring parameters exceed the required
operating tolerances. Section 73.62 of the rules, specifically
addressing directional antenna system tolerances, requires that
whenever the operating parameters of a directional antenna cannot be
maintained within the tolerances specified in the rule, an AM licensee
has 24 hours within which to identify any excessive monitoring point
field strengths followed by three additional hours to take corrective
action.
In contrast, Sec. 73.1350(d)(2) of the rules, which addresses
transmission system operation, requires that, in the event of any
condition of antenna parameters or monitoring points out of tolerance,
station operation be terminated within three minutes unless power is
reduced sufficiently to eliminate any excess radiation. The NPRM
proposed amendments to both sections of the rules in order to resolve
any conflict by clearly delineating situations that require 24 hour,
three-hour and/or three-minute responses by AM licensees experiencing
directional antenna out-of-tolerance operation. The NPRM stated that
clarity in the Commission's rules is especially critical when the rules
may require that broadcast operations terminate within a matter of
minutes. Moreover, when broadcast operations cease and programming is
disrupted, broadcast listeners, in some cases, may be deprived of
critical information regarding hazardous weather and other emergency
conditions. Broadcast licensees also may be faced with fines and
forfeitures when found to be out of compliance with Commission rules.
It is therefore essential that the rules governing licensee compliance
be unambiguous.
3. The NPRM tentatively concluded that Sec. 73.1350(d)(2) of the
rules requiring termination of broadcast operation in three minutes was
excessively stringent and was not intended to apply to instances of
minor out-of-tolerance AM directional antenna operating parameters. It
proposed that a requirement to terminate operation in three minutes
should apply only to catastrophic events that are likely to cause
significant disruption to the operation of other stations or that pose
a threat to life or property. It also proposed that a requirement to
terminate operation within three hours should apply to instances of
out-of-tolerance operation that are likely to result in minor
interference to other stations. The NPRM tentatively concluded that in
the case of minor variances of operating parameters caused by
environmental changes, the provision of Sec. 73.62 which allows 24
hours to determine the existence of an out-of-tolerance condition for
an AM directional antenna system is reasonable. The NPRM also
tentatively concluded that the language currently included in Sec.
73.1350(d) that specifically addresses AM directional antenna systems
should be relocated to Sec. 73.62 because that section of the rules
applies only to AM licensees, while Sec. 73.1350 applies equally to
AM, FM and TV licensees.
4. The commenters participating in this proceeding generally
support the substantive amendments proposed by the Commission in the
NPRM. Womble Carlyle Sandridge & Rice, PLLC (``WCSR'') state that there
is a clear conflict between the two rules and the proposed amendments
will provide AM licensees with unambiguous guidance regarding
appropriate conduct involving cases of AM directional antenna out-of-
tolerance operation. The National Association of Broadcasters (``NAB'')
states that it strongly supports the Commission's proposal that the
three-minute rule should not apply to instances of minor-out-of-
tolerance AM directional operating parameters and that the abbreviated
time frame should apply only when operation poses significant
disruption to another licensee or poses a threat to life or property.
Likewise, NAB supports the three-hour rule for operations likely to
result in minor interference to other licensees and a 24-hour time
period to determine minor operating variances caused by environmental
changes.
5. While Mullaney Engineering, Inc. (``MEI'') states that it fully
supports the amendments proposed in the NPRM, it claims that there are
two areas of ambiguity that remain regarding the proposals and the
actions that AM licensees are required to take when confronted with AM
directional out-of-tolerance conditions. First, MEI states that
clarification is needed regarding the proposed version of Sec. 73.62
and the language used to determine whether the three-minute or 24-hour/
three-hour time frame applies in a given situation. According to MEI,
the issue arises when trying to determine whether the out-of-
[[Page 44420]]
tolerance condition results in operation substantially at variance from
the authorized radiation pattern or whether the out-of-tolerance
condition consists of only minor variations from the required
tolerances. The proposed version of Sec. 73.62(b) states that `` [i]n
the event of a failure of system components, improper pattern switching
or any other event that results in operation substantially at variance
from the radiation pattern specified in the instrument of authorization
for the pertinent time of day, operation must be terminated within
three minutes unless power can be reduced sufficiently to eliminate any
excessive radiation.'' The proposed version of Sec. 73.62(c) states
that `` [i]n the event of minor variations of directional antenna
operating parameters from the tolerances specified in paragraph (a) of
this section, the following procedures will apply: (1)-(4).'' MEI
states that neither the proposed amendments nor the text of the NPRM
provide any clear definition of what is to be considered
``substantially at variance'' or what is meant by ``minor variations.''
MEI points out that the NPRM states that a requirement to terminate
operation in three minutes should apply only to catastrophic events
that are likely to cause significant disruption to the operation of
other stations or that pose a threat to life or property. With regard
to the three-hour criteria, MEI observes that the NPRM states that a
requirement to terminate operation during this time frame should apply
to instances of out-of-tolerance operation that are likely to result in
interference to other stations. According to MEI, however, these
statements in the NPRM do not provide any objective basis for making
the requisite distinctions as to whether the out-of-tolerance condition
would be substantial or minor. MEI maintains that it is imperative that
these phrases be defined because the former triggers the three-minute
requirement, while the latter would only invoke the 24-hour/three-hour
rule. Without further guidance from the Commission, MEI asserts that it
is left to broadcast licensees to determine whether an incident is to
be considered substantial or minor, which may leave licensees open to
fines or forfeitures if their judgment differs from that of a
Commission field inspector.
6. MEI suggests that a possible solution might be to set a multiple
of the tolerances (offering three to five times as an example), which
if exceeded, would trigger the three minute time frame for responding
to out-of-tolerance conditions. MEI also proposes that rather than
requiring a complete termination of operation in response to a
substantial variation in tolerances, an alternative response might be
to require reduction of power to 25 percent of the authorized value,
pending a check of the monitor point field strengths within a 24-hour
period. MEI notes that this course of action would only be appropriate
if there were no complaints of interference. MEI asserts that the
Commission routinely grants short-term operation under Special
Temporary Authority (``STA'') at 25 percent of authorized power, absent
interference complaints, without regard to whether or not this
maintains the radiated field strength within authorized limits in any
given azimuth. According to MEI, especially if large excursions from
authorized parameters are the result of extremes in environmental
conditions, the public interest is better served by maintaining some
level of on-air capability rather than requiring the affected station
to completely shut down.
7. MEI further asserts that a second area in which ambiguity exists
is when the out-of-tolerance condition of directional antenna operation
parameters is relatively short lived, i.e., only a few hours or less.
MEI argues that it is possible in such a case that the antenna
operating parameters may return to within tolerance before the
monitoring point field strengths can be checked. MEI requests further
guidance in this area because checking monitoring point readings under
such conditions may be a waste of time because engineers would be
checking those readings for antenna parameters that are within required
limits and would not be checking the original out-of-tolerance state.
8. The purpose of Sec. Sec. 73.62 and 73.1350 of the Commission's
rules is to instruct AM broadcast licensees employing directional
antennas as to what corrective action to take when monitoring
parameters exceed required operating tolerances and in what amount of
time that action must be taken. Section 73.62 of the rules is narrowly
aimed at directional system tolerances and requires that action must be
taken when directional operating parameters exceed the +/-5 percent
current and +/-3 degree phase tolerances required by the rules, or when
any monitoring point field strength exceeds the value specified on the
station license. Section 73.1350 of the rules regarding transmission
system operation is more general in its coverage and can affect FM and
TV licensees, as well as AM licensees. Section 73.62 provides a more
liberal amount of time to determine and address issues specific to AM
directional antennas (27 hours), as compared to Sec. 73.1350 (three
minutes).
9. We believe that the adoption of the proposed substantive
amendments to Sec. Sec. 73.62 and 73.1350 of the Commission's rules
has been supported by the record in this proceeding. We agree with MEI
that it is necessary to delineate the difference between minor
variations of operating parameters and operation substantially at
variance from the license. We believe that the proposal offered by MEI
on this issue has merit and we adopt the following definition to be
added to Sec. 73.62 of the rules: Any variation of operating
parameters by more than +/-15 percent sample current ratio or +/-10
degrees in phase, any monitor point that exceeds 125 percent of the
licensed limit, or any operation at variance from the license that
results in complaints of interference shall be considered operation
substantially at variance from the license and will require immediate
corrective action, i.e., action within the three minute time frame for
responding to substantially variant out-of-tolerance conditions, or
within three minutes of a bona fide complaint if the variation does not
exceed the foregoing limits. In the absence of interference complaints,
lesser variances shall be considered minor variations in operating
parameters subject to the corrective actions called for in Sec. 73.62
of the Commission's rules.
10. The Commission's rules already provide for reduction of
operating power to eliminate excessive radiation. In addition, Sec.
73.1680 provides that if AM directional antenna systems become damaged
and can no longer operate properly, prior Commission approval is not
required for licensees to commence operation with an emergency
nondirectional antenna and power reduced to 25 percent or less of the
nominal licensed power, or a higher power, not exceeding licensed
power, while ensuring that the radiated field strength does not exceed
that authorized in any given azimuth. Licensees, however, must file a
request for special temporary authority within 24 hours following
commencement of emergency antenna operation. Because the current rules
adequately provide for reduced power and emergency antenna operation,
we find no need for any rule changes in this regard. With regard to
MEI's concern about ``short-lived'' variances, it is impossible to
predict in advance that a given out-of-tolerance condition will restore
itself without the need for corrective action. Therefore, we are not
persuaded that checking
[[Page 44421]]
monitoring point readings necessarily will be a waste of time in these
circumstances and decline to respond to MEI's request for further
guidance on this matter.
11. We believe that our actions in this proceeding will result in
clearer and more easily understandable rules that will assist AM
broadcast licensees employing directional antennas to implement
corrective action in the appropriate time frame when monitoring
parameters exceed required operating tolerances during the operation of
their stations. The clarification of these ambiguities will assist
broadcast licenses in avoiding unnecessary termination of operation of
their stations and provide the necessary guidance to maintain
compliance with our rules.
III. Procedural Matters
12. Final Regulatory Flexibility Act. As required by the Regulatory
Flexibility Act (``RFA''), an Initial Regulatory Flexibility Analysis
(``IRFA'') was incorporated into the NPRM. The Commission sought
written public comment on the possible significant economic impact of
the proposed policies and rules on small entities in the NPRM,
including comments on the IFRA. Pursuant to the RFA, a Final
Flexibility Analysis is contained in Appendix C.
13. Paperwork Reduction Act Analysis. This document does not
contain new or modified information collection requirements subject to
the Paperwork Reduction Act of 1995 (``PRA''), Public Law 104-13. In
addition, therefore, it does not contain any new or modified
``information collection burdens for small business concerns with fewer
than 25 employees,'' pursuant to the Small Business Paperwork Relief
Act of 2002, Public Law 107-198, see 44 U.S.C. 3506(c)(4).
14. Congressional Review Act. The Commission will send a copy of
this Report and Order in a report to be sent to Congress and the
General Accounting Office pursuant to the Congressional Review Act, see
5 U.S.C. 801(a)(1)(A).
IV. Final Regulatory Flexibility Act Analysis
15. As required by the Regulatory Flexibility Act of 1980, as
amended, (``RFA''), an Initial Regulatory Flexibility Analysis
(``IRFA'') was incorporated in the Notice of Proposed Rulemaking in MB
Docket No. 03-151 (hereinafter referred to as the NPRM). The Commission
sought written comment on the proposal in the NPRM, including comment
on the IRFA. The comments received are discussed below. This present
Final Regulatory Flexibility Analysis (``FRFA'') conforms to the RFA.
A. Need for, and Objectives, of the Report and Order
16. The Report and Order was issued to resolve a conflict between
Sec. Sec. 73.62 and 73.1350(d)(2) of the Commission's rules. Both
rules are invoked when an AM broadcast station's directional operating
parameters and/or monitoring point field strengths exceed the required
operating tolerances. It was considered important to resolve the
conflict in our rules because these rules affect termination of
broadcast operations, which may deprive listeners of necessary
information regarding hazardous or other emergency conditions.
Moreover, if broadcasters are found not to be in compliance with these
rules, they may face fines or have forfeiture action instituted against
them.
17. The Report and Order adopts the substantive amendments proposed
by the Commission in the Notice. It was determined that Sec.
73.1350(d)(2) of the rules requiring termination of broadcast operation
in three minutes was too stringent to apply to instances of minor out-
of-tolerance AM directional operating parameters. As such, it was
determined that a requirement to terminate operation in three minutes
should apply only to catastrophic events likely to cause significant
disruption to the operation of other stations or that pose a threat to
life or property. In addition, it was determined that a requirement to
terminate operation within three hours should apply to instances of
out-of-tolerance operation that are likely to result in minor
interference to other stations. Moreover, in the case of minor
variances of operating power caused by environmental changes, it was
determined that the 24 hour time period provided for in Sec. 73.62 of
the rules was a reasonable period of time in order to determine the
existence of the out-of-tolerance condition. The Report and Order also
clarified the rules to delineate the difference between minor
variations of operating parameters and operation substantially at
variance from the broadcast license. The Commission found that the
rules at issue need not be amended regarding the reduction of power as
an alternative to termination of operation or with regard to emergency
antenna operation because the current rules adequately address these
matters.
B. Summary of Significant Issues Raised by Public Comments in Response
to the IRFA
18. There were no comments filed on the IRFA.
C. Description and Estimate of the Number of Small Entities to Which
Rules Will Apply
19. The RFA directs agencies to provide a description of, and,
where feasible an estimate of, the number of small entities that may be
affected by the rules adopted herein. The RFA generally defines the
term ``small entity'' as having the same meaning as the terms ``small
business,'' ``small organization,'' and ``small governmental
jurisdiction.'' In addition, the term ``small business'' has the same
meaning as the term ``small business concern'' under the Small Business
Act. A ``small business concern'' is one which: (1) Is independently
owned and operated; (2) is not dominant in its field of operation; and
(3) satisfies any additional criteria established by the Small Business
Administration (SBA).
20. The amendments to Sec. Sec. 73.1350 and 73.62 will primarily
apply to certain AM directional radio broadcasting licensees and
potential licensees. The amendments to Sec. 73.1350 would also affect
FM broadcast stations in the event that any FM broadcast station
operates in a manner that poses a threat to life or property or in a
manner that is likely to cause significant disruption to the operation
of other stations. The SBA defines a radio broadcast entity that has
$6.5 million or less in annual receipts as a small business. Business
concerns included in this industry are those ``primarily engaged in
broadcasting aural programs by radio to the public.'' According to
Commission staff review of the BIA Publications, Inc., Master Access
Radio Analyzer Database, as of May 16, 2003, about 10,427 of the 10,945
commercial radio stations in the United States have revenues of $6
million or less. We note, however, that many radio stations are
affiliated with much larger corporations with much higher revenue, and
that in assessing whether a business concern qualifies as small under
the above definition, such business (control) affiliations (``Concerns
are affiliates of each other when one concern controls or has the power
to control the other, or a third party or parties controls or has the
power to control both.'' 13 CFR 121.103(a)(1)) are included. ``SBA
counts the receipts or employees of the concern whose size is at issue
and those of all its domestic and foreign affiliates, regardless of
whether the affiliates are
[[Page 44422]]
organized for profit, in determining the concern's size.'' 13 CFR
121(a)(4). Our estimate, therefore likely overstates the number of
small businesses that might be affected by the rules because the
revenue figure on which it is based does not include or aggregate
revenues from affiliated companies.
21. The amendments to Sec. 73.1350 would also affect television
stations in the event that any television station operates in a manner
that poses a threat to life or property or is likely to significantly
disrupt the operation of other stations. The SBA defines a television
broadcasting station that has no more than $13 million in annual
receipts as a small business. Business concerns included in this
industry are those ``primarily engaged in broadcasting images together
with sound.'' This category description continues, ``These
establishments operate television broadcasting studios and facilities
for the programming and transmission of programs to the public. These
establishments also produce or transmit visual programming to
affiliated broadcast television stations, which in turn broadcast the
programs to the public on a predetermined schedule. Programming may
originate in their own studios, from an affiliated network, or from
external sources.'' Separate census categories pertain to businesses
primarily engaged in producing programming. See id. at 502-05, NAICS
code 51210. Motion Picture and Video Production: code 512120, Motion
Picture and Video Distribution, code 512191, Teleproduction and Other
Post-Production Services, and code 512199, Other Motion Picture and
Video Industries. According to Commission staff review of the BIA
Publications, Inc. Master Access Television Analyzer Database as of May
16, 2003, about 814 of the 1,220 commercial television stations in the
United States have revenues of $12 million or less. We note, however,
that in assessing whether a business concern qualifies as small under
the above definition, business (control) affiliations must be included.
Our estimates, therefore, likely overstate the number of small entities
that might be affected by the rules because the revenue figure on which
it is based does not include or aggregate revenues from affiliated
companies.
D. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements for Small Entities
22. The rule changes will not impose any additional reporting or
recordkeeping requirements.
E. Steps Taken To Minimize Significant Economic Impact on Small
Entities and Significant Alternatives Considered
23. The RFA requires an agency to describe any significant
alternatives that it has considered in reaching its proposed approach,
which may include the following four alternatives: (1) The
establishment of differing compliance or reporting requirements or
timetables that take into account the resources available to small
entities; (2) the clarification, consolidation, or simplification of
compliance or reporting requirements under the rule for small entities;
(3) the use of performance, rather than design, standards; and (4) an
exemption from coverage of the rule, or any part thereof, for small
entities.
24. The Report and Order has been issued to remedy a conflict in
the Commission's rules that affect AM broadcast stations that employ
directional antennas. Amendment of the rules also affects FM and
television broadcast services. As we stated in the Notice of Proposed
Rulemaking, no alternatives to our proposal were mentioned because we
did not anticipate a differential impact on smaller entities. While we
welcomed comment on modifications of our proposals if based on evidence
of potential differential impact, we received no comments on the IRFA.
25. Report to Congress. The Commission will send a copy of the
Report and Order, including this FRFA, in a report to be sent to
Congress pursuant to the Congressional Review Act. In addition, the
Commission will send a copy of the Report and Order, including this
FRFA, to the Chief Counsel for Advocacy of the SBA. A copy of the
Report and Order and FRFA (or summaries thereof) will also be published
in the Federal Register.
V. Ordering Clauses
26. Accordingly, it is ordered that, pursuant to authority found in
sections 1, 4(i) and (j), 301, 303 and 403 of the Communications Act of
1934, as amended, 47 U.S.C. 151, 154(i) and (j), 301, 303, and 403, the
Commission's rules are hereby amended as set forth in Appendix B.
27. It is ordered that the rules adopted herein will become
effective thirty days after publication in the Federal Register.
28. It is further ordered that the Commission's Consumer and
Governmental Affairs Bureau, Reference Information Center, shall send a
copy of this Report and Order, including the Final Regulatory
Flexibility Analysis, to the Chief Counsel of the Small Business
Administration.
List of Subjects in 47 CFR Part 73
Radio.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Rule Changes
0
For the reasons discussed in the preamble, the Federal Communications
Commission amends 47 CFR part 73 as follows:
PART 73-RADIO BROADCAST SERVICES
0
1. The authority citation for part 73 continues to read as follows:
Authority: 47 U.S.C. 154, 303, 334, and 336.
0
2. Section 73.62 is revised to read as follows:
Sec. 73.62 Directional antenna system operation and tolerances.
(a) Each AM station operating a directional antenna must maintain
the relative amplitudes of the antenna currents, as indicated by the
antenna monitor, within 5% of the values specified on the instrument of
authorization. Directional antenna relative phases must be maintained
within 3 degrees of the values specified on the instrument of
authorization.
(b) In the event of a failure of system components, improper
pattern switching or any other event that results in operation
substantially at variance from the radiation pattern specified in the
instrument of authorization for the pertinent time of day, operation
must be terminated within three minutes unless power can be reduced
sufficiently to eliminate any excessive radiation. See Sec.
73.1350(e).
(1) Any variation of operating parameters by more than 15 percent sample current ratio or 10 degrees in
phase, any monitor point that exceeds 125 percent of the licensed
limit, or any operation at variance that results in complaints of
interference shall be considered operation substantially at variance
from the license and will require immediate corrective action.
(2) [Reserved]
(c) In the event of minor variations of directional antenna
operating parameters from the tolerances specified in paragraph (a) of
this section, the following procedures will apply:
(1) The licensee shall measure and log every monitoring point at
least once for each mode of directional operation. Subsequent
variations in operating
[[Page 44423]]
parameters will require the remeasuring and logging of every monitoring
point to assure that the authorized monitoring point limits are not
being exceeded. The licensee will be permitted 24 hours to accomplish
these actions; provided that, the date and time of the failure to
maintain proper operating parameters have been recorded in the station
log.
(2) Provided each monitoring point is within its specified limit,
operation may continue for a period up to 30 days before a request for
Special Temporary Authority (STA) must be filed, pursuant to paragraph
(c)(4) of this section, to operate with parameters at variance from the
provisions of paragraph (a) of this section.
(3) If any monitoring point exceeds its specified limit, the
licensee must either terminate operation within three hours or reduce
power in accordance with the applicable provisions of Sec. 73.1350(d),
in order to eliminate any possibility of interference or excessive
radiation in any direction.
(4) If operation pursuant to paragraph (c)(3) of this section is
necessary, or before the 30-day period specified in paragraph (c)(2) of
this Sec. expires, the licensee must request a Special Temporary
Authority (STA) in accordance with section 73.1635 to continue
operation with parameters at variance and/or with reduced power along
with a statement certifying that all monitoring points will be
continuously maintained within their specified limits.
(d) In any other situation in which it might reasonably be
anticipated that the operating parameters might vary out of tolerance
(such as planned array repairs or adjustment and proofing procedures),
the licensee shall, before such activity is undertaken, obtain a
Special Temporary Authority (STA) in accordance with Sec. 73.1635 in
order to operate with parameters at variance and/or with reduced power
as required to maintain all monitoring points within their specified
limits.
0
3. Section 73.1350 is amended by revising paragraphs (b)(2) and (d),
redesignate paragraph (e) through (h) as paragraphs (f) through (i),
and by adding a new paragraph (e) to read as follows:
Sec. 73.1350 Transmission system operation.
* * * * *
(b) * * *
(2) The transmitter control personnel must have the capability to
turn the transmitter off at all times. If the personnel are at a remote
location, the control system must provide this capability continuously
or must include an alternate method of acquiring control that can
satisfy the requirement of paragraph (e) of this section that operation
be terminated within three minutes.
* * * * *
(d) In the event that a broadcast station is operating in a manner
that is not in compliance with the applicable technical rules set forth
elsewhere in this part or the terms of the station authorization, and
the condition is not listed in paragraph (e) or (f) of this section,
broadcast operation must be terminated within three hours unless
antenna input power is reduced sufficiently to eliminate any excess
radiation. Examples of conditions that require termination of operation
within three hours include excessive power, excessive modulation or the
emission of spurious signals that do not result in harmful
interference.
(e) If a broadcast station is operating in a manner that poses a
threat to life or property or that is likely to significantly disrupt
the operation of other stations, immediate corrective action is
required. In such cases, operation must be terminated within three
minutes unless antenna input power is reduced sufficiently to eliminate
any excess radiation. Examples of conditions that require immediate
corrective action include the emission of spurious signals that cause
harmful interference, any mode of operation not specified by the
station license for the pertinent time of day, or operation
substantially at variance from the authorized radiation pattern.
* * * * *
[FR Doc. E7-15373 Filed 8-7-07; 8:45 am]
BILLING CODE 6712-01-P